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Could a drug contribute to delusions of abuse?

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After reading “Is she being abused or ‘acting out’” (Cases That Test Your Skills, Current Psychiatry, December 2007), I wonder if oxcarbazepine might have been the culprit behind Ms. L’s delusions that her caretaker was abusing her. There is some evidence that oxcarbazepine can contribute to delirium, and the timing of her allegations shortly after starting oxcarbazepine makes me think that perhaps the drug contributed to her delusions. Clearly the patient improved when taking risperidone, but I wonder what would happen if she had been switched to a different mood stabilizer.

Susan Rose, PhD
Portland, OR

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After reading “Is she being abused or ‘acting out’” (Cases That Test Your Skills, Current Psychiatry, December 2007), I wonder if oxcarbazepine might have been the culprit behind Ms. L’s delusions that her caretaker was abusing her. There is some evidence that oxcarbazepine can contribute to delirium, and the timing of her allegations shortly after starting oxcarbazepine makes me think that perhaps the drug contributed to her delusions. Clearly the patient improved when taking risperidone, but I wonder what would happen if she had been switched to a different mood stabilizer.

Susan Rose, PhD
Portland, OR

After reading “Is she being abused or ‘acting out’” (Cases That Test Your Skills, Current Psychiatry, December 2007), I wonder if oxcarbazepine might have been the culprit behind Ms. L’s delusions that her caretaker was abusing her. There is some evidence that oxcarbazepine can contribute to delirium, and the timing of her allegations shortly after starting oxcarbazepine makes me think that perhaps the drug contributed to her delusions. Clearly the patient improved when taking risperidone, but I wonder what would happen if she had been switched to a different mood stabilizer.

Susan Rose, PhD
Portland, OR

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Modafinil’s effects

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In “Modafinil: Not just for sleep disorders?” (Current Psychiatry, November 2007) the authors reviewed evidence-based studies of off-label use of modafinil in several psychiatric disorders. Two double-blind studies that were not cited in the article assessed the effect of modafinil in healthy volunteers.1,2 Modafinil improved vigilance, decreased fatigue, and induced a general sense of well-being, but these volunteers overestimated their cognitive and physical capacities. The study’s authors postulated that the self-perception of enhanced vigilance might distort the cognitive appraisal of one’s actual cognitive and physical capacities.

There is a similarity between the effects of modafinil in healthy volunteers and the reported improved vigilance, decreased fatigue, and global improvement of symptoms in patients with major depressive disorder (MDD). The extent and role of distorted self-appraisal—which paradoxically might be positive—in depression has yet to be explored. Also, the parameters of modafinil discontinuation in remitted MDD and the possible outcome of this discontinuation on the sense of well-being and fatigue needs to be determined.

Unlike patients with MDD, those with bipolar disorder (BD) have trait-dependent impairment of verbal memory and executive functions during euthymic states between episodes.3 Patients in the depressive phase of BD might exhibit cognitive impairments different from those found in MDD patients. Studies assessing the effect of modafinil on the mood of depressed BD patients also need to evaluate its effect on cognitive impairments.

Modafinil improved set shifting in schizophrenia, sustained attention in attention-deficit/hyperactivity disorder, and short memory span in both disorders. Set shifting has been linked to norepinephrine and sustained attention and short memory span to dopamine. These neurocognitive correlates provide further information about modafinil’s pharma cologic actions.

Michel J. Calache, MD
Marion, IN

References

1. Baranski JV, Pigeau R, Dinich P, Jacobs I. Effects of modafinil on cognitive and meta-cognitive performance. Hum Psychopharmacol 2004;19(5):323-32.

2. Jacobs I, Bell DG. Effects of acute modafinil ingestion on exercise time to exhaustion. Med Sci Sports Exerc 2004;36(6):1078-82.

3. Smith DJ, Muir WJ, Blackwood DH. Neurocognitive impairment in euthymic young adults with bipolar spectrum disorder and recurrent major depressive disorder. Bipolar Disord 2006;8(1):40-6.

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In “Modafinil: Not just for sleep disorders?” (Current Psychiatry, November 2007) the authors reviewed evidence-based studies of off-label use of modafinil in several psychiatric disorders. Two double-blind studies that were not cited in the article assessed the effect of modafinil in healthy volunteers.1,2 Modafinil improved vigilance, decreased fatigue, and induced a general sense of well-being, but these volunteers overestimated their cognitive and physical capacities. The study’s authors postulated that the self-perception of enhanced vigilance might distort the cognitive appraisal of one’s actual cognitive and physical capacities.

There is a similarity between the effects of modafinil in healthy volunteers and the reported improved vigilance, decreased fatigue, and global improvement of symptoms in patients with major depressive disorder (MDD). The extent and role of distorted self-appraisal—which paradoxically might be positive—in depression has yet to be explored. Also, the parameters of modafinil discontinuation in remitted MDD and the possible outcome of this discontinuation on the sense of well-being and fatigue needs to be determined.

Unlike patients with MDD, those with bipolar disorder (BD) have trait-dependent impairment of verbal memory and executive functions during euthymic states between episodes.3 Patients in the depressive phase of BD might exhibit cognitive impairments different from those found in MDD patients. Studies assessing the effect of modafinil on the mood of depressed BD patients also need to evaluate its effect on cognitive impairments.

Modafinil improved set shifting in schizophrenia, sustained attention in attention-deficit/hyperactivity disorder, and short memory span in both disorders. Set shifting has been linked to norepinephrine and sustained attention and short memory span to dopamine. These neurocognitive correlates provide further information about modafinil’s pharma cologic actions.

Michel J. Calache, MD
Marion, IN

In “Modafinil: Not just for sleep disorders?” (Current Psychiatry, November 2007) the authors reviewed evidence-based studies of off-label use of modafinil in several psychiatric disorders. Two double-blind studies that were not cited in the article assessed the effect of modafinil in healthy volunteers.1,2 Modafinil improved vigilance, decreased fatigue, and induced a general sense of well-being, but these volunteers overestimated their cognitive and physical capacities. The study’s authors postulated that the self-perception of enhanced vigilance might distort the cognitive appraisal of one’s actual cognitive and physical capacities.

There is a similarity between the effects of modafinil in healthy volunteers and the reported improved vigilance, decreased fatigue, and global improvement of symptoms in patients with major depressive disorder (MDD). The extent and role of distorted self-appraisal—which paradoxically might be positive—in depression has yet to be explored. Also, the parameters of modafinil discontinuation in remitted MDD and the possible outcome of this discontinuation on the sense of well-being and fatigue needs to be determined.

Unlike patients with MDD, those with bipolar disorder (BD) have trait-dependent impairment of verbal memory and executive functions during euthymic states between episodes.3 Patients in the depressive phase of BD might exhibit cognitive impairments different from those found in MDD patients. Studies assessing the effect of modafinil on the mood of depressed BD patients also need to evaluate its effect on cognitive impairments.

Modafinil improved set shifting in schizophrenia, sustained attention in attention-deficit/hyperactivity disorder, and short memory span in both disorders. Set shifting has been linked to norepinephrine and sustained attention and short memory span to dopamine. These neurocognitive correlates provide further information about modafinil’s pharma cologic actions.

Michel J. Calache, MD
Marion, IN

References

1. Baranski JV, Pigeau R, Dinich P, Jacobs I. Effects of modafinil on cognitive and meta-cognitive performance. Hum Psychopharmacol 2004;19(5):323-32.

2. Jacobs I, Bell DG. Effects of acute modafinil ingestion on exercise time to exhaustion. Med Sci Sports Exerc 2004;36(6):1078-82.

3. Smith DJ, Muir WJ, Blackwood DH. Neurocognitive impairment in euthymic young adults with bipolar spectrum disorder and recurrent major depressive disorder. Bipolar Disord 2006;8(1):40-6.

References

1. Baranski JV, Pigeau R, Dinich P, Jacobs I. Effects of modafinil on cognitive and meta-cognitive performance. Hum Psychopharmacol 2004;19(5):323-32.

2. Jacobs I, Bell DG. Effects of acute modafinil ingestion on exercise time to exhaustion. Med Sci Sports Exerc 2004;36(6):1078-82.

3. Smith DJ, Muir WJ, Blackwood DH. Neurocognitive impairment in euthymic young adults with bipolar spectrum disorder and recurrent major depressive disorder. Bipolar Disord 2006;8(1):40-6.

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More innovation needed

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Dr. Henry Nasrallah’s editorial on polypharmacy (“Innovative polypharmacy: When dopamine blockade is not enough.” From the Editor, Current Psychiatry, November 2007) was thought provoking. The available medication databases are very good at detecting pharmacokinetic drug-drug interactions but poor at informing clinicians about pharmacodynamic drug-drug interactions. The receptor profile of a drug is its unique signature. One can argue that combining 2 drugs with 2 different receptor specificity and potency profiles is akin to creating a designer drug with a unique receptor profile that is different from the sum of its parts.

Neurotransmitter receptor selectivity is an in vitro myth. Due to the well-known interactions among serotonergic, dopaminergic, adrenergic, cholinergic, and many other pathways, it is almost impossible to expect a selective drug to affect 1 pathway without affecting others. The so-called selective serotonin reuptake inhibitors may bind selectively to receptors in vitro, but other pathways will be affected in the dynamic, interactive brain. A change in 1 neurotransmitter pathway will lead to changes in many—if not all—others.

The complexity of interactions among the different neurotransmitter systems makes oversimplification the rule, not the exception. Given that the human mind is capable of manipulating very limited variables concomitantly, artificial intelligence will be needed to try to predict the pharmacodynamic interactions of multiple agents through neurochemical network modeling, similar to programs used to predict the weather.

Last, I offer a defense of speculation and prescribing based on good theoretical proposals, such as the ones made by Dr. Nasrallah. Good research starts with a good hypothesis. Clinical studies in humans and research using animal brains will lag years—maybe decades—behind theory because of the complexity of pharmacodynamic interactions.

The obsession with double-blind, randomized, controlled studies in psychopharmacologic literature has resulted in a false dichotomy between the theoretical and experimental, with respect heaped on the experimental and contempt for the theoretical. Drug-drug pharmacodynamic interactions are more suited for theory-based computer modeling programs, which may drive innovative polypharmacotherapy research as much as—if not more than—clinical studies.

Numan Gharaibeh, MD
Principal psychiatrist
Greater Danbury Mental Health Authority
Danbury, CT

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Dr. Henry Nasrallah’s editorial on polypharmacy (“Innovative polypharmacy: When dopamine blockade is not enough.” From the Editor, Current Psychiatry, November 2007) was thought provoking. The available medication databases are very good at detecting pharmacokinetic drug-drug interactions but poor at informing clinicians about pharmacodynamic drug-drug interactions. The receptor profile of a drug is its unique signature. One can argue that combining 2 drugs with 2 different receptor specificity and potency profiles is akin to creating a designer drug with a unique receptor profile that is different from the sum of its parts.

Neurotransmitter receptor selectivity is an in vitro myth. Due to the well-known interactions among serotonergic, dopaminergic, adrenergic, cholinergic, and many other pathways, it is almost impossible to expect a selective drug to affect 1 pathway without affecting others. The so-called selective serotonin reuptake inhibitors may bind selectively to receptors in vitro, but other pathways will be affected in the dynamic, interactive brain. A change in 1 neurotransmitter pathway will lead to changes in many—if not all—others.

The complexity of interactions among the different neurotransmitter systems makes oversimplification the rule, not the exception. Given that the human mind is capable of manipulating very limited variables concomitantly, artificial intelligence will be needed to try to predict the pharmacodynamic interactions of multiple agents through neurochemical network modeling, similar to programs used to predict the weather.

Last, I offer a defense of speculation and prescribing based on good theoretical proposals, such as the ones made by Dr. Nasrallah. Good research starts with a good hypothesis. Clinical studies in humans and research using animal brains will lag years—maybe decades—behind theory because of the complexity of pharmacodynamic interactions.

The obsession with double-blind, randomized, controlled studies in psychopharmacologic literature has resulted in a false dichotomy between the theoretical and experimental, with respect heaped on the experimental and contempt for the theoretical. Drug-drug pharmacodynamic interactions are more suited for theory-based computer modeling programs, which may drive innovative polypharmacotherapy research as much as—if not more than—clinical studies.

Numan Gharaibeh, MD
Principal psychiatrist
Greater Danbury Mental Health Authority
Danbury, CT

Dr. Henry Nasrallah’s editorial on polypharmacy (“Innovative polypharmacy: When dopamine blockade is not enough.” From the Editor, Current Psychiatry, November 2007) was thought provoking. The available medication databases are very good at detecting pharmacokinetic drug-drug interactions but poor at informing clinicians about pharmacodynamic drug-drug interactions. The receptor profile of a drug is its unique signature. One can argue that combining 2 drugs with 2 different receptor specificity and potency profiles is akin to creating a designer drug with a unique receptor profile that is different from the sum of its parts.

Neurotransmitter receptor selectivity is an in vitro myth. Due to the well-known interactions among serotonergic, dopaminergic, adrenergic, cholinergic, and many other pathways, it is almost impossible to expect a selective drug to affect 1 pathway without affecting others. The so-called selective serotonin reuptake inhibitors may bind selectively to receptors in vitro, but other pathways will be affected in the dynamic, interactive brain. A change in 1 neurotransmitter pathway will lead to changes in many—if not all—others.

The complexity of interactions among the different neurotransmitter systems makes oversimplification the rule, not the exception. Given that the human mind is capable of manipulating very limited variables concomitantly, artificial intelligence will be needed to try to predict the pharmacodynamic interactions of multiple agents through neurochemical network modeling, similar to programs used to predict the weather.

Last, I offer a defense of speculation and prescribing based on good theoretical proposals, such as the ones made by Dr. Nasrallah. Good research starts with a good hypothesis. Clinical studies in humans and research using animal brains will lag years—maybe decades—behind theory because of the complexity of pharmacodynamic interactions.

The obsession with double-blind, randomized, controlled studies in psychopharmacologic literature has resulted in a false dichotomy between the theoretical and experimental, with respect heaped on the experimental and contempt for the theoretical. Drug-drug pharmacodynamic interactions are more suited for theory-based computer modeling programs, which may drive innovative polypharmacotherapy research as much as—if not more than—clinical studies.

Numan Gharaibeh, MD
Principal psychiatrist
Greater Danbury Mental Health Authority
Danbury, CT

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“How are they ‘really’ treating you?”

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In “The#1 question to ask inpatients” (Pearls, Current Psychiatry, October 2007), Dr. Kenneth Lakritz encouraged clinicians to ask patients about the quality of their treatment in the hospital. If the patient’s response is negative, the clinician could consider various personality disorders, including borderline personality disorder, when a patient describes “hospital staff split into idealized and rejected components.”

Before exploring characterologic issues, determine if the patient has a valid concern about the quality of care, perhaps in regard to select staff only. Relying solely on the approach described in this article could worsen the therapeutic relationship.

Robert Barris, MD
Flushing, NY

Dr. Lakritz’s article regarding the diagnostic helpfulness of a hospitalized patient’s response to the question, “How are they treating you here at the hospital?” was interesting and useful. However, I would like to clarify a sentence regarding patients with substance abuse disorders.

The article states, “Patients with substance abuse disorders will respond by discussing the timing and adequacy of their opioid and benzodiazepine prescriptions.” The same response could be given by a patient whose pain is undertreated, which often happens with short-acting opioids. Hydrocodone, oxycodone, or codeine often don’t ease pain for as long as assumed. Actual pain relief may be 2 to 3 hours at most, when the typical order is for 4 to 6 hours “as needed for pain.”

Because a patient might be in significant pain after 2 to 3 hours and the next dose isn’t due for another 1 to 4 hours, he or she understandably might be preoccupied with the timing and dose of pain medications. This behavior could make these patients appear to be substance abusers.

The difference between these 2 groups is evident when the pain is adequately treated and the demanding behavior disappears. In patients abusing opiates, the dose always needs to be a little higher. This phenomenon is known as pseudoaddiction. I realize that Dr. Lakritz had limited space to make his point. However, in recent years considerable time and effort has been expended to improve pain treatment.

Michael Newberry, MD
Vail, CO

Dr. Lakritz Responds

I agree with the points made by Drs. Barris and Newberry: neglectful or abusive hospital staff and undertreated pain are all too common, as is the tendency to label unhappy patients as “difficult” or character disordered. Perhaps I should have emphasized that a “positive” answer to my favorite question doesn’t establish a diagnosis, but rather should guide a more thorough investigation of the patient’s circumstances.

Kenneth Lakritz, MD
Lahey Clinic Medical Center
Burlington, MA

References

To comment on articles in this issue or other topics, send letters in care of Erica Vonderheid, Current Psychiatry, 110 Summit Avenue, Montvale, NJ 07645, [email protected] or visit CurrentPsychiatry.com and click on the “Contact Us” link.

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In “The#1 question to ask inpatients” (Pearls, Current Psychiatry, October 2007), Dr. Kenneth Lakritz encouraged clinicians to ask patients about the quality of their treatment in the hospital. If the patient’s response is negative, the clinician could consider various personality disorders, including borderline personality disorder, when a patient describes “hospital staff split into idealized and rejected components.”

Before exploring characterologic issues, determine if the patient has a valid concern about the quality of care, perhaps in regard to select staff only. Relying solely on the approach described in this article could worsen the therapeutic relationship.

Robert Barris, MD
Flushing, NY

Dr. Lakritz’s article regarding the diagnostic helpfulness of a hospitalized patient’s response to the question, “How are they treating you here at the hospital?” was interesting and useful. However, I would like to clarify a sentence regarding patients with substance abuse disorders.

The article states, “Patients with substance abuse disorders will respond by discussing the timing and adequacy of their opioid and benzodiazepine prescriptions.” The same response could be given by a patient whose pain is undertreated, which often happens with short-acting opioids. Hydrocodone, oxycodone, or codeine often don’t ease pain for as long as assumed. Actual pain relief may be 2 to 3 hours at most, when the typical order is for 4 to 6 hours “as needed for pain.”

Because a patient might be in significant pain after 2 to 3 hours and the next dose isn’t due for another 1 to 4 hours, he or she understandably might be preoccupied with the timing and dose of pain medications. This behavior could make these patients appear to be substance abusers.

The difference between these 2 groups is evident when the pain is adequately treated and the demanding behavior disappears. In patients abusing opiates, the dose always needs to be a little higher. This phenomenon is known as pseudoaddiction. I realize that Dr. Lakritz had limited space to make his point. However, in recent years considerable time and effort has been expended to improve pain treatment.

Michael Newberry, MD
Vail, CO

Dr. Lakritz Responds

I agree with the points made by Drs. Barris and Newberry: neglectful or abusive hospital staff and undertreated pain are all too common, as is the tendency to label unhappy patients as “difficult” or character disordered. Perhaps I should have emphasized that a “positive” answer to my favorite question doesn’t establish a diagnosis, but rather should guide a more thorough investigation of the patient’s circumstances.

Kenneth Lakritz, MD
Lahey Clinic Medical Center
Burlington, MA

In “The#1 question to ask inpatients” (Pearls, Current Psychiatry, October 2007), Dr. Kenneth Lakritz encouraged clinicians to ask patients about the quality of their treatment in the hospital. If the patient’s response is negative, the clinician could consider various personality disorders, including borderline personality disorder, when a patient describes “hospital staff split into idealized and rejected components.”

Before exploring characterologic issues, determine if the patient has a valid concern about the quality of care, perhaps in regard to select staff only. Relying solely on the approach described in this article could worsen the therapeutic relationship.

Robert Barris, MD
Flushing, NY

Dr. Lakritz’s article regarding the diagnostic helpfulness of a hospitalized patient’s response to the question, “How are they treating you here at the hospital?” was interesting and useful. However, I would like to clarify a sentence regarding patients with substance abuse disorders.

The article states, “Patients with substance abuse disorders will respond by discussing the timing and adequacy of their opioid and benzodiazepine prescriptions.” The same response could be given by a patient whose pain is undertreated, which often happens with short-acting opioids. Hydrocodone, oxycodone, or codeine often don’t ease pain for as long as assumed. Actual pain relief may be 2 to 3 hours at most, when the typical order is for 4 to 6 hours “as needed for pain.”

Because a patient might be in significant pain after 2 to 3 hours and the next dose isn’t due for another 1 to 4 hours, he or she understandably might be preoccupied with the timing and dose of pain medications. This behavior could make these patients appear to be substance abusers.

The difference between these 2 groups is evident when the pain is adequately treated and the demanding behavior disappears. In patients abusing opiates, the dose always needs to be a little higher. This phenomenon is known as pseudoaddiction. I realize that Dr. Lakritz had limited space to make his point. However, in recent years considerable time and effort has been expended to improve pain treatment.

Michael Newberry, MD
Vail, CO

Dr. Lakritz Responds

I agree with the points made by Drs. Barris and Newberry: neglectful or abusive hospital staff and undertreated pain are all too common, as is the tendency to label unhappy patients as “difficult” or character disordered. Perhaps I should have emphasized that a “positive” answer to my favorite question doesn’t establish a diagnosis, but rather should guide a more thorough investigation of the patient’s circumstances.

Kenneth Lakritz, MD
Lahey Clinic Medical Center
Burlington, MA

References

To comment on articles in this issue or other topics, send letters in care of Erica Vonderheid, Current Psychiatry, 110 Summit Avenue, Montvale, NJ 07645, [email protected] or visit CurrentPsychiatry.com and click on the “Contact Us” link.

References

To comment on articles in this issue or other topics, send letters in care of Erica Vonderheid, Current Psychiatry, 110 Summit Avenue, Montvale, NJ 07645, [email protected] or visit CurrentPsychiatry.com and click on the “Contact Us” link.

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Might it resolve to spend far more money on innovative research and development than on marketing?

Making New Year’s resolutions is a time-honored tradition. Whether we resolve to lose a few pounds, exercise regularly, or quit a harmful habit, we all partake in self-improvement as the new year dawns.

What would a large corporation resolve to do in the new year? We can only imagine, but a corporation that discovers and manufactures CNS pharmaceuticals might resolve to:

1. Test new drugs in patients who resemble “real world” patients, not just in patients with no medical problems, no substance abuse, and no history of treatment resistance.

2. Develop drugs with new mechanisms, not just another “me too” agent.

3. Publish all data (positive and negative), not just favorable results.

4. Develop drugs for children, rather than following the tradition of developing drugs for adults and then waiting many years (during which practitioners use those drugs off-label in children) before finally conducting trials to secure FDA approval of pediatric indications.

5. Conduct studies to guide practitioners about the safety of new drugs in pregnant women with mental illness.

6. Spend far more money on innovative research and development than on marketing.

7. Kick the habit of direct-to-consumer marketing, so that physicians can prescribe the best agent in their clinical judgment, not the drug the patient demands because she saw it on TV.

8. Accelerate the discovery of pharmacogenomic biomarkers to help match drug and patient, maximize efficacy, and minimize serious side effects.

9. Be more transparent about the fact that many clinical trials are being conducted in developing countries because U.S.-based trials have become too expensive and pose other “disadvantages” (such as a higher placebo response rate and more side effect complaints).

10. Establish mutually beneficial partnerships with the National Institutes of Health and academic research institutes to translate neurobiological discoveries into new and physiology-driven pharmacotherapeutic interventions.

11. Pool grants with competitors so that continuing medical education (CME) programs are no longer sponsored by a single company and are designed without real or perceived influence by an industry sponsor.

12. Better inform the public about the pharmaceutical industry’s positive aspects, such as being the only U.S. industry that: a) develops new medications for disabling psychiatric disorders; b) donates billions of dollars worth of drug samples to indigent or uninsured community patients; and c) provides hundreds of thousands of well-paying jobs for scientists, managers, and sales representatives.

13. Remind the world that hundreds of disabling and fatal diseases still have no available treatments, and a huge financial investment and years of basic and clinic research are needed to discover the needed treatments for them.

14. Justify the high cost of new drugs by demonstrating how profits are ploughed into discovering new drugs (in other words, show convincingly that the pharmaceutical industry works for the public good, not just for shareholders).

15. Stop buying lunches for doctors who attend speaker programs, and instead make donations to their designated charities.

I cannot vouch that this fictional account of a pharmaceutical company’s New Year’s resolutions reflects reality. But if it does, I wonder if such resolutions—like those of almost all of us—would falter soon after the new year starts… .

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Might it resolve to spend far more money on innovative research and development than on marketing?

Making New Year’s resolutions is a time-honored tradition. Whether we resolve to lose a few pounds, exercise regularly, or quit a harmful habit, we all partake in self-improvement as the new year dawns.

What would a large corporation resolve to do in the new year? We can only imagine, but a corporation that discovers and manufactures CNS pharmaceuticals might resolve to:

1. Test new drugs in patients who resemble “real world” patients, not just in patients with no medical problems, no substance abuse, and no history of treatment resistance.

2. Develop drugs with new mechanisms, not just another “me too” agent.

3. Publish all data (positive and negative), not just favorable results.

4. Develop drugs for children, rather than following the tradition of developing drugs for adults and then waiting many years (during which practitioners use those drugs off-label in children) before finally conducting trials to secure FDA approval of pediatric indications.

5. Conduct studies to guide practitioners about the safety of new drugs in pregnant women with mental illness.

6. Spend far more money on innovative research and development than on marketing.

7. Kick the habit of direct-to-consumer marketing, so that physicians can prescribe the best agent in their clinical judgment, not the drug the patient demands because she saw it on TV.

8. Accelerate the discovery of pharmacogenomic biomarkers to help match drug and patient, maximize efficacy, and minimize serious side effects.

9. Be more transparent about the fact that many clinical trials are being conducted in developing countries because U.S.-based trials have become too expensive and pose other “disadvantages” (such as a higher placebo response rate and more side effect complaints).

10. Establish mutually beneficial partnerships with the National Institutes of Health and academic research institutes to translate neurobiological discoveries into new and physiology-driven pharmacotherapeutic interventions.

11. Pool grants with competitors so that continuing medical education (CME) programs are no longer sponsored by a single company and are designed without real or perceived influence by an industry sponsor.

12. Better inform the public about the pharmaceutical industry’s positive aspects, such as being the only U.S. industry that: a) develops new medications for disabling psychiatric disorders; b) donates billions of dollars worth of drug samples to indigent or uninsured community patients; and c) provides hundreds of thousands of well-paying jobs for scientists, managers, and sales representatives.

13. Remind the world that hundreds of disabling and fatal diseases still have no available treatments, and a huge financial investment and years of basic and clinic research are needed to discover the needed treatments for them.

14. Justify the high cost of new drugs by demonstrating how profits are ploughed into discovering new drugs (in other words, show convincingly that the pharmaceutical industry works for the public good, not just for shareholders).

15. Stop buying lunches for doctors who attend speaker programs, and instead make donations to their designated charities.

I cannot vouch that this fictional account of a pharmaceutical company’s New Year’s resolutions reflects reality. But if it does, I wonder if such resolutions—like those of almost all of us—would falter soon after the new year starts… .

Might it resolve to spend far more money on innovative research and development than on marketing?

Making New Year’s resolutions is a time-honored tradition. Whether we resolve to lose a few pounds, exercise regularly, or quit a harmful habit, we all partake in self-improvement as the new year dawns.

What would a large corporation resolve to do in the new year? We can only imagine, but a corporation that discovers and manufactures CNS pharmaceuticals might resolve to:

1. Test new drugs in patients who resemble “real world” patients, not just in patients with no medical problems, no substance abuse, and no history of treatment resistance.

2. Develop drugs with new mechanisms, not just another “me too” agent.

3. Publish all data (positive and negative), not just favorable results.

4. Develop drugs for children, rather than following the tradition of developing drugs for adults and then waiting many years (during which practitioners use those drugs off-label in children) before finally conducting trials to secure FDA approval of pediatric indications.

5. Conduct studies to guide practitioners about the safety of new drugs in pregnant women with mental illness.

6. Spend far more money on innovative research and development than on marketing.

7. Kick the habit of direct-to-consumer marketing, so that physicians can prescribe the best agent in their clinical judgment, not the drug the patient demands because she saw it on TV.

8. Accelerate the discovery of pharmacogenomic biomarkers to help match drug and patient, maximize efficacy, and minimize serious side effects.

9. Be more transparent about the fact that many clinical trials are being conducted in developing countries because U.S.-based trials have become too expensive and pose other “disadvantages” (such as a higher placebo response rate and more side effect complaints).

10. Establish mutually beneficial partnerships with the National Institutes of Health and academic research institutes to translate neurobiological discoveries into new and physiology-driven pharmacotherapeutic interventions.

11. Pool grants with competitors so that continuing medical education (CME) programs are no longer sponsored by a single company and are designed without real or perceived influence by an industry sponsor.

12. Better inform the public about the pharmaceutical industry’s positive aspects, such as being the only U.S. industry that: a) develops new medications for disabling psychiatric disorders; b) donates billions of dollars worth of drug samples to indigent or uninsured community patients; and c) provides hundreds of thousands of well-paying jobs for scientists, managers, and sales representatives.

13. Remind the world that hundreds of disabling and fatal diseases still have no available treatments, and a huge financial investment and years of basic and clinic research are needed to discover the needed treatments for them.

14. Justify the high cost of new drugs by demonstrating how profits are ploughed into discovering new drugs (in other words, show convincingly that the pharmaceutical industry works for the public good, not just for shareholders).

15. Stop buying lunches for doctors who attend speaker programs, and instead make donations to their designated charities.

I cannot vouch that this fictional account of a pharmaceutical company’s New Year’s resolutions reflects reality. But if it does, I wonder if such resolutions—like those of almost all of us—would falter soon after the new year starts… .

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A young man’s ‘trips’ to heaven and hell

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CASE: The man from Betelgeuse

Mr. F, age 33, has been hospitalized repeatedly for psychotic episodes after abuse of dextromethorphan in cold medications.

Approximately 1 week before presenting to us, Mr. F stormed out of his house after his father, with whom he lived, confronted him about spending his allowance on cold medications. He spent the week living on the streets, abusing dextromethorphan whenever he could get it.

One night, Mr. F approached a police officer at an accident scene and exclaimed, “Dude, I’m from the planet Betelgeuse.” He appeared disorganized as police questioned him, and officers transported him to the county hospital’s psychiatric emergency service.

At presentation, Mr. F is at times silly, irritable, and sleepy, and chants incantations during the intake interview. Alternately, he hears Jesus Christ and aliens from Betelgeuse telling him “everything is going to be cool” and voices of aliens threatening to abduct him.

We admit Mr. F to the inpatient psychiatric unit, start risperidone at 2 mg nightly, and titrate it to 6 mg nightly over 3 days, after which he is significantly more organized with reduced auditory hallucinations. At discharge 6 days later, he still occasionally hears Jesus but has partial insight into his obsession with aliens and no paranoid delusions. We continue risperidone, 6 mg nightly, and refer him to an outpatient mental health program. He visits the clinic once but avoids the attending psychiatrist.

Five days later, Mr. F begins hallucinating at home and his father brings him back to the emergency psychiatry unit. At presentation, the patient claims to be an agent of Satan and waves his arms wildly while performing “black magic.” He believes he is damned and that previous messages he thought came from Jesus and extraterrestrials were instead from the devil.

Mr. F’s father reports that over the weekend his son ingested 6 boxes of cold medicine—each with 16 tablets containing 30 mg of dextromethorphan. Peeling skin on the lower part of Mr. F’s forehead, the bridge of his nose, and under his eyes suggests chronic cold tablet abuse. We re-admit the patient after extended urine drug screen shows traces of chlorpheniramine.

The authors’ observations

Routine urine drug screens based on radio-immunoassay detect many substances, but an extended or comprehensive urine drug screen based on gas chromatography-mass spectrometry is needed to detect dextromethorphan.1 Tertiary hospitals and reference laboratories usually offer these tests.

An extended urine screen will not detect dextromethorphan 24 hours after use because the agent has a 3- to 11-hour half-life. The test can, however, detect other active cold preparation compounds with longer half-lives, such as chlorpheniramine.

If extended urine screening is not available, clinical findings discussed later in this article can confirm recent cold medication abuse. Blood testing can reveal dextromethorphan levels, but a 3- to 6-mL sample may be needed.

HISTORY: ‘Sick’ at 16

Mr. F began abusing dextromethorphan at age 16, when friends would “turn him on” to 8-ounce bottles of cough syrup every other week. He later tried marijuana, cocaine, phencyclidine, methamphetamine, morphine, and LSD. Soon after graduating from high school, he stopped using substances and remained clean for several years.

At age 25, Mr. F suffered his first psychotic break, after which a psychiatrist diagnosed schizophrenia. Initial symptom control with antipsychotics helped him finish college.

Mr. F worked as a restaurant manager for about 4 months but found the job stressful and constantly argued with staff. He resumed abusing cough syrup to relieve his stress but soon became hooked on its dissociative and hallucinogenic effects. One night he ingested enough cough syrup to remain “high” until the next morning. He was hallucinating when he reported to work that day and was fired.

Since then, Mr. F’s cold medication abuse has escalated from biweekly to almost daily at presentation. He switched to tablets because the syrup induced cold symptoms and he finds the “buzz” from the tablets easier to control.

He typically dresses in black (in keeping with his satanic obsessions) and wears a long black overcoat with several pockets, that allows him to carry boxes of cold capsules, books, and other items.

Mr. F’s father has repeatedly tried to stop his son’s cold tablet abuse by cutting off his allowance. Dextromethorphan-containing cold medications are inexpensive, however—a box of 16 30-mg tablets costs as little as $1.50. Also, Mr. F often would get money for cold capsules by going to malls and participating in market research surveys.

 

 

In the past year, Mr. F was hospitalized 6 times after dextromethorphan-induced psychotic decompensations. He has been unemployed for more than 5 years, has not been in a serious romantic relationship since college, and depends on his father for financial support. He is not abusing other substances.

The authors’ observations

As many as 80% of patients with schizophrenia also have a substance abuse disorder.2 Access to psychoactive substances, kindling associated with schizophrenia, and attempts to stop hallucinations with alcohol or illicit drugs may explain this high prevalence.2 Also, genetic or phenotypic vulnerability in schizophrenia might alter the mesolimbic dopamine system that moderates reward.

Compared with patients with schizophrenia who are substance-free, comorbid substance abuse in schizophrenia increases:

  • severity of psychotic symptoms
  • likelihood of emergency service use
  • risk of suicide, illness, injury, hospitalization, or incarceration.3
Box 1

How dextromethorphan works

How does dextromethorphan cause hallucinations and/or psychosis, and at what doses can these effects occur?

Dextromethorphan, a synthetic dextroisomer of codeine, exerts antitussigenic effects via the sigma opioid receptor but lacks other opioid activity.

In patients age ≥12, dextromethorphan in cold medications is well tolerated at 60 to 120 mg/d in divided doses, with mostly benign adverse reactions such as drowsiness, dizziness, upset stomach, nervousness, and restlessness.7

Hallucinogenic effects surface at 160 to ≥300 mg and psychosis often occurs at >600 mg.8 Nonsuicidal use of 3,600 mg has been described.9

Hallucinogenic effects are caused by dextrorphan, a metabolite of dextromethorphan resulting from degradation by the cytochrome P-450 2D6 isoenzyme. Dextrorphan is serotonergic and blocks N-methyl-D-aspartate glutamate receptors.10

Patients who are extensive metabolizers of CYP-450 2D6 substrates show higher blood dextrorphan and increased potential to abuse dextromethorphan for its dissociative and hallucinogenic effects.10,11

Whereas alcohol, marijuana, and cocaine abuse are common in schizophrenia,2 to our knowledge only 2 other cases of comorbid dextromethorphan dependence and schizophrenia have been reported.4,5

Mr. F responded well to risperidone when he wasn’t abusing cold tablets. After his last hospitalization, we referred him to a comprehensive outpatient program that could have addressed his cold medicine abuse and reintegrated him into the workplace. He avoided seeing the clinic psychiatrist, however, after promising his case manager that he would stop abusing dextromethorphan.

TREATMENT: Back to Betelgeuse

Upon re-admission, we restart risperidone, 6 mg nightly. Mr. F shows extreme somnolence caused by massive cold capsule use and is minimally cooperative with the psychiatrist’s follow-up interview. Over 36 hours, he awakens only for meals and medication and to use the bathroom. Once the somnolence passes, he cannot fall asleep at night.

Six days after admission, Mr. F is organized and hears voices mostly from Jesus with some demonic delusions. Extended urine drug screen taken 3 days after admission shows traces of chlorpheniramine but no dextromethorphan.

By day 7, Mr. F is nearly free of delusions and is discharged the next day. We continue risperidone, 6 mg nightly, to prevent the “voices,” and add diphenhydramine, 50 mg nightly, to regulate his sleep. We arrange follow-up care at an outpatient clinic, but Mr. F again avoids the clinic psychiatrist.

The authors’ observations

Mr. F’s “robo” binge triggered a profound and prolonged psychotic decompensation.

Dextrorphan—a pharmacologically active metabolite of dextromethorphan— might have disrupted cortical and sub-cortical glutamatergic neurotransmission,6 leading to florid psychosis and delayed recovery. Induction of the cytochrome P-450 2D6 isoenzyme, which metabolizes dextromethorphan, also could have prolonged Mr. F’s psychosis (Box 1).7-11

RELAPSE: Return visits

Three weeks after discharge, Mr. F fights with police officers after they find him hallucinating in the streets. Police charge him with disorderly conduct and resisting arrest and bring him back to the psychiatric ER. We again resolve his auditory hallucinations with risperidone, 6 mg nightly. After 8 days we discharge him to police, who then transport him to jail and later release him on bail.

Six months later, Mr. F is hospitalized twice in 2 months after dextromethorphan-induced decompensations. He recovers quickly both times but lacks insight into his mental illness and his “robo” problem.

The authors’ observations

Dextromethorphan, known by many street names (Box 2), is contained in more than 100 OTC preparations, and is sold on the Internet in powder form.

Abuse of dextromethorphan-containing preparations is rising among teenagers and young adults. Nonmedical “robo” use led to 5,581 ER visits in the United States in 2004,12 and California reported a 10-fold rise in dextromethorphan abuse among teenagers from 1999 to 2004.
 

 

13 Numerous factors explain this increase:

  • Most people do not know that dextromethorphan-laced medications are dangerous if misused.
  • These preparations can be purchased at many stores or snatched from the medicine chest.
  • Several Web sites describe how to “safely” abuse dextromethorphan.13
Further, some pediatricians, family physicians, emergency physicians, and psychiatrists do not suspect “robo” abuse, in part because ordinary urine drug screens do not detect dextromethorphan.

medical consequences

Many dextromethorphan-laced preparations contain other active compounds—such as pseudoephedrine, acetaminophen, chlorpheniramine, guaifenesin, or bromide—that can cause serious adverse effects at above-normal doses. Abuse of medications containing both chlorpheniramine and dextromethorphan leads to hallucinogenic euphoria and dissociation, followed by hours of intense somnolence.

Dextromethorphan can cause serotonin syndrome when taken with serotonergic drugs such as amphetamines, cocaine, monoamine oxidase inhibitors, or selective serotonin reuptake inhibitors. Symptoms include tachycardia, hypertension, diaphoresis, mydriasis, myoclonus, agitation, and seizures.

Box 2

Dextromethorphan: Fast facts

Street names

CCC, triple C, DM, DXM, skittles, tuss, robo, poor man’s PCP

Dosing forms

Liquid, capsules, liquid gelatin capsules, lozenge tablets, powder

Most commonly abused OTC preparations

Coricidin, Robitussin

The authors’ observations

Physical and psychiatric symptoms, patient history, and collateral information together can confirm dextromethorphan abuse in patients who present with mainly visual and tactile hallucinations. The signs are easy to miss in patients with schizophrenia because schizophrenia is believed to be causing the psychosis.

Psychiatric/physical symptoms. Psychiatric symptoms of “robo” intoxication include euphoria, altered time perception, disorientation, and tactile, visual and auditory hallucinations.7 Physical symptoms include excitation, nystagmus, tachycardia, hypertension, hyperthermia, vomiting, urinary retention, drowsiness, and rash. Extreme dextromethorphan withdrawal can cause dysphoria, insomnia, vomiting, diaphoresis, abdominal pain, and diarrhea.7

Psychiatric symptoms of intoxication with dextromethorphan or phencyclidine are similar, but phencyclidine-intoxicated patients typically present with fluctuating behavior and motor symptoms including tremor, dystonic reactions, and catalepsy.

Also watch for dermatitis on the forehead, nose, or cheeks, which can result from chronic abuse of preparations containing dextromethorphan plus bromide or chlorpheniramine.

Patient history. Has the patient abused dextromethorphan before? If so, how often? When was he last treated for decompensation after cold medication abuse?

Also check for abuse of other substances, and ask teenage patients if their friends use cold preparations recreationally.

Collateral information. Ask family members to search the patient’s room for supplies of cold medicine and for empty boxes and capsule cards, check the medicine chest regularly to see if cold medications are missing, and check the patient’s jacket or coat pockets for cold tablets or cough syrup.

Treating ‘robo’ abuse

Convincing the patient and family that dextromethorphan abuse can cause severe harm is critical to promoting a positive outcome. Referral to a substance abuse rehabilitation program or 12-step group can help.

Related resources

  • U.S. Department of Justice, National Drug Intelligence Center. Intelligence bulletin: DXM (dextromethorphan). www.usdoj.gov/ndic/pubs11/11563/index.htm.
  • Partnership for a Drug-Free America. Resource for parents. www.drugfree.org/Parent. Click on “Cough Medicine Abuse” under “Special Drug Reports.”
  • U.S. Food and Drug Administraton. FDA warns against abuse of dextromethorphan (DXM). www.fda.gov, enter “dextromethorphan” in search field.
Drug brand names

  • Risperidone • Risperdal
Disclosure

The authors report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

References

1. Cherkes JK, Friedman JH. Dextromethorphan-induced neurologic illness in a patient with negative toxicology findings. Neurology 2006;66:1952-3.

2. Westermeyer J. Comorbid schizophrenia and substance abuse: a review of epidemiology and course. Am J Addict 2006;15:345-55.

3. Winklbaur B, Ebner N, Sachs G, et al. Substance abuse in patients with schizophrenia. Dialogues Clin Neurosci 2006;8:37-43.

4. Orrell MW, Campbell PG. Dependence on dextromethorphan hydrobromyde. Br Med J 1986;293:1242-3.

5. Iaboni RP, Aronowitz JS. Dextromethorphan abuse in a dually diagnosed patient. J Nerv Ment Dis 1995;183:341-2.

6. Krystal JH, D’Souza DC, Mathalon D, et al. NMDA receptor antagonist effects, cortical glutamatergic function, and schizophrenia: toward a paradigm shift in medication development. Psychopharmacology (Berl). 2003;169:215-33.

7. Wolfe TR, Caravati EM. Massive dextromethorphan ingestion and abuse. Am J Emerg Med 1995;13:174-6.

8. Cranston JW, Yoast R. Abuse of dextromethorphan. Arch Fam Med 1999;8:99-100.

9. Schadel M, Sellers EM. Psychosis with Vicks Formula 44-D abuse. CMAJ 1992;147:843-4.

10. Miller SC. Dextromethorphan psychosis, dependence and physical withdrawal. Addict Biol 2005;10:325-7.

11. Zawertailo LA, Kaplan HL, Busto UE, et al. Psychotropic effects of dextromethorphan are altered by the CYP2D6 polymorphism: a pilot study. J Clin Psychopharmacol 1998;18:332-7.

12. Ball JK, Albright V. Emergency department visits involving dextromethorphan. Drug Abuse Warning Network Report 2006;32:1-4.

13. Bryner JK, Wang UK, Hui JW, et al. Dextromethorphan abuse in adolescence: an increasing trend: 1999-2004. Arch Pediatr Adolesc Med 2006;160:1217-22.

14. Tuominen HJ, Tiihonen J, Wahlbeck K. Glutamatergic drugs for schizophrenia: a systematic review and meta-analysis. Schizophr Res 2005;72:225-34.

15. Andersen JD, Pouzet B. Spatial memory deficits induced by perinatal treatment of rats with PCP and reversal effect of Dserine. Neuropsychopharmacology 2004;29:1080-90.

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CASE: The man from Betelgeuse

Mr. F, age 33, has been hospitalized repeatedly for psychotic episodes after abuse of dextromethorphan in cold medications.

Approximately 1 week before presenting to us, Mr. F stormed out of his house after his father, with whom he lived, confronted him about spending his allowance on cold medications. He spent the week living on the streets, abusing dextromethorphan whenever he could get it.

One night, Mr. F approached a police officer at an accident scene and exclaimed, “Dude, I’m from the planet Betelgeuse.” He appeared disorganized as police questioned him, and officers transported him to the county hospital’s psychiatric emergency service.

At presentation, Mr. F is at times silly, irritable, and sleepy, and chants incantations during the intake interview. Alternately, he hears Jesus Christ and aliens from Betelgeuse telling him “everything is going to be cool” and voices of aliens threatening to abduct him.

We admit Mr. F to the inpatient psychiatric unit, start risperidone at 2 mg nightly, and titrate it to 6 mg nightly over 3 days, after which he is significantly more organized with reduced auditory hallucinations. At discharge 6 days later, he still occasionally hears Jesus but has partial insight into his obsession with aliens and no paranoid delusions. We continue risperidone, 6 mg nightly, and refer him to an outpatient mental health program. He visits the clinic once but avoids the attending psychiatrist.

Five days later, Mr. F begins hallucinating at home and his father brings him back to the emergency psychiatry unit. At presentation, the patient claims to be an agent of Satan and waves his arms wildly while performing “black magic.” He believes he is damned and that previous messages he thought came from Jesus and extraterrestrials were instead from the devil.

Mr. F’s father reports that over the weekend his son ingested 6 boxes of cold medicine—each with 16 tablets containing 30 mg of dextromethorphan. Peeling skin on the lower part of Mr. F’s forehead, the bridge of his nose, and under his eyes suggests chronic cold tablet abuse. We re-admit the patient after extended urine drug screen shows traces of chlorpheniramine.

The authors’ observations

Routine urine drug screens based on radio-immunoassay detect many substances, but an extended or comprehensive urine drug screen based on gas chromatography-mass spectrometry is needed to detect dextromethorphan.1 Tertiary hospitals and reference laboratories usually offer these tests.

An extended urine screen will not detect dextromethorphan 24 hours after use because the agent has a 3- to 11-hour half-life. The test can, however, detect other active cold preparation compounds with longer half-lives, such as chlorpheniramine.

If extended urine screening is not available, clinical findings discussed later in this article can confirm recent cold medication abuse. Blood testing can reveal dextromethorphan levels, but a 3- to 6-mL sample may be needed.

HISTORY: ‘Sick’ at 16

Mr. F began abusing dextromethorphan at age 16, when friends would “turn him on” to 8-ounce bottles of cough syrup every other week. He later tried marijuana, cocaine, phencyclidine, methamphetamine, morphine, and LSD. Soon after graduating from high school, he stopped using substances and remained clean for several years.

At age 25, Mr. F suffered his first psychotic break, after which a psychiatrist diagnosed schizophrenia. Initial symptom control with antipsychotics helped him finish college.

Mr. F worked as a restaurant manager for about 4 months but found the job stressful and constantly argued with staff. He resumed abusing cough syrup to relieve his stress but soon became hooked on its dissociative and hallucinogenic effects. One night he ingested enough cough syrup to remain “high” until the next morning. He was hallucinating when he reported to work that day and was fired.

Since then, Mr. F’s cold medication abuse has escalated from biweekly to almost daily at presentation. He switched to tablets because the syrup induced cold symptoms and he finds the “buzz” from the tablets easier to control.

He typically dresses in black (in keeping with his satanic obsessions) and wears a long black overcoat with several pockets, that allows him to carry boxes of cold capsules, books, and other items.

Mr. F’s father has repeatedly tried to stop his son’s cold tablet abuse by cutting off his allowance. Dextromethorphan-containing cold medications are inexpensive, however—a box of 16 30-mg tablets costs as little as $1.50. Also, Mr. F often would get money for cold capsules by going to malls and participating in market research surveys.

 

 

In the past year, Mr. F was hospitalized 6 times after dextromethorphan-induced psychotic decompensations. He has been unemployed for more than 5 years, has not been in a serious romantic relationship since college, and depends on his father for financial support. He is not abusing other substances.

The authors’ observations

As many as 80% of patients with schizophrenia also have a substance abuse disorder.2 Access to psychoactive substances, kindling associated with schizophrenia, and attempts to stop hallucinations with alcohol or illicit drugs may explain this high prevalence.2 Also, genetic or phenotypic vulnerability in schizophrenia might alter the mesolimbic dopamine system that moderates reward.

Compared with patients with schizophrenia who are substance-free, comorbid substance abuse in schizophrenia increases:

  • severity of psychotic symptoms
  • likelihood of emergency service use
  • risk of suicide, illness, injury, hospitalization, or incarceration.3
Box 1

How dextromethorphan works

How does dextromethorphan cause hallucinations and/or psychosis, and at what doses can these effects occur?

Dextromethorphan, a synthetic dextroisomer of codeine, exerts antitussigenic effects via the sigma opioid receptor but lacks other opioid activity.

In patients age ≥12, dextromethorphan in cold medications is well tolerated at 60 to 120 mg/d in divided doses, with mostly benign adverse reactions such as drowsiness, dizziness, upset stomach, nervousness, and restlessness.7

Hallucinogenic effects surface at 160 to ≥300 mg and psychosis often occurs at >600 mg.8 Nonsuicidal use of 3,600 mg has been described.9

Hallucinogenic effects are caused by dextrorphan, a metabolite of dextromethorphan resulting from degradation by the cytochrome P-450 2D6 isoenzyme. Dextrorphan is serotonergic and blocks N-methyl-D-aspartate glutamate receptors.10

Patients who are extensive metabolizers of CYP-450 2D6 substrates show higher blood dextrorphan and increased potential to abuse dextromethorphan for its dissociative and hallucinogenic effects.10,11

Whereas alcohol, marijuana, and cocaine abuse are common in schizophrenia,2 to our knowledge only 2 other cases of comorbid dextromethorphan dependence and schizophrenia have been reported.4,5

Mr. F responded well to risperidone when he wasn’t abusing cold tablets. After his last hospitalization, we referred him to a comprehensive outpatient program that could have addressed his cold medicine abuse and reintegrated him into the workplace. He avoided seeing the clinic psychiatrist, however, after promising his case manager that he would stop abusing dextromethorphan.

TREATMENT: Back to Betelgeuse

Upon re-admission, we restart risperidone, 6 mg nightly. Mr. F shows extreme somnolence caused by massive cold capsule use and is minimally cooperative with the psychiatrist’s follow-up interview. Over 36 hours, he awakens only for meals and medication and to use the bathroom. Once the somnolence passes, he cannot fall asleep at night.

Six days after admission, Mr. F is organized and hears voices mostly from Jesus with some demonic delusions. Extended urine drug screen taken 3 days after admission shows traces of chlorpheniramine but no dextromethorphan.

By day 7, Mr. F is nearly free of delusions and is discharged the next day. We continue risperidone, 6 mg nightly, to prevent the “voices,” and add diphenhydramine, 50 mg nightly, to regulate his sleep. We arrange follow-up care at an outpatient clinic, but Mr. F again avoids the clinic psychiatrist.

The authors’ observations

Mr. F’s “robo” binge triggered a profound and prolonged psychotic decompensation.

Dextrorphan—a pharmacologically active metabolite of dextromethorphan— might have disrupted cortical and sub-cortical glutamatergic neurotransmission,6 leading to florid psychosis and delayed recovery. Induction of the cytochrome P-450 2D6 isoenzyme, which metabolizes dextromethorphan, also could have prolonged Mr. F’s psychosis (Box 1).7-11

RELAPSE: Return visits

Three weeks after discharge, Mr. F fights with police officers after they find him hallucinating in the streets. Police charge him with disorderly conduct and resisting arrest and bring him back to the psychiatric ER. We again resolve his auditory hallucinations with risperidone, 6 mg nightly. After 8 days we discharge him to police, who then transport him to jail and later release him on bail.

Six months later, Mr. F is hospitalized twice in 2 months after dextromethorphan-induced decompensations. He recovers quickly both times but lacks insight into his mental illness and his “robo” problem.

The authors’ observations

Dextromethorphan, known by many street names (Box 2), is contained in more than 100 OTC preparations, and is sold on the Internet in powder form.

Abuse of dextromethorphan-containing preparations is rising among teenagers and young adults. Nonmedical “robo” use led to 5,581 ER visits in the United States in 2004,12 and California reported a 10-fold rise in dextromethorphan abuse among teenagers from 1999 to 2004.
 

 

13 Numerous factors explain this increase:

  • Most people do not know that dextromethorphan-laced medications are dangerous if misused.
  • These preparations can be purchased at many stores or snatched from the medicine chest.
  • Several Web sites describe how to “safely” abuse dextromethorphan.13
Further, some pediatricians, family physicians, emergency physicians, and psychiatrists do not suspect “robo” abuse, in part because ordinary urine drug screens do not detect dextromethorphan.

medical consequences

Many dextromethorphan-laced preparations contain other active compounds—such as pseudoephedrine, acetaminophen, chlorpheniramine, guaifenesin, or bromide—that can cause serious adverse effects at above-normal doses. Abuse of medications containing both chlorpheniramine and dextromethorphan leads to hallucinogenic euphoria and dissociation, followed by hours of intense somnolence.

Dextromethorphan can cause serotonin syndrome when taken with serotonergic drugs such as amphetamines, cocaine, monoamine oxidase inhibitors, or selective serotonin reuptake inhibitors. Symptoms include tachycardia, hypertension, diaphoresis, mydriasis, myoclonus, agitation, and seizures.

Box 2

Dextromethorphan: Fast facts

Street names

CCC, triple C, DM, DXM, skittles, tuss, robo, poor man’s PCP

Dosing forms

Liquid, capsules, liquid gelatin capsules, lozenge tablets, powder

Most commonly abused OTC preparations

Coricidin, Robitussin

The authors’ observations

Physical and psychiatric symptoms, patient history, and collateral information together can confirm dextromethorphan abuse in patients who present with mainly visual and tactile hallucinations. The signs are easy to miss in patients with schizophrenia because schizophrenia is believed to be causing the psychosis.

Psychiatric/physical symptoms. Psychiatric symptoms of “robo” intoxication include euphoria, altered time perception, disorientation, and tactile, visual and auditory hallucinations.7 Physical symptoms include excitation, nystagmus, tachycardia, hypertension, hyperthermia, vomiting, urinary retention, drowsiness, and rash. Extreme dextromethorphan withdrawal can cause dysphoria, insomnia, vomiting, diaphoresis, abdominal pain, and diarrhea.7

Psychiatric symptoms of intoxication with dextromethorphan or phencyclidine are similar, but phencyclidine-intoxicated patients typically present with fluctuating behavior and motor symptoms including tremor, dystonic reactions, and catalepsy.

Also watch for dermatitis on the forehead, nose, or cheeks, which can result from chronic abuse of preparations containing dextromethorphan plus bromide or chlorpheniramine.

Patient history. Has the patient abused dextromethorphan before? If so, how often? When was he last treated for decompensation after cold medication abuse?

Also check for abuse of other substances, and ask teenage patients if their friends use cold preparations recreationally.

Collateral information. Ask family members to search the patient’s room for supplies of cold medicine and for empty boxes and capsule cards, check the medicine chest regularly to see if cold medications are missing, and check the patient’s jacket or coat pockets for cold tablets or cough syrup.

Treating ‘robo’ abuse

Convincing the patient and family that dextromethorphan abuse can cause severe harm is critical to promoting a positive outcome. Referral to a substance abuse rehabilitation program or 12-step group can help.

Related resources

  • U.S. Department of Justice, National Drug Intelligence Center. Intelligence bulletin: DXM (dextromethorphan). www.usdoj.gov/ndic/pubs11/11563/index.htm.
  • Partnership for a Drug-Free America. Resource for parents. www.drugfree.org/Parent. Click on “Cough Medicine Abuse” under “Special Drug Reports.”
  • U.S. Food and Drug Administraton. FDA warns against abuse of dextromethorphan (DXM). www.fda.gov, enter “dextromethorphan” in search field.
Drug brand names

  • Risperidone • Risperdal
Disclosure

The authors report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

CASE: The man from Betelgeuse

Mr. F, age 33, has been hospitalized repeatedly for psychotic episodes after abuse of dextromethorphan in cold medications.

Approximately 1 week before presenting to us, Mr. F stormed out of his house after his father, with whom he lived, confronted him about spending his allowance on cold medications. He spent the week living on the streets, abusing dextromethorphan whenever he could get it.

One night, Mr. F approached a police officer at an accident scene and exclaimed, “Dude, I’m from the planet Betelgeuse.” He appeared disorganized as police questioned him, and officers transported him to the county hospital’s psychiatric emergency service.

At presentation, Mr. F is at times silly, irritable, and sleepy, and chants incantations during the intake interview. Alternately, he hears Jesus Christ and aliens from Betelgeuse telling him “everything is going to be cool” and voices of aliens threatening to abduct him.

We admit Mr. F to the inpatient psychiatric unit, start risperidone at 2 mg nightly, and titrate it to 6 mg nightly over 3 days, after which he is significantly more organized with reduced auditory hallucinations. At discharge 6 days later, he still occasionally hears Jesus but has partial insight into his obsession with aliens and no paranoid delusions. We continue risperidone, 6 mg nightly, and refer him to an outpatient mental health program. He visits the clinic once but avoids the attending psychiatrist.

Five days later, Mr. F begins hallucinating at home and his father brings him back to the emergency psychiatry unit. At presentation, the patient claims to be an agent of Satan and waves his arms wildly while performing “black magic.” He believes he is damned and that previous messages he thought came from Jesus and extraterrestrials were instead from the devil.

Mr. F’s father reports that over the weekend his son ingested 6 boxes of cold medicine—each with 16 tablets containing 30 mg of dextromethorphan. Peeling skin on the lower part of Mr. F’s forehead, the bridge of his nose, and under his eyes suggests chronic cold tablet abuse. We re-admit the patient after extended urine drug screen shows traces of chlorpheniramine.

The authors’ observations

Routine urine drug screens based on radio-immunoassay detect many substances, but an extended or comprehensive urine drug screen based on gas chromatography-mass spectrometry is needed to detect dextromethorphan.1 Tertiary hospitals and reference laboratories usually offer these tests.

An extended urine screen will not detect dextromethorphan 24 hours after use because the agent has a 3- to 11-hour half-life. The test can, however, detect other active cold preparation compounds with longer half-lives, such as chlorpheniramine.

If extended urine screening is not available, clinical findings discussed later in this article can confirm recent cold medication abuse. Blood testing can reveal dextromethorphan levels, but a 3- to 6-mL sample may be needed.

HISTORY: ‘Sick’ at 16

Mr. F began abusing dextromethorphan at age 16, when friends would “turn him on” to 8-ounce bottles of cough syrup every other week. He later tried marijuana, cocaine, phencyclidine, methamphetamine, morphine, and LSD. Soon after graduating from high school, he stopped using substances and remained clean for several years.

At age 25, Mr. F suffered his first psychotic break, after which a psychiatrist diagnosed schizophrenia. Initial symptom control with antipsychotics helped him finish college.

Mr. F worked as a restaurant manager for about 4 months but found the job stressful and constantly argued with staff. He resumed abusing cough syrup to relieve his stress but soon became hooked on its dissociative and hallucinogenic effects. One night he ingested enough cough syrup to remain “high” until the next morning. He was hallucinating when he reported to work that day and was fired.

Since then, Mr. F’s cold medication abuse has escalated from biweekly to almost daily at presentation. He switched to tablets because the syrup induced cold symptoms and he finds the “buzz” from the tablets easier to control.

He typically dresses in black (in keeping with his satanic obsessions) and wears a long black overcoat with several pockets, that allows him to carry boxes of cold capsules, books, and other items.

Mr. F’s father has repeatedly tried to stop his son’s cold tablet abuse by cutting off his allowance. Dextromethorphan-containing cold medications are inexpensive, however—a box of 16 30-mg tablets costs as little as $1.50. Also, Mr. F often would get money for cold capsules by going to malls and participating in market research surveys.

 

 

In the past year, Mr. F was hospitalized 6 times after dextromethorphan-induced psychotic decompensations. He has been unemployed for more than 5 years, has not been in a serious romantic relationship since college, and depends on his father for financial support. He is not abusing other substances.

The authors’ observations

As many as 80% of patients with schizophrenia also have a substance abuse disorder.2 Access to psychoactive substances, kindling associated with schizophrenia, and attempts to stop hallucinations with alcohol or illicit drugs may explain this high prevalence.2 Also, genetic or phenotypic vulnerability in schizophrenia might alter the mesolimbic dopamine system that moderates reward.

Compared with patients with schizophrenia who are substance-free, comorbid substance abuse in schizophrenia increases:

  • severity of psychotic symptoms
  • likelihood of emergency service use
  • risk of suicide, illness, injury, hospitalization, or incarceration.3
Box 1

How dextromethorphan works

How does dextromethorphan cause hallucinations and/or psychosis, and at what doses can these effects occur?

Dextromethorphan, a synthetic dextroisomer of codeine, exerts antitussigenic effects via the sigma opioid receptor but lacks other opioid activity.

In patients age ≥12, dextromethorphan in cold medications is well tolerated at 60 to 120 mg/d in divided doses, with mostly benign adverse reactions such as drowsiness, dizziness, upset stomach, nervousness, and restlessness.7

Hallucinogenic effects surface at 160 to ≥300 mg and psychosis often occurs at >600 mg.8 Nonsuicidal use of 3,600 mg has been described.9

Hallucinogenic effects are caused by dextrorphan, a metabolite of dextromethorphan resulting from degradation by the cytochrome P-450 2D6 isoenzyme. Dextrorphan is serotonergic and blocks N-methyl-D-aspartate glutamate receptors.10

Patients who are extensive metabolizers of CYP-450 2D6 substrates show higher blood dextrorphan and increased potential to abuse dextromethorphan for its dissociative and hallucinogenic effects.10,11

Whereas alcohol, marijuana, and cocaine abuse are common in schizophrenia,2 to our knowledge only 2 other cases of comorbid dextromethorphan dependence and schizophrenia have been reported.4,5

Mr. F responded well to risperidone when he wasn’t abusing cold tablets. After his last hospitalization, we referred him to a comprehensive outpatient program that could have addressed his cold medicine abuse and reintegrated him into the workplace. He avoided seeing the clinic psychiatrist, however, after promising his case manager that he would stop abusing dextromethorphan.

TREATMENT: Back to Betelgeuse

Upon re-admission, we restart risperidone, 6 mg nightly. Mr. F shows extreme somnolence caused by massive cold capsule use and is minimally cooperative with the psychiatrist’s follow-up interview. Over 36 hours, he awakens only for meals and medication and to use the bathroom. Once the somnolence passes, he cannot fall asleep at night.

Six days after admission, Mr. F is organized and hears voices mostly from Jesus with some demonic delusions. Extended urine drug screen taken 3 days after admission shows traces of chlorpheniramine but no dextromethorphan.

By day 7, Mr. F is nearly free of delusions and is discharged the next day. We continue risperidone, 6 mg nightly, to prevent the “voices,” and add diphenhydramine, 50 mg nightly, to regulate his sleep. We arrange follow-up care at an outpatient clinic, but Mr. F again avoids the clinic psychiatrist.

The authors’ observations

Mr. F’s “robo” binge triggered a profound and prolonged psychotic decompensation.

Dextrorphan—a pharmacologically active metabolite of dextromethorphan— might have disrupted cortical and sub-cortical glutamatergic neurotransmission,6 leading to florid psychosis and delayed recovery. Induction of the cytochrome P-450 2D6 isoenzyme, which metabolizes dextromethorphan, also could have prolonged Mr. F’s psychosis (Box 1).7-11

RELAPSE: Return visits

Three weeks after discharge, Mr. F fights with police officers after they find him hallucinating in the streets. Police charge him with disorderly conduct and resisting arrest and bring him back to the psychiatric ER. We again resolve his auditory hallucinations with risperidone, 6 mg nightly. After 8 days we discharge him to police, who then transport him to jail and later release him on bail.

Six months later, Mr. F is hospitalized twice in 2 months after dextromethorphan-induced decompensations. He recovers quickly both times but lacks insight into his mental illness and his “robo” problem.

The authors’ observations

Dextromethorphan, known by many street names (Box 2), is contained in more than 100 OTC preparations, and is sold on the Internet in powder form.

Abuse of dextromethorphan-containing preparations is rising among teenagers and young adults. Nonmedical “robo” use led to 5,581 ER visits in the United States in 2004,12 and California reported a 10-fold rise in dextromethorphan abuse among teenagers from 1999 to 2004.
 

 

13 Numerous factors explain this increase:

  • Most people do not know that dextromethorphan-laced medications are dangerous if misused.
  • These preparations can be purchased at many stores or snatched from the medicine chest.
  • Several Web sites describe how to “safely” abuse dextromethorphan.13
Further, some pediatricians, family physicians, emergency physicians, and psychiatrists do not suspect “robo” abuse, in part because ordinary urine drug screens do not detect dextromethorphan.

medical consequences

Many dextromethorphan-laced preparations contain other active compounds—such as pseudoephedrine, acetaminophen, chlorpheniramine, guaifenesin, or bromide—that can cause serious adverse effects at above-normal doses. Abuse of medications containing both chlorpheniramine and dextromethorphan leads to hallucinogenic euphoria and dissociation, followed by hours of intense somnolence.

Dextromethorphan can cause serotonin syndrome when taken with serotonergic drugs such as amphetamines, cocaine, monoamine oxidase inhibitors, or selective serotonin reuptake inhibitors. Symptoms include tachycardia, hypertension, diaphoresis, mydriasis, myoclonus, agitation, and seizures.

Box 2

Dextromethorphan: Fast facts

Street names

CCC, triple C, DM, DXM, skittles, tuss, robo, poor man’s PCP

Dosing forms

Liquid, capsules, liquid gelatin capsules, lozenge tablets, powder

Most commonly abused OTC preparations

Coricidin, Robitussin

The authors’ observations

Physical and psychiatric symptoms, patient history, and collateral information together can confirm dextromethorphan abuse in patients who present with mainly visual and tactile hallucinations. The signs are easy to miss in patients with schizophrenia because schizophrenia is believed to be causing the psychosis.

Psychiatric/physical symptoms. Psychiatric symptoms of “robo” intoxication include euphoria, altered time perception, disorientation, and tactile, visual and auditory hallucinations.7 Physical symptoms include excitation, nystagmus, tachycardia, hypertension, hyperthermia, vomiting, urinary retention, drowsiness, and rash. Extreme dextromethorphan withdrawal can cause dysphoria, insomnia, vomiting, diaphoresis, abdominal pain, and diarrhea.7

Psychiatric symptoms of intoxication with dextromethorphan or phencyclidine are similar, but phencyclidine-intoxicated patients typically present with fluctuating behavior and motor symptoms including tremor, dystonic reactions, and catalepsy.

Also watch for dermatitis on the forehead, nose, or cheeks, which can result from chronic abuse of preparations containing dextromethorphan plus bromide or chlorpheniramine.

Patient history. Has the patient abused dextromethorphan before? If so, how often? When was he last treated for decompensation after cold medication abuse?

Also check for abuse of other substances, and ask teenage patients if their friends use cold preparations recreationally.

Collateral information. Ask family members to search the patient’s room for supplies of cold medicine and for empty boxes and capsule cards, check the medicine chest regularly to see if cold medications are missing, and check the patient’s jacket or coat pockets for cold tablets or cough syrup.

Treating ‘robo’ abuse

Convincing the patient and family that dextromethorphan abuse can cause severe harm is critical to promoting a positive outcome. Referral to a substance abuse rehabilitation program or 12-step group can help.

Related resources

  • U.S. Department of Justice, National Drug Intelligence Center. Intelligence bulletin: DXM (dextromethorphan). www.usdoj.gov/ndic/pubs11/11563/index.htm.
  • Partnership for a Drug-Free America. Resource for parents. www.drugfree.org/Parent. Click on “Cough Medicine Abuse” under “Special Drug Reports.”
  • U.S. Food and Drug Administraton. FDA warns against abuse of dextromethorphan (DXM). www.fda.gov, enter “dextromethorphan” in search field.
Drug brand names

  • Risperidone • Risperdal
Disclosure

The authors report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

References

1. Cherkes JK, Friedman JH. Dextromethorphan-induced neurologic illness in a patient with negative toxicology findings. Neurology 2006;66:1952-3.

2. Westermeyer J. Comorbid schizophrenia and substance abuse: a review of epidemiology and course. Am J Addict 2006;15:345-55.

3. Winklbaur B, Ebner N, Sachs G, et al. Substance abuse in patients with schizophrenia. Dialogues Clin Neurosci 2006;8:37-43.

4. Orrell MW, Campbell PG. Dependence on dextromethorphan hydrobromyde. Br Med J 1986;293:1242-3.

5. Iaboni RP, Aronowitz JS. Dextromethorphan abuse in a dually diagnosed patient. J Nerv Ment Dis 1995;183:341-2.

6. Krystal JH, D’Souza DC, Mathalon D, et al. NMDA receptor antagonist effects, cortical glutamatergic function, and schizophrenia: toward a paradigm shift in medication development. Psychopharmacology (Berl). 2003;169:215-33.

7. Wolfe TR, Caravati EM. Massive dextromethorphan ingestion and abuse. Am J Emerg Med 1995;13:174-6.

8. Cranston JW, Yoast R. Abuse of dextromethorphan. Arch Fam Med 1999;8:99-100.

9. Schadel M, Sellers EM. Psychosis with Vicks Formula 44-D abuse. CMAJ 1992;147:843-4.

10. Miller SC. Dextromethorphan psychosis, dependence and physical withdrawal. Addict Biol 2005;10:325-7.

11. Zawertailo LA, Kaplan HL, Busto UE, et al. Psychotropic effects of dextromethorphan are altered by the CYP2D6 polymorphism: a pilot study. J Clin Psychopharmacol 1998;18:332-7.

12. Ball JK, Albright V. Emergency department visits involving dextromethorphan. Drug Abuse Warning Network Report 2006;32:1-4.

13. Bryner JK, Wang UK, Hui JW, et al. Dextromethorphan abuse in adolescence: an increasing trend: 1999-2004. Arch Pediatr Adolesc Med 2006;160:1217-22.

14. Tuominen HJ, Tiihonen J, Wahlbeck K. Glutamatergic drugs for schizophrenia: a systematic review and meta-analysis. Schizophr Res 2005;72:225-34.

15. Andersen JD, Pouzet B. Spatial memory deficits induced by perinatal treatment of rats with PCP and reversal effect of Dserine. Neuropsychopharmacology 2004;29:1080-90.

References

1. Cherkes JK, Friedman JH. Dextromethorphan-induced neurologic illness in a patient with negative toxicology findings. Neurology 2006;66:1952-3.

2. Westermeyer J. Comorbid schizophrenia and substance abuse: a review of epidemiology and course. Am J Addict 2006;15:345-55.

3. Winklbaur B, Ebner N, Sachs G, et al. Substance abuse in patients with schizophrenia. Dialogues Clin Neurosci 2006;8:37-43.

4. Orrell MW, Campbell PG. Dependence on dextromethorphan hydrobromyde. Br Med J 1986;293:1242-3.

5. Iaboni RP, Aronowitz JS. Dextromethorphan abuse in a dually diagnosed patient. J Nerv Ment Dis 1995;183:341-2.

6. Krystal JH, D’Souza DC, Mathalon D, et al. NMDA receptor antagonist effects, cortical glutamatergic function, and schizophrenia: toward a paradigm shift in medication development. Psychopharmacology (Berl). 2003;169:215-33.

7. Wolfe TR, Caravati EM. Massive dextromethorphan ingestion and abuse. Am J Emerg Med 1995;13:174-6.

8. Cranston JW, Yoast R. Abuse of dextromethorphan. Arch Fam Med 1999;8:99-100.

9. Schadel M, Sellers EM. Psychosis with Vicks Formula 44-D abuse. CMAJ 1992;147:843-4.

10. Miller SC. Dextromethorphan psychosis, dependence and physical withdrawal. Addict Biol 2005;10:325-7.

11. Zawertailo LA, Kaplan HL, Busto UE, et al. Psychotropic effects of dextromethorphan are altered by the CYP2D6 polymorphism: a pilot study. J Clin Psychopharmacol 1998;18:332-7.

12. Ball JK, Albright V. Emergency department visits involving dextromethorphan. Drug Abuse Warning Network Report 2006;32:1-4.

13. Bryner JK, Wang UK, Hui JW, et al. Dextromethorphan abuse in adolescence: an increasing trend: 1999-2004. Arch Pediatr Adolesc Med 2006;160:1217-22.

14. Tuominen HJ, Tiihonen J, Wahlbeck K. Glutamatergic drugs for schizophrenia: a systematic review and meta-analysis. Schizophr Res 2005;72:225-34.

15. Andersen JD, Pouzet B. Spatial memory deficits induced by perinatal treatment of rats with PCP and reversal effect of Dserine. Neuropsychopharmacology 2004;29:1080-90.

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Neuroleptic malignant syndrome: Answers to 6 tough questions

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Neuroleptic malignant syndrome: Answers to 6 tough questions

Diagnosis and treatment of neuroleptic malignant syndrome (NMS) are controversial because this potentially life-threatening syndrome is rare and its presentation varies. These factors make it difficult to evaluate treatments in controlled clinical trials, and data about the relative efficacy of specific interventions are scarce. It may be possible, however, to develop rational treatment guidelines using empiric clinical data.1,2

This article examines the evidence related to 6 controversial aspects of NMS diagnosis and treatment:

  • most-reliable risk factors
  • NMS as a spectrum disorder
  • what causes NMS
  • NMS triggered by first-generation vs second-generation antipsychotics
  • first-line interventions
  • restarting antipsychotics after an NMS episode.

1. Are there reliable risk factors for NMS?

In small case-controlled studies, agitation, dehydration, and exhaustion were the most consistently found systemic factors believed to predispose patients taking antipsychotics to NMS (Table 1).3-5 Catatonia and organic brain syndromes may be separate risk factors.1,6

Preliminary studies also have implicated dopamine receptor abnormalities caused by genetic polymorphisms or effects of low serum iron.1,7,8 Pharmacologic studies have suggested that higher doses, rapid titration, and IM injections of antipsychotics are associated with increased NMS risk.3,5 Some studies suggest that 15% to 20% of NMS patients have a history of NMS episodes.1,2 In addition, high-potency first-generation antipsychotics (FGAs)—especially haloperidol—are assumed to carry higher risk than low-potency drugs and second-generation antipsychotics (SGAs), although this hypothesis remains difficult to prove.9-11

These risk factors, however, are not practical for estimating NMS risk in a given patient because they are relatively common compared with the low risk of NMS occurrence. For the vast majority of patients with psychotic symptoms, the benefits of properly indicated antipsychotic pharmacotherapy will outweigh the risks.

Table 1

Systemic
Agitation
Dehydration
Exhaustion
Low serum iron concentrations (normal: 60 to 170 mcg/dL)
Diagnoses
History of NMS
Catatonia
Organic brain syndromes
Central nervous system
Dopamine receptor dysfunction
Basal ganglia dysfunction
Sympathetic nervous system dysfunction
Pharmacologic treatment*
Intramuscular or intravenous injections
High-potency dopamine antagonists
Rapid dose titration
High doses
FGAs compared with SGAs (?)

*For individual patients, these common risk factors must be weighted again the benefits of antipsychotic therapy FGAs: first-generation antipsychotics; SGAs:second-generation antipsychotics; NMS: neuroleptic malignant syndromeSource: References 1-5

2. Is NMS related to parkinsonism, catatonia, or malignant hyperthermia?

Parkinsonsim. Some researchers have described NMS as an extreme parkinsonian crisis resulting from overwhelming blockade of dopamine pathways in the brain.1,2,12 In this view, NMS resembles the parkinsonian-hyperthermia syndrome that can occur in Parkinson's disease patients following abrupt discontinuation or loss of efficacy of dopaminergic therapy, which can be treated by reinstituting dopaminergic agents.13 Evidence to support this view includes:

  • Parkinsonian signs are a cardinal feature of NMS.
  • Withdrawal of dopamine agonists precipitates the syndrome.
  • All triggering drugs are dopamine receptor antagonists.
  • Risks of NMS correlates with drugs' dopamine receptor affinity.
  • Dopaminergic agonists may be an effective treatment.
  • Lesions in dopaminergic pathways produce a similar syndrome.
  • Patients with NMS have demonstrated low cerebrospinal fluid concentrations of the dopamine metabolite homovanillic acid.14

Catatonia. Fink et al15 and others16-18 have persuasively argued that NMS represents a form of drug-induced malignant catatonia. Evidence supporting this includes:

  • The 2 disorders share neuropsychiatric symptoms.
  • Catalonic signs are common in NMS.19
  • Malignant catatonia and NMS share physiologic and labratory signs.20
  • Reintroduction of antipsychotics can acutely worsen both conditions.
  • Benzodiazepines and electroconvulsive therapy (ECT) are effective treatments for both disorders.15-18

Lee21 examined the relationship between catatonic features and treatment response of 14 NMS patients. Most patients with catatonic symptoms responded to benzodiazepines, whereas none of those did who had an extrapyramidal-hyperthermic presentation without catatonia. Lee concluded that NMS is heterogeneous and may occur in catatonic and noncatatonic forms that differ in treatment response.

Malignant hyperthermia. Some clinicians have compared NMS with malignant hyperthermia caused by inhalational anesthetics and succinylcholine.1,2 Evidence includes

  • similar clinical signs of rigidity, hyperthermia, and hypermetabolism
  • similar psychologic and labratory signs, such as rhabdomyolysis
  • hyperthermia in both responding to dantrolene.

Although the 2 are similar in presentation, malignant hyperthermia occurs intraoperatively and reflects a pharmacogenetic disorder of calcium regulation in skeletal muscle. Additionally, rigidity in malignant hyperthermia does not respond to peripheral-acting muscle relaxants.1,22 Evidence suggests that patients who have previously experienced an NMS episodes are not at risk for malignant hyperthermia.22

3. What is the pathophysiology of NMS?

NMS pathophysiology is complex and likely involves interplay between multiple central and systemic pathways and neurotransmitters. As described above, compelling evidence suggests that dopamine blockade plays a central role.12

Dopamine blockade in the hypothalamus is believed to contribute to thermoregulatory failure, and blockade in the nigrostriatal system likely contributes to muscle rigidity and hypermetabolism. The loss of dopaminergic input to the anterior cingulate-medial orbitofrontal circuit and the lateral orbitofrontal circuit likely con-tributes to the mental status changes and catatonic features seen in NMS.12

 

 

Some researchers have proposed competing or complementary hypotheses, however. For example, Gurrera23 proposed that patients who are prone to developing NMS have a vulnerability to a hyperactive and dysregulated sympathetic nervous system, and this trait—together with dopamine system disruption induced by dopamine-blocking agents—produces NMS. Other investigators have implicated serotonin, norepinephrine, gamma-aminobutyric acid and glutaminergic mechanisms.1,12,24,25

4. Are FGAs or SGAs more likely to cause NMS?

NMS is assumed to occur less frequently in patients treated with SGAs than in those receiving FGAs, although this hypothesisis unproven. Isolated reports of NMS have been associated with nearly every SGA.9-11 It is difficult to prove FGA vs SGA liabilities because:

  • NMS is rare.
  • Dosing practices may be more conser-vative now than in the past.
  • Most clinicians are aware of the earlysigns of NMS.

In an epidemiological study of a large database, Stubner et al26 found that patients receiving SGAs had a lower risk of NMS than those treated with haloperidol.26 In this study, the overall rate of NMS was 0.02%.

NMS hotline data. We recently examined which medication classes were implicated in 111 NMS cases reported to the Neuroleptic Malignant Syndrome Information Service hotline (1-888-NMS-TEMP) between 1997 and 2006 (Figure). We included only cases of definite or probable NMS (as diagnosed by hotline consultants) in which a single antipsychotic was administered. Slightly more cases were attributed to FGAs (51%) than SGAs (45%). The remaining cases were attributed to neuroleptics used in medical settings (such as promethazineor prochlorperazine). Because they are now prescribed less often, FGAs accounted for a disproportionate number of NMS cases reported to the hotline. Haloperidol accounted for the majority of FGA cases and 44% of all cases. If we had excluded haloperidol and compared the NMS risk of SGAs to only intermediate- or low-potency FGAs, the relative advantage of SGAs would have been lost. On the other hand, it is clear that SGAs still carry a risk for NMS. Analyses suggest that the SGA-associated classic features of NMS—fever, muscle rigidity, and autonomic and mental status changes—are retained in patients receiving SGAs, although some may not develop the severe rigidity and extreme temperatures common in patients receiving FGAs.9-11 The milder clinical characteristics associated with SGAs may reflect more conservative prescribing patterns or increased awareness and earlier recognition of NMS, which would prevent fulminant presentations.

5. What is the evidence for specific NMS treatments?

NMS is rare, its presentation varies, and its progression is unpredictable. These factors make it difficult to evaluate treatments in controlled clinical trials, and data about the relative efficacy of specific interventions are scarce.

Even so, the notion that NMS represents an extreme variant of drug-induced parkinsonism or catatonia suggests that specific NMS treatments could be based on symptom severity or stage of presentation. We propose a treatment guideline basedon theoretical mechanisms and anecdotal data (Algorithm).2,27-29

Support. After immediate withdrawal of the offending medication, supportive therapy is the cornerstone of NMS treatment.1,2,27

For patients presenting with mild signs and symptoms, supportive care and careful clinical monitoring may be sufficient. Extreme hyperthermia demands volume resuscitation and cooling measures, intensive medical care, and careful monitoring for complications.

Treatment. Despite a lack of consensus on drug treatments for uncomplicated NMS, approximately 40% of patients with acute NMS receive pharmacologic treatments.2

Lorazepam, 1 to 2 mg parenterally, is a reasonable first-line therapy for NMS, especially in individuals with catatonic features.4,15-18,21,30,31 Some investigators recommend higher doses.15 Benzodiazepines are preferred if sedation is required in agitated NMS patients.4,15-18

Dopaminergic agents such as bromocriptine and amantadine enhance dopaminergic transmission to reverse parkinsonian symptoms and have been reported to reduce time to recovery and halve mortality rates when used alone or in conjunction with other treatments.13,27,32,33 Rapid discontinuation of these agents can result in rebound symptoms, although this may be true for any specific drug treatment of NMS.1,31,32

Dantrolene uncouples excitation-contraction coupling by enhancing calcium sequestration in sarcoplasmic reticulumin skeletal muscle and has been used to treat NMS hypermetabolic symptoms. Some reviews found improvement in up to 80% of NMS patients treated with dantrolene monotherapy.27,32-35 Compared with supportive care, time to recovery may be reduced—and mortality decreased by almost one-half—when dantrolene is used alone or in combination with other medications.

Not all case reports have shown that dantrolene, benzodiazepines, ordopaminergic agonists are effective in treating NMS.31,36 In our opinion, only advanced NMS cases—with extreme temperature elevations, severe rigidity, and evidence of systemic hypermetabolism—benefit from dantrolene treatment.1,2

ECT has been used successfully to reduce mortality from NMS and other catatonic-spectrum disorders. It is usually employed after supportive therapy and psychopharmacologic interventions fail.2,15,16,27,37 ECT for acute NMS typically consists of a series of 6 to 10 treatments with bilateral electrode placement. Daily ECT may be needed initially.15

 

 

6. Are antipsychotics contraindicated following an NMS episode?

The rate of NMS recurrence on retreatment with an antipsychotic has varied.38 We estimate that up to 30% of patients may be at risk of NMS recurrence when rechallenged with an antipsychotic.1 By following proper precautions (Table 2), however, you can safely treat most patients who require continued antipsychotic therapy.1,2 When you restart treatment, a lower-potency antipsychotic from a different chemical class may be a safer option than retrying the triggering agent, according to retrospective analyses of limited available data. A patient who develops NMS on a FGA might benefit from an SGA trial, although some risk of recurrence remains.1,10

Current Psychiatry 2007;6(8):89-95.
Drug brand names

  • Amantadine • Symmetrel
  • Bromocriptine • Parlodel
  • Chlorpromazine • Thorazine
  • Dantrolene • Dantrium
  • Fluphenazine • Prolixin
  • Haloperidol • Haldol
  • Lorazepam • Ativan
  • Loxapine • Loxitane
  • Perphenazine • Trilafon
  • Prochlorperazine • Compazine, Compro
  • Promethazine • Phenergan
  • Thioridazine • Mellaril

Disclosure

Dr. Strawn is an American Psychiatric Institute for Research and Education (APIRE)/Janssen Scholar.

Dr. Keck has received research support from or served as a consultant to Abbott Laboratories, American Diabetes Association, AstraZeneca Pharmaceuticals, Bristol-Myers Squibb, GlaxoSmithKline, Eli Lilly and Company, Janssen Pharmaceutica, National Institute of Mental Health, National Institute of Drug Abuse, Pfizer, Stanley Medical Research Institute, and UCB Pharma.

Dr. Caroff has received research support from Bristol-Myers Squibb, Ortho-McNeil Neurologics, and Pfizer.

References

1. Caroff SN. Neuroleptic malignant syndrome. In: Mann SC, Caroff SN, Keck PE Jr, Lazarus A, eds. Neuroleptic malignant syndrome and related conditions 2nd ed. Washington, DC: American Psychiatric Publishing Inc; 2003; 1-44.

2. Strawn JR, Keck PE, Jr, Caroff SN. Neuroleptic malignant syndrome Am J Psychiatry 2007;164:870-6.

3. Keck PE, Jr, Pope HG, Jr, Cohen BM, et al. Risk factors for neuroleptic malignant syndrome Arch Gen Psychiatry 1989;46:914-18.

4. Rosebush PI, Stewart TD. A prospective analysis of 24 episodes of neuroleptic malignant syndrome Am J Psychiatry 1989;146:717-25.

5. Berardi D, Amore M, Keck PE, Jr, et al. Clinical and pharmacologic risk factors for neuroleptic malignant syndrome: a case-control study. Biol Psychiatry 1998;44:748-54.

6. White DA, Robins AH. Catatonia: harbinger of the neuroleptic malignant syndrome Br J Psychiatry 1991;158:419-21.

7. Rosebush PI, Mazurek MF. Serum iron and neuroleptic malignant syndrome. Lancet 1991;338:149-51.

8. Lee JW. Serum iron in catatonia and neuroleptic malignant syndrome Biol Psychiatry 1998;44:499-507.

9. Ananth J, Parameswaran S, Gunatilake S, et al. Neuroleptic malignant syndrome and atypical antipsychotic drugs J Clin Psychiatry 2004;65:464-70.

10. Caroff SN, Mann SC, Campbell EC. Atypical antipsychotics and neuroleptic malignant syndrome Psychiatr Ann 2000;30:314-21.

11. Hasan S, Buckley P. Novel antipsychotics and the neuroleptic malignant syndrome Am J Psychiatry 1998;155:1113-16.

12. Mann SC, Caroff SN, Fricchione G, Campbell EC. Central dopamine hypoactivity and the pathogenesis of neuroleptic malignant syndrome Psychiatr Ann 2000;30:363-74.

13. Factor SA, Santiago A. Parkinsonism-hyperpyrexia syndrome in Parkinson’s disease. In: Frucht SJ, Fahn S, eds. Movement disorder emergencies: diagnosis and treatment. Totowa, NJ: Humana Press; 2005; 29-40.

14. Nisijima K, Ishiguro T. Cerebrospinal fluid levels of monoamine metabolites and gamma-aminobutyric acid in neuroleptic malignant syndrome. J Psychiatr Res 1995;27:233-44.

15. Fink M, Taylor MA. Neuroleptic malignant syndrome is malignant catatonia, warranting treatments efficacious for catatonia. Prog Neuropsychopharmacol Biol Psychiatry 2006;30:1182-3.

16. Fricchione G, Bush G, Fozdar M, et al. Recognition and treatment of the catatonic syndrome. J Intensive Care Med 1997;12:135-47.

17. Philbrick KL, Rummans TA. Malignant catatonia. J Neuropsychiatry Clin Neurosci 1994;6:1-13.

18. Mann SC, Caroff SN, Bleier HR, et al. Lethal catatonia. Am J Psychiatry 1986;143:1374-81.

19. Koch M, Chandragiri S, Rizvi S, et al. Catatonic signs in neuroleptic malignant syndrome. Compr Psychiatry 2000;41:73-5.

20. Lee JW. Laboratory findings. In: Caroff SN, Mann SC, Francis A, Fricchoine GL, eds. Catatonia: from psychopathology to neurobiology Washington, DC: American Psychiatric Press, Inc; 2004; 65-75.

21. Lee JW. Catatonic variants, hyperthermic extrapyramidal reactions, and subtypes of neuroleptic malignant syndrome. Ann Clin Psychiatry 2007;19:9-16.

22. Caroff SN, Rosenberg H, Mann SC, et al. Neuroleptic malignant syndrome in the perioperative setting. Am J Anesthesiol 2001;28:387-93.

23. Gurrera RJ. Sympathoadrenal hyperactivity and the etiology of neuroleptic malignant syndrome. Am J Psychiatry 1999;156:169-80.

24. Carroll BT. The universal field hypothesis of catatonia and neuroleptic malignant syndrome. CNS Spectr 2000;5:26-33.

25. Weller M, Kornhuber J. A rationale for NMDA receptor antagonist therapy of the neuroleptic malignant syndrome. Med Hypotheses 1992;38:329-33.

26. Stubner S, Rustenbeck E, Grohmann R, et al. Severe and uncommon involuntary movement disorders due to psychotropic drugs. Pharmacopsychiatry 2004;37(suppl 1):S54-S64.

27. Davis JM, Caroff SN, Mann SC. Treatment of neuroleptic malignant syndrome. Psychiatr Ann 2000;30:325-31.

28. Adityanjee PA, Singh S, Singh G, Ong S. Spectrum concept of neuroleptic malignant syndrome. Br J Psychiatry 1988;153:107-11.

29. Woodbury MM, Woodbury MA. Neuroleptic-induced catatonia as a stage in the progression toward neuroleptic malignant syndrome. J Am Acad Child Adolesc Psychiatry 1992;31:1161-4.

30. Francis A, Chondragivi S, Rizvi S, et al. Is lorazepam a treatment for neuroleptic malignant syndrome? CNS Spectr 2000;5:54-7.

31. Rosebush PI, Stewart T, Mazurek MF. The treatment of neuroleptic malignant syndrome. Are dantrolene and bromocriptine useful adjuncts to supportive care? Br J Psychiatry 1991;159:709-12.

32. Sakkas P, Davis JM, Janicak PG, Wang ZY. Drug treatment of the neuroleptic malignant syndrome. Psychopharmacol Bull 1991;27:381-4.

33. Rosenberg MR, Green M. Neuroleptic malignant syndrome: review of response to therapy. Arch Intern Med 1989;149:1927-31.

34. Yamawaki S, Morio M, Kazamutsuri G, et al. Clinical evaluation and effective usage of dantrolene sodium in neuroleptic malignant syndrome. Kiso to Rinsyou (Clinical Reports) 1993;27:1045-66.

35. Tsutsumi Y, Yamamoto K, Matsuura S, et al. The treatment of neuroleptic malignant syndrome using dantrolene sodium. Psychiatry Clin Neurosci 1998;52:433-8.

36. Reulbach U, Dutsch C, Biermann T, et al. Managing an effective treatment for neuroleptic malignant syndrome. Crit Care 2007;11:R4.-

37. Troller JN, Sachdev PS. Electroconvulsive treatment of neuroleptic malignant syndrome: a review and report of cases. Aust N Z J Psychiatry 1999;33:650-9.

38. Pope HG, Aizley HG, Keck PE, Jr, McElroy SL. Neuroleptic malignant syndrome: long term follow-up of 20 cases. J Clin Psychiatry 1991;52:208-12.

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Jeffrey R. Strawn, MD
Clinical instructor in psychiatry, department of psychiatry, University of Cincinnati College of Medicine

Paul E. Keck, Jr, MD
Professor of psychiatry, department of psychiatry, University of Cincinnati College of Medicine, president and CEO, Lindner Center of HOPE, Cincinnati, OH

Stanley N. Caroff, MD
Professor of psychiatry, department of psychiatry, University of Pennsylvania School of Medicine, chief of inpatient psychiatry, Psychiatry service, Philadelphia VA Medical Center

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neuroleptic malignant syndrome; NMS diagnosis; NMS risk factors; first-generation antipsychotics; second-generation antipsychotics; parkinsonism; catatonia; hyperthermia; NMS pathophysiology; Jeffrey R Strawn MD; Paul E Keck Jr MD; Stanley N Caroff MD
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Jeffrey R. Strawn, MD
Clinical instructor in psychiatry, department of psychiatry, University of Cincinnati College of Medicine

Paul E. Keck, Jr, MD
Professor of psychiatry, department of psychiatry, University of Cincinnati College of Medicine, president and CEO, Lindner Center of HOPE, Cincinnati, OH

Stanley N. Caroff, MD
Professor of psychiatry, department of psychiatry, University of Pennsylvania School of Medicine, chief of inpatient psychiatry, Psychiatry service, Philadelphia VA Medical Center

Author and Disclosure Information

Jeffrey R. Strawn, MD
Clinical instructor in psychiatry, department of psychiatry, University of Cincinnati College of Medicine

Paul E. Keck, Jr, MD
Professor of psychiatry, department of psychiatry, University of Cincinnati College of Medicine, president and CEO, Lindner Center of HOPE, Cincinnati, OH

Stanley N. Caroff, MD
Professor of psychiatry, department of psychiatry, University of Pennsylvania School of Medicine, chief of inpatient psychiatry, Psychiatry service, Philadelphia VA Medical Center

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Diagnosis and treatment of neuroleptic malignant syndrome (NMS) are controversial because this potentially life-threatening syndrome is rare and its presentation varies. These factors make it difficult to evaluate treatments in controlled clinical trials, and data about the relative efficacy of specific interventions are scarce. It may be possible, however, to develop rational treatment guidelines using empiric clinical data.1,2

This article examines the evidence related to 6 controversial aspects of NMS diagnosis and treatment:

  • most-reliable risk factors
  • NMS as a spectrum disorder
  • what causes NMS
  • NMS triggered by first-generation vs second-generation antipsychotics
  • first-line interventions
  • restarting antipsychotics after an NMS episode.

1. Are there reliable risk factors for NMS?

In small case-controlled studies, agitation, dehydration, and exhaustion were the most consistently found systemic factors believed to predispose patients taking antipsychotics to NMS (Table 1).3-5 Catatonia and organic brain syndromes may be separate risk factors.1,6

Preliminary studies also have implicated dopamine receptor abnormalities caused by genetic polymorphisms or effects of low serum iron.1,7,8 Pharmacologic studies have suggested that higher doses, rapid titration, and IM injections of antipsychotics are associated with increased NMS risk.3,5 Some studies suggest that 15% to 20% of NMS patients have a history of NMS episodes.1,2 In addition, high-potency first-generation antipsychotics (FGAs)—especially haloperidol—are assumed to carry higher risk than low-potency drugs and second-generation antipsychotics (SGAs), although this hypothesis remains difficult to prove.9-11

These risk factors, however, are not practical for estimating NMS risk in a given patient because they are relatively common compared with the low risk of NMS occurrence. For the vast majority of patients with psychotic symptoms, the benefits of properly indicated antipsychotic pharmacotherapy will outweigh the risks.

Table 1

Systemic
Agitation
Dehydration
Exhaustion
Low serum iron concentrations (normal: 60 to 170 mcg/dL)
Diagnoses
History of NMS
Catatonia
Organic brain syndromes
Central nervous system
Dopamine receptor dysfunction
Basal ganglia dysfunction
Sympathetic nervous system dysfunction
Pharmacologic treatment*
Intramuscular or intravenous injections
High-potency dopamine antagonists
Rapid dose titration
High doses
FGAs compared with SGAs (?)

*For individual patients, these common risk factors must be weighted again the benefits of antipsychotic therapy FGAs: first-generation antipsychotics; SGAs:second-generation antipsychotics; NMS: neuroleptic malignant syndromeSource: References 1-5

2. Is NMS related to parkinsonism, catatonia, or malignant hyperthermia?

Parkinsonsim. Some researchers have described NMS as an extreme parkinsonian crisis resulting from overwhelming blockade of dopamine pathways in the brain.1,2,12 In this view, NMS resembles the parkinsonian-hyperthermia syndrome that can occur in Parkinson's disease patients following abrupt discontinuation or loss of efficacy of dopaminergic therapy, which can be treated by reinstituting dopaminergic agents.13 Evidence to support this view includes:

  • Parkinsonian signs are a cardinal feature of NMS.
  • Withdrawal of dopamine agonists precipitates the syndrome.
  • All triggering drugs are dopamine receptor antagonists.
  • Risks of NMS correlates with drugs' dopamine receptor affinity.
  • Dopaminergic agonists may be an effective treatment.
  • Lesions in dopaminergic pathways produce a similar syndrome.
  • Patients with NMS have demonstrated low cerebrospinal fluid concentrations of the dopamine metabolite homovanillic acid.14

Catatonia. Fink et al15 and others16-18 have persuasively argued that NMS represents a form of drug-induced malignant catatonia. Evidence supporting this includes:

  • The 2 disorders share neuropsychiatric symptoms.
  • Catalonic signs are common in NMS.19
  • Malignant catatonia and NMS share physiologic and labratory signs.20
  • Reintroduction of antipsychotics can acutely worsen both conditions.
  • Benzodiazepines and electroconvulsive therapy (ECT) are effective treatments for both disorders.15-18

Lee21 examined the relationship between catatonic features and treatment response of 14 NMS patients. Most patients with catatonic symptoms responded to benzodiazepines, whereas none of those did who had an extrapyramidal-hyperthermic presentation without catatonia. Lee concluded that NMS is heterogeneous and may occur in catatonic and noncatatonic forms that differ in treatment response.

Malignant hyperthermia. Some clinicians have compared NMS with malignant hyperthermia caused by inhalational anesthetics and succinylcholine.1,2 Evidence includes

  • similar clinical signs of rigidity, hyperthermia, and hypermetabolism
  • similar psychologic and labratory signs, such as rhabdomyolysis
  • hyperthermia in both responding to dantrolene.

Although the 2 are similar in presentation, malignant hyperthermia occurs intraoperatively and reflects a pharmacogenetic disorder of calcium regulation in skeletal muscle. Additionally, rigidity in malignant hyperthermia does not respond to peripheral-acting muscle relaxants.1,22 Evidence suggests that patients who have previously experienced an NMS episodes are not at risk for malignant hyperthermia.22

3. What is the pathophysiology of NMS?

NMS pathophysiology is complex and likely involves interplay between multiple central and systemic pathways and neurotransmitters. As described above, compelling evidence suggests that dopamine blockade plays a central role.12

Dopamine blockade in the hypothalamus is believed to contribute to thermoregulatory failure, and blockade in the nigrostriatal system likely contributes to muscle rigidity and hypermetabolism. The loss of dopaminergic input to the anterior cingulate-medial orbitofrontal circuit and the lateral orbitofrontal circuit likely con-tributes to the mental status changes and catatonic features seen in NMS.12

 

 

Some researchers have proposed competing or complementary hypotheses, however. For example, Gurrera23 proposed that patients who are prone to developing NMS have a vulnerability to a hyperactive and dysregulated sympathetic nervous system, and this trait—together with dopamine system disruption induced by dopamine-blocking agents—produces NMS. Other investigators have implicated serotonin, norepinephrine, gamma-aminobutyric acid and glutaminergic mechanisms.1,12,24,25

4. Are FGAs or SGAs more likely to cause NMS?

NMS is assumed to occur less frequently in patients treated with SGAs than in those receiving FGAs, although this hypothesisis unproven. Isolated reports of NMS have been associated with nearly every SGA.9-11 It is difficult to prove FGA vs SGA liabilities because:

  • NMS is rare.
  • Dosing practices may be more conser-vative now than in the past.
  • Most clinicians are aware of the earlysigns of NMS.

In an epidemiological study of a large database, Stubner et al26 found that patients receiving SGAs had a lower risk of NMS than those treated with haloperidol.26 In this study, the overall rate of NMS was 0.02%.

NMS hotline data. We recently examined which medication classes were implicated in 111 NMS cases reported to the Neuroleptic Malignant Syndrome Information Service hotline (1-888-NMS-TEMP) between 1997 and 2006 (Figure). We included only cases of definite or probable NMS (as diagnosed by hotline consultants) in which a single antipsychotic was administered. Slightly more cases were attributed to FGAs (51%) than SGAs (45%). The remaining cases were attributed to neuroleptics used in medical settings (such as promethazineor prochlorperazine). Because they are now prescribed less often, FGAs accounted for a disproportionate number of NMS cases reported to the hotline. Haloperidol accounted for the majority of FGA cases and 44% of all cases. If we had excluded haloperidol and compared the NMS risk of SGAs to only intermediate- or low-potency FGAs, the relative advantage of SGAs would have been lost. On the other hand, it is clear that SGAs still carry a risk for NMS. Analyses suggest that the SGA-associated classic features of NMS—fever, muscle rigidity, and autonomic and mental status changes—are retained in patients receiving SGAs, although some may not develop the severe rigidity and extreme temperatures common in patients receiving FGAs.9-11 The milder clinical characteristics associated with SGAs may reflect more conservative prescribing patterns or increased awareness and earlier recognition of NMS, which would prevent fulminant presentations.

5. What is the evidence for specific NMS treatments?

NMS is rare, its presentation varies, and its progression is unpredictable. These factors make it difficult to evaluate treatments in controlled clinical trials, and data about the relative efficacy of specific interventions are scarce.

Even so, the notion that NMS represents an extreme variant of drug-induced parkinsonism or catatonia suggests that specific NMS treatments could be based on symptom severity or stage of presentation. We propose a treatment guideline basedon theoretical mechanisms and anecdotal data (Algorithm).2,27-29

Support. After immediate withdrawal of the offending medication, supportive therapy is the cornerstone of NMS treatment.1,2,27

For patients presenting with mild signs and symptoms, supportive care and careful clinical monitoring may be sufficient. Extreme hyperthermia demands volume resuscitation and cooling measures, intensive medical care, and careful monitoring for complications.

Treatment. Despite a lack of consensus on drug treatments for uncomplicated NMS, approximately 40% of patients with acute NMS receive pharmacologic treatments.2

Lorazepam, 1 to 2 mg parenterally, is a reasonable first-line therapy for NMS, especially in individuals with catatonic features.4,15-18,21,30,31 Some investigators recommend higher doses.15 Benzodiazepines are preferred if sedation is required in agitated NMS patients.4,15-18

Dopaminergic agents such as bromocriptine and amantadine enhance dopaminergic transmission to reverse parkinsonian symptoms and have been reported to reduce time to recovery and halve mortality rates when used alone or in conjunction with other treatments.13,27,32,33 Rapid discontinuation of these agents can result in rebound symptoms, although this may be true for any specific drug treatment of NMS.1,31,32

Dantrolene uncouples excitation-contraction coupling by enhancing calcium sequestration in sarcoplasmic reticulumin skeletal muscle and has been used to treat NMS hypermetabolic symptoms. Some reviews found improvement in up to 80% of NMS patients treated with dantrolene monotherapy.27,32-35 Compared with supportive care, time to recovery may be reduced—and mortality decreased by almost one-half—when dantrolene is used alone or in combination with other medications.

Not all case reports have shown that dantrolene, benzodiazepines, ordopaminergic agonists are effective in treating NMS.31,36 In our opinion, only advanced NMS cases—with extreme temperature elevations, severe rigidity, and evidence of systemic hypermetabolism—benefit from dantrolene treatment.1,2

ECT has been used successfully to reduce mortality from NMS and other catatonic-spectrum disorders. It is usually employed after supportive therapy and psychopharmacologic interventions fail.2,15,16,27,37 ECT for acute NMS typically consists of a series of 6 to 10 treatments with bilateral electrode placement. Daily ECT may be needed initially.15

 

 

6. Are antipsychotics contraindicated following an NMS episode?

The rate of NMS recurrence on retreatment with an antipsychotic has varied.38 We estimate that up to 30% of patients may be at risk of NMS recurrence when rechallenged with an antipsychotic.1 By following proper precautions (Table 2), however, you can safely treat most patients who require continued antipsychotic therapy.1,2 When you restart treatment, a lower-potency antipsychotic from a different chemical class may be a safer option than retrying the triggering agent, according to retrospective analyses of limited available data. A patient who develops NMS on a FGA might benefit from an SGA trial, although some risk of recurrence remains.1,10

Current Psychiatry 2007;6(8):89-95.
Drug brand names

  • Amantadine • Symmetrel
  • Bromocriptine • Parlodel
  • Chlorpromazine • Thorazine
  • Dantrolene • Dantrium
  • Fluphenazine • Prolixin
  • Haloperidol • Haldol
  • Lorazepam • Ativan
  • Loxapine • Loxitane
  • Perphenazine • Trilafon
  • Prochlorperazine • Compazine, Compro
  • Promethazine • Phenergan
  • Thioridazine • Mellaril

Disclosure

Dr. Strawn is an American Psychiatric Institute for Research and Education (APIRE)/Janssen Scholar.

Dr. Keck has received research support from or served as a consultant to Abbott Laboratories, American Diabetes Association, AstraZeneca Pharmaceuticals, Bristol-Myers Squibb, GlaxoSmithKline, Eli Lilly and Company, Janssen Pharmaceutica, National Institute of Mental Health, National Institute of Drug Abuse, Pfizer, Stanley Medical Research Institute, and UCB Pharma.

Dr. Caroff has received research support from Bristol-Myers Squibb, Ortho-McNeil Neurologics, and Pfizer.

Diagnosis and treatment of neuroleptic malignant syndrome (NMS) are controversial because this potentially life-threatening syndrome is rare and its presentation varies. These factors make it difficult to evaluate treatments in controlled clinical trials, and data about the relative efficacy of specific interventions are scarce. It may be possible, however, to develop rational treatment guidelines using empiric clinical data.1,2

This article examines the evidence related to 6 controversial aspects of NMS diagnosis and treatment:

  • most-reliable risk factors
  • NMS as a spectrum disorder
  • what causes NMS
  • NMS triggered by first-generation vs second-generation antipsychotics
  • first-line interventions
  • restarting antipsychotics after an NMS episode.

1. Are there reliable risk factors for NMS?

In small case-controlled studies, agitation, dehydration, and exhaustion were the most consistently found systemic factors believed to predispose patients taking antipsychotics to NMS (Table 1).3-5 Catatonia and organic brain syndromes may be separate risk factors.1,6

Preliminary studies also have implicated dopamine receptor abnormalities caused by genetic polymorphisms or effects of low serum iron.1,7,8 Pharmacologic studies have suggested that higher doses, rapid titration, and IM injections of antipsychotics are associated with increased NMS risk.3,5 Some studies suggest that 15% to 20% of NMS patients have a history of NMS episodes.1,2 In addition, high-potency first-generation antipsychotics (FGAs)—especially haloperidol—are assumed to carry higher risk than low-potency drugs and second-generation antipsychotics (SGAs), although this hypothesis remains difficult to prove.9-11

These risk factors, however, are not practical for estimating NMS risk in a given patient because they are relatively common compared with the low risk of NMS occurrence. For the vast majority of patients with psychotic symptoms, the benefits of properly indicated antipsychotic pharmacotherapy will outweigh the risks.

Table 1

Systemic
Agitation
Dehydration
Exhaustion
Low serum iron concentrations (normal: 60 to 170 mcg/dL)
Diagnoses
History of NMS
Catatonia
Organic brain syndromes
Central nervous system
Dopamine receptor dysfunction
Basal ganglia dysfunction
Sympathetic nervous system dysfunction
Pharmacologic treatment*
Intramuscular or intravenous injections
High-potency dopamine antagonists
Rapid dose titration
High doses
FGAs compared with SGAs (?)

*For individual patients, these common risk factors must be weighted again the benefits of antipsychotic therapy FGAs: first-generation antipsychotics; SGAs:second-generation antipsychotics; NMS: neuroleptic malignant syndromeSource: References 1-5

2. Is NMS related to parkinsonism, catatonia, or malignant hyperthermia?

Parkinsonsim. Some researchers have described NMS as an extreme parkinsonian crisis resulting from overwhelming blockade of dopamine pathways in the brain.1,2,12 In this view, NMS resembles the parkinsonian-hyperthermia syndrome that can occur in Parkinson's disease patients following abrupt discontinuation or loss of efficacy of dopaminergic therapy, which can be treated by reinstituting dopaminergic agents.13 Evidence to support this view includes:

  • Parkinsonian signs are a cardinal feature of NMS.
  • Withdrawal of dopamine agonists precipitates the syndrome.
  • All triggering drugs are dopamine receptor antagonists.
  • Risks of NMS correlates with drugs' dopamine receptor affinity.
  • Dopaminergic agonists may be an effective treatment.
  • Lesions in dopaminergic pathways produce a similar syndrome.
  • Patients with NMS have demonstrated low cerebrospinal fluid concentrations of the dopamine metabolite homovanillic acid.14

Catatonia. Fink et al15 and others16-18 have persuasively argued that NMS represents a form of drug-induced malignant catatonia. Evidence supporting this includes:

  • The 2 disorders share neuropsychiatric symptoms.
  • Catalonic signs are common in NMS.19
  • Malignant catatonia and NMS share physiologic and labratory signs.20
  • Reintroduction of antipsychotics can acutely worsen both conditions.
  • Benzodiazepines and electroconvulsive therapy (ECT) are effective treatments for both disorders.15-18

Lee21 examined the relationship between catatonic features and treatment response of 14 NMS patients. Most patients with catatonic symptoms responded to benzodiazepines, whereas none of those did who had an extrapyramidal-hyperthermic presentation without catatonia. Lee concluded that NMS is heterogeneous and may occur in catatonic and noncatatonic forms that differ in treatment response.

Malignant hyperthermia. Some clinicians have compared NMS with malignant hyperthermia caused by inhalational anesthetics and succinylcholine.1,2 Evidence includes

  • similar clinical signs of rigidity, hyperthermia, and hypermetabolism
  • similar psychologic and labratory signs, such as rhabdomyolysis
  • hyperthermia in both responding to dantrolene.

Although the 2 are similar in presentation, malignant hyperthermia occurs intraoperatively and reflects a pharmacogenetic disorder of calcium regulation in skeletal muscle. Additionally, rigidity in malignant hyperthermia does not respond to peripheral-acting muscle relaxants.1,22 Evidence suggests that patients who have previously experienced an NMS episodes are not at risk for malignant hyperthermia.22

3. What is the pathophysiology of NMS?

NMS pathophysiology is complex and likely involves interplay between multiple central and systemic pathways and neurotransmitters. As described above, compelling evidence suggests that dopamine blockade plays a central role.12

Dopamine blockade in the hypothalamus is believed to contribute to thermoregulatory failure, and blockade in the nigrostriatal system likely contributes to muscle rigidity and hypermetabolism. The loss of dopaminergic input to the anterior cingulate-medial orbitofrontal circuit and the lateral orbitofrontal circuit likely con-tributes to the mental status changes and catatonic features seen in NMS.12

 

 

Some researchers have proposed competing or complementary hypotheses, however. For example, Gurrera23 proposed that patients who are prone to developing NMS have a vulnerability to a hyperactive and dysregulated sympathetic nervous system, and this trait—together with dopamine system disruption induced by dopamine-blocking agents—produces NMS. Other investigators have implicated serotonin, norepinephrine, gamma-aminobutyric acid and glutaminergic mechanisms.1,12,24,25

4. Are FGAs or SGAs more likely to cause NMS?

NMS is assumed to occur less frequently in patients treated with SGAs than in those receiving FGAs, although this hypothesisis unproven. Isolated reports of NMS have been associated with nearly every SGA.9-11 It is difficult to prove FGA vs SGA liabilities because:

  • NMS is rare.
  • Dosing practices may be more conser-vative now than in the past.
  • Most clinicians are aware of the earlysigns of NMS.

In an epidemiological study of a large database, Stubner et al26 found that patients receiving SGAs had a lower risk of NMS than those treated with haloperidol.26 In this study, the overall rate of NMS was 0.02%.

NMS hotline data. We recently examined which medication classes were implicated in 111 NMS cases reported to the Neuroleptic Malignant Syndrome Information Service hotline (1-888-NMS-TEMP) between 1997 and 2006 (Figure). We included only cases of definite or probable NMS (as diagnosed by hotline consultants) in which a single antipsychotic was administered. Slightly more cases were attributed to FGAs (51%) than SGAs (45%). The remaining cases were attributed to neuroleptics used in medical settings (such as promethazineor prochlorperazine). Because they are now prescribed less often, FGAs accounted for a disproportionate number of NMS cases reported to the hotline. Haloperidol accounted for the majority of FGA cases and 44% of all cases. If we had excluded haloperidol and compared the NMS risk of SGAs to only intermediate- or low-potency FGAs, the relative advantage of SGAs would have been lost. On the other hand, it is clear that SGAs still carry a risk for NMS. Analyses suggest that the SGA-associated classic features of NMS—fever, muscle rigidity, and autonomic and mental status changes—are retained in patients receiving SGAs, although some may not develop the severe rigidity and extreme temperatures common in patients receiving FGAs.9-11 The milder clinical characteristics associated with SGAs may reflect more conservative prescribing patterns or increased awareness and earlier recognition of NMS, which would prevent fulminant presentations.

5. What is the evidence for specific NMS treatments?

NMS is rare, its presentation varies, and its progression is unpredictable. These factors make it difficult to evaluate treatments in controlled clinical trials, and data about the relative efficacy of specific interventions are scarce.

Even so, the notion that NMS represents an extreme variant of drug-induced parkinsonism or catatonia suggests that specific NMS treatments could be based on symptom severity or stage of presentation. We propose a treatment guideline basedon theoretical mechanisms and anecdotal data (Algorithm).2,27-29

Support. After immediate withdrawal of the offending medication, supportive therapy is the cornerstone of NMS treatment.1,2,27

For patients presenting with mild signs and symptoms, supportive care and careful clinical monitoring may be sufficient. Extreme hyperthermia demands volume resuscitation and cooling measures, intensive medical care, and careful monitoring for complications.

Treatment. Despite a lack of consensus on drug treatments for uncomplicated NMS, approximately 40% of patients with acute NMS receive pharmacologic treatments.2

Lorazepam, 1 to 2 mg parenterally, is a reasonable first-line therapy for NMS, especially in individuals with catatonic features.4,15-18,21,30,31 Some investigators recommend higher doses.15 Benzodiazepines are preferred if sedation is required in agitated NMS patients.4,15-18

Dopaminergic agents such as bromocriptine and amantadine enhance dopaminergic transmission to reverse parkinsonian symptoms and have been reported to reduce time to recovery and halve mortality rates when used alone or in conjunction with other treatments.13,27,32,33 Rapid discontinuation of these agents can result in rebound symptoms, although this may be true for any specific drug treatment of NMS.1,31,32

Dantrolene uncouples excitation-contraction coupling by enhancing calcium sequestration in sarcoplasmic reticulumin skeletal muscle and has been used to treat NMS hypermetabolic symptoms. Some reviews found improvement in up to 80% of NMS patients treated with dantrolene monotherapy.27,32-35 Compared with supportive care, time to recovery may be reduced—and mortality decreased by almost one-half—when dantrolene is used alone or in combination with other medications.

Not all case reports have shown that dantrolene, benzodiazepines, ordopaminergic agonists are effective in treating NMS.31,36 In our opinion, only advanced NMS cases—with extreme temperature elevations, severe rigidity, and evidence of systemic hypermetabolism—benefit from dantrolene treatment.1,2

ECT has been used successfully to reduce mortality from NMS and other catatonic-spectrum disorders. It is usually employed after supportive therapy and psychopharmacologic interventions fail.2,15,16,27,37 ECT for acute NMS typically consists of a series of 6 to 10 treatments with bilateral electrode placement. Daily ECT may be needed initially.15

 

 

6. Are antipsychotics contraindicated following an NMS episode?

The rate of NMS recurrence on retreatment with an antipsychotic has varied.38 We estimate that up to 30% of patients may be at risk of NMS recurrence when rechallenged with an antipsychotic.1 By following proper precautions (Table 2), however, you can safely treat most patients who require continued antipsychotic therapy.1,2 When you restart treatment, a lower-potency antipsychotic from a different chemical class may be a safer option than retrying the triggering agent, according to retrospective analyses of limited available data. A patient who develops NMS on a FGA might benefit from an SGA trial, although some risk of recurrence remains.1,10

Current Psychiatry 2007;6(8):89-95.
Drug brand names

  • Amantadine • Symmetrel
  • Bromocriptine • Parlodel
  • Chlorpromazine • Thorazine
  • Dantrolene • Dantrium
  • Fluphenazine • Prolixin
  • Haloperidol • Haldol
  • Lorazepam • Ativan
  • Loxapine • Loxitane
  • Perphenazine • Trilafon
  • Prochlorperazine • Compazine, Compro
  • Promethazine • Phenergan
  • Thioridazine • Mellaril

Disclosure

Dr. Strawn is an American Psychiatric Institute for Research and Education (APIRE)/Janssen Scholar.

Dr. Keck has received research support from or served as a consultant to Abbott Laboratories, American Diabetes Association, AstraZeneca Pharmaceuticals, Bristol-Myers Squibb, GlaxoSmithKline, Eli Lilly and Company, Janssen Pharmaceutica, National Institute of Mental Health, National Institute of Drug Abuse, Pfizer, Stanley Medical Research Institute, and UCB Pharma.

Dr. Caroff has received research support from Bristol-Myers Squibb, Ortho-McNeil Neurologics, and Pfizer.

References

1. Caroff SN. Neuroleptic malignant syndrome. In: Mann SC, Caroff SN, Keck PE Jr, Lazarus A, eds. Neuroleptic malignant syndrome and related conditions 2nd ed. Washington, DC: American Psychiatric Publishing Inc; 2003; 1-44.

2. Strawn JR, Keck PE, Jr, Caroff SN. Neuroleptic malignant syndrome Am J Psychiatry 2007;164:870-6.

3. Keck PE, Jr, Pope HG, Jr, Cohen BM, et al. Risk factors for neuroleptic malignant syndrome Arch Gen Psychiatry 1989;46:914-18.

4. Rosebush PI, Stewart TD. A prospective analysis of 24 episodes of neuroleptic malignant syndrome Am J Psychiatry 1989;146:717-25.

5. Berardi D, Amore M, Keck PE, Jr, et al. Clinical and pharmacologic risk factors for neuroleptic malignant syndrome: a case-control study. Biol Psychiatry 1998;44:748-54.

6. White DA, Robins AH. Catatonia: harbinger of the neuroleptic malignant syndrome Br J Psychiatry 1991;158:419-21.

7. Rosebush PI, Mazurek MF. Serum iron and neuroleptic malignant syndrome. Lancet 1991;338:149-51.

8. Lee JW. Serum iron in catatonia and neuroleptic malignant syndrome Biol Psychiatry 1998;44:499-507.

9. Ananth J, Parameswaran S, Gunatilake S, et al. Neuroleptic malignant syndrome and atypical antipsychotic drugs J Clin Psychiatry 2004;65:464-70.

10. Caroff SN, Mann SC, Campbell EC. Atypical antipsychotics and neuroleptic malignant syndrome Psychiatr Ann 2000;30:314-21.

11. Hasan S, Buckley P. Novel antipsychotics and the neuroleptic malignant syndrome Am J Psychiatry 1998;155:1113-16.

12. Mann SC, Caroff SN, Fricchione G, Campbell EC. Central dopamine hypoactivity and the pathogenesis of neuroleptic malignant syndrome Psychiatr Ann 2000;30:363-74.

13. Factor SA, Santiago A. Parkinsonism-hyperpyrexia syndrome in Parkinson’s disease. In: Frucht SJ, Fahn S, eds. Movement disorder emergencies: diagnosis and treatment. Totowa, NJ: Humana Press; 2005; 29-40.

14. Nisijima K, Ishiguro T. Cerebrospinal fluid levels of monoamine metabolites and gamma-aminobutyric acid in neuroleptic malignant syndrome. J Psychiatr Res 1995;27:233-44.

15. Fink M, Taylor MA. Neuroleptic malignant syndrome is malignant catatonia, warranting treatments efficacious for catatonia. Prog Neuropsychopharmacol Biol Psychiatry 2006;30:1182-3.

16. Fricchione G, Bush G, Fozdar M, et al. Recognition and treatment of the catatonic syndrome. J Intensive Care Med 1997;12:135-47.

17. Philbrick KL, Rummans TA. Malignant catatonia. J Neuropsychiatry Clin Neurosci 1994;6:1-13.

18. Mann SC, Caroff SN, Bleier HR, et al. Lethal catatonia. Am J Psychiatry 1986;143:1374-81.

19. Koch M, Chandragiri S, Rizvi S, et al. Catatonic signs in neuroleptic malignant syndrome. Compr Psychiatry 2000;41:73-5.

20. Lee JW. Laboratory findings. In: Caroff SN, Mann SC, Francis A, Fricchoine GL, eds. Catatonia: from psychopathology to neurobiology Washington, DC: American Psychiatric Press, Inc; 2004; 65-75.

21. Lee JW. Catatonic variants, hyperthermic extrapyramidal reactions, and subtypes of neuroleptic malignant syndrome. Ann Clin Psychiatry 2007;19:9-16.

22. Caroff SN, Rosenberg H, Mann SC, et al. Neuroleptic malignant syndrome in the perioperative setting. Am J Anesthesiol 2001;28:387-93.

23. Gurrera RJ. Sympathoadrenal hyperactivity and the etiology of neuroleptic malignant syndrome. Am J Psychiatry 1999;156:169-80.

24. Carroll BT. The universal field hypothesis of catatonia and neuroleptic malignant syndrome. CNS Spectr 2000;5:26-33.

25. Weller M, Kornhuber J. A rationale for NMDA receptor antagonist therapy of the neuroleptic malignant syndrome. Med Hypotheses 1992;38:329-33.

26. Stubner S, Rustenbeck E, Grohmann R, et al. Severe and uncommon involuntary movement disorders due to psychotropic drugs. Pharmacopsychiatry 2004;37(suppl 1):S54-S64.

27. Davis JM, Caroff SN, Mann SC. Treatment of neuroleptic malignant syndrome. Psychiatr Ann 2000;30:325-31.

28. Adityanjee PA, Singh S, Singh G, Ong S. Spectrum concept of neuroleptic malignant syndrome. Br J Psychiatry 1988;153:107-11.

29. Woodbury MM, Woodbury MA. Neuroleptic-induced catatonia as a stage in the progression toward neuroleptic malignant syndrome. J Am Acad Child Adolesc Psychiatry 1992;31:1161-4.

30. Francis A, Chondragivi S, Rizvi S, et al. Is lorazepam a treatment for neuroleptic malignant syndrome? CNS Spectr 2000;5:54-7.

31. Rosebush PI, Stewart T, Mazurek MF. The treatment of neuroleptic malignant syndrome. Are dantrolene and bromocriptine useful adjuncts to supportive care? Br J Psychiatry 1991;159:709-12.

32. Sakkas P, Davis JM, Janicak PG, Wang ZY. Drug treatment of the neuroleptic malignant syndrome. Psychopharmacol Bull 1991;27:381-4.

33. Rosenberg MR, Green M. Neuroleptic malignant syndrome: review of response to therapy. Arch Intern Med 1989;149:1927-31.

34. Yamawaki S, Morio M, Kazamutsuri G, et al. Clinical evaluation and effective usage of dantrolene sodium in neuroleptic malignant syndrome. Kiso to Rinsyou (Clinical Reports) 1993;27:1045-66.

35. Tsutsumi Y, Yamamoto K, Matsuura S, et al. The treatment of neuroleptic malignant syndrome using dantrolene sodium. Psychiatry Clin Neurosci 1998;52:433-8.

36. Reulbach U, Dutsch C, Biermann T, et al. Managing an effective treatment for neuroleptic malignant syndrome. Crit Care 2007;11:R4.-

37. Troller JN, Sachdev PS. Electroconvulsive treatment of neuroleptic malignant syndrome: a review and report of cases. Aust N Z J Psychiatry 1999;33:650-9.

38. Pope HG, Aizley HG, Keck PE, Jr, McElroy SL. Neuroleptic malignant syndrome: long term follow-up of 20 cases. J Clin Psychiatry 1991;52:208-12.

References

1. Caroff SN. Neuroleptic malignant syndrome. In: Mann SC, Caroff SN, Keck PE Jr, Lazarus A, eds. Neuroleptic malignant syndrome and related conditions 2nd ed. Washington, DC: American Psychiatric Publishing Inc; 2003; 1-44.

2. Strawn JR, Keck PE, Jr, Caroff SN. Neuroleptic malignant syndrome Am J Psychiatry 2007;164:870-6.

3. Keck PE, Jr, Pope HG, Jr, Cohen BM, et al. Risk factors for neuroleptic malignant syndrome Arch Gen Psychiatry 1989;46:914-18.

4. Rosebush PI, Stewart TD. A prospective analysis of 24 episodes of neuroleptic malignant syndrome Am J Psychiatry 1989;146:717-25.

5. Berardi D, Amore M, Keck PE, Jr, et al. Clinical and pharmacologic risk factors for neuroleptic malignant syndrome: a case-control study. Biol Psychiatry 1998;44:748-54.

6. White DA, Robins AH. Catatonia: harbinger of the neuroleptic malignant syndrome Br J Psychiatry 1991;158:419-21.

7. Rosebush PI, Mazurek MF. Serum iron and neuroleptic malignant syndrome. Lancet 1991;338:149-51.

8. Lee JW. Serum iron in catatonia and neuroleptic malignant syndrome Biol Psychiatry 1998;44:499-507.

9. Ananth J, Parameswaran S, Gunatilake S, et al. Neuroleptic malignant syndrome and atypical antipsychotic drugs J Clin Psychiatry 2004;65:464-70.

10. Caroff SN, Mann SC, Campbell EC. Atypical antipsychotics and neuroleptic malignant syndrome Psychiatr Ann 2000;30:314-21.

11. Hasan S, Buckley P. Novel antipsychotics and the neuroleptic malignant syndrome Am J Psychiatry 1998;155:1113-16.

12. Mann SC, Caroff SN, Fricchione G, Campbell EC. Central dopamine hypoactivity and the pathogenesis of neuroleptic malignant syndrome Psychiatr Ann 2000;30:363-74.

13. Factor SA, Santiago A. Parkinsonism-hyperpyrexia syndrome in Parkinson’s disease. In: Frucht SJ, Fahn S, eds. Movement disorder emergencies: diagnosis and treatment. Totowa, NJ: Humana Press; 2005; 29-40.

14. Nisijima K, Ishiguro T. Cerebrospinal fluid levels of monoamine metabolites and gamma-aminobutyric acid in neuroleptic malignant syndrome. J Psychiatr Res 1995;27:233-44.

15. Fink M, Taylor MA. Neuroleptic malignant syndrome is malignant catatonia, warranting treatments efficacious for catatonia. Prog Neuropsychopharmacol Biol Psychiatry 2006;30:1182-3.

16. Fricchione G, Bush G, Fozdar M, et al. Recognition and treatment of the catatonic syndrome. J Intensive Care Med 1997;12:135-47.

17. Philbrick KL, Rummans TA. Malignant catatonia. J Neuropsychiatry Clin Neurosci 1994;6:1-13.

18. Mann SC, Caroff SN, Bleier HR, et al. Lethal catatonia. Am J Psychiatry 1986;143:1374-81.

19. Koch M, Chandragiri S, Rizvi S, et al. Catatonic signs in neuroleptic malignant syndrome. Compr Psychiatry 2000;41:73-5.

20. Lee JW. Laboratory findings. In: Caroff SN, Mann SC, Francis A, Fricchoine GL, eds. Catatonia: from psychopathology to neurobiology Washington, DC: American Psychiatric Press, Inc; 2004; 65-75.

21. Lee JW. Catatonic variants, hyperthermic extrapyramidal reactions, and subtypes of neuroleptic malignant syndrome. Ann Clin Psychiatry 2007;19:9-16.

22. Caroff SN, Rosenberg H, Mann SC, et al. Neuroleptic malignant syndrome in the perioperative setting. Am J Anesthesiol 2001;28:387-93.

23. Gurrera RJ. Sympathoadrenal hyperactivity and the etiology of neuroleptic malignant syndrome. Am J Psychiatry 1999;156:169-80.

24. Carroll BT. The universal field hypothesis of catatonia and neuroleptic malignant syndrome. CNS Spectr 2000;5:26-33.

25. Weller M, Kornhuber J. A rationale for NMDA receptor antagonist therapy of the neuroleptic malignant syndrome. Med Hypotheses 1992;38:329-33.

26. Stubner S, Rustenbeck E, Grohmann R, et al. Severe and uncommon involuntary movement disorders due to psychotropic drugs. Pharmacopsychiatry 2004;37(suppl 1):S54-S64.

27. Davis JM, Caroff SN, Mann SC. Treatment of neuroleptic malignant syndrome. Psychiatr Ann 2000;30:325-31.

28. Adityanjee PA, Singh S, Singh G, Ong S. Spectrum concept of neuroleptic malignant syndrome. Br J Psychiatry 1988;153:107-11.

29. Woodbury MM, Woodbury MA. Neuroleptic-induced catatonia as a stage in the progression toward neuroleptic malignant syndrome. J Am Acad Child Adolesc Psychiatry 1992;31:1161-4.

30. Francis A, Chondragivi S, Rizvi S, et al. Is lorazepam a treatment for neuroleptic malignant syndrome? CNS Spectr 2000;5:54-7.

31. Rosebush PI, Stewart T, Mazurek MF. The treatment of neuroleptic malignant syndrome. Are dantrolene and bromocriptine useful adjuncts to supportive care? Br J Psychiatry 1991;159:709-12.

32. Sakkas P, Davis JM, Janicak PG, Wang ZY. Drug treatment of the neuroleptic malignant syndrome. Psychopharmacol Bull 1991;27:381-4.

33. Rosenberg MR, Green M. Neuroleptic malignant syndrome: review of response to therapy. Arch Intern Med 1989;149:1927-31.

34. Yamawaki S, Morio M, Kazamutsuri G, et al. Clinical evaluation and effective usage of dantrolene sodium in neuroleptic malignant syndrome. Kiso to Rinsyou (Clinical Reports) 1993;27:1045-66.

35. Tsutsumi Y, Yamamoto K, Matsuura S, et al. The treatment of neuroleptic malignant syndrome using dantrolene sodium. Psychiatry Clin Neurosci 1998;52:433-8.

36. Reulbach U, Dutsch C, Biermann T, et al. Managing an effective treatment for neuroleptic malignant syndrome. Crit Care 2007;11:R4.-

37. Troller JN, Sachdev PS. Electroconvulsive treatment of neuroleptic malignant syndrome: a review and report of cases. Aust N Z J Psychiatry 1999;33:650-9.

38. Pope HG, Aizley HG, Keck PE, Jr, McElroy SL. Neuroleptic malignant syndrome: long term follow-up of 20 cases. J Clin Psychiatry 1991;52:208-12.

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Is it Alzheimer’s? How to pare down the possibilities

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Is it Alzheimer’s? How to pare down the possibilities

Accurate and early diagnosis of Alzheimer’s disease (AD) is evolving, and—although not yet definitive—is no longer one of exclusion. With a careful in-office work-up and routine assessment tools, you can accurately identify >90% of patients with late-onset AD.1

AD is by far the most common cause of dementia in older patients. To help you make the diagnosis, this state-of-the-art article discusses:

  • AD’s clinical presentation and course
  • the role of neuropsychological tests for assessing cognitive and functional status
  • neuropsychiatric and medical findings that differentiate AD from other dementia causes
  • indications for structural neuroimaging with CT or MRI.

Presentation and course

Variability. AD’s gradual onset and progression are characterized by prominent memory loss, anomia, constructional apraxia, anosognosia, and personality changes with affect deregulation, behavioral disturbance, and distorted perception.1 Amnesia—particularly deficits in anterograde episodic memory—is the most common presentation, but the disease course is heterogeneous and may be affected by:

  • patient age at onset
  • illness severity at diagnosis
  • comorbid medical and neuropsychiatric illnesses
  • premorbid cerebral reserves (amount of brain damage a person can sustain before reaching a threshold for the clinical expression of dementia).1-3
Box 1

Biomarkers show promise to improve AD diagnosis

Researchers are investigating surrogates for detecting Alzheimer’s disease (AD) and monitoring disease progression.5

Serum and CSF markers. AD is viewed as a series of sequential events, beginning with beta-amyloid (β-amyloid) accumulation and progressing through a pathophysiologic cascade to cell death, transmitter deficit, and dementia. A unique biomarker may be associated with each event, either in the primary disease process of β-amyloid production and accumulation or intermediate processes such as tau hyperphosphorylation, oxidation, and inflammation.5,6

These biochemical markers are found more consistently in cerebrospinal fluid (CSF) than peripherally. Lower CSF β-amyloid (especially β-amyloid 42) and higher CSF tau and tau-phosphorylated (p-tau) have been found in AD patients compared with normal and disease controls.7 Some overlap exists, however, among AD and other dementias. Other possible serum, CSF, and urine markers include isoprostanes, sulfatides, oxysterols, homocysteine, apolipoprotein E, alpha 1-antichymotrypsin, 3-nitrotyrosine, and more.8 No biomarkers are available or recommended for clinical use at this time.

Neuroimaging. Amyloid imaging tracers may increase the capacity of single photon emission computed tomography (SPECT) and positron emission tomography (PET) to detect AD pathology. These tracers have high binding affinity for amyloid and may enable PET/SPECT to detect amyloid deposits in vivo.

Amyloid radioligands are being developed and tested as potential clinical diagnostic tools and surrogate biomarkers of antiamyloid therapies. A radioligand that targets amyloid and neurofibrillary tangles in AD has been developed recently for use as a research tool.

Staging illness severity. AD has 3 clinical stages of cognitive dysfunction:

Mild AD. An individual or close companion may notice increased forgetfulness and word-finding difficulties, a tendency to lose or misplace things, repeated questioning, and some disorientation. Motor skills are intact.

Moderate AD. Cognitive decline continues, memory deteriorates, and self-care ability is markedly impaired. The individual may undergo personality changes, confuse time and place, have trouble communicating and recognizing family members or friends, develop agitation, begin to wander, and experience delusions and hallucinations.

Severe AD. An individual with late-stage disease has severe impairment and can be bedridden, incontinent, and unable to under-stand or speak. Full-time care is required.

Staging informs treatment. In clinical trials, patients with mild-to-moderate AD consistently show small improvements in cognitive and global function when treated with acetylcholinesterase inhibitors (AChEIs) such as donepezil, rivastigmine, and galantamine.4 Donepezil also is approved for use in severe AD.

Memantine is indicated for symptomatic treatment of moderate-to-severe AD. It differs in mechanism of action from the AChEIs and is thought to inhibit cytotoxic overstimulation of glutamatergic neurons.4 For moderately advanced AD, memantine appears to be beneficial alone or in combination with AChEIs.

Dementia assessment

Clinical assessment has low sensitivity for early-phase AD and compromised specificity in advanced stages, where all dementia subtypes are similar and comorbidities may confuse the picture. Promising surrogate biomarkers and other diagnostic tools are being developed (Box 1),5-8 but definitive AD diagnosis still requires post-mortem histopathologic examination of the cerebral cortex.

Box 2

Can your AD patient drive or live alone? Consider neuropsychological assessment

Neuropsychological tests disclose a degree of intellectual impairment that correlates with functional impairment and may be particularly useful for assessing:

  • mild cognitive impairment when diagnosis is doubtful
  • cases where major lifestyle changes may be required, such as driving cessation or assisted-living placement.

These tests can examine performance across different domains of cognitive function, including orientation, memory, attention, naming, comprehension, and praxis.

Limitations. Neuropsychological tests have limitations, including cost and administration time. Some older patients find the tests distressing or tiring, and those with severe dementia are incapable of participating. Patients’ anxiety about taking tests, poor test-taking skills, low motivation/effort, and language, cultural, and educational variables limit these tests’ usefulness and may influence results.

Interpret a neuropsychological evaluation in the context of other clinical data, such as informant-based history of cognitive decline, evidence of impairment in independent activities of daily living, educational background, depression assessment, sensory impairment, or factors other than dementia that may account for impaired performance.

Source: References 13,14

 

 

History and physical exam. Depending on the AD stage at presentation, patients might not be a reliable source of information. For a realistic and unbiased history and evaluation, assess the patient separately and obtain collateral information from reliable informants.

In typical cases, the history guides the physical/neurologic examination. Advancing age and family history are confirmed risk factors for AD; others may include:

  • female gender (after age 80)
  • cardiovascular disease (such as cerebral infarcts, hypertension, elevated cholesterol/homocysteine, smoking, and diabetes mellitus)
  • history of head trauma, especially with loss of consciousness.

Assess premorbid functioning and existing medical conditions. Apraxia, aphasia, and cortical visual impairment may reflect focal signs of atypical AD; consider other neurologic signs in the context of clinical data.

Early and accurate diagnosis of AD is challenging in patients with mixed dementias, comorbid neurologic diseases, or atypical features. Patients with these presentations may require referral to an expert clinician, extensive workup, or longitudinal follow-up before the diagnosis becomes clear.

Neuropsychological testing. Most mental status tests examine orientation, attention/concentration, learning, memory, language, and constructional praxis. The Folstein Mini-Mental State Examination (MMSE)9 is the most widely used and well-validated mental status test. A score of 10 to 20 on the MMSE is generally considered as moderate AD, and 10 Other mental status testing options include:

  • Blessed Information-Memory-Concentration (BIMC)
  • Blessed Orientation-Memory-Concentration (BOMC)
  • Short Test of Mental Status (STMS)
  • Saint Louis University Mental Status (SLUMS).11,12
Neuropsychological tests have limitations, but they can supplement clinical cognitive assessment by detecting milder cases and may help answer questions about a patient’s ability to drive or live alone (Box 2).13,14

Reversible causes. If the patient is generally healthy, a core of laboratory tests is recommended in the diagnostic workup (Table 1).6,15 Other options include:

  • CSF examination for atypical presentations, such as unusually rapid symptom progression, altered consciousness, or other neurologic manifestations
  • EEG to differentiate delirium, seizure disorders, encephalopathies, or a rapidly progressing dementia such as CreutzfeldtJakob disease.

Only 1% of dementia causes are considered reversible,16 but keep them in mind in the AD differential diagnosis (Table 2). Depression, vitamin B12 deficiency, medication side effects, and hypothyroidism are common comorbidities in elderly patients, particularly in those with suspected dementia. Correcting these problems might or might not reverse the dementia.

Because delirium may be the initial presentation of AD or reversible causes, re-evaluate patients for dementia after delirium clears.

Neuroimaging. Structural neuroimaging with a noncontrast CT or MRI is appropriate in the initial evaluation of patients with dementia.17 More routinely, it is used to exclude rare but potentially correctable dementia causes, such as space-occupying lesions.18 Hippocampal and entorhinal volume are measured most often in discriminating AD from non-demented aging and other dementias.19

Positron emission tomography (PET) using fluorine-18-labeled deoxyglucose (FDG) may help differentiate characteristic patterns of cerebral hypometabolism in the temporoparietal lobes in AD from fronto-temporal dementia (FTD) and other less common dementias, particularly during the earliest stages of the disease.19 Medi-care reimbursement for brain PET is limited to differentiating FTD from AD.

Table 1

Recommended lab tests for Alzheimer’s disease workup

TestRationale
CBCAnemia and signs of infection
Vitamin B12Related to reversible dementia, anemia
FolateRelated to reversible dementia, anemia
HomocysteineMore accurate than individual B12/folate tests
C-reactive proteinOngoing inflamatory reaction
Thyroid functionHypothyroidism (reversible dementia)
Liver functionMetabolic causes of cognitive impairment
Renal functionUremia, metabolic causes of cognitive impairment
ElectrolytesHypo/hypernatremia as a cognitive impairment cause
GlucoseRecurrent hypoglycemia, diabetes mellitus
Lipid panelVascular dementia risk factor
Baseline ECGCardiac abnormalities as vascular risk factors
STS (optional)Neurosyphilis
CBC: complete blood count; ECG: electrocardiogram;
STS: serologic test for syphilis
Source: Adapted from references 6,15
Table 2

Detecting causes of potentially reversible cognitive impairment

CauseExamplesSuggested tests
Space-occupying lesionsSubdural hematoma, benign tumors, hydrocephalusCT/MRI without contrast
Infectious diseasesAIDS dementia complex, syphilis, Lyme diseaseSerologic tests
Endocrinopathies/ metabolic/autoimmune disordersHypothyroidism, Cushing’s disease, uremia, hepatic encephalopathy, Wilson’s disease, recurrent hypoglycemia, chronic hypocalcemia, multiple sclerosis, disseminated SLE, sarcoidosisThyroid panel, renal and liver function tests, electrolytes, slit lamp test, serum ceruloplasmin
PsychiatricDepression, alcohol dependenceGeriatric Depression Scale, assess vitamin deficiency states
Nutritional deficienciesVitamin B12, thiamine (Wernicke-Korsakoff syndrome), pyridoxine, niacin (pellagra)Vitamin B12, homocysteine
Medication effectsBenzodiazepines, barbiturates, anticholinergics, opioid analgesics, antihypertensives, antiarrhythmics, antidepressants, anticonvulsants, cardiac drugs such as digitalis and derivatives (among others)Review patients’ medications for drugs that can cause cognitive changes
OthersAutoimmune diseases, heavy metals, illicit drugs, obstructive sleep apneaDrug screens and specific tests

Diagnostic criteria

NINCDS-ADRDA. Neuropsychological AD assessment criteria developed by the National Institute of Neurological and Communicative Disorders and Stroke and Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) classify AD as probable, possible, or definite:

 

 

Possible AD is considered when a patient has an atypical onset, presentation, or course and other secondary illnesses capable of producing dementia are not believed to be the cause.

Probable AD is diagnosed when dementia is established by clinical exam and con- firmed with cognitive testing, where ≥2 cognitive domains are progressively affected; includes gradual memory loss not caused by another systemic or brain disease, with age of onset between 40 and 90 years.

Definite AD requires histopathologic evidence of AD in addition to fulfilling criteria for probable AD.20

DSM-IV-TR. Similar but broader DSM-IVTR criteria describe an insidious progressive cognitive decline that affects recent memory and ≥1 other cognitive domain (apraxia, aphasia, agnosia, or executive functioning). This cognitive decline impairs social and occupational function, represents a change from a higher level, and is not due to other causes such as delirium.21

NINCDS-ADRDA and DSM-IV-TR criteria have comparable sensitivity and specificity for clinical AD diagnosis. Neither requires neuropathologic or genetic assessment (Box 3).15,17,22-24 Neuroimaging and other tests may be required to rule out other brain diseases that may cause dementia.

Other causes of dementia

Mild cognitive impairment (MCI) may represent a prodromal state for the earliest clinical manifestations of dementia. Symptoms include memory complaints but generally preserved activities of daily living.

Originally introduced to define a progressive, single-symptom amnestic syndrome, MCI has evolved into a classification of amnestic and non-amnestic MCI with single or multiple domains.25 Amnestic MCI is the most specifically correlated with AD.26 Neurobiologic similarities between amnestic MCI and clinically diagnosed AD include:

  • neuropsychiatric symptoms, such as apathy, mood disturbance, irritability and anxiety
  • over-representation of the APOE ε4 allele
  • volumetric loss in the entorhinal cortex and hippocampus as measured by MRI
  • Glucose hypometabolism in AD-typical regions as measured by FDG-PET
  • neuronal loss in vulnerable brain regions.26
Most patients with MCI go on to meet AD criteria within 5 to 10 years, and approximately 80% of those originally diagnosed with MCI prove to have AD at post-mortem histopathologic examination.26,27

Dementia with Lewy bodies (DLB) is the second most common dementing disorder in late life—after Alzheimer’s dementia— and two-thirds of DLB cases overlap with AD. Core DLB clinical features include early recurrent visual hallucinations, fluctuating cognition, spontaneous parkinsonism, and sensitivity to conventional antipsychotics.15,28

Parkinson’s disease (PD) and DLB may represent a clinicopathologic continuum, and substantial overlap exists among AD, DLB, and PD in underlying disease process and clinical presentation.15,29 Hallucinations, depression, delusions, and delusional misidentification are seen more often in patients with DLB than AD.15

Vascular dementia (VaD) was once thought to account for 15% to 20% of dementing illnesses, but discrete VaD is now viewed as much less common. Whatever the underlying vasculopathy, vascular lesions often co-exist with other causes of dementia—usually AD (in 77% of presumed VaD cases).30

Compared with AD, patients with VaD have a more subcortical dementia with difficulty retrieving words, organizing and solving complex problems, “absent-mindedness,” and psychomotor slowing with relatively preserved language skills. VaD is thought to have a more abrupt onset than AD and “stepladder” deterioration.

Frontotemporal dementia (FTD)—such as Pick’s disease—is associated with focal atrophy of the frontal and/or temporal lobes. Mean onset is age 52 to 56, and FTD is less common than AD, VaD, or DLB.

FTD often presents with gradual personality changes (with inappropriate responses or activities) or language changes (with severe naming difficulty and problems with word meaning).31 Features that may help differentiate FTD from AD include:

  • disinhibition/apathy with personality change
  • affect disregulation
  • behavioral disturbance (frontal type) and expressive/receptive language changes (semantic or primary progressive aphasia) with relatively mild memory loss.32,33
Unlike AD, memory usually is unaffected in early FTD, with problems largely secondary to poor concentration and relating to difficulties with working (immediate) memory.

Other neurodegenerative diseases that might present with dementia include PD, Huntington’s disease, progressive supra-nuclear palsy, corticobasal degeneration, and Creutzfeldt-Jakob disease.33

Box 3

Genetic testing for Alzheimer’s?

Genetic testing may become important for high-risk patients or early-stage Alzheimer’s disease (AD) when preventive/ disease-modifying therapy becomes available. At this time, however, the clinical value and implications of genetic tests remain controversial.17,22

Apolipoprotein E (APOE). The APOE ε4 allele is an established risk factor for AD,23,24 but limitations of APOE testing include:

  • inability to predict with sufficient certainty whether or when a person might develop AD
  • risk of false alarm or false reassurance
  • no established treatment exists for a person with this genetic risk.

Amyloid precursor protein (APP), presenilin 1 (PS1), presenilin 2 (PS2). Age 15

  • Mutations are rare (~1% of AD cases).
  • Increased APP transcriptional activity is an AD risk factor; onset age correlates inversely with levels of APP expression.
  • PS1 mutation testing may benefit patients with early-onset familial AD. If this mutation is found, other presymptomatic at-risk family members may wish to be tested so they can make important life decisions based on the results.17,22 Careful pre- and post-test counseling is critical.
 

 

Related resources

  • Morris JC. Dementia update 2005. Alzheimer Dis Assoc Disord 2005;19:100-17.
  • Boeve BF. A review of the non-Alzheimer dementias. J Clin Psychiatry 2006;67(12)1985-2001.
  • Medscape. Alzheimer’s disease resource center. www.medscape.com/resource/alzheimers.
Drug brand names

  • Donepezil • Aricept
  • Memantine • Namenda
  • Galantamine • Razadyne
  • Rivastigmine • Exelon
Disclosure

Dr. Gebretsadik reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Grossberg receives grant/research support from Abbott Laboratories, Bristol-Myers Squibb, Forest Laboratories, Eli Lilly and Company, Novartis, Pfizer Inc., Wyeth, Elan, Myriad, Ono Pharmaceutical, and the Alzheimer’s Disease Cooperative Study Consortium. He is a consultant to Bristol-Myers Squibb, Forest Laboratories, GlaxoSmithKline, Janssen Pharmaceutica, Novartis, AstraZeneca, Wyeth, Pfizer Inc., Takeda, and Sepracor.

References

1. Cummings JL. Clinical evaluation as a biomarker for Alzheimer’s disease. J Alzheimer’s Dis 2005;8:327-37.

2. Hodges JR. Alzheimer’s centennial legacy: origins, landmarks and the current status of knowledge concerning cognitive aspects. Brain 2006;129:2811-22.

3. Stern Y. Cognitive reserve and Alzheimer disease. Alzheimer Dis Assoc Disord 2006;20:112-7.

4. Lleó A, Greenberg SM, Growdon JH. Current pharmacotherapy for Alzheimer’s disease. Annu Rev Med 2006;57:513-33.

5. Kennedy GJ, Golde TE, Tarriot PN, Cummings JL. Amyloid-based interventions in Alzheimer’s disease. CNS Spectr 2007;12: 1(suppl 1):1-14.

6. Van der Flier WM, Scheltens P. Use of laboratory and imaging investigations in dementia. J Neurol Neurosurg Psychiatry 2005;76:45-52.

7. Galasko D. Biomarkers for Alzheimer’s disease—clinical needs and application. J Alzheimer’s Dis 2005;8:339-46.

8. Sunderland T, Hampel H, Takeda M, et al. Biomarkers in the diagnosis of Alzheimer’s disease: are we ready? J Geriatr Psychiatry Neurol 2006;19:172-9.

9. Folstein MF, Folstein SE, McHugh PR. “Mini-mental state.” A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res 1975;12(3):189-98.

10. Perneczky R, Wagenpfeil S, Komossa K, et al. Mapping scores onto stages: Mini-Mental State Examination and Clinical Dementia Rating. Am J Geriatr Psychiatry 2006;14:139-44.

11. Tariq SH, Tumosa N, Chibnall JT, et al. Comparison of the Saint Louis University mental status examination and the Mini-Mental State Examination for detecting dementia and mild neurocognitive disorder—a pilot study. Am J Geriatr Psychiatry 2006;14(11):897-9.

12. Agency for Health Care Policy and Research Recognition and initial assessment of Alzheimer’s disease and related dementias. Comparison of mental and functional status tests according to three phases of discrimination difficulty. Available at:http://ncbi.nlm.nih.gov/books/bv.fcgi?rid=hstat6.table.31677. Accesssed November 6, 2007.

13. Sano M. Neuropsychological testing in the diagnosis of dementia. J Geriatr Psychiatry Neurol 2006;19:155-9.

14. Mohs RC. Neuropsychological assessment of patients with Alzheimer’s disease. In: Psychopharmacology—the fourth generation of progress American College of Neuropsychopharmacology. Available at: http://www.acnp.org/ g4/GN401000133/Default.htm. Accessed November 6, 2007.

15. Morris JC. Dementia update 2005. Alzheimer Dis Assoc Disord 2005;19:100-17.

16. Clarfield AM. Reversible dementia—the implications of a fall in prevalence. Age Ageing 2005;34:544-5.

17. Roberts JS, Cupples LA, Relkin NR, et al. Genetic risk assessment for adult children of people with Alzheimer’s disease: the Risk Evaluation and Education for AD (REVEAL) study. J Geriatr Psychiatry Neurol 2005;18:250-5.

18. Frisoni GB. Structural imaging in the clinical diagnosis of Alzheimer’s disease: problems and tools. J Neurol Neurosurg Psychiatry 2001;70:711-18.

19. Ramani A, Jensen JH, Helpern JA. Quantitative MR imaging in Alzheimer disease. Radiology 2006;241(1):26-44.

20. McKhann G, Drachman D, Folstein M, et al. Clinical diagnosis of Alzheimer’s disease: report of the NINCDS-ADRDA Work Group under the auspices of Department of Health and Human Services Task Force on Alzheimer’s Disease. Neurology 1984;34(7):939-44.

21. Diagnostic and statistical manual of mental disorders 4th ed text rev. Washington, DC: American Psychiatric Association; 2000.

22. Roberts JS, Barber M, Brown T, et al. Who seeks genetic susceptibility testing for Alzheimer’s disease? Findings from a multi-site, randomized clinical trial. Genet Med 2004;6(4):197-203.

23. Van der Flier WM, Scheltens P. Epidemiology and risk factors of dementia. J Neurol Neurosurg Psychiatry 2005;76:2-7.

24. Blacker D, Lovestone S. Genetics and dementia nosology. J Geriatr Psychiatry Neurol 2006;19:186-91.

25. Busse A, Bischkopf J, Reidel-Heller SG, Angermeyer MS. Subclassifications for mild cognitive impairment: prevalence and predictive validity. Psychol Med 2003;33(6):1029-38.

26. Rasquin SM, Lodder J, Visser PJ, et al. Predictive accuracy of MCI subtypes for Alzheimer’s disease and vascular dementia in subjects with mild cognitive impairment: a 2-year followup study. Dement Geriatr Cogn Disord 2005;19(2-3):113-19.

27. Boyle PA, Wilson RS, Aggarwal NT, et al. Mild cognitive impairment: risk of Alzheimer disease and rate of cognitive decline. Neurology 2006;67:441-5.

28. Geser F, Wenning GK, Poewe W, McKeith I. How to diagnose dementia with Lewy bodies: state of the art. Mov Disord 2005;20(suppl 12):S11-S20.

29. Hardy J. The relationship between Lewy body disease, Parkinson’s disease, and Alzheimer’s disease. Ann NY Acad Sci 2003;991:167-70.

30. Jellinger KA. Vascular-ischemic dementia: an update. J Neural Transm 2002;62(suppl):1-23.

31. McKhann GM, Albert MS, Grossman M, et al. Clinical and pathological diagnosis of frontotemporal dementia: report of the Work Group on Frontotemporal Dementia and Pick’s Disease. Arch Neurol 2001;58:1803-9.

32. Boxer AL, Miller BL. Clinical features of frontotemporal dementia. Alzheimer Dis Assoc Disord 2005;19(suppl):S3-S6.

33. Boeve BF. A review of the non-Alzheimer dementias. J Clin Psychiatry 2006;67(12):1985-2001.

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George T. Grossberg, MD
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Samuel W. Fordyce
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Accurate and early diagnosis of Alzheimer’s disease (AD) is evolving, and—although not yet definitive—is no longer one of exclusion. With a careful in-office work-up and routine assessment tools, you can accurately identify >90% of patients with late-onset AD.1

AD is by far the most common cause of dementia in older patients. To help you make the diagnosis, this state-of-the-art article discusses:

  • AD’s clinical presentation and course
  • the role of neuropsychological tests for assessing cognitive and functional status
  • neuropsychiatric and medical findings that differentiate AD from other dementia causes
  • indications for structural neuroimaging with CT or MRI.

Presentation and course

Variability. AD’s gradual onset and progression are characterized by prominent memory loss, anomia, constructional apraxia, anosognosia, and personality changes with affect deregulation, behavioral disturbance, and distorted perception.1 Amnesia—particularly deficits in anterograde episodic memory—is the most common presentation, but the disease course is heterogeneous and may be affected by:

  • patient age at onset
  • illness severity at diagnosis
  • comorbid medical and neuropsychiatric illnesses
  • premorbid cerebral reserves (amount of brain damage a person can sustain before reaching a threshold for the clinical expression of dementia).1-3
Box 1

Biomarkers show promise to improve AD diagnosis

Researchers are investigating surrogates for detecting Alzheimer’s disease (AD) and monitoring disease progression.5

Serum and CSF markers. AD is viewed as a series of sequential events, beginning with beta-amyloid (β-amyloid) accumulation and progressing through a pathophysiologic cascade to cell death, transmitter deficit, and dementia. A unique biomarker may be associated with each event, either in the primary disease process of β-amyloid production and accumulation or intermediate processes such as tau hyperphosphorylation, oxidation, and inflammation.5,6

These biochemical markers are found more consistently in cerebrospinal fluid (CSF) than peripherally. Lower CSF β-amyloid (especially β-amyloid 42) and higher CSF tau and tau-phosphorylated (p-tau) have been found in AD patients compared with normal and disease controls.7 Some overlap exists, however, among AD and other dementias. Other possible serum, CSF, and urine markers include isoprostanes, sulfatides, oxysterols, homocysteine, apolipoprotein E, alpha 1-antichymotrypsin, 3-nitrotyrosine, and more.8 No biomarkers are available or recommended for clinical use at this time.

Neuroimaging. Amyloid imaging tracers may increase the capacity of single photon emission computed tomography (SPECT) and positron emission tomography (PET) to detect AD pathology. These tracers have high binding affinity for amyloid and may enable PET/SPECT to detect amyloid deposits in vivo.

Amyloid radioligands are being developed and tested as potential clinical diagnostic tools and surrogate biomarkers of antiamyloid therapies. A radioligand that targets amyloid and neurofibrillary tangles in AD has been developed recently for use as a research tool.

Staging illness severity. AD has 3 clinical stages of cognitive dysfunction:

Mild AD. An individual or close companion may notice increased forgetfulness and word-finding difficulties, a tendency to lose or misplace things, repeated questioning, and some disorientation. Motor skills are intact.

Moderate AD. Cognitive decline continues, memory deteriorates, and self-care ability is markedly impaired. The individual may undergo personality changes, confuse time and place, have trouble communicating and recognizing family members or friends, develop agitation, begin to wander, and experience delusions and hallucinations.

Severe AD. An individual with late-stage disease has severe impairment and can be bedridden, incontinent, and unable to under-stand or speak. Full-time care is required.

Staging informs treatment. In clinical trials, patients with mild-to-moderate AD consistently show small improvements in cognitive and global function when treated with acetylcholinesterase inhibitors (AChEIs) such as donepezil, rivastigmine, and galantamine.4 Donepezil also is approved for use in severe AD.

Memantine is indicated for symptomatic treatment of moderate-to-severe AD. It differs in mechanism of action from the AChEIs and is thought to inhibit cytotoxic overstimulation of glutamatergic neurons.4 For moderately advanced AD, memantine appears to be beneficial alone or in combination with AChEIs.

Dementia assessment

Clinical assessment has low sensitivity for early-phase AD and compromised specificity in advanced stages, where all dementia subtypes are similar and comorbidities may confuse the picture. Promising surrogate biomarkers and other diagnostic tools are being developed (Box 1),5-8 but definitive AD diagnosis still requires post-mortem histopathologic examination of the cerebral cortex.

Box 2

Can your AD patient drive or live alone? Consider neuropsychological assessment

Neuropsychological tests disclose a degree of intellectual impairment that correlates with functional impairment and may be particularly useful for assessing:

  • mild cognitive impairment when diagnosis is doubtful
  • cases where major lifestyle changes may be required, such as driving cessation or assisted-living placement.

These tests can examine performance across different domains of cognitive function, including orientation, memory, attention, naming, comprehension, and praxis.

Limitations. Neuropsychological tests have limitations, including cost and administration time. Some older patients find the tests distressing or tiring, and those with severe dementia are incapable of participating. Patients’ anxiety about taking tests, poor test-taking skills, low motivation/effort, and language, cultural, and educational variables limit these tests’ usefulness and may influence results.

Interpret a neuropsychological evaluation in the context of other clinical data, such as informant-based history of cognitive decline, evidence of impairment in independent activities of daily living, educational background, depression assessment, sensory impairment, or factors other than dementia that may account for impaired performance.

Source: References 13,14

 

 

History and physical exam. Depending on the AD stage at presentation, patients might not be a reliable source of information. For a realistic and unbiased history and evaluation, assess the patient separately and obtain collateral information from reliable informants.

In typical cases, the history guides the physical/neurologic examination. Advancing age and family history are confirmed risk factors for AD; others may include:

  • female gender (after age 80)
  • cardiovascular disease (such as cerebral infarcts, hypertension, elevated cholesterol/homocysteine, smoking, and diabetes mellitus)
  • history of head trauma, especially with loss of consciousness.

Assess premorbid functioning and existing medical conditions. Apraxia, aphasia, and cortical visual impairment may reflect focal signs of atypical AD; consider other neurologic signs in the context of clinical data.

Early and accurate diagnosis of AD is challenging in patients with mixed dementias, comorbid neurologic diseases, or atypical features. Patients with these presentations may require referral to an expert clinician, extensive workup, or longitudinal follow-up before the diagnosis becomes clear.

Neuropsychological testing. Most mental status tests examine orientation, attention/concentration, learning, memory, language, and constructional praxis. The Folstein Mini-Mental State Examination (MMSE)9 is the most widely used and well-validated mental status test. A score of 10 to 20 on the MMSE is generally considered as moderate AD, and 10 Other mental status testing options include:

  • Blessed Information-Memory-Concentration (BIMC)
  • Blessed Orientation-Memory-Concentration (BOMC)
  • Short Test of Mental Status (STMS)
  • Saint Louis University Mental Status (SLUMS).11,12
Neuropsychological tests have limitations, but they can supplement clinical cognitive assessment by detecting milder cases and may help answer questions about a patient’s ability to drive or live alone (Box 2).13,14

Reversible causes. If the patient is generally healthy, a core of laboratory tests is recommended in the diagnostic workup (Table 1).6,15 Other options include:

  • CSF examination for atypical presentations, such as unusually rapid symptom progression, altered consciousness, or other neurologic manifestations
  • EEG to differentiate delirium, seizure disorders, encephalopathies, or a rapidly progressing dementia such as CreutzfeldtJakob disease.

Only 1% of dementia causes are considered reversible,16 but keep them in mind in the AD differential diagnosis (Table 2). Depression, vitamin B12 deficiency, medication side effects, and hypothyroidism are common comorbidities in elderly patients, particularly in those with suspected dementia. Correcting these problems might or might not reverse the dementia.

Because delirium may be the initial presentation of AD or reversible causes, re-evaluate patients for dementia after delirium clears.

Neuroimaging. Structural neuroimaging with a noncontrast CT or MRI is appropriate in the initial evaluation of patients with dementia.17 More routinely, it is used to exclude rare but potentially correctable dementia causes, such as space-occupying lesions.18 Hippocampal and entorhinal volume are measured most often in discriminating AD from non-demented aging and other dementias.19

Positron emission tomography (PET) using fluorine-18-labeled deoxyglucose (FDG) may help differentiate characteristic patterns of cerebral hypometabolism in the temporoparietal lobes in AD from fronto-temporal dementia (FTD) and other less common dementias, particularly during the earliest stages of the disease.19 Medi-care reimbursement for brain PET is limited to differentiating FTD from AD.

Table 1

Recommended lab tests for Alzheimer’s disease workup

TestRationale
CBCAnemia and signs of infection
Vitamin B12Related to reversible dementia, anemia
FolateRelated to reversible dementia, anemia
HomocysteineMore accurate than individual B12/folate tests
C-reactive proteinOngoing inflamatory reaction
Thyroid functionHypothyroidism (reversible dementia)
Liver functionMetabolic causes of cognitive impairment
Renal functionUremia, metabolic causes of cognitive impairment
ElectrolytesHypo/hypernatremia as a cognitive impairment cause
GlucoseRecurrent hypoglycemia, diabetes mellitus
Lipid panelVascular dementia risk factor
Baseline ECGCardiac abnormalities as vascular risk factors
STS (optional)Neurosyphilis
CBC: complete blood count; ECG: electrocardiogram;
STS: serologic test for syphilis
Source: Adapted from references 6,15
Table 2

Detecting causes of potentially reversible cognitive impairment

CauseExamplesSuggested tests
Space-occupying lesionsSubdural hematoma, benign tumors, hydrocephalusCT/MRI without contrast
Infectious diseasesAIDS dementia complex, syphilis, Lyme diseaseSerologic tests
Endocrinopathies/ metabolic/autoimmune disordersHypothyroidism, Cushing’s disease, uremia, hepatic encephalopathy, Wilson’s disease, recurrent hypoglycemia, chronic hypocalcemia, multiple sclerosis, disseminated SLE, sarcoidosisThyroid panel, renal and liver function tests, electrolytes, slit lamp test, serum ceruloplasmin
PsychiatricDepression, alcohol dependenceGeriatric Depression Scale, assess vitamin deficiency states
Nutritional deficienciesVitamin B12, thiamine (Wernicke-Korsakoff syndrome), pyridoxine, niacin (pellagra)Vitamin B12, homocysteine
Medication effectsBenzodiazepines, barbiturates, anticholinergics, opioid analgesics, antihypertensives, antiarrhythmics, antidepressants, anticonvulsants, cardiac drugs such as digitalis and derivatives (among others)Review patients’ medications for drugs that can cause cognitive changes
OthersAutoimmune diseases, heavy metals, illicit drugs, obstructive sleep apneaDrug screens and specific tests

Diagnostic criteria

NINCDS-ADRDA. Neuropsychological AD assessment criteria developed by the National Institute of Neurological and Communicative Disorders and Stroke and Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) classify AD as probable, possible, or definite:

 

 

Possible AD is considered when a patient has an atypical onset, presentation, or course and other secondary illnesses capable of producing dementia are not believed to be the cause.

Probable AD is diagnosed when dementia is established by clinical exam and con- firmed with cognitive testing, where ≥2 cognitive domains are progressively affected; includes gradual memory loss not caused by another systemic or brain disease, with age of onset between 40 and 90 years.

Definite AD requires histopathologic evidence of AD in addition to fulfilling criteria for probable AD.20

DSM-IV-TR. Similar but broader DSM-IVTR criteria describe an insidious progressive cognitive decline that affects recent memory and ≥1 other cognitive domain (apraxia, aphasia, agnosia, or executive functioning). This cognitive decline impairs social and occupational function, represents a change from a higher level, and is not due to other causes such as delirium.21

NINCDS-ADRDA and DSM-IV-TR criteria have comparable sensitivity and specificity for clinical AD diagnosis. Neither requires neuropathologic or genetic assessment (Box 3).15,17,22-24 Neuroimaging and other tests may be required to rule out other brain diseases that may cause dementia.

Other causes of dementia

Mild cognitive impairment (MCI) may represent a prodromal state for the earliest clinical manifestations of dementia. Symptoms include memory complaints but generally preserved activities of daily living.

Originally introduced to define a progressive, single-symptom amnestic syndrome, MCI has evolved into a classification of amnestic and non-amnestic MCI with single or multiple domains.25 Amnestic MCI is the most specifically correlated with AD.26 Neurobiologic similarities between amnestic MCI and clinically diagnosed AD include:

  • neuropsychiatric symptoms, such as apathy, mood disturbance, irritability and anxiety
  • over-representation of the APOE ε4 allele
  • volumetric loss in the entorhinal cortex and hippocampus as measured by MRI
  • Glucose hypometabolism in AD-typical regions as measured by FDG-PET
  • neuronal loss in vulnerable brain regions.26
Most patients with MCI go on to meet AD criteria within 5 to 10 years, and approximately 80% of those originally diagnosed with MCI prove to have AD at post-mortem histopathologic examination.26,27

Dementia with Lewy bodies (DLB) is the second most common dementing disorder in late life—after Alzheimer’s dementia— and two-thirds of DLB cases overlap with AD. Core DLB clinical features include early recurrent visual hallucinations, fluctuating cognition, spontaneous parkinsonism, and sensitivity to conventional antipsychotics.15,28

Parkinson’s disease (PD) and DLB may represent a clinicopathologic continuum, and substantial overlap exists among AD, DLB, and PD in underlying disease process and clinical presentation.15,29 Hallucinations, depression, delusions, and delusional misidentification are seen more often in patients with DLB than AD.15

Vascular dementia (VaD) was once thought to account for 15% to 20% of dementing illnesses, but discrete VaD is now viewed as much less common. Whatever the underlying vasculopathy, vascular lesions often co-exist with other causes of dementia—usually AD (in 77% of presumed VaD cases).30

Compared with AD, patients with VaD have a more subcortical dementia with difficulty retrieving words, organizing and solving complex problems, “absent-mindedness,” and psychomotor slowing with relatively preserved language skills. VaD is thought to have a more abrupt onset than AD and “stepladder” deterioration.

Frontotemporal dementia (FTD)—such as Pick’s disease—is associated with focal atrophy of the frontal and/or temporal lobes. Mean onset is age 52 to 56, and FTD is less common than AD, VaD, or DLB.

FTD often presents with gradual personality changes (with inappropriate responses or activities) or language changes (with severe naming difficulty and problems with word meaning).31 Features that may help differentiate FTD from AD include:

  • disinhibition/apathy with personality change
  • affect disregulation
  • behavioral disturbance (frontal type) and expressive/receptive language changes (semantic or primary progressive aphasia) with relatively mild memory loss.32,33
Unlike AD, memory usually is unaffected in early FTD, with problems largely secondary to poor concentration and relating to difficulties with working (immediate) memory.

Other neurodegenerative diseases that might present with dementia include PD, Huntington’s disease, progressive supra-nuclear palsy, corticobasal degeneration, and Creutzfeldt-Jakob disease.33

Box 3

Genetic testing for Alzheimer’s?

Genetic testing may become important for high-risk patients or early-stage Alzheimer’s disease (AD) when preventive/ disease-modifying therapy becomes available. At this time, however, the clinical value and implications of genetic tests remain controversial.17,22

Apolipoprotein E (APOE). The APOE ε4 allele is an established risk factor for AD,23,24 but limitations of APOE testing include:

  • inability to predict with sufficient certainty whether or when a person might develop AD
  • risk of false alarm or false reassurance
  • no established treatment exists for a person with this genetic risk.

Amyloid precursor protein (APP), presenilin 1 (PS1), presenilin 2 (PS2). Age 15

  • Mutations are rare (~1% of AD cases).
  • Increased APP transcriptional activity is an AD risk factor; onset age correlates inversely with levels of APP expression.
  • PS1 mutation testing may benefit patients with early-onset familial AD. If this mutation is found, other presymptomatic at-risk family members may wish to be tested so they can make important life decisions based on the results.17,22 Careful pre- and post-test counseling is critical.
 

 

Related resources

  • Morris JC. Dementia update 2005. Alzheimer Dis Assoc Disord 2005;19:100-17.
  • Boeve BF. A review of the non-Alzheimer dementias. J Clin Psychiatry 2006;67(12)1985-2001.
  • Medscape. Alzheimer’s disease resource center. www.medscape.com/resource/alzheimers.
Drug brand names

  • Donepezil • Aricept
  • Memantine • Namenda
  • Galantamine • Razadyne
  • Rivastigmine • Exelon
Disclosure

Dr. Gebretsadik reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Grossberg receives grant/research support from Abbott Laboratories, Bristol-Myers Squibb, Forest Laboratories, Eli Lilly and Company, Novartis, Pfizer Inc., Wyeth, Elan, Myriad, Ono Pharmaceutical, and the Alzheimer’s Disease Cooperative Study Consortium. He is a consultant to Bristol-Myers Squibb, Forest Laboratories, GlaxoSmithKline, Janssen Pharmaceutica, Novartis, AstraZeneca, Wyeth, Pfizer Inc., Takeda, and Sepracor.

Accurate and early diagnosis of Alzheimer’s disease (AD) is evolving, and—although not yet definitive—is no longer one of exclusion. With a careful in-office work-up and routine assessment tools, you can accurately identify >90% of patients with late-onset AD.1

AD is by far the most common cause of dementia in older patients. To help you make the diagnosis, this state-of-the-art article discusses:

  • AD’s clinical presentation and course
  • the role of neuropsychological tests for assessing cognitive and functional status
  • neuropsychiatric and medical findings that differentiate AD from other dementia causes
  • indications for structural neuroimaging with CT or MRI.

Presentation and course

Variability. AD’s gradual onset and progression are characterized by prominent memory loss, anomia, constructional apraxia, anosognosia, and personality changes with affect deregulation, behavioral disturbance, and distorted perception.1 Amnesia—particularly deficits in anterograde episodic memory—is the most common presentation, but the disease course is heterogeneous and may be affected by:

  • patient age at onset
  • illness severity at diagnosis
  • comorbid medical and neuropsychiatric illnesses
  • premorbid cerebral reserves (amount of brain damage a person can sustain before reaching a threshold for the clinical expression of dementia).1-3
Box 1

Biomarkers show promise to improve AD diagnosis

Researchers are investigating surrogates for detecting Alzheimer’s disease (AD) and monitoring disease progression.5

Serum and CSF markers. AD is viewed as a series of sequential events, beginning with beta-amyloid (β-amyloid) accumulation and progressing through a pathophysiologic cascade to cell death, transmitter deficit, and dementia. A unique biomarker may be associated with each event, either in the primary disease process of β-amyloid production and accumulation or intermediate processes such as tau hyperphosphorylation, oxidation, and inflammation.5,6

These biochemical markers are found more consistently in cerebrospinal fluid (CSF) than peripherally. Lower CSF β-amyloid (especially β-amyloid 42) and higher CSF tau and tau-phosphorylated (p-tau) have been found in AD patients compared with normal and disease controls.7 Some overlap exists, however, among AD and other dementias. Other possible serum, CSF, and urine markers include isoprostanes, sulfatides, oxysterols, homocysteine, apolipoprotein E, alpha 1-antichymotrypsin, 3-nitrotyrosine, and more.8 No biomarkers are available or recommended for clinical use at this time.

Neuroimaging. Amyloid imaging tracers may increase the capacity of single photon emission computed tomography (SPECT) and positron emission tomography (PET) to detect AD pathology. These tracers have high binding affinity for amyloid and may enable PET/SPECT to detect amyloid deposits in vivo.

Amyloid radioligands are being developed and tested as potential clinical diagnostic tools and surrogate biomarkers of antiamyloid therapies. A radioligand that targets amyloid and neurofibrillary tangles in AD has been developed recently for use as a research tool.

Staging illness severity. AD has 3 clinical stages of cognitive dysfunction:

Mild AD. An individual or close companion may notice increased forgetfulness and word-finding difficulties, a tendency to lose or misplace things, repeated questioning, and some disorientation. Motor skills are intact.

Moderate AD. Cognitive decline continues, memory deteriorates, and self-care ability is markedly impaired. The individual may undergo personality changes, confuse time and place, have trouble communicating and recognizing family members or friends, develop agitation, begin to wander, and experience delusions and hallucinations.

Severe AD. An individual with late-stage disease has severe impairment and can be bedridden, incontinent, and unable to under-stand or speak. Full-time care is required.

Staging informs treatment. In clinical trials, patients with mild-to-moderate AD consistently show small improvements in cognitive and global function when treated with acetylcholinesterase inhibitors (AChEIs) such as donepezil, rivastigmine, and galantamine.4 Donepezil also is approved for use in severe AD.

Memantine is indicated for symptomatic treatment of moderate-to-severe AD. It differs in mechanism of action from the AChEIs and is thought to inhibit cytotoxic overstimulation of glutamatergic neurons.4 For moderately advanced AD, memantine appears to be beneficial alone or in combination with AChEIs.

Dementia assessment

Clinical assessment has low sensitivity for early-phase AD and compromised specificity in advanced stages, where all dementia subtypes are similar and comorbidities may confuse the picture. Promising surrogate biomarkers and other diagnostic tools are being developed (Box 1),5-8 but definitive AD diagnosis still requires post-mortem histopathologic examination of the cerebral cortex.

Box 2

Can your AD patient drive or live alone? Consider neuropsychological assessment

Neuropsychological tests disclose a degree of intellectual impairment that correlates with functional impairment and may be particularly useful for assessing:

  • mild cognitive impairment when diagnosis is doubtful
  • cases where major lifestyle changes may be required, such as driving cessation or assisted-living placement.

These tests can examine performance across different domains of cognitive function, including orientation, memory, attention, naming, comprehension, and praxis.

Limitations. Neuropsychological tests have limitations, including cost and administration time. Some older patients find the tests distressing or tiring, and those with severe dementia are incapable of participating. Patients’ anxiety about taking tests, poor test-taking skills, low motivation/effort, and language, cultural, and educational variables limit these tests’ usefulness and may influence results.

Interpret a neuropsychological evaluation in the context of other clinical data, such as informant-based history of cognitive decline, evidence of impairment in independent activities of daily living, educational background, depression assessment, sensory impairment, or factors other than dementia that may account for impaired performance.

Source: References 13,14

 

 

History and physical exam. Depending on the AD stage at presentation, patients might not be a reliable source of information. For a realistic and unbiased history and evaluation, assess the patient separately and obtain collateral information from reliable informants.

In typical cases, the history guides the physical/neurologic examination. Advancing age and family history are confirmed risk factors for AD; others may include:

  • female gender (after age 80)
  • cardiovascular disease (such as cerebral infarcts, hypertension, elevated cholesterol/homocysteine, smoking, and diabetes mellitus)
  • history of head trauma, especially with loss of consciousness.

Assess premorbid functioning and existing medical conditions. Apraxia, aphasia, and cortical visual impairment may reflect focal signs of atypical AD; consider other neurologic signs in the context of clinical data.

Early and accurate diagnosis of AD is challenging in patients with mixed dementias, comorbid neurologic diseases, or atypical features. Patients with these presentations may require referral to an expert clinician, extensive workup, or longitudinal follow-up before the diagnosis becomes clear.

Neuropsychological testing. Most mental status tests examine orientation, attention/concentration, learning, memory, language, and constructional praxis. The Folstein Mini-Mental State Examination (MMSE)9 is the most widely used and well-validated mental status test. A score of 10 to 20 on the MMSE is generally considered as moderate AD, and 10 Other mental status testing options include:

  • Blessed Information-Memory-Concentration (BIMC)
  • Blessed Orientation-Memory-Concentration (BOMC)
  • Short Test of Mental Status (STMS)
  • Saint Louis University Mental Status (SLUMS).11,12
Neuropsychological tests have limitations, but they can supplement clinical cognitive assessment by detecting milder cases and may help answer questions about a patient’s ability to drive or live alone (Box 2).13,14

Reversible causes. If the patient is generally healthy, a core of laboratory tests is recommended in the diagnostic workup (Table 1).6,15 Other options include:

  • CSF examination for atypical presentations, such as unusually rapid symptom progression, altered consciousness, or other neurologic manifestations
  • EEG to differentiate delirium, seizure disorders, encephalopathies, or a rapidly progressing dementia such as CreutzfeldtJakob disease.

Only 1% of dementia causes are considered reversible,16 but keep them in mind in the AD differential diagnosis (Table 2). Depression, vitamin B12 deficiency, medication side effects, and hypothyroidism are common comorbidities in elderly patients, particularly in those with suspected dementia. Correcting these problems might or might not reverse the dementia.

Because delirium may be the initial presentation of AD or reversible causes, re-evaluate patients for dementia after delirium clears.

Neuroimaging. Structural neuroimaging with a noncontrast CT or MRI is appropriate in the initial evaluation of patients with dementia.17 More routinely, it is used to exclude rare but potentially correctable dementia causes, such as space-occupying lesions.18 Hippocampal and entorhinal volume are measured most often in discriminating AD from non-demented aging and other dementias.19

Positron emission tomography (PET) using fluorine-18-labeled deoxyglucose (FDG) may help differentiate characteristic patterns of cerebral hypometabolism in the temporoparietal lobes in AD from fronto-temporal dementia (FTD) and other less common dementias, particularly during the earliest stages of the disease.19 Medi-care reimbursement for brain PET is limited to differentiating FTD from AD.

Table 1

Recommended lab tests for Alzheimer’s disease workup

TestRationale
CBCAnemia and signs of infection
Vitamin B12Related to reversible dementia, anemia
FolateRelated to reversible dementia, anemia
HomocysteineMore accurate than individual B12/folate tests
C-reactive proteinOngoing inflamatory reaction
Thyroid functionHypothyroidism (reversible dementia)
Liver functionMetabolic causes of cognitive impairment
Renal functionUremia, metabolic causes of cognitive impairment
ElectrolytesHypo/hypernatremia as a cognitive impairment cause
GlucoseRecurrent hypoglycemia, diabetes mellitus
Lipid panelVascular dementia risk factor
Baseline ECGCardiac abnormalities as vascular risk factors
STS (optional)Neurosyphilis
CBC: complete blood count; ECG: electrocardiogram;
STS: serologic test for syphilis
Source: Adapted from references 6,15
Table 2

Detecting causes of potentially reversible cognitive impairment

CauseExamplesSuggested tests
Space-occupying lesionsSubdural hematoma, benign tumors, hydrocephalusCT/MRI without contrast
Infectious diseasesAIDS dementia complex, syphilis, Lyme diseaseSerologic tests
Endocrinopathies/ metabolic/autoimmune disordersHypothyroidism, Cushing’s disease, uremia, hepatic encephalopathy, Wilson’s disease, recurrent hypoglycemia, chronic hypocalcemia, multiple sclerosis, disseminated SLE, sarcoidosisThyroid panel, renal and liver function tests, electrolytes, slit lamp test, serum ceruloplasmin
PsychiatricDepression, alcohol dependenceGeriatric Depression Scale, assess vitamin deficiency states
Nutritional deficienciesVitamin B12, thiamine (Wernicke-Korsakoff syndrome), pyridoxine, niacin (pellagra)Vitamin B12, homocysteine
Medication effectsBenzodiazepines, barbiturates, anticholinergics, opioid analgesics, antihypertensives, antiarrhythmics, antidepressants, anticonvulsants, cardiac drugs such as digitalis and derivatives (among others)Review patients’ medications for drugs that can cause cognitive changes
OthersAutoimmune diseases, heavy metals, illicit drugs, obstructive sleep apneaDrug screens and specific tests

Diagnostic criteria

NINCDS-ADRDA. Neuropsychological AD assessment criteria developed by the National Institute of Neurological and Communicative Disorders and Stroke and Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) classify AD as probable, possible, or definite:

 

 

Possible AD is considered when a patient has an atypical onset, presentation, or course and other secondary illnesses capable of producing dementia are not believed to be the cause.

Probable AD is diagnosed when dementia is established by clinical exam and con- firmed with cognitive testing, where ≥2 cognitive domains are progressively affected; includes gradual memory loss not caused by another systemic or brain disease, with age of onset between 40 and 90 years.

Definite AD requires histopathologic evidence of AD in addition to fulfilling criteria for probable AD.20

DSM-IV-TR. Similar but broader DSM-IVTR criteria describe an insidious progressive cognitive decline that affects recent memory and ≥1 other cognitive domain (apraxia, aphasia, agnosia, or executive functioning). This cognitive decline impairs social and occupational function, represents a change from a higher level, and is not due to other causes such as delirium.21

NINCDS-ADRDA and DSM-IV-TR criteria have comparable sensitivity and specificity for clinical AD diagnosis. Neither requires neuropathologic or genetic assessment (Box 3).15,17,22-24 Neuroimaging and other tests may be required to rule out other brain diseases that may cause dementia.

Other causes of dementia

Mild cognitive impairment (MCI) may represent a prodromal state for the earliest clinical manifestations of dementia. Symptoms include memory complaints but generally preserved activities of daily living.

Originally introduced to define a progressive, single-symptom amnestic syndrome, MCI has evolved into a classification of amnestic and non-amnestic MCI with single or multiple domains.25 Amnestic MCI is the most specifically correlated with AD.26 Neurobiologic similarities between amnestic MCI and clinically diagnosed AD include:

  • neuropsychiatric symptoms, such as apathy, mood disturbance, irritability and anxiety
  • over-representation of the APOE ε4 allele
  • volumetric loss in the entorhinal cortex and hippocampus as measured by MRI
  • Glucose hypometabolism in AD-typical regions as measured by FDG-PET
  • neuronal loss in vulnerable brain regions.26
Most patients with MCI go on to meet AD criteria within 5 to 10 years, and approximately 80% of those originally diagnosed with MCI prove to have AD at post-mortem histopathologic examination.26,27

Dementia with Lewy bodies (DLB) is the second most common dementing disorder in late life—after Alzheimer’s dementia— and two-thirds of DLB cases overlap with AD. Core DLB clinical features include early recurrent visual hallucinations, fluctuating cognition, spontaneous parkinsonism, and sensitivity to conventional antipsychotics.15,28

Parkinson’s disease (PD) and DLB may represent a clinicopathologic continuum, and substantial overlap exists among AD, DLB, and PD in underlying disease process and clinical presentation.15,29 Hallucinations, depression, delusions, and delusional misidentification are seen more often in patients with DLB than AD.15

Vascular dementia (VaD) was once thought to account for 15% to 20% of dementing illnesses, but discrete VaD is now viewed as much less common. Whatever the underlying vasculopathy, vascular lesions often co-exist with other causes of dementia—usually AD (in 77% of presumed VaD cases).30

Compared with AD, patients with VaD have a more subcortical dementia with difficulty retrieving words, organizing and solving complex problems, “absent-mindedness,” and psychomotor slowing with relatively preserved language skills. VaD is thought to have a more abrupt onset than AD and “stepladder” deterioration.

Frontotemporal dementia (FTD)—such as Pick’s disease—is associated with focal atrophy of the frontal and/or temporal lobes. Mean onset is age 52 to 56, and FTD is less common than AD, VaD, or DLB.

FTD often presents with gradual personality changes (with inappropriate responses or activities) or language changes (with severe naming difficulty and problems with word meaning).31 Features that may help differentiate FTD from AD include:

  • disinhibition/apathy with personality change
  • affect disregulation
  • behavioral disturbance (frontal type) and expressive/receptive language changes (semantic or primary progressive aphasia) with relatively mild memory loss.32,33
Unlike AD, memory usually is unaffected in early FTD, with problems largely secondary to poor concentration and relating to difficulties with working (immediate) memory.

Other neurodegenerative diseases that might present with dementia include PD, Huntington’s disease, progressive supra-nuclear palsy, corticobasal degeneration, and Creutzfeldt-Jakob disease.33

Box 3

Genetic testing for Alzheimer’s?

Genetic testing may become important for high-risk patients or early-stage Alzheimer’s disease (AD) when preventive/ disease-modifying therapy becomes available. At this time, however, the clinical value and implications of genetic tests remain controversial.17,22

Apolipoprotein E (APOE). The APOE ε4 allele is an established risk factor for AD,23,24 but limitations of APOE testing include:

  • inability to predict with sufficient certainty whether or when a person might develop AD
  • risk of false alarm or false reassurance
  • no established treatment exists for a person with this genetic risk.

Amyloid precursor protein (APP), presenilin 1 (PS1), presenilin 2 (PS2). Age 15

  • Mutations are rare (~1% of AD cases).
  • Increased APP transcriptional activity is an AD risk factor; onset age correlates inversely with levels of APP expression.
  • PS1 mutation testing may benefit patients with early-onset familial AD. If this mutation is found, other presymptomatic at-risk family members may wish to be tested so they can make important life decisions based on the results.17,22 Careful pre- and post-test counseling is critical.
 

 

Related resources

  • Morris JC. Dementia update 2005. Alzheimer Dis Assoc Disord 2005;19:100-17.
  • Boeve BF. A review of the non-Alzheimer dementias. J Clin Psychiatry 2006;67(12)1985-2001.
  • Medscape. Alzheimer’s disease resource center. www.medscape.com/resource/alzheimers.
Drug brand names

  • Donepezil • Aricept
  • Memantine • Namenda
  • Galantamine • Razadyne
  • Rivastigmine • Exelon
Disclosure

Dr. Gebretsadik reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Grossberg receives grant/research support from Abbott Laboratories, Bristol-Myers Squibb, Forest Laboratories, Eli Lilly and Company, Novartis, Pfizer Inc., Wyeth, Elan, Myriad, Ono Pharmaceutical, and the Alzheimer’s Disease Cooperative Study Consortium. He is a consultant to Bristol-Myers Squibb, Forest Laboratories, GlaxoSmithKline, Janssen Pharmaceutica, Novartis, AstraZeneca, Wyeth, Pfizer Inc., Takeda, and Sepracor.

References

1. Cummings JL. Clinical evaluation as a biomarker for Alzheimer’s disease. J Alzheimer’s Dis 2005;8:327-37.

2. Hodges JR. Alzheimer’s centennial legacy: origins, landmarks and the current status of knowledge concerning cognitive aspects. Brain 2006;129:2811-22.

3. Stern Y. Cognitive reserve and Alzheimer disease. Alzheimer Dis Assoc Disord 2006;20:112-7.

4. Lleó A, Greenberg SM, Growdon JH. Current pharmacotherapy for Alzheimer’s disease. Annu Rev Med 2006;57:513-33.

5. Kennedy GJ, Golde TE, Tarriot PN, Cummings JL. Amyloid-based interventions in Alzheimer’s disease. CNS Spectr 2007;12: 1(suppl 1):1-14.

6. Van der Flier WM, Scheltens P. Use of laboratory and imaging investigations in dementia. J Neurol Neurosurg Psychiatry 2005;76:45-52.

7. Galasko D. Biomarkers for Alzheimer’s disease—clinical needs and application. J Alzheimer’s Dis 2005;8:339-46.

8. Sunderland T, Hampel H, Takeda M, et al. Biomarkers in the diagnosis of Alzheimer’s disease: are we ready? J Geriatr Psychiatry Neurol 2006;19:172-9.

9. Folstein MF, Folstein SE, McHugh PR. “Mini-mental state.” A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res 1975;12(3):189-98.

10. Perneczky R, Wagenpfeil S, Komossa K, et al. Mapping scores onto stages: Mini-Mental State Examination and Clinical Dementia Rating. Am J Geriatr Psychiatry 2006;14:139-44.

11. Tariq SH, Tumosa N, Chibnall JT, et al. Comparison of the Saint Louis University mental status examination and the Mini-Mental State Examination for detecting dementia and mild neurocognitive disorder—a pilot study. Am J Geriatr Psychiatry 2006;14(11):897-9.

12. Agency for Health Care Policy and Research Recognition and initial assessment of Alzheimer’s disease and related dementias. Comparison of mental and functional status tests according to three phases of discrimination difficulty. Available at:http://ncbi.nlm.nih.gov/books/bv.fcgi?rid=hstat6.table.31677. Accesssed November 6, 2007.

13. Sano M. Neuropsychological testing in the diagnosis of dementia. J Geriatr Psychiatry Neurol 2006;19:155-9.

14. Mohs RC. Neuropsychological assessment of patients with Alzheimer’s disease. In: Psychopharmacology—the fourth generation of progress American College of Neuropsychopharmacology. Available at: http://www.acnp.org/ g4/GN401000133/Default.htm. Accessed November 6, 2007.

15. Morris JC. Dementia update 2005. Alzheimer Dis Assoc Disord 2005;19:100-17.

16. Clarfield AM. Reversible dementia—the implications of a fall in prevalence. Age Ageing 2005;34:544-5.

17. Roberts JS, Cupples LA, Relkin NR, et al. Genetic risk assessment for adult children of people with Alzheimer’s disease: the Risk Evaluation and Education for AD (REVEAL) study. J Geriatr Psychiatry Neurol 2005;18:250-5.

18. Frisoni GB. Structural imaging in the clinical diagnosis of Alzheimer’s disease: problems and tools. J Neurol Neurosurg Psychiatry 2001;70:711-18.

19. Ramani A, Jensen JH, Helpern JA. Quantitative MR imaging in Alzheimer disease. Radiology 2006;241(1):26-44.

20. McKhann G, Drachman D, Folstein M, et al. Clinical diagnosis of Alzheimer’s disease: report of the NINCDS-ADRDA Work Group under the auspices of Department of Health and Human Services Task Force on Alzheimer’s Disease. Neurology 1984;34(7):939-44.

21. Diagnostic and statistical manual of mental disorders 4th ed text rev. Washington, DC: American Psychiatric Association; 2000.

22. Roberts JS, Barber M, Brown T, et al. Who seeks genetic susceptibility testing for Alzheimer’s disease? Findings from a multi-site, randomized clinical trial. Genet Med 2004;6(4):197-203.

23. Van der Flier WM, Scheltens P. Epidemiology and risk factors of dementia. J Neurol Neurosurg Psychiatry 2005;76:2-7.

24. Blacker D, Lovestone S. Genetics and dementia nosology. J Geriatr Psychiatry Neurol 2006;19:186-91.

25. Busse A, Bischkopf J, Reidel-Heller SG, Angermeyer MS. Subclassifications for mild cognitive impairment: prevalence and predictive validity. Psychol Med 2003;33(6):1029-38.

26. Rasquin SM, Lodder J, Visser PJ, et al. Predictive accuracy of MCI subtypes for Alzheimer’s disease and vascular dementia in subjects with mild cognitive impairment: a 2-year followup study. Dement Geriatr Cogn Disord 2005;19(2-3):113-19.

27. Boyle PA, Wilson RS, Aggarwal NT, et al. Mild cognitive impairment: risk of Alzheimer disease and rate of cognitive decline. Neurology 2006;67:441-5.

28. Geser F, Wenning GK, Poewe W, McKeith I. How to diagnose dementia with Lewy bodies: state of the art. Mov Disord 2005;20(suppl 12):S11-S20.

29. Hardy J. The relationship between Lewy body disease, Parkinson’s disease, and Alzheimer’s disease. Ann NY Acad Sci 2003;991:167-70.

30. Jellinger KA. Vascular-ischemic dementia: an update. J Neural Transm 2002;62(suppl):1-23.

31. McKhann GM, Albert MS, Grossman M, et al. Clinical and pathological diagnosis of frontotemporal dementia: report of the Work Group on Frontotemporal Dementia and Pick’s Disease. Arch Neurol 2001;58:1803-9.

32. Boxer AL, Miller BL. Clinical features of frontotemporal dementia. Alzheimer Dis Assoc Disord 2005;19(suppl):S3-S6.

33. Boeve BF. A review of the non-Alzheimer dementias. J Clin Psychiatry 2006;67(12):1985-2001.

References

1. Cummings JL. Clinical evaluation as a biomarker for Alzheimer’s disease. J Alzheimer’s Dis 2005;8:327-37.

2. Hodges JR. Alzheimer’s centennial legacy: origins, landmarks and the current status of knowledge concerning cognitive aspects. Brain 2006;129:2811-22.

3. Stern Y. Cognitive reserve and Alzheimer disease. Alzheimer Dis Assoc Disord 2006;20:112-7.

4. Lleó A, Greenberg SM, Growdon JH. Current pharmacotherapy for Alzheimer’s disease. Annu Rev Med 2006;57:513-33.

5. Kennedy GJ, Golde TE, Tarriot PN, Cummings JL. Amyloid-based interventions in Alzheimer’s disease. CNS Spectr 2007;12: 1(suppl 1):1-14.

6. Van der Flier WM, Scheltens P. Use of laboratory and imaging investigations in dementia. J Neurol Neurosurg Psychiatry 2005;76:45-52.

7. Galasko D. Biomarkers for Alzheimer’s disease—clinical needs and application. J Alzheimer’s Dis 2005;8:339-46.

8. Sunderland T, Hampel H, Takeda M, et al. Biomarkers in the diagnosis of Alzheimer’s disease: are we ready? J Geriatr Psychiatry Neurol 2006;19:172-9.

9. Folstein MF, Folstein SE, McHugh PR. “Mini-mental state.” A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res 1975;12(3):189-98.

10. Perneczky R, Wagenpfeil S, Komossa K, et al. Mapping scores onto stages: Mini-Mental State Examination and Clinical Dementia Rating. Am J Geriatr Psychiatry 2006;14:139-44.

11. Tariq SH, Tumosa N, Chibnall JT, et al. Comparison of the Saint Louis University mental status examination and the Mini-Mental State Examination for detecting dementia and mild neurocognitive disorder—a pilot study. Am J Geriatr Psychiatry 2006;14(11):897-9.

12. Agency for Health Care Policy and Research Recognition and initial assessment of Alzheimer’s disease and related dementias. Comparison of mental and functional status tests according to three phases of discrimination difficulty. Available at:http://ncbi.nlm.nih.gov/books/bv.fcgi?rid=hstat6.table.31677. Accesssed November 6, 2007.

13. Sano M. Neuropsychological testing in the diagnosis of dementia. J Geriatr Psychiatry Neurol 2006;19:155-9.

14. Mohs RC. Neuropsychological assessment of patients with Alzheimer’s disease. In: Psychopharmacology—the fourth generation of progress American College of Neuropsychopharmacology. Available at: http://www.acnp.org/ g4/GN401000133/Default.htm. Accessed November 6, 2007.

15. Morris JC. Dementia update 2005. Alzheimer Dis Assoc Disord 2005;19:100-17.

16. Clarfield AM. Reversible dementia—the implications of a fall in prevalence. Age Ageing 2005;34:544-5.

17. Roberts JS, Cupples LA, Relkin NR, et al. Genetic risk assessment for adult children of people with Alzheimer’s disease: the Risk Evaluation and Education for AD (REVEAL) study. J Geriatr Psychiatry Neurol 2005;18:250-5.

18. Frisoni GB. Structural imaging in the clinical diagnosis of Alzheimer’s disease: problems and tools. J Neurol Neurosurg Psychiatry 2001;70:711-18.

19. Ramani A, Jensen JH, Helpern JA. Quantitative MR imaging in Alzheimer disease. Radiology 2006;241(1):26-44.

20. McKhann G, Drachman D, Folstein M, et al. Clinical diagnosis of Alzheimer’s disease: report of the NINCDS-ADRDA Work Group under the auspices of Department of Health and Human Services Task Force on Alzheimer’s Disease. Neurology 1984;34(7):939-44.

21. Diagnostic and statistical manual of mental disorders 4th ed text rev. Washington, DC: American Psychiatric Association; 2000.

22. Roberts JS, Barber M, Brown T, et al. Who seeks genetic susceptibility testing for Alzheimer’s disease? Findings from a multi-site, randomized clinical trial. Genet Med 2004;6(4):197-203.

23. Van der Flier WM, Scheltens P. Epidemiology and risk factors of dementia. J Neurol Neurosurg Psychiatry 2005;76:2-7.

24. Blacker D, Lovestone S. Genetics and dementia nosology. J Geriatr Psychiatry Neurol 2006;19:186-91.

25. Busse A, Bischkopf J, Reidel-Heller SG, Angermeyer MS. Subclassifications for mild cognitive impairment: prevalence and predictive validity. Psychol Med 2003;33(6):1029-38.

26. Rasquin SM, Lodder J, Visser PJ, et al. Predictive accuracy of MCI subtypes for Alzheimer’s disease and vascular dementia in subjects with mild cognitive impairment: a 2-year followup study. Dement Geriatr Cogn Disord 2005;19(2-3):113-19.

27. Boyle PA, Wilson RS, Aggarwal NT, et al. Mild cognitive impairment: risk of Alzheimer disease and rate of cognitive decline. Neurology 2006;67:441-5.

28. Geser F, Wenning GK, Poewe W, McKeith I. How to diagnose dementia with Lewy bodies: state of the art. Mov Disord 2005;20(suppl 12):S11-S20.

29. Hardy J. The relationship between Lewy body disease, Parkinson’s disease, and Alzheimer’s disease. Ann NY Acad Sci 2003;991:167-70.

30. Jellinger KA. Vascular-ischemic dementia: an update. J Neural Transm 2002;62(suppl):1-23.

31. McKhann GM, Albert MS, Grossman M, et al. Clinical and pathological diagnosis of frontotemporal dementia: report of the Work Group on Frontotemporal Dementia and Pick’s Disease. Arch Neurol 2001;58:1803-9.

32. Boxer AL, Miller BL. Clinical features of frontotemporal dementia. Alzheimer Dis Assoc Disord 2005;19(suppl):S3-S6.

33. Boeve BF. A review of the non-Alzheimer dementias. J Clin Psychiatry 2006;67(12):1985-2001.

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When bipolar treatment fails: What’s your next step?

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All phases of bipolar disorder can be difficult to treat, and patients remain symptomatic on average about half the time.1 Not all bipolar patients who experience continued illness and disability are treatment-resistant (Box 1), but when symptoms persist you may ask yourself: Was treatment suboptimal or simply ineffective?

Patients with severe symptoms may be satisfied with a substantial decrease in symptoms, but any residual symptoms cause ongoing distress and lower the threshold for recurrences.2 Finding the right combination of therapies for your patient is key to achieving an enduring response.

Future studies may tell us which treatments to combine and in what sequence for complex bipolar disorder, but—since most published studies exclude complex and comorbid cases—for now we must rely on limited controlled data and clinical experience. Using those resources, we offer comprehensive, practical recommendations for trouble-shooting (Box 2)3-6 and getting better results when bipolar disorder does not respond to standard treatment.

Box 1

What is ‘treatment resistance’ in bipolar disorder?

Some studies define treatment resistance as failure to respond to lithium, and in other settings it is viewed as failure to respond to ≥2 treatment courses. Because euthymia and normal functioning are important for long-term prognosis, we define treatment-resistance as failure to achieve both symptomatic and functional remission following an adequate course of therapy.

Effective strategies for treating bipolar disorder depend on:

  • illness phase (later episodes are more difficult to treat than earlier ones)
  • symptom complexity (mixed symptoms probably reflect more complex pathophysiology and are more likely to require combination therapies)
  • predominant presentations (mania, depression, rapid and ultradian cycling)
  • whether symptoms are acute or chronic.

Unfortunately, the findings of and strategies used in clinical trials of refractory bipolar disorder are difficult to extrapolate to everyday practice. Most studies exclude patients with a history of treatment resistance, severe symptoms, and important comorbidities such as substance abuse. In addition, the usual primary endpoint is response (≥50% reduction of symptoms) rather than remission (minimal symptoms and no longer meeting criteria for the disorder). Very few studies address functional remission, which is necessary to reduce the risk of symptomatic recurrence.

In clinical practice, when initial treatment for bipolar disorder fails to produce remission, systematically addressing 5 questions (Box 2) can help direct your next step.

Mania

When a patient with mania does not respond as expected, the next step depends on which antimanic agent you prescribed:

Lithium can take a month to become fully effective for mania, which is why a benzodiazepine or antipsychotic is often added acutely to reduce agitation. Do not mistake neurotoxic interactions between lithium and antipsychotics for increased mania.

Although data vary on lithium’s optimal serum level, adjust to approximately 0.8 to 1 mEq/L, if tolerated, when lower levels are not effective. Children and young adolescents may need higher serum levels (such as 1.5 mEq/L) because the difference between serum and brain lithium levels is greater in younger patients than in adults.

Consider the dosing schedule. Because lithium’s elimination half-life with repeated dosing is 24 hours, most adults can take any formulation once daily—which improves adherence and reduces adverse effects. Children eliminate lithium more rapidly and need more frequent dosing.

Valproate. Empiric trials in bipolar disorder or epilepsy do not support the frequently reported “therapeutic range” of 50 to 125 μg/mL. Pooled data from three 21-day, double-blind studies of valproate in mania show a linear relationship between serum level and clinical response, with the most beneficial response at >94 μg/mL.7 Better results—but more side effects—are seen with levels >100 μg/mL.

High loading doses result in more rapid control of agitation, probably as a result of sedation. In our experience, however, rapidly sedating patients may interfere with long-term adherence.

Carbamazepine, other anticonvulsants. Because they less sedating, carbamazepine and other anticonvulsants might not appear to be rapidly effective for bipolar mania. If you wait up to a month, however, any antimanic effect will be obvious.

Antipsychotics are rapidly effective for mania. Higher doses work faster but produce more side effects. After an acute response, some patients can be maintained on a second-generation antipsychotic (SGA), but others do better on a standard mood stabilizer such as lithium or valproate.

Calcium channel blockers. Verapamil has been effective mostly for lithium-responsive mania in 27 of 30 studies. Nimodipine has been useful for more complex bipolar syndromes in a few studies using patients as their own controls.

To be effective for bipolar disorder, however, calcium channel blockers require frequent, high dosing (such as verapamil, 120 mg 4 times daily, or nimodipine, 60 to 120 mg 6 times daily), which makes adherence difficult.

 

 

Box 2

5 questions to consider when bipolar symptoms persist

1 Is the patient taking anything that is making symptoms worse?

Antidepressants can induce mania, hypomania, and cycle acceleration in bipolar disorder, even when mood stabilizers are co-prescribed.3 Stimulants also may destabilize bipolar mood disorders; consider this possibility when patients taking stimulants for apparent attention-deficit/hyperactivity disorder at first appear to improve and then deteriorate.

Alcohol and cocaine can induce mania and depression. Cocaine is a potent kindling stimulus that could contribute to enduring mood instability.

2 Is the patient taking the medication?

Treatment adherence by bipolar patients may be as low as 35%.4 Ask outpatients what kinds of problems they have encountered taking medications, not whether they have such problems. Talk with the patient about adherence after each dosage increase, and be readily available. Prescribe extended-release pills for patients who have trouble keeping track of medications.

3 Is treatment adequate?

Adjust mood-stabilizer dosing until the patient responds or cannot tolerate the medication; complex cases often require combination treatment. Give the medication sufficient time to work; most mood stabilizers take ≥1 month to become fully effective.

4 Is another condition interfering with treatment?

Up to 70% of patients with refractory mood disorders have subclinical hypothyroidism. Look for:

  • elevated thyroid stimulating hormone (TSH) with or without decreased thyroxine (T4)
  • elevated TSH response to thyrotrop-inreleasing hormone (TRH).5

Also consider hypercalcemia from chronic lithium therapy,6 anemia, sleep apnea, posttraumatic stress disorder, substance use disorders, and personality disorders.

5 Am I ignoring psychotherapy?

Address psychosocial issues that influence the course of illness. Attend to patients’ important relationships, loss, negative thinking, and biological and social rhythms.

Augment or switch? If mania does not respond to an adequate dose of an antimanic drug given for a sufficient time, the next question is whether to augment or switch treatments. No studies have compared augmenting vs switching in any bipolar disorder phase, but it seems reasonable to:

  • consider augmentation first when a patient has had a partial response to a given medication
  • switch when a patient cannot tolerate or shows no response to a therapeutic dose of a given medication.
Combinations. Benzodiazepines such as clonazepam, 2 to 6 mg/d, or lorazepam, 4 to 8 mg/d, are often used to control agitation and insomnia in mania, usually as adjuncts to mood stabilizers (although improved sleep by itself can ameliorate acute mania in some cases). Adding an SGA may help when mania responds partially to a mood stabilizer.8

Combinations of lithium and carbamazepine or valproate can be more effective than either drug alone, but therapeutic doses of each usually are needed. Carbamazepine has been used successfully to augment a partial response to nimodipine.9 In a small open-label trial, adding oxcarbazepine to lithium, valproate or antidepressants improved response in some patients with mild refractory mania.10

Switching among anticonvulsants can be useful because their actions and side effects differ. Clozapine in a wide range of doses can be very effective for refractory mania,11 but its use is difficult to monitor in highly agitated manic patients.

Other options. Electroconvulsive therapy (ECT) is the most effective treatment for mania, producing higher response rates than any antimanic drug.12 In a study of repetitive transcranial magnetic stimulation (rTMS), 8 of 9 patients with mania refractory to mood stabilizers had a sustained response after 1 month of right-sided rTMS treatment.13 Conversely, left-sided rTMS can aggravate mania.

Bipolar depression

Continuing controversy about the best way to treat bipolar depression makes it difficult to know if treatment has been suboptimal or a patient is treatment-resistant.

Antidepressants. No antidepressant is approved (or recommended) as monotherapy for bipolar depression, and most experts recommend against prescribing antidepressants without concomitant mood stabilizers. Even so:

  • Clinicians prescribing monotherapy for bipolar disorder choose antidepressants twice as often as mood stabilizers.
  • Antidepressants are prescribed more frequently in combination with mood stabilizers than as monotherapy, although empiric trials have shown most antidepressants are not effective for bipolar depression.14
A recent report from the Systematic Treatment Enhancement Program for Bipolar Disorder (STEP-BD) study15 found that adding bupropion or paroxetine to mood stabilizers was no more effective than adding placebo. Rates of mania induction also were no greater with antidepressants than with placebo, but the study lasted only 8 weeks. One interpretation of this finding is that when antidepressants do not induce mania and cycling, they also do not improve bipolar depression.

 

 

In many cases, an antidepressant seems to help at first and then induces a recurrence of depression, often mixed with dysphoric hypomanic symptoms. The recurrent episode improves when the clinician increases the antidepressant dose or changes to another antidepressant, only to be followed by another recurrence that may be interpreted as an incomplete antidepressant response.

Antipsychotics. Quetiapine16 and a combination of olanzapine and fluoxetine17 are approved for treating bipolar depression. The studies supporting this indication lasted only 8 weeks, however, and excluded patients with the kinds of complicated and comorbid mood disorders commonly seen in clinical practice.

Many patients dropped out before the studies were completed, and “screen fails” (patients with the diagnosis who were not enrolled in the study) were not reported. In addition, “remitted” patients remained symptomatic.

Therefore, FDA approval of this indication does not guarantee these medications’ long-term efficacy or safety for bipolar depression or that they are useful in patients with complex forms of bipolar depression.

Recommended approach. Treatment resistance of bipolar depression to multiple mood stabilizers—with or without an antidepressant—or to an antipsychotic may manifest as lack of response, partial response, or initial good response followed by relapse or recurrence. Sometimes depression improves but irritability or mood lability worsen.

No reliable controlled studies have addressed complex refractory bipolar depression, but clinical experience suggests 1 approach for all of these responses:

Reconsider possible hypothyroidism. A low-normal T4—especially if decreased over time—and a mid-range or high-normal TSH—especially if increased—may indicate that subclinical hypothyroidism is inhibiting a response to mood stabilizers and antidepressants.18

Stop the antidepressant. If your patient is taking an antidepressant, it may be ineffective, creating mixed dysphoric hypomania, and/or driving another recurrence of depression. This is especially likely if the patient shows an initial prompt antidepressant response, but depression returns with irritability, insomnia, restlessness, or other subtle symptoms of dysphoric hypomania.

Withdraw the antidepressant gradually; for example, you might reduce the dose by 10% every few weeks so that the agent is discontinued across several months. Discontinuing an antidepressant too rapidly—even if it does not seem to be having any effect—can cause rebound depression that creates the mistaken impression that the antidepressant is needed.

Treat mood lability and mixed hypomania first. Antidepressant therapy may be more likely to destabilize mood if hypomania and mood cycling are present when you start the antidepressant.19 Older studies suggest that lithium and carbamazepine can improve bipolar depression, and a few small studies suggest nimodipine may be useful when depression is prominent. In our experience, valproate is not particularly helpful for bipolar depression, although it may reduce the risk of depressive recurrence.

Combine mood stabilizers. If a single mood stabilizer does not at least eliminate mood lability and other symptoms of activation, add a second agent. The combination of lithium and carbamazepine helps some depressed patients.20 Patients with considerable mood instability or psychotic symptoms may benefit from an adjunct antipsychotic.

Introduce mood stabilizers gradually. These medications may work more rapidly against mixed manic symptoms than they do against depression, especially when the dose is raised too quickly. The result is rapid control of irritability, hyperactivity, agitation, and related symptoms but an apparent increase in depression as mixed elements of elevated mood and energy are filtered out.

Add an antidepressant? If gradual adjustment of mood stabilizers eliminates mixed symptoms and mood fluctuations but the patient is still depressed, cautiously add an antidepressant. Antidepressants may be less likely to destabilize mood after all mixed elements have been treated completely.

Box 3

Rapid and ultradian cycling: Complex disorders, complex treatment

Approximately 20% of bipolar patients are thought to experience rapid cycling, defined as ≥4 affective episodes/year separated by at least 2 weeks of euthymia between poles or with an immediate switch from one pole to the other.32 The prevalence of ultradian cycling—in which multiple brief affective episodes (usually subsyndromal or mixed) occur each day—is unclear.

Both cycling types probably represent stages in the evolution of bipolar mood disorders rather than distinct diagnoses. In many cases, mood cycling abates after months to years, but morbidity can be high and the wrong treatment may perpetuate mood cycling.

Complex mood cycling rarely responds to a single treatment, probably because its pathophysiology is complex. The need for polypharmacy may create the impression of treatment failure, but no one would expect a single medication to be sufficient for other complex illnesses such as cancer or AIDS.

No empiric data support the choice of one antidepressant over another. Published experience suggests that lamotrigine, 25 to 200 mg/d, may be less likely to destabilize mood, especially in combination with an established mood-stabilizing regimen.
 

 

21 Other medications have shown antidepressant effects in bipolar depression (Table).22-31 Although clinicians often use serotonin reuptake inhibitors, this practice has no empiric support in refractory bipolar depression—and our experience has not been particularly positive. Fluoxetine’s long half-life can perpetuate adverse effects long after the medication is withdrawn, and rebound depression is not uncommon when paroxetine or venlafaxine are withdrawn.

Some experts recommend discontinuing the antidepressant after depression remits to avoid driving more recurrences,3 but others do not think continuing antidepressants is risky. Apparently some patients do well with continued antidepressants, and others do not. In our experience, patients who have had mixed symptoms or mood lability are most likely to deteriorate with continued antidepressant treatment. Whenever depression returns after an initial and especially rapid response to an antidepressant, consider withdrawing the antidepressant and maximizing mood stabilizers first rather than changing or augmenting the antidepressant.

Treat seasonal symptoms. Many bipolar patients are most likely to be depressed in winter, and seasonal affective disorder is common in patients with a bipolar mood disorder. Their depression may respond to artificial bright light, usually given in the morning. Light therapy can help normalize the sleep-wake cycle, although it also can induce hypomania.

Other options. ECT is the most reliably effective treatment for bipolar depression. Because it treats both poles of the mood disorder, ECT also can be a useful maintenance treatment. A comparison of rTMS and placebo in 23 bipolar depressed patients failed to find any benefit of active treatment.32

Table

What now? Treatment options for refractory bipolar depression

TreatmentComment
PsychotherapyCombine with somatic therapies for most patients with refractory mood disorders; adjunctive CBT, interpersonal and social rhythms therapy, or family-focused therapy speeded bipolar depression recovery in STEP-BD22
BupropionGenerally accepted as first-line antidepressant; the relatively low doses used may explain this agent’s lower risk of inducing mania compared with other antidepressants
MAO inhibitorsCan be combined with carbamazepine;23 tranylcypromine is best-studied antidepressant in bipolar depression and is especially useful for anergic states;24 selegiline also can be useful
StimulantsStimulants—such as methylphenidate, 15 to 30 mg/d—can be rapidly effective for lethargic, anergic depression (although evidence is limited); benefit wears off rapidly if mood is adversely affected
PramipexoleActivating dopaminergic agent with rapid onset; investigational; has produced an antidepressant effect in patients with bipolar II depression when added to mood stabilizers25
ModafinilMay be useful for residual fatigue in major depression and medication-induced sedation;26 improved depressive symptoms when used as an adjunct27
AnticonvulsantsAnticonvulsants other than lamotrigine and carbamazepine-lithium combinations are considered later choices for bipolar depression; adjunctive zonisamide has been helpful in case series;28 gabapentin, pregabalin, and topiramate also can be useful adjuncts (although not supported by controlled studies in depression); adding levetiracetam may improve response29
NMDA antagonistInvestigational; memantine30 was effective in a small controlled study, and riluzole (indicated for amyotrophic lateral sclerosis) was helpful in a small open study31
CBT: cognitive-behavioral therapy; MAO: monoamine oxidase; NMDA: N-methyl-D-aspartate; STEP-BD: Systematic Treatment Enhancement Program for Bipolar Disorder

Rapid and ultradian cycling

No controlled studies have compared single-drug or combination therapies for rapid and ultradian cycling (Box 3).33 Thus, our recommendations for treating patients with cycling who have not responded to initial interventions are based on case series and clinical experience.

Keep a mood chart. When mood is labile, patients have difficulty recalling day to day—let alone week to week—which state predominated when. Use published mood charts or decide with the patient how to rate target symptoms such as depression, elation, irritability, increased or decreased sleep or energy, speeded up or slowed down thought, etc. Note medication changes on the chart to track whether an intervention was helpful, harmful, or neutral.

Reassess thyroid function. As many as 70% of patients with rapid cycling have subclinical hypothyroidism that contributes to mood instability.34 Thyroid replacement is indicated for any degree of hypothyroidism—even if medically unimportant—in patients with refractory mood disorders.

Slowly withdraw antidepressants. Most patients with rapid cycling are taking antidepressants. If your patient is experiencing depressive symptoms while taking an antidepressant, this means the antidepressant is not working and there is little point in continuing it. For patients being withdrawn from multiple antidepressants, rotate dose decrements to help you monitor the effect of each reduction.

 

 

Combine mood stabilizers. After optimizing the dose of a single mood stabilizer, add a second one from a different class. In an open trial, adding oxcarbazepine, up to 2,400 mg/d, helped approximately one-third of 20 patients with refractory mood cycling.10 Lithium is generally considered less effective than anticonvulsants in rapid cycling, but at least one study showed it was equivalent to carbamazepine for this problem.35 Lithium combined with other mood stabilizers may be more effective than lithium monotherapy in refractory bipolar states.

Other options to consider in combination with mood stabilizers:

  • an antipsychotic, especially in the presence of psychotic symptoms, when mixed symptoms are present
  • clozapine, which can be a highly effective adjunct for refractory mood cycling and mixed states36 (but is a later adjunct because of required monitoring, common adverse effects, and risk of interactions with carbamazepine and benzodiazepines)
  • nimodipine, which has empiric support for complex mood cycling37 and is well-tolerated with fewer interactions than other mood stabilizers (but cost and need for frequent dosing make it a second-line adjunct)
  • supraphysiologic doses of thyroxine (≤0.4 mg/d, with T4 levels in the hyperthyroid range), which can improve response to mood-stabilizing regimens34 (but risks of inducing hyperthyroidism make this intervention third-line).
ECT can be effective for refractory rapid cycling, but some patients need more treatments than are usually necessary for mania or depression.

Related resources

  • Dubovsky SL. Clinical guide to psychotropic medications. New York: WW Norton; 2005.
  • Dubovsky SL. Treatment of bipolar depression. Psychiatr Clin North Am 2005;28:349-70.
  • Phillip Long, MD. Internet Mental Health. Online psychiatric diagnosis for the two-thirds of individuals with mental illness who do not seek treatment. www.mentalhealth.com/dis/p20-md02.html.
Drug brand names

  • Bupropion • Wellbutrin
  • Carbamazepine • Tegretol
  • Clonazepam • Klonopin
  • Clozapine • Clozaril
  • Fluoxetine • Prozac
  • Gabapentin • Neurontin
  • Lamotrigine • Lamictal
  • Levetiracetam • Keppra
  • Lithium • Lithobid, others
  • Lorazepam • Ativan
  • Memantine • Namenda
  • Methylphenidate • Concerta, Ritalin, others
  • Modafinil • Provigil
  • Nimodipine • Nimotop
  • Olanzapine/fluoxetine • Symbyax
  • Oxcarbazepine • Trileptal
  • Paroxetine • Paxil
  • Pramipexole • Mirapex
  • Pregabalin • Lyrica
  • Quetiapine • Seroquel
  • Riluzole • Rilutek
  • Selegiline • Eldepryl
  • Topiramate • Topamax
  • Tranylcypromine • Parnate
  • Valproate • Depakene, Depakote
  • Venlafaxine • Effexor
  • Verapamil • Calan, Isoptin, others
  • Zonisamide • Zonegran
Disclosures

Dr. Mostert reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Dubovsky receives research/grant support from Eli Lilly and Company, Organon, Pfizer, UCB Pharma, anhd Forest Laboratories. He is a consultant to Oganon and Biovail Pharmaceuticals.

References

1. Judd JL, Akiskal HS, Schettler PJ, et al. A prospective investigation of the natural history of the long-term weekly symptomatic status of bipolar II disorder. Arch Gen Psychiatry 2003;61:261-9.

2. Perlis RH, Ostacher MJ, Patel JK, et al. Predictors of recurrence in bipolar disorder: primary outcomes from the Systematic Treatment Enhancement Program for Bipolar Disorder (STEPBD). Am J Psychiatry 2006;163:217-24.

3. Altschuler LL, Post RM, Leverich GS. Antidepressant-induced mania and cycle acceleration: a controversy revisited. Am J Psychiatry 1995;152:1130-8.

4. Osterberg L, Blaschke T. Drug therapy: adherence to medication. N Engl J Med 2005;353:487-97.

5. Kusalic M. Grade II and grade III hypothyroidism in rapid cycling bipolar patients. Biol Psychiatry 1992;25:177-81.

6. Franks RD, Dubovsky SL, Lifshitz M, et al. Long-term lithium carbonate therapy causes hyperparathyroidism. Arch Gen Psychiatry 1982;39:1074-7.

7. Allen MH, Hirschfeld RMA, Wozniak PJ, et al. Linear relationship of valproate serum concentration to response and optimal serum levels for acute mania. Am J Psychiatry 2006;163:272-5.

8. Tohen M, Chengappa KN, Suppes T, et al. Efficacy of olanzapine in combination with valproate or lithium in the treatment of mania in patients partially responsive to valproate or lithium monotherapy. Arch Gen Psychiatry 2002;59:62-9.

9. Pazzaglia P, Post RM, Ketter TA, et al. Nimodipine monotherapy and carbamazepine augmentation in patients with refractory recurrent affective illness. J Clin Psychopharmacol 1998;18:404-13.

10. Conway CR, Chibnall JT, Nelson LA, et al. An open-label trial of adjunctive oxcarbazepine for bipolar disorder. J Clin Psychopharmacol 2006;26:95-7.

11. Calabrese JR, Kimmel SE, Woyshville MJ, et al. Clozapine for treatment-refractory mania. Am J Psychiatry 1996;153:759-64.

12. Mukherjee S, Sackeim HA, Schnur DB. Electroconvulsive therapy of acute manic episodes: a review of 50 years’ experience. Am J Psychiatry 1994;151:169-76.

13. Michael N, Erfurth A. Treatment of bipolar mania with right prefrontal rapid transcranial magnetic stimulation. J Affect Disord 2004;78:253-7.

14. Baldessarini RJ, Leahy L, Arcona S, et al. Patterns of psychotropic drug prescription for U.S. patients with diagnoses of bipolar disorders. Psychiatr Serv 2007;58:85-91.

15. Sachs GS, Nierenberg AA, Calabrese JR, et al. Effectiveness of adjunctive antidepressant treatment for bipolar depression. N Engl J Med 2007;356:1711-22.

16. Cookson J, Keck PE, Jr, Ketter TA, Macfadden W. Number needed to treat and time to response/remission for quetiapine monotherapy efficacy in acute bipolar depression: evidence from a large, randomized, placebo-controlled study. Int Clin Psychopharmacol 2007;22(2):93-100.

17. Tohen M, Vieta E, Calabrese JR, et al. Efficacy of olanzapine and olanzapine-fluoxetine combination in the treatment of bipolar I depression. Arch Gen Psychiatry 2003;60:1079-88.

18. Cole DP, Thase ME, Mallinger AG, et al. Slower treatment response in bipolar depression predicted by lower pretreatment thyroid function. Am J Psychiatry 2002;159:116-21.

19. Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet 2007;369:935-45.

20. Kishimoto A. The treatment of affective disorder with carbamazepine: prophylactic synergism of lithium and carbamazepine combination. Prog Neuropsychopharmacol Biol Psychiatry 1992;16:483-93.

21. McElroy SL, Zarate CA, Cookson J, et al. A 52-week, open-label continuation study of lamotrigine in the treatment of bipolar depression. J Clin Psychiatry 2004;65:204-10.

22. Miklowitz DJ, Otto MW, Frank E, et al. Psychosocial treatments for bipolar depression: a 1-year randomized trial from the Systematic Treatment Enhancement Program. Arch Gen Psychiatry 2007;64:419-26.

23. Ketter TA, Post RM, Parekh PI, Worthington K. Addition of monoamine oxidase inhibitors to carbamazepine: preliminary evidence of safety and antidepressant efficacy in treatment-resistant depression. J Clin Psychiatry 1995;56:471-5.

24. Himmelhoch JM, Thase ME, Mallinger AG, Houck PR. Tranylcypromine versus imipramine in anergic bipolar depression. Am J Psychiatry 1991;148:910-6.

25. Zarate CAJ, Payne JL, Singh J, et al. Pramipexole for bipolar II depression: a placebo-controlled proof of concept study. Biol Psychiatry 2004;56:54-60.

26. Lam JY, Freeman MK, Cates ME. Modafinil augmentation for residual symptoms of fatigue in patients with a partial response to antidepressants. Ann Pharmacother 2007;41:1005-12.

27. Frye MA, Grunze H, Suppes T, et al. A placebo-controlled evaluation of adjunctive modafinil in the treatment of bipolar depression. Am J Psychiatry 2007;164:1242-9.

28. Anand A, Bukhari L, Jennings SA, et al. A preliminary open-label study of zonisamide treatment for bipolar depression in 10 patients. J Clin Psychiatry 2005;66:195-8.

29. Post RM, Altshuler LL, Frye MA, et al. Preliminary observations on the effectiveness of levetiracetam in the open adjunctive treatment of refractory bipolar disorder. J Clin Psychiatry 2005;66:370-4.

30. Zarate CAJ, Singh JB, Carlson PJ, et al. A randomized trial of an N-methyl-D-aspartate antagonist in treatment-resistant major depression. Arch Gen Psychiatry 2006;63:856-64.

31. Zarate CAJ, Quiroz JA, Singh JB, et al. An open-label trial of the glutamate-modulating agent riluzole in combination with lithium for the treatment of bipolar depression. Biol Psychiatry 2005;57:430-2.

32. Nahas Z, Kozel FA, Li X, et al. Left prefrontal transcranial magnetic stimulation (TMS) treatment of depression in bipolar affective disorder: a pilot study of acute safety and efficacy. Bipolar Disord 2003;5:40-7.

33. Schneck CD. Treatment of rapid-cycling bipolar disorder. J Clin Psychiatry 2006;67(suppl 11):22-7.

34. Bauer MS, Whybrow PC, Winokur A. Rapid cycling bipolar affective disorder, I: Association with grade I hypothyroidism. Arch Gen Psychiatry 1990;47:427-32.

35. Okuma T, Yamashita I, Takahashi R, et al. Comparison of the antimanic efficacy of carbamazepine and lithium carbonate by double-blind controlled study. Pharmacopsychiatry 1990;23:143-50.

36. Calabrese JR, Meltzer HY, Markovitz PJ. Clozapine prophylaxis in rapid cycling bipolar disorder. J Clin Psychopharmacol 1991;11:396-7.

37. Goodnick PJ. Nimodipine treatment of rapid cycling bipolar disorder. J Clin Psychiatry 1995;56:330.-

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Marcelle Mostert, MD
Assistant professor of psychiatry, University at Buffalo, SUNY

Steven L. Dubovsky, MD
Professor and Chair, department of psychiatry, University at Buffalo, SUNY

Adjoint professor of psychiatry and medicine, University of Colorado, Denver

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Steven L. Dubovsky, MD
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Adjoint professor of psychiatry and medicine, University of Colorado, Denver

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Steven L. Dubovsky, MD
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All phases of bipolar disorder can be difficult to treat, and patients remain symptomatic on average about half the time.1 Not all bipolar patients who experience continued illness and disability are treatment-resistant (Box 1), but when symptoms persist you may ask yourself: Was treatment suboptimal or simply ineffective?

Patients with severe symptoms may be satisfied with a substantial decrease in symptoms, but any residual symptoms cause ongoing distress and lower the threshold for recurrences.2 Finding the right combination of therapies for your patient is key to achieving an enduring response.

Future studies may tell us which treatments to combine and in what sequence for complex bipolar disorder, but—since most published studies exclude complex and comorbid cases—for now we must rely on limited controlled data and clinical experience. Using those resources, we offer comprehensive, practical recommendations for trouble-shooting (Box 2)3-6 and getting better results when bipolar disorder does not respond to standard treatment.

Box 1

What is ‘treatment resistance’ in bipolar disorder?

Some studies define treatment resistance as failure to respond to lithium, and in other settings it is viewed as failure to respond to ≥2 treatment courses. Because euthymia and normal functioning are important for long-term prognosis, we define treatment-resistance as failure to achieve both symptomatic and functional remission following an adequate course of therapy.

Effective strategies for treating bipolar disorder depend on:

  • illness phase (later episodes are more difficult to treat than earlier ones)
  • symptom complexity (mixed symptoms probably reflect more complex pathophysiology and are more likely to require combination therapies)
  • predominant presentations (mania, depression, rapid and ultradian cycling)
  • whether symptoms are acute or chronic.

Unfortunately, the findings of and strategies used in clinical trials of refractory bipolar disorder are difficult to extrapolate to everyday practice. Most studies exclude patients with a history of treatment resistance, severe symptoms, and important comorbidities such as substance abuse. In addition, the usual primary endpoint is response (≥50% reduction of symptoms) rather than remission (minimal symptoms and no longer meeting criteria for the disorder). Very few studies address functional remission, which is necessary to reduce the risk of symptomatic recurrence.

In clinical practice, when initial treatment for bipolar disorder fails to produce remission, systematically addressing 5 questions (Box 2) can help direct your next step.

Mania

When a patient with mania does not respond as expected, the next step depends on which antimanic agent you prescribed:

Lithium can take a month to become fully effective for mania, which is why a benzodiazepine or antipsychotic is often added acutely to reduce agitation. Do not mistake neurotoxic interactions between lithium and antipsychotics for increased mania.

Although data vary on lithium’s optimal serum level, adjust to approximately 0.8 to 1 mEq/L, if tolerated, when lower levels are not effective. Children and young adolescents may need higher serum levels (such as 1.5 mEq/L) because the difference between serum and brain lithium levels is greater in younger patients than in adults.

Consider the dosing schedule. Because lithium’s elimination half-life with repeated dosing is 24 hours, most adults can take any formulation once daily—which improves adherence and reduces adverse effects. Children eliminate lithium more rapidly and need more frequent dosing.

Valproate. Empiric trials in bipolar disorder or epilepsy do not support the frequently reported “therapeutic range” of 50 to 125 μg/mL. Pooled data from three 21-day, double-blind studies of valproate in mania show a linear relationship between serum level and clinical response, with the most beneficial response at >94 μg/mL.7 Better results—but more side effects—are seen with levels >100 μg/mL.

High loading doses result in more rapid control of agitation, probably as a result of sedation. In our experience, however, rapidly sedating patients may interfere with long-term adherence.

Carbamazepine, other anticonvulsants. Because they less sedating, carbamazepine and other anticonvulsants might not appear to be rapidly effective for bipolar mania. If you wait up to a month, however, any antimanic effect will be obvious.

Antipsychotics are rapidly effective for mania. Higher doses work faster but produce more side effects. After an acute response, some patients can be maintained on a second-generation antipsychotic (SGA), but others do better on a standard mood stabilizer such as lithium or valproate.

Calcium channel blockers. Verapamil has been effective mostly for lithium-responsive mania in 27 of 30 studies. Nimodipine has been useful for more complex bipolar syndromes in a few studies using patients as their own controls.

To be effective for bipolar disorder, however, calcium channel blockers require frequent, high dosing (such as verapamil, 120 mg 4 times daily, or nimodipine, 60 to 120 mg 6 times daily), which makes adherence difficult.

 

 

Box 2

5 questions to consider when bipolar symptoms persist

1 Is the patient taking anything that is making symptoms worse?

Antidepressants can induce mania, hypomania, and cycle acceleration in bipolar disorder, even when mood stabilizers are co-prescribed.3 Stimulants also may destabilize bipolar mood disorders; consider this possibility when patients taking stimulants for apparent attention-deficit/hyperactivity disorder at first appear to improve and then deteriorate.

Alcohol and cocaine can induce mania and depression. Cocaine is a potent kindling stimulus that could contribute to enduring mood instability.

2 Is the patient taking the medication?

Treatment adherence by bipolar patients may be as low as 35%.4 Ask outpatients what kinds of problems they have encountered taking medications, not whether they have such problems. Talk with the patient about adherence after each dosage increase, and be readily available. Prescribe extended-release pills for patients who have trouble keeping track of medications.

3 Is treatment adequate?

Adjust mood-stabilizer dosing until the patient responds or cannot tolerate the medication; complex cases often require combination treatment. Give the medication sufficient time to work; most mood stabilizers take ≥1 month to become fully effective.

4 Is another condition interfering with treatment?

Up to 70% of patients with refractory mood disorders have subclinical hypothyroidism. Look for:

  • elevated thyroid stimulating hormone (TSH) with or without decreased thyroxine (T4)
  • elevated TSH response to thyrotrop-inreleasing hormone (TRH).5

Also consider hypercalcemia from chronic lithium therapy,6 anemia, sleep apnea, posttraumatic stress disorder, substance use disorders, and personality disorders.

5 Am I ignoring psychotherapy?

Address psychosocial issues that influence the course of illness. Attend to patients’ important relationships, loss, negative thinking, and biological and social rhythms.

Augment or switch? If mania does not respond to an adequate dose of an antimanic drug given for a sufficient time, the next question is whether to augment or switch treatments. No studies have compared augmenting vs switching in any bipolar disorder phase, but it seems reasonable to:

  • consider augmentation first when a patient has had a partial response to a given medication
  • switch when a patient cannot tolerate or shows no response to a therapeutic dose of a given medication.
Combinations. Benzodiazepines such as clonazepam, 2 to 6 mg/d, or lorazepam, 4 to 8 mg/d, are often used to control agitation and insomnia in mania, usually as adjuncts to mood stabilizers (although improved sleep by itself can ameliorate acute mania in some cases). Adding an SGA may help when mania responds partially to a mood stabilizer.8

Combinations of lithium and carbamazepine or valproate can be more effective than either drug alone, but therapeutic doses of each usually are needed. Carbamazepine has been used successfully to augment a partial response to nimodipine.9 In a small open-label trial, adding oxcarbazepine to lithium, valproate or antidepressants improved response in some patients with mild refractory mania.10

Switching among anticonvulsants can be useful because their actions and side effects differ. Clozapine in a wide range of doses can be very effective for refractory mania,11 but its use is difficult to monitor in highly agitated manic patients.

Other options. Electroconvulsive therapy (ECT) is the most effective treatment for mania, producing higher response rates than any antimanic drug.12 In a study of repetitive transcranial magnetic stimulation (rTMS), 8 of 9 patients with mania refractory to mood stabilizers had a sustained response after 1 month of right-sided rTMS treatment.13 Conversely, left-sided rTMS can aggravate mania.

Bipolar depression

Continuing controversy about the best way to treat bipolar depression makes it difficult to know if treatment has been suboptimal or a patient is treatment-resistant.

Antidepressants. No antidepressant is approved (or recommended) as monotherapy for bipolar depression, and most experts recommend against prescribing antidepressants without concomitant mood stabilizers. Even so:

  • Clinicians prescribing monotherapy for bipolar disorder choose antidepressants twice as often as mood stabilizers.
  • Antidepressants are prescribed more frequently in combination with mood stabilizers than as monotherapy, although empiric trials have shown most antidepressants are not effective for bipolar depression.14
A recent report from the Systematic Treatment Enhancement Program for Bipolar Disorder (STEP-BD) study15 found that adding bupropion or paroxetine to mood stabilizers was no more effective than adding placebo. Rates of mania induction also were no greater with antidepressants than with placebo, but the study lasted only 8 weeks. One interpretation of this finding is that when antidepressants do not induce mania and cycling, they also do not improve bipolar depression.

 

 

In many cases, an antidepressant seems to help at first and then induces a recurrence of depression, often mixed with dysphoric hypomanic symptoms. The recurrent episode improves when the clinician increases the antidepressant dose or changes to another antidepressant, only to be followed by another recurrence that may be interpreted as an incomplete antidepressant response.

Antipsychotics. Quetiapine16 and a combination of olanzapine and fluoxetine17 are approved for treating bipolar depression. The studies supporting this indication lasted only 8 weeks, however, and excluded patients with the kinds of complicated and comorbid mood disorders commonly seen in clinical practice.

Many patients dropped out before the studies were completed, and “screen fails” (patients with the diagnosis who were not enrolled in the study) were not reported. In addition, “remitted” patients remained symptomatic.

Therefore, FDA approval of this indication does not guarantee these medications’ long-term efficacy or safety for bipolar depression or that they are useful in patients with complex forms of bipolar depression.

Recommended approach. Treatment resistance of bipolar depression to multiple mood stabilizers—with or without an antidepressant—or to an antipsychotic may manifest as lack of response, partial response, or initial good response followed by relapse or recurrence. Sometimes depression improves but irritability or mood lability worsen.

No reliable controlled studies have addressed complex refractory bipolar depression, but clinical experience suggests 1 approach for all of these responses:

Reconsider possible hypothyroidism. A low-normal T4—especially if decreased over time—and a mid-range or high-normal TSH—especially if increased—may indicate that subclinical hypothyroidism is inhibiting a response to mood stabilizers and antidepressants.18

Stop the antidepressant. If your patient is taking an antidepressant, it may be ineffective, creating mixed dysphoric hypomania, and/or driving another recurrence of depression. This is especially likely if the patient shows an initial prompt antidepressant response, but depression returns with irritability, insomnia, restlessness, or other subtle symptoms of dysphoric hypomania.

Withdraw the antidepressant gradually; for example, you might reduce the dose by 10% every few weeks so that the agent is discontinued across several months. Discontinuing an antidepressant too rapidly—even if it does not seem to be having any effect—can cause rebound depression that creates the mistaken impression that the antidepressant is needed.

Treat mood lability and mixed hypomania first. Antidepressant therapy may be more likely to destabilize mood if hypomania and mood cycling are present when you start the antidepressant.19 Older studies suggest that lithium and carbamazepine can improve bipolar depression, and a few small studies suggest nimodipine may be useful when depression is prominent. In our experience, valproate is not particularly helpful for bipolar depression, although it may reduce the risk of depressive recurrence.

Combine mood stabilizers. If a single mood stabilizer does not at least eliminate mood lability and other symptoms of activation, add a second agent. The combination of lithium and carbamazepine helps some depressed patients.20 Patients with considerable mood instability or psychotic symptoms may benefit from an adjunct antipsychotic.

Introduce mood stabilizers gradually. These medications may work more rapidly against mixed manic symptoms than they do against depression, especially when the dose is raised too quickly. The result is rapid control of irritability, hyperactivity, agitation, and related symptoms but an apparent increase in depression as mixed elements of elevated mood and energy are filtered out.

Add an antidepressant? If gradual adjustment of mood stabilizers eliminates mixed symptoms and mood fluctuations but the patient is still depressed, cautiously add an antidepressant. Antidepressants may be less likely to destabilize mood after all mixed elements have been treated completely.

Box 3

Rapid and ultradian cycling: Complex disorders, complex treatment

Approximately 20% of bipolar patients are thought to experience rapid cycling, defined as ≥4 affective episodes/year separated by at least 2 weeks of euthymia between poles or with an immediate switch from one pole to the other.32 The prevalence of ultradian cycling—in which multiple brief affective episodes (usually subsyndromal or mixed) occur each day—is unclear.

Both cycling types probably represent stages in the evolution of bipolar mood disorders rather than distinct diagnoses. In many cases, mood cycling abates after months to years, but morbidity can be high and the wrong treatment may perpetuate mood cycling.

Complex mood cycling rarely responds to a single treatment, probably because its pathophysiology is complex. The need for polypharmacy may create the impression of treatment failure, but no one would expect a single medication to be sufficient for other complex illnesses such as cancer or AIDS.

No empiric data support the choice of one antidepressant over another. Published experience suggests that lamotrigine, 25 to 200 mg/d, may be less likely to destabilize mood, especially in combination with an established mood-stabilizing regimen.
 

 

21 Other medications have shown antidepressant effects in bipolar depression (Table).22-31 Although clinicians often use serotonin reuptake inhibitors, this practice has no empiric support in refractory bipolar depression—and our experience has not been particularly positive. Fluoxetine’s long half-life can perpetuate adverse effects long after the medication is withdrawn, and rebound depression is not uncommon when paroxetine or venlafaxine are withdrawn.

Some experts recommend discontinuing the antidepressant after depression remits to avoid driving more recurrences,3 but others do not think continuing antidepressants is risky. Apparently some patients do well with continued antidepressants, and others do not. In our experience, patients who have had mixed symptoms or mood lability are most likely to deteriorate with continued antidepressant treatment. Whenever depression returns after an initial and especially rapid response to an antidepressant, consider withdrawing the antidepressant and maximizing mood stabilizers first rather than changing or augmenting the antidepressant.

Treat seasonal symptoms. Many bipolar patients are most likely to be depressed in winter, and seasonal affective disorder is common in patients with a bipolar mood disorder. Their depression may respond to artificial bright light, usually given in the morning. Light therapy can help normalize the sleep-wake cycle, although it also can induce hypomania.

Other options. ECT is the most reliably effective treatment for bipolar depression. Because it treats both poles of the mood disorder, ECT also can be a useful maintenance treatment. A comparison of rTMS and placebo in 23 bipolar depressed patients failed to find any benefit of active treatment.32

Table

What now? Treatment options for refractory bipolar depression

TreatmentComment
PsychotherapyCombine with somatic therapies for most patients with refractory mood disorders; adjunctive CBT, interpersonal and social rhythms therapy, or family-focused therapy speeded bipolar depression recovery in STEP-BD22
BupropionGenerally accepted as first-line antidepressant; the relatively low doses used may explain this agent’s lower risk of inducing mania compared with other antidepressants
MAO inhibitorsCan be combined with carbamazepine;23 tranylcypromine is best-studied antidepressant in bipolar depression and is especially useful for anergic states;24 selegiline also can be useful
StimulantsStimulants—such as methylphenidate, 15 to 30 mg/d—can be rapidly effective for lethargic, anergic depression (although evidence is limited); benefit wears off rapidly if mood is adversely affected
PramipexoleActivating dopaminergic agent with rapid onset; investigational; has produced an antidepressant effect in patients with bipolar II depression when added to mood stabilizers25
ModafinilMay be useful for residual fatigue in major depression and medication-induced sedation;26 improved depressive symptoms when used as an adjunct27
AnticonvulsantsAnticonvulsants other than lamotrigine and carbamazepine-lithium combinations are considered later choices for bipolar depression; adjunctive zonisamide has been helpful in case series;28 gabapentin, pregabalin, and topiramate also can be useful adjuncts (although not supported by controlled studies in depression); adding levetiracetam may improve response29
NMDA antagonistInvestigational; memantine30 was effective in a small controlled study, and riluzole (indicated for amyotrophic lateral sclerosis) was helpful in a small open study31
CBT: cognitive-behavioral therapy; MAO: monoamine oxidase; NMDA: N-methyl-D-aspartate; STEP-BD: Systematic Treatment Enhancement Program for Bipolar Disorder

Rapid and ultradian cycling

No controlled studies have compared single-drug or combination therapies for rapid and ultradian cycling (Box 3).33 Thus, our recommendations for treating patients with cycling who have not responded to initial interventions are based on case series and clinical experience.

Keep a mood chart. When mood is labile, patients have difficulty recalling day to day—let alone week to week—which state predominated when. Use published mood charts or decide with the patient how to rate target symptoms such as depression, elation, irritability, increased or decreased sleep or energy, speeded up or slowed down thought, etc. Note medication changes on the chart to track whether an intervention was helpful, harmful, or neutral.

Reassess thyroid function. As many as 70% of patients with rapid cycling have subclinical hypothyroidism that contributes to mood instability.34 Thyroid replacement is indicated for any degree of hypothyroidism—even if medically unimportant—in patients with refractory mood disorders.

Slowly withdraw antidepressants. Most patients with rapid cycling are taking antidepressants. If your patient is experiencing depressive symptoms while taking an antidepressant, this means the antidepressant is not working and there is little point in continuing it. For patients being withdrawn from multiple antidepressants, rotate dose decrements to help you monitor the effect of each reduction.

 

 

Combine mood stabilizers. After optimizing the dose of a single mood stabilizer, add a second one from a different class. In an open trial, adding oxcarbazepine, up to 2,400 mg/d, helped approximately one-third of 20 patients with refractory mood cycling.10 Lithium is generally considered less effective than anticonvulsants in rapid cycling, but at least one study showed it was equivalent to carbamazepine for this problem.35 Lithium combined with other mood stabilizers may be more effective than lithium monotherapy in refractory bipolar states.

Other options to consider in combination with mood stabilizers:

  • an antipsychotic, especially in the presence of psychotic symptoms, when mixed symptoms are present
  • clozapine, which can be a highly effective adjunct for refractory mood cycling and mixed states36 (but is a later adjunct because of required monitoring, common adverse effects, and risk of interactions with carbamazepine and benzodiazepines)
  • nimodipine, which has empiric support for complex mood cycling37 and is well-tolerated with fewer interactions than other mood stabilizers (but cost and need for frequent dosing make it a second-line adjunct)
  • supraphysiologic doses of thyroxine (≤0.4 mg/d, with T4 levels in the hyperthyroid range), which can improve response to mood-stabilizing regimens34 (but risks of inducing hyperthyroidism make this intervention third-line).
ECT can be effective for refractory rapid cycling, but some patients need more treatments than are usually necessary for mania or depression.

Related resources

  • Dubovsky SL. Clinical guide to psychotropic medications. New York: WW Norton; 2005.
  • Dubovsky SL. Treatment of bipolar depression. Psychiatr Clin North Am 2005;28:349-70.
  • Phillip Long, MD. Internet Mental Health. Online psychiatric diagnosis for the two-thirds of individuals with mental illness who do not seek treatment. www.mentalhealth.com/dis/p20-md02.html.
Drug brand names

  • Bupropion • Wellbutrin
  • Carbamazepine • Tegretol
  • Clonazepam • Klonopin
  • Clozapine • Clozaril
  • Fluoxetine • Prozac
  • Gabapentin • Neurontin
  • Lamotrigine • Lamictal
  • Levetiracetam • Keppra
  • Lithium • Lithobid, others
  • Lorazepam • Ativan
  • Memantine • Namenda
  • Methylphenidate • Concerta, Ritalin, others
  • Modafinil • Provigil
  • Nimodipine • Nimotop
  • Olanzapine/fluoxetine • Symbyax
  • Oxcarbazepine • Trileptal
  • Paroxetine • Paxil
  • Pramipexole • Mirapex
  • Pregabalin • Lyrica
  • Quetiapine • Seroquel
  • Riluzole • Rilutek
  • Selegiline • Eldepryl
  • Topiramate • Topamax
  • Tranylcypromine • Parnate
  • Valproate • Depakene, Depakote
  • Venlafaxine • Effexor
  • Verapamil • Calan, Isoptin, others
  • Zonisamide • Zonegran
Disclosures

Dr. Mostert reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Dubovsky receives research/grant support from Eli Lilly and Company, Organon, Pfizer, UCB Pharma, anhd Forest Laboratories. He is a consultant to Oganon and Biovail Pharmaceuticals.

All phases of bipolar disorder can be difficult to treat, and patients remain symptomatic on average about half the time.1 Not all bipolar patients who experience continued illness and disability are treatment-resistant (Box 1), but when symptoms persist you may ask yourself: Was treatment suboptimal or simply ineffective?

Patients with severe symptoms may be satisfied with a substantial decrease in symptoms, but any residual symptoms cause ongoing distress and lower the threshold for recurrences.2 Finding the right combination of therapies for your patient is key to achieving an enduring response.

Future studies may tell us which treatments to combine and in what sequence for complex bipolar disorder, but—since most published studies exclude complex and comorbid cases—for now we must rely on limited controlled data and clinical experience. Using those resources, we offer comprehensive, practical recommendations for trouble-shooting (Box 2)3-6 and getting better results when bipolar disorder does not respond to standard treatment.

Box 1

What is ‘treatment resistance’ in bipolar disorder?

Some studies define treatment resistance as failure to respond to lithium, and in other settings it is viewed as failure to respond to ≥2 treatment courses. Because euthymia and normal functioning are important for long-term prognosis, we define treatment-resistance as failure to achieve both symptomatic and functional remission following an adequate course of therapy.

Effective strategies for treating bipolar disorder depend on:

  • illness phase (later episodes are more difficult to treat than earlier ones)
  • symptom complexity (mixed symptoms probably reflect more complex pathophysiology and are more likely to require combination therapies)
  • predominant presentations (mania, depression, rapid and ultradian cycling)
  • whether symptoms are acute or chronic.

Unfortunately, the findings of and strategies used in clinical trials of refractory bipolar disorder are difficult to extrapolate to everyday practice. Most studies exclude patients with a history of treatment resistance, severe symptoms, and important comorbidities such as substance abuse. In addition, the usual primary endpoint is response (≥50% reduction of symptoms) rather than remission (minimal symptoms and no longer meeting criteria for the disorder). Very few studies address functional remission, which is necessary to reduce the risk of symptomatic recurrence.

In clinical practice, when initial treatment for bipolar disorder fails to produce remission, systematically addressing 5 questions (Box 2) can help direct your next step.

Mania

When a patient with mania does not respond as expected, the next step depends on which antimanic agent you prescribed:

Lithium can take a month to become fully effective for mania, which is why a benzodiazepine or antipsychotic is often added acutely to reduce agitation. Do not mistake neurotoxic interactions between lithium and antipsychotics for increased mania.

Although data vary on lithium’s optimal serum level, adjust to approximately 0.8 to 1 mEq/L, if tolerated, when lower levels are not effective. Children and young adolescents may need higher serum levels (such as 1.5 mEq/L) because the difference between serum and brain lithium levels is greater in younger patients than in adults.

Consider the dosing schedule. Because lithium’s elimination half-life with repeated dosing is 24 hours, most adults can take any formulation once daily—which improves adherence and reduces adverse effects. Children eliminate lithium more rapidly and need more frequent dosing.

Valproate. Empiric trials in bipolar disorder or epilepsy do not support the frequently reported “therapeutic range” of 50 to 125 μg/mL. Pooled data from three 21-day, double-blind studies of valproate in mania show a linear relationship between serum level and clinical response, with the most beneficial response at >94 μg/mL.7 Better results—but more side effects—are seen with levels >100 μg/mL.

High loading doses result in more rapid control of agitation, probably as a result of sedation. In our experience, however, rapidly sedating patients may interfere with long-term adherence.

Carbamazepine, other anticonvulsants. Because they less sedating, carbamazepine and other anticonvulsants might not appear to be rapidly effective for bipolar mania. If you wait up to a month, however, any antimanic effect will be obvious.

Antipsychotics are rapidly effective for mania. Higher doses work faster but produce more side effects. After an acute response, some patients can be maintained on a second-generation antipsychotic (SGA), but others do better on a standard mood stabilizer such as lithium or valproate.

Calcium channel blockers. Verapamil has been effective mostly for lithium-responsive mania in 27 of 30 studies. Nimodipine has been useful for more complex bipolar syndromes in a few studies using patients as their own controls.

To be effective for bipolar disorder, however, calcium channel blockers require frequent, high dosing (such as verapamil, 120 mg 4 times daily, or nimodipine, 60 to 120 mg 6 times daily), which makes adherence difficult.

 

 

Box 2

5 questions to consider when bipolar symptoms persist

1 Is the patient taking anything that is making symptoms worse?

Antidepressants can induce mania, hypomania, and cycle acceleration in bipolar disorder, even when mood stabilizers are co-prescribed.3 Stimulants also may destabilize bipolar mood disorders; consider this possibility when patients taking stimulants for apparent attention-deficit/hyperactivity disorder at first appear to improve and then deteriorate.

Alcohol and cocaine can induce mania and depression. Cocaine is a potent kindling stimulus that could contribute to enduring mood instability.

2 Is the patient taking the medication?

Treatment adherence by bipolar patients may be as low as 35%.4 Ask outpatients what kinds of problems they have encountered taking medications, not whether they have such problems. Talk with the patient about adherence after each dosage increase, and be readily available. Prescribe extended-release pills for patients who have trouble keeping track of medications.

3 Is treatment adequate?

Adjust mood-stabilizer dosing until the patient responds or cannot tolerate the medication; complex cases often require combination treatment. Give the medication sufficient time to work; most mood stabilizers take ≥1 month to become fully effective.

4 Is another condition interfering with treatment?

Up to 70% of patients with refractory mood disorders have subclinical hypothyroidism. Look for:

  • elevated thyroid stimulating hormone (TSH) with or without decreased thyroxine (T4)
  • elevated TSH response to thyrotrop-inreleasing hormone (TRH).5

Also consider hypercalcemia from chronic lithium therapy,6 anemia, sleep apnea, posttraumatic stress disorder, substance use disorders, and personality disorders.

5 Am I ignoring psychotherapy?

Address psychosocial issues that influence the course of illness. Attend to patients’ important relationships, loss, negative thinking, and biological and social rhythms.

Augment or switch? If mania does not respond to an adequate dose of an antimanic drug given for a sufficient time, the next question is whether to augment or switch treatments. No studies have compared augmenting vs switching in any bipolar disorder phase, but it seems reasonable to:

  • consider augmentation first when a patient has had a partial response to a given medication
  • switch when a patient cannot tolerate or shows no response to a therapeutic dose of a given medication.
Combinations. Benzodiazepines such as clonazepam, 2 to 6 mg/d, or lorazepam, 4 to 8 mg/d, are often used to control agitation and insomnia in mania, usually as adjuncts to mood stabilizers (although improved sleep by itself can ameliorate acute mania in some cases). Adding an SGA may help when mania responds partially to a mood stabilizer.8

Combinations of lithium and carbamazepine or valproate can be more effective than either drug alone, but therapeutic doses of each usually are needed. Carbamazepine has been used successfully to augment a partial response to nimodipine.9 In a small open-label trial, adding oxcarbazepine to lithium, valproate or antidepressants improved response in some patients with mild refractory mania.10

Switching among anticonvulsants can be useful because their actions and side effects differ. Clozapine in a wide range of doses can be very effective for refractory mania,11 but its use is difficult to monitor in highly agitated manic patients.

Other options. Electroconvulsive therapy (ECT) is the most effective treatment for mania, producing higher response rates than any antimanic drug.12 In a study of repetitive transcranial magnetic stimulation (rTMS), 8 of 9 patients with mania refractory to mood stabilizers had a sustained response after 1 month of right-sided rTMS treatment.13 Conversely, left-sided rTMS can aggravate mania.

Bipolar depression

Continuing controversy about the best way to treat bipolar depression makes it difficult to know if treatment has been suboptimal or a patient is treatment-resistant.

Antidepressants. No antidepressant is approved (or recommended) as monotherapy for bipolar depression, and most experts recommend against prescribing antidepressants without concomitant mood stabilizers. Even so:

  • Clinicians prescribing monotherapy for bipolar disorder choose antidepressants twice as often as mood stabilizers.
  • Antidepressants are prescribed more frequently in combination with mood stabilizers than as monotherapy, although empiric trials have shown most antidepressants are not effective for bipolar depression.14
A recent report from the Systematic Treatment Enhancement Program for Bipolar Disorder (STEP-BD) study15 found that adding bupropion or paroxetine to mood stabilizers was no more effective than adding placebo. Rates of mania induction also were no greater with antidepressants than with placebo, but the study lasted only 8 weeks. One interpretation of this finding is that when antidepressants do not induce mania and cycling, they also do not improve bipolar depression.

 

 

In many cases, an antidepressant seems to help at first and then induces a recurrence of depression, often mixed with dysphoric hypomanic symptoms. The recurrent episode improves when the clinician increases the antidepressant dose or changes to another antidepressant, only to be followed by another recurrence that may be interpreted as an incomplete antidepressant response.

Antipsychotics. Quetiapine16 and a combination of olanzapine and fluoxetine17 are approved for treating bipolar depression. The studies supporting this indication lasted only 8 weeks, however, and excluded patients with the kinds of complicated and comorbid mood disorders commonly seen in clinical practice.

Many patients dropped out before the studies were completed, and “screen fails” (patients with the diagnosis who were not enrolled in the study) were not reported. In addition, “remitted” patients remained symptomatic.

Therefore, FDA approval of this indication does not guarantee these medications’ long-term efficacy or safety for bipolar depression or that they are useful in patients with complex forms of bipolar depression.

Recommended approach. Treatment resistance of bipolar depression to multiple mood stabilizers—with or without an antidepressant—or to an antipsychotic may manifest as lack of response, partial response, or initial good response followed by relapse or recurrence. Sometimes depression improves but irritability or mood lability worsen.

No reliable controlled studies have addressed complex refractory bipolar depression, but clinical experience suggests 1 approach for all of these responses:

Reconsider possible hypothyroidism. A low-normal T4—especially if decreased over time—and a mid-range or high-normal TSH—especially if increased—may indicate that subclinical hypothyroidism is inhibiting a response to mood stabilizers and antidepressants.18

Stop the antidepressant. If your patient is taking an antidepressant, it may be ineffective, creating mixed dysphoric hypomania, and/or driving another recurrence of depression. This is especially likely if the patient shows an initial prompt antidepressant response, but depression returns with irritability, insomnia, restlessness, or other subtle symptoms of dysphoric hypomania.

Withdraw the antidepressant gradually; for example, you might reduce the dose by 10% every few weeks so that the agent is discontinued across several months. Discontinuing an antidepressant too rapidly—even if it does not seem to be having any effect—can cause rebound depression that creates the mistaken impression that the antidepressant is needed.

Treat mood lability and mixed hypomania first. Antidepressant therapy may be more likely to destabilize mood if hypomania and mood cycling are present when you start the antidepressant.19 Older studies suggest that lithium and carbamazepine can improve bipolar depression, and a few small studies suggest nimodipine may be useful when depression is prominent. In our experience, valproate is not particularly helpful for bipolar depression, although it may reduce the risk of depressive recurrence.

Combine mood stabilizers. If a single mood stabilizer does not at least eliminate mood lability and other symptoms of activation, add a second agent. The combination of lithium and carbamazepine helps some depressed patients.20 Patients with considerable mood instability or psychotic symptoms may benefit from an adjunct antipsychotic.

Introduce mood stabilizers gradually. These medications may work more rapidly against mixed manic symptoms than they do against depression, especially when the dose is raised too quickly. The result is rapid control of irritability, hyperactivity, agitation, and related symptoms but an apparent increase in depression as mixed elements of elevated mood and energy are filtered out.

Add an antidepressant? If gradual adjustment of mood stabilizers eliminates mixed symptoms and mood fluctuations but the patient is still depressed, cautiously add an antidepressant. Antidepressants may be less likely to destabilize mood after all mixed elements have been treated completely.

Box 3

Rapid and ultradian cycling: Complex disorders, complex treatment

Approximately 20% of bipolar patients are thought to experience rapid cycling, defined as ≥4 affective episodes/year separated by at least 2 weeks of euthymia between poles or with an immediate switch from one pole to the other.32 The prevalence of ultradian cycling—in which multiple brief affective episodes (usually subsyndromal or mixed) occur each day—is unclear.

Both cycling types probably represent stages in the evolution of bipolar mood disorders rather than distinct diagnoses. In many cases, mood cycling abates after months to years, but morbidity can be high and the wrong treatment may perpetuate mood cycling.

Complex mood cycling rarely responds to a single treatment, probably because its pathophysiology is complex. The need for polypharmacy may create the impression of treatment failure, but no one would expect a single medication to be sufficient for other complex illnesses such as cancer or AIDS.

No empiric data support the choice of one antidepressant over another. Published experience suggests that lamotrigine, 25 to 200 mg/d, may be less likely to destabilize mood, especially in combination with an established mood-stabilizing regimen.
 

 

21 Other medications have shown antidepressant effects in bipolar depression (Table).22-31 Although clinicians often use serotonin reuptake inhibitors, this practice has no empiric support in refractory bipolar depression—and our experience has not been particularly positive. Fluoxetine’s long half-life can perpetuate adverse effects long after the medication is withdrawn, and rebound depression is not uncommon when paroxetine or venlafaxine are withdrawn.

Some experts recommend discontinuing the antidepressant after depression remits to avoid driving more recurrences,3 but others do not think continuing antidepressants is risky. Apparently some patients do well with continued antidepressants, and others do not. In our experience, patients who have had mixed symptoms or mood lability are most likely to deteriorate with continued antidepressant treatment. Whenever depression returns after an initial and especially rapid response to an antidepressant, consider withdrawing the antidepressant and maximizing mood stabilizers first rather than changing or augmenting the antidepressant.

Treat seasonal symptoms. Many bipolar patients are most likely to be depressed in winter, and seasonal affective disorder is common in patients with a bipolar mood disorder. Their depression may respond to artificial bright light, usually given in the morning. Light therapy can help normalize the sleep-wake cycle, although it also can induce hypomania.

Other options. ECT is the most reliably effective treatment for bipolar depression. Because it treats both poles of the mood disorder, ECT also can be a useful maintenance treatment. A comparison of rTMS and placebo in 23 bipolar depressed patients failed to find any benefit of active treatment.32

Table

What now? Treatment options for refractory bipolar depression

TreatmentComment
PsychotherapyCombine with somatic therapies for most patients with refractory mood disorders; adjunctive CBT, interpersonal and social rhythms therapy, or family-focused therapy speeded bipolar depression recovery in STEP-BD22
BupropionGenerally accepted as first-line antidepressant; the relatively low doses used may explain this agent’s lower risk of inducing mania compared with other antidepressants
MAO inhibitorsCan be combined with carbamazepine;23 tranylcypromine is best-studied antidepressant in bipolar depression and is especially useful for anergic states;24 selegiline also can be useful
StimulantsStimulants—such as methylphenidate, 15 to 30 mg/d—can be rapidly effective for lethargic, anergic depression (although evidence is limited); benefit wears off rapidly if mood is adversely affected
PramipexoleActivating dopaminergic agent with rapid onset; investigational; has produced an antidepressant effect in patients with bipolar II depression when added to mood stabilizers25
ModafinilMay be useful for residual fatigue in major depression and medication-induced sedation;26 improved depressive symptoms when used as an adjunct27
AnticonvulsantsAnticonvulsants other than lamotrigine and carbamazepine-lithium combinations are considered later choices for bipolar depression; adjunctive zonisamide has been helpful in case series;28 gabapentin, pregabalin, and topiramate also can be useful adjuncts (although not supported by controlled studies in depression); adding levetiracetam may improve response29
NMDA antagonistInvestigational; memantine30 was effective in a small controlled study, and riluzole (indicated for amyotrophic lateral sclerosis) was helpful in a small open study31
CBT: cognitive-behavioral therapy; MAO: monoamine oxidase; NMDA: N-methyl-D-aspartate; STEP-BD: Systematic Treatment Enhancement Program for Bipolar Disorder

Rapid and ultradian cycling

No controlled studies have compared single-drug or combination therapies for rapid and ultradian cycling (Box 3).33 Thus, our recommendations for treating patients with cycling who have not responded to initial interventions are based on case series and clinical experience.

Keep a mood chart. When mood is labile, patients have difficulty recalling day to day—let alone week to week—which state predominated when. Use published mood charts or decide with the patient how to rate target symptoms such as depression, elation, irritability, increased or decreased sleep or energy, speeded up or slowed down thought, etc. Note medication changes on the chart to track whether an intervention was helpful, harmful, or neutral.

Reassess thyroid function. As many as 70% of patients with rapid cycling have subclinical hypothyroidism that contributes to mood instability.34 Thyroid replacement is indicated for any degree of hypothyroidism—even if medically unimportant—in patients with refractory mood disorders.

Slowly withdraw antidepressants. Most patients with rapid cycling are taking antidepressants. If your patient is experiencing depressive symptoms while taking an antidepressant, this means the antidepressant is not working and there is little point in continuing it. For patients being withdrawn from multiple antidepressants, rotate dose decrements to help you monitor the effect of each reduction.

 

 

Combine mood stabilizers. After optimizing the dose of a single mood stabilizer, add a second one from a different class. In an open trial, adding oxcarbazepine, up to 2,400 mg/d, helped approximately one-third of 20 patients with refractory mood cycling.10 Lithium is generally considered less effective than anticonvulsants in rapid cycling, but at least one study showed it was equivalent to carbamazepine for this problem.35 Lithium combined with other mood stabilizers may be more effective than lithium monotherapy in refractory bipolar states.

Other options to consider in combination with mood stabilizers:

  • an antipsychotic, especially in the presence of psychotic symptoms, when mixed symptoms are present
  • clozapine, which can be a highly effective adjunct for refractory mood cycling and mixed states36 (but is a later adjunct because of required monitoring, common adverse effects, and risk of interactions with carbamazepine and benzodiazepines)
  • nimodipine, which has empiric support for complex mood cycling37 and is well-tolerated with fewer interactions than other mood stabilizers (but cost and need for frequent dosing make it a second-line adjunct)
  • supraphysiologic doses of thyroxine (≤0.4 mg/d, with T4 levels in the hyperthyroid range), which can improve response to mood-stabilizing regimens34 (but risks of inducing hyperthyroidism make this intervention third-line).
ECT can be effective for refractory rapid cycling, but some patients need more treatments than are usually necessary for mania or depression.

Related resources

  • Dubovsky SL. Clinical guide to psychotropic medications. New York: WW Norton; 2005.
  • Dubovsky SL. Treatment of bipolar depression. Psychiatr Clin North Am 2005;28:349-70.
  • Phillip Long, MD. Internet Mental Health. Online psychiatric diagnosis for the two-thirds of individuals with mental illness who do not seek treatment. www.mentalhealth.com/dis/p20-md02.html.
Drug brand names

  • Bupropion • Wellbutrin
  • Carbamazepine • Tegretol
  • Clonazepam • Klonopin
  • Clozapine • Clozaril
  • Fluoxetine • Prozac
  • Gabapentin • Neurontin
  • Lamotrigine • Lamictal
  • Levetiracetam • Keppra
  • Lithium • Lithobid, others
  • Lorazepam • Ativan
  • Memantine • Namenda
  • Methylphenidate • Concerta, Ritalin, others
  • Modafinil • Provigil
  • Nimodipine • Nimotop
  • Olanzapine/fluoxetine • Symbyax
  • Oxcarbazepine • Trileptal
  • Paroxetine • Paxil
  • Pramipexole • Mirapex
  • Pregabalin • Lyrica
  • Quetiapine • Seroquel
  • Riluzole • Rilutek
  • Selegiline • Eldepryl
  • Topiramate • Topamax
  • Tranylcypromine • Parnate
  • Valproate • Depakene, Depakote
  • Venlafaxine • Effexor
  • Verapamil • Calan, Isoptin, others
  • Zonisamide • Zonegran
Disclosures

Dr. Mostert reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Dubovsky receives research/grant support from Eli Lilly and Company, Organon, Pfizer, UCB Pharma, anhd Forest Laboratories. He is a consultant to Oganon and Biovail Pharmaceuticals.

References

1. Judd JL, Akiskal HS, Schettler PJ, et al. A prospective investigation of the natural history of the long-term weekly symptomatic status of bipolar II disorder. Arch Gen Psychiatry 2003;61:261-9.

2. Perlis RH, Ostacher MJ, Patel JK, et al. Predictors of recurrence in bipolar disorder: primary outcomes from the Systematic Treatment Enhancement Program for Bipolar Disorder (STEPBD). Am J Psychiatry 2006;163:217-24.

3. Altschuler LL, Post RM, Leverich GS. Antidepressant-induced mania and cycle acceleration: a controversy revisited. Am J Psychiatry 1995;152:1130-8.

4. Osterberg L, Blaschke T. Drug therapy: adherence to medication. N Engl J Med 2005;353:487-97.

5. Kusalic M. Grade II and grade III hypothyroidism in rapid cycling bipolar patients. Biol Psychiatry 1992;25:177-81.

6. Franks RD, Dubovsky SL, Lifshitz M, et al. Long-term lithium carbonate therapy causes hyperparathyroidism. Arch Gen Psychiatry 1982;39:1074-7.

7. Allen MH, Hirschfeld RMA, Wozniak PJ, et al. Linear relationship of valproate serum concentration to response and optimal serum levels for acute mania. Am J Psychiatry 2006;163:272-5.

8. Tohen M, Chengappa KN, Suppes T, et al. Efficacy of olanzapine in combination with valproate or lithium in the treatment of mania in patients partially responsive to valproate or lithium monotherapy. Arch Gen Psychiatry 2002;59:62-9.

9. Pazzaglia P, Post RM, Ketter TA, et al. Nimodipine monotherapy and carbamazepine augmentation in patients with refractory recurrent affective illness. J Clin Psychopharmacol 1998;18:404-13.

10. Conway CR, Chibnall JT, Nelson LA, et al. An open-label trial of adjunctive oxcarbazepine for bipolar disorder. J Clin Psychopharmacol 2006;26:95-7.

11. Calabrese JR, Kimmel SE, Woyshville MJ, et al. Clozapine for treatment-refractory mania. Am J Psychiatry 1996;153:759-64.

12. Mukherjee S, Sackeim HA, Schnur DB. Electroconvulsive therapy of acute manic episodes: a review of 50 years’ experience. Am J Psychiatry 1994;151:169-76.

13. Michael N, Erfurth A. Treatment of bipolar mania with right prefrontal rapid transcranial magnetic stimulation. J Affect Disord 2004;78:253-7.

14. Baldessarini RJ, Leahy L, Arcona S, et al. Patterns of psychotropic drug prescription for U.S. patients with diagnoses of bipolar disorders. Psychiatr Serv 2007;58:85-91.

15. Sachs GS, Nierenberg AA, Calabrese JR, et al. Effectiveness of adjunctive antidepressant treatment for bipolar depression. N Engl J Med 2007;356:1711-22.

16. Cookson J, Keck PE, Jr, Ketter TA, Macfadden W. Number needed to treat and time to response/remission for quetiapine monotherapy efficacy in acute bipolar depression: evidence from a large, randomized, placebo-controlled study. Int Clin Psychopharmacol 2007;22(2):93-100.

17. Tohen M, Vieta E, Calabrese JR, et al. Efficacy of olanzapine and olanzapine-fluoxetine combination in the treatment of bipolar I depression. Arch Gen Psychiatry 2003;60:1079-88.

18. Cole DP, Thase ME, Mallinger AG, et al. Slower treatment response in bipolar depression predicted by lower pretreatment thyroid function. Am J Psychiatry 2002;159:116-21.

19. Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet 2007;369:935-45.

20. Kishimoto A. The treatment of affective disorder with carbamazepine: prophylactic synergism of lithium and carbamazepine combination. Prog Neuropsychopharmacol Biol Psychiatry 1992;16:483-93.

21. McElroy SL, Zarate CA, Cookson J, et al. A 52-week, open-label continuation study of lamotrigine in the treatment of bipolar depression. J Clin Psychiatry 2004;65:204-10.

22. Miklowitz DJ, Otto MW, Frank E, et al. Psychosocial treatments for bipolar depression: a 1-year randomized trial from the Systematic Treatment Enhancement Program. Arch Gen Psychiatry 2007;64:419-26.

23. Ketter TA, Post RM, Parekh PI, Worthington K. Addition of monoamine oxidase inhibitors to carbamazepine: preliminary evidence of safety and antidepressant efficacy in treatment-resistant depression. J Clin Psychiatry 1995;56:471-5.

24. Himmelhoch JM, Thase ME, Mallinger AG, Houck PR. Tranylcypromine versus imipramine in anergic bipolar depression. Am J Psychiatry 1991;148:910-6.

25. Zarate CAJ, Payne JL, Singh J, et al. Pramipexole for bipolar II depression: a placebo-controlled proof of concept study. Biol Psychiatry 2004;56:54-60.

26. Lam JY, Freeman MK, Cates ME. Modafinil augmentation for residual symptoms of fatigue in patients with a partial response to antidepressants. Ann Pharmacother 2007;41:1005-12.

27. Frye MA, Grunze H, Suppes T, et al. A placebo-controlled evaluation of adjunctive modafinil in the treatment of bipolar depression. Am J Psychiatry 2007;164:1242-9.

28. Anand A, Bukhari L, Jennings SA, et al. A preliminary open-label study of zonisamide treatment for bipolar depression in 10 patients. J Clin Psychiatry 2005;66:195-8.

29. Post RM, Altshuler LL, Frye MA, et al. Preliminary observations on the effectiveness of levetiracetam in the open adjunctive treatment of refractory bipolar disorder. J Clin Psychiatry 2005;66:370-4.

30. Zarate CAJ, Singh JB, Carlson PJ, et al. A randomized trial of an N-methyl-D-aspartate antagonist in treatment-resistant major depression. Arch Gen Psychiatry 2006;63:856-64.

31. Zarate CAJ, Quiroz JA, Singh JB, et al. An open-label trial of the glutamate-modulating agent riluzole in combination with lithium for the treatment of bipolar depression. Biol Psychiatry 2005;57:430-2.

32. Nahas Z, Kozel FA, Li X, et al. Left prefrontal transcranial magnetic stimulation (TMS) treatment of depression in bipolar affective disorder: a pilot study of acute safety and efficacy. Bipolar Disord 2003;5:40-7.

33. Schneck CD. Treatment of rapid-cycling bipolar disorder. J Clin Psychiatry 2006;67(suppl 11):22-7.

34. Bauer MS, Whybrow PC, Winokur A. Rapid cycling bipolar affective disorder, I: Association with grade I hypothyroidism. Arch Gen Psychiatry 1990;47:427-32.

35. Okuma T, Yamashita I, Takahashi R, et al. Comparison of the antimanic efficacy of carbamazepine and lithium carbonate by double-blind controlled study. Pharmacopsychiatry 1990;23:143-50.

36. Calabrese JR, Meltzer HY, Markovitz PJ. Clozapine prophylaxis in rapid cycling bipolar disorder. J Clin Psychopharmacol 1991;11:396-7.

37. Goodnick PJ. Nimodipine treatment of rapid cycling bipolar disorder. J Clin Psychiatry 1995;56:330.-

References

1. Judd JL, Akiskal HS, Schettler PJ, et al. A prospective investigation of the natural history of the long-term weekly symptomatic status of bipolar II disorder. Arch Gen Psychiatry 2003;61:261-9.

2. Perlis RH, Ostacher MJ, Patel JK, et al. Predictors of recurrence in bipolar disorder: primary outcomes from the Systematic Treatment Enhancement Program for Bipolar Disorder (STEPBD). Am J Psychiatry 2006;163:217-24.

3. Altschuler LL, Post RM, Leverich GS. Antidepressant-induced mania and cycle acceleration: a controversy revisited. Am J Psychiatry 1995;152:1130-8.

4. Osterberg L, Blaschke T. Drug therapy: adherence to medication. N Engl J Med 2005;353:487-97.

5. Kusalic M. Grade II and grade III hypothyroidism in rapid cycling bipolar patients. Biol Psychiatry 1992;25:177-81.

6. Franks RD, Dubovsky SL, Lifshitz M, et al. Long-term lithium carbonate therapy causes hyperparathyroidism. Arch Gen Psychiatry 1982;39:1074-7.

7. Allen MH, Hirschfeld RMA, Wozniak PJ, et al. Linear relationship of valproate serum concentration to response and optimal serum levels for acute mania. Am J Psychiatry 2006;163:272-5.

8. Tohen M, Chengappa KN, Suppes T, et al. Efficacy of olanzapine in combination with valproate or lithium in the treatment of mania in patients partially responsive to valproate or lithium monotherapy. Arch Gen Psychiatry 2002;59:62-9.

9. Pazzaglia P, Post RM, Ketter TA, et al. Nimodipine monotherapy and carbamazepine augmentation in patients with refractory recurrent affective illness. J Clin Psychopharmacol 1998;18:404-13.

10. Conway CR, Chibnall JT, Nelson LA, et al. An open-label trial of adjunctive oxcarbazepine for bipolar disorder. J Clin Psychopharmacol 2006;26:95-7.

11. Calabrese JR, Kimmel SE, Woyshville MJ, et al. Clozapine for treatment-refractory mania. Am J Psychiatry 1996;153:759-64.

12. Mukherjee S, Sackeim HA, Schnur DB. Electroconvulsive therapy of acute manic episodes: a review of 50 years’ experience. Am J Psychiatry 1994;151:169-76.

13. Michael N, Erfurth A. Treatment of bipolar mania with right prefrontal rapid transcranial magnetic stimulation. J Affect Disord 2004;78:253-7.

14. Baldessarini RJ, Leahy L, Arcona S, et al. Patterns of psychotropic drug prescription for U.S. patients with diagnoses of bipolar disorders. Psychiatr Serv 2007;58:85-91.

15. Sachs GS, Nierenberg AA, Calabrese JR, et al. Effectiveness of adjunctive antidepressant treatment for bipolar depression. N Engl J Med 2007;356:1711-22.

16. Cookson J, Keck PE, Jr, Ketter TA, Macfadden W. Number needed to treat and time to response/remission for quetiapine monotherapy efficacy in acute bipolar depression: evidence from a large, randomized, placebo-controlled study. Int Clin Psychopharmacol 2007;22(2):93-100.

17. Tohen M, Vieta E, Calabrese JR, et al. Efficacy of olanzapine and olanzapine-fluoxetine combination in the treatment of bipolar I depression. Arch Gen Psychiatry 2003;60:1079-88.

18. Cole DP, Thase ME, Mallinger AG, et al. Slower treatment response in bipolar depression predicted by lower pretreatment thyroid function. Am J Psychiatry 2002;159:116-21.

19. Benazzi F. Bipolar disorder—focus on bipolar II disorder and mixed depression. Lancet 2007;369:935-45.

20. Kishimoto A. The treatment of affective disorder with carbamazepine: prophylactic synergism of lithium and carbamazepine combination. Prog Neuropsychopharmacol Biol Psychiatry 1992;16:483-93.

21. McElroy SL, Zarate CA, Cookson J, et al. A 52-week, open-label continuation study of lamotrigine in the treatment of bipolar depression. J Clin Psychiatry 2004;65:204-10.

22. Miklowitz DJ, Otto MW, Frank E, et al. Psychosocial treatments for bipolar depression: a 1-year randomized trial from the Systematic Treatment Enhancement Program. Arch Gen Psychiatry 2007;64:419-26.

23. Ketter TA, Post RM, Parekh PI, Worthington K. Addition of monoamine oxidase inhibitors to carbamazepine: preliminary evidence of safety and antidepressant efficacy in treatment-resistant depression. J Clin Psychiatry 1995;56:471-5.

24. Himmelhoch JM, Thase ME, Mallinger AG, Houck PR. Tranylcypromine versus imipramine in anergic bipolar depression. Am J Psychiatry 1991;148:910-6.

25. Zarate CAJ, Payne JL, Singh J, et al. Pramipexole for bipolar II depression: a placebo-controlled proof of concept study. Biol Psychiatry 2004;56:54-60.

26. Lam JY, Freeman MK, Cates ME. Modafinil augmentation for residual symptoms of fatigue in patients with a partial response to antidepressants. Ann Pharmacother 2007;41:1005-12.

27. Frye MA, Grunze H, Suppes T, et al. A placebo-controlled evaluation of adjunctive modafinil in the treatment of bipolar depression. Am J Psychiatry 2007;164:1242-9.

28. Anand A, Bukhari L, Jennings SA, et al. A preliminary open-label study of zonisamide treatment for bipolar depression in 10 patients. J Clin Psychiatry 2005;66:195-8.

29. Post RM, Altshuler LL, Frye MA, et al. Preliminary observations on the effectiveness of levetiracetam in the open adjunctive treatment of refractory bipolar disorder. J Clin Psychiatry 2005;66:370-4.

30. Zarate CAJ, Singh JB, Carlson PJ, et al. A randomized trial of an N-methyl-D-aspartate antagonist in treatment-resistant major depression. Arch Gen Psychiatry 2006;63:856-64.

31. Zarate CAJ, Quiroz JA, Singh JB, et al. An open-label trial of the glutamate-modulating agent riluzole in combination with lithium for the treatment of bipolar depression. Biol Psychiatry 2005;57:430-2.

32. Nahas Z, Kozel FA, Li X, et al. Left prefrontal transcranial magnetic stimulation (TMS) treatment of depression in bipolar affective disorder: a pilot study of acute safety and efficacy. Bipolar Disord 2003;5:40-7.

33. Schneck CD. Treatment of rapid-cycling bipolar disorder. J Clin Psychiatry 2006;67(suppl 11):22-7.

34. Bauer MS, Whybrow PC, Winokur A. Rapid cycling bipolar affective disorder, I: Association with grade I hypothyroidism. Arch Gen Psychiatry 1990;47:427-32.

35. Okuma T, Yamashita I, Takahashi R, et al. Comparison of the antimanic efficacy of carbamazepine and lithium carbonate by double-blind controlled study. Pharmacopsychiatry 1990;23:143-50.

36. Calabrese JR, Meltzer HY, Markovitz PJ. Clozapine prophylaxis in rapid cycling bipolar disorder. J Clin Psychopharmacol 1991;11:396-7.

37. Goodnick PJ. Nimodipine treatment of rapid cycling bipolar disorder. J Clin Psychiatry 1995;56:330.-

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Psychogenic nonepileptic seizures: Ways to win over skeptical patients

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Many patients with psychogenic nonepileptic seizures (PNES) dismiss the idea that their seizures are psychogenic, especially if the correct diagnosis comes after years of treatment for epilepsy.“Neurocognitive impairment: Feigned, exaggerated, or real?”).

Diagnosis is part of treatment

Outcomes in PNES are generally poor: 71% of PNES patients continue to have seizures 4 years after diagnosis, and 56% are dependent on Social Security assistance.2 Neurologic and psychiatric factors associated with poor outcome include:2,10,20,21

  • history of epilepsy
  • abnormal MRI
  • presence of a psychiatric diagnosis
  • age >30
  • duration of illness (the longer the patient has been treated for epilepsy, the worse the prognosis).
Treatment begins with a secure diagnosis and clear patient communication. Diagnosis alone may be therapeutic. Studies have found that patients have significantly fewer seizures22 and use less medical services23 after PNES diagnosis. One small study, however, found that substantial reductions in PNES frequency are not maintained long term.24

One potentially modifiable factor that appears to affect outcome is whether patients accept the PNES diagnosis.25 Reuber et al2 found approximately 8 out of 10 patients do not. Protocols can help you structure how you present the diagnosis to reduce patient anger and increase acceptance of the diagnosis and treatment (Table 3).26 Explain a PNES diagnosis in unambiguous terms that patients will understand, such as “psychological” and “emotional.”

Physician attitude might negatively impact PNES treatment. Only 18% of psychiatrists report being confident of a PNES diagnosis based on VEEG.27

Box 2

Successful depression treatment halts this patient’s PNES

Mrs. A, age 31, is referred for psychiatric evaluation by a neurologist who suspects she is having PNES. A teacher and mother of a young child, Mrs. A reports first experiencing a seizure after an argument during which she thought her husband was going to strike her. The neurologist prescribed phenytoin, 900 mg/d.

On clinical examination Mrs. A has moderately severe depressive symptoms. She is angry that the neurologist referred her to a psychiatrist and refuses to discuss the PNES diagnosis.

Mrs. A’s psychiatric history includes recurrent depression that has been treated with antidepressants, although she is not taking an antidepressant at this time. Her psychosocial history is consistent with early developmental deprivation.

The psychiatrist tactfully shares the results of the psychological evaluation with Mrs. A and—at her request—her husband. Both reluctantly agree to the psychiatrist’s recommendations that she begin cognitive-behavioral therapy (CBT) and resume antidepressant therapy with venlafaxine XR, titrated over several weeks to 300 mg/d. They decline couples’ therapy.

Mrs. A understands and accepts the need to treat her depression but refuses to discontinue phenytoin. She doubts the need for CBT and often cancels sessions. As the focus of therapy becomes more supportive, her PNES episodes decrease but are not eliminated, even after her mood improves.

After Mrs. A has been in treatment 14 months, her husband leaves her. Her depression is greatly ameliorated, and her seizures cease. After another 2 months of treatment, the psychiatrist transfers Mrs. A’s care to her primary care physician.

Table 3

Presenting patients with a diagnosis of PNES

Review the video electroencephalography-recorded seizure with the patient and someone who has witnessed the patient’s previous events to ensure the event was typical
Explain the diagnosis in positive terms (“good news”); emphasize that the seizures are not a result of the brain firing out of control
Acknowledge that the precise cause of the seizures has not yet been established and may not be found
Suggest that in many cases the seizures may be related to psychological factors such as stress or negative emotions
State that the diagnosis does not imply the patient is “crazy”
Suggest that the seizures may resolve on their own
Source: Reference 26

Scant evidence for treatments

A recent review28 found no reliable evidence to support the use of any intervention for persons with nonepileptic seizures. Treatments are based on expert opinion, case reports, and—in some cases—open trials.

Pharmacotherapy. Based on expert opinion, psychopharmacology for patients with only PNES begins with tapering and discontinuing ineffective antiepileptic drugs (AEDs), unless a specific AED has a documented beneficial effect for that patient.29 Treat comorbid mood, anxiety, or psychotic disorders with appropriate psychopharmacologic agents. PNES may be a manifestation of other psychiatric disorders; therefore, treating the predisposing disorder will likely improve PNES. Regardless of PNES outcome, improving comorbid disorders improves PNES patients’ quality of life.21,30

The National Institute of Neurological Disorders and Stroke is supporting a prospective double-blind, placebo-controlled trial of the selective serotonin reuptake inhibitor sertraline for treating PNES. The pilot study of 50 patients with PNES and comorbid depression, anxiety, and impulsivity is expected to be completed in March.31

 

 

Psychotherapy. A recent review28 found only 3 studies of psychotherapy for PNES treatment—2 assessing hypnosis, 1 examining paradoxical therapy—that were randomized or quasi-randomized. All 3 studies were methodologically poor, and none provided detailed data regarding PNES frequency or severity. A 6-month randomized trial of cognitive-behavioral therapy (CBT) vs family therapy is underway at Rhode Island Hospital; data from this study are not yet available (LaFrance WC, personal communication, November 2007).

Single case reports, case series, and retrospective chart reviews have reported various psychotherapies to be successful for PNES, including CBT, eye movement desensitization and reprocessing, group psychoeducation, group psychotherapy, operant conditioning, occupational therapy, and nonspecific psychotherapy.32

Psychotherapy for PNES is similar to the pharmacotherapy approach:

  • Evaluate the patient for comorbid Axis I or Axis II disorders.
  • Provide evidence-based treatment for those disorders.
Goals of treatment. Despite a lack of systematic trials evaluating psychotherapy for PNES, patients continue to present for treatment. Seizure remission as a treatment goal is debatable and likely unrealistic.33

Although data supporting any specific PNES treatment are scant, very strong evidence supports treating the most common comorbid illnesses. In our experience, engaging patients in therapy and providing evidence-based treatment for psychiatric comorbidity often reduces PNES and nearly always improves patients’ quality of life (Box 2).

CASE CONTINUED: A rejected diagnosis

Ms. P’s psychotherapy focuses on her tendency to isolation of affect, dysfunctional interpersonal relations, and maladaptive coping. She participates in 5 sessions but has limited insight and never accepts the diagnosis of PNES. She withdraws from therapy after the therapist shares with her results of the psychometric testing and plans for psychiatric treatment.

Related Resources

Clinician resource

  • LaFrance WC Jr, Kanner AM, Barry JJ. Treating patients with psychological nonepileptic seizures. In: Ettinger AB, Kanner AM, eds. Psychiatric issues in epilepsy: a practical guide to diagnosis and treatment. 2nd ed. Philadelphia: Wolters Kluwer Health/Lippincott Williams & Wilkins; 2007:461-88.

Patient resource

Drug brand names

  • Phenytoin • Dilantin
  • Sertraline • Zoloft
  • Venlafaxine • Effexor

Disclosure

Drs. Marsh and Benbadis report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Fernandez receives research support from Cyberonics, Dainippon Sumitomo Pharma, Pfizer, the Florida Department of Elder Affairs, and the National Institutes of Health. He is a speaker for Wyeth.

References

1. Reuber M, Elger CE. Psychogenic nonepileptic seizures: review and update. Epilepsy Behav 2003;4:205-16.

2. Reuber M, Pukrop R, Bauer J, et al. Outcome in psychogenic nonepileptic seizures: 1 to 10 year follow-up in 164 patients. Ann Neurol 2003;53:305-11.

3. Benbadis SR, Hauser WA. An estimate of the prevalence of psychogenic nonepileptic seizures. Seizure 2000;9:280-1.

4. Kotagal P, Costa M, Wyllie E, Wolgamuth B. Paroxysmal nonepileptic events in children and adolescents. Pediatrics 2002;110(4):46-51.

5. Bowman ES, Markand ON. Psychodynamics and psychiatric diagnoses of pseudoseizure subjects. Am J Psychiatry 1996;135:57-63.

6. Szaflarski J, Szaflarski M, Hughes C, et al. Psychopathology and quality of life: psychogenic nonepileptic seizures versus epilepsy. Med Sci Monit 2003;9(4):CR165-70.

7. Reuber M, Pukrop R, Bauer J, et al. Multidimensional assessment of personality in patients with psychogenic non-epileptic seizures. J Neurol Neurosurg Psychiatry 2004;75:743-8.

8. Cragar DE, Berry DT, Schmitt FA, Fakhoury TA. Cluster analysis of normal personality traits in patients with psychogenic nonepileptic seizures. Epilepsy Behav 2005;6:593-600.

9. Benbadis SR. Psychogenic non-epileptic seizures. In: Wyllie E, ed. The treatment of epilepsy: principles and practice. 4th ed. Philadelphia: Lippincott, Williams & Wilkins; 2005:623-30.

10. Alsaadi TM, Marquez AV. Psychogenic nonepileptic seizures. Am Fam Phy 2005;72(5):849-56.

11. Martin R, Burneo JG, Prasad A, et al. Frequency of epilepsy in patients with psychogenic seizures monitored by videoEEG. Neurology 2003;61:1791-2.

12. Benbadis SR, Agrawal V, Tatum WO, IV. How many patients with psychogenic nonepileptic seizures also have epilepsy? Neurology 2001;57:915-7.

13. Benbadis SR, Tatum WO, IV, Vale FL. When drugs don’t work: an algorithmic approach to medically intractable epilepsy. Neurology 2000;55(12):1780-4.

14. Galimberti CA, Ratti MT, Murelli R, et al. Patients with psychogenic nonepileptic seizures, alone or epilepsy-associated, share a psychological profile distinct from that of epilepsy patients. J Neurol 2003;250(3):338-46.

15. Chung SS, Gerber P, Kirlin KA. Ictal eye closure is a reliable indicator for psychogenic nonepileptic seizures. Neurology 2006;66(11):1730-1.

16. Iriarte J, Parra J, Urrestarazu E, Kuyk J. Controversies in the diagnosis and management of psychogenic pseudoseizures. Epilepsy Behav 2003;4(3):354-9.

17. Chen DK, So YT, Fisher RS. Use of serum prolactin in diagnosing epileptic seizures: report of the Therapeutics and Technology Assessment Subcommittee of the American Academy of Neurology. Neurology 2005;65(5):668-75.

18. Parra J, Iriarte J, Kanner AM. Are we overusing the diagnosis of psychogenic nonepileptic events? Seizure 1999;8(4):223-7.

19. Reuber M, Baker GA, Gill R, et al. Failure to recognize psychogenic nonepileptic seizures may cause death. Neurology 2004;62(5):834-5.

20. Kanner A, Parra J, Frey M, et al. Psychiatric and neurologic predictors of psychogenic pseudoseizure outcome. Neurology 1999;53(5):933-8.

21. Walczak TS, Papacostas S, Williams DT, et al. Outcome after diagnosis of psychogenic nonepileptic seizures. Epilepsia 1995;36(11):1131-7.

22. Farias ST, Thieman C, Alsaadi TM. Psychogenic nonepileptic seizures: acute change in event frequency after presentation of the diagnosis. Epilepsy Behav 2003;4(4):424-9.

23. Martin RC, Gillian FG, Kilgore M, et al. Improved health care resource utilization following video-EEG-confirmed diagnosis of nonepileptic psychogenic seizures. Seizure 1998;7(5):385-90.

24. Wilder C, Marquez AV, Farias ST, et al. Long-term follow up study of patients with PNES. Epilepsia 2004;45(suppl 7):349.-

25. LaFrance WC, Jr, Alper K, Babcock D, et al. Nonepileptic seizures treatment workshop summary. Epilepsy Behav 2006;8:451-61.

26. Shen W, Bowman ES, Markan ON. Presenting the diagnosis of pseudoseizure. Neurology 1990;40(5):756-9.

27. Harden CL, Burgut FT, Kanner AM. The diagnostic significance of video-EEG monitoring findings on pseudoseizure patients differs between neurologists and psychiatrists. Epilepsia 2003;44(3):453-6.

28. Baker G, Brooks JL, Goodfellow L, et al. Treatments for non-epileptic attack disorder. Cochrane Database Syst Rev 2007;(1):CD006370.-

29. LaFrance WC, Jr, Devinsky O. Treatment of nonepileptic seizures. Epilepsy Behav 2002;3(suppl 1):S19-23.

30. Quigg M, Armstrong RF, Farace E, Fountain NB. Quality of life outcome is associated with cessation rather than reduction of psychogenic nonepileptic seizures. Epilepsy Behav 2002;3:455-9.

31. . Treatments for psychogenic nonepileptic seizures (NES). NCT00159965. Available at: http://www.clinicaltrials.gov/ct/show/NCT00159965?order=1. Accessed October 19, 2007.

32. Reuber M, Howlett S, Kemp S. Psychologic treatment of patients with psychogenic nonepileptic seizures. Expert Rev Neurother 2005;5(6):737-52.

33. Reuber M, Mitchel AJ, Howlett S, Elger CE. Measuring outcome in psychogenic nonepileptic seizure: how relevant is seizure remission? Epilepsia 2005;46(11):1788-95.

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University of South Florida College of Medicine, Tampa, FL

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University of South Florida College of Medicine, Tampa, FL

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University of South Florida College of Medicine, Tampa, FL

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Many patients with psychogenic nonepileptic seizures (PNES) dismiss the idea that their seizures are psychogenic, especially if the correct diagnosis comes after years of treatment for epilepsy.“Neurocognitive impairment: Feigned, exaggerated, or real?”).

Diagnosis is part of treatment

Outcomes in PNES are generally poor: 71% of PNES patients continue to have seizures 4 years after diagnosis, and 56% are dependent on Social Security assistance.2 Neurologic and psychiatric factors associated with poor outcome include:2,10,20,21

  • history of epilepsy
  • abnormal MRI
  • presence of a psychiatric diagnosis
  • age >30
  • duration of illness (the longer the patient has been treated for epilepsy, the worse the prognosis).
Treatment begins with a secure diagnosis and clear patient communication. Diagnosis alone may be therapeutic. Studies have found that patients have significantly fewer seizures22 and use less medical services23 after PNES diagnosis. One small study, however, found that substantial reductions in PNES frequency are not maintained long term.24

One potentially modifiable factor that appears to affect outcome is whether patients accept the PNES diagnosis.25 Reuber et al2 found approximately 8 out of 10 patients do not. Protocols can help you structure how you present the diagnosis to reduce patient anger and increase acceptance of the diagnosis and treatment (Table 3).26 Explain a PNES diagnosis in unambiguous terms that patients will understand, such as “psychological” and “emotional.”

Physician attitude might negatively impact PNES treatment. Only 18% of psychiatrists report being confident of a PNES diagnosis based on VEEG.27

Box 2

Successful depression treatment halts this patient’s PNES

Mrs. A, age 31, is referred for psychiatric evaluation by a neurologist who suspects she is having PNES. A teacher and mother of a young child, Mrs. A reports first experiencing a seizure after an argument during which she thought her husband was going to strike her. The neurologist prescribed phenytoin, 900 mg/d.

On clinical examination Mrs. A has moderately severe depressive symptoms. She is angry that the neurologist referred her to a psychiatrist and refuses to discuss the PNES diagnosis.

Mrs. A’s psychiatric history includes recurrent depression that has been treated with antidepressants, although she is not taking an antidepressant at this time. Her psychosocial history is consistent with early developmental deprivation.

The psychiatrist tactfully shares the results of the psychological evaluation with Mrs. A and—at her request—her husband. Both reluctantly agree to the psychiatrist’s recommendations that she begin cognitive-behavioral therapy (CBT) and resume antidepressant therapy with venlafaxine XR, titrated over several weeks to 300 mg/d. They decline couples’ therapy.

Mrs. A understands and accepts the need to treat her depression but refuses to discontinue phenytoin. She doubts the need for CBT and often cancels sessions. As the focus of therapy becomes more supportive, her PNES episodes decrease but are not eliminated, even after her mood improves.

After Mrs. A has been in treatment 14 months, her husband leaves her. Her depression is greatly ameliorated, and her seizures cease. After another 2 months of treatment, the psychiatrist transfers Mrs. A’s care to her primary care physician.

Table 3

Presenting patients with a diagnosis of PNES

Review the video electroencephalography-recorded seizure with the patient and someone who has witnessed the patient’s previous events to ensure the event was typical
Explain the diagnosis in positive terms (“good news”); emphasize that the seizures are not a result of the brain firing out of control
Acknowledge that the precise cause of the seizures has not yet been established and may not be found
Suggest that in many cases the seizures may be related to psychological factors such as stress or negative emotions
State that the diagnosis does not imply the patient is “crazy”
Suggest that the seizures may resolve on their own
Source: Reference 26

Scant evidence for treatments

A recent review28 found no reliable evidence to support the use of any intervention for persons with nonepileptic seizures. Treatments are based on expert opinion, case reports, and—in some cases—open trials.

Pharmacotherapy. Based on expert opinion, psychopharmacology for patients with only PNES begins with tapering and discontinuing ineffective antiepileptic drugs (AEDs), unless a specific AED has a documented beneficial effect for that patient.29 Treat comorbid mood, anxiety, or psychotic disorders with appropriate psychopharmacologic agents. PNES may be a manifestation of other psychiatric disorders; therefore, treating the predisposing disorder will likely improve PNES. Regardless of PNES outcome, improving comorbid disorders improves PNES patients’ quality of life.21,30

The National Institute of Neurological Disorders and Stroke is supporting a prospective double-blind, placebo-controlled trial of the selective serotonin reuptake inhibitor sertraline for treating PNES. The pilot study of 50 patients with PNES and comorbid depression, anxiety, and impulsivity is expected to be completed in March.31

 

 

Psychotherapy. A recent review28 found only 3 studies of psychotherapy for PNES treatment—2 assessing hypnosis, 1 examining paradoxical therapy—that were randomized or quasi-randomized. All 3 studies were methodologically poor, and none provided detailed data regarding PNES frequency or severity. A 6-month randomized trial of cognitive-behavioral therapy (CBT) vs family therapy is underway at Rhode Island Hospital; data from this study are not yet available (LaFrance WC, personal communication, November 2007).

Single case reports, case series, and retrospective chart reviews have reported various psychotherapies to be successful for PNES, including CBT, eye movement desensitization and reprocessing, group psychoeducation, group psychotherapy, operant conditioning, occupational therapy, and nonspecific psychotherapy.32

Psychotherapy for PNES is similar to the pharmacotherapy approach:

  • Evaluate the patient for comorbid Axis I or Axis II disorders.
  • Provide evidence-based treatment for those disorders.
Goals of treatment. Despite a lack of systematic trials evaluating psychotherapy for PNES, patients continue to present for treatment. Seizure remission as a treatment goal is debatable and likely unrealistic.33

Although data supporting any specific PNES treatment are scant, very strong evidence supports treating the most common comorbid illnesses. In our experience, engaging patients in therapy and providing evidence-based treatment for psychiatric comorbidity often reduces PNES and nearly always improves patients’ quality of life (Box 2).

CASE CONTINUED: A rejected diagnosis

Ms. P’s psychotherapy focuses on her tendency to isolation of affect, dysfunctional interpersonal relations, and maladaptive coping. She participates in 5 sessions but has limited insight and never accepts the diagnosis of PNES. She withdraws from therapy after the therapist shares with her results of the psychometric testing and plans for psychiatric treatment.

Related Resources

Clinician resource

  • LaFrance WC Jr, Kanner AM, Barry JJ. Treating patients with psychological nonepileptic seizures. In: Ettinger AB, Kanner AM, eds. Psychiatric issues in epilepsy: a practical guide to diagnosis and treatment. 2nd ed. Philadelphia: Wolters Kluwer Health/Lippincott Williams & Wilkins; 2007:461-88.

Patient resource

Drug brand names

  • Phenytoin • Dilantin
  • Sertraline • Zoloft
  • Venlafaxine • Effexor

Disclosure

Drs. Marsh and Benbadis report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Fernandez receives research support from Cyberonics, Dainippon Sumitomo Pharma, Pfizer, the Florida Department of Elder Affairs, and the National Institutes of Health. He is a speaker for Wyeth.

Many patients with psychogenic nonepileptic seizures (PNES) dismiss the idea that their seizures are psychogenic, especially if the correct diagnosis comes after years of treatment for epilepsy.“Neurocognitive impairment: Feigned, exaggerated, or real?”).

Diagnosis is part of treatment

Outcomes in PNES are generally poor: 71% of PNES patients continue to have seizures 4 years after diagnosis, and 56% are dependent on Social Security assistance.2 Neurologic and psychiatric factors associated with poor outcome include:2,10,20,21

  • history of epilepsy
  • abnormal MRI
  • presence of a psychiatric diagnosis
  • age >30
  • duration of illness (the longer the patient has been treated for epilepsy, the worse the prognosis).
Treatment begins with a secure diagnosis and clear patient communication. Diagnosis alone may be therapeutic. Studies have found that patients have significantly fewer seizures22 and use less medical services23 after PNES diagnosis. One small study, however, found that substantial reductions in PNES frequency are not maintained long term.24

One potentially modifiable factor that appears to affect outcome is whether patients accept the PNES diagnosis.25 Reuber et al2 found approximately 8 out of 10 patients do not. Protocols can help you structure how you present the diagnosis to reduce patient anger and increase acceptance of the diagnosis and treatment (Table 3).26 Explain a PNES diagnosis in unambiguous terms that patients will understand, such as “psychological” and “emotional.”

Physician attitude might negatively impact PNES treatment. Only 18% of psychiatrists report being confident of a PNES diagnosis based on VEEG.27

Box 2

Successful depression treatment halts this patient’s PNES

Mrs. A, age 31, is referred for psychiatric evaluation by a neurologist who suspects she is having PNES. A teacher and mother of a young child, Mrs. A reports first experiencing a seizure after an argument during which she thought her husband was going to strike her. The neurologist prescribed phenytoin, 900 mg/d.

On clinical examination Mrs. A has moderately severe depressive symptoms. She is angry that the neurologist referred her to a psychiatrist and refuses to discuss the PNES diagnosis.

Mrs. A’s psychiatric history includes recurrent depression that has been treated with antidepressants, although she is not taking an antidepressant at this time. Her psychosocial history is consistent with early developmental deprivation.

The psychiatrist tactfully shares the results of the psychological evaluation with Mrs. A and—at her request—her husband. Both reluctantly agree to the psychiatrist’s recommendations that she begin cognitive-behavioral therapy (CBT) and resume antidepressant therapy with venlafaxine XR, titrated over several weeks to 300 mg/d. They decline couples’ therapy.

Mrs. A understands and accepts the need to treat her depression but refuses to discontinue phenytoin. She doubts the need for CBT and often cancels sessions. As the focus of therapy becomes more supportive, her PNES episodes decrease but are not eliminated, even after her mood improves.

After Mrs. A has been in treatment 14 months, her husband leaves her. Her depression is greatly ameliorated, and her seizures cease. After another 2 months of treatment, the psychiatrist transfers Mrs. A’s care to her primary care physician.

Table 3

Presenting patients with a diagnosis of PNES

Review the video electroencephalography-recorded seizure with the patient and someone who has witnessed the patient’s previous events to ensure the event was typical
Explain the diagnosis in positive terms (“good news”); emphasize that the seizures are not a result of the brain firing out of control
Acknowledge that the precise cause of the seizures has not yet been established and may not be found
Suggest that in many cases the seizures may be related to psychological factors such as stress or negative emotions
State that the diagnosis does not imply the patient is “crazy”
Suggest that the seizures may resolve on their own
Source: Reference 26

Scant evidence for treatments

A recent review28 found no reliable evidence to support the use of any intervention for persons with nonepileptic seizures. Treatments are based on expert opinion, case reports, and—in some cases—open trials.

Pharmacotherapy. Based on expert opinion, psychopharmacology for patients with only PNES begins with tapering and discontinuing ineffective antiepileptic drugs (AEDs), unless a specific AED has a documented beneficial effect for that patient.29 Treat comorbid mood, anxiety, or psychotic disorders with appropriate psychopharmacologic agents. PNES may be a manifestation of other psychiatric disorders; therefore, treating the predisposing disorder will likely improve PNES. Regardless of PNES outcome, improving comorbid disorders improves PNES patients’ quality of life.21,30

The National Institute of Neurological Disorders and Stroke is supporting a prospective double-blind, placebo-controlled trial of the selective serotonin reuptake inhibitor sertraline for treating PNES. The pilot study of 50 patients with PNES and comorbid depression, anxiety, and impulsivity is expected to be completed in March.31

 

 

Psychotherapy. A recent review28 found only 3 studies of psychotherapy for PNES treatment—2 assessing hypnosis, 1 examining paradoxical therapy—that were randomized or quasi-randomized. All 3 studies were methodologically poor, and none provided detailed data regarding PNES frequency or severity. A 6-month randomized trial of cognitive-behavioral therapy (CBT) vs family therapy is underway at Rhode Island Hospital; data from this study are not yet available (LaFrance WC, personal communication, November 2007).

Single case reports, case series, and retrospective chart reviews have reported various psychotherapies to be successful for PNES, including CBT, eye movement desensitization and reprocessing, group psychoeducation, group psychotherapy, operant conditioning, occupational therapy, and nonspecific psychotherapy.32

Psychotherapy for PNES is similar to the pharmacotherapy approach:

  • Evaluate the patient for comorbid Axis I or Axis II disorders.
  • Provide evidence-based treatment for those disorders.
Goals of treatment. Despite a lack of systematic trials evaluating psychotherapy for PNES, patients continue to present for treatment. Seizure remission as a treatment goal is debatable and likely unrealistic.33

Although data supporting any specific PNES treatment are scant, very strong evidence supports treating the most common comorbid illnesses. In our experience, engaging patients in therapy and providing evidence-based treatment for psychiatric comorbidity often reduces PNES and nearly always improves patients’ quality of life (Box 2).

CASE CONTINUED: A rejected diagnosis

Ms. P’s psychotherapy focuses on her tendency to isolation of affect, dysfunctional interpersonal relations, and maladaptive coping. She participates in 5 sessions but has limited insight and never accepts the diagnosis of PNES. She withdraws from therapy after the therapist shares with her results of the psychometric testing and plans for psychiatric treatment.

Related Resources

Clinician resource

  • LaFrance WC Jr, Kanner AM, Barry JJ. Treating patients with psychological nonepileptic seizures. In: Ettinger AB, Kanner AM, eds. Psychiatric issues in epilepsy: a practical guide to diagnosis and treatment. 2nd ed. Philadelphia: Wolters Kluwer Health/Lippincott Williams & Wilkins; 2007:461-88.

Patient resource

Drug brand names

  • Phenytoin • Dilantin
  • Sertraline • Zoloft
  • Venlafaxine • Effexor

Disclosure

Drs. Marsh and Benbadis report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Fernandez receives research support from Cyberonics, Dainippon Sumitomo Pharma, Pfizer, the Florida Department of Elder Affairs, and the National Institutes of Health. He is a speaker for Wyeth.

References

1. Reuber M, Elger CE. Psychogenic nonepileptic seizures: review and update. Epilepsy Behav 2003;4:205-16.

2. Reuber M, Pukrop R, Bauer J, et al. Outcome in psychogenic nonepileptic seizures: 1 to 10 year follow-up in 164 patients. Ann Neurol 2003;53:305-11.

3. Benbadis SR, Hauser WA. An estimate of the prevalence of psychogenic nonepileptic seizures. Seizure 2000;9:280-1.

4. Kotagal P, Costa M, Wyllie E, Wolgamuth B. Paroxysmal nonepileptic events in children and adolescents. Pediatrics 2002;110(4):46-51.

5. Bowman ES, Markand ON. Psychodynamics and psychiatric diagnoses of pseudoseizure subjects. Am J Psychiatry 1996;135:57-63.

6. Szaflarski J, Szaflarski M, Hughes C, et al. Psychopathology and quality of life: psychogenic nonepileptic seizures versus epilepsy. Med Sci Monit 2003;9(4):CR165-70.

7. Reuber M, Pukrop R, Bauer J, et al. Multidimensional assessment of personality in patients with psychogenic non-epileptic seizures. J Neurol Neurosurg Psychiatry 2004;75:743-8.

8. Cragar DE, Berry DT, Schmitt FA, Fakhoury TA. Cluster analysis of normal personality traits in patients with psychogenic nonepileptic seizures. Epilepsy Behav 2005;6:593-600.

9. Benbadis SR. Psychogenic non-epileptic seizures. In: Wyllie E, ed. The treatment of epilepsy: principles and practice. 4th ed. Philadelphia: Lippincott, Williams & Wilkins; 2005:623-30.

10. Alsaadi TM, Marquez AV. Psychogenic nonepileptic seizures. Am Fam Phy 2005;72(5):849-56.

11. Martin R, Burneo JG, Prasad A, et al. Frequency of epilepsy in patients with psychogenic seizures monitored by videoEEG. Neurology 2003;61:1791-2.

12. Benbadis SR, Agrawal V, Tatum WO, IV. How many patients with psychogenic nonepileptic seizures also have epilepsy? Neurology 2001;57:915-7.

13. Benbadis SR, Tatum WO, IV, Vale FL. When drugs don’t work: an algorithmic approach to medically intractable epilepsy. Neurology 2000;55(12):1780-4.

14. Galimberti CA, Ratti MT, Murelli R, et al. Patients with psychogenic nonepileptic seizures, alone or epilepsy-associated, share a psychological profile distinct from that of epilepsy patients. J Neurol 2003;250(3):338-46.

15. Chung SS, Gerber P, Kirlin KA. Ictal eye closure is a reliable indicator for psychogenic nonepileptic seizures. Neurology 2006;66(11):1730-1.

16. Iriarte J, Parra J, Urrestarazu E, Kuyk J. Controversies in the diagnosis and management of psychogenic pseudoseizures. Epilepsy Behav 2003;4(3):354-9.

17. Chen DK, So YT, Fisher RS. Use of serum prolactin in diagnosing epileptic seizures: report of the Therapeutics and Technology Assessment Subcommittee of the American Academy of Neurology. Neurology 2005;65(5):668-75.

18. Parra J, Iriarte J, Kanner AM. Are we overusing the diagnosis of psychogenic nonepileptic events? Seizure 1999;8(4):223-7.

19. Reuber M, Baker GA, Gill R, et al. Failure to recognize psychogenic nonepileptic seizures may cause death. Neurology 2004;62(5):834-5.

20. Kanner A, Parra J, Frey M, et al. Psychiatric and neurologic predictors of psychogenic pseudoseizure outcome. Neurology 1999;53(5):933-8.

21. Walczak TS, Papacostas S, Williams DT, et al. Outcome after diagnosis of psychogenic nonepileptic seizures. Epilepsia 1995;36(11):1131-7.

22. Farias ST, Thieman C, Alsaadi TM. Psychogenic nonepileptic seizures: acute change in event frequency after presentation of the diagnosis. Epilepsy Behav 2003;4(4):424-9.

23. Martin RC, Gillian FG, Kilgore M, et al. Improved health care resource utilization following video-EEG-confirmed diagnosis of nonepileptic psychogenic seizures. Seizure 1998;7(5):385-90.

24. Wilder C, Marquez AV, Farias ST, et al. Long-term follow up study of patients with PNES. Epilepsia 2004;45(suppl 7):349.-

25. LaFrance WC, Jr, Alper K, Babcock D, et al. Nonepileptic seizures treatment workshop summary. Epilepsy Behav 2006;8:451-61.

26. Shen W, Bowman ES, Markan ON. Presenting the diagnosis of pseudoseizure. Neurology 1990;40(5):756-9.

27. Harden CL, Burgut FT, Kanner AM. The diagnostic significance of video-EEG monitoring findings on pseudoseizure patients differs between neurologists and psychiatrists. Epilepsia 2003;44(3):453-6.

28. Baker G, Brooks JL, Goodfellow L, et al. Treatments for non-epileptic attack disorder. Cochrane Database Syst Rev 2007;(1):CD006370.-

29. LaFrance WC, Jr, Devinsky O. Treatment of nonepileptic seizures. Epilepsy Behav 2002;3(suppl 1):S19-23.

30. Quigg M, Armstrong RF, Farace E, Fountain NB. Quality of life outcome is associated with cessation rather than reduction of psychogenic nonepileptic seizures. Epilepsy Behav 2002;3:455-9.

31. . Treatments for psychogenic nonepileptic seizures (NES). NCT00159965. Available at: http://www.clinicaltrials.gov/ct/show/NCT00159965?order=1. Accessed October 19, 2007.

32. Reuber M, Howlett S, Kemp S. Psychologic treatment of patients with psychogenic nonepileptic seizures. Expert Rev Neurother 2005;5(6):737-52.

33. Reuber M, Mitchel AJ, Howlett S, Elger CE. Measuring outcome in psychogenic nonepileptic seizure: how relevant is seizure remission? Epilepsia 2005;46(11):1788-95.

References

1. Reuber M, Elger CE. Psychogenic nonepileptic seizures: review and update. Epilepsy Behav 2003;4:205-16.

2. Reuber M, Pukrop R, Bauer J, et al. Outcome in psychogenic nonepileptic seizures: 1 to 10 year follow-up in 164 patients. Ann Neurol 2003;53:305-11.

3. Benbadis SR, Hauser WA. An estimate of the prevalence of psychogenic nonepileptic seizures. Seizure 2000;9:280-1.

4. Kotagal P, Costa M, Wyllie E, Wolgamuth B. Paroxysmal nonepileptic events in children and adolescents. Pediatrics 2002;110(4):46-51.

5. Bowman ES, Markand ON. Psychodynamics and psychiatric diagnoses of pseudoseizure subjects. Am J Psychiatry 1996;135:57-63.

6. Szaflarski J, Szaflarski M, Hughes C, et al. Psychopathology and quality of life: psychogenic nonepileptic seizures versus epilepsy. Med Sci Monit 2003;9(4):CR165-70.

7. Reuber M, Pukrop R, Bauer J, et al. Multidimensional assessment of personality in patients with psychogenic non-epileptic seizures. J Neurol Neurosurg Psychiatry 2004;75:743-8.

8. Cragar DE, Berry DT, Schmitt FA, Fakhoury TA. Cluster analysis of normal personality traits in patients with psychogenic nonepileptic seizures. Epilepsy Behav 2005;6:593-600.

9. Benbadis SR. Psychogenic non-epileptic seizures. In: Wyllie E, ed. The treatment of epilepsy: principles and practice. 4th ed. Philadelphia: Lippincott, Williams & Wilkins; 2005:623-30.

10. Alsaadi TM, Marquez AV. Psychogenic nonepileptic seizures. Am Fam Phy 2005;72(5):849-56.

11. Martin R, Burneo JG, Prasad A, et al. Frequency of epilepsy in patients with psychogenic seizures monitored by videoEEG. Neurology 2003;61:1791-2.

12. Benbadis SR, Agrawal V, Tatum WO, IV. How many patients with psychogenic nonepileptic seizures also have epilepsy? Neurology 2001;57:915-7.

13. Benbadis SR, Tatum WO, IV, Vale FL. When drugs don’t work: an algorithmic approach to medically intractable epilepsy. Neurology 2000;55(12):1780-4.

14. Galimberti CA, Ratti MT, Murelli R, et al. Patients with psychogenic nonepileptic seizures, alone or epilepsy-associated, share a psychological profile distinct from that of epilepsy patients. J Neurol 2003;250(3):338-46.

15. Chung SS, Gerber P, Kirlin KA. Ictal eye closure is a reliable indicator for psychogenic nonepileptic seizures. Neurology 2006;66(11):1730-1.

16. Iriarte J, Parra J, Urrestarazu E, Kuyk J. Controversies in the diagnosis and management of psychogenic pseudoseizures. Epilepsy Behav 2003;4(3):354-9.

17. Chen DK, So YT, Fisher RS. Use of serum prolactin in diagnosing epileptic seizures: report of the Therapeutics and Technology Assessment Subcommittee of the American Academy of Neurology. Neurology 2005;65(5):668-75.

18. Parra J, Iriarte J, Kanner AM. Are we overusing the diagnosis of psychogenic nonepileptic events? Seizure 1999;8(4):223-7.

19. Reuber M, Baker GA, Gill R, et al. Failure to recognize psychogenic nonepileptic seizures may cause death. Neurology 2004;62(5):834-5.

20. Kanner A, Parra J, Frey M, et al. Psychiatric and neurologic predictors of psychogenic pseudoseizure outcome. Neurology 1999;53(5):933-8.

21. Walczak TS, Papacostas S, Williams DT, et al. Outcome after diagnosis of psychogenic nonepileptic seizures. Epilepsia 1995;36(11):1131-7.

22. Farias ST, Thieman C, Alsaadi TM. Psychogenic nonepileptic seizures: acute change in event frequency after presentation of the diagnosis. Epilepsy Behav 2003;4(4):424-9.

23. Martin RC, Gillian FG, Kilgore M, et al. Improved health care resource utilization following video-EEG-confirmed diagnosis of nonepileptic psychogenic seizures. Seizure 1998;7(5):385-90.

24. Wilder C, Marquez AV, Farias ST, et al. Long-term follow up study of patients with PNES. Epilepsia 2004;45(suppl 7):349.-

25. LaFrance WC, Jr, Alper K, Babcock D, et al. Nonepileptic seizures treatment workshop summary. Epilepsy Behav 2006;8:451-61.

26. Shen W, Bowman ES, Markan ON. Presenting the diagnosis of pseudoseizure. Neurology 1990;40(5):756-9.

27. Harden CL, Burgut FT, Kanner AM. The diagnostic significance of video-EEG monitoring findings on pseudoseizure patients differs between neurologists and psychiatrists. Epilepsia 2003;44(3):453-6.

28. Baker G, Brooks JL, Goodfellow L, et al. Treatments for non-epileptic attack disorder. Cochrane Database Syst Rev 2007;(1):CD006370.-

29. LaFrance WC, Jr, Devinsky O. Treatment of nonepileptic seizures. Epilepsy Behav 2002;3(suppl 1):S19-23.

30. Quigg M, Armstrong RF, Farace E, Fountain NB. Quality of life outcome is associated with cessation rather than reduction of psychogenic nonepileptic seizures. Epilepsy Behav 2002;3:455-9.

31. . Treatments for psychogenic nonepileptic seizures (NES). NCT00159965. Available at: http://www.clinicaltrials.gov/ct/show/NCT00159965?order=1. Accessed October 19, 2007.

32. Reuber M, Howlett S, Kemp S. Psychologic treatment of patients with psychogenic nonepileptic seizures. Expert Rev Neurother 2005;5(6):737-52.

33. Reuber M, Mitchel AJ, Howlett S, Elger CE. Measuring outcome in psychogenic nonepileptic seizure: how relevant is seizure remission? Epilepsia 2005;46(11):1788-95.

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Psychogenic nonepileptic seizures: Ways to win over skeptical patients
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psychogenic nonepileptic seizures; PNES; epilepsy; PNES diagnosis; PNES patients; Patrick Marsh MD; Selim Benbadis MD; Francisco Fernandez MD
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