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Major depressive disorder (MDD) and bipolar spectrum disorders are associated with some symptoms of—and fully defined—posttraumatic stress disorder (PTSD). Many traumatic experiences can lead to this comorbidity, the most common being exposure to or witnessing combat for men and rape and sexual molestation for women.1
Trauma has major prognostic and treatment implications for affectively ill patients, including those whose symptoms do not meet PTSD’s full diagnostic criteria. This article aims to help clinicians by:
- presenting evidence characterizing the overlap between affective disorders and PTSD
- reviewing evidence that the bipolar spectrum may be broader than generally thought, an insight that affects PTSD treatment
- making a case for routine PTSD screening for all patients with affective illnesses
- recommending PTSD treatments tailored to the patient’s comorbid affective disorder.
Overlap of trauma and affective illness
PTSD is remarkably comorbid with mood disorders. Americans with MDD and bipolar disorder (BPD) are 7 and 9.4 times, respectively, more likely to meet criteria for PTSD than persons in the general population, according to odds ratios Kessler et al2 calculated from the National Comorbidity Survey database.
I have never seen a patient with PTSD who did not also meet criteria for an affective disorder. The concurrence of PTSD and MDD is not the product of overlapping diagnostic criteria. Rather, evidence indicates these are distinct diagnostic entities.3 A review of diagnostic criteria for PTSD and hypomania/mania leads to the same conclusion.
Bipolar spectrum disorders
DSM-IV-TR assumes that mood disorders fall neatly into boxes. Other data (Table 1)4–8 indicate that these disorders fall along a continuum or—more conservatively—that the scope of bipolarity is much wider than DSM-IV-TR recognizes. This is a controversial topic, and the individual clinician’s position could impact how one manages PTSD patients.
Table 1
Evidence of bipolar spectrum features in major depressive episodes
Study | Design | Conclusion |
---|---|---|
Akiskal and Mallya, 19874 | 200 community mental health clinic patients diagnosed as having MDD | 50% could be classified as having a bipolar disorder |
Benazzi, 19975 | 203 consecutively presenting patients with depression | 45% met criteria for bipolar II disorder |
Akiskal and Benazzi, 20056 | 563 consecutive patients presenting with a DSM-IV-diagnosed MDE | 58% showed features of bipolar II disorder |
Akiskal et al, 20067 | 493 patients in a French national study presenting with MDE | 65% were determined to fall along the ‘bipolar spectrum’ |
Rabakowski et al, 20058 | 880 Polish outpatients presenting with MDE | 40% met criteria for bipolar disorder |
MDD: major depressive disorder; MDE: major depressive episode |
In this article, I include bipolar I disorder, bipolar II disorder, and mixed depression within the “bipolar spectrum disorders.” If one accepts this—and I do—it follows that 50% to 70% of all major depressive episodes (MDEs) are bipolar in nature.4–9 Depending on your practice setting, you may see a higher or lower base rate of bipolar spectrum disorders.
Mixed depression is not recognized in DSM-IV-TR, and the purpose of this article is not to defend its inclusion as a bipolar spectrum phenomenon. A proposed definition of mixed depression9 requires the presence of an MDE contaminated by ≥3 features of hypomania or mania, without euphoria or inflated self-esteem/grandiosity (Table 2).10
Some experts believe episodes of hypomania and mania frequently occur in the illness course of persons with mixed depression; indeed, mixed depression is a predictor of a bipolar course. It is observed in outpatient9 and inpatient settings.11 Common forms of mixed depression feature combinations of irritability, psychomotor agitation (mild to severe), increased talkativeness (which may fall short of frank pressured speech), racing or “crowded” thoughts (or “mental overactivity”), and distractibility. Other than increased self-esteem/grandiosity, any symptoms within DSM-IV-TR criterion B for a hypomanic or manic episode may be seen in mixed depression. Psychosis is an exclusion criterion for mixed depression.
Mixed depression responds poorly to antidepressant monotherapy. Validation studies suggest that mixed depression is a bipolar variant, as determined by its capacity to predict a bipolar course and its association with a family history of bipolar disorder and age of onset.9
Table 2
Diagnostic characteristics of a hypomanic episode, DSM-IV-TR criteria A and B
A. A distinct period of persistently elevated, expansive, or irritable mood, lasting throughout at least 4 days, that is clearly different from the usual nondepressed mood. |
B. During the period of mood disturbance, 3 or more of the following symptoms have persisted (4 if the mood is only irritable) and have been present to a significant degree: 1) inflated self-esteem or grandiosity 2) decreased need for sleep (eg, feels rested after only 3 hours of sleep) 3) more talkative than usual or pressure to keep talking 4) flight of ideas or subjective experience that thoughts are racing 5) distractibility (ie, attention too easily drawn to unimportant or irrelevant external stimuli) 6) increase in goal-directed activity (either socially, at work or school, or sexually) or psychomotor agitation 7) excessive involvement in pleasurable activities that have a high potential for painful consequences (eg, the person engages in unrestrained buying sprees, sexual indiscretions, or foolish business investments). |
Source: Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000 |
PTSD risk in affective illness
An adolescent sample. A preliminary cross-sectional study conducted by our group indicates that adolescents with affective disorders may have a much higher risk of developing PTSD than psychiatric comparison subjects.12 We used modules from the Structured Clinical Interview for DSM-IV (SCID) to screen for intra-episode psychopathology (as opposed to lifetime prevalence of disorders) in 79 adolescents with MDD, 34 with BPD as defined in the DSM-IV-TR, and 26 with neither affective disorder (psychiatric controls). We found:
- 38.2% of subjects with BPD met criteria for PTSD, compared with 13.9% of those with MDD (OR 4.9; P =.001)
- 3.8% of adolescents without a mood disorder met criteria for PTSD.
We also found that comorbid PTSD was associated with a 4.5-fold higher risk of a suicide attempt, even after we controlled for BPD diagnosis. When we controlled for the presence of other concurrent anxiety disorders, the likelihood of an adolescent with PTSD having attempted suicide remained significant (OR 3.4; P=.023). This finding suggests that PTSD is an independent risk factor for a suicide attempt.
An adult sample. We then focused on adults meeting criteria for MDD or BPD. In a study of 187 consecutively presenting affectively ill patients, we used the SCID to screen for multiple anxiety disorders including PTSD.13 Lifetime—as opposed to intra-episode—PTSD prevalence was 23.8% among the 118 patients with MDD and 62.3% among the 69 patients with BPD. A patient with BPD was 5 times more likely to have PTSD than a patient with MDD (OR 5.3; P < .0001). The most common cause of trauma leading to PTSD was sexual molestation or rape as a child or adolescent in this predominantly female Latino population.
Populations at risk for PTSD
The prevalence of PTSD in clinical samples varies, depending on the population studied. For instance, women are at much higher risk for developing PTSD than men, even in comparisons where men are exposed to a greater number of traumatic events and analyses control for differences in the prevalence of sexual abuse. The gender difference is greater if the trauma occurs during childhood.14 Essentially all patients in our adolescent and adult studies developed PTSD in response to childhood or adolescent sexual trauma.12,13
A population exposed to a high rate of violent crime would be expected to show a higher PTSD prevalence than one exposed to substantially less violence. The base rate of PTSD also is much higher in affectively ill patients than in the general population.
An analysis by Otto et al15 found a 16% lifetime prevalence of concomitant PTSD in 1,214 persons with BPD (not the manifold forms within the bipolar spectrum). Oquendo et al16 reported a 25.7% lifetime prevalence of PTSD in 230 patients with a history of MDD. Other epidemiologic2 and clinical studies12,13 suggest a considerably higher base rate of PTSD among persons with bipolar disorders than those with MDD.
The method of ascertaining the presence of this disorder may be another variable affecting the reported PTSD prevalence. Persistent avoidance—including “efforts to avoid thoughts, feelings, or conversations associated with the trauma”—is a diagnostic feature of PTSD.10 Researchers and clinicians who do not intentionally screen patients for PTSD are not likely to detect it. Determining the true prevalence of PTSD requires empathic inquiry about exposure to traumatic events.
PTSD screening
Humans are remarkably resilient, and most persons exposed to major trauma are thought not to develop PTSD. However, in my experience, because PTSD appears to be common among persons with affective illness, determining whether such patients have been traumatized is important for prognosis and treatment selection.
To get started, you could create a 1-page form to record traumatic events and identify features of PTSD according to DSM-IV-TR criteria (Checklist).10 PTSD screening without a form can become second nature with practice; an experienced clinician can screen a traumatized patient for the disorder within 3 to 5 minutes.
When screening for a history of trauma, ask patients in a straightforward manner if they have:
- been victims of violent crimes
- witnessed violent crimes
- been exposed to events in which people could have suffered grave injury
- experienced emotional, physical, or sexual abuse.
A person who has experienced emotional abuse but not physical or sexual abuse cannot meet DSM-IV-TR criterion A and therefore does not meet full criteria for PTSD. Many emotionally abused persons meet criteria B through F, however, and they are most reasonably managed similarly to persons who also meet criterion A. When formulating a treatment plan, I recommend using clinical judgment rather than rigid adherence to DSM-IV-TR.
Checklist
DSM-IV-TR diagnostic criteria for posttraumatic stress disorder
Criterion A. The person has been exposed to a traumatic event in which both of the following have been present: | |
□ | 1. The person has experienced, witnessed, or been confronted with an event or events that involve actual or threatened death or serious injury, or a threat to the physical integrity of oneself or others |
□ | 2. The person’s response involved intense fear, helplessness, or horror |
Criterion B. The traumatic event is persistently re-experienced in at least 1 of the following ways: | |
□ | 1. Recurrent and intrusive distressing recollections of the event, including images, thoughts, or perceptions |
□ | 2. Recurrent distressing dreams of the event |
□ | 3. Acting or feeling as if the traumatic event were recurring (includes a sense of reliving the experience, illusions, hallucinations, and dissociative flashback episodes, including those that occur upon awakening or when intoxicated) |
□ | 4. Intense psychological distress at exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event |
□ | 5. Physiologic reactivity upon exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event |
Criterion C. Persistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present before the trauma), as indicated by at least 3 of the following: | |
□ | 1. Efforts to avoid thoughts, feelings, or conversations associated with the trauma |
□ | 2. Efforts to avoid activities, places, or people that arouse recollections of the trauma |
□ | 3. Inability to recall an important aspect of the trauma |
□ | 4. Markedly diminished interest or participation in significant activities |
□ | 5. Feeling of detachment or estrangement from others |
□ | 6. Restricted range of affect |
□ | 7. Sense of foreshortened future |
Criterion D. Persistent symptoms of increasing arousal (not present before the trauma), indicated by at least 2 of the following: | |
□ | 1. Difficulty falling or staying asleep |
□ | 2. Irritability or outbursts of anger |
□ | 3. Difficulty concentrating |
□ | 4. Hypervigilance |
□ | 5. Exaggerated startle response |
□ | Criterion E. Duration of disturbance (symptoms in B, C, and D) is >1 month |
□ | Criterion F. Disturbance causes clinically significant distress or impairment in social, occupational, or other important areas of functioning |
Source: Adapted from Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000 |
Treating PTSD in depression
Pharmacotherapy and psychotherapeutic interventions are important to PTSD patients’ recovery. Limited resources often prevent these patients from receiving expert psychotherapeutic intervention, however, leaving pharmacotherapy as the mainstay of treatment. This is unfortunate, because psychological interventions may be sufficient and preferred in some instances (Box).17–20
Pharmacotherapy for comorbid MDD. Selective serotonin reuptake inhibitors (SSRIs) and venlafaxine are first-line interventions for PTSD in depressed patients who do not meet criteria for a bipolar spectrum disorder. Placebo-controlled studies suggest that sertraline,21,22 fluoxetine,23 and paroxetine,24 are effective; doses higher than those used to treat depression may be required. Extended-release venlafaxine25 in dosages similar to those needed for depressive disorders also can be effective. Bupropion does not appear to be beneficial in treating PTSD.
The monoamine oxidase inhibitor phenelzine was long used successfully in treating PTSD but for the most part has been replaced by SSRIs. Because of its associated dietary restrictions, risk of hypertensive crises, and other side effects, phenelzine probably is best reserved for patients who do not respond to treatment with SSRIs or venlafaxine.
Pharmacotherapy for comorbid bipolar spectrum. If one accepts that most patients meeting criteria for MDE have a bipolar spectrum disorder, then most affectively ill patients with PTSD would need to be treated as if they have bipolar disorder. Oddly enough, this creates difficulties for the use of not only antidepressants and benzodiazepines, but also mood stabilizers:
- Patients with BPD and comorbid anxiety disorders, including PTSD, may be resistant to mood stabilizers.26,27
- Antidepressants can precipitate hypomanic or manic switches or onset of mixed hypomania, a mixed state, or rapid cycling in patients with a bipolar spectrum disorder.28–30
- Benzodiazepines do not appear to relieve acute or chronic PTSD-related distress, and discontinuation could cause rebound symptoms.31
Because no outcome studies have addressed PTSD management in patients with bipolar spectrum disorders, clinicians must rely on their judgment when formulating treatment plans. One strategy is to treat patients with mood stabilizers, then leave well enough alone if both the mood and anxiety symptoms remit (which is possible but unlikely in my experience). I often start treatment for the bipolar spectrum disorder and co-existing PTSD using mood stabilizers (including atypical antipsychotics) and prazosin, an α-1antagonist originally used for treating hypertension.
Prazosin can help diminish nightmares, dreams, and other painful recollections of trauma.32,33 The drug does not affect time to sleep onset. It also has been reported to reduce avoidance behavior and hyperarousal, such as irritability and anger.34 This has been my experience.
Cognitive-behavioral therapy (CBT) involving prolonged exposure (PE) to trauma-related stimuli has been shown to be effective for posttraumatic stress disorder (PTSD) in controlled studies.17,18 PE is an individual CBT designed to help patients process traumatic events and reduce psychological distress. It involves education about reactions to trauma, relaxation techniques, imaginal reliving of the trauma, exposure to cues associated with the trauma, and cognitive restructuring.
Administering D-cycloserine before behavioral treatment sessions facilitates fear extinction, and its use to enhance prolonged PE constitutes state-of-the-art treatment.19 Eye movement desensitization and reprocessing also may be effective.18,20
PE is a reasonable first-line treatment for PTSD patients with comorbid bipolar spectrum disorders when PTSD symptoms persist after pharmacologic treatment for the bipolar spectrum disorder. PE also is a first-line treatment for PTSD in patients with comorbid major depressive disorder. Barriers to PE treatment include its cost and finding professionals who are expert in its use.
Prazosin to treat PTSD-related symptoms in children or adolescents has not been studied, but it can be useful in adults over a wide range of doses. As little as 1 mg at bedtime may confer benefit, although the mean prazosin dose in an 8-week, placebo-controlled study of 40 combat veterans was 13.3 mg in the evening.33
I often initiate prazosin treatment as follows:
- 1 mg on the first night of treatment
- 2 mg on the second night
- 3 mg on the third night
- then, if tolerated, 1 mg upon waking, 1 mg 8 hours later, and 3 mg at bedtime. I then slowly adjust the dose schedule based on the patient’s needs, such as minimizing painful re-experiencing of the trauma. Reducing avoidance and hyperarousal also are reasonable targets. For example, when using prazosin to treat extremely angry men with PTSD stemming from exposure to violent crimes, I have observed that even “murderous” rage ceases with prazosin treatment, only to reappear when prazosin is discontinued.
In treating approximately 100 patients with prazosin, I have not exceeded 16 mg/d. Dosages used for treating hypertension usually are 5 to 20 mg/d. When using prazosin, I always:
- warn patients that faintness or fainting is a side effect and record this caveat in their chart
- obtain sitting and standing blood pressure and pulse before starting treatment and subsequently
- ask patients if they feel dizzy when changing posture before and after initiating treatment.
Most of my PTSD patients are suffering so much that they are willing to accept the risk of fainting associated with prazosin use. For PTSD comorbid with severe panic disorder,12,13 I find that a benzodiazepine with antipanic properties such as alprazolam or clonazepam often works well in conjunction with prazosin.
Some patients with bipolar spectrum disorders might benefit from the addition of an SSRI after mood stabilizer treatment proves effective. However, I have never managed a patient in this manner, and like my own treatment strategy, this has not been subjected to rigorous empiric inquiry. In my view, psychological treatment is much preferred to antidepressant therapy.
Related resource
- Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet. 2007;369:935-945.
Drug brand names
- Alprazolam • Xanax
- Bupropion • Wellbutrin
- Clonazepam • Klonopin
- D-cycloserine • Seromycin
- Fluoxetine • Prozac
- Paroxetine • Paxil
- Phenelzine • Nardil
- Prazosin • Minipress
- Sertraline • Zoloft
- Venlafaxine • Effexor
Disclosure
Dr. Dilsaver reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.
1. Kessler RC, Berglund P, Demler O, et al. The epidemiology of major depressive disorder: results from the National Comorbidity-Replication (NCS-R). JAMA. 2003;289:3095-3105.
2. Kessler RC, Sonnega A, Bromet E, et al. Posttraumatic stress disorder in the National Comorbidity Survey. Arch Gen Psychiatry. 1995;52:1048-1060.
3. Franklin CL, Zimmerman M. Posttraumatic stress disorder and major depressive disorder: investigating the role of overlapping symptoms in diagnostic comorbidity. J Nerv Ment Dis. 2001;189:548-551.
4. Akiskal HS, Mallya G. Criteria for the “soft” bipolar spectrum: treatment implications. Psychopharmacol Bull. 1987;23:68-73.
5. Benazzi F. Prevalence of bipolar II disorder in outpatient depression: a 203-case study in a private practice. J Affect Disord. 1997;43:163-164.
6. Akiskal HS, Benazzi F. Optimizing the detection of bipolar II in outpatient private practice: toward a systematization of clinical diagnostic wisdom. J Clin Psychiatry. 2005;66:914-921.
7. Akiskal HS, Akiskal KK, Lancrenon S, et al. Validating the soft bipolar spectrum in the French National EPIDEP study: the prominence of BP-II. J Affect Disord. 2006;96:207-213.
8. Rabakowski JK, Suwalska D, Lojko D, et al. Bipolar disorders among Polish psychiatric outpatients treated for major depression. J Affect Disord. 2005;84:141-147.
9. Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet. 2007;369:935-945.
10. Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000.
11. Maj M, Pirozzi R, Magliano, et al. Agitated ‘unipolar’ major depression: prevalence, phenomenology, and outcome. J Clin Psychiatry. 2006;67:712-719.
12. Dilsaver SC, Benazzi F, Akiskal HS, et al. Post-traumatic stress disorder among adolescents with bipolar disorder and its relationship to suicidality. Bipolar Disord. 2007;9:649-655.
13. Dilsaver SC, Benazzi F, Akiskal KK, et al. Differential patterns of lifetime multiple anxiety disorder comorbidity between Latino adults with bipolar I and major depressive disorders. Bull Menninger Clinic. 2008;72:130-148.
14. Stein MB, Walker JR, Forde DR. Gender differences in susceptibility to posttraumatic stress disorder. Behav Res Ther. 2000;38:619-628.
15. Otto MW, Perlman CA, Wernicke R, et al. Posttraumatic stress disorder in patients with bipolar disorder: a review of prevalence, correlates, and treatment strategies. Bipolar Disord. 2004;6:470-479.
16. Oquendo M, Brent DA, Birmaher B, et al. Posttraumatic stress disorder comorbid with major depression: factors mediating the association with suicidal behavior. Am J Psychiatry. 2005;162:560-566.
17. Schnurr PP, Friedman MJ, Engel CC, et al. Cognitive behavioral therapy for posttraumatic stress disorder in women: a randomized-controlled trial. JAMA. 2007;297:820-830.
18. Bisson J, Andrew M. Psychological treatment for posttraumatic stress disorder (PTSD). Cochrane Database Syst Rev. 2005;CD003388.-
19. Cukor J, Spitalnick J, Difede J, et al. Emerging treatments for PTSD. Clin Psychol Rev. 2009;29(8):715-726.
20. Hogberg G, Pagani M, Sundin O, et al. Treatment of posttraumatic stress disorder with eye movement desensitization and reprocessing: outcome is stable in 35-month follow-up. Psychiatry Res. 2008;159(1-2):101-108.
21. Brady K, Pearlstein T, Asnis GM, et al. Efficacy and safety of sertraline treatment of posttraumatic stress disorder: a randomized controlled trial. JAMA. 2000;283:1837-1844.
22. Friedman MJ, Marmar CR, Baker DG, et al. Randomized, double-blind comparison of sertraline and placebo for posttraumatic stress disorder in a Department of Veterans Affairs setting. J Clin Psychiatry. 2007;68:711-720.
23. Martenyi F, Brown EB, Zhang H, et al. Fluoxetine versus placebo in posttraumatic stress disorder. J Clin Psychiatry. 2002;63:199-206.
24. Tucker P, Zaninelli R, Yehuda R, et al. Paroxetine in the treatment of chronic posttraumatic stress disorder: results of a placebo-controlled, flexible-dosage trial. J Clin Psychiatry. 2001;62:860-868.
25. Pae CU, Lim HK, Ajwani N, et al. Extended-release formulation of venlafaxine in the treatment of post-traumatic stress disorder. Expert Rev Neurother. 2007;7:603-615.
26. Simon NM, Otto MW, Weiss RD, et al. Pharmacotherapy for bipolar disorder and comorbid conditions: baseline data from the STEP-BD. J Clin Psychopharmacol. 2004;24(5):512-520.
27. Quarantini LC, Miranda-Scippa A, Nery-Fernandes F, et al. The impact of comorbid posttraumatic stress disorder on bipolar patients. Affect Disord. 2009; [Epub ahead of print].
28. Henry C, Sorbara F, Lacoste J, et al. Antidepressant induced mania in bipolar patients: identification and risk factors. J Clin Psychiatry. 2001;62:249-255.
29. Gao K, Kemp DE, Gonocy SJ, et al. Treatment-emergent mania/hypomania during antidepressant monotherapy in patients with rapid cycling bipolar disorder. Bipolar Disord. 2008;10:907-915.
30. Dilsaver SC, Swann AC. Mixed mania: apparent induction by a tricyclic antidepressant in five consecutively treated patients with bipolar depression. Biol Psychiatry. 1995;1:60-62.
31. Braun P, Greenberg D, Dasberg H, et al. Core symptoms of posttraumatic stress disorder unimproved by alprazolam treatment. J Clin Psychiatry. 1990;51:236-238.
32. Taylor FB, Martin P, Thompson C, et al. Prazosin effects on objective sleep measures and clinical symptoms in civilian trauma posttraumatic stress disorder: a placebo-controlled study. Biol Psychiatry. 2008;63:629-632.
33. Raskind MA, Perskind ER, Hoff DJ, et al. A parallel group placebo controlled study of prazosin for trauma nightmares and sleep disturbance in combat veterans with posttraumatic stress disorder. Biol Psychiatry. 2007;61:928-934.
34. Taylor FB, Lowe K, Thompson C, et al. Daytime prazosin reduces psychological distress to trauma specific cues in civilian trauma posttraumatic stress disorder. Biol Psychiatry. 2006;59:577-581.
Major depressive disorder (MDD) and bipolar spectrum disorders are associated with some symptoms of—and fully defined—posttraumatic stress disorder (PTSD). Many traumatic experiences can lead to this comorbidity, the most common being exposure to or witnessing combat for men and rape and sexual molestation for women.1
Trauma has major prognostic and treatment implications for affectively ill patients, including those whose symptoms do not meet PTSD’s full diagnostic criteria. This article aims to help clinicians by:
- presenting evidence characterizing the overlap between affective disorders and PTSD
- reviewing evidence that the bipolar spectrum may be broader than generally thought, an insight that affects PTSD treatment
- making a case for routine PTSD screening for all patients with affective illnesses
- recommending PTSD treatments tailored to the patient’s comorbid affective disorder.
Overlap of trauma and affective illness
PTSD is remarkably comorbid with mood disorders. Americans with MDD and bipolar disorder (BPD) are 7 and 9.4 times, respectively, more likely to meet criteria for PTSD than persons in the general population, according to odds ratios Kessler et al2 calculated from the National Comorbidity Survey database.
I have never seen a patient with PTSD who did not also meet criteria for an affective disorder. The concurrence of PTSD and MDD is not the product of overlapping diagnostic criteria. Rather, evidence indicates these are distinct diagnostic entities.3 A review of diagnostic criteria for PTSD and hypomania/mania leads to the same conclusion.
Bipolar spectrum disorders
DSM-IV-TR assumes that mood disorders fall neatly into boxes. Other data (Table 1)4–8 indicate that these disorders fall along a continuum or—more conservatively—that the scope of bipolarity is much wider than DSM-IV-TR recognizes. This is a controversial topic, and the individual clinician’s position could impact how one manages PTSD patients.
Table 1
Evidence of bipolar spectrum features in major depressive episodes
Study | Design | Conclusion |
---|---|---|
Akiskal and Mallya, 19874 | 200 community mental health clinic patients diagnosed as having MDD | 50% could be classified as having a bipolar disorder |
Benazzi, 19975 | 203 consecutively presenting patients with depression | 45% met criteria for bipolar II disorder |
Akiskal and Benazzi, 20056 | 563 consecutive patients presenting with a DSM-IV-diagnosed MDE | 58% showed features of bipolar II disorder |
Akiskal et al, 20067 | 493 patients in a French national study presenting with MDE | 65% were determined to fall along the ‘bipolar spectrum’ |
Rabakowski et al, 20058 | 880 Polish outpatients presenting with MDE | 40% met criteria for bipolar disorder |
MDD: major depressive disorder; MDE: major depressive episode |
In this article, I include bipolar I disorder, bipolar II disorder, and mixed depression within the “bipolar spectrum disorders.” If one accepts this—and I do—it follows that 50% to 70% of all major depressive episodes (MDEs) are bipolar in nature.4–9 Depending on your practice setting, you may see a higher or lower base rate of bipolar spectrum disorders.
Mixed depression is not recognized in DSM-IV-TR, and the purpose of this article is not to defend its inclusion as a bipolar spectrum phenomenon. A proposed definition of mixed depression9 requires the presence of an MDE contaminated by ≥3 features of hypomania or mania, without euphoria or inflated self-esteem/grandiosity (Table 2).10
Some experts believe episodes of hypomania and mania frequently occur in the illness course of persons with mixed depression; indeed, mixed depression is a predictor of a bipolar course. It is observed in outpatient9 and inpatient settings.11 Common forms of mixed depression feature combinations of irritability, psychomotor agitation (mild to severe), increased talkativeness (which may fall short of frank pressured speech), racing or “crowded” thoughts (or “mental overactivity”), and distractibility. Other than increased self-esteem/grandiosity, any symptoms within DSM-IV-TR criterion B for a hypomanic or manic episode may be seen in mixed depression. Psychosis is an exclusion criterion for mixed depression.
Mixed depression responds poorly to antidepressant monotherapy. Validation studies suggest that mixed depression is a bipolar variant, as determined by its capacity to predict a bipolar course and its association with a family history of bipolar disorder and age of onset.9
Table 2
Diagnostic characteristics of a hypomanic episode, DSM-IV-TR criteria A and B
A. A distinct period of persistently elevated, expansive, or irritable mood, lasting throughout at least 4 days, that is clearly different from the usual nondepressed mood. |
B. During the period of mood disturbance, 3 or more of the following symptoms have persisted (4 if the mood is only irritable) and have been present to a significant degree: 1) inflated self-esteem or grandiosity 2) decreased need for sleep (eg, feels rested after only 3 hours of sleep) 3) more talkative than usual or pressure to keep talking 4) flight of ideas or subjective experience that thoughts are racing 5) distractibility (ie, attention too easily drawn to unimportant or irrelevant external stimuli) 6) increase in goal-directed activity (either socially, at work or school, or sexually) or psychomotor agitation 7) excessive involvement in pleasurable activities that have a high potential for painful consequences (eg, the person engages in unrestrained buying sprees, sexual indiscretions, or foolish business investments). |
Source: Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000 |
PTSD risk in affective illness
An adolescent sample. A preliminary cross-sectional study conducted by our group indicates that adolescents with affective disorders may have a much higher risk of developing PTSD than psychiatric comparison subjects.12 We used modules from the Structured Clinical Interview for DSM-IV (SCID) to screen for intra-episode psychopathology (as opposed to lifetime prevalence of disorders) in 79 adolescents with MDD, 34 with BPD as defined in the DSM-IV-TR, and 26 with neither affective disorder (psychiatric controls). We found:
- 38.2% of subjects with BPD met criteria for PTSD, compared with 13.9% of those with MDD (OR 4.9; P =.001)
- 3.8% of adolescents without a mood disorder met criteria for PTSD.
We also found that comorbid PTSD was associated with a 4.5-fold higher risk of a suicide attempt, even after we controlled for BPD diagnosis. When we controlled for the presence of other concurrent anxiety disorders, the likelihood of an adolescent with PTSD having attempted suicide remained significant (OR 3.4; P=.023). This finding suggests that PTSD is an independent risk factor for a suicide attempt.
An adult sample. We then focused on adults meeting criteria for MDD or BPD. In a study of 187 consecutively presenting affectively ill patients, we used the SCID to screen for multiple anxiety disorders including PTSD.13 Lifetime—as opposed to intra-episode—PTSD prevalence was 23.8% among the 118 patients with MDD and 62.3% among the 69 patients with BPD. A patient with BPD was 5 times more likely to have PTSD than a patient with MDD (OR 5.3; P < .0001). The most common cause of trauma leading to PTSD was sexual molestation or rape as a child or adolescent in this predominantly female Latino population.
Populations at risk for PTSD
The prevalence of PTSD in clinical samples varies, depending on the population studied. For instance, women are at much higher risk for developing PTSD than men, even in comparisons where men are exposed to a greater number of traumatic events and analyses control for differences in the prevalence of sexual abuse. The gender difference is greater if the trauma occurs during childhood.14 Essentially all patients in our adolescent and adult studies developed PTSD in response to childhood or adolescent sexual trauma.12,13
A population exposed to a high rate of violent crime would be expected to show a higher PTSD prevalence than one exposed to substantially less violence. The base rate of PTSD also is much higher in affectively ill patients than in the general population.
An analysis by Otto et al15 found a 16% lifetime prevalence of concomitant PTSD in 1,214 persons with BPD (not the manifold forms within the bipolar spectrum). Oquendo et al16 reported a 25.7% lifetime prevalence of PTSD in 230 patients with a history of MDD. Other epidemiologic2 and clinical studies12,13 suggest a considerably higher base rate of PTSD among persons with bipolar disorders than those with MDD.
The method of ascertaining the presence of this disorder may be another variable affecting the reported PTSD prevalence. Persistent avoidance—including “efforts to avoid thoughts, feelings, or conversations associated with the trauma”—is a diagnostic feature of PTSD.10 Researchers and clinicians who do not intentionally screen patients for PTSD are not likely to detect it. Determining the true prevalence of PTSD requires empathic inquiry about exposure to traumatic events.
PTSD screening
Humans are remarkably resilient, and most persons exposed to major trauma are thought not to develop PTSD. However, in my experience, because PTSD appears to be common among persons with affective illness, determining whether such patients have been traumatized is important for prognosis and treatment selection.
To get started, you could create a 1-page form to record traumatic events and identify features of PTSD according to DSM-IV-TR criteria (Checklist).10 PTSD screening without a form can become second nature with practice; an experienced clinician can screen a traumatized patient for the disorder within 3 to 5 minutes.
When screening for a history of trauma, ask patients in a straightforward manner if they have:
- been victims of violent crimes
- witnessed violent crimes
- been exposed to events in which people could have suffered grave injury
- experienced emotional, physical, or sexual abuse.
A person who has experienced emotional abuse but not physical or sexual abuse cannot meet DSM-IV-TR criterion A and therefore does not meet full criteria for PTSD. Many emotionally abused persons meet criteria B through F, however, and they are most reasonably managed similarly to persons who also meet criterion A. When formulating a treatment plan, I recommend using clinical judgment rather than rigid adherence to DSM-IV-TR.
Checklist
DSM-IV-TR diagnostic criteria for posttraumatic stress disorder
Criterion A. The person has been exposed to a traumatic event in which both of the following have been present: | |
□ | 1. The person has experienced, witnessed, or been confronted with an event or events that involve actual or threatened death or serious injury, or a threat to the physical integrity of oneself or others |
□ | 2. The person’s response involved intense fear, helplessness, or horror |
Criterion B. The traumatic event is persistently re-experienced in at least 1 of the following ways: | |
□ | 1. Recurrent and intrusive distressing recollections of the event, including images, thoughts, or perceptions |
□ | 2. Recurrent distressing dreams of the event |
□ | 3. Acting or feeling as if the traumatic event were recurring (includes a sense of reliving the experience, illusions, hallucinations, and dissociative flashback episodes, including those that occur upon awakening or when intoxicated) |
□ | 4. Intense psychological distress at exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event |
□ | 5. Physiologic reactivity upon exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event |
Criterion C. Persistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present before the trauma), as indicated by at least 3 of the following: | |
□ | 1. Efforts to avoid thoughts, feelings, or conversations associated with the trauma |
□ | 2. Efforts to avoid activities, places, or people that arouse recollections of the trauma |
□ | 3. Inability to recall an important aspect of the trauma |
□ | 4. Markedly diminished interest or participation in significant activities |
□ | 5. Feeling of detachment or estrangement from others |
□ | 6. Restricted range of affect |
□ | 7. Sense of foreshortened future |
Criterion D. Persistent symptoms of increasing arousal (not present before the trauma), indicated by at least 2 of the following: | |
□ | 1. Difficulty falling or staying asleep |
□ | 2. Irritability or outbursts of anger |
□ | 3. Difficulty concentrating |
□ | 4. Hypervigilance |
□ | 5. Exaggerated startle response |
□ | Criterion E. Duration of disturbance (symptoms in B, C, and D) is >1 month |
□ | Criterion F. Disturbance causes clinically significant distress or impairment in social, occupational, or other important areas of functioning |
Source: Adapted from Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000 |
Treating PTSD in depression
Pharmacotherapy and psychotherapeutic interventions are important to PTSD patients’ recovery. Limited resources often prevent these patients from receiving expert psychotherapeutic intervention, however, leaving pharmacotherapy as the mainstay of treatment. This is unfortunate, because psychological interventions may be sufficient and preferred in some instances (Box).17–20
Pharmacotherapy for comorbid MDD. Selective serotonin reuptake inhibitors (SSRIs) and venlafaxine are first-line interventions for PTSD in depressed patients who do not meet criteria for a bipolar spectrum disorder. Placebo-controlled studies suggest that sertraline,21,22 fluoxetine,23 and paroxetine,24 are effective; doses higher than those used to treat depression may be required. Extended-release venlafaxine25 in dosages similar to those needed for depressive disorders also can be effective. Bupropion does not appear to be beneficial in treating PTSD.
The monoamine oxidase inhibitor phenelzine was long used successfully in treating PTSD but for the most part has been replaced by SSRIs. Because of its associated dietary restrictions, risk of hypertensive crises, and other side effects, phenelzine probably is best reserved for patients who do not respond to treatment with SSRIs or venlafaxine.
Pharmacotherapy for comorbid bipolar spectrum. If one accepts that most patients meeting criteria for MDE have a bipolar spectrum disorder, then most affectively ill patients with PTSD would need to be treated as if they have bipolar disorder. Oddly enough, this creates difficulties for the use of not only antidepressants and benzodiazepines, but also mood stabilizers:
- Patients with BPD and comorbid anxiety disorders, including PTSD, may be resistant to mood stabilizers.26,27
- Antidepressants can precipitate hypomanic or manic switches or onset of mixed hypomania, a mixed state, or rapid cycling in patients with a bipolar spectrum disorder.28–30
- Benzodiazepines do not appear to relieve acute or chronic PTSD-related distress, and discontinuation could cause rebound symptoms.31
Because no outcome studies have addressed PTSD management in patients with bipolar spectrum disorders, clinicians must rely on their judgment when formulating treatment plans. One strategy is to treat patients with mood stabilizers, then leave well enough alone if both the mood and anxiety symptoms remit (which is possible but unlikely in my experience). I often start treatment for the bipolar spectrum disorder and co-existing PTSD using mood stabilizers (including atypical antipsychotics) and prazosin, an α-1antagonist originally used for treating hypertension.
Prazosin can help diminish nightmares, dreams, and other painful recollections of trauma.32,33 The drug does not affect time to sleep onset. It also has been reported to reduce avoidance behavior and hyperarousal, such as irritability and anger.34 This has been my experience.
Cognitive-behavioral therapy (CBT) involving prolonged exposure (PE) to trauma-related stimuli has been shown to be effective for posttraumatic stress disorder (PTSD) in controlled studies.17,18 PE is an individual CBT designed to help patients process traumatic events and reduce psychological distress. It involves education about reactions to trauma, relaxation techniques, imaginal reliving of the trauma, exposure to cues associated with the trauma, and cognitive restructuring.
Administering D-cycloserine before behavioral treatment sessions facilitates fear extinction, and its use to enhance prolonged PE constitutes state-of-the-art treatment.19 Eye movement desensitization and reprocessing also may be effective.18,20
PE is a reasonable first-line treatment for PTSD patients with comorbid bipolar spectrum disorders when PTSD symptoms persist after pharmacologic treatment for the bipolar spectrum disorder. PE also is a first-line treatment for PTSD in patients with comorbid major depressive disorder. Barriers to PE treatment include its cost and finding professionals who are expert in its use.
Prazosin to treat PTSD-related symptoms in children or adolescents has not been studied, but it can be useful in adults over a wide range of doses. As little as 1 mg at bedtime may confer benefit, although the mean prazosin dose in an 8-week, placebo-controlled study of 40 combat veterans was 13.3 mg in the evening.33
I often initiate prazosin treatment as follows:
- 1 mg on the first night of treatment
- 2 mg on the second night
- 3 mg on the third night
- then, if tolerated, 1 mg upon waking, 1 mg 8 hours later, and 3 mg at bedtime. I then slowly adjust the dose schedule based on the patient’s needs, such as minimizing painful re-experiencing of the trauma. Reducing avoidance and hyperarousal also are reasonable targets. For example, when using prazosin to treat extremely angry men with PTSD stemming from exposure to violent crimes, I have observed that even “murderous” rage ceases with prazosin treatment, only to reappear when prazosin is discontinued.
In treating approximately 100 patients with prazosin, I have not exceeded 16 mg/d. Dosages used for treating hypertension usually are 5 to 20 mg/d. When using prazosin, I always:
- warn patients that faintness or fainting is a side effect and record this caveat in their chart
- obtain sitting and standing blood pressure and pulse before starting treatment and subsequently
- ask patients if they feel dizzy when changing posture before and after initiating treatment.
Most of my PTSD patients are suffering so much that they are willing to accept the risk of fainting associated with prazosin use. For PTSD comorbid with severe panic disorder,12,13 I find that a benzodiazepine with antipanic properties such as alprazolam or clonazepam often works well in conjunction with prazosin.
Some patients with bipolar spectrum disorders might benefit from the addition of an SSRI after mood stabilizer treatment proves effective. However, I have never managed a patient in this manner, and like my own treatment strategy, this has not been subjected to rigorous empiric inquiry. In my view, psychological treatment is much preferred to antidepressant therapy.
Related resource
- Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet. 2007;369:935-945.
Drug brand names
- Alprazolam • Xanax
- Bupropion • Wellbutrin
- Clonazepam • Klonopin
- D-cycloserine • Seromycin
- Fluoxetine • Prozac
- Paroxetine • Paxil
- Phenelzine • Nardil
- Prazosin • Minipress
- Sertraline • Zoloft
- Venlafaxine • Effexor
Disclosure
Dr. Dilsaver reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.
Major depressive disorder (MDD) and bipolar spectrum disorders are associated with some symptoms of—and fully defined—posttraumatic stress disorder (PTSD). Many traumatic experiences can lead to this comorbidity, the most common being exposure to or witnessing combat for men and rape and sexual molestation for women.1
Trauma has major prognostic and treatment implications for affectively ill patients, including those whose symptoms do not meet PTSD’s full diagnostic criteria. This article aims to help clinicians by:
- presenting evidence characterizing the overlap between affective disorders and PTSD
- reviewing evidence that the bipolar spectrum may be broader than generally thought, an insight that affects PTSD treatment
- making a case for routine PTSD screening for all patients with affective illnesses
- recommending PTSD treatments tailored to the patient’s comorbid affective disorder.
Overlap of trauma and affective illness
PTSD is remarkably comorbid with mood disorders. Americans with MDD and bipolar disorder (BPD) are 7 and 9.4 times, respectively, more likely to meet criteria for PTSD than persons in the general population, according to odds ratios Kessler et al2 calculated from the National Comorbidity Survey database.
I have never seen a patient with PTSD who did not also meet criteria for an affective disorder. The concurrence of PTSD and MDD is not the product of overlapping diagnostic criteria. Rather, evidence indicates these are distinct diagnostic entities.3 A review of diagnostic criteria for PTSD and hypomania/mania leads to the same conclusion.
Bipolar spectrum disorders
DSM-IV-TR assumes that mood disorders fall neatly into boxes. Other data (Table 1)4–8 indicate that these disorders fall along a continuum or—more conservatively—that the scope of bipolarity is much wider than DSM-IV-TR recognizes. This is a controversial topic, and the individual clinician’s position could impact how one manages PTSD patients.
Table 1
Evidence of bipolar spectrum features in major depressive episodes
Study | Design | Conclusion |
---|---|---|
Akiskal and Mallya, 19874 | 200 community mental health clinic patients diagnosed as having MDD | 50% could be classified as having a bipolar disorder |
Benazzi, 19975 | 203 consecutively presenting patients with depression | 45% met criteria for bipolar II disorder |
Akiskal and Benazzi, 20056 | 563 consecutive patients presenting with a DSM-IV-diagnosed MDE | 58% showed features of bipolar II disorder |
Akiskal et al, 20067 | 493 patients in a French national study presenting with MDE | 65% were determined to fall along the ‘bipolar spectrum’ |
Rabakowski et al, 20058 | 880 Polish outpatients presenting with MDE | 40% met criteria for bipolar disorder |
MDD: major depressive disorder; MDE: major depressive episode |
In this article, I include bipolar I disorder, bipolar II disorder, and mixed depression within the “bipolar spectrum disorders.” If one accepts this—and I do—it follows that 50% to 70% of all major depressive episodes (MDEs) are bipolar in nature.4–9 Depending on your practice setting, you may see a higher or lower base rate of bipolar spectrum disorders.
Mixed depression is not recognized in DSM-IV-TR, and the purpose of this article is not to defend its inclusion as a bipolar spectrum phenomenon. A proposed definition of mixed depression9 requires the presence of an MDE contaminated by ≥3 features of hypomania or mania, without euphoria or inflated self-esteem/grandiosity (Table 2).10
Some experts believe episodes of hypomania and mania frequently occur in the illness course of persons with mixed depression; indeed, mixed depression is a predictor of a bipolar course. It is observed in outpatient9 and inpatient settings.11 Common forms of mixed depression feature combinations of irritability, psychomotor agitation (mild to severe), increased talkativeness (which may fall short of frank pressured speech), racing or “crowded” thoughts (or “mental overactivity”), and distractibility. Other than increased self-esteem/grandiosity, any symptoms within DSM-IV-TR criterion B for a hypomanic or manic episode may be seen in mixed depression. Psychosis is an exclusion criterion for mixed depression.
Mixed depression responds poorly to antidepressant monotherapy. Validation studies suggest that mixed depression is a bipolar variant, as determined by its capacity to predict a bipolar course and its association with a family history of bipolar disorder and age of onset.9
Table 2
Diagnostic characteristics of a hypomanic episode, DSM-IV-TR criteria A and B
A. A distinct period of persistently elevated, expansive, or irritable mood, lasting throughout at least 4 days, that is clearly different from the usual nondepressed mood. |
B. During the period of mood disturbance, 3 or more of the following symptoms have persisted (4 if the mood is only irritable) and have been present to a significant degree: 1) inflated self-esteem or grandiosity 2) decreased need for sleep (eg, feels rested after only 3 hours of sleep) 3) more talkative than usual or pressure to keep talking 4) flight of ideas or subjective experience that thoughts are racing 5) distractibility (ie, attention too easily drawn to unimportant or irrelevant external stimuli) 6) increase in goal-directed activity (either socially, at work or school, or sexually) or psychomotor agitation 7) excessive involvement in pleasurable activities that have a high potential for painful consequences (eg, the person engages in unrestrained buying sprees, sexual indiscretions, or foolish business investments). |
Source: Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000 |
PTSD risk in affective illness
An adolescent sample. A preliminary cross-sectional study conducted by our group indicates that adolescents with affective disorders may have a much higher risk of developing PTSD than psychiatric comparison subjects.12 We used modules from the Structured Clinical Interview for DSM-IV (SCID) to screen for intra-episode psychopathology (as opposed to lifetime prevalence of disorders) in 79 adolescents with MDD, 34 with BPD as defined in the DSM-IV-TR, and 26 with neither affective disorder (psychiatric controls). We found:
- 38.2% of subjects with BPD met criteria for PTSD, compared with 13.9% of those with MDD (OR 4.9; P =.001)
- 3.8% of adolescents without a mood disorder met criteria for PTSD.
We also found that comorbid PTSD was associated with a 4.5-fold higher risk of a suicide attempt, even after we controlled for BPD diagnosis. When we controlled for the presence of other concurrent anxiety disorders, the likelihood of an adolescent with PTSD having attempted suicide remained significant (OR 3.4; P=.023). This finding suggests that PTSD is an independent risk factor for a suicide attempt.
An adult sample. We then focused on adults meeting criteria for MDD or BPD. In a study of 187 consecutively presenting affectively ill patients, we used the SCID to screen for multiple anxiety disorders including PTSD.13 Lifetime—as opposed to intra-episode—PTSD prevalence was 23.8% among the 118 patients with MDD and 62.3% among the 69 patients with BPD. A patient with BPD was 5 times more likely to have PTSD than a patient with MDD (OR 5.3; P < .0001). The most common cause of trauma leading to PTSD was sexual molestation or rape as a child or adolescent in this predominantly female Latino population.
Populations at risk for PTSD
The prevalence of PTSD in clinical samples varies, depending on the population studied. For instance, women are at much higher risk for developing PTSD than men, even in comparisons where men are exposed to a greater number of traumatic events and analyses control for differences in the prevalence of sexual abuse. The gender difference is greater if the trauma occurs during childhood.14 Essentially all patients in our adolescent and adult studies developed PTSD in response to childhood or adolescent sexual trauma.12,13
A population exposed to a high rate of violent crime would be expected to show a higher PTSD prevalence than one exposed to substantially less violence. The base rate of PTSD also is much higher in affectively ill patients than in the general population.
An analysis by Otto et al15 found a 16% lifetime prevalence of concomitant PTSD in 1,214 persons with BPD (not the manifold forms within the bipolar spectrum). Oquendo et al16 reported a 25.7% lifetime prevalence of PTSD in 230 patients with a history of MDD. Other epidemiologic2 and clinical studies12,13 suggest a considerably higher base rate of PTSD among persons with bipolar disorders than those with MDD.
The method of ascertaining the presence of this disorder may be another variable affecting the reported PTSD prevalence. Persistent avoidance—including “efforts to avoid thoughts, feelings, or conversations associated with the trauma”—is a diagnostic feature of PTSD.10 Researchers and clinicians who do not intentionally screen patients for PTSD are not likely to detect it. Determining the true prevalence of PTSD requires empathic inquiry about exposure to traumatic events.
PTSD screening
Humans are remarkably resilient, and most persons exposed to major trauma are thought not to develop PTSD. However, in my experience, because PTSD appears to be common among persons with affective illness, determining whether such patients have been traumatized is important for prognosis and treatment selection.
To get started, you could create a 1-page form to record traumatic events and identify features of PTSD according to DSM-IV-TR criteria (Checklist).10 PTSD screening without a form can become second nature with practice; an experienced clinician can screen a traumatized patient for the disorder within 3 to 5 minutes.
When screening for a history of trauma, ask patients in a straightforward manner if they have:
- been victims of violent crimes
- witnessed violent crimes
- been exposed to events in which people could have suffered grave injury
- experienced emotional, physical, or sexual abuse.
A person who has experienced emotional abuse but not physical or sexual abuse cannot meet DSM-IV-TR criterion A and therefore does not meet full criteria for PTSD. Many emotionally abused persons meet criteria B through F, however, and they are most reasonably managed similarly to persons who also meet criterion A. When formulating a treatment plan, I recommend using clinical judgment rather than rigid adherence to DSM-IV-TR.
Checklist
DSM-IV-TR diagnostic criteria for posttraumatic stress disorder
Criterion A. The person has been exposed to a traumatic event in which both of the following have been present: | |
□ | 1. The person has experienced, witnessed, or been confronted with an event or events that involve actual or threatened death or serious injury, or a threat to the physical integrity of oneself or others |
□ | 2. The person’s response involved intense fear, helplessness, or horror |
Criterion B. The traumatic event is persistently re-experienced in at least 1 of the following ways: | |
□ | 1. Recurrent and intrusive distressing recollections of the event, including images, thoughts, or perceptions |
□ | 2. Recurrent distressing dreams of the event |
□ | 3. Acting or feeling as if the traumatic event were recurring (includes a sense of reliving the experience, illusions, hallucinations, and dissociative flashback episodes, including those that occur upon awakening or when intoxicated) |
□ | 4. Intense psychological distress at exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event |
□ | 5. Physiologic reactivity upon exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event |
Criterion C. Persistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present before the trauma), as indicated by at least 3 of the following: | |
□ | 1. Efforts to avoid thoughts, feelings, or conversations associated with the trauma |
□ | 2. Efforts to avoid activities, places, or people that arouse recollections of the trauma |
□ | 3. Inability to recall an important aspect of the trauma |
□ | 4. Markedly diminished interest or participation in significant activities |
□ | 5. Feeling of detachment or estrangement from others |
□ | 6. Restricted range of affect |
□ | 7. Sense of foreshortened future |
Criterion D. Persistent symptoms of increasing arousal (not present before the trauma), indicated by at least 2 of the following: | |
□ | 1. Difficulty falling or staying asleep |
□ | 2. Irritability or outbursts of anger |
□ | 3. Difficulty concentrating |
□ | 4. Hypervigilance |
□ | 5. Exaggerated startle response |
□ | Criterion E. Duration of disturbance (symptoms in B, C, and D) is >1 month |
□ | Criterion F. Disturbance causes clinically significant distress or impairment in social, occupational, or other important areas of functioning |
Source: Adapted from Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000 |
Treating PTSD in depression
Pharmacotherapy and psychotherapeutic interventions are important to PTSD patients’ recovery. Limited resources often prevent these patients from receiving expert psychotherapeutic intervention, however, leaving pharmacotherapy as the mainstay of treatment. This is unfortunate, because psychological interventions may be sufficient and preferred in some instances (Box).17–20
Pharmacotherapy for comorbid MDD. Selective serotonin reuptake inhibitors (SSRIs) and venlafaxine are first-line interventions for PTSD in depressed patients who do not meet criteria for a bipolar spectrum disorder. Placebo-controlled studies suggest that sertraline,21,22 fluoxetine,23 and paroxetine,24 are effective; doses higher than those used to treat depression may be required. Extended-release venlafaxine25 in dosages similar to those needed for depressive disorders also can be effective. Bupropion does not appear to be beneficial in treating PTSD.
The monoamine oxidase inhibitor phenelzine was long used successfully in treating PTSD but for the most part has been replaced by SSRIs. Because of its associated dietary restrictions, risk of hypertensive crises, and other side effects, phenelzine probably is best reserved for patients who do not respond to treatment with SSRIs or venlafaxine.
Pharmacotherapy for comorbid bipolar spectrum. If one accepts that most patients meeting criteria for MDE have a bipolar spectrum disorder, then most affectively ill patients with PTSD would need to be treated as if they have bipolar disorder. Oddly enough, this creates difficulties for the use of not only antidepressants and benzodiazepines, but also mood stabilizers:
- Patients with BPD and comorbid anxiety disorders, including PTSD, may be resistant to mood stabilizers.26,27
- Antidepressants can precipitate hypomanic or manic switches or onset of mixed hypomania, a mixed state, or rapid cycling in patients with a bipolar spectrum disorder.28–30
- Benzodiazepines do not appear to relieve acute or chronic PTSD-related distress, and discontinuation could cause rebound symptoms.31
Because no outcome studies have addressed PTSD management in patients with bipolar spectrum disorders, clinicians must rely on their judgment when formulating treatment plans. One strategy is to treat patients with mood stabilizers, then leave well enough alone if both the mood and anxiety symptoms remit (which is possible but unlikely in my experience). I often start treatment for the bipolar spectrum disorder and co-existing PTSD using mood stabilizers (including atypical antipsychotics) and prazosin, an α-1antagonist originally used for treating hypertension.
Prazosin can help diminish nightmares, dreams, and other painful recollections of trauma.32,33 The drug does not affect time to sleep onset. It also has been reported to reduce avoidance behavior and hyperarousal, such as irritability and anger.34 This has been my experience.
Cognitive-behavioral therapy (CBT) involving prolonged exposure (PE) to trauma-related stimuli has been shown to be effective for posttraumatic stress disorder (PTSD) in controlled studies.17,18 PE is an individual CBT designed to help patients process traumatic events and reduce psychological distress. It involves education about reactions to trauma, relaxation techniques, imaginal reliving of the trauma, exposure to cues associated with the trauma, and cognitive restructuring.
Administering D-cycloserine before behavioral treatment sessions facilitates fear extinction, and its use to enhance prolonged PE constitutes state-of-the-art treatment.19 Eye movement desensitization and reprocessing also may be effective.18,20
PE is a reasonable first-line treatment for PTSD patients with comorbid bipolar spectrum disorders when PTSD symptoms persist after pharmacologic treatment for the bipolar spectrum disorder. PE also is a first-line treatment for PTSD in patients with comorbid major depressive disorder. Barriers to PE treatment include its cost and finding professionals who are expert in its use.
Prazosin to treat PTSD-related symptoms in children or adolescents has not been studied, but it can be useful in adults over a wide range of doses. As little as 1 mg at bedtime may confer benefit, although the mean prazosin dose in an 8-week, placebo-controlled study of 40 combat veterans was 13.3 mg in the evening.33
I often initiate prazosin treatment as follows:
- 1 mg on the first night of treatment
- 2 mg on the second night
- 3 mg on the third night
- then, if tolerated, 1 mg upon waking, 1 mg 8 hours later, and 3 mg at bedtime. I then slowly adjust the dose schedule based on the patient’s needs, such as minimizing painful re-experiencing of the trauma. Reducing avoidance and hyperarousal also are reasonable targets. For example, when using prazosin to treat extremely angry men with PTSD stemming from exposure to violent crimes, I have observed that even “murderous” rage ceases with prazosin treatment, only to reappear when prazosin is discontinued.
In treating approximately 100 patients with prazosin, I have not exceeded 16 mg/d. Dosages used for treating hypertension usually are 5 to 20 mg/d. When using prazosin, I always:
- warn patients that faintness or fainting is a side effect and record this caveat in their chart
- obtain sitting and standing blood pressure and pulse before starting treatment and subsequently
- ask patients if they feel dizzy when changing posture before and after initiating treatment.
Most of my PTSD patients are suffering so much that they are willing to accept the risk of fainting associated with prazosin use. For PTSD comorbid with severe panic disorder,12,13 I find that a benzodiazepine with antipanic properties such as alprazolam or clonazepam often works well in conjunction with prazosin.
Some patients with bipolar spectrum disorders might benefit from the addition of an SSRI after mood stabilizer treatment proves effective. However, I have never managed a patient in this manner, and like my own treatment strategy, this has not been subjected to rigorous empiric inquiry. In my view, psychological treatment is much preferred to antidepressant therapy.
Related resource
- Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet. 2007;369:935-945.
Drug brand names
- Alprazolam • Xanax
- Bupropion • Wellbutrin
- Clonazepam • Klonopin
- D-cycloserine • Seromycin
- Fluoxetine • Prozac
- Paroxetine • Paxil
- Phenelzine • Nardil
- Prazosin • Minipress
- Sertraline • Zoloft
- Venlafaxine • Effexor
Disclosure
Dr. Dilsaver reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.
1. Kessler RC, Berglund P, Demler O, et al. The epidemiology of major depressive disorder: results from the National Comorbidity-Replication (NCS-R). JAMA. 2003;289:3095-3105.
2. Kessler RC, Sonnega A, Bromet E, et al. Posttraumatic stress disorder in the National Comorbidity Survey. Arch Gen Psychiatry. 1995;52:1048-1060.
3. Franklin CL, Zimmerman M. Posttraumatic stress disorder and major depressive disorder: investigating the role of overlapping symptoms in diagnostic comorbidity. J Nerv Ment Dis. 2001;189:548-551.
4. Akiskal HS, Mallya G. Criteria for the “soft” bipolar spectrum: treatment implications. Psychopharmacol Bull. 1987;23:68-73.
5. Benazzi F. Prevalence of bipolar II disorder in outpatient depression: a 203-case study in a private practice. J Affect Disord. 1997;43:163-164.
6. Akiskal HS, Benazzi F. Optimizing the detection of bipolar II in outpatient private practice: toward a systematization of clinical diagnostic wisdom. J Clin Psychiatry. 2005;66:914-921.
7. Akiskal HS, Akiskal KK, Lancrenon S, et al. Validating the soft bipolar spectrum in the French National EPIDEP study: the prominence of BP-II. J Affect Disord. 2006;96:207-213.
8. Rabakowski JK, Suwalska D, Lojko D, et al. Bipolar disorders among Polish psychiatric outpatients treated for major depression. J Affect Disord. 2005;84:141-147.
9. Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet. 2007;369:935-945.
10. Diagnostic and statistical manual of mental disorders, 4th ed, text rev. Washington, DC: American Psychiatric Association; 2000.
11. Maj M, Pirozzi R, Magliano, et al. Agitated ‘unipolar’ major depression: prevalence, phenomenology, and outcome. J Clin Psychiatry. 2006;67:712-719.
12. Dilsaver SC, Benazzi F, Akiskal HS, et al. Post-traumatic stress disorder among adolescents with bipolar disorder and its relationship to suicidality. Bipolar Disord. 2007;9:649-655.
13. Dilsaver SC, Benazzi F, Akiskal KK, et al. Differential patterns of lifetime multiple anxiety disorder comorbidity between Latino adults with bipolar I and major depressive disorders. Bull Menninger Clinic. 2008;72:130-148.
14. Stein MB, Walker JR, Forde DR. Gender differences in susceptibility to posttraumatic stress disorder. Behav Res Ther. 2000;38:619-628.
15. Otto MW, Perlman CA, Wernicke R, et al. Posttraumatic stress disorder in patients with bipolar disorder: a review of prevalence, correlates, and treatment strategies. Bipolar Disord. 2004;6:470-479.
16. Oquendo M, Brent DA, Birmaher B, et al. Posttraumatic stress disorder comorbid with major depression: factors mediating the association with suicidal behavior. Am J Psychiatry. 2005;162:560-566.
17. Schnurr PP, Friedman MJ, Engel CC, et al. Cognitive behavioral therapy for posttraumatic stress disorder in women: a randomized-controlled trial. JAMA. 2007;297:820-830.
18. Bisson J, Andrew M. Psychological treatment for posttraumatic stress disorder (PTSD). Cochrane Database Syst Rev. 2005;CD003388.-
19. Cukor J, Spitalnick J, Difede J, et al. Emerging treatments for PTSD. Clin Psychol Rev. 2009;29(8):715-726.
20. Hogberg G, Pagani M, Sundin O, et al. Treatment of posttraumatic stress disorder with eye movement desensitization and reprocessing: outcome is stable in 35-month follow-up. Psychiatry Res. 2008;159(1-2):101-108.
21. Brady K, Pearlstein T, Asnis GM, et al. Efficacy and safety of sertraline treatment of posttraumatic stress disorder: a randomized controlled trial. JAMA. 2000;283:1837-1844.
22. Friedman MJ, Marmar CR, Baker DG, et al. Randomized, double-blind comparison of sertraline and placebo for posttraumatic stress disorder in a Department of Veterans Affairs setting. J Clin Psychiatry. 2007;68:711-720.
23. Martenyi F, Brown EB, Zhang H, et al. Fluoxetine versus placebo in posttraumatic stress disorder. J Clin Psychiatry. 2002;63:199-206.
24. Tucker P, Zaninelli R, Yehuda R, et al. Paroxetine in the treatment of chronic posttraumatic stress disorder: results of a placebo-controlled, flexible-dosage trial. J Clin Psychiatry. 2001;62:860-868.
25. Pae CU, Lim HK, Ajwani N, et al. Extended-release formulation of venlafaxine in the treatment of post-traumatic stress disorder. Expert Rev Neurother. 2007;7:603-615.
26. Simon NM, Otto MW, Weiss RD, et al. Pharmacotherapy for bipolar disorder and comorbid conditions: baseline data from the STEP-BD. J Clin Psychopharmacol. 2004;24(5):512-520.
27. Quarantini LC, Miranda-Scippa A, Nery-Fernandes F, et al. The impact of comorbid posttraumatic stress disorder on bipolar patients. Affect Disord. 2009; [Epub ahead of print].
28. Henry C, Sorbara F, Lacoste J, et al. Antidepressant induced mania in bipolar patients: identification and risk factors. J Clin Psychiatry. 2001;62:249-255.
29. Gao K, Kemp DE, Gonocy SJ, et al. Treatment-emergent mania/hypomania during antidepressant monotherapy in patients with rapid cycling bipolar disorder. Bipolar Disord. 2008;10:907-915.
30. Dilsaver SC, Swann AC. Mixed mania: apparent induction by a tricyclic antidepressant in five consecutively treated patients with bipolar depression. Biol Psychiatry. 1995;1:60-62.
31. Braun P, Greenberg D, Dasberg H, et al. Core symptoms of posttraumatic stress disorder unimproved by alprazolam treatment. J Clin Psychiatry. 1990;51:236-238.
32. Taylor FB, Martin P, Thompson C, et al. Prazosin effects on objective sleep measures and clinical symptoms in civilian trauma posttraumatic stress disorder: a placebo-controlled study. Biol Psychiatry. 2008;63:629-632.
33. Raskind MA, Perskind ER, Hoff DJ, et al. A parallel group placebo controlled study of prazosin for trauma nightmares and sleep disturbance in combat veterans with posttraumatic stress disorder. Biol Psychiatry. 2007;61:928-934.
34. Taylor FB, Lowe K, Thompson C, et al. Daytime prazosin reduces psychological distress to trauma specific cues in civilian trauma posttraumatic stress disorder. Biol Psychiatry. 2006;59:577-581.
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33. Raskind MA, Perskind ER, Hoff DJ, et al. A parallel group placebo controlled study of prazosin for trauma nightmares and sleep disturbance in combat veterans with posttraumatic stress disorder. Biol Psychiatry. 2007;61:928-934.
34. Taylor FB, Lowe K, Thompson C, et al. Daytime prazosin reduces psychological distress to trauma specific cues in civilian trauma posttraumatic stress disorder. Biol Psychiatry. 2006;59:577-581.