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Research and Reviews for the Practicing Oncologist
A Pilot Trial of Decision Aids to Give Truthful Prognostic and Treatment Information to Chemotherapy Patients with Advanced Cancer
Original research
Thomas J. Smith MD
Abstract
Most cancer patients do not have an explicit discussion about prognosis and treatment despite documented adverse outcomes. Few decision aids have been developed to assist the difficult discussions of palliative management. We developed decision aids for people with advanced incurable breast, colorectal, lung, and hormone-refractory prostate cancers facing first-, second-, third-, and fourth-line chemotherapy. We recruited patients from our urban oncology clinic after gaining the permission of their treating oncologist. We measured knowledge of curability and treatment benefit before and after the intervention. Twenty-six of 27 (96%) patients completed the aids, with a mean age of 63, 56% female, 56% married, 56% African American, and 67% with a high school education or more. Most patients (14/27, 52%) thought a person with their advanced cancer could be cured, which was reduced (to 8/26, 31%, P = 0.15) after the decision aid. Nearly all overestimated the effect of palliative chemotherapy. No distress was noted, and hope did not change. The majority (20/27, 74%) found the information helpful to them, and almost all (25/27, 93%) wanted to share the information with their family and physicians. It is possible to give incurable patients their prognosis, treatment options, and options for improving end-of-life care without causing distress or lack of hope. Almost all find the information helpful and want to share it with doctors and family. Research is needed to test the findings in a larger sample and measure the outcomes of truthful information on quality of life, quality of care, and costs.
Article Outline
We designed decision aids for patients with incurable cancer and attempted to determine if people would opt for full disclosure about prognosis and treatment. If they opted for full disclosure, we assessed current knowledge about chance of cure, survival, disease response rates, and symptom control, before and after. This pilot trial was done to see if patients would complete a decision aid about their advanced cancer, even if it contained truthful information about their limited prognosis and treatment benefits.
Methods
We created state-of-the-art tables of information for patients with advanced breast, lung, colon, and hormone-refractory prostate cancers, based on expert review, external review, and comparison with Up To Date© (available from the authors). The information was approved by all three oncologists involved. We used bar graphs to illustrate benefit, developed for patient education graphs for a randomized study of insurance types and treatment choices9 and in common use on the Web site Adjuvant Online (www.adjuvantonline.org).[10] and [11] It is similar to what we do with the written medical record, a concise review of diagnosis, prognosis, treatment options, side effects, and when to call the doctor.12
We tested the intervention in a heterogeneous sample of 27 patients recruited through the Dalton Oncology Clinic, which serves a mix of patients from the most discerning third-opinion clinical trial patient to the community cancer patient and provides most of the indigent cancer care in the central Virginia area. The study was done within 3 months in early 2009.
Our primary outcome was the number of patients who would opt for full disclosure once they viewed the decision aid. Our secondary outcomes included the following: the amount of information patients have about cure, response rates, and symptom control; the impact of truthful information on hope, as measured by the Herth Hope Index©13 (HHI) used to assess hope in clinical studies of adults;14 whether the information was deemed helpful to the patient; and whether the patient intended to share the information with a doctor.
Patients were accrued by reviewing the daily clinic list to find patients on treatment for incurable breast, colorectal, non-small-cell lung, or hormone-refractory prostate cancer. Treating oncologists were made aware of the study through e-mail, announcements, the Massey Cancer Center Web site, and individual meetings. All oncologists approached agreed to their chemotherapy patients participating in the study in general, and the primary nurse or treating oncologist was contacted about each eligible patient. Eligible patients were not contacted about the study when the treating oncologist or primary oncology nurse determined that a patient was experiencing significant distress or had significant psychiatric problems or difficulty with adjustment to illness or believed the patient would have great emotional difficulty with the information. The number of patients excluded by each oncologist due to concern about distress was estimated to be less than 10% of the total available but was not measured. Since these patients were not enrolled in the study, we did not collect information about them. A clinical psychologist and a chaplain were available to any patient who experienced distress during or after the interview process. The interview questions and intervention were administered by a member of the study team who was not the patient's oncologist or involved in his or her care. The interview team included a graduate student who was also a minister and chaplain (E. A. V.), a medical student with special training in empathic communication (L. A. D.), and/or the principal investigator (T. J. S.); usually one interviewer was present (L. A. D. or E. A. V.).
The interview sequence included screening questions to ensure that the patient wanted full information, sociodemographic questions, a pretest about the chance of cure and treatment effect for a patient with their illness, and the HHI. Next, the decision aid was administered. Immediately afterward, the patient completed a posttest, the HHI, and information about how he or she would use the information.
We modeled this approach on the Ottawa Decision Support Framework, a clinically tested decision-making tool designed to inform decisional conflict,[15] and [16] defined as uncertainty about which course of action to take when the choice involves balancing gain, risk, loss, regrets, or challenges to personal life.17
Our study was approved by the Massey Cancer Center Protocol Review and Monitoring System and the VCU Institutional Review Board for the Conduct of Human Research. Because it was not a clinical trial, no clinical trial registration was required.
Results
The patients were typical for our urban, tertiary referral, and safety net hospital and National Cancer Institute–designated cancer center, as shown in Table 1.
Age (years) | |
Mean | 63 ± 5 |
Range | 46–74 |
Gender | |
Male | 12 (44%) |
Female | 15 (56%) |
Marital status | |
Married or committed relationship | 15 (56%) |
Divorced | 6 (22%) |
Widowed | 2 (7%) |
Single/never married | 2 (7%) |
Ethnicity | |
Caucasian | 12 (44%) |
African American | 15 (56%) |
Education completed | |
Less than high school | 5 (9%) |
Some high school | 1 (4%) |
HS diploma/GED | 8 (30%) |
Some college | 10 (37%) |
Completed college | 1 (4%) |
Completed postgrad | 2 (7%) |
Total household income | |
<$15,000 | 10 (37%) |
$15,000–$34,999 | 8 (30%) |
$35,000–$74,999 | 6 (22%) |
>$75,000 | 1 (4%) |
Don't know | 2 (7%) |
Average number of people in household | 2.3 (SD 0.9) |
Type of cancer and line of chemotherapy | |
Breast 1st, 2nd, 3rd, 4th line | 5, 2, 1,1 = 9 total |
Colorectal 1st, 2nd, 3rd, 4th line | 8, 5, 1, 0 = 14 total |
Lung 1st, 2nd, 3rd, 4th line | 2, 0, 0, 0 = 2 total |
Hormone-refractory prostate 1st, 2nd, 3rd, 4th line | 1, 1, 0, 0 = 2 |
Primary Outcome
Our primary outcome was to assess if patients would complete a decision aid with full disclosure. Of 27 patients, only one (4%) chose not to complete the decision aid after starting. She was a 55-year-old African American woman who had recently started first-line treatment for metastatic colorectal cancer. She had been told at another institution that she had lost too much weight and was too ill to benefit from chemotherapy, but with counseling she regained the weight and had a performance status of 2 at VCU. In her pretest, she answered that she thought a woman with metastatic colorectal cancer spread to bones and lymph glands could be cured, with a chance of cure of 50%. Once presented with the information (good treatments that prolong life and control symptoms but no chance of cure and 9% of patients with metastatic colorectal cancer alive at 5 years), she said that she did not want to finish the questions. She did complete her HHI, which did not change, and was not distressed (see Table 2, patient 12).
PATIENT | SITUATION (1ST-, 2ND-, 3RD-, 4TH-LINE CHEMOTHERAPY) | COMMENT |
---|---|---|
1 | CRC, 1st | “Feel little bit better.” “Didn't upset.” |
2 | BC, 2nd | “It gave me information on my condition.” |
3 | BC, 4th | “If I've got 6 months to live, I want to know so I can party” |
3 | LC, 1st | “It let me know I have longer than a year, possibly longer than that. Helpful.” |
5 | PC, 2nd | “Well, Dr. R said it couldn't be cured … I've done well for 16 months so far.” |
6 | CRC, 2nd | “We've already discussed everything. All information I think is helpful.” |
7 | CRC, 1st | “… happy that my life expectancy might be better than I thought.” At the end, he said “how good it was to talk and not hold things in.” |
8 | CRC, 3rd | “Verification of what I have been told.” |
9 | CRC, 2nd | “I know all this, but it was helpful. Especially for people who haven't heard it.” |
10 | CRC, 1st | |
11 | CRC, 2nd | “Helpful … just to think about my goals and that kind of thing.” |
12 | CRC, 1st | “Wouldn't know [about cure]. I can't answer those … [questions about cure rates, response rates after reviewing data]. Tell them to give people hope, not take away hope … not to 'just go smell the roses.' ” |
13 | CRC, 1st | “There were some things I didn't know—I didn't know about the 1–2 years—I'm not going to accept it though—I'm planning on more.” |
14 | BC, 1st | “Gave me info based on stats that I didn't know before.” |
15 | BC, 1st | “It's hard to explain. It's about what I have already known.” |
16 | BC, 2nd | “Helped me to understand … . That chemo is better than not having chemo.” |
17 | CRC, 1st | |
18 | CRC, 2nd | “Helpful to know what will happen, given strength, how to feel about things … to get to talk about things.” |
19 | BC, 1st | “Helpful. It opened my eyes, made me aware. I would want to know that.” |
20 | BC, 1st | Helpful. “It gave me a lot to think about. A whole lot of it I didn't know about.” |
21 | CRC, 1st | Helpful. “Knowing that I was doing something to help someone else. It made me think about what I have to look forward to in life.” |
22 | CRC, 2nd | “In a way, you're saying what the possibilities are. I just hope that I keep on trucking.” |
23 | BC, 3rd | “Always helpful to discuss prognosis.” |
24 | LC, 1st | “Helpful to know what chances I get, with or without (chemotherapy) treatment.” |
25 | PC, 1st | “Because the odds are a hell of a lot less than I thought, it's a bummer.” |
26 | BC, 1st | “It gave me a chance to see the percentage of things with breast cancer. I have a better understanding of the time line.” |
26 | CRC, 1st | “Made me understand some things.” On change in survival from >3 years to “don't know,” “I hope to live a right good while.” |
BC = breast cancer; CRC = colon or rectal cancer; LC = non-small-cell lung cancer; PC = hormone-refractory prostate cancer
In the pretest, almost all the patients, including the patient above, reported wanting full disclosure about cancer, prognosis, treatment, and side effects. In response to questions beginning “How much do you want to know about …” 27 of 27 answered “Tell me all” to the questions about “your cancer,” “your prognosis,” “treatment benefits,” and “treatment side effects.” Only one of 27 answered otherwise: “Tell me a little” about cancer, and “Tell me some” about prognosis.
Secondary Outcomes
Participants were overoptimistic about the results of palliative chemotherapy, as shown in Table 3. Most (14/27, 52%) people thought a person with “metastatic cancer (breast, colorectal, lung, prostate—specific to that person's disease) spread to the bones and lymph glands” could be cured. After the decision aid, more people recognized that their cancer could not be cured (17/25, 63%) but eight of 25 (32%, P = 0.15, Fischer's exact test) still thought a person with metastatic disease could be cured. Patients were particularly overoptimistic about the chance of their symptoms being helped by chemotherapy: 87% thought their symptoms would be helped by chemotherapy, and 60% thought a patient would have at least 50% shrinkage of their cancer before the exercise, which declined only slightly after the decision aid. (While the correct answer varies by disease, the number helped by chemotherapy is usually less than 50%, and response rates are always less than 50%.)
PRE | POST | CHANGE | COMMENT | |
---|---|---|---|---|
Can this person with cancer in the bones and lymph nodes be cured by medical treatment? | Yes = 14 No = 11 Don't know = 2 | Yes = 8 No = 17 Don't know = 2 | Changed from yes to no = 6; changed from no to yes = 1 | Correct answer “no” P = 0.15 Fischer's exact test |
52.5 ± 32 | 47 ± 26 | −5.8 ± 28 | The correct answer is 0%; all overoptimistic | |
What is the chance of her _____ cancer shrinking by half? In % | 60 ± 32 | 57.5 ± 17.6 | −4.2 ± 28 | All overoptimistic |
What is the chance of _____ cancer symptoms being helped? In % | 87 ± 19 | 74.2 ± 21 | −6.7 ± 26 | All overoptimistic |
How long does the average person live with advanced ____ cancer (using the choices from the breast cancer sheet for example)? | More realistic, but 2 people increased their expected length of survival | |||
More than 3 years | 18 | 14 | −4 | |
About 2 years | 6 | 11 | 5 | |
About 6 months | 0 | 0 | 0 | |
Just a few weeks | 1 | 0 | −1 | |
Don't know/NA | 2 | 2 | 2 | |
Distress observed by interviewer, nurse, or oncologist | No | No |
Categorical variables Yes and No analyzed by Fischer's exact test
Numerical variables analyzed by Student's t-test, unpaired; none significant
There was no change in responses to the HHI after the intervention as we have previously reported.18 Participants did not appear to be visibly distressed by the intervention. A psychologist and chaplain were made available, but no one requested their services. In our small clinic, the primary nurses and doctors have frequent interactions during visits and chemotherapy. No patient was reported to be distressed in any way, during that visit or subsequent visits.
The comments recorded by the patients or the interviewers at the end of the exercise showed that most patients would share the information, as shown in Table 4.
Will you share it with anyone? | Yes = 20 No = 6 NA = 1 |
If so, who? __ My family __ My oncologist __ My oncology nurse __ My primary care doctor __ Other ______ | All (family, ONC, PCP) = 14 Family only = 2 Oncologist = 12 PCP = 14, one said “not PCP” |
Was this patient information sheet helpful to you? | Yes = 25 No = 1, “Bummer” NA = 2 |
NA = no answer; ONC = oncologist; PCP = primary care provider
In some cases, the average prognosis and treatment benefit, although small, was bigger than the person thought before the exercise. Nearly all found it helpful. Some illustrative comments are shown in Table 2.
We did not formally measure the time to complete the screening questions, pre- and posttests, pre- and post-HHI, and decision aid; but in most cases it took less than 20 minutes to complete the whole package including the pre- and post-tests. Review of the decision aid with the patient always took less than 5 minutes, even when we were reading it with the patient and family. This is consistent with work showing that oncologists state that completing an advance directive will take too much time but, in fact, it takes less than 10 minutes.[19] and [20]
Discussion
Historical data show that patients know little about their prognosis and the effect that treatment will have on their cancer. Yet, this knowledge is essential to making informed choices about treatment benefits, risks, and even costs. When tested in randomized controlled trials, decision aids led to more involvement in decision making.[21] and [22] However, there were no decision aids available about metastatic incurable disease, despite some promising early starts[23], [24], [25], [26], [27] and [28] and only one about first-line treatment,29 so we made a simple one. A successful decision aid may allow patients to discuss their situations with their physicians and develop management strategies that best concur with personal goals and preferences and help patients make plans in other areas of life.
Our findings suggest that most people do want honest information, even if the news is bad. We found that 27 of 27 enrolled patients initially reported wanting to know all the available information about their cancer, prognosis, treatment benefits, and treatment side effects. Also, 26 of 27 patients were able to complete the decision aid fully, our main outcome measure. While approximately 10% of available patients were excluded from accrual by their oncologists or oncology nurses due to preexisting distress, fear of distress in the patient or family member, uncontrolled symptoms, or psychiatric illness, in general there was excellent acceptance of the study by patients and oncologists. In this pilot study we did not investigate the attitudes of nonparticipants nor were we able to collect sociodemographic data to determine nonresponse bias, that is, whether certain types of patients are more likely to decline participation in the study.
Participants in the study were overoptimistic about their chances of cure, potential treatment response, symptom relief, and survival. None of these patients had curable disease, but 63% thought that a person with metastatic cancer of their type could be cured and gave the average chance of cure as 52%. Inaccurate assessment of cure rates decreased postintervention. At the pretest 14/27 (52%) believed a person with cancer similar to theirs could be cured, which changed to 8/26 (31%) at the posttest. This agrees with other studies that showed that patients mistook palliative radiation for curative radiation about one-third of the time, even when provided with accurate information.[1], [30] and [31]
Knowledge of prognosis and planning for the future is important as there is evidence of benefit to having the discussion about treatment outcomes. Recent data show improved quality of care, improved quality of life, and improved caregiver quality of life if the physician discusses death with the patient and family.5 Transplant patients with advanced directives had more than a twofold survival advantage over those without them.27 Conversely, over- or underestimating survival or treatment benefit can lead to bad health outcomes. Stem-cell transplant patients who were overoptimistic lived no longer than those with realistic views.[32], [33] and [34] Cancer patients who overestimated their survival were more likely to die a “bad” death (defined as death in an intensive care unit, on a ventilator, or with multiple hospitalizations and emergency room visits) without achieving life extension.35 It may be that the 16%–20% of patients with incurable solid tumors who start a new chemotherapy regimen within 2 weeks of death,36 when they are unlikely to benefit, simply do not know the prognosis or treatment effect or have different perspectives.37 Alternatively, we do not know how many patients decline second- and nth-line chemotherapy without knowing the full benefits and risks and who might choose chemotherapy if they knew second- or nth-line chemotherapy improved survival, pain scores, or quality of life. For instance, 40% of breast cancer patients will have some disease control from fourth-line chemotherapy for up to 4 months even if there is no evidence of improved survival.38
Patients consistently tell us to be truthful, compassionate, and clear and to stay the course with them.[39] and [40] Despite nearly all American patients stating that they want full disclosure about their prognosis, treatment options, and expected outcomes, most patients do not receive such information41 or receive such information far too late in their course.42 Even if terminally ill patients with cancer requested survival estimates, doctors would provide such estimates only 37% of the time, often an overestimate;7 and a recent meta-analysis showed that cancer physicians consistently overestimated prognosis by at least 30%.43 Honest information respects the autonomy of a patient to make decisions based on what is known about the outcomes of such decisions.44 Such information should not be forced on a patient, but the patient should be told that the information is available and that he or she has the right to accept or decline the information.45
When we started this project, colleagues were concerned about whether patients would want such information, that patients would be distressed by poor prognosis, that patients would give up hope, and that the procedures would take too much time. We also were concerned about the effect of giving such bad news on the provider, when prior research showed negative effects on the information-giver's mood and affect from such encounters46 and that doctors in general protect themselves by not giving bad news.47 Completion of the decision aid was difficult for the interviewers, too. Some commented on how hard it was to give “bad” information about chance of cure and expected survival, even for patients they did not know. While patients may be more comfortable having advance directive discussions with a doctor they do not know rather than their oncologist,48 it can still be hard for the provider. Surprisingly, it rarely took more than 20 minutes to discuss the information including the tests since the information was preprinted.
Patients vary in their approach to decision making, but the decisions should at least start with good information. Based on these preliminary findings, the piloted intervention is significant because it can lead to measurable impacts on knowledge about prognosis and appears to be judged helpful. We do not know the impact of full and truthful information on patient knowledge, decision making, hope, attendant choices about advanced medical directives, chemotherapy use, or hospice use. The next steps are to make the information available directly to patients on the Internet, which is in progress. The purpose is not to increase or decrease the use of palliative chemotherapy or hospice care; the lack of research into the decisions fully informed patients make precludes any such prediction. Since the intervention appears to be successful in this pilot trial, it will be tested in conjunction with standard care in a randomized clinical trial with measurement of quality of care, quality of life, and health-care cost outcomes.
Acknowledgments
This research was supported by VCU School of Medicine Research Year Out, GO8 LM0095259 from the National Library of Medicine (T. J. S., L. L., J. K.), and R01CA116227-01 (T. J. S.) from the National Cancer Institute.
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35 J.C. Weeks, E.F. Cook, S.J. O'Day, L.M. Peterson, N. Wenger and D. Reding et al., Relationship between cancer patients' predictions of prognosis and their treatment preferences, JAMA 279 (21) (1998), pp. 1709–1714. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (350)
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38 A. Dufresne, X. Pivot, C. Tournigand, T. Facchini, T. Altweegg, L. Chaigneau and A. De Gramont, Impact of chemotherapy beyond the first line in patients with metastatic breast cancer, Breast Cancer Res Treat 107 (2) (2008), pp. 275–279. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (14)
39 P. Kirk, I. Kirk and L.J. Kristjanson, What do patients receiving palliative care for cancer and their families want to be told?: A Canadian and Australian qualitative study, BMJ 328 (7452) (2004), p. 1343. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (110)
40 L.L. Emanuel, F.D. Ferris, C.F. von Gunten and J. Von Roenn, EPEC-O: Education in Palliative and End of Life Care for Oncology, EPEC Project, Chicago (2005).
41 M.J. Field and C.K. Cassel, Approaching Death: Improving Care at the End of Life, National Academy Press, Washington DC (1997), pp. 59–64.
42 H.A. Huskamp, N.L. Keating, J.L. Malin, A.M. Zaslavsky, J.C. Weeks, C.C. Earle, J.M. Teno, B.A. Virnig, K.L. Kahn, Y. He and J.Z. Ayanian, Discussions with physicians about hospice among patients with metastatic lung cancer, Arch Intern Med 169 (10) (2009), pp. 954–962. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (4)
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45 T. Beauchamp and J. Childress, Principles of Biomedical Ethics (5th ed), Oxford University Press, New York (2001).
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Appendix A
Decision Aids
Patient Name: ___
Date: ___/___/___
Lung Cancer Second Line Chemotherapy
What is my chance of being alive at one year if I take chemotherapy, or do best supportive care such as hospice?
Chemotherapy with a drug like docetaxel (Taxotere®) or pemetrexed (Alimta®) improves the chance of being alive at one year by 18 out of 100 people. With chemotherapy, 37 of 100 people were alive at one year. Without chemotherapy, 11 of 100 were alive.
Patients receiving docetaxel (Taxotere®) chemotherapy lived an average of 7.5 months, versus 4.6 months if they did not take chemotherapy. In other words, they lived 2 to 3 months longer.
If you are having cancer-related symptoms that limit your daily activities, the chances of being alive at one year are less than that described above.
The numbers given here are what happens to the average person with this disease in this situation. Half the patients will do better than this, and half will do worse. Your situation could be better or worse. The numbers given for the chance of cure are very accurate. The numbers are given to help you with your own decision making.
What is the chance of my cancer shrinking by half?
About 6 of 100 people will have their cancer shrink by half.
If you are having cancer-related symptoms that limit your daily activities, the chances are less than that described above.
What is the chance of my being cured by chemotherapy?
In this setting, there is no chance of cure. The goal may change to controlling the disease and any symptoms for as long as possible. You may want to talk with your doctor about your own chances and goals of therapy.
How long will chemotherapy make my cancer shrink, if it does?
For all patients who did not get chemotherapy, the average time before the cancer grew was 7 weeks. For patients who got chemotherapy, the average time before the cancer grew was 11 weeks.
What did chemotherapy do to quality of life?
Chemotherapy helped reduce pain scores and did not make quality of life worse.
What are the most common side effects?
The most common side effects will vary with the type of treatment given.
Some of the most common ones include the following:
Mucositis (mouth sores).
Nausea/vomiting; usually controllable.
Alopecia (hair loss).
Neutropenia (low white blood cell count) and infection requiring antibiotics.
Neuropathy (numbness and pain in the hands and feet).
Are there other issues that I should address at this time?
Many people use this time to address a life review–what they have learned during life that they want to share with their families, and planning for events in the future like birthdays or weddings).
Some people address spiritual issues.
Some people address financial issues like a will.
Some people address Advance Directives (Living Wills).
For instance, if you could not speak for yourself, who would you want to make decisions about your care?
If your heart stopped beating, or you stopped breathing, due to the cancer worsening, would you want to have resuscitation (CPR), or be allowed to die naturally without resuscitation?
Some people use this time to discuss with their loved ones how they would like to spend the rest of their life. For instance, where do you want to spend your last days? Where do you want to die?
Do you want to have hospice involved?
These are all difficult issues, but important to discuss with your family and your health care professionals.

Original research
Thomas J. Smith MD
Abstract
Most cancer patients do not have an explicit discussion about prognosis and treatment despite documented adverse outcomes. Few decision aids have been developed to assist the difficult discussions of palliative management. We developed decision aids for people with advanced incurable breast, colorectal, lung, and hormone-refractory prostate cancers facing first-, second-, third-, and fourth-line chemotherapy. We recruited patients from our urban oncology clinic after gaining the permission of their treating oncologist. We measured knowledge of curability and treatment benefit before and after the intervention. Twenty-six of 27 (96%) patients completed the aids, with a mean age of 63, 56% female, 56% married, 56% African American, and 67% with a high school education or more. Most patients (14/27, 52%) thought a person with their advanced cancer could be cured, which was reduced (to 8/26, 31%, P = 0.15) after the decision aid. Nearly all overestimated the effect of palliative chemotherapy. No distress was noted, and hope did not change. The majority (20/27, 74%) found the information helpful to them, and almost all (25/27, 93%) wanted to share the information with their family and physicians. It is possible to give incurable patients their prognosis, treatment options, and options for improving end-of-life care without causing distress or lack of hope. Almost all find the information helpful and want to share it with doctors and family. Research is needed to test the findings in a larger sample and measure the outcomes of truthful information on quality of life, quality of care, and costs.
Article Outline
We designed decision aids for patients with incurable cancer and attempted to determine if people would opt for full disclosure about prognosis and treatment. If they opted for full disclosure, we assessed current knowledge about chance of cure, survival, disease response rates, and symptom control, before and after. This pilot trial was done to see if patients would complete a decision aid about their advanced cancer, even if it contained truthful information about their limited prognosis and treatment benefits.
Methods
We created state-of-the-art tables of information for patients with advanced breast, lung, colon, and hormone-refractory prostate cancers, based on expert review, external review, and comparison with Up To Date© (available from the authors). The information was approved by all three oncologists involved. We used bar graphs to illustrate benefit, developed for patient education graphs for a randomized study of insurance types and treatment choices9 and in common use on the Web site Adjuvant Online (www.adjuvantonline.org).[10] and [11] It is similar to what we do with the written medical record, a concise review of diagnosis, prognosis, treatment options, side effects, and when to call the doctor.12
We tested the intervention in a heterogeneous sample of 27 patients recruited through the Dalton Oncology Clinic, which serves a mix of patients from the most discerning third-opinion clinical trial patient to the community cancer patient and provides most of the indigent cancer care in the central Virginia area. The study was done within 3 months in early 2009.
Our primary outcome was the number of patients who would opt for full disclosure once they viewed the decision aid. Our secondary outcomes included the following: the amount of information patients have about cure, response rates, and symptom control; the impact of truthful information on hope, as measured by the Herth Hope Index©13 (HHI) used to assess hope in clinical studies of adults;14 whether the information was deemed helpful to the patient; and whether the patient intended to share the information with a doctor.
Patients were accrued by reviewing the daily clinic list to find patients on treatment for incurable breast, colorectal, non-small-cell lung, or hormone-refractory prostate cancer. Treating oncologists were made aware of the study through e-mail, announcements, the Massey Cancer Center Web site, and individual meetings. All oncologists approached agreed to their chemotherapy patients participating in the study in general, and the primary nurse or treating oncologist was contacted about each eligible patient. Eligible patients were not contacted about the study when the treating oncologist or primary oncology nurse determined that a patient was experiencing significant distress or had significant psychiatric problems or difficulty with adjustment to illness or believed the patient would have great emotional difficulty with the information. The number of patients excluded by each oncologist due to concern about distress was estimated to be less than 10% of the total available but was not measured. Since these patients were not enrolled in the study, we did not collect information about them. A clinical psychologist and a chaplain were available to any patient who experienced distress during or after the interview process. The interview questions and intervention were administered by a member of the study team who was not the patient's oncologist or involved in his or her care. The interview team included a graduate student who was also a minister and chaplain (E. A. V.), a medical student with special training in empathic communication (L. A. D.), and/or the principal investigator (T. J. S.); usually one interviewer was present (L. A. D. or E. A. V.).
The interview sequence included screening questions to ensure that the patient wanted full information, sociodemographic questions, a pretest about the chance of cure and treatment effect for a patient with their illness, and the HHI. Next, the decision aid was administered. Immediately afterward, the patient completed a posttest, the HHI, and information about how he or she would use the information.
We modeled this approach on the Ottawa Decision Support Framework, a clinically tested decision-making tool designed to inform decisional conflict,[15] and [16] defined as uncertainty about which course of action to take when the choice involves balancing gain, risk, loss, regrets, or challenges to personal life.17
Our study was approved by the Massey Cancer Center Protocol Review and Monitoring System and the VCU Institutional Review Board for the Conduct of Human Research. Because it was not a clinical trial, no clinical trial registration was required.
Results
The patients were typical for our urban, tertiary referral, and safety net hospital and National Cancer Institute–designated cancer center, as shown in Table 1.
Age (years) | |
Mean | 63 ± 5 |
Range | 46–74 |
Gender | |
Male | 12 (44%) |
Female | 15 (56%) |
Marital status | |
Married or committed relationship | 15 (56%) |
Divorced | 6 (22%) |
Widowed | 2 (7%) |
Single/never married | 2 (7%) |
Ethnicity | |
Caucasian | 12 (44%) |
African American | 15 (56%) |
Education completed | |
Less than high school | 5 (9%) |
Some high school | 1 (4%) |
HS diploma/GED | 8 (30%) |
Some college | 10 (37%) |
Completed college | 1 (4%) |
Completed postgrad | 2 (7%) |
Total household income | |
<$15,000 | 10 (37%) |
$15,000–$34,999 | 8 (30%) |
$35,000–$74,999 | 6 (22%) |
>$75,000 | 1 (4%) |
Don't know | 2 (7%) |
Average number of people in household | 2.3 (SD 0.9) |
Type of cancer and line of chemotherapy | |
Breast 1st, 2nd, 3rd, 4th line | 5, 2, 1,1 = 9 total |
Colorectal 1st, 2nd, 3rd, 4th line | 8, 5, 1, 0 = 14 total |
Lung 1st, 2nd, 3rd, 4th line | 2, 0, 0, 0 = 2 total |
Hormone-refractory prostate 1st, 2nd, 3rd, 4th line | 1, 1, 0, 0 = 2 |
Primary Outcome
Our primary outcome was to assess if patients would complete a decision aid with full disclosure. Of 27 patients, only one (4%) chose not to complete the decision aid after starting. She was a 55-year-old African American woman who had recently started first-line treatment for metastatic colorectal cancer. She had been told at another institution that she had lost too much weight and was too ill to benefit from chemotherapy, but with counseling she regained the weight and had a performance status of 2 at VCU. In her pretest, she answered that she thought a woman with metastatic colorectal cancer spread to bones and lymph glands could be cured, with a chance of cure of 50%. Once presented with the information (good treatments that prolong life and control symptoms but no chance of cure and 9% of patients with metastatic colorectal cancer alive at 5 years), she said that she did not want to finish the questions. She did complete her HHI, which did not change, and was not distressed (see Table 2, patient 12).
PATIENT | SITUATION (1ST-, 2ND-, 3RD-, 4TH-LINE CHEMOTHERAPY) | COMMENT |
---|---|---|
1 | CRC, 1st | “Feel little bit better.” “Didn't upset.” |
2 | BC, 2nd | “It gave me information on my condition.” |
3 | BC, 4th | “If I've got 6 months to live, I want to know so I can party” |
3 | LC, 1st | “It let me know I have longer than a year, possibly longer than that. Helpful.” |
5 | PC, 2nd | “Well, Dr. R said it couldn't be cured … I've done well for 16 months so far.” |
6 | CRC, 2nd | “We've already discussed everything. All information I think is helpful.” |
7 | CRC, 1st | “… happy that my life expectancy might be better than I thought.” At the end, he said “how good it was to talk and not hold things in.” |
8 | CRC, 3rd | “Verification of what I have been told.” |
9 | CRC, 2nd | “I know all this, but it was helpful. Especially for people who haven't heard it.” |
10 | CRC, 1st | |
11 | CRC, 2nd | “Helpful … just to think about my goals and that kind of thing.” |
12 | CRC, 1st | “Wouldn't know [about cure]. I can't answer those … [questions about cure rates, response rates after reviewing data]. Tell them to give people hope, not take away hope … not to 'just go smell the roses.' ” |
13 | CRC, 1st | “There were some things I didn't know—I didn't know about the 1–2 years—I'm not going to accept it though—I'm planning on more.” |
14 | BC, 1st | “Gave me info based on stats that I didn't know before.” |
15 | BC, 1st | “It's hard to explain. It's about what I have already known.” |
16 | BC, 2nd | “Helped me to understand … . That chemo is better than not having chemo.” |
17 | CRC, 1st | |
18 | CRC, 2nd | “Helpful to know what will happen, given strength, how to feel about things … to get to talk about things.” |
19 | BC, 1st | “Helpful. It opened my eyes, made me aware. I would want to know that.” |
20 | BC, 1st | Helpful. “It gave me a lot to think about. A whole lot of it I didn't know about.” |
21 | CRC, 1st | Helpful. “Knowing that I was doing something to help someone else. It made me think about what I have to look forward to in life.” |
22 | CRC, 2nd | “In a way, you're saying what the possibilities are. I just hope that I keep on trucking.” |
23 | BC, 3rd | “Always helpful to discuss prognosis.” |
24 | LC, 1st | “Helpful to know what chances I get, with or without (chemotherapy) treatment.” |
25 | PC, 1st | “Because the odds are a hell of a lot less than I thought, it's a bummer.” |
26 | BC, 1st | “It gave me a chance to see the percentage of things with breast cancer. I have a better understanding of the time line.” |
26 | CRC, 1st | “Made me understand some things.” On change in survival from >3 years to “don't know,” “I hope to live a right good while.” |
BC = breast cancer; CRC = colon or rectal cancer; LC = non-small-cell lung cancer; PC = hormone-refractory prostate cancer
In the pretest, almost all the patients, including the patient above, reported wanting full disclosure about cancer, prognosis, treatment, and side effects. In response to questions beginning “How much do you want to know about …” 27 of 27 answered “Tell me all” to the questions about “your cancer,” “your prognosis,” “treatment benefits,” and “treatment side effects.” Only one of 27 answered otherwise: “Tell me a little” about cancer, and “Tell me some” about prognosis.
Secondary Outcomes
Participants were overoptimistic about the results of palliative chemotherapy, as shown in Table 3. Most (14/27, 52%) people thought a person with “metastatic cancer (breast, colorectal, lung, prostate—specific to that person's disease) spread to the bones and lymph glands” could be cured. After the decision aid, more people recognized that their cancer could not be cured (17/25, 63%) but eight of 25 (32%, P = 0.15, Fischer's exact test) still thought a person with metastatic disease could be cured. Patients were particularly overoptimistic about the chance of their symptoms being helped by chemotherapy: 87% thought their symptoms would be helped by chemotherapy, and 60% thought a patient would have at least 50% shrinkage of their cancer before the exercise, which declined only slightly after the decision aid. (While the correct answer varies by disease, the number helped by chemotherapy is usually less than 50%, and response rates are always less than 50%.)
PRE | POST | CHANGE | COMMENT | |
---|---|---|---|---|
Can this person with cancer in the bones and lymph nodes be cured by medical treatment? | Yes = 14 No = 11 Don't know = 2 | Yes = 8 No = 17 Don't know = 2 | Changed from yes to no = 6; changed from no to yes = 1 | Correct answer “no” P = 0.15 Fischer's exact test |
52.5 ± 32 | 47 ± 26 | −5.8 ± 28 | The correct answer is 0%; all overoptimistic | |
What is the chance of her _____ cancer shrinking by half? In % | 60 ± 32 | 57.5 ± 17.6 | −4.2 ± 28 | All overoptimistic |
What is the chance of _____ cancer symptoms being helped? In % | 87 ± 19 | 74.2 ± 21 | −6.7 ± 26 | All overoptimistic |
How long does the average person live with advanced ____ cancer (using the choices from the breast cancer sheet for example)? | More realistic, but 2 people increased their expected length of survival | |||
More than 3 years | 18 | 14 | −4 | |
About 2 years | 6 | 11 | 5 | |
About 6 months | 0 | 0 | 0 | |
Just a few weeks | 1 | 0 | −1 | |
Don't know/NA | 2 | 2 | 2 | |
Distress observed by interviewer, nurse, or oncologist | No | No |
Categorical variables Yes and No analyzed by Fischer's exact test
Numerical variables analyzed by Student's t-test, unpaired; none significant
There was no change in responses to the HHI after the intervention as we have previously reported.18 Participants did not appear to be visibly distressed by the intervention. A psychologist and chaplain were made available, but no one requested their services. In our small clinic, the primary nurses and doctors have frequent interactions during visits and chemotherapy. No patient was reported to be distressed in any way, during that visit or subsequent visits.
The comments recorded by the patients or the interviewers at the end of the exercise showed that most patients would share the information, as shown in Table 4.
Will you share it with anyone? | Yes = 20 No = 6 NA = 1 |
If so, who? __ My family __ My oncologist __ My oncology nurse __ My primary care doctor __ Other ______ | All (family, ONC, PCP) = 14 Family only = 2 Oncologist = 12 PCP = 14, one said “not PCP” |
Was this patient information sheet helpful to you? | Yes = 25 No = 1, “Bummer” NA = 2 |
NA = no answer; ONC = oncologist; PCP = primary care provider
In some cases, the average prognosis and treatment benefit, although small, was bigger than the person thought before the exercise. Nearly all found it helpful. Some illustrative comments are shown in Table 2.
We did not formally measure the time to complete the screening questions, pre- and posttests, pre- and post-HHI, and decision aid; but in most cases it took less than 20 minutes to complete the whole package including the pre- and post-tests. Review of the decision aid with the patient always took less than 5 minutes, even when we were reading it with the patient and family. This is consistent with work showing that oncologists state that completing an advance directive will take too much time but, in fact, it takes less than 10 minutes.[19] and [20]
Discussion
Historical data show that patients know little about their prognosis and the effect that treatment will have on their cancer. Yet, this knowledge is essential to making informed choices about treatment benefits, risks, and even costs. When tested in randomized controlled trials, decision aids led to more involvement in decision making.[21] and [22] However, there were no decision aids available about metastatic incurable disease, despite some promising early starts[23], [24], [25], [26], [27] and [28] and only one about first-line treatment,29 so we made a simple one. A successful decision aid may allow patients to discuss their situations with their physicians and develop management strategies that best concur with personal goals and preferences and help patients make plans in other areas of life.
Our findings suggest that most people do want honest information, even if the news is bad. We found that 27 of 27 enrolled patients initially reported wanting to know all the available information about their cancer, prognosis, treatment benefits, and treatment side effects. Also, 26 of 27 patients were able to complete the decision aid fully, our main outcome measure. While approximately 10% of available patients were excluded from accrual by their oncologists or oncology nurses due to preexisting distress, fear of distress in the patient or family member, uncontrolled symptoms, or psychiatric illness, in general there was excellent acceptance of the study by patients and oncologists. In this pilot study we did not investigate the attitudes of nonparticipants nor were we able to collect sociodemographic data to determine nonresponse bias, that is, whether certain types of patients are more likely to decline participation in the study.
Participants in the study were overoptimistic about their chances of cure, potential treatment response, symptom relief, and survival. None of these patients had curable disease, but 63% thought that a person with metastatic cancer of their type could be cured and gave the average chance of cure as 52%. Inaccurate assessment of cure rates decreased postintervention. At the pretest 14/27 (52%) believed a person with cancer similar to theirs could be cured, which changed to 8/26 (31%) at the posttest. This agrees with other studies that showed that patients mistook palliative radiation for curative radiation about one-third of the time, even when provided with accurate information.[1], [30] and [31]
Knowledge of prognosis and planning for the future is important as there is evidence of benefit to having the discussion about treatment outcomes. Recent data show improved quality of care, improved quality of life, and improved caregiver quality of life if the physician discusses death with the patient and family.5 Transplant patients with advanced directives had more than a twofold survival advantage over those without them.27 Conversely, over- or underestimating survival or treatment benefit can lead to bad health outcomes. Stem-cell transplant patients who were overoptimistic lived no longer than those with realistic views.[32], [33] and [34] Cancer patients who overestimated their survival were more likely to die a “bad” death (defined as death in an intensive care unit, on a ventilator, or with multiple hospitalizations and emergency room visits) without achieving life extension.35 It may be that the 16%–20% of patients with incurable solid tumors who start a new chemotherapy regimen within 2 weeks of death,36 when they are unlikely to benefit, simply do not know the prognosis or treatment effect or have different perspectives.37 Alternatively, we do not know how many patients decline second- and nth-line chemotherapy without knowing the full benefits and risks and who might choose chemotherapy if they knew second- or nth-line chemotherapy improved survival, pain scores, or quality of life. For instance, 40% of breast cancer patients will have some disease control from fourth-line chemotherapy for up to 4 months even if there is no evidence of improved survival.38
Patients consistently tell us to be truthful, compassionate, and clear and to stay the course with them.[39] and [40] Despite nearly all American patients stating that they want full disclosure about their prognosis, treatment options, and expected outcomes, most patients do not receive such information41 or receive such information far too late in their course.42 Even if terminally ill patients with cancer requested survival estimates, doctors would provide such estimates only 37% of the time, often an overestimate;7 and a recent meta-analysis showed that cancer physicians consistently overestimated prognosis by at least 30%.43 Honest information respects the autonomy of a patient to make decisions based on what is known about the outcomes of such decisions.44 Such information should not be forced on a patient, but the patient should be told that the information is available and that he or she has the right to accept or decline the information.45
When we started this project, colleagues were concerned about whether patients would want such information, that patients would be distressed by poor prognosis, that patients would give up hope, and that the procedures would take too much time. We also were concerned about the effect of giving such bad news on the provider, when prior research showed negative effects on the information-giver's mood and affect from such encounters46 and that doctors in general protect themselves by not giving bad news.47 Completion of the decision aid was difficult for the interviewers, too. Some commented on how hard it was to give “bad” information about chance of cure and expected survival, even for patients they did not know. While patients may be more comfortable having advance directive discussions with a doctor they do not know rather than their oncologist,48 it can still be hard for the provider. Surprisingly, it rarely took more than 20 minutes to discuss the information including the tests since the information was preprinted.
Patients vary in their approach to decision making, but the decisions should at least start with good information. Based on these preliminary findings, the piloted intervention is significant because it can lead to measurable impacts on knowledge about prognosis and appears to be judged helpful. We do not know the impact of full and truthful information on patient knowledge, decision making, hope, attendant choices about advanced medical directives, chemotherapy use, or hospice use. The next steps are to make the information available directly to patients on the Internet, which is in progress. The purpose is not to increase or decrease the use of palliative chemotherapy or hospice care; the lack of research into the decisions fully informed patients make precludes any such prediction. Since the intervention appears to be successful in this pilot trial, it will be tested in conjunction with standard care in a randomized clinical trial with measurement of quality of care, quality of life, and health-care cost outcomes.
Acknowledgments
This research was supported by VCU School of Medicine Research Year Out, GO8 LM0095259 from the National Library of Medicine (T. J. S., L. L., J. K.), and R01CA116227-01 (T. J. S.) from the National Cancer Institute.
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Appendix A
Decision Aids
Patient Name: ___
Date: ___/___/___
Lung Cancer Second Line Chemotherapy
What is my chance of being alive at one year if I take chemotherapy, or do best supportive care such as hospice?
Chemotherapy with a drug like docetaxel (Taxotere®) or pemetrexed (Alimta®) improves the chance of being alive at one year by 18 out of 100 people. With chemotherapy, 37 of 100 people were alive at one year. Without chemotherapy, 11 of 100 were alive.
Patients receiving docetaxel (Taxotere®) chemotherapy lived an average of 7.5 months, versus 4.6 months if they did not take chemotherapy. In other words, they lived 2 to 3 months longer.
If you are having cancer-related symptoms that limit your daily activities, the chances of being alive at one year are less than that described above.
The numbers given here are what happens to the average person with this disease in this situation. Half the patients will do better than this, and half will do worse. Your situation could be better or worse. The numbers given for the chance of cure are very accurate. The numbers are given to help you with your own decision making.
What is the chance of my cancer shrinking by half?
About 6 of 100 people will have their cancer shrink by half.
If you are having cancer-related symptoms that limit your daily activities, the chances are less than that described above.
What is the chance of my being cured by chemotherapy?
In this setting, there is no chance of cure. The goal may change to controlling the disease and any symptoms for as long as possible. You may want to talk with your doctor about your own chances and goals of therapy.
How long will chemotherapy make my cancer shrink, if it does?
For all patients who did not get chemotherapy, the average time before the cancer grew was 7 weeks. For patients who got chemotherapy, the average time before the cancer grew was 11 weeks.
What did chemotherapy do to quality of life?
Chemotherapy helped reduce pain scores and did not make quality of life worse.
What are the most common side effects?
The most common side effects will vary with the type of treatment given.
Some of the most common ones include the following:
Mucositis (mouth sores).
Nausea/vomiting; usually controllable.
Alopecia (hair loss).
Neutropenia (low white blood cell count) and infection requiring antibiotics.
Neuropathy (numbness and pain in the hands and feet).
Are there other issues that I should address at this time?
Many people use this time to address a life review–what they have learned during life that they want to share with their families, and planning for events in the future like birthdays or weddings).
Some people address spiritual issues.
Some people address financial issues like a will.
Some people address Advance Directives (Living Wills).
For instance, if you could not speak for yourself, who would you want to make decisions about your care?
If your heart stopped beating, or you stopped breathing, due to the cancer worsening, would you want to have resuscitation (CPR), or be allowed to die naturally without resuscitation?
Some people use this time to discuss with their loved ones how they would like to spend the rest of their life. For instance, where do you want to spend your last days? Where do you want to die?
Do you want to have hospice involved?
These are all difficult issues, but important to discuss with your family and your health care professionals.

Original research
Thomas J. Smith MD
Abstract
Most cancer patients do not have an explicit discussion about prognosis and treatment despite documented adverse outcomes. Few decision aids have been developed to assist the difficult discussions of palliative management. We developed decision aids for people with advanced incurable breast, colorectal, lung, and hormone-refractory prostate cancers facing first-, second-, third-, and fourth-line chemotherapy. We recruited patients from our urban oncology clinic after gaining the permission of their treating oncologist. We measured knowledge of curability and treatment benefit before and after the intervention. Twenty-six of 27 (96%) patients completed the aids, with a mean age of 63, 56% female, 56% married, 56% African American, and 67% with a high school education or more. Most patients (14/27, 52%) thought a person with their advanced cancer could be cured, which was reduced (to 8/26, 31%, P = 0.15) after the decision aid. Nearly all overestimated the effect of palliative chemotherapy. No distress was noted, and hope did not change. The majority (20/27, 74%) found the information helpful to them, and almost all (25/27, 93%) wanted to share the information with their family and physicians. It is possible to give incurable patients their prognosis, treatment options, and options for improving end-of-life care without causing distress or lack of hope. Almost all find the information helpful and want to share it with doctors and family. Research is needed to test the findings in a larger sample and measure the outcomes of truthful information on quality of life, quality of care, and costs.
Article Outline
We designed decision aids for patients with incurable cancer and attempted to determine if people would opt for full disclosure about prognosis and treatment. If they opted for full disclosure, we assessed current knowledge about chance of cure, survival, disease response rates, and symptom control, before and after. This pilot trial was done to see if patients would complete a decision aid about their advanced cancer, even if it contained truthful information about their limited prognosis and treatment benefits.
Methods
We created state-of-the-art tables of information for patients with advanced breast, lung, colon, and hormone-refractory prostate cancers, based on expert review, external review, and comparison with Up To Date© (available from the authors). The information was approved by all three oncologists involved. We used bar graphs to illustrate benefit, developed for patient education graphs for a randomized study of insurance types and treatment choices9 and in common use on the Web site Adjuvant Online (www.adjuvantonline.org).[10] and [11] It is similar to what we do with the written medical record, a concise review of diagnosis, prognosis, treatment options, side effects, and when to call the doctor.12
We tested the intervention in a heterogeneous sample of 27 patients recruited through the Dalton Oncology Clinic, which serves a mix of patients from the most discerning third-opinion clinical trial patient to the community cancer patient and provides most of the indigent cancer care in the central Virginia area. The study was done within 3 months in early 2009.
Our primary outcome was the number of patients who would opt for full disclosure once they viewed the decision aid. Our secondary outcomes included the following: the amount of information patients have about cure, response rates, and symptom control; the impact of truthful information on hope, as measured by the Herth Hope Index©13 (HHI) used to assess hope in clinical studies of adults;14 whether the information was deemed helpful to the patient; and whether the patient intended to share the information with a doctor.
Patients were accrued by reviewing the daily clinic list to find patients on treatment for incurable breast, colorectal, non-small-cell lung, or hormone-refractory prostate cancer. Treating oncologists were made aware of the study through e-mail, announcements, the Massey Cancer Center Web site, and individual meetings. All oncologists approached agreed to their chemotherapy patients participating in the study in general, and the primary nurse or treating oncologist was contacted about each eligible patient. Eligible patients were not contacted about the study when the treating oncologist or primary oncology nurse determined that a patient was experiencing significant distress or had significant psychiatric problems or difficulty with adjustment to illness or believed the patient would have great emotional difficulty with the information. The number of patients excluded by each oncologist due to concern about distress was estimated to be less than 10% of the total available but was not measured. Since these patients were not enrolled in the study, we did not collect information about them. A clinical psychologist and a chaplain were available to any patient who experienced distress during or after the interview process. The interview questions and intervention were administered by a member of the study team who was not the patient's oncologist or involved in his or her care. The interview team included a graduate student who was also a minister and chaplain (E. A. V.), a medical student with special training in empathic communication (L. A. D.), and/or the principal investigator (T. J. S.); usually one interviewer was present (L. A. D. or E. A. V.).
The interview sequence included screening questions to ensure that the patient wanted full information, sociodemographic questions, a pretest about the chance of cure and treatment effect for a patient with their illness, and the HHI. Next, the decision aid was administered. Immediately afterward, the patient completed a posttest, the HHI, and information about how he or she would use the information.
We modeled this approach on the Ottawa Decision Support Framework, a clinically tested decision-making tool designed to inform decisional conflict,[15] and [16] defined as uncertainty about which course of action to take when the choice involves balancing gain, risk, loss, regrets, or challenges to personal life.17
Our study was approved by the Massey Cancer Center Protocol Review and Monitoring System and the VCU Institutional Review Board for the Conduct of Human Research. Because it was not a clinical trial, no clinical trial registration was required.
Results
The patients were typical for our urban, tertiary referral, and safety net hospital and National Cancer Institute–designated cancer center, as shown in Table 1.
Age (years) | |
Mean | 63 ± 5 |
Range | 46–74 |
Gender | |
Male | 12 (44%) |
Female | 15 (56%) |
Marital status | |
Married or committed relationship | 15 (56%) |
Divorced | 6 (22%) |
Widowed | 2 (7%) |
Single/never married | 2 (7%) |
Ethnicity | |
Caucasian | 12 (44%) |
African American | 15 (56%) |
Education completed | |
Less than high school | 5 (9%) |
Some high school | 1 (4%) |
HS diploma/GED | 8 (30%) |
Some college | 10 (37%) |
Completed college | 1 (4%) |
Completed postgrad | 2 (7%) |
Total household income | |
<$15,000 | 10 (37%) |
$15,000–$34,999 | 8 (30%) |
$35,000–$74,999 | 6 (22%) |
>$75,000 | 1 (4%) |
Don't know | 2 (7%) |
Average number of people in household | 2.3 (SD 0.9) |
Type of cancer and line of chemotherapy | |
Breast 1st, 2nd, 3rd, 4th line | 5, 2, 1,1 = 9 total |
Colorectal 1st, 2nd, 3rd, 4th line | 8, 5, 1, 0 = 14 total |
Lung 1st, 2nd, 3rd, 4th line | 2, 0, 0, 0 = 2 total |
Hormone-refractory prostate 1st, 2nd, 3rd, 4th line | 1, 1, 0, 0 = 2 |
Primary Outcome
Our primary outcome was to assess if patients would complete a decision aid with full disclosure. Of 27 patients, only one (4%) chose not to complete the decision aid after starting. She was a 55-year-old African American woman who had recently started first-line treatment for metastatic colorectal cancer. She had been told at another institution that she had lost too much weight and was too ill to benefit from chemotherapy, but with counseling she regained the weight and had a performance status of 2 at VCU. In her pretest, she answered that she thought a woman with metastatic colorectal cancer spread to bones and lymph glands could be cured, with a chance of cure of 50%. Once presented with the information (good treatments that prolong life and control symptoms but no chance of cure and 9% of patients with metastatic colorectal cancer alive at 5 years), she said that she did not want to finish the questions. She did complete her HHI, which did not change, and was not distressed (see Table 2, patient 12).
PATIENT | SITUATION (1ST-, 2ND-, 3RD-, 4TH-LINE CHEMOTHERAPY) | COMMENT |
---|---|---|
1 | CRC, 1st | “Feel little bit better.” “Didn't upset.” |
2 | BC, 2nd | “It gave me information on my condition.” |
3 | BC, 4th | “If I've got 6 months to live, I want to know so I can party” |
3 | LC, 1st | “It let me know I have longer than a year, possibly longer than that. Helpful.” |
5 | PC, 2nd | “Well, Dr. R said it couldn't be cured … I've done well for 16 months so far.” |
6 | CRC, 2nd | “We've already discussed everything. All information I think is helpful.” |
7 | CRC, 1st | “… happy that my life expectancy might be better than I thought.” At the end, he said “how good it was to talk and not hold things in.” |
8 | CRC, 3rd | “Verification of what I have been told.” |
9 | CRC, 2nd | “I know all this, but it was helpful. Especially for people who haven't heard it.” |
10 | CRC, 1st | |
11 | CRC, 2nd | “Helpful … just to think about my goals and that kind of thing.” |
12 | CRC, 1st | “Wouldn't know [about cure]. I can't answer those … [questions about cure rates, response rates after reviewing data]. Tell them to give people hope, not take away hope … not to 'just go smell the roses.' ” |
13 | CRC, 1st | “There were some things I didn't know—I didn't know about the 1–2 years—I'm not going to accept it though—I'm planning on more.” |
14 | BC, 1st | “Gave me info based on stats that I didn't know before.” |
15 | BC, 1st | “It's hard to explain. It's about what I have already known.” |
16 | BC, 2nd | “Helped me to understand … . That chemo is better than not having chemo.” |
17 | CRC, 1st | |
18 | CRC, 2nd | “Helpful to know what will happen, given strength, how to feel about things … to get to talk about things.” |
19 | BC, 1st | “Helpful. It opened my eyes, made me aware. I would want to know that.” |
20 | BC, 1st | Helpful. “It gave me a lot to think about. A whole lot of it I didn't know about.” |
21 | CRC, 1st | Helpful. “Knowing that I was doing something to help someone else. It made me think about what I have to look forward to in life.” |
22 | CRC, 2nd | “In a way, you're saying what the possibilities are. I just hope that I keep on trucking.” |
23 | BC, 3rd | “Always helpful to discuss prognosis.” |
24 | LC, 1st | “Helpful to know what chances I get, with or without (chemotherapy) treatment.” |
25 | PC, 1st | “Because the odds are a hell of a lot less than I thought, it's a bummer.” |
26 | BC, 1st | “It gave me a chance to see the percentage of things with breast cancer. I have a better understanding of the time line.” |
26 | CRC, 1st | “Made me understand some things.” On change in survival from >3 years to “don't know,” “I hope to live a right good while.” |
BC = breast cancer; CRC = colon or rectal cancer; LC = non-small-cell lung cancer; PC = hormone-refractory prostate cancer
In the pretest, almost all the patients, including the patient above, reported wanting full disclosure about cancer, prognosis, treatment, and side effects. In response to questions beginning “How much do you want to know about …” 27 of 27 answered “Tell me all” to the questions about “your cancer,” “your prognosis,” “treatment benefits,” and “treatment side effects.” Only one of 27 answered otherwise: “Tell me a little” about cancer, and “Tell me some” about prognosis.
Secondary Outcomes
Participants were overoptimistic about the results of palliative chemotherapy, as shown in Table 3. Most (14/27, 52%) people thought a person with “metastatic cancer (breast, colorectal, lung, prostate—specific to that person's disease) spread to the bones and lymph glands” could be cured. After the decision aid, more people recognized that their cancer could not be cured (17/25, 63%) but eight of 25 (32%, P = 0.15, Fischer's exact test) still thought a person with metastatic disease could be cured. Patients were particularly overoptimistic about the chance of their symptoms being helped by chemotherapy: 87% thought their symptoms would be helped by chemotherapy, and 60% thought a patient would have at least 50% shrinkage of their cancer before the exercise, which declined only slightly after the decision aid. (While the correct answer varies by disease, the number helped by chemotherapy is usually less than 50%, and response rates are always less than 50%.)
PRE | POST | CHANGE | COMMENT | |
---|---|---|---|---|
Can this person with cancer in the bones and lymph nodes be cured by medical treatment? | Yes = 14 No = 11 Don't know = 2 | Yes = 8 No = 17 Don't know = 2 | Changed from yes to no = 6; changed from no to yes = 1 | Correct answer “no” P = 0.15 Fischer's exact test |
52.5 ± 32 | 47 ± 26 | −5.8 ± 28 | The correct answer is 0%; all overoptimistic | |
What is the chance of her _____ cancer shrinking by half? In % | 60 ± 32 | 57.5 ± 17.6 | −4.2 ± 28 | All overoptimistic |
What is the chance of _____ cancer symptoms being helped? In % | 87 ± 19 | 74.2 ± 21 | −6.7 ± 26 | All overoptimistic |
How long does the average person live with advanced ____ cancer (using the choices from the breast cancer sheet for example)? | More realistic, but 2 people increased their expected length of survival | |||
More than 3 years | 18 | 14 | −4 | |
About 2 years | 6 | 11 | 5 | |
About 6 months | 0 | 0 | 0 | |
Just a few weeks | 1 | 0 | −1 | |
Don't know/NA | 2 | 2 | 2 | |
Distress observed by interviewer, nurse, or oncologist | No | No |
Categorical variables Yes and No analyzed by Fischer's exact test
Numerical variables analyzed by Student's t-test, unpaired; none significant
There was no change in responses to the HHI after the intervention as we have previously reported.18 Participants did not appear to be visibly distressed by the intervention. A psychologist and chaplain were made available, but no one requested their services. In our small clinic, the primary nurses and doctors have frequent interactions during visits and chemotherapy. No patient was reported to be distressed in any way, during that visit or subsequent visits.
The comments recorded by the patients or the interviewers at the end of the exercise showed that most patients would share the information, as shown in Table 4.
Will you share it with anyone? | Yes = 20 No = 6 NA = 1 |
If so, who? __ My family __ My oncologist __ My oncology nurse __ My primary care doctor __ Other ______ | All (family, ONC, PCP) = 14 Family only = 2 Oncologist = 12 PCP = 14, one said “not PCP” |
Was this patient information sheet helpful to you? | Yes = 25 No = 1, “Bummer” NA = 2 |
NA = no answer; ONC = oncologist; PCP = primary care provider
In some cases, the average prognosis and treatment benefit, although small, was bigger than the person thought before the exercise. Nearly all found it helpful. Some illustrative comments are shown in Table 2.
We did not formally measure the time to complete the screening questions, pre- and posttests, pre- and post-HHI, and decision aid; but in most cases it took less than 20 minutes to complete the whole package including the pre- and post-tests. Review of the decision aid with the patient always took less than 5 minutes, even when we were reading it with the patient and family. This is consistent with work showing that oncologists state that completing an advance directive will take too much time but, in fact, it takes less than 10 minutes.[19] and [20]
Discussion
Historical data show that patients know little about their prognosis and the effect that treatment will have on their cancer. Yet, this knowledge is essential to making informed choices about treatment benefits, risks, and even costs. When tested in randomized controlled trials, decision aids led to more involvement in decision making.[21] and [22] However, there were no decision aids available about metastatic incurable disease, despite some promising early starts[23], [24], [25], [26], [27] and [28] and only one about first-line treatment,29 so we made a simple one. A successful decision aid may allow patients to discuss their situations with their physicians and develop management strategies that best concur with personal goals and preferences and help patients make plans in other areas of life.
Our findings suggest that most people do want honest information, even if the news is bad. We found that 27 of 27 enrolled patients initially reported wanting to know all the available information about their cancer, prognosis, treatment benefits, and treatment side effects. Also, 26 of 27 patients were able to complete the decision aid fully, our main outcome measure. While approximately 10% of available patients were excluded from accrual by their oncologists or oncology nurses due to preexisting distress, fear of distress in the patient or family member, uncontrolled symptoms, or psychiatric illness, in general there was excellent acceptance of the study by patients and oncologists. In this pilot study we did not investigate the attitudes of nonparticipants nor were we able to collect sociodemographic data to determine nonresponse bias, that is, whether certain types of patients are more likely to decline participation in the study.
Participants in the study were overoptimistic about their chances of cure, potential treatment response, symptom relief, and survival. None of these patients had curable disease, but 63% thought that a person with metastatic cancer of their type could be cured and gave the average chance of cure as 52%. Inaccurate assessment of cure rates decreased postintervention. At the pretest 14/27 (52%) believed a person with cancer similar to theirs could be cured, which changed to 8/26 (31%) at the posttest. This agrees with other studies that showed that patients mistook palliative radiation for curative radiation about one-third of the time, even when provided with accurate information.[1], [30] and [31]
Knowledge of prognosis and planning for the future is important as there is evidence of benefit to having the discussion about treatment outcomes. Recent data show improved quality of care, improved quality of life, and improved caregiver quality of life if the physician discusses death with the patient and family.5 Transplant patients with advanced directives had more than a twofold survival advantage over those without them.27 Conversely, over- or underestimating survival or treatment benefit can lead to bad health outcomes. Stem-cell transplant patients who were overoptimistic lived no longer than those with realistic views.[32], [33] and [34] Cancer patients who overestimated their survival were more likely to die a “bad” death (defined as death in an intensive care unit, on a ventilator, or with multiple hospitalizations and emergency room visits) without achieving life extension.35 It may be that the 16%–20% of patients with incurable solid tumors who start a new chemotherapy regimen within 2 weeks of death,36 when they are unlikely to benefit, simply do not know the prognosis or treatment effect or have different perspectives.37 Alternatively, we do not know how many patients decline second- and nth-line chemotherapy without knowing the full benefits and risks and who might choose chemotherapy if they knew second- or nth-line chemotherapy improved survival, pain scores, or quality of life. For instance, 40% of breast cancer patients will have some disease control from fourth-line chemotherapy for up to 4 months even if there is no evidence of improved survival.38
Patients consistently tell us to be truthful, compassionate, and clear and to stay the course with them.[39] and [40] Despite nearly all American patients stating that they want full disclosure about their prognosis, treatment options, and expected outcomes, most patients do not receive such information41 or receive such information far too late in their course.42 Even if terminally ill patients with cancer requested survival estimates, doctors would provide such estimates only 37% of the time, often an overestimate;7 and a recent meta-analysis showed that cancer physicians consistently overestimated prognosis by at least 30%.43 Honest information respects the autonomy of a patient to make decisions based on what is known about the outcomes of such decisions.44 Such information should not be forced on a patient, but the patient should be told that the information is available and that he or she has the right to accept or decline the information.45
When we started this project, colleagues were concerned about whether patients would want such information, that patients would be distressed by poor prognosis, that patients would give up hope, and that the procedures would take too much time. We also were concerned about the effect of giving such bad news on the provider, when prior research showed negative effects on the information-giver's mood and affect from such encounters46 and that doctors in general protect themselves by not giving bad news.47 Completion of the decision aid was difficult for the interviewers, too. Some commented on how hard it was to give “bad” information about chance of cure and expected survival, even for patients they did not know. While patients may be more comfortable having advance directive discussions with a doctor they do not know rather than their oncologist,48 it can still be hard for the provider. Surprisingly, it rarely took more than 20 minutes to discuss the information including the tests since the information was preprinted.
Patients vary in their approach to decision making, but the decisions should at least start with good information. Based on these preliminary findings, the piloted intervention is significant because it can lead to measurable impacts on knowledge about prognosis and appears to be judged helpful. We do not know the impact of full and truthful information on patient knowledge, decision making, hope, attendant choices about advanced medical directives, chemotherapy use, or hospice use. The next steps are to make the information available directly to patients on the Internet, which is in progress. The purpose is not to increase or decrease the use of palliative chemotherapy or hospice care; the lack of research into the decisions fully informed patients make precludes any such prediction. Since the intervention appears to be successful in this pilot trial, it will be tested in conjunction with standard care in a randomized clinical trial with measurement of quality of care, quality of life, and health-care cost outcomes.
Acknowledgments
This research was supported by VCU School of Medicine Research Year Out, GO8 LM0095259 from the National Library of Medicine (T. J. S., L. L., J. K.), and R01CA116227-01 (T. J. S.) from the National Cancer Institute.
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Appendix A
Decision Aids
Patient Name: ___
Date: ___/___/___
Lung Cancer Second Line Chemotherapy
What is my chance of being alive at one year if I take chemotherapy, or do best supportive care such as hospice?
Chemotherapy with a drug like docetaxel (Taxotere®) or pemetrexed (Alimta®) improves the chance of being alive at one year by 18 out of 100 people. With chemotherapy, 37 of 100 people were alive at one year. Without chemotherapy, 11 of 100 were alive.
Patients receiving docetaxel (Taxotere®) chemotherapy lived an average of 7.5 months, versus 4.6 months if they did not take chemotherapy. In other words, they lived 2 to 3 months longer.
If you are having cancer-related symptoms that limit your daily activities, the chances of being alive at one year are less than that described above.
The numbers given here are what happens to the average person with this disease in this situation. Half the patients will do better than this, and half will do worse. Your situation could be better or worse. The numbers given for the chance of cure are very accurate. The numbers are given to help you with your own decision making.
What is the chance of my cancer shrinking by half?
About 6 of 100 people will have their cancer shrink by half.
If you are having cancer-related symptoms that limit your daily activities, the chances are less than that described above.
What is the chance of my being cured by chemotherapy?
In this setting, there is no chance of cure. The goal may change to controlling the disease and any symptoms for as long as possible. You may want to talk with your doctor about your own chances and goals of therapy.
How long will chemotherapy make my cancer shrink, if it does?
For all patients who did not get chemotherapy, the average time before the cancer grew was 7 weeks. For patients who got chemotherapy, the average time before the cancer grew was 11 weeks.
What did chemotherapy do to quality of life?
Chemotherapy helped reduce pain scores and did not make quality of life worse.
What are the most common side effects?
The most common side effects will vary with the type of treatment given.
Some of the most common ones include the following:
Mucositis (mouth sores).
Nausea/vomiting; usually controllable.
Alopecia (hair loss).
Neutropenia (low white blood cell count) and infection requiring antibiotics.
Neuropathy (numbness and pain in the hands and feet).
Are there other issues that I should address at this time?
Many people use this time to address a life review–what they have learned during life that they want to share with their families, and planning for events in the future like birthdays or weddings).
Some people address spiritual issues.
Some people address financial issues like a will.
Some people address Advance Directives (Living Wills).
For instance, if you could not speak for yourself, who would you want to make decisions about your care?
If your heart stopped beating, or you stopped breathing, due to the cancer worsening, would you want to have resuscitation (CPR), or be allowed to die naturally without resuscitation?
Some people use this time to discuss with their loved ones how they would like to spend the rest of their life. For instance, where do you want to spend your last days? Where do you want to die?
Do you want to have hospice involved?
These are all difficult issues, but important to discuss with your family and your health care professionals.

Estimating Minimally Important Differences for the Worst Pain Rating of the Brief Pain Inventory–Short Form
Original research
Susan D. Mathias MPH
Abstract
The Brief Pain Inventory–Short Form (BPI-SF) is widely used for assessing pain in clinical and research studies. The worst pain rating is often the primary outcome of interest; yet, no published data are available on its minimally important difference (MID). Breast cancer patients with bone metastases enrolled in a randomized, double-blind, phase III study comparing denosumab with zoledronic acid for preventing skeletal related events and completed the BPI-SF, FACT-B, and EQ-5D at baseline, week 5, and monthly through the end of the study. Anchor- and distribution-based MID estimates were computed. Data from 1,564 patients were available. Spearman correlation coefficients for anchors ranged from 0.33–0.65. Mean change scores for worst pain ratings corresponding to one-category improvement in each anchor were 0.26–1.04 for BPI-SF current pain, −1.40 to −2.42 for EQ-5D Index score, 1.71–1.98 for EQ-5D Pain item, −2.22 to −0.51 for FACT-B TOI, −1.61 to −0.16 for FACT-G Physical, and −1.31 to −0.12 for FACT-G total. Distribution-based results were 1 SEM = 1.6, 0.5 effect size = 1.4, and Guyatt's statistic = 1.4. Combining anchor- and distribution-based results yielded a two-point MID estimate. An MID estimate of two points is useful for interpreting how much change in worst pain is considered clinically meaningful.
Article Outline
- Methods
- Study Design
- Outcome Measures and Assessment Intervals
- Anchor-Based Analysis
- Distribution-Based Analysis
- Integrating Anchor-Based and Distribution-Based Mid Estimates
The MID may be estimated through distribution-based methods and/or anchor-based methods. Distribution-based methods are based on the distribution of the data. Examples of distribution-based methods include effect size measures, the standard error of measurement (SEM), one-half times the standard deviation, and the responsiveness index.[2] and [3] Anchor-based methods are based on the association between the PRO measure and an interpretable external measure, such as a global rating of change or a response to treatment. These methods may result in somewhat different estimates, and no particular estimate is considered the most valid.[2], [3] and [4] Therefore, researchers are encouraged to use more than one method and to present a range of MID estimates.
A frequently used PRO measure for the assessment of pain is the Brief Pain Inventory–Short Form (BPI-SF). The foundation of the BPI-SF is the Wisconsin Brief Pain Questionnaire, which was developed over 25 years ago based on interviews with cancer patients, expert opinion, and then-current psychometric standards.5 Over time, the Wisconsin Brief Pain Questionnaire evolved into the Brief Pain Inventory, which was later reduced to a shorter version, the BPI-SF. Today, the BPI-SF is the standard for clinical and research use. It has been used in over 400 studies, including psychometric evaluations and clinical applications with a wide range of conditions (e.g., cancer pain, fibromyalgia, neuropathic pain, and joint diseases).6
The BPI-SF includes two domains: pain severity and pain interference. The pain severity domain, the focus of this report, includes items specific to pain at “worst,” “least,” “average,” and “now” (current pain), with a numerical response scale ranging from 0 (no pain) to 10 (pain as bad as you can imagine). In clinical trials, the worst pain item has been used alone as a measure of pain severity.6 Its use as a single item is supported by a consensus panel on outcome measures for chronic pain clinical trials.7 In addition, the Food and Drug Administration's (FDA) guidance on PROs states that a single-item PRO measure of pain severity is appropriate for assessing the effect of a treatment on pain.8 Although extensive psychometric evaluation of the BPI-SF has been conducted, no estimates of the MID are available for the BPI-SF worst pain item. Establishing the MID for the BPI-SF worst pain item is important because it will provide a clinically relevant reference to interpret changes in pain scores. Therefore, the objective of this current report was to estimate the MID of the worst pain item of the BPI-SF.
Methods
Study Design
Patients with advanced breast cancer and bone metastases were enrolled in an international, randomized, double-blind, double-dummy, active-controlled phase III study comparing denosumab with zoledronic acid for delaying or preventing skeletal related events. Patients were eligible to participate if they had histologically or cytologically confirmed breast adenocarcinoma; current or prior radiologic, computed tomography, or magnetic resonance imaging evidence of at least one bone metastasis; and an Eastern Cooperative Oncology Group (ECOG) performance status of 0, 1, or 2. Patients with current or prior intravenous bisphosphonate administration were excluded. Patients completed PRO assessments, including the BPI-SF, at baseline, week 5, and every 4 weeks thereafter until the end of the study. Assessments were scheduled to take place prior to any study procedures and prior to study drug administration. Although data collection continued, PRO analyses for efficacy were truncated when approximately 30% of patients dropped out of the study due to death, disease progression, or withdrawn consent.
Outcome Measures and Assessment Intervals
A number of outcome measures were assessed in the study and considered for use as anchors for evaluating the MID of the BPI-SF worst pain item, including one clinician-reported measure (ECOG Performance Status) and several PRO measures: the EuroQoL 5 Dimensions (EQ-5D) Index score, the Functional Assessment of Cancer Therapy-Breast Cancer (FACT-B), and the BPI-SF current pain rating.
The ECOG Performance Status, which assesses how a patient's disease or its treatment is progressing and how the disease affects the daily living abilities of the patient, is a single-item, six-point, clinician-rated assessment of performance ranging from 0 (fully active, no restrictions) to 5 (dead).9 The EQ-5D Index score is a measure of health status, which assesses five dimensions: mobility, self-care, usual activities, pain/discomfort, and anxiety/depression. Each dimension is comprised of three response options: no problems, some/moderate problems, and extreme problems. Responses are converted to a weighted health state index, with scores ranging from −0.594 (worst health) to 1.0 (full health). The single item on pain from the EQ-5D was also evaluated separately as an anchor. The FACT-B includes the four core FACT-General (FACT-G) dimensions of physical well-being, social/family well-being, emotional well-being, and functional well-being, for which scale scores and a total score can be computed. In addition, the FACT-B includes a breast cancer–specific subscale.10 The FACT-B Trial Outcome Index (TOI) is the sum of the physical well-being score, the functional well-being score, and the breast cancer subscale. The four FACT-G scale scores, the FACT-G total score, the FACT-B TOI, and a single-item overall quality-of-life (QOL) rating from the functional well-being section were all evaluated as potential anchors. The single-item overall QOL item from the functional well-being scale was selected to balance out the single item on pain that was selected from the EQ-5D, by serving as a more general potential anchor in breadth and scope. For all of these FACT outcome measures, a higher score indicates better health-related QOL. Finally, the current pain rating from the BPI-SF, ranging from 0 (no pain) to 10 (pain as bad as you can imagine), was also considered as an anchor because it was hypothesized to be highly correlated with the worst pain rating and because it would assist in understanding the behavior of other potential anchors.
Several assessment intervals were considered for evaluation of the MID for the BPI-SF worst pain item: baseline to week 5, baseline to week 13, and baseline to week 25. The analysis for each time interval included only those patients with complete baseline and end-of-interval (i.e., week 5, week 13, or week 25) assessments on the BPI-SF worst pain item and the relevant anchor of interest. In addition, a post hoc confirmatory analysis was conducted using a longer interval of time, from baseline to week 49. No imputation of missing data was performed. Analysis was performed on pooled data, regardless of treatment assignment.
Anchor-Based Analysis
The usefulness of an anchor depends on the correlation of the PRO change score and the anchor.11 Therefore, to select the most appropriate anchors and time interval for estimating the MID for the BPI-SF worst pain item, Spearman correlation coefficients were calculated between changes in the BPI-SF worst pain rating and changes in potential anchors across each of the potential time intervals. The time interval with the highest correlations and the anchors with statistically significant (P < 0.05) a priori specified correlations above 0.30 were selected for inclusion in the MID analysis.12
A one-category change was defined as a one-point change for the BPI-SF current pain item, a one-point change for the EQ-5D pain item, a three-point change for the FACT-G Physical Well-Being scale,13 a six-point change for the FACT-G total and FACT-B TOI scores,14 and a 0.20 change for the EQ-5D Index score. For the selected interval and anchors, the mean change in BPI-SF worst pain item that corresponds to a one-category increase and decrease in each anchor was calculated. In addition, ordinary least squares regression models were used to regress changes in BPI-SF worst pain ratings on changes of each of the anchors.[15] and [16] The regression models included main effects for change in each anchor and an interaction term expressing the change in anchor-by-baseline anchor.
Distribution-Based Analysis
The following distribution-based measures were calculated for the BPI-SF worst pain item: (1) the SEM, (2) effect size (Cohen's d), and (3) Guyatt's statistic. The SEM is a measure of the precision of a test instrument. It is calculated on the basis of sample data using the sample standard deviation and the sample reliability coefficient. While the standard deviation and the reliability of a measure are sample-dependent, their relationship (and hence the SEM) remains relatively constant across samples. Therefore, the SEM is considered to be an attribute of the measure and not a characteristic of the sample per se.17 Threshold values of 1 SEM have been suggested for defining clinically meaningful differences.18 The reliability coefficient was estimated for the BPI-SF worst pain item by calculating the intraclass correlation coefficients (ICCs) using two intervals of time. One used 7 days (days 1–8), a more typical interval for assessing reproducibility, while the other approach used a later interval, from week 105 to week 109. (Note: The 1-month interval was dictated by the schedule of assessments.) For both ICC values, only those patients whose FACT-B overall QOL ratings changed by 10% or less during the respective intervals were included. The 10% criterion was selected after reviewing the full distribution of change scores and their associated sample sizes, to arrive at a reasonable sample size of approximately 100 subjects.
Cohen's d, alternatively referred to as the “standardized effect size,” is calculated by dividing the difference between the baseline and week-25 scores by the standard deviation at baseline.19 The effect size represents individual change in terms of the number of baseline standard deviations. A value of 0.20 is a small effect, 0.50 is a medium effect, and 0.80 is a large effect. Effect sizes of 0.20, 0.50, and 0.80 were calculated in this study.
Guyatt's statistic, also referred to as the “responsiveness statistic,” is calculated by dividing the difference between baseline and week-25 change by the standard deviation of change observed for a group of stable patients.20 The denominator of the responsiveness statistics adjusts for spurious change due to measurement error. Values of 0.20 and 0.50 have been used to represent “small” and “medium” changes, respectively.21 Values representing 0.20 and 0.50 were calculated in this study. Stable patients were defined as those whose ECOG Performance rating did not change during the assessment interval. A different variable was used in defining the stable population for purposes of calculating the SEM and Guyatt's statistic because both variables were not consistently collected on the same schedule of assessments.
Integrating Anchor-Based and Distribution-Based Mid Estimates
The minimal detectable change (MDC) for the worst pain item was established by comparing distribution-based estimates. The MDC represents the smallest change that can be reliably distinguished from random fluctuation and, thus, the lower bound for establishing the MID.11 If the MID were lower than the MDC, then the instrument would not be capable of distinguishing the MID. The SEM was considered the primary distribution-based estimate because it takes into account the reliability of the measure and, thus, estimates the precision of the instrument.11 Other distribution-based measures were also considered in establishing the MDC. Standardized effect size was considered a secondary distribution-based estimate because of its reliance on interperson variability, which is generally higher and less consistent than intraperson variability. Anchor-based estimates of the MID range were then compared. A final MID range was established that is greater than the MDC and integrates estimates from the various anchors.
Results
Patient Population
Demographic and clinical characteristics for patients included in the baseline to week 25 interval are presented in Table 1. Data from 1,564 of 2,049 patients who participated in the study and had valid (i.e., nonmissing) baseline and end-of-interval scores for the BPI-SF and anchors were used in these analyses. Patients were predominantly female with an average age of 57.2 ± 11.2 years. The majority of patients were white (80.9%). Average pain scores at baseline were 2.45 ± 2.51, with a full range of scores (0–10) being used. Clinical results from the study have been presented previously.22
CHARACTERISTIC, n (%) | STUDY SAMPLE (n = 1,564) |
---|---|
Gender | |
Female | 1,550 (99.1) |
Male | 14 (0.9) |
Age, mean years ± SD (range) | 57.2 ± 11.2 (27.1–91.2) |
Race | |
White | 1,265 (80.9) |
Black | 38 (2.4) |
Hispanic | 92 (5.9) |
Japanese | 119 (7.6) |
Asian | 28 (1.8) |
Other | 22 (1.4) |
Demographic characteristics including the breakdown by gender, age, and race for the study sample are shown.
Anchor-Based Analysis
Spearman correlations between changes in the BPI-SF worst pain item and changes in potential anchors are presented in Table 2. For all potential anchors, the highest correlations with the BPI-SF worst pain rating were obtained at the baseline to week 25 interval. All potential anchors correlated significantly (P < 0.001) with the BPI-SF worst pain rating with the exception of the FACT-G Social/Family Well-Being scale. However, correlations were low (<0.30) for several potential anchors: ECOG Performance Status, FACT-B Overall QOL item, FACT-G Emotional Well-Being, and FACT-G Functional Well-Being. Therefore, the week 25 interval and the following anchors were selected for the MID analysis: BPI-SF current pain rating, EQ-5D Index score, EQ-5D Pain item, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total score. Correlation coefficients between the changes in the selected anchors and changes in the BPI-SF worst pain ratings range from 0.329–0.647.
Bolded correlations represent the highest correlations with anchors where correlation r ≥ 0.300.
Spearman correlation coefficients between changes in BPI-SF worst pain rating and changes in each of the 11 potential anchors that were considered are provided. The data are displayed for three intervals of time including baseline to week 5, baseline to week 13, and baseline to week 25. Using a cut point of r ≥ 0.300, only those correlations that are bolded meet the criteria of acceptability.
Mean changes in the BPI-SF worst pain rating that correspond to a one-category change in anchors from baseline to week 25 are presented in Table 3. BPI-SF current pain ratings >5 and EQ-5D Index scores <0.40 were excluded from their respective analysis due to small sample sizes. A one-category increase in the anchor scores was associated with an absolute value of change in the BPI-SF worst pain item ranging from 0.26–2.42. A one-category decrease in the anchor score was associated with an absolute value of change in the BPI-SF worst pain item ranging from 0.56–3.16. Changes associated with improvement and worsening in anchors were not symmetrical, nor was there a consistent trend across anchors. For example, for the EQ-5D pain item, the magnitude of change in BPI-SF worst pain was greater for a one-category increase in the anchor than for a one-category decrease in the anchor. In contrast, for the EQ-5D Index score, the magnitude of change in BPI-SF worst pain was greater for a one-category decrease in the anchor than for a one-category increase in the anchor.
ANCHOR | ONE CATEGORYA INCREASE IN ANCHOR | ONE CATEGORY DECREASE IN ANCHOR |
---|---|---|
BPI-SF Current Pain rating | 0.26–1.04 | −0.89 to −1.66 |
EQ 5D Index score | −2.42 to −1.40 | 0.56–1.63 |
EQ 5D Pain item | 1.71–1.98 | −3.16 to −2.56 |
FACT-B TOI | −2.22 to −0.51 | −0.56 to 0.77 |
FACT-G Physical Well-Being | −1.61 to −0.16 | −0.79 to 0.46 |
FACT-G total | −1.31 to −0.12 | −0.97 to 0.57 |
The range of mean changes in BPI-SF worst pain ratings (using the interval from baseline to week 25) for the six anchors that met the correlation criteria in Table 2 are provided. Mean changes are displayed for one-category increases and one-category decreases in anchor.
a One category (increase or decrease) represents 0.20 points for EQ-5D Index score, one point for BPI-SF current pain rating and EQ-5D pain item, three points for FACT-G Physical Well-Being, and six points for FACT-G total and FACT-B TOI.
The regression of changes in anchors on changes in the BPI-SF worst pain item is shown in Table 4. Changes in each anchor are significantly (P < 0.05) associated with changes in BPI-SF worst pain rating. A one-point increase in BPI-SF current pain rating and EQ-5D Pain item is associated with a 0.817 and 1.805 increase in BPI-SF worst pain, respectively, while a one-point increase in EQ-5D Index score, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total is associated with a 3.548, 0.098, 0.163, and 0.048 decrease in BPI-SF worst pain rating, respectively. Likewise, a two-point increase in BPI-SF current pain rating and EQ-5D Pain item is associated with a 1.634 and 3.610 increase in BPI-SF worst pain, respectively, while a two-point increase in EQ-5D Index score, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total is associated with a 7.096, 0.196, 0.326, and 0.096 decrease in BPI-SF worst pain rating, respectively. The change in anchor-by-baseline anchor interaction was statistically significant only for BPI current pain and FACT-G Physical Well-Being. The interaction tests whether the anchor–BPI-SF slope differs as a function of baseline anchor score; therefore, a lack of significance suggests that the association between BPI-SF worst pain and other anchors does not differ by baseline anchor rating.
VARIABLE | PREDICTOR | b | β | SIG. |
---|---|---|---|---|
Change in BPI current pain | Main effect | 0.817 | 0.724 | <0.001 |
Interaction with baseline anchor | −0.024 | −0.107 | 0.001 | |
Change in EQ-5D Health State Index | Main effect | −3.548 | −0.349 | <0.001 |
Interaction with baseline anchor | 0.220 | 0.021 | 0.465 | |
Change in EQ-5D Pain item | Main effect | 1.805 | 0.352 | <0.001 |
Interaction with baseline anchor | 0.207 | 0.080 | 0.261 | |
Change in FACT-B TOI | Main effect | −0.098 | −0.406 | <0.001 |
Interaction with baseline anchor | 0.000 | 0.028 | 0.756 | |
Change in FACT-G Physical Well-Being | Main effect | −0.163 | −0.321 | <0.001 |
Interaction with baseline anchor | −0.004 | −0.133 | 0.024 | |
Change in FACT-G total score | Main effect | −0.048 | −0.231 | 0.025 |
Interaction with baseline anchor | 0.000 | −0.130 | 0.209 |
b, regression coefficient; β, standardized regression coefficient; Sig., significance level.
Possible ranges: BPI Pain Right Now 0 (least) to 10 (most), EQ-5D Health State Index scores −0.594 (worst) to 1.00 (best), EQ-5D Pain item scores 1 (none) to 3 (severe), FACT-B TOI scores 4 (worst) to 92 (best), FACT-G Physical Well-Being scores 0 (worst) to 28 (best), FACT-G total score 8 (worst) to 108 (best), BPI Worst Pain item 0 (least) to 10 (most).
Changes in all anchors are significantly (P < 0.05) associated with changes in BPI-SF worst pain ratings. A one-point increase in BPI-SF current pain rating and EQ-5D pain item is associated with increases (positive b score) in the BPI-SF worst pain rating, and a one-point increase in EQ-5D Index, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total scores is associated with decreases (negative b score) in the BPI-SF worst pain ratings. The change in anchor-by-baseline anchor interaction was statistically significant only for the BPI current pain and FACT-G PWB items.
A post hoc confirmatory analysis was done replicating these analyses using data from the baseline to week 49 interval (n = 1,250). Results indicate a slightly stronger correlation between the anchors and the change scores. (Spearman's correlations range from 0.372 for FACT-TOI to 0.644 for BPI-SF current pain rating.) Mean change scores of BPI-SF worst pain ratings by each of the six anchors and regression coefficients were similar to those for the baseline to week 25 interval. For instance, mean change scores for the EQ-5D Pain item for stable patients ranged from 0.25–0.56, 1.58–295 for an improvement of one category, and 1.75–2.80 for a worsening of one category compared with 0.50–0.51, 1.71–1.98, and 2.56–3.16, respectively, for the baseline to week 25 interval.
Distribution-Based Analysis
The distribution-based estimates for the BPI-SF worst pain rating are presented in Table 5. There appears to be consistency with the 1 SEM estimates, the 0.50 effect size, and the 0.50 Guyatt's statistic.
The results from the three distribution-based approaches presented in this table will be combined with those of the anchor-based results to estimate the MID.
a The standard error of measurement is a measure of the precision of a test instrument. It is calculated on the basis of sample data using the sample standard deviation and the sample reliability coefficient. Intraclass correlation coefficients (ICCs) for BPI-SF worst pain rating from day 1 to day 8 and week 105 to week 109 in patients whose FACT-B overall QOL ratings change by <10% are 0.685 (n = 926) and 0.800 (n = 109), respectively.b Alternatively referred to as Cohen's d, the effect size is calculated by dividing the difference between the pretest and posttest scores by the standard deviation at pretest. The standard deviation of BPI-SF worst pain rating at baseline (n = 1,877) is 2.849.c Alternatively referred to as the responsiveness statistic, Guyatt's statistic is calculated by dividing the difference between pretest and posttest changes by the standard deviation of change observed for a group of stable patients. The standard deviation of change in BPI-SF worst pain rating from baseline to week 25 in patients whose ECOG performance rating does not change (n = 1,120) is 2.833.
Integrating Anchor-Based and Distribution-Based Mid Estimates
The distribution-based analyses suggest that the MDC for the worst pain rating, defined as the smallest change that can be reliably differentiated from random fluctuation, is between 1.3 and 1.6 points (see Table 5). This represents the lower bound for establishing the MID.
The results from regression analyses can be used to translate changes between anchors and corresponding changes in BPI-SF worst pain. This strategy can be particularly informative when the MID for an anchor is known. This is the case for the EQ-5D Health State Index, where the MID has been estimated at 0.06 for U.S. Index scores and 0.07 for U.K. Index scores.23 A one-point change in EQ-5D Index translates to a change of −3.548 in BPI-SF worst pain, so a 0.07-point change in EQ-5D Index (the MID for the measure) corresponds to a change of −0.248 in BPI-SF worst pain. In contrast, a one-point change in BPI-SF worst pain (which is smaller than the MID based upon the distribution-based analyses) translates to a change of 0.036 for the EQ-5D Index score (considerably smaller than the MID of 0.07). However, a two-point change in BPI-SF worst pain rating corresponds to a 0.072 change in EQ-5D Index score, which is almost identical to the MID for that measure. This suggests that a two-point change may be a reasonable estimate for the MID of the BPI-SF worst pain rating.
Discussion
Data from both distribution-based and anchor-based approaches were used to develop estimates of the MID for the BPI-SF worst pain rating. Results from these approaches are similar, providing reasonably strong support for establishing a two-point MID for the BPI-SF worst pain rating. Further, the results suggest that this estimate of MID is, for the most part, independent of baseline BPI-SF worst pain ratings. However, there is some evidence to suggest that the direction of change (improvement or worsening) may be important to consider. A number of reports have suggested that a smaller change may be required to be considered clinically important when a patient is improving compared with worsening.13 Also, when considered as a percentage, a one-point change in any scale has a different value for an increase versus a decrease; eg, a change from 2 to 3 is an increase of 50%, while a change from 3 to 2 is a decrease of 33%. Nonetheless, these findings provide important information to researchers for interpreting changes in the BPI-SF worst pain ratings.
In addition, although not specific to the BPI worst pain rating, the findings of this study are consistent with other published MID analyses for a similar item. A recent review of three studies concluded that, for a numerical rating scale of pain intensity ranging 0–10 similar in content to the BPI-SF worst pain rating, changes of around two points represent “meaningful,” “much better,” or “much improved” reductions in chronic pain.24
Several factors contribute to the overall strength of the current results. First, as frequently recommended in the literature,11 both anchor-based and distribution-based methods were used to estimate the MID for the worst pain rating. Second, analyses were based on a large sample, totaling over 1,500 patients for the baseline to week 25 assessment interval. A larger sample size will generally provide a broader distribution of responses, which will likely increase the generalizability of the results. Third, multiple anchors were used to evaluate changes in BPI-SF worst pain ratings. Fourth, analyses were performed across several assessment intervals to determine the strongest relationship between BPI-SF ratings and other anchors. Finally, the regression analyses provide important information about whether baseline differences influence the relationship between BPI-SF and other PRO measures.
Nevertheless, these analyses are not without certain limitations. The sample for the current analyses consisted entirely of breast cancer patients. It is unclear to what extent these results will be relevant for other patient populations. Further research is needed to determine whether the MID for the BPI-SF worst pain rating established in this sample has broader applicability. Also, it must be noted that the recall period varied across assessments. The BPI-SF focuses on the past 24 hours, the FACT uses the past week, and the EQ-5D uses the present moment. It is unclear to what extent these differences in recall periods may have influenced the current results. Finally, the baseline to week 25 interval was used to determine the MID for the BPI-SF worst pain rating based on the higher correlations for this interval. Data from baseline to week 49 are consistent with these results, providing some confirmatory evidence to suggest that these MID estimates are stable.
In conclusion, the findings of the present analyses suggest that the MID estimate for the BPI-SF worst pain rating is two points. This value provides guidance to researchers using the BPI-SF worst pain rating on how to interpret baseline differences as well as change scores in the BPI-SF worst pain rating. Additional analyses could be done in other populations to confirm these findings.
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Original research
Susan D. Mathias MPH
Abstract
The Brief Pain Inventory–Short Form (BPI-SF) is widely used for assessing pain in clinical and research studies. The worst pain rating is often the primary outcome of interest; yet, no published data are available on its minimally important difference (MID). Breast cancer patients with bone metastases enrolled in a randomized, double-blind, phase III study comparing denosumab with zoledronic acid for preventing skeletal related events and completed the BPI-SF, FACT-B, and EQ-5D at baseline, week 5, and monthly through the end of the study. Anchor- and distribution-based MID estimates were computed. Data from 1,564 patients were available. Spearman correlation coefficients for anchors ranged from 0.33–0.65. Mean change scores for worst pain ratings corresponding to one-category improvement in each anchor were 0.26–1.04 for BPI-SF current pain, −1.40 to −2.42 for EQ-5D Index score, 1.71–1.98 for EQ-5D Pain item, −2.22 to −0.51 for FACT-B TOI, −1.61 to −0.16 for FACT-G Physical, and −1.31 to −0.12 for FACT-G total. Distribution-based results were 1 SEM = 1.6, 0.5 effect size = 1.4, and Guyatt's statistic = 1.4. Combining anchor- and distribution-based results yielded a two-point MID estimate. An MID estimate of two points is useful for interpreting how much change in worst pain is considered clinically meaningful.
Article Outline
- Methods
- Study Design
- Outcome Measures and Assessment Intervals
- Anchor-Based Analysis
- Distribution-Based Analysis
- Integrating Anchor-Based and Distribution-Based Mid Estimates
The MID may be estimated through distribution-based methods and/or anchor-based methods. Distribution-based methods are based on the distribution of the data. Examples of distribution-based methods include effect size measures, the standard error of measurement (SEM), one-half times the standard deviation, and the responsiveness index.[2] and [3] Anchor-based methods are based on the association between the PRO measure and an interpretable external measure, such as a global rating of change or a response to treatment. These methods may result in somewhat different estimates, and no particular estimate is considered the most valid.[2], [3] and [4] Therefore, researchers are encouraged to use more than one method and to present a range of MID estimates.
A frequently used PRO measure for the assessment of pain is the Brief Pain Inventory–Short Form (BPI-SF). The foundation of the BPI-SF is the Wisconsin Brief Pain Questionnaire, which was developed over 25 years ago based on interviews with cancer patients, expert opinion, and then-current psychometric standards.5 Over time, the Wisconsin Brief Pain Questionnaire evolved into the Brief Pain Inventory, which was later reduced to a shorter version, the BPI-SF. Today, the BPI-SF is the standard for clinical and research use. It has been used in over 400 studies, including psychometric evaluations and clinical applications with a wide range of conditions (e.g., cancer pain, fibromyalgia, neuropathic pain, and joint diseases).6
The BPI-SF includes two domains: pain severity and pain interference. The pain severity domain, the focus of this report, includes items specific to pain at “worst,” “least,” “average,” and “now” (current pain), with a numerical response scale ranging from 0 (no pain) to 10 (pain as bad as you can imagine). In clinical trials, the worst pain item has been used alone as a measure of pain severity.6 Its use as a single item is supported by a consensus panel on outcome measures for chronic pain clinical trials.7 In addition, the Food and Drug Administration's (FDA) guidance on PROs states that a single-item PRO measure of pain severity is appropriate for assessing the effect of a treatment on pain.8 Although extensive psychometric evaluation of the BPI-SF has been conducted, no estimates of the MID are available for the BPI-SF worst pain item. Establishing the MID for the BPI-SF worst pain item is important because it will provide a clinically relevant reference to interpret changes in pain scores. Therefore, the objective of this current report was to estimate the MID of the worst pain item of the BPI-SF.
Methods
Study Design
Patients with advanced breast cancer and bone metastases were enrolled in an international, randomized, double-blind, double-dummy, active-controlled phase III study comparing denosumab with zoledronic acid for delaying or preventing skeletal related events. Patients were eligible to participate if they had histologically or cytologically confirmed breast adenocarcinoma; current or prior radiologic, computed tomography, or magnetic resonance imaging evidence of at least one bone metastasis; and an Eastern Cooperative Oncology Group (ECOG) performance status of 0, 1, or 2. Patients with current or prior intravenous bisphosphonate administration were excluded. Patients completed PRO assessments, including the BPI-SF, at baseline, week 5, and every 4 weeks thereafter until the end of the study. Assessments were scheduled to take place prior to any study procedures and prior to study drug administration. Although data collection continued, PRO analyses for efficacy were truncated when approximately 30% of patients dropped out of the study due to death, disease progression, or withdrawn consent.
Outcome Measures and Assessment Intervals
A number of outcome measures were assessed in the study and considered for use as anchors for evaluating the MID of the BPI-SF worst pain item, including one clinician-reported measure (ECOG Performance Status) and several PRO measures: the EuroQoL 5 Dimensions (EQ-5D) Index score, the Functional Assessment of Cancer Therapy-Breast Cancer (FACT-B), and the BPI-SF current pain rating.
The ECOG Performance Status, which assesses how a patient's disease or its treatment is progressing and how the disease affects the daily living abilities of the patient, is a single-item, six-point, clinician-rated assessment of performance ranging from 0 (fully active, no restrictions) to 5 (dead).9 The EQ-5D Index score is a measure of health status, which assesses five dimensions: mobility, self-care, usual activities, pain/discomfort, and anxiety/depression. Each dimension is comprised of three response options: no problems, some/moderate problems, and extreme problems. Responses are converted to a weighted health state index, with scores ranging from −0.594 (worst health) to 1.0 (full health). The single item on pain from the EQ-5D was also evaluated separately as an anchor. The FACT-B includes the four core FACT-General (FACT-G) dimensions of physical well-being, social/family well-being, emotional well-being, and functional well-being, for which scale scores and a total score can be computed. In addition, the FACT-B includes a breast cancer–specific subscale.10 The FACT-B Trial Outcome Index (TOI) is the sum of the physical well-being score, the functional well-being score, and the breast cancer subscale. The four FACT-G scale scores, the FACT-G total score, the FACT-B TOI, and a single-item overall quality-of-life (QOL) rating from the functional well-being section were all evaluated as potential anchors. The single-item overall QOL item from the functional well-being scale was selected to balance out the single item on pain that was selected from the EQ-5D, by serving as a more general potential anchor in breadth and scope. For all of these FACT outcome measures, a higher score indicates better health-related QOL. Finally, the current pain rating from the BPI-SF, ranging from 0 (no pain) to 10 (pain as bad as you can imagine), was also considered as an anchor because it was hypothesized to be highly correlated with the worst pain rating and because it would assist in understanding the behavior of other potential anchors.
Several assessment intervals were considered for evaluation of the MID for the BPI-SF worst pain item: baseline to week 5, baseline to week 13, and baseline to week 25. The analysis for each time interval included only those patients with complete baseline and end-of-interval (i.e., week 5, week 13, or week 25) assessments on the BPI-SF worst pain item and the relevant anchor of interest. In addition, a post hoc confirmatory analysis was conducted using a longer interval of time, from baseline to week 49. No imputation of missing data was performed. Analysis was performed on pooled data, regardless of treatment assignment.
Anchor-Based Analysis
The usefulness of an anchor depends on the correlation of the PRO change score and the anchor.11 Therefore, to select the most appropriate anchors and time interval for estimating the MID for the BPI-SF worst pain item, Spearman correlation coefficients were calculated between changes in the BPI-SF worst pain rating and changes in potential anchors across each of the potential time intervals. The time interval with the highest correlations and the anchors with statistically significant (P < 0.05) a priori specified correlations above 0.30 were selected for inclusion in the MID analysis.12
A one-category change was defined as a one-point change for the BPI-SF current pain item, a one-point change for the EQ-5D pain item, a three-point change for the FACT-G Physical Well-Being scale,13 a six-point change for the FACT-G total and FACT-B TOI scores,14 and a 0.20 change for the EQ-5D Index score. For the selected interval and anchors, the mean change in BPI-SF worst pain item that corresponds to a one-category increase and decrease in each anchor was calculated. In addition, ordinary least squares regression models were used to regress changes in BPI-SF worst pain ratings on changes of each of the anchors.[15] and [16] The regression models included main effects for change in each anchor and an interaction term expressing the change in anchor-by-baseline anchor.
Distribution-Based Analysis
The following distribution-based measures were calculated for the BPI-SF worst pain item: (1) the SEM, (2) effect size (Cohen's d), and (3) Guyatt's statistic. The SEM is a measure of the precision of a test instrument. It is calculated on the basis of sample data using the sample standard deviation and the sample reliability coefficient. While the standard deviation and the reliability of a measure are sample-dependent, their relationship (and hence the SEM) remains relatively constant across samples. Therefore, the SEM is considered to be an attribute of the measure and not a characteristic of the sample per se.17 Threshold values of 1 SEM have been suggested for defining clinically meaningful differences.18 The reliability coefficient was estimated for the BPI-SF worst pain item by calculating the intraclass correlation coefficients (ICCs) using two intervals of time. One used 7 days (days 1–8), a more typical interval for assessing reproducibility, while the other approach used a later interval, from week 105 to week 109. (Note: The 1-month interval was dictated by the schedule of assessments.) For both ICC values, only those patients whose FACT-B overall QOL ratings changed by 10% or less during the respective intervals were included. The 10% criterion was selected after reviewing the full distribution of change scores and their associated sample sizes, to arrive at a reasonable sample size of approximately 100 subjects.
Cohen's d, alternatively referred to as the “standardized effect size,” is calculated by dividing the difference between the baseline and week-25 scores by the standard deviation at baseline.19 The effect size represents individual change in terms of the number of baseline standard deviations. A value of 0.20 is a small effect, 0.50 is a medium effect, and 0.80 is a large effect. Effect sizes of 0.20, 0.50, and 0.80 were calculated in this study.
Guyatt's statistic, also referred to as the “responsiveness statistic,” is calculated by dividing the difference between baseline and week-25 change by the standard deviation of change observed for a group of stable patients.20 The denominator of the responsiveness statistics adjusts for spurious change due to measurement error. Values of 0.20 and 0.50 have been used to represent “small” and “medium” changes, respectively.21 Values representing 0.20 and 0.50 were calculated in this study. Stable patients were defined as those whose ECOG Performance rating did not change during the assessment interval. A different variable was used in defining the stable population for purposes of calculating the SEM and Guyatt's statistic because both variables were not consistently collected on the same schedule of assessments.
Integrating Anchor-Based and Distribution-Based Mid Estimates
The minimal detectable change (MDC) for the worst pain item was established by comparing distribution-based estimates. The MDC represents the smallest change that can be reliably distinguished from random fluctuation and, thus, the lower bound for establishing the MID.11 If the MID were lower than the MDC, then the instrument would not be capable of distinguishing the MID. The SEM was considered the primary distribution-based estimate because it takes into account the reliability of the measure and, thus, estimates the precision of the instrument.11 Other distribution-based measures were also considered in establishing the MDC. Standardized effect size was considered a secondary distribution-based estimate because of its reliance on interperson variability, which is generally higher and less consistent than intraperson variability. Anchor-based estimates of the MID range were then compared. A final MID range was established that is greater than the MDC and integrates estimates from the various anchors.
Results
Patient Population
Demographic and clinical characteristics for patients included in the baseline to week 25 interval are presented in Table 1. Data from 1,564 of 2,049 patients who participated in the study and had valid (i.e., nonmissing) baseline and end-of-interval scores for the BPI-SF and anchors were used in these analyses. Patients were predominantly female with an average age of 57.2 ± 11.2 years. The majority of patients were white (80.9%). Average pain scores at baseline were 2.45 ± 2.51, with a full range of scores (0–10) being used. Clinical results from the study have been presented previously.22
CHARACTERISTIC, n (%) | STUDY SAMPLE (n = 1,564) |
---|---|
Gender | |
Female | 1,550 (99.1) |
Male | 14 (0.9) |
Age, mean years ± SD (range) | 57.2 ± 11.2 (27.1–91.2) |
Race | |
White | 1,265 (80.9) |
Black | 38 (2.4) |
Hispanic | 92 (5.9) |
Japanese | 119 (7.6) |
Asian | 28 (1.8) |
Other | 22 (1.4) |
Demographic characteristics including the breakdown by gender, age, and race for the study sample are shown.
Anchor-Based Analysis
Spearman correlations between changes in the BPI-SF worst pain item and changes in potential anchors are presented in Table 2. For all potential anchors, the highest correlations with the BPI-SF worst pain rating were obtained at the baseline to week 25 interval. All potential anchors correlated significantly (P < 0.001) with the BPI-SF worst pain rating with the exception of the FACT-G Social/Family Well-Being scale. However, correlations were low (<0.30) for several potential anchors: ECOG Performance Status, FACT-B Overall QOL item, FACT-G Emotional Well-Being, and FACT-G Functional Well-Being. Therefore, the week 25 interval and the following anchors were selected for the MID analysis: BPI-SF current pain rating, EQ-5D Index score, EQ-5D Pain item, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total score. Correlation coefficients between the changes in the selected anchors and changes in the BPI-SF worst pain ratings range from 0.329–0.647.
Bolded correlations represent the highest correlations with anchors where correlation r ≥ 0.300.
Spearman correlation coefficients between changes in BPI-SF worst pain rating and changes in each of the 11 potential anchors that were considered are provided. The data are displayed for three intervals of time including baseline to week 5, baseline to week 13, and baseline to week 25. Using a cut point of r ≥ 0.300, only those correlations that are bolded meet the criteria of acceptability.
Mean changes in the BPI-SF worst pain rating that correspond to a one-category change in anchors from baseline to week 25 are presented in Table 3. BPI-SF current pain ratings >5 and EQ-5D Index scores <0.40 were excluded from their respective analysis due to small sample sizes. A one-category increase in the anchor scores was associated with an absolute value of change in the BPI-SF worst pain item ranging from 0.26–2.42. A one-category decrease in the anchor score was associated with an absolute value of change in the BPI-SF worst pain item ranging from 0.56–3.16. Changes associated with improvement and worsening in anchors were not symmetrical, nor was there a consistent trend across anchors. For example, for the EQ-5D pain item, the magnitude of change in BPI-SF worst pain was greater for a one-category increase in the anchor than for a one-category decrease in the anchor. In contrast, for the EQ-5D Index score, the magnitude of change in BPI-SF worst pain was greater for a one-category decrease in the anchor than for a one-category increase in the anchor.
ANCHOR | ONE CATEGORYA INCREASE IN ANCHOR | ONE CATEGORY DECREASE IN ANCHOR |
---|---|---|
BPI-SF Current Pain rating | 0.26–1.04 | −0.89 to −1.66 |
EQ 5D Index score | −2.42 to −1.40 | 0.56–1.63 |
EQ 5D Pain item | 1.71–1.98 | −3.16 to −2.56 |
FACT-B TOI | −2.22 to −0.51 | −0.56 to 0.77 |
FACT-G Physical Well-Being | −1.61 to −0.16 | −0.79 to 0.46 |
FACT-G total | −1.31 to −0.12 | −0.97 to 0.57 |
The range of mean changes in BPI-SF worst pain ratings (using the interval from baseline to week 25) for the six anchors that met the correlation criteria in Table 2 are provided. Mean changes are displayed for one-category increases and one-category decreases in anchor.
a One category (increase or decrease) represents 0.20 points for EQ-5D Index score, one point for BPI-SF current pain rating and EQ-5D pain item, three points for FACT-G Physical Well-Being, and six points for FACT-G total and FACT-B TOI.
The regression of changes in anchors on changes in the BPI-SF worst pain item is shown in Table 4. Changes in each anchor are significantly (P < 0.05) associated with changes in BPI-SF worst pain rating. A one-point increase in BPI-SF current pain rating and EQ-5D Pain item is associated with a 0.817 and 1.805 increase in BPI-SF worst pain, respectively, while a one-point increase in EQ-5D Index score, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total is associated with a 3.548, 0.098, 0.163, and 0.048 decrease in BPI-SF worst pain rating, respectively. Likewise, a two-point increase in BPI-SF current pain rating and EQ-5D Pain item is associated with a 1.634 and 3.610 increase in BPI-SF worst pain, respectively, while a two-point increase in EQ-5D Index score, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total is associated with a 7.096, 0.196, 0.326, and 0.096 decrease in BPI-SF worst pain rating, respectively. The change in anchor-by-baseline anchor interaction was statistically significant only for BPI current pain and FACT-G Physical Well-Being. The interaction tests whether the anchor–BPI-SF slope differs as a function of baseline anchor score; therefore, a lack of significance suggests that the association between BPI-SF worst pain and other anchors does not differ by baseline anchor rating.
VARIABLE | PREDICTOR | b | β | SIG. |
---|---|---|---|---|
Change in BPI current pain | Main effect | 0.817 | 0.724 | <0.001 |
Interaction with baseline anchor | −0.024 | −0.107 | 0.001 | |
Change in EQ-5D Health State Index | Main effect | −3.548 | −0.349 | <0.001 |
Interaction with baseline anchor | 0.220 | 0.021 | 0.465 | |
Change in EQ-5D Pain item | Main effect | 1.805 | 0.352 | <0.001 |
Interaction with baseline anchor | 0.207 | 0.080 | 0.261 | |
Change in FACT-B TOI | Main effect | −0.098 | −0.406 | <0.001 |
Interaction with baseline anchor | 0.000 | 0.028 | 0.756 | |
Change in FACT-G Physical Well-Being | Main effect | −0.163 | −0.321 | <0.001 |
Interaction with baseline anchor | −0.004 | −0.133 | 0.024 | |
Change in FACT-G total score | Main effect | −0.048 | −0.231 | 0.025 |
Interaction with baseline anchor | 0.000 | −0.130 | 0.209 |
b, regression coefficient; β, standardized regression coefficient; Sig., significance level.
Possible ranges: BPI Pain Right Now 0 (least) to 10 (most), EQ-5D Health State Index scores −0.594 (worst) to 1.00 (best), EQ-5D Pain item scores 1 (none) to 3 (severe), FACT-B TOI scores 4 (worst) to 92 (best), FACT-G Physical Well-Being scores 0 (worst) to 28 (best), FACT-G total score 8 (worst) to 108 (best), BPI Worst Pain item 0 (least) to 10 (most).
Changes in all anchors are significantly (P < 0.05) associated with changes in BPI-SF worst pain ratings. A one-point increase in BPI-SF current pain rating and EQ-5D pain item is associated with increases (positive b score) in the BPI-SF worst pain rating, and a one-point increase in EQ-5D Index, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total scores is associated with decreases (negative b score) in the BPI-SF worst pain ratings. The change in anchor-by-baseline anchor interaction was statistically significant only for the BPI current pain and FACT-G PWB items.
A post hoc confirmatory analysis was done replicating these analyses using data from the baseline to week 49 interval (n = 1,250). Results indicate a slightly stronger correlation between the anchors and the change scores. (Spearman's correlations range from 0.372 for FACT-TOI to 0.644 for BPI-SF current pain rating.) Mean change scores of BPI-SF worst pain ratings by each of the six anchors and regression coefficients were similar to those for the baseline to week 25 interval. For instance, mean change scores for the EQ-5D Pain item for stable patients ranged from 0.25–0.56, 1.58–295 for an improvement of one category, and 1.75–2.80 for a worsening of one category compared with 0.50–0.51, 1.71–1.98, and 2.56–3.16, respectively, for the baseline to week 25 interval.
Distribution-Based Analysis
The distribution-based estimates for the BPI-SF worst pain rating are presented in Table 5. There appears to be consistency with the 1 SEM estimates, the 0.50 effect size, and the 0.50 Guyatt's statistic.
The results from the three distribution-based approaches presented in this table will be combined with those of the anchor-based results to estimate the MID.
a The standard error of measurement is a measure of the precision of a test instrument. It is calculated on the basis of sample data using the sample standard deviation and the sample reliability coefficient. Intraclass correlation coefficients (ICCs) for BPI-SF worst pain rating from day 1 to day 8 and week 105 to week 109 in patients whose FACT-B overall QOL ratings change by <10% are 0.685 (n = 926) and 0.800 (n = 109), respectively.b Alternatively referred to as Cohen's d, the effect size is calculated by dividing the difference between the pretest and posttest scores by the standard deviation at pretest. The standard deviation of BPI-SF worst pain rating at baseline (n = 1,877) is 2.849.c Alternatively referred to as the responsiveness statistic, Guyatt's statistic is calculated by dividing the difference between pretest and posttest changes by the standard deviation of change observed for a group of stable patients. The standard deviation of change in BPI-SF worst pain rating from baseline to week 25 in patients whose ECOG performance rating does not change (n = 1,120) is 2.833.
Integrating Anchor-Based and Distribution-Based Mid Estimates
The distribution-based analyses suggest that the MDC for the worst pain rating, defined as the smallest change that can be reliably differentiated from random fluctuation, is between 1.3 and 1.6 points (see Table 5). This represents the lower bound for establishing the MID.
The results from regression analyses can be used to translate changes between anchors and corresponding changes in BPI-SF worst pain. This strategy can be particularly informative when the MID for an anchor is known. This is the case for the EQ-5D Health State Index, where the MID has been estimated at 0.06 for U.S. Index scores and 0.07 for U.K. Index scores.23 A one-point change in EQ-5D Index translates to a change of −3.548 in BPI-SF worst pain, so a 0.07-point change in EQ-5D Index (the MID for the measure) corresponds to a change of −0.248 in BPI-SF worst pain. In contrast, a one-point change in BPI-SF worst pain (which is smaller than the MID based upon the distribution-based analyses) translates to a change of 0.036 for the EQ-5D Index score (considerably smaller than the MID of 0.07). However, a two-point change in BPI-SF worst pain rating corresponds to a 0.072 change in EQ-5D Index score, which is almost identical to the MID for that measure. This suggests that a two-point change may be a reasonable estimate for the MID of the BPI-SF worst pain rating.
Discussion
Data from both distribution-based and anchor-based approaches were used to develop estimates of the MID for the BPI-SF worst pain rating. Results from these approaches are similar, providing reasonably strong support for establishing a two-point MID for the BPI-SF worst pain rating. Further, the results suggest that this estimate of MID is, for the most part, independent of baseline BPI-SF worst pain ratings. However, there is some evidence to suggest that the direction of change (improvement or worsening) may be important to consider. A number of reports have suggested that a smaller change may be required to be considered clinically important when a patient is improving compared with worsening.13 Also, when considered as a percentage, a one-point change in any scale has a different value for an increase versus a decrease; eg, a change from 2 to 3 is an increase of 50%, while a change from 3 to 2 is a decrease of 33%. Nonetheless, these findings provide important information to researchers for interpreting changes in the BPI-SF worst pain ratings.
In addition, although not specific to the BPI worst pain rating, the findings of this study are consistent with other published MID analyses for a similar item. A recent review of three studies concluded that, for a numerical rating scale of pain intensity ranging 0–10 similar in content to the BPI-SF worst pain rating, changes of around two points represent “meaningful,” “much better,” or “much improved” reductions in chronic pain.24
Several factors contribute to the overall strength of the current results. First, as frequently recommended in the literature,11 both anchor-based and distribution-based methods were used to estimate the MID for the worst pain rating. Second, analyses were based on a large sample, totaling over 1,500 patients for the baseline to week 25 assessment interval. A larger sample size will generally provide a broader distribution of responses, which will likely increase the generalizability of the results. Third, multiple anchors were used to evaluate changes in BPI-SF worst pain ratings. Fourth, analyses were performed across several assessment intervals to determine the strongest relationship between BPI-SF ratings and other anchors. Finally, the regression analyses provide important information about whether baseline differences influence the relationship between BPI-SF and other PRO measures.
Nevertheless, these analyses are not without certain limitations. The sample for the current analyses consisted entirely of breast cancer patients. It is unclear to what extent these results will be relevant for other patient populations. Further research is needed to determine whether the MID for the BPI-SF worst pain rating established in this sample has broader applicability. Also, it must be noted that the recall period varied across assessments. The BPI-SF focuses on the past 24 hours, the FACT uses the past week, and the EQ-5D uses the present moment. It is unclear to what extent these differences in recall periods may have influenced the current results. Finally, the baseline to week 25 interval was used to determine the MID for the BPI-SF worst pain rating based on the higher correlations for this interval. Data from baseline to week 49 are consistent with these results, providing some confirmatory evidence to suggest that these MID estimates are stable.
In conclusion, the findings of the present analyses suggest that the MID estimate for the BPI-SF worst pain rating is two points. This value provides guidance to researchers using the BPI-SF worst pain rating on how to interpret baseline differences as well as change scores in the BPI-SF worst pain rating. Additional analyses could be done in other populations to confirm these findings.
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Original research
Susan D. Mathias MPH
Abstract
The Brief Pain Inventory–Short Form (BPI-SF) is widely used for assessing pain in clinical and research studies. The worst pain rating is often the primary outcome of interest; yet, no published data are available on its minimally important difference (MID). Breast cancer patients with bone metastases enrolled in a randomized, double-blind, phase III study comparing denosumab with zoledronic acid for preventing skeletal related events and completed the BPI-SF, FACT-B, and EQ-5D at baseline, week 5, and monthly through the end of the study. Anchor- and distribution-based MID estimates were computed. Data from 1,564 patients were available. Spearman correlation coefficients for anchors ranged from 0.33–0.65. Mean change scores for worst pain ratings corresponding to one-category improvement in each anchor were 0.26–1.04 for BPI-SF current pain, −1.40 to −2.42 for EQ-5D Index score, 1.71–1.98 for EQ-5D Pain item, −2.22 to −0.51 for FACT-B TOI, −1.61 to −0.16 for FACT-G Physical, and −1.31 to −0.12 for FACT-G total. Distribution-based results were 1 SEM = 1.6, 0.5 effect size = 1.4, and Guyatt's statistic = 1.4. Combining anchor- and distribution-based results yielded a two-point MID estimate. An MID estimate of two points is useful for interpreting how much change in worst pain is considered clinically meaningful.
Article Outline
- Methods
- Study Design
- Outcome Measures and Assessment Intervals
- Anchor-Based Analysis
- Distribution-Based Analysis
- Integrating Anchor-Based and Distribution-Based Mid Estimates
The MID may be estimated through distribution-based methods and/or anchor-based methods. Distribution-based methods are based on the distribution of the data. Examples of distribution-based methods include effect size measures, the standard error of measurement (SEM), one-half times the standard deviation, and the responsiveness index.[2] and [3] Anchor-based methods are based on the association between the PRO measure and an interpretable external measure, such as a global rating of change or a response to treatment. These methods may result in somewhat different estimates, and no particular estimate is considered the most valid.[2], [3] and [4] Therefore, researchers are encouraged to use more than one method and to present a range of MID estimates.
A frequently used PRO measure for the assessment of pain is the Brief Pain Inventory–Short Form (BPI-SF). The foundation of the BPI-SF is the Wisconsin Brief Pain Questionnaire, which was developed over 25 years ago based on interviews with cancer patients, expert opinion, and then-current psychometric standards.5 Over time, the Wisconsin Brief Pain Questionnaire evolved into the Brief Pain Inventory, which was later reduced to a shorter version, the BPI-SF. Today, the BPI-SF is the standard for clinical and research use. It has been used in over 400 studies, including psychometric evaluations and clinical applications with a wide range of conditions (e.g., cancer pain, fibromyalgia, neuropathic pain, and joint diseases).6
The BPI-SF includes two domains: pain severity and pain interference. The pain severity domain, the focus of this report, includes items specific to pain at “worst,” “least,” “average,” and “now” (current pain), with a numerical response scale ranging from 0 (no pain) to 10 (pain as bad as you can imagine). In clinical trials, the worst pain item has been used alone as a measure of pain severity.6 Its use as a single item is supported by a consensus panel on outcome measures for chronic pain clinical trials.7 In addition, the Food and Drug Administration's (FDA) guidance on PROs states that a single-item PRO measure of pain severity is appropriate for assessing the effect of a treatment on pain.8 Although extensive psychometric evaluation of the BPI-SF has been conducted, no estimates of the MID are available for the BPI-SF worst pain item. Establishing the MID for the BPI-SF worst pain item is important because it will provide a clinically relevant reference to interpret changes in pain scores. Therefore, the objective of this current report was to estimate the MID of the worst pain item of the BPI-SF.
Methods
Study Design
Patients with advanced breast cancer and bone metastases were enrolled in an international, randomized, double-blind, double-dummy, active-controlled phase III study comparing denosumab with zoledronic acid for delaying or preventing skeletal related events. Patients were eligible to participate if they had histologically or cytologically confirmed breast adenocarcinoma; current or prior radiologic, computed tomography, or magnetic resonance imaging evidence of at least one bone metastasis; and an Eastern Cooperative Oncology Group (ECOG) performance status of 0, 1, or 2. Patients with current or prior intravenous bisphosphonate administration were excluded. Patients completed PRO assessments, including the BPI-SF, at baseline, week 5, and every 4 weeks thereafter until the end of the study. Assessments were scheduled to take place prior to any study procedures and prior to study drug administration. Although data collection continued, PRO analyses for efficacy were truncated when approximately 30% of patients dropped out of the study due to death, disease progression, or withdrawn consent.
Outcome Measures and Assessment Intervals
A number of outcome measures were assessed in the study and considered for use as anchors for evaluating the MID of the BPI-SF worst pain item, including one clinician-reported measure (ECOG Performance Status) and several PRO measures: the EuroQoL 5 Dimensions (EQ-5D) Index score, the Functional Assessment of Cancer Therapy-Breast Cancer (FACT-B), and the BPI-SF current pain rating.
The ECOG Performance Status, which assesses how a patient's disease or its treatment is progressing and how the disease affects the daily living abilities of the patient, is a single-item, six-point, clinician-rated assessment of performance ranging from 0 (fully active, no restrictions) to 5 (dead).9 The EQ-5D Index score is a measure of health status, which assesses five dimensions: mobility, self-care, usual activities, pain/discomfort, and anxiety/depression. Each dimension is comprised of three response options: no problems, some/moderate problems, and extreme problems. Responses are converted to a weighted health state index, with scores ranging from −0.594 (worst health) to 1.0 (full health). The single item on pain from the EQ-5D was also evaluated separately as an anchor. The FACT-B includes the four core FACT-General (FACT-G) dimensions of physical well-being, social/family well-being, emotional well-being, and functional well-being, for which scale scores and a total score can be computed. In addition, the FACT-B includes a breast cancer–specific subscale.10 The FACT-B Trial Outcome Index (TOI) is the sum of the physical well-being score, the functional well-being score, and the breast cancer subscale. The four FACT-G scale scores, the FACT-G total score, the FACT-B TOI, and a single-item overall quality-of-life (QOL) rating from the functional well-being section were all evaluated as potential anchors. The single-item overall QOL item from the functional well-being scale was selected to balance out the single item on pain that was selected from the EQ-5D, by serving as a more general potential anchor in breadth and scope. For all of these FACT outcome measures, a higher score indicates better health-related QOL. Finally, the current pain rating from the BPI-SF, ranging from 0 (no pain) to 10 (pain as bad as you can imagine), was also considered as an anchor because it was hypothesized to be highly correlated with the worst pain rating and because it would assist in understanding the behavior of other potential anchors.
Several assessment intervals were considered for evaluation of the MID for the BPI-SF worst pain item: baseline to week 5, baseline to week 13, and baseline to week 25. The analysis for each time interval included only those patients with complete baseline and end-of-interval (i.e., week 5, week 13, or week 25) assessments on the BPI-SF worst pain item and the relevant anchor of interest. In addition, a post hoc confirmatory analysis was conducted using a longer interval of time, from baseline to week 49. No imputation of missing data was performed. Analysis was performed on pooled data, regardless of treatment assignment.
Anchor-Based Analysis
The usefulness of an anchor depends on the correlation of the PRO change score and the anchor.11 Therefore, to select the most appropriate anchors and time interval for estimating the MID for the BPI-SF worst pain item, Spearman correlation coefficients were calculated between changes in the BPI-SF worst pain rating and changes in potential anchors across each of the potential time intervals. The time interval with the highest correlations and the anchors with statistically significant (P < 0.05) a priori specified correlations above 0.30 were selected for inclusion in the MID analysis.12
A one-category change was defined as a one-point change for the BPI-SF current pain item, a one-point change for the EQ-5D pain item, a three-point change for the FACT-G Physical Well-Being scale,13 a six-point change for the FACT-G total and FACT-B TOI scores,14 and a 0.20 change for the EQ-5D Index score. For the selected interval and anchors, the mean change in BPI-SF worst pain item that corresponds to a one-category increase and decrease in each anchor was calculated. In addition, ordinary least squares regression models were used to regress changes in BPI-SF worst pain ratings on changes of each of the anchors.[15] and [16] The regression models included main effects for change in each anchor and an interaction term expressing the change in anchor-by-baseline anchor.
Distribution-Based Analysis
The following distribution-based measures were calculated for the BPI-SF worst pain item: (1) the SEM, (2) effect size (Cohen's d), and (3) Guyatt's statistic. The SEM is a measure of the precision of a test instrument. It is calculated on the basis of sample data using the sample standard deviation and the sample reliability coefficient. While the standard deviation and the reliability of a measure are sample-dependent, their relationship (and hence the SEM) remains relatively constant across samples. Therefore, the SEM is considered to be an attribute of the measure and not a characteristic of the sample per se.17 Threshold values of 1 SEM have been suggested for defining clinically meaningful differences.18 The reliability coefficient was estimated for the BPI-SF worst pain item by calculating the intraclass correlation coefficients (ICCs) using two intervals of time. One used 7 days (days 1–8), a more typical interval for assessing reproducibility, while the other approach used a later interval, from week 105 to week 109. (Note: The 1-month interval was dictated by the schedule of assessments.) For both ICC values, only those patients whose FACT-B overall QOL ratings changed by 10% or less during the respective intervals were included. The 10% criterion was selected after reviewing the full distribution of change scores and their associated sample sizes, to arrive at a reasonable sample size of approximately 100 subjects.
Cohen's d, alternatively referred to as the “standardized effect size,” is calculated by dividing the difference between the baseline and week-25 scores by the standard deviation at baseline.19 The effect size represents individual change in terms of the number of baseline standard deviations. A value of 0.20 is a small effect, 0.50 is a medium effect, and 0.80 is a large effect. Effect sizes of 0.20, 0.50, and 0.80 were calculated in this study.
Guyatt's statistic, also referred to as the “responsiveness statistic,” is calculated by dividing the difference between baseline and week-25 change by the standard deviation of change observed for a group of stable patients.20 The denominator of the responsiveness statistics adjusts for spurious change due to measurement error. Values of 0.20 and 0.50 have been used to represent “small” and “medium” changes, respectively.21 Values representing 0.20 and 0.50 were calculated in this study. Stable patients were defined as those whose ECOG Performance rating did not change during the assessment interval. A different variable was used in defining the stable population for purposes of calculating the SEM and Guyatt's statistic because both variables were not consistently collected on the same schedule of assessments.
Integrating Anchor-Based and Distribution-Based Mid Estimates
The minimal detectable change (MDC) for the worst pain item was established by comparing distribution-based estimates. The MDC represents the smallest change that can be reliably distinguished from random fluctuation and, thus, the lower bound for establishing the MID.11 If the MID were lower than the MDC, then the instrument would not be capable of distinguishing the MID. The SEM was considered the primary distribution-based estimate because it takes into account the reliability of the measure and, thus, estimates the precision of the instrument.11 Other distribution-based measures were also considered in establishing the MDC. Standardized effect size was considered a secondary distribution-based estimate because of its reliance on interperson variability, which is generally higher and less consistent than intraperson variability. Anchor-based estimates of the MID range were then compared. A final MID range was established that is greater than the MDC and integrates estimates from the various anchors.
Results
Patient Population
Demographic and clinical characteristics for patients included in the baseline to week 25 interval are presented in Table 1. Data from 1,564 of 2,049 patients who participated in the study and had valid (i.e., nonmissing) baseline and end-of-interval scores for the BPI-SF and anchors were used in these analyses. Patients were predominantly female with an average age of 57.2 ± 11.2 years. The majority of patients were white (80.9%). Average pain scores at baseline were 2.45 ± 2.51, with a full range of scores (0–10) being used. Clinical results from the study have been presented previously.22
CHARACTERISTIC, n (%) | STUDY SAMPLE (n = 1,564) |
---|---|
Gender | |
Female | 1,550 (99.1) |
Male | 14 (0.9) |
Age, mean years ± SD (range) | 57.2 ± 11.2 (27.1–91.2) |
Race | |
White | 1,265 (80.9) |
Black | 38 (2.4) |
Hispanic | 92 (5.9) |
Japanese | 119 (7.6) |
Asian | 28 (1.8) |
Other | 22 (1.4) |
Demographic characteristics including the breakdown by gender, age, and race for the study sample are shown.
Anchor-Based Analysis
Spearman correlations between changes in the BPI-SF worst pain item and changes in potential anchors are presented in Table 2. For all potential anchors, the highest correlations with the BPI-SF worst pain rating were obtained at the baseline to week 25 interval. All potential anchors correlated significantly (P < 0.001) with the BPI-SF worst pain rating with the exception of the FACT-G Social/Family Well-Being scale. However, correlations were low (<0.30) for several potential anchors: ECOG Performance Status, FACT-B Overall QOL item, FACT-G Emotional Well-Being, and FACT-G Functional Well-Being. Therefore, the week 25 interval and the following anchors were selected for the MID analysis: BPI-SF current pain rating, EQ-5D Index score, EQ-5D Pain item, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total score. Correlation coefficients between the changes in the selected anchors and changes in the BPI-SF worst pain ratings range from 0.329–0.647.
Bolded correlations represent the highest correlations with anchors where correlation r ≥ 0.300.
Spearman correlation coefficients between changes in BPI-SF worst pain rating and changes in each of the 11 potential anchors that were considered are provided. The data are displayed for three intervals of time including baseline to week 5, baseline to week 13, and baseline to week 25. Using a cut point of r ≥ 0.300, only those correlations that are bolded meet the criteria of acceptability.
Mean changes in the BPI-SF worst pain rating that correspond to a one-category change in anchors from baseline to week 25 are presented in Table 3. BPI-SF current pain ratings >5 and EQ-5D Index scores <0.40 were excluded from their respective analysis due to small sample sizes. A one-category increase in the anchor scores was associated with an absolute value of change in the BPI-SF worst pain item ranging from 0.26–2.42. A one-category decrease in the anchor score was associated with an absolute value of change in the BPI-SF worst pain item ranging from 0.56–3.16. Changes associated with improvement and worsening in anchors were not symmetrical, nor was there a consistent trend across anchors. For example, for the EQ-5D pain item, the magnitude of change in BPI-SF worst pain was greater for a one-category increase in the anchor than for a one-category decrease in the anchor. In contrast, for the EQ-5D Index score, the magnitude of change in BPI-SF worst pain was greater for a one-category decrease in the anchor than for a one-category increase in the anchor.
ANCHOR | ONE CATEGORYA INCREASE IN ANCHOR | ONE CATEGORY DECREASE IN ANCHOR |
---|---|---|
BPI-SF Current Pain rating | 0.26–1.04 | −0.89 to −1.66 |
EQ 5D Index score | −2.42 to −1.40 | 0.56–1.63 |
EQ 5D Pain item | 1.71–1.98 | −3.16 to −2.56 |
FACT-B TOI | −2.22 to −0.51 | −0.56 to 0.77 |
FACT-G Physical Well-Being | −1.61 to −0.16 | −0.79 to 0.46 |
FACT-G total | −1.31 to −0.12 | −0.97 to 0.57 |
The range of mean changes in BPI-SF worst pain ratings (using the interval from baseline to week 25) for the six anchors that met the correlation criteria in Table 2 are provided. Mean changes are displayed for one-category increases and one-category decreases in anchor.
a One category (increase or decrease) represents 0.20 points for EQ-5D Index score, one point for BPI-SF current pain rating and EQ-5D pain item, three points for FACT-G Physical Well-Being, and six points for FACT-G total and FACT-B TOI.
The regression of changes in anchors on changes in the BPI-SF worst pain item is shown in Table 4. Changes in each anchor are significantly (P < 0.05) associated with changes in BPI-SF worst pain rating. A one-point increase in BPI-SF current pain rating and EQ-5D Pain item is associated with a 0.817 and 1.805 increase in BPI-SF worst pain, respectively, while a one-point increase in EQ-5D Index score, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total is associated with a 3.548, 0.098, 0.163, and 0.048 decrease in BPI-SF worst pain rating, respectively. Likewise, a two-point increase in BPI-SF current pain rating and EQ-5D Pain item is associated with a 1.634 and 3.610 increase in BPI-SF worst pain, respectively, while a two-point increase in EQ-5D Index score, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total is associated with a 7.096, 0.196, 0.326, and 0.096 decrease in BPI-SF worst pain rating, respectively. The change in anchor-by-baseline anchor interaction was statistically significant only for BPI current pain and FACT-G Physical Well-Being. The interaction tests whether the anchor–BPI-SF slope differs as a function of baseline anchor score; therefore, a lack of significance suggests that the association between BPI-SF worst pain and other anchors does not differ by baseline anchor rating.
VARIABLE | PREDICTOR | b | β | SIG. |
---|---|---|---|---|
Change in BPI current pain | Main effect | 0.817 | 0.724 | <0.001 |
Interaction with baseline anchor | −0.024 | −0.107 | 0.001 | |
Change in EQ-5D Health State Index | Main effect | −3.548 | −0.349 | <0.001 |
Interaction with baseline anchor | 0.220 | 0.021 | 0.465 | |
Change in EQ-5D Pain item | Main effect | 1.805 | 0.352 | <0.001 |
Interaction with baseline anchor | 0.207 | 0.080 | 0.261 | |
Change in FACT-B TOI | Main effect | −0.098 | −0.406 | <0.001 |
Interaction with baseline anchor | 0.000 | 0.028 | 0.756 | |
Change in FACT-G Physical Well-Being | Main effect | −0.163 | −0.321 | <0.001 |
Interaction with baseline anchor | −0.004 | −0.133 | 0.024 | |
Change in FACT-G total score | Main effect | −0.048 | −0.231 | 0.025 |
Interaction with baseline anchor | 0.000 | −0.130 | 0.209 |
b, regression coefficient; β, standardized regression coefficient; Sig., significance level.
Possible ranges: BPI Pain Right Now 0 (least) to 10 (most), EQ-5D Health State Index scores −0.594 (worst) to 1.00 (best), EQ-5D Pain item scores 1 (none) to 3 (severe), FACT-B TOI scores 4 (worst) to 92 (best), FACT-G Physical Well-Being scores 0 (worst) to 28 (best), FACT-G total score 8 (worst) to 108 (best), BPI Worst Pain item 0 (least) to 10 (most).
Changes in all anchors are significantly (P < 0.05) associated with changes in BPI-SF worst pain ratings. A one-point increase in BPI-SF current pain rating and EQ-5D pain item is associated with increases (positive b score) in the BPI-SF worst pain rating, and a one-point increase in EQ-5D Index, FACT-B TOI, FACT-G Physical Well-Being, and FACT-G total scores is associated with decreases (negative b score) in the BPI-SF worst pain ratings. The change in anchor-by-baseline anchor interaction was statistically significant only for the BPI current pain and FACT-G PWB items.
A post hoc confirmatory analysis was done replicating these analyses using data from the baseline to week 49 interval (n = 1,250). Results indicate a slightly stronger correlation between the anchors and the change scores. (Spearman's correlations range from 0.372 for FACT-TOI to 0.644 for BPI-SF current pain rating.) Mean change scores of BPI-SF worst pain ratings by each of the six anchors and regression coefficients were similar to those for the baseline to week 25 interval. For instance, mean change scores for the EQ-5D Pain item for stable patients ranged from 0.25–0.56, 1.58–295 for an improvement of one category, and 1.75–2.80 for a worsening of one category compared with 0.50–0.51, 1.71–1.98, and 2.56–3.16, respectively, for the baseline to week 25 interval.
Distribution-Based Analysis
The distribution-based estimates for the BPI-SF worst pain rating are presented in Table 5. There appears to be consistency with the 1 SEM estimates, the 0.50 effect size, and the 0.50 Guyatt's statistic.
The results from the three distribution-based approaches presented in this table will be combined with those of the anchor-based results to estimate the MID.
a The standard error of measurement is a measure of the precision of a test instrument. It is calculated on the basis of sample data using the sample standard deviation and the sample reliability coefficient. Intraclass correlation coefficients (ICCs) for BPI-SF worst pain rating from day 1 to day 8 and week 105 to week 109 in patients whose FACT-B overall QOL ratings change by <10% are 0.685 (n = 926) and 0.800 (n = 109), respectively.b Alternatively referred to as Cohen's d, the effect size is calculated by dividing the difference between the pretest and posttest scores by the standard deviation at pretest. The standard deviation of BPI-SF worst pain rating at baseline (n = 1,877) is 2.849.c Alternatively referred to as the responsiveness statistic, Guyatt's statistic is calculated by dividing the difference between pretest and posttest changes by the standard deviation of change observed for a group of stable patients. The standard deviation of change in BPI-SF worst pain rating from baseline to week 25 in patients whose ECOG performance rating does not change (n = 1,120) is 2.833.
Integrating Anchor-Based and Distribution-Based Mid Estimates
The distribution-based analyses suggest that the MDC for the worst pain rating, defined as the smallest change that can be reliably differentiated from random fluctuation, is between 1.3 and 1.6 points (see Table 5). This represents the lower bound for establishing the MID.
The results from regression analyses can be used to translate changes between anchors and corresponding changes in BPI-SF worst pain. This strategy can be particularly informative when the MID for an anchor is known. This is the case for the EQ-5D Health State Index, where the MID has been estimated at 0.06 for U.S. Index scores and 0.07 for U.K. Index scores.23 A one-point change in EQ-5D Index translates to a change of −3.548 in BPI-SF worst pain, so a 0.07-point change in EQ-5D Index (the MID for the measure) corresponds to a change of −0.248 in BPI-SF worst pain. In contrast, a one-point change in BPI-SF worst pain (which is smaller than the MID based upon the distribution-based analyses) translates to a change of 0.036 for the EQ-5D Index score (considerably smaller than the MID of 0.07). However, a two-point change in BPI-SF worst pain rating corresponds to a 0.072 change in EQ-5D Index score, which is almost identical to the MID for that measure. This suggests that a two-point change may be a reasonable estimate for the MID of the BPI-SF worst pain rating.
Discussion
Data from both distribution-based and anchor-based approaches were used to develop estimates of the MID for the BPI-SF worst pain rating. Results from these approaches are similar, providing reasonably strong support for establishing a two-point MID for the BPI-SF worst pain rating. Further, the results suggest that this estimate of MID is, for the most part, independent of baseline BPI-SF worst pain ratings. However, there is some evidence to suggest that the direction of change (improvement or worsening) may be important to consider. A number of reports have suggested that a smaller change may be required to be considered clinically important when a patient is improving compared with worsening.13 Also, when considered as a percentage, a one-point change in any scale has a different value for an increase versus a decrease; eg, a change from 2 to 3 is an increase of 50%, while a change from 3 to 2 is a decrease of 33%. Nonetheless, these findings provide important information to researchers for interpreting changes in the BPI-SF worst pain ratings.
In addition, although not specific to the BPI worst pain rating, the findings of this study are consistent with other published MID analyses for a similar item. A recent review of three studies concluded that, for a numerical rating scale of pain intensity ranging 0–10 similar in content to the BPI-SF worst pain rating, changes of around two points represent “meaningful,” “much better,” or “much improved” reductions in chronic pain.24
Several factors contribute to the overall strength of the current results. First, as frequently recommended in the literature,11 both anchor-based and distribution-based methods were used to estimate the MID for the worst pain rating. Second, analyses were based on a large sample, totaling over 1,500 patients for the baseline to week 25 assessment interval. A larger sample size will generally provide a broader distribution of responses, which will likely increase the generalizability of the results. Third, multiple anchors were used to evaluate changes in BPI-SF worst pain ratings. Fourth, analyses were performed across several assessment intervals to determine the strongest relationship between BPI-SF ratings and other anchors. Finally, the regression analyses provide important information about whether baseline differences influence the relationship between BPI-SF and other PRO measures.
Nevertheless, these analyses are not without certain limitations. The sample for the current analyses consisted entirely of breast cancer patients. It is unclear to what extent these results will be relevant for other patient populations. Further research is needed to determine whether the MID for the BPI-SF worst pain rating established in this sample has broader applicability. Also, it must be noted that the recall period varied across assessments. The BPI-SF focuses on the past 24 hours, the FACT uses the past week, and the EQ-5D uses the present moment. It is unclear to what extent these differences in recall periods may have influenced the current results. Finally, the baseline to week 25 interval was used to determine the MID for the BPI-SF worst pain rating based on the higher correlations for this interval. Data from baseline to week 49 are consistent with these results, providing some confirmatory evidence to suggest that these MID estimates are stable.
In conclusion, the findings of the present analyses suggest that the MID estimate for the BPI-SF worst pain rating is two points. This value provides guidance to researchers using the BPI-SF worst pain rating on how to interpret baseline differences as well as change scores in the BPI-SF worst pain rating. Additional analyses could be done in other populations to confirm these findings.
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Symptom Experience in Patients with Gynecological Cancers: The Development of Symptom Clusters through Patient Narratives
Original research
Violeta Lopez RN, PhD
Abstract
The vast majority of the increasing cancer literature on physical and psychological symptom clusters is quantitative, attempting either to model clusters through statistical techniques or to test priori clusters for their strength of relationship. Narrative symptom clusters can be particularly sensitive outcomes that can generate conceptually meaningful hypotheses for symptom cluster research. We conducted a study to explore the explanation of patients about the development and coexistence of symptoms and how patients attempted to self-manage them. We collected 12-month qualitative longitudinal data over four assessment points consisting of 39 interview data sets from 10 participants with gynecological cancer. Participants' experiences highlighted the presence of physical and psychological symptom clusters, complicating the patients' symptom experience that often lasted 1 year. While some complementary and self-management approaches were used to manage symptoms, few options and interventions were discussed. The cancer care team may be able to develop strategies for a more thorough patient assessment of symptoms reported as the most bothersome and patient-centered sensitive interventions that encompass the physiological, psychological, sociocultural, and behavioral components of the symptom experience essential for effective symptom management.
Article Outline
The physical effects on women after being diagnosed with gynecological cancer are often attributed not only to the symptoms arising from the disease itself but, most importantly, from the side effects of treatment such as surgery, chemotherapy, and radiotherapy.[3], [4] and [5] Symptoms such as fatigue, frequency of urination, bleeding, weight loss, and ascites are commonly experienced by patients, particularly those with ovarian cancers.6 Once diagnosed, gynecological cancer patients often go on to face a prolonged course of treatments which contribute to further symptoms such as chemotherapy-induced alopecia,7 dermatological toxicity,8 fatigue, sleep disturbance,9 nausea, vomiting, and sexual dysfunction.10 Portenoy et al.11 reported that ovarian cancer patients alone experienced a mean of 10.2 symptoms with a range of 0–25 concurrent symptoms. Similarly, 13.4 concurrent symptoms were reported in a study of 49 women undergoing chemotherapy, which caused disruption to the patients' quality of life.6
The psychological state of patients with gynecological cancers has also been investigated, particularly in association with increased risks of psychological morbidity such as anxiety and depression.2 In a longitudinal study of women with ovarian cancer, Gonçalves et al.12 found that neuroticism was associated with persistent psychological morbidity and suggested the need for routine and regular psychological screening for cancer patients. Newly diagnosed women with gynecological cancer also appeared to experience diverse psychological symptomatology that persisted over the first 6 weeks after the diagnosis.2
The relationship between symptom experience, distress produced, and quality of life has also been pursued, of particular interest being the direct correlation between improvement of symptoms and increased quality of life. Ferrell et al.3 found that ovarian cancer patients not only experienced distress but often differently ordered the importance of symptoms at different phases of their illness. They also found that these patients utilized resourcefulness and innovative ideas to manage their symptoms. These authors suggested that symptom experience may be associated with, and can be mediated by, the influence of variables such as disease state, demographic and clinical characteristics, or individual and psychological factors.3 It is therefore unsurprising that treatment-induced symptoms have been a major concern of most studies to gather information about symptoms arising from residual treatment or disease progression as well as frequency and types of symptoms.5 To date, longitudinal studies have yet to be undertaken to gather information prospectively about gynecological cancer patients' symptom experiences. Consequently, the patients' personal experiences of physical and psychological symptoms, such as their concerns, perceptions, and responses to symptoms, remain largely unexplored. Such information is important in the development of interventions for symptom management and the provision of supportive care. Also, while some literature exists in relation to ovarian cancer symptoms, minimal related work has focused on other types of gynecological cancer, suggesting a gap in the literature.
The aim of our study was to explore the physical and psychological symptom experience in patients with gynecological cancer undergoing radiotherapy and/or chemotherapy over the first year from diagnosis. Specific objectives of the study were to (1) qualitatively assess the possible relationships among symptoms resulting from cancer treatments in patients with gynecological cancer, as understood by patients, and (2) explore how patients with gynecological cancer manage the symptoms they experience.
Methods
A descriptive qualitative longitudinal design using face-to-face interviews was used in this study. Qualitative descriptive methods serve to provide descriptions of facts about a phenomenon.13 Sandelowski14 elucidates that qualitative descriptive research methods lend themselves to the data to produce comprehensively and accurately detailed summaries of different participants' experiences of the same event. Interviews were conducted by an experienced qualitative researcher. Interviews were conducted prospectively over four time periods: beginning of treatment (T1) and three (T2), six (T3), and 12 months (T4) later. This time frame was chosen as these are the critical times over which patients with cancer most commonly experience symptoms as a result of treatments or disease progression.15 Leventhal and Johnson's16 self-regulation theory was used as the study's theoretical framework, assisting us in developing the interview guide around symptom identification, exploration of meaning and consequence, and attempts to control or manage it. Their self-regulation theory suggests that symptoms activate a cognitive search process, which results in the construction or elaboration of illness representation. These representations then serve as standards against which new information is matched and evaluated. Comparisons of current sensations with cognitive representations allow for interpretation of new symptoms and for evaluation of the seriousness of current symptoms. Hence, fear behaviors (distress) or instrumental behaviors (coping) are the result of simultaneous parallel psychophysiological processes in response to the threatening experience. The response may be different from individual to individual, based on past experience and the cognitive processes involved, as may the strategies used to cope with the experience. Dodd et al17 simplified the symptom experience as including an individual's perception of a symptom, evaluation of the meaning of a symptom, and response to a symptom.
After approval from the ethics committee, patients were recruited from a large specialist oncology center in the UK a few weeks after diagnosis and prior to commencement of adjuvant treatment. Patients were provided with information about the study, and written consent was obtained. Ten patients were recruited from a list of consecutive newly diagnosed patients through purposeful sampling, and five declined participation, primarily due to the long-term commitment necessary for the study and being too upset with the diagnosis. Maximum variation was used13 to capture core experiences and central, shared aspects or impacts of having a gynecological cancer rather than confining to specific aspects of different types of gynecological cancer. The sample included patients with any type of gynecological cancer and those receiving chemotherapy and/or radiotherapy. Patients with cognitive impairment, metastasis with central nervous system involvement, or life expectancy of less than 6 months at recruitment or who were unable to carry out the interview were excluded. Patients initially were provided with brief information from their oncologist; upon showing an interest, potential participants were provided with a detailed information sheet and had a discussion with the research nurse. Upon agreement, patients signed a consent form and the first interview was scheduled. Participants were followed up for one year. Past experience, judgment on the quality of the data obtained, and data saturation were the key determinants in the decision to have a sample size of 10 over four times (=40 possible transcripts) with the possibility of recruiting more if data were not saturated with the initial sample, although in our study this did not need to take place.
An interview guide was used, starting with a broad question, such as “How have you been feeling physically this last week?” This was followed by questions relating to the psychological symptoms participants experienced, how these related to their physical symptom experience, what they thought when a symptom occurred, what impact the symptoms had on their life, and how they managed the symptoms. New issues identified in the early interviews were incorporated into the interview guide for subsequent interviews. Each interview lasted about an hour to an hour and a half. Interviews were conducted in the patients' homes. Information about sociodemographic characteristics including age, education, and marital status was obtained from patients, who completed an initial sociodemographic form. Disease- and treatment-related information (diagnosis, treatment received, stage of cancer) was obtained from the patients' medical notes. Interviews were recorded and transcribed verbatim.
Data were analyzed line by line using content analysis to code the content of each interview and to map major categories. Categories were compared by two of the researchers, the project lead investigator and another independent person. The analyzed categories were compared and discussed until agreement was reached. Symptoms that were expressed in T1 were grouped together if more than two participants spontaneously mentioned an association between at least two of the symptoms. In T2–T4 we continued this process, focusing primarily on changes in the initial cluster. Symptoms were grouped together as patients discussed them, and if patients reported the same symptom in different contexts, this was coded separately. No participant was asked for specific symptoms as the questions in the interview were broad to allow for important aspects of the symptom experience in each woman and each interview to surface. A final consensus was sought after comparisons and discussions for all categories.13
Credibility of the qualitative data was maintained by ensuring voluntary participation. Analyzed data were constantly discussed and checked by two independent persons, which acted as a constant peer-review process to ensure the analyzed data were true findings and free from potential bias. All interviews were audiotaped, and participants' verbatim quotes were provided to represent categories and subcategories identified, which further ensured reliability by reducing the risk of selective data filtering by the investigators through recall or summation. Consistency was maintained by comparing initial categories within and across the data gathered from the participants to ensure repeatability of the categories. Field notes were reviewed as a kind of inquiry audit to prevent potential bias and to ensure the stability of data.
Results
Patient Characteristics
All 10 participants completed the interviews at the four time points, over the course of one year. One interview transcript (at T3) was subsequently found to be unusable, due to tape recorder malfunction, and was excluded from the analysis, thus leaving a total of 39 data sets of interviews over four time points. The mean age of the group was 62.8 years (SD = 7.7, range 51–72). Most were married (n = 6), two were separated, and two were widowed. The majority (n = 7) had secondary/high school education. Six were retired, two were homemakers, and two reported technical/manual work. Half of the participants (5/10) had ovarian cancer, while the rest had uterine (1/10), cervical (2/10), or endometrial (1/10) cancer and one had both uterine and cervical cancer. Seven participants had surgery. Of the 10 participants, six had chemotherapy, three had radiotherapy, and one had chemotherapy followed by radiotherapy. Chemotherapy included carboplatin (n = 2), carboplatin and paclitaxel (Taxol) (n = 5), and cisplatin (n = 1). Half the patients were at an early disease stage (stage 1 or 2, n = 5), three were at stage 3, one was at stage 4, and the stage was unknown in one patient.
Qualitative Data
Patients identified symptoms in an interlinked manner rather than in isolation, suggesting some symptom clustering. There was always a key symptom mentioned together with several others that were reported as co-occurring or resulting symptoms. These associations and explanations helped patients to make sense of the symptoms and rationalize or legitimize the complexity of the symptom relationships and the difficulty in having control over the symptoms. Participants gave meaning to the physical symptoms experienced alongside psychological responses and how they managed to alleviate them. The meaning element was fairly stable across times as women discussed primarily the occurrence of symptoms, their impact on their lives, and their struggle to cope with them. What was an evident change in the perception, however, for most symptoms was the frustration from the “chronicity” of symptoms and the differential impact of symptoms at different times in their disease trajectory. Symptoms were described as co-occurring with one influencing others, giving an understanding of the formation of symptom clusters. Four major narrative symptom clusters emerged from the data.
Tiredness, sleeplessness, pain, depression, and weakness
The most common symptom experienced by all patients that persisted over the 12-month period was tiredness, which was also related with sleep disturbance associated with pain, tingling sensation of the hands and feet, and anxiety. Tiredness was experienced throughout the year as recounted by several participants:
“Basically, it's after the effects of the treatment that I was feeling tired cos I'm having radiotherapy every day and chemotherapy once a week.” (GYP 01 at T1)“Just me body felt tired, me body felt tired of it [radiotherapy]. I felt rotten. I couldn't do anything. It's depressing.” (GYP 12 at T2)
“Physically, I'm alright. I felt alright except I get tired easily, but other than that, I feel alright.” (GYP06 at T3)
“What I do find is that it's depressing to feel physically tired all the time and I don't know why.” (GYP04 at T4)
Difficulties with sleep were also associated with depression. For some (4/10) participants, feelings of depression occurred as they went through the treatment, as two participants described:
“I've actually felt quite depressed this last week and actually burst into tears, which is something I haven't done before. But it was sort of overwhelming—these symptoms.” (GYP08 at T3)“These symptoms are affecting my sleep. If I can't sleep, I get tired and I can't do anything the next day, then I get depressed.” (GYP06 at T3)
Depression was often the result of uncertainty and fear. Half of the participants expressed feelings of uncertainty lasting until the twelfth month, as highlighted by two of them:
“It's very uncertain you know. It's a very uncertain way of life. You don't know … like I go and see … I go back every three months for check-up. You're living your life for check-ups. So every four months you're thinking … ‘Is everything alright?’ You live your life for those four months' check-ups. The frightening bit is the uncertainty of it and it's depressing just thinking of what will happen next.” (GYP04 at T3)“I can't sleep thinking about what will happen all the time. The uncertainty keeps you awake.” (GYP012 at T3)
However, this feeling seemed to subside by T4 as they became more in control and able to cope by not dwelling on it and just accepting the disease, its treatment, and symptoms. This marked shift in coping styles in T4 characterized the patients' increased positive response to symptoms at this stage.
When participants were tired, they also complained of weakness. The expressions used included “muscle tone” and “muscle strength” weakness. However, a slight improvement in this symptom was observed from T3 onward. Tiredness and its related symptoms affected the participants' ability to get on with usual routine housework; however, support from husbands, family, and friends helped the participants to cope with their symptoms:
“I've got such a strong group of friends and relatives and they all live around me … so all the family are around me and they'll all come at least once a day.” (GYP11 at T4)
Very few management options were discussed. For both tiredness and weakness, participants used a variety of self-management approaches such as taking a rest even for half an hour each day or doing some physical fitness like walking and pilates from the third month onward. To get their muscle tone back to normal, some participants expressed their desire to “get fit,” so they walked or went cycling. Two participants reported taking herbal medicines, such as echinacea, after surgery and before chemotherapy. They perceived this as helpful in building up their immune system. Pain was managed by taking painkillers, as prescribed by their doctors. Praying was also reported as a strategy used to combat the anxieties related to the illness.
Hair loss, ocular changes, body image, identity experience, and anxiety
Hair loss, including body hair such as eyebrows and eyelashes, was reported by four participants, all of whom had received chemotherapy. In the beginning, participants did not want to wear wigs and were anxious that it portrayed a symbol to others that they had cancer:
“I do not want my family to see me without hair as they will know I have cancer and then they will start to worry about me.” (GYP10 at T1)
Later on, they no longer cared whether they wore a wig or not, especially when they themselves and others accepted the situation. Such an experience was described as follows:
“I noticed my hair falling and got me a wig the first day.” (GYP11 at T1)“I noticed that … the hairs in my nose, I think have all disappeared as well.” (GYP10 at T2)
“My hair came back like Shirley Temple, curly but it all came back slate gray and I didn't like it.” (GYP11 at T4)
On a couple of occasions, negative feelings were externalized through talking about someone else, often a famous person. This may have facilitated the expression of difficult emotions. Such a transference is depicted below:
“My hair is more or less gone but this time my husband just shaved it all off. I bung my hat on and that's it. I feel sorry for young girls. It must be horrendous cos I think of Kylie [Minogue, pop singer], for someone like her to lose her hair must have been terrible.” (GYP03 at T3)
Although participants understood that hair loss was an expected and common consequence of chemotherapy, its impact in some patients was more difficult to accept. Losing hair was seen as a realization that they had cancer or increased one's identity as a cancer patient. The same patient also talked about hair loss and anxiety:
“I think one of the most difficult things is that you might be feeling alright physically and then you've got a bald head. When I put my wig on, I feel alright. But no hair is a big thing—even though people say you looked alright without it, you don't.” (GYP03 at T3)
In some participants, hair loss, especially eyelashes, was connected with blurred vision as they believed that eyelashes protected their eyes, as reported by one (1/10) participant at T2 and three (3/9) participants at T3, around the end of their treatment.
“My eyes seem as though they're a bit blurred. I feel like I need eyeglasses. It's a thing that annoyed me most. It just felt like there's a film on your eyes. I wonder if it's something to do with hair loss.” (GYP10 at T2)
One participant was worried about her blurred vision being associated with other health problems:
“I've had slightly sort of, not blurred vision but zig-zaggy vision that made me a bit … ‘Oh dear,' you know … have I got a brain tumor? … a strange sort of thing that upsets my balance.” (GYP08 at T3)
Gastrointestinal problems: nausea, loss of appetite, taste changes, bowel function, weight changes, and distress
Nausea, appetite changes, and changes in bowel function (diarrhea or constipation) were the most common symptoms reported in relation to gastrointestinal system problems that distressed patients. Patients who reported these occurrences received either chemotherapy or radiotherapy, and one received both. However, these symptoms were of limited extent as women reported them as mild or of less importance and perceived them as more manageable. Nausea was only reported by one participant at T1 and was relieved by prescribed medications. Another participant reported loss of taste throughout the year of the study. Loss of appetite was reported by one participant at T2 and T3. Weight loss, which three of the participants attributed to diarrhea, was also reported:
“My tummy's a bit off, had a bit of diarrhea, but that's the norm.” (GYP05 at T1)“I lost weight but then again, I don't know if that's down to eating then going to the toilet.” (GYP04 at T3)
However, weight gain was reported by six participants at T3 and five participants at T4, which was the key distressing nutritional problem described, although for some it was seen in a more positive way:
“I put on weight since the radium. But it's a small price to pay isn't it? A bit of weight for all that you've gone through.” (GYP15 at T4)
Numbness and tingling sensations in the hands and feet, restlessness, sleeplessness, and depression
A common physical problem experienced by three of the participants who all received chemotherapy was tingling sensations of the hands and feet, which increased over time. At T4, three out of 10 participants still experienced numbness and tingling sensations as described by one participant:
“I was worst after my last treatment, all sorts, my feet, my fingers were really bad … always tingly. My feet they're numb and I get cramps. It's weird, they get too cold. It's depressing especially if I can't sleep.” (GYP10 at T3)“I still got funny toes and fingers. They feel fat and podgy. It's depressing. It's difficult to explain, it feels like because they're not dead but … I know I've got them, if that makes any sense. I find it difficult to spread them.” (GYP10 at T4)
Participants sometimes related the sensation to achy joint pains, as if they were getting the flu. This sensation also made them feel restless at night, contributing to sleeplessness. One participant related this to the side effect of paclitaxel (Taxol); therefore, her medication was changed to liposomal doxorubicin. Two participants tried to self-manage the feeling of coldness and numbness of their feet and fingers by soaking them in hot water. For those participants who experienced sleeplessness, due to feelings of numbness and tingling sensations in the hands and feet, wearing bed socks or soaking them in warm water, as well as using reiki and massage, were the management strategies described.
Discussion
This study explored the explanations of patients about the development and coexistence of symptoms and how patients attempted to self-manage them. This is one of the few studies in the literature, and the only one in gynecological cancer, which has explored clusters of symptoms in a narrative manner. Its longitudinal nature, unusual in qualitative research due to the inherent issues in the analysis of such data, was another strength of the study as it allowed us to explore shifts in the symptom experience, perception, and meaning over time (although meaning was fairly stable and participants talked little about it). The vast majority of the increasing literature on symptom clusters is quantitative, attempting either to model clusters through statistical techniques or to test priori clusters for their strength of relationship. However, such clusters may be biased, not only from the technique used but also from the content of self-reports utilized to collect the data. The narrative symptom clusters could rectify problems with statistical measures as they reflect the unique patient experience in the patients' own words and can assist in the development of (patient-centered rather than statistically based) symptom clusters that can then be tested quantitatively with larger samples. Hence, narrative symptom clusters can be particularly sensitive outcomes and can generate conceptually meaningful hypotheses for symptom cluster research.
Key symptoms experienced by the participants were tiredness, pain, body image changes, gastrointestinal changes, and peripheral neuropathy associated with chemotherapy, which concur with past studies of primarily ovarian cancer patients.[9] and [10] Out of the four clusters identified, one is applicable to all patients irrespective of treatment and two are clearly linked with chemotherapy. Symptoms varied in intensity but tended to subside in a year's time for the majority of patients. Acceptance brought about self-management strategies to overcome both the physical and psychological effects of cancer and its treatment, but most important was the support they received from families and friends. In addition, the fact that some symptoms decreased over time may be due to some symptoms being linked to the time since the end of treatment; such symptoms could have naturally resolved after completion of treatment. However, we have limited information on the natural history of symptoms in patients with different types of gynecological cancer.
As with other studies, the most common symptom experienced by these participants was tiredness,[3], [9] and [18] often associated with sleep disturbance due to pain, peripheral neuropathy, change in bowel function, and depression. Because these women complained of tiredness throughout the year, having social support from their husbands, families, friends, and neighbors helped them carry on with their usual household roles. This highlighted the important role caregivers play in supporting patients with cancer. Participants clearly differentiated between the symptom of tiredness/fatigue (a complex symptom involving physical, mental, and motivational aspects) from weakness (which is related more to muscle strength). This differentiation is evident in the literature,19 and while they may be related symptoms, they should be assessed separately as they may necessitate different management strategies. Dodd et al20have shown the clustering of the symptoms of fatigue, sleep disturbance, pain, and depression in breast cancer patients, similarly to the work of Liu et al.21 This quantitative work and our narrative cluster strongly support the existence and clinical relevance of this symptom cluster.
Loss of weight in the beginning was due to gastrointestinal disturbance including nausea, loss of taste, and change in bowel function. These findings concur with the literature, where such symptoms are prevalent up to one year posttreatment.22 However, as time passed, the participants regained their weight, often above their prediagnosis level. Such a gastrointestinal symptom cluster has also been supported in the quantitative literature on symptom clusters, although the relevant items within the cluster very much depend on the items included in the data-collection scale.23 Our own work with 143 patients over one year (n = 504 symptom assessments) has also identified a gastrointestinal cluster, with the key symptom being weight loss, together with loss of appetite and difficulties swallowing, experienced by up to one-quarter of a heterogeneous sample of cancer patients at the one-year time point.24 The attempts highlighted by the majority of participants to control their weight suggest that this is an important issue for these women. The inability to control weight may be frustrating and a key stressor in women with gynecological cancer. This assertion needs further investigation as the information we have about this topic to date derives almost exclusively from breast cancer patients. Weight control may be an important component of survivorship in these women, and it should be incorporated in the follow-up care of patients beyond breast cancer.25 While the use of medication was mentioned with regard to the presence of gastrointestinal symptoms, no interventions have taken place with taste changes and other nutritional concerns. Interventions around the experience and enjoyment of eating and food should be an important research focus in the future, as should work around weight gain, for which we currently have limited information.
Concern about hair loss was mentioned by only four participants. They were concerned mainly that it identified them to others as a cancer patient as baldness became the main element of the cancer patients' everyday life and identity.7 Participants were not concerned about their self-image but rather more concerned about protecting others (particularly family) and being treated differently. For these participants, they accepted that loss of hair was a side effect of treatment and viewed regrowth of hair as a positive effect, which concurred with the study by Sun et al.10 Ocular changes reported by three participants (out of 10) during treatment and up to six months later are an underreported issue in the literature. This is despite the established association between some types of chemotherapy (ie, cyclophosphamide, cisplatin) and ocular changes. More focus should be directed to this area, as well as to identifying reversible and irreversible ocular changes in the survivorship period. The narrative clustering of symptoms such as hair loss and ocular changes (connected with being “visible” cancer patients) with body image, identity, and anxiety is an interesting clustering of physical and psychological interrelated symptoms, with body image being the key symptom in this cluster. Our past work has highlighted the relationship between body image changes and “disliking” self in up to 20% of the sample, although these did not cluster together after the six-month assessment point (end of treatments) and were most visible during the chemotherapy period.24With the exception of using wigs, patients did not mention using any interventions regarding the multiple symptoms experienced within this symptom cluster, suggesting that this is an important area of research in the future.
Many of the physical symptoms reported were interrelated with descriptions of depression, uncertainty, body image, and identity as a cancer patient. While causal relationships cannot be ascertained from such a qualitative design, it is evident that there is a close relationship between the presence of physical symptoms, psychological status, and the impact of them in life. This is confirmed in a systematic review of studies with ovarian cancer patients26 as well as other studies that support the association of symptoms of fatigue, pain, anxiety, and depression with quality of life.27 A better understanding of these relationships is paramount in symptom-management efforts, particularly as it is recognized that interventions need to be multimodal and to target more than one concurrent symptom, a clear message that comes from the symptom cluster research.28 For the majority of the participants, when symptoms were not managed well, they experienced psychological responses such as depression, commonly seen in the literature. Participants in our study accepted that they would experience these symptoms, although their occurrence and intensity differed from patient to patient. Some participants were able to tolerate treatment with little physical discomfort, while in others symptoms prevented them from resuming usual functional activities and social roles, thus leading to feelings of depression. It would be interesting to identify in future research the factors that allow some patients to live well with cancer, moving away from the current research model of ill-health to a model of “wellness.”
Furthermore, a key distressing symptom that was associated with impairments in a variety of life areas was peripheral neuropathy in patients receiving chemotherapy. This cluster has some similarities with the tiredness cluster (i.e. the, presence of sleep difficulties or depression), but women talked about it as a separate experience from tiredness. Peripheral neuropathy is a difficult symptom to manage in practice and may necessitate dose reductions or chemotherapy discontinuation; therefore, the development of management strategies for this symptom is imperative. Women complained of sleeping difficulties when they experienced numbness and tingling sensations in their hands and feet, and it was a frustrating symptom that was also associated with depression. This is another symptom cluster that merits further research, and it is only emerging in the literature. Our past work on symptom clusters has also identified the presence of a “hand–foot” symptom cluster, which consistently increased over time and suggested a chronic nature, although not all symptoms identified in the present study were part of the latter quantitative evaluation.24
It was surprising to see the minimal range of interventions used to manage symptoms, both self-management and formal ones directed by the clinicians. The latter had minimal presence in the women's descriptions, with the exception of pain management, antiemetics, and antidiarrheal medication. Specific physical responses to treatment were dealt with by changing the type of chemotherapy and resorting to the use of herbal medicine for symptom management, such as echinacea and red clover, or other simple self-management techniques, such as soaking the feet in warm water, eating healthy food, and carrying out regular exercise. The use of complementary therapies was also found in the study by Ferrell et al,3 complementing the medical care provided to help control the symptoms.6 However, all of these attempts seemed to be ad hoc, with no clear understanding of processes and possible outcomes or any guidance about their use from health-care professionals. Possible reasons for this ad hoc and unsatisfactory underutilization of symptom-management interventions may include the “acceptance” by patients that some symptoms are part of their treatment, the British cultural norm of not complaining, limited confidence from both clinicians and patients on nonpharmacological interventions with variable quality of evidence of effectiveness, distance from patients' homes to the specialist service to provide supportive care, limited understanding from the clinicians of the impact of symptoms on patients' lives, and clinician time constraints.
Although we purposely included women with a range of gynecological cancer diagnoses in order to gain an understanding of broadly applicable issues related to the physical and psychological symptom experiences of patients, the small sample size limits the generalizability of the results. These symptom clusters will need further evaluation with statistical modeling. Also, the existence of symptom clusters in radiotherapy may not have surfaced well in our study with the inclusion of only three patients receiving radiotherapy, and this needs to be explored in future research. The length of treatment for each patient was variable, and knowledge of this would have enhanced the interpretability of the findings; however, this information was not available to us. Finally, although we wanted to focus on treatment-related symptoms, some of the symptoms (ie, anxiety and depression) may have multiple possible etiologies; and this needs to be considered in the interpretation of the findings.
Conclusion
Our study provides information on symptom experiences from the patients' perspective, which could lead to a better understanding of how patients perceive, assess, monitor, and manage their symptoms. This is particularly useful as the majority of the symptom literature focuses on the experience of patients with ovarian cancer. This is also important background information in developing strategies or interventions that are patient-centered and sensitive to the needs of patients that has relevance to the current policy framework. It also highlights the need for a more thorough patient assessment, to assess which symptoms are most bothersome and how symptoms are interrelated, and has implications for the physiological, psychological, sociocultural, and behavioral components of the symptom experience essential for effective symptom management. While we have identified the presence and experience of some well-documented symptoms, we have also highlighted areas of importance for patients and some underreported symptoms that merit further research in the future. Narrative symptom clusters, such as those identified in the present study, can provide a stronger conceptual basis in the symptom cluster modeling work and can assist in identifying patient-relevant and clinically meaningful groups of symptoms that can be the focus of future cluster research.
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13 M.Q. Patton, Qualitative Evaluation and Research Methods (2nd ed.), Sage Publications, Newbury Park, CA (1990).
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17 M. Dodd, S. Janson, N. Facione, J. Faucett and E.S. Froelicher et al., Advancing the science of symptom management, J Adv Nurs 33 (2001), pp. 668–676. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (173)
18 C.C. Sun, D.C. Bodurka, M.L. Donato, E.B. Rubenstein, C.L. Borden, K. Basen-Engquist, M.S. Munsell, J.J. Kavanagh and D.M. Gershenson, Patient preferences regarding side effects of chemotherapy for ovarian cancer: do they change over time?, Gynecol Oncol 87 (2002), pp. 118–128. Abstract |
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Original research
Violeta Lopez RN, PhD
Abstract
The vast majority of the increasing cancer literature on physical and psychological symptom clusters is quantitative, attempting either to model clusters through statistical techniques or to test priori clusters for their strength of relationship. Narrative symptom clusters can be particularly sensitive outcomes that can generate conceptually meaningful hypotheses for symptom cluster research. We conducted a study to explore the explanation of patients about the development and coexistence of symptoms and how patients attempted to self-manage them. We collected 12-month qualitative longitudinal data over four assessment points consisting of 39 interview data sets from 10 participants with gynecological cancer. Participants' experiences highlighted the presence of physical and psychological symptom clusters, complicating the patients' symptom experience that often lasted 1 year. While some complementary and self-management approaches were used to manage symptoms, few options and interventions were discussed. The cancer care team may be able to develop strategies for a more thorough patient assessment of symptoms reported as the most bothersome and patient-centered sensitive interventions that encompass the physiological, psychological, sociocultural, and behavioral components of the symptom experience essential for effective symptom management.
Article Outline
The physical effects on women after being diagnosed with gynecological cancer are often attributed not only to the symptoms arising from the disease itself but, most importantly, from the side effects of treatment such as surgery, chemotherapy, and radiotherapy.[3], [4] and [5] Symptoms such as fatigue, frequency of urination, bleeding, weight loss, and ascites are commonly experienced by patients, particularly those with ovarian cancers.6 Once diagnosed, gynecological cancer patients often go on to face a prolonged course of treatments which contribute to further symptoms such as chemotherapy-induced alopecia,7 dermatological toxicity,8 fatigue, sleep disturbance,9 nausea, vomiting, and sexual dysfunction.10 Portenoy et al.11 reported that ovarian cancer patients alone experienced a mean of 10.2 symptoms with a range of 0–25 concurrent symptoms. Similarly, 13.4 concurrent symptoms were reported in a study of 49 women undergoing chemotherapy, which caused disruption to the patients' quality of life.6
The psychological state of patients with gynecological cancers has also been investigated, particularly in association with increased risks of psychological morbidity such as anxiety and depression.2 In a longitudinal study of women with ovarian cancer, Gonçalves et al.12 found that neuroticism was associated with persistent psychological morbidity and suggested the need for routine and regular psychological screening for cancer patients. Newly diagnosed women with gynecological cancer also appeared to experience diverse psychological symptomatology that persisted over the first 6 weeks after the diagnosis.2
The relationship between symptom experience, distress produced, and quality of life has also been pursued, of particular interest being the direct correlation between improvement of symptoms and increased quality of life. Ferrell et al.3 found that ovarian cancer patients not only experienced distress but often differently ordered the importance of symptoms at different phases of their illness. They also found that these patients utilized resourcefulness and innovative ideas to manage their symptoms. These authors suggested that symptom experience may be associated with, and can be mediated by, the influence of variables such as disease state, demographic and clinical characteristics, or individual and psychological factors.3 It is therefore unsurprising that treatment-induced symptoms have been a major concern of most studies to gather information about symptoms arising from residual treatment or disease progression as well as frequency and types of symptoms.5 To date, longitudinal studies have yet to be undertaken to gather information prospectively about gynecological cancer patients' symptom experiences. Consequently, the patients' personal experiences of physical and psychological symptoms, such as their concerns, perceptions, and responses to symptoms, remain largely unexplored. Such information is important in the development of interventions for symptom management and the provision of supportive care. Also, while some literature exists in relation to ovarian cancer symptoms, minimal related work has focused on other types of gynecological cancer, suggesting a gap in the literature.
The aim of our study was to explore the physical and psychological symptom experience in patients with gynecological cancer undergoing radiotherapy and/or chemotherapy over the first year from diagnosis. Specific objectives of the study were to (1) qualitatively assess the possible relationships among symptoms resulting from cancer treatments in patients with gynecological cancer, as understood by patients, and (2) explore how patients with gynecological cancer manage the symptoms they experience.
Methods
A descriptive qualitative longitudinal design using face-to-face interviews was used in this study. Qualitative descriptive methods serve to provide descriptions of facts about a phenomenon.13 Sandelowski14 elucidates that qualitative descriptive research methods lend themselves to the data to produce comprehensively and accurately detailed summaries of different participants' experiences of the same event. Interviews were conducted by an experienced qualitative researcher. Interviews were conducted prospectively over four time periods: beginning of treatment (T1) and three (T2), six (T3), and 12 months (T4) later. This time frame was chosen as these are the critical times over which patients with cancer most commonly experience symptoms as a result of treatments or disease progression.15 Leventhal and Johnson's16 self-regulation theory was used as the study's theoretical framework, assisting us in developing the interview guide around symptom identification, exploration of meaning and consequence, and attempts to control or manage it. Their self-regulation theory suggests that symptoms activate a cognitive search process, which results in the construction or elaboration of illness representation. These representations then serve as standards against which new information is matched and evaluated. Comparisons of current sensations with cognitive representations allow for interpretation of new symptoms and for evaluation of the seriousness of current symptoms. Hence, fear behaviors (distress) or instrumental behaviors (coping) are the result of simultaneous parallel psychophysiological processes in response to the threatening experience. The response may be different from individual to individual, based on past experience and the cognitive processes involved, as may the strategies used to cope with the experience. Dodd et al17 simplified the symptom experience as including an individual's perception of a symptom, evaluation of the meaning of a symptom, and response to a symptom.
After approval from the ethics committee, patients were recruited from a large specialist oncology center in the UK a few weeks after diagnosis and prior to commencement of adjuvant treatment. Patients were provided with information about the study, and written consent was obtained. Ten patients were recruited from a list of consecutive newly diagnosed patients through purposeful sampling, and five declined participation, primarily due to the long-term commitment necessary for the study and being too upset with the diagnosis. Maximum variation was used13 to capture core experiences and central, shared aspects or impacts of having a gynecological cancer rather than confining to specific aspects of different types of gynecological cancer. The sample included patients with any type of gynecological cancer and those receiving chemotherapy and/or radiotherapy. Patients with cognitive impairment, metastasis with central nervous system involvement, or life expectancy of less than 6 months at recruitment or who were unable to carry out the interview were excluded. Patients initially were provided with brief information from their oncologist; upon showing an interest, potential participants were provided with a detailed information sheet and had a discussion with the research nurse. Upon agreement, patients signed a consent form and the first interview was scheduled. Participants were followed up for one year. Past experience, judgment on the quality of the data obtained, and data saturation were the key determinants in the decision to have a sample size of 10 over four times (=40 possible transcripts) with the possibility of recruiting more if data were not saturated with the initial sample, although in our study this did not need to take place.
An interview guide was used, starting with a broad question, such as “How have you been feeling physically this last week?” This was followed by questions relating to the psychological symptoms participants experienced, how these related to their physical symptom experience, what they thought when a symptom occurred, what impact the symptoms had on their life, and how they managed the symptoms. New issues identified in the early interviews were incorporated into the interview guide for subsequent interviews. Each interview lasted about an hour to an hour and a half. Interviews were conducted in the patients' homes. Information about sociodemographic characteristics including age, education, and marital status was obtained from patients, who completed an initial sociodemographic form. Disease- and treatment-related information (diagnosis, treatment received, stage of cancer) was obtained from the patients' medical notes. Interviews were recorded and transcribed verbatim.
Data were analyzed line by line using content analysis to code the content of each interview and to map major categories. Categories were compared by two of the researchers, the project lead investigator and another independent person. The analyzed categories were compared and discussed until agreement was reached. Symptoms that were expressed in T1 were grouped together if more than two participants spontaneously mentioned an association between at least two of the symptoms. In T2–T4 we continued this process, focusing primarily on changes in the initial cluster. Symptoms were grouped together as patients discussed them, and if patients reported the same symptom in different contexts, this was coded separately. No participant was asked for specific symptoms as the questions in the interview were broad to allow for important aspects of the symptom experience in each woman and each interview to surface. A final consensus was sought after comparisons and discussions for all categories.13
Credibility of the qualitative data was maintained by ensuring voluntary participation. Analyzed data were constantly discussed and checked by two independent persons, which acted as a constant peer-review process to ensure the analyzed data were true findings and free from potential bias. All interviews were audiotaped, and participants' verbatim quotes were provided to represent categories and subcategories identified, which further ensured reliability by reducing the risk of selective data filtering by the investigators through recall or summation. Consistency was maintained by comparing initial categories within and across the data gathered from the participants to ensure repeatability of the categories. Field notes were reviewed as a kind of inquiry audit to prevent potential bias and to ensure the stability of data.
Results
Patient Characteristics
All 10 participants completed the interviews at the four time points, over the course of one year. One interview transcript (at T3) was subsequently found to be unusable, due to tape recorder malfunction, and was excluded from the analysis, thus leaving a total of 39 data sets of interviews over four time points. The mean age of the group was 62.8 years (SD = 7.7, range 51–72). Most were married (n = 6), two were separated, and two were widowed. The majority (n = 7) had secondary/high school education. Six were retired, two were homemakers, and two reported technical/manual work. Half of the participants (5/10) had ovarian cancer, while the rest had uterine (1/10), cervical (2/10), or endometrial (1/10) cancer and one had both uterine and cervical cancer. Seven participants had surgery. Of the 10 participants, six had chemotherapy, three had radiotherapy, and one had chemotherapy followed by radiotherapy. Chemotherapy included carboplatin (n = 2), carboplatin and paclitaxel (Taxol) (n = 5), and cisplatin (n = 1). Half the patients were at an early disease stage (stage 1 or 2, n = 5), three were at stage 3, one was at stage 4, and the stage was unknown in one patient.
Qualitative Data
Patients identified symptoms in an interlinked manner rather than in isolation, suggesting some symptom clustering. There was always a key symptom mentioned together with several others that were reported as co-occurring or resulting symptoms. These associations and explanations helped patients to make sense of the symptoms and rationalize or legitimize the complexity of the symptom relationships and the difficulty in having control over the symptoms. Participants gave meaning to the physical symptoms experienced alongside psychological responses and how they managed to alleviate them. The meaning element was fairly stable across times as women discussed primarily the occurrence of symptoms, their impact on their lives, and their struggle to cope with them. What was an evident change in the perception, however, for most symptoms was the frustration from the “chronicity” of symptoms and the differential impact of symptoms at different times in their disease trajectory. Symptoms were described as co-occurring with one influencing others, giving an understanding of the formation of symptom clusters. Four major narrative symptom clusters emerged from the data.
Tiredness, sleeplessness, pain, depression, and weakness
The most common symptom experienced by all patients that persisted over the 12-month period was tiredness, which was also related with sleep disturbance associated with pain, tingling sensation of the hands and feet, and anxiety. Tiredness was experienced throughout the year as recounted by several participants:
“Basically, it's after the effects of the treatment that I was feeling tired cos I'm having radiotherapy every day and chemotherapy once a week.” (GYP 01 at T1)“Just me body felt tired, me body felt tired of it [radiotherapy]. I felt rotten. I couldn't do anything. It's depressing.” (GYP 12 at T2)
“Physically, I'm alright. I felt alright except I get tired easily, but other than that, I feel alright.” (GYP06 at T3)
“What I do find is that it's depressing to feel physically tired all the time and I don't know why.” (GYP04 at T4)
Difficulties with sleep were also associated with depression. For some (4/10) participants, feelings of depression occurred as they went through the treatment, as two participants described:
“I've actually felt quite depressed this last week and actually burst into tears, which is something I haven't done before. But it was sort of overwhelming—these symptoms.” (GYP08 at T3)“These symptoms are affecting my sleep. If I can't sleep, I get tired and I can't do anything the next day, then I get depressed.” (GYP06 at T3)
Depression was often the result of uncertainty and fear. Half of the participants expressed feelings of uncertainty lasting until the twelfth month, as highlighted by two of them:
“It's very uncertain you know. It's a very uncertain way of life. You don't know … like I go and see … I go back every three months for check-up. You're living your life for check-ups. So every four months you're thinking … ‘Is everything alright?’ You live your life for those four months' check-ups. The frightening bit is the uncertainty of it and it's depressing just thinking of what will happen next.” (GYP04 at T3)“I can't sleep thinking about what will happen all the time. The uncertainty keeps you awake.” (GYP012 at T3)
However, this feeling seemed to subside by T4 as they became more in control and able to cope by not dwelling on it and just accepting the disease, its treatment, and symptoms. This marked shift in coping styles in T4 characterized the patients' increased positive response to symptoms at this stage.
When participants were tired, they also complained of weakness. The expressions used included “muscle tone” and “muscle strength” weakness. However, a slight improvement in this symptom was observed from T3 onward. Tiredness and its related symptoms affected the participants' ability to get on with usual routine housework; however, support from husbands, family, and friends helped the participants to cope with their symptoms:
“I've got such a strong group of friends and relatives and they all live around me … so all the family are around me and they'll all come at least once a day.” (GYP11 at T4)
Very few management options were discussed. For both tiredness and weakness, participants used a variety of self-management approaches such as taking a rest even for half an hour each day or doing some physical fitness like walking and pilates from the third month onward. To get their muscle tone back to normal, some participants expressed their desire to “get fit,” so they walked or went cycling. Two participants reported taking herbal medicines, such as echinacea, after surgery and before chemotherapy. They perceived this as helpful in building up their immune system. Pain was managed by taking painkillers, as prescribed by their doctors. Praying was also reported as a strategy used to combat the anxieties related to the illness.
Hair loss, ocular changes, body image, identity experience, and anxiety
Hair loss, including body hair such as eyebrows and eyelashes, was reported by four participants, all of whom had received chemotherapy. In the beginning, participants did not want to wear wigs and were anxious that it portrayed a symbol to others that they had cancer:
“I do not want my family to see me without hair as they will know I have cancer and then they will start to worry about me.” (GYP10 at T1)
Later on, they no longer cared whether they wore a wig or not, especially when they themselves and others accepted the situation. Such an experience was described as follows:
“I noticed my hair falling and got me a wig the first day.” (GYP11 at T1)“I noticed that … the hairs in my nose, I think have all disappeared as well.” (GYP10 at T2)
“My hair came back like Shirley Temple, curly but it all came back slate gray and I didn't like it.” (GYP11 at T4)
On a couple of occasions, negative feelings were externalized through talking about someone else, often a famous person. This may have facilitated the expression of difficult emotions. Such a transference is depicted below:
“My hair is more or less gone but this time my husband just shaved it all off. I bung my hat on and that's it. I feel sorry for young girls. It must be horrendous cos I think of Kylie [Minogue, pop singer], for someone like her to lose her hair must have been terrible.” (GYP03 at T3)
Although participants understood that hair loss was an expected and common consequence of chemotherapy, its impact in some patients was more difficult to accept. Losing hair was seen as a realization that they had cancer or increased one's identity as a cancer patient. The same patient also talked about hair loss and anxiety:
“I think one of the most difficult things is that you might be feeling alright physically and then you've got a bald head. When I put my wig on, I feel alright. But no hair is a big thing—even though people say you looked alright without it, you don't.” (GYP03 at T3)
In some participants, hair loss, especially eyelashes, was connected with blurred vision as they believed that eyelashes protected their eyes, as reported by one (1/10) participant at T2 and three (3/9) participants at T3, around the end of their treatment.
“My eyes seem as though they're a bit blurred. I feel like I need eyeglasses. It's a thing that annoyed me most. It just felt like there's a film on your eyes. I wonder if it's something to do with hair loss.” (GYP10 at T2)
One participant was worried about her blurred vision being associated with other health problems:
“I've had slightly sort of, not blurred vision but zig-zaggy vision that made me a bit … ‘Oh dear,' you know … have I got a brain tumor? … a strange sort of thing that upsets my balance.” (GYP08 at T3)
Gastrointestinal problems: nausea, loss of appetite, taste changes, bowel function, weight changes, and distress
Nausea, appetite changes, and changes in bowel function (diarrhea or constipation) were the most common symptoms reported in relation to gastrointestinal system problems that distressed patients. Patients who reported these occurrences received either chemotherapy or radiotherapy, and one received both. However, these symptoms were of limited extent as women reported them as mild or of less importance and perceived them as more manageable. Nausea was only reported by one participant at T1 and was relieved by prescribed medications. Another participant reported loss of taste throughout the year of the study. Loss of appetite was reported by one participant at T2 and T3. Weight loss, which three of the participants attributed to diarrhea, was also reported:
“My tummy's a bit off, had a bit of diarrhea, but that's the norm.” (GYP05 at T1)“I lost weight but then again, I don't know if that's down to eating then going to the toilet.” (GYP04 at T3)
However, weight gain was reported by six participants at T3 and five participants at T4, which was the key distressing nutritional problem described, although for some it was seen in a more positive way:
“I put on weight since the radium. But it's a small price to pay isn't it? A bit of weight for all that you've gone through.” (GYP15 at T4)
Numbness and tingling sensations in the hands and feet, restlessness, sleeplessness, and depression
A common physical problem experienced by three of the participants who all received chemotherapy was tingling sensations of the hands and feet, which increased over time. At T4, three out of 10 participants still experienced numbness and tingling sensations as described by one participant:
“I was worst after my last treatment, all sorts, my feet, my fingers were really bad … always tingly. My feet they're numb and I get cramps. It's weird, they get too cold. It's depressing especially if I can't sleep.” (GYP10 at T3)“I still got funny toes and fingers. They feel fat and podgy. It's depressing. It's difficult to explain, it feels like because they're not dead but … I know I've got them, if that makes any sense. I find it difficult to spread them.” (GYP10 at T4)
Participants sometimes related the sensation to achy joint pains, as if they were getting the flu. This sensation also made them feel restless at night, contributing to sleeplessness. One participant related this to the side effect of paclitaxel (Taxol); therefore, her medication was changed to liposomal doxorubicin. Two participants tried to self-manage the feeling of coldness and numbness of their feet and fingers by soaking them in hot water. For those participants who experienced sleeplessness, due to feelings of numbness and tingling sensations in the hands and feet, wearing bed socks or soaking them in warm water, as well as using reiki and massage, were the management strategies described.
Discussion
This study explored the explanations of patients about the development and coexistence of symptoms and how patients attempted to self-manage them. This is one of the few studies in the literature, and the only one in gynecological cancer, which has explored clusters of symptoms in a narrative manner. Its longitudinal nature, unusual in qualitative research due to the inherent issues in the analysis of such data, was another strength of the study as it allowed us to explore shifts in the symptom experience, perception, and meaning over time (although meaning was fairly stable and participants talked little about it). The vast majority of the increasing literature on symptom clusters is quantitative, attempting either to model clusters through statistical techniques or to test priori clusters for their strength of relationship. However, such clusters may be biased, not only from the technique used but also from the content of self-reports utilized to collect the data. The narrative symptom clusters could rectify problems with statistical measures as they reflect the unique patient experience in the patients' own words and can assist in the development of (patient-centered rather than statistically based) symptom clusters that can then be tested quantitatively with larger samples. Hence, narrative symptom clusters can be particularly sensitive outcomes and can generate conceptually meaningful hypotheses for symptom cluster research.
Key symptoms experienced by the participants were tiredness, pain, body image changes, gastrointestinal changes, and peripheral neuropathy associated with chemotherapy, which concur with past studies of primarily ovarian cancer patients.[9] and [10] Out of the four clusters identified, one is applicable to all patients irrespective of treatment and two are clearly linked with chemotherapy. Symptoms varied in intensity but tended to subside in a year's time for the majority of patients. Acceptance brought about self-management strategies to overcome both the physical and psychological effects of cancer and its treatment, but most important was the support they received from families and friends. In addition, the fact that some symptoms decreased over time may be due to some symptoms being linked to the time since the end of treatment; such symptoms could have naturally resolved after completion of treatment. However, we have limited information on the natural history of symptoms in patients with different types of gynecological cancer.
As with other studies, the most common symptom experienced by these participants was tiredness,[3], [9] and [18] often associated with sleep disturbance due to pain, peripheral neuropathy, change in bowel function, and depression. Because these women complained of tiredness throughout the year, having social support from their husbands, families, friends, and neighbors helped them carry on with their usual household roles. This highlighted the important role caregivers play in supporting patients with cancer. Participants clearly differentiated between the symptom of tiredness/fatigue (a complex symptom involving physical, mental, and motivational aspects) from weakness (which is related more to muscle strength). This differentiation is evident in the literature,19 and while they may be related symptoms, they should be assessed separately as they may necessitate different management strategies. Dodd et al20have shown the clustering of the symptoms of fatigue, sleep disturbance, pain, and depression in breast cancer patients, similarly to the work of Liu et al.21 This quantitative work and our narrative cluster strongly support the existence and clinical relevance of this symptom cluster.
Loss of weight in the beginning was due to gastrointestinal disturbance including nausea, loss of taste, and change in bowel function. These findings concur with the literature, where such symptoms are prevalent up to one year posttreatment.22 However, as time passed, the participants regained their weight, often above their prediagnosis level. Such a gastrointestinal symptom cluster has also been supported in the quantitative literature on symptom clusters, although the relevant items within the cluster very much depend on the items included in the data-collection scale.23 Our own work with 143 patients over one year (n = 504 symptom assessments) has also identified a gastrointestinal cluster, with the key symptom being weight loss, together with loss of appetite and difficulties swallowing, experienced by up to one-quarter of a heterogeneous sample of cancer patients at the one-year time point.24 The attempts highlighted by the majority of participants to control their weight suggest that this is an important issue for these women. The inability to control weight may be frustrating and a key stressor in women with gynecological cancer. This assertion needs further investigation as the information we have about this topic to date derives almost exclusively from breast cancer patients. Weight control may be an important component of survivorship in these women, and it should be incorporated in the follow-up care of patients beyond breast cancer.25 While the use of medication was mentioned with regard to the presence of gastrointestinal symptoms, no interventions have taken place with taste changes and other nutritional concerns. Interventions around the experience and enjoyment of eating and food should be an important research focus in the future, as should work around weight gain, for which we currently have limited information.
Concern about hair loss was mentioned by only four participants. They were concerned mainly that it identified them to others as a cancer patient as baldness became the main element of the cancer patients' everyday life and identity.7 Participants were not concerned about their self-image but rather more concerned about protecting others (particularly family) and being treated differently. For these participants, they accepted that loss of hair was a side effect of treatment and viewed regrowth of hair as a positive effect, which concurred with the study by Sun et al.10 Ocular changes reported by three participants (out of 10) during treatment and up to six months later are an underreported issue in the literature. This is despite the established association between some types of chemotherapy (ie, cyclophosphamide, cisplatin) and ocular changes. More focus should be directed to this area, as well as to identifying reversible and irreversible ocular changes in the survivorship period. The narrative clustering of symptoms such as hair loss and ocular changes (connected with being “visible” cancer patients) with body image, identity, and anxiety is an interesting clustering of physical and psychological interrelated symptoms, with body image being the key symptom in this cluster. Our past work has highlighted the relationship between body image changes and “disliking” self in up to 20% of the sample, although these did not cluster together after the six-month assessment point (end of treatments) and were most visible during the chemotherapy period.24With the exception of using wigs, patients did not mention using any interventions regarding the multiple symptoms experienced within this symptom cluster, suggesting that this is an important area of research in the future.
Many of the physical symptoms reported were interrelated with descriptions of depression, uncertainty, body image, and identity as a cancer patient. While causal relationships cannot be ascertained from such a qualitative design, it is evident that there is a close relationship between the presence of physical symptoms, psychological status, and the impact of them in life. This is confirmed in a systematic review of studies with ovarian cancer patients26 as well as other studies that support the association of symptoms of fatigue, pain, anxiety, and depression with quality of life.27 A better understanding of these relationships is paramount in symptom-management efforts, particularly as it is recognized that interventions need to be multimodal and to target more than one concurrent symptom, a clear message that comes from the symptom cluster research.28 For the majority of the participants, when symptoms were not managed well, they experienced psychological responses such as depression, commonly seen in the literature. Participants in our study accepted that they would experience these symptoms, although their occurrence and intensity differed from patient to patient. Some participants were able to tolerate treatment with little physical discomfort, while in others symptoms prevented them from resuming usual functional activities and social roles, thus leading to feelings of depression. It would be interesting to identify in future research the factors that allow some patients to live well with cancer, moving away from the current research model of ill-health to a model of “wellness.”
Furthermore, a key distressing symptom that was associated with impairments in a variety of life areas was peripheral neuropathy in patients receiving chemotherapy. This cluster has some similarities with the tiredness cluster (i.e. the, presence of sleep difficulties or depression), but women talked about it as a separate experience from tiredness. Peripheral neuropathy is a difficult symptom to manage in practice and may necessitate dose reductions or chemotherapy discontinuation; therefore, the development of management strategies for this symptom is imperative. Women complained of sleeping difficulties when they experienced numbness and tingling sensations in their hands and feet, and it was a frustrating symptom that was also associated with depression. This is another symptom cluster that merits further research, and it is only emerging in the literature. Our past work on symptom clusters has also identified the presence of a “hand–foot” symptom cluster, which consistently increased over time and suggested a chronic nature, although not all symptoms identified in the present study were part of the latter quantitative evaluation.24
It was surprising to see the minimal range of interventions used to manage symptoms, both self-management and formal ones directed by the clinicians. The latter had minimal presence in the women's descriptions, with the exception of pain management, antiemetics, and antidiarrheal medication. Specific physical responses to treatment were dealt with by changing the type of chemotherapy and resorting to the use of herbal medicine for symptom management, such as echinacea and red clover, or other simple self-management techniques, such as soaking the feet in warm water, eating healthy food, and carrying out regular exercise. The use of complementary therapies was also found in the study by Ferrell et al,3 complementing the medical care provided to help control the symptoms.6 However, all of these attempts seemed to be ad hoc, with no clear understanding of processes and possible outcomes or any guidance about their use from health-care professionals. Possible reasons for this ad hoc and unsatisfactory underutilization of symptom-management interventions may include the “acceptance” by patients that some symptoms are part of their treatment, the British cultural norm of not complaining, limited confidence from both clinicians and patients on nonpharmacological interventions with variable quality of evidence of effectiveness, distance from patients' homes to the specialist service to provide supportive care, limited understanding from the clinicians of the impact of symptoms on patients' lives, and clinician time constraints.
Although we purposely included women with a range of gynecological cancer diagnoses in order to gain an understanding of broadly applicable issues related to the physical and psychological symptom experiences of patients, the small sample size limits the generalizability of the results. These symptom clusters will need further evaluation with statistical modeling. Also, the existence of symptom clusters in radiotherapy may not have surfaced well in our study with the inclusion of only three patients receiving radiotherapy, and this needs to be explored in future research. The length of treatment for each patient was variable, and knowledge of this would have enhanced the interpretability of the findings; however, this information was not available to us. Finally, although we wanted to focus on treatment-related symptoms, some of the symptoms (ie, anxiety and depression) may have multiple possible etiologies; and this needs to be considered in the interpretation of the findings.
Conclusion
Our study provides information on symptom experiences from the patients' perspective, which could lead to a better understanding of how patients perceive, assess, monitor, and manage their symptoms. This is particularly useful as the majority of the symptom literature focuses on the experience of patients with ovarian cancer. This is also important background information in developing strategies or interventions that are patient-centered and sensitive to the needs of patients that has relevance to the current policy framework. It also highlights the need for a more thorough patient assessment, to assess which symptoms are most bothersome and how symptoms are interrelated, and has implications for the physiological, psychological, sociocultural, and behavioral components of the symptom experience essential for effective symptom management. While we have identified the presence and experience of some well-documented symptoms, we have also highlighted areas of importance for patients and some underreported symptoms that merit further research in the future. Narrative symptom clusters, such as those identified in the present study, can provide a stronger conceptual basis in the symptom cluster modeling work and can assist in identifying patient-relevant and clinically meaningful groups of symptoms that can be the focus of future cluster research.
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Original research
Violeta Lopez RN, PhD
Abstract
The vast majority of the increasing cancer literature on physical and psychological symptom clusters is quantitative, attempting either to model clusters through statistical techniques or to test priori clusters for their strength of relationship. Narrative symptom clusters can be particularly sensitive outcomes that can generate conceptually meaningful hypotheses for symptom cluster research. We conducted a study to explore the explanation of patients about the development and coexistence of symptoms and how patients attempted to self-manage them. We collected 12-month qualitative longitudinal data over four assessment points consisting of 39 interview data sets from 10 participants with gynecological cancer. Participants' experiences highlighted the presence of physical and psychological symptom clusters, complicating the patients' symptom experience that often lasted 1 year. While some complementary and self-management approaches were used to manage symptoms, few options and interventions were discussed. The cancer care team may be able to develop strategies for a more thorough patient assessment of symptoms reported as the most bothersome and patient-centered sensitive interventions that encompass the physiological, psychological, sociocultural, and behavioral components of the symptom experience essential for effective symptom management.
Article Outline
The physical effects on women after being diagnosed with gynecological cancer are often attributed not only to the symptoms arising from the disease itself but, most importantly, from the side effects of treatment such as surgery, chemotherapy, and radiotherapy.[3], [4] and [5] Symptoms such as fatigue, frequency of urination, bleeding, weight loss, and ascites are commonly experienced by patients, particularly those with ovarian cancers.6 Once diagnosed, gynecological cancer patients often go on to face a prolonged course of treatments which contribute to further symptoms such as chemotherapy-induced alopecia,7 dermatological toxicity,8 fatigue, sleep disturbance,9 nausea, vomiting, and sexual dysfunction.10 Portenoy et al.11 reported that ovarian cancer patients alone experienced a mean of 10.2 symptoms with a range of 0–25 concurrent symptoms. Similarly, 13.4 concurrent symptoms were reported in a study of 49 women undergoing chemotherapy, which caused disruption to the patients' quality of life.6
The psychological state of patients with gynecological cancers has also been investigated, particularly in association with increased risks of psychological morbidity such as anxiety and depression.2 In a longitudinal study of women with ovarian cancer, Gonçalves et al.12 found that neuroticism was associated with persistent psychological morbidity and suggested the need for routine and regular psychological screening for cancer patients. Newly diagnosed women with gynecological cancer also appeared to experience diverse psychological symptomatology that persisted over the first 6 weeks after the diagnosis.2
The relationship between symptom experience, distress produced, and quality of life has also been pursued, of particular interest being the direct correlation between improvement of symptoms and increased quality of life. Ferrell et al.3 found that ovarian cancer patients not only experienced distress but often differently ordered the importance of symptoms at different phases of their illness. They also found that these patients utilized resourcefulness and innovative ideas to manage their symptoms. These authors suggested that symptom experience may be associated with, and can be mediated by, the influence of variables such as disease state, demographic and clinical characteristics, or individual and psychological factors.3 It is therefore unsurprising that treatment-induced symptoms have been a major concern of most studies to gather information about symptoms arising from residual treatment or disease progression as well as frequency and types of symptoms.5 To date, longitudinal studies have yet to be undertaken to gather information prospectively about gynecological cancer patients' symptom experiences. Consequently, the patients' personal experiences of physical and psychological symptoms, such as their concerns, perceptions, and responses to symptoms, remain largely unexplored. Such information is important in the development of interventions for symptom management and the provision of supportive care. Also, while some literature exists in relation to ovarian cancer symptoms, minimal related work has focused on other types of gynecological cancer, suggesting a gap in the literature.
The aim of our study was to explore the physical and psychological symptom experience in patients with gynecological cancer undergoing radiotherapy and/or chemotherapy over the first year from diagnosis. Specific objectives of the study were to (1) qualitatively assess the possible relationships among symptoms resulting from cancer treatments in patients with gynecological cancer, as understood by patients, and (2) explore how patients with gynecological cancer manage the symptoms they experience.
Methods
A descriptive qualitative longitudinal design using face-to-face interviews was used in this study. Qualitative descriptive methods serve to provide descriptions of facts about a phenomenon.13 Sandelowski14 elucidates that qualitative descriptive research methods lend themselves to the data to produce comprehensively and accurately detailed summaries of different participants' experiences of the same event. Interviews were conducted by an experienced qualitative researcher. Interviews were conducted prospectively over four time periods: beginning of treatment (T1) and three (T2), six (T3), and 12 months (T4) later. This time frame was chosen as these are the critical times over which patients with cancer most commonly experience symptoms as a result of treatments or disease progression.15 Leventhal and Johnson's16 self-regulation theory was used as the study's theoretical framework, assisting us in developing the interview guide around symptom identification, exploration of meaning and consequence, and attempts to control or manage it. Their self-regulation theory suggests that symptoms activate a cognitive search process, which results in the construction or elaboration of illness representation. These representations then serve as standards against which new information is matched and evaluated. Comparisons of current sensations with cognitive representations allow for interpretation of new symptoms and for evaluation of the seriousness of current symptoms. Hence, fear behaviors (distress) or instrumental behaviors (coping) are the result of simultaneous parallel psychophysiological processes in response to the threatening experience. The response may be different from individual to individual, based on past experience and the cognitive processes involved, as may the strategies used to cope with the experience. Dodd et al17 simplified the symptom experience as including an individual's perception of a symptom, evaluation of the meaning of a symptom, and response to a symptom.
After approval from the ethics committee, patients were recruited from a large specialist oncology center in the UK a few weeks after diagnosis and prior to commencement of adjuvant treatment. Patients were provided with information about the study, and written consent was obtained. Ten patients were recruited from a list of consecutive newly diagnosed patients through purposeful sampling, and five declined participation, primarily due to the long-term commitment necessary for the study and being too upset with the diagnosis. Maximum variation was used13 to capture core experiences and central, shared aspects or impacts of having a gynecological cancer rather than confining to specific aspects of different types of gynecological cancer. The sample included patients with any type of gynecological cancer and those receiving chemotherapy and/or radiotherapy. Patients with cognitive impairment, metastasis with central nervous system involvement, or life expectancy of less than 6 months at recruitment or who were unable to carry out the interview were excluded. Patients initially were provided with brief information from their oncologist; upon showing an interest, potential participants were provided with a detailed information sheet and had a discussion with the research nurse. Upon agreement, patients signed a consent form and the first interview was scheduled. Participants were followed up for one year. Past experience, judgment on the quality of the data obtained, and data saturation were the key determinants in the decision to have a sample size of 10 over four times (=40 possible transcripts) with the possibility of recruiting more if data were not saturated with the initial sample, although in our study this did not need to take place.
An interview guide was used, starting with a broad question, such as “How have you been feeling physically this last week?” This was followed by questions relating to the psychological symptoms participants experienced, how these related to their physical symptom experience, what they thought when a symptom occurred, what impact the symptoms had on their life, and how they managed the symptoms. New issues identified in the early interviews were incorporated into the interview guide for subsequent interviews. Each interview lasted about an hour to an hour and a half. Interviews were conducted in the patients' homes. Information about sociodemographic characteristics including age, education, and marital status was obtained from patients, who completed an initial sociodemographic form. Disease- and treatment-related information (diagnosis, treatment received, stage of cancer) was obtained from the patients' medical notes. Interviews were recorded and transcribed verbatim.
Data were analyzed line by line using content analysis to code the content of each interview and to map major categories. Categories were compared by two of the researchers, the project lead investigator and another independent person. The analyzed categories were compared and discussed until agreement was reached. Symptoms that were expressed in T1 were grouped together if more than two participants spontaneously mentioned an association between at least two of the symptoms. In T2–T4 we continued this process, focusing primarily on changes in the initial cluster. Symptoms were grouped together as patients discussed them, and if patients reported the same symptom in different contexts, this was coded separately. No participant was asked for specific symptoms as the questions in the interview were broad to allow for important aspects of the symptom experience in each woman and each interview to surface. A final consensus was sought after comparisons and discussions for all categories.13
Credibility of the qualitative data was maintained by ensuring voluntary participation. Analyzed data were constantly discussed and checked by two independent persons, which acted as a constant peer-review process to ensure the analyzed data were true findings and free from potential bias. All interviews were audiotaped, and participants' verbatim quotes were provided to represent categories and subcategories identified, which further ensured reliability by reducing the risk of selective data filtering by the investigators through recall or summation. Consistency was maintained by comparing initial categories within and across the data gathered from the participants to ensure repeatability of the categories. Field notes were reviewed as a kind of inquiry audit to prevent potential bias and to ensure the stability of data.
Results
Patient Characteristics
All 10 participants completed the interviews at the four time points, over the course of one year. One interview transcript (at T3) was subsequently found to be unusable, due to tape recorder malfunction, and was excluded from the analysis, thus leaving a total of 39 data sets of interviews over four time points. The mean age of the group was 62.8 years (SD = 7.7, range 51–72). Most were married (n = 6), two were separated, and two were widowed. The majority (n = 7) had secondary/high school education. Six were retired, two were homemakers, and two reported technical/manual work. Half of the participants (5/10) had ovarian cancer, while the rest had uterine (1/10), cervical (2/10), or endometrial (1/10) cancer and one had both uterine and cervical cancer. Seven participants had surgery. Of the 10 participants, six had chemotherapy, three had radiotherapy, and one had chemotherapy followed by radiotherapy. Chemotherapy included carboplatin (n = 2), carboplatin and paclitaxel (Taxol) (n = 5), and cisplatin (n = 1). Half the patients were at an early disease stage (stage 1 or 2, n = 5), three were at stage 3, one was at stage 4, and the stage was unknown in one patient.
Qualitative Data
Patients identified symptoms in an interlinked manner rather than in isolation, suggesting some symptom clustering. There was always a key symptom mentioned together with several others that were reported as co-occurring or resulting symptoms. These associations and explanations helped patients to make sense of the symptoms and rationalize or legitimize the complexity of the symptom relationships and the difficulty in having control over the symptoms. Participants gave meaning to the physical symptoms experienced alongside psychological responses and how they managed to alleviate them. The meaning element was fairly stable across times as women discussed primarily the occurrence of symptoms, their impact on their lives, and their struggle to cope with them. What was an evident change in the perception, however, for most symptoms was the frustration from the “chronicity” of symptoms and the differential impact of symptoms at different times in their disease trajectory. Symptoms were described as co-occurring with one influencing others, giving an understanding of the formation of symptom clusters. Four major narrative symptom clusters emerged from the data.
Tiredness, sleeplessness, pain, depression, and weakness
The most common symptom experienced by all patients that persisted over the 12-month period was tiredness, which was also related with sleep disturbance associated with pain, tingling sensation of the hands and feet, and anxiety. Tiredness was experienced throughout the year as recounted by several participants:
“Basically, it's after the effects of the treatment that I was feeling tired cos I'm having radiotherapy every day and chemotherapy once a week.” (GYP 01 at T1)“Just me body felt tired, me body felt tired of it [radiotherapy]. I felt rotten. I couldn't do anything. It's depressing.” (GYP 12 at T2)
“Physically, I'm alright. I felt alright except I get tired easily, but other than that, I feel alright.” (GYP06 at T3)
“What I do find is that it's depressing to feel physically tired all the time and I don't know why.” (GYP04 at T4)
Difficulties with sleep were also associated with depression. For some (4/10) participants, feelings of depression occurred as they went through the treatment, as two participants described:
“I've actually felt quite depressed this last week and actually burst into tears, which is something I haven't done before. But it was sort of overwhelming—these symptoms.” (GYP08 at T3)“These symptoms are affecting my sleep. If I can't sleep, I get tired and I can't do anything the next day, then I get depressed.” (GYP06 at T3)
Depression was often the result of uncertainty and fear. Half of the participants expressed feelings of uncertainty lasting until the twelfth month, as highlighted by two of them:
“It's very uncertain you know. It's a very uncertain way of life. You don't know … like I go and see … I go back every three months for check-up. You're living your life for check-ups. So every four months you're thinking … ‘Is everything alright?’ You live your life for those four months' check-ups. The frightening bit is the uncertainty of it and it's depressing just thinking of what will happen next.” (GYP04 at T3)“I can't sleep thinking about what will happen all the time. The uncertainty keeps you awake.” (GYP012 at T3)
However, this feeling seemed to subside by T4 as they became more in control and able to cope by not dwelling on it and just accepting the disease, its treatment, and symptoms. This marked shift in coping styles in T4 characterized the patients' increased positive response to symptoms at this stage.
When participants were tired, they also complained of weakness. The expressions used included “muscle tone” and “muscle strength” weakness. However, a slight improvement in this symptom was observed from T3 onward. Tiredness and its related symptoms affected the participants' ability to get on with usual routine housework; however, support from husbands, family, and friends helped the participants to cope with their symptoms:
“I've got such a strong group of friends and relatives and they all live around me … so all the family are around me and they'll all come at least once a day.” (GYP11 at T4)
Very few management options were discussed. For both tiredness and weakness, participants used a variety of self-management approaches such as taking a rest even for half an hour each day or doing some physical fitness like walking and pilates from the third month onward. To get their muscle tone back to normal, some participants expressed their desire to “get fit,” so they walked or went cycling. Two participants reported taking herbal medicines, such as echinacea, after surgery and before chemotherapy. They perceived this as helpful in building up their immune system. Pain was managed by taking painkillers, as prescribed by their doctors. Praying was also reported as a strategy used to combat the anxieties related to the illness.
Hair loss, ocular changes, body image, identity experience, and anxiety
Hair loss, including body hair such as eyebrows and eyelashes, was reported by four participants, all of whom had received chemotherapy. In the beginning, participants did not want to wear wigs and were anxious that it portrayed a symbol to others that they had cancer:
“I do not want my family to see me without hair as they will know I have cancer and then they will start to worry about me.” (GYP10 at T1)
Later on, they no longer cared whether they wore a wig or not, especially when they themselves and others accepted the situation. Such an experience was described as follows:
“I noticed my hair falling and got me a wig the first day.” (GYP11 at T1)“I noticed that … the hairs in my nose, I think have all disappeared as well.” (GYP10 at T2)
“My hair came back like Shirley Temple, curly but it all came back slate gray and I didn't like it.” (GYP11 at T4)
On a couple of occasions, negative feelings were externalized through talking about someone else, often a famous person. This may have facilitated the expression of difficult emotions. Such a transference is depicted below:
“My hair is more or less gone but this time my husband just shaved it all off. I bung my hat on and that's it. I feel sorry for young girls. It must be horrendous cos I think of Kylie [Minogue, pop singer], for someone like her to lose her hair must have been terrible.” (GYP03 at T3)
Although participants understood that hair loss was an expected and common consequence of chemotherapy, its impact in some patients was more difficult to accept. Losing hair was seen as a realization that they had cancer or increased one's identity as a cancer patient. The same patient also talked about hair loss and anxiety:
“I think one of the most difficult things is that you might be feeling alright physically and then you've got a bald head. When I put my wig on, I feel alright. But no hair is a big thing—even though people say you looked alright without it, you don't.” (GYP03 at T3)
In some participants, hair loss, especially eyelashes, was connected with blurred vision as they believed that eyelashes protected their eyes, as reported by one (1/10) participant at T2 and three (3/9) participants at T3, around the end of their treatment.
“My eyes seem as though they're a bit blurred. I feel like I need eyeglasses. It's a thing that annoyed me most. It just felt like there's a film on your eyes. I wonder if it's something to do with hair loss.” (GYP10 at T2)
One participant was worried about her blurred vision being associated with other health problems:
“I've had slightly sort of, not blurred vision but zig-zaggy vision that made me a bit … ‘Oh dear,' you know … have I got a brain tumor? … a strange sort of thing that upsets my balance.” (GYP08 at T3)
Gastrointestinal problems: nausea, loss of appetite, taste changes, bowel function, weight changes, and distress
Nausea, appetite changes, and changes in bowel function (diarrhea or constipation) were the most common symptoms reported in relation to gastrointestinal system problems that distressed patients. Patients who reported these occurrences received either chemotherapy or radiotherapy, and one received both. However, these symptoms were of limited extent as women reported them as mild or of less importance and perceived them as more manageable. Nausea was only reported by one participant at T1 and was relieved by prescribed medications. Another participant reported loss of taste throughout the year of the study. Loss of appetite was reported by one participant at T2 and T3. Weight loss, which three of the participants attributed to diarrhea, was also reported:
“My tummy's a bit off, had a bit of diarrhea, but that's the norm.” (GYP05 at T1)“I lost weight but then again, I don't know if that's down to eating then going to the toilet.” (GYP04 at T3)
However, weight gain was reported by six participants at T3 and five participants at T4, which was the key distressing nutritional problem described, although for some it was seen in a more positive way:
“I put on weight since the radium. But it's a small price to pay isn't it? A bit of weight for all that you've gone through.” (GYP15 at T4)
Numbness and tingling sensations in the hands and feet, restlessness, sleeplessness, and depression
A common physical problem experienced by three of the participants who all received chemotherapy was tingling sensations of the hands and feet, which increased over time. At T4, three out of 10 participants still experienced numbness and tingling sensations as described by one participant:
“I was worst after my last treatment, all sorts, my feet, my fingers were really bad … always tingly. My feet they're numb and I get cramps. It's weird, they get too cold. It's depressing especially if I can't sleep.” (GYP10 at T3)“I still got funny toes and fingers. They feel fat and podgy. It's depressing. It's difficult to explain, it feels like because they're not dead but … I know I've got them, if that makes any sense. I find it difficult to spread them.” (GYP10 at T4)
Participants sometimes related the sensation to achy joint pains, as if they were getting the flu. This sensation also made them feel restless at night, contributing to sleeplessness. One participant related this to the side effect of paclitaxel (Taxol); therefore, her medication was changed to liposomal doxorubicin. Two participants tried to self-manage the feeling of coldness and numbness of their feet and fingers by soaking them in hot water. For those participants who experienced sleeplessness, due to feelings of numbness and tingling sensations in the hands and feet, wearing bed socks or soaking them in warm water, as well as using reiki and massage, were the management strategies described.
Discussion
This study explored the explanations of patients about the development and coexistence of symptoms and how patients attempted to self-manage them. This is one of the few studies in the literature, and the only one in gynecological cancer, which has explored clusters of symptoms in a narrative manner. Its longitudinal nature, unusual in qualitative research due to the inherent issues in the analysis of such data, was another strength of the study as it allowed us to explore shifts in the symptom experience, perception, and meaning over time (although meaning was fairly stable and participants talked little about it). The vast majority of the increasing literature on symptom clusters is quantitative, attempting either to model clusters through statistical techniques or to test priori clusters for their strength of relationship. However, such clusters may be biased, not only from the technique used but also from the content of self-reports utilized to collect the data. The narrative symptom clusters could rectify problems with statistical measures as they reflect the unique patient experience in the patients' own words and can assist in the development of (patient-centered rather than statistically based) symptom clusters that can then be tested quantitatively with larger samples. Hence, narrative symptom clusters can be particularly sensitive outcomes and can generate conceptually meaningful hypotheses for symptom cluster research.
Key symptoms experienced by the participants were tiredness, pain, body image changes, gastrointestinal changes, and peripheral neuropathy associated with chemotherapy, which concur with past studies of primarily ovarian cancer patients.[9] and [10] Out of the four clusters identified, one is applicable to all patients irrespective of treatment and two are clearly linked with chemotherapy. Symptoms varied in intensity but tended to subside in a year's time for the majority of patients. Acceptance brought about self-management strategies to overcome both the physical and psychological effects of cancer and its treatment, but most important was the support they received from families and friends. In addition, the fact that some symptoms decreased over time may be due to some symptoms being linked to the time since the end of treatment; such symptoms could have naturally resolved after completion of treatment. However, we have limited information on the natural history of symptoms in patients with different types of gynecological cancer.
As with other studies, the most common symptom experienced by these participants was tiredness,[3], [9] and [18] often associated with sleep disturbance due to pain, peripheral neuropathy, change in bowel function, and depression. Because these women complained of tiredness throughout the year, having social support from their husbands, families, friends, and neighbors helped them carry on with their usual household roles. This highlighted the important role caregivers play in supporting patients with cancer. Participants clearly differentiated between the symptom of tiredness/fatigue (a complex symptom involving physical, mental, and motivational aspects) from weakness (which is related more to muscle strength). This differentiation is evident in the literature,19 and while they may be related symptoms, they should be assessed separately as they may necessitate different management strategies. Dodd et al20have shown the clustering of the symptoms of fatigue, sleep disturbance, pain, and depression in breast cancer patients, similarly to the work of Liu et al.21 This quantitative work and our narrative cluster strongly support the existence and clinical relevance of this symptom cluster.
Loss of weight in the beginning was due to gastrointestinal disturbance including nausea, loss of taste, and change in bowel function. These findings concur with the literature, where such symptoms are prevalent up to one year posttreatment.22 However, as time passed, the participants regained their weight, often above their prediagnosis level. Such a gastrointestinal symptom cluster has also been supported in the quantitative literature on symptom clusters, although the relevant items within the cluster very much depend on the items included in the data-collection scale.23 Our own work with 143 patients over one year (n = 504 symptom assessments) has also identified a gastrointestinal cluster, with the key symptom being weight loss, together with loss of appetite and difficulties swallowing, experienced by up to one-quarter of a heterogeneous sample of cancer patients at the one-year time point.24 The attempts highlighted by the majority of participants to control their weight suggest that this is an important issue for these women. The inability to control weight may be frustrating and a key stressor in women with gynecological cancer. This assertion needs further investigation as the information we have about this topic to date derives almost exclusively from breast cancer patients. Weight control may be an important component of survivorship in these women, and it should be incorporated in the follow-up care of patients beyond breast cancer.25 While the use of medication was mentioned with regard to the presence of gastrointestinal symptoms, no interventions have taken place with taste changes and other nutritional concerns. Interventions around the experience and enjoyment of eating and food should be an important research focus in the future, as should work around weight gain, for which we currently have limited information.
Concern about hair loss was mentioned by only four participants. They were concerned mainly that it identified them to others as a cancer patient as baldness became the main element of the cancer patients' everyday life and identity.7 Participants were not concerned about their self-image but rather more concerned about protecting others (particularly family) and being treated differently. For these participants, they accepted that loss of hair was a side effect of treatment and viewed regrowth of hair as a positive effect, which concurred with the study by Sun et al.10 Ocular changes reported by three participants (out of 10) during treatment and up to six months later are an underreported issue in the literature. This is despite the established association between some types of chemotherapy (ie, cyclophosphamide, cisplatin) and ocular changes. More focus should be directed to this area, as well as to identifying reversible and irreversible ocular changes in the survivorship period. The narrative clustering of symptoms such as hair loss and ocular changes (connected with being “visible” cancer patients) with body image, identity, and anxiety is an interesting clustering of physical and psychological interrelated symptoms, with body image being the key symptom in this cluster. Our past work has highlighted the relationship between body image changes and “disliking” self in up to 20% of the sample, although these did not cluster together after the six-month assessment point (end of treatments) and were most visible during the chemotherapy period.24With the exception of using wigs, patients did not mention using any interventions regarding the multiple symptoms experienced within this symptom cluster, suggesting that this is an important area of research in the future.
Many of the physical symptoms reported were interrelated with descriptions of depression, uncertainty, body image, and identity as a cancer patient. While causal relationships cannot be ascertained from such a qualitative design, it is evident that there is a close relationship between the presence of physical symptoms, psychological status, and the impact of them in life. This is confirmed in a systematic review of studies with ovarian cancer patients26 as well as other studies that support the association of symptoms of fatigue, pain, anxiety, and depression with quality of life.27 A better understanding of these relationships is paramount in symptom-management efforts, particularly as it is recognized that interventions need to be multimodal and to target more than one concurrent symptom, a clear message that comes from the symptom cluster research.28 For the majority of the participants, when symptoms were not managed well, they experienced psychological responses such as depression, commonly seen in the literature. Participants in our study accepted that they would experience these symptoms, although their occurrence and intensity differed from patient to patient. Some participants were able to tolerate treatment with little physical discomfort, while in others symptoms prevented them from resuming usual functional activities and social roles, thus leading to feelings of depression. It would be interesting to identify in future research the factors that allow some patients to live well with cancer, moving away from the current research model of ill-health to a model of “wellness.”
Furthermore, a key distressing symptom that was associated with impairments in a variety of life areas was peripheral neuropathy in patients receiving chemotherapy. This cluster has some similarities with the tiredness cluster (i.e. the, presence of sleep difficulties or depression), but women talked about it as a separate experience from tiredness. Peripheral neuropathy is a difficult symptom to manage in practice and may necessitate dose reductions or chemotherapy discontinuation; therefore, the development of management strategies for this symptom is imperative. Women complained of sleeping difficulties when they experienced numbness and tingling sensations in their hands and feet, and it was a frustrating symptom that was also associated with depression. This is another symptom cluster that merits further research, and it is only emerging in the literature. Our past work on symptom clusters has also identified the presence of a “hand–foot” symptom cluster, which consistently increased over time and suggested a chronic nature, although not all symptoms identified in the present study were part of the latter quantitative evaluation.24
It was surprising to see the minimal range of interventions used to manage symptoms, both self-management and formal ones directed by the clinicians. The latter had minimal presence in the women's descriptions, with the exception of pain management, antiemetics, and antidiarrheal medication. Specific physical responses to treatment were dealt with by changing the type of chemotherapy and resorting to the use of herbal medicine for symptom management, such as echinacea and red clover, or other simple self-management techniques, such as soaking the feet in warm water, eating healthy food, and carrying out regular exercise. The use of complementary therapies was also found in the study by Ferrell et al,3 complementing the medical care provided to help control the symptoms.6 However, all of these attempts seemed to be ad hoc, with no clear understanding of processes and possible outcomes or any guidance about their use from health-care professionals. Possible reasons for this ad hoc and unsatisfactory underutilization of symptom-management interventions may include the “acceptance” by patients that some symptoms are part of their treatment, the British cultural norm of not complaining, limited confidence from both clinicians and patients on nonpharmacological interventions with variable quality of evidence of effectiveness, distance from patients' homes to the specialist service to provide supportive care, limited understanding from the clinicians of the impact of symptoms on patients' lives, and clinician time constraints.
Although we purposely included women with a range of gynecological cancer diagnoses in order to gain an understanding of broadly applicable issues related to the physical and psychological symptom experiences of patients, the small sample size limits the generalizability of the results. These symptom clusters will need further evaluation with statistical modeling. Also, the existence of symptom clusters in radiotherapy may not have surfaced well in our study with the inclusion of only three patients receiving radiotherapy, and this needs to be explored in future research. The length of treatment for each patient was variable, and knowledge of this would have enhanced the interpretability of the findings; however, this information was not available to us. Finally, although we wanted to focus on treatment-related symptoms, some of the symptoms (ie, anxiety and depression) may have multiple possible etiologies; and this needs to be considered in the interpretation of the findings.
Conclusion
Our study provides information on symptom experiences from the patients' perspective, which could lead to a better understanding of how patients perceive, assess, monitor, and manage their symptoms. This is particularly useful as the majority of the symptom literature focuses on the experience of patients with ovarian cancer. This is also important background information in developing strategies or interventions that are patient-centered and sensitive to the needs of patients that has relevance to the current policy framework. It also highlights the need for a more thorough patient assessment, to assess which symptoms are most bothersome and how symptoms are interrelated, and has implications for the physiological, psychological, sociocultural, and behavioral components of the symptom experience essential for effective symptom management. While we have identified the presence and experience of some well-documented symptoms, we have also highlighted areas of importance for patients and some underreported symptoms that merit further research in the future. Narrative symptom clusters, such as those identified in the present study, can provide a stronger conceptual basis in the symptom cluster modeling work and can assist in identifying patient-relevant and clinically meaningful groups of symptoms that can be the focus of future cluster research.
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Evaluating the “Good Death” Concept from Iranian Bereaved Family Members' Perspective
Original research
Sedigheh Iranmanesh PhDa, Habibollah Hosseini doctoral student
Abstract
Improving end-of-life care demands that first you define what constitutes a good death for different cultures. This study was conducted to evaluate a good death concept from the Iranian bereaved family members' perspective. A descriptive, cross-sectional study was designed using a Good Death Inventory (GDI) questionnaire to evaluate 150 bereaved family members. Data were analyzed by SPSS. Based on the results, the highest scores belonged to the domains “being respected as an individual,” “natural death,” “religious and spiritual comfort,” and “control over the future.” The domain perceived by family members as less important was “unawareness of death.” Providing a good death requires professional caregivers to be sensitive and pay attention to the preferences of each unique person's perceptions. In order to implement holistic care, caregivers must be aware of patients' spiritual needs. Establishing a specific unit in a hospital and individually treating each patient as a valued family member could be the best way to improve the quality of end-of-life care that is missing in Iran.
Article Outline
From a review of different studies, the core quality of a good death varies among cultures. In a qualitative study, Griggs4 analyzed perceptions of a “good death” among community nurses in England. Nurses identified several key themes for a good death, such as: symptom control, patient choice, honesty, spirituality, interprofessional relationships, effective preparation, organization, and provision of seamless care. American researchers concluded that a good death involves respect for the individual's autonomy with open communication among family members.5 Vig and Pearlman6 also reported that “good death” has an individual meaning for Americans and does not have a consensual meaning. In Ghana, Van der Greest7 found that a good death is integrated with a peaceful death, meaning peace with others, being at peace with one's own life and soul, dying in the fullness of time, dying at home, and being surrounded by relatives. For the Japanese, Hattori et al.8 found that a good death is a multidimensional, individual experience based on personal and sociocultural domains of life that incorporate the person's past, present, and future. In Norway, Ruland and Moore9 conducted research on the theory of a peaceful end of life which has five major concepts: not being in pain, experience of comfort, experience of dignity/respect, being at peace, and closeness to significant others/persons who care. In Thailand, people commonly used “peaceful death” instead of “good death.” Kongsuwan and Locsin10 reported that Thai intensive care unit nurses perceived peaceful death as awareness of dying, creating a caring environment, and promoting end-of-life care. In Muslim society, Tayeb et al11 identified three domains related to a good death: religion and faith, self-esteem and personal image, and satisfaction about family security.
After reviewing these studies, we determined there is no universal definition of good death and it is based on sociocultural context. The subject of death and dying has a religious and sociocultural background, yet Iranian health-care providers mainly depend on Western references. Moreover, upon reviewing the literature in Iran, no published study related to defining the concept of “good death” was located. This descriptive study was thus designed to determine what constitutes a good death in the Iranian context.
Context
Iran is one of the most ancient world civilizations and part of the Middle East culture. The population is approximately 67 million, and of this 51% is less than 20 years old and 6.5% is 65 or older.12 The majority (99.4%) of the people in Iran consider themselves as religious,13 and religious beliefs strongly and explicitly deal with death.14
Iranians are familiar with death. Besides the Iran–Iraq war and natural disasters in recent years, the major causes (65%) of death among Iranians are heart disease, cancer, and accidents.15 Apart from chronic disease, accidents seem to be a significant cause of death among Iranian people. In Iran, the overall national curriculum for registered nursing education includes just a few hours of academic education about death. End-of-life care remains a new topic in the Iranian health-care system. Hospice care units, which are common in Western countries, are not available in Iran.
Most religions are represented in this country; however, Islam is the most prevalent. Sareming16 indicates that Muslims are taught that Allah gives birth and death. Allah determines the appointed term for every human. Only Allah knows when, where, and how a person will die. For a Muslim, death is the transition from the earthly form of existence to the next.17 Tayeb et al11 explained that Muslims prefer to approach death with a certainty that someone is there to prompt them with the Shahadah, reciting a chapter of the Quran, dying in a position facing Mecca, and dying in a holy place such as a mosque.
Method
Design
There was approval from the heads of hospitals prior to the collection of data. The study employed a descriptive design and was conducted in two hospitals that had oncology units in southeast Iran.
Participants
Referring to the hospitals' and patients' documents, 150 bereaved family members of patients who died within 1 year were identified. They were called by the researcher and asked to participate in this study.
Background Information
At first, a questionnaire was designed in order to obtain background information which was assumed to influence the good death concept. It included questions about gender, age, marital status, previous studies about death, and level of education.
Instruments
The good death concept was evaluated using the Good Death Inventory (GDI). The GDI was designed by Miyashita et al18 for evaluating a good death from the bereaved family members' perspective. This scale has 51 items. The items are graded from 1 to 7 (1 = strongly disagree to 7 = strongly agree). A factor analysis made by Miyashita et al18 on research made in a Japanese setting revealed that the questions could be divided into 18 domains: (1) physical and psychological comfort, (2) dying in a favorite place, (3) good relationship with medical staff, (4) maintaining hope and pleasure, (5) not being a burden to others, (6) good relationship with family, (7) physical and cognitive control, (8) environmental comfort, (9) being respected as an individual, (10) life completion, (11) natural death, (12) preparation for death, (13) role accomplishment and contributing to others, (14) unawareness of death, (15) fighting against cancer, (16) pride and beauty, (17) control over the future, and (18) religious and spiritual comfort.
For translation from English into Farsi, the standard forward–backward procedure was applied. Translation of the items and the response categories was independently performed by two professional translators, and then temporary versions were provided. Afterward they were back-translated into English, and after a careful cultural adaptation the final versions were provided. Translated questionnaires went through pilot testing. Suggestions by family members were combined into the final versions.
Reliability and validity
The translated scale was originally developed and tested in a Japanese cultural context, which is different from the research contexts, so the validity and reliability of both scales were rechecked. A factor analysis (rotated component matrix) on the results was done in order to examine the context validity of the GDI. The concession of the items was similar to the Japanese results, and 18 components were identified. The validity of the scale was assessed through a content validity discussion. Scholars of statistics and nursing care have reviewed the content of the scale from religious and cultural aspects of death and agreed upon a reasonable content validity. To reassess the reliability of the translated scale, alpha coefficients of internal consistency and 3-week test–retest coefficients (n = 30) of stability were computed. The alpha coefficient for GDI was 0.68. The 3-week test–retest coefficient of stability for the GDI was 0.79. Therefore, the translated scale presented an acceptable reliability.
Data Collection and Analysis
Accompanied by a letter including some information about the aim of the study, the questionnaires were handed out by the second author to 150 family members who were introduced by the matron of two hospitals over 2 months (May/June 2010) in southeast Iran. Some oral information about the study was also given by the third author. Participation in the study was voluntary and anonymous. We distributed 150 sets of questionnaires. In all collected data, 98% of all questions were answered. Data from the questionnaires were analyzed using the Statistical Package for Social Scientists (SPSS, Inc., Chicago, IL). A Kolmogorov-Smirnov test indicated that the data were sampled from a population with normal distribution. Descriptive statistics of the sample and measures that were computed included frequencies, means, and reliability. Cross-table analysis (Spearman's test) was used to examine relationships among demographic factors and scores on the GDI.
Results
Participants
A descriptive analysis of the background information revealed that the participants belonged to the age group of 16–68 years, with a mean age of 33 years, and were mainly female (81%). About 68% were married, and the majority had an academic degree. Regarding personal study about death, 36.9% had read some things about death previously.
Findings
Descriptive analysis indicated that the highest scores belonged to the domains “being respected as an individual” (mean = 6.55), “natural death” (mean = 6.36), “religious and spiritual comfort” (mean = 6.02), and “control over the future” (mean = 6.55) (Table 1).
The domains and the components perceived as important by bereaved family members were (1) physical and psychological comfort, (2) dying in a favorite place, (3) maintaining hope and pleasure, (5) not being a burden to others, (6) good relationship with family, (7) physical and cognitive control, (8) environmental comfort, and (9) life completion. The domain perceived by family members as less important was “unawareness of death” (mean = 3.05).
Significant differences were found between some domains of a good death and demographic characters of family members. Older participants were more likely to perceive a good death as “being respected as an individual” and “having good relationships with family members.” Among participants, those who had a higher level of education were more likely to view a good death as “being respected as an individual” and “pride and beauty.” There was a negative correlation between level of education and “unawareness of death” (Table 2).
Discussion
According to the factor analysis, 18 domains contributing to a good death were identified. However, the domains of the “good death” concept that were perceived as important by bereaved family members were similar to those in Japan. This finding thus indicates that these perceptions are foundational elements of a good death, regardless of ethnicity or cultural differences.
The results indicated that most family members are likely to view a good death as “being respected as an individual” and having “control over the future.” According to Murata,19 approaching death can cause a sense that life is meaningless and a loss of the patient's well-being founded on temporality, relationships, and autonomy. Providing a good death means that dying patients are able and allowed to participate in the same human interactions that are important throughout life and appreciating patients as unique and “whole persons,” not only as “diseases” or cases.20 It means supporting patients' well-being through positive stimulation, for example, offering beautiful views and tasty meals.21 A good death is also perceived by family members as “religious and spiritual comfort.” Ghavamzadeh and Bahar14 claimed that among Iranians religious beliefs strongly and explicitly deal with the fact of death. This finding reflects the result of Tayeb et al,11 who found that Muslims believe that death is closely linked to faith. They appreciated the importance of access to any needed spiritual or emotional support. Steinhauser et al.20 also found that 89% of American patients and 85% of their families emphasize that a good death is “being at peace with God” and “prayer.”
Participants perceived a good death as a “natural death.” Johnson et al22 claimed that death without “machines,” “tubes,” and “lines” is considered more dignified and aesthetically pleasing. Withdrawal or withholding of treatment of the highly invasive and technological sort is conceptualized as restoring patient dignity and, to a small degree, personhood.22 Many deaths were not considered “good” because of inherent problems within a culture of care that usually strives to prolong life and prevent death.23 Similarly, Miyashita et al18 reported that most Japanese view unnecessary life-prolonging treatments such as vasopressors, antibiotics, and artificial hydration as barriers to achieving a good death. The domain perceived by family members as less important was “unawareness of death.” This is consistent with Steinhauser et al's20 finding that 96% of American patients emphasized “knowing what to expect about one's physical condition” achieves a good death. This is inconsistent with Tang et al's24 claims that in many traditional cultures (eg, most Asian countries and a few European cultures), in an effort to protect the patient from despair and a feeling of hopelessness, family caregivers often exclude patients from the process of information exchange. This is also in contrast to Miyashita et al's[18] and [25] findings, where many Japanese do not want to know the seriousness of their condition. Our findings could be explained by the other results of this study. The results indicated that the majority of participants had a high level of education. The other findings showed there is a negative correlation between level of education and “unawareness of death.” Since the majority of participants were well-educated, it can be concluded that they were less likely to view a good death as “unawareness of death.” This has also been found by Montazeri et al.26
The results showed that the family members' age was correlated with some aspects of a good death. Miyashita et al18 also found that the older the family member, the more positively he or she would look on the patient's death. They claimed that death at younger ages tended to be evaluated as a bad death. This could be explained by their earlier study, where they found that age and psychosocial maturity inversely related to death anxiety.27 Based on the results, level of education positively influenced some domains of a good death. There was a negative correlation between level of education and “unawareness of death,” with Montazeri et al26 finding that Iranian patients with a low level of education were more likely to not know the diagnosis.
Conclusion
According to the results of this study, providing a good death requires professional caregivers to be sensitive and pay attention to the preferences of each unique person's perceptions through her or his senses. This includes views, tastes, sounds, smells, and bodily contact. The ability of a dying person to see a sunset may seem petty but is important in providing high-quality care for people at the end of their lives. The same goes for the other senses. These circumstances deserve attention in all educational programs and especially in programs dealing with end-of-life care. In order to implement holistic care, caregivers must pay attention to patients' spiritual needs. Establishing a specific palliative care unit in a hospital and meeting each patient as a unique being and part of a family could be the best way to improve the quality of end-of-life care that is missing in Iran. It requires cultural preparation and public education through the media and by well-educated staff. Since demographic variables influenced the evaluation of a good death from the bereaved family members' perspective, public education needs different strategies.
Limitation
All data in this study were collected by use of self-report questionnaires. The dependence on self-report aspects in this study may have caused an overestimation of some of the findings due to variance, which is common in different methods. The respondents were predominantly female, which limits the generalization of the results for male respondents. Moreover, the convenience sample of Iranian bereaved family members, which is not representative of the entire Iranian population, could weaken the generalization of the findings. Further research is necessary to illuminate the concept of a good death as perceived by the general Iranian population.
References
1 I.M. Proot, H.H. Abu-Saad, H.F.J.M. Crebolder, K.A. Luker and G.A.M. Widdershoven, Vulnerability of family caregivers in terminal palliative care at home; balancing between burden and capacity, Scand J Caring Sci 17 (2003), pp. 113–121. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (53)
2 D.L. Patrick, R.A. Engelberg and J.R. Curtis, Evaluating the quality of dying and death, J Pain Symptom Manage 22 (2001), pp. 717–726. Article |
3 , Longman Dictionary of Contemporary English, Pearson Education, Canada (2003).
4 C.H. Griggs, Community nurses' perceptions of a good death: a qualitative exploratory study, Int J Palliat Nurs 16 (2010), pp. 140–149. View Record in Scopus | Cited By in Scopus (0)
5 J.E. Winland-Brown, Public's perceptions of a good death and assisted suicide, Issues Interdisc Care 3 (2001), pp. 137–144. View Record in Scopus | Cited By in Scopus (1)
6 E.K. Vig and R.A. Pearlman, Good and bad dying from the perspective of terminally ill men, Arch Intern Med 164 (2004), pp. 977–981. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (27)
7 S. Van der Greest, Dying peacefully: considering good death and bad death in Kwahu-Tafo, Ghana, Soc Sci Med 58 (2004), pp. 899–911.
8 K. Hattori, M.A. McCubbin and D.N. Ishida, Concept analysis of good death in the Japanese community, J Nurs Scholarsh 38 (2006), pp. 165–170. View Record in Scopus | Cited By in Scopus (9)
9 C.M. Ruland and S.M. Moore, Theory construction based on standards of care: a proposed theory of the peaceful end of life, Nurs Outlook 46 (1998), pp. 169–175. Article |
10 W. Kongsuwan and R.C. Locsin, Promoting peaceful death in the intensive care unit in Thailand, Int Nurs Rev 56 (2009), pp. 116–122. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (3)
11 M.A. Tayeb, E. Al-zamel, M.M. Fareed and H.A. Abouellail, A ”good death”: perspectives of Muslim patients and health care providers, Ann Saudi Med 30 (2010), pp. 215–221. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (1)
12 WHO www.who.Int/countries/en/#s (2008).
13 European Values Study Group and World Values Surveys Association, European and World Values Surveys, four-wave integrated data file, 1981–2004 http://www.worldvaluessurvey.org/services/index.html.
14 A. Ghavamzadeh and B. Bahar, Communication with the cancer patients in Iran, information and truth, Ann N Y Acad Sci 809 (1997), pp. 261–265. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (9)
15 Cancer Institute of Iran www.cancer-institute.ac.ir Access date is June 2010.
16 N. Sareming, Islamic teaching on death and practices toward the dying person, J Soc Sci Hum 3 (1997), pp. 75–91.
17 A. Sheikh, Death and dying: A Muslim perspective, J R Soc Med 91 (1998), pp. 138–140. View Record in Scopus | Cited By in Scopus (16)
18 M. Miyashita, T. Morita, K. Sato, K. Hirai, Y. Shima and Y. Uchitomi, Good Death Inventory: a measure for evaluating good death from the bereaved family members' perspective, J Pain Symptom Manage 35 (2008), pp. 486–498. Article |
19 H. Murata, Spiritual pain and its care in patients with terminal cancer: construction of a conceptual framework by philosophical approach, Palliat Support Care 1 (2003), pp. 15–21. View Record in Scopus | Cited By in Scopus (12)
20 K.E. Steinhauser, E.C. Clipp, M. McNeilly, N.A. Christakis, L.M. McIntyre and J.A. Tulsky, In search of a good death: observations of patients, families, and providers, Ann Intern Med 132 (2000), pp. 825–832. View Record in Scopus | Cited By in Scopus (372)
21 S. Iranmanesh, T. Haggstrom, K. Axelsson and S. Savenstedt, Swedish nurses' experiences of caring for dying people: a holistic approach, Holist Nurs Pract 23 (2009), pp. 243–252. View Record in Scopus | Cited By in Scopus (1)
22 N. Johnson, D. Cook, M. Giacomini and D. Willms, Towards a good death: end of life narratives constructed in an intensive care unit, Cult Med Psychiatry 24 (2000), pp. 275–295. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (17)
23 R.L. Beckstrand, L.C. Callister and K.T. Kirchhoff, Providing a ”good death”: critical care nurses' suggestions for improving end-of-life care, Am J Crit Care 15 (2006), pp. 38–45. View Record in Scopus | Cited By in Scopus (49)
24 S.T. Tang, T.W. Liu, M.S. Lai, L.N. Liu, C.H. Chen and S.L. Koong, Congruence of knowledge, experiences, and preferences for disclosure of diagnosis and prognosis between terminally-ill cancer patients and their family caregivers in Taiwan, Cancer Invest 24 (2006), pp. 360–366. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (21)
25 M. Miyashita, M. Sanjo, K. Morita and Y. Uchitomi, Good death in cancer care: a nationwide quantitative study, Ann Oncol 18 (2007), pp. 1090–1097. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (31)
26 A. Montazeri, A. Tavoli, M.A. Mohagheghi, R. Roshan and Z. Tavoli, Disclosure of cancer diagnosis and quality of life in cancer patients: should it be the same everywhere, BMC Cancer 9 (2009), pp. 1–21.
27 R.J. Russac, C. Gatliff, M. Reece and D. Spottswood, Death anxiety across the adult years: an examination of age and gender effects, J Death Stud 31 (2007), pp. 549–561. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (11)

Original research
Sedigheh Iranmanesh PhDa, Habibollah Hosseini doctoral student, a,
Abstract
Improving end-of-life care demands that first you define what constitutes a good death for different cultures. This study was conducted to evaluate a good death concept from the Iranian bereaved family members' perspective. A descriptive, cross-sectional study was designed using a Good Death Inventory (GDI) questionnaire to evaluate 150 bereaved family members. Data were analyzed by SPSS. Based on the results, the highest scores belonged to the domains “being respected as an individual,” “natural death,” “religious and spiritual comfort,” and “control over the future.” The domain perceived by family members as less important was “unawareness of death.” Providing a good death requires professional caregivers to be sensitive and pay attention to the preferences of each unique person's perceptions. In order to implement holistic care, caregivers must be aware of patients' spiritual needs. Establishing a specific unit in a hospital and individually treating each patient as a valued family member could be the best way to improve the quality of end-of-life care that is missing in Iran.
Article Outline
From a review of different studies, the core quality of a good death varies among cultures. In a qualitative study, Griggs4 analyzed perceptions of a “good death” among community nurses in England. Nurses identified several key themes for a good death, such as: symptom control, patient choice, honesty, spirituality, interprofessional relationships, effective preparation, organization, and provision of seamless care. American researchers concluded that a good death involves respect for the individual's autonomy with open communication among family members.5 Vig and Pearlman6 also reported that “good death” has an individual meaning for Americans and does not have a consensual meaning. In Ghana, Van der Greest7 found that a good death is integrated with a peaceful death, meaning peace with others, being at peace with one's own life and soul, dying in the fullness of time, dying at home, and being surrounded by relatives. For the Japanese, Hattori et al.8 found that a good death is a multidimensional, individual experience based on personal and sociocultural domains of life that incorporate the person's past, present, and future. In Norway, Ruland and Moore9 conducted research on the theory of a peaceful end of life which has five major concepts: not being in pain, experience of comfort, experience of dignity/respect, being at peace, and closeness to significant others/persons who care. In Thailand, people commonly used “peaceful death” instead of “good death.” Kongsuwan and Locsin10 reported that Thai intensive care unit nurses perceived peaceful death as awareness of dying, creating a caring environment, and promoting end-of-life care. In Muslim society, Tayeb et al11 identified three domains related to a good death: religion and faith, self-esteem and personal image, and satisfaction about family security.
After reviewing these studies, we determined there is no universal definition of good death and it is based on sociocultural context. The subject of death and dying has a religious and sociocultural background, yet Iranian health-care providers mainly depend on Western references. Moreover, upon reviewing the literature in Iran, no published study related to defining the concept of “good death” was located. This descriptive study was thus designed to determine what constitutes a good death in the Iranian context.
Context
Iran is one of the most ancient world civilizations and part of the Middle East culture. The population is approximately 67 million, and of this 51% is less than 20 years old and 6.5% is 65 or older.12 The majority (99.4%) of the people in Iran consider themselves as religious,13 and religious beliefs strongly and explicitly deal with death.14
Iranians are familiar with death. Besides the Iran–Iraq war and natural disasters in recent years, the major causes (65%) of death among Iranians are heart disease, cancer, and accidents.15 Apart from chronic disease, accidents seem to be a significant cause of death among Iranian people. In Iran, the overall national curriculum for registered nursing education includes just a few hours of academic education about death. End-of-life care remains a new topic in the Iranian health-care system. Hospice care units, which are common in Western countries, are not available in Iran.
Most religions are represented in this country; however, Islam is the most prevalent. Sareming16 indicates that Muslims are taught that Allah gives birth and death. Allah determines the appointed term for every human. Only Allah knows when, where, and how a person will die. For a Muslim, death is the transition from the earthly form of existence to the next.17 Tayeb et al11 explained that Muslims prefer to approach death with a certainty that someone is there to prompt them with the Shahadah, reciting a chapter of the Quran, dying in a position facing Mecca, and dying in a holy place such as a mosque.
Method
Design
There was approval from the heads of hospitals prior to the collection of data. The study employed a descriptive design and was conducted in two hospitals that had oncology units in southeast Iran.
Participants
Referring to the hospitals' and patients' documents, 150 bereaved family members of patients who died within 1 year were identified. They were called by the researcher and asked to participate in this study.
Background Information
At first, a questionnaire was designed in order to obtain background information which was assumed to influence the good death concept. It included questions about gender, age, marital status, previous studies about death, and level of education.
Instruments
The good death concept was evaluated using the Good Death Inventory (GDI). The GDI was designed by Miyashita et al18 for evaluating a good death from the bereaved family members' perspective. This scale has 51 items. The items are graded from 1 to 7 (1 = strongly disagree to 7 = strongly agree). A factor analysis made by Miyashita et al18 on research made in a Japanese setting revealed that the questions could be divided into 18 domains: (1) physical and psychological comfort, (2) dying in a favorite place, (3) good relationship with medical staff, (4) maintaining hope and pleasure, (5) not being a burden to others, (6) good relationship with family, (7) physical and cognitive control, (8) environmental comfort, (9) being respected as an individual, (10) life completion, (11) natural death, (12) preparation for death, (13) role accomplishment and contributing to others, (14) unawareness of death, (15) fighting against cancer, (16) pride and beauty, (17) control over the future, and (18) religious and spiritual comfort.
For translation from English into Farsi, the standard forward–backward procedure was applied. Translation of the items and the response categories was independently performed by two professional translators, and then temporary versions were provided. Afterward they were back-translated into English, and after a careful cultural adaptation the final versions were provided. Translated questionnaires went through pilot testing. Suggestions by family members were combined into the final versions.
Reliability and validity
The translated scale was originally developed and tested in a Japanese cultural context, which is different from the research contexts, so the validity and reliability of both scales were rechecked. A factor analysis (rotated component matrix) on the results was done in order to examine the context validity of the GDI. The concession of the items was similar to the Japanese results, and 18 components were identified. The validity of the scale was assessed through a content validity discussion. Scholars of statistics and nursing care have reviewed the content of the scale from religious and cultural aspects of death and agreed upon a reasonable content validity. To reassess the reliability of the translated scale, alpha coefficients of internal consistency and 3-week test–retest coefficients (n = 30) of stability were computed. The alpha coefficient for GDI was 0.68. The 3-week test–retest coefficient of stability for the GDI was 0.79. Therefore, the translated scale presented an acceptable reliability.
Data Collection and Analysis
Accompanied by a letter including some information about the aim of the study, the questionnaires were handed out by the second author to 150 family members who were introduced by the matron of two hospitals over 2 months (May/June 2010) in southeast Iran. Some oral information about the study was also given by the third author. Participation in the study was voluntary and anonymous. We distributed 150 sets of questionnaires. In all collected data, 98% of all questions were answered. Data from the questionnaires were analyzed using the Statistical Package for Social Scientists (SPSS, Inc., Chicago, IL). A Kolmogorov-Smirnov test indicated that the data were sampled from a population with normal distribution. Descriptive statistics of the sample and measures that were computed included frequencies, means, and reliability. Cross-table analysis (Spearman's test) was used to examine relationships among demographic factors and scores on the GDI.
Results
Participants
A descriptive analysis of the background information revealed that the participants belonged to the age group of 16–68 years, with a mean age of 33 years, and were mainly female (81%). About 68% were married, and the majority had an academic degree. Regarding personal study about death, 36.9% had read some things about death previously.
Findings
Descriptive analysis indicated that the highest scores belonged to the domains “being respected as an individual” (mean = 6.55), “natural death” (mean = 6.36), “religious and spiritual comfort” (mean = 6.02), and “control over the future” (mean = 6.55) (Table 1).
The domains and the components perceived as important by bereaved family members were (1) physical and psychological comfort, (2) dying in a favorite place, (3) maintaining hope and pleasure, (5) not being a burden to others, (6) good relationship with family, (7) physical and cognitive control, (8) environmental comfort, and (9) life completion. The domain perceived by family members as less important was “unawareness of death” (mean = 3.05).
Significant differences were found between some domains of a good death and demographic characters of family members. Older participants were more likely to perceive a good death as “being respected as an individual” and “having good relationships with family members.” Among participants, those who had a higher level of education were more likely to view a good death as “being respected as an individual” and “pride and beauty.” There was a negative correlation between level of education and “unawareness of death” (Table 2).
Discussion
According to the factor analysis, 18 domains contributing to a good death were identified. However, the domains of the “good death” concept that were perceived as important by bereaved family members were similar to those in Japan. This finding thus indicates that these perceptions are foundational elements of a good death, regardless of ethnicity or cultural differences.
The results indicated that most family members are likely to view a good death as “being respected as an individual” and having “control over the future.” According to Murata,19 approaching death can cause a sense that life is meaningless and a loss of the patient's well-being founded on temporality, relationships, and autonomy. Providing a good death means that dying patients are able and allowed to participate in the same human interactions that are important throughout life and appreciating patients as unique and “whole persons,” not only as “diseases” or cases.20 It means supporting patients' well-being through positive stimulation, for example, offering beautiful views and tasty meals.21 A good death is also perceived by family members as “religious and spiritual comfort.” Ghavamzadeh and Bahar14 claimed that among Iranians religious beliefs strongly and explicitly deal with the fact of death. This finding reflects the result of Tayeb et al,11 who found that Muslims believe that death is closely linked to faith. They appreciated the importance of access to any needed spiritual or emotional support. Steinhauser et al.20 also found that 89% of American patients and 85% of their families emphasize that a good death is “being at peace with God” and “prayer.”
Participants perceived a good death as a “natural death.” Johnson et al22 claimed that death without “machines,” “tubes,” and “lines” is considered more dignified and aesthetically pleasing. Withdrawal or withholding of treatment of the highly invasive and technological sort is conceptualized as restoring patient dignity and, to a small degree, personhood.22 Many deaths were not considered “good” because of inherent problems within a culture of care that usually strives to prolong life and prevent death.23 Similarly, Miyashita et al18 reported that most Japanese view unnecessary life-prolonging treatments such as vasopressors, antibiotics, and artificial hydration as barriers to achieving a good death. The domain perceived by family members as less important was “unawareness of death.” This is consistent with Steinhauser et al's20 finding that 96% of American patients emphasized “knowing what to expect about one's physical condition” achieves a good death. This is inconsistent with Tang et al's24 claims that in many traditional cultures (eg, most Asian countries and a few European cultures), in an effort to protect the patient from despair and a feeling of hopelessness, family caregivers often exclude patients from the process of information exchange. This is also in contrast to Miyashita et al's[18] and [25] findings, where many Japanese do not want to know the seriousness of their condition. Our findings could be explained by the other results of this study. The results indicated that the majority of participants had a high level of education. The other findings showed there is a negative correlation between level of education and “unawareness of death.” Since the majority of participants were well-educated, it can be concluded that they were less likely to view a good death as “unawareness of death.” This has also been found by Montazeri et al.26
The results showed that the family members' age was correlated with some aspects of a good death. Miyashita et al18 also found that the older the family member, the more positively he or she would look on the patient's death. They claimed that death at younger ages tended to be evaluated as a bad death. This could be explained by their earlier study, where they found that age and psychosocial maturity inversely related to death anxiety.27 Based on the results, level of education positively influenced some domains of a good death. There was a negative correlation between level of education and “unawareness of death,” with Montazeri et al26 finding that Iranian patients with a low level of education were more likely to not know the diagnosis.
Conclusion
According to the results of this study, providing a good death requires professional caregivers to be sensitive and pay attention to the preferences of each unique person's perceptions through her or his senses. This includes views, tastes, sounds, smells, and bodily contact. The ability of a dying person to see a sunset may seem petty but is important in providing high-quality care for people at the end of their lives. The same goes for the other senses. These circumstances deserve attention in all educational programs and especially in programs dealing with end-of-life care. In order to implement holistic care, caregivers must pay attention to patients' spiritual needs. Establishing a specific palliative care unit in a hospital and meeting each patient as a unique being and part of a family could be the best way to improve the quality of end-of-life care that is missing in Iran. It requires cultural preparation and public education through the media and by well-educated staff. Since demographic variables influenced the evaluation of a good death from the bereaved family members' perspective, public education needs different strategies.
Limitation
All data in this study were collected by use of self-report questionnaires. The dependence on self-report aspects in this study may have caused an overestimation of some of the findings due to variance, which is common in different methods. The respondents were predominantly female, which limits the generalization of the results for male respondents. Moreover, the convenience sample of Iranian bereaved family members, which is not representative of the entire Iranian population, could weaken the generalization of the findings. Further research is necessary to illuminate the concept of a good death as perceived by the general Iranian population.
References
1 I.M. Proot, H.H. Abu-Saad, H.F.J.M. Crebolder, K.A. Luker and G.A.M. Widdershoven, Vulnerability of family caregivers in terminal palliative care at home; balancing between burden and capacity, Scand J Caring Sci 17 (2003), pp. 113–121. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (53)
2 D.L. Patrick, R.A. Engelberg and J.R. Curtis, Evaluating the quality of dying and death, J Pain Symptom Manage 22 (2001), pp. 717–726. Article |
3 , Longman Dictionary of Contemporary English, Pearson Education, Canada (2003).
4 C.H. Griggs, Community nurses' perceptions of a good death: a qualitative exploratory study, Int J Palliat Nurs 16 (2010), pp. 140–149. View Record in Scopus | Cited By in Scopus (0)
5 J.E. Winland-Brown, Public's perceptions of a good death and assisted suicide, Issues Interdisc Care 3 (2001), pp. 137–144. View Record in Scopus | Cited By in Scopus (1)
6 E.K. Vig and R.A. Pearlman, Good and bad dying from the perspective of terminally ill men, Arch Intern Med 164 (2004), pp. 977–981. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (27)
7 S. Van der Greest, Dying peacefully: considering good death and bad death in Kwahu-Tafo, Ghana, Soc Sci Med 58 (2004), pp. 899–911.
8 K. Hattori, M.A. McCubbin and D.N. Ishida, Concept analysis of good death in the Japanese community, J Nurs Scholarsh 38 (2006), pp. 165–170. View Record in Scopus | Cited By in Scopus (9)
9 C.M. Ruland and S.M. Moore, Theory construction based on standards of care: a proposed theory of the peaceful end of life, Nurs Outlook 46 (1998), pp. 169–175. Article |
10 W. Kongsuwan and R.C. Locsin, Promoting peaceful death in the intensive care unit in Thailand, Int Nurs Rev 56 (2009), pp. 116–122. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (3)
11 M.A. Tayeb, E. Al-zamel, M.M. Fareed and H.A. Abouellail, A ”good death”: perspectives of Muslim patients and health care providers, Ann Saudi Med 30 (2010), pp. 215–221. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (1)
12 WHO www.who.Int/countries/en/#s (2008).
13 European Values Study Group and World Values Surveys Association, European and World Values Surveys, four-wave integrated data file, 1981–2004 http://www.worldvaluessurvey.org/services/index.html.
14 A. Ghavamzadeh and B. Bahar, Communication with the cancer patients in Iran, information and truth, Ann N Y Acad Sci 809 (1997), pp. 261–265. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (9)
15 Cancer Institute of Iran www.cancer-institute.ac.ir Access date is June 2010.
16 N. Sareming, Islamic teaching on death and practices toward the dying person, J Soc Sci Hum 3 (1997), pp. 75–91.
17 A. Sheikh, Death and dying: A Muslim perspective, J R Soc Med 91 (1998), pp. 138–140. View Record in Scopus | Cited By in Scopus (16)
18 M. Miyashita, T. Morita, K. Sato, K. Hirai, Y. Shima and Y. Uchitomi, Good Death Inventory: a measure for evaluating good death from the bereaved family members' perspective, J Pain Symptom Manage 35 (2008), pp. 486–498. Article |
19 H. Murata, Spiritual pain and its care in patients with terminal cancer: construction of a conceptual framework by philosophical approach, Palliat Support Care 1 (2003), pp. 15–21. View Record in Scopus | Cited By in Scopus (12)
20 K.E. Steinhauser, E.C. Clipp, M. McNeilly, N.A. Christakis, L.M. McIntyre and J.A. Tulsky, In search of a good death: observations of patients, families, and providers, Ann Intern Med 132 (2000), pp. 825–832. View Record in Scopus | Cited By in Scopus (372)
21 S. Iranmanesh, T. Haggstrom, K. Axelsson and S. Savenstedt, Swedish nurses' experiences of caring for dying people: a holistic approach, Holist Nurs Pract 23 (2009), pp. 243–252. View Record in Scopus | Cited By in Scopus (1)
22 N. Johnson, D. Cook, M. Giacomini and D. Willms, Towards a good death: end of life narratives constructed in an intensive care unit, Cult Med Psychiatry 24 (2000), pp. 275–295. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (17)
23 R.L. Beckstrand, L.C. Callister and K.T. Kirchhoff, Providing a ”good death”: critical care nurses' suggestions for improving end-of-life care, Am J Crit Care 15 (2006), pp. 38–45. View Record in Scopus | Cited By in Scopus (49)
24 S.T. Tang, T.W. Liu, M.S. Lai, L.N. Liu, C.H. Chen and S.L. Koong, Congruence of knowledge, experiences, and preferences for disclosure of diagnosis and prognosis between terminally-ill cancer patients and their family caregivers in Taiwan, Cancer Invest 24 (2006), pp. 360–366. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (21)
25 M. Miyashita, M. Sanjo, K. Morita and Y. Uchitomi, Good death in cancer care: a nationwide quantitative study, Ann Oncol 18 (2007), pp. 1090–1097. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (31)
26 A. Montazeri, A. Tavoli, M.A. Mohagheghi, R. Roshan and Z. Tavoli, Disclosure of cancer diagnosis and quality of life in cancer patients: should it be the same everywhere, BMC Cancer 9 (2009), pp. 1–21.
27 R.J. Russac, C. Gatliff, M. Reece and D. Spottswood, Death anxiety across the adult years: an examination of age and gender effects, J Death Stud 31 (2007), pp. 549–561. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (11)
Correspondence to: Habibollah Hosseini, Razi Faculty of Nursing and Midwifery, Kerman Medical University, Kerman, IranPhone: 00983413205220; Fax: 00983413205218
Original research
Sedigheh Iranmanesh PhDa, Habibollah Hosseini doctoral student, a,
Abstract
Improving end-of-life care demands that first you define what constitutes a good death for different cultures. This study was conducted to evaluate a good death concept from the Iranian bereaved family members' perspective. A descriptive, cross-sectional study was designed using a Good Death Inventory (GDI) questionnaire to evaluate 150 bereaved family members. Data were analyzed by SPSS. Based on the results, the highest scores belonged to the domains “being respected as an individual,” “natural death,” “religious and spiritual comfort,” and “control over the future.” The domain perceived by family members as less important was “unawareness of death.” Providing a good death requires professional caregivers to be sensitive and pay attention to the preferences of each unique person's perceptions. In order to implement holistic care, caregivers must be aware of patients' spiritual needs. Establishing a specific unit in a hospital and individually treating each patient as a valued family member could be the best way to improve the quality of end-of-life care that is missing in Iran.
Article Outline
From a review of different studies, the core quality of a good death varies among cultures. In a qualitative study, Griggs4 analyzed perceptions of a “good death” among community nurses in England. Nurses identified several key themes for a good death, such as: symptom control, patient choice, honesty, spirituality, interprofessional relationships, effective preparation, organization, and provision of seamless care. American researchers concluded that a good death involves respect for the individual's autonomy with open communication among family members.5 Vig and Pearlman6 also reported that “good death” has an individual meaning for Americans and does not have a consensual meaning. In Ghana, Van der Greest7 found that a good death is integrated with a peaceful death, meaning peace with others, being at peace with one's own life and soul, dying in the fullness of time, dying at home, and being surrounded by relatives. For the Japanese, Hattori et al.8 found that a good death is a multidimensional, individual experience based on personal and sociocultural domains of life that incorporate the person's past, present, and future. In Norway, Ruland and Moore9 conducted research on the theory of a peaceful end of life which has five major concepts: not being in pain, experience of comfort, experience of dignity/respect, being at peace, and closeness to significant others/persons who care. In Thailand, people commonly used “peaceful death” instead of “good death.” Kongsuwan and Locsin10 reported that Thai intensive care unit nurses perceived peaceful death as awareness of dying, creating a caring environment, and promoting end-of-life care. In Muslim society, Tayeb et al11 identified three domains related to a good death: religion and faith, self-esteem and personal image, and satisfaction about family security.
After reviewing these studies, we determined there is no universal definition of good death and it is based on sociocultural context. The subject of death and dying has a religious and sociocultural background, yet Iranian health-care providers mainly depend on Western references. Moreover, upon reviewing the literature in Iran, no published study related to defining the concept of “good death” was located. This descriptive study was thus designed to determine what constitutes a good death in the Iranian context.
Context
Iran is one of the most ancient world civilizations and part of the Middle East culture. The population is approximately 67 million, and of this 51% is less than 20 years old and 6.5% is 65 or older.12 The majority (99.4%) of the people in Iran consider themselves as religious,13 and religious beliefs strongly and explicitly deal with death.14
Iranians are familiar with death. Besides the Iran–Iraq war and natural disasters in recent years, the major causes (65%) of death among Iranians are heart disease, cancer, and accidents.15 Apart from chronic disease, accidents seem to be a significant cause of death among Iranian people. In Iran, the overall national curriculum for registered nursing education includes just a few hours of academic education about death. End-of-life care remains a new topic in the Iranian health-care system. Hospice care units, which are common in Western countries, are not available in Iran.
Most religions are represented in this country; however, Islam is the most prevalent. Sareming16 indicates that Muslims are taught that Allah gives birth and death. Allah determines the appointed term for every human. Only Allah knows when, where, and how a person will die. For a Muslim, death is the transition from the earthly form of existence to the next.17 Tayeb et al11 explained that Muslims prefer to approach death with a certainty that someone is there to prompt them with the Shahadah, reciting a chapter of the Quran, dying in a position facing Mecca, and dying in a holy place such as a mosque.
Method
Design
There was approval from the heads of hospitals prior to the collection of data. The study employed a descriptive design and was conducted in two hospitals that had oncology units in southeast Iran.
Participants
Referring to the hospitals' and patients' documents, 150 bereaved family members of patients who died within 1 year were identified. They were called by the researcher and asked to participate in this study.
Background Information
At first, a questionnaire was designed in order to obtain background information which was assumed to influence the good death concept. It included questions about gender, age, marital status, previous studies about death, and level of education.
Instruments
The good death concept was evaluated using the Good Death Inventory (GDI). The GDI was designed by Miyashita et al18 for evaluating a good death from the bereaved family members' perspective. This scale has 51 items. The items are graded from 1 to 7 (1 = strongly disagree to 7 = strongly agree). A factor analysis made by Miyashita et al18 on research made in a Japanese setting revealed that the questions could be divided into 18 domains: (1) physical and psychological comfort, (2) dying in a favorite place, (3) good relationship with medical staff, (4) maintaining hope and pleasure, (5) not being a burden to others, (6) good relationship with family, (7) physical and cognitive control, (8) environmental comfort, (9) being respected as an individual, (10) life completion, (11) natural death, (12) preparation for death, (13) role accomplishment and contributing to others, (14) unawareness of death, (15) fighting against cancer, (16) pride and beauty, (17) control over the future, and (18) religious and spiritual comfort.
For translation from English into Farsi, the standard forward–backward procedure was applied. Translation of the items and the response categories was independently performed by two professional translators, and then temporary versions were provided. Afterward they were back-translated into English, and after a careful cultural adaptation the final versions were provided. Translated questionnaires went through pilot testing. Suggestions by family members were combined into the final versions.
Reliability and validity
The translated scale was originally developed and tested in a Japanese cultural context, which is different from the research contexts, so the validity and reliability of both scales were rechecked. A factor analysis (rotated component matrix) on the results was done in order to examine the context validity of the GDI. The concession of the items was similar to the Japanese results, and 18 components were identified. The validity of the scale was assessed through a content validity discussion. Scholars of statistics and nursing care have reviewed the content of the scale from religious and cultural aspects of death and agreed upon a reasonable content validity. To reassess the reliability of the translated scale, alpha coefficients of internal consistency and 3-week test–retest coefficients (n = 30) of stability were computed. The alpha coefficient for GDI was 0.68. The 3-week test–retest coefficient of stability for the GDI was 0.79. Therefore, the translated scale presented an acceptable reliability.
Data Collection and Analysis
Accompanied by a letter including some information about the aim of the study, the questionnaires were handed out by the second author to 150 family members who were introduced by the matron of two hospitals over 2 months (May/June 2010) in southeast Iran. Some oral information about the study was also given by the third author. Participation in the study was voluntary and anonymous. We distributed 150 sets of questionnaires. In all collected data, 98% of all questions were answered. Data from the questionnaires were analyzed using the Statistical Package for Social Scientists (SPSS, Inc., Chicago, IL). A Kolmogorov-Smirnov test indicated that the data were sampled from a population with normal distribution. Descriptive statistics of the sample and measures that were computed included frequencies, means, and reliability. Cross-table analysis (Spearman's test) was used to examine relationships among demographic factors and scores on the GDI.
Results
Participants
A descriptive analysis of the background information revealed that the participants belonged to the age group of 16–68 years, with a mean age of 33 years, and were mainly female (81%). About 68% were married, and the majority had an academic degree. Regarding personal study about death, 36.9% had read some things about death previously.
Findings
Descriptive analysis indicated that the highest scores belonged to the domains “being respected as an individual” (mean = 6.55), “natural death” (mean = 6.36), “religious and spiritual comfort” (mean = 6.02), and “control over the future” (mean = 6.55) (Table 1).
The domains and the components perceived as important by bereaved family members were (1) physical and psychological comfort, (2) dying in a favorite place, (3) maintaining hope and pleasure, (5) not being a burden to others, (6) good relationship with family, (7) physical and cognitive control, (8) environmental comfort, and (9) life completion. The domain perceived by family members as less important was “unawareness of death” (mean = 3.05).
Significant differences were found between some domains of a good death and demographic characters of family members. Older participants were more likely to perceive a good death as “being respected as an individual” and “having good relationships with family members.” Among participants, those who had a higher level of education were more likely to view a good death as “being respected as an individual” and “pride and beauty.” There was a negative correlation between level of education and “unawareness of death” (Table 2).
Discussion
According to the factor analysis, 18 domains contributing to a good death were identified. However, the domains of the “good death” concept that were perceived as important by bereaved family members were similar to those in Japan. This finding thus indicates that these perceptions are foundational elements of a good death, regardless of ethnicity or cultural differences.
The results indicated that most family members are likely to view a good death as “being respected as an individual” and having “control over the future.” According to Murata,19 approaching death can cause a sense that life is meaningless and a loss of the patient's well-being founded on temporality, relationships, and autonomy. Providing a good death means that dying patients are able and allowed to participate in the same human interactions that are important throughout life and appreciating patients as unique and “whole persons,” not only as “diseases” or cases.20 It means supporting patients' well-being through positive stimulation, for example, offering beautiful views and tasty meals.21 A good death is also perceived by family members as “religious and spiritual comfort.” Ghavamzadeh and Bahar14 claimed that among Iranians religious beliefs strongly and explicitly deal with the fact of death. This finding reflects the result of Tayeb et al,11 who found that Muslims believe that death is closely linked to faith. They appreciated the importance of access to any needed spiritual or emotional support. Steinhauser et al.20 also found that 89% of American patients and 85% of their families emphasize that a good death is “being at peace with God” and “prayer.”
Participants perceived a good death as a “natural death.” Johnson et al22 claimed that death without “machines,” “tubes,” and “lines” is considered more dignified and aesthetically pleasing. Withdrawal or withholding of treatment of the highly invasive and technological sort is conceptualized as restoring patient dignity and, to a small degree, personhood.22 Many deaths were not considered “good” because of inherent problems within a culture of care that usually strives to prolong life and prevent death.23 Similarly, Miyashita et al18 reported that most Japanese view unnecessary life-prolonging treatments such as vasopressors, antibiotics, and artificial hydration as barriers to achieving a good death. The domain perceived by family members as less important was “unawareness of death.” This is consistent with Steinhauser et al's20 finding that 96% of American patients emphasized “knowing what to expect about one's physical condition” achieves a good death. This is inconsistent with Tang et al's24 claims that in many traditional cultures (eg, most Asian countries and a few European cultures), in an effort to protect the patient from despair and a feeling of hopelessness, family caregivers often exclude patients from the process of information exchange. This is also in contrast to Miyashita et al's[18] and [25] findings, where many Japanese do not want to know the seriousness of their condition. Our findings could be explained by the other results of this study. The results indicated that the majority of participants had a high level of education. The other findings showed there is a negative correlation between level of education and “unawareness of death.” Since the majority of participants were well-educated, it can be concluded that they were less likely to view a good death as “unawareness of death.” This has also been found by Montazeri et al.26
The results showed that the family members' age was correlated with some aspects of a good death. Miyashita et al18 also found that the older the family member, the more positively he or she would look on the patient's death. They claimed that death at younger ages tended to be evaluated as a bad death. This could be explained by their earlier study, where they found that age and psychosocial maturity inversely related to death anxiety.27 Based on the results, level of education positively influenced some domains of a good death. There was a negative correlation between level of education and “unawareness of death,” with Montazeri et al26 finding that Iranian patients with a low level of education were more likely to not know the diagnosis.
Conclusion
According to the results of this study, providing a good death requires professional caregivers to be sensitive and pay attention to the preferences of each unique person's perceptions through her or his senses. This includes views, tastes, sounds, smells, and bodily contact. The ability of a dying person to see a sunset may seem petty but is important in providing high-quality care for people at the end of their lives. The same goes for the other senses. These circumstances deserve attention in all educational programs and especially in programs dealing with end-of-life care. In order to implement holistic care, caregivers must pay attention to patients' spiritual needs. Establishing a specific palliative care unit in a hospital and meeting each patient as a unique being and part of a family could be the best way to improve the quality of end-of-life care that is missing in Iran. It requires cultural preparation and public education through the media and by well-educated staff. Since demographic variables influenced the evaluation of a good death from the bereaved family members' perspective, public education needs different strategies.
Limitation
All data in this study were collected by use of self-report questionnaires. The dependence on self-report aspects in this study may have caused an overestimation of some of the findings due to variance, which is common in different methods. The respondents were predominantly female, which limits the generalization of the results for male respondents. Moreover, the convenience sample of Iranian bereaved family members, which is not representative of the entire Iranian population, could weaken the generalization of the findings. Further research is necessary to illuminate the concept of a good death as perceived by the general Iranian population.
References
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2 D.L. Patrick, R.A. Engelberg and J.R. Curtis, Evaluating the quality of dying and death, J Pain Symptom Manage 22 (2001), pp. 717–726. Article |
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5 J.E. Winland-Brown, Public's perceptions of a good death and assisted suicide, Issues Interdisc Care 3 (2001), pp. 137–144. View Record in Scopus | Cited By in Scopus (1)
6 E.K. Vig and R.A. Pearlman, Good and bad dying from the perspective of terminally ill men, Arch Intern Med 164 (2004), pp. 977–981. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (27)
7 S. Van der Greest, Dying peacefully: considering good death and bad death in Kwahu-Tafo, Ghana, Soc Sci Med 58 (2004), pp. 899–911.
8 K. Hattori, M.A. McCubbin and D.N. Ishida, Concept analysis of good death in the Japanese community, J Nurs Scholarsh 38 (2006), pp. 165–170. View Record in Scopus | Cited By in Scopus (9)
9 C.M. Ruland and S.M. Moore, Theory construction based on standards of care: a proposed theory of the peaceful end of life, Nurs Outlook 46 (1998), pp. 169–175. Article |
10 W. Kongsuwan and R.C. Locsin, Promoting peaceful death in the intensive care unit in Thailand, Int Nurs Rev 56 (2009), pp. 116–122. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (3)
11 M.A. Tayeb, E. Al-zamel, M.M. Fareed and H.A. Abouellail, A ”good death”: perspectives of Muslim patients and health care providers, Ann Saudi Med 30 (2010), pp. 215–221. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (1)
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15 Cancer Institute of Iran www.cancer-institute.ac.ir Access date is June 2010.
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17 A. Sheikh, Death and dying: A Muslim perspective, J R Soc Med 91 (1998), pp. 138–140. View Record in Scopus | Cited By in Scopus (16)
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22 N. Johnson, D. Cook, M. Giacomini and D. Willms, Towards a good death: end of life narratives constructed in an intensive care unit, Cult Med Psychiatry 24 (2000), pp. 275–295. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (17)
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Correspondence to: Habibollah Hosseini, Razi Faculty of Nursing and Midwifery, Kerman Medical University, Kerman, IranPhone: 00983413205220; Fax: 00983413205218
Recognizing Depression in Patients with Cancer
How we do it

Article Outline
Data summarized in an excellent review by Pirl published in 2004 show that up to one in five Americans will experience depressive symptoms over the course of their lifetime and that approximately 10%–25% of cancer patients meet criteria for clinical depression.[1] and [2] As our ability to treat depression has improved over the years, thanks in great part to advances in pharmacology and behavioral therapies, it is now critically important to recognize and treat this debilitating disease in individuals with cancer.3 Evidence exists that untreated depression is associated with a worse overall survival for some cancer patients and, paradoxically, that up to half of patients with cancer and concurrent depression are undertreated or receive no treatment.[4], [5] and [6] Medical oncologists receive little or no formal training in psycho-oncology yet are often faced with patients who exhibit changes in mood and become progressively disabled by psychiatric symptoms. Methodical assessment and frequent inquiry may identify patients with cancer and depression.
Peeling Back the Onion: Sorting through Symptoms to Reach a Diagnosis
A diagnosis of cancer often precipitates intense emotions such as fear, sadness, and sometimes anger.2 Individuals who may never have given much thought to their own death are confronted with the very real possibility of a shortened life and future suffering. Roles and relationships shift, careers are interrupted, and daily routines may be sacrificed to make room for cancer treatment. Add to this the financial worries that often accompany a serious illness and it is not surprising that patients may require some level of professional guidance or intervention in order to cope with the crisis. As a quick rule of thumb, it takes about 3–4 weeks after diagnosis to adjust, and during that period it is quite normal for patients to experience intense feelings.7 Weissman and Worden, among the first psychiatrists to study distress in cancer patients, described an acute syndrome of distress over existential plight with the diagnosis and with a recurrence that lasts about 100 days.8 Most individuals, given time and adequate support, will find the inner resources to cope with distressing symptoms and find a new normal. Not all do however, and it is important for oncologists to inquire at regular intervals about how the patient is feeling and coping with illness. A recent study by Lo et al9 found that predictors of depressive symptoms in patients with solid tumors included younger age, antidepressant use at baseline, lower self-esteem and spiritual well-being, greater attachment anxiety, hopelessness, the physical burden of symptoms, and proximity to death.
To facilitate screening for emotional distress in the context of a diagnosis of cancer, the National Comprehensive Cancer Network (NCCN) established guidelines that provide a reproducible algorithm for triaging patients with a suspected depression to mental health professionals.10 These guidelines were updated in 2010 and are widely available.11 The consensus definition of distress in cancer is “a multifactorial, unpleasant emotional experience of a psychological (cognitive, behavioral, emotional), social, and/or spiritual nature that may interfere with the ability to cope effectively with cancer, its physical symptoms and its treatment. Distress extends along a continuum, ranging from common feelings of vulnerability, sadness, and fears to problems that can become disabling, such as depression, anxiety, panic, social isolation, and existential and spiritual crisis.”10 By framing distress as a very broad concept, the guidelines separate the broad gamut of normal emotions from the distinct psychiatric syndromes of anxiety and depression which require specialized professional interventions.12
Distress may be a normal response to a threat or crisis, but depressive symptoms should alert the clinician that something more serious is going on. The appearance of persistent symptoms of dysphoria, hopelessness, helplessness, loss of self-esteem, feelings of worthlessness, and suicidal ideation indicates a psychiatric illness.13 The DSM-IV defines a major depressive episode as experiencing either dysphoria or anhedonia in addition to at least five somatic symptoms for at least 2 weeks.14 These somatic symptoms may well overlap with those experienced by patients as a direct result of their cancer or its treatment. Among these are changes in appetite, weight, or sleep; fatigue; loss of energy; and a diminished ability to think or concentrate. The challenge for clinicians is to tease apart the physiologic consequences of disease and side effects of medications from those due to profound and disabling psychiatric syndromes.
Many symptoms caused by cancer itself can be confused with neurovegetative symptoms of depression. Pain is known to modulate the reporting of symptoms; fatigue and weight changes are often secondary to cancer treatment or the illness itself. Patients often feel fatigued due to the heightened metabolic state present when there is a high burden of disease, and cytokines elevated in malignancy have been shown to cause fatigue and appetite suppression. There is a growing literature regarding the development of aberrant sleep patterns in patients with cancer, which can be mistaken for depressive daytime somnolence or insomnia.[15], [16], [17] and [18] Some cancers themselves are associated with a higher risk of depressive symptoms, including pancreatic cancer and cancers of the head and neck.[19], [20] and [21] Chemotherapy can also induce fatigue, insomnia, and anhedonia, as can the steroids often used concomitantly with chemotherapeutic or biologic agents. Interferon-alpha, used to treat melanoma and renal cell cancer, has been associated with depression in 3%–40% of patients; and there is a 5% rate of suicidal thoughts.22
Cancer patients exhibit a range of coping styles and varying degrees of emotional resiliency. If a patient is able to process his or her emotional responses to the physical threat of a diagnosis and becomes mobilized in such a way that he or she obtains useful information and is able to prioritize concerns, obtain social support, and move toward a coherent treatment plan, one can easily assume that he or she is coping well.23 On the other hand, if the patient appears unable to make a decision about treatment, avoids addressing or discussing important issues, and retreats from family, friends, and/or the medical team, one can infer that he or she is having trouble coping and could benefit from a referral to a mental health professional for evaluation.23 Known risk factors for poor coping and for developing depression include social isolation, use of few coping strategies, a history of recent losses or multiple obligations, inflexible coping strategies, the presence of pain, and socioeconomic pressures.[8] and [23] In extreme cases, patients may resort to deferring decisions or simply denying the problem.
Keep in mind there may also be cultural or personal barriers that interfere with a timely and accurate diagnosis of depression.12 Many families believe strongly in the “power of positive thinking” and need to feel that their family member is a “fighter.” This type of encouragement may at times be helpful for a patient, but it may not leave a safe opening for the expression of fear, pain, or depressed mood. If the matriarch or patriarch of the family has supported everyone else through the difficulties in their lives, she or he may not feel able to show weakness and seek help for depression. This can be a difficult patient to diagnose as the only clue to suffering may be easy to miss. In fact, if there are very few questions or complaints when there is clear physical suffering, one needs to worry that the patient is unable to express his or her deep concerns. The clinician who spots this situation early on may be able to lead the patient in the direction of expressing his or her feelings by suggesting that others in similar situations also experience stress or sadness. Finding a private time to talk, away from family members, may also provide a more comfortable environment for a candid conversation.
If we think of the disease trajectory as a marathon, then we can learn to recognize certain landmarks along the course and remember that these pose enormous challenges to patients. In addition to receiving the initial diagnosis, the period of active treatment, the conclusion of active treatment, and the time of disease recurrence pose specific challenges and precipitate intense emotions. Disease recurrence is a time of great anxiety when there is a need to plan for future treatment and an upheaval of the timeline a patient may have made.24
Should the Oncologist Offer Treatment for Depression?
Oncologists assume an important role in the medical care of their patients and often initiate or modify treatments for other medical conditions. If a patient develops hypertension or diabetes during or as a direct consequence of treatment, most oncologists feel comfortable starting medication and may then comanage the patient with internists. Primary care physicians and oncologists are typically familiar with a few basic antidepressants, and many are willing to prescribe these for patients who meet the diagnostic criteria for depression, especially since it takes weeks to achieve adequate therapeutic levels for many of these drugs. Recognizing the presence of depression is thus a key diagnostic intervention.
Several efforts have been made to develop self-report screening inventories that can improve the accuracy and efficiency of detection of depressive symptoms and are brief enough to administer in the setting of an office visit. Some tools have been validated and correlate well with more detailed inventories, although the gold standard remains the detailed psychiatric interview.25 A single-item interview screening proposed by Chochinov et al25 years ago performs as well as or better than longer instruments and is remarkably simple to remember. Asking patients “Are you depressed?” in a brief screening interview correctly identified the eventual diagnostic outcome of every patient in initial studies and has been adopted broadly by oncologists and palliative care clinicians caring for patients who are terminally ill.
We support immediate referral to a psychiatrist for any patient who exhibits symptoms of depression, and there is universal agreement that any person who may be suicidal should be referred immediately for urgent psychiatric evaluation. In practice, however, there are two main barriers to successful referrals for those who may be considered to be “managing” and not considered at risk for suicide: Patients are sometimes resistant to or reluctant to accept a recommendation for referral, and the shortage of mental health professionals trained in psycho-oncology limits quick access. It is, therefore, not surprising that cancer clinicians often initiate pharmacologic therapy for depression and provide emotional support to patients and families. Kadan-Lottick and colleagues5 reported that although 90% of patients agreed that they were willing to receive treatment for emotional distress associated with their cancer diagnosis, only 28% accessed treatment. Approximately 55% of the patients diagnosed in that study with major psychiatric disorders did not access treatment. It has been our experience that oncologists are often willing to initiate pharmacologic therapy while the patient is waiting for an appointment with a specialist.
The most frequently prescribed antidepressant medications are the selective serotonin reuptake inhibitors (SSRIs). Frequently, the choice of antidepressant is based on the side-effect profile of a particular medication as there are many effective options, none of which appears to be significantly more efficacious than the others.7 Antidepressants considered to be sedating may not be the preferred option for patients who have significant neurovegetative symptoms including fatigue and low energy. Conversely, antidepressants that cause anorexia and insomnia are poor options for patients experiencing sleepless nights and continued weight loss. Options for more activating antidepressants include sertraline, escitalopram, bupropion, and venlafaxine, while more sedating antidepressant medications include paroxetine and mirtazapine.7 Methylphenidate, a drug frequently used to treat attention-deficit/hyperactivity disorder, has been very effective in patients with low energy and anorexia.[26] and [27] Starting at a low dose in the morning, especially in the elderly, helps to minimize tachycardia and sleeplessness, which can be unwanted side effects of this medication. Lastly, a key point when choosing a medication is the potential for drug–drug interactions. Multiple antidepressants, including paroxetine, fluoxetine, fluvoxamine, and bupropion, interact with the cytochrome P-450 2D6 system, making them more likely to interact with medications commonly used in oncology.28 One example of this potential for interaction occurs with tamoxifen, which is metabolized into its active form, endoxifen, by the cytochrome P-450 2D6 system. It may not be available in adequate concentrations in the setting of antidepressant medications like paroxetine, an inhibitor of cytochrome P-450 2D6. Whether this ultimately influences the efficacy of anticancer treatment is still under investigation.
While psychotherapy is outside the scope of most practicing oncologists, it may be helpful to provide patients with some guidance about the range of available therapies. Individuals may express a clear preference for nonpharmacologic treatments, so it is important for cancer clinicians to familiarize themselves with a few such options. These include cognitive behavioral therapy (CBT), intensive psychotherapy, and group therapy. These interventions can aid patients in reducing anxiety and in strengthening their personal coping mechanisms. Studies to rigorously evaluate the efficacy of these interventions have been challenging to complete because of the lack of a “gold standard” definition of depression in cancer, no consensus on an appropriate length of treatment, no clear way to monitor compliance with a given therapy, and varied definitions of appropriate end points.12 Despite the challenges, several meta-analyses have been compiled to sort through the data. The more commonly referenced meta-analyses have included thousands of patients undergoing nonpharmacologic interventions ranging from individual psychotherapy to group therapy as far back as 1954.[29], [30], [31], [32], [33] and [34] None of the interventions indicate that any particular therapy is more clearly beneficial than another.
CBT has received recent attention and appears to be a good option for many cancer patients with depression. A review by Williams and Dale in the British Journal of Cancer in 200633 outlines 10 studies focusing on the use of CBT in cancer patients with mixed results. Of these, only two found CBT to be ineffective, whereas the rest demonstrated some benefit in reduction of depressive symptoms and improvement in quality of life for patients with a wide assortment of primary malignancies. Most found early improvement in symptoms but not necessarily long-term persistence of the initial positive effects. Group therapy has also been thoroughly studied in depression in cancer patients since Spiegel's landmark study in the late 1980s and has been shown to decrease anxiety, depression, and pain and to increase effective coping.[34], [35], [36], [37], [38] and [39] Many patients report positive experiences in support groups, but others express an intuitive fear that listening to other patients' concerns and negative thoughts will impair their own overall mood and outlook. Not all patients feel comfortable expressing their personal fears, doubts, and frustrations with a group of relative strangers. Any of these concerns is a sufficient reason to advise more personalized attention in a private therapy session with a specialist. Choosing between individual psychotherapy, group, and family therapy can be construed as another aspect of providing truly “personalized” cancer care.
A substantial number of patients worldwide turn to complementary and alternative therapies for the treatment of cancer and cancer-related symptoms.[40], [41] and [42] Estimates of the prevalence of complementary and alternative therapy use vary widely due to differences in definitions and inaccuracies in self-reporting and patient selection. There are emerging data that up to 60%–80% of cancer patients avail themselves of some form of alternative therapy at some point in the trajectory of their disease.42 This number varies widely, likely because the definition of “complementary and alternative therapies” is so broad and can include prayer, use of herbal medications, acupuncture, and meditation. In one study of early-stage breast cancer patients, the use of alternative medicine was significantly associated with patients experiencing depressive symptoms, heightened fear of recurrence, greater physical symptoms, and poor sexual satisfaction.42 At 1 year, all patients, both those using complementary and alternative therapies and those using traditional methods of care, experienced an improvement in quality of life.
For patients who do not meet the criteria for clinical depression and have no interest in or access to support groups, it is worth remembering there are other interventions that can facilitate adjustment and diminish symptoms of anxiety. Expressive writing, music, or art therapy and other activity-based therapies may provide the necessary vehicles for self-expression.
Conclusion
Depression clearly affects patients with cancer, and establishing the depression diagnosis is the first step toward progress in treatment. Despite the challenges, diagnosis is possible by establishing that the symptoms of depression are negatively impacting patients' abilities to cope with their circumstances and maintain balance in their lives. It is critical not only to make the diagnosis of depression but also to strongly encourage patients to seek treatment, either through pharmacologic or nonpharmacologic means. While we make every effort to eradicate our patients' malignancies, we owe it to them to work just as diligently to improve their daily lives by treating associated depression.
References2
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2 J.S. McDaniel, D.L. Musselman, M.R. Porter, D.A. Reed and C.B. Nemeroff, Depression in patients with cancer: diagnosis, biology, and treatment, Arch Gen Psychiatry 52 (1995), pp. 89–99. View Record in Scopus | Cited By in Scopus (339)
3 R.W. Trijsburg, F.C.E. Van Knippenberg and S.E. Rijpma, Effects of psychological treatments on cancer patients: a critical review, Psychosom Med 54 (1992), pp. 489–517. View Record in Scopus | Cited By in Scopus (171)
4 A. Gruneir, T.F. Smith, J. Hirdes and R. Cameron, Depression in patients with advanced illness: an examination of Ontario complex continuing care using the minimum data set 2.0, Palliat Support Care 3 (2005), pp. 99–105. View Record in Scopus | Cited By in Scopus (6)
5 N.S. Kadan-Lottick, L.C. Vanderwerker, S.D. Block, B. Zhang and H.G. Prigerson, Psychiatric disorders and mental health service use in patients with advanced cancer: a report from the Coping with Cancer Study, Cancer 104 (2005), pp. 2872–2881. View Record in Scopus | Cited By in Scopus (57)
6 J.L. Steel, D.A. Geller, T.C. Gamblin, M.C. Olek and B.I. Carr, Depression, immunity, and survival in patients with hepatobiliary carcinoma, J Clin Oncol 25 (2007), pp. 4526–4527.
7 W. Pirl, Depression, anxiety, and fatigue. In: B. Chabner, J. Lynch and D. Longo, Editors, Harrison's Manual of Oncology, McGraw-Hill, New York (2008), pp. 190–196.
8 A. Weissman and J. Worden, The existential plight in cancer: significance of the first 100 days, Psychiatr Med 7 (1976), pp. 1–15.
9 C. Lo, C. Zimmermann and A. Rydall et al., Longitudinal study of depressive symptoms in patients with metastatic gastrointestinal and lung cancer, J Clin Oncol 28 (18) (2010), pp. 3084–3089. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (2)
10 National Comprehensive Cancer Network, NCCN practice guidelines for the management of psychosocial distress, Oncology (Williston Park) 13 (1999), pp. 113–147.
11 National Comprehensive Cancer Network, NCCN clinical practice guidelines in oncology, Distress management (2010) V.1. www.nccn.org.
12 M. Fisch, Treatment of depression in cancer, J Natl Cancer Inst Monogr 32 (2004), pp. 105–111. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (45)
13 H.T. Mermelstein and L. Lesko, Depression in patients with cancer, Psychooncology 1 (1992), pp. 199–215. Full Text via CrossRef
14 American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th ed.), American Psychiatric Association, Washington DC (1994).
15 M.L. Chen, C.T. Yu and C.H. Yang, Sleep disturbances and quality of life in lung cancer patients undergoing chemotherapy, Lung Cancer 62 (2008), pp. 391–400. Article |
16 J. Savard, S. Simard and J. Blanchet et al., Prevalence, clinical characteristics, and risk factors for insomnia in the context of breast cancer, Sleep 24 (2001), pp. 583–590. View Record in Scopus | Cited By in Scopus (81)
17 J. Savard and C.M. Morin, Insomnia in the context of cancer: a review of a neglected problem, J Clin Oncol 19 (2001), pp. 895–908. View Record in Scopus | Cited By in Scopus (147)
18 O.G. Palesh, J.A. Roscoe, K.M. Mustian, T. Roth, J. Savard, S. Ancoli-Israel, C. Heckler, J.Q. Purnell, M.C. Janelsins and G.R. Morrow, Prevalence, demographics, and psychological associations of sleep disruption in patients with cancer: University of Rochester Cancer Center–Community Clinical Oncology Program, J Clin Oncol 28 (2010), pp. 292–298. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (7)
19 I. Fras, E.M. Litin and J.S. Pearson, Comparison of psychiatric symptoms in carcinoma of the pancreas with those in some other intraabdominal neoplasms, Am J Psychiatry 123 (1967), pp. 1553–1562. View Record in Scopus | Cited By in Scopus (38)
20 R.T. Joffe, D.R. Rubinow, K.D. Denicoff, M. Maher and W.F. Sindelar, Depression and carcinoma of the pancreas, Gen Hosp Psychiatry 8 (1986), pp. 241–245. Article |
21 R.P. Morton, A.D.M. Davies, J. Baker, G.A. Baker and P.M. Stell, Quality of life in treated head and neck cancer patients: a preliminary report, Clin Otolaryngol 9 (1984), pp. 181–185. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (59)
22 , Micromedex 2.0. DrugPoint summary, interferon alfa-2b http://www.micromedex.com/2 Accessed July 1, 2010.
23 D. Spiegel, A 43-year-old woman coping with cancer, JAMA 281 (4) (1999), pp. 371–377.
24 D.F. Cella, S.M. Mahon and M.I. Donovan, Cancer recurrence as a traumatic event, Behav Med 16 (1990), pp. 15–22. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (126)
25 H.M. Chochinov, K.G. Wilson, M. Enns and S. Lander, “Are you depressed?”: Screening for depression in the terminally ill, Am J Psychiatry 154 (1997), pp. 674–676. View Record in Scopus | Cited By in Scopus (225)
26 E. Bruera, L. Driver and E. Barnes et al., Patient controlled methylphenidate for cancer-related fatigue: a preliminary report, Proc Annu Meet Am Soc Clin Oncol 22 (2003), p. 737.
27 J. Homsi, K.A. Nelson and N. Sarhill et al., A phase II study of methylphenidate for depression in advanced cancer, Am J Hosp Palliat Care 18 (2001), pp. 403–407. View Record in Scopus | Cited By in Scopus (49)
28 G.R. Kalash, Psychotropic drug metabolism in the cancer patient: clinical aspects of management of potential drug interactions, Psychooncology 7 (1998), pp. 307–320. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (4)
29 E.C. Devine and S.K. Westlake, The effects of psychoeducational care provided by adults with cancer: meta-analysis of 116 studies, Oncol Nurs Forum 22 (1995), pp. 1369–1381. View Record in Scopus | Cited By in Scopus (192)
30 T.J. Meyer and M.M. Mark, Effects of psychosocial interventions with adult cancer patients: a meta-analysis of randomized experiments, Health Psychol 14 (1995), pp. 101–108. Abstract |
31 S.A. Newell, R.W. Sanson-Fisher and N.J. Savolainen, Systematic review of psychological therapies for cancer patients: overview and recommendations for the future, J Natl Cancer Inst 94 (2002), pp. 558–584. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (201)
32 T. Sheard and P. Maguire, The effect of psychological interventions on anxiety and depression in cancer patients; results of two meta-analyses, Br J Cancer 80 (1999), pp. 1770–1780. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (210)
33 S. Williams and J. Dale, The effectiveness of treatment for depression/depressive symptoms in adults with cancer: a systematic review, Br J Cancer 94 (2006), pp. 372–390. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (60)
34 D. Spiegel, J.R. Bloom, H.C. Kraemer and E. Gottheil, Effect of psychosocial treatment on survival of patients with metastatic breast cancer, Lancet 2 (1989), pp. 888–891. Article |
35 L.F. Berkman and S.L. Syme, Social networks, host resistence, and mortality: a nine year follow-up study of Alameda County residents, Am J Epidemiol 109 (1979), pp. 186–204. View Record in Scopus | Cited By in Scopus (1297)
36 D.P. Funch and J. Marshall, The role of stress, social support and age in survival from breast cancer, J Psychosom Res 27 (1983), pp. 77–83. Abstract |
37 D.C. Ganster and B. Victor, The impact of social support on mental and physical health, Br J Med Psychol 61 (1988), pp. 17–36. View Record in Scopus | Cited By in Scopus (17)
38 F.I. Fawzy, N. Cousins, N.W. Fawzy, M.E. Kemeny, R. Elashoff and D. Morton, A structured psychiatric intervention for cancer patients: I: Changes over time in methods of coping and affective disturbance, Arch Gen Psychiatry 47 (1990), pp. 720–725. View Record in Scopus | Cited By in Scopus (331)
39 D. Spiegel and J.R. Bloom, Group therapy and hypnosis reduce metastatic breast carcinoma pain, Psychosom Med 45 (1983), pp. 333–339. View Record in Scopus | Cited By in Scopus (192)
40 T. Gansler, C. Kaw, C. Crammer and T. Smith, A population-based study of prevalence of complementary methods use by cancer survivors: a report from the American Cancer Society's studies of cancer survivors, Cancer 113 (2008), pp. 1048–1057. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (13)
41 M.A. Richardson, T. Sanders, J.L. Palmer, A. Greisinger and S.E. Singletary, Complementary/alternative medicine use in a comprehensive cancer center and the implications for oncology, J Clin Oncol 18 (13) (2000), pp. 2505–2514. View Record in Scopus | Cited By in Scopus (407)
42 H.J. Burstein, S. Gelber, E. Guadagnoli and J.C. Weeks, Use of alternative medicine by women with early-stage breast cancer, N Engl J Med 340 (22) (1999), pp. 1733–1739. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (352)
How we do it

Article Outline
Data summarized in an excellent review by Pirl published in 2004 show that up to one in five Americans will experience depressive symptoms over the course of their lifetime and that approximately 10%–25% of cancer patients meet criteria for clinical depression.[1] and [2] As our ability to treat depression has improved over the years, thanks in great part to advances in pharmacology and behavioral therapies, it is now critically important to recognize and treat this debilitating disease in individuals with cancer.3 Evidence exists that untreated depression is associated with a worse overall survival for some cancer patients and, paradoxically, that up to half of patients with cancer and concurrent depression are undertreated or receive no treatment.[4], [5] and [6] Medical oncologists receive little or no formal training in psycho-oncology yet are often faced with patients who exhibit changes in mood and become progressively disabled by psychiatric symptoms. Methodical assessment and frequent inquiry may identify patients with cancer and depression.
Peeling Back the Onion: Sorting through Symptoms to Reach a Diagnosis
A diagnosis of cancer often precipitates intense emotions such as fear, sadness, and sometimes anger.2 Individuals who may never have given much thought to their own death are confronted with the very real possibility of a shortened life and future suffering. Roles and relationships shift, careers are interrupted, and daily routines may be sacrificed to make room for cancer treatment. Add to this the financial worries that often accompany a serious illness and it is not surprising that patients may require some level of professional guidance or intervention in order to cope with the crisis. As a quick rule of thumb, it takes about 3–4 weeks after diagnosis to adjust, and during that period it is quite normal for patients to experience intense feelings.7 Weissman and Worden, among the first psychiatrists to study distress in cancer patients, described an acute syndrome of distress over existential plight with the diagnosis and with a recurrence that lasts about 100 days.8 Most individuals, given time and adequate support, will find the inner resources to cope with distressing symptoms and find a new normal. Not all do however, and it is important for oncologists to inquire at regular intervals about how the patient is feeling and coping with illness. A recent study by Lo et al9 found that predictors of depressive symptoms in patients with solid tumors included younger age, antidepressant use at baseline, lower self-esteem and spiritual well-being, greater attachment anxiety, hopelessness, the physical burden of symptoms, and proximity to death.
To facilitate screening for emotional distress in the context of a diagnosis of cancer, the National Comprehensive Cancer Network (NCCN) established guidelines that provide a reproducible algorithm for triaging patients with a suspected depression to mental health professionals.10 These guidelines were updated in 2010 and are widely available.11 The consensus definition of distress in cancer is “a multifactorial, unpleasant emotional experience of a psychological (cognitive, behavioral, emotional), social, and/or spiritual nature that may interfere with the ability to cope effectively with cancer, its physical symptoms and its treatment. Distress extends along a continuum, ranging from common feelings of vulnerability, sadness, and fears to problems that can become disabling, such as depression, anxiety, panic, social isolation, and existential and spiritual crisis.”10 By framing distress as a very broad concept, the guidelines separate the broad gamut of normal emotions from the distinct psychiatric syndromes of anxiety and depression which require specialized professional interventions.12
Distress may be a normal response to a threat or crisis, but depressive symptoms should alert the clinician that something more serious is going on. The appearance of persistent symptoms of dysphoria, hopelessness, helplessness, loss of self-esteem, feelings of worthlessness, and suicidal ideation indicates a psychiatric illness.13 The DSM-IV defines a major depressive episode as experiencing either dysphoria or anhedonia in addition to at least five somatic symptoms for at least 2 weeks.14 These somatic symptoms may well overlap with those experienced by patients as a direct result of their cancer or its treatment. Among these are changes in appetite, weight, or sleep; fatigue; loss of energy; and a diminished ability to think or concentrate. The challenge for clinicians is to tease apart the physiologic consequences of disease and side effects of medications from those due to profound and disabling psychiatric syndromes.
Many symptoms caused by cancer itself can be confused with neurovegetative symptoms of depression. Pain is known to modulate the reporting of symptoms; fatigue and weight changes are often secondary to cancer treatment or the illness itself. Patients often feel fatigued due to the heightened metabolic state present when there is a high burden of disease, and cytokines elevated in malignancy have been shown to cause fatigue and appetite suppression. There is a growing literature regarding the development of aberrant sleep patterns in patients with cancer, which can be mistaken for depressive daytime somnolence or insomnia.[15], [16], [17] and [18] Some cancers themselves are associated with a higher risk of depressive symptoms, including pancreatic cancer and cancers of the head and neck.[19], [20] and [21] Chemotherapy can also induce fatigue, insomnia, and anhedonia, as can the steroids often used concomitantly with chemotherapeutic or biologic agents. Interferon-alpha, used to treat melanoma and renal cell cancer, has been associated with depression in 3%–40% of patients; and there is a 5% rate of suicidal thoughts.22
Cancer patients exhibit a range of coping styles and varying degrees of emotional resiliency. If a patient is able to process his or her emotional responses to the physical threat of a diagnosis and becomes mobilized in such a way that he or she obtains useful information and is able to prioritize concerns, obtain social support, and move toward a coherent treatment plan, one can easily assume that he or she is coping well.23 On the other hand, if the patient appears unable to make a decision about treatment, avoids addressing or discussing important issues, and retreats from family, friends, and/or the medical team, one can infer that he or she is having trouble coping and could benefit from a referral to a mental health professional for evaluation.23 Known risk factors for poor coping and for developing depression include social isolation, use of few coping strategies, a history of recent losses or multiple obligations, inflexible coping strategies, the presence of pain, and socioeconomic pressures.[8] and [23] In extreme cases, patients may resort to deferring decisions or simply denying the problem.
Keep in mind there may also be cultural or personal barriers that interfere with a timely and accurate diagnosis of depression.12 Many families believe strongly in the “power of positive thinking” and need to feel that their family member is a “fighter.” This type of encouragement may at times be helpful for a patient, but it may not leave a safe opening for the expression of fear, pain, or depressed mood. If the matriarch or patriarch of the family has supported everyone else through the difficulties in their lives, she or he may not feel able to show weakness and seek help for depression. This can be a difficult patient to diagnose as the only clue to suffering may be easy to miss. In fact, if there are very few questions or complaints when there is clear physical suffering, one needs to worry that the patient is unable to express his or her deep concerns. The clinician who spots this situation early on may be able to lead the patient in the direction of expressing his or her feelings by suggesting that others in similar situations also experience stress or sadness. Finding a private time to talk, away from family members, may also provide a more comfortable environment for a candid conversation.
If we think of the disease trajectory as a marathon, then we can learn to recognize certain landmarks along the course and remember that these pose enormous challenges to patients. In addition to receiving the initial diagnosis, the period of active treatment, the conclusion of active treatment, and the time of disease recurrence pose specific challenges and precipitate intense emotions. Disease recurrence is a time of great anxiety when there is a need to plan for future treatment and an upheaval of the timeline a patient may have made.24
Should the Oncologist Offer Treatment for Depression?
Oncologists assume an important role in the medical care of their patients and often initiate or modify treatments for other medical conditions. If a patient develops hypertension or diabetes during or as a direct consequence of treatment, most oncologists feel comfortable starting medication and may then comanage the patient with internists. Primary care physicians and oncologists are typically familiar with a few basic antidepressants, and many are willing to prescribe these for patients who meet the diagnostic criteria for depression, especially since it takes weeks to achieve adequate therapeutic levels for many of these drugs. Recognizing the presence of depression is thus a key diagnostic intervention.
Several efforts have been made to develop self-report screening inventories that can improve the accuracy and efficiency of detection of depressive symptoms and are brief enough to administer in the setting of an office visit. Some tools have been validated and correlate well with more detailed inventories, although the gold standard remains the detailed psychiatric interview.25 A single-item interview screening proposed by Chochinov et al25 years ago performs as well as or better than longer instruments and is remarkably simple to remember. Asking patients “Are you depressed?” in a brief screening interview correctly identified the eventual diagnostic outcome of every patient in initial studies and has been adopted broadly by oncologists and palliative care clinicians caring for patients who are terminally ill.
We support immediate referral to a psychiatrist for any patient who exhibits symptoms of depression, and there is universal agreement that any person who may be suicidal should be referred immediately for urgent psychiatric evaluation. In practice, however, there are two main barriers to successful referrals for those who may be considered to be “managing” and not considered at risk for suicide: Patients are sometimes resistant to or reluctant to accept a recommendation for referral, and the shortage of mental health professionals trained in psycho-oncology limits quick access. It is, therefore, not surprising that cancer clinicians often initiate pharmacologic therapy for depression and provide emotional support to patients and families. Kadan-Lottick and colleagues5 reported that although 90% of patients agreed that they were willing to receive treatment for emotional distress associated with their cancer diagnosis, only 28% accessed treatment. Approximately 55% of the patients diagnosed in that study with major psychiatric disorders did not access treatment. It has been our experience that oncologists are often willing to initiate pharmacologic therapy while the patient is waiting for an appointment with a specialist.
The most frequently prescribed antidepressant medications are the selective serotonin reuptake inhibitors (SSRIs). Frequently, the choice of antidepressant is based on the side-effect profile of a particular medication as there are many effective options, none of which appears to be significantly more efficacious than the others.7 Antidepressants considered to be sedating may not be the preferred option for patients who have significant neurovegetative symptoms including fatigue and low energy. Conversely, antidepressants that cause anorexia and insomnia are poor options for patients experiencing sleepless nights and continued weight loss. Options for more activating antidepressants include sertraline, escitalopram, bupropion, and venlafaxine, while more sedating antidepressant medications include paroxetine and mirtazapine.7 Methylphenidate, a drug frequently used to treat attention-deficit/hyperactivity disorder, has been very effective in patients with low energy and anorexia.[26] and [27] Starting at a low dose in the morning, especially in the elderly, helps to minimize tachycardia and sleeplessness, which can be unwanted side effects of this medication. Lastly, a key point when choosing a medication is the potential for drug–drug interactions. Multiple antidepressants, including paroxetine, fluoxetine, fluvoxamine, and bupropion, interact with the cytochrome P-450 2D6 system, making them more likely to interact with medications commonly used in oncology.28 One example of this potential for interaction occurs with tamoxifen, which is metabolized into its active form, endoxifen, by the cytochrome P-450 2D6 system. It may not be available in adequate concentrations in the setting of antidepressant medications like paroxetine, an inhibitor of cytochrome P-450 2D6. Whether this ultimately influences the efficacy of anticancer treatment is still under investigation.
While psychotherapy is outside the scope of most practicing oncologists, it may be helpful to provide patients with some guidance about the range of available therapies. Individuals may express a clear preference for nonpharmacologic treatments, so it is important for cancer clinicians to familiarize themselves with a few such options. These include cognitive behavioral therapy (CBT), intensive psychotherapy, and group therapy. These interventions can aid patients in reducing anxiety and in strengthening their personal coping mechanisms. Studies to rigorously evaluate the efficacy of these interventions have been challenging to complete because of the lack of a “gold standard” definition of depression in cancer, no consensus on an appropriate length of treatment, no clear way to monitor compliance with a given therapy, and varied definitions of appropriate end points.12 Despite the challenges, several meta-analyses have been compiled to sort through the data. The more commonly referenced meta-analyses have included thousands of patients undergoing nonpharmacologic interventions ranging from individual psychotherapy to group therapy as far back as 1954.[29], [30], [31], [32], [33] and [34] None of the interventions indicate that any particular therapy is more clearly beneficial than another.
CBT has received recent attention and appears to be a good option for many cancer patients with depression. A review by Williams and Dale in the British Journal of Cancer in 200633 outlines 10 studies focusing on the use of CBT in cancer patients with mixed results. Of these, only two found CBT to be ineffective, whereas the rest demonstrated some benefit in reduction of depressive symptoms and improvement in quality of life for patients with a wide assortment of primary malignancies. Most found early improvement in symptoms but not necessarily long-term persistence of the initial positive effects. Group therapy has also been thoroughly studied in depression in cancer patients since Spiegel's landmark study in the late 1980s and has been shown to decrease anxiety, depression, and pain and to increase effective coping.[34], [35], [36], [37], [38] and [39] Many patients report positive experiences in support groups, but others express an intuitive fear that listening to other patients' concerns and negative thoughts will impair their own overall mood and outlook. Not all patients feel comfortable expressing their personal fears, doubts, and frustrations with a group of relative strangers. Any of these concerns is a sufficient reason to advise more personalized attention in a private therapy session with a specialist. Choosing between individual psychotherapy, group, and family therapy can be construed as another aspect of providing truly “personalized” cancer care.
A substantial number of patients worldwide turn to complementary and alternative therapies for the treatment of cancer and cancer-related symptoms.[40], [41] and [42] Estimates of the prevalence of complementary and alternative therapy use vary widely due to differences in definitions and inaccuracies in self-reporting and patient selection. There are emerging data that up to 60%–80% of cancer patients avail themselves of some form of alternative therapy at some point in the trajectory of their disease.42 This number varies widely, likely because the definition of “complementary and alternative therapies” is so broad and can include prayer, use of herbal medications, acupuncture, and meditation. In one study of early-stage breast cancer patients, the use of alternative medicine was significantly associated with patients experiencing depressive symptoms, heightened fear of recurrence, greater physical symptoms, and poor sexual satisfaction.42 At 1 year, all patients, both those using complementary and alternative therapies and those using traditional methods of care, experienced an improvement in quality of life.
For patients who do not meet the criteria for clinical depression and have no interest in or access to support groups, it is worth remembering there are other interventions that can facilitate adjustment and diminish symptoms of anxiety. Expressive writing, music, or art therapy and other activity-based therapies may provide the necessary vehicles for self-expression.
Conclusion
Depression clearly affects patients with cancer, and establishing the depression diagnosis is the first step toward progress in treatment. Despite the challenges, diagnosis is possible by establishing that the symptoms of depression are negatively impacting patients' abilities to cope with their circumstances and maintain balance in their lives. It is critical not only to make the diagnosis of depression but also to strongly encourage patients to seek treatment, either through pharmacologic or nonpharmacologic means. While we make every effort to eradicate our patients' malignancies, we owe it to them to work just as diligently to improve their daily lives by treating associated depression.
References2
1 W.F. Pirl, Evidence report on the occurrence, assessment, and treatment of depression in cancer patients, J Natl Cancer Inst Monogr 32 (2004), pp. 32–39. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (67)
2 J.S. McDaniel, D.L. Musselman, M.R. Porter, D.A. Reed and C.B. Nemeroff, Depression in patients with cancer: diagnosis, biology, and treatment, Arch Gen Psychiatry 52 (1995), pp. 89–99. View Record in Scopus | Cited By in Scopus (339)
3 R.W. Trijsburg, F.C.E. Van Knippenberg and S.E. Rijpma, Effects of psychological treatments on cancer patients: a critical review, Psychosom Med 54 (1992), pp. 489–517. View Record in Scopus | Cited By in Scopus (171)
4 A. Gruneir, T.F. Smith, J. Hirdes and R. Cameron, Depression in patients with advanced illness: an examination of Ontario complex continuing care using the minimum data set 2.0, Palliat Support Care 3 (2005), pp. 99–105. View Record in Scopus | Cited By in Scopus (6)
5 N.S. Kadan-Lottick, L.C. Vanderwerker, S.D. Block, B. Zhang and H.G. Prigerson, Psychiatric disorders and mental health service use in patients with advanced cancer: a report from the Coping with Cancer Study, Cancer 104 (2005), pp. 2872–2881. View Record in Scopus | Cited By in Scopus (57)
6 J.L. Steel, D.A. Geller, T.C. Gamblin, M.C. Olek and B.I. Carr, Depression, immunity, and survival in patients with hepatobiliary carcinoma, J Clin Oncol 25 (2007), pp. 4526–4527.
7 W. Pirl, Depression, anxiety, and fatigue. In: B. Chabner, J. Lynch and D. Longo, Editors, Harrison's Manual of Oncology, McGraw-Hill, New York (2008), pp. 190–196.
8 A. Weissman and J. Worden, The existential plight in cancer: significance of the first 100 days, Psychiatr Med 7 (1976), pp. 1–15.
9 C. Lo, C. Zimmermann and A. Rydall et al., Longitudinal study of depressive symptoms in patients with metastatic gastrointestinal and lung cancer, J Clin Oncol 28 (18) (2010), pp. 3084–3089. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (2)
10 National Comprehensive Cancer Network, NCCN practice guidelines for the management of psychosocial distress, Oncology (Williston Park) 13 (1999), pp. 113–147.
11 National Comprehensive Cancer Network, NCCN clinical practice guidelines in oncology, Distress management (2010) V.1. www.nccn.org.
12 M. Fisch, Treatment of depression in cancer, J Natl Cancer Inst Monogr 32 (2004), pp. 105–111. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (45)
13 H.T. Mermelstein and L. Lesko, Depression in patients with cancer, Psychooncology 1 (1992), pp. 199–215. Full Text via CrossRef
14 American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th ed.), American Psychiatric Association, Washington DC (1994).
15 M.L. Chen, C.T. Yu and C.H. Yang, Sleep disturbances and quality of life in lung cancer patients undergoing chemotherapy, Lung Cancer 62 (2008), pp. 391–400. Article |
16 J. Savard, S. Simard and J. Blanchet et al., Prevalence, clinical characteristics, and risk factors for insomnia in the context of breast cancer, Sleep 24 (2001), pp. 583–590. View Record in Scopus | Cited By in Scopus (81)
17 J. Savard and C.M. Morin, Insomnia in the context of cancer: a review of a neglected problem, J Clin Oncol 19 (2001), pp. 895–908. View Record in Scopus | Cited By in Scopus (147)
18 O.G. Palesh, J.A. Roscoe, K.M. Mustian, T. Roth, J. Savard, S. Ancoli-Israel, C. Heckler, J.Q. Purnell, M.C. Janelsins and G.R. Morrow, Prevalence, demographics, and psychological associations of sleep disruption in patients with cancer: University of Rochester Cancer Center–Community Clinical Oncology Program, J Clin Oncol 28 (2010), pp. 292–298. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (7)
19 I. Fras, E.M. Litin and J.S. Pearson, Comparison of psychiatric symptoms in carcinoma of the pancreas with those in some other intraabdominal neoplasms, Am J Psychiatry 123 (1967), pp. 1553–1562. View Record in Scopus | Cited By in Scopus (38)
20 R.T. Joffe, D.R. Rubinow, K.D. Denicoff, M. Maher and W.F. Sindelar, Depression and carcinoma of the pancreas, Gen Hosp Psychiatry 8 (1986), pp. 241–245. Article |
21 R.P. Morton, A.D.M. Davies, J. Baker, G.A. Baker and P.M. Stell, Quality of life in treated head and neck cancer patients: a preliminary report, Clin Otolaryngol 9 (1984), pp. 181–185. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (59)
22 , Micromedex 2.0. DrugPoint summary, interferon alfa-2b http://www.micromedex.com/2 Accessed July 1, 2010.
23 D. Spiegel, A 43-year-old woman coping with cancer, JAMA 281 (4) (1999), pp. 371–377.
24 D.F. Cella, S.M. Mahon and M.I. Donovan, Cancer recurrence as a traumatic event, Behav Med 16 (1990), pp. 15–22. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (126)
25 H.M. Chochinov, K.G. Wilson, M. Enns and S. Lander, “Are you depressed?”: Screening for depression in the terminally ill, Am J Psychiatry 154 (1997), pp. 674–676. View Record in Scopus | Cited By in Scopus (225)
26 E. Bruera, L. Driver and E. Barnes et al., Patient controlled methylphenidate for cancer-related fatigue: a preliminary report, Proc Annu Meet Am Soc Clin Oncol 22 (2003), p. 737.
27 J. Homsi, K.A. Nelson and N. Sarhill et al., A phase II study of methylphenidate for depression in advanced cancer, Am J Hosp Palliat Care 18 (2001), pp. 403–407. View Record in Scopus | Cited By in Scopus (49)
28 G.R. Kalash, Psychotropic drug metabolism in the cancer patient: clinical aspects of management of potential drug interactions, Psychooncology 7 (1998), pp. 307–320. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (4)
29 E.C. Devine and S.K. Westlake, The effects of psychoeducational care provided by adults with cancer: meta-analysis of 116 studies, Oncol Nurs Forum 22 (1995), pp. 1369–1381. View Record in Scopus | Cited By in Scopus (192)
30 T.J. Meyer and M.M. Mark, Effects of psychosocial interventions with adult cancer patients: a meta-analysis of randomized experiments, Health Psychol 14 (1995), pp. 101–108. Abstract |
31 S.A. Newell, R.W. Sanson-Fisher and N.J. Savolainen, Systematic review of psychological therapies for cancer patients: overview and recommendations for the future, J Natl Cancer Inst 94 (2002), pp. 558–584. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (201)
32 T. Sheard and P. Maguire, The effect of psychological interventions on anxiety and depression in cancer patients; results of two meta-analyses, Br J Cancer 80 (1999), pp. 1770–1780. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (210)
33 S. Williams and J. Dale, The effectiveness of treatment for depression/depressive symptoms in adults with cancer: a systematic review, Br J Cancer 94 (2006), pp. 372–390. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (60)
34 D. Spiegel, J.R. Bloom, H.C. Kraemer and E. Gottheil, Effect of psychosocial treatment on survival of patients with metastatic breast cancer, Lancet 2 (1989), pp. 888–891. Article |
35 L.F. Berkman and S.L. Syme, Social networks, host resistence, and mortality: a nine year follow-up study of Alameda County residents, Am J Epidemiol 109 (1979), pp. 186–204. View Record in Scopus | Cited By in Scopus (1297)
36 D.P. Funch and J. Marshall, The role of stress, social support and age in survival from breast cancer, J Psychosom Res 27 (1983), pp. 77–83. Abstract |
37 D.C. Ganster and B. Victor, The impact of social support on mental and physical health, Br J Med Psychol 61 (1988), pp. 17–36. View Record in Scopus | Cited By in Scopus (17)
38 F.I. Fawzy, N. Cousins, N.W. Fawzy, M.E. Kemeny, R. Elashoff and D. Morton, A structured psychiatric intervention for cancer patients: I: Changes over time in methods of coping and affective disturbance, Arch Gen Psychiatry 47 (1990), pp. 720–725. View Record in Scopus | Cited By in Scopus (331)
39 D. Spiegel and J.R. Bloom, Group therapy and hypnosis reduce metastatic breast carcinoma pain, Psychosom Med 45 (1983), pp. 333–339. View Record in Scopus | Cited By in Scopus (192)
40 T. Gansler, C. Kaw, C. Crammer and T. Smith, A population-based study of prevalence of complementary methods use by cancer survivors: a report from the American Cancer Society's studies of cancer survivors, Cancer 113 (2008), pp. 1048–1057. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (13)
41 M.A. Richardson, T. Sanders, J.L. Palmer, A. Greisinger and S.E. Singletary, Complementary/alternative medicine use in a comprehensive cancer center and the implications for oncology, J Clin Oncol 18 (13) (2000), pp. 2505–2514. View Record in Scopus | Cited By in Scopus (407)
42 H.J. Burstein, S. Gelber, E. Guadagnoli and J.C. Weeks, Use of alternative medicine by women with early-stage breast cancer, N Engl J Med 340 (22) (1999), pp. 1733–1739. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (352)
How we do it

Article Outline
Data summarized in an excellent review by Pirl published in 2004 show that up to one in five Americans will experience depressive symptoms over the course of their lifetime and that approximately 10%–25% of cancer patients meet criteria for clinical depression.[1] and [2] As our ability to treat depression has improved over the years, thanks in great part to advances in pharmacology and behavioral therapies, it is now critically important to recognize and treat this debilitating disease in individuals with cancer.3 Evidence exists that untreated depression is associated with a worse overall survival for some cancer patients and, paradoxically, that up to half of patients with cancer and concurrent depression are undertreated or receive no treatment.[4], [5] and [6] Medical oncologists receive little or no formal training in psycho-oncology yet are often faced with patients who exhibit changes in mood and become progressively disabled by psychiatric symptoms. Methodical assessment and frequent inquiry may identify patients with cancer and depression.
Peeling Back the Onion: Sorting through Symptoms to Reach a Diagnosis
A diagnosis of cancer often precipitates intense emotions such as fear, sadness, and sometimes anger.2 Individuals who may never have given much thought to their own death are confronted with the very real possibility of a shortened life and future suffering. Roles and relationships shift, careers are interrupted, and daily routines may be sacrificed to make room for cancer treatment. Add to this the financial worries that often accompany a serious illness and it is not surprising that patients may require some level of professional guidance or intervention in order to cope with the crisis. As a quick rule of thumb, it takes about 3–4 weeks after diagnosis to adjust, and during that period it is quite normal for patients to experience intense feelings.7 Weissman and Worden, among the first psychiatrists to study distress in cancer patients, described an acute syndrome of distress over existential plight with the diagnosis and with a recurrence that lasts about 100 days.8 Most individuals, given time and adequate support, will find the inner resources to cope with distressing symptoms and find a new normal. Not all do however, and it is important for oncologists to inquire at regular intervals about how the patient is feeling and coping with illness. A recent study by Lo et al9 found that predictors of depressive symptoms in patients with solid tumors included younger age, antidepressant use at baseline, lower self-esteem and spiritual well-being, greater attachment anxiety, hopelessness, the physical burden of symptoms, and proximity to death.
To facilitate screening for emotional distress in the context of a diagnosis of cancer, the National Comprehensive Cancer Network (NCCN) established guidelines that provide a reproducible algorithm for triaging patients with a suspected depression to mental health professionals.10 These guidelines were updated in 2010 and are widely available.11 The consensus definition of distress in cancer is “a multifactorial, unpleasant emotional experience of a psychological (cognitive, behavioral, emotional), social, and/or spiritual nature that may interfere with the ability to cope effectively with cancer, its physical symptoms and its treatment. Distress extends along a continuum, ranging from common feelings of vulnerability, sadness, and fears to problems that can become disabling, such as depression, anxiety, panic, social isolation, and existential and spiritual crisis.”10 By framing distress as a very broad concept, the guidelines separate the broad gamut of normal emotions from the distinct psychiatric syndromes of anxiety and depression which require specialized professional interventions.12
Distress may be a normal response to a threat or crisis, but depressive symptoms should alert the clinician that something more serious is going on. The appearance of persistent symptoms of dysphoria, hopelessness, helplessness, loss of self-esteem, feelings of worthlessness, and suicidal ideation indicates a psychiatric illness.13 The DSM-IV defines a major depressive episode as experiencing either dysphoria or anhedonia in addition to at least five somatic symptoms for at least 2 weeks.14 These somatic symptoms may well overlap with those experienced by patients as a direct result of their cancer or its treatment. Among these are changes in appetite, weight, or sleep; fatigue; loss of energy; and a diminished ability to think or concentrate. The challenge for clinicians is to tease apart the physiologic consequences of disease and side effects of medications from those due to profound and disabling psychiatric syndromes.
Many symptoms caused by cancer itself can be confused with neurovegetative symptoms of depression. Pain is known to modulate the reporting of symptoms; fatigue and weight changes are often secondary to cancer treatment or the illness itself. Patients often feel fatigued due to the heightened metabolic state present when there is a high burden of disease, and cytokines elevated in malignancy have been shown to cause fatigue and appetite suppression. There is a growing literature regarding the development of aberrant sleep patterns in patients with cancer, which can be mistaken for depressive daytime somnolence or insomnia.[15], [16], [17] and [18] Some cancers themselves are associated with a higher risk of depressive symptoms, including pancreatic cancer and cancers of the head and neck.[19], [20] and [21] Chemotherapy can also induce fatigue, insomnia, and anhedonia, as can the steroids often used concomitantly with chemotherapeutic or biologic agents. Interferon-alpha, used to treat melanoma and renal cell cancer, has been associated with depression in 3%–40% of patients; and there is a 5% rate of suicidal thoughts.22
Cancer patients exhibit a range of coping styles and varying degrees of emotional resiliency. If a patient is able to process his or her emotional responses to the physical threat of a diagnosis and becomes mobilized in such a way that he or she obtains useful information and is able to prioritize concerns, obtain social support, and move toward a coherent treatment plan, one can easily assume that he or she is coping well.23 On the other hand, if the patient appears unable to make a decision about treatment, avoids addressing or discussing important issues, and retreats from family, friends, and/or the medical team, one can infer that he or she is having trouble coping and could benefit from a referral to a mental health professional for evaluation.23 Known risk factors for poor coping and for developing depression include social isolation, use of few coping strategies, a history of recent losses or multiple obligations, inflexible coping strategies, the presence of pain, and socioeconomic pressures.[8] and [23] In extreme cases, patients may resort to deferring decisions or simply denying the problem.
Keep in mind there may also be cultural or personal barriers that interfere with a timely and accurate diagnosis of depression.12 Many families believe strongly in the “power of positive thinking” and need to feel that their family member is a “fighter.” This type of encouragement may at times be helpful for a patient, but it may not leave a safe opening for the expression of fear, pain, or depressed mood. If the matriarch or patriarch of the family has supported everyone else through the difficulties in their lives, she or he may not feel able to show weakness and seek help for depression. This can be a difficult patient to diagnose as the only clue to suffering may be easy to miss. In fact, if there are very few questions or complaints when there is clear physical suffering, one needs to worry that the patient is unable to express his or her deep concerns. The clinician who spots this situation early on may be able to lead the patient in the direction of expressing his or her feelings by suggesting that others in similar situations also experience stress or sadness. Finding a private time to talk, away from family members, may also provide a more comfortable environment for a candid conversation.
If we think of the disease trajectory as a marathon, then we can learn to recognize certain landmarks along the course and remember that these pose enormous challenges to patients. In addition to receiving the initial diagnosis, the period of active treatment, the conclusion of active treatment, and the time of disease recurrence pose specific challenges and precipitate intense emotions. Disease recurrence is a time of great anxiety when there is a need to plan for future treatment and an upheaval of the timeline a patient may have made.24
Should the Oncologist Offer Treatment for Depression?
Oncologists assume an important role in the medical care of their patients and often initiate or modify treatments for other medical conditions. If a patient develops hypertension or diabetes during or as a direct consequence of treatment, most oncologists feel comfortable starting medication and may then comanage the patient with internists. Primary care physicians and oncologists are typically familiar with a few basic antidepressants, and many are willing to prescribe these for patients who meet the diagnostic criteria for depression, especially since it takes weeks to achieve adequate therapeutic levels for many of these drugs. Recognizing the presence of depression is thus a key diagnostic intervention.
Several efforts have been made to develop self-report screening inventories that can improve the accuracy and efficiency of detection of depressive symptoms and are brief enough to administer in the setting of an office visit. Some tools have been validated and correlate well with more detailed inventories, although the gold standard remains the detailed psychiatric interview.25 A single-item interview screening proposed by Chochinov et al25 years ago performs as well as or better than longer instruments and is remarkably simple to remember. Asking patients “Are you depressed?” in a brief screening interview correctly identified the eventual diagnostic outcome of every patient in initial studies and has been adopted broadly by oncologists and palliative care clinicians caring for patients who are terminally ill.
We support immediate referral to a psychiatrist for any patient who exhibits symptoms of depression, and there is universal agreement that any person who may be suicidal should be referred immediately for urgent psychiatric evaluation. In practice, however, there are two main barriers to successful referrals for those who may be considered to be “managing” and not considered at risk for suicide: Patients are sometimes resistant to or reluctant to accept a recommendation for referral, and the shortage of mental health professionals trained in psycho-oncology limits quick access. It is, therefore, not surprising that cancer clinicians often initiate pharmacologic therapy for depression and provide emotional support to patients and families. Kadan-Lottick and colleagues5 reported that although 90% of patients agreed that they were willing to receive treatment for emotional distress associated with their cancer diagnosis, only 28% accessed treatment. Approximately 55% of the patients diagnosed in that study with major psychiatric disorders did not access treatment. It has been our experience that oncologists are often willing to initiate pharmacologic therapy while the patient is waiting for an appointment with a specialist.
The most frequently prescribed antidepressant medications are the selective serotonin reuptake inhibitors (SSRIs). Frequently, the choice of antidepressant is based on the side-effect profile of a particular medication as there are many effective options, none of which appears to be significantly more efficacious than the others.7 Antidepressants considered to be sedating may not be the preferred option for patients who have significant neurovegetative symptoms including fatigue and low energy. Conversely, antidepressants that cause anorexia and insomnia are poor options for patients experiencing sleepless nights and continued weight loss. Options for more activating antidepressants include sertraline, escitalopram, bupropion, and venlafaxine, while more sedating antidepressant medications include paroxetine and mirtazapine.7 Methylphenidate, a drug frequently used to treat attention-deficit/hyperactivity disorder, has been very effective in patients with low energy and anorexia.[26] and [27] Starting at a low dose in the morning, especially in the elderly, helps to minimize tachycardia and sleeplessness, which can be unwanted side effects of this medication. Lastly, a key point when choosing a medication is the potential for drug–drug interactions. Multiple antidepressants, including paroxetine, fluoxetine, fluvoxamine, and bupropion, interact with the cytochrome P-450 2D6 system, making them more likely to interact with medications commonly used in oncology.28 One example of this potential for interaction occurs with tamoxifen, which is metabolized into its active form, endoxifen, by the cytochrome P-450 2D6 system. It may not be available in adequate concentrations in the setting of antidepressant medications like paroxetine, an inhibitor of cytochrome P-450 2D6. Whether this ultimately influences the efficacy of anticancer treatment is still under investigation.
While psychotherapy is outside the scope of most practicing oncologists, it may be helpful to provide patients with some guidance about the range of available therapies. Individuals may express a clear preference for nonpharmacologic treatments, so it is important for cancer clinicians to familiarize themselves with a few such options. These include cognitive behavioral therapy (CBT), intensive psychotherapy, and group therapy. These interventions can aid patients in reducing anxiety and in strengthening their personal coping mechanisms. Studies to rigorously evaluate the efficacy of these interventions have been challenging to complete because of the lack of a “gold standard” definition of depression in cancer, no consensus on an appropriate length of treatment, no clear way to monitor compliance with a given therapy, and varied definitions of appropriate end points.12 Despite the challenges, several meta-analyses have been compiled to sort through the data. The more commonly referenced meta-analyses have included thousands of patients undergoing nonpharmacologic interventions ranging from individual psychotherapy to group therapy as far back as 1954.[29], [30], [31], [32], [33] and [34] None of the interventions indicate that any particular therapy is more clearly beneficial than another.
CBT has received recent attention and appears to be a good option for many cancer patients with depression. A review by Williams and Dale in the British Journal of Cancer in 200633 outlines 10 studies focusing on the use of CBT in cancer patients with mixed results. Of these, only two found CBT to be ineffective, whereas the rest demonstrated some benefit in reduction of depressive symptoms and improvement in quality of life for patients with a wide assortment of primary malignancies. Most found early improvement in symptoms but not necessarily long-term persistence of the initial positive effects. Group therapy has also been thoroughly studied in depression in cancer patients since Spiegel's landmark study in the late 1980s and has been shown to decrease anxiety, depression, and pain and to increase effective coping.[34], [35], [36], [37], [38] and [39] Many patients report positive experiences in support groups, but others express an intuitive fear that listening to other patients' concerns and negative thoughts will impair their own overall mood and outlook. Not all patients feel comfortable expressing their personal fears, doubts, and frustrations with a group of relative strangers. Any of these concerns is a sufficient reason to advise more personalized attention in a private therapy session with a specialist. Choosing between individual psychotherapy, group, and family therapy can be construed as another aspect of providing truly “personalized” cancer care.
A substantial number of patients worldwide turn to complementary and alternative therapies for the treatment of cancer and cancer-related symptoms.[40], [41] and [42] Estimates of the prevalence of complementary and alternative therapy use vary widely due to differences in definitions and inaccuracies in self-reporting and patient selection. There are emerging data that up to 60%–80% of cancer patients avail themselves of some form of alternative therapy at some point in the trajectory of their disease.42 This number varies widely, likely because the definition of “complementary and alternative therapies” is so broad and can include prayer, use of herbal medications, acupuncture, and meditation. In one study of early-stage breast cancer patients, the use of alternative medicine was significantly associated with patients experiencing depressive symptoms, heightened fear of recurrence, greater physical symptoms, and poor sexual satisfaction.42 At 1 year, all patients, both those using complementary and alternative therapies and those using traditional methods of care, experienced an improvement in quality of life.
For patients who do not meet the criteria for clinical depression and have no interest in or access to support groups, it is worth remembering there are other interventions that can facilitate adjustment and diminish symptoms of anxiety. Expressive writing, music, or art therapy and other activity-based therapies may provide the necessary vehicles for self-expression.
Conclusion
Depression clearly affects patients with cancer, and establishing the depression diagnosis is the first step toward progress in treatment. Despite the challenges, diagnosis is possible by establishing that the symptoms of depression are negatively impacting patients' abilities to cope with their circumstances and maintain balance in their lives. It is critical not only to make the diagnosis of depression but also to strongly encourage patients to seek treatment, either through pharmacologic or nonpharmacologic means. While we make every effort to eradicate our patients' malignancies, we owe it to them to work just as diligently to improve their daily lives by treating associated depression.
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32 T. Sheard and P. Maguire, The effect of psychological interventions on anxiety and depression in cancer patients; results of two meta-analyses, Br J Cancer 80 (1999), pp. 1770–1780. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (210)
33 S. Williams and J. Dale, The effectiveness of treatment for depression/depressive symptoms in adults with cancer: a systematic review, Br J Cancer 94 (2006), pp. 372–390. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (60)
34 D. Spiegel, J.R. Bloom, H.C. Kraemer and E. Gottheil, Effect of psychosocial treatment on survival of patients with metastatic breast cancer, Lancet 2 (1989), pp. 888–891. Article |
35 L.F. Berkman and S.L. Syme, Social networks, host resistence, and mortality: a nine year follow-up study of Alameda County residents, Am J Epidemiol 109 (1979), pp. 186–204. View Record in Scopus | Cited By in Scopus (1297)
36 D.P. Funch and J. Marshall, The role of stress, social support and age in survival from breast cancer, J Psychosom Res 27 (1983), pp. 77–83. Abstract |
37 D.C. Ganster and B. Victor, The impact of social support on mental and physical health, Br J Med Psychol 61 (1988), pp. 17–36. View Record in Scopus | Cited By in Scopus (17)
38 F.I. Fawzy, N. Cousins, N.W. Fawzy, M.E. Kemeny, R. Elashoff and D. Morton, A structured psychiatric intervention for cancer patients: I: Changes over time in methods of coping and affective disturbance, Arch Gen Psychiatry 47 (1990), pp. 720–725. View Record in Scopus | Cited By in Scopus (331)
39 D. Spiegel and J.R. Bloom, Group therapy and hypnosis reduce metastatic breast carcinoma pain, Psychosom Med 45 (1983), pp. 333–339. View Record in Scopus | Cited By in Scopus (192)
40 T. Gansler, C. Kaw, C. Crammer and T. Smith, A population-based study of prevalence of complementary methods use by cancer survivors: a report from the American Cancer Society's studies of cancer survivors, Cancer 113 (2008), pp. 1048–1057. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (13)
41 M.A. Richardson, T. Sanders, J.L. Palmer, A. Greisinger and S.E. Singletary, Complementary/alternative medicine use in a comprehensive cancer center and the implications for oncology, J Clin Oncol 18 (13) (2000), pp. 2505–2514. View Record in Scopus | Cited By in Scopus (407)
42 H.J. Burstein, S. Gelber, E. Guadagnoli and J.C. Weeks, Use of alternative medicine by women with early-stage breast cancer, N Engl J Med 340 (22) (1999), pp. 1733–1739. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (352)
Personality disorders in the clinical setting
Review
Walter F. Baile MD,
Available online 2 April 2011.
In many cases the stresses of the cancer illness are responsible for amplification of traits, such as passivity in the person with a dependent personality or exaggerated attention to details exhibited by the obsessive compulsive personality. Recognition of these traits can allow the clinician to adjust his or her behavior to the patient's needs. For example, persons with narcissistic traits (Table 2) may be particularly prone to loss of self-esteem and depression when they undergo disfiguring surgery. Acknowledging the challenge the illness presents to patients and praising them for their perseverance may be a useful strategy. The authors also point out that it is important for busy clinicians not to be annoyed with patients who require more time or patience.
A more serious problem is represented by the 5%–8% of the population affected by a personality disorder such as antisocial behavior or borderline personality. These patients are often challenging in the oncology setting because their behaviors may be more disruptive than that of patients with exaggerated personality traits. Acting out in the form of aggressive behavior or unexpected anger at staff can be particularly troublesome. In the case of the borderline disorder, patients may pit staff against one another or engage in other behaviors, as outlined by the authors (Table 2). In my experience, the clinic and especially the inpatient staff have great difficulty in distinguishing these two situations. Patients are allowed to seriously act out before help in managing the individual is requested. It is important to pay attention to clues that might suggest a more serious disorder. For example, substance abuse revealed through a patient's personal history would be a clue for a borderline or antisocial personality. When serious disruptive behavior does occur, early consultation by mental health professionals can help define the diagnosis and provide management strategies for the treatment team and support for the staff, who often feel frustrated with their ability to manage such problems.
Correspondence to: Walter F. Baile, MD, Program in Interpersonal Communication and Relationship Enhancement, University of Texas MD Anderson Cancer Center, Houston, TX 77030; telephone: (713) 745-4116; fax: (713) 794-4236
Vitae
Dr. Baile is affiliated with the Program in Interpersonal Communication and Relationship Enhancement at the University of Texas MD Anderson Cancer Center, Houston, Texas.
Review
Walter F. Baile MD,
Available online 2 April 2011.
In many cases the stresses of the cancer illness are responsible for amplification of traits, such as passivity in the person with a dependent personality or exaggerated attention to details exhibited by the obsessive compulsive personality. Recognition of these traits can allow the clinician to adjust his or her behavior to the patient's needs. For example, persons with narcissistic traits (Table 2) may be particularly prone to loss of self-esteem and depression when they undergo disfiguring surgery. Acknowledging the challenge the illness presents to patients and praising them for their perseverance may be a useful strategy. The authors also point out that it is important for busy clinicians not to be annoyed with patients who require more time or patience.
A more serious problem is represented by the 5%–8% of the population affected by a personality disorder such as antisocial behavior or borderline personality. These patients are often challenging in the oncology setting because their behaviors may be more disruptive than that of patients with exaggerated personality traits. Acting out in the form of aggressive behavior or unexpected anger at staff can be particularly troublesome. In the case of the borderline disorder, patients may pit staff against one another or engage in other behaviors, as outlined by the authors (Table 2). In my experience, the clinic and especially the inpatient staff have great difficulty in distinguishing these two situations. Patients are allowed to seriously act out before help in managing the individual is requested. It is important to pay attention to clues that might suggest a more serious disorder. For example, substance abuse revealed through a patient's personal history would be a clue for a borderline or antisocial personality. When serious disruptive behavior does occur, early consultation by mental health professionals can help define the diagnosis and provide management strategies for the treatment team and support for the staff, who often feel frustrated with their ability to manage such problems.
Correspondence to: Walter F. Baile, MD, Program in Interpersonal Communication and Relationship Enhancement, University of Texas MD Anderson Cancer Center, Houston, TX 77030; telephone: (713) 745-4116; fax: (713) 794-4236
Vitae
Dr. Baile is affiliated with the Program in Interpersonal Communication and Relationship Enhancement at the University of Texas MD Anderson Cancer Center, Houston, Texas.
Review
Walter F. Baile MD, [Author vitae]
Available online 2 April 2011.
In many cases the stresses of the cancer illness are responsible for amplification of traits, such as passivity in the person with a dependent personality or exaggerated attention to details exhibited by the obsessive compulsive personality. Recognition of these traits can allow the clinician to adjust his or her behavior to the patient's needs. For example, persons with narcissistic traits (Table 2) may be particularly prone to loss of self-esteem and depression when they undergo disfiguring surgery. Acknowledging the challenge the illness presents to patients and praising them for their perseverance may be a useful strategy. The authors also point out that it is important for busy clinicians not to be annoyed with patients who require more time or patience.
A more serious problem is represented by the 5%–8% of the population affected by a personality disorder such as antisocial behavior or borderline personality. These patients are often challenging in the oncology setting because their behaviors may be more disruptive than that of patients with exaggerated personality traits. Acting out in the form of aggressive behavior or unexpected anger at staff can be particularly troublesome. In the case of the borderline disorder, patients may pit staff against one another or engage in other behaviors, as outlined by the authors (Table 2). In my experience, the clinic and especially the inpatient staff have great difficulty in distinguishing these two situations. Patients are allowed to seriously act out before help in managing the individual is requested. It is important to pay attention to clues that might suggest a more serious disorder. For example, substance abuse revealed through a patient's personal history would be a clue for a borderline or antisocial personality. When serious disruptive behavior does occur, early consultation by mental health professionals can help define the diagnosis and provide management strategies for the treatment team and support for the staff, who often feel frustrated with their ability to manage such problems.
Correspondence to: Walter F. Baile, MD, Program in Interpersonal Communication and Relationship Enhancement, University of Texas MD Anderson Cancer Center, Houston, TX 77030; telephone: (713) 745-4116; fax: (713) 794-4236
Vitae
Dr. Baile is affiliated with the Program in Interpersonal Communication and Relationship Enhancement at the University of Texas MD Anderson Cancer Center, Houston, Texas.
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Managing the infusion room and improving patient satisfaction
In the community oncology setting, we are all too familiar with the ongoing challenge of providing quality cancer care in a declining reimbursement environment. Efficiency translates to savings, and running an efficient infusion suite is no longer a luxury but rather a necessity. Many factors affect your ability to run an infusion suite efficiently, including appropriate staffing, acuity and number of treatments, inaccurate scheduling, pending lab results, ancillary department delays, patient issues, reimbursement issues, and physician work styles.
Patients have a choice of where to go for their care, so patient satisfaction is high on everyone’s list. It can be measured by a patient survey. The survey provides a baseline measurement prior to implementing any changes in the practice. The survey should be easy to understand, concise, and distributed without bias. Make sure you ask questions that will address your concerns, and be prepared for what you may hear. Ideally, a multidisciplinary team should review the results and be empowered to drive change based on the results.
Accurate scheduling
The number-one reason for patient dissatisfaction in physician offices is waiting. The more “stops” or places a patient has to go in your practice, the greater potential for delays. Waiting can be caused by delayed lab results, doctors who are late entering exam rooms, lack of chair space, lack of an available nurse, preparation of medications, not enough staff, or too many patients at one time (otherwise known as “crunch time).” When patients are delayed continuously, they tend not to trust their appointment time and may arrive late, further confusing the schedule.
To increase efficiency and improve patient satisfaction, scheduling needs to be as accurate as possible. Most infusion suite schedules are destined to fail. In other words, the schedule that is set up on paper or in the electronic schedule does not and cannot happen. It is difficult in the real world to have a “perfect” schedule. Things happen beyond our control; you always want to have some wiggle room for those unexpected situations while at the same time creating a schedule that is as accurate as possible.
Split scheduling, or decoupling of the office visit and chemotherapy appointment, is the most accurate way to schedule chairs in an infusion suite. Accuracy in scheduling translates into a better opportunity to staff appropriately, decreased overtime, lower inventory, and efficient utilization of infusion chairs. With split scheduling, patients comes in the day before chemotherapy for an office visit with a physician, mid-level practitioner, or nurse to determine their readiness for chemotherapy. During that assessment, patients have their labs, vital signs, toxicity assessment, prescriptions, and physician orders completed, and their next-day treatment appointment time confirmed. The day of the treatment, the patient’s medications (depending on stability) may be prepared ahead of time, so that the infusion begins immediately after the IV is started.
The concept of a split schedule is met with resistance by most healthcare professionals. There is disbelief that it could actually improve patient satisfaction. But remember, the most common reason for patient dissatisfaction is waiting, and the time a patient spends waiting in your office decreases dramatically with use of a split schedule. Before a split schedule can be attempted, you have to get buy-in from all the physicians. One way to motivate buy-in is to present the potential monthly savings if overtime pay is eliminated. These savings can be realized the first month of implementation, as can savings from reductions in inventory. If you have the ability to order drugs the day before for next-morning delivery, the drugs that are expensive and used less commonly can be ordered only as needed.
Also, patients need to be prepared ahead of time for the scheduling change. A letter of explanation sent 1 or 2 months before implementation is beneficial and gives you time to address any queries or concerns. I have found that patients and caregivers are very understanding when they realize we need to do this to be able to continue to provide our services in a cost-effective manner. Policies and procedures must be developed and all staff educated about the process. Exceptions to the split schedule should be kept to a minimum so you can realize the full benefit of the cost savings and efficiency.
Efficient use of infusion chairs
The set up of the infusion suite chair template is also critical for success. No matter what format is used, paper or electronic, the times patients cannot be accommodated should be blocked out. For example, if you have three infusion nurses scheduled to start work at 8:00 am and you allow 15 minutes to start a patient, from 8:00–8:15 am you should only be able to schedule three patients for infusions; the next available slots would occur at 8:15 am and so on. This would have to be tailored to your practice size, staff, operation hours, and number of chairs. It works ideally with the split schedule because infusions start on time, as the patients were assessed the day before.
Consider utilizing nursing staff optimally by separating patients with noninfusion appointments from those with infusion appointments. Patients coming in for complete blood counts, injections, port flushes, and pump disconnects could be triaged in another area of the infusion suite, freeing up recliner space. In addition, nursing staff should not be doing tasks that could be delegated to other staff, including clerical tasks, authorizations, vital signs, injections, stocking, cleaning, and ordering supplies.
Efficiency equals cost savings and patient and employee satisfaction. Appropriate use of the infusion suite chairs, infusion schedule, and nursing staff can improve the flow of the infusion suite without adding costs to your practice. In fact, cost savings can be realized quickly, once the implementation process has been completed.
Ms. Maxwell is Director of Clinical Operations at Advanced Medical Specialties, Miami, FL. She has no conflicts of interest to disclose.
In the community oncology setting, we are all too familiar with the ongoing challenge of providing quality cancer care in a declining reimbursement environment. Efficiency translates to savings, and running an efficient infusion suite is no longer a luxury but rather a necessity. Many factors affect your ability to run an infusion suite efficiently, including appropriate staffing, acuity and number of treatments, inaccurate scheduling, pending lab results, ancillary department delays, patient issues, reimbursement issues, and physician work styles.
Patients have a choice of where to go for their care, so patient satisfaction is high on everyone’s list. It can be measured by a patient survey. The survey provides a baseline measurement prior to implementing any changes in the practice. The survey should be easy to understand, concise, and distributed without bias. Make sure you ask questions that will address your concerns, and be prepared for what you may hear. Ideally, a multidisciplinary team should review the results and be empowered to drive change based on the results.
Accurate scheduling
The number-one reason for patient dissatisfaction in physician offices is waiting. The more “stops” or places a patient has to go in your practice, the greater potential for delays. Waiting can be caused by delayed lab results, doctors who are late entering exam rooms, lack of chair space, lack of an available nurse, preparation of medications, not enough staff, or too many patients at one time (otherwise known as “crunch time).” When patients are delayed continuously, they tend not to trust their appointment time and may arrive late, further confusing the schedule.
To increase efficiency and improve patient satisfaction, scheduling needs to be as accurate as possible. Most infusion suite schedules are destined to fail. In other words, the schedule that is set up on paper or in the electronic schedule does not and cannot happen. It is difficult in the real world to have a “perfect” schedule. Things happen beyond our control; you always want to have some wiggle room for those unexpected situations while at the same time creating a schedule that is as accurate as possible.
Split scheduling, or decoupling of the office visit and chemotherapy appointment, is the most accurate way to schedule chairs in an infusion suite. Accuracy in scheduling translates into a better opportunity to staff appropriately, decreased overtime, lower inventory, and efficient utilization of infusion chairs. With split scheduling, patients comes in the day before chemotherapy for an office visit with a physician, mid-level practitioner, or nurse to determine their readiness for chemotherapy. During that assessment, patients have their labs, vital signs, toxicity assessment, prescriptions, and physician orders completed, and their next-day treatment appointment time confirmed. The day of the treatment, the patient’s medications (depending on stability) may be prepared ahead of time, so that the infusion begins immediately after the IV is started.
The concept of a split schedule is met with resistance by most healthcare professionals. There is disbelief that it could actually improve patient satisfaction. But remember, the most common reason for patient dissatisfaction is waiting, and the time a patient spends waiting in your office decreases dramatically with use of a split schedule. Before a split schedule can be attempted, you have to get buy-in from all the physicians. One way to motivate buy-in is to present the potential monthly savings if overtime pay is eliminated. These savings can be realized the first month of implementation, as can savings from reductions in inventory. If you have the ability to order drugs the day before for next-morning delivery, the drugs that are expensive and used less commonly can be ordered only as needed.
Also, patients need to be prepared ahead of time for the scheduling change. A letter of explanation sent 1 or 2 months before implementation is beneficial and gives you time to address any queries or concerns. I have found that patients and caregivers are very understanding when they realize we need to do this to be able to continue to provide our services in a cost-effective manner. Policies and procedures must be developed and all staff educated about the process. Exceptions to the split schedule should be kept to a minimum so you can realize the full benefit of the cost savings and efficiency.
Efficient use of infusion chairs
The set up of the infusion suite chair template is also critical for success. No matter what format is used, paper or electronic, the times patients cannot be accommodated should be blocked out. For example, if you have three infusion nurses scheduled to start work at 8:00 am and you allow 15 minutes to start a patient, from 8:00–8:15 am you should only be able to schedule three patients for infusions; the next available slots would occur at 8:15 am and so on. This would have to be tailored to your practice size, staff, operation hours, and number of chairs. It works ideally with the split schedule because infusions start on time, as the patients were assessed the day before.
Consider utilizing nursing staff optimally by separating patients with noninfusion appointments from those with infusion appointments. Patients coming in for complete blood counts, injections, port flushes, and pump disconnects could be triaged in another area of the infusion suite, freeing up recliner space. In addition, nursing staff should not be doing tasks that could be delegated to other staff, including clerical tasks, authorizations, vital signs, injections, stocking, cleaning, and ordering supplies.
Efficiency equals cost savings and patient and employee satisfaction. Appropriate use of the infusion suite chairs, infusion schedule, and nursing staff can improve the flow of the infusion suite without adding costs to your practice. In fact, cost savings can be realized quickly, once the implementation process has been completed.
Ms. Maxwell is Director of Clinical Operations at Advanced Medical Specialties, Miami, FL. She has no conflicts of interest to disclose.
In the community oncology setting, we are all too familiar with the ongoing challenge of providing quality cancer care in a declining reimbursement environment. Efficiency translates to savings, and running an efficient infusion suite is no longer a luxury but rather a necessity. Many factors affect your ability to run an infusion suite efficiently, including appropriate staffing, acuity and number of treatments, inaccurate scheduling, pending lab results, ancillary department delays, patient issues, reimbursement issues, and physician work styles.
Patients have a choice of where to go for their care, so patient satisfaction is high on everyone’s list. It can be measured by a patient survey. The survey provides a baseline measurement prior to implementing any changes in the practice. The survey should be easy to understand, concise, and distributed without bias. Make sure you ask questions that will address your concerns, and be prepared for what you may hear. Ideally, a multidisciplinary team should review the results and be empowered to drive change based on the results.
Accurate scheduling
The number-one reason for patient dissatisfaction in physician offices is waiting. The more “stops” or places a patient has to go in your practice, the greater potential for delays. Waiting can be caused by delayed lab results, doctors who are late entering exam rooms, lack of chair space, lack of an available nurse, preparation of medications, not enough staff, or too many patients at one time (otherwise known as “crunch time).” When patients are delayed continuously, they tend not to trust their appointment time and may arrive late, further confusing the schedule.
To increase efficiency and improve patient satisfaction, scheduling needs to be as accurate as possible. Most infusion suite schedules are destined to fail. In other words, the schedule that is set up on paper or in the electronic schedule does not and cannot happen. It is difficult in the real world to have a “perfect” schedule. Things happen beyond our control; you always want to have some wiggle room for those unexpected situations while at the same time creating a schedule that is as accurate as possible.
Split scheduling, or decoupling of the office visit and chemotherapy appointment, is the most accurate way to schedule chairs in an infusion suite. Accuracy in scheduling translates into a better opportunity to staff appropriately, decreased overtime, lower inventory, and efficient utilization of infusion chairs. With split scheduling, patients comes in the day before chemotherapy for an office visit with a physician, mid-level practitioner, or nurse to determine their readiness for chemotherapy. During that assessment, patients have their labs, vital signs, toxicity assessment, prescriptions, and physician orders completed, and their next-day treatment appointment time confirmed. The day of the treatment, the patient’s medications (depending on stability) may be prepared ahead of time, so that the infusion begins immediately after the IV is started.
The concept of a split schedule is met with resistance by most healthcare professionals. There is disbelief that it could actually improve patient satisfaction. But remember, the most common reason for patient dissatisfaction is waiting, and the time a patient spends waiting in your office decreases dramatically with use of a split schedule. Before a split schedule can be attempted, you have to get buy-in from all the physicians. One way to motivate buy-in is to present the potential monthly savings if overtime pay is eliminated. These savings can be realized the first month of implementation, as can savings from reductions in inventory. If you have the ability to order drugs the day before for next-morning delivery, the drugs that are expensive and used less commonly can be ordered only as needed.
Also, patients need to be prepared ahead of time for the scheduling change. A letter of explanation sent 1 or 2 months before implementation is beneficial and gives you time to address any queries or concerns. I have found that patients and caregivers are very understanding when they realize we need to do this to be able to continue to provide our services in a cost-effective manner. Policies and procedures must be developed and all staff educated about the process. Exceptions to the split schedule should be kept to a minimum so you can realize the full benefit of the cost savings and efficiency.
Efficient use of infusion chairs
The set up of the infusion suite chair template is also critical for success. No matter what format is used, paper or electronic, the times patients cannot be accommodated should be blocked out. For example, if you have three infusion nurses scheduled to start work at 8:00 am and you allow 15 minutes to start a patient, from 8:00–8:15 am you should only be able to schedule three patients for infusions; the next available slots would occur at 8:15 am and so on. This would have to be tailored to your practice size, staff, operation hours, and number of chairs. It works ideally with the split schedule because infusions start on time, as the patients were assessed the day before.
Consider utilizing nursing staff optimally by separating patients with noninfusion appointments from those with infusion appointments. Patients coming in for complete blood counts, injections, port flushes, and pump disconnects could be triaged in another area of the infusion suite, freeing up recliner space. In addition, nursing staff should not be doing tasks that could be delegated to other staff, including clerical tasks, authorizations, vital signs, injections, stocking, cleaning, and ordering supplies.
Efficiency equals cost savings and patient and employee satisfaction. Appropriate use of the infusion suite chairs, infusion schedule, and nursing staff can improve the flow of the infusion suite without adding costs to your practice. In fact, cost savings can be realized quickly, once the implementation process has been completed.
Ms. Maxwell is Director of Clinical Operations at Advanced Medical Specialties, Miami, FL. She has no conflicts of interest to disclose.