Pain at the Pump

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Pain at the Pump

Patient-controlled analgesia (PCA), well accepted and widely used to quickly ease post-operative and acute pain, is safe and effective—in skilled hands. But there are complications, caveats, and safety concerns hospitalists should consider to incorporate this tool into their pain management routines and hospital protocols.

Studies show patients prefer the PCA compared with other analgesic routes.1-2 Less clear is whether it is more effective or leads to lower opioid use.

Some hospitalists use the PCA for their patients with pain—others defer to anesthesiologists, pain services, or palliative care consultants to manage the PCA and its multifaceted dosing requirements.

“There are a lot of misconceptions about the PCA,” says Deb Gordon, RN, MS, FAAN, senior clinical nurse specialist and pain consultant at the University of Wisconsin (UW) Medical Center in Madison. “There is a misunderstanding that the PCA is a magic black box for pain relief,” which can lead to its overuse. As a general rule of pain management, patients prefer the oral route of analgesic administration, Gordon says, unless that is a problem or rapid titration is needed.

“I don’t think [the PCA is] rocket science—it’s just a tool to deliver analgesics conveniently,” Gordon says. “I think every hospitalist should learn how to use the PCA, but there are always nuances of how to titrate opioids by any route.” UW has implemented PCA protocols, which staff can use for ballpark dosing recommendations.

Target PCA for Safety Programming

Many hospitals have policies, protocols, or guidelines for how to use the PCA. These may address recommended drugs and specific doses, as well as titration, monitoring, and other concerns—even who is credentialed to operate the PCA. If your hospital does not have such resources, this is a good project for a multidisciplinary, ad-hoc quality group—convened and led by hospitalists—to review the literature and develop policies and orders specific to your institution.

Chandler Regional Hospital in Ariz., implemented a revised PCA policy in May 2006, after reviewing the latest pump technology and selecting a new PCA system for the hospital. The eight-page hospital policy spells out how the PCA will be used, while a detailed physician order sheet summarizes the policy and guides choice of drug, dose, lockout interval, and how to increase dosage.

“Since employing the new policy and technology, we definitely feel we provide a safer environment for PCA administration within the hospital,” says clinical pharmacist Anthony Lucchi, PharmD.

The University of Utah Medical Center in Salt Lake City has taken PCA safety a step further by certifying its physicians in PCA use with a brief seminar and a test on the content. The self-learning “Module on PCA and Acute Pain Management” is offered online and takes about an hour to complete, says Dirim Acord, APRN, pain clinical nurse specialist and education coordinator for the medical center’s acute pain service. The pain service handles complex pain procedures but encourages residents and their attendings to become certified in PCA use. Roughly 30% of attendings in the facility, including some hospitalists, have done so.

“The knowledge difference between physicians who have gone through the course and those who have not is quite dramatic,” she adds. “Residents are just not getting this information in their basic training.”

For more information on Chandler Hospital’s PCA policy and order sheet, contact Donna Nolde, [email protected]. For information on the University of Utah’s PCA policy and self-learning module, contact Dirim Acord, [email protected].—LB

How Hospitalists Use the PCA

The PCA delivers pain medication intravenously via a computerized pump with a button the patient can press when needed—without waiting for busy nurses to answer a call button and then confirm, prepare, and administer an analgesic treatment.

 

 

Hospitalists at UW, including Rob Hoffman, MD, often order the PCA. “It’s very well-liked by patients, who are not dependent on a busy nurse to get their analgesics administered,” Dr. Hoffman says. “The biggest concern, involving overdosing patients who are opioid-naïve, may be somewhat overblown. I haven’t experienced problems with my patients being over narcotized, but I start with a low dose and monitor them frequently.”

PCA technology can tabulate how much analgesic the patient has received during the previous 24 hours, Dr. Hoffman notes. “You know that’s a safe dose for the patient, and you can use it to make the transition to oral medications,” he says.

“Most of the patients I have on PCAs are palliative care patients,” says Rachelle Bernacki, MD, MS, a hospitalist, palliative care physician, and geriatrician at the University of California-San Francisco Medical Center. “I use it somewhat differently for the patients in my hospitalist practice—for example, for those who are experiencing intermittent, unpredictable episodes of abdominal pain. It’s also useful for patients with a need to feel in control of their situation. For constant, predictable pain, it’s better to use an around-the-clock schedule. I also send certain patients home on PCAs, especially if they are going to hospice care.”

Dr. Bernacki notes that some of her patients kiss the PCA button as if it were a long-lost friend, including one she recalls who had a bowel obstruction and had not found relief prior to starting on the PCA. But she also recalls a patient for whom the PCA was not a solution. “He was Cantonese-speaking,” she says. “Despite the presence of an interpreter and several attempts at education, he was never able to understand the connection between the PCA button and relief for his pain. We just couldn’t cross the cultural and language barriers.”

Hospitalists probably underuse the PCA, says Mahmood Shahlapour, MD, hospitalist and palliative care consultant at Chandler Regional Hospital in Chandler, Ariz. “Some hospitalists may feel uncomfortable with it,” he says. “I think it’s important for hospitalists to try to get more experience and comfort to be able to use it for the right patient and the right setting.”

What Is the PCA?

PCA technology as we know it today was pioneered in the early 1970s. Now it’s routine for post-surgical pain management. It is used for patients who have trouble taking oral medications or who need rapid response to acute pain crises. Increasingly, it is also used for patients with moderate to severe chronic pain related to cancer or who are being followed by hospice or palliative care services.

PCA refers both to the process of patient self-administration of parenteral analgesics and to the computerized infusion pump that makes this control possible. Recent advances in pain management also include patient-controlled epidural and transdermal analgesia systems—and other new pain modalities continue to be developed.3 Patients unable to operate the equipment themselves—for example, neonates or infants—may receive nurse-controlled analgesia, but experts say this should only be done within carefully defined parameters.

Considerations for PCA Use

Patient selection: The first requirement of the PCA is a patient able to exercise choice and control. Patients who have physical, psychological, or cognitive impairments or are fearful, demented, confused, unresponsive, paralyzed, or very young (under age 7) are not good candidates. Pain in cognitively impaired patients generally is controlled more effectively with scheduled doses or continuous infusions. Post-operative patients are the most common PCA candidates in the hospital, along with those who have sickle cell, cancer, pancreatitis, or other moderate-to-severe acute pain syndromes. Hospitals may consider developing patient selection criteria as part of their PCA policies.

Drug choice: The most common drug used in PCAs is morphine, considered the gold standard in opioid analgesic treatment. Hydromorphone (Dilaudid) is a second choice, especially for patients who are morphine-intolerant or have kidney failure. Fentanyl is another option, but because it is short acting and more potent, fentanyl (or other nonstandard PCA orders) is often reserved for pain or palliative care services. Meperidine is also used in PCAs, but generally is not recommended as an analgesic by pain experts.

Dosing: Standard equianalgesic conversion ratios between opioids and oral and intravenous routes of administration are foundational tools for hospitalists working with PCAs.7 Typical demand doses of morphine in PCAs for opioid-naïve patients are 0.5, 1.0, or 2.0 mg., although a 1989 study suggested that the lower number may be too little and the higher number too high for effective pain management.8 Another consideration when the initial dosage proves insufficient to manage the patient’s pain is to titrate up the demand dose rather than the basal rate. This approach allows a quick response to immediate pain without “stacking” opioids in the bloodstream. Then, based on the patient’s experience over the previous 24 hours, it will be clearer if the basal rate needs titrating upward—and what is a safe basal rate. “Ideally, what you want is to see the patient taking three to five demand doses per day,” Dr. Bernacki says. “If there are 20 or more, you may have undershot the dosing need—but if there are none, you may have overshot it.”

Safety monitoring: Given that opioids are used with PCAs, it is important to monitor the patient for respiratory depression or inadequate analgesia. Special caution is urged for the opioid-naïve, the very young or old, and patients with high opioid requirements or who have pulmonary conditions, asthma, obesity, or sleep apnea. Orders for PCAs can include monitoring expectations for nurses and instructions to decrease the dose if oversedation is detected. Pain experts emphasize the importance of monitoring respiration quality or depth—not just frequency—and of observing the level of consciousness before rousing the patient; being able to rouse an over-sedated patient may be misleading. Pulse oximetry is a standard monitoring technique, but hospitalists may also consider using capnography (carbon dioxide monitoring), especially for patients considered at higher risk.

Other safety concerns: Two July 2003 alerts by the Institute for Safe Medication Practices included recommendations such as testing PCA equipment before purchasing it. Prescribers must undergo a privileging process, providing ongoing information about PCA safety hazards to clinicians, establishing patient selection criteria for the facility, and developing PCA standard orders. Safety concerns include human error and machine error.9 Approaches such as bar coding recognition devices for medication and double-checking PCA inputs by nurses are recommended. Having oxygen and naloxone (Narcan) readily available is another precaution for using opioids. Standard recommendations for any opioid prescribing include watching out for drug interactions and ordering a stool softener to prevent constipation. —LB

 

 

With the more typical intravenous PCA, the computerized pump allows for a number of variables, including:

  • An initial bolus or loading dose to bring the pain under immediate control—an important but sometimes overlooked consideration in the successful use of PCAs;
  • The patient-initiated or demand dose, available to the patient at the press of a button;
  • The delay interval or lockout, typically between six and 15 minutes, allowing the analgesic to achieve its peak effect before another dose can be administered. The number of unsuccessful demands by patients during lockout periods is important for the physician to know;
  • A continuous infusion or basal rate to provide continuous pain relief, although this may be contraindicated for opioid-naïve patients starting on PCAs.4 For those receiving opioids for chronic pain, the basal rate could be their current analgesic dose converted to the intravenous equivalent. Alternatively, the patient could receive this dose in a long-acting oral analgesic, with the PCA used for incidental or breakthrough pain. A basal rate also helps patients sleep, their pain controlled without having to wake up to press for a dose;
  • A maximum volume of drug to be administered within a defined period of one, four, eight, or 24 hours, calculated to prevent an opioid overdose—regardless of how many times the PCA button gets pushed; and
  • Monitoring devices such as pulse oximeter or end-tidal carbon dioxide monitor may be part of the PCA system to help warn of emerging respiratory depression.

The fundamental challenge for physicians lies in balancing the loading, basal, and patient-initiated doses with an appropriate maximum to make sure the patient gets adequate pain relief but doesn’t overdose. This is a more complex, multifaceted mathematical formula than ordering opioids to be administered two, three, or four times a day.

A basic safeguard of the PCA for preventing overdose is that when the opioid analgesic starts to make the patient drowsy, he or she is likely to stop pressing the button for another dose. However, for this to work, the PCA must be patient-controlled. If a nurse or family member pushes the button on the patient’s behalf out of a well-meaning desire to keep pain in check, this raises the risk of overdose.

In the past few years, several national quality and safety organizations have issued alerts about the danger of such patient-controlled analgesia by proxy. The Institute for Safe Medication Practices (ISMP) in Huntington Valley, Pa., issued two safety alerts in July 2003 discussing how potentially life-threatening errors can occur with PCAs and offering ways to prevent such errors.

U.S. Pharmacopeia’s summer 2004 USP Quality Review also offered safety recommendations based on analysis of medical errors directly resulting from PCA by proxy. The Joint Commission issued a Sentinel Alert on Dec. 20, 2004, noting that “serious adverse effects can occur when family members, caregivers or clinicians who are not authorized become involved in administering the analgesic for the patient by proxy.”5 Earlier this year the American Society for Pain Management Nursing issued clinical practice recommendations for how nurses can deal with the problem of PCA by proxy.6

Well-designed hospital PCA protocols will address this problem by including clear instructions to family members not to push the button for the patient, with an explanation of why this can be dangerous. Printed brochures and signs in the patient’s room are also helpful.

The Need for Training

“Physicians, as a rule, don’t receive adequate training in the PCA,” says Jean Youngwerth, MD, hospitalist, palliative care consultant and fellowship associate director at the University of Colorado Health Sciences Center in Denver. “Then you’re expected to know how to use it. There clearly is a need for this kind of training in the basics of the PCA, but a brief in-service should be sufficient.”

 

 

Dan Johnson, MD, regional department chief for palliative care for Kaiser-Permanente in Colorado, says the level of experience with the PCA is highly variable among physicians he works with. “Some know how to use the PCA and actually do it quite well. Many others are not adequately trained,” he says. “When I test residents with a few questions, they customarily do very poorly. Some of the answers I see make me nervous.”

Dr. Johnson offers a refresher on the PCA for hospitalists in the Denver area who attend an annual palliative care retreat. Those who come regularly seem to retain the information he offers. “If I were in a hospital that had not rolled out PCA standing orders, I’d make sure that there were educational units provided for hospitalists,” he says. “I’d also investigate how to develop standing orders for the hospital.” TH

Larry Beresford is a frequent contributor to The Hospitalist.

References

  1. Hudcova J, McNicol E, Quah C, et al. Patient controlled opioid analgesia versus conventional opioid analgesia for postoperative pain. Cochrane Database Syst Rev. 2006;4.
  2. Ballantyne JC, Carr DB, Chalmers TC. Postoperative patient-controlled analgesia: Meta-analyses of initial randomized controlled trials. J Clin Anesth. 1993 May/June;5(3):182-193.
  3. D’Arcy Y. New pain management options: Delivery systems and techniques. Nursing. 2007 February; 37(2):26-27.
  4. Pasero C, McCaffery M. Safe use of a continuous infusion with IV PCA. J PeriAnesthesia Nursing. 2004 Feb;19(1):42-45.
  5. Joint Commission. Patient-controlled analgesia by proxy. Available at www.jointcommission.org/SentinelEvents/SentinelEventAlert/sea_33.htm. Last accessed July 12, 2007.
  6. Wuhrman E, Cooney MF, Dunwoody CJ, et al. Authorized and unauthorized (“PCA by Proxy”) dosing of analgesic infusion pumps: Position statement with clinical practice recommendations. Pain Manag Nurs. 2007 Mar;8(1):4-11.
  7. Prommer E. Fast Fact and Concept #92, Patient controlled analgesia in palliative care. End-of-Life/ Palliative Education Resource Center, Medical College of Wisconsin, Milwaukee:www.eperc.mcw.edu/ff_index.htm.
  8. Owen H, Plummer JL, Armstrong I, et al. Variables of patient-controlled analgesia. 1. Bolus size. Anaesthesia.1989 Jan.;44(1):7-10.
  9. Vicente KJ, Kada-Bekhaled K, Hillel G, et al. Programming errors contribute to death from patient-controlled analgesia. Can J Anesth. 2003;50:328-332.

How to Titrate the PCA

Teaching guidelines developed by Jean Youngwerth, MD, hospitalist and associate director of the palliative care fellowship program at the University of Colorado Health Sciences Center in Denver. Dr. Youngwerth says she has not found good published guidelines for PCA titration and uses the following guidelines when she teaches residents about pain management and PCAs.

  • Opioid naïve: No basal rate to start; and
  • Chronic opioid use: Use basal rate at equianalgesic dose of chronic opioid.

Parameters:

  • Calculate basal rate (equianalgesic dose of current opioid);
  • Incremental dose: 50%-100% of basal rate;
  • Lockout time: eight to 10 minutes (six-minute lockout for fentanyl);
  • Loading dose: Twice the incremental dose (or 10% of 24-hour dose);
  • Can change incremental dose at least every 30-60 minutes (use for acute pain control; rapid titration). For mild to moderate pain, increase dose by 25%-50%; for moderate to severe pain, increase dose by 50%-100%; and
  • Can change basal rate every eight hours or greater (do not increase by more than 100% at a time).

Dr. Youngwerth emphasizes that these guidelines have not been formally approved by the hospital or implemented as standard practice. They are offered as general information to aid others in developing hospital PCA policies. These rough guidelines should not be construed as medical advice, and clinicians should always take into account patient-specific factors.

Guidelines for PCA use specifically for palliative care patients can be found at the End-of-Life/Palliative Education Resource Center of the Medical College of Wisconsin, in “Fast Fact and Concept #92, Patient controlled analgesia in palliative care”: www.eperc.mcw. edu/fastFact/ff_92.htm.—LB

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Patient-controlled analgesia (PCA), well accepted and widely used to quickly ease post-operative and acute pain, is safe and effective—in skilled hands. But there are complications, caveats, and safety concerns hospitalists should consider to incorporate this tool into their pain management routines and hospital protocols.

Studies show patients prefer the PCA compared with other analgesic routes.1-2 Less clear is whether it is more effective or leads to lower opioid use.

Some hospitalists use the PCA for their patients with pain—others defer to anesthesiologists, pain services, or palliative care consultants to manage the PCA and its multifaceted dosing requirements.

“There are a lot of misconceptions about the PCA,” says Deb Gordon, RN, MS, FAAN, senior clinical nurse specialist and pain consultant at the University of Wisconsin (UW) Medical Center in Madison. “There is a misunderstanding that the PCA is a magic black box for pain relief,” which can lead to its overuse. As a general rule of pain management, patients prefer the oral route of analgesic administration, Gordon says, unless that is a problem or rapid titration is needed.

“I don’t think [the PCA is] rocket science—it’s just a tool to deliver analgesics conveniently,” Gordon says. “I think every hospitalist should learn how to use the PCA, but there are always nuances of how to titrate opioids by any route.” UW has implemented PCA protocols, which staff can use for ballpark dosing recommendations.

Target PCA for Safety Programming

Many hospitals have policies, protocols, or guidelines for how to use the PCA. These may address recommended drugs and specific doses, as well as titration, monitoring, and other concerns—even who is credentialed to operate the PCA. If your hospital does not have such resources, this is a good project for a multidisciplinary, ad-hoc quality group—convened and led by hospitalists—to review the literature and develop policies and orders specific to your institution.

Chandler Regional Hospital in Ariz., implemented a revised PCA policy in May 2006, after reviewing the latest pump technology and selecting a new PCA system for the hospital. The eight-page hospital policy spells out how the PCA will be used, while a detailed physician order sheet summarizes the policy and guides choice of drug, dose, lockout interval, and how to increase dosage.

“Since employing the new policy and technology, we definitely feel we provide a safer environment for PCA administration within the hospital,” says clinical pharmacist Anthony Lucchi, PharmD.

The University of Utah Medical Center in Salt Lake City has taken PCA safety a step further by certifying its physicians in PCA use with a brief seminar and a test on the content. The self-learning “Module on PCA and Acute Pain Management” is offered online and takes about an hour to complete, says Dirim Acord, APRN, pain clinical nurse specialist and education coordinator for the medical center’s acute pain service. The pain service handles complex pain procedures but encourages residents and their attendings to become certified in PCA use. Roughly 30% of attendings in the facility, including some hospitalists, have done so.

“The knowledge difference between physicians who have gone through the course and those who have not is quite dramatic,” she adds. “Residents are just not getting this information in their basic training.”

For more information on Chandler Hospital’s PCA policy and order sheet, contact Donna Nolde, [email protected]. For information on the University of Utah’s PCA policy and self-learning module, contact Dirim Acord, [email protected].—LB

How Hospitalists Use the PCA

The PCA delivers pain medication intravenously via a computerized pump with a button the patient can press when needed—without waiting for busy nurses to answer a call button and then confirm, prepare, and administer an analgesic treatment.

 

 

Hospitalists at UW, including Rob Hoffman, MD, often order the PCA. “It’s very well-liked by patients, who are not dependent on a busy nurse to get their analgesics administered,” Dr. Hoffman says. “The biggest concern, involving overdosing patients who are opioid-naïve, may be somewhat overblown. I haven’t experienced problems with my patients being over narcotized, but I start with a low dose and monitor them frequently.”

PCA technology can tabulate how much analgesic the patient has received during the previous 24 hours, Dr. Hoffman notes. “You know that’s a safe dose for the patient, and you can use it to make the transition to oral medications,” he says.

“Most of the patients I have on PCAs are palliative care patients,” says Rachelle Bernacki, MD, MS, a hospitalist, palliative care physician, and geriatrician at the University of California-San Francisco Medical Center. “I use it somewhat differently for the patients in my hospitalist practice—for example, for those who are experiencing intermittent, unpredictable episodes of abdominal pain. It’s also useful for patients with a need to feel in control of their situation. For constant, predictable pain, it’s better to use an around-the-clock schedule. I also send certain patients home on PCAs, especially if they are going to hospice care.”

Dr. Bernacki notes that some of her patients kiss the PCA button as if it were a long-lost friend, including one she recalls who had a bowel obstruction and had not found relief prior to starting on the PCA. But she also recalls a patient for whom the PCA was not a solution. “He was Cantonese-speaking,” she says. “Despite the presence of an interpreter and several attempts at education, he was never able to understand the connection between the PCA button and relief for his pain. We just couldn’t cross the cultural and language barriers.”

Hospitalists probably underuse the PCA, says Mahmood Shahlapour, MD, hospitalist and palliative care consultant at Chandler Regional Hospital in Chandler, Ariz. “Some hospitalists may feel uncomfortable with it,” he says. “I think it’s important for hospitalists to try to get more experience and comfort to be able to use it for the right patient and the right setting.”

What Is the PCA?

PCA technology as we know it today was pioneered in the early 1970s. Now it’s routine for post-surgical pain management. It is used for patients who have trouble taking oral medications or who need rapid response to acute pain crises. Increasingly, it is also used for patients with moderate to severe chronic pain related to cancer or who are being followed by hospice or palliative care services.

PCA refers both to the process of patient self-administration of parenteral analgesics and to the computerized infusion pump that makes this control possible. Recent advances in pain management also include patient-controlled epidural and transdermal analgesia systems—and other new pain modalities continue to be developed.3 Patients unable to operate the equipment themselves—for example, neonates or infants—may receive nurse-controlled analgesia, but experts say this should only be done within carefully defined parameters.

Considerations for PCA Use

Patient selection: The first requirement of the PCA is a patient able to exercise choice and control. Patients who have physical, psychological, or cognitive impairments or are fearful, demented, confused, unresponsive, paralyzed, or very young (under age 7) are not good candidates. Pain in cognitively impaired patients generally is controlled more effectively with scheduled doses or continuous infusions. Post-operative patients are the most common PCA candidates in the hospital, along with those who have sickle cell, cancer, pancreatitis, or other moderate-to-severe acute pain syndromes. Hospitals may consider developing patient selection criteria as part of their PCA policies.

Drug choice: The most common drug used in PCAs is morphine, considered the gold standard in opioid analgesic treatment. Hydromorphone (Dilaudid) is a second choice, especially for patients who are morphine-intolerant or have kidney failure. Fentanyl is another option, but because it is short acting and more potent, fentanyl (or other nonstandard PCA orders) is often reserved for pain or palliative care services. Meperidine is also used in PCAs, but generally is not recommended as an analgesic by pain experts.

Dosing: Standard equianalgesic conversion ratios between opioids and oral and intravenous routes of administration are foundational tools for hospitalists working with PCAs.7 Typical demand doses of morphine in PCAs for opioid-naïve patients are 0.5, 1.0, or 2.0 mg., although a 1989 study suggested that the lower number may be too little and the higher number too high for effective pain management.8 Another consideration when the initial dosage proves insufficient to manage the patient’s pain is to titrate up the demand dose rather than the basal rate. This approach allows a quick response to immediate pain without “stacking” opioids in the bloodstream. Then, based on the patient’s experience over the previous 24 hours, it will be clearer if the basal rate needs titrating upward—and what is a safe basal rate. “Ideally, what you want is to see the patient taking three to five demand doses per day,” Dr. Bernacki says. “If there are 20 or more, you may have undershot the dosing need—but if there are none, you may have overshot it.”

Safety monitoring: Given that opioids are used with PCAs, it is important to monitor the patient for respiratory depression or inadequate analgesia. Special caution is urged for the opioid-naïve, the very young or old, and patients with high opioid requirements or who have pulmonary conditions, asthma, obesity, or sleep apnea. Orders for PCAs can include monitoring expectations for nurses and instructions to decrease the dose if oversedation is detected. Pain experts emphasize the importance of monitoring respiration quality or depth—not just frequency—and of observing the level of consciousness before rousing the patient; being able to rouse an over-sedated patient may be misleading. Pulse oximetry is a standard monitoring technique, but hospitalists may also consider using capnography (carbon dioxide monitoring), especially for patients considered at higher risk.

Other safety concerns: Two July 2003 alerts by the Institute for Safe Medication Practices included recommendations such as testing PCA equipment before purchasing it. Prescribers must undergo a privileging process, providing ongoing information about PCA safety hazards to clinicians, establishing patient selection criteria for the facility, and developing PCA standard orders. Safety concerns include human error and machine error.9 Approaches such as bar coding recognition devices for medication and double-checking PCA inputs by nurses are recommended. Having oxygen and naloxone (Narcan) readily available is another precaution for using opioids. Standard recommendations for any opioid prescribing include watching out for drug interactions and ordering a stool softener to prevent constipation. —LB

 

 

With the more typical intravenous PCA, the computerized pump allows for a number of variables, including:

  • An initial bolus or loading dose to bring the pain under immediate control—an important but sometimes overlooked consideration in the successful use of PCAs;
  • The patient-initiated or demand dose, available to the patient at the press of a button;
  • The delay interval or lockout, typically between six and 15 minutes, allowing the analgesic to achieve its peak effect before another dose can be administered. The number of unsuccessful demands by patients during lockout periods is important for the physician to know;
  • A continuous infusion or basal rate to provide continuous pain relief, although this may be contraindicated for opioid-naïve patients starting on PCAs.4 For those receiving opioids for chronic pain, the basal rate could be their current analgesic dose converted to the intravenous equivalent. Alternatively, the patient could receive this dose in a long-acting oral analgesic, with the PCA used for incidental or breakthrough pain. A basal rate also helps patients sleep, their pain controlled without having to wake up to press for a dose;
  • A maximum volume of drug to be administered within a defined period of one, four, eight, or 24 hours, calculated to prevent an opioid overdose—regardless of how many times the PCA button gets pushed; and
  • Monitoring devices such as pulse oximeter or end-tidal carbon dioxide monitor may be part of the PCA system to help warn of emerging respiratory depression.

The fundamental challenge for physicians lies in balancing the loading, basal, and patient-initiated doses with an appropriate maximum to make sure the patient gets adequate pain relief but doesn’t overdose. This is a more complex, multifaceted mathematical formula than ordering opioids to be administered two, three, or four times a day.

A basic safeguard of the PCA for preventing overdose is that when the opioid analgesic starts to make the patient drowsy, he or she is likely to stop pressing the button for another dose. However, for this to work, the PCA must be patient-controlled. If a nurse or family member pushes the button on the patient’s behalf out of a well-meaning desire to keep pain in check, this raises the risk of overdose.

In the past few years, several national quality and safety organizations have issued alerts about the danger of such patient-controlled analgesia by proxy. The Institute for Safe Medication Practices (ISMP) in Huntington Valley, Pa., issued two safety alerts in July 2003 discussing how potentially life-threatening errors can occur with PCAs and offering ways to prevent such errors.

U.S. Pharmacopeia’s summer 2004 USP Quality Review also offered safety recommendations based on analysis of medical errors directly resulting from PCA by proxy. The Joint Commission issued a Sentinel Alert on Dec. 20, 2004, noting that “serious adverse effects can occur when family members, caregivers or clinicians who are not authorized become involved in administering the analgesic for the patient by proxy.”5 Earlier this year the American Society for Pain Management Nursing issued clinical practice recommendations for how nurses can deal with the problem of PCA by proxy.6

Well-designed hospital PCA protocols will address this problem by including clear instructions to family members not to push the button for the patient, with an explanation of why this can be dangerous. Printed brochures and signs in the patient’s room are also helpful.

The Need for Training

“Physicians, as a rule, don’t receive adequate training in the PCA,” says Jean Youngwerth, MD, hospitalist, palliative care consultant and fellowship associate director at the University of Colorado Health Sciences Center in Denver. “Then you’re expected to know how to use it. There clearly is a need for this kind of training in the basics of the PCA, but a brief in-service should be sufficient.”

 

 

Dan Johnson, MD, regional department chief for palliative care for Kaiser-Permanente in Colorado, says the level of experience with the PCA is highly variable among physicians he works with. “Some know how to use the PCA and actually do it quite well. Many others are not adequately trained,” he says. “When I test residents with a few questions, they customarily do very poorly. Some of the answers I see make me nervous.”

Dr. Johnson offers a refresher on the PCA for hospitalists in the Denver area who attend an annual palliative care retreat. Those who come regularly seem to retain the information he offers. “If I were in a hospital that had not rolled out PCA standing orders, I’d make sure that there were educational units provided for hospitalists,” he says. “I’d also investigate how to develop standing orders for the hospital.” TH

Larry Beresford is a frequent contributor to The Hospitalist.

References

  1. Hudcova J, McNicol E, Quah C, et al. Patient controlled opioid analgesia versus conventional opioid analgesia for postoperative pain. Cochrane Database Syst Rev. 2006;4.
  2. Ballantyne JC, Carr DB, Chalmers TC. Postoperative patient-controlled analgesia: Meta-analyses of initial randomized controlled trials. J Clin Anesth. 1993 May/June;5(3):182-193.
  3. D’Arcy Y. New pain management options: Delivery systems and techniques. Nursing. 2007 February; 37(2):26-27.
  4. Pasero C, McCaffery M. Safe use of a continuous infusion with IV PCA. J PeriAnesthesia Nursing. 2004 Feb;19(1):42-45.
  5. Joint Commission. Patient-controlled analgesia by proxy. Available at www.jointcommission.org/SentinelEvents/SentinelEventAlert/sea_33.htm. Last accessed July 12, 2007.
  6. Wuhrman E, Cooney MF, Dunwoody CJ, et al. Authorized and unauthorized (“PCA by Proxy”) dosing of analgesic infusion pumps: Position statement with clinical practice recommendations. Pain Manag Nurs. 2007 Mar;8(1):4-11.
  7. Prommer E. Fast Fact and Concept #92, Patient controlled analgesia in palliative care. End-of-Life/ Palliative Education Resource Center, Medical College of Wisconsin, Milwaukee:www.eperc.mcw.edu/ff_index.htm.
  8. Owen H, Plummer JL, Armstrong I, et al. Variables of patient-controlled analgesia. 1. Bolus size. Anaesthesia.1989 Jan.;44(1):7-10.
  9. Vicente KJ, Kada-Bekhaled K, Hillel G, et al. Programming errors contribute to death from patient-controlled analgesia. Can J Anesth. 2003;50:328-332.

How to Titrate the PCA

Teaching guidelines developed by Jean Youngwerth, MD, hospitalist and associate director of the palliative care fellowship program at the University of Colorado Health Sciences Center in Denver. Dr. Youngwerth says she has not found good published guidelines for PCA titration and uses the following guidelines when she teaches residents about pain management and PCAs.

  • Opioid naïve: No basal rate to start; and
  • Chronic opioid use: Use basal rate at equianalgesic dose of chronic opioid.

Parameters:

  • Calculate basal rate (equianalgesic dose of current opioid);
  • Incremental dose: 50%-100% of basal rate;
  • Lockout time: eight to 10 minutes (six-minute lockout for fentanyl);
  • Loading dose: Twice the incremental dose (or 10% of 24-hour dose);
  • Can change incremental dose at least every 30-60 minutes (use for acute pain control; rapid titration). For mild to moderate pain, increase dose by 25%-50%; for moderate to severe pain, increase dose by 50%-100%; and
  • Can change basal rate every eight hours or greater (do not increase by more than 100% at a time).

Dr. Youngwerth emphasizes that these guidelines have not been formally approved by the hospital or implemented as standard practice. They are offered as general information to aid others in developing hospital PCA policies. These rough guidelines should not be construed as medical advice, and clinicians should always take into account patient-specific factors.

Guidelines for PCA use specifically for palliative care patients can be found at the End-of-Life/Palliative Education Resource Center of the Medical College of Wisconsin, in “Fast Fact and Concept #92, Patient controlled analgesia in palliative care”: www.eperc.mcw. edu/fastFact/ff_92.htm.—LB

Patient-controlled analgesia (PCA), well accepted and widely used to quickly ease post-operative and acute pain, is safe and effective—in skilled hands. But there are complications, caveats, and safety concerns hospitalists should consider to incorporate this tool into their pain management routines and hospital protocols.

Studies show patients prefer the PCA compared with other analgesic routes.1-2 Less clear is whether it is more effective or leads to lower opioid use.

Some hospitalists use the PCA for their patients with pain—others defer to anesthesiologists, pain services, or palliative care consultants to manage the PCA and its multifaceted dosing requirements.

“There are a lot of misconceptions about the PCA,” says Deb Gordon, RN, MS, FAAN, senior clinical nurse specialist and pain consultant at the University of Wisconsin (UW) Medical Center in Madison. “There is a misunderstanding that the PCA is a magic black box for pain relief,” which can lead to its overuse. As a general rule of pain management, patients prefer the oral route of analgesic administration, Gordon says, unless that is a problem or rapid titration is needed.

“I don’t think [the PCA is] rocket science—it’s just a tool to deliver analgesics conveniently,” Gordon says. “I think every hospitalist should learn how to use the PCA, but there are always nuances of how to titrate opioids by any route.” UW has implemented PCA protocols, which staff can use for ballpark dosing recommendations.

Target PCA for Safety Programming

Many hospitals have policies, protocols, or guidelines for how to use the PCA. These may address recommended drugs and specific doses, as well as titration, monitoring, and other concerns—even who is credentialed to operate the PCA. If your hospital does not have such resources, this is a good project for a multidisciplinary, ad-hoc quality group—convened and led by hospitalists—to review the literature and develop policies and orders specific to your institution.

Chandler Regional Hospital in Ariz., implemented a revised PCA policy in May 2006, after reviewing the latest pump technology and selecting a new PCA system for the hospital. The eight-page hospital policy spells out how the PCA will be used, while a detailed physician order sheet summarizes the policy and guides choice of drug, dose, lockout interval, and how to increase dosage.

“Since employing the new policy and technology, we definitely feel we provide a safer environment for PCA administration within the hospital,” says clinical pharmacist Anthony Lucchi, PharmD.

The University of Utah Medical Center in Salt Lake City has taken PCA safety a step further by certifying its physicians in PCA use with a brief seminar and a test on the content. The self-learning “Module on PCA and Acute Pain Management” is offered online and takes about an hour to complete, says Dirim Acord, APRN, pain clinical nurse specialist and education coordinator for the medical center’s acute pain service. The pain service handles complex pain procedures but encourages residents and their attendings to become certified in PCA use. Roughly 30% of attendings in the facility, including some hospitalists, have done so.

“The knowledge difference between physicians who have gone through the course and those who have not is quite dramatic,” she adds. “Residents are just not getting this information in their basic training.”

For more information on Chandler Hospital’s PCA policy and order sheet, contact Donna Nolde, [email protected]. For information on the University of Utah’s PCA policy and self-learning module, contact Dirim Acord, [email protected].—LB

How Hospitalists Use the PCA

The PCA delivers pain medication intravenously via a computerized pump with a button the patient can press when needed—without waiting for busy nurses to answer a call button and then confirm, prepare, and administer an analgesic treatment.

 

 

Hospitalists at UW, including Rob Hoffman, MD, often order the PCA. “It’s very well-liked by patients, who are not dependent on a busy nurse to get their analgesics administered,” Dr. Hoffman says. “The biggest concern, involving overdosing patients who are opioid-naïve, may be somewhat overblown. I haven’t experienced problems with my patients being over narcotized, but I start with a low dose and monitor them frequently.”

PCA technology can tabulate how much analgesic the patient has received during the previous 24 hours, Dr. Hoffman notes. “You know that’s a safe dose for the patient, and you can use it to make the transition to oral medications,” he says.

“Most of the patients I have on PCAs are palliative care patients,” says Rachelle Bernacki, MD, MS, a hospitalist, palliative care physician, and geriatrician at the University of California-San Francisco Medical Center. “I use it somewhat differently for the patients in my hospitalist practice—for example, for those who are experiencing intermittent, unpredictable episodes of abdominal pain. It’s also useful for patients with a need to feel in control of their situation. For constant, predictable pain, it’s better to use an around-the-clock schedule. I also send certain patients home on PCAs, especially if they are going to hospice care.”

Dr. Bernacki notes that some of her patients kiss the PCA button as if it were a long-lost friend, including one she recalls who had a bowel obstruction and had not found relief prior to starting on the PCA. But she also recalls a patient for whom the PCA was not a solution. “He was Cantonese-speaking,” she says. “Despite the presence of an interpreter and several attempts at education, he was never able to understand the connection between the PCA button and relief for his pain. We just couldn’t cross the cultural and language barriers.”

Hospitalists probably underuse the PCA, says Mahmood Shahlapour, MD, hospitalist and palliative care consultant at Chandler Regional Hospital in Chandler, Ariz. “Some hospitalists may feel uncomfortable with it,” he says. “I think it’s important for hospitalists to try to get more experience and comfort to be able to use it for the right patient and the right setting.”

What Is the PCA?

PCA technology as we know it today was pioneered in the early 1970s. Now it’s routine for post-surgical pain management. It is used for patients who have trouble taking oral medications or who need rapid response to acute pain crises. Increasingly, it is also used for patients with moderate to severe chronic pain related to cancer or who are being followed by hospice or palliative care services.

PCA refers both to the process of patient self-administration of parenteral analgesics and to the computerized infusion pump that makes this control possible. Recent advances in pain management also include patient-controlled epidural and transdermal analgesia systems—and other new pain modalities continue to be developed.3 Patients unable to operate the equipment themselves—for example, neonates or infants—may receive nurse-controlled analgesia, but experts say this should only be done within carefully defined parameters.

Considerations for PCA Use

Patient selection: The first requirement of the PCA is a patient able to exercise choice and control. Patients who have physical, psychological, or cognitive impairments or are fearful, demented, confused, unresponsive, paralyzed, or very young (under age 7) are not good candidates. Pain in cognitively impaired patients generally is controlled more effectively with scheduled doses or continuous infusions. Post-operative patients are the most common PCA candidates in the hospital, along with those who have sickle cell, cancer, pancreatitis, or other moderate-to-severe acute pain syndromes. Hospitals may consider developing patient selection criteria as part of their PCA policies.

Drug choice: The most common drug used in PCAs is morphine, considered the gold standard in opioid analgesic treatment. Hydromorphone (Dilaudid) is a second choice, especially for patients who are morphine-intolerant or have kidney failure. Fentanyl is another option, but because it is short acting and more potent, fentanyl (or other nonstandard PCA orders) is often reserved for pain or palliative care services. Meperidine is also used in PCAs, but generally is not recommended as an analgesic by pain experts.

Dosing: Standard equianalgesic conversion ratios between opioids and oral and intravenous routes of administration are foundational tools for hospitalists working with PCAs.7 Typical demand doses of morphine in PCAs for opioid-naïve patients are 0.5, 1.0, or 2.0 mg., although a 1989 study suggested that the lower number may be too little and the higher number too high for effective pain management.8 Another consideration when the initial dosage proves insufficient to manage the patient’s pain is to titrate up the demand dose rather than the basal rate. This approach allows a quick response to immediate pain without “stacking” opioids in the bloodstream. Then, based on the patient’s experience over the previous 24 hours, it will be clearer if the basal rate needs titrating upward—and what is a safe basal rate. “Ideally, what you want is to see the patient taking three to five demand doses per day,” Dr. Bernacki says. “If there are 20 or more, you may have undershot the dosing need—but if there are none, you may have overshot it.”

Safety monitoring: Given that opioids are used with PCAs, it is important to monitor the patient for respiratory depression or inadequate analgesia. Special caution is urged for the opioid-naïve, the very young or old, and patients with high opioid requirements or who have pulmonary conditions, asthma, obesity, or sleep apnea. Orders for PCAs can include monitoring expectations for nurses and instructions to decrease the dose if oversedation is detected. Pain experts emphasize the importance of monitoring respiration quality or depth—not just frequency—and of observing the level of consciousness before rousing the patient; being able to rouse an over-sedated patient may be misleading. Pulse oximetry is a standard monitoring technique, but hospitalists may also consider using capnography (carbon dioxide monitoring), especially for patients considered at higher risk.

Other safety concerns: Two July 2003 alerts by the Institute for Safe Medication Practices included recommendations such as testing PCA equipment before purchasing it. Prescribers must undergo a privileging process, providing ongoing information about PCA safety hazards to clinicians, establishing patient selection criteria for the facility, and developing PCA standard orders. Safety concerns include human error and machine error.9 Approaches such as bar coding recognition devices for medication and double-checking PCA inputs by nurses are recommended. Having oxygen and naloxone (Narcan) readily available is another precaution for using opioids. Standard recommendations for any opioid prescribing include watching out for drug interactions and ordering a stool softener to prevent constipation. —LB

 

 

With the more typical intravenous PCA, the computerized pump allows for a number of variables, including:

  • An initial bolus or loading dose to bring the pain under immediate control—an important but sometimes overlooked consideration in the successful use of PCAs;
  • The patient-initiated or demand dose, available to the patient at the press of a button;
  • The delay interval or lockout, typically between six and 15 minutes, allowing the analgesic to achieve its peak effect before another dose can be administered. The number of unsuccessful demands by patients during lockout periods is important for the physician to know;
  • A continuous infusion or basal rate to provide continuous pain relief, although this may be contraindicated for opioid-naïve patients starting on PCAs.4 For those receiving opioids for chronic pain, the basal rate could be their current analgesic dose converted to the intravenous equivalent. Alternatively, the patient could receive this dose in a long-acting oral analgesic, with the PCA used for incidental or breakthrough pain. A basal rate also helps patients sleep, their pain controlled without having to wake up to press for a dose;
  • A maximum volume of drug to be administered within a defined period of one, four, eight, or 24 hours, calculated to prevent an opioid overdose—regardless of how many times the PCA button gets pushed; and
  • Monitoring devices such as pulse oximeter or end-tidal carbon dioxide monitor may be part of the PCA system to help warn of emerging respiratory depression.

The fundamental challenge for physicians lies in balancing the loading, basal, and patient-initiated doses with an appropriate maximum to make sure the patient gets adequate pain relief but doesn’t overdose. This is a more complex, multifaceted mathematical formula than ordering opioids to be administered two, three, or four times a day.

A basic safeguard of the PCA for preventing overdose is that when the opioid analgesic starts to make the patient drowsy, he or she is likely to stop pressing the button for another dose. However, for this to work, the PCA must be patient-controlled. If a nurse or family member pushes the button on the patient’s behalf out of a well-meaning desire to keep pain in check, this raises the risk of overdose.

In the past few years, several national quality and safety organizations have issued alerts about the danger of such patient-controlled analgesia by proxy. The Institute for Safe Medication Practices (ISMP) in Huntington Valley, Pa., issued two safety alerts in July 2003 discussing how potentially life-threatening errors can occur with PCAs and offering ways to prevent such errors.

U.S. Pharmacopeia’s summer 2004 USP Quality Review also offered safety recommendations based on analysis of medical errors directly resulting from PCA by proxy. The Joint Commission issued a Sentinel Alert on Dec. 20, 2004, noting that “serious adverse effects can occur when family members, caregivers or clinicians who are not authorized become involved in administering the analgesic for the patient by proxy.”5 Earlier this year the American Society for Pain Management Nursing issued clinical practice recommendations for how nurses can deal with the problem of PCA by proxy.6

Well-designed hospital PCA protocols will address this problem by including clear instructions to family members not to push the button for the patient, with an explanation of why this can be dangerous. Printed brochures and signs in the patient’s room are also helpful.

The Need for Training

“Physicians, as a rule, don’t receive adequate training in the PCA,” says Jean Youngwerth, MD, hospitalist, palliative care consultant and fellowship associate director at the University of Colorado Health Sciences Center in Denver. “Then you’re expected to know how to use it. There clearly is a need for this kind of training in the basics of the PCA, but a brief in-service should be sufficient.”

 

 

Dan Johnson, MD, regional department chief for palliative care for Kaiser-Permanente in Colorado, says the level of experience with the PCA is highly variable among physicians he works with. “Some know how to use the PCA and actually do it quite well. Many others are not adequately trained,” he says. “When I test residents with a few questions, they customarily do very poorly. Some of the answers I see make me nervous.”

Dr. Johnson offers a refresher on the PCA for hospitalists in the Denver area who attend an annual palliative care retreat. Those who come regularly seem to retain the information he offers. “If I were in a hospital that had not rolled out PCA standing orders, I’d make sure that there were educational units provided for hospitalists,” he says. “I’d also investigate how to develop standing orders for the hospital.” TH

Larry Beresford is a frequent contributor to The Hospitalist.

References

  1. Hudcova J, McNicol E, Quah C, et al. Patient controlled opioid analgesia versus conventional opioid analgesia for postoperative pain. Cochrane Database Syst Rev. 2006;4.
  2. Ballantyne JC, Carr DB, Chalmers TC. Postoperative patient-controlled analgesia: Meta-analyses of initial randomized controlled trials. J Clin Anesth. 1993 May/June;5(3):182-193.
  3. D’Arcy Y. New pain management options: Delivery systems and techniques. Nursing. 2007 February; 37(2):26-27.
  4. Pasero C, McCaffery M. Safe use of a continuous infusion with IV PCA. J PeriAnesthesia Nursing. 2004 Feb;19(1):42-45.
  5. Joint Commission. Patient-controlled analgesia by proxy. Available at www.jointcommission.org/SentinelEvents/SentinelEventAlert/sea_33.htm. Last accessed July 12, 2007.
  6. Wuhrman E, Cooney MF, Dunwoody CJ, et al. Authorized and unauthorized (“PCA by Proxy”) dosing of analgesic infusion pumps: Position statement with clinical practice recommendations. Pain Manag Nurs. 2007 Mar;8(1):4-11.
  7. Prommer E. Fast Fact and Concept #92, Patient controlled analgesia in palliative care. End-of-Life/ Palliative Education Resource Center, Medical College of Wisconsin, Milwaukee:www.eperc.mcw.edu/ff_index.htm.
  8. Owen H, Plummer JL, Armstrong I, et al. Variables of patient-controlled analgesia. 1. Bolus size. Anaesthesia.1989 Jan.;44(1):7-10.
  9. Vicente KJ, Kada-Bekhaled K, Hillel G, et al. Programming errors contribute to death from patient-controlled analgesia. Can J Anesth. 2003;50:328-332.

How to Titrate the PCA

Teaching guidelines developed by Jean Youngwerth, MD, hospitalist and associate director of the palliative care fellowship program at the University of Colorado Health Sciences Center in Denver. Dr. Youngwerth says she has not found good published guidelines for PCA titration and uses the following guidelines when she teaches residents about pain management and PCAs.

  • Opioid naïve: No basal rate to start; and
  • Chronic opioid use: Use basal rate at equianalgesic dose of chronic opioid.

Parameters:

  • Calculate basal rate (equianalgesic dose of current opioid);
  • Incremental dose: 50%-100% of basal rate;
  • Lockout time: eight to 10 minutes (six-minute lockout for fentanyl);
  • Loading dose: Twice the incremental dose (or 10% of 24-hour dose);
  • Can change incremental dose at least every 30-60 minutes (use for acute pain control; rapid titration). For mild to moderate pain, increase dose by 25%-50%; for moderate to severe pain, increase dose by 50%-100%; and
  • Can change basal rate every eight hours or greater (do not increase by more than 100% at a time).

Dr. Youngwerth emphasizes that these guidelines have not been formally approved by the hospital or implemented as standard practice. They are offered as general information to aid others in developing hospital PCA policies. These rough guidelines should not be construed as medical advice, and clinicians should always take into account patient-specific factors.

Guidelines for PCA use specifically for palliative care patients can be found at the End-of-Life/Palliative Education Resource Center of the Medical College of Wisconsin, in “Fast Fact and Concept #92, Patient controlled analgesia in palliative care”: www.eperc.mcw. edu/fastFact/ff_92.htm.—LB

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Proceedings of the 3rd Annual Perioperative Medicine Summit

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Proceedings of the 3rd Annual Perioperative Medicine Summit

Supplement Co-Editors and Supplement Co-Directors:
Amir K. Jaffer, MD, and Franklin A. Michota, Jr., MD

Summit Co-Directors:
Angela M. Bader, MD, MPH, and Raymond Borkowski, MD

Contents

Forword: New topics, returning features, tools for enduring challenges
Amir K. Jaffer, MD, and Franklin A. Michota, Jr., MD

Summit Faculty

Summit Program

IMPACT Consults

Are routine preoperative chest radiographs necessary in asymptomatic patients undergoing noncardiothoracic surgery?
Anitha Rajamanickam, MD, Preethi Patel, MD, and Ali Usmani, MD

Do preoperative nutritional interventions improve outcomes in malnourished patients undergoing elective surgery?
Ramnath Hebbar, MD, and Brian Harte, MD

Do all patients undergoing bariatric surgery need polysomnography to evaluate for obstructive sleep apnea?
Roop Kaw, MD, Vesselin Dimov, MD, and Charles Bae, MD

Can brain natriuretic peptide identify noncardiac surgery patients at high risk for cardiac events?
Ali Usmani, MD, Priyanka Sharma, MD, and Ashish Aneja, MD

What is the significance of an isolated elevated activated partial thromboplastin time in the preoperative setting?
William H. Morris, MD, and Ajay Kumar, MD

Does unrecognized diabetes in the preoperative period worsen postoperative outcomes?
Krista Andersen-Harris, DO, and Christopher Whinney, MD

Should an asymptomatic patient with an abnormal urinalysis (bacteriuria or pyuria) be treated with antibiotics prior to major joint replacement surgery?
Anitha Rajamanickam, MD, Saira Noor, MD, and Ali Usmani, MD

Does a carotid bruit predict cerebrovascular complications following noncardiac surgery in asymptomatic patients?
Robert Mayock, MD

What risks does a history of pulmonary hypertension present for patients undergoing noncardiac surgery?
Roop Kaw, MD, Priyanka Sharma, MD, and Omar A. Minai, MD

Does a systolic murmur heard in the aortic area need to be further evaluated prior to elective surgery?
Thadeo Catacutan, MD, Ali Usmani, MD, and Ashish Aneja, MD

Abstracts

Oral Abstracts
Preoperative electrocardiograms: Patient factors predictive of abnormalities
Darin Correll, David Hepner, Lawrence Tsen, Candace Chang, Angela Bader

Impact of combination medical therapy on mortality in vascular surgery patients
Thomas Barrett, Motomi Mori, Caroline Koudelka

Do large electronic medical record databases permit collection of reliable and valid data for quality improvement purposes?
Ashish Aneja, Eric Hixson, Brian Harte, Vesselin Dimov, Amir Jaffer

Poster Abstracts
Innovations in Perioperative Medicine
Abstract 1: PONV: 'An ounce of prevention is worth a pound of cure'
Catherine Capitula, Shari Duguay

Abstract 2: Optimization of perioperative processes through innovation and technology for the orthopaedic operating room of the future
J.H. James Choi, Jennifer Blueter, Barbara Fahey, James Leonard, Ted Omilanowski, Vincent Riley, Mark Schauer, Timothy Sullivan, Viktor Krebs, Jonathan Schaffer

Abstract 3: A systematic approach to interpreting electrocardiograms by using two mnemonics
Vesselin Dimov, Kalina Uzunova-Dimova, Ajay Kumar, Ashish Aneja

Abstract 4: Improving and standardizing medicine consultation
Benny Gavi, Lisa Shieh, Keith Posley, Shahram Sepehri, Phil Pang

Abstract 5: Medical students' assessment of a required rotation in perioperative medicine and pain
Amir Jaffer, Samuel Irefin, John Tetzlaff, J. Harry Isaacson

Abstract 6: Improving safety for adult surgical patients with obstructive sleep apnea
Karen Watkins

Abstract 7: A multidisciplinary approach to improving the safety of high-risk spine surgery: The complex spine protocol
Peter Kallas, Anjali Desai, Andrew Naidech, Tyler Koski, Steve Ondra, Mary Lou Green

Abstract 8: The nurse practitioner role in evidence-based medication strategies
Patricia Kidik, Kathleen Holbrook

Abstract 9: Use of the motivator/hygiene theory of motivation to guide quality efforts
Ronald Kratz

Abstract 10: A novel care model coordinating inpatient and outpatient perioperative care, utilizing a computerized patient tracking system
Diane Levitan, Dominic Reilly, Christopher Wong, Kara Mitchell, Philip Vedovatti, Nason Hamlin

Abstract 11: The development of an admitting team
Kathleen McGrath, Janet Piatek, Jeanne Lanchester

Abstract 12: Improve communication among caregivers: Eliminating unauthorized abbreviations on hospital medical records
Magdalena G. Smith, Maura Walsh, Laurie Walsh, Marjorie Guglin, Dio Sumaygaysay, Evangelina Sapalasan, Frances Haug, Olivia Voellmicke, Mahin Sanjari, Nancy Cimitile, Mariya Chernyatskaya

Abstract 13: Improve preadmission testing process
Magdalena G. Smith, Tak Tam, Rita Medrozo, Maura Walsh, Laurie Walsh, Marjorie Guglin

Perioperative Clinical Vignettes
Abstract 14: Chronic renal insufficiency: An oft-forgotten component of the revised cardiac risk index
Vesselin Dimov, Ashish Aneja, Kalina Uzunova-Dimova

Abstract 15: When is a stress test indicated in patients with chronic kidney disease evaluated for noncardiac surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Saira Noor

Abstract 16: When to correct hyperkalemia in patients with chronic kidney disease prior to noncardiac surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Ajay Kumar, Anitha Rajamanickam, Mitko Badov

Abstract 17: What is the optimal time frame for performing hemodialysis in patients with end-stage renal disease prior to surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Ajay Kumar

Abstract 18: A recent vascular graft in a patient with end-stage renal disease on hemodialysis and the need for preoperative antibiotic prophylaxis
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Ajay Kumar

Abstract 19: Postoperative risk of acute kidney injury in patients with chronic kidney disease
Vesselin Dimov, Kalina Uzunova-Dimova, Ali Usmani, Ajay Kumar

Abstract 20: Preoperative hypoglycemia in a patient on detemir insulin
Ronad P. Olson, M. Angelyn Bethel, Lillian F. Lien

Abstract 21: Evaluation of Mobitz I atrioventricular block in a preoperative patient
Margaret Pothier

Abstract 22: Perioperative cardiac arrest in a patient with aortic stenosis: Is it preventable?
Zdravka Zafirova, Bobbie Sweitzer

Abstract 23: Antiplatelet therapy interruption and perioperative stent thrombosis: Too much, too early
Zdravka Zafirova, Bobbie Sweitzer

Research in Perioperative Medicine
Abstract 24: Use of an at-home internet-based patient evaluation tool for preoperative assessment
Margaret Pothier, David Hepner, Darrin Correll, Thomas Ho, Alina Lazar, Angela Bader

Abstract 25: The utility of a preoperative clinic questionnaire to predict postoperative delirium risk
David Hepner, Darin Correll, Thomas Ho, Juergen Bludau, Jhoanna Santos, Angela Bader

Abstract 26: A drug by any other name: Preoperative insulin regimens
Carlee Clark, Vivek Moitra, Bobbie Jean Sweitzer

Abstract 27: Preoperative cardiovascular risk factor assessment in morbidly obese patients with an abnormal electrocardiogram
Girish Mood, Roomana Akhtar, Rajagopal Reddy Edula, Gunjana Bhandari, Vishal Gupta, Michael Koch

Abstract 28: Cardiac testing prior to nonvascular surgery: The results from a newly formed preoperative clinic
Sheela Pai, Giang Tran, Alvin Blaustein, Prasad Atluri, Salwa Shenaq

Abstract 29: Which is better—half-dose or no insulin on day of surgery?
Kirk Smith, Vivek Moitra, Melinda Drum, Bobbie Jean Sweitzer

Index of Authors

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Issue
Cleveland Clinic Journal of Medicine - 74(9)
Publications
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S1-S38
Sections
Article PDF
Article PDF

Supplement Co-Editors and Supplement Co-Directors:
Amir K. Jaffer, MD, and Franklin A. Michota, Jr., MD

Summit Co-Directors:
Angela M. Bader, MD, MPH, and Raymond Borkowski, MD

Contents

Forword: New topics, returning features, tools for enduring challenges
Amir K. Jaffer, MD, and Franklin A. Michota, Jr., MD

Summit Faculty

Summit Program

IMPACT Consults

Are routine preoperative chest radiographs necessary in asymptomatic patients undergoing noncardiothoracic surgery?
Anitha Rajamanickam, MD, Preethi Patel, MD, and Ali Usmani, MD

Do preoperative nutritional interventions improve outcomes in malnourished patients undergoing elective surgery?
Ramnath Hebbar, MD, and Brian Harte, MD

Do all patients undergoing bariatric surgery need polysomnography to evaluate for obstructive sleep apnea?
Roop Kaw, MD, Vesselin Dimov, MD, and Charles Bae, MD

Can brain natriuretic peptide identify noncardiac surgery patients at high risk for cardiac events?
Ali Usmani, MD, Priyanka Sharma, MD, and Ashish Aneja, MD

What is the significance of an isolated elevated activated partial thromboplastin time in the preoperative setting?
William H. Morris, MD, and Ajay Kumar, MD

Does unrecognized diabetes in the preoperative period worsen postoperative outcomes?
Krista Andersen-Harris, DO, and Christopher Whinney, MD

Should an asymptomatic patient with an abnormal urinalysis (bacteriuria or pyuria) be treated with antibiotics prior to major joint replacement surgery?
Anitha Rajamanickam, MD, Saira Noor, MD, and Ali Usmani, MD

Does a carotid bruit predict cerebrovascular complications following noncardiac surgery in asymptomatic patients?
Robert Mayock, MD

What risks does a history of pulmonary hypertension present for patients undergoing noncardiac surgery?
Roop Kaw, MD, Priyanka Sharma, MD, and Omar A. Minai, MD

Does a systolic murmur heard in the aortic area need to be further evaluated prior to elective surgery?
Thadeo Catacutan, MD, Ali Usmani, MD, and Ashish Aneja, MD

Abstracts

Oral Abstracts
Preoperative electrocardiograms: Patient factors predictive of abnormalities
Darin Correll, David Hepner, Lawrence Tsen, Candace Chang, Angela Bader

Impact of combination medical therapy on mortality in vascular surgery patients
Thomas Barrett, Motomi Mori, Caroline Koudelka

Do large electronic medical record databases permit collection of reliable and valid data for quality improvement purposes?
Ashish Aneja, Eric Hixson, Brian Harte, Vesselin Dimov, Amir Jaffer

Poster Abstracts
Innovations in Perioperative Medicine
Abstract 1: PONV: 'An ounce of prevention is worth a pound of cure'
Catherine Capitula, Shari Duguay

Abstract 2: Optimization of perioperative processes through innovation and technology for the orthopaedic operating room of the future
J.H. James Choi, Jennifer Blueter, Barbara Fahey, James Leonard, Ted Omilanowski, Vincent Riley, Mark Schauer, Timothy Sullivan, Viktor Krebs, Jonathan Schaffer

Abstract 3: A systematic approach to interpreting electrocardiograms by using two mnemonics
Vesselin Dimov, Kalina Uzunova-Dimova, Ajay Kumar, Ashish Aneja

Abstract 4: Improving and standardizing medicine consultation
Benny Gavi, Lisa Shieh, Keith Posley, Shahram Sepehri, Phil Pang

Abstract 5: Medical students' assessment of a required rotation in perioperative medicine and pain
Amir Jaffer, Samuel Irefin, John Tetzlaff, J. Harry Isaacson

Abstract 6: Improving safety for adult surgical patients with obstructive sleep apnea
Karen Watkins

Abstract 7: A multidisciplinary approach to improving the safety of high-risk spine surgery: The complex spine protocol
Peter Kallas, Anjali Desai, Andrew Naidech, Tyler Koski, Steve Ondra, Mary Lou Green

Abstract 8: The nurse practitioner role in evidence-based medication strategies
Patricia Kidik, Kathleen Holbrook

Abstract 9: Use of the motivator/hygiene theory of motivation to guide quality efforts
Ronald Kratz

Abstract 10: A novel care model coordinating inpatient and outpatient perioperative care, utilizing a computerized patient tracking system
Diane Levitan, Dominic Reilly, Christopher Wong, Kara Mitchell, Philip Vedovatti, Nason Hamlin

Abstract 11: The development of an admitting team
Kathleen McGrath, Janet Piatek, Jeanne Lanchester

Abstract 12: Improve communication among caregivers: Eliminating unauthorized abbreviations on hospital medical records
Magdalena G. Smith, Maura Walsh, Laurie Walsh, Marjorie Guglin, Dio Sumaygaysay, Evangelina Sapalasan, Frances Haug, Olivia Voellmicke, Mahin Sanjari, Nancy Cimitile, Mariya Chernyatskaya

Abstract 13: Improve preadmission testing process
Magdalena G. Smith, Tak Tam, Rita Medrozo, Maura Walsh, Laurie Walsh, Marjorie Guglin

Perioperative Clinical Vignettes
Abstract 14: Chronic renal insufficiency: An oft-forgotten component of the revised cardiac risk index
Vesselin Dimov, Ashish Aneja, Kalina Uzunova-Dimova

Abstract 15: When is a stress test indicated in patients with chronic kidney disease evaluated for noncardiac surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Saira Noor

Abstract 16: When to correct hyperkalemia in patients with chronic kidney disease prior to noncardiac surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Ajay Kumar, Anitha Rajamanickam, Mitko Badov

Abstract 17: What is the optimal time frame for performing hemodialysis in patients with end-stage renal disease prior to surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Ajay Kumar

Abstract 18: A recent vascular graft in a patient with end-stage renal disease on hemodialysis and the need for preoperative antibiotic prophylaxis
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Ajay Kumar

Abstract 19: Postoperative risk of acute kidney injury in patients with chronic kidney disease
Vesselin Dimov, Kalina Uzunova-Dimova, Ali Usmani, Ajay Kumar

Abstract 20: Preoperative hypoglycemia in a patient on detemir insulin
Ronad P. Olson, M. Angelyn Bethel, Lillian F. Lien

Abstract 21: Evaluation of Mobitz I atrioventricular block in a preoperative patient
Margaret Pothier

Abstract 22: Perioperative cardiac arrest in a patient with aortic stenosis: Is it preventable?
Zdravka Zafirova, Bobbie Sweitzer

Abstract 23: Antiplatelet therapy interruption and perioperative stent thrombosis: Too much, too early
Zdravka Zafirova, Bobbie Sweitzer

Research in Perioperative Medicine
Abstract 24: Use of an at-home internet-based patient evaluation tool for preoperative assessment
Margaret Pothier, David Hepner, Darrin Correll, Thomas Ho, Alina Lazar, Angela Bader

Abstract 25: The utility of a preoperative clinic questionnaire to predict postoperative delirium risk
David Hepner, Darin Correll, Thomas Ho, Juergen Bludau, Jhoanna Santos, Angela Bader

Abstract 26: A drug by any other name: Preoperative insulin regimens
Carlee Clark, Vivek Moitra, Bobbie Jean Sweitzer

Abstract 27: Preoperative cardiovascular risk factor assessment in morbidly obese patients with an abnormal electrocardiogram
Girish Mood, Roomana Akhtar, Rajagopal Reddy Edula, Gunjana Bhandari, Vishal Gupta, Michael Koch

Abstract 28: Cardiac testing prior to nonvascular surgery: The results from a newly formed preoperative clinic
Sheela Pai, Giang Tran, Alvin Blaustein, Prasad Atluri, Salwa Shenaq

Abstract 29: Which is better—half-dose or no insulin on day of surgery?
Kirk Smith, Vivek Moitra, Melinda Drum, Bobbie Jean Sweitzer

Index of Authors

Supplement Co-Editors and Supplement Co-Directors:
Amir K. Jaffer, MD, and Franklin A. Michota, Jr., MD

Summit Co-Directors:
Angela M. Bader, MD, MPH, and Raymond Borkowski, MD

Contents

Forword: New topics, returning features, tools for enduring challenges
Amir K. Jaffer, MD, and Franklin A. Michota, Jr., MD

Summit Faculty

Summit Program

IMPACT Consults

Are routine preoperative chest radiographs necessary in asymptomatic patients undergoing noncardiothoracic surgery?
Anitha Rajamanickam, MD, Preethi Patel, MD, and Ali Usmani, MD

Do preoperative nutritional interventions improve outcomes in malnourished patients undergoing elective surgery?
Ramnath Hebbar, MD, and Brian Harte, MD

Do all patients undergoing bariatric surgery need polysomnography to evaluate for obstructive sleep apnea?
Roop Kaw, MD, Vesselin Dimov, MD, and Charles Bae, MD

Can brain natriuretic peptide identify noncardiac surgery patients at high risk for cardiac events?
Ali Usmani, MD, Priyanka Sharma, MD, and Ashish Aneja, MD

What is the significance of an isolated elevated activated partial thromboplastin time in the preoperative setting?
William H. Morris, MD, and Ajay Kumar, MD

Does unrecognized diabetes in the preoperative period worsen postoperative outcomes?
Krista Andersen-Harris, DO, and Christopher Whinney, MD

Should an asymptomatic patient with an abnormal urinalysis (bacteriuria or pyuria) be treated with antibiotics prior to major joint replacement surgery?
Anitha Rajamanickam, MD, Saira Noor, MD, and Ali Usmani, MD

Does a carotid bruit predict cerebrovascular complications following noncardiac surgery in asymptomatic patients?
Robert Mayock, MD

What risks does a history of pulmonary hypertension present for patients undergoing noncardiac surgery?
Roop Kaw, MD, Priyanka Sharma, MD, and Omar A. Minai, MD

Does a systolic murmur heard in the aortic area need to be further evaluated prior to elective surgery?
Thadeo Catacutan, MD, Ali Usmani, MD, and Ashish Aneja, MD

Abstracts

Oral Abstracts
Preoperative electrocardiograms: Patient factors predictive of abnormalities
Darin Correll, David Hepner, Lawrence Tsen, Candace Chang, Angela Bader

Impact of combination medical therapy on mortality in vascular surgery patients
Thomas Barrett, Motomi Mori, Caroline Koudelka

Do large electronic medical record databases permit collection of reliable and valid data for quality improvement purposes?
Ashish Aneja, Eric Hixson, Brian Harte, Vesselin Dimov, Amir Jaffer

Poster Abstracts
Innovations in Perioperative Medicine
Abstract 1: PONV: 'An ounce of prevention is worth a pound of cure'
Catherine Capitula, Shari Duguay

Abstract 2: Optimization of perioperative processes through innovation and technology for the orthopaedic operating room of the future
J.H. James Choi, Jennifer Blueter, Barbara Fahey, James Leonard, Ted Omilanowski, Vincent Riley, Mark Schauer, Timothy Sullivan, Viktor Krebs, Jonathan Schaffer

Abstract 3: A systematic approach to interpreting electrocardiograms by using two mnemonics
Vesselin Dimov, Kalina Uzunova-Dimova, Ajay Kumar, Ashish Aneja

Abstract 4: Improving and standardizing medicine consultation
Benny Gavi, Lisa Shieh, Keith Posley, Shahram Sepehri, Phil Pang

Abstract 5: Medical students' assessment of a required rotation in perioperative medicine and pain
Amir Jaffer, Samuel Irefin, John Tetzlaff, J. Harry Isaacson

Abstract 6: Improving safety for adult surgical patients with obstructive sleep apnea
Karen Watkins

Abstract 7: A multidisciplinary approach to improving the safety of high-risk spine surgery: The complex spine protocol
Peter Kallas, Anjali Desai, Andrew Naidech, Tyler Koski, Steve Ondra, Mary Lou Green

Abstract 8: The nurse practitioner role in evidence-based medication strategies
Patricia Kidik, Kathleen Holbrook

Abstract 9: Use of the motivator/hygiene theory of motivation to guide quality efforts
Ronald Kratz

Abstract 10: A novel care model coordinating inpatient and outpatient perioperative care, utilizing a computerized patient tracking system
Diane Levitan, Dominic Reilly, Christopher Wong, Kara Mitchell, Philip Vedovatti, Nason Hamlin

Abstract 11: The development of an admitting team
Kathleen McGrath, Janet Piatek, Jeanne Lanchester

Abstract 12: Improve communication among caregivers: Eliminating unauthorized abbreviations on hospital medical records
Magdalena G. Smith, Maura Walsh, Laurie Walsh, Marjorie Guglin, Dio Sumaygaysay, Evangelina Sapalasan, Frances Haug, Olivia Voellmicke, Mahin Sanjari, Nancy Cimitile, Mariya Chernyatskaya

Abstract 13: Improve preadmission testing process
Magdalena G. Smith, Tak Tam, Rita Medrozo, Maura Walsh, Laurie Walsh, Marjorie Guglin

Perioperative Clinical Vignettes
Abstract 14: Chronic renal insufficiency: An oft-forgotten component of the revised cardiac risk index
Vesselin Dimov, Ashish Aneja, Kalina Uzunova-Dimova

Abstract 15: When is a stress test indicated in patients with chronic kidney disease evaluated for noncardiac surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Saira Noor

Abstract 16: When to correct hyperkalemia in patients with chronic kidney disease prior to noncardiac surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Ajay Kumar, Anitha Rajamanickam, Mitko Badov

Abstract 17: What is the optimal time frame for performing hemodialysis in patients with end-stage renal disease prior to surgery?
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Ajay Kumar

Abstract 18: A recent vascular graft in a patient with end-stage renal disease on hemodialysis and the need for preoperative antibiotic prophylaxis
Vesselin Dimov, Kalina Uzunova-Dimova, Mitko Badov, Ajay Kumar

Abstract 19: Postoperative risk of acute kidney injury in patients with chronic kidney disease
Vesselin Dimov, Kalina Uzunova-Dimova, Ali Usmani, Ajay Kumar

Abstract 20: Preoperative hypoglycemia in a patient on detemir insulin
Ronad P. Olson, M. Angelyn Bethel, Lillian F. Lien

Abstract 21: Evaluation of Mobitz I atrioventricular block in a preoperative patient
Margaret Pothier

Abstract 22: Perioperative cardiac arrest in a patient with aortic stenosis: Is it preventable?
Zdravka Zafirova, Bobbie Sweitzer

Abstract 23: Antiplatelet therapy interruption and perioperative stent thrombosis: Too much, too early
Zdravka Zafirova, Bobbie Sweitzer

Research in Perioperative Medicine
Abstract 24: Use of an at-home internet-based patient evaluation tool for preoperative assessment
Margaret Pothier, David Hepner, Darrin Correll, Thomas Ho, Alina Lazar, Angela Bader

Abstract 25: The utility of a preoperative clinic questionnaire to predict postoperative delirium risk
David Hepner, Darin Correll, Thomas Ho, Juergen Bludau, Jhoanna Santos, Angela Bader

Abstract 26: A drug by any other name: Preoperative insulin regimens
Carlee Clark, Vivek Moitra, Bobbie Jean Sweitzer

Abstract 27: Preoperative cardiovascular risk factor assessment in morbidly obese patients with an abnormal electrocardiogram
Girish Mood, Roomana Akhtar, Rajagopal Reddy Edula, Gunjana Bhandari, Vishal Gupta, Michael Koch

Abstract 28: Cardiac testing prior to nonvascular surgery: The results from a newly formed preoperative clinic
Sheela Pai, Giang Tran, Alvin Blaustein, Prasad Atluri, Salwa Shenaq

Abstract 29: Which is better—half-dose or no insulin on day of surgery?
Kirk Smith, Vivek Moitra, Melinda Drum, Bobbie Jean Sweitzer

Index of Authors

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Do all patients undergoing bariatric surgery need polysomnography to evaluate for obstructive sleep apnea?

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Roop Kaw, MD
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Correspondence: Roop Kaw, MD, Department of Hospital Medicine, Cleveland Clinic, 9500 Euclid Avenue, S70, Cleveland, OH 44195; [email protected]

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Correspondence: Roop Kaw, MD, Department of Hospital Medicine, Cleveland Clinic, 9500 Euclid Avenue, S70, Cleveland, OH 44195; [email protected]

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Correspondence: Roop Kaw, MD, Department of Hospital Medicine, Cleveland Clinic, 9500 Euclid Avenue, S70, Cleveland, OH 44195; [email protected]

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Hypertension from Framingham to ALLHAT: Translating clinical trials into practice

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Ulcerative colitis: Responding to the challenges

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Aquatic Antagonists: Portuguese Man-of-war (Physalia physalis) (See Letter to the Editor. 2008;81:323)

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Sleep hygiene helps patients catch some ZZZs

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Proper sleep hygiene can help your patients fall and stay asleep consistently. Patients with insomnia are at a higher risk of developing or experiencing a recurrence of a mood disorder, and poor sleep can worsen psychiatric symptoms such as depression or mania.1 Data about combining behavioral approaches and hypnotic medications to treat insomnia are inconclusive;2 however, using the 2 together may help patients who do not respond to a single approach.

First rule out other causes of insomnia, such as sleep apnea, other medical conditions, or medications. Patients may improve after these factors are addressed.

Teaching sleep hygiene principles (Box) does not mean patients will adopt these habits, but employing the following suggestions could improve adherence:

Obtain a detailed sleep history to identify specific behaviors to be changed. For example, a patient might only have to stop watching television in bed to get a good night’s sleep, although some may find a brief exposure to television or radio facilitates relaxation.

Explain the rationale for changing a behavior. For example, when telling patients to limit caffeine or alcohol at night, list these substances’ negative effects on sleep. Similarly, when instructing patients to avoid watching television in bed, tell them that using the bedroom only for sleep or sex will help condition them for sleep at bedtime.

Box

Sleep hygiene principles

  • Establish a regular sleep-wake schedule
  • Limit caffeine and alcohol consumption
  • Avoid naps
  • Eliminate noise and light from the sleep environment
  • Use the bed only for sleep or sex
  • Avoid looking at a clock when trying to sleep

Discuss sleep regularly. A patient might not disclose poor sleeping habits during the first session.

Give your patient handouts on sleep hygiene principles and highlight the most pertinent information. Ask the patient to place the handout where he or she will see it regularly.

Involve the family to help identify a patient’s poor sleep habits and find ways to implement sleep hygiene principles.

Encourage patients to keep a sleep diary. Ask the patient to note how many hours and at what time he or she slept for at least 2 weeks, then bring this information to the next appointment. This record allows you to examine patients’ sleep patterns and recommend appropriate changes.

Ask patients for creative ideas to improve their sleep. This dialogue will facilitate the therapeutic alliance and encourage positive changes in patients’ lives.

References

1. Peterson MJ, Benca RM. Sleep in mood disorders. Psychiatr Clin North Am 2006;29:1009-32.

2. Mendelson WB. Combining pharmacological and non-pharmacological therapies for insomnia. J Clin Psychiatry 2007;68(suppl 5):19-23.

Dr. Khawaja is staff psychiatrist, VA Medical Center, Minneapolis, MN; Dr. Hurwitz is a psychiatrist and sleep medicine physician, VA Medical Center, Minneapolis, MN; Dr. Ebrahim is an endocrinologist, Minnesota Center for Obesity, Metabolism, and Endocrinology, Eagan, MN.

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Ayesha Ebrahim, MD

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Proper sleep hygiene can help your patients fall and stay asleep consistently. Patients with insomnia are at a higher risk of developing or experiencing a recurrence of a mood disorder, and poor sleep can worsen psychiatric symptoms such as depression or mania.1 Data about combining behavioral approaches and hypnotic medications to treat insomnia are inconclusive;2 however, using the 2 together may help patients who do not respond to a single approach.

First rule out other causes of insomnia, such as sleep apnea, other medical conditions, or medications. Patients may improve after these factors are addressed.

Teaching sleep hygiene principles (Box) does not mean patients will adopt these habits, but employing the following suggestions could improve adherence:

Obtain a detailed sleep history to identify specific behaviors to be changed. For example, a patient might only have to stop watching television in bed to get a good night’s sleep, although some may find a brief exposure to television or radio facilitates relaxation.

Explain the rationale for changing a behavior. For example, when telling patients to limit caffeine or alcohol at night, list these substances’ negative effects on sleep. Similarly, when instructing patients to avoid watching television in bed, tell them that using the bedroom only for sleep or sex will help condition them for sleep at bedtime.

Box

Sleep hygiene principles

  • Establish a regular sleep-wake schedule
  • Limit caffeine and alcohol consumption
  • Avoid naps
  • Eliminate noise and light from the sleep environment
  • Use the bed only for sleep or sex
  • Avoid looking at a clock when trying to sleep

Discuss sleep regularly. A patient might not disclose poor sleeping habits during the first session.

Give your patient handouts on sleep hygiene principles and highlight the most pertinent information. Ask the patient to place the handout where he or she will see it regularly.

Involve the family to help identify a patient’s poor sleep habits and find ways to implement sleep hygiene principles.

Encourage patients to keep a sleep diary. Ask the patient to note how many hours and at what time he or she slept for at least 2 weeks, then bring this information to the next appointment. This record allows you to examine patients’ sleep patterns and recommend appropriate changes.

Ask patients for creative ideas to improve their sleep. This dialogue will facilitate the therapeutic alliance and encourage positive changes in patients’ lives.

Proper sleep hygiene can help your patients fall and stay asleep consistently. Patients with insomnia are at a higher risk of developing or experiencing a recurrence of a mood disorder, and poor sleep can worsen psychiatric symptoms such as depression or mania.1 Data about combining behavioral approaches and hypnotic medications to treat insomnia are inconclusive;2 however, using the 2 together may help patients who do not respond to a single approach.

First rule out other causes of insomnia, such as sleep apnea, other medical conditions, or medications. Patients may improve after these factors are addressed.

Teaching sleep hygiene principles (Box) does not mean patients will adopt these habits, but employing the following suggestions could improve adherence:

Obtain a detailed sleep history to identify specific behaviors to be changed. For example, a patient might only have to stop watching television in bed to get a good night’s sleep, although some may find a brief exposure to television or radio facilitates relaxation.

Explain the rationale for changing a behavior. For example, when telling patients to limit caffeine or alcohol at night, list these substances’ negative effects on sleep. Similarly, when instructing patients to avoid watching television in bed, tell them that using the bedroom only for sleep or sex will help condition them for sleep at bedtime.

Box

Sleep hygiene principles

  • Establish a regular sleep-wake schedule
  • Limit caffeine and alcohol consumption
  • Avoid naps
  • Eliminate noise and light from the sleep environment
  • Use the bed only for sleep or sex
  • Avoid looking at a clock when trying to sleep

Discuss sleep regularly. A patient might not disclose poor sleeping habits during the first session.

Give your patient handouts on sleep hygiene principles and highlight the most pertinent information. Ask the patient to place the handout where he or she will see it regularly.

Involve the family to help identify a patient’s poor sleep habits and find ways to implement sleep hygiene principles.

Encourage patients to keep a sleep diary. Ask the patient to note how many hours and at what time he or she slept for at least 2 weeks, then bring this information to the next appointment. This record allows you to examine patients’ sleep patterns and recommend appropriate changes.

Ask patients for creative ideas to improve their sleep. This dialogue will facilitate the therapeutic alliance and encourage positive changes in patients’ lives.

References

1. Peterson MJ, Benca RM. Sleep in mood disorders. Psychiatr Clin North Am 2006;29:1009-32.

2. Mendelson WB. Combining pharmacological and non-pharmacological therapies for insomnia. J Clin Psychiatry 2007;68(suppl 5):19-23.

Dr. Khawaja is staff psychiatrist, VA Medical Center, Minneapolis, MN; Dr. Hurwitz is a psychiatrist and sleep medicine physician, VA Medical Center, Minneapolis, MN; Dr. Ebrahim is an endocrinologist, Minnesota Center for Obesity, Metabolism, and Endocrinology, Eagan, MN.

References

1. Peterson MJ, Benca RM. Sleep in mood disorders. Psychiatr Clin North Am 2006;29:1009-32.

2. Mendelson WB. Combining pharmacological and non-pharmacological therapies for insomnia. J Clin Psychiatry 2007;68(suppl 5):19-23.

Dr. Khawaja is staff psychiatrist, VA Medical Center, Minneapolis, MN; Dr. Hurwitz is a psychiatrist and sleep medicine physician, VA Medical Center, Minneapolis, MN; Dr. Ebrahim is an endocrinologist, Minnesota Center for Obesity, Metabolism, and Endocrinology, Eagan, MN.

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Can medications prevent PTSD in trauma victims?

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Posttraumatic stress disorder (PTSD) is a preventable mental illness—without trauma, the illness does not occur. Primary prevention (such as eliminating war, rape, physical assaults, child abuse, or motor vehicle accidents) would be effective but is an unrealistic goal. Secondary prevention (such as preventing PTSD after individuals have been exposed to trauma) may be attainable.

No medication is FDA-approved to prevent PTSD, but patients recently exposed to trauma might benefit from drugs approved for other indications. Possibilities include noradrenergics such as propranolol, corticosteroids that affect the hypothalamic-pituitary-adrenal (HPA) axis, opioids, benzodiazepines, and antidepressants. Some investigational agents also might block the process that turns a traumatic experience into PTSD.

This article discusses these intriguing ideas and suggests which trauma victims might benefit now from acute pharmacologic PTSD prevention.

Who might be treated?

An estimated 8% to 10% of the U.S. population experiences PTSD at some point in life (Box 1).1,2 A person’s risk of developing PTSD after a traumatic event depends on the type of trauma. For example, 10% of motor vehicle accident survivors develop PTSD, compared with 60% of rape survivors.1

Targeting anyone who has experienced trauma for secondary PTSD prevention would expose large groups of people to medications they do not need. Targeting selected persons who are at the highest risk would be more efficient and cost-effective. In a group of acute trauma-exposed persons, 2 selection criteria could be considered simultaneously:

  • Which patients may be most predisposed to PTSD?
  • Which patients are showing early symptoms that may predict PTSD?

Box 1

PTSD: From short-term to chronic distress

More than half of all American adults have been exposed to at least one traumatic event at some point in their lives.1 In most persons, the posttraumatic stress reaction causes short-term distress, with hyperarousal, agitation, intrusive memories, and exaggerated startle. Although these symptoms usually subside relatively quickly, they persist and evolve into posttraumatic stress disorder (PTSD) in a substantial number of trauma victims.

An estimated 8% to 10% of the U.S. population experiences PTSD at some point in life.2 Emotional distress, social and occupational disability, and persistent decrements in quality of life make PTSD a major public health problem.

Risk factors and resiliency. Certain factors have been shown to increase a person’s vulnerability for PTSD (Table 1).3 Other proposed risk factors include:

  • personality types4
  • psychophysiologic factors such as reactivity, conditionability, and resistance to extinction/habituation.5

Strong evidence also indicates that acute trauma-related symptoms—including excessive arousal and fear,6 peritraumatic dissociation, and depression—predict the later development of PTSD.

Once identified, individuals predisposed to developing PTSD could be given treatment to increase their resiliency after they have been exposed to trauma. Early evidence suggests that you also could consider giving these patients medications as secondary prevention (Table 2).

Table 1

Who develops PTSD? Risk and resiliency factors

Risk factors that may increase vulnerability for PTSD
  • Diminished cognitive ability
  • History of difficult childhood trauma, such as loss of a parent
  • Genetic endowment
  • History of abuse and neglect
  • Trauma severity
  • Limited social support
  • Continued exposure to stress and trauma
Resiliency factors that may protect against PTSD
  • Self-efficacy
  • Cognitive ability and flexibility
  • Optimism
  • Moral compass or strong set of beliefs
  • Faith and spirituality
Source: Reference 3

Table 2

Medications being studied for PTSD prevention

Mechanism of actionMedication FDA-approved indications
   PsychiatricNonpsychiatric
NoradrenergicClonidine NoYes
Guanfacine NoYes
Prazosin NoYes
Propranolol NoYes
Hypothalamic-pituitary-adrenal axisHydrocortisone NoYes
OpioidMorphine NoYes
AntidepressantDual actionDuloxetineYesYes
VenlafaxineYesNo
SSRIsCitalopramYesNo
FluoxetineYesNo
ParoxetineYesNo
SertralineYesNo
TCAsAmitriptylineYesNo
ImipramineYesNo
GABA-benzodiazepineAlprazolam YesNo
Temazepam YesNo
Corticotropin-releasing hormone (CRH)CRH antagonist Investigational 
Substance PSubstance P antagonist Investigational 
Neuropeptide YNeuropeptide Y agonist Investigational 
SSRIs: selective serotonin reuptake inhibitors
TCAs: tricyclic antidepressants

Targeting noradrenergic activity

Increased noradrenergic activity has been associated with persistent memories and PTSD. Therefore, medications that reduce noradrenergic tone by blocking receptors or reduce norepinephrine release are being explored for PTSD prevention.

Propranolol. Three small studies have examined whether the beta-noradrenergic receptor blocker propranolol can prevent PTSD.

In a randomized, double-blind, placebo-controlled trial,7 41 emergency department patients who had a heart rate of ≥ 80 bpm within 6 hours of a traumatic accident received propranolol, 40 mg qid, or placebo for 10 days. After 1 month, the 11 patients who completed propranolol treatment showed a nonsignificant trend toward lower scores on the Clinician-Administered PTSD Scale (CAPS), compared with 20 patients taking placebo. At 3 months, the propranolol group had less physiologic reactivity (as measured by heart rate and skin conductance) to trauma-related cues than the placebo group.

In a nonrandomized study,8 PTSD developed within 2 months in 1 of 11 trauma victims who agreed to take propranolol, 40 mg tid, immediately after the trauma, compared with 3 of 8 victims who refused the medication.

In an unpublished randomized, double-blind trial,9 48 patients admitted to a level I trauma center received propranolol, 40 mg tid; gabapentin, 400 mg tid; or placebo for PTSD prevention. Gabapentin was chosen because it has few side effects or metabolic interactions and preliminary evidence of anxiolytic efficacy.

 

 

Neither propranolol nor gabapentin showed statistically significant benefit in preventing PTSD compared with placebo. Effect sizes with the 2 treatments were too small to suggest that larger samples would produce a statistically significant result.

Prazosin—an alpha-1 adrenergic receptor antagonist—has been evaluated in 3 controlled studies and found to reduce intrusive nightmares typical of chronic PTSD.

Ten combat veterans with chronic PTSD showed significantly improved sleep, fewer severe nightmares, and improved global clinical status after receiving prazosin (mean dose 9.5 mg at bedtime) in a 20-week, placebo-controlled, double-blind, crossover study.10

In a larger randomized, parallel group trial,11 the same authors compared prazosin with placebo in 40 combat veterans (mean age 56) with chronic PTSD. After 8 weeks, veterans taking prazosin (mean 13.3 ± 3 mg) had significantly fewer trauma nightmares, improved sleep (including return of normal dreams), and improved global clinical status vs placebo. Overall CAP scores did not decline significantly, however.

In a third placebo-controlled study,12 a midmorning dose of prazosin was added to the regimens of 11 civilian trauma patients already taking the drug at bedtime to suppress trauma-related nightmares. Their daytime PTSD symptoms improved, as shown by reduced psychological distress in response to verbal trauma cues.

Prazosin can reduce chronic PTSD manifestations of nightmares and disturbed sleep, but it has not been shown to ameliorate the full PTSD syndrome. Prazosin has not been studied as an early PTSD intervention.

Other antiadrenergics that reduce the release of norepinephrine—including clonidine and guanfacine—have been studied in open trials as treatment for PTSD. The only controlled study13 showed no benefit from guanfacine for PTSD prevention.

De-stressing the HPA axis

Hydrocortisone has been proposed to prevent PTSD by reducing HPA axis activation, acting as a countermeasure to elevated corticotropin-releasing factor found in patients with chronic PTSD.

IV hydrocortisone’s effect on the development of PTSD was compared with placebo in 20 septic shock survivors after discharge from intensive care.14 One of 9 patients (11%) in the hydrocortisone group was diagnosed with PTSD at follow-up (mean 31 months), compared with 7 of 11 (64%) in the placebo group.

In a similar study, the same researchers gave patients hydrocortisone before, during, and after cardiac surgery. Follow-up interviews revealed significantly lower PTSD and chronic stress symptom scores in the treatment group vs the placebo group.15

These studies—although provocative—are limited by the narrow range of trauma related to severe medical illness or extensive medical procedures.

Norepinephrine-blocking opioids

When the noradrenergic system is activated, one physiologic response is the activation of endogenous opioid systems, which may promote recovery by inhibiting the HPA axis. Opioid systems might be involved in PTSD, as suggested by:

  • preclinical evidence that opioids modulate memory16
  • studies showing low pain thresholds17 and abnormal beta-endorphin (an opioid peptide neurotransmitter)18 and methionine enkephalin (an opioid peptide)19 levels in PTSD patients.

In theory, opioid administration immediately after trauma may attenuate norepinephrine release, thus thwarting arousal-charged memory consolidation, hyperarousal, and re-experiencing.

One uncontrolled report of pediatric burn victims found a significant association between the morphine dose given for pain during hospitalization and reduced PTSD symptoms 6 months later.20 Decreased pain did not explain the reduction in PTSD, as no significant correlation was seen between pain symptoms and PTSD outcome measures. Similarly, a longitudinal study of substance use among Vietnam War veterans with PTSD found decreased hyperarousal symptoms in heroin users.21

Using opioids to prevent PTSD would be feasible and efficient in acute care settings because 80% to 90% of traumatically-injured patients are discharged on opioid analgesics (compared with <10% on beta blockers or corticosteroids).22 However, 20% to 40% of physically injured inpatients are diagnosed with a substance use disorder at some point in life, making the use of opioid analgesics a practical concern.23

GABA-benzodiazepine paradox

The GABA-benzodiazepine system plays an important role in mediating anxiety, which is consistent with the potent anxiolytic effects of benzodiazepines. Even so, trials of benzodiazepines have found these drugs surprisingly unhelpful—and perhaps harmful—in patients with acute trauma.

Alprazolam did not reduce PTSD symptoms in a small randomized, double-blind study.24 Another trial found that receiving benzodiazepines shortly after trauma exposure was associated with increased PTSD risk in trauma survivors. Nine of 13 patients (69%) who received alprazolam or clonazepam met PTSD diagnostic criteria 6 months after the trauma, compared with 3 of 13 controls (15%).25

 

 

Similarly, in a randomized controlled trial, 22 patients were given temazepam for 7 nights, starting approximately 14 days after exposure to a traumatic event. Six weeks later, 55% of those receiving temazepam and 27% of those receiving placebo met criteria for PTSD.26

In summary, benzodiazepines might be helpful when given for a few days after traumatization to control overwhelming anxiety but could be harmful over a longer term.

Other agents for PTSD

Antidepressants. Early trauma-related symptoms of depression predict later development of PTSD.27 Thus, antidepressants have been proposed for early intervention in addition to their well-established role as first-line treatment of PTSD.28

One study supports this idea: a 7-day randomized double-blind trial that compared the tricyclic antidepressant imipramine with chloral hydrate in pediatric burn patients with acute stress disorder (ASD). Imipramine was more effective (83% response) than chloral hydrate (38% response) in reducing ASD symptoms.29

Drugs in development. Three new medications being explored for treating anxiety and depression also might be useful for PTSD prevention. Neuropeptide Y (NPY) agonists,30 substance P antagonists,31 and CRH-antagonists32 are thought to hold promise because of their more proximate roles—compared with monoamine neurotransmitters such as dopamine, norepinephrine and serotonin—in mediating the stress response.

Box 2

3-step acute treatment of recently traumatized patients

Manage the post-trauma environment:

  • Move the victim to safety.
  • Treat pain effectively.
  • Avoid stress from interrogations, separation from loved ones, or unstable housing.

Avoid crisis incident stress debriefing (CISD), which could enhance physiologic hyperarousal and is not recommended as first-line treatment for most trauma victims. CISD was designed for and is best received by emergency personnel.

Consider prescribing antidepressants for patients thought to be particularly vulnerable to develop posttraumatic stress disorder (PTSD). Risk factors include:

  • history of PTSD, depression, or anxiety disorder
  • severe trauma (such as from sexual assault or torture)
  • physical injury, when antidepressants with analgesic properties might be useful.

Analyzing the evidence

Insufficient evidence exists to determine which strategies might be most effective to prevent PTSD, what optimal dosing might be, and which traumatized individuals might be best targeted with these approaches.

  • Beta-blockers and corticosteroids—the most theoretically compelling strategies—are the most difficult agents to use for PTSD prevention because they have the most medical contraindications. In addition, evidence supporting their ability to prevent PTSD is meager at best.
  • Prazosin is intriguing but has contra-indications similar to those of beta blockers, no studies of secondary prevention, and no clear indication that it works for the overall PTSD syndrome.
  • Opioids are restricted agents with substantial contraindications.
  • Evidence is limited but points most strongly toward earlier use of antidepressants. Early trauma-related symptoms of depression predict later development of PTSD,27 and a number of selective serotonin reuptake inhibitors—such as citalopram, fluoxetine, paroxetine, and sertraline—are FDA-approved or used off-label for treating PTSD.33

Prescribing recommendations. Consider practicality, ease of use, and safety of the proposed medication when choosing a drug for PTSD prevention (Table 3).22 Based on the evidence, the most reasonable posttrauma approach (Box 2) might be to consider starting an approved antidepressant for individuals thought to be particularly vulnerable to PTSD because of:

  • past history of PTSD, depression, or anxiety disorder
  • severity of the trauma (such as in cases of sexual assault or torture)
  • pain (antidepressants with analgesic properties—such as venlafaxine or duloxetine—might be useful in patients whose trauma is associated with physical injury, although neither is FDA-approved to treat PTSD).

Table 3

4 considerations when choosing a drug for PTSD prevention

Potential benefitsPracticality, ease of use, and safety of the proposed medication
Potential drug-drug or drug-disease interactionsAsthma, diabetes, and trauma are relative contraindications to the use of antiadrenergics and corticosteroids
Psychiatric comorbiditiesA patient’s history of substance use disorder makes opioid analgesics a concern
Clinical experienceAgents already prescribed safely and broadly in clinical practice are easiest to test and to use

Related resources

  • Mental health and mass violence: Evidence-based early psychological intervention for victims/survivors of mass violence. A workshop to reach consensus on best practices. Rockland, MD: National Institute of Mental Health; 2002. www.nimh.nih.gov.
  • Post-traumatic stress disorder: the management of PTSD in adults and children in primary and secondary care (clinical guideline 26). London, UK: National Institute for Clinical Excellence; 2005. www.nice.org.uk.
  • Ursano RJ, Bell C, Eth S, et al. Practice guideline for the treatment of patients with acute stress disorder and posttraumatic stress disorder. Am J Psychiatry 2004;161(suppl 11):3-31.

Drug brand names

  • Alprazolam • Xanax
  • Amitriptyline • Elavil
  • Citalopram • Celexa
  • Clonazepam • Klonopin
  • Clonidine • Catapres
  • Duloxetine • Cymbalta
  • Fluoxetine • Prozac
  • Gabapentin • Neurontin
  • Guanfacine • Tenex
  • Imipramine • Tofranil
  • Lamotrigine • Lamictal
  • Paroxetine • Paxil
  • Prazosin • Minipress
  • Propranolol • Inderal
  • Sertraline • Zoloft
  • Temazepam • Restoril
  • Venlafaxine • Effexor
 

 

Disclosure

Dr. Bennett and Dr. Zatzick report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Roy-Byrne is a consultant to Jazz Pharmaceuticals and Solvay and has received speaker honoraria from Wyeth and Forrest Pharmaceuticals.

References

1. Kessler RC, Sonnega A, Bromet E, et al. Posttraumatic stress disorder in the National Comorbidity Survey. Arch Gen Psychiatry 1995;52(12):1048-60.

2. Zatzick D. Posttraumatic stress, functional impairment, and service utilization after injury: a public health approach. Semin Clin Neuropsychiatry 2003;8(3):149-57.

3. Yehuda R, Flory JD, Southwick S, Charney DS. Developing an agenda for translational studies of resilience and vulnerability following trauma exposure. Ann NY Acad Sci 2006;1071:379-96.

4. Schnurr P, Vielhauer M. Personality as a risk factor for PTSD. In: Yehuda R, ed. Risk factors for post-traumatic stress disorder. Washington, DC: American Psychiatric Publishing; 1999:191-222.

5. Shalev A. Psychophysiological expression of risk factors for PTSD. In: Yehuda R, ed. Risk factors for posttraumatic stress disorder. Washington, DC: American Psychiatric Publishing; 1995.

6. Bryant RA, Harvey AG, Guthrie RM, Moulds ML. A prospective study of psychophysiological arousal, acute stress disorder, and posttraumatic stress disorder. J Abnorm Psychol 2000;109(2):341-4.

7. Pitman RK, Sanders KM, Zusman RM, et al. Pilot study of secondary prevention of posttraumatic stress disorder with propranolol. Biol Psychiatry 2002;51(2):189-92.

8. Vaiva G, Ducrocq F, Jezequel K, et al. Immediate treatment with propranolol decreases posttraumatic stress disorder two months after trauma. Biol Psychiatry 2003;54(9):947-9.

9. Stein M. Pharmacoprevention of adverse psychiatric sequelae of physical injury. Paper presented at: 21st Annual Meeting of the International Society for Traumatic Stress Studies; November 2-5, 2005; Toronto, Ontario, Canada.

10. Raskind MA, Peskind ER, Kanter ED, et al. Reduction of nightmares and other PTSD symptoms in combat veterans by prazosin: a placebo-controlled study. Am J Psychiatry 2003;160(2):371-3.

11. Raskind MA, Peskind ER, Hoff DJ, et al. A parallel group placebo controlled study of prazosin for trauma nightmares and sleep disturbance in combat veterans with post-traumatic stress disorder. Biol Psychiatry 2007;61(8):928-34.

12. Taylor FB, Lowe K, Thompson C, et al. Daytime prazosin reduces psychological distress to trauma specific cues in civilian trauma posttraumatic stress disorder. Biol Psychiatry 2006;59(7):577-81.

13. Neylan TC, Lenoci M, Samuelson KW, et al. No improvement of posttraumatic stress disorder symptoms with guanfacine treatment. Am J Psychiatry 2006;163(12):2186-8.

14. Schelling G, Briegel J, Roozendaal B, et al. The effect of stress doses of hydrocortisone during septic shock on posttraumatic stress disorder in survivors. Biol Psychiatry 2001;50(12):978-85.

15. Weis F, Kilger E, Roozendaal B, et al. Stress doses of hydrocortisone reduce chronic stress symptoms and improve health-related quality of life in high-risk patients after cardiac surgery: a randomized study. J Thorac Cardiovasc Surg 2006;131(2):277-82.

16. McGaugh JL, Introini-Collison IB, Nagahara AH, et al. Involvement of the amygdaloid complex in neuromodulatory influences on memory storage. Neurosci Biobehav Rev 1990;14(4):425-31.

17. Shalev AY, Peri T, Canetti L, Schreiber S. Predictors of PTSD in injured trauma survivors: a prospective study. Am J Psychiatry 1996;153(2):219-25.

18. Baker DG, West SA, Orth DN, et al. Cerebrospinal fluid and plasma beta-endorphin in combat veterans with post-traumatic stress disorder. Psychoneuroendocrinol 1997;22(7):517-29.

19. Wolf ME, Mosnaim AD, Puente J, Ignacio R. Plasma methionine-enkephalin in PTSD. Biol Psychiatry 1991;29(3):305-7.

20. Saxe G, Stoddard F, Courtney D, et al. Relationship between acute morphine and the course of PTSD in children with burns. J Am Acad Child Adolesc Psychiatry 2001;40(8):915-21.

21. Bremner JD, Southwick SM, Darnell A, Charney DS. Chronic PTSD in Vietnam combat veterans: course of illness and substance abuse. Am J Psychiatry 1996;153(3):369-75.

22. Zatzick D, Roy-Byrne PP. From bedside to bench: how the epidemiology of clinical practice can inform the secondary prevention of PTSD. Psychiatr Serv 2006;57(12):1726-30.

23. Zatzick D, Jurkovich G, Russo J, et al. Posttraumatic distress, alcohol disorders, and recurrent trauma across level 1 trauma centers. J Trauma 2004;57(2):360-6.

24. Braun P, Greenberg D, Dasberg H, Lerer B. Core symptoms of posttraumatic stress disorder unimproved by alprazolam treatment. J Clin Psychiatry 1990;51(6):236-8.

25. Gelpin E, Bonne O, Peri T, et al. Treatment of recent trauma survivors with benzodiazepines: a prospective study. J Clin Psychiatry 1996;57(9):390-4.

26. Mellman TA, Bustamante V, David D, et al. Hypnotic medication in the aftermath of trauma. J Clin Psychiatry 2002;63(12):1183-4.

27. Freedman SA, Brandes D, Peri T, Shalev A. Predictors of chronic post-traumatic stress disorder. A prospective study. Br J Psychiatry 1999;174:353-9.

28. Davidson JR. Pharmacologic treatment of acute and chronic stress following trauma. J Clin Psychiatry 2006;67(suppl 2):34-9.

29. Robert R, Blakeney PE, Villarreal C, et al. Imipramine treatment in pediatric burn patients with symptoms of acute stress disorder: a pilot study. J Am Acad Child Adolesc Psychiatry 1999;38(7):873-82.

30. Morgan CA, Wang S, Southwick SM, et al. Plasma neuropeptide-Y concentrations in humans exposed to military survival training. Biol Psychiatry 2000;47(10):902-9.

31. Geracioti TD, Carpenter LL, Owens MJ, et al. Elevated cerebrospinal fluid substance P concentrations in posttraumatic stress disorder and major depression. Am J Psychiatry 2006;163(4):637-43.

32. Zobel AW, Nickel T, Künzel HE, et al. Effects of the highaffinity corticotropin-releasing hormone receptor 1 antagonist R121919 in major depression: the first 20 patients treated. J Psychiatr Res 2000;34(3):171-81.

33. Davidson JR. Treatment of posttraumatic stress disorder: the impact of paroxetine. Psychopharmacol Bull 2003;37(suppl 1):76-88.

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Associate professor, department of psychiatry

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University of Washington School of Medicine, Seattle

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University of Washington School of Medicine, Seattle

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University of Washington School of Medicine, Seattle

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Posttraumatic stress disorder (PTSD) is a preventable mental illness—without trauma, the illness does not occur. Primary prevention (such as eliminating war, rape, physical assaults, child abuse, or motor vehicle accidents) would be effective but is an unrealistic goal. Secondary prevention (such as preventing PTSD after individuals have been exposed to trauma) may be attainable.

No medication is FDA-approved to prevent PTSD, but patients recently exposed to trauma might benefit from drugs approved for other indications. Possibilities include noradrenergics such as propranolol, corticosteroids that affect the hypothalamic-pituitary-adrenal (HPA) axis, opioids, benzodiazepines, and antidepressants. Some investigational agents also might block the process that turns a traumatic experience into PTSD.

This article discusses these intriguing ideas and suggests which trauma victims might benefit now from acute pharmacologic PTSD prevention.

Who might be treated?

An estimated 8% to 10% of the U.S. population experiences PTSD at some point in life (Box 1).1,2 A person’s risk of developing PTSD after a traumatic event depends on the type of trauma. For example, 10% of motor vehicle accident survivors develop PTSD, compared with 60% of rape survivors.1

Targeting anyone who has experienced trauma for secondary PTSD prevention would expose large groups of people to medications they do not need. Targeting selected persons who are at the highest risk would be more efficient and cost-effective. In a group of acute trauma-exposed persons, 2 selection criteria could be considered simultaneously:

  • Which patients may be most predisposed to PTSD?
  • Which patients are showing early symptoms that may predict PTSD?

Box 1

PTSD: From short-term to chronic distress

More than half of all American adults have been exposed to at least one traumatic event at some point in their lives.1 In most persons, the posttraumatic stress reaction causes short-term distress, with hyperarousal, agitation, intrusive memories, and exaggerated startle. Although these symptoms usually subside relatively quickly, they persist and evolve into posttraumatic stress disorder (PTSD) in a substantial number of trauma victims.

An estimated 8% to 10% of the U.S. population experiences PTSD at some point in life.2 Emotional distress, social and occupational disability, and persistent decrements in quality of life make PTSD a major public health problem.

Risk factors and resiliency. Certain factors have been shown to increase a person’s vulnerability for PTSD (Table 1).3 Other proposed risk factors include:

  • personality types4
  • psychophysiologic factors such as reactivity, conditionability, and resistance to extinction/habituation.5

Strong evidence also indicates that acute trauma-related symptoms—including excessive arousal and fear,6 peritraumatic dissociation, and depression—predict the later development of PTSD.

Once identified, individuals predisposed to developing PTSD could be given treatment to increase their resiliency after they have been exposed to trauma. Early evidence suggests that you also could consider giving these patients medications as secondary prevention (Table 2).

Table 1

Who develops PTSD? Risk and resiliency factors

Risk factors that may increase vulnerability for PTSD
  • Diminished cognitive ability
  • History of difficult childhood trauma, such as loss of a parent
  • Genetic endowment
  • History of abuse and neglect
  • Trauma severity
  • Limited social support
  • Continued exposure to stress and trauma
Resiliency factors that may protect against PTSD
  • Self-efficacy
  • Cognitive ability and flexibility
  • Optimism
  • Moral compass or strong set of beliefs
  • Faith and spirituality
Source: Reference 3

Table 2

Medications being studied for PTSD prevention

Mechanism of actionMedication FDA-approved indications
   PsychiatricNonpsychiatric
NoradrenergicClonidine NoYes
Guanfacine NoYes
Prazosin NoYes
Propranolol NoYes
Hypothalamic-pituitary-adrenal axisHydrocortisone NoYes
OpioidMorphine NoYes
AntidepressantDual actionDuloxetineYesYes
VenlafaxineYesNo
SSRIsCitalopramYesNo
FluoxetineYesNo
ParoxetineYesNo
SertralineYesNo
TCAsAmitriptylineYesNo
ImipramineYesNo
GABA-benzodiazepineAlprazolam YesNo
Temazepam YesNo
Corticotropin-releasing hormone (CRH)CRH antagonist Investigational 
Substance PSubstance P antagonist Investigational 
Neuropeptide YNeuropeptide Y agonist Investigational 
SSRIs: selective serotonin reuptake inhibitors
TCAs: tricyclic antidepressants

Targeting noradrenergic activity

Increased noradrenergic activity has been associated with persistent memories and PTSD. Therefore, medications that reduce noradrenergic tone by blocking receptors or reduce norepinephrine release are being explored for PTSD prevention.

Propranolol. Three small studies have examined whether the beta-noradrenergic receptor blocker propranolol can prevent PTSD.

In a randomized, double-blind, placebo-controlled trial,7 41 emergency department patients who had a heart rate of ≥ 80 bpm within 6 hours of a traumatic accident received propranolol, 40 mg qid, or placebo for 10 days. After 1 month, the 11 patients who completed propranolol treatment showed a nonsignificant trend toward lower scores on the Clinician-Administered PTSD Scale (CAPS), compared with 20 patients taking placebo. At 3 months, the propranolol group had less physiologic reactivity (as measured by heart rate and skin conductance) to trauma-related cues than the placebo group.

In a nonrandomized study,8 PTSD developed within 2 months in 1 of 11 trauma victims who agreed to take propranolol, 40 mg tid, immediately after the trauma, compared with 3 of 8 victims who refused the medication.

In an unpublished randomized, double-blind trial,9 48 patients admitted to a level I trauma center received propranolol, 40 mg tid; gabapentin, 400 mg tid; or placebo for PTSD prevention. Gabapentin was chosen because it has few side effects or metabolic interactions and preliminary evidence of anxiolytic efficacy.

 

 

Neither propranolol nor gabapentin showed statistically significant benefit in preventing PTSD compared with placebo. Effect sizes with the 2 treatments were too small to suggest that larger samples would produce a statistically significant result.

Prazosin—an alpha-1 adrenergic receptor antagonist—has been evaluated in 3 controlled studies and found to reduce intrusive nightmares typical of chronic PTSD.

Ten combat veterans with chronic PTSD showed significantly improved sleep, fewer severe nightmares, and improved global clinical status after receiving prazosin (mean dose 9.5 mg at bedtime) in a 20-week, placebo-controlled, double-blind, crossover study.10

In a larger randomized, parallel group trial,11 the same authors compared prazosin with placebo in 40 combat veterans (mean age 56) with chronic PTSD. After 8 weeks, veterans taking prazosin (mean 13.3 ± 3 mg) had significantly fewer trauma nightmares, improved sleep (including return of normal dreams), and improved global clinical status vs placebo. Overall CAP scores did not decline significantly, however.

In a third placebo-controlled study,12 a midmorning dose of prazosin was added to the regimens of 11 civilian trauma patients already taking the drug at bedtime to suppress trauma-related nightmares. Their daytime PTSD symptoms improved, as shown by reduced psychological distress in response to verbal trauma cues.

Prazosin can reduce chronic PTSD manifestations of nightmares and disturbed sleep, but it has not been shown to ameliorate the full PTSD syndrome. Prazosin has not been studied as an early PTSD intervention.

Other antiadrenergics that reduce the release of norepinephrine—including clonidine and guanfacine—have been studied in open trials as treatment for PTSD. The only controlled study13 showed no benefit from guanfacine for PTSD prevention.

De-stressing the HPA axis

Hydrocortisone has been proposed to prevent PTSD by reducing HPA axis activation, acting as a countermeasure to elevated corticotropin-releasing factor found in patients with chronic PTSD.

IV hydrocortisone’s effect on the development of PTSD was compared with placebo in 20 septic shock survivors after discharge from intensive care.14 One of 9 patients (11%) in the hydrocortisone group was diagnosed with PTSD at follow-up (mean 31 months), compared with 7 of 11 (64%) in the placebo group.

In a similar study, the same researchers gave patients hydrocortisone before, during, and after cardiac surgery. Follow-up interviews revealed significantly lower PTSD and chronic stress symptom scores in the treatment group vs the placebo group.15

These studies—although provocative—are limited by the narrow range of trauma related to severe medical illness or extensive medical procedures.

Norepinephrine-blocking opioids

When the noradrenergic system is activated, one physiologic response is the activation of endogenous opioid systems, which may promote recovery by inhibiting the HPA axis. Opioid systems might be involved in PTSD, as suggested by:

  • preclinical evidence that opioids modulate memory16
  • studies showing low pain thresholds17 and abnormal beta-endorphin (an opioid peptide neurotransmitter)18 and methionine enkephalin (an opioid peptide)19 levels in PTSD patients.

In theory, opioid administration immediately after trauma may attenuate norepinephrine release, thus thwarting arousal-charged memory consolidation, hyperarousal, and re-experiencing.

One uncontrolled report of pediatric burn victims found a significant association between the morphine dose given for pain during hospitalization and reduced PTSD symptoms 6 months later.20 Decreased pain did not explain the reduction in PTSD, as no significant correlation was seen between pain symptoms and PTSD outcome measures. Similarly, a longitudinal study of substance use among Vietnam War veterans with PTSD found decreased hyperarousal symptoms in heroin users.21

Using opioids to prevent PTSD would be feasible and efficient in acute care settings because 80% to 90% of traumatically-injured patients are discharged on opioid analgesics (compared with <10% on beta blockers or corticosteroids).22 However, 20% to 40% of physically injured inpatients are diagnosed with a substance use disorder at some point in life, making the use of opioid analgesics a practical concern.23

GABA-benzodiazepine paradox

The GABA-benzodiazepine system plays an important role in mediating anxiety, which is consistent with the potent anxiolytic effects of benzodiazepines. Even so, trials of benzodiazepines have found these drugs surprisingly unhelpful—and perhaps harmful—in patients with acute trauma.

Alprazolam did not reduce PTSD symptoms in a small randomized, double-blind study.24 Another trial found that receiving benzodiazepines shortly after trauma exposure was associated with increased PTSD risk in trauma survivors. Nine of 13 patients (69%) who received alprazolam or clonazepam met PTSD diagnostic criteria 6 months after the trauma, compared with 3 of 13 controls (15%).25

 

 

Similarly, in a randomized controlled trial, 22 patients were given temazepam for 7 nights, starting approximately 14 days after exposure to a traumatic event. Six weeks later, 55% of those receiving temazepam and 27% of those receiving placebo met criteria for PTSD.26

In summary, benzodiazepines might be helpful when given for a few days after traumatization to control overwhelming anxiety but could be harmful over a longer term.

Other agents for PTSD

Antidepressants. Early trauma-related symptoms of depression predict later development of PTSD.27 Thus, antidepressants have been proposed for early intervention in addition to their well-established role as first-line treatment of PTSD.28

One study supports this idea: a 7-day randomized double-blind trial that compared the tricyclic antidepressant imipramine with chloral hydrate in pediatric burn patients with acute stress disorder (ASD). Imipramine was more effective (83% response) than chloral hydrate (38% response) in reducing ASD symptoms.29

Drugs in development. Three new medications being explored for treating anxiety and depression also might be useful for PTSD prevention. Neuropeptide Y (NPY) agonists,30 substance P antagonists,31 and CRH-antagonists32 are thought to hold promise because of their more proximate roles—compared with monoamine neurotransmitters such as dopamine, norepinephrine and serotonin—in mediating the stress response.

Box 2

3-step acute treatment of recently traumatized patients

Manage the post-trauma environment:

  • Move the victim to safety.
  • Treat pain effectively.
  • Avoid stress from interrogations, separation from loved ones, or unstable housing.

Avoid crisis incident stress debriefing (CISD), which could enhance physiologic hyperarousal and is not recommended as first-line treatment for most trauma victims. CISD was designed for and is best received by emergency personnel.

Consider prescribing antidepressants for patients thought to be particularly vulnerable to develop posttraumatic stress disorder (PTSD). Risk factors include:

  • history of PTSD, depression, or anxiety disorder
  • severe trauma (such as from sexual assault or torture)
  • physical injury, when antidepressants with analgesic properties might be useful.

Analyzing the evidence

Insufficient evidence exists to determine which strategies might be most effective to prevent PTSD, what optimal dosing might be, and which traumatized individuals might be best targeted with these approaches.

  • Beta-blockers and corticosteroids—the most theoretically compelling strategies—are the most difficult agents to use for PTSD prevention because they have the most medical contraindications. In addition, evidence supporting their ability to prevent PTSD is meager at best.
  • Prazosin is intriguing but has contra-indications similar to those of beta blockers, no studies of secondary prevention, and no clear indication that it works for the overall PTSD syndrome.
  • Opioids are restricted agents with substantial contraindications.
  • Evidence is limited but points most strongly toward earlier use of antidepressants. Early trauma-related symptoms of depression predict later development of PTSD,27 and a number of selective serotonin reuptake inhibitors—such as citalopram, fluoxetine, paroxetine, and sertraline—are FDA-approved or used off-label for treating PTSD.33

Prescribing recommendations. Consider practicality, ease of use, and safety of the proposed medication when choosing a drug for PTSD prevention (Table 3).22 Based on the evidence, the most reasonable posttrauma approach (Box 2) might be to consider starting an approved antidepressant for individuals thought to be particularly vulnerable to PTSD because of:

  • past history of PTSD, depression, or anxiety disorder
  • severity of the trauma (such as in cases of sexual assault or torture)
  • pain (antidepressants with analgesic properties—such as venlafaxine or duloxetine—might be useful in patients whose trauma is associated with physical injury, although neither is FDA-approved to treat PTSD).

Table 3

4 considerations when choosing a drug for PTSD prevention

Potential benefitsPracticality, ease of use, and safety of the proposed medication
Potential drug-drug or drug-disease interactionsAsthma, diabetes, and trauma are relative contraindications to the use of antiadrenergics and corticosteroids
Psychiatric comorbiditiesA patient’s history of substance use disorder makes opioid analgesics a concern
Clinical experienceAgents already prescribed safely and broadly in clinical practice are easiest to test and to use

Related resources

  • Mental health and mass violence: Evidence-based early psychological intervention for victims/survivors of mass violence. A workshop to reach consensus on best practices. Rockland, MD: National Institute of Mental Health; 2002. www.nimh.nih.gov.
  • Post-traumatic stress disorder: the management of PTSD in adults and children in primary and secondary care (clinical guideline 26). London, UK: National Institute for Clinical Excellence; 2005. www.nice.org.uk.
  • Ursano RJ, Bell C, Eth S, et al. Practice guideline for the treatment of patients with acute stress disorder and posttraumatic stress disorder. Am J Psychiatry 2004;161(suppl 11):3-31.

Drug brand names

  • Alprazolam • Xanax
  • Amitriptyline • Elavil
  • Citalopram • Celexa
  • Clonazepam • Klonopin
  • Clonidine • Catapres
  • Duloxetine • Cymbalta
  • Fluoxetine • Prozac
  • Gabapentin • Neurontin
  • Guanfacine • Tenex
  • Imipramine • Tofranil
  • Lamotrigine • Lamictal
  • Paroxetine • Paxil
  • Prazosin • Minipress
  • Propranolol • Inderal
  • Sertraline • Zoloft
  • Temazepam • Restoril
  • Venlafaxine • Effexor
 

 

Disclosure

Dr. Bennett and Dr. Zatzick report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Roy-Byrne is a consultant to Jazz Pharmaceuticals and Solvay and has received speaker honoraria from Wyeth and Forrest Pharmaceuticals.

Posttraumatic stress disorder (PTSD) is a preventable mental illness—without trauma, the illness does not occur. Primary prevention (such as eliminating war, rape, physical assaults, child abuse, or motor vehicle accidents) would be effective but is an unrealistic goal. Secondary prevention (such as preventing PTSD after individuals have been exposed to trauma) may be attainable.

No medication is FDA-approved to prevent PTSD, but patients recently exposed to trauma might benefit from drugs approved for other indications. Possibilities include noradrenergics such as propranolol, corticosteroids that affect the hypothalamic-pituitary-adrenal (HPA) axis, opioids, benzodiazepines, and antidepressants. Some investigational agents also might block the process that turns a traumatic experience into PTSD.

This article discusses these intriguing ideas and suggests which trauma victims might benefit now from acute pharmacologic PTSD prevention.

Who might be treated?

An estimated 8% to 10% of the U.S. population experiences PTSD at some point in life (Box 1).1,2 A person’s risk of developing PTSD after a traumatic event depends on the type of trauma. For example, 10% of motor vehicle accident survivors develop PTSD, compared with 60% of rape survivors.1

Targeting anyone who has experienced trauma for secondary PTSD prevention would expose large groups of people to medications they do not need. Targeting selected persons who are at the highest risk would be more efficient and cost-effective. In a group of acute trauma-exposed persons, 2 selection criteria could be considered simultaneously:

  • Which patients may be most predisposed to PTSD?
  • Which patients are showing early symptoms that may predict PTSD?

Box 1

PTSD: From short-term to chronic distress

More than half of all American adults have been exposed to at least one traumatic event at some point in their lives.1 In most persons, the posttraumatic stress reaction causes short-term distress, with hyperarousal, agitation, intrusive memories, and exaggerated startle. Although these symptoms usually subside relatively quickly, they persist and evolve into posttraumatic stress disorder (PTSD) in a substantial number of trauma victims.

An estimated 8% to 10% of the U.S. population experiences PTSD at some point in life.2 Emotional distress, social and occupational disability, and persistent decrements in quality of life make PTSD a major public health problem.

Risk factors and resiliency. Certain factors have been shown to increase a person’s vulnerability for PTSD (Table 1).3 Other proposed risk factors include:

  • personality types4
  • psychophysiologic factors such as reactivity, conditionability, and resistance to extinction/habituation.5

Strong evidence also indicates that acute trauma-related symptoms—including excessive arousal and fear,6 peritraumatic dissociation, and depression—predict the later development of PTSD.

Once identified, individuals predisposed to developing PTSD could be given treatment to increase their resiliency after they have been exposed to trauma. Early evidence suggests that you also could consider giving these patients medications as secondary prevention (Table 2).

Table 1

Who develops PTSD? Risk and resiliency factors

Risk factors that may increase vulnerability for PTSD
  • Diminished cognitive ability
  • History of difficult childhood trauma, such as loss of a parent
  • Genetic endowment
  • History of abuse and neglect
  • Trauma severity
  • Limited social support
  • Continued exposure to stress and trauma
Resiliency factors that may protect against PTSD
  • Self-efficacy
  • Cognitive ability and flexibility
  • Optimism
  • Moral compass or strong set of beliefs
  • Faith and spirituality
Source: Reference 3

Table 2

Medications being studied for PTSD prevention

Mechanism of actionMedication FDA-approved indications
   PsychiatricNonpsychiatric
NoradrenergicClonidine NoYes
Guanfacine NoYes
Prazosin NoYes
Propranolol NoYes
Hypothalamic-pituitary-adrenal axisHydrocortisone NoYes
OpioidMorphine NoYes
AntidepressantDual actionDuloxetineYesYes
VenlafaxineYesNo
SSRIsCitalopramYesNo
FluoxetineYesNo
ParoxetineYesNo
SertralineYesNo
TCAsAmitriptylineYesNo
ImipramineYesNo
GABA-benzodiazepineAlprazolam YesNo
Temazepam YesNo
Corticotropin-releasing hormone (CRH)CRH antagonist Investigational 
Substance PSubstance P antagonist Investigational 
Neuropeptide YNeuropeptide Y agonist Investigational 
SSRIs: selective serotonin reuptake inhibitors
TCAs: tricyclic antidepressants

Targeting noradrenergic activity

Increased noradrenergic activity has been associated with persistent memories and PTSD. Therefore, medications that reduce noradrenergic tone by blocking receptors or reduce norepinephrine release are being explored for PTSD prevention.

Propranolol. Three small studies have examined whether the beta-noradrenergic receptor blocker propranolol can prevent PTSD.

In a randomized, double-blind, placebo-controlled trial,7 41 emergency department patients who had a heart rate of ≥ 80 bpm within 6 hours of a traumatic accident received propranolol, 40 mg qid, or placebo for 10 days. After 1 month, the 11 patients who completed propranolol treatment showed a nonsignificant trend toward lower scores on the Clinician-Administered PTSD Scale (CAPS), compared with 20 patients taking placebo. At 3 months, the propranolol group had less physiologic reactivity (as measured by heart rate and skin conductance) to trauma-related cues than the placebo group.

In a nonrandomized study,8 PTSD developed within 2 months in 1 of 11 trauma victims who agreed to take propranolol, 40 mg tid, immediately after the trauma, compared with 3 of 8 victims who refused the medication.

In an unpublished randomized, double-blind trial,9 48 patients admitted to a level I trauma center received propranolol, 40 mg tid; gabapentin, 400 mg tid; or placebo for PTSD prevention. Gabapentin was chosen because it has few side effects or metabolic interactions and preliminary evidence of anxiolytic efficacy.

 

 

Neither propranolol nor gabapentin showed statistically significant benefit in preventing PTSD compared with placebo. Effect sizes with the 2 treatments were too small to suggest that larger samples would produce a statistically significant result.

Prazosin—an alpha-1 adrenergic receptor antagonist—has been evaluated in 3 controlled studies and found to reduce intrusive nightmares typical of chronic PTSD.

Ten combat veterans with chronic PTSD showed significantly improved sleep, fewer severe nightmares, and improved global clinical status after receiving prazosin (mean dose 9.5 mg at bedtime) in a 20-week, placebo-controlled, double-blind, crossover study.10

In a larger randomized, parallel group trial,11 the same authors compared prazosin with placebo in 40 combat veterans (mean age 56) with chronic PTSD. After 8 weeks, veterans taking prazosin (mean 13.3 ± 3 mg) had significantly fewer trauma nightmares, improved sleep (including return of normal dreams), and improved global clinical status vs placebo. Overall CAP scores did not decline significantly, however.

In a third placebo-controlled study,12 a midmorning dose of prazosin was added to the regimens of 11 civilian trauma patients already taking the drug at bedtime to suppress trauma-related nightmares. Their daytime PTSD symptoms improved, as shown by reduced psychological distress in response to verbal trauma cues.

Prazosin can reduce chronic PTSD manifestations of nightmares and disturbed sleep, but it has not been shown to ameliorate the full PTSD syndrome. Prazosin has not been studied as an early PTSD intervention.

Other antiadrenergics that reduce the release of norepinephrine—including clonidine and guanfacine—have been studied in open trials as treatment for PTSD. The only controlled study13 showed no benefit from guanfacine for PTSD prevention.

De-stressing the HPA axis

Hydrocortisone has been proposed to prevent PTSD by reducing HPA axis activation, acting as a countermeasure to elevated corticotropin-releasing factor found in patients with chronic PTSD.

IV hydrocortisone’s effect on the development of PTSD was compared with placebo in 20 septic shock survivors after discharge from intensive care.14 One of 9 patients (11%) in the hydrocortisone group was diagnosed with PTSD at follow-up (mean 31 months), compared with 7 of 11 (64%) in the placebo group.

In a similar study, the same researchers gave patients hydrocortisone before, during, and after cardiac surgery. Follow-up interviews revealed significantly lower PTSD and chronic stress symptom scores in the treatment group vs the placebo group.15

These studies—although provocative—are limited by the narrow range of trauma related to severe medical illness or extensive medical procedures.

Norepinephrine-blocking opioids

When the noradrenergic system is activated, one physiologic response is the activation of endogenous opioid systems, which may promote recovery by inhibiting the HPA axis. Opioid systems might be involved in PTSD, as suggested by:

  • preclinical evidence that opioids modulate memory16
  • studies showing low pain thresholds17 and abnormal beta-endorphin (an opioid peptide neurotransmitter)18 and methionine enkephalin (an opioid peptide)19 levels in PTSD patients.

In theory, opioid administration immediately after trauma may attenuate norepinephrine release, thus thwarting arousal-charged memory consolidation, hyperarousal, and re-experiencing.

One uncontrolled report of pediatric burn victims found a significant association between the morphine dose given for pain during hospitalization and reduced PTSD symptoms 6 months later.20 Decreased pain did not explain the reduction in PTSD, as no significant correlation was seen between pain symptoms and PTSD outcome measures. Similarly, a longitudinal study of substance use among Vietnam War veterans with PTSD found decreased hyperarousal symptoms in heroin users.21

Using opioids to prevent PTSD would be feasible and efficient in acute care settings because 80% to 90% of traumatically-injured patients are discharged on opioid analgesics (compared with <10% on beta blockers or corticosteroids).22 However, 20% to 40% of physically injured inpatients are diagnosed with a substance use disorder at some point in life, making the use of opioid analgesics a practical concern.23

GABA-benzodiazepine paradox

The GABA-benzodiazepine system plays an important role in mediating anxiety, which is consistent with the potent anxiolytic effects of benzodiazepines. Even so, trials of benzodiazepines have found these drugs surprisingly unhelpful—and perhaps harmful—in patients with acute trauma.

Alprazolam did not reduce PTSD symptoms in a small randomized, double-blind study.24 Another trial found that receiving benzodiazepines shortly after trauma exposure was associated with increased PTSD risk in trauma survivors. Nine of 13 patients (69%) who received alprazolam or clonazepam met PTSD diagnostic criteria 6 months after the trauma, compared with 3 of 13 controls (15%).25

 

 

Similarly, in a randomized controlled trial, 22 patients were given temazepam for 7 nights, starting approximately 14 days after exposure to a traumatic event. Six weeks later, 55% of those receiving temazepam and 27% of those receiving placebo met criteria for PTSD.26

In summary, benzodiazepines might be helpful when given for a few days after traumatization to control overwhelming anxiety but could be harmful over a longer term.

Other agents for PTSD

Antidepressants. Early trauma-related symptoms of depression predict later development of PTSD.27 Thus, antidepressants have been proposed for early intervention in addition to their well-established role as first-line treatment of PTSD.28

One study supports this idea: a 7-day randomized double-blind trial that compared the tricyclic antidepressant imipramine with chloral hydrate in pediatric burn patients with acute stress disorder (ASD). Imipramine was more effective (83% response) than chloral hydrate (38% response) in reducing ASD symptoms.29

Drugs in development. Three new medications being explored for treating anxiety and depression also might be useful for PTSD prevention. Neuropeptide Y (NPY) agonists,30 substance P antagonists,31 and CRH-antagonists32 are thought to hold promise because of their more proximate roles—compared with monoamine neurotransmitters such as dopamine, norepinephrine and serotonin—in mediating the stress response.

Box 2

3-step acute treatment of recently traumatized patients

Manage the post-trauma environment:

  • Move the victim to safety.
  • Treat pain effectively.
  • Avoid stress from interrogations, separation from loved ones, or unstable housing.

Avoid crisis incident stress debriefing (CISD), which could enhance physiologic hyperarousal and is not recommended as first-line treatment for most trauma victims. CISD was designed for and is best received by emergency personnel.

Consider prescribing antidepressants for patients thought to be particularly vulnerable to develop posttraumatic stress disorder (PTSD). Risk factors include:

  • history of PTSD, depression, or anxiety disorder
  • severe trauma (such as from sexual assault or torture)
  • physical injury, when antidepressants with analgesic properties might be useful.

Analyzing the evidence

Insufficient evidence exists to determine which strategies might be most effective to prevent PTSD, what optimal dosing might be, and which traumatized individuals might be best targeted with these approaches.

  • Beta-blockers and corticosteroids—the most theoretically compelling strategies—are the most difficult agents to use for PTSD prevention because they have the most medical contraindications. In addition, evidence supporting their ability to prevent PTSD is meager at best.
  • Prazosin is intriguing but has contra-indications similar to those of beta blockers, no studies of secondary prevention, and no clear indication that it works for the overall PTSD syndrome.
  • Opioids are restricted agents with substantial contraindications.
  • Evidence is limited but points most strongly toward earlier use of antidepressants. Early trauma-related symptoms of depression predict later development of PTSD,27 and a number of selective serotonin reuptake inhibitors—such as citalopram, fluoxetine, paroxetine, and sertraline—are FDA-approved or used off-label for treating PTSD.33

Prescribing recommendations. Consider practicality, ease of use, and safety of the proposed medication when choosing a drug for PTSD prevention (Table 3).22 Based on the evidence, the most reasonable posttrauma approach (Box 2) might be to consider starting an approved antidepressant for individuals thought to be particularly vulnerable to PTSD because of:

  • past history of PTSD, depression, or anxiety disorder
  • severity of the trauma (such as in cases of sexual assault or torture)
  • pain (antidepressants with analgesic properties—such as venlafaxine or duloxetine—might be useful in patients whose trauma is associated with physical injury, although neither is FDA-approved to treat PTSD).

Table 3

4 considerations when choosing a drug for PTSD prevention

Potential benefitsPracticality, ease of use, and safety of the proposed medication
Potential drug-drug or drug-disease interactionsAsthma, diabetes, and trauma are relative contraindications to the use of antiadrenergics and corticosteroids
Psychiatric comorbiditiesA patient’s history of substance use disorder makes opioid analgesics a concern
Clinical experienceAgents already prescribed safely and broadly in clinical practice are easiest to test and to use

Related resources

  • Mental health and mass violence: Evidence-based early psychological intervention for victims/survivors of mass violence. A workshop to reach consensus on best practices. Rockland, MD: National Institute of Mental Health; 2002. www.nimh.nih.gov.
  • Post-traumatic stress disorder: the management of PTSD in adults and children in primary and secondary care (clinical guideline 26). London, UK: National Institute for Clinical Excellence; 2005. www.nice.org.uk.
  • Ursano RJ, Bell C, Eth S, et al. Practice guideline for the treatment of patients with acute stress disorder and posttraumatic stress disorder. Am J Psychiatry 2004;161(suppl 11):3-31.

Drug brand names

  • Alprazolam • Xanax
  • Amitriptyline • Elavil
  • Citalopram • Celexa
  • Clonazepam • Klonopin
  • Clonidine • Catapres
  • Duloxetine • Cymbalta
  • Fluoxetine • Prozac
  • Gabapentin • Neurontin
  • Guanfacine • Tenex
  • Imipramine • Tofranil
  • Lamotrigine • Lamictal
  • Paroxetine • Paxil
  • Prazosin • Minipress
  • Propranolol • Inderal
  • Sertraline • Zoloft
  • Temazepam • Restoril
  • Venlafaxine • Effexor
 

 

Disclosure

Dr. Bennett and Dr. Zatzick report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

Dr. Roy-Byrne is a consultant to Jazz Pharmaceuticals and Solvay and has received speaker honoraria from Wyeth and Forrest Pharmaceuticals.

References

1. Kessler RC, Sonnega A, Bromet E, et al. Posttraumatic stress disorder in the National Comorbidity Survey. Arch Gen Psychiatry 1995;52(12):1048-60.

2. Zatzick D. Posttraumatic stress, functional impairment, and service utilization after injury: a public health approach. Semin Clin Neuropsychiatry 2003;8(3):149-57.

3. Yehuda R, Flory JD, Southwick S, Charney DS. Developing an agenda for translational studies of resilience and vulnerability following trauma exposure. Ann NY Acad Sci 2006;1071:379-96.

4. Schnurr P, Vielhauer M. Personality as a risk factor for PTSD. In: Yehuda R, ed. Risk factors for post-traumatic stress disorder. Washington, DC: American Psychiatric Publishing; 1999:191-222.

5. Shalev A. Psychophysiological expression of risk factors for PTSD. In: Yehuda R, ed. Risk factors for posttraumatic stress disorder. Washington, DC: American Psychiatric Publishing; 1995.

6. Bryant RA, Harvey AG, Guthrie RM, Moulds ML. A prospective study of psychophysiological arousal, acute stress disorder, and posttraumatic stress disorder. J Abnorm Psychol 2000;109(2):341-4.

7. Pitman RK, Sanders KM, Zusman RM, et al. Pilot study of secondary prevention of posttraumatic stress disorder with propranolol. Biol Psychiatry 2002;51(2):189-92.

8. Vaiva G, Ducrocq F, Jezequel K, et al. Immediate treatment with propranolol decreases posttraumatic stress disorder two months after trauma. Biol Psychiatry 2003;54(9):947-9.

9. Stein M. Pharmacoprevention of adverse psychiatric sequelae of physical injury. Paper presented at: 21st Annual Meeting of the International Society for Traumatic Stress Studies; November 2-5, 2005; Toronto, Ontario, Canada.

10. Raskind MA, Peskind ER, Kanter ED, et al. Reduction of nightmares and other PTSD symptoms in combat veterans by prazosin: a placebo-controlled study. Am J Psychiatry 2003;160(2):371-3.

11. Raskind MA, Peskind ER, Hoff DJ, et al. A parallel group placebo controlled study of prazosin for trauma nightmares and sleep disturbance in combat veterans with post-traumatic stress disorder. Biol Psychiatry 2007;61(8):928-34.

12. Taylor FB, Lowe K, Thompson C, et al. Daytime prazosin reduces psychological distress to trauma specific cues in civilian trauma posttraumatic stress disorder. Biol Psychiatry 2006;59(7):577-81.

13. Neylan TC, Lenoci M, Samuelson KW, et al. No improvement of posttraumatic stress disorder symptoms with guanfacine treatment. Am J Psychiatry 2006;163(12):2186-8.

14. Schelling G, Briegel J, Roozendaal B, et al. The effect of stress doses of hydrocortisone during septic shock on posttraumatic stress disorder in survivors. Biol Psychiatry 2001;50(12):978-85.

15. Weis F, Kilger E, Roozendaal B, et al. Stress doses of hydrocortisone reduce chronic stress symptoms and improve health-related quality of life in high-risk patients after cardiac surgery: a randomized study. J Thorac Cardiovasc Surg 2006;131(2):277-82.

16. McGaugh JL, Introini-Collison IB, Nagahara AH, et al. Involvement of the amygdaloid complex in neuromodulatory influences on memory storage. Neurosci Biobehav Rev 1990;14(4):425-31.

17. Shalev AY, Peri T, Canetti L, Schreiber S. Predictors of PTSD in injured trauma survivors: a prospective study. Am J Psychiatry 1996;153(2):219-25.

18. Baker DG, West SA, Orth DN, et al. Cerebrospinal fluid and plasma beta-endorphin in combat veterans with post-traumatic stress disorder. Psychoneuroendocrinol 1997;22(7):517-29.

19. Wolf ME, Mosnaim AD, Puente J, Ignacio R. Plasma methionine-enkephalin in PTSD. Biol Psychiatry 1991;29(3):305-7.

20. Saxe G, Stoddard F, Courtney D, et al. Relationship between acute morphine and the course of PTSD in children with burns. J Am Acad Child Adolesc Psychiatry 2001;40(8):915-21.

21. Bremner JD, Southwick SM, Darnell A, Charney DS. Chronic PTSD in Vietnam combat veterans: course of illness and substance abuse. Am J Psychiatry 1996;153(3):369-75.

22. Zatzick D, Roy-Byrne PP. From bedside to bench: how the epidemiology of clinical practice can inform the secondary prevention of PTSD. Psychiatr Serv 2006;57(12):1726-30.

23. Zatzick D, Jurkovich G, Russo J, et al. Posttraumatic distress, alcohol disorders, and recurrent trauma across level 1 trauma centers. J Trauma 2004;57(2):360-6.

24. Braun P, Greenberg D, Dasberg H, Lerer B. Core symptoms of posttraumatic stress disorder unimproved by alprazolam treatment. J Clin Psychiatry 1990;51(6):236-8.

25. Gelpin E, Bonne O, Peri T, et al. Treatment of recent trauma survivors with benzodiazepines: a prospective study. J Clin Psychiatry 1996;57(9):390-4.

26. Mellman TA, Bustamante V, David D, et al. Hypnotic medication in the aftermath of trauma. J Clin Psychiatry 2002;63(12):1183-4.

27. Freedman SA, Brandes D, Peri T, Shalev A. Predictors of chronic post-traumatic stress disorder. A prospective study. Br J Psychiatry 1999;174:353-9.

28. Davidson JR. Pharmacologic treatment of acute and chronic stress following trauma. J Clin Psychiatry 2006;67(suppl 2):34-9.

29. Robert R, Blakeney PE, Villarreal C, et al. Imipramine treatment in pediatric burn patients with symptoms of acute stress disorder: a pilot study. J Am Acad Child Adolesc Psychiatry 1999;38(7):873-82.

30. Morgan CA, Wang S, Southwick SM, et al. Plasma neuropeptide-Y concentrations in humans exposed to military survival training. Biol Psychiatry 2000;47(10):902-9.

31. Geracioti TD, Carpenter LL, Owens MJ, et al. Elevated cerebrospinal fluid substance P concentrations in posttraumatic stress disorder and major depression. Am J Psychiatry 2006;163(4):637-43.

32. Zobel AW, Nickel T, Künzel HE, et al. Effects of the highaffinity corticotropin-releasing hormone receptor 1 antagonist R121919 in major depression: the first 20 patients treated. J Psychiatr Res 2000;34(3):171-81.

33. Davidson JR. Treatment of posttraumatic stress disorder: the impact of paroxetine. Psychopharmacol Bull 2003;37(suppl 1):76-88.

References

1. Kessler RC, Sonnega A, Bromet E, et al. Posttraumatic stress disorder in the National Comorbidity Survey. Arch Gen Psychiatry 1995;52(12):1048-60.

2. Zatzick D. Posttraumatic stress, functional impairment, and service utilization after injury: a public health approach. Semin Clin Neuropsychiatry 2003;8(3):149-57.

3. Yehuda R, Flory JD, Southwick S, Charney DS. Developing an agenda for translational studies of resilience and vulnerability following trauma exposure. Ann NY Acad Sci 2006;1071:379-96.

4. Schnurr P, Vielhauer M. Personality as a risk factor for PTSD. In: Yehuda R, ed. Risk factors for post-traumatic stress disorder. Washington, DC: American Psychiatric Publishing; 1999:191-222.

5. Shalev A. Psychophysiological expression of risk factors for PTSD. In: Yehuda R, ed. Risk factors for posttraumatic stress disorder. Washington, DC: American Psychiatric Publishing; 1995.

6. Bryant RA, Harvey AG, Guthrie RM, Moulds ML. A prospective study of psychophysiological arousal, acute stress disorder, and posttraumatic stress disorder. J Abnorm Psychol 2000;109(2):341-4.

7. Pitman RK, Sanders KM, Zusman RM, et al. Pilot study of secondary prevention of posttraumatic stress disorder with propranolol. Biol Psychiatry 2002;51(2):189-92.

8. Vaiva G, Ducrocq F, Jezequel K, et al. Immediate treatment with propranolol decreases posttraumatic stress disorder two months after trauma. Biol Psychiatry 2003;54(9):947-9.

9. Stein M. Pharmacoprevention of adverse psychiatric sequelae of physical injury. Paper presented at: 21st Annual Meeting of the International Society for Traumatic Stress Studies; November 2-5, 2005; Toronto, Ontario, Canada.

10. Raskind MA, Peskind ER, Kanter ED, et al. Reduction of nightmares and other PTSD symptoms in combat veterans by prazosin: a placebo-controlled study. Am J Psychiatry 2003;160(2):371-3.

11. Raskind MA, Peskind ER, Hoff DJ, et al. A parallel group placebo controlled study of prazosin for trauma nightmares and sleep disturbance in combat veterans with post-traumatic stress disorder. Biol Psychiatry 2007;61(8):928-34.

12. Taylor FB, Lowe K, Thompson C, et al. Daytime prazosin reduces psychological distress to trauma specific cues in civilian trauma posttraumatic stress disorder. Biol Psychiatry 2006;59(7):577-81.

13. Neylan TC, Lenoci M, Samuelson KW, et al. No improvement of posttraumatic stress disorder symptoms with guanfacine treatment. Am J Psychiatry 2006;163(12):2186-8.

14. Schelling G, Briegel J, Roozendaal B, et al. The effect of stress doses of hydrocortisone during septic shock on posttraumatic stress disorder in survivors. Biol Psychiatry 2001;50(12):978-85.

15. Weis F, Kilger E, Roozendaal B, et al. Stress doses of hydrocortisone reduce chronic stress symptoms and improve health-related quality of life in high-risk patients after cardiac surgery: a randomized study. J Thorac Cardiovasc Surg 2006;131(2):277-82.

16. McGaugh JL, Introini-Collison IB, Nagahara AH, et al. Involvement of the amygdaloid complex in neuromodulatory influences on memory storage. Neurosci Biobehav Rev 1990;14(4):425-31.

17. Shalev AY, Peri T, Canetti L, Schreiber S. Predictors of PTSD in injured trauma survivors: a prospective study. Am J Psychiatry 1996;153(2):219-25.

18. Baker DG, West SA, Orth DN, et al. Cerebrospinal fluid and plasma beta-endorphin in combat veterans with post-traumatic stress disorder. Psychoneuroendocrinol 1997;22(7):517-29.

19. Wolf ME, Mosnaim AD, Puente J, Ignacio R. Plasma methionine-enkephalin in PTSD. Biol Psychiatry 1991;29(3):305-7.

20. Saxe G, Stoddard F, Courtney D, et al. Relationship between acute morphine and the course of PTSD in children with burns. J Am Acad Child Adolesc Psychiatry 2001;40(8):915-21.

21. Bremner JD, Southwick SM, Darnell A, Charney DS. Chronic PTSD in Vietnam combat veterans: course of illness and substance abuse. Am J Psychiatry 1996;153(3):369-75.

22. Zatzick D, Roy-Byrne PP. From bedside to bench: how the epidemiology of clinical practice can inform the secondary prevention of PTSD. Psychiatr Serv 2006;57(12):1726-30.

23. Zatzick D, Jurkovich G, Russo J, et al. Posttraumatic distress, alcohol disorders, and recurrent trauma across level 1 trauma centers. J Trauma 2004;57(2):360-6.

24. Braun P, Greenberg D, Dasberg H, Lerer B. Core symptoms of posttraumatic stress disorder unimproved by alprazolam treatment. J Clin Psychiatry 1990;51(6):236-8.

25. Gelpin E, Bonne O, Peri T, et al. Treatment of recent trauma survivors with benzodiazepines: a prospective study. J Clin Psychiatry 1996;57(9):390-4.

26. Mellman TA, Bustamante V, David D, et al. Hypnotic medication in the aftermath of trauma. J Clin Psychiatry 2002;63(12):1183-4.

27. Freedman SA, Brandes D, Peri T, Shalev A. Predictors of chronic post-traumatic stress disorder. A prospective study. Br J Psychiatry 1999;174:353-9.

28. Davidson JR. Pharmacologic treatment of acute and chronic stress following trauma. J Clin Psychiatry 2006;67(suppl 2):34-9.

29. Robert R, Blakeney PE, Villarreal C, et al. Imipramine treatment in pediatric burn patients with symptoms of acute stress disorder: a pilot study. J Am Acad Child Adolesc Psychiatry 1999;38(7):873-82.

30. Morgan CA, Wang S, Southwick SM, et al. Plasma neuropeptide-Y concentrations in humans exposed to military survival training. Biol Psychiatry 2000;47(10):902-9.

31. Geracioti TD, Carpenter LL, Owens MJ, et al. Elevated cerebrospinal fluid substance P concentrations in posttraumatic stress disorder and major depression. Am J Psychiatry 2006;163(4):637-43.

32. Zobel AW, Nickel T, Künzel HE, et al. Effects of the highaffinity corticotropin-releasing hormone receptor 1 antagonist R121919 in major depression: the first 20 patients treated. J Psychiatr Res 2000;34(3):171-81.

33. Davidson JR. Treatment of posttraumatic stress disorder: the impact of paroxetine. Psychopharmacol Bull 2003;37(suppl 1):76-88.

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2008 codes include means to specify severity of dysplasia

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Save the date! Important ObGyn revisions to the International Diagnostic Classification of Diseases, 9th Revision, Clinical Modification (ICD-9-CM) take effect October 1. Take note of these additions and modifications to ensure that you’re maximizing your reimbursement on claims.

Vaginal, vulvar conditions: Simpler reporting

This year’s additions include codes for vaginal intraepithelial neoplasia (VAIN) and expansion of the vulvar intraepithelial neoplasia (VIN) category to match.

624.01Vulvar intraepithelial neoplasia I [VIN I]
 Mild dysplasia of vulva
624.02Vulvar intraepithelial neoplasia II [VIN II]
 Moderate dysplasia of vulva
624.09Other dystrophy of vulva
 Kraurosis of vulva
 Leukoplakia of vulva
233.30Unspecified female genital organ
233.31Vagina
 Severe dysplasia of vagina
 Vaginal intraepithelial neoplasia III [VAIN III]
233.32Vulva
 Severe dysplasia of vulva
 Vulvar intraepithelial neoplasia III [VIN III]
233.39Other female genital organ
Until now, you have had only three codes to work with: 623.0 [dysplasia of vagina]; 624.0 [dystrophy of vulva]; and 233.3 [Ca in situ of other and unspecified genital organs]. Pathology reports often support higher specificity of coding, however, which makes it easier to establish medical necessity for further diagnostic testing or surgical intervention. Beginning October 1, the new codes specify the severity of dysplasia, so you will need to be more exact about the patient’s condition. In addition, 623.0, the established code for vaginal dysplasia, now specifically references both VAIN I and II.

An “excludes” note has also been added to 622.1 [dysplasia of cervix (uteri)] to clarify that a diagnosis of carcinoma in situ I or II may not be reported unless this diagnosis is assigned based on a biopsy finding—not on an abnormal finding on a Pap smear.

New code for trauma during delivery

Anal sphincter tears can occur during delivery without an accompanying third-degree perineal laceration, so a new code [664.6X, anal sphincter tear complicating delivery, not associated with third-degree perineal laceration] has been added to capture this information. Keep in mind these important points:

  • Report the new code when an anal tear is noted at or after delivery. The only acceptable fifth digits for this code are 0 [unspecified as to episode of care or not applicable], 1 [delivered, with or without mention of antepartum condition], or 4 [postpartum condition or complication].
  • Report the established code, 664.2X [third-degree perineal laceration] if an anal tear is noted in addition to a third-degree perineal tear. The fifth digit will be 0, 1, or 4, as it is with the code for an anal sphincter tear.
  • Report the established code 654.8X [congenital or acquired abnormality of vulva] if the patient had an anal tear from a prior pregnancy, before the current delivery.
  • Last, report the new code 569.43 [anal sphincter tear (healed) (old)] if you observe that the patient has an old anal tear but isn’t pregnant. Report an additional code for any associated fecal incontinence (787.6).
Anal tears can complicate the next delivery and are responsible for fecal incontinence—a finding that may lead to a diagnosis of an old, unhealed anal sphincter tear. Remember that, for this coming year, you have to document the circumstance to report the correct code.

Report dysplasia follow-up as “medical necessity”

Once a patient has been treated for cervical dysplasia, long-term follow-up care is required to test for recurrence. The only code available to report that history last year was V13.29, a general code that reported all types of genital systems and obstetric disorders. This year, you can specify and report V13.22 [personal history of cervical dysplasia].

The role of human papillomavirus (HPV) as the cause of cervical cancer is well known, and routine screening tests for this infection are generally as accurate as a routine Pap smear. Because of this, a new code, V73.81 [human papillomavirus (HPV)], has been added to document encounters for HPV screening. The new code can be reported in conjunction with the routine gyn exam code, V72.31, or V76.2 [special screening for malignant neoplasm of cervix] to signal that additional screening is planned.

Better documentation of malignant ascites

789.51  Malignant ascites

789.59  Other ascites

Malignant ascites is seen most often in ovarian, endometrial, breast, colon, gastric, and pancreatic cancer. Management of this condition may include systemic chemotherapy, instillation of radioisotopes or chemotherapy drugs into peritoneal fluid, and peritoneal–venous shunting procedures.

Before October 1, under ICD-9 rules, malignant ascites could be reported only using the code 197.6 [secondary malignant neoplasm of retroperitoneum and peritoneum].The problem is that this condition can also be caused by a primary ovarian malignancy, for which there has been no reporting mechanism. With expansion of the code 789.5 [ascites], you can specify the type of malignant ascites.

 

 

Note: Instructions in ICD-9 indicate that you should list a code for the site of the current malignancy first, such as 183.0 [malignant neoplasm of ovary] or 197.6 [secondary malignant neoplasm of retroperitoneum and peritoneum].

Assisted reproductive fertility procedure status

Every endocrinologist is aware that assisted reproductive fertility procedures are a multistage undertaking. A number of pretreatment diagnostic tests are independent of the procedure itself, and payers might cover such tests if there were a way to identify patients who were undergoing a procedure from those who were still undergoing pretreatment testing.

Before October 1, only one code, V26.8 [other specified procreative management], was available. Starting this month, to identify a patient undergoing treatment, use V26.81 [encounter for assisted reproductive fertility procedure cycle], with an additional code to identify the type of infertility. With this expansion, a second code was added to capture “other specified procreative management” [V26.89].

Natural family planning comes of age

Natural family planning helps a couple determine when sexual intercourse is likely to (and not likely to) result in pregnancy. It encompasses provider counseling and education on either of two acceptable methods: tracking ovulation by examining cervical mucus or temperature charting. ICD-9 has expanded the existing code, V26.4, to capture this means of family planning more accurately:

V26.41  Procreative counseling and advice using natural family planning

In addition, a code was added to the contraceptive counseling codes to capture this approach as well:

V25.04  Counseling and instruction in natural family planning to avoid pregnancy

Last, a new code also covers other types of procreative management counseling and advice:

V26.49  Other procreative management counseling and advice

Disability certificates, made easy(ier) to report

Do patients come to you to have medical forms and certificates completed? Now you can be more specific, when coding, about the type of document you’re asked to fill out.

V68.01  Disability examination

V68.09  Other issue of medical certificates

The old code, V68.0, was a catch-all of medical certificates, including cause of death, fitness, and disability. The new codes distinguish a certificate for a disability examination from the rest of the pack. That’s a useful change because insurers and state disability programs often reimburse for a disability exam.

Remember: You still need to identify the specific exam, screening, or testing performed by using a code from the series V72.0V82.9 as a secondary diagnosis. Examples: V72.31 for a gyn exam and V81.6 [screening for other and unspecified genitourinary conditions].

Diversified codes for iatrogenic ID complications

Patients sometimes develop infection in the presence of a central venous catheter or after injection or vaccination. Previously, you used code 999.3 to report such a complication, but that code lumped into one all reasons for infection.

This year, a new code, 993.31, exclusively covers infection caused by a central venous catheter. The code lists several catheter types—Hickman, peripherally inserted central catheter (PICC), triplelumen catheter—and makes clear that it should not be used to report infection caused by a urinary (996.64), arterial (996.62), venous (996.62), or unspecified type of catheter (996.69).

An additional code, 999.39, has been added to report all infections after intravenous infusion, injection, transfusion, or vaccination.

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Save the date! Important ObGyn revisions to the International Diagnostic Classification of Diseases, 9th Revision, Clinical Modification (ICD-9-CM) take effect October 1. Take note of these additions and modifications to ensure that you’re maximizing your reimbursement on claims.

Vaginal, vulvar conditions: Simpler reporting

This year’s additions include codes for vaginal intraepithelial neoplasia (VAIN) and expansion of the vulvar intraepithelial neoplasia (VIN) category to match.

624.01Vulvar intraepithelial neoplasia I [VIN I]
 Mild dysplasia of vulva
624.02Vulvar intraepithelial neoplasia II [VIN II]
 Moderate dysplasia of vulva
624.09Other dystrophy of vulva
 Kraurosis of vulva
 Leukoplakia of vulva
233.30Unspecified female genital organ
233.31Vagina
 Severe dysplasia of vagina
 Vaginal intraepithelial neoplasia III [VAIN III]
233.32Vulva
 Severe dysplasia of vulva
 Vulvar intraepithelial neoplasia III [VIN III]
233.39Other female genital organ
Until now, you have had only three codes to work with: 623.0 [dysplasia of vagina]; 624.0 [dystrophy of vulva]; and 233.3 [Ca in situ of other and unspecified genital organs]. Pathology reports often support higher specificity of coding, however, which makes it easier to establish medical necessity for further diagnostic testing or surgical intervention. Beginning October 1, the new codes specify the severity of dysplasia, so you will need to be more exact about the patient’s condition. In addition, 623.0, the established code for vaginal dysplasia, now specifically references both VAIN I and II.

An “excludes” note has also been added to 622.1 [dysplasia of cervix (uteri)] to clarify that a diagnosis of carcinoma in situ I or II may not be reported unless this diagnosis is assigned based on a biopsy finding—not on an abnormal finding on a Pap smear.

New code for trauma during delivery

Anal sphincter tears can occur during delivery without an accompanying third-degree perineal laceration, so a new code [664.6X, anal sphincter tear complicating delivery, not associated with third-degree perineal laceration] has been added to capture this information. Keep in mind these important points:

  • Report the new code when an anal tear is noted at or after delivery. The only acceptable fifth digits for this code are 0 [unspecified as to episode of care or not applicable], 1 [delivered, with or without mention of antepartum condition], or 4 [postpartum condition or complication].
  • Report the established code, 664.2X [third-degree perineal laceration] if an anal tear is noted in addition to a third-degree perineal tear. The fifth digit will be 0, 1, or 4, as it is with the code for an anal sphincter tear.
  • Report the established code 654.8X [congenital or acquired abnormality of vulva] if the patient had an anal tear from a prior pregnancy, before the current delivery.
  • Last, report the new code 569.43 [anal sphincter tear (healed) (old)] if you observe that the patient has an old anal tear but isn’t pregnant. Report an additional code for any associated fecal incontinence (787.6).
Anal tears can complicate the next delivery and are responsible for fecal incontinence—a finding that may lead to a diagnosis of an old, unhealed anal sphincter tear. Remember that, for this coming year, you have to document the circumstance to report the correct code.

Report dysplasia follow-up as “medical necessity”

Once a patient has been treated for cervical dysplasia, long-term follow-up care is required to test for recurrence. The only code available to report that history last year was V13.29, a general code that reported all types of genital systems and obstetric disorders. This year, you can specify and report V13.22 [personal history of cervical dysplasia].

The role of human papillomavirus (HPV) as the cause of cervical cancer is well known, and routine screening tests for this infection are generally as accurate as a routine Pap smear. Because of this, a new code, V73.81 [human papillomavirus (HPV)], has been added to document encounters for HPV screening. The new code can be reported in conjunction with the routine gyn exam code, V72.31, or V76.2 [special screening for malignant neoplasm of cervix] to signal that additional screening is planned.

Better documentation of malignant ascites

789.51  Malignant ascites

789.59  Other ascites

Malignant ascites is seen most often in ovarian, endometrial, breast, colon, gastric, and pancreatic cancer. Management of this condition may include systemic chemotherapy, instillation of radioisotopes or chemotherapy drugs into peritoneal fluid, and peritoneal–venous shunting procedures.

Before October 1, under ICD-9 rules, malignant ascites could be reported only using the code 197.6 [secondary malignant neoplasm of retroperitoneum and peritoneum].The problem is that this condition can also be caused by a primary ovarian malignancy, for which there has been no reporting mechanism. With expansion of the code 789.5 [ascites], you can specify the type of malignant ascites.

 

 

Note: Instructions in ICD-9 indicate that you should list a code for the site of the current malignancy first, such as 183.0 [malignant neoplasm of ovary] or 197.6 [secondary malignant neoplasm of retroperitoneum and peritoneum].

Assisted reproductive fertility procedure status

Every endocrinologist is aware that assisted reproductive fertility procedures are a multistage undertaking. A number of pretreatment diagnostic tests are independent of the procedure itself, and payers might cover such tests if there were a way to identify patients who were undergoing a procedure from those who were still undergoing pretreatment testing.

Before October 1, only one code, V26.8 [other specified procreative management], was available. Starting this month, to identify a patient undergoing treatment, use V26.81 [encounter for assisted reproductive fertility procedure cycle], with an additional code to identify the type of infertility. With this expansion, a second code was added to capture “other specified procreative management” [V26.89].

Natural family planning comes of age

Natural family planning helps a couple determine when sexual intercourse is likely to (and not likely to) result in pregnancy. It encompasses provider counseling and education on either of two acceptable methods: tracking ovulation by examining cervical mucus or temperature charting. ICD-9 has expanded the existing code, V26.4, to capture this means of family planning more accurately:

V26.41  Procreative counseling and advice using natural family planning

In addition, a code was added to the contraceptive counseling codes to capture this approach as well:

V25.04  Counseling and instruction in natural family planning to avoid pregnancy

Last, a new code also covers other types of procreative management counseling and advice:

V26.49  Other procreative management counseling and advice

Disability certificates, made easy(ier) to report

Do patients come to you to have medical forms and certificates completed? Now you can be more specific, when coding, about the type of document you’re asked to fill out.

V68.01  Disability examination

V68.09  Other issue of medical certificates

The old code, V68.0, was a catch-all of medical certificates, including cause of death, fitness, and disability. The new codes distinguish a certificate for a disability examination from the rest of the pack. That’s a useful change because insurers and state disability programs often reimburse for a disability exam.

Remember: You still need to identify the specific exam, screening, or testing performed by using a code from the series V72.0V82.9 as a secondary diagnosis. Examples: V72.31 for a gyn exam and V81.6 [screening for other and unspecified genitourinary conditions].

Diversified codes for iatrogenic ID complications

Patients sometimes develop infection in the presence of a central venous catheter or after injection or vaccination. Previously, you used code 999.3 to report such a complication, but that code lumped into one all reasons for infection.

This year, a new code, 993.31, exclusively covers infection caused by a central venous catheter. The code lists several catheter types—Hickman, peripherally inserted central catheter (PICC), triplelumen catheter—and makes clear that it should not be used to report infection caused by a urinary (996.64), arterial (996.62), venous (996.62), or unspecified type of catheter (996.69).

An additional code, 999.39, has been added to report all infections after intravenous infusion, injection, transfusion, or vaccination.

Save the date! Important ObGyn revisions to the International Diagnostic Classification of Diseases, 9th Revision, Clinical Modification (ICD-9-CM) take effect October 1. Take note of these additions and modifications to ensure that you’re maximizing your reimbursement on claims.

Vaginal, vulvar conditions: Simpler reporting

This year’s additions include codes for vaginal intraepithelial neoplasia (VAIN) and expansion of the vulvar intraepithelial neoplasia (VIN) category to match.

624.01Vulvar intraepithelial neoplasia I [VIN I]
 Mild dysplasia of vulva
624.02Vulvar intraepithelial neoplasia II [VIN II]
 Moderate dysplasia of vulva
624.09Other dystrophy of vulva
 Kraurosis of vulva
 Leukoplakia of vulva
233.30Unspecified female genital organ
233.31Vagina
 Severe dysplasia of vagina
 Vaginal intraepithelial neoplasia III [VAIN III]
233.32Vulva
 Severe dysplasia of vulva
 Vulvar intraepithelial neoplasia III [VIN III]
233.39Other female genital organ
Until now, you have had only three codes to work with: 623.0 [dysplasia of vagina]; 624.0 [dystrophy of vulva]; and 233.3 [Ca in situ of other and unspecified genital organs]. Pathology reports often support higher specificity of coding, however, which makes it easier to establish medical necessity for further diagnostic testing or surgical intervention. Beginning October 1, the new codes specify the severity of dysplasia, so you will need to be more exact about the patient’s condition. In addition, 623.0, the established code for vaginal dysplasia, now specifically references both VAIN I and II.

An “excludes” note has also been added to 622.1 [dysplasia of cervix (uteri)] to clarify that a diagnosis of carcinoma in situ I or II may not be reported unless this diagnosis is assigned based on a biopsy finding—not on an abnormal finding on a Pap smear.

New code for trauma during delivery

Anal sphincter tears can occur during delivery without an accompanying third-degree perineal laceration, so a new code [664.6X, anal sphincter tear complicating delivery, not associated with third-degree perineal laceration] has been added to capture this information. Keep in mind these important points:

  • Report the new code when an anal tear is noted at or after delivery. The only acceptable fifth digits for this code are 0 [unspecified as to episode of care or not applicable], 1 [delivered, with or without mention of antepartum condition], or 4 [postpartum condition or complication].
  • Report the established code, 664.2X [third-degree perineal laceration] if an anal tear is noted in addition to a third-degree perineal tear. The fifth digit will be 0, 1, or 4, as it is with the code for an anal sphincter tear.
  • Report the established code 654.8X [congenital or acquired abnormality of vulva] if the patient had an anal tear from a prior pregnancy, before the current delivery.
  • Last, report the new code 569.43 [anal sphincter tear (healed) (old)] if you observe that the patient has an old anal tear but isn’t pregnant. Report an additional code for any associated fecal incontinence (787.6).
Anal tears can complicate the next delivery and are responsible for fecal incontinence—a finding that may lead to a diagnosis of an old, unhealed anal sphincter tear. Remember that, for this coming year, you have to document the circumstance to report the correct code.

Report dysplasia follow-up as “medical necessity”

Once a patient has been treated for cervical dysplasia, long-term follow-up care is required to test for recurrence. The only code available to report that history last year was V13.29, a general code that reported all types of genital systems and obstetric disorders. This year, you can specify and report V13.22 [personal history of cervical dysplasia].

The role of human papillomavirus (HPV) as the cause of cervical cancer is well known, and routine screening tests for this infection are generally as accurate as a routine Pap smear. Because of this, a new code, V73.81 [human papillomavirus (HPV)], has been added to document encounters for HPV screening. The new code can be reported in conjunction with the routine gyn exam code, V72.31, or V76.2 [special screening for malignant neoplasm of cervix] to signal that additional screening is planned.

Better documentation of malignant ascites

789.51  Malignant ascites

789.59  Other ascites

Malignant ascites is seen most often in ovarian, endometrial, breast, colon, gastric, and pancreatic cancer. Management of this condition may include systemic chemotherapy, instillation of radioisotopes or chemotherapy drugs into peritoneal fluid, and peritoneal–venous shunting procedures.

Before October 1, under ICD-9 rules, malignant ascites could be reported only using the code 197.6 [secondary malignant neoplasm of retroperitoneum and peritoneum].The problem is that this condition can also be caused by a primary ovarian malignancy, for which there has been no reporting mechanism. With expansion of the code 789.5 [ascites], you can specify the type of malignant ascites.

 

 

Note: Instructions in ICD-9 indicate that you should list a code for the site of the current malignancy first, such as 183.0 [malignant neoplasm of ovary] or 197.6 [secondary malignant neoplasm of retroperitoneum and peritoneum].

Assisted reproductive fertility procedure status

Every endocrinologist is aware that assisted reproductive fertility procedures are a multistage undertaking. A number of pretreatment diagnostic tests are independent of the procedure itself, and payers might cover such tests if there were a way to identify patients who were undergoing a procedure from those who were still undergoing pretreatment testing.

Before October 1, only one code, V26.8 [other specified procreative management], was available. Starting this month, to identify a patient undergoing treatment, use V26.81 [encounter for assisted reproductive fertility procedure cycle], with an additional code to identify the type of infertility. With this expansion, a second code was added to capture “other specified procreative management” [V26.89].

Natural family planning comes of age

Natural family planning helps a couple determine when sexual intercourse is likely to (and not likely to) result in pregnancy. It encompasses provider counseling and education on either of two acceptable methods: tracking ovulation by examining cervical mucus or temperature charting. ICD-9 has expanded the existing code, V26.4, to capture this means of family planning more accurately:

V26.41  Procreative counseling and advice using natural family planning

In addition, a code was added to the contraceptive counseling codes to capture this approach as well:

V25.04  Counseling and instruction in natural family planning to avoid pregnancy

Last, a new code also covers other types of procreative management counseling and advice:

V26.49  Other procreative management counseling and advice

Disability certificates, made easy(ier) to report

Do patients come to you to have medical forms and certificates completed? Now you can be more specific, when coding, about the type of document you’re asked to fill out.

V68.01  Disability examination

V68.09  Other issue of medical certificates

The old code, V68.0, was a catch-all of medical certificates, including cause of death, fitness, and disability. The new codes distinguish a certificate for a disability examination from the rest of the pack. That’s a useful change because insurers and state disability programs often reimburse for a disability exam.

Remember: You still need to identify the specific exam, screening, or testing performed by using a code from the series V72.0V82.9 as a secondary diagnosis. Examples: V72.31 for a gyn exam and V81.6 [screening for other and unspecified genitourinary conditions].

Diversified codes for iatrogenic ID complications

Patients sometimes develop infection in the presence of a central venous catheter or after injection or vaccination. Previously, you used code 999.3 to report such a complication, but that code lumped into one all reasons for infection.

This year, a new code, 993.31, exclusively covers infection caused by a central venous catheter. The code lists several catheter types—Hickman, peripherally inserted central catheter (PICC), triplelumen catheter—and makes clear that it should not be used to report infection caused by a urinary (996.64), arterial (996.62), venous (996.62), or unspecified type of catheter (996.69).

An additional code, 999.39, has been added to report all infections after intravenous infusion, injection, transfusion, or vaccination.

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2008 codes include means to specify severity of dysplasia
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