Third universal definition of myocardial infarction: Update, caveats, differential diagnoses

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Third universal definition of myocardial infarction: Update, caveats, differential diagnoses

In 2012, a task force of the European Society of Cardiology, the American College of Cardiology Foundation, the American Heart Association, and the World Heart Federation released its “third universal definition” of myocardial infarction (MI),1 replacing the previous (2007) definition. The new consensus definition reflects the increasing sensitivity of available troponin assays, which are commonly elevated in other conditions and after uncomplicated percutaneous coronary intervention or cardiac surgery. With a more appropriate definition of the troponin threshold after these procedures, benign myocardial injury can be differentiated from pathologic MI.

TROPONINS: THE PREFERRED MARKERS

Symptoms of MI such as nausea, chest pain, epigastric discomfort, syncope, and diaphoresis may be nonspecific, and findings on electrocardiography or imaging studies may be nondiagnostic. We thus rely on biomarker elevations to identify patients who need treatment.

Cardiac troponin I and cardiac troponin T have become the preferred markers for detecting MI, as they are more sensitive and tissue-specific than their main competitor, the MB fraction of creatine kinase (CK-MB).2 But the newer troponin assays, which are even more sensitive than earlier ones, have raised concerns about their ability to differentiate patients who truly have acute coronary syndromes from those with other causes of troponin elevation. This can have major effects on treatment, patient psyche, and hospital costs.

Troponin elevations can occur in patients with heart failure, end-stage renal disease, sepsis, acute pulmonary embolism, myopericarditis, arrhythmias, and many other conditions. As noted by the task force, these cases of elevated troponin in the absence of clinical supportive evidence should not be labeled as an MI but rather as myocardial injury.

Troponins bind actin and myosin filaments in a trimeric complex composed of troponins I, C, and T. Troponins are present in all muscle cells, but the cardiac isoforms are specific to myocardial tissue.

As a result, both cardiac troponin I and cardiac troponin T, as measured by fourth-generation assays, are highly sensitive (75.2%, 95% confidence interval [CI] 66.8%–83.4%) and specific (94.6%, 95% CI 93.4%–96.3%) for detecting pathologic processes involving the heart.3,4 Nonetheless, increases in cardiac troponin T (but not I) have been documented in patients with disease of skeletal muscles, likely secondary to re-expressed isoforms of the troponin C gene present in both cardiac and skeletal myocytes.3 There has been no evidence to suggest that either cardiac troponin I nor cardiac troponin T is superior to the other as a marker of MI.

Serum troponin levels detectably rise by 2 to 3 hours after myocardial injury. This temporal pattern is similar to that of CK-MB, which rises at about 2 hours and reaches a peak in 4 to 6 hours. However, troponins are more sensitive than CK-MB during this early time period, since a greater proportion is released from the heart during times of cardiac injury.

The definition of an abnormal troponin value is set by the precision of each individual assay. The task force has designated the optimal precision for troponin assays to be at a coefficient of variation of less than 10% when describing a value exceeding the 99th percentile in a reference population. The 99th percentile, which is the upper reference limit, corresponds to a value near 0.035 μg/L for fourth-generation troponin I and troponin T assays.5 Most assays have been adapted to ensure that they meet such criteria.

High-sensitivity assays

Over the past few years, “high-sensitivity” assays have been developed that can detect nanogram levels of troponin.

In one study, an algorithm that incorporated high-sensitivity cardiac troponin T levels was able to rule in or rule out acute MI in 77% of patients with chest pain within 1 hour.6 The algorithm had a sensitivity and negative predictive value of 100%.

Other studies have shown a sensitivity of 100.0%, a specificity of 34.0%, and a negative predictive value of 100.0% when using a cardiac troponin T cutoff of 3 ng/L, while a cutoff of 14 ng/L yielded a sensitivity of 85.4%, a specificity of 82.4%, and a negative predictive value of 96.1%.4 With cutoffs as low as 3 ng/L, some assays detect elevated troponin in up to 90% of people in normal reference populations without MI.7

Physicians thus need to be aware that high-sensitivity troponin assays should mainly be used to rule out acute coronary syndrome, as their high sensitivity substantially compromises their specificity. The appropriate thresholds for various patient populations, the appropriate testing procedures with high-sensitivity assays as compared with the fourth-generation troponin assays (ie, frequency of testing, change in level, and rise), and the cost and clinical outcomes of care based on algorithms that use these values remain unclear and will require further study.8,9

TYPES OF MYOCARDIAL INFARCTION

The task force defines the following categories of MI (Table 1):

Type 1: Spontaneous myocardial infarction

Type 1, or “spontaneous” MI, is an acute coronary syndrome, colloquially called a “heart attack.” It is primarily the result of rupture, fissuring, erosion, or dissection of atherosclerotic plaque. Most are the result of underlying atherosclerotic coronary artery disease, although some (ie, those caused by coronary dissection) are not.

To diagnose type 1 MI, a blood sample must detect a rise or fall (or both) of cardiac biomarker values (preferably cardiac troponin), with at least one value above the 99th percentile. However, an elevated troponin level is not sufficient. At least one of the following criteria must also be met:

  • Symptoms of ischemia
  • New ST-segment or T-wave changes or new left bundle branch block
  • Development of pathologic Q waves
  • Imaging evidence of new loss of viable myocardium or new wall-motion abnormality
  • Finding of an intracoronary thrombus by angiography or autopsy.

Type 1 MI therapy requires antithrombotic drugs and, with the additional findings, revascularization.

 

 

Type 2: Due to ischemic imbalance

Type 2 MI is caused by a supply-demand imbalance in myocardial perfusion, resulting in ischemic damage. This specifically excludes acute coronary thrombosis, but can result from marked changes in demand or supply (eg, sepsis) or from a combination of acute changes and chronic conditions (eg, tachycardia with baseline coronary artery disease). Baseline stable coronary artery disease, left ventricular hypertrophy, endothelial dysfunction, coronary artery spasm, coronary embolism, arrhythmias, anemia, respiratory failure, hypotension, and hypertension can all contribute to a supply-demand mismatch sufficient to cause permanent myocardial damage.

The criteria for diagnosing type 2 MI are the same as for type 1: both elevated troponin levels and one of the clinical criteria (symptoms of ischemia, electrocardiographic changes, new wall-motion abnormality, or intracoronary thrombus) must be present.

Of importance, unlike those with type 1 MI, most patients with type 2 MI are unlikely to immediately benefit from antithrombotic therapy, as they typically have no acute thrombosis (except in cases of coronary embolism). Therapy should instead be directed at the underlying supply-demand imbalance and may include volume resuscitation, blood pressure support or control, or control of tachyarrhythmias.

In the long term, treatment to resolve or prevent supply-demand imbalances may also include revascularization or antithrombotic drugs, but these may be contraindicated in the acute setting.

Type 3: Sudden cardiac death from MI

The third type of MI occurs when myocardial ischemia results in sudden cardiac death before blood samples can be obtained. Before dying, the patient should have had symptoms suggesting myocardial ischemia and should have had presumed new ischemic electrocardiographic changes or new left bundle branch block.

This definition of MI is not very useful clinically but is important for population-based research studies.

Type 4a: Due to percutaneous coronary intervention

A rise in CK-MB levels after percutaneous coronary intervention has been associated with a higher rate of death or recurrent MI.10 Previously, type 4 MI was defined as an elevation of cardiac biomarker values (> 3 times the 99th percentile) after percutaneous coronary intervention in a patient who had a normal baseline value (< 99th percentile).11

Unfortunately, using troponin at this threshold, the number of cases is five times higher than when CK-MB is used, without a consistent correlation with the outcomes of death or complications.12 Currently, the increase in cardiac troponin after percutaneous coronary intervention is best interpreted as a marker of the patient’s atherothrombotic burden more than as a predictor of adverse outcomes.13

The updated definition of MI associated with percutaneous coronary intervention now requires an elevation of cardiac troponin values greater than 5 times the 99th percentile in a patient who had normal baseline values or an increase of more than 20% from baseline within 48 hours of the procedure. As this value has been arbitrarily assigned rather than based on an established threshold with clinical outcomes, a true MI must further meet one of the following criteria:

  • Symptoms suggesting myocardial ischemia
  • New ischemic electrocardiographic changes or new left bundle branch block
  • Angiographic loss of patency of a major coronary artery or a side branch or persistent slow-flow or no-flow or embolization
  • Imaging evidence of a new loss of viable myocardium or a new wall-motion abnormality.

Given that troponin levels may be elevated in up to 65% of patients after uncomplicated percutaneous coronary intervention and this elevation may be unavoidable,14 a higher troponin threshold to diagnose MI and the clear requirement of clinical correlates may resonate with physicians as a more appropriate definition. In turn, such guidelines may better identify those with an adverse event, while partly reducing unnecessary hospitalization and observation time in those for whom it is not necessary.

Type 4b: Due to stent thrombosis

Type 4b MI is MI caused by stent thrombosis. The thrombosis must be detected by coronary angiography or autopsy in the setting of myocardial ischemia and a rise or fall of cardiac biomarker values, with at least one value above the 99th percentile.

Type 4c: Due to restenosis

Proposed is the addition of type 4c MI, ie, MI resulting from restenosis of more than 50%, because restenosis after percutaneous coronary intervention can lead to MI without thrombosis.15

Type 5: After coronary artery bypass grafting

Similar to the situation after percutaneous coronary intervention, increased CK-MB levels after coronary artery bypass graft surgery are associated with poor outcomes.16 Although some studies have indicated that increased troponin levels within 24 hours of this surgery are associated with higher death rates, no study has established a troponin threshold that correlates with outcomes.17

The task force acknowledged this lack of prognostic value but arbitrarily defined type 5 MI as requiring biomarker elevations greater than 10 times the 99th percentile during the first 48 hours after surgery, with a normal baseline value. One of the following additional criteria must also be met:

  • New pathologic Q waves or new left bundle branch block
  • Angiographically documented new occlusion in the graft or native coronary artery
  • Imaging evidence of new loss of viable myocardium or new wall-motion abnormality.

CHANGES FROM THE 2007 DEFINITIONS

Updates to the definitions of the MI types since the 2007 task force definition can be found in Table 1.

In type 1 and 2 MI, the finding of an intracoronary thrombus by angiography or autopsy was added as one of the possible criteria for evidence of myocardial ischemia.

In type 3 MI, the definition was simplified by deleting the former criterion of finding a fresh thrombus by angiography or autopsy.

In type 4a MI, by requiring clinical correlates, the updated definition in particular moves away from relying solely on troponin levels to diagnose an infarction after percutaneous coronary intervention, as was the case in 2007. Other changes from the 2007 definition: the troponin MI threshold was previously 3 times the 99th percentile, now it is 5 times. Also, if the patient had an elevated baseline value, he or she can now still qualify as having an MI if the level increases by more than 20%.

In type 5 MI, changes to the definition similarly reflect the need to address overly sensitive troponin values when diagnosing an MI after coronary artery bypass grafting. To address such concerns, the required cardiac biomarker values were increased from more than 5 to more than 10 times the 99th percentile.

The task force raised the troponin thresholds for type 4 and type 5 MI in response to evidence showing that troponins are excessively sensitive to minimal myocardial damage during revascularization, and the lack of a troponin threshold that correlates with clinical outcomes.12 Although higher, these values remain arbitrary, so physicians will need to exercise clinical judgment when deciding whether patients are experiencing benign myocardial injury or rather a true MI after revascularization procedures.

 

 

OTHER CONDITIONS THAT RAISE TROPONIN LEVELS

As troponin is a marker not only for MI but also for any form of cardiac injury, its levels are elevated in numerous conditions, such as heart failure, renal failure, and left ventricular hypertrophy. The task force identifies distinct troponin elevations above basal levels as the best indication of new pathology, yet several conditions other than acute coronary syndromes can also cause dynamic changes in troponin levels.

Troponin is a sensitive marker for ruling out MI and has tissue specificity for cardiac injury, but it is not specific for acute coronary syndrome as the cause of such injury. Troponin assays were tested and validated in patients in whom there was a high clinical suspicion of acute coronary syndrome, but when ordered indiscriminately, they have a poor positive predictive value (53%) for this disorder.18

Physicians must distinguish between acute coronary syndrome and other causes when deciding to give antithrombotics. Table 2 lists common causes of increased troponin other than acute coronary syndrome.

Heart failure

Some patients with acute congestive heart failure have elevated troponin levels. In one study, 6.2% of such patients had troponin I levels of 1 μg/L or higher or troponin T levels of 0.1 μg/L or higher, and these patients had poorer outcomes and more severe symptoms.19 Levels can also be elevated in patients with chronic heart failure, in whom they correlate with impaired hemodynamics, progressive ventricular dysfunction, and death.20 In an overview of two large trials of patients with chronic congestive heart failure, 86% and 98% tested positive for cardiac troponin using high-sensitivity assays.21

Troponin levels can rise from baseline and subsequently fall in congestive heart failure due to small amounts of myocardial injury, which may be very difficult to distinguish from MI based on the similar presenting symptoms of dyspnea and chest pressure.1,22 The increased troponin levels in chronic congestive heart failure may reflect apoptosis secondary to wall stretch or direct cell toxicity by neurohormones, alcohol, chemotherapy agents, or infiltrative disorders.23–26

End-stage renal disease

Troponin levels are increased in end-stage renal disease, with 25% to 75% of patients having elevated levels using currently available assays.27–29 With the advent of high-sensitivity assays, however, cardiac troponin T levels higher than the 99th percentile are found in 100% of patients who have end-stage renal disease without cardiac symptoms.30

Troponin values above the 99th percentile are therefore not diagnostic of MI in this population. Rather, a diagnosis of MI in patients with end-stage renal disease requires clinical signs and symptoms and serial changes in troponin levels from baseline levels. The task force and the National Academy of Clinical Biochemistry recommend requiring an elevation of more than 20% from baseline, representing a change in troponin of more than 3 standard deviations.31

Increases in troponin in renal failure are thought to be the result of chronic cardiac structural changes such as coronary artery disease, left ventricular hypertrophy, and elevated left ventricular end-diastolic pressure, rather than decreased clearance.32,33

In stable patients with end-stage renal disease, those who have high levels of cardiac troponin T have a higher mortality rate.34 Although the mechanism is not completely clear, decreased clearance of uremic toxins may contribute to myocardial damage beyond that of the cardiac structural changes.34

Sepsis

Approximately 50% of patients admitted to an intensive care unit with sepsis without acute coronary syndrome have elevated troponin levels.35

Elevated troponin in sepsis patients has been associated with left ventricular dysfunction, most likely from hemodynamic stress, direct cytotoxicity of bacterial endotoxins, and reperfusion injury.35,36 Critical illness places high demands on the myocardium, while oxygen supply may be diminished by hypotension, pulmonary edema, and intravascular volume depletion. This supply-demand mismatch is similar to the physiology of type 2 MI, with clinical signs and symptoms of MI potentially being the only differentiating factor.

Elevated troponin levels may represent either reversible or irreversible myocardial injury in patients with sepsis and are a predictor of severe illness and death.37 However, what to do about elevated troponin in patients with sepsis is not clear. When patients are in the intensive care unit with single-organ or multi-organ failure, the diagnosis and treatment of troponin elevations may not take priority.1 Diagnosing MI is further complicated by the inability of critically ill patients to communicate signs and symptoms. Physicians should also remember that diagnostic testing (electrocardiography, echocardiography) is often necessary to meet the clinical criteria for a type 1 or 2 MI in critically ill patients, and that treatment options may be limited.

Pulmonary embolism

Pulmonary embolism is a leading noncardiac cause of troponin elevation in patients in whom the clinical suspicion of acute coronary syndrome is initially high.38 It is thought that increased troponin levels in patients with pulmonary embolism are caused by increased right ventricular strain secondary to increased pulmonary artery resistance.

The signs and symptoms of MI and of pulmonary embolism overlap, and troponin can be elevated in both conditions, making the initial diagnosis difficult. Electrocardiography and early bedside echocardiography can identify the predominant right-sided dilatation and strain in the heart secondary to pulmonary embolism. Computed tomography should be performed if there is even a moderate clinical suspicion of pulmonary embolism.

The appropriate use of thrombolytics in a normotensive patient with pulmonary embolism remains controversial. The significant risks of hemorrhage need to be balanced with the risk of hemodynamic deterioration. For these patients, the combination of cardiac troponin I measurement and echocardiography provides more prognostic information than each does individually.39 Troponin elevation may therefore be a marker for poor outcomes without aggressive treatment with thrombolytics.

However, single troponin measurements in patients hospitalized early with pulmonary embolism can lead to substantial risk of misdiagnosing them with MI. Although the intensity of the peak is not particularly useful in the setting of pulmonary embolism, two consecutive troponin values 8 hours apart will allow for more appropriate risk stratification for pulmonary embolism patients, who may have a delay between right heart injury and troponin release.40

 

 

‘Myopericarditis’

It is reasonable to expect that myocarditis—inflammation of the myocardium—would cause release of troponin from myocytes.41 Interestingly, however, troponin levels can also be elevated in pericarditis.42 The reasons are not clear but have been hypothesized as being caused by nonspecific inflammation during pericarditis that also includes the superficial myocardium—hence, “myopericarditis.”

We have only limited data on the outcomes of patients who have pericarditis with troponin elevation, but troponin levels did correlate with an adverse prognosis in one study.43

Arrhythmias

A number of arrhythmias have been associated with elevated troponin levels. Some studies have shown arrhythmias to be the most common cause of high troponin levels in patients who are not experiencing an acute coronary syndrome.44,45

The reasons proposed for increased troponins in tachyarrhythmia are similar to those in other conditions of oxygen supply-demand mismatch.46 Tachycardia alone may lead to troponin release in the absence of myodepressive factors, inflammatory mediators, or coronary artery disease.46

Studies have provided only mixed data as to whether troponin levels predict newonset arrhythmias or recurrence of arrhythmias.47,48 Nonetheless, elevated troponin (≥ 0.040 μg/L) in patients with atrial fibrillation has independently correlated with increased risk of stroke or systemic embolism, death, and other cardiovascular events. This is clinically important, as troponin elevations higher than these levels adds prognostic information to that given by the CHADS2 stroke score (congestive heart failure, hypertension, age ≥ 75 years diabetes mellitus, and prior stroke or transient ischemic attack) and thus can inform appropriate anticoagulation therapy.49

USE OF TROPONIN VALUES

Troponins are highly sensitive assays with high tissue specificity for myocardial injury, but levels can be elevated in non-MI conditions and in MIs other than type 1. As with any diagnostic test applied to a population with a low prevalence of the disease, troponin elevation has a low positive predictive value—53% for acute coronary syndrome.18

Unfortunately, in clinical practice, troponins are measured in up to 50% of admitted patients, a small proportion of whom have clinical signs or symptoms of MI.50 Often, clinicians are left with a positive troponin of unknown significance, potentially leading to unnecessary diagnostic testing that detracts from the primary diagnosis.

Dynamic changes in troponin values (eg, a change of more than 20% in a patient with end-stage renal disease) are helpful in distinguishing acute from chronic causes of troponin elevation. However, such changes can also occur with acute or chronic congestive heart failure, tachycardia, hypotension, or other conditions other than acute coronary syndrome.

Figure 1. Approximate troponin blood concentrations and corresponding possible causes. ACS = acute coronary syndrome; CK-MB = MB fraction of creatine kinase; MI = myocardial infarction; NSTEMI = non-ST-segment elevation MI; STEMI = ST-segment elevation MI

The absolute numerical value of troponin can help assess the significance of troponin elevation. In most non-MI and non-acute coronary syndrome causes of troponin elevation, the troponin level tends to be lower than 1 μg/mL (Figure 1). Occasional exceptions occur, especially when multiple conditions coexist (end-stage renal disease and congestive heart failure, for example). In contrast, most patients with acute coronary syndromes have either clear symptoms or electrocardiographic changes consistent with MI and a troponin that rises above 0.5 μg/mL.

The task force discourages the use of secondary thresholds for MI, as there is no level of troponin that is considered benign. While any troponin elevation carries a negative prognosis, such prognostic knowledge may not be particularly helpful in deciding whether to anticoagulate patients or attempt revascularization procedures.

We thus recommend using a threshold higher than the 99th percentile to distinguish acute coronary syndromes from other causes of troponin elevations. The particular threshold for decision-making should vary, depending on how strongly one clinically suspects an acute coronary syndrome. For instance, a cardiac troponin I level of 0.2 μg/mL in an otherwise healthy patient with chest pain and ST-segment depression is more than sufficient to diagnose acute coronary syndrome. In contrast, an end-stage renal disease patient with hypertensive cardiomyopathy who presents only with nausea should have a level markedly higher than his or her baseline value (and likely > 0.8 μg/mL) before acute coronary syndrome should be diagnosed.

CK-MB’S ROLE IN THE TROPONIN ERA

Some proponents of troponin assays, including those on the task force, have suggested that CK-MB may no longer be necessary in the evaluation of acute MI.51 In the past, CK-MB had more research supporting its use in quantifying myocardial damage and in diagnosing reinfarction, but some data suggest that troponin may be equally useful for these applications.52,53

These comments aside, CK-MB measurements are still widely ordered with troponin, a probable response to the clinical difficulty of determining the cause and significance of troponin elevations. Although likely less common with recent assays, a small subgroup of patients with acute coronary syndrome will be CK-MB–positive and troponin-negative and at higher risk of morbidity and death than those who are troponin- and CK-MB–negative.54,55

Troponin levels are elevated in many chronic conditions, whereas CK-MB levels may be unaffected or less affected. In some cases, such as congestive heart failure or renal failure, troponins may be both chronically elevated and more than 20% higher than at baseline. In a clinical context in which a false-positive troponin assay is likely, the addition of a CK-MB assay may help determine if a rise (and possibly a subsequent fall) in the troponin level represents true MI. More importantly, deciding on antithrombotic therapy or revascularization is often based on whether a patient has acute coronary syndrome, rather than a small MI from demand ischemia. CK-MB may thus serve as a less sensitive but more specific marker for the larger amount of myocardial damage that one might expect from an acute coronary syndrome.

CK-MB testing also may help determine the acuity of an acute coronary syndrome for patients with known causes of increased troponin. A negative CK-MB value in the presence of a troponin value elevated above baseline could indicate an event a few days prior.

Finally, the approach of ordering both troponin and CK-MB may be particularly helpful in diagnosing type 4 and 5 MIs, as current guidelines suggest that more research is needed to determine whether current troponin thresholds lead to clinical outcomes.

CLINICAL JUDGMENT IS NECESSARY

The updated definition raises the biomarker threshold required to diagnose MI after revascularization procedures and reemphasizes the need to look for other signs of infarction. This change reflects the sometimes excessive sensitivity of troponin assays for minimal and often unavoidable myocardial damage that occurs in numerous conditions.

With sensitive troponin assays, clinical judgment is essential for separating true MI from myocardial injury, and acute coronary syndrome from demand ischemia. Clinicians will now be forced to be cognizant of their suspicion for acute coronary syndrome in the presence of multiple noncoronary causes of increased troponin with little practical guideline guidance. In settings in which troponin elevation is expected (eg, congestive heart failure, end-stage renal failure, shock), a higher cardiac troponin threshold or CK-MB may be useful as a less sensitive but more specific marker of significant myocardial damage requiring aggressive treatment.

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  43. Imazio M, Cecchi E, Demichelis B, et al. Myopericarditis versus viral or idiopathic acute pericarditis. Heart 2008; 94:498501.
  44. Bakshi TK, Choo MK, Edwards CC, Scott AG, Hart HH, Armstrong GP. Causes of elevated troponin I with a normal coronary angiogram. Intern Med J 2002; 32:520525.
  45. Bukkapatnam RN, Robinson M, Turnipseed S, Tancredi D, Amsterdam E, Srivatsa UN. Relationship of myocardial ischemia and injury to coronary artery disease in patients with supraventricular tachycardia. Am J Cardiol 2010; 106:374377.
  46. Jeremias A, Gibson CM. Narrative review: alternative causes for elevated cardiac troponin levels when acute coronary syndromes are excluded. Ann Intern Med 2005; 142:786791.
  47. Beaulieu-Boire I, Leblanc N, Berger L, Boulanger JM. Troponin elevation predicts atrial fibrillation in patients with stroke or transient ischemic attack. J Stroke Cerebrovasc Dis 2012; Epub ahead of print.
  48. Latini R, Masson S, Pirelli S, et al; GISSI-AF Investigators. Circulating cardiovascular biomarkers in recurrent atrial fibrillation: data from the GISSI-atrial fibrillation trial. J Intern Med 2011; 269:160171.
  49. Hijazi Z, Oldgren J, Andersson U, et al. Cardiac biomarkers are associated with an increased risk of stroke and death in patients with atrial fibrillation: a Randomized Evaluation of Long-term Anticoagulation Therapy (RE-LY) substudy. Circulation 2012; 125:16051616.
  50. Waxman DA, Hecht S, Schappert J, Husk G. A model for troponin I as a quantitative predictor of in-hospital mortality. J Am Coll Cardiol 2006; 48:17551762.
  51. Saenger AK, Jaffe AS. Requiem for a heavyweight: the demise of creatine kinase-MB. Circulation 2008; 118:22002206.
  52. Younger JF, Plein S, Barth J, Ridgway JP, Ball SG, Greenwood JP. Troponin-I concentration 72 h after myocardial infarction correlates with infarct size and presence of microvascular obstruction. Heart 2007; 93:15471551.
  53. Morrow DA, Cannon CP, Jesse RL, et al; National Academy of Clinical Biochemistry. National Academy of Clinical Biochemistry Laboratory Medicine Practice Guidelines: clinical characteristics and utilization of biochemical markers in acute coronary syndromes. Circulation 2007; 115:e356e375.
  54. Yee KC, Mukherjee D, Smith DE, et al. Prognostic significance of an elevated creatine kinase in the absence of an elevated troponin I during an acute coronary syndrome. Am J Cardiol 2003; 92:14421444.
  55. Newby LK, Roe MT, Chen AY, et al; CRUSADE Investigators. Frequency and clinical implications of discordant creatine kinase-MB and troponin measurements in acute coronary syndromes. J Am Coll Cardiol 2006; 47:312318.
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Address: David M. Tehrani, MS, Department of Cardiology, Long Beach Veteran’s Affairs Medical Center, 5901 East 7th Street, Long Beach, CA 90822; e-mail: [email protected]

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Address: David M. Tehrani, MS, Department of Cardiology, Long Beach Veteran’s Affairs Medical Center, 5901 East 7th Street, Long Beach, CA 90822; e-mail: [email protected]

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Related Articles

In 2012, a task force of the European Society of Cardiology, the American College of Cardiology Foundation, the American Heart Association, and the World Heart Federation released its “third universal definition” of myocardial infarction (MI),1 replacing the previous (2007) definition. The new consensus definition reflects the increasing sensitivity of available troponin assays, which are commonly elevated in other conditions and after uncomplicated percutaneous coronary intervention or cardiac surgery. With a more appropriate definition of the troponin threshold after these procedures, benign myocardial injury can be differentiated from pathologic MI.

TROPONINS: THE PREFERRED MARKERS

Symptoms of MI such as nausea, chest pain, epigastric discomfort, syncope, and diaphoresis may be nonspecific, and findings on electrocardiography or imaging studies may be nondiagnostic. We thus rely on biomarker elevations to identify patients who need treatment.

Cardiac troponin I and cardiac troponin T have become the preferred markers for detecting MI, as they are more sensitive and tissue-specific than their main competitor, the MB fraction of creatine kinase (CK-MB).2 But the newer troponin assays, which are even more sensitive than earlier ones, have raised concerns about their ability to differentiate patients who truly have acute coronary syndromes from those with other causes of troponin elevation. This can have major effects on treatment, patient psyche, and hospital costs.

Troponin elevations can occur in patients with heart failure, end-stage renal disease, sepsis, acute pulmonary embolism, myopericarditis, arrhythmias, and many other conditions. As noted by the task force, these cases of elevated troponin in the absence of clinical supportive evidence should not be labeled as an MI but rather as myocardial injury.

Troponins bind actin and myosin filaments in a trimeric complex composed of troponins I, C, and T. Troponins are present in all muscle cells, but the cardiac isoforms are specific to myocardial tissue.

As a result, both cardiac troponin I and cardiac troponin T, as measured by fourth-generation assays, are highly sensitive (75.2%, 95% confidence interval [CI] 66.8%–83.4%) and specific (94.6%, 95% CI 93.4%–96.3%) for detecting pathologic processes involving the heart.3,4 Nonetheless, increases in cardiac troponin T (but not I) have been documented in patients with disease of skeletal muscles, likely secondary to re-expressed isoforms of the troponin C gene present in both cardiac and skeletal myocytes.3 There has been no evidence to suggest that either cardiac troponin I nor cardiac troponin T is superior to the other as a marker of MI.

Serum troponin levels detectably rise by 2 to 3 hours after myocardial injury. This temporal pattern is similar to that of CK-MB, which rises at about 2 hours and reaches a peak in 4 to 6 hours. However, troponins are more sensitive than CK-MB during this early time period, since a greater proportion is released from the heart during times of cardiac injury.

The definition of an abnormal troponin value is set by the precision of each individual assay. The task force has designated the optimal precision for troponin assays to be at a coefficient of variation of less than 10% when describing a value exceeding the 99th percentile in a reference population. The 99th percentile, which is the upper reference limit, corresponds to a value near 0.035 μg/L for fourth-generation troponin I and troponin T assays.5 Most assays have been adapted to ensure that they meet such criteria.

High-sensitivity assays

Over the past few years, “high-sensitivity” assays have been developed that can detect nanogram levels of troponin.

In one study, an algorithm that incorporated high-sensitivity cardiac troponin T levels was able to rule in or rule out acute MI in 77% of patients with chest pain within 1 hour.6 The algorithm had a sensitivity and negative predictive value of 100%.

Other studies have shown a sensitivity of 100.0%, a specificity of 34.0%, and a negative predictive value of 100.0% when using a cardiac troponin T cutoff of 3 ng/L, while a cutoff of 14 ng/L yielded a sensitivity of 85.4%, a specificity of 82.4%, and a negative predictive value of 96.1%.4 With cutoffs as low as 3 ng/L, some assays detect elevated troponin in up to 90% of people in normal reference populations without MI.7

Physicians thus need to be aware that high-sensitivity troponin assays should mainly be used to rule out acute coronary syndrome, as their high sensitivity substantially compromises their specificity. The appropriate thresholds for various patient populations, the appropriate testing procedures with high-sensitivity assays as compared with the fourth-generation troponin assays (ie, frequency of testing, change in level, and rise), and the cost and clinical outcomes of care based on algorithms that use these values remain unclear and will require further study.8,9

TYPES OF MYOCARDIAL INFARCTION

The task force defines the following categories of MI (Table 1):

Type 1: Spontaneous myocardial infarction

Type 1, or “spontaneous” MI, is an acute coronary syndrome, colloquially called a “heart attack.” It is primarily the result of rupture, fissuring, erosion, or dissection of atherosclerotic plaque. Most are the result of underlying atherosclerotic coronary artery disease, although some (ie, those caused by coronary dissection) are not.

To diagnose type 1 MI, a blood sample must detect a rise or fall (or both) of cardiac biomarker values (preferably cardiac troponin), with at least one value above the 99th percentile. However, an elevated troponin level is not sufficient. At least one of the following criteria must also be met:

  • Symptoms of ischemia
  • New ST-segment or T-wave changes or new left bundle branch block
  • Development of pathologic Q waves
  • Imaging evidence of new loss of viable myocardium or new wall-motion abnormality
  • Finding of an intracoronary thrombus by angiography or autopsy.

Type 1 MI therapy requires antithrombotic drugs and, with the additional findings, revascularization.

 

 

Type 2: Due to ischemic imbalance

Type 2 MI is caused by a supply-demand imbalance in myocardial perfusion, resulting in ischemic damage. This specifically excludes acute coronary thrombosis, but can result from marked changes in demand or supply (eg, sepsis) or from a combination of acute changes and chronic conditions (eg, tachycardia with baseline coronary artery disease). Baseline stable coronary artery disease, left ventricular hypertrophy, endothelial dysfunction, coronary artery spasm, coronary embolism, arrhythmias, anemia, respiratory failure, hypotension, and hypertension can all contribute to a supply-demand mismatch sufficient to cause permanent myocardial damage.

The criteria for diagnosing type 2 MI are the same as for type 1: both elevated troponin levels and one of the clinical criteria (symptoms of ischemia, electrocardiographic changes, new wall-motion abnormality, or intracoronary thrombus) must be present.

Of importance, unlike those with type 1 MI, most patients with type 2 MI are unlikely to immediately benefit from antithrombotic therapy, as they typically have no acute thrombosis (except in cases of coronary embolism). Therapy should instead be directed at the underlying supply-demand imbalance and may include volume resuscitation, blood pressure support or control, or control of tachyarrhythmias.

In the long term, treatment to resolve or prevent supply-demand imbalances may also include revascularization or antithrombotic drugs, but these may be contraindicated in the acute setting.

Type 3: Sudden cardiac death from MI

The third type of MI occurs when myocardial ischemia results in sudden cardiac death before blood samples can be obtained. Before dying, the patient should have had symptoms suggesting myocardial ischemia and should have had presumed new ischemic electrocardiographic changes or new left bundle branch block.

This definition of MI is not very useful clinically but is important for population-based research studies.

Type 4a: Due to percutaneous coronary intervention

A rise in CK-MB levels after percutaneous coronary intervention has been associated with a higher rate of death or recurrent MI.10 Previously, type 4 MI was defined as an elevation of cardiac biomarker values (> 3 times the 99th percentile) after percutaneous coronary intervention in a patient who had a normal baseline value (< 99th percentile).11

Unfortunately, using troponin at this threshold, the number of cases is five times higher than when CK-MB is used, without a consistent correlation with the outcomes of death or complications.12 Currently, the increase in cardiac troponin after percutaneous coronary intervention is best interpreted as a marker of the patient’s atherothrombotic burden more than as a predictor of adverse outcomes.13

The updated definition of MI associated with percutaneous coronary intervention now requires an elevation of cardiac troponin values greater than 5 times the 99th percentile in a patient who had normal baseline values or an increase of more than 20% from baseline within 48 hours of the procedure. As this value has been arbitrarily assigned rather than based on an established threshold with clinical outcomes, a true MI must further meet one of the following criteria:

  • Symptoms suggesting myocardial ischemia
  • New ischemic electrocardiographic changes or new left bundle branch block
  • Angiographic loss of patency of a major coronary artery or a side branch or persistent slow-flow or no-flow or embolization
  • Imaging evidence of a new loss of viable myocardium or a new wall-motion abnormality.

Given that troponin levels may be elevated in up to 65% of patients after uncomplicated percutaneous coronary intervention and this elevation may be unavoidable,14 a higher troponin threshold to diagnose MI and the clear requirement of clinical correlates may resonate with physicians as a more appropriate definition. In turn, such guidelines may better identify those with an adverse event, while partly reducing unnecessary hospitalization and observation time in those for whom it is not necessary.

Type 4b: Due to stent thrombosis

Type 4b MI is MI caused by stent thrombosis. The thrombosis must be detected by coronary angiography or autopsy in the setting of myocardial ischemia and a rise or fall of cardiac biomarker values, with at least one value above the 99th percentile.

Type 4c: Due to restenosis

Proposed is the addition of type 4c MI, ie, MI resulting from restenosis of more than 50%, because restenosis after percutaneous coronary intervention can lead to MI without thrombosis.15

Type 5: After coronary artery bypass grafting

Similar to the situation after percutaneous coronary intervention, increased CK-MB levels after coronary artery bypass graft surgery are associated with poor outcomes.16 Although some studies have indicated that increased troponin levels within 24 hours of this surgery are associated with higher death rates, no study has established a troponin threshold that correlates with outcomes.17

The task force acknowledged this lack of prognostic value but arbitrarily defined type 5 MI as requiring biomarker elevations greater than 10 times the 99th percentile during the first 48 hours after surgery, with a normal baseline value. One of the following additional criteria must also be met:

  • New pathologic Q waves or new left bundle branch block
  • Angiographically documented new occlusion in the graft or native coronary artery
  • Imaging evidence of new loss of viable myocardium or new wall-motion abnormality.

CHANGES FROM THE 2007 DEFINITIONS

Updates to the definitions of the MI types since the 2007 task force definition can be found in Table 1.

In type 1 and 2 MI, the finding of an intracoronary thrombus by angiography or autopsy was added as one of the possible criteria for evidence of myocardial ischemia.

In type 3 MI, the definition was simplified by deleting the former criterion of finding a fresh thrombus by angiography or autopsy.

In type 4a MI, by requiring clinical correlates, the updated definition in particular moves away from relying solely on troponin levels to diagnose an infarction after percutaneous coronary intervention, as was the case in 2007. Other changes from the 2007 definition: the troponin MI threshold was previously 3 times the 99th percentile, now it is 5 times. Also, if the patient had an elevated baseline value, he or she can now still qualify as having an MI if the level increases by more than 20%.

In type 5 MI, changes to the definition similarly reflect the need to address overly sensitive troponin values when diagnosing an MI after coronary artery bypass grafting. To address such concerns, the required cardiac biomarker values were increased from more than 5 to more than 10 times the 99th percentile.

The task force raised the troponin thresholds for type 4 and type 5 MI in response to evidence showing that troponins are excessively sensitive to minimal myocardial damage during revascularization, and the lack of a troponin threshold that correlates with clinical outcomes.12 Although higher, these values remain arbitrary, so physicians will need to exercise clinical judgment when deciding whether patients are experiencing benign myocardial injury or rather a true MI after revascularization procedures.

 

 

OTHER CONDITIONS THAT RAISE TROPONIN LEVELS

As troponin is a marker not only for MI but also for any form of cardiac injury, its levels are elevated in numerous conditions, such as heart failure, renal failure, and left ventricular hypertrophy. The task force identifies distinct troponin elevations above basal levels as the best indication of new pathology, yet several conditions other than acute coronary syndromes can also cause dynamic changes in troponin levels.

Troponin is a sensitive marker for ruling out MI and has tissue specificity for cardiac injury, but it is not specific for acute coronary syndrome as the cause of such injury. Troponin assays were tested and validated in patients in whom there was a high clinical suspicion of acute coronary syndrome, but when ordered indiscriminately, they have a poor positive predictive value (53%) for this disorder.18

Physicians must distinguish between acute coronary syndrome and other causes when deciding to give antithrombotics. Table 2 lists common causes of increased troponin other than acute coronary syndrome.

Heart failure

Some patients with acute congestive heart failure have elevated troponin levels. In one study, 6.2% of such patients had troponin I levels of 1 μg/L or higher or troponin T levels of 0.1 μg/L or higher, and these patients had poorer outcomes and more severe symptoms.19 Levels can also be elevated in patients with chronic heart failure, in whom they correlate with impaired hemodynamics, progressive ventricular dysfunction, and death.20 In an overview of two large trials of patients with chronic congestive heart failure, 86% and 98% tested positive for cardiac troponin using high-sensitivity assays.21

Troponin levels can rise from baseline and subsequently fall in congestive heart failure due to small amounts of myocardial injury, which may be very difficult to distinguish from MI based on the similar presenting symptoms of dyspnea and chest pressure.1,22 The increased troponin levels in chronic congestive heart failure may reflect apoptosis secondary to wall stretch or direct cell toxicity by neurohormones, alcohol, chemotherapy agents, or infiltrative disorders.23–26

End-stage renal disease

Troponin levels are increased in end-stage renal disease, with 25% to 75% of patients having elevated levels using currently available assays.27–29 With the advent of high-sensitivity assays, however, cardiac troponin T levels higher than the 99th percentile are found in 100% of patients who have end-stage renal disease without cardiac symptoms.30

Troponin values above the 99th percentile are therefore not diagnostic of MI in this population. Rather, a diagnosis of MI in patients with end-stage renal disease requires clinical signs and symptoms and serial changes in troponin levels from baseline levels. The task force and the National Academy of Clinical Biochemistry recommend requiring an elevation of more than 20% from baseline, representing a change in troponin of more than 3 standard deviations.31

Increases in troponin in renal failure are thought to be the result of chronic cardiac structural changes such as coronary artery disease, left ventricular hypertrophy, and elevated left ventricular end-diastolic pressure, rather than decreased clearance.32,33

In stable patients with end-stage renal disease, those who have high levels of cardiac troponin T have a higher mortality rate.34 Although the mechanism is not completely clear, decreased clearance of uremic toxins may contribute to myocardial damage beyond that of the cardiac structural changes.34

Sepsis

Approximately 50% of patients admitted to an intensive care unit with sepsis without acute coronary syndrome have elevated troponin levels.35

Elevated troponin in sepsis patients has been associated with left ventricular dysfunction, most likely from hemodynamic stress, direct cytotoxicity of bacterial endotoxins, and reperfusion injury.35,36 Critical illness places high demands on the myocardium, while oxygen supply may be diminished by hypotension, pulmonary edema, and intravascular volume depletion. This supply-demand mismatch is similar to the physiology of type 2 MI, with clinical signs and symptoms of MI potentially being the only differentiating factor.

Elevated troponin levels may represent either reversible or irreversible myocardial injury in patients with sepsis and are a predictor of severe illness and death.37 However, what to do about elevated troponin in patients with sepsis is not clear. When patients are in the intensive care unit with single-organ or multi-organ failure, the diagnosis and treatment of troponin elevations may not take priority.1 Diagnosing MI is further complicated by the inability of critically ill patients to communicate signs and symptoms. Physicians should also remember that diagnostic testing (electrocardiography, echocardiography) is often necessary to meet the clinical criteria for a type 1 or 2 MI in critically ill patients, and that treatment options may be limited.

Pulmonary embolism

Pulmonary embolism is a leading noncardiac cause of troponin elevation in patients in whom the clinical suspicion of acute coronary syndrome is initially high.38 It is thought that increased troponin levels in patients with pulmonary embolism are caused by increased right ventricular strain secondary to increased pulmonary artery resistance.

The signs and symptoms of MI and of pulmonary embolism overlap, and troponin can be elevated in both conditions, making the initial diagnosis difficult. Electrocardiography and early bedside echocardiography can identify the predominant right-sided dilatation and strain in the heart secondary to pulmonary embolism. Computed tomography should be performed if there is even a moderate clinical suspicion of pulmonary embolism.

The appropriate use of thrombolytics in a normotensive patient with pulmonary embolism remains controversial. The significant risks of hemorrhage need to be balanced with the risk of hemodynamic deterioration. For these patients, the combination of cardiac troponin I measurement and echocardiography provides more prognostic information than each does individually.39 Troponin elevation may therefore be a marker for poor outcomes without aggressive treatment with thrombolytics.

However, single troponin measurements in patients hospitalized early with pulmonary embolism can lead to substantial risk of misdiagnosing them with MI. Although the intensity of the peak is not particularly useful in the setting of pulmonary embolism, two consecutive troponin values 8 hours apart will allow for more appropriate risk stratification for pulmonary embolism patients, who may have a delay between right heart injury and troponin release.40

 

 

‘Myopericarditis’

It is reasonable to expect that myocarditis—inflammation of the myocardium—would cause release of troponin from myocytes.41 Interestingly, however, troponin levels can also be elevated in pericarditis.42 The reasons are not clear but have been hypothesized as being caused by nonspecific inflammation during pericarditis that also includes the superficial myocardium—hence, “myopericarditis.”

We have only limited data on the outcomes of patients who have pericarditis with troponin elevation, but troponin levels did correlate with an adverse prognosis in one study.43

Arrhythmias

A number of arrhythmias have been associated with elevated troponin levels. Some studies have shown arrhythmias to be the most common cause of high troponin levels in patients who are not experiencing an acute coronary syndrome.44,45

The reasons proposed for increased troponins in tachyarrhythmia are similar to those in other conditions of oxygen supply-demand mismatch.46 Tachycardia alone may lead to troponin release in the absence of myodepressive factors, inflammatory mediators, or coronary artery disease.46

Studies have provided only mixed data as to whether troponin levels predict newonset arrhythmias or recurrence of arrhythmias.47,48 Nonetheless, elevated troponin (≥ 0.040 μg/L) in patients with atrial fibrillation has independently correlated with increased risk of stroke or systemic embolism, death, and other cardiovascular events. This is clinically important, as troponin elevations higher than these levels adds prognostic information to that given by the CHADS2 stroke score (congestive heart failure, hypertension, age ≥ 75 years diabetes mellitus, and prior stroke or transient ischemic attack) and thus can inform appropriate anticoagulation therapy.49

USE OF TROPONIN VALUES

Troponins are highly sensitive assays with high tissue specificity for myocardial injury, but levels can be elevated in non-MI conditions and in MIs other than type 1. As with any diagnostic test applied to a population with a low prevalence of the disease, troponin elevation has a low positive predictive value—53% for acute coronary syndrome.18

Unfortunately, in clinical practice, troponins are measured in up to 50% of admitted patients, a small proportion of whom have clinical signs or symptoms of MI.50 Often, clinicians are left with a positive troponin of unknown significance, potentially leading to unnecessary diagnostic testing that detracts from the primary diagnosis.

Dynamic changes in troponin values (eg, a change of more than 20% in a patient with end-stage renal disease) are helpful in distinguishing acute from chronic causes of troponin elevation. However, such changes can also occur with acute or chronic congestive heart failure, tachycardia, hypotension, or other conditions other than acute coronary syndrome.

Figure 1. Approximate troponin blood concentrations and corresponding possible causes. ACS = acute coronary syndrome; CK-MB = MB fraction of creatine kinase; MI = myocardial infarction; NSTEMI = non-ST-segment elevation MI; STEMI = ST-segment elevation MI

The absolute numerical value of troponin can help assess the significance of troponin elevation. In most non-MI and non-acute coronary syndrome causes of troponin elevation, the troponin level tends to be lower than 1 μg/mL (Figure 1). Occasional exceptions occur, especially when multiple conditions coexist (end-stage renal disease and congestive heart failure, for example). In contrast, most patients with acute coronary syndromes have either clear symptoms or electrocardiographic changes consistent with MI and a troponin that rises above 0.5 μg/mL.

The task force discourages the use of secondary thresholds for MI, as there is no level of troponin that is considered benign. While any troponin elevation carries a negative prognosis, such prognostic knowledge may not be particularly helpful in deciding whether to anticoagulate patients or attempt revascularization procedures.

We thus recommend using a threshold higher than the 99th percentile to distinguish acute coronary syndromes from other causes of troponin elevations. The particular threshold for decision-making should vary, depending on how strongly one clinically suspects an acute coronary syndrome. For instance, a cardiac troponin I level of 0.2 μg/mL in an otherwise healthy patient with chest pain and ST-segment depression is more than sufficient to diagnose acute coronary syndrome. In contrast, an end-stage renal disease patient with hypertensive cardiomyopathy who presents only with nausea should have a level markedly higher than his or her baseline value (and likely > 0.8 μg/mL) before acute coronary syndrome should be diagnosed.

CK-MB’S ROLE IN THE TROPONIN ERA

Some proponents of troponin assays, including those on the task force, have suggested that CK-MB may no longer be necessary in the evaluation of acute MI.51 In the past, CK-MB had more research supporting its use in quantifying myocardial damage and in diagnosing reinfarction, but some data suggest that troponin may be equally useful for these applications.52,53

These comments aside, CK-MB measurements are still widely ordered with troponin, a probable response to the clinical difficulty of determining the cause and significance of troponin elevations. Although likely less common with recent assays, a small subgroup of patients with acute coronary syndrome will be CK-MB–positive and troponin-negative and at higher risk of morbidity and death than those who are troponin- and CK-MB–negative.54,55

Troponin levels are elevated in many chronic conditions, whereas CK-MB levels may be unaffected or less affected. In some cases, such as congestive heart failure or renal failure, troponins may be both chronically elevated and more than 20% higher than at baseline. In a clinical context in which a false-positive troponin assay is likely, the addition of a CK-MB assay may help determine if a rise (and possibly a subsequent fall) in the troponin level represents true MI. More importantly, deciding on antithrombotic therapy or revascularization is often based on whether a patient has acute coronary syndrome, rather than a small MI from demand ischemia. CK-MB may thus serve as a less sensitive but more specific marker for the larger amount of myocardial damage that one might expect from an acute coronary syndrome.

CK-MB testing also may help determine the acuity of an acute coronary syndrome for patients with known causes of increased troponin. A negative CK-MB value in the presence of a troponin value elevated above baseline could indicate an event a few days prior.

Finally, the approach of ordering both troponin and CK-MB may be particularly helpful in diagnosing type 4 and 5 MIs, as current guidelines suggest that more research is needed to determine whether current troponin thresholds lead to clinical outcomes.

CLINICAL JUDGMENT IS NECESSARY

The updated definition raises the biomarker threshold required to diagnose MI after revascularization procedures and reemphasizes the need to look for other signs of infarction. This change reflects the sometimes excessive sensitivity of troponin assays for minimal and often unavoidable myocardial damage that occurs in numerous conditions.

With sensitive troponin assays, clinical judgment is essential for separating true MI from myocardial injury, and acute coronary syndrome from demand ischemia. Clinicians will now be forced to be cognizant of their suspicion for acute coronary syndrome in the presence of multiple noncoronary causes of increased troponin with little practical guideline guidance. In settings in which troponin elevation is expected (eg, congestive heart failure, end-stage renal failure, shock), a higher cardiac troponin threshold or CK-MB may be useful as a less sensitive but more specific marker of significant myocardial damage requiring aggressive treatment.

In 2012, a task force of the European Society of Cardiology, the American College of Cardiology Foundation, the American Heart Association, and the World Heart Federation released its “third universal definition” of myocardial infarction (MI),1 replacing the previous (2007) definition. The new consensus definition reflects the increasing sensitivity of available troponin assays, which are commonly elevated in other conditions and after uncomplicated percutaneous coronary intervention or cardiac surgery. With a more appropriate definition of the troponin threshold after these procedures, benign myocardial injury can be differentiated from pathologic MI.

TROPONINS: THE PREFERRED MARKERS

Symptoms of MI such as nausea, chest pain, epigastric discomfort, syncope, and diaphoresis may be nonspecific, and findings on electrocardiography or imaging studies may be nondiagnostic. We thus rely on biomarker elevations to identify patients who need treatment.

Cardiac troponin I and cardiac troponin T have become the preferred markers for detecting MI, as they are more sensitive and tissue-specific than their main competitor, the MB fraction of creatine kinase (CK-MB).2 But the newer troponin assays, which are even more sensitive than earlier ones, have raised concerns about their ability to differentiate patients who truly have acute coronary syndromes from those with other causes of troponin elevation. This can have major effects on treatment, patient psyche, and hospital costs.

Troponin elevations can occur in patients with heart failure, end-stage renal disease, sepsis, acute pulmonary embolism, myopericarditis, arrhythmias, and many other conditions. As noted by the task force, these cases of elevated troponin in the absence of clinical supportive evidence should not be labeled as an MI but rather as myocardial injury.

Troponins bind actin and myosin filaments in a trimeric complex composed of troponins I, C, and T. Troponins are present in all muscle cells, but the cardiac isoforms are specific to myocardial tissue.

As a result, both cardiac troponin I and cardiac troponin T, as measured by fourth-generation assays, are highly sensitive (75.2%, 95% confidence interval [CI] 66.8%–83.4%) and specific (94.6%, 95% CI 93.4%–96.3%) for detecting pathologic processes involving the heart.3,4 Nonetheless, increases in cardiac troponin T (but not I) have been documented in patients with disease of skeletal muscles, likely secondary to re-expressed isoforms of the troponin C gene present in both cardiac and skeletal myocytes.3 There has been no evidence to suggest that either cardiac troponin I nor cardiac troponin T is superior to the other as a marker of MI.

Serum troponin levels detectably rise by 2 to 3 hours after myocardial injury. This temporal pattern is similar to that of CK-MB, which rises at about 2 hours and reaches a peak in 4 to 6 hours. However, troponins are more sensitive than CK-MB during this early time period, since a greater proportion is released from the heart during times of cardiac injury.

The definition of an abnormal troponin value is set by the precision of each individual assay. The task force has designated the optimal precision for troponin assays to be at a coefficient of variation of less than 10% when describing a value exceeding the 99th percentile in a reference population. The 99th percentile, which is the upper reference limit, corresponds to a value near 0.035 μg/L for fourth-generation troponin I and troponin T assays.5 Most assays have been adapted to ensure that they meet such criteria.

High-sensitivity assays

Over the past few years, “high-sensitivity” assays have been developed that can detect nanogram levels of troponin.

In one study, an algorithm that incorporated high-sensitivity cardiac troponin T levels was able to rule in or rule out acute MI in 77% of patients with chest pain within 1 hour.6 The algorithm had a sensitivity and negative predictive value of 100%.

Other studies have shown a sensitivity of 100.0%, a specificity of 34.0%, and a negative predictive value of 100.0% when using a cardiac troponin T cutoff of 3 ng/L, while a cutoff of 14 ng/L yielded a sensitivity of 85.4%, a specificity of 82.4%, and a negative predictive value of 96.1%.4 With cutoffs as low as 3 ng/L, some assays detect elevated troponin in up to 90% of people in normal reference populations without MI.7

Physicians thus need to be aware that high-sensitivity troponin assays should mainly be used to rule out acute coronary syndrome, as their high sensitivity substantially compromises their specificity. The appropriate thresholds for various patient populations, the appropriate testing procedures with high-sensitivity assays as compared with the fourth-generation troponin assays (ie, frequency of testing, change in level, and rise), and the cost and clinical outcomes of care based on algorithms that use these values remain unclear and will require further study.8,9

TYPES OF MYOCARDIAL INFARCTION

The task force defines the following categories of MI (Table 1):

Type 1: Spontaneous myocardial infarction

Type 1, or “spontaneous” MI, is an acute coronary syndrome, colloquially called a “heart attack.” It is primarily the result of rupture, fissuring, erosion, or dissection of atherosclerotic plaque. Most are the result of underlying atherosclerotic coronary artery disease, although some (ie, those caused by coronary dissection) are not.

To diagnose type 1 MI, a blood sample must detect a rise or fall (or both) of cardiac biomarker values (preferably cardiac troponin), with at least one value above the 99th percentile. However, an elevated troponin level is not sufficient. At least one of the following criteria must also be met:

  • Symptoms of ischemia
  • New ST-segment or T-wave changes or new left bundle branch block
  • Development of pathologic Q waves
  • Imaging evidence of new loss of viable myocardium or new wall-motion abnormality
  • Finding of an intracoronary thrombus by angiography or autopsy.

Type 1 MI therapy requires antithrombotic drugs and, with the additional findings, revascularization.

 

 

Type 2: Due to ischemic imbalance

Type 2 MI is caused by a supply-demand imbalance in myocardial perfusion, resulting in ischemic damage. This specifically excludes acute coronary thrombosis, but can result from marked changes in demand or supply (eg, sepsis) or from a combination of acute changes and chronic conditions (eg, tachycardia with baseline coronary artery disease). Baseline stable coronary artery disease, left ventricular hypertrophy, endothelial dysfunction, coronary artery spasm, coronary embolism, arrhythmias, anemia, respiratory failure, hypotension, and hypertension can all contribute to a supply-demand mismatch sufficient to cause permanent myocardial damage.

The criteria for diagnosing type 2 MI are the same as for type 1: both elevated troponin levels and one of the clinical criteria (symptoms of ischemia, electrocardiographic changes, new wall-motion abnormality, or intracoronary thrombus) must be present.

Of importance, unlike those with type 1 MI, most patients with type 2 MI are unlikely to immediately benefit from antithrombotic therapy, as they typically have no acute thrombosis (except in cases of coronary embolism). Therapy should instead be directed at the underlying supply-demand imbalance and may include volume resuscitation, blood pressure support or control, or control of tachyarrhythmias.

In the long term, treatment to resolve or prevent supply-demand imbalances may also include revascularization or antithrombotic drugs, but these may be contraindicated in the acute setting.

Type 3: Sudden cardiac death from MI

The third type of MI occurs when myocardial ischemia results in sudden cardiac death before blood samples can be obtained. Before dying, the patient should have had symptoms suggesting myocardial ischemia and should have had presumed new ischemic electrocardiographic changes or new left bundle branch block.

This definition of MI is not very useful clinically but is important for population-based research studies.

Type 4a: Due to percutaneous coronary intervention

A rise in CK-MB levels after percutaneous coronary intervention has been associated with a higher rate of death or recurrent MI.10 Previously, type 4 MI was defined as an elevation of cardiac biomarker values (> 3 times the 99th percentile) after percutaneous coronary intervention in a patient who had a normal baseline value (< 99th percentile).11

Unfortunately, using troponin at this threshold, the number of cases is five times higher than when CK-MB is used, without a consistent correlation with the outcomes of death or complications.12 Currently, the increase in cardiac troponin after percutaneous coronary intervention is best interpreted as a marker of the patient’s atherothrombotic burden more than as a predictor of adverse outcomes.13

The updated definition of MI associated with percutaneous coronary intervention now requires an elevation of cardiac troponin values greater than 5 times the 99th percentile in a patient who had normal baseline values or an increase of more than 20% from baseline within 48 hours of the procedure. As this value has been arbitrarily assigned rather than based on an established threshold with clinical outcomes, a true MI must further meet one of the following criteria:

  • Symptoms suggesting myocardial ischemia
  • New ischemic electrocardiographic changes or new left bundle branch block
  • Angiographic loss of patency of a major coronary artery or a side branch or persistent slow-flow or no-flow or embolization
  • Imaging evidence of a new loss of viable myocardium or a new wall-motion abnormality.

Given that troponin levels may be elevated in up to 65% of patients after uncomplicated percutaneous coronary intervention and this elevation may be unavoidable,14 a higher troponin threshold to diagnose MI and the clear requirement of clinical correlates may resonate with physicians as a more appropriate definition. In turn, such guidelines may better identify those with an adverse event, while partly reducing unnecessary hospitalization and observation time in those for whom it is not necessary.

Type 4b: Due to stent thrombosis

Type 4b MI is MI caused by stent thrombosis. The thrombosis must be detected by coronary angiography or autopsy in the setting of myocardial ischemia and a rise or fall of cardiac biomarker values, with at least one value above the 99th percentile.

Type 4c: Due to restenosis

Proposed is the addition of type 4c MI, ie, MI resulting from restenosis of more than 50%, because restenosis after percutaneous coronary intervention can lead to MI without thrombosis.15

Type 5: After coronary artery bypass grafting

Similar to the situation after percutaneous coronary intervention, increased CK-MB levels after coronary artery bypass graft surgery are associated with poor outcomes.16 Although some studies have indicated that increased troponin levels within 24 hours of this surgery are associated with higher death rates, no study has established a troponin threshold that correlates with outcomes.17

The task force acknowledged this lack of prognostic value but arbitrarily defined type 5 MI as requiring biomarker elevations greater than 10 times the 99th percentile during the first 48 hours after surgery, with a normal baseline value. One of the following additional criteria must also be met:

  • New pathologic Q waves or new left bundle branch block
  • Angiographically documented new occlusion in the graft or native coronary artery
  • Imaging evidence of new loss of viable myocardium or new wall-motion abnormality.

CHANGES FROM THE 2007 DEFINITIONS

Updates to the definitions of the MI types since the 2007 task force definition can be found in Table 1.

In type 1 and 2 MI, the finding of an intracoronary thrombus by angiography or autopsy was added as one of the possible criteria for evidence of myocardial ischemia.

In type 3 MI, the definition was simplified by deleting the former criterion of finding a fresh thrombus by angiography or autopsy.

In type 4a MI, by requiring clinical correlates, the updated definition in particular moves away from relying solely on troponin levels to diagnose an infarction after percutaneous coronary intervention, as was the case in 2007. Other changes from the 2007 definition: the troponin MI threshold was previously 3 times the 99th percentile, now it is 5 times. Also, if the patient had an elevated baseline value, he or she can now still qualify as having an MI if the level increases by more than 20%.

In type 5 MI, changes to the definition similarly reflect the need to address overly sensitive troponin values when diagnosing an MI after coronary artery bypass grafting. To address such concerns, the required cardiac biomarker values were increased from more than 5 to more than 10 times the 99th percentile.

The task force raised the troponin thresholds for type 4 and type 5 MI in response to evidence showing that troponins are excessively sensitive to minimal myocardial damage during revascularization, and the lack of a troponin threshold that correlates with clinical outcomes.12 Although higher, these values remain arbitrary, so physicians will need to exercise clinical judgment when deciding whether patients are experiencing benign myocardial injury or rather a true MI after revascularization procedures.

 

 

OTHER CONDITIONS THAT RAISE TROPONIN LEVELS

As troponin is a marker not only for MI but also for any form of cardiac injury, its levels are elevated in numerous conditions, such as heart failure, renal failure, and left ventricular hypertrophy. The task force identifies distinct troponin elevations above basal levels as the best indication of new pathology, yet several conditions other than acute coronary syndromes can also cause dynamic changes in troponin levels.

Troponin is a sensitive marker for ruling out MI and has tissue specificity for cardiac injury, but it is not specific for acute coronary syndrome as the cause of such injury. Troponin assays were tested and validated in patients in whom there was a high clinical suspicion of acute coronary syndrome, but when ordered indiscriminately, they have a poor positive predictive value (53%) for this disorder.18

Physicians must distinguish between acute coronary syndrome and other causes when deciding to give antithrombotics. Table 2 lists common causes of increased troponin other than acute coronary syndrome.

Heart failure

Some patients with acute congestive heart failure have elevated troponin levels. In one study, 6.2% of such patients had troponin I levels of 1 μg/L or higher or troponin T levels of 0.1 μg/L or higher, and these patients had poorer outcomes and more severe symptoms.19 Levels can also be elevated in patients with chronic heart failure, in whom they correlate with impaired hemodynamics, progressive ventricular dysfunction, and death.20 In an overview of two large trials of patients with chronic congestive heart failure, 86% and 98% tested positive for cardiac troponin using high-sensitivity assays.21

Troponin levels can rise from baseline and subsequently fall in congestive heart failure due to small amounts of myocardial injury, which may be very difficult to distinguish from MI based on the similar presenting symptoms of dyspnea and chest pressure.1,22 The increased troponin levels in chronic congestive heart failure may reflect apoptosis secondary to wall stretch or direct cell toxicity by neurohormones, alcohol, chemotherapy agents, or infiltrative disorders.23–26

End-stage renal disease

Troponin levels are increased in end-stage renal disease, with 25% to 75% of patients having elevated levels using currently available assays.27–29 With the advent of high-sensitivity assays, however, cardiac troponin T levels higher than the 99th percentile are found in 100% of patients who have end-stage renal disease without cardiac symptoms.30

Troponin values above the 99th percentile are therefore not diagnostic of MI in this population. Rather, a diagnosis of MI in patients with end-stage renal disease requires clinical signs and symptoms and serial changes in troponin levels from baseline levels. The task force and the National Academy of Clinical Biochemistry recommend requiring an elevation of more than 20% from baseline, representing a change in troponin of more than 3 standard deviations.31

Increases in troponin in renal failure are thought to be the result of chronic cardiac structural changes such as coronary artery disease, left ventricular hypertrophy, and elevated left ventricular end-diastolic pressure, rather than decreased clearance.32,33

In stable patients with end-stage renal disease, those who have high levels of cardiac troponin T have a higher mortality rate.34 Although the mechanism is not completely clear, decreased clearance of uremic toxins may contribute to myocardial damage beyond that of the cardiac structural changes.34

Sepsis

Approximately 50% of patients admitted to an intensive care unit with sepsis without acute coronary syndrome have elevated troponin levels.35

Elevated troponin in sepsis patients has been associated with left ventricular dysfunction, most likely from hemodynamic stress, direct cytotoxicity of bacterial endotoxins, and reperfusion injury.35,36 Critical illness places high demands on the myocardium, while oxygen supply may be diminished by hypotension, pulmonary edema, and intravascular volume depletion. This supply-demand mismatch is similar to the physiology of type 2 MI, with clinical signs and symptoms of MI potentially being the only differentiating factor.

Elevated troponin levels may represent either reversible or irreversible myocardial injury in patients with sepsis and are a predictor of severe illness and death.37 However, what to do about elevated troponin in patients with sepsis is not clear. When patients are in the intensive care unit with single-organ or multi-organ failure, the diagnosis and treatment of troponin elevations may not take priority.1 Diagnosing MI is further complicated by the inability of critically ill patients to communicate signs and symptoms. Physicians should also remember that diagnostic testing (electrocardiography, echocardiography) is often necessary to meet the clinical criteria for a type 1 or 2 MI in critically ill patients, and that treatment options may be limited.

Pulmonary embolism

Pulmonary embolism is a leading noncardiac cause of troponin elevation in patients in whom the clinical suspicion of acute coronary syndrome is initially high.38 It is thought that increased troponin levels in patients with pulmonary embolism are caused by increased right ventricular strain secondary to increased pulmonary artery resistance.

The signs and symptoms of MI and of pulmonary embolism overlap, and troponin can be elevated in both conditions, making the initial diagnosis difficult. Electrocardiography and early bedside echocardiography can identify the predominant right-sided dilatation and strain in the heart secondary to pulmonary embolism. Computed tomography should be performed if there is even a moderate clinical suspicion of pulmonary embolism.

The appropriate use of thrombolytics in a normotensive patient with pulmonary embolism remains controversial. The significant risks of hemorrhage need to be balanced with the risk of hemodynamic deterioration. For these patients, the combination of cardiac troponin I measurement and echocardiography provides more prognostic information than each does individually.39 Troponin elevation may therefore be a marker for poor outcomes without aggressive treatment with thrombolytics.

However, single troponin measurements in patients hospitalized early with pulmonary embolism can lead to substantial risk of misdiagnosing them with MI. Although the intensity of the peak is not particularly useful in the setting of pulmonary embolism, two consecutive troponin values 8 hours apart will allow for more appropriate risk stratification for pulmonary embolism patients, who may have a delay between right heart injury and troponin release.40

 

 

‘Myopericarditis’

It is reasonable to expect that myocarditis—inflammation of the myocardium—would cause release of troponin from myocytes.41 Interestingly, however, troponin levels can also be elevated in pericarditis.42 The reasons are not clear but have been hypothesized as being caused by nonspecific inflammation during pericarditis that also includes the superficial myocardium—hence, “myopericarditis.”

We have only limited data on the outcomes of patients who have pericarditis with troponin elevation, but troponin levels did correlate with an adverse prognosis in one study.43

Arrhythmias

A number of arrhythmias have been associated with elevated troponin levels. Some studies have shown arrhythmias to be the most common cause of high troponin levels in patients who are not experiencing an acute coronary syndrome.44,45

The reasons proposed for increased troponins in tachyarrhythmia are similar to those in other conditions of oxygen supply-demand mismatch.46 Tachycardia alone may lead to troponin release in the absence of myodepressive factors, inflammatory mediators, or coronary artery disease.46

Studies have provided only mixed data as to whether troponin levels predict newonset arrhythmias or recurrence of arrhythmias.47,48 Nonetheless, elevated troponin (≥ 0.040 μg/L) in patients with atrial fibrillation has independently correlated with increased risk of stroke or systemic embolism, death, and other cardiovascular events. This is clinically important, as troponin elevations higher than these levels adds prognostic information to that given by the CHADS2 stroke score (congestive heart failure, hypertension, age ≥ 75 years diabetes mellitus, and prior stroke or transient ischemic attack) and thus can inform appropriate anticoagulation therapy.49

USE OF TROPONIN VALUES

Troponins are highly sensitive assays with high tissue specificity for myocardial injury, but levels can be elevated in non-MI conditions and in MIs other than type 1. As with any diagnostic test applied to a population with a low prevalence of the disease, troponin elevation has a low positive predictive value—53% for acute coronary syndrome.18

Unfortunately, in clinical practice, troponins are measured in up to 50% of admitted patients, a small proportion of whom have clinical signs or symptoms of MI.50 Often, clinicians are left with a positive troponin of unknown significance, potentially leading to unnecessary diagnostic testing that detracts from the primary diagnosis.

Dynamic changes in troponin values (eg, a change of more than 20% in a patient with end-stage renal disease) are helpful in distinguishing acute from chronic causes of troponin elevation. However, such changes can also occur with acute or chronic congestive heart failure, tachycardia, hypotension, or other conditions other than acute coronary syndrome.

Figure 1. Approximate troponin blood concentrations and corresponding possible causes. ACS = acute coronary syndrome; CK-MB = MB fraction of creatine kinase; MI = myocardial infarction; NSTEMI = non-ST-segment elevation MI; STEMI = ST-segment elevation MI

The absolute numerical value of troponin can help assess the significance of troponin elevation. In most non-MI and non-acute coronary syndrome causes of troponin elevation, the troponin level tends to be lower than 1 μg/mL (Figure 1). Occasional exceptions occur, especially when multiple conditions coexist (end-stage renal disease and congestive heart failure, for example). In contrast, most patients with acute coronary syndromes have either clear symptoms or electrocardiographic changes consistent with MI and a troponin that rises above 0.5 μg/mL.

The task force discourages the use of secondary thresholds for MI, as there is no level of troponin that is considered benign. While any troponin elevation carries a negative prognosis, such prognostic knowledge may not be particularly helpful in deciding whether to anticoagulate patients or attempt revascularization procedures.

We thus recommend using a threshold higher than the 99th percentile to distinguish acute coronary syndromes from other causes of troponin elevations. The particular threshold for decision-making should vary, depending on how strongly one clinically suspects an acute coronary syndrome. For instance, a cardiac troponin I level of 0.2 μg/mL in an otherwise healthy patient with chest pain and ST-segment depression is more than sufficient to diagnose acute coronary syndrome. In contrast, an end-stage renal disease patient with hypertensive cardiomyopathy who presents only with nausea should have a level markedly higher than his or her baseline value (and likely > 0.8 μg/mL) before acute coronary syndrome should be diagnosed.

CK-MB’S ROLE IN THE TROPONIN ERA

Some proponents of troponin assays, including those on the task force, have suggested that CK-MB may no longer be necessary in the evaluation of acute MI.51 In the past, CK-MB had more research supporting its use in quantifying myocardial damage and in diagnosing reinfarction, but some data suggest that troponin may be equally useful for these applications.52,53

These comments aside, CK-MB measurements are still widely ordered with troponin, a probable response to the clinical difficulty of determining the cause and significance of troponin elevations. Although likely less common with recent assays, a small subgroup of patients with acute coronary syndrome will be CK-MB–positive and troponin-negative and at higher risk of morbidity and death than those who are troponin- and CK-MB–negative.54,55

Troponin levels are elevated in many chronic conditions, whereas CK-MB levels may be unaffected or less affected. In some cases, such as congestive heart failure or renal failure, troponins may be both chronically elevated and more than 20% higher than at baseline. In a clinical context in which a false-positive troponin assay is likely, the addition of a CK-MB assay may help determine if a rise (and possibly a subsequent fall) in the troponin level represents true MI. More importantly, deciding on antithrombotic therapy or revascularization is often based on whether a patient has acute coronary syndrome, rather than a small MI from demand ischemia. CK-MB may thus serve as a less sensitive but more specific marker for the larger amount of myocardial damage that one might expect from an acute coronary syndrome.

CK-MB testing also may help determine the acuity of an acute coronary syndrome for patients with known causes of increased troponin. A negative CK-MB value in the presence of a troponin value elevated above baseline could indicate an event a few days prior.

Finally, the approach of ordering both troponin and CK-MB may be particularly helpful in diagnosing type 4 and 5 MIs, as current guidelines suggest that more research is needed to determine whether current troponin thresholds lead to clinical outcomes.

CLINICAL JUDGMENT IS NECESSARY

The updated definition raises the biomarker threshold required to diagnose MI after revascularization procedures and reemphasizes the need to look for other signs of infarction. This change reflects the sometimes excessive sensitivity of troponin assays for minimal and often unavoidable myocardial damage that occurs in numerous conditions.

With sensitive troponin assays, clinical judgment is essential for separating true MI from myocardial injury, and acute coronary syndrome from demand ischemia. Clinicians will now be forced to be cognizant of their suspicion for acute coronary syndrome in the presence of multiple noncoronary causes of increased troponin with little practical guideline guidance. In settings in which troponin elevation is expected (eg, congestive heart failure, end-stage renal failure, shock), a higher cardiac troponin threshold or CK-MB may be useful as a less sensitive but more specific marker of significant myocardial damage requiring aggressive treatment.

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References
  1. Thygesen K, Alpert JS, Jaffe AS, et al. Third universal definition of myocardial infarction. J Am Coll Cardiol 2012; 60:15811598.
  2. Perry SV. Troponin T: genetics, properties and function. J Muscle Res Cell Motil 1998; 19:575602.
  3. Jaffe AS, Vasile VC, Milone M, Saenger AK, Olson KN, Apple FS. Diseased skeletal muscle: a noncardiac source of increased circulating concentrations of cardiac troponin T. J Am Coll Cardiol 2011; 58:18191824.
  4. Body R, Carley S, McDowell G, et al. Rapid exclusion of acute myocardial infarction in patients with undetectable troponin using a high-sensitivity assay. J Am Coll Cardiol 2011; 58:13321339.
  5. Jaffe AS, Apple FS, Morrow DA, Lindahl B, Katus HA. Being rational about (im)precision: a statement from the Biochemistry Subcommittee of the Joint European Society of Cardiology/American College of Cardiology Foundation/American Heart Association/World Heart Federation Task Force for the definition of myocardial infarction. Clin Chem 2010; 56:941943.
  6. Reichlin T, Schindler C, Drexler B, et al. One-hour rule-out and rule-in of acute myocardial infarction using high-sensitivity cardiac troponin T. Arch Intern Med 2012; 172:12111218.
  7. Reichlin T, Hochholzer W, Bassetti S, et al. Early diagnosis of myocardial infarction with sensitive cardiac troponin assays. N Engl J Med 2009; 361:858867.
  8. Kavsak PA, Worster A. Dichotomizing high-sensitivity cardiac troponin T results and important analytical considerations [letter]. J Am Coll Cardiol 2012; 59:1570; author reply 1571–1572.
  9. Newby LK. Myocardial infarction rule-out in the emergency department: are high-sensitivity troponins the answer? Comment on “one-hour rule-out and rule-in of acute myocardial infarction using high-sensitivity cardiac troponin T.” Arch Intern Med 2012; 172:12181219.
  10. Califf RM, Abdelmeguid AE, Kuntz RE, et al. Myonecrosis after revascularization procedures. J Am Coll Cardiol 1998; 31:241251.
  11. Thygesen K, Alpert JS, White HD; Joint ESC/ACCF/AHA/WHF Task Force for the Redefinition of Myocardial Infarction. Universal definition of myocardial infarction. J Am Coll Cardiol 2007; 50:21732195.
  12. Cockburn J, Behan M, de Belder A, et al. Use of troponin to diagnose periprocedural myocardial infarction: effect on composite endpoints in the British Bifurcation Coronary Study (BBC ONE). Heart 2012; 98:14311435.
  13. Zimarino M, Cicchitti V, Genovesi E, Rotondo D, De Caterina R. Isolated troponin increase after percutaneous coronary interventions: does it have prognostic relevance? Atherosclerosis 2012; 221:297302.
  14. Loeb HS, Liu JC. Frequency, risk factors, and effect on long-term survival of increased troponin I following uncomplicated elective percutaneous coronary intervention. Clin Cardiol 2010; 33:E40E44.
  15. Lee MS, Pessegueiro A, Zimmer R, Jurewitz D, Tobis J. Clinical presentation of patients with in-stent restenosis in the drug-eluting stent era. J Invasive Cardiol 2008; 20:401403.
  16. Klatte K, Chaitman BR, Theroux P, et al; GUARDIAN Investigators (The GUARD during Ischemia Against Necrosis). Increased mortality after coronary artery bypass graft surgery is associated with increased levels of postoperative creatine kinase-myocardial band isoenzyme release: results from the GUARDIAN trial. J Am Coll Cardiol 2001; 38:10701077.
  17. Domanski MJ, Mahaffey K, Hasselblad V, et al. Association of myocardial enzyme elevation and survival following coronary artery bypass graft surgery. JAMA 2011; 305:585591.
  18. Alcalai R, Planer D, Culhaoglu A, Osman A, Pollak A, Lotan C. Acute coronary syndrome vs nonspecific troponin elevation: clinical predictors and survival analysis. Arch Intern Med 2007; 167:276281.
  19. Peacock WF, De Marco T, Fonarow GC, et al; ADHERE Investigators. Cardiac troponin and outcome in acute heart failure. N Engl J Med 2008; 358:21172126.
  20. Horwich TB, Patel J, MacLellan WR, Fonarow GC. Cardiac troponin I is associated with impaired hemodynamics, progressive left ventricular dysfunction, and increased mortality rates in advanced heart failure. Circulation 2003; 108:833838.
  21. Masson S, Anand I, Favero C, et al; Valsartan Heart Failure Trial (Val-HeFT) and Gruppo Italiano per lo Studio della Sopravvivenza nell’Insufficienza Cardiaca—Heart Failure (GISSI-HF) Investigators. Serial measurement of cardiac troponin T using a highly sensitive assay in patients with chronic heart failure: data from 2 large randomized clinical trials. Circulation 2012; 125:280288.
  22. Januzzi JL, Filippatos G, Nieminen M, Gheorghiade M. Troponin elevation in patients with heart failure: on behalf of the third Universal Definition of Myocardial Infarction Global Task Force: Heart Failure Section. Eur Heart J 2012; 33:22652271.
  23. Shih H, Lee B, Lee RJ, Boyle AJ. The aging heart and post-infarction left ventricular remodeling. J Am Coll Cardiol 2011; 57:917.
  24. Latini R, Masson S, Anand IS, et al; Val-HeFT Investigators. Prognostic value of very low plasma concentrations of troponin T in patients with stable chronic heart failure. Circulation 2007; 116:12421249.
  25. Dispenzieri A, Kyle RA, Gertz MA, et al. Survival in patients with primary systemic amyloidosis and raised serum cardiac troponins. Lancet 2003; 361:17871789.
  26. Sawaya H, Sebag IA, Plana JC, et al. Early detection and prediction of cardiotoxicity in chemotherapy-treated patients. Am J Cardiol 2011; 107:13751380.
  27. Apple FS, Murakami MM, Pearce LA, Herzog CA. Predictive value of cardiac troponin I and T for subsequent death in end-stage renal disease. Circulation 2002; 106:29412945.
  28. Mallamaci F, Zoccali C, Parlongo S, et al. Troponin is related to left ventricular mass and predicts all-cause and cardiovascular mortality in hemodialysis patients. Am J Kidney Dis 2002; 40:6875.
  29. Roppolo LP, Fitzgerald R, Dillow J, Ziegler T, Rice M, Maisel A. A comparison of troponin T and troponin I as predictors of cardiac events in patients undergoing chronic dialysis at a Veteran’s Hospital: a pilot study. J Am Coll Cardiol 1999; 34:448454.
  30. Jacobs LH, van de Kerkhof J, Mingels AM, et al. Haemodialysis patients longitudinally assessed by highly sensitive cardiac troponin T and commercial cardiac troponin T and cardiac troponin I assays. Ann Clin Biochem 2009; 46:283290.
  31. NACB Writing Group; Wu AH, Jaffe AS, Apple FS, et al.  National Academy of Clinical Biochemistry laboratory medicine practice guidelines: use of cardiac troponin and B-type natriuretic peptide or N-terminal proB-type natriuretic peptide for etiologies other than acute coronary syndromes and heart failure. Clin Chem 2007; 53:20862096.
  32. Schulz O, Kirpal K, Stein J, et al. Importance of low concentrations of cardiac troponins. Clin Chem 2006; 52:16141615.
  33. Jaffe AS, Babuin L, Apple FS. Biomarkers in acute cardiac disease: the present and the future. J Am Coll Cardiol 2006; 48:111.
  34. deFilippi C, Wasserman S, Rosanio S, et al. Cardiac troponin T and C-reactive protein for predicting prognosis, coronary atherosclerosis, and cardiomyopathy in patients undergoing long-term hemodialysis. JAMA 2003; 290:353359.
  35. ver Elst KM, Spapen HD, Nguyen DN, Garbar C, Huyghens LP, Gorus FK. Cardiac troponins I and T are biological markers of left ventricular dysfunction in septic shock. Clin Chem 2000; 46:650657.
  36. Fromm RE. Cardiac troponins in the intensive care unit: common causes of increased levels and interpretation. Crit Care Med 2007; 35:584588.
  37. Mehta NJ, Khan IA, Gupta V, Jani K, Gowda RM, Smith PR. Cardiac troponin I predicts myocardial dysfunction and adverse outcome in septic shock. Int J Cardiol 2004; 95:1317.
  38. Ilva TJ, Eskola MJ, Nikus KC, et al. The etiology and prognostic significance of cardiac troponin I elevation in unselected emergency department patients. J Emerg Med 2010; 38:15.
  39. Kucher N, Wallmann D, Carone A, Windecker S, Meier B, Hess OM. Incremental prognostic value of troponin I and echocardiography in patients with acute pulmonary embolism. Eur Heart J 2003; 24:16511656.
  40. Ferrari E, Moceri P, Crouzet C, Doyen D, Cerboni P. Timing of troponin I measurement in pulmonary embolism. Heart 2012; 98:732735.
  41. Smith SC, Ladenson JH, Mason JW, Jaffe AS. Elevations of cardiac troponin I associated with myocarditis. Experimental and clinical correlates. Circulation 1997; 95:163168.
  42. Brandt RR, Filzmaier K, Hanrath P. Circulating cardiac troponin I in acute pericarditis. Am J Cardiol 2001; 87:13261328.
  43. Imazio M, Cecchi E, Demichelis B, et al. Myopericarditis versus viral or idiopathic acute pericarditis. Heart 2008; 94:498501.
  44. Bakshi TK, Choo MK, Edwards CC, Scott AG, Hart HH, Armstrong GP. Causes of elevated troponin I with a normal coronary angiogram. Intern Med J 2002; 32:520525.
  45. Bukkapatnam RN, Robinson M, Turnipseed S, Tancredi D, Amsterdam E, Srivatsa UN. Relationship of myocardial ischemia and injury to coronary artery disease in patients with supraventricular tachycardia. Am J Cardiol 2010; 106:374377.
  46. Jeremias A, Gibson CM. Narrative review: alternative causes for elevated cardiac troponin levels when acute coronary syndromes are excluded. Ann Intern Med 2005; 142:786791.
  47. Beaulieu-Boire I, Leblanc N, Berger L, Boulanger JM. Troponin elevation predicts atrial fibrillation in patients with stroke or transient ischemic attack. J Stroke Cerebrovasc Dis 2012; Epub ahead of print.
  48. Latini R, Masson S, Pirelli S, et al; GISSI-AF Investigators. Circulating cardiovascular biomarkers in recurrent atrial fibrillation: data from the GISSI-atrial fibrillation trial. J Intern Med 2011; 269:160171.
  49. Hijazi Z, Oldgren J, Andersson U, et al. Cardiac biomarkers are associated with an increased risk of stroke and death in patients with atrial fibrillation: a Randomized Evaluation of Long-term Anticoagulation Therapy (RE-LY) substudy. Circulation 2012; 125:16051616.
  50. Waxman DA, Hecht S, Schappert J, Husk G. A model for troponin I as a quantitative predictor of in-hospital mortality. J Am Coll Cardiol 2006; 48:17551762.
  51. Saenger AK, Jaffe AS. Requiem for a heavyweight: the demise of creatine kinase-MB. Circulation 2008; 118:22002206.
  52. Younger JF, Plein S, Barth J, Ridgway JP, Ball SG, Greenwood JP. Troponin-I concentration 72 h after myocardial infarction correlates with infarct size and presence of microvascular obstruction. Heart 2007; 93:15471551.
  53. Morrow DA, Cannon CP, Jesse RL, et al; National Academy of Clinical Biochemistry. National Academy of Clinical Biochemistry Laboratory Medicine Practice Guidelines: clinical characteristics and utilization of biochemical markers in acute coronary syndromes. Circulation 2007; 115:e356e375.
  54. Yee KC, Mukherjee D, Smith DE, et al. Prognostic significance of an elevated creatine kinase in the absence of an elevated troponin I during an acute coronary syndrome. Am J Cardiol 2003; 92:14421444.
  55. Newby LK, Roe MT, Chen AY, et al; CRUSADE Investigators. Frequency and clinical implications of discordant creatine kinase-MB and troponin measurements in acute coronary syndromes. J Am Coll Cardiol 2006; 47:312318.
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KEY POINTS

  • Because newer assays for troponin can detect this biomarker at lower concentrations than earlier ones could, they are more sensitive but less specific.
  • The high sensitivity of troponin assays makes them valuable for ruling out MI, but less so for ruling it in. Therefore, additional signs are required for the diagnosis.
  • MI is categorized into several types, depending on whether it is spontaneous (acute coronary syndromes), caused by supply-demand mismatch, associated with sudden cardiac death, or a complication of percutaneous coronary intervention or of coronary artery bypass grafting.
  • In settings in which nonspecific troponin elevations are frequently seen, a less sensitive but more specific test such as creatine kinase MB or troponin using a higher threshold value may be useful.
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Ascites in a 42-year-old woman

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Ascites in a 42-year-old woman

A 42-year-old woman is admitted to the hospital with worsening shortness of breath on exertion, poor exercise tolerance, leg edema, and swelling of the abdomen. Her symptoms have been getting worse over the last 4 months. She reports no history of fever, chills, night sweats, bleeding disorder, joint pain, weight loss, or loss of appetite.

She has type 2 diabetes mellitus and hypothyroidism. She had rheumatoid arthritis but said it was “inactive,” not requiring treatment for the last 18 years. Three months ago, she underwent a total hysterectomy and salpingo-oophorectomy for a complex adnexal mass, biopsy of which revealed a benign mucinous ovarian cyst.

Her current medications include furosemide, levothyroxine, and metformin. She is an ex-smoker with a 7 pack-year history. She drinks a glass of wine on social occasions only. Her family history is unremarkable.

On examination, she is not in distress and she has no fever. She has jugular venous distention of 5 cm, tense ascites, and marked edema of the legs, as well as hyperpigmented patches and erythematous plaques over both shins. Neck palpation reveals no lymphadenopathy or thyromegaly.

Her liver and the tip of the spleen are palpable following paracentesis, once ascitic fluid is removed.

The cardiovascular examination is normal. Chest auscultation reveals decreased breath sounds at the right lung base with bibasilar crackles. No focal neurologic deficit is noted on clinical examination.

Laboratory testing at the time of hospital admission (Table 1) includes a hepatitis panel (negative for exposure to hepatitis A, B, and C) and ascitic fluid studies. Chest radiography shows a right pleural effusion. Echocardiography demonstrates moderate pericardial effusion without tamponade; left and right ventricular function is normal. Cardiac magnetic resonance imaging finds no evidence of pericardial constriction or restrictive cardiomyopathy. Pressures are normal on pulmonary artery catheterization.

FINDING THE CAUSE OF ASCITES

1. What is the most likely cause of ascites in this patient?

  • Cirrhosis
  • Recent abdominal surgery
  • Congestive heart failure
  • Abdominal malignancy
  • Nephrotic syndrome

The serum-ascites albumin gradient—ie, the serum albumin concentration minus the ascitic fluid albumin concentration—helps determine whether ascites is related to portal hypertension.1 A high gradient (ie, above 1.1 g/dL) is seen in cirrhosis, alcoholic hepatitis, congestive heart failure, vascular occlusion syndromes (eg, Budd-Chiari syndrome), and metastatic liver disease.

From the values in Table 1, our patient’s gradient is 0.8 g/dL, which is considered low. However, we cannot completely rule out cirrhosis as the cause of her ascites because she was taking a diuretic, and diuretics can falsely decrease the gradient. Heart failure is unlikely, based on the results of echocardiography and catheterization. In addition, the 24-hour urinary protein concentration is normal, as is alpha-1 antitrypsin secretion in the stool, ruling out protein-losing nephropathy or enteropathy as the cause of her low albumin and ascites.

A high triglyceride content in her ascitic fluid (> 150 mg/dL) is consistent with chylous ascites, which is seen in patients with previous abdominal surgery or with lymphatic obstruction due to malignancy. A high neutrophil count in the ascitic fluid and a negative culture are also consistent with chylous ascites. However, in this patient, recent surgery as the cause of chylous ascites does not explain the systemic features of hepatosplenomegaly, anemia, thrombocytosis, and low albumin. Moreover, her high C-reactive protein value suggests an ongoing inflammatory process, although her erythrocyte sedimentation rate is not significantly elevated.

Therefore, the most likely cause of ascites in this patient is abdominal malignancy.

WHAT SHOULD BE DONE NEXT?

2. Which of the following studies is reasonable in this patient at this point?

  • Serum protein electrophoresis
  • Computed tomography (CT) of the chest, abdomen, and pelvis
  • Liver biopsy
  • Cytologic study of the ascitic fluid

All of these studies would be reasonable and in fact were done in this patient.

Serum protein electrophoresis (Table 2) identified a monoclonal protein band in the immunoglobulin G (IgG) kappa region.

Cytologic study of the ascitic fluid was negative for malignant cells.

Chest CT revealed bilateral pleural effusions, pericardial effusion, and bilateral axillary lymphadenopathy. CT of the abdomen and pelvis was normal, except for ascites, and no pelvic tumor was noted.

Figure 1. Liver biopsy study revealed mild centrilobular scarring, but the rest of the parenchymal architecture was normal, with no evid-ence of bridging fibrosis or nodular regenerative hyperplasia. There is some centrilobular cell “dropout” (A, arrows), but the overall liver archi-tecture remains intact. There is no evidence of nodular regenerativehyperplasia (hematoxylin and eosin, × 20). Masson trichrome stain (B) showed no evidence of fibrosis (collagenous tissue appears blue) (magnification × 10.)

Liver biopsy was done to look for the source of her unexplained ascites with elevated alkaline phosphatase, as all other investigations so far were normal. It revealed mild centrilobular scarring, but the rest of the parenchymal architecture was normal, with no evidence of bridging fibrosis or nodular regenerative hyperplasia (Figure 1).

Transjugular measurement of the hepatic vein pressure revealed a hepatic vein pressure gradient of 9 mm Hg, indicating mild portal hypertension. Venography showed widely patent hepatic and portal veins. Her high inflammatory marker levels could have been caused by smoldering rheumatoid arthritis; however, since the patient has had no joint symptoms for 18 years, this is very unlikely. It is more likely to be caused by a plasma cell disorder, as suggested by a monoclonal protein on electrophoresis.

 

 

WHAT IS THE DIAGNOSIS?

3. What is the most likely diagnosis in our patient?

  • Rheumatoid arthritis
  • Cryoglobulinemia
  • Capillary leak syndrome
  • Hematologic malignancy
  • Syndrome of polyneuropathy, organomegaly, endocrinopathy, monoclonal protein, and skin changes (POEMS syndrome)

Rheumatoid arthritis can present with hepatosplenomegaly, lymphadenopathy, ascites, and skin rash, particularly if antinuclear antibody and rheumatoid factor are elevated. Ascites is known to occur in association with rheumatoid arthritis in the setting of Felty syndrome or nodular regenerative hyperplasia of the liver.2 However, our patient did not have leukopenia or evidence of regenerative hyperplasia on liver biopsy. Moreover, her rheumatoid arthritis had remained clinically inactive for a long time.

Cryoglobulinemia was possible, given her ascites, neuropathy, and splenomegaly, but her serum hepatic antibody and C4 complement values were normal.3 Also, the appearance of her rash was not typical of cryoglobulinemia.

Capillary leak syndrome was ruled out by the absence of hypotensive episodes, edema of the face or upper extremities, or renal failure.4

Lymphoma was excluded by flow cytometry.

A monoclonal protein on serum electrophoresis may suggest multiple myeloma, but this patient had multisystem involvement including organomegaly, endocrinopathy, and skin abnormalities. Thus, POEMS syndrome is the most likely diagnosis.

4. Which test should be done at this time to confirm the diagnosis of POEMS syndrome?

  • Bone marrow biopsy
  • Vascular endothelial growth factor testing
  • Nerve conduction study
  • Complete x-ray bone survey

A test for vascular endothelial growth factor should be done. This growth factor is almost always elevated in POEMS, and a positive test helps confirm the diagnosis of POEMS. Our patient’s level was elevated at 1,664 pg/mL (reference range 31–86).

POEMS is thought to be a variant of plasma cell dyscrasia, and all patients with POEMS have a monoclonal protein on electrophoresis. On this background, multiple myeloma is an important consideration.

Figure 2. Bone marrow biopsy study showed mild (< 10%) plasmacytosis (arrows) (hematoxylin and eosin, × 20).

Our patient underwent bone marrow biopsy, which revealed mild plasmacytosis (< 10%) (Figure 2). A complete bone survey showed generalized osteopenia without blastic or lytic lesions. To complete the workup for POEMS syndrome, a nerve conduction study was done to look for neuropathy; it showed bilateral sensory motor neuropathy with features of both a demyelinating process and axonal loss.

POEMS SYNDROME

POEMS syndrome is a constellation of features such as organomegaly and endocrine and skin abnormalities in association with neuropathy and a monoclonal protein on electrophoresis.5 In 2003, Dispenzieri et al6 described the major and minor diagnostic criteria based on a retrospective analysis of 99 patients with POEMS syndrome.6 Later, elevated vascular endothelial growth factor was added as a confirmatory diagnostic criterion.7 This growth factor is also an indicator of prognosis in POEMS syndrome, and its level can be used to monitor the response to treatment.7

Our patient met both major criteria for POEMS syndrome, ie, polyneuropathy (based on nerve conduction studies) and a monoclonal protein. Polyneuropathy in POEMS syndrome usually occurs as sensorimotor peripheral neuropathy of insidious onset and is seldom painful. Nerve biopsy study reveals demyelination with features of axonal loss. Interestingly, although our patient had neuropathy as diagnosed by electromyography, she remained clinically asymptomatic.

The monoclonal protein in POEMS syndrome is commonly IgA or IgG. Light chains are always present and are mainly the lambda type; kappa light chains are also reported in rare cases. Our patient had IgG kappa light chains.

Our patient met a number of the minor criteria for POEMS syndrome: ie, organomegaly (hepatosplenomegaly, lymphadenopathy), endocrinopathy (hypothyroidism, diabetes), skin changes (hyperpigmentation and plaques of the lower extremities), edema, pleural effusion, and ascites.

Endocrine disorders in POEMS syndrome

The endocrine abnormalities most often described in POEMS syndrome are hypogonadism, hypothyroidism, and diabetes mellitus. But because hypothyroidism and diabetes are common in the general population, it is debatable whether either of these could constitute the endocrine component of POEMS syndrome. Nevertheless, in three large series,6,7 occurrences of these two disorders were common, although less specific than adrenal or pituitary involvement.

In the analysis by Dispenzieri et al,6 67% of patients had at least one endocrine abnormality. Our patient had no evidence of an adrenal disorder.

Skin, skeletal, and other changes

The skin changes in POEMS syndrome are often nonspecific and include hyperpigmentation, sclerodema-like thickening, and plaques.

Skeletal changes are noted in up to 97% of patients. A skeletal survey in our patient revealed generalized osteopenia as opposed to osteosclerotic lesions, which are common in POEMS syndrome.

Anemia and thrombocytosis (as in our patient) are usually seen in POEMS syndrome and are induced by cytokines.6 POEMS syndrome also leads to increased thrombotic complications from the release of inflammatory cytokines.

Hypoalbuminemia and anasarca including ascites are often seen in POEMS syndrome (prevalence 29% to 89%) and are attributed to cytokine-induced increased vascular permeability. In POEMS syndrome, the serum-ascites albumin gradient is usually less than 1.1 g/dL, as in our patient.

Stepani et al8 reported one case of culture-negative neutrocytic ascites with portal hypertension in POEMS syndrome.8 (Culture-negative neutrocytic ascites is defined as an ascitic fluid polymorphonuclear count greater than 250/mm3 and a negative ascitic fluid culture in the absence of previous antibiotic therapy.) Chylous ascites has not yet been described in POEMS syndrome. However, chylous ascites is predominantly lymphocytic, whereas our patient had neutrocytic ascites.

We concluded that the cause of our patient’s ascites was multifactorial and included previous surgery and POEMS syndrome.

Nonclassic presentation

In addition to its classic presentation, POEMS syndrome is often reported in association with other “unusual features” such as cardiomyopathy, pulmonary hypertension, and cryoglobulinemia.6

So far, very few cases of portal hypertension in POEMS syndrome have been reported. Stepani et al8 described a patient who had POEMS syndrome and portal hypertension with extensive portal fibrosis without cirrhosis on liver biopsy. Inoue et al9 reported a liver biopsy feature consistent with idiopathic portal hypertension, also noting a case with mild fibrosis and few lymphocytic infiltrates in the portal tract.9

Figure 3. How the syndrome of polyneuropathy, organomegaly, endocrinopathy, monoclonal protein, and skin changes (POEMS) may lead to pulmonary and portal hypertension.

The etiopathogenesis of POEMS syndrome is attributed to proangiogenic vascular endothelial growth factor, and other inflammatory cytokines (interleukin 6, interleukin 1 beta, tumor necrosis factor alpha) also play a key role in pulmonary hypertension.10,11 A similar pathogenesis could also contribute to the development of portal hypertension (Figure 3).

CASE CONCLUDED

We started our patient on oral prednisone 60 mg daily for a month, tapered to a maintenance dose of 15 mg to suppress clonal proliferation of plasma cells. Her symptoms improved. Her vascular endothelial growth factor level decreased from 1,664 to 624 pg/mL. She was enrolled in a National Institutes of Health study to evaluate the effect of a potential new immunomodulator treatment for POEMS syndrome.

In conclusion, POEMS syndrome is rare and can present with many atypical features. A high index of suspicion is needed to detect it in a patient who has noncirrhotic portal hypertension with ascites and multisystem involvement.

References
  1. Runyon BA, Montano AA, Akriviadis EA, Antillon MR, Irving MA, McHutchison JG. The serum-ascites albumin gradient is superior to the exudate-transudate concept in the differential diagnosis of ascites. Ann Intern Med 1992; 117:215220.
  2. Harris M, Rash RM, Dymock IW. Nodular, non-cirrhotic liver associated with portal hypertension in a patient with rheumatoid arthritis. J Clin Pathol 1974; 27:963966.
  3. Ramos-Casals M, Stone JH, Cid MC, Bosch X. The cryoglobulinaemias. Lancet 2012; 379:348360.
  4. Druey KM, Greipp PR. Narrative review: the systemic capillary leak syndrome. Ann Intern Med 2010; 153:9098.
  5. Bardwick PA, Zvaifler NJ, Gill GN, Newman D, Greenway GD, Resnick DL. Plasma cell dyscrasia with polyneuropathy, organomegaly, endocrinopathy, M protein, and skin changes: the POEMS syndrome. Report on two cases and a review of the literature. Medicine (Baltimore) 1980; 59:311322.
  6. Dispenzieri A, Kyle RA, Lacy MQ, et al. POEMS syndrome: definitions and long-term outcome. Blood 2003; 101:24962506.
  7. Dispenzieri A. POEMS syndrome. Blood Rev 2007; 21:285299.
  8. Stepani P, Courouble Y, Postel P, et al. Portal hypertension and neutrocytic ascites in POEMS syndrome. Gastroenterol Clin Biol 1998; 22:10951097. Article in French.
  9. Inoue R, Nakazawa A, Tsukada N, et al. POEMS syndrome with idiopathic portal hypertension: autopsy case and review of the literature. Pathol Int 2010; 60:316320.
  10. Gherardi RK, Bélec L, Soubrier M, et al. Overproduction of proinflammatory cytokines imbalanced by their antagonists in POEMS syndrome. Blood 1996; 87:14581465.
  11. Mukerjee D, Kingdon E, Vanderpump M, Coghlan JG. Pathophysiological insights from a case of reversible pulmonary arterial hypertension. J R Soc Med 2003; 96:403404.
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Ibrahim Hanouneh, MD
Digestive Disease Institute, Cleveland Clinic

Craig Nielsen, MD, FACP
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Address: David Barnes, MD, Digestive Disease Institute, A51, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail: [email protected]

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Ibrahim Hanouneh, MD
Digestive Disease Institute, Cleveland Clinic

Craig Nielsen, MD, FACP
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David Barnes, MD
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Ibrahim Hanouneh, MD
Digestive Disease Institute, Cleveland Clinic

Craig Nielsen, MD, FACP
Department of Internal Medicine, and Director, Internal Medicine Residency Program, Cleveland Clinic

David Barnes, MD
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A 42-year-old woman is admitted to the hospital with worsening shortness of breath on exertion, poor exercise tolerance, leg edema, and swelling of the abdomen. Her symptoms have been getting worse over the last 4 months. She reports no history of fever, chills, night sweats, bleeding disorder, joint pain, weight loss, or loss of appetite.

She has type 2 diabetes mellitus and hypothyroidism. She had rheumatoid arthritis but said it was “inactive,” not requiring treatment for the last 18 years. Three months ago, she underwent a total hysterectomy and salpingo-oophorectomy for a complex adnexal mass, biopsy of which revealed a benign mucinous ovarian cyst.

Her current medications include furosemide, levothyroxine, and metformin. She is an ex-smoker with a 7 pack-year history. She drinks a glass of wine on social occasions only. Her family history is unremarkable.

On examination, she is not in distress and she has no fever. She has jugular venous distention of 5 cm, tense ascites, and marked edema of the legs, as well as hyperpigmented patches and erythematous plaques over both shins. Neck palpation reveals no lymphadenopathy or thyromegaly.

Her liver and the tip of the spleen are palpable following paracentesis, once ascitic fluid is removed.

The cardiovascular examination is normal. Chest auscultation reveals decreased breath sounds at the right lung base with bibasilar crackles. No focal neurologic deficit is noted on clinical examination.

Laboratory testing at the time of hospital admission (Table 1) includes a hepatitis panel (negative for exposure to hepatitis A, B, and C) and ascitic fluid studies. Chest radiography shows a right pleural effusion. Echocardiography demonstrates moderate pericardial effusion without tamponade; left and right ventricular function is normal. Cardiac magnetic resonance imaging finds no evidence of pericardial constriction or restrictive cardiomyopathy. Pressures are normal on pulmonary artery catheterization.

FINDING THE CAUSE OF ASCITES

1. What is the most likely cause of ascites in this patient?

  • Cirrhosis
  • Recent abdominal surgery
  • Congestive heart failure
  • Abdominal malignancy
  • Nephrotic syndrome

The serum-ascites albumin gradient—ie, the serum albumin concentration minus the ascitic fluid albumin concentration—helps determine whether ascites is related to portal hypertension.1 A high gradient (ie, above 1.1 g/dL) is seen in cirrhosis, alcoholic hepatitis, congestive heart failure, vascular occlusion syndromes (eg, Budd-Chiari syndrome), and metastatic liver disease.

From the values in Table 1, our patient’s gradient is 0.8 g/dL, which is considered low. However, we cannot completely rule out cirrhosis as the cause of her ascites because she was taking a diuretic, and diuretics can falsely decrease the gradient. Heart failure is unlikely, based on the results of echocardiography and catheterization. In addition, the 24-hour urinary protein concentration is normal, as is alpha-1 antitrypsin secretion in the stool, ruling out protein-losing nephropathy or enteropathy as the cause of her low albumin and ascites.

A high triglyceride content in her ascitic fluid (> 150 mg/dL) is consistent with chylous ascites, which is seen in patients with previous abdominal surgery or with lymphatic obstruction due to malignancy. A high neutrophil count in the ascitic fluid and a negative culture are also consistent with chylous ascites. However, in this patient, recent surgery as the cause of chylous ascites does not explain the systemic features of hepatosplenomegaly, anemia, thrombocytosis, and low albumin. Moreover, her high C-reactive protein value suggests an ongoing inflammatory process, although her erythrocyte sedimentation rate is not significantly elevated.

Therefore, the most likely cause of ascites in this patient is abdominal malignancy.

WHAT SHOULD BE DONE NEXT?

2. Which of the following studies is reasonable in this patient at this point?

  • Serum protein electrophoresis
  • Computed tomography (CT) of the chest, abdomen, and pelvis
  • Liver biopsy
  • Cytologic study of the ascitic fluid

All of these studies would be reasonable and in fact were done in this patient.

Serum protein electrophoresis (Table 2) identified a monoclonal protein band in the immunoglobulin G (IgG) kappa region.

Cytologic study of the ascitic fluid was negative for malignant cells.

Chest CT revealed bilateral pleural effusions, pericardial effusion, and bilateral axillary lymphadenopathy. CT of the abdomen and pelvis was normal, except for ascites, and no pelvic tumor was noted.

Figure 1. Liver biopsy study revealed mild centrilobular scarring, but the rest of the parenchymal architecture was normal, with no evid-ence of bridging fibrosis or nodular regenerative hyperplasia. There is some centrilobular cell “dropout” (A, arrows), but the overall liver archi-tecture remains intact. There is no evidence of nodular regenerativehyperplasia (hematoxylin and eosin, × 20). Masson trichrome stain (B) showed no evidence of fibrosis (collagenous tissue appears blue) (magnification × 10.)

Liver biopsy was done to look for the source of her unexplained ascites with elevated alkaline phosphatase, as all other investigations so far were normal. It revealed mild centrilobular scarring, but the rest of the parenchymal architecture was normal, with no evidence of bridging fibrosis or nodular regenerative hyperplasia (Figure 1).

Transjugular measurement of the hepatic vein pressure revealed a hepatic vein pressure gradient of 9 mm Hg, indicating mild portal hypertension. Venography showed widely patent hepatic and portal veins. Her high inflammatory marker levels could have been caused by smoldering rheumatoid arthritis; however, since the patient has had no joint symptoms for 18 years, this is very unlikely. It is more likely to be caused by a plasma cell disorder, as suggested by a monoclonal protein on electrophoresis.

 

 

WHAT IS THE DIAGNOSIS?

3. What is the most likely diagnosis in our patient?

  • Rheumatoid arthritis
  • Cryoglobulinemia
  • Capillary leak syndrome
  • Hematologic malignancy
  • Syndrome of polyneuropathy, organomegaly, endocrinopathy, monoclonal protein, and skin changes (POEMS syndrome)

Rheumatoid arthritis can present with hepatosplenomegaly, lymphadenopathy, ascites, and skin rash, particularly if antinuclear antibody and rheumatoid factor are elevated. Ascites is known to occur in association with rheumatoid arthritis in the setting of Felty syndrome or nodular regenerative hyperplasia of the liver.2 However, our patient did not have leukopenia or evidence of regenerative hyperplasia on liver biopsy. Moreover, her rheumatoid arthritis had remained clinically inactive for a long time.

Cryoglobulinemia was possible, given her ascites, neuropathy, and splenomegaly, but her serum hepatic antibody and C4 complement values were normal.3 Also, the appearance of her rash was not typical of cryoglobulinemia.

Capillary leak syndrome was ruled out by the absence of hypotensive episodes, edema of the face or upper extremities, or renal failure.4

Lymphoma was excluded by flow cytometry.

A monoclonal protein on serum electrophoresis may suggest multiple myeloma, but this patient had multisystem involvement including organomegaly, endocrinopathy, and skin abnormalities. Thus, POEMS syndrome is the most likely diagnosis.

4. Which test should be done at this time to confirm the diagnosis of POEMS syndrome?

  • Bone marrow biopsy
  • Vascular endothelial growth factor testing
  • Nerve conduction study
  • Complete x-ray bone survey

A test for vascular endothelial growth factor should be done. This growth factor is almost always elevated in POEMS, and a positive test helps confirm the diagnosis of POEMS. Our patient’s level was elevated at 1,664 pg/mL (reference range 31–86).

POEMS is thought to be a variant of plasma cell dyscrasia, and all patients with POEMS have a monoclonal protein on electrophoresis. On this background, multiple myeloma is an important consideration.

Figure 2. Bone marrow biopsy study showed mild (< 10%) plasmacytosis (arrows) (hematoxylin and eosin, × 20).

Our patient underwent bone marrow biopsy, which revealed mild plasmacytosis (< 10%) (Figure 2). A complete bone survey showed generalized osteopenia without blastic or lytic lesions. To complete the workup for POEMS syndrome, a nerve conduction study was done to look for neuropathy; it showed bilateral sensory motor neuropathy with features of both a demyelinating process and axonal loss.

POEMS SYNDROME

POEMS syndrome is a constellation of features such as organomegaly and endocrine and skin abnormalities in association with neuropathy and a monoclonal protein on electrophoresis.5 In 2003, Dispenzieri et al6 described the major and minor diagnostic criteria based on a retrospective analysis of 99 patients with POEMS syndrome.6 Later, elevated vascular endothelial growth factor was added as a confirmatory diagnostic criterion.7 This growth factor is also an indicator of prognosis in POEMS syndrome, and its level can be used to monitor the response to treatment.7

Our patient met both major criteria for POEMS syndrome, ie, polyneuropathy (based on nerve conduction studies) and a monoclonal protein. Polyneuropathy in POEMS syndrome usually occurs as sensorimotor peripheral neuropathy of insidious onset and is seldom painful. Nerve biopsy study reveals demyelination with features of axonal loss. Interestingly, although our patient had neuropathy as diagnosed by electromyography, she remained clinically asymptomatic.

The monoclonal protein in POEMS syndrome is commonly IgA or IgG. Light chains are always present and are mainly the lambda type; kappa light chains are also reported in rare cases. Our patient had IgG kappa light chains.

Our patient met a number of the minor criteria for POEMS syndrome: ie, organomegaly (hepatosplenomegaly, lymphadenopathy), endocrinopathy (hypothyroidism, diabetes), skin changes (hyperpigmentation and plaques of the lower extremities), edema, pleural effusion, and ascites.

Endocrine disorders in POEMS syndrome

The endocrine abnormalities most often described in POEMS syndrome are hypogonadism, hypothyroidism, and diabetes mellitus. But because hypothyroidism and diabetes are common in the general population, it is debatable whether either of these could constitute the endocrine component of POEMS syndrome. Nevertheless, in three large series,6,7 occurrences of these two disorders were common, although less specific than adrenal or pituitary involvement.

In the analysis by Dispenzieri et al,6 67% of patients had at least one endocrine abnormality. Our patient had no evidence of an adrenal disorder.

Skin, skeletal, and other changes

The skin changes in POEMS syndrome are often nonspecific and include hyperpigmentation, sclerodema-like thickening, and plaques.

Skeletal changes are noted in up to 97% of patients. A skeletal survey in our patient revealed generalized osteopenia as opposed to osteosclerotic lesions, which are common in POEMS syndrome.

Anemia and thrombocytosis (as in our patient) are usually seen in POEMS syndrome and are induced by cytokines.6 POEMS syndrome also leads to increased thrombotic complications from the release of inflammatory cytokines.

Hypoalbuminemia and anasarca including ascites are often seen in POEMS syndrome (prevalence 29% to 89%) and are attributed to cytokine-induced increased vascular permeability. In POEMS syndrome, the serum-ascites albumin gradient is usually less than 1.1 g/dL, as in our patient.

Stepani et al8 reported one case of culture-negative neutrocytic ascites with portal hypertension in POEMS syndrome.8 (Culture-negative neutrocytic ascites is defined as an ascitic fluid polymorphonuclear count greater than 250/mm3 and a negative ascitic fluid culture in the absence of previous antibiotic therapy.) Chylous ascites has not yet been described in POEMS syndrome. However, chylous ascites is predominantly lymphocytic, whereas our patient had neutrocytic ascites.

We concluded that the cause of our patient’s ascites was multifactorial and included previous surgery and POEMS syndrome.

Nonclassic presentation

In addition to its classic presentation, POEMS syndrome is often reported in association with other “unusual features” such as cardiomyopathy, pulmonary hypertension, and cryoglobulinemia.6

So far, very few cases of portal hypertension in POEMS syndrome have been reported. Stepani et al8 described a patient who had POEMS syndrome and portal hypertension with extensive portal fibrosis without cirrhosis on liver biopsy. Inoue et al9 reported a liver biopsy feature consistent with idiopathic portal hypertension, also noting a case with mild fibrosis and few lymphocytic infiltrates in the portal tract.9

Figure 3. How the syndrome of polyneuropathy, organomegaly, endocrinopathy, monoclonal protein, and skin changes (POEMS) may lead to pulmonary and portal hypertension.

The etiopathogenesis of POEMS syndrome is attributed to proangiogenic vascular endothelial growth factor, and other inflammatory cytokines (interleukin 6, interleukin 1 beta, tumor necrosis factor alpha) also play a key role in pulmonary hypertension.10,11 A similar pathogenesis could also contribute to the development of portal hypertension (Figure 3).

CASE CONCLUDED

We started our patient on oral prednisone 60 mg daily for a month, tapered to a maintenance dose of 15 mg to suppress clonal proliferation of plasma cells. Her symptoms improved. Her vascular endothelial growth factor level decreased from 1,664 to 624 pg/mL. She was enrolled in a National Institutes of Health study to evaluate the effect of a potential new immunomodulator treatment for POEMS syndrome.

In conclusion, POEMS syndrome is rare and can present with many atypical features. A high index of suspicion is needed to detect it in a patient who has noncirrhotic portal hypertension with ascites and multisystem involvement.

A 42-year-old woman is admitted to the hospital with worsening shortness of breath on exertion, poor exercise tolerance, leg edema, and swelling of the abdomen. Her symptoms have been getting worse over the last 4 months. She reports no history of fever, chills, night sweats, bleeding disorder, joint pain, weight loss, or loss of appetite.

She has type 2 diabetes mellitus and hypothyroidism. She had rheumatoid arthritis but said it was “inactive,” not requiring treatment for the last 18 years. Three months ago, she underwent a total hysterectomy and salpingo-oophorectomy for a complex adnexal mass, biopsy of which revealed a benign mucinous ovarian cyst.

Her current medications include furosemide, levothyroxine, and metformin. She is an ex-smoker with a 7 pack-year history. She drinks a glass of wine on social occasions only. Her family history is unremarkable.

On examination, she is not in distress and she has no fever. She has jugular venous distention of 5 cm, tense ascites, and marked edema of the legs, as well as hyperpigmented patches and erythematous plaques over both shins. Neck palpation reveals no lymphadenopathy or thyromegaly.

Her liver and the tip of the spleen are palpable following paracentesis, once ascitic fluid is removed.

The cardiovascular examination is normal. Chest auscultation reveals decreased breath sounds at the right lung base with bibasilar crackles. No focal neurologic deficit is noted on clinical examination.

Laboratory testing at the time of hospital admission (Table 1) includes a hepatitis panel (negative for exposure to hepatitis A, B, and C) and ascitic fluid studies. Chest radiography shows a right pleural effusion. Echocardiography demonstrates moderate pericardial effusion without tamponade; left and right ventricular function is normal. Cardiac magnetic resonance imaging finds no evidence of pericardial constriction or restrictive cardiomyopathy. Pressures are normal on pulmonary artery catheterization.

FINDING THE CAUSE OF ASCITES

1. What is the most likely cause of ascites in this patient?

  • Cirrhosis
  • Recent abdominal surgery
  • Congestive heart failure
  • Abdominal malignancy
  • Nephrotic syndrome

The serum-ascites albumin gradient—ie, the serum albumin concentration minus the ascitic fluid albumin concentration—helps determine whether ascites is related to portal hypertension.1 A high gradient (ie, above 1.1 g/dL) is seen in cirrhosis, alcoholic hepatitis, congestive heart failure, vascular occlusion syndromes (eg, Budd-Chiari syndrome), and metastatic liver disease.

From the values in Table 1, our patient’s gradient is 0.8 g/dL, which is considered low. However, we cannot completely rule out cirrhosis as the cause of her ascites because she was taking a diuretic, and diuretics can falsely decrease the gradient. Heart failure is unlikely, based on the results of echocardiography and catheterization. In addition, the 24-hour urinary protein concentration is normal, as is alpha-1 antitrypsin secretion in the stool, ruling out protein-losing nephropathy or enteropathy as the cause of her low albumin and ascites.

A high triglyceride content in her ascitic fluid (> 150 mg/dL) is consistent with chylous ascites, which is seen in patients with previous abdominal surgery or with lymphatic obstruction due to malignancy. A high neutrophil count in the ascitic fluid and a negative culture are also consistent with chylous ascites. However, in this patient, recent surgery as the cause of chylous ascites does not explain the systemic features of hepatosplenomegaly, anemia, thrombocytosis, and low albumin. Moreover, her high C-reactive protein value suggests an ongoing inflammatory process, although her erythrocyte sedimentation rate is not significantly elevated.

Therefore, the most likely cause of ascites in this patient is abdominal malignancy.

WHAT SHOULD BE DONE NEXT?

2. Which of the following studies is reasonable in this patient at this point?

  • Serum protein electrophoresis
  • Computed tomography (CT) of the chest, abdomen, and pelvis
  • Liver biopsy
  • Cytologic study of the ascitic fluid

All of these studies would be reasonable and in fact were done in this patient.

Serum protein electrophoresis (Table 2) identified a monoclonal protein band in the immunoglobulin G (IgG) kappa region.

Cytologic study of the ascitic fluid was negative for malignant cells.

Chest CT revealed bilateral pleural effusions, pericardial effusion, and bilateral axillary lymphadenopathy. CT of the abdomen and pelvis was normal, except for ascites, and no pelvic tumor was noted.

Figure 1. Liver biopsy study revealed mild centrilobular scarring, but the rest of the parenchymal architecture was normal, with no evid-ence of bridging fibrosis or nodular regenerative hyperplasia. There is some centrilobular cell “dropout” (A, arrows), but the overall liver archi-tecture remains intact. There is no evidence of nodular regenerativehyperplasia (hematoxylin and eosin, × 20). Masson trichrome stain (B) showed no evidence of fibrosis (collagenous tissue appears blue) (magnification × 10.)

Liver biopsy was done to look for the source of her unexplained ascites with elevated alkaline phosphatase, as all other investigations so far were normal. It revealed mild centrilobular scarring, but the rest of the parenchymal architecture was normal, with no evidence of bridging fibrosis or nodular regenerative hyperplasia (Figure 1).

Transjugular measurement of the hepatic vein pressure revealed a hepatic vein pressure gradient of 9 mm Hg, indicating mild portal hypertension. Venography showed widely patent hepatic and portal veins. Her high inflammatory marker levels could have been caused by smoldering rheumatoid arthritis; however, since the patient has had no joint symptoms for 18 years, this is very unlikely. It is more likely to be caused by a plasma cell disorder, as suggested by a monoclonal protein on electrophoresis.

 

 

WHAT IS THE DIAGNOSIS?

3. What is the most likely diagnosis in our patient?

  • Rheumatoid arthritis
  • Cryoglobulinemia
  • Capillary leak syndrome
  • Hematologic malignancy
  • Syndrome of polyneuropathy, organomegaly, endocrinopathy, monoclonal protein, and skin changes (POEMS syndrome)

Rheumatoid arthritis can present with hepatosplenomegaly, lymphadenopathy, ascites, and skin rash, particularly if antinuclear antibody and rheumatoid factor are elevated. Ascites is known to occur in association with rheumatoid arthritis in the setting of Felty syndrome or nodular regenerative hyperplasia of the liver.2 However, our patient did not have leukopenia or evidence of regenerative hyperplasia on liver biopsy. Moreover, her rheumatoid arthritis had remained clinically inactive for a long time.

Cryoglobulinemia was possible, given her ascites, neuropathy, and splenomegaly, but her serum hepatic antibody and C4 complement values were normal.3 Also, the appearance of her rash was not typical of cryoglobulinemia.

Capillary leak syndrome was ruled out by the absence of hypotensive episodes, edema of the face or upper extremities, or renal failure.4

Lymphoma was excluded by flow cytometry.

A monoclonal protein on serum electrophoresis may suggest multiple myeloma, but this patient had multisystem involvement including organomegaly, endocrinopathy, and skin abnormalities. Thus, POEMS syndrome is the most likely diagnosis.

4. Which test should be done at this time to confirm the diagnosis of POEMS syndrome?

  • Bone marrow biopsy
  • Vascular endothelial growth factor testing
  • Nerve conduction study
  • Complete x-ray bone survey

A test for vascular endothelial growth factor should be done. This growth factor is almost always elevated in POEMS, and a positive test helps confirm the diagnosis of POEMS. Our patient’s level was elevated at 1,664 pg/mL (reference range 31–86).

POEMS is thought to be a variant of plasma cell dyscrasia, and all patients with POEMS have a monoclonal protein on electrophoresis. On this background, multiple myeloma is an important consideration.

Figure 2. Bone marrow biopsy study showed mild (< 10%) plasmacytosis (arrows) (hematoxylin and eosin, × 20).

Our patient underwent bone marrow biopsy, which revealed mild plasmacytosis (< 10%) (Figure 2). A complete bone survey showed generalized osteopenia without blastic or lytic lesions. To complete the workup for POEMS syndrome, a nerve conduction study was done to look for neuropathy; it showed bilateral sensory motor neuropathy with features of both a demyelinating process and axonal loss.

POEMS SYNDROME

POEMS syndrome is a constellation of features such as organomegaly and endocrine and skin abnormalities in association with neuropathy and a monoclonal protein on electrophoresis.5 In 2003, Dispenzieri et al6 described the major and minor diagnostic criteria based on a retrospective analysis of 99 patients with POEMS syndrome.6 Later, elevated vascular endothelial growth factor was added as a confirmatory diagnostic criterion.7 This growth factor is also an indicator of prognosis in POEMS syndrome, and its level can be used to monitor the response to treatment.7

Our patient met both major criteria for POEMS syndrome, ie, polyneuropathy (based on nerve conduction studies) and a monoclonal protein. Polyneuropathy in POEMS syndrome usually occurs as sensorimotor peripheral neuropathy of insidious onset and is seldom painful. Nerve biopsy study reveals demyelination with features of axonal loss. Interestingly, although our patient had neuropathy as diagnosed by electromyography, she remained clinically asymptomatic.

The monoclonal protein in POEMS syndrome is commonly IgA or IgG. Light chains are always present and are mainly the lambda type; kappa light chains are also reported in rare cases. Our patient had IgG kappa light chains.

Our patient met a number of the minor criteria for POEMS syndrome: ie, organomegaly (hepatosplenomegaly, lymphadenopathy), endocrinopathy (hypothyroidism, diabetes), skin changes (hyperpigmentation and plaques of the lower extremities), edema, pleural effusion, and ascites.

Endocrine disorders in POEMS syndrome

The endocrine abnormalities most often described in POEMS syndrome are hypogonadism, hypothyroidism, and diabetes mellitus. But because hypothyroidism and diabetes are common in the general population, it is debatable whether either of these could constitute the endocrine component of POEMS syndrome. Nevertheless, in three large series,6,7 occurrences of these two disorders were common, although less specific than adrenal or pituitary involvement.

In the analysis by Dispenzieri et al,6 67% of patients had at least one endocrine abnormality. Our patient had no evidence of an adrenal disorder.

Skin, skeletal, and other changes

The skin changes in POEMS syndrome are often nonspecific and include hyperpigmentation, sclerodema-like thickening, and plaques.

Skeletal changes are noted in up to 97% of patients. A skeletal survey in our patient revealed generalized osteopenia as opposed to osteosclerotic lesions, which are common in POEMS syndrome.

Anemia and thrombocytosis (as in our patient) are usually seen in POEMS syndrome and are induced by cytokines.6 POEMS syndrome also leads to increased thrombotic complications from the release of inflammatory cytokines.

Hypoalbuminemia and anasarca including ascites are often seen in POEMS syndrome (prevalence 29% to 89%) and are attributed to cytokine-induced increased vascular permeability. In POEMS syndrome, the serum-ascites albumin gradient is usually less than 1.1 g/dL, as in our patient.

Stepani et al8 reported one case of culture-negative neutrocytic ascites with portal hypertension in POEMS syndrome.8 (Culture-negative neutrocytic ascites is defined as an ascitic fluid polymorphonuclear count greater than 250/mm3 and a negative ascitic fluid culture in the absence of previous antibiotic therapy.) Chylous ascites has not yet been described in POEMS syndrome. However, chylous ascites is predominantly lymphocytic, whereas our patient had neutrocytic ascites.

We concluded that the cause of our patient’s ascites was multifactorial and included previous surgery and POEMS syndrome.

Nonclassic presentation

In addition to its classic presentation, POEMS syndrome is often reported in association with other “unusual features” such as cardiomyopathy, pulmonary hypertension, and cryoglobulinemia.6

So far, very few cases of portal hypertension in POEMS syndrome have been reported. Stepani et al8 described a patient who had POEMS syndrome and portal hypertension with extensive portal fibrosis without cirrhosis on liver biopsy. Inoue et al9 reported a liver biopsy feature consistent with idiopathic portal hypertension, also noting a case with mild fibrosis and few lymphocytic infiltrates in the portal tract.9

Figure 3. How the syndrome of polyneuropathy, organomegaly, endocrinopathy, monoclonal protein, and skin changes (POEMS) may lead to pulmonary and portal hypertension.

The etiopathogenesis of POEMS syndrome is attributed to proangiogenic vascular endothelial growth factor, and other inflammatory cytokines (interleukin 6, interleukin 1 beta, tumor necrosis factor alpha) also play a key role in pulmonary hypertension.10,11 A similar pathogenesis could also contribute to the development of portal hypertension (Figure 3).

CASE CONCLUDED

We started our patient on oral prednisone 60 mg daily for a month, tapered to a maintenance dose of 15 mg to suppress clonal proliferation of plasma cells. Her symptoms improved. Her vascular endothelial growth factor level decreased from 1,664 to 624 pg/mL. She was enrolled in a National Institutes of Health study to evaluate the effect of a potential new immunomodulator treatment for POEMS syndrome.

In conclusion, POEMS syndrome is rare and can present with many atypical features. A high index of suspicion is needed to detect it in a patient who has noncirrhotic portal hypertension with ascites and multisystem involvement.

References
  1. Runyon BA, Montano AA, Akriviadis EA, Antillon MR, Irving MA, McHutchison JG. The serum-ascites albumin gradient is superior to the exudate-transudate concept in the differential diagnosis of ascites. Ann Intern Med 1992; 117:215220.
  2. Harris M, Rash RM, Dymock IW. Nodular, non-cirrhotic liver associated with portal hypertension in a patient with rheumatoid arthritis. J Clin Pathol 1974; 27:963966.
  3. Ramos-Casals M, Stone JH, Cid MC, Bosch X. The cryoglobulinaemias. Lancet 2012; 379:348360.
  4. Druey KM, Greipp PR. Narrative review: the systemic capillary leak syndrome. Ann Intern Med 2010; 153:9098.
  5. Bardwick PA, Zvaifler NJ, Gill GN, Newman D, Greenway GD, Resnick DL. Plasma cell dyscrasia with polyneuropathy, organomegaly, endocrinopathy, M protein, and skin changes: the POEMS syndrome. Report on two cases and a review of the literature. Medicine (Baltimore) 1980; 59:311322.
  6. Dispenzieri A, Kyle RA, Lacy MQ, et al. POEMS syndrome: definitions and long-term outcome. Blood 2003; 101:24962506.
  7. Dispenzieri A. POEMS syndrome. Blood Rev 2007; 21:285299.
  8. Stepani P, Courouble Y, Postel P, et al. Portal hypertension and neutrocytic ascites in POEMS syndrome. Gastroenterol Clin Biol 1998; 22:10951097. Article in French.
  9. Inoue R, Nakazawa A, Tsukada N, et al. POEMS syndrome with idiopathic portal hypertension: autopsy case and review of the literature. Pathol Int 2010; 60:316320.
  10. Gherardi RK, Bélec L, Soubrier M, et al. Overproduction of proinflammatory cytokines imbalanced by their antagonists in POEMS syndrome. Blood 1996; 87:14581465.
  11. Mukerjee D, Kingdon E, Vanderpump M, Coghlan JG. Pathophysiological insights from a case of reversible pulmonary arterial hypertension. J R Soc Med 2003; 96:403404.
References
  1. Runyon BA, Montano AA, Akriviadis EA, Antillon MR, Irving MA, McHutchison JG. The serum-ascites albumin gradient is superior to the exudate-transudate concept in the differential diagnosis of ascites. Ann Intern Med 1992; 117:215220.
  2. Harris M, Rash RM, Dymock IW. Nodular, non-cirrhotic liver associated with portal hypertension in a patient with rheumatoid arthritis. J Clin Pathol 1974; 27:963966.
  3. Ramos-Casals M, Stone JH, Cid MC, Bosch X. The cryoglobulinaemias. Lancet 2012; 379:348360.
  4. Druey KM, Greipp PR. Narrative review: the systemic capillary leak syndrome. Ann Intern Med 2010; 153:9098.
  5. Bardwick PA, Zvaifler NJ, Gill GN, Newman D, Greenway GD, Resnick DL. Plasma cell dyscrasia with polyneuropathy, organomegaly, endocrinopathy, M protein, and skin changes: the POEMS syndrome. Report on two cases and a review of the literature. Medicine (Baltimore) 1980; 59:311322.
  6. Dispenzieri A, Kyle RA, Lacy MQ, et al. POEMS syndrome: definitions and long-term outcome. Blood 2003; 101:24962506.
  7. Dispenzieri A. POEMS syndrome. Blood Rev 2007; 21:285299.
  8. Stepani P, Courouble Y, Postel P, et al. Portal hypertension and neutrocytic ascites in POEMS syndrome. Gastroenterol Clin Biol 1998; 22:10951097. Article in French.
  9. Inoue R, Nakazawa A, Tsukada N, et al. POEMS syndrome with idiopathic portal hypertension: autopsy case and review of the literature. Pathol Int 2010; 60:316320.
  10. Gherardi RK, Bélec L, Soubrier M, et al. Overproduction of proinflammatory cytokines imbalanced by their antagonists in POEMS syndrome. Blood 1996; 87:14581465.
  11. Mukerjee D, Kingdon E, Vanderpump M, Coghlan JG. Pathophysiological insights from a case of reversible pulmonary arterial hypertension. J R Soc Med 2003; 96:403404.
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The conundrum of explaining breast density to patients

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The conundrum of explaining breast density to patients

Density: The quality or state of being dense; the quantity per unit volume, unit area, or unit length; the degree of opacity of a translucent medium, or the common logarithm of the opacity.

—Merriam-Webster’s dictionary1

For more than a decade, federal law in the United States has compelled breast imaging centers to give every mammography patient a letter explaining her result.2

See related editorial

Often, however, the first person a woman speaks to about her findings is her primary care clinician, particularly if she has had a screening mammogram at a center where films are “batch-read” and are not viewed by the radiologist at the time of the appointment. Internal medicine physicians are often called on to help women understand their findings and to order follow-up tests recommended by the radiologist—a not uncommon occurrence. Also, internists often need to address patients’ anxieties about the possibility of breast cancer and provide them with enough information to make an informed decision about an appropriate action plan.

Meanwhile, discussing mammography has become more complicated. In 2009, the United States Preventive Services Task Force stopped recommending that women under age 50 be routinely screened for breast cancer, and instead stated that the decision to begin screening these women should consider “patient context” and the patient’s personal “values”3—with the implication that women’s primary clinicians would play an important role in helping them weigh the test’s potential benefits and harms.

More and more, internists must grapple with the task of how to help women decipher the concept of “breast density,” understand their personal density results, and make an informed decision about whether to undergo additional imaging studies, such as ultrasonography and magnetic resonance imaging (MRI).

LEGISLATION REQUIRING DENSITY NOTIFICATION

The impetus for this change in practice has been spurred in large part by patient advocates, who have argued that women deserve to know their density because mammography is less sensitive in women with dense breasts. So far, at least 12 states have enacted laws requiring breast imaging centers to add information about breast density in the result notification letters they mail to patients. Legislatures in several other states are considering breast density notification laws,4 and federal legislation has been proposed.

Some of the state laws, such as those in Connecticut, Texas, and Virginia, require informing all mammography patients about their density findings, whether or not they have dense breast tissue. Other states, such as California, Hawaii, and New York, require informing only those found to have dense tissue. And some states, such as California, Connecticut, Hawaii, Texas, and Virginia, require specific wording in the density notification letter (Table 1).

The details of all these notification laws may differ in how they specify which patients must be notified and in how the information should be worded, but the goal is the same: to raise women’s awareness so that they can embark on an informed decision with their physician about whether to undergo further testing.

Because of liability concerns, some breast imaging centers in states that currently lack such notification laws have begun informing women about their density results.

Unfortunately, at this point clinicians have no clear guidelines for helping patients with dense breasts decide whether to undergo additional testing. In addition, the evidence is equivocal, and the tests have risks as well as benefits. The patient needs to understand all this by discussing it with her physician. And to discuss this decision effectively, the physician must be well versed in the evolving literature on breast density. Below, we present important points to keep in mind as we foster these discussions with our patients.

BREAST TISSUE DENSITY IS STILL A SUBJECTIVE MEASUREMENT

Figure 1. Mammography shows, from left to right, fatty breast tissue, heterogeneously dense tissue, and extremely dense tissue.

Breast density limits the sensitivity of mammography. This is widely established. Yet the interpretation of breast density today is subjective. It is determined by the interpreting radiologist based on the Breast Imaging and Reporting Data System (BI-RADS), which defines “heterogeneously dense” breasts as those containing 50% to 75% dense tissue and “dense” breasts as those with more than 75%5 (Figure 1). This subjective measurement is based on two-dimensional imaging, which may underestimate or overestimate the percentage of breast density because of tissue summation. Ideally, density should be measured using three-dimensional imaging with automated software,6 but this technology is not yet widely available.

INCREASED DETECTION OF BENIGN LESIONS

Although adding ultrasonography to mammography in patients with dense breast tissue detects additional cancers,7,8 it also leads to a significant increase in the detection of lesions that are not malignant yet require additional workup or biopsy.

The largest study to examine this was the American College of Radiology Imaging Network Protocol 6666 (ACRIN 6666),7 a multi-institutional study evaluating the diagnostic yield, sensitivity, and specificity of adding ultrasonography in high-risk patients who presented with negative mammograms and had heterogeneously dense tissue in at least one quadrant.7 (High risk was defined as a threefold higher risk of breast cancer as determined by risk factors such as personal history of breast cancer or high-risk lesions, or elevated risk using the Gail or Claus model.) The supplemental yield was 4.2 cancers per 1,000 women (95% confidence interval 1.1 to 7.2 per 1,000) on a single prevalent screen. Of 12 cancers detected solely by ultrasonography, 11 were invasive and had a median size of 10 mm. Of those reported, 8 of 9 were node-negative. Despite this additional yield, the positive predictive value of biopsy prompted by ultrasonography was only 8.9%.7 Other investigators have reported similar findings.8

RELATIONSHIP BETWEEN DENSITY AND CANCER RISK STILL NOT CLEAR

The relationship between breast density and cancer risk is not entirely clear. Higher breast density has been associated with a higher risk of breast cancer,9,10 presumably because cancer usually develops in parenchyma, and not fatty tissue. Yet obesity and age, which are inversely associated with density, are also risk factors for the development of breast cancer. Some prominent radiologists have cast doubt on the methodology used in these density studies, which relied on density measurements calculated by two-dimensional views of the breast, and have called for a re-evaluation of the relationship between density and cancer risk.6

 

 

LIMITED HEALTH LITERACY: A CHALLENGE

The term “breast density” is unfamiliar to most lay people. As physicians, we need to keep in mind that more than a third of US adults have limited health literacy and thus have difficulty processing basic health information.11 But even the 1 in 10 US women with “proficient” health literacy skills may find the term “density” confusing.

As the definition at the opening of this article suggests, the word itself is nuanced and has different meanings. Anecdotally, both of the authors, a general internist (E.M.) and a breast imaging specialist (M.Y.), have encountered numerous quizzical and sometimes distrustful reactions when telling patients—including some with graduate degrees—that they have “dense” breast tissue and might benefit from additional ultrasonographic testing. Avoiding jargon is key; studies have found that terms such as “benign” can be confusing when used in a mammogram result notification letter.12

How can we explain the concept of breast density to our patients?

Supplemental educational materials that feature simple pictures can also be helpful in conveying complex health information,13 although their effect on the communication of breast density has not been studied. The American College of Radiology and the Society of Breast Imaging produce a freely available, downloadable patient brochure on breast density that includes photographs of mammograms with high and low breast density. The brochure is available from the American College of Radiology online at www.acr.org, under “Tools you can use.”

We recommend introducing women to the concept of breast density before they undergo mammography—at the time the test is ordered—and provide them with supplemental materials such as the above-mentioned brochure. About 1 out of every 10 women who undergo screening mammography has a result requiring additional testing that does not result in a cancer diagnosis. Yet a body of research suggests that many women don’t realize that mammograms don’t always yield a cut-and-dried “cancer” or “no cancer” result. In past studies, women have said they were unaware of how common it is to be called back after routine screening mammography, and they wanted to be prepared for this in advance.12,14 Similarly, many women are unaware of the concept of breast density and don’t know that they may be told about these findings when they get their mammogram report.

Avoid causing anxiety

When explaining results to women with dense breasts, we should emphasize that there are no abnormalities on the current mammogram, and that the only reason to consider additional imaging is the breast density. But regardless of the ultimate outcome, an abnormal mammogram can trigger long-standing anxiety, 15 and it is reasonable to assume that some women will become anxious when told they have highly dense breasts. It is important that clinicians be aware of this potential anxiety and inquire about any personal cancer-related concerns at the time they discuss their findings.16

Helping the patient choose the type of additional screening

If a patient is found to have dense breasts and chooses to undergo additional screening, the decision about which test—ultrasonography or MRI—can be based on the woman’s lifetime risk of breast cancer.

The American Cancer Society recommends that patients with a lifetime risk of 20% or greater—according to a risk model such as BRCAPRO, Tyrer-Cuzick, or BOADICEA (Breast and Ovarian Analysis of Disease Incidence and Carrier Estimation Algorithm)—should be screened annually with breast MRI regardless of breast density. Patients in this category are those who carry the BRCA gene mutations and their untested first-degree relatives, and patients with Li-Fraumeni, Cowden, or Bannayan-Riley-Ruvalcaba syndrome. Also considered are women who underwent chest radiation between the ages of 10 and 30, and patients who have more than one first-degree relative with breast cancer but who do not have an identifiable genetic mutation.17

Patients with dense breasts who have an increased lifetime risk but who do not meet these criteria and those who are at average risk may be offered breast ultrasonography. If risk factors are unclear, genetic counseling can help determine the lifetime risk and thus help the patient choose the additional screening test.18

MORE WORK TO DO

Clearly, we still do not know how to explain breast density results to our patients in a way that will help them make a fully informed decision about additional screening. Research suggests that letters alone are insufficient,13,19,20 and there is no guarantee that simply adding breast density notification language to result letters will enhance a woman’s understanding and empower her to choose a course of action that is sensitive to her personal preferences.

As more states adopt notification legislation, we must develop effective methods to improve our patients’ understanding of the meaning and implications of having dense breasts and to help them decide how to proceed. Such tools could include videos, Web sites, and pictorials, as well as specialized training for patient educators and health navigators. Otherwise, including this additional, conceptually difficult information to result notification letters could make the doctor-patient interaction even more “dense”—and could increase women’s uncertainty and anxiety about their personal risk of cancer.21

References
  1. Merriam-Webster online dictionary. Density http://www.merriam-webster.com/dictionary/density. Accessed November 12, 2013.
  2. US Food and Drug Administration (FDA). Radiation-emitting products: Frequently asked questions about MQSA. http://www.fda.gov/Radiation-EmittingProducts/MammographyQualityStandardsActandProgram/ConsumerInformation/ucm113968.htm. Accessed November 12, 2013.
  3. US Preventive Services Task Force. Screening for breast cancer: US Preventive Services Task Force recommendation statement. Ann Intern Med 2009; 151:716726, W–236.
  4. Are You Dense Advocacy Inc. Are you dense? http://areyoudenseadvocacy.org. Accessed November 12, 2013.
  5. American College of Radiology. Breast Imaging Reporting and Data System (BI-RADS). 4th ed. http://www.acr.org/~/media/ACR/Documents/PDF/QualitySafety/Resources/BIRADS/MammoBIRADS.pdf. Accessed November 12, 2013.
  6. Kopans DB. Basic physics and doubts about relationship between mammographically determined tissue density and breast cancer risk. Radiology 2008; 246:348353.
  7. Berg WA, Blume JD, Cormack JB, et al; ACRIN 6666 Investigators. Combined screening with ultrasound and mammography vs mammography alone in women at elevated risk of breast cancer. JAMA 2008; 299:21512163.
  8. Hooley RJ, Greenberg KL, Stackhouse RM, Geisel JL, Butler RS, Philpotts LE. Screening US in patients with mammographically dense breasts: initial experience with Connecticut Public Act 09-41. Radiology 2012; 265:5969.
  9. Vacek PM, Geller BM. A prospective study of breast cancer risk using routine mammographic breast density measurements. Cancer Epidemiol Biomarkers Prev 2004; 13:715722.
  10. Boyd NF, Guo H, Martin LJ, et al. Mammographic density and the risk and detection of breast cancer. N Engl J Med 2007; 356:227236.
  11. Kutner M, Greenberg E, Jin Y, Paulsen C; National Center for Education Statistics. The health literacy of America’s adults: Results from the 2003 national assessment of adult literacy. US Department of Education. http://nces.ed.gov/pubs2006/2006483.pdf. Accessed November 12, 2013.
  12. Marcus EN, Drummond D, Dietz N. Urban women’s p for learning of their mammogram result: a qualitative study. J Cancer Educ 2012; 27:156164.
  13. Houts PS, Doak CC, Doak LG, Loscalzo MJ. The role of pictures in improving health communication: a review of research on attention, comprehension, recall, and adherence. Patient Educ Couns 2006; 61:173190.
  14. Nekhlyudov L, Li R, Fletcher SW. Information and involvement p of women in their 40s before their first screening mammogram. Arch Intern Med 2005; 165:13701374.
  15. Barton MB, Moore S, Polk S, Shtatland E, Elmore JG, Fletcher SW. Increased patient concern after false-positive mammograms: clinician documentation and subsequent ambulatory visits. J Gen Intern Med 2001; 16:150156.
  16. Politi MC, Street RL. The importance of communication in collaborative decision making: facilitating shared mind and the management of uncertainty. J Eval Clin Pract 2011; 17:579584.
  17. Saslow D, Boetes C, Burke W, et al; American Cancer Society Breast Cancer Advisory Group. American Cancer Society guidelines for breast screening with MRI as an adjunct to mammography. CA Cancer J Clin 2007; 57:7589.
  18. Berg WA. Tailored supplemental screening for breast cancer: what now and what next? AJR Am J Roentgenol 2009; 192:390399.
  19. Jones BA, Reams K, Calvocoressi L, Dailey A, Kasl SV, Liston NM. Adequacy of communicating results from screening mammograms to African American and white women. Am J Public Health 2007; 97:531538.
  20. Karliner LS, Patricia Kaplan C, Juarbe T, Pasick R, Pérez-Stable EJ. Poor patient comprehension of abnormal mammography results. J Gen Intern Med 2005; 20:432437.
  21. Marcus EN. Post-mammogram letters often confuse more than they help. Washington Post, February 25, 2013. http://articles.washingtonpost.com/2013-02-25/national/37287736_1_mammogram-letters-densebreasts/2. Accessed November 12, 2013.
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Erin N. Marcus, MD, MPH
Division of General Internal Medicine, Department of Medicine, University of Miami, Miller School of Medicine; Sylvester Comprehensive Cancer Center, Miami, FL

Monica Yepes, MD
Sylvester Comprehensive Cancer Center; Chief of Breast Imaging Services, Department of Radiology, University of Miami, Miller School of Medicine, Miami, FL

Address: Erin N. Marcus, MD, MPH, JMH Ambulatory Care Center West, 1611 NW 12th Avenue, Suite 358, PO Box 016960 (R103), Miami, FL 33101; e-mail: [email protected]

Dr. Marcus receives grant support from the American Cancer Society and the Ford Foundation.

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Erin N. Marcus, MD, MPH
Division of General Internal Medicine, Department of Medicine, University of Miami, Miller School of Medicine; Sylvester Comprehensive Cancer Center, Miami, FL

Monica Yepes, MD
Sylvester Comprehensive Cancer Center; Chief of Breast Imaging Services, Department of Radiology, University of Miami, Miller School of Medicine, Miami, FL

Address: Erin N. Marcus, MD, MPH, JMH Ambulatory Care Center West, 1611 NW 12th Avenue, Suite 358, PO Box 016960 (R103), Miami, FL 33101; e-mail: [email protected]

Dr. Marcus receives grant support from the American Cancer Society and the Ford Foundation.

Author and Disclosure Information

Erin N. Marcus, MD, MPH
Division of General Internal Medicine, Department of Medicine, University of Miami, Miller School of Medicine; Sylvester Comprehensive Cancer Center, Miami, FL

Monica Yepes, MD
Sylvester Comprehensive Cancer Center; Chief of Breast Imaging Services, Department of Radiology, University of Miami, Miller School of Medicine, Miami, FL

Address: Erin N. Marcus, MD, MPH, JMH Ambulatory Care Center West, 1611 NW 12th Avenue, Suite 358, PO Box 016960 (R103), Miami, FL 33101; e-mail: [email protected]

Dr. Marcus receives grant support from the American Cancer Society and the Ford Foundation.

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Density: The quality or state of being dense; the quantity per unit volume, unit area, or unit length; the degree of opacity of a translucent medium, or the common logarithm of the opacity.

—Merriam-Webster’s dictionary1

For more than a decade, federal law in the United States has compelled breast imaging centers to give every mammography patient a letter explaining her result.2

See related editorial

Often, however, the first person a woman speaks to about her findings is her primary care clinician, particularly if she has had a screening mammogram at a center where films are “batch-read” and are not viewed by the radiologist at the time of the appointment. Internal medicine physicians are often called on to help women understand their findings and to order follow-up tests recommended by the radiologist—a not uncommon occurrence. Also, internists often need to address patients’ anxieties about the possibility of breast cancer and provide them with enough information to make an informed decision about an appropriate action plan.

Meanwhile, discussing mammography has become more complicated. In 2009, the United States Preventive Services Task Force stopped recommending that women under age 50 be routinely screened for breast cancer, and instead stated that the decision to begin screening these women should consider “patient context” and the patient’s personal “values”3—with the implication that women’s primary clinicians would play an important role in helping them weigh the test’s potential benefits and harms.

More and more, internists must grapple with the task of how to help women decipher the concept of “breast density,” understand their personal density results, and make an informed decision about whether to undergo additional imaging studies, such as ultrasonography and magnetic resonance imaging (MRI).

LEGISLATION REQUIRING DENSITY NOTIFICATION

The impetus for this change in practice has been spurred in large part by patient advocates, who have argued that women deserve to know their density because mammography is less sensitive in women with dense breasts. So far, at least 12 states have enacted laws requiring breast imaging centers to add information about breast density in the result notification letters they mail to patients. Legislatures in several other states are considering breast density notification laws,4 and federal legislation has been proposed.

Some of the state laws, such as those in Connecticut, Texas, and Virginia, require informing all mammography patients about their density findings, whether or not they have dense breast tissue. Other states, such as California, Hawaii, and New York, require informing only those found to have dense tissue. And some states, such as California, Connecticut, Hawaii, Texas, and Virginia, require specific wording in the density notification letter (Table 1).

The details of all these notification laws may differ in how they specify which patients must be notified and in how the information should be worded, but the goal is the same: to raise women’s awareness so that they can embark on an informed decision with their physician about whether to undergo further testing.

Because of liability concerns, some breast imaging centers in states that currently lack such notification laws have begun informing women about their density results.

Unfortunately, at this point clinicians have no clear guidelines for helping patients with dense breasts decide whether to undergo additional testing. In addition, the evidence is equivocal, and the tests have risks as well as benefits. The patient needs to understand all this by discussing it with her physician. And to discuss this decision effectively, the physician must be well versed in the evolving literature on breast density. Below, we present important points to keep in mind as we foster these discussions with our patients.

BREAST TISSUE DENSITY IS STILL A SUBJECTIVE MEASUREMENT

Figure 1. Mammography shows, from left to right, fatty breast tissue, heterogeneously dense tissue, and extremely dense tissue.

Breast density limits the sensitivity of mammography. This is widely established. Yet the interpretation of breast density today is subjective. It is determined by the interpreting radiologist based on the Breast Imaging and Reporting Data System (BI-RADS), which defines “heterogeneously dense” breasts as those containing 50% to 75% dense tissue and “dense” breasts as those with more than 75%5 (Figure 1). This subjective measurement is based on two-dimensional imaging, which may underestimate or overestimate the percentage of breast density because of tissue summation. Ideally, density should be measured using three-dimensional imaging with automated software,6 but this technology is not yet widely available.

INCREASED DETECTION OF BENIGN LESIONS

Although adding ultrasonography to mammography in patients with dense breast tissue detects additional cancers,7,8 it also leads to a significant increase in the detection of lesions that are not malignant yet require additional workup or biopsy.

The largest study to examine this was the American College of Radiology Imaging Network Protocol 6666 (ACRIN 6666),7 a multi-institutional study evaluating the diagnostic yield, sensitivity, and specificity of adding ultrasonography in high-risk patients who presented with negative mammograms and had heterogeneously dense tissue in at least one quadrant.7 (High risk was defined as a threefold higher risk of breast cancer as determined by risk factors such as personal history of breast cancer or high-risk lesions, or elevated risk using the Gail or Claus model.) The supplemental yield was 4.2 cancers per 1,000 women (95% confidence interval 1.1 to 7.2 per 1,000) on a single prevalent screen. Of 12 cancers detected solely by ultrasonography, 11 were invasive and had a median size of 10 mm. Of those reported, 8 of 9 were node-negative. Despite this additional yield, the positive predictive value of biopsy prompted by ultrasonography was only 8.9%.7 Other investigators have reported similar findings.8

RELATIONSHIP BETWEEN DENSITY AND CANCER RISK STILL NOT CLEAR

The relationship between breast density and cancer risk is not entirely clear. Higher breast density has been associated with a higher risk of breast cancer,9,10 presumably because cancer usually develops in parenchyma, and not fatty tissue. Yet obesity and age, which are inversely associated with density, are also risk factors for the development of breast cancer. Some prominent radiologists have cast doubt on the methodology used in these density studies, which relied on density measurements calculated by two-dimensional views of the breast, and have called for a re-evaluation of the relationship between density and cancer risk.6

 

 

LIMITED HEALTH LITERACY: A CHALLENGE

The term “breast density” is unfamiliar to most lay people. As physicians, we need to keep in mind that more than a third of US adults have limited health literacy and thus have difficulty processing basic health information.11 But even the 1 in 10 US women with “proficient” health literacy skills may find the term “density” confusing.

As the definition at the opening of this article suggests, the word itself is nuanced and has different meanings. Anecdotally, both of the authors, a general internist (E.M.) and a breast imaging specialist (M.Y.), have encountered numerous quizzical and sometimes distrustful reactions when telling patients—including some with graduate degrees—that they have “dense” breast tissue and might benefit from additional ultrasonographic testing. Avoiding jargon is key; studies have found that terms such as “benign” can be confusing when used in a mammogram result notification letter.12

How can we explain the concept of breast density to our patients?

Supplemental educational materials that feature simple pictures can also be helpful in conveying complex health information,13 although their effect on the communication of breast density has not been studied. The American College of Radiology and the Society of Breast Imaging produce a freely available, downloadable patient brochure on breast density that includes photographs of mammograms with high and low breast density. The brochure is available from the American College of Radiology online at www.acr.org, under “Tools you can use.”

We recommend introducing women to the concept of breast density before they undergo mammography—at the time the test is ordered—and provide them with supplemental materials such as the above-mentioned brochure. About 1 out of every 10 women who undergo screening mammography has a result requiring additional testing that does not result in a cancer diagnosis. Yet a body of research suggests that many women don’t realize that mammograms don’t always yield a cut-and-dried “cancer” or “no cancer” result. In past studies, women have said they were unaware of how common it is to be called back after routine screening mammography, and they wanted to be prepared for this in advance.12,14 Similarly, many women are unaware of the concept of breast density and don’t know that they may be told about these findings when they get their mammogram report.

Avoid causing anxiety

When explaining results to women with dense breasts, we should emphasize that there are no abnormalities on the current mammogram, and that the only reason to consider additional imaging is the breast density. But regardless of the ultimate outcome, an abnormal mammogram can trigger long-standing anxiety, 15 and it is reasonable to assume that some women will become anxious when told they have highly dense breasts. It is important that clinicians be aware of this potential anxiety and inquire about any personal cancer-related concerns at the time they discuss their findings.16

Helping the patient choose the type of additional screening

If a patient is found to have dense breasts and chooses to undergo additional screening, the decision about which test—ultrasonography or MRI—can be based on the woman’s lifetime risk of breast cancer.

The American Cancer Society recommends that patients with a lifetime risk of 20% or greater—according to a risk model such as BRCAPRO, Tyrer-Cuzick, or BOADICEA (Breast and Ovarian Analysis of Disease Incidence and Carrier Estimation Algorithm)—should be screened annually with breast MRI regardless of breast density. Patients in this category are those who carry the BRCA gene mutations and their untested first-degree relatives, and patients with Li-Fraumeni, Cowden, or Bannayan-Riley-Ruvalcaba syndrome. Also considered are women who underwent chest radiation between the ages of 10 and 30, and patients who have more than one first-degree relative with breast cancer but who do not have an identifiable genetic mutation.17

Patients with dense breasts who have an increased lifetime risk but who do not meet these criteria and those who are at average risk may be offered breast ultrasonography. If risk factors are unclear, genetic counseling can help determine the lifetime risk and thus help the patient choose the additional screening test.18

MORE WORK TO DO

Clearly, we still do not know how to explain breast density results to our patients in a way that will help them make a fully informed decision about additional screening. Research suggests that letters alone are insufficient,13,19,20 and there is no guarantee that simply adding breast density notification language to result letters will enhance a woman’s understanding and empower her to choose a course of action that is sensitive to her personal preferences.

As more states adopt notification legislation, we must develop effective methods to improve our patients’ understanding of the meaning and implications of having dense breasts and to help them decide how to proceed. Such tools could include videos, Web sites, and pictorials, as well as specialized training for patient educators and health navigators. Otherwise, including this additional, conceptually difficult information to result notification letters could make the doctor-patient interaction even more “dense”—and could increase women’s uncertainty and anxiety about their personal risk of cancer.21

Density: The quality or state of being dense; the quantity per unit volume, unit area, or unit length; the degree of opacity of a translucent medium, or the common logarithm of the opacity.

—Merriam-Webster’s dictionary1

For more than a decade, federal law in the United States has compelled breast imaging centers to give every mammography patient a letter explaining her result.2

See related editorial

Often, however, the first person a woman speaks to about her findings is her primary care clinician, particularly if she has had a screening mammogram at a center where films are “batch-read” and are not viewed by the radiologist at the time of the appointment. Internal medicine physicians are often called on to help women understand their findings and to order follow-up tests recommended by the radiologist—a not uncommon occurrence. Also, internists often need to address patients’ anxieties about the possibility of breast cancer and provide them with enough information to make an informed decision about an appropriate action plan.

Meanwhile, discussing mammography has become more complicated. In 2009, the United States Preventive Services Task Force stopped recommending that women under age 50 be routinely screened for breast cancer, and instead stated that the decision to begin screening these women should consider “patient context” and the patient’s personal “values”3—with the implication that women’s primary clinicians would play an important role in helping them weigh the test’s potential benefits and harms.

More and more, internists must grapple with the task of how to help women decipher the concept of “breast density,” understand their personal density results, and make an informed decision about whether to undergo additional imaging studies, such as ultrasonography and magnetic resonance imaging (MRI).

LEGISLATION REQUIRING DENSITY NOTIFICATION

The impetus for this change in practice has been spurred in large part by patient advocates, who have argued that women deserve to know their density because mammography is less sensitive in women with dense breasts. So far, at least 12 states have enacted laws requiring breast imaging centers to add information about breast density in the result notification letters they mail to patients. Legislatures in several other states are considering breast density notification laws,4 and federal legislation has been proposed.

Some of the state laws, such as those in Connecticut, Texas, and Virginia, require informing all mammography patients about their density findings, whether or not they have dense breast tissue. Other states, such as California, Hawaii, and New York, require informing only those found to have dense tissue. And some states, such as California, Connecticut, Hawaii, Texas, and Virginia, require specific wording in the density notification letter (Table 1).

The details of all these notification laws may differ in how they specify which patients must be notified and in how the information should be worded, but the goal is the same: to raise women’s awareness so that they can embark on an informed decision with their physician about whether to undergo further testing.

Because of liability concerns, some breast imaging centers in states that currently lack such notification laws have begun informing women about their density results.

Unfortunately, at this point clinicians have no clear guidelines for helping patients with dense breasts decide whether to undergo additional testing. In addition, the evidence is equivocal, and the tests have risks as well as benefits. The patient needs to understand all this by discussing it with her physician. And to discuss this decision effectively, the physician must be well versed in the evolving literature on breast density. Below, we present important points to keep in mind as we foster these discussions with our patients.

BREAST TISSUE DENSITY IS STILL A SUBJECTIVE MEASUREMENT

Figure 1. Mammography shows, from left to right, fatty breast tissue, heterogeneously dense tissue, and extremely dense tissue.

Breast density limits the sensitivity of mammography. This is widely established. Yet the interpretation of breast density today is subjective. It is determined by the interpreting radiologist based on the Breast Imaging and Reporting Data System (BI-RADS), which defines “heterogeneously dense” breasts as those containing 50% to 75% dense tissue and “dense” breasts as those with more than 75%5 (Figure 1). This subjective measurement is based on two-dimensional imaging, which may underestimate or overestimate the percentage of breast density because of tissue summation. Ideally, density should be measured using three-dimensional imaging with automated software,6 but this technology is not yet widely available.

INCREASED DETECTION OF BENIGN LESIONS

Although adding ultrasonography to mammography in patients with dense breast tissue detects additional cancers,7,8 it also leads to a significant increase in the detection of lesions that are not malignant yet require additional workup or biopsy.

The largest study to examine this was the American College of Radiology Imaging Network Protocol 6666 (ACRIN 6666),7 a multi-institutional study evaluating the diagnostic yield, sensitivity, and specificity of adding ultrasonography in high-risk patients who presented with negative mammograms and had heterogeneously dense tissue in at least one quadrant.7 (High risk was defined as a threefold higher risk of breast cancer as determined by risk factors such as personal history of breast cancer or high-risk lesions, or elevated risk using the Gail or Claus model.) The supplemental yield was 4.2 cancers per 1,000 women (95% confidence interval 1.1 to 7.2 per 1,000) on a single prevalent screen. Of 12 cancers detected solely by ultrasonography, 11 were invasive and had a median size of 10 mm. Of those reported, 8 of 9 were node-negative. Despite this additional yield, the positive predictive value of biopsy prompted by ultrasonography was only 8.9%.7 Other investigators have reported similar findings.8

RELATIONSHIP BETWEEN DENSITY AND CANCER RISK STILL NOT CLEAR

The relationship between breast density and cancer risk is not entirely clear. Higher breast density has been associated with a higher risk of breast cancer,9,10 presumably because cancer usually develops in parenchyma, and not fatty tissue. Yet obesity and age, which are inversely associated with density, are also risk factors for the development of breast cancer. Some prominent radiologists have cast doubt on the methodology used in these density studies, which relied on density measurements calculated by two-dimensional views of the breast, and have called for a re-evaluation of the relationship between density and cancer risk.6

 

 

LIMITED HEALTH LITERACY: A CHALLENGE

The term “breast density” is unfamiliar to most lay people. As physicians, we need to keep in mind that more than a third of US adults have limited health literacy and thus have difficulty processing basic health information.11 But even the 1 in 10 US women with “proficient” health literacy skills may find the term “density” confusing.

As the definition at the opening of this article suggests, the word itself is nuanced and has different meanings. Anecdotally, both of the authors, a general internist (E.M.) and a breast imaging specialist (M.Y.), have encountered numerous quizzical and sometimes distrustful reactions when telling patients—including some with graduate degrees—that they have “dense” breast tissue and might benefit from additional ultrasonographic testing. Avoiding jargon is key; studies have found that terms such as “benign” can be confusing when used in a mammogram result notification letter.12

How can we explain the concept of breast density to our patients?

Supplemental educational materials that feature simple pictures can also be helpful in conveying complex health information,13 although their effect on the communication of breast density has not been studied. The American College of Radiology and the Society of Breast Imaging produce a freely available, downloadable patient brochure on breast density that includes photographs of mammograms with high and low breast density. The brochure is available from the American College of Radiology online at www.acr.org, under “Tools you can use.”

We recommend introducing women to the concept of breast density before they undergo mammography—at the time the test is ordered—and provide them with supplemental materials such as the above-mentioned brochure. About 1 out of every 10 women who undergo screening mammography has a result requiring additional testing that does not result in a cancer diagnosis. Yet a body of research suggests that many women don’t realize that mammograms don’t always yield a cut-and-dried “cancer” or “no cancer” result. In past studies, women have said they were unaware of how common it is to be called back after routine screening mammography, and they wanted to be prepared for this in advance.12,14 Similarly, many women are unaware of the concept of breast density and don’t know that they may be told about these findings when they get their mammogram report.

Avoid causing anxiety

When explaining results to women with dense breasts, we should emphasize that there are no abnormalities on the current mammogram, and that the only reason to consider additional imaging is the breast density. But regardless of the ultimate outcome, an abnormal mammogram can trigger long-standing anxiety, 15 and it is reasonable to assume that some women will become anxious when told they have highly dense breasts. It is important that clinicians be aware of this potential anxiety and inquire about any personal cancer-related concerns at the time they discuss their findings.16

Helping the patient choose the type of additional screening

If a patient is found to have dense breasts and chooses to undergo additional screening, the decision about which test—ultrasonography or MRI—can be based on the woman’s lifetime risk of breast cancer.

The American Cancer Society recommends that patients with a lifetime risk of 20% or greater—according to a risk model such as BRCAPRO, Tyrer-Cuzick, or BOADICEA (Breast and Ovarian Analysis of Disease Incidence and Carrier Estimation Algorithm)—should be screened annually with breast MRI regardless of breast density. Patients in this category are those who carry the BRCA gene mutations and their untested first-degree relatives, and patients with Li-Fraumeni, Cowden, or Bannayan-Riley-Ruvalcaba syndrome. Also considered are women who underwent chest radiation between the ages of 10 and 30, and patients who have more than one first-degree relative with breast cancer but who do not have an identifiable genetic mutation.17

Patients with dense breasts who have an increased lifetime risk but who do not meet these criteria and those who are at average risk may be offered breast ultrasonography. If risk factors are unclear, genetic counseling can help determine the lifetime risk and thus help the patient choose the additional screening test.18

MORE WORK TO DO

Clearly, we still do not know how to explain breast density results to our patients in a way that will help them make a fully informed decision about additional screening. Research suggests that letters alone are insufficient,13,19,20 and there is no guarantee that simply adding breast density notification language to result letters will enhance a woman’s understanding and empower her to choose a course of action that is sensitive to her personal preferences.

As more states adopt notification legislation, we must develop effective methods to improve our patients’ understanding of the meaning and implications of having dense breasts and to help them decide how to proceed. Such tools could include videos, Web sites, and pictorials, as well as specialized training for patient educators and health navigators. Otherwise, including this additional, conceptually difficult information to result notification letters could make the doctor-patient interaction even more “dense”—and could increase women’s uncertainty and anxiety about their personal risk of cancer.21

References
  1. Merriam-Webster online dictionary. Density http://www.merriam-webster.com/dictionary/density. Accessed November 12, 2013.
  2. US Food and Drug Administration (FDA). Radiation-emitting products: Frequently asked questions about MQSA. http://www.fda.gov/Radiation-EmittingProducts/MammographyQualityStandardsActandProgram/ConsumerInformation/ucm113968.htm. Accessed November 12, 2013.
  3. US Preventive Services Task Force. Screening for breast cancer: US Preventive Services Task Force recommendation statement. Ann Intern Med 2009; 151:716726, W–236.
  4. Are You Dense Advocacy Inc. Are you dense? http://areyoudenseadvocacy.org. Accessed November 12, 2013.
  5. American College of Radiology. Breast Imaging Reporting and Data System (BI-RADS). 4th ed. http://www.acr.org/~/media/ACR/Documents/PDF/QualitySafety/Resources/BIRADS/MammoBIRADS.pdf. Accessed November 12, 2013.
  6. Kopans DB. Basic physics and doubts about relationship between mammographically determined tissue density and breast cancer risk. Radiology 2008; 246:348353.
  7. Berg WA, Blume JD, Cormack JB, et al; ACRIN 6666 Investigators. Combined screening with ultrasound and mammography vs mammography alone in women at elevated risk of breast cancer. JAMA 2008; 299:21512163.
  8. Hooley RJ, Greenberg KL, Stackhouse RM, Geisel JL, Butler RS, Philpotts LE. Screening US in patients with mammographically dense breasts: initial experience with Connecticut Public Act 09-41. Radiology 2012; 265:5969.
  9. Vacek PM, Geller BM. A prospective study of breast cancer risk using routine mammographic breast density measurements. Cancer Epidemiol Biomarkers Prev 2004; 13:715722.
  10. Boyd NF, Guo H, Martin LJ, et al. Mammographic density and the risk and detection of breast cancer. N Engl J Med 2007; 356:227236.
  11. Kutner M, Greenberg E, Jin Y, Paulsen C; National Center for Education Statistics. The health literacy of America’s adults: Results from the 2003 national assessment of adult literacy. US Department of Education. http://nces.ed.gov/pubs2006/2006483.pdf. Accessed November 12, 2013.
  12. Marcus EN, Drummond D, Dietz N. Urban women’s p for learning of their mammogram result: a qualitative study. J Cancer Educ 2012; 27:156164.
  13. Houts PS, Doak CC, Doak LG, Loscalzo MJ. The role of pictures in improving health communication: a review of research on attention, comprehension, recall, and adherence. Patient Educ Couns 2006; 61:173190.
  14. Nekhlyudov L, Li R, Fletcher SW. Information and involvement p of women in their 40s before their first screening mammogram. Arch Intern Med 2005; 165:13701374.
  15. Barton MB, Moore S, Polk S, Shtatland E, Elmore JG, Fletcher SW. Increased patient concern after false-positive mammograms: clinician documentation and subsequent ambulatory visits. J Gen Intern Med 2001; 16:150156.
  16. Politi MC, Street RL. The importance of communication in collaborative decision making: facilitating shared mind and the management of uncertainty. J Eval Clin Pract 2011; 17:579584.
  17. Saslow D, Boetes C, Burke W, et al; American Cancer Society Breast Cancer Advisory Group. American Cancer Society guidelines for breast screening with MRI as an adjunct to mammography. CA Cancer J Clin 2007; 57:7589.
  18. Berg WA. Tailored supplemental screening for breast cancer: what now and what next? AJR Am J Roentgenol 2009; 192:390399.
  19. Jones BA, Reams K, Calvocoressi L, Dailey A, Kasl SV, Liston NM. Adequacy of communicating results from screening mammograms to African American and white women. Am J Public Health 2007; 97:531538.
  20. Karliner LS, Patricia Kaplan C, Juarbe T, Pasick R, Pérez-Stable EJ. Poor patient comprehension of abnormal mammography results. J Gen Intern Med 2005; 20:432437.
  21. Marcus EN. Post-mammogram letters often confuse more than they help. Washington Post, February 25, 2013. http://articles.washingtonpost.com/2013-02-25/national/37287736_1_mammogram-letters-densebreasts/2. Accessed November 12, 2013.
References
  1. Merriam-Webster online dictionary. Density http://www.merriam-webster.com/dictionary/density. Accessed November 12, 2013.
  2. US Food and Drug Administration (FDA). Radiation-emitting products: Frequently asked questions about MQSA. http://www.fda.gov/Radiation-EmittingProducts/MammographyQualityStandardsActandProgram/ConsumerInformation/ucm113968.htm. Accessed November 12, 2013.
  3. US Preventive Services Task Force. Screening for breast cancer: US Preventive Services Task Force recommendation statement. Ann Intern Med 2009; 151:716726, W–236.
  4. Are You Dense Advocacy Inc. Are you dense? http://areyoudenseadvocacy.org. Accessed November 12, 2013.
  5. American College of Radiology. Breast Imaging Reporting and Data System (BI-RADS). 4th ed. http://www.acr.org/~/media/ACR/Documents/PDF/QualitySafety/Resources/BIRADS/MammoBIRADS.pdf. Accessed November 12, 2013.
  6. Kopans DB. Basic physics and doubts about relationship between mammographically determined tissue density and breast cancer risk. Radiology 2008; 246:348353.
  7. Berg WA, Blume JD, Cormack JB, et al; ACRIN 6666 Investigators. Combined screening with ultrasound and mammography vs mammography alone in women at elevated risk of breast cancer. JAMA 2008; 299:21512163.
  8. Hooley RJ, Greenberg KL, Stackhouse RM, Geisel JL, Butler RS, Philpotts LE. Screening US in patients with mammographically dense breasts: initial experience with Connecticut Public Act 09-41. Radiology 2012; 265:5969.
  9. Vacek PM, Geller BM. A prospective study of breast cancer risk using routine mammographic breast density measurements. Cancer Epidemiol Biomarkers Prev 2004; 13:715722.
  10. Boyd NF, Guo H, Martin LJ, et al. Mammographic density and the risk and detection of breast cancer. N Engl J Med 2007; 356:227236.
  11. Kutner M, Greenberg E, Jin Y, Paulsen C; National Center for Education Statistics. The health literacy of America’s adults: Results from the 2003 national assessment of adult literacy. US Department of Education. http://nces.ed.gov/pubs2006/2006483.pdf. Accessed November 12, 2013.
  12. Marcus EN, Drummond D, Dietz N. Urban women’s p for learning of their mammogram result: a qualitative study. J Cancer Educ 2012; 27:156164.
  13. Houts PS, Doak CC, Doak LG, Loscalzo MJ. The role of pictures in improving health communication: a review of research on attention, comprehension, recall, and adherence. Patient Educ Couns 2006; 61:173190.
  14. Nekhlyudov L, Li R, Fletcher SW. Information and involvement p of women in their 40s before their first screening mammogram. Arch Intern Med 2005; 165:13701374.
  15. Barton MB, Moore S, Polk S, Shtatland E, Elmore JG, Fletcher SW. Increased patient concern after false-positive mammograms: clinician documentation and subsequent ambulatory visits. J Gen Intern Med 2001; 16:150156.
  16. Politi MC, Street RL. The importance of communication in collaborative decision making: facilitating shared mind and the management of uncertainty. J Eval Clin Pract 2011; 17:579584.
  17. Saslow D, Boetes C, Burke W, et al; American Cancer Society Breast Cancer Advisory Group. American Cancer Society guidelines for breast screening with MRI as an adjunct to mammography. CA Cancer J Clin 2007; 57:7589.
  18. Berg WA. Tailored supplemental screening for breast cancer: what now and what next? AJR Am J Roentgenol 2009; 192:390399.
  19. Jones BA, Reams K, Calvocoressi L, Dailey A, Kasl SV, Liston NM. Adequacy of communicating results from screening mammograms to African American and white women. Am J Public Health 2007; 97:531538.
  20. Karliner LS, Patricia Kaplan C, Juarbe T, Pasick R, Pérez-Stable EJ. Poor patient comprehension of abnormal mammography results. J Gen Intern Med 2005; 20:432437.
  21. Marcus EN. Post-mammogram letters often confuse more than they help. Washington Post, February 25, 2013. http://articles.washingtonpost.com/2013-02-25/national/37287736_1_mammogram-letters-densebreasts/2. Accessed November 12, 2013.
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Dense breasts and legislating medicine

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Dense breasts and legislating medicine

Recently, Nevada,1 North Carolina, and Oregon joined a number of other US states (as of this writing, nine other states) in enacting laws that require informing women if they have dense breast tissue detected on mammography.2 Laws are pending in other states. Federal legislation has also been introduced in the US House of Representatives.

See related commentary

THE POWER OF ADVOCACY TO CHANGE MEDICAL PRACTICE

One such bill3 was introduced as a result of the advocacy of a single patient, Nancy Cappello, a Connecticut woman who was not informed that she had dense breasts and was later found to have node-positive breast cancer.4

While new medical practices are rarely credited to the efforts of single physician or researcher, these “dense-breast laws” show the power a single patient may play in health care. The evidence behind these laws and their implications bring to the forefront the role of advocacy and legislation in the practice of medicine.

Dense-breast laws are the latest chapter in how legislative action can change the practice of medicine. Proof that advocacy could use law to change medical practice emerged in the early 1990s in the wake of AIDS activism. Patient-advocacy activists lobbied for early access to investigational agents, arguing that traditional pathways of clinical testing would deprive terminally ill patients of potentially lifesaving treatments. These efforts led the US Food and Drug Administration (FDA) to create the Accelerated Approval Program, which allows new drugs to garner approval based on surrogate end-point data for terminal or neglected diseases. Accelerated approval was codified into law in 1997 in the FDA’s Modernization Act.5 In 2012, legislative action further broadened the ability of the FDA to approve new products based on surrogate data,6 with the FDA’s Safety and Innovation Act, which provides for first-time approval of a drug based on “pharmacologic” end points that are even more limited.6

Although proponents have declared success when legislative action lowers the bar for drug and device approval, independent analyses have been more critical. In 2009, accelerated approval underwent significant scrutiny when the Government Accountability Office issued a report summarizing 16 years of the program.7 Over the program’s life span, the FDA called for 144 postmarketing studies, but more than one-third of these remained incomplete. Moreover, in 13 years, the FDA never exercised its power to expedite the withdrawal of a drug from the market.

Many accelerated approvals have created considerable controversy. Bevacizumab for metastatic breast cancer was ultimately found to confer no survival benefit, and its approval was revoked.8 Gemtuzumab ozogamicin for acute myeloid leukemia may be effective, but not at the dose that was approved.9 And midodrine hydrochloride and many other drugs remain untested.10

DOES THIS INFORMATION HELP PATIENTS? WHAT WOULD THEY DO WITH IT?

The question with dense-breast laws is similar to that facing other legal efforts to change medicine: Does it actually help patents? Will the information doctors disclose lead to appropriate interventions that improve health outcomes, or, instead, lead to cascades of testing and biopsies that worsen overdiagnosis?

Like accelerated approval, mandating disclosure of breast density is an intervention with uncertain efficacy. While increased breast density has been shown to increase a woman’s risk of developing breast cancer, it is also neutral regarding a woman’s chances of dying of breast cancer.11 In other words, it does not identify patients who experience aggressive disease.

Next comes the larger question of what women would do with this information. Will they simply be more compliant with existing screening recommendations, or will they seek additional testing? This is where the greatest uncertainty lies. The utility of additional testing with ultrasonography or magnetic resonance imaging (MRI) remains uncertain in this population. We will certainly find more cancers if we use MRI to screen women, but it remains unclear if this translates to improved outcomes.

A recent study shows just this.12 In Connecticut, breast density notification is mandatory, as is insurance coverage for screening (or whole-breast) ultrasonography. Since the passage of these laws, the Yale Medical Center has screened 935 women with dense breasts using ultrasonography. Over this time, they performed roughly 16,000 mammograms; thus, the breast density law applied roughly to 1 out of 16 (6.25%) studies. Of the 935 women, biopsies were performed in 54 (5.8%). These were mostly needle biopsies (46), but 3 patients underwent surgical excision, and five cysts were aspirated. From these efforts, two sub-centimeter cancers were found and one case of ductal carcinoma in situ was found. Thus, only 3.7% of women undergoing biopsy and fewer than 1% of women undergoing ultrasonography were found to have cancer.

Of course, given the nature of this study, we cannot know what would have happened without referral and testing. However, empirical research suggests that detecting a breast cancer with screening does not mean a life was saved.13 In fact, only a minority of such women (13%) can credit screening with a survival gain.13

In a study14 that compared women with dense breasts who underwent annual vs biannual screening, no difference in the rate of advanced or metastatic disease was seen with more frequent screening, but the rates of false-positive results and biopsies were higher.14

Notably, dense-breast legislation comes at a time when fundamental questions have been raised about the impact of screening on breast cancer. A prominent study of trends in US breast cancer incidence and death rates over the last 30 years shows that even under the most favorable assumptions, mammography has led to a huge surplus in the diagnosis of breast cancer but little change in the breast cancer mortality rate.15 It is entirely possible that more-aggressive screening in women with dense breasts will only exacerbate this problem. Advocacy may harm rather than help these patients.

We are often told that laws such as the dense-breast bills are motivated by the public’s desire and patient advocacy. However, we are unsure if the vocal proponents of dense-breast laws represent the average women’s desires. These efforts may simply be another case of how a vocal and passionate minority can overcome a large and indifferent majority.16

LEGISLATING MEDICAL PRACTICE IS A BOLD STEP

Dense-breast laws present an additional challenge: they cannot be changed as quickly as scientific understanding. In other words, if the medical field comes to believe that notification is generally harmful because it leads to increased biopsies but not better health, can the law be changed rapidly enough to reflect this? There is a large precedent for the reversal of medical practices,17,18 particularly those based on scant evidence, including cases of recommended screening tests (most notably, recent changes to prostate-specific antigen guidelines). But in all these other cases, law did not mandate the practice or recommendation. Laws are often slow to adapt to changes in understanding.

Legislating medical practice is a bold step, and even those who feel it is occasionally warranted must hold themselves to a rational guiding principle. We have incontrovertible evidence that flexible sigmoidoscopy can reduce the number of deaths from colorectal cancer, but no state mandates that doctors inform their patients of this fact. A patient’s ejection fraction serves as a marker of benefit for several lifesaving drugs and devices, yet no state mandates that physicians disclose this information to patients after echocardiography.

All of us in health care—physicians, researchers, nurses, practitioners, and patients—are patient advocates, and we all want policies that promote human health. However, doing so means adhering to practices grounded in evidence. Dense-breast laws serve as a reminder that good intentions and good people may be necessary—but are not sufficient—for sound policy.

References
  1. Nevada Legislature. Requires the notification of patients regarding breast density. (BDR 40-172). http://www.leg.state.nv.us/Session/77th2013/Reports/history.cfm?ID=371. Accessed November 7, 2013.
  2. ImagingBIZ Newswire. Nevada Governor Signs Breast Density Law June 10, 2013. http://www.imagingbiz.com/articles/news/nevada-governor-signs-breast-density-law. Accessed August 1, 2013.
  3. Are You Dense Advocacy. H.R.3102Latest 112th Congress. Breast Density and Mammography Reporting Act of 2011 http://www.congressweb.com/areyoudenseadvocacy/Bills/Detail/id/12734. Accessed November 7, 2013.
  4. The New York Times. New Laws Add a Divisive Component to Breast Screening. http://www.nytimes.com/2012/10/25/health/laws-tell-mammogram-clinics-to-address-breast-density.html?pagewanted=all. Accessed November 7, 2013.
  5. Reichert JM. Trends in development and approval times for new therapeutics in the United States. Nat Rev Drug Discov 2003; 2:695702.
  6. Kramer DB, Kesselheim AS. User fees and beyond—the FDA Safety and Innovation Act of 2012. N Engl J Med 2012; 367:12771279.
  7. US Government Accountability Office (GAO). New Drug Approval: FDA Needs to Enhance Its Oversight of Drugs Approved on the Basis of Surrogate Endpoints. GAO-09-866. http://www.gao.gov/products/GAO-09-866. Accessed November 7, 2013.
  8. Ocaña A, Amir E, Vera F, Eisenhauer EA, Tannock IF. Addition of bevacizumab to chemotherapy for treatment of solid tumors: similar results but different conclusions. J Clin Oncol 2011; 29:254256.
  9. Rowe JM, Löwenberg B. Gemtuzumab ozogamicin in acute myeloid leukemia: a remarkable saga about an active drug. Blood 2013; 121:48384841.
  10. Dhruva SS, Redberg RF. Accelerated approval and possible withdrawal of midodrine. JAMA 2010; 304:21722173.
  11. Gierach GL, Ichikawa L, Kerlikowske K, et al. Relationship between mammographic density and breast cancer death in the Breast Cancer Surveillance Consortium. J Natl Cancer Inst 2012; 104:12181227.
  12. Hooley RJ, Greenberg KL, Stackhouse RM, Geisel JL, Butler RS, Philpotts LE. Screening US in patients with mammographically dense breasts: initial experience with Connecticut Public Act 09-41. Radiology 2012; 265:5969.
  13. Welch HG, Frankel BA. Likelihood that a woman with screen-detected breast cancer has had her “life saved” by that screening. Arch Intern Med 2011; 171:20432046.
  14. Kerlikowske K, Zhu W, Hubbard RA, et al; Breast Cancer Surveillance Consortium. Outcomes of screening mammography by frequency, breast density, and postmenopausal hormone therapy. JAMA Intern Med 2013; 173:807816.
  15. Bleyer A, Welch HG. Effect of three decades of screening mammography on breast-cancer incidence. N Engl J Med 2012; 367:19982005.
  16. New York Review of Books. Facing the Real Gun Problem. http://www.nybooks.com/articles/archives/2013/jun/20/facing-real-gunproblem. Accessed November 7, 2013.
  17. Prasad V, Gall V, Cifu A. The frequency of medical reversal. Arch Intern Med 2011; 171:16751676.
  18. Prasad V, Cifu A, Ioannidis JP. Reversals of established medical practices: evidence to abandon ship. JAMA 2012; 307:3738.
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Julie Kim, MD
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Vinay Prasad, MD
Medical Oncology Branch, National Cancer Institute, National Institutes of Health, Bethesda, MD

Address: Vinay Prasad, MD, Medical Oncology Branch, National Cancer Institute, National Institutes of Health, 10 Center Dr. 10/12N226, Bethesda, MD 20892; e-mail: [email protected]

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Address: Vinay Prasad, MD, Medical Oncology Branch, National Cancer Institute, National Institutes of Health, 10 Center Dr. 10/12N226, Bethesda, MD 20892; e-mail: [email protected]

The views and opinions of Dr. Prasad do not necessarily reflect those of the National Cancer Institute or the National Institutes of Health.

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Division of Gastroenterology, Department of Medicine, University of Maryland, Baltimore

Julie Kim, MD
Department of Medicine, Northwestern University, Chicago, IL

Vinay Prasad, MD
Medical Oncology Branch, National Cancer Institute, National Institutes of Health, Bethesda, MD

Address: Vinay Prasad, MD, Medical Oncology Branch, National Cancer Institute, National Institutes of Health, 10 Center Dr. 10/12N226, Bethesda, MD 20892; e-mail: [email protected]

The views and opinions of Dr. Prasad do not necessarily reflect those of the National Cancer Institute or the National Institutes of Health.

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Recently, Nevada,1 North Carolina, and Oregon joined a number of other US states (as of this writing, nine other states) in enacting laws that require informing women if they have dense breast tissue detected on mammography.2 Laws are pending in other states. Federal legislation has also been introduced in the US House of Representatives.

See related commentary

THE POWER OF ADVOCACY TO CHANGE MEDICAL PRACTICE

One such bill3 was introduced as a result of the advocacy of a single patient, Nancy Cappello, a Connecticut woman who was not informed that she had dense breasts and was later found to have node-positive breast cancer.4

While new medical practices are rarely credited to the efforts of single physician or researcher, these “dense-breast laws” show the power a single patient may play in health care. The evidence behind these laws and their implications bring to the forefront the role of advocacy and legislation in the practice of medicine.

Dense-breast laws are the latest chapter in how legislative action can change the practice of medicine. Proof that advocacy could use law to change medical practice emerged in the early 1990s in the wake of AIDS activism. Patient-advocacy activists lobbied for early access to investigational agents, arguing that traditional pathways of clinical testing would deprive terminally ill patients of potentially lifesaving treatments. These efforts led the US Food and Drug Administration (FDA) to create the Accelerated Approval Program, which allows new drugs to garner approval based on surrogate end-point data for terminal or neglected diseases. Accelerated approval was codified into law in 1997 in the FDA’s Modernization Act.5 In 2012, legislative action further broadened the ability of the FDA to approve new products based on surrogate data,6 with the FDA’s Safety and Innovation Act, which provides for first-time approval of a drug based on “pharmacologic” end points that are even more limited.6

Although proponents have declared success when legislative action lowers the bar for drug and device approval, independent analyses have been more critical. In 2009, accelerated approval underwent significant scrutiny when the Government Accountability Office issued a report summarizing 16 years of the program.7 Over the program’s life span, the FDA called for 144 postmarketing studies, but more than one-third of these remained incomplete. Moreover, in 13 years, the FDA never exercised its power to expedite the withdrawal of a drug from the market.

Many accelerated approvals have created considerable controversy. Bevacizumab for metastatic breast cancer was ultimately found to confer no survival benefit, and its approval was revoked.8 Gemtuzumab ozogamicin for acute myeloid leukemia may be effective, but not at the dose that was approved.9 And midodrine hydrochloride and many other drugs remain untested.10

DOES THIS INFORMATION HELP PATIENTS? WHAT WOULD THEY DO WITH IT?

The question with dense-breast laws is similar to that facing other legal efforts to change medicine: Does it actually help patents? Will the information doctors disclose lead to appropriate interventions that improve health outcomes, or, instead, lead to cascades of testing and biopsies that worsen overdiagnosis?

Like accelerated approval, mandating disclosure of breast density is an intervention with uncertain efficacy. While increased breast density has been shown to increase a woman’s risk of developing breast cancer, it is also neutral regarding a woman’s chances of dying of breast cancer.11 In other words, it does not identify patients who experience aggressive disease.

Next comes the larger question of what women would do with this information. Will they simply be more compliant with existing screening recommendations, or will they seek additional testing? This is where the greatest uncertainty lies. The utility of additional testing with ultrasonography or magnetic resonance imaging (MRI) remains uncertain in this population. We will certainly find more cancers if we use MRI to screen women, but it remains unclear if this translates to improved outcomes.

A recent study shows just this.12 In Connecticut, breast density notification is mandatory, as is insurance coverage for screening (or whole-breast) ultrasonography. Since the passage of these laws, the Yale Medical Center has screened 935 women with dense breasts using ultrasonography. Over this time, they performed roughly 16,000 mammograms; thus, the breast density law applied roughly to 1 out of 16 (6.25%) studies. Of the 935 women, biopsies were performed in 54 (5.8%). These were mostly needle biopsies (46), but 3 patients underwent surgical excision, and five cysts were aspirated. From these efforts, two sub-centimeter cancers were found and one case of ductal carcinoma in situ was found. Thus, only 3.7% of women undergoing biopsy and fewer than 1% of women undergoing ultrasonography were found to have cancer.

Of course, given the nature of this study, we cannot know what would have happened without referral and testing. However, empirical research suggests that detecting a breast cancer with screening does not mean a life was saved.13 In fact, only a minority of such women (13%) can credit screening with a survival gain.13

In a study14 that compared women with dense breasts who underwent annual vs biannual screening, no difference in the rate of advanced or metastatic disease was seen with more frequent screening, but the rates of false-positive results and biopsies were higher.14

Notably, dense-breast legislation comes at a time when fundamental questions have been raised about the impact of screening on breast cancer. A prominent study of trends in US breast cancer incidence and death rates over the last 30 years shows that even under the most favorable assumptions, mammography has led to a huge surplus in the diagnosis of breast cancer but little change in the breast cancer mortality rate.15 It is entirely possible that more-aggressive screening in women with dense breasts will only exacerbate this problem. Advocacy may harm rather than help these patients.

We are often told that laws such as the dense-breast bills are motivated by the public’s desire and patient advocacy. However, we are unsure if the vocal proponents of dense-breast laws represent the average women’s desires. These efforts may simply be another case of how a vocal and passionate minority can overcome a large and indifferent majority.16

LEGISLATING MEDICAL PRACTICE IS A BOLD STEP

Dense-breast laws present an additional challenge: they cannot be changed as quickly as scientific understanding. In other words, if the medical field comes to believe that notification is generally harmful because it leads to increased biopsies but not better health, can the law be changed rapidly enough to reflect this? There is a large precedent for the reversal of medical practices,17,18 particularly those based on scant evidence, including cases of recommended screening tests (most notably, recent changes to prostate-specific antigen guidelines). But in all these other cases, law did not mandate the practice or recommendation. Laws are often slow to adapt to changes in understanding.

Legislating medical practice is a bold step, and even those who feel it is occasionally warranted must hold themselves to a rational guiding principle. We have incontrovertible evidence that flexible sigmoidoscopy can reduce the number of deaths from colorectal cancer, but no state mandates that doctors inform their patients of this fact. A patient’s ejection fraction serves as a marker of benefit for several lifesaving drugs and devices, yet no state mandates that physicians disclose this information to patients after echocardiography.

All of us in health care—physicians, researchers, nurses, practitioners, and patients—are patient advocates, and we all want policies that promote human health. However, doing so means adhering to practices grounded in evidence. Dense-breast laws serve as a reminder that good intentions and good people may be necessary—but are not sufficient—for sound policy.

Recently, Nevada,1 North Carolina, and Oregon joined a number of other US states (as of this writing, nine other states) in enacting laws that require informing women if they have dense breast tissue detected on mammography.2 Laws are pending in other states. Federal legislation has also been introduced in the US House of Representatives.

See related commentary

THE POWER OF ADVOCACY TO CHANGE MEDICAL PRACTICE

One such bill3 was introduced as a result of the advocacy of a single patient, Nancy Cappello, a Connecticut woman who was not informed that she had dense breasts and was later found to have node-positive breast cancer.4

While new medical practices are rarely credited to the efforts of single physician or researcher, these “dense-breast laws” show the power a single patient may play in health care. The evidence behind these laws and their implications bring to the forefront the role of advocacy and legislation in the practice of medicine.

Dense-breast laws are the latest chapter in how legislative action can change the practice of medicine. Proof that advocacy could use law to change medical practice emerged in the early 1990s in the wake of AIDS activism. Patient-advocacy activists lobbied for early access to investigational agents, arguing that traditional pathways of clinical testing would deprive terminally ill patients of potentially lifesaving treatments. These efforts led the US Food and Drug Administration (FDA) to create the Accelerated Approval Program, which allows new drugs to garner approval based on surrogate end-point data for terminal or neglected diseases. Accelerated approval was codified into law in 1997 in the FDA’s Modernization Act.5 In 2012, legislative action further broadened the ability of the FDA to approve new products based on surrogate data,6 with the FDA’s Safety and Innovation Act, which provides for first-time approval of a drug based on “pharmacologic” end points that are even more limited.6

Although proponents have declared success when legislative action lowers the bar for drug and device approval, independent analyses have been more critical. In 2009, accelerated approval underwent significant scrutiny when the Government Accountability Office issued a report summarizing 16 years of the program.7 Over the program’s life span, the FDA called for 144 postmarketing studies, but more than one-third of these remained incomplete. Moreover, in 13 years, the FDA never exercised its power to expedite the withdrawal of a drug from the market.

Many accelerated approvals have created considerable controversy. Bevacizumab for metastatic breast cancer was ultimately found to confer no survival benefit, and its approval was revoked.8 Gemtuzumab ozogamicin for acute myeloid leukemia may be effective, but not at the dose that was approved.9 And midodrine hydrochloride and many other drugs remain untested.10

DOES THIS INFORMATION HELP PATIENTS? WHAT WOULD THEY DO WITH IT?

The question with dense-breast laws is similar to that facing other legal efforts to change medicine: Does it actually help patents? Will the information doctors disclose lead to appropriate interventions that improve health outcomes, or, instead, lead to cascades of testing and biopsies that worsen overdiagnosis?

Like accelerated approval, mandating disclosure of breast density is an intervention with uncertain efficacy. While increased breast density has been shown to increase a woman’s risk of developing breast cancer, it is also neutral regarding a woman’s chances of dying of breast cancer.11 In other words, it does not identify patients who experience aggressive disease.

Next comes the larger question of what women would do with this information. Will they simply be more compliant with existing screening recommendations, or will they seek additional testing? This is where the greatest uncertainty lies. The utility of additional testing with ultrasonography or magnetic resonance imaging (MRI) remains uncertain in this population. We will certainly find more cancers if we use MRI to screen women, but it remains unclear if this translates to improved outcomes.

A recent study shows just this.12 In Connecticut, breast density notification is mandatory, as is insurance coverage for screening (or whole-breast) ultrasonography. Since the passage of these laws, the Yale Medical Center has screened 935 women with dense breasts using ultrasonography. Over this time, they performed roughly 16,000 mammograms; thus, the breast density law applied roughly to 1 out of 16 (6.25%) studies. Of the 935 women, biopsies were performed in 54 (5.8%). These were mostly needle biopsies (46), but 3 patients underwent surgical excision, and five cysts were aspirated. From these efforts, two sub-centimeter cancers were found and one case of ductal carcinoma in situ was found. Thus, only 3.7% of women undergoing biopsy and fewer than 1% of women undergoing ultrasonography were found to have cancer.

Of course, given the nature of this study, we cannot know what would have happened without referral and testing. However, empirical research suggests that detecting a breast cancer with screening does not mean a life was saved.13 In fact, only a minority of such women (13%) can credit screening with a survival gain.13

In a study14 that compared women with dense breasts who underwent annual vs biannual screening, no difference in the rate of advanced or metastatic disease was seen with more frequent screening, but the rates of false-positive results and biopsies were higher.14

Notably, dense-breast legislation comes at a time when fundamental questions have been raised about the impact of screening on breast cancer. A prominent study of trends in US breast cancer incidence and death rates over the last 30 years shows that even under the most favorable assumptions, mammography has led to a huge surplus in the diagnosis of breast cancer but little change in the breast cancer mortality rate.15 It is entirely possible that more-aggressive screening in women with dense breasts will only exacerbate this problem. Advocacy may harm rather than help these patients.

We are often told that laws such as the dense-breast bills are motivated by the public’s desire and patient advocacy. However, we are unsure if the vocal proponents of dense-breast laws represent the average women’s desires. These efforts may simply be another case of how a vocal and passionate minority can overcome a large and indifferent majority.16

LEGISLATING MEDICAL PRACTICE IS A BOLD STEP

Dense-breast laws present an additional challenge: they cannot be changed as quickly as scientific understanding. In other words, if the medical field comes to believe that notification is generally harmful because it leads to increased biopsies but not better health, can the law be changed rapidly enough to reflect this? There is a large precedent for the reversal of medical practices,17,18 particularly those based on scant evidence, including cases of recommended screening tests (most notably, recent changes to prostate-specific antigen guidelines). But in all these other cases, law did not mandate the practice or recommendation. Laws are often slow to adapt to changes in understanding.

Legislating medical practice is a bold step, and even those who feel it is occasionally warranted must hold themselves to a rational guiding principle. We have incontrovertible evidence that flexible sigmoidoscopy can reduce the number of deaths from colorectal cancer, but no state mandates that doctors inform their patients of this fact. A patient’s ejection fraction serves as a marker of benefit for several lifesaving drugs and devices, yet no state mandates that physicians disclose this information to patients after echocardiography.

All of us in health care—physicians, researchers, nurses, practitioners, and patients—are patient advocates, and we all want policies that promote human health. However, doing so means adhering to practices grounded in evidence. Dense-breast laws serve as a reminder that good intentions and good people may be necessary—but are not sufficient—for sound policy.

References
  1. Nevada Legislature. Requires the notification of patients regarding breast density. (BDR 40-172). http://www.leg.state.nv.us/Session/77th2013/Reports/history.cfm?ID=371. Accessed November 7, 2013.
  2. ImagingBIZ Newswire. Nevada Governor Signs Breast Density Law June 10, 2013. http://www.imagingbiz.com/articles/news/nevada-governor-signs-breast-density-law. Accessed August 1, 2013.
  3. Are You Dense Advocacy. H.R.3102Latest 112th Congress. Breast Density and Mammography Reporting Act of 2011 http://www.congressweb.com/areyoudenseadvocacy/Bills/Detail/id/12734. Accessed November 7, 2013.
  4. The New York Times. New Laws Add a Divisive Component to Breast Screening. http://www.nytimes.com/2012/10/25/health/laws-tell-mammogram-clinics-to-address-breast-density.html?pagewanted=all. Accessed November 7, 2013.
  5. Reichert JM. Trends in development and approval times for new therapeutics in the United States. Nat Rev Drug Discov 2003; 2:695702.
  6. Kramer DB, Kesselheim AS. User fees and beyond—the FDA Safety and Innovation Act of 2012. N Engl J Med 2012; 367:12771279.
  7. US Government Accountability Office (GAO). New Drug Approval: FDA Needs to Enhance Its Oversight of Drugs Approved on the Basis of Surrogate Endpoints. GAO-09-866. http://www.gao.gov/products/GAO-09-866. Accessed November 7, 2013.
  8. Ocaña A, Amir E, Vera F, Eisenhauer EA, Tannock IF. Addition of bevacizumab to chemotherapy for treatment of solid tumors: similar results but different conclusions. J Clin Oncol 2011; 29:254256.
  9. Rowe JM, Löwenberg B. Gemtuzumab ozogamicin in acute myeloid leukemia: a remarkable saga about an active drug. Blood 2013; 121:48384841.
  10. Dhruva SS, Redberg RF. Accelerated approval and possible withdrawal of midodrine. JAMA 2010; 304:21722173.
  11. Gierach GL, Ichikawa L, Kerlikowske K, et al. Relationship between mammographic density and breast cancer death in the Breast Cancer Surveillance Consortium. J Natl Cancer Inst 2012; 104:12181227.
  12. Hooley RJ, Greenberg KL, Stackhouse RM, Geisel JL, Butler RS, Philpotts LE. Screening US in patients with mammographically dense breasts: initial experience with Connecticut Public Act 09-41. Radiology 2012; 265:5969.
  13. Welch HG, Frankel BA. Likelihood that a woman with screen-detected breast cancer has had her “life saved” by that screening. Arch Intern Med 2011; 171:20432046.
  14. Kerlikowske K, Zhu W, Hubbard RA, et al; Breast Cancer Surveillance Consortium. Outcomes of screening mammography by frequency, breast density, and postmenopausal hormone therapy. JAMA Intern Med 2013; 173:807816.
  15. Bleyer A, Welch HG. Effect of three decades of screening mammography on breast-cancer incidence. N Engl J Med 2012; 367:19982005.
  16. New York Review of Books. Facing the Real Gun Problem. http://www.nybooks.com/articles/archives/2013/jun/20/facing-real-gunproblem. Accessed November 7, 2013.
  17. Prasad V, Gall V, Cifu A. The frequency of medical reversal. Arch Intern Med 2011; 171:16751676.
  18. Prasad V, Cifu A, Ioannidis JP. Reversals of established medical practices: evidence to abandon ship. JAMA 2012; 307:3738.
References
  1. Nevada Legislature. Requires the notification of patients regarding breast density. (BDR 40-172). http://www.leg.state.nv.us/Session/77th2013/Reports/history.cfm?ID=371. Accessed November 7, 2013.
  2. ImagingBIZ Newswire. Nevada Governor Signs Breast Density Law June 10, 2013. http://www.imagingbiz.com/articles/news/nevada-governor-signs-breast-density-law. Accessed August 1, 2013.
  3. Are You Dense Advocacy. H.R.3102Latest 112th Congress. Breast Density and Mammography Reporting Act of 2011 http://www.congressweb.com/areyoudenseadvocacy/Bills/Detail/id/12734. Accessed November 7, 2013.
  4. The New York Times. New Laws Add a Divisive Component to Breast Screening. http://www.nytimes.com/2012/10/25/health/laws-tell-mammogram-clinics-to-address-breast-density.html?pagewanted=all. Accessed November 7, 2013.
  5. Reichert JM. Trends in development and approval times for new therapeutics in the United States. Nat Rev Drug Discov 2003; 2:695702.
  6. Kramer DB, Kesselheim AS. User fees and beyond—the FDA Safety and Innovation Act of 2012. N Engl J Med 2012; 367:12771279.
  7. US Government Accountability Office (GAO). New Drug Approval: FDA Needs to Enhance Its Oversight of Drugs Approved on the Basis of Surrogate Endpoints. GAO-09-866. http://www.gao.gov/products/GAO-09-866. Accessed November 7, 2013.
  8. Ocaña A, Amir E, Vera F, Eisenhauer EA, Tannock IF. Addition of bevacizumab to chemotherapy for treatment of solid tumors: similar results but different conclusions. J Clin Oncol 2011; 29:254256.
  9. Rowe JM, Löwenberg B. Gemtuzumab ozogamicin in acute myeloid leukemia: a remarkable saga about an active drug. Blood 2013; 121:48384841.
  10. Dhruva SS, Redberg RF. Accelerated approval and possible withdrawal of midodrine. JAMA 2010; 304:21722173.
  11. Gierach GL, Ichikawa L, Kerlikowske K, et al. Relationship between mammographic density and breast cancer death in the Breast Cancer Surveillance Consortium. J Natl Cancer Inst 2012; 104:12181227.
  12. Hooley RJ, Greenberg KL, Stackhouse RM, Geisel JL, Butler RS, Philpotts LE. Screening US in patients with mammographically dense breasts: initial experience with Connecticut Public Act 09-41. Radiology 2012; 265:5969.
  13. Welch HG, Frankel BA. Likelihood that a woman with screen-detected breast cancer has had her “life saved” by that screening. Arch Intern Med 2011; 171:20432046.
  14. Kerlikowske K, Zhu W, Hubbard RA, et al; Breast Cancer Surveillance Consortium. Outcomes of screening mammography by frequency, breast density, and postmenopausal hormone therapy. JAMA Intern Med 2013; 173:807816.
  15. Bleyer A, Welch HG. Effect of three decades of screening mammography on breast-cancer incidence. N Engl J Med 2012; 367:19982005.
  16. New York Review of Books. Facing the Real Gun Problem. http://www.nybooks.com/articles/archives/2013/jun/20/facing-real-gunproblem. Accessed November 7, 2013.
  17. Prasad V, Gall V, Cifu A. The frequency of medical reversal. Arch Intern Med 2011; 171:16751676.
  18. Prasad V, Cifu A, Ioannidis JP. Reversals of established medical practices: evidence to abandon ship. JAMA 2012; 307:3738.
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Can an ARB be given to patients who have had angioedema on an ACE inhibitor?

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Can an ARB be given to patients who have had angioedema on an ACE inhibitor?

Current evidence suggests no absolute contraindication to angiotensin receptor blockers (ARBs) in patients who have had angioedema attributable to an angiotensin-converting enzyme (ACE) inhibitor. However, since ARBs can also cause angioedema, they should be prescribed with extreme caution after a thorough risk-benefit analysis and after educating the patient to watch for signs of angioedema while taking the drug.

A GROWING PROBLEM

Figure 1. Angioedema affecting the tongue in a man taking an angiotensin-converting enzyme inhibitor. Involvement of the lips and the tongue can be life-threatening, requiring tracheostomy.

Angioedema is a potentially life-threatening swelling of the skin and subcutaneous tissues, often affecting the lips and tongue (Figure 1), and in some cases interfering with breathing and requiring tracheostomy.1 The incidence rate of angioedema in patients taking ACE inhibitors ranges from 0.1% to 0.7%.2–4 Although this rate may seem low, the widespread and growing use of ACE inhibitors and ARBs in patients with diabetes, diabetic nephropathy, and congestive heart failure5 makes angioedema fairly common in clinical practice.

ACE inhibitor-induced angioedema most commonly occurs within days of initiating therapy, but it also may occur weeks, months, or even years after the start of treatment.1 Patients who are over age 65, black, or female are at higher risk, as are renal transplant recipients taking mTOR inhibitors such as sirolimus. Diabetes appears to be associated with a lower risk.4,6,7 This adverse reaction to ACE inhibitors is thought to be a class side effect, and the future use of this class of drugs would be contraindicated.8,9

ACE inhibitors cause angioedema by direct interference with the degradation of bradykinin, thereby increasing bradykinin levels and potentiating its biologic effect, leading to increased vascular permeability, inflammation, and activation of nociceptors.8

 

 

EVIDENCE TO SUPPORT THE USE OF ARBs

ACE inhibitors and ARBs both block the renin-angiotensin-aldosterone pathway and confer similar advantages in patients with congestive heart failure, renal failure, and diabetes. But since ARBs directly inhibit the angiotensin receptor and do not interfere with bradykinin degradation, how they cause angioedema is unclear, and clinicians have questioned whether these agents might be used safely in patients who have had angioedema on an ACE inhibitor.

In a large meta-analysis of randomized clinical trials, Makani et al2 investigated the risk of angioedema with ARB use in 35,479 patients and compared this with other commonly used antihypertensive drugs. The weighted incidence of angioedema was 0.30% with an ACE inhibitor, 0.11% with an ARB, and 0.07% with placebo.2 In seven trials included in this study that compared ARBs with placebo, there was no significant difference in the risk of angioedema. Even in such a large study, the event rate was small, making definite conclusions difficult.

In a retrospective observational study of 4 million patients by Toh et al,3 patients on beta-blockers were used as a reference, and propensity scoring was used to estimate the hazard ratio of angioedema separately for drugs targeting the renin-angiotensin-aldosterone system, including ACE inhibitors and ARBs. The risk of angioedema, as measured by the cumulative incidence and incidence rate, was highest for ACE inhibitors and was similar between ARBs and beta-blockers. The risk of serious angioedema was three times higher with ACE inhibitors than with beta-blockers, and there was no higher risk of serious angioedema with ARBs than with beta-blockers.3

Looking specifically at the use of ARBs in patients who developed angioedema on an ACE inhibitor, Haymore et al10 performed a meta-analysis evaluating only three studies that showed the estimated risk of angioedema with an ARB was between 3.5% and 9.4% in patients with a history of ACE inhibitor-induced angioedema. Later, when the results of the Telmisartan Randomised Assessment Study in ACE Intolerant Subjects With Cardiovascular Disease trial11 were published, the previous meta-analysis was updated12: the risk of angioedema with an ARB was only 2.5% (95% confidence interval 0%–6.6%), and there was no statistically significant difference in the odds (odds ratio 1.1; 95% confidence interval 0.07–17) of angioedema between ARBs and placebo.10,12 Again, these results should be interpreted with caution, as only two patients in the ARB (telmisartan) group and three patients in the placebo group developed angioedema.

In another review, Beavers et al13 advised that the prescribing practitioner should carefully perform a risk-benefit analysis before substituting an ARB in patients with ACE inhibitor-induced angioedema. They concluded that an ARB could be considered in patients who are likely to have a large clinical benefit from an ARB, such as those with heart failure. They also suggested that angioedema related to ARBs was less severe and occurred earlier than with that linked to ACE inhibitors.

No large clinical trial has yet been specifically designed to address the use of ARBs in patients with a history of ACE inhibitor-induced angioedema. The package insert for the ARB losartan mentions that the risk of this adverse reaction might be higher in patients who have had angioedema on an ACE inhibitor. However, the issue of recurrent angioedema is not further addressed for this or other commonly used ARBs.

GENERAL RECOMMENDATIONS

The mechanisms of ARB-induced angioedema are yet unknown. However, studies have shown that the incidence of angioedema while on an ARB is low and is probably comparable to that of placebo.2,3,12–14 And since ARBs share many of the cardiac and renal protective effects of ACE inhibitors, ARBs may be beneficial for patients who discontinue an ACE inhibitor because of adverse effects including angioedema.9,15,16 Based on the discussion above, there is no clear evidence to suggest that ARBs are contraindicated in such patients, especially if there is a compelling indication for an ARB.

The National Kidney Foundation Kidney Disease Outcomes Quality Initiative (NKF KDOQI) guidelines on hypertension in chronic kidney disease recommend caution when substituting an ARB for an ACE inhibitor after angioedema.15 The joint guidelines of the American College of Cardiology and American Heart Association (ACC/AHA) for the diagnosis and management of heart failure in adults advise “extreme caution.”9,16

The risks and benefits of ARB therapy in this setting should be analyzed by the prescribing physician and discussed with the patient. The patient should be closely monitored for the recurrence of angioedema and should be given a clear plan of action should symptoms recur.

OUR ADVICE

In patients with ACE inhibitor-induced angioedema, we recommend the following:

  • Determine that the patient truly has one of the evidence-based, compelling indications for an ARB. Carefully weigh the risks and benefits for the individual patient, and discuss the risk of angioedema based on age, race, sex, and medical history, and the availability of immediate medical care should angioedema occur.
  • If there is an evidence-based indication for an ARB that outweighs the risk of angioedema, an ARB may be started with caution.
  • Specifically discuss with the patient the possibility of recurrence of angioedema while on an ARB, and provide instructions on how to proceed if this should occur.
References
  1. Kaplan AP, Greaves MW. Angioedema. J Am Acad Dermatol 2005; 53:373388.
  2. Makani H, Messerli FH, Romero J, et al. Meta-analysis of randomized trials of angioedema as an adverse event of renin-angiotensin system inhibitors. Am J Cardiol 2012; 110:383391.
  3. Toh S, Reichman ME, Houstoun M, et al. Comparative risk for angioedema associated with the use of drugs that target the renin-angiotensin-aldosterone system. Arch Intern Med 2012; 172:15821589.
  4. Kostis JB, Kim HJ, Rusnak J, et al. Incidence and characteristics of angioedema associated with enalapril. Arch Intern Med 2005; 165:16371642.
  5. Taylor AA, Siragy H, Nesbitt S. Angiotensin receptor blockers: pharmacology, efficacy, and safety. J Clin Hypertens (Greenwich) 2011; 13:677686.
  6. Duerr M, Glander P, Diekmann F, Dragun D, Neumayer HH, Budde K. Increased incidence of angioedema with ACE inhibitors in combination with mTOR inhibitors in kidney transplant recipients. Clin J Am Soc Nephrol 2010; 5:703708.
  7. Byrd JB, Adam A, Brown NJ. Angiotensin-converting enzyme inhibitor-associated angioedema. Immunol Allergy Clin North Am 2006; 26:725737.
  8. Inomata N. Recent advances in drug-induced angioedema. Allergol Int 2012; 61:545557.
  9. Hunt SA, Abraham WT, Chin MH, et al; American College of Cardiology Foundation; American Heart Association. 2009 Focused update incorporated into the ACC/AHA 2005 Guidelines for the Diagnosis and Management of Heart Failure in Adults A Report of the American College of Cardiology Foundation/American Heart Association Task Force on Practice Guidelines Developed in Collaboration With the International Society for Heart and Lung Transplantation. J Am Coll Cardiol 2009; 53:e1e90.
  10. Haymore BR, Yoon J, Mikita CP, Klote MM, DeZee KJ. Risk of angioedema with angiotensin receptor blockers in patients with prior angioedema associated with angiotensin-converting enzyme inhibitors: a meta-analysis. Ann Allergy Asthma Immunol 2008; 101:495499.
  11. Telmisartan Randomised Assessment Study in ACE Intolerant Subjects with Cardiovascular Disease (TRANSCEND) Investigators. Effects of the angiotensin-receptor blocker telmisartan on cardiovascular events in high-risk patients intolerant to angiotensin-converting enzyme inhibitors: a randomised controlled trial. Lancet 2008; 372:11741183.
  12. Haymore BR, DeZee KJ. Use of angiotensin receptor blockers after angioedema with an angiotensin-converting enzyme inhibitor. Ann Allergy Asthma Immunol 2009; 103:8384.
  13. Beavers CJ, Dunn SP, Macaulay TE. The role of angiotensin receptor blockers in patients with angiotensin-converting enzyme inhibitor-induced angioedema. Ann Pharmacother 2011; 45:520524.
  14. Caldeira D, David C, Sampaio C. Tolerability of angiotensin-receptor blockers in patients with intolerance to angiotensin-converting enzyme inhibitors: a systematic review and meta-analysis. Am J Cardiovasc Drugs 2012; 12:263277.
  15. Kidney Disease Outcomes Quality Initiative (K/DOQI). K/DOQI clinical practice guidelines on hypertension and antihypertensive agents in chronic kidney disease. Am J Kidney Dis 2004; 43(suppl 1):S1S290.
  16. Smith SC, Benjamin EJ, Bonow RO, et al. AHA/ACCF secondary prevention and risk reduction therapy for patients with coronary and other atherosclerotic vascular disease: 2011 update: a guideline from the American Heart Association and American College of Cardiology Foundation endorsed by the World Heart Federation and the Preventive Cardiovascular Nurses Association. J Am Coll Cardiol 2011; 58:24322446.
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Prashant Sharma, MD, FACP
Department of Hospital Internal Medicine, Mayo Clinic, Rochester, MN

Vijaiganesh Nagarajan, MD, MRCP, FACP
Department of Cardiovascular Medicine, University of Virginia, Charlottesville

Address: Prashant Sharma, MD, FACP, Department of Hospital Internal Medicine, Mayo Clinic, 200 1st Street SW, OL-2, Rochester, MN. 55905; e-mail: [email protected]

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Current evidence suggests no absolute contraindication to angiotensin receptor blockers (ARBs) in patients who have had angioedema attributable to an angiotensin-converting enzyme (ACE) inhibitor. However, since ARBs can also cause angioedema, they should be prescribed with extreme caution after a thorough risk-benefit analysis and after educating the patient to watch for signs of angioedema while taking the drug.

A GROWING PROBLEM

Figure 1. Angioedema affecting the tongue in a man taking an angiotensin-converting enzyme inhibitor. Involvement of the lips and the tongue can be life-threatening, requiring tracheostomy.

Angioedema is a potentially life-threatening swelling of the skin and subcutaneous tissues, often affecting the lips and tongue (Figure 1), and in some cases interfering with breathing and requiring tracheostomy.1 The incidence rate of angioedema in patients taking ACE inhibitors ranges from 0.1% to 0.7%.2–4 Although this rate may seem low, the widespread and growing use of ACE inhibitors and ARBs in patients with diabetes, diabetic nephropathy, and congestive heart failure5 makes angioedema fairly common in clinical practice.

ACE inhibitor-induced angioedema most commonly occurs within days of initiating therapy, but it also may occur weeks, months, or even years after the start of treatment.1 Patients who are over age 65, black, or female are at higher risk, as are renal transplant recipients taking mTOR inhibitors such as sirolimus. Diabetes appears to be associated with a lower risk.4,6,7 This adverse reaction to ACE inhibitors is thought to be a class side effect, and the future use of this class of drugs would be contraindicated.8,9

ACE inhibitors cause angioedema by direct interference with the degradation of bradykinin, thereby increasing bradykinin levels and potentiating its biologic effect, leading to increased vascular permeability, inflammation, and activation of nociceptors.8

 

 

EVIDENCE TO SUPPORT THE USE OF ARBs

ACE inhibitors and ARBs both block the renin-angiotensin-aldosterone pathway and confer similar advantages in patients with congestive heart failure, renal failure, and diabetes. But since ARBs directly inhibit the angiotensin receptor and do not interfere with bradykinin degradation, how they cause angioedema is unclear, and clinicians have questioned whether these agents might be used safely in patients who have had angioedema on an ACE inhibitor.

In a large meta-analysis of randomized clinical trials, Makani et al2 investigated the risk of angioedema with ARB use in 35,479 patients and compared this with other commonly used antihypertensive drugs. The weighted incidence of angioedema was 0.30% with an ACE inhibitor, 0.11% with an ARB, and 0.07% with placebo.2 In seven trials included in this study that compared ARBs with placebo, there was no significant difference in the risk of angioedema. Even in such a large study, the event rate was small, making definite conclusions difficult.

In a retrospective observational study of 4 million patients by Toh et al,3 patients on beta-blockers were used as a reference, and propensity scoring was used to estimate the hazard ratio of angioedema separately for drugs targeting the renin-angiotensin-aldosterone system, including ACE inhibitors and ARBs. The risk of angioedema, as measured by the cumulative incidence and incidence rate, was highest for ACE inhibitors and was similar between ARBs and beta-blockers. The risk of serious angioedema was three times higher with ACE inhibitors than with beta-blockers, and there was no higher risk of serious angioedema with ARBs than with beta-blockers.3

Looking specifically at the use of ARBs in patients who developed angioedema on an ACE inhibitor, Haymore et al10 performed a meta-analysis evaluating only three studies that showed the estimated risk of angioedema with an ARB was between 3.5% and 9.4% in patients with a history of ACE inhibitor-induced angioedema. Later, when the results of the Telmisartan Randomised Assessment Study in ACE Intolerant Subjects With Cardiovascular Disease trial11 were published, the previous meta-analysis was updated12: the risk of angioedema with an ARB was only 2.5% (95% confidence interval 0%–6.6%), and there was no statistically significant difference in the odds (odds ratio 1.1; 95% confidence interval 0.07–17) of angioedema between ARBs and placebo.10,12 Again, these results should be interpreted with caution, as only two patients in the ARB (telmisartan) group and three patients in the placebo group developed angioedema.

In another review, Beavers et al13 advised that the prescribing practitioner should carefully perform a risk-benefit analysis before substituting an ARB in patients with ACE inhibitor-induced angioedema. They concluded that an ARB could be considered in patients who are likely to have a large clinical benefit from an ARB, such as those with heart failure. They also suggested that angioedema related to ARBs was less severe and occurred earlier than with that linked to ACE inhibitors.

No large clinical trial has yet been specifically designed to address the use of ARBs in patients with a history of ACE inhibitor-induced angioedema. The package insert for the ARB losartan mentions that the risk of this adverse reaction might be higher in patients who have had angioedema on an ACE inhibitor. However, the issue of recurrent angioedema is not further addressed for this or other commonly used ARBs.

GENERAL RECOMMENDATIONS

The mechanisms of ARB-induced angioedema are yet unknown. However, studies have shown that the incidence of angioedema while on an ARB is low and is probably comparable to that of placebo.2,3,12–14 And since ARBs share many of the cardiac and renal protective effects of ACE inhibitors, ARBs may be beneficial for patients who discontinue an ACE inhibitor because of adverse effects including angioedema.9,15,16 Based on the discussion above, there is no clear evidence to suggest that ARBs are contraindicated in such patients, especially if there is a compelling indication for an ARB.

The National Kidney Foundation Kidney Disease Outcomes Quality Initiative (NKF KDOQI) guidelines on hypertension in chronic kidney disease recommend caution when substituting an ARB for an ACE inhibitor after angioedema.15 The joint guidelines of the American College of Cardiology and American Heart Association (ACC/AHA) for the diagnosis and management of heart failure in adults advise “extreme caution.”9,16

The risks and benefits of ARB therapy in this setting should be analyzed by the prescribing physician and discussed with the patient. The patient should be closely monitored for the recurrence of angioedema and should be given a clear plan of action should symptoms recur.

OUR ADVICE

In patients with ACE inhibitor-induced angioedema, we recommend the following:

  • Determine that the patient truly has one of the evidence-based, compelling indications for an ARB. Carefully weigh the risks and benefits for the individual patient, and discuss the risk of angioedema based on age, race, sex, and medical history, and the availability of immediate medical care should angioedema occur.
  • If there is an evidence-based indication for an ARB that outweighs the risk of angioedema, an ARB may be started with caution.
  • Specifically discuss with the patient the possibility of recurrence of angioedema while on an ARB, and provide instructions on how to proceed if this should occur.

Current evidence suggests no absolute contraindication to angiotensin receptor blockers (ARBs) in patients who have had angioedema attributable to an angiotensin-converting enzyme (ACE) inhibitor. However, since ARBs can also cause angioedema, they should be prescribed with extreme caution after a thorough risk-benefit analysis and after educating the patient to watch for signs of angioedema while taking the drug.

A GROWING PROBLEM

Figure 1. Angioedema affecting the tongue in a man taking an angiotensin-converting enzyme inhibitor. Involvement of the lips and the tongue can be life-threatening, requiring tracheostomy.

Angioedema is a potentially life-threatening swelling of the skin and subcutaneous tissues, often affecting the lips and tongue (Figure 1), and in some cases interfering with breathing and requiring tracheostomy.1 The incidence rate of angioedema in patients taking ACE inhibitors ranges from 0.1% to 0.7%.2–4 Although this rate may seem low, the widespread and growing use of ACE inhibitors and ARBs in patients with diabetes, diabetic nephropathy, and congestive heart failure5 makes angioedema fairly common in clinical practice.

ACE inhibitor-induced angioedema most commonly occurs within days of initiating therapy, but it also may occur weeks, months, or even years after the start of treatment.1 Patients who are over age 65, black, or female are at higher risk, as are renal transplant recipients taking mTOR inhibitors such as sirolimus. Diabetes appears to be associated with a lower risk.4,6,7 This adverse reaction to ACE inhibitors is thought to be a class side effect, and the future use of this class of drugs would be contraindicated.8,9

ACE inhibitors cause angioedema by direct interference with the degradation of bradykinin, thereby increasing bradykinin levels and potentiating its biologic effect, leading to increased vascular permeability, inflammation, and activation of nociceptors.8

 

 

EVIDENCE TO SUPPORT THE USE OF ARBs

ACE inhibitors and ARBs both block the renin-angiotensin-aldosterone pathway and confer similar advantages in patients with congestive heart failure, renal failure, and diabetes. But since ARBs directly inhibit the angiotensin receptor and do not interfere with bradykinin degradation, how they cause angioedema is unclear, and clinicians have questioned whether these agents might be used safely in patients who have had angioedema on an ACE inhibitor.

In a large meta-analysis of randomized clinical trials, Makani et al2 investigated the risk of angioedema with ARB use in 35,479 patients and compared this with other commonly used antihypertensive drugs. The weighted incidence of angioedema was 0.30% with an ACE inhibitor, 0.11% with an ARB, and 0.07% with placebo.2 In seven trials included in this study that compared ARBs with placebo, there was no significant difference in the risk of angioedema. Even in such a large study, the event rate was small, making definite conclusions difficult.

In a retrospective observational study of 4 million patients by Toh et al,3 patients on beta-blockers were used as a reference, and propensity scoring was used to estimate the hazard ratio of angioedema separately for drugs targeting the renin-angiotensin-aldosterone system, including ACE inhibitors and ARBs. The risk of angioedema, as measured by the cumulative incidence and incidence rate, was highest for ACE inhibitors and was similar between ARBs and beta-blockers. The risk of serious angioedema was three times higher with ACE inhibitors than with beta-blockers, and there was no higher risk of serious angioedema with ARBs than with beta-blockers.3

Looking specifically at the use of ARBs in patients who developed angioedema on an ACE inhibitor, Haymore et al10 performed a meta-analysis evaluating only three studies that showed the estimated risk of angioedema with an ARB was between 3.5% and 9.4% in patients with a history of ACE inhibitor-induced angioedema. Later, when the results of the Telmisartan Randomised Assessment Study in ACE Intolerant Subjects With Cardiovascular Disease trial11 were published, the previous meta-analysis was updated12: the risk of angioedema with an ARB was only 2.5% (95% confidence interval 0%–6.6%), and there was no statistically significant difference in the odds (odds ratio 1.1; 95% confidence interval 0.07–17) of angioedema between ARBs and placebo.10,12 Again, these results should be interpreted with caution, as only two patients in the ARB (telmisartan) group and three patients in the placebo group developed angioedema.

In another review, Beavers et al13 advised that the prescribing practitioner should carefully perform a risk-benefit analysis before substituting an ARB in patients with ACE inhibitor-induced angioedema. They concluded that an ARB could be considered in patients who are likely to have a large clinical benefit from an ARB, such as those with heart failure. They also suggested that angioedema related to ARBs was less severe and occurred earlier than with that linked to ACE inhibitors.

No large clinical trial has yet been specifically designed to address the use of ARBs in patients with a history of ACE inhibitor-induced angioedema. The package insert for the ARB losartan mentions that the risk of this adverse reaction might be higher in patients who have had angioedema on an ACE inhibitor. However, the issue of recurrent angioedema is not further addressed for this or other commonly used ARBs.

GENERAL RECOMMENDATIONS

The mechanisms of ARB-induced angioedema are yet unknown. However, studies have shown that the incidence of angioedema while on an ARB is low and is probably comparable to that of placebo.2,3,12–14 And since ARBs share many of the cardiac and renal protective effects of ACE inhibitors, ARBs may be beneficial for patients who discontinue an ACE inhibitor because of adverse effects including angioedema.9,15,16 Based on the discussion above, there is no clear evidence to suggest that ARBs are contraindicated in such patients, especially if there is a compelling indication for an ARB.

The National Kidney Foundation Kidney Disease Outcomes Quality Initiative (NKF KDOQI) guidelines on hypertension in chronic kidney disease recommend caution when substituting an ARB for an ACE inhibitor after angioedema.15 The joint guidelines of the American College of Cardiology and American Heart Association (ACC/AHA) for the diagnosis and management of heart failure in adults advise “extreme caution.”9,16

The risks and benefits of ARB therapy in this setting should be analyzed by the prescribing physician and discussed with the patient. The patient should be closely monitored for the recurrence of angioedema and should be given a clear plan of action should symptoms recur.

OUR ADVICE

In patients with ACE inhibitor-induced angioedema, we recommend the following:

  • Determine that the patient truly has one of the evidence-based, compelling indications for an ARB. Carefully weigh the risks and benefits for the individual patient, and discuss the risk of angioedema based on age, race, sex, and medical history, and the availability of immediate medical care should angioedema occur.
  • If there is an evidence-based indication for an ARB that outweighs the risk of angioedema, an ARB may be started with caution.
  • Specifically discuss with the patient the possibility of recurrence of angioedema while on an ARB, and provide instructions on how to proceed if this should occur.
References
  1. Kaplan AP, Greaves MW. Angioedema. J Am Acad Dermatol 2005; 53:373388.
  2. Makani H, Messerli FH, Romero J, et al. Meta-analysis of randomized trials of angioedema as an adverse event of renin-angiotensin system inhibitors. Am J Cardiol 2012; 110:383391.
  3. Toh S, Reichman ME, Houstoun M, et al. Comparative risk for angioedema associated with the use of drugs that target the renin-angiotensin-aldosterone system. Arch Intern Med 2012; 172:15821589.
  4. Kostis JB, Kim HJ, Rusnak J, et al. Incidence and characteristics of angioedema associated with enalapril. Arch Intern Med 2005; 165:16371642.
  5. Taylor AA, Siragy H, Nesbitt S. Angiotensin receptor blockers: pharmacology, efficacy, and safety. J Clin Hypertens (Greenwich) 2011; 13:677686.
  6. Duerr M, Glander P, Diekmann F, Dragun D, Neumayer HH, Budde K. Increased incidence of angioedema with ACE inhibitors in combination with mTOR inhibitors in kidney transplant recipients. Clin J Am Soc Nephrol 2010; 5:703708.
  7. Byrd JB, Adam A, Brown NJ. Angiotensin-converting enzyme inhibitor-associated angioedema. Immunol Allergy Clin North Am 2006; 26:725737.
  8. Inomata N. Recent advances in drug-induced angioedema. Allergol Int 2012; 61:545557.
  9. Hunt SA, Abraham WT, Chin MH, et al; American College of Cardiology Foundation; American Heart Association. 2009 Focused update incorporated into the ACC/AHA 2005 Guidelines for the Diagnosis and Management of Heart Failure in Adults A Report of the American College of Cardiology Foundation/American Heart Association Task Force on Practice Guidelines Developed in Collaboration With the International Society for Heart and Lung Transplantation. J Am Coll Cardiol 2009; 53:e1e90.
  10. Haymore BR, Yoon J, Mikita CP, Klote MM, DeZee KJ. Risk of angioedema with angiotensin receptor blockers in patients with prior angioedema associated with angiotensin-converting enzyme inhibitors: a meta-analysis. Ann Allergy Asthma Immunol 2008; 101:495499.
  11. Telmisartan Randomised Assessment Study in ACE Intolerant Subjects with Cardiovascular Disease (TRANSCEND) Investigators. Effects of the angiotensin-receptor blocker telmisartan on cardiovascular events in high-risk patients intolerant to angiotensin-converting enzyme inhibitors: a randomised controlled trial. Lancet 2008; 372:11741183.
  12. Haymore BR, DeZee KJ. Use of angiotensin receptor blockers after angioedema with an angiotensin-converting enzyme inhibitor. Ann Allergy Asthma Immunol 2009; 103:8384.
  13. Beavers CJ, Dunn SP, Macaulay TE. The role of angiotensin receptor blockers in patients with angiotensin-converting enzyme inhibitor-induced angioedema. Ann Pharmacother 2011; 45:520524.
  14. Caldeira D, David C, Sampaio C. Tolerability of angiotensin-receptor blockers in patients with intolerance to angiotensin-converting enzyme inhibitors: a systematic review and meta-analysis. Am J Cardiovasc Drugs 2012; 12:263277.
  15. Kidney Disease Outcomes Quality Initiative (K/DOQI). K/DOQI clinical practice guidelines on hypertension and antihypertensive agents in chronic kidney disease. Am J Kidney Dis 2004; 43(suppl 1):S1S290.
  16. Smith SC, Benjamin EJ, Bonow RO, et al. AHA/ACCF secondary prevention and risk reduction therapy for patients with coronary and other atherosclerotic vascular disease: 2011 update: a guideline from the American Heart Association and American College of Cardiology Foundation endorsed by the World Heart Federation and the Preventive Cardiovascular Nurses Association. J Am Coll Cardiol 2011; 58:24322446.
References
  1. Kaplan AP, Greaves MW. Angioedema. J Am Acad Dermatol 2005; 53:373388.
  2. Makani H, Messerli FH, Romero J, et al. Meta-analysis of randomized trials of angioedema as an adverse event of renin-angiotensin system inhibitors. Am J Cardiol 2012; 110:383391.
  3. Toh S, Reichman ME, Houstoun M, et al. Comparative risk for angioedema associated with the use of drugs that target the renin-angiotensin-aldosterone system. Arch Intern Med 2012; 172:15821589.
  4. Kostis JB, Kim HJ, Rusnak J, et al. Incidence and characteristics of angioedema associated with enalapril. Arch Intern Med 2005; 165:16371642.
  5. Taylor AA, Siragy H, Nesbitt S. Angiotensin receptor blockers: pharmacology, efficacy, and safety. J Clin Hypertens (Greenwich) 2011; 13:677686.
  6. Duerr M, Glander P, Diekmann F, Dragun D, Neumayer HH, Budde K. Increased incidence of angioedema with ACE inhibitors in combination with mTOR inhibitors in kidney transplant recipients. Clin J Am Soc Nephrol 2010; 5:703708.
  7. Byrd JB, Adam A, Brown NJ. Angiotensin-converting enzyme inhibitor-associated angioedema. Immunol Allergy Clin North Am 2006; 26:725737.
  8. Inomata N. Recent advances in drug-induced angioedema. Allergol Int 2012; 61:545557.
  9. Hunt SA, Abraham WT, Chin MH, et al; American College of Cardiology Foundation; American Heart Association. 2009 Focused update incorporated into the ACC/AHA 2005 Guidelines for the Diagnosis and Management of Heart Failure in Adults A Report of the American College of Cardiology Foundation/American Heart Association Task Force on Practice Guidelines Developed in Collaboration With the International Society for Heart and Lung Transplantation. J Am Coll Cardiol 2009; 53:e1e90.
  10. Haymore BR, Yoon J, Mikita CP, Klote MM, DeZee KJ. Risk of angioedema with angiotensin receptor blockers in patients with prior angioedema associated with angiotensin-converting enzyme inhibitors: a meta-analysis. Ann Allergy Asthma Immunol 2008; 101:495499.
  11. Telmisartan Randomised Assessment Study in ACE Intolerant Subjects with Cardiovascular Disease (TRANSCEND) Investigators. Effects of the angiotensin-receptor blocker telmisartan on cardiovascular events in high-risk patients intolerant to angiotensin-converting enzyme inhibitors: a randomised controlled trial. Lancet 2008; 372:11741183.
  12. Haymore BR, DeZee KJ. Use of angiotensin receptor blockers after angioedema with an angiotensin-converting enzyme inhibitor. Ann Allergy Asthma Immunol 2009; 103:8384.
  13. Beavers CJ, Dunn SP, Macaulay TE. The role of angiotensin receptor blockers in patients with angiotensin-converting enzyme inhibitor-induced angioedema. Ann Pharmacother 2011; 45:520524.
  14. Caldeira D, David C, Sampaio C. Tolerability of angiotensin-receptor blockers in patients with intolerance to angiotensin-converting enzyme inhibitors: a systematic review and meta-analysis. Am J Cardiovasc Drugs 2012; 12:263277.
  15. Kidney Disease Outcomes Quality Initiative (K/DOQI). K/DOQI clinical practice guidelines on hypertension and antihypertensive agents in chronic kidney disease. Am J Kidney Dis 2004; 43(suppl 1):S1S290.
  16. Smith SC, Benjamin EJ, Bonow RO, et al. AHA/ACCF secondary prevention and risk reduction therapy for patients with coronary and other atherosclerotic vascular disease: 2011 update: a guideline from the American Heart Association and American College of Cardiology Foundation endorsed by the World Heart Federation and the Preventive Cardiovascular Nurses Association. J Am Coll Cardiol 2011; 58:24322446.
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To Phil, adieu with many thanks and much gratitude

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Phil Canuto, the executive editor of the Cleveland Clinic Journal of Medicine for almost 20 years, is retiring. Known to relatively few of our authors and peer reviewers, Phil has been the invisible force behind the current print and digital face and body of CCJM.

Few medical journals have a persona that connects with their readers, relating in ways that lead to a bonding between reader and journal that extends beyond the content of the monthly articles. We have strived to attain such a relationship with you, our readers, and I will take the liberty of assuming we have to some extent succeeded. I devote my space this month to talking with you about Phil and his relationship with the Journal.

I have frequently described our journalistic mission as publishing articles for our readers—not for our authors. Phil helped translate this concept into reality by insisting that articles be readable and understandable and always have a clearly stated “bottom-line” message.

 

Phil Canuto

Phil joined the CCJM in 1995. He came with genuine journalistic and writing skills and a conviction that medical writing for and by physicians could and should have the same clarity that provides effective information transfer in other venues. He had previously worked as a reporter and medical writer at The Akron Beacon Journal newspaper, and prior to that had been the public information officer for the USDA Food and Nutrition Service. He holds a master’s degree from Medill School of Journalism at Northwestern University.

Phil incorporated basic and sound principles of writing into CCJM, something still not uniformly done in medical journals. He pushed for each article to tell a story and clearly communicate a message to the practicing clinician that could translate into improved patient care. Bright and experienced expert clinicians were coaxed to translate their complex topics and opinions into educational messages that were accurate, relevant, and accessible. Based on unsolicited feedback from our readers and the results of standard media industry surveys, he was right on target: clarity is not the antithesis of erudition (although not all authors have shared this perspective).

He was no publishing Luddite. Phil was the driver behind continuously upgrading our open-access CCJM website—enhancing CME options, creating apps for other media, incorporating an online manuscript-tracking system, and tracking and cataloguing patterns of reader use in order to link growth to the needs of our readers. He enabled CCJM to become an early routine user of plagiarism-detection software. With all of this forward positioning, he also found time to champion the electronic archiving of all 81 years of the Journal (which you can now freely access on the Journal’s website).

These very tangible and significant contributions pale in comparison with his impact on the internal operations of the Journal and on my own maturation as editor in chief (and I speak here as well on behalf of previous physician editors). He has been a constant voice of reason, somehow able to recognize potential controversies and develop strategies to ameliorate the personal conflict while not minimizing valid intellectual differences.

A product of the publication pressures of daily newspapers, he would overlook no opportunity to remind me to move manuscripts along and think of potential topics that we should discuss—his admonition to “feed the beast” is stenciled indelibly in my brain. And he never excused himself from equal responsibility for the feeding. He regularly perused subspecialty journals looking for advances in treatment and diagnosis and through many (fortunately well-weathered) medical adventures, few of his physicians have escaped his probing question, “What’s coming that internists should know about, and who can write about it?”

We will miss his equipoise in dealing with the multiple challenges that frequently arise in the running of a monthly journal. We will miss his many skills, and his enthusiasm and commitment to the Journal’s success in achieving our mission. And I will miss his advice, his creativity, his balanced counsel and support, and his willingness to edit and provide honest feedback on whatever writings I sent his way.

From all of us at CCJM, thank you, Phil, for being you, and for a job very well done. Sleep late and read the newspaper.

PS: Phil—Please note that although too wordy, I at least introduced the “story line” in the first sentence.

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Phil Canuto, the executive editor of the Cleveland Clinic Journal of Medicine for almost 20 years, is retiring. Known to relatively few of our authors and peer reviewers, Phil has been the invisible force behind the current print and digital face and body of CCJM.

Few medical journals have a persona that connects with their readers, relating in ways that lead to a bonding between reader and journal that extends beyond the content of the monthly articles. We have strived to attain such a relationship with you, our readers, and I will take the liberty of assuming we have to some extent succeeded. I devote my space this month to talking with you about Phil and his relationship with the Journal.

I have frequently described our journalistic mission as publishing articles for our readers—not for our authors. Phil helped translate this concept into reality by insisting that articles be readable and understandable and always have a clearly stated “bottom-line” message.

 

Phil Canuto

Phil joined the CCJM in 1995. He came with genuine journalistic and writing skills and a conviction that medical writing for and by physicians could and should have the same clarity that provides effective information transfer in other venues. He had previously worked as a reporter and medical writer at The Akron Beacon Journal newspaper, and prior to that had been the public information officer for the USDA Food and Nutrition Service. He holds a master’s degree from Medill School of Journalism at Northwestern University.

Phil incorporated basic and sound principles of writing into CCJM, something still not uniformly done in medical journals. He pushed for each article to tell a story and clearly communicate a message to the practicing clinician that could translate into improved patient care. Bright and experienced expert clinicians were coaxed to translate their complex topics and opinions into educational messages that were accurate, relevant, and accessible. Based on unsolicited feedback from our readers and the results of standard media industry surveys, he was right on target: clarity is not the antithesis of erudition (although not all authors have shared this perspective).

He was no publishing Luddite. Phil was the driver behind continuously upgrading our open-access CCJM website—enhancing CME options, creating apps for other media, incorporating an online manuscript-tracking system, and tracking and cataloguing patterns of reader use in order to link growth to the needs of our readers. He enabled CCJM to become an early routine user of plagiarism-detection software. With all of this forward positioning, he also found time to champion the electronic archiving of all 81 years of the Journal (which you can now freely access on the Journal’s website).

These very tangible and significant contributions pale in comparison with his impact on the internal operations of the Journal and on my own maturation as editor in chief (and I speak here as well on behalf of previous physician editors). He has been a constant voice of reason, somehow able to recognize potential controversies and develop strategies to ameliorate the personal conflict while not minimizing valid intellectual differences.

A product of the publication pressures of daily newspapers, he would overlook no opportunity to remind me to move manuscripts along and think of potential topics that we should discuss—his admonition to “feed the beast” is stenciled indelibly in my brain. And he never excused himself from equal responsibility for the feeding. He regularly perused subspecialty journals looking for advances in treatment and diagnosis and through many (fortunately well-weathered) medical adventures, few of his physicians have escaped his probing question, “What’s coming that internists should know about, and who can write about it?”

We will miss his equipoise in dealing with the multiple challenges that frequently arise in the running of a monthly journal. We will miss his many skills, and his enthusiasm and commitment to the Journal’s success in achieving our mission. And I will miss his advice, his creativity, his balanced counsel and support, and his willingness to edit and provide honest feedback on whatever writings I sent his way.

From all of us at CCJM, thank you, Phil, for being you, and for a job very well done. Sleep late and read the newspaper.

PS: Phil—Please note that although too wordy, I at least introduced the “story line” in the first sentence.

Phil Canuto, the executive editor of the Cleveland Clinic Journal of Medicine for almost 20 years, is retiring. Known to relatively few of our authors and peer reviewers, Phil has been the invisible force behind the current print and digital face and body of CCJM.

Few medical journals have a persona that connects with their readers, relating in ways that lead to a bonding between reader and journal that extends beyond the content of the monthly articles. We have strived to attain such a relationship with you, our readers, and I will take the liberty of assuming we have to some extent succeeded. I devote my space this month to talking with you about Phil and his relationship with the Journal.

I have frequently described our journalistic mission as publishing articles for our readers—not for our authors. Phil helped translate this concept into reality by insisting that articles be readable and understandable and always have a clearly stated “bottom-line” message.

 

Phil Canuto

Phil joined the CCJM in 1995. He came with genuine journalistic and writing skills and a conviction that medical writing for and by physicians could and should have the same clarity that provides effective information transfer in other venues. He had previously worked as a reporter and medical writer at The Akron Beacon Journal newspaper, and prior to that had been the public information officer for the USDA Food and Nutrition Service. He holds a master’s degree from Medill School of Journalism at Northwestern University.

Phil incorporated basic and sound principles of writing into CCJM, something still not uniformly done in medical journals. He pushed for each article to tell a story and clearly communicate a message to the practicing clinician that could translate into improved patient care. Bright and experienced expert clinicians were coaxed to translate their complex topics and opinions into educational messages that were accurate, relevant, and accessible. Based on unsolicited feedback from our readers and the results of standard media industry surveys, he was right on target: clarity is not the antithesis of erudition (although not all authors have shared this perspective).

He was no publishing Luddite. Phil was the driver behind continuously upgrading our open-access CCJM website—enhancing CME options, creating apps for other media, incorporating an online manuscript-tracking system, and tracking and cataloguing patterns of reader use in order to link growth to the needs of our readers. He enabled CCJM to become an early routine user of plagiarism-detection software. With all of this forward positioning, he also found time to champion the electronic archiving of all 81 years of the Journal (which you can now freely access on the Journal’s website).

These very tangible and significant contributions pale in comparison with his impact on the internal operations of the Journal and on my own maturation as editor in chief (and I speak here as well on behalf of previous physician editors). He has been a constant voice of reason, somehow able to recognize potential controversies and develop strategies to ameliorate the personal conflict while not minimizing valid intellectual differences.

A product of the publication pressures of daily newspapers, he would overlook no opportunity to remind me to move manuscripts along and think of potential topics that we should discuss—his admonition to “feed the beast” is stenciled indelibly in my brain. And he never excused himself from equal responsibility for the feeding. He regularly perused subspecialty journals looking for advances in treatment and diagnosis and through many (fortunately well-weathered) medical adventures, few of his physicians have escaped his probing question, “What’s coming that internists should know about, and who can write about it?”

We will miss his equipoise in dealing with the multiple challenges that frequently arise in the running of a monthly journal. We will miss his many skills, and his enthusiasm and commitment to the Journal’s success in achieving our mission. And I will miss his advice, his creativity, his balanced counsel and support, and his willingness to edit and provide honest feedback on whatever writings I sent his way.

From all of us at CCJM, thank you, Phil, for being you, and for a job very well done. Sleep late and read the newspaper.

PS: Phil—Please note that although too wordy, I at least introduced the “story line” in the first sentence.

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To Phil, adieu with many thanks and much gratitude
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Journal of hospital medicine in 2014 and beyond

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2013 WAS A GREAT YEAR FOR JHM

As the field of hospital medicine continues to grow and prosper, so does the Journal of Hospital Medicine (JHM). For JHM, 2013 reflected the field's growth with continued excellence, as manifested in a number of ways.

First, submissions to JHM rose more than 25% over 2012, with the majority of this growth coming in the form of original research, a key indication of vigorous growth in hospital medicine. Growth in submissions was accommodated through a switch to monthly publication frequency, allowing the journal to keep acceptance rates equivalent over time.

Second, peer review time has markedly improved, with average times to first decision falling from more than 35 days in 2011 to fewer than 26 days in 2013. At the same time, the time to papers appearing in Early View fell from more than 3 months to under 2 months, and the time to appearance in print fell to 2 months. Time to decision and time to publication are important measures for the journal, as they represent JHM's service to authors while also ensuring timely publication of articles that may have relevant external context.

Third, the journal continues to garner attention from the press and frequent downloads by readers (Table 1). The most widely downloaded papers of the last 12 months provided evidence‐based guidelines for medication reconciliation and transitions programs, key features of hospital medicine practice. At least as importantly, clinical research articles were also frequently mentioned in the press and downloaded, and many of these important papers were published in the last year.

Most Downloaded Articles of 2013
Article No. of Downloads
  • NOTE: Abbreviations: BOOST, Better Outcomes by Optimizing Safe Transitions; FDA, US Food and Drug Administration.

Promoting effective transitions of care at hospital discharge: A review of key issues for hospitalists[1] 4,010
Making inpatient medication reconciliation patient centered, clinically relevant and implementable:A consensus statement on key principles and necessary first steps[2] 3,580
Hospital performance trends on national quality measures and the association with joint commission accreditation[3] 3,357
Zolpidem is independently associated with increased risk of inpatient falls[4] 2,376
Project BOOST: Effectiveness of a multihospital effort to reduce rehospitalization[5] 2,271
Iliac vein compression syndrome: An underdiagnosed cause of lower extremity deep venous thrombosis[6] 1,466
BOOST and readmissions: Thinking beyond the walls of the hospital[7] 1,182
Nutrition in the hospitalized patient[8] 1,181
The FDA extended warning for intravenous haloperidol and torsades de pointes: How should institutions respond?[9] 1,003
Nurse staffing ratios: Trends and policy implications for hospitalists and the safety net[10] 1,003

Fourth, JHM implemented a social media strategy including Twitter and Facebook efforts that have resulted in rapid follower growth; the JHM twitter feed has more than 600 followers and a rapidly improving social media influence score.

Finally, the JHM editors remain deeply thankful to the many outstanding peer reviewers who contribute their time and expertise to the journal. Through their efforts, each article submitted to JHM is improved, whether published or not. Our peer reviewers help the journal, but also play a key role in ensuring the continued growth of the field of hospital medicine. We single out a select few of our most highly regarded reviewers in this editorial (Table 2), and all of our peer reviewers are acknowledged following this editorial.

Top Peer Reviewers for the Journal of Hospital Medicine in 2013
Gerry Barber, University of Colorado Luke Hansen, Northwestern University Jim Pile, Case Western ReserveUniversity
Joshua Baru, John Stroger Hospital of Cook County Keiki Hinami Northwestern University Jennifer Quartarolo, University of California San Diego
Arpi Bekmezian, University of California Los Angeles Guibenson Hyppolite, Massachusetts General Hospital Alvin Rajkomar, University of California San Francisco
Jacob Blazo, Virginia Tech Carilion School of Medicine and Research Institute Devan Kansagara, Portland VA Medical Center Maria Raven, University of California San Francisco
Christopher Bonafide, The Children's Hospital ofPhiladelphia A. Scott Keller, Mayo Clinic Allen Repp, Fletcher Allen Health Care
Elizabeth Cerceo, Cooper University Hospital Scott Lorch, The Children's Hospital of Philadelphia and University of Pennsylvania Stephen Schmaltz, The Joint Commission Health Services Research
Chayan Chakraborti, George Washington University Hospital Henry Michtalik, Johns Hopkins University Gregory Seymann, University of California San Diego
Chase Coffey, Henry Ford Health System Hilary Mosher, University of Iowa Hospitals and Clinics Ann Sheehy, University of Wisconsin
Lauren Doctoroff, Beth Israel Deaconess Medical Center Stephanie Mueller, Brigham and Women's Hospital Daniel Shine, New York University Langone Medical Center
Honora Englander, Oregon Health & Science University Andrew Odden, University of Michigan Kevin Smith, Loyola University Medical Center
Matt Garber, Palmetto Health Vikas Parekh, University of Michigan Brett Stauffer, Baylor University
Zachary Goldberger, University of Washington Henry Perkins, University of Texas Cecelia Theobald, VA Tennessee Valley Healthcare System
Paul Grant, University of Michigan Jason Persoff, University of Colorado

SO WHAT WILL 2014 BRING?

JHM continues to anticipate growth in submissions and will be working to accommodate need and maintain acceptance rates at a reasonable level. We feel this is a critical strategy for the journal as we seek to increase the level of academic discourse in hospital medicine. The editors will continue to work to ensure that authors receive a fair and expeditious review, one that will produce an article that is improved, whether or not it is accepted in JHM.

We are also pleased to continue to support the Clinical Cases and Conundrums (CCC) series in JHM. The CCC series is a highly respected part of the journal's offerings, and we have sought to improve JHM's ability to solicit and publish outstanding clinical cases by enlisting the help of a group of outstanding national correspondents who will work with the CCC series editor, Brian Harte, to turn fascinating clinical cases into outstanding publications.

JHM will continue to work to make as many articles open access as possible. Even though Society of Hospital Medicine members have free full‐text access to the journal, many other readers do not have direct access to the JHM articles; we will announce articles that are freely available through our Twitter (@JHospMedicine) and Facebook pages.

In addition, JHM will be announcing new criteria for reporting initial experiences with our evaluations of health system innovations. These criteria will help JHM authors and readers understand whether a quality improvement (or value improvement) program was innovative, whether it is implementable, and whether and how it has impact on patient outcomes.

Finally, JHM will be announcing a new series on healthcare value, to begin in the spring of 2014. More details about this series, which will include reviews of key topics in value improvement written by prominent authors, will be forthcoming. We view this as an incredible opportunity for JHM, and one that will confirm hospital medicine's role as a specialty focused on providing the highest quality and highest value care to its patients.

You should be proud of your journal, and we are pleased to have continued to shepherd its growth over the last 2 years. We look forward to your help in charting JHM's course in 2014 and to continuing to shape the future of hospital medicine.

References
  1. Kripalani S, Jackson AT, Schnipper JL, Coleman EA. Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists. J Hosp Med. 2007;2:314323.
  2. Greenwald JL, Halasyamani L, Greene J, et al. Making inpatient medication reconciliation patient centered, clinically relevant and implementable: a consensus statement on key principles and necessary first steps. J Hosp Med. 2010;5:477485.
  3. Schmaltz SP, Williams SC, Chassin MR, Loeb JM, Wachter RM. Hospital performance trends on national quality measures and the association with Ioint Commission accreditation. J Hosp Med. 2011;6:454461.
  4. Kolla BP, Lovely JK, Mansukhani MP, Morgenthaler TI. Zolpidem is independently associated with increased risk of inpatient falls. J Hosp Med. 2013;8:16.
  5. Hansen LO, Greenwald JL, Budnitz T, et al. Project BOOST: effectiveness of a multihospital effort to reduce rehospitalization. J Hosp Med. 2013;8:421427.
  6. Naik A, Mian T, Abraham A, Rajput V. Iliac vein compression syndrome: an underdiagnosed cause of lower extremity deep venous thrombosis. J Hosp Med. 2010;5:E12E3.
  7. Jha AK. BOOST and readmissions: thinking beyond the walls of the hospital. J Hosp Med. 2013;8:470471.
  8. Kirkland LL, Kashiwagi DT, Brantley S, Scheurer D, Varkey P. Nutrition in the hospitalized patient. J Hosp Med. 2013;8:5258.
  9. Meyer‐Massetti C, Cheng CM, Sharpe BA, Meier CR, Guglielmo BJ. The FDA extended warning for intravenous haloperidol and torsades de pointes: how should institutions respond? J Hosp Med. 2010;5:E8E16.
  10. Conway PH, Tamara Konetzka R, Zhu J, Volpp KG, Sochalski J. Nurse staffing ratios: trends and policy implications for hospitalists and the safety net. J Hosp Med. 2008;3:193199.
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Journal of Hospital Medicine - 9(1)
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2013 WAS A GREAT YEAR FOR JHM

As the field of hospital medicine continues to grow and prosper, so does the Journal of Hospital Medicine (JHM). For JHM, 2013 reflected the field's growth with continued excellence, as manifested in a number of ways.

First, submissions to JHM rose more than 25% over 2012, with the majority of this growth coming in the form of original research, a key indication of vigorous growth in hospital medicine. Growth in submissions was accommodated through a switch to monthly publication frequency, allowing the journal to keep acceptance rates equivalent over time.

Second, peer review time has markedly improved, with average times to first decision falling from more than 35 days in 2011 to fewer than 26 days in 2013. At the same time, the time to papers appearing in Early View fell from more than 3 months to under 2 months, and the time to appearance in print fell to 2 months. Time to decision and time to publication are important measures for the journal, as they represent JHM's service to authors while also ensuring timely publication of articles that may have relevant external context.

Third, the journal continues to garner attention from the press and frequent downloads by readers (Table 1). The most widely downloaded papers of the last 12 months provided evidence‐based guidelines for medication reconciliation and transitions programs, key features of hospital medicine practice. At least as importantly, clinical research articles were also frequently mentioned in the press and downloaded, and many of these important papers were published in the last year.

Most Downloaded Articles of 2013
Article No. of Downloads
  • NOTE: Abbreviations: BOOST, Better Outcomes by Optimizing Safe Transitions; FDA, US Food and Drug Administration.

Promoting effective transitions of care at hospital discharge: A review of key issues for hospitalists[1] 4,010
Making inpatient medication reconciliation patient centered, clinically relevant and implementable:A consensus statement on key principles and necessary first steps[2] 3,580
Hospital performance trends on national quality measures and the association with joint commission accreditation[3] 3,357
Zolpidem is independently associated with increased risk of inpatient falls[4] 2,376
Project BOOST: Effectiveness of a multihospital effort to reduce rehospitalization[5] 2,271
Iliac vein compression syndrome: An underdiagnosed cause of lower extremity deep venous thrombosis[6] 1,466
BOOST and readmissions: Thinking beyond the walls of the hospital[7] 1,182
Nutrition in the hospitalized patient[8] 1,181
The FDA extended warning for intravenous haloperidol and torsades de pointes: How should institutions respond?[9] 1,003
Nurse staffing ratios: Trends and policy implications for hospitalists and the safety net[10] 1,003

Fourth, JHM implemented a social media strategy including Twitter and Facebook efforts that have resulted in rapid follower growth; the JHM twitter feed has more than 600 followers and a rapidly improving social media influence score.

Finally, the JHM editors remain deeply thankful to the many outstanding peer reviewers who contribute their time and expertise to the journal. Through their efforts, each article submitted to JHM is improved, whether published or not. Our peer reviewers help the journal, but also play a key role in ensuring the continued growth of the field of hospital medicine. We single out a select few of our most highly regarded reviewers in this editorial (Table 2), and all of our peer reviewers are acknowledged following this editorial.

Top Peer Reviewers for the Journal of Hospital Medicine in 2013
Gerry Barber, University of Colorado Luke Hansen, Northwestern University Jim Pile, Case Western ReserveUniversity
Joshua Baru, John Stroger Hospital of Cook County Keiki Hinami Northwestern University Jennifer Quartarolo, University of California San Diego
Arpi Bekmezian, University of California Los Angeles Guibenson Hyppolite, Massachusetts General Hospital Alvin Rajkomar, University of California San Francisco
Jacob Blazo, Virginia Tech Carilion School of Medicine and Research Institute Devan Kansagara, Portland VA Medical Center Maria Raven, University of California San Francisco
Christopher Bonafide, The Children's Hospital ofPhiladelphia A. Scott Keller, Mayo Clinic Allen Repp, Fletcher Allen Health Care
Elizabeth Cerceo, Cooper University Hospital Scott Lorch, The Children's Hospital of Philadelphia and University of Pennsylvania Stephen Schmaltz, The Joint Commission Health Services Research
Chayan Chakraborti, George Washington University Hospital Henry Michtalik, Johns Hopkins University Gregory Seymann, University of California San Diego
Chase Coffey, Henry Ford Health System Hilary Mosher, University of Iowa Hospitals and Clinics Ann Sheehy, University of Wisconsin
Lauren Doctoroff, Beth Israel Deaconess Medical Center Stephanie Mueller, Brigham and Women's Hospital Daniel Shine, New York University Langone Medical Center
Honora Englander, Oregon Health & Science University Andrew Odden, University of Michigan Kevin Smith, Loyola University Medical Center
Matt Garber, Palmetto Health Vikas Parekh, University of Michigan Brett Stauffer, Baylor University
Zachary Goldberger, University of Washington Henry Perkins, University of Texas Cecelia Theobald, VA Tennessee Valley Healthcare System
Paul Grant, University of Michigan Jason Persoff, University of Colorado

SO WHAT WILL 2014 BRING?

JHM continues to anticipate growth in submissions and will be working to accommodate need and maintain acceptance rates at a reasonable level. We feel this is a critical strategy for the journal as we seek to increase the level of academic discourse in hospital medicine. The editors will continue to work to ensure that authors receive a fair and expeditious review, one that will produce an article that is improved, whether or not it is accepted in JHM.

We are also pleased to continue to support the Clinical Cases and Conundrums (CCC) series in JHM. The CCC series is a highly respected part of the journal's offerings, and we have sought to improve JHM's ability to solicit and publish outstanding clinical cases by enlisting the help of a group of outstanding national correspondents who will work with the CCC series editor, Brian Harte, to turn fascinating clinical cases into outstanding publications.

JHM will continue to work to make as many articles open access as possible. Even though Society of Hospital Medicine members have free full‐text access to the journal, many other readers do not have direct access to the JHM articles; we will announce articles that are freely available through our Twitter (@JHospMedicine) and Facebook pages.

In addition, JHM will be announcing new criteria for reporting initial experiences with our evaluations of health system innovations. These criteria will help JHM authors and readers understand whether a quality improvement (or value improvement) program was innovative, whether it is implementable, and whether and how it has impact on patient outcomes.

Finally, JHM will be announcing a new series on healthcare value, to begin in the spring of 2014. More details about this series, which will include reviews of key topics in value improvement written by prominent authors, will be forthcoming. We view this as an incredible opportunity for JHM, and one that will confirm hospital medicine's role as a specialty focused on providing the highest quality and highest value care to its patients.

You should be proud of your journal, and we are pleased to have continued to shepherd its growth over the last 2 years. We look forward to your help in charting JHM's course in 2014 and to continuing to shape the future of hospital medicine.

2013 WAS A GREAT YEAR FOR JHM

As the field of hospital medicine continues to grow and prosper, so does the Journal of Hospital Medicine (JHM). For JHM, 2013 reflected the field's growth with continued excellence, as manifested in a number of ways.

First, submissions to JHM rose more than 25% over 2012, with the majority of this growth coming in the form of original research, a key indication of vigorous growth in hospital medicine. Growth in submissions was accommodated through a switch to monthly publication frequency, allowing the journal to keep acceptance rates equivalent over time.

Second, peer review time has markedly improved, with average times to first decision falling from more than 35 days in 2011 to fewer than 26 days in 2013. At the same time, the time to papers appearing in Early View fell from more than 3 months to under 2 months, and the time to appearance in print fell to 2 months. Time to decision and time to publication are important measures for the journal, as they represent JHM's service to authors while also ensuring timely publication of articles that may have relevant external context.

Third, the journal continues to garner attention from the press and frequent downloads by readers (Table 1). The most widely downloaded papers of the last 12 months provided evidence‐based guidelines for medication reconciliation and transitions programs, key features of hospital medicine practice. At least as importantly, clinical research articles were also frequently mentioned in the press and downloaded, and many of these important papers were published in the last year.

Most Downloaded Articles of 2013
Article No. of Downloads
  • NOTE: Abbreviations: BOOST, Better Outcomes by Optimizing Safe Transitions; FDA, US Food and Drug Administration.

Promoting effective transitions of care at hospital discharge: A review of key issues for hospitalists[1] 4,010
Making inpatient medication reconciliation patient centered, clinically relevant and implementable:A consensus statement on key principles and necessary first steps[2] 3,580
Hospital performance trends on national quality measures and the association with joint commission accreditation[3] 3,357
Zolpidem is independently associated with increased risk of inpatient falls[4] 2,376
Project BOOST: Effectiveness of a multihospital effort to reduce rehospitalization[5] 2,271
Iliac vein compression syndrome: An underdiagnosed cause of lower extremity deep venous thrombosis[6] 1,466
BOOST and readmissions: Thinking beyond the walls of the hospital[7] 1,182
Nutrition in the hospitalized patient[8] 1,181
The FDA extended warning for intravenous haloperidol and torsades de pointes: How should institutions respond?[9] 1,003
Nurse staffing ratios: Trends and policy implications for hospitalists and the safety net[10] 1,003

Fourth, JHM implemented a social media strategy including Twitter and Facebook efforts that have resulted in rapid follower growth; the JHM twitter feed has more than 600 followers and a rapidly improving social media influence score.

Finally, the JHM editors remain deeply thankful to the many outstanding peer reviewers who contribute their time and expertise to the journal. Through their efforts, each article submitted to JHM is improved, whether published or not. Our peer reviewers help the journal, but also play a key role in ensuring the continued growth of the field of hospital medicine. We single out a select few of our most highly regarded reviewers in this editorial (Table 2), and all of our peer reviewers are acknowledged following this editorial.

Top Peer Reviewers for the Journal of Hospital Medicine in 2013
Gerry Barber, University of Colorado Luke Hansen, Northwestern University Jim Pile, Case Western ReserveUniversity
Joshua Baru, John Stroger Hospital of Cook County Keiki Hinami Northwestern University Jennifer Quartarolo, University of California San Diego
Arpi Bekmezian, University of California Los Angeles Guibenson Hyppolite, Massachusetts General Hospital Alvin Rajkomar, University of California San Francisco
Jacob Blazo, Virginia Tech Carilion School of Medicine and Research Institute Devan Kansagara, Portland VA Medical Center Maria Raven, University of California San Francisco
Christopher Bonafide, The Children's Hospital ofPhiladelphia A. Scott Keller, Mayo Clinic Allen Repp, Fletcher Allen Health Care
Elizabeth Cerceo, Cooper University Hospital Scott Lorch, The Children's Hospital of Philadelphia and University of Pennsylvania Stephen Schmaltz, The Joint Commission Health Services Research
Chayan Chakraborti, George Washington University Hospital Henry Michtalik, Johns Hopkins University Gregory Seymann, University of California San Diego
Chase Coffey, Henry Ford Health System Hilary Mosher, University of Iowa Hospitals and Clinics Ann Sheehy, University of Wisconsin
Lauren Doctoroff, Beth Israel Deaconess Medical Center Stephanie Mueller, Brigham and Women's Hospital Daniel Shine, New York University Langone Medical Center
Honora Englander, Oregon Health & Science University Andrew Odden, University of Michigan Kevin Smith, Loyola University Medical Center
Matt Garber, Palmetto Health Vikas Parekh, University of Michigan Brett Stauffer, Baylor University
Zachary Goldberger, University of Washington Henry Perkins, University of Texas Cecelia Theobald, VA Tennessee Valley Healthcare System
Paul Grant, University of Michigan Jason Persoff, University of Colorado

SO WHAT WILL 2014 BRING?

JHM continues to anticipate growth in submissions and will be working to accommodate need and maintain acceptance rates at a reasonable level. We feel this is a critical strategy for the journal as we seek to increase the level of academic discourse in hospital medicine. The editors will continue to work to ensure that authors receive a fair and expeditious review, one that will produce an article that is improved, whether or not it is accepted in JHM.

We are also pleased to continue to support the Clinical Cases and Conundrums (CCC) series in JHM. The CCC series is a highly respected part of the journal's offerings, and we have sought to improve JHM's ability to solicit and publish outstanding clinical cases by enlisting the help of a group of outstanding national correspondents who will work with the CCC series editor, Brian Harte, to turn fascinating clinical cases into outstanding publications.

JHM will continue to work to make as many articles open access as possible. Even though Society of Hospital Medicine members have free full‐text access to the journal, many other readers do not have direct access to the JHM articles; we will announce articles that are freely available through our Twitter (@JHospMedicine) and Facebook pages.

In addition, JHM will be announcing new criteria for reporting initial experiences with our evaluations of health system innovations. These criteria will help JHM authors and readers understand whether a quality improvement (or value improvement) program was innovative, whether it is implementable, and whether and how it has impact on patient outcomes.

Finally, JHM will be announcing a new series on healthcare value, to begin in the spring of 2014. More details about this series, which will include reviews of key topics in value improvement written by prominent authors, will be forthcoming. We view this as an incredible opportunity for JHM, and one that will confirm hospital medicine's role as a specialty focused on providing the highest quality and highest value care to its patients.

You should be proud of your journal, and we are pleased to have continued to shepherd its growth over the last 2 years. We look forward to your help in charting JHM's course in 2014 and to continuing to shape the future of hospital medicine.

References
  1. Kripalani S, Jackson AT, Schnipper JL, Coleman EA. Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists. J Hosp Med. 2007;2:314323.
  2. Greenwald JL, Halasyamani L, Greene J, et al. Making inpatient medication reconciliation patient centered, clinically relevant and implementable: a consensus statement on key principles and necessary first steps. J Hosp Med. 2010;5:477485.
  3. Schmaltz SP, Williams SC, Chassin MR, Loeb JM, Wachter RM. Hospital performance trends on national quality measures and the association with Ioint Commission accreditation. J Hosp Med. 2011;6:454461.
  4. Kolla BP, Lovely JK, Mansukhani MP, Morgenthaler TI. Zolpidem is independently associated with increased risk of inpatient falls. J Hosp Med. 2013;8:16.
  5. Hansen LO, Greenwald JL, Budnitz T, et al. Project BOOST: effectiveness of a multihospital effort to reduce rehospitalization. J Hosp Med. 2013;8:421427.
  6. Naik A, Mian T, Abraham A, Rajput V. Iliac vein compression syndrome: an underdiagnosed cause of lower extremity deep venous thrombosis. J Hosp Med. 2010;5:E12E3.
  7. Jha AK. BOOST and readmissions: thinking beyond the walls of the hospital. J Hosp Med. 2013;8:470471.
  8. Kirkland LL, Kashiwagi DT, Brantley S, Scheurer D, Varkey P. Nutrition in the hospitalized patient. J Hosp Med. 2013;8:5258.
  9. Meyer‐Massetti C, Cheng CM, Sharpe BA, Meier CR, Guglielmo BJ. The FDA extended warning for intravenous haloperidol and torsades de pointes: how should institutions respond? J Hosp Med. 2010;5:E8E16.
  10. Conway PH, Tamara Konetzka R, Zhu J, Volpp KG, Sochalski J. Nurse staffing ratios: trends and policy implications for hospitalists and the safety net. J Hosp Med. 2008;3:193199.
References
  1. Kripalani S, Jackson AT, Schnipper JL, Coleman EA. Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists. J Hosp Med. 2007;2:314323.
  2. Greenwald JL, Halasyamani L, Greene J, et al. Making inpatient medication reconciliation patient centered, clinically relevant and implementable: a consensus statement on key principles and necessary first steps. J Hosp Med. 2010;5:477485.
  3. Schmaltz SP, Williams SC, Chassin MR, Loeb JM, Wachter RM. Hospital performance trends on national quality measures and the association with Ioint Commission accreditation. J Hosp Med. 2011;6:454461.
  4. Kolla BP, Lovely JK, Mansukhani MP, Morgenthaler TI. Zolpidem is independently associated with increased risk of inpatient falls. J Hosp Med. 2013;8:16.
  5. Hansen LO, Greenwald JL, Budnitz T, et al. Project BOOST: effectiveness of a multihospital effort to reduce rehospitalization. J Hosp Med. 2013;8:421427.
  6. Naik A, Mian T, Abraham A, Rajput V. Iliac vein compression syndrome: an underdiagnosed cause of lower extremity deep venous thrombosis. J Hosp Med. 2010;5:E12E3.
  7. Jha AK. BOOST and readmissions: thinking beyond the walls of the hospital. J Hosp Med. 2013;8:470471.
  8. Kirkland LL, Kashiwagi DT, Brantley S, Scheurer D, Varkey P. Nutrition in the hospitalized patient. J Hosp Med. 2013;8:5258.
  9. Meyer‐Massetti C, Cheng CM, Sharpe BA, Meier CR, Guglielmo BJ. The FDA extended warning for intravenous haloperidol and torsades de pointes: how should institutions respond? J Hosp Med. 2010;5:E8E16.
  10. Conway PH, Tamara Konetzka R, Zhu J, Volpp KG, Sochalski J. Nurse staffing ratios: trends and policy implications for hospitalists and the safety net. J Hosp Med. 2008;3:193199.
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Ultrasound Screening for DVT

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Asymptomatic deep vein thrombosis in patients undergoing screening duplex ultrasonography

Hospital‐acquired venous thrombus embolism (VTE) is a pressing patient health and safety issue and has been identified as a causal factor in preventable deaths in the hospital setting.[1, 2] More than 540,000 hospitalizations with VTE occur each year among adults in the United States.[3] The number of adults with VTE is anticipated to increase from 0.95 million in 2006 to 1.82 million in 2050.[4] The Institute of Medicine has defined failure to provide adequate thromboprophylaxis to hospitalized, at‐risk patients as a medical error.[2, 5] The American College of Chest Physicians guidelines state that thromboprophylaxis is highly effective at preventing deep vein thrombosis (DVT) and proximal DVT, highly effective at preventing symptomatic VTE and fatal pulmonary emboli (PE), and that the prevention of DVT also prevents PE.[6] Where anticoagulation is contraindicated, mechanical methods of thromboprophylaxis are recommended as preferable to no thromboprophylaxis, with careful attention directed toward ensuring the proper use of, and optimal adherence with, mechanical prophylaxis.[7, 8] In our institution, concerns about the existence of asymptomatic clots being propagated into PEs by the placement of pneumatic compression boots (PCBs), led to routine performance of duplex Doppler ultrasound with compression (DUSC) before applying PCBs to those patients who were admitted and who were deemed to have a contraindication to anticoagulation prophylaxis. The recently released (April 2012) American College of Radiology Choosing Wisely list of practices specifically recommends forgoing imaging for DVT and PE in the absence of risk factors.[9] The recommendations do not specifically address screening for DVT prior to the initiation of prophylaxis. The goal of this prospective observational study, conducted prior to the Choosing Wisely campaign, was to verify our hypothesis that the prevalence of asymptomatic DVTs was very low, and provide our clinicians with evidence to allay concerns about placement of PCBs without imaging, allowing a practice pattern that would reduce costs without impacting patient safety.

METHODS

Study Population

We collected the records of all 1136 consecutive patients who underwent lower extremity DUSC within 48 hours of admission to the hospital, prior to PCB placement, between October 2005 and November 2006. The decision as to what type of prophylaxis was appropriate for each patient and if a DUSC was necessary prior to PCB placement was up to the individual attending physician. The study patient population included elective and emergent admissions from the medical, surgical, and obstetrical services.

Data Source

Study patients were identified at the time of the screening duplex study and entered into the database. A test was considered positive if a clot was detected at the level of the popliteal vein, or higher, in either leg. Patients' charts were reviewed for identification of DVT, defined as a positive (same criteria) DUSC during the hospitalization. Pulmonary emboli were defined as a positive computed tomography angiogram or high‐probability lung scan plus positive risk factors for DVT. A manual chart review (performed by J.U.), thoroughly examining all 1136 inpatient records, was completed to identify diagnoses and risk factors, which are defined as follows:

  • Age >60 years.
  • Cancer at time of admission or within 6 months of admission.
  • Ambulatory dysfunction defined as diagnosis of ambulatory dysfunction stated in the electronic medical record (EMR), bedridden >3 days prior to admission, lower extremity cast or splinting, or major surgery (intra‐abdominal, neurosurgery, cardiac surgery, or orthopedic surgery requiring admission) within 8 weeks of admission.
  • Obesity defined as diagnosis of obesity in EMR or body mass index (BMI) >30.
  • Acute stroke (cerebrovascular accident) or transient ischemic attack.
  • Acute myocardial infarction or acute coronary syndrome.
  • Previous DVT/PE documented in EMR.
  • Genetic predisposition defined as documented as history of, but not limited to, factor V Leiden syndrome, antithrombin III deficiency, protein C deficiency, protein S deficiency, hyperhomocysteinemia, or prothrombin 20210 mutation.
  • Hormone replacement/birth control pills defined as hormone replacement therapy, birth control pills, including Nuva Ring and Ortho Evra, pregnancy, or <6 weeks postpartum.

 

Sociodemographic data (age, gender, race, weight, height, and status of healthcare insurance) and time from arrival at the emergency room to ultrasound (US) examination were extracted from the EMR database.

The study was conducted with the approval of the Christiana Care Health Services institutional review board, and procedures were conducted in accordance with institutional guidelines.

Statistical Analysis

A t test or Wilcoxon rank sum test for continuous variables, and [2] or Fisher exact test for categorical variables, were used to compare demographic and clinical data according to the presence or absence of DVT. Logistic regression was used to determine the relative importance of each risk factor on the risk of DVT. Because the variable time to US was not normally distributed, we transformed it into a categorical variable using the median as the cut point. All the tests were 2‐sided, and P values <0.05 were considered significant. We used Current Procedural Terminology (CPT) code 93970 and the associated 2012 Medicare National Average reimbursement of $261.07 to estimate the cost of DUSC that could be avoided. Data were analyzed using the Statistical Analysis System version 9.2 (SAS Institute, Cary, NC).

RESULTS

A total of 1136 consecutive records were examined; 4 records were excluded from the analysis because they had a diagnosed PE prior to US, and 35 records were excluded because the US was performed beyond 48 hours after admission. The final dataset included 1097 hospital admissions for 1071 patients. Of the 1097 admissions, 759 (69.2%) originated from the emergency department (ED). It is important to note that 70,161 hospital admissions occurred during the same time period, of which 36,363 (51.8%) were admissions that started in the ED. The proportion of patients requiring mechanical DVT prophylaxis is therefore very small (<5%), assuming that a large number of the patients with unplanned admissions would require DVT prophylaxis.

Of the 1071 patients in the final analytical dataset, 544 (50.8%) were male, the mean age was 65.5 years, the mean BMI was 28.7 (median, 27.0) (Table 1), and the majority of the patients were white. US was performed within 24 hours in 712 (66.5%) patients, and 665 (62.1%) had Medicare. An asymptomatic DVT was detected by DUSC in 19 patients (1.8%). None of the clinical and demographic characteristics were statistically different between those with DVT and without (Table 1).

Demographic and Clinical Characteristics According to DVT Discovered at Admission
 Total, n=1071DVT, n=19Non‐DVT, n=1052P
  • NOTE: Abbreviations: BMI, body mass index; DVT, deep vein thrombosis; HMO, health maintenance organization; PE, pulmonary embolism; SD, standard deviation; US, ultrasonography.

Male (%)544 (50.8)6 (31.6)538 (51.1)0.11
Age, y, meanSD65.516.371.415.365.416.30.11
BMI, kg/m2, meanSD28.77.630.112.928.77.50.52
Time to US test from admission, h, median19.921.319.80.72
Race   0.74
White (%)802 (74.9)15 (78.9)787 (74.8) 
Black (%)221 (20.6)3 (15.8)218 (20.7) 
Other (%)48 (4.5)1 (5.3)47 (4.5) 
Duplex US test <24 hours (%)712 (66.5)12 (63.2)700 (66.5)0.81
DVT during admission (%)2 (0.19)02 (0.19)1.0
PE during admission (%)2 (0.19)02 (0.19)1.0
Medical insurance (%)   0.79
Self‐pay35 (3.3)0 (0.0)35 (3.3) 
Medicare665 (62.1)15 (78.9)650 (61.8) 
Medicaid44 (4.1)1 (5.3)43 (4.1) 
HMO49 (4.6)0 (0.0)49 (4.7) 
Blue Cross136 (12.7)2 (10.5)134 (12.7) 
Other142 (13.3)1 (5.3)141 (13.4) 

Patients with DVT had at least 1 risk factor; 16 (84.2%) of them had 2 or more risk factors. In addition, the presence of 2 or more risk factors was much more frequent among those with DVT than among those without (84.2% [16/19] vs 58.4% [614/1052], P=0.03).

As shown in Table 2, a history of DVT or PE and ambulatory dysfunction are the only risk factors associated with DVT at admission. In addition, the prevalence of DVT increases as the number of risk factors increases (Table 3). The prevalence is much higher in those who had 4 or more risk factors than among those with fewer than 4 risk factors (12.2% [6/49] vs 1.3% [13/1022], P=0.0001).

Risk Factors According to DVT Discovered at Admission
 Total, n=1071DVT, n=19Non‐DVT, n=1052P
  • NOTE: Data are presented as number (%). Abbreviations: DVT, deep vein thrombosis; PE, pulmonary embolism; TIA, transient ischemic attack.

Age 60 years702 (65.6)15 (79.0)687 (65.3)0.33
Previous DVT or PE80 (7.5)9 (47.4)71 (6.8)<0.0001
Ambulatory dysfunction228 (21.3)9 (47.4)219 (20.8)0.01
Obesity372 (34.7)6 (31.6)366 (34.8)1.00
Heart failure164 (15.3)4 (21.1)160 (15.2)0.52
Stroke/TIA75 (7.0)3 (15.8)72 (6.8)0.14
Acute coronary syndrome99 (9.2)1 (5.3)98 (9.3)1.00
Active cancer124 (11.6)4 (21.1)120 (11.4)0.26
Hormone30 (2.8)030 (2.9)1.00
Genetic4 (0.4)04 (0.4)1.00
Prevalence of DVT According to the Number of Risk Factors
No. of Risk FactorsTotal, n=1071DVT, n=19 (1.8%)
  • NOTE: The percentages in the DVT column represent the proportion of patients with DVT at each level of risk factors. For example, among the patients with 4 risk factors, 5 patients out of 39 (12.8%) had DVT. Abbreviations: DVT, deep vein thrombosis.

01000
13413 (0.9%)
24127 (1.7%)
31693 (1.8%)
4395 (12.8%)
5101 (10.0%)

Results of the logistic regression, similar to those of the nonadjusted analysis, showed that the only risk factors independently associated with the discovery of a DVT upon DUSC were the presence of ambulatory dysfunction (odds ratio [OR]: 2.99, 95% confidence interval [CI]: 1.13‐7.90) and a history of DVT or PE (OR: 10.51, 95% CI: 3.90‐28.31) (Table 4).

Risk Factors Associated With DVT
 ORb95% CIP
  • NOTE: Abbreviations: CI, confidence interval; DVT, deep vein thrombosis; OR, odds ratio; TIA, transient ischemic attack; PE, pulmonary embolism; US, ultrasonography.

  • n=1071.

  • Adjusted OR.

  • 19.9 hours is the median for the variable time to duplex US.

Age 60 years1.760.535.840.353
Active cancer2.120.637.170.227
Ambulatory dysfunction2.991.137.900.027
Obesity0.760.272.210.619
Heart failure1.330.394.490.646
Stroke/TIA3.000.7711.700.113
Acute coronary syndrome1.060.138.660.957
Previous DVT or PE10.513.9028.31<0.0001
Time to duplex US (19.9 hours)c1.940.725.220.188

We estimated a savings for Medicare of approximately $266,000 to $280,000 ($261.07 1071 DUSC or $261.07 1022 [after excluding the patients with 4 or more risk factors]) over 13 months had the DUSC not being conducted.

DISCUSSION

This study shows that discovering an asymptomatic DVT is relatively rare (<2%) in patients arriving at the hospital for all causes of admission, even taking into account multiple risk factors that increase the risk for DVTs. The study strongly supports the practice of placing compression devices as soon as possible for those patients who have a contraindication to anticoagulant prophylaxis. Along with reducing the delay to placement while awaiting the test, there is significant cost reduction to the healthcare system by not doing DUSC. There appears to be no need for diagnostic studies prior to the placement of these devices unless the patient has more than 3 risk factors or there is a history of previous DVT or ambulatory dysfunction. This study strongly supports the premise that patients are not arriving with DVTs, but are developing them in the hospital.[1, 2, 10] The 1.8% prevalence of asymptomatic DVT in this study is somewhat lower than that found in other studies. The Prophylaxis for Thromboembolism in Critical Care Trial (PROTECT) tested dalteparin vs unfractionated heparin on 3764 patients in the intensive care unit. Initial screening done to rule out DVT found that 3.5% of patients receiving dalteparin and 3.4% receiving unfractionated heparin had proximal DVTs.[8] Other Investigators used venous compression ultrasound examinations of the lower limbs to determine that 5.5% of patients hospitalized in a medical unit have an asymptomatic DVT of the lower limbs on admission.[5] A limitation of that study is the inclusion of all thrombo emboli, specifically those found in the calf (19 out of 21, or 90%). However, if one eliminates the calf venous thrombi, not considered risk factors for PE, the prevalence of DVT (0.85%) is about half that of our observed 1.8%.

In common with previous studies, a history of previous thromboembolic disease was clearly the most significant of many evaluated risk factors for DVT.[5, 6, 10] Ambulatory dysfunction was also a statistically significant risk factor that was likely under‐reported here because of the inexact documentation in many of the medical records. Interestingly, a history of active malignancy did not prove to be a significant risk factor, contrary to other study reports.[5, 6, 10]

The frequency of asymptomatic DVT appears to increase with the accumulation of risk factors. An asymptomatic DVT existed in 1.3% of the patients with 3 or fewer risk factors, compared with 12.2% of those with 4 or 5 risk factors. It is possible that a higher number of risk factors for DVT would be an indication for obtaining a DUSC prior to the placement of PCBs, although the small number of patients with more than 3 risk factors in our study population may limit the strength of this observation.

Limitations

As commented above, the number of patients in whom ambulatory dysfunction is present may be higher than is captured, due to insufficient recognition and poor documentation. Other studies have found a wide variety of risk factors associated with admission and the development of DVTs.[2, 5, 6, 10] Our study was not designed to establish an all‐inclusive list and/or prevalence of risk factors for thromboembolic disease. Another limitation is that only those patients who could not receive heparin prophylaxis received the DUSC evaluation. It is unclear if this could introduce bias inadvertently.

CONCLUSION

Our data strongly suggest, in alignment with recent recommendations, that there is no need to perform screening DUSC prior to the placement of prophylactic compression devices among hospital admissions who have contraindications to anticoagulation. Rather, efforts should be focused on implementing systems to ensure rapid placement of these compression devices at the time of admission for those patients who cannot receive anticoagulation prophylaxis. Evaluation for DVT may be of value if there is a history of previous DVT or PE, ambulatory dysfunction, or more than 3 risk factors, as the information may change the therapeutic approach. Current guidelines recommend the measurement of D‐dimers as a screening tool for DVT.[11]

Acknowledgements

The authors thank Michael Schnee and Alexandria Mapp for their assistance in editing and manuscript preparation.

Disclosure: Nothing to report.

Files
References
  1. Hunt BJ. The prevention of hospital‐acquired venous thromboembolism in the United Kingdom. Br J Haematol. 2009;144:642652.
  2. .U.S. Department of Health and Human Services. The Surgeon General's call to action to prevent deep vein thrombosis and pulmonary embolism 2008. Available at: http://www.surgeongeneral.gov/library/calls/deepvein/index.html. Accessed on October 14, 2013.
  3. Yusuf HR, Tsai J, Atrash HK, Boulet S, Grosse SD. Venous thromboembolism in adult hospitalizations—United States, 2007–2009. MMWR Morb Mortal Wkly Rep. 2012;61:401404.
  4. Deitelzweig S, Johnson B, Lin J, et al. Prevalence of clinical venous thromboembolism in the USA: current trends and future projections. Am J Hematol. 2010;86:217220.
  5. Oger E, Bressollette L, Nonent M, et al. High prevalence of asymptomatic deep vein thrombosis on admission in a medical unit among elderly patients. Thromb Haemost. 2002;88:592597.
  6. Guyatt GH, MacLean S, Garcia DA, et al. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012; 141:e7Se47S.
  7. Kahn SR, Lim W, Dunn AS, et al. Prevention of VTE in nonsurgical patients. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141:e195Se226S.
  8. Cook D, Meade M, Guyatt G, et al. Dalteparin versus unfractionated heparin in critically ill patients. N Engl J Med. 2011;364:13051314.
  9. American College of Radiology (2012). Five things physicians and patients should question. Available at: http://www.choosingwisely.org/doctor‐patient‐lists/american‐college‐of‐radiology/. Accessed on October 11, 2013.
  10. Kucher N, Spirk D, Baumgartner I, et al. Lack of prophylaxis before the onset of acute venous thromboembolism among hospitalized cancer patients: The SWIss Venous Thrombo Embolism Registry (SWIVTER). Ann Oncol. 2010;21:931935.
  11. Bates SM, Jaeschke R, Stevens SM, et al. Diagnosis of DVT. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141:e351Se418S.
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Hospital‐acquired venous thrombus embolism (VTE) is a pressing patient health and safety issue and has been identified as a causal factor in preventable deaths in the hospital setting.[1, 2] More than 540,000 hospitalizations with VTE occur each year among adults in the United States.[3] The number of adults with VTE is anticipated to increase from 0.95 million in 2006 to 1.82 million in 2050.[4] The Institute of Medicine has defined failure to provide adequate thromboprophylaxis to hospitalized, at‐risk patients as a medical error.[2, 5] The American College of Chest Physicians guidelines state that thromboprophylaxis is highly effective at preventing deep vein thrombosis (DVT) and proximal DVT, highly effective at preventing symptomatic VTE and fatal pulmonary emboli (PE), and that the prevention of DVT also prevents PE.[6] Where anticoagulation is contraindicated, mechanical methods of thromboprophylaxis are recommended as preferable to no thromboprophylaxis, with careful attention directed toward ensuring the proper use of, and optimal adherence with, mechanical prophylaxis.[7, 8] In our institution, concerns about the existence of asymptomatic clots being propagated into PEs by the placement of pneumatic compression boots (PCBs), led to routine performance of duplex Doppler ultrasound with compression (DUSC) before applying PCBs to those patients who were admitted and who were deemed to have a contraindication to anticoagulation prophylaxis. The recently released (April 2012) American College of Radiology Choosing Wisely list of practices specifically recommends forgoing imaging for DVT and PE in the absence of risk factors.[9] The recommendations do not specifically address screening for DVT prior to the initiation of prophylaxis. The goal of this prospective observational study, conducted prior to the Choosing Wisely campaign, was to verify our hypothesis that the prevalence of asymptomatic DVTs was very low, and provide our clinicians with evidence to allay concerns about placement of PCBs without imaging, allowing a practice pattern that would reduce costs without impacting patient safety.

METHODS

Study Population

We collected the records of all 1136 consecutive patients who underwent lower extremity DUSC within 48 hours of admission to the hospital, prior to PCB placement, between October 2005 and November 2006. The decision as to what type of prophylaxis was appropriate for each patient and if a DUSC was necessary prior to PCB placement was up to the individual attending physician. The study patient population included elective and emergent admissions from the medical, surgical, and obstetrical services.

Data Source

Study patients were identified at the time of the screening duplex study and entered into the database. A test was considered positive if a clot was detected at the level of the popliteal vein, or higher, in either leg. Patients' charts were reviewed for identification of DVT, defined as a positive (same criteria) DUSC during the hospitalization. Pulmonary emboli were defined as a positive computed tomography angiogram or high‐probability lung scan plus positive risk factors for DVT. A manual chart review (performed by J.U.), thoroughly examining all 1136 inpatient records, was completed to identify diagnoses and risk factors, which are defined as follows:

  • Age >60 years.
  • Cancer at time of admission or within 6 months of admission.
  • Ambulatory dysfunction defined as diagnosis of ambulatory dysfunction stated in the electronic medical record (EMR), bedridden >3 days prior to admission, lower extremity cast or splinting, or major surgery (intra‐abdominal, neurosurgery, cardiac surgery, or orthopedic surgery requiring admission) within 8 weeks of admission.
  • Obesity defined as diagnosis of obesity in EMR or body mass index (BMI) >30.
  • Acute stroke (cerebrovascular accident) or transient ischemic attack.
  • Acute myocardial infarction or acute coronary syndrome.
  • Previous DVT/PE documented in EMR.
  • Genetic predisposition defined as documented as history of, but not limited to, factor V Leiden syndrome, antithrombin III deficiency, protein C deficiency, protein S deficiency, hyperhomocysteinemia, or prothrombin 20210 mutation.
  • Hormone replacement/birth control pills defined as hormone replacement therapy, birth control pills, including Nuva Ring and Ortho Evra, pregnancy, or <6 weeks postpartum.

 

Sociodemographic data (age, gender, race, weight, height, and status of healthcare insurance) and time from arrival at the emergency room to ultrasound (US) examination were extracted from the EMR database.

The study was conducted with the approval of the Christiana Care Health Services institutional review board, and procedures were conducted in accordance with institutional guidelines.

Statistical Analysis

A t test or Wilcoxon rank sum test for continuous variables, and [2] or Fisher exact test for categorical variables, were used to compare demographic and clinical data according to the presence or absence of DVT. Logistic regression was used to determine the relative importance of each risk factor on the risk of DVT. Because the variable time to US was not normally distributed, we transformed it into a categorical variable using the median as the cut point. All the tests were 2‐sided, and P values <0.05 were considered significant. We used Current Procedural Terminology (CPT) code 93970 and the associated 2012 Medicare National Average reimbursement of $261.07 to estimate the cost of DUSC that could be avoided. Data were analyzed using the Statistical Analysis System version 9.2 (SAS Institute, Cary, NC).

RESULTS

A total of 1136 consecutive records were examined; 4 records were excluded from the analysis because they had a diagnosed PE prior to US, and 35 records were excluded because the US was performed beyond 48 hours after admission. The final dataset included 1097 hospital admissions for 1071 patients. Of the 1097 admissions, 759 (69.2%) originated from the emergency department (ED). It is important to note that 70,161 hospital admissions occurred during the same time period, of which 36,363 (51.8%) were admissions that started in the ED. The proportion of patients requiring mechanical DVT prophylaxis is therefore very small (<5%), assuming that a large number of the patients with unplanned admissions would require DVT prophylaxis.

Of the 1071 patients in the final analytical dataset, 544 (50.8%) were male, the mean age was 65.5 years, the mean BMI was 28.7 (median, 27.0) (Table 1), and the majority of the patients were white. US was performed within 24 hours in 712 (66.5%) patients, and 665 (62.1%) had Medicare. An asymptomatic DVT was detected by DUSC in 19 patients (1.8%). None of the clinical and demographic characteristics were statistically different between those with DVT and without (Table 1).

Demographic and Clinical Characteristics According to DVT Discovered at Admission
 Total, n=1071DVT, n=19Non‐DVT, n=1052P
  • NOTE: Abbreviations: BMI, body mass index; DVT, deep vein thrombosis; HMO, health maintenance organization; PE, pulmonary embolism; SD, standard deviation; US, ultrasonography.

Male (%)544 (50.8)6 (31.6)538 (51.1)0.11
Age, y, meanSD65.516.371.415.365.416.30.11
BMI, kg/m2, meanSD28.77.630.112.928.77.50.52
Time to US test from admission, h, median19.921.319.80.72
Race   0.74
White (%)802 (74.9)15 (78.9)787 (74.8) 
Black (%)221 (20.6)3 (15.8)218 (20.7) 
Other (%)48 (4.5)1 (5.3)47 (4.5) 
Duplex US test <24 hours (%)712 (66.5)12 (63.2)700 (66.5)0.81
DVT during admission (%)2 (0.19)02 (0.19)1.0
PE during admission (%)2 (0.19)02 (0.19)1.0
Medical insurance (%)   0.79
Self‐pay35 (3.3)0 (0.0)35 (3.3) 
Medicare665 (62.1)15 (78.9)650 (61.8) 
Medicaid44 (4.1)1 (5.3)43 (4.1) 
HMO49 (4.6)0 (0.0)49 (4.7) 
Blue Cross136 (12.7)2 (10.5)134 (12.7) 
Other142 (13.3)1 (5.3)141 (13.4) 

Patients with DVT had at least 1 risk factor; 16 (84.2%) of them had 2 or more risk factors. In addition, the presence of 2 or more risk factors was much more frequent among those with DVT than among those without (84.2% [16/19] vs 58.4% [614/1052], P=0.03).

As shown in Table 2, a history of DVT or PE and ambulatory dysfunction are the only risk factors associated with DVT at admission. In addition, the prevalence of DVT increases as the number of risk factors increases (Table 3). The prevalence is much higher in those who had 4 or more risk factors than among those with fewer than 4 risk factors (12.2% [6/49] vs 1.3% [13/1022], P=0.0001).

Risk Factors According to DVT Discovered at Admission
 Total, n=1071DVT, n=19Non‐DVT, n=1052P
  • NOTE: Data are presented as number (%). Abbreviations: DVT, deep vein thrombosis; PE, pulmonary embolism; TIA, transient ischemic attack.

Age 60 years702 (65.6)15 (79.0)687 (65.3)0.33
Previous DVT or PE80 (7.5)9 (47.4)71 (6.8)<0.0001
Ambulatory dysfunction228 (21.3)9 (47.4)219 (20.8)0.01
Obesity372 (34.7)6 (31.6)366 (34.8)1.00
Heart failure164 (15.3)4 (21.1)160 (15.2)0.52
Stroke/TIA75 (7.0)3 (15.8)72 (6.8)0.14
Acute coronary syndrome99 (9.2)1 (5.3)98 (9.3)1.00
Active cancer124 (11.6)4 (21.1)120 (11.4)0.26
Hormone30 (2.8)030 (2.9)1.00
Genetic4 (0.4)04 (0.4)1.00
Prevalence of DVT According to the Number of Risk Factors
No. of Risk FactorsTotal, n=1071DVT, n=19 (1.8%)
  • NOTE: The percentages in the DVT column represent the proportion of patients with DVT at each level of risk factors. For example, among the patients with 4 risk factors, 5 patients out of 39 (12.8%) had DVT. Abbreviations: DVT, deep vein thrombosis.

01000
13413 (0.9%)
24127 (1.7%)
31693 (1.8%)
4395 (12.8%)
5101 (10.0%)

Results of the logistic regression, similar to those of the nonadjusted analysis, showed that the only risk factors independently associated with the discovery of a DVT upon DUSC were the presence of ambulatory dysfunction (odds ratio [OR]: 2.99, 95% confidence interval [CI]: 1.13‐7.90) and a history of DVT or PE (OR: 10.51, 95% CI: 3.90‐28.31) (Table 4).

Risk Factors Associated With DVT
 ORb95% CIP
  • NOTE: Abbreviations: CI, confidence interval; DVT, deep vein thrombosis; OR, odds ratio; TIA, transient ischemic attack; PE, pulmonary embolism; US, ultrasonography.

  • n=1071.

  • Adjusted OR.

  • 19.9 hours is the median for the variable time to duplex US.

Age 60 years1.760.535.840.353
Active cancer2.120.637.170.227
Ambulatory dysfunction2.991.137.900.027
Obesity0.760.272.210.619
Heart failure1.330.394.490.646
Stroke/TIA3.000.7711.700.113
Acute coronary syndrome1.060.138.660.957
Previous DVT or PE10.513.9028.31<0.0001
Time to duplex US (19.9 hours)c1.940.725.220.188

We estimated a savings for Medicare of approximately $266,000 to $280,000 ($261.07 1071 DUSC or $261.07 1022 [after excluding the patients with 4 or more risk factors]) over 13 months had the DUSC not being conducted.

DISCUSSION

This study shows that discovering an asymptomatic DVT is relatively rare (<2%) in patients arriving at the hospital for all causes of admission, even taking into account multiple risk factors that increase the risk for DVTs. The study strongly supports the practice of placing compression devices as soon as possible for those patients who have a contraindication to anticoagulant prophylaxis. Along with reducing the delay to placement while awaiting the test, there is significant cost reduction to the healthcare system by not doing DUSC. There appears to be no need for diagnostic studies prior to the placement of these devices unless the patient has more than 3 risk factors or there is a history of previous DVT or ambulatory dysfunction. This study strongly supports the premise that patients are not arriving with DVTs, but are developing them in the hospital.[1, 2, 10] The 1.8% prevalence of asymptomatic DVT in this study is somewhat lower than that found in other studies. The Prophylaxis for Thromboembolism in Critical Care Trial (PROTECT) tested dalteparin vs unfractionated heparin on 3764 patients in the intensive care unit. Initial screening done to rule out DVT found that 3.5% of patients receiving dalteparin and 3.4% receiving unfractionated heparin had proximal DVTs.[8] Other Investigators used venous compression ultrasound examinations of the lower limbs to determine that 5.5% of patients hospitalized in a medical unit have an asymptomatic DVT of the lower limbs on admission.[5] A limitation of that study is the inclusion of all thrombo emboli, specifically those found in the calf (19 out of 21, or 90%). However, if one eliminates the calf venous thrombi, not considered risk factors for PE, the prevalence of DVT (0.85%) is about half that of our observed 1.8%.

In common with previous studies, a history of previous thromboembolic disease was clearly the most significant of many evaluated risk factors for DVT.[5, 6, 10] Ambulatory dysfunction was also a statistically significant risk factor that was likely under‐reported here because of the inexact documentation in many of the medical records. Interestingly, a history of active malignancy did not prove to be a significant risk factor, contrary to other study reports.[5, 6, 10]

The frequency of asymptomatic DVT appears to increase with the accumulation of risk factors. An asymptomatic DVT existed in 1.3% of the patients with 3 or fewer risk factors, compared with 12.2% of those with 4 or 5 risk factors. It is possible that a higher number of risk factors for DVT would be an indication for obtaining a DUSC prior to the placement of PCBs, although the small number of patients with more than 3 risk factors in our study population may limit the strength of this observation.

Limitations

As commented above, the number of patients in whom ambulatory dysfunction is present may be higher than is captured, due to insufficient recognition and poor documentation. Other studies have found a wide variety of risk factors associated with admission and the development of DVTs.[2, 5, 6, 10] Our study was not designed to establish an all‐inclusive list and/or prevalence of risk factors for thromboembolic disease. Another limitation is that only those patients who could not receive heparin prophylaxis received the DUSC evaluation. It is unclear if this could introduce bias inadvertently.

CONCLUSION

Our data strongly suggest, in alignment with recent recommendations, that there is no need to perform screening DUSC prior to the placement of prophylactic compression devices among hospital admissions who have contraindications to anticoagulation. Rather, efforts should be focused on implementing systems to ensure rapid placement of these compression devices at the time of admission for those patients who cannot receive anticoagulation prophylaxis. Evaluation for DVT may be of value if there is a history of previous DVT or PE, ambulatory dysfunction, or more than 3 risk factors, as the information may change the therapeutic approach. Current guidelines recommend the measurement of D‐dimers as a screening tool for DVT.[11]

Acknowledgements

The authors thank Michael Schnee and Alexandria Mapp for their assistance in editing and manuscript preparation.

Disclosure: Nothing to report.

Hospital‐acquired venous thrombus embolism (VTE) is a pressing patient health and safety issue and has been identified as a causal factor in preventable deaths in the hospital setting.[1, 2] More than 540,000 hospitalizations with VTE occur each year among adults in the United States.[3] The number of adults with VTE is anticipated to increase from 0.95 million in 2006 to 1.82 million in 2050.[4] The Institute of Medicine has defined failure to provide adequate thromboprophylaxis to hospitalized, at‐risk patients as a medical error.[2, 5] The American College of Chest Physicians guidelines state that thromboprophylaxis is highly effective at preventing deep vein thrombosis (DVT) and proximal DVT, highly effective at preventing symptomatic VTE and fatal pulmonary emboli (PE), and that the prevention of DVT also prevents PE.[6] Where anticoagulation is contraindicated, mechanical methods of thromboprophylaxis are recommended as preferable to no thromboprophylaxis, with careful attention directed toward ensuring the proper use of, and optimal adherence with, mechanical prophylaxis.[7, 8] In our institution, concerns about the existence of asymptomatic clots being propagated into PEs by the placement of pneumatic compression boots (PCBs), led to routine performance of duplex Doppler ultrasound with compression (DUSC) before applying PCBs to those patients who were admitted and who were deemed to have a contraindication to anticoagulation prophylaxis. The recently released (April 2012) American College of Radiology Choosing Wisely list of practices specifically recommends forgoing imaging for DVT and PE in the absence of risk factors.[9] The recommendations do not specifically address screening for DVT prior to the initiation of prophylaxis. The goal of this prospective observational study, conducted prior to the Choosing Wisely campaign, was to verify our hypothesis that the prevalence of asymptomatic DVTs was very low, and provide our clinicians with evidence to allay concerns about placement of PCBs without imaging, allowing a practice pattern that would reduce costs without impacting patient safety.

METHODS

Study Population

We collected the records of all 1136 consecutive patients who underwent lower extremity DUSC within 48 hours of admission to the hospital, prior to PCB placement, between October 2005 and November 2006. The decision as to what type of prophylaxis was appropriate for each patient and if a DUSC was necessary prior to PCB placement was up to the individual attending physician. The study patient population included elective and emergent admissions from the medical, surgical, and obstetrical services.

Data Source

Study patients were identified at the time of the screening duplex study and entered into the database. A test was considered positive if a clot was detected at the level of the popliteal vein, or higher, in either leg. Patients' charts were reviewed for identification of DVT, defined as a positive (same criteria) DUSC during the hospitalization. Pulmonary emboli were defined as a positive computed tomography angiogram or high‐probability lung scan plus positive risk factors for DVT. A manual chart review (performed by J.U.), thoroughly examining all 1136 inpatient records, was completed to identify diagnoses and risk factors, which are defined as follows:

  • Age >60 years.
  • Cancer at time of admission or within 6 months of admission.
  • Ambulatory dysfunction defined as diagnosis of ambulatory dysfunction stated in the electronic medical record (EMR), bedridden >3 days prior to admission, lower extremity cast or splinting, or major surgery (intra‐abdominal, neurosurgery, cardiac surgery, or orthopedic surgery requiring admission) within 8 weeks of admission.
  • Obesity defined as diagnosis of obesity in EMR or body mass index (BMI) >30.
  • Acute stroke (cerebrovascular accident) or transient ischemic attack.
  • Acute myocardial infarction or acute coronary syndrome.
  • Previous DVT/PE documented in EMR.
  • Genetic predisposition defined as documented as history of, but not limited to, factor V Leiden syndrome, antithrombin III deficiency, protein C deficiency, protein S deficiency, hyperhomocysteinemia, or prothrombin 20210 mutation.
  • Hormone replacement/birth control pills defined as hormone replacement therapy, birth control pills, including Nuva Ring and Ortho Evra, pregnancy, or <6 weeks postpartum.

 

Sociodemographic data (age, gender, race, weight, height, and status of healthcare insurance) and time from arrival at the emergency room to ultrasound (US) examination were extracted from the EMR database.

The study was conducted with the approval of the Christiana Care Health Services institutional review board, and procedures were conducted in accordance with institutional guidelines.

Statistical Analysis

A t test or Wilcoxon rank sum test for continuous variables, and [2] or Fisher exact test for categorical variables, were used to compare demographic and clinical data according to the presence or absence of DVT. Logistic regression was used to determine the relative importance of each risk factor on the risk of DVT. Because the variable time to US was not normally distributed, we transformed it into a categorical variable using the median as the cut point. All the tests were 2‐sided, and P values <0.05 were considered significant. We used Current Procedural Terminology (CPT) code 93970 and the associated 2012 Medicare National Average reimbursement of $261.07 to estimate the cost of DUSC that could be avoided. Data were analyzed using the Statistical Analysis System version 9.2 (SAS Institute, Cary, NC).

RESULTS

A total of 1136 consecutive records were examined; 4 records were excluded from the analysis because they had a diagnosed PE prior to US, and 35 records were excluded because the US was performed beyond 48 hours after admission. The final dataset included 1097 hospital admissions for 1071 patients. Of the 1097 admissions, 759 (69.2%) originated from the emergency department (ED). It is important to note that 70,161 hospital admissions occurred during the same time period, of which 36,363 (51.8%) were admissions that started in the ED. The proportion of patients requiring mechanical DVT prophylaxis is therefore very small (<5%), assuming that a large number of the patients with unplanned admissions would require DVT prophylaxis.

Of the 1071 patients in the final analytical dataset, 544 (50.8%) were male, the mean age was 65.5 years, the mean BMI was 28.7 (median, 27.0) (Table 1), and the majority of the patients were white. US was performed within 24 hours in 712 (66.5%) patients, and 665 (62.1%) had Medicare. An asymptomatic DVT was detected by DUSC in 19 patients (1.8%). None of the clinical and demographic characteristics were statistically different between those with DVT and without (Table 1).

Demographic and Clinical Characteristics According to DVT Discovered at Admission
 Total, n=1071DVT, n=19Non‐DVT, n=1052P
  • NOTE: Abbreviations: BMI, body mass index; DVT, deep vein thrombosis; HMO, health maintenance organization; PE, pulmonary embolism; SD, standard deviation; US, ultrasonography.

Male (%)544 (50.8)6 (31.6)538 (51.1)0.11
Age, y, meanSD65.516.371.415.365.416.30.11
BMI, kg/m2, meanSD28.77.630.112.928.77.50.52
Time to US test from admission, h, median19.921.319.80.72
Race   0.74
White (%)802 (74.9)15 (78.9)787 (74.8) 
Black (%)221 (20.6)3 (15.8)218 (20.7) 
Other (%)48 (4.5)1 (5.3)47 (4.5) 
Duplex US test <24 hours (%)712 (66.5)12 (63.2)700 (66.5)0.81
DVT during admission (%)2 (0.19)02 (0.19)1.0
PE during admission (%)2 (0.19)02 (0.19)1.0
Medical insurance (%)   0.79
Self‐pay35 (3.3)0 (0.0)35 (3.3) 
Medicare665 (62.1)15 (78.9)650 (61.8) 
Medicaid44 (4.1)1 (5.3)43 (4.1) 
HMO49 (4.6)0 (0.0)49 (4.7) 
Blue Cross136 (12.7)2 (10.5)134 (12.7) 
Other142 (13.3)1 (5.3)141 (13.4) 

Patients with DVT had at least 1 risk factor; 16 (84.2%) of them had 2 or more risk factors. In addition, the presence of 2 or more risk factors was much more frequent among those with DVT than among those without (84.2% [16/19] vs 58.4% [614/1052], P=0.03).

As shown in Table 2, a history of DVT or PE and ambulatory dysfunction are the only risk factors associated with DVT at admission. In addition, the prevalence of DVT increases as the number of risk factors increases (Table 3). The prevalence is much higher in those who had 4 or more risk factors than among those with fewer than 4 risk factors (12.2% [6/49] vs 1.3% [13/1022], P=0.0001).

Risk Factors According to DVT Discovered at Admission
 Total, n=1071DVT, n=19Non‐DVT, n=1052P
  • NOTE: Data are presented as number (%). Abbreviations: DVT, deep vein thrombosis; PE, pulmonary embolism; TIA, transient ischemic attack.

Age 60 years702 (65.6)15 (79.0)687 (65.3)0.33
Previous DVT or PE80 (7.5)9 (47.4)71 (6.8)<0.0001
Ambulatory dysfunction228 (21.3)9 (47.4)219 (20.8)0.01
Obesity372 (34.7)6 (31.6)366 (34.8)1.00
Heart failure164 (15.3)4 (21.1)160 (15.2)0.52
Stroke/TIA75 (7.0)3 (15.8)72 (6.8)0.14
Acute coronary syndrome99 (9.2)1 (5.3)98 (9.3)1.00
Active cancer124 (11.6)4 (21.1)120 (11.4)0.26
Hormone30 (2.8)030 (2.9)1.00
Genetic4 (0.4)04 (0.4)1.00
Prevalence of DVT According to the Number of Risk Factors
No. of Risk FactorsTotal, n=1071DVT, n=19 (1.8%)
  • NOTE: The percentages in the DVT column represent the proportion of patients with DVT at each level of risk factors. For example, among the patients with 4 risk factors, 5 patients out of 39 (12.8%) had DVT. Abbreviations: DVT, deep vein thrombosis.

01000
13413 (0.9%)
24127 (1.7%)
31693 (1.8%)
4395 (12.8%)
5101 (10.0%)

Results of the logistic regression, similar to those of the nonadjusted analysis, showed that the only risk factors independently associated with the discovery of a DVT upon DUSC were the presence of ambulatory dysfunction (odds ratio [OR]: 2.99, 95% confidence interval [CI]: 1.13‐7.90) and a history of DVT or PE (OR: 10.51, 95% CI: 3.90‐28.31) (Table 4).

Risk Factors Associated With DVT
 ORb95% CIP
  • NOTE: Abbreviations: CI, confidence interval; DVT, deep vein thrombosis; OR, odds ratio; TIA, transient ischemic attack; PE, pulmonary embolism; US, ultrasonography.

  • n=1071.

  • Adjusted OR.

  • 19.9 hours is the median for the variable time to duplex US.

Age 60 years1.760.535.840.353
Active cancer2.120.637.170.227
Ambulatory dysfunction2.991.137.900.027
Obesity0.760.272.210.619
Heart failure1.330.394.490.646
Stroke/TIA3.000.7711.700.113
Acute coronary syndrome1.060.138.660.957
Previous DVT or PE10.513.9028.31<0.0001
Time to duplex US (19.9 hours)c1.940.725.220.188

We estimated a savings for Medicare of approximately $266,000 to $280,000 ($261.07 1071 DUSC or $261.07 1022 [after excluding the patients with 4 or more risk factors]) over 13 months had the DUSC not being conducted.

DISCUSSION

This study shows that discovering an asymptomatic DVT is relatively rare (<2%) in patients arriving at the hospital for all causes of admission, even taking into account multiple risk factors that increase the risk for DVTs. The study strongly supports the practice of placing compression devices as soon as possible for those patients who have a contraindication to anticoagulant prophylaxis. Along with reducing the delay to placement while awaiting the test, there is significant cost reduction to the healthcare system by not doing DUSC. There appears to be no need for diagnostic studies prior to the placement of these devices unless the patient has more than 3 risk factors or there is a history of previous DVT or ambulatory dysfunction. This study strongly supports the premise that patients are not arriving with DVTs, but are developing them in the hospital.[1, 2, 10] The 1.8% prevalence of asymptomatic DVT in this study is somewhat lower than that found in other studies. The Prophylaxis for Thromboembolism in Critical Care Trial (PROTECT) tested dalteparin vs unfractionated heparin on 3764 patients in the intensive care unit. Initial screening done to rule out DVT found that 3.5% of patients receiving dalteparin and 3.4% receiving unfractionated heparin had proximal DVTs.[8] Other Investigators used venous compression ultrasound examinations of the lower limbs to determine that 5.5% of patients hospitalized in a medical unit have an asymptomatic DVT of the lower limbs on admission.[5] A limitation of that study is the inclusion of all thrombo emboli, specifically those found in the calf (19 out of 21, or 90%). However, if one eliminates the calf venous thrombi, not considered risk factors for PE, the prevalence of DVT (0.85%) is about half that of our observed 1.8%.

In common with previous studies, a history of previous thromboembolic disease was clearly the most significant of many evaluated risk factors for DVT.[5, 6, 10] Ambulatory dysfunction was also a statistically significant risk factor that was likely under‐reported here because of the inexact documentation in many of the medical records. Interestingly, a history of active malignancy did not prove to be a significant risk factor, contrary to other study reports.[5, 6, 10]

The frequency of asymptomatic DVT appears to increase with the accumulation of risk factors. An asymptomatic DVT existed in 1.3% of the patients with 3 or fewer risk factors, compared with 12.2% of those with 4 or 5 risk factors. It is possible that a higher number of risk factors for DVT would be an indication for obtaining a DUSC prior to the placement of PCBs, although the small number of patients with more than 3 risk factors in our study population may limit the strength of this observation.

Limitations

As commented above, the number of patients in whom ambulatory dysfunction is present may be higher than is captured, due to insufficient recognition and poor documentation. Other studies have found a wide variety of risk factors associated with admission and the development of DVTs.[2, 5, 6, 10] Our study was not designed to establish an all‐inclusive list and/or prevalence of risk factors for thromboembolic disease. Another limitation is that only those patients who could not receive heparin prophylaxis received the DUSC evaluation. It is unclear if this could introduce bias inadvertently.

CONCLUSION

Our data strongly suggest, in alignment with recent recommendations, that there is no need to perform screening DUSC prior to the placement of prophylactic compression devices among hospital admissions who have contraindications to anticoagulation. Rather, efforts should be focused on implementing systems to ensure rapid placement of these compression devices at the time of admission for those patients who cannot receive anticoagulation prophylaxis. Evaluation for DVT may be of value if there is a history of previous DVT or PE, ambulatory dysfunction, or more than 3 risk factors, as the information may change the therapeutic approach. Current guidelines recommend the measurement of D‐dimers as a screening tool for DVT.[11]

Acknowledgements

The authors thank Michael Schnee and Alexandria Mapp for their assistance in editing and manuscript preparation.

Disclosure: Nothing to report.

References
  1. Hunt BJ. The prevention of hospital‐acquired venous thromboembolism in the United Kingdom. Br J Haematol. 2009;144:642652.
  2. .U.S. Department of Health and Human Services. The Surgeon General's call to action to prevent deep vein thrombosis and pulmonary embolism 2008. Available at: http://www.surgeongeneral.gov/library/calls/deepvein/index.html. Accessed on October 14, 2013.
  3. Yusuf HR, Tsai J, Atrash HK, Boulet S, Grosse SD. Venous thromboembolism in adult hospitalizations—United States, 2007–2009. MMWR Morb Mortal Wkly Rep. 2012;61:401404.
  4. Deitelzweig S, Johnson B, Lin J, et al. Prevalence of clinical venous thromboembolism in the USA: current trends and future projections. Am J Hematol. 2010;86:217220.
  5. Oger E, Bressollette L, Nonent M, et al. High prevalence of asymptomatic deep vein thrombosis on admission in a medical unit among elderly patients. Thromb Haemost. 2002;88:592597.
  6. Guyatt GH, MacLean S, Garcia DA, et al. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012; 141:e7Se47S.
  7. Kahn SR, Lim W, Dunn AS, et al. Prevention of VTE in nonsurgical patients. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141:e195Se226S.
  8. Cook D, Meade M, Guyatt G, et al. Dalteparin versus unfractionated heparin in critically ill patients. N Engl J Med. 2011;364:13051314.
  9. American College of Radiology (2012). Five things physicians and patients should question. Available at: http://www.choosingwisely.org/doctor‐patient‐lists/american‐college‐of‐radiology/. Accessed on October 11, 2013.
  10. Kucher N, Spirk D, Baumgartner I, et al. Lack of prophylaxis before the onset of acute venous thromboembolism among hospitalized cancer patients: The SWIss Venous Thrombo Embolism Registry (SWIVTER). Ann Oncol. 2010;21:931935.
  11. Bates SM, Jaeschke R, Stevens SM, et al. Diagnosis of DVT. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141:e351Se418S.
References
  1. Hunt BJ. The prevention of hospital‐acquired venous thromboembolism in the United Kingdom. Br J Haematol. 2009;144:642652.
  2. .U.S. Department of Health and Human Services. The Surgeon General's call to action to prevent deep vein thrombosis and pulmonary embolism 2008. Available at: http://www.surgeongeneral.gov/library/calls/deepvein/index.html. Accessed on October 14, 2013.
  3. Yusuf HR, Tsai J, Atrash HK, Boulet S, Grosse SD. Venous thromboembolism in adult hospitalizations—United States, 2007–2009. MMWR Morb Mortal Wkly Rep. 2012;61:401404.
  4. Deitelzweig S, Johnson B, Lin J, et al. Prevalence of clinical venous thromboembolism in the USA: current trends and future projections. Am J Hematol. 2010;86:217220.
  5. Oger E, Bressollette L, Nonent M, et al. High prevalence of asymptomatic deep vein thrombosis on admission in a medical unit among elderly patients. Thromb Haemost. 2002;88:592597.
  6. Guyatt GH, MacLean S, Garcia DA, et al. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012; 141:e7Se47S.
  7. Kahn SR, Lim W, Dunn AS, et al. Prevention of VTE in nonsurgical patients. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141:e195Se226S.
  8. Cook D, Meade M, Guyatt G, et al. Dalteparin versus unfractionated heparin in critically ill patients. N Engl J Med. 2011;364:13051314.
  9. American College of Radiology (2012). Five things physicians and patients should question. Available at: http://www.choosingwisely.org/doctor‐patient‐lists/american‐college‐of‐radiology/. Accessed on October 11, 2013.
  10. Kucher N, Spirk D, Baumgartner I, et al. Lack of prophylaxis before the onset of acute venous thromboembolism among hospitalized cancer patients: The SWIss Venous Thrombo Embolism Registry (SWIVTER). Ann Oncol. 2010;21:931935.
  11. Bates SM, Jaeschke R, Stevens SM, et al. Diagnosis of DVT. Antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141:e351Se418S.
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Journal of Hospital Medicine - 9(1)
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Asymptomatic deep vein thrombosis in patients undergoing screening duplex ultrasonography
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Asymptomatic deep vein thrombosis in patients undergoing screening duplex ultrasonography
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Address for correspondence and reprint requests: Marc T. Zubrow, MD, Associate Professor of Medicine, University of Maryland School of Medicine, Suite 5‐N‐162, Baltimore, MD 21201; Telephone: 410‐328‐4833; Fax: 410‐328‐3904; E‐mail: [email protected]
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Electromagnetic vs Self‐Advancing Tube

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Analysis of an electromagnetic tube placement device versus a self‐advancing nasal jejunal device for postpyloric feeding tube placement

Enteral nutrition is an essential component of the care plan for critically ill and injured patients. There is consensus that critically ill patients are at risk for malnutrition, and those who will be unable to consume adequate oral nutrition within 3 days should receive specialized enteral and/or parenteral nutrition therapy.[1] Multiple studies and reputable scientific societies support early initiation of enteral feedings within 24 to 48 hours of admission to the intensive care unit (ICU) to promote tolerance, minimize the risk of intestinal barrier dysfunction and infectious complications, and reduce the length of mechanical ventilation and hospital stay, as well as mortality.[2, 3, 4, 5] Although nasogastric feeding is appropriate for the majority of patients requiring short‐term nutrition support, there is a large group of patients in whom impaired gastric emptying presents challenges to feeding. The American Society for Parenteral and Enteral Nutrition, the American Thoracic Society, as well as the Infectious Diseases Society of America (IDSA), have published guidelines in support of postpyloric feeding in the ICU setting due to its association with reduced incidence of healthcare‐associated infections, specifically ventilator‐associated pneumonia (VAP).[2, 3, 6, 7] Four randomized clinical trials in the last 5 years have attempted to end the debate on the benefits of postpyloric feeding compared to intragastric feeding[5, 8, 9, 10]; 2 trials demonstrated an increase in calorie and protein intake and lower incidence of VAP in patients fed via the postpyloric route.[8, 10] One recent article[11] has suggested that severity of illness may play a role in the optimal selection of feeding route. Huang et al. randomly assigned patients to the nasogastric or nasoduodenal feeding route and documented the Acute Physiology and Chronic Health Evaluation II score as less than or greater than 20. Among more severely ill patients, those fed by the gastric route experienced longer ICU stay, more feeding complications, and lower calorie and protein intake than patients fed by the postpyloric route.[11] In an article comparing nutrition therapy recommendations among 3 major North American nutrition societies, the consensus was that critically ill patients at high risk for aspiration or feeding intolerance should be fed using small bowel access.[12] The Canadian Critical Care Guidelines Committee had the strongest recommendation for small bowel feeding stating that, if feasible, all critically ill patients should be fed via this route, based on the reduction in pneumonia.[12, 13]

When the decision is made to use postpyloric tube placement for nutrition therapy, the next decision is how to safely place the tube, ensure its postpyloric location, and minimize delays in feeding. Initiation of enteral formulas and timely advancement to nutrition goals is often delayed by unsuccessful feeding tube placement. Insertion of an enteral feeding tube into the postpyloric position is often done at the bedside by trained medical personnel without endoscopic or fluoroscopic guidance; however, the blind bedside approach is not without challenges. Success rates of this approach vary greatly depending on the patient population and provider expertise. The most challenging insertions may occur in patients who are endotracheally intubated, have depressed mental status, or impaired cough reflex.[14] Procedural complications from placement of nasoenteral feeding tubes by all methods can be as high as 10%,[15] with complication rates of 1% to 3%[16] for inadvertent placement of the feeding tube in the airway alone. The most common and serious complication is intubation of the bronchial tree with resulting pneumonitis, pneumonia, and pneumothorax, which reportedly occurs in 2.4% to 3.2% of tube insertions.[17, 18] It is recommended that radiographic confirmation of tube placement by any method occur prior to initiating feeding, thus eliminating any possibility of misplacement and administration of formula into the lungs.[18]

Historically, our institution advocated blind bedside placement of small bowel feeding tubes by trained ICU nurses, residents, and housestaff. Although not without risks, this method avoids the difficulty of coordinating endoscopic or fluoroscopic interventions that often necessitate transfer out of the ICU, with potential complications such as patient deterioration, and result in delays in initiating feeding.[19] However, like many other institutions, our level II medical center was interested in purchasing the Cortrak Enteral Access System (C‐EAS) (Viasys Medsystems, Wheeling, IL), which allows tracking of the small bowel feeding tube tip during placement. The C‐EAS uses an electromagnetic guide with a bedside monitor display to help providers observe the progress of the tube as it passes through the gastrointestinal tract. A receiver is placed on the patient's xiphoid process to detect the signal from the stylet that has an electromagnetic transmitter in the tip. The monitor displays the exact position of the postpyloric placement prior to removal of the tube guidewire. One early study by Ackerman and colleagues[20] found that the C‐EAS had a 100% success rate in avoiding lung placement and improves patient safety. The ability to monitor the location of the feeding tube tip in real time provides a safety feature for the clinician performing bedside insertions. In a recent study, the C‐EAS system was reported as not inferior to direct visualization of postpyloric placement via upper endoscopy.[21] In addition, several studies reported a reduction in mean time from physician order for tube placement to feeding initiation and fewer x‐rays for confirmation, thereby decreasing cost.[22] Not long after the C‐EAS system was purchased, Tiger 2 tubes (T2T) (Cook Inc., Bloomington, IN) were introduced in our facility for use in postpyloric feeding of ICU patients. The T2T system is a self‐advancing nasal jejunal feeding tube that uses a combination of intrinsic and stimulated gastric peristalsis with soft cilia‐like flaps in the side of the tube to propel the tube forward into the small bowel. Both tube systems have been studied over the past decade, with Gray et al.[22] reporting a 78% rate of successful small bowel placement using the electromagnetic‐guided device and Holzinger et al.[21] reporting an 89% success rate for jejunal placement using the same device. Davies and Bellomo[23] reported that their institution experienced a 100% success rate with small bowel placement of the T2T. Armed with 2 reputable, reliable modes of postpyloric tube placement, we encouraged all ICU staff to use these approaches for short‐term feeding for ICU patients whenever possible in conjunction with the ICU protocol for insertion and maintenance of small bowel feeding tubes. Both systems are preferred by our ICU physicians and nurses over other blind intubation systems (eg, Dobhoff tubes) and anecdotally, both appeared to have good success at initial postpyloric placement. However, having no objective data to support these observations, a clinical study was in order. The purpose of this retrospective review of small bowel feeding tube insertions was to determine which system achieves the objective of small bowel placement with the greatest accuracy on initial placement attempt, thus potentially improving patient outcomes and patient comfort for all future ICU patients.

METHODS

We conducted a retrospective chart review, examining the success of small bowel feeding tube placement in all ICU patients who received either a C‐EAS or a T2T from December 2009 through July 2013. Institutional review board approval was obtained, and due to the retrospective nature of the study, informed consent was waived. Neither manufacturer played any role in this study; the authors have no financial interests in either product and do not serve as consultants for either manufacturer.

Our ICU is a 20‐bed, mixed surgical and medical unit in a tertiary academic military medical center. To insert the C‐EAS tube, providers were required to take a three hour in‐service training session with the manufacturer's device representative. After initial training, providers were required to attempt 3 placements under the direct supervision of an expert user before they could independently place C‐EAS tubes. Competency was reviewed quarterly with hands‐on training. There are no designated tube insertion teams at our institution. All feeding tubes were inserted according to a current approved institutional protocol. Patients received a gastric motility agent (erythromycin 200 mg orally or intravenously) 30 minutes prior to tube insertion. C‐EAS patients received a confirmatory x‐ray, either anterior‐posterior (AP) portable chest x‐ray or portable abdominal film, when the provider felt the C‐EAS monitor tracing was consistent with postpyloric placement per the manufacturer's instructions. T2T patients received an AP portable chest x‐ray once the T2T had been inserted to 50 cm to ensure the tube was in the gastric system. The tube was advanced 10 cm every 30 to 60 minutes thereafter to a total distance of 90 cm per the manufacturer's recommendations, at which point a confirmatory portable abdominal film was taken for final location determination.

Patients who received small bowel feeding tubes were identified via electronic medical record data search; confirmation of tube placement was made with direct examination of the electronic medical record. Patients who received other small bowel feeding tubes, such as Dobbhoff tubes or endoscopically placed tubes of any type, were excluded. The date, time, and type of tube for initial insertion attempt were recorded, and radiographs, radiologic reports, and archived real‐time tracings (for C‐EAS) were compared. Tubes were considered successfully placed if the first confirmation film after completion of the procedure noted the tip of the tube in a postpyloric position. Tubes were considered unsuccessfully placed if the tip of the tube was noted anywhere proximal to the gastroduodenal junction. Insertions were excluded if investigator examination of the radiograph and the radiologic report were unable to identify the location of the tip of the tube. Complication rates, including endotracheal insertion, were recorded.

A power analysis was conducted a priori (SamplePower 3.0; IBM SPSS, Armonk, NY) by estimating successful placement with the C‐EAS tube on the first attempt at 80% and the T2T at 95% based on previous reports in the literature. A sample size of 75 patients was required in each group to achieve statistical significance at 0.80 power and at 0.05. The small bowel feeding tube placement success rate was analyzed using [2] and the Kappa coefficient.

RESULTS

During the 3‐year study period, 158 small bowel feeding tubes were placed in the ICU. Of these, 5 were Dobhoff tubes (3 blind insertions and 2 endoscopic placements), 72 T2T, and 81 C‐EAS tubes. Of the T2T and C‐EAS tubes, final position was unable to be determined via radiograph for 1 T2T (1%) and 7 C‐EAS (8%). These tubes (N=13) were excluded from data analysis, leaving a final study population of 145: 71 T2T and 74 C‐EAS. Demographics of the included patients are found in Table 1. Successful postpyloric placement on the first attempt was achieved in 44 (62%) of T2T and 32 (43%) of C‐EAS (P=0.03) (Figure 1).

Figure 1
Recruitment flowchart of final study subjects and success rate of each tube system. Abbreviations: C‐EAS, Cortrak Enteral Access System; T2T, Tiger 2 tube.
Demographics of Included Patients
 Cortrak, n=74Tiger 2, n=71
  • NOTE: Values are expressed as mean valuesstandard deviation or as absolute numbers and percentages. Admission reasons classified as other include neurologic conditions other than cerebrovascular accident, nonsurgical gastrointestinal diagnoses other than pancreatitis, primary cardiac including post‐cardiac arrest, and altered mental status from multiple etiologies to include toxic ingestion. Abbreviations: ARDS, acute respiratory distress syndrome; CVA, cerebrovascular accident; MICU, medical intensive care unit; SICU, surgical intensive care unit.

Characteristic  
Age (y)67196814
Body mass index286308
Female, n (%)27 (36)33 (46)
Male, n (%)47 (64)38 (54)
Patient type, n (%)  
MICU54 (73)59 (83)
SICU18 (24)10 (14)
Trauma2 (3)2 (3)
Airway, n (%)  
Endotracheal tube37 (50)48 (68)
None33 (45)18 (25)
Tracheostomy4 (5)5 (7)
Admission reason, n (%)  
Sepsis17 (23)16 (23)
ARDS12 (16)8 (11)
Respiratory failure13 (18)15 (21)
Surgical10 (13)4 (6)
Pancreatitis8 (11)8 (11)
CVA5 (7)7 (10)
Multitrauma2 (3)2 (3)
Other7 (9)11 (15)

Next, we compared the congruency of the real‐time C‐EAS tracings to the confirmation radiographs (Figures 2 and 3). Of the C‐EAS tracings that indicated postpyloric position (N=29), the radiograph confirmed postpyloric placement 83% (n=24) of the time. Of C‐EAS tracings that indicated a prepyloric position (N=45), the radiograph also demonstrated a prepyloric position 82% (n=37) with a Kappa coefficient of 0.638 (Table 2).

Figure 2
(A) Cortrak Enteral Access System (C‐EAS) tracing demonstrating appropriate postpyloric position. (B) Portable abdominal film confirming the predicted location of the C‐EAS tube. The black arrows demonstrate passage of the tube through the pylorus and duodenum, ending in the proximal jejunum. Abbreviations: L, left; R, right.
Figure 3
(A) Cortrak Enteral Access System (C‐EAS) tracing demonstrating a likely prepyloric placement. (B) Portable abdominal film confirming that the C‐EAS tube is located in the stomach. The black arrows demonstrate the C‐EAS is located just proximal to the gastroduodenal junction. Abbreviations: L, left; R, right.
Agreement Between C‐EAS Tracing and Portable Film
 X‐Ray PP, N=32X‐Ray nPP, N=42
  • NOTE: Abbreviations: C‐EAS, Cortrak Enteral Access System; nPP, not postpyloric; PP, postpyloric.

C‐EAS PP, N=2924 (83%)5 (17%)
C‐EAS nPP, N=458 (18%)37 (82%)

In addition to real‐time tracing archives, the C‐EAS system allows providers to designate their specialty. Of the 74 tubes placed, registered nurses and physicians placed the most tubes (36 each) and registered dieticians placed 2 tubes. Physicians and registered nurses successfully achieved postpyloric position on 17 (47%) and 14 (39%) initial attempts, respectively. Of the 2 registered dietician‐inserted tubes, only 1 tube was in the correct postpyloric position at the end of the initial attempt.

There were no endotracheal insertions or other complications noted during the study period with either small bowel feeding tube system.

CONCLUSION/DISCUSSION

Enteral nutrition is important for critically ill patients with early initiation of nutrition leading to decreased length of stay in the ICU and decreased mortality. The IDSA, North American nutrition societies, and Canadian Critical Care Guidelines recommend postpyloric nutrition to prevent frequent interruptions in feeding, allow for earlier feeding initiation, and to reduce the risk of aspiration. We evaluated 2 different enteral feeding tube systemsT2T and C‐EASto determine which system most commonly led to postpyloric placement on initial insertion attempt, thus facilitating postpyloric feeding.

Our results showed that there was a statistically significant difference favoring T2T over C‐EAS. This is in contrast to a study directly comparing the 2 systems, which demonstrated no statistically significant difference between the successful placement of either tube.[24] One reason for this difference may be that C‐EAS relies on user familiarity and dexterity with the electromagnetic guidance system. Our hospital does not have a specific team of trained providers who insert postpyloric tubes and thus may be more facile with this system. It would be interesting to see if a small team of trained providers could improve postpyloric C‐EAS placement over our current ICU staffing model, which allows RNs, physicians, and registered dieticians to place postpyloric feeding tubes. The T2T system is more simplistic in that no further training beyond basic feeding tube insertion is required, and we feel this may be the most important distinction that explains our results.

A reported advantage of the C‐EAS system is that direct visualization via the electromagnetic device replaces the need for confirmatory radiography. As expected, our results demonstrated a high positive predictive value for the C‐EAS tracing, although only 39% of tracings actually predicted postpyloric placement. Given the fact that 57% of C‐EAS tubes were not ultimately located in the postpyloric position, despite the inserting provider's interpretation of the tracing, we feel that confirmatory radiography is still required in our patient population. Again, this result likely points to the need for additional provider training on using the C‐EAS system and interpreting tracings, or a dedicated tube insertion team.

Limitations of this study are those inherent to retrospective research and include an inability to examine individual insertion technique and inability to record the inserting provider's interpretation of the C‐EAS tracing. Additionally, our electronic medical record did not facilitate data gathering regarding the time to completion of each procedure and initiation of enteral nutrition in our patients. It is possible that the speed with which the C‐EAS tube can be inserted and repositioned if prepyloric on initial confirmation, may lead to earlier initiation of enteral nutrition, versus the T2T protocol, which can take several hours until final insertion position is confirmed. In that case, the system that confers higher rates of initial postpyloric placement may be a less important mark than the overall time to completion of the insertion protocol. Finally, we did not perform a cost‐benefit analysis, which may have led to an advantage of 1 system over the other strictly from a resource management perspective.

In conclusion, given 2 small bowel feeding tube systems designed to facilitate postpyloric placement on initial insertion, the T2T tube proved a better system for use in our patient population with our current ICU staffing model. Additional training or designation of a tube insertion team might improve results with the C‐EAS system. Further prospective studies concerning timing of insertion protocols with respect to initiation of enteral nutrition and a complete cost‐benefit analysis comparing the 2 systems should be conducted.

Disclosures

The views expressed are those of the authors and do not reflect the official policy of the Department of the Army, the Department of Defense, or the US government. The authors have no financial or other conflicts of interest to disclose.

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References
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  3. Heyland D, Dhaliwal R, Drover J, Gramlich L, Dodek P; Canadian Critical Care Clinical Practice Guidelines Committee. Canadian clinical practice guidelines for nutrition support in mechanically ventilated, critically ill adult patients. JPEN J Parenter Enteral Nutr. 2003;27:355373.
  4. Doig G, Simpson F, Finfer S, et al.; Nutrition Guidelines Investigators of the ANZICS Clinical Trials Group. Effect of evidence‐based feeding guidelines on mortality of critically ill adults: a cluster randomized controlled trial. JAMA. 2008;300:27312741.
  5. White H, Sosnowski K, Tran K, Reeves A, Jones M. A randomised controlled comparison of early post‐pyloric vs early gastric feeding to meet nutritional targets in ventilated intensive care patients. Crit Care. 2009;13:R187.
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  7. Hsu C, Sun S, Lin S, Kang S, Chu K, Huang H. Duodenal vs gastric feeding in medical intensive care unit patients: a prospective, randomized, clinical study. Crit Care Med. 2009;37:866872.
  8. Davies A, Morrison S, Bailey M, et al. A multicenter, randomized controlled trial comparing early nasojejunal with nasogastric nutrition in critical illness. Crit Care Med. 2012;40:23422348.
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  10. Huang H, Chang S, Hsu C, Chang T, Kang S, Liu M. Severity of illness influences the efficacy of enteral feeding route on clinical outcomes in patients with critical illness. J Acad Nutr Diet. 2012;112:11381146.
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Enteral nutrition is an essential component of the care plan for critically ill and injured patients. There is consensus that critically ill patients are at risk for malnutrition, and those who will be unable to consume adequate oral nutrition within 3 days should receive specialized enteral and/or parenteral nutrition therapy.[1] Multiple studies and reputable scientific societies support early initiation of enteral feedings within 24 to 48 hours of admission to the intensive care unit (ICU) to promote tolerance, minimize the risk of intestinal barrier dysfunction and infectious complications, and reduce the length of mechanical ventilation and hospital stay, as well as mortality.[2, 3, 4, 5] Although nasogastric feeding is appropriate for the majority of patients requiring short‐term nutrition support, there is a large group of patients in whom impaired gastric emptying presents challenges to feeding. The American Society for Parenteral and Enteral Nutrition, the American Thoracic Society, as well as the Infectious Diseases Society of America (IDSA), have published guidelines in support of postpyloric feeding in the ICU setting due to its association with reduced incidence of healthcare‐associated infections, specifically ventilator‐associated pneumonia (VAP).[2, 3, 6, 7] Four randomized clinical trials in the last 5 years have attempted to end the debate on the benefits of postpyloric feeding compared to intragastric feeding[5, 8, 9, 10]; 2 trials demonstrated an increase in calorie and protein intake and lower incidence of VAP in patients fed via the postpyloric route.[8, 10] One recent article[11] has suggested that severity of illness may play a role in the optimal selection of feeding route. Huang et al. randomly assigned patients to the nasogastric or nasoduodenal feeding route and documented the Acute Physiology and Chronic Health Evaluation II score as less than or greater than 20. Among more severely ill patients, those fed by the gastric route experienced longer ICU stay, more feeding complications, and lower calorie and protein intake than patients fed by the postpyloric route.[11] In an article comparing nutrition therapy recommendations among 3 major North American nutrition societies, the consensus was that critically ill patients at high risk for aspiration or feeding intolerance should be fed using small bowel access.[12] The Canadian Critical Care Guidelines Committee had the strongest recommendation for small bowel feeding stating that, if feasible, all critically ill patients should be fed via this route, based on the reduction in pneumonia.[12, 13]

When the decision is made to use postpyloric tube placement for nutrition therapy, the next decision is how to safely place the tube, ensure its postpyloric location, and minimize delays in feeding. Initiation of enteral formulas and timely advancement to nutrition goals is often delayed by unsuccessful feeding tube placement. Insertion of an enteral feeding tube into the postpyloric position is often done at the bedside by trained medical personnel without endoscopic or fluoroscopic guidance; however, the blind bedside approach is not without challenges. Success rates of this approach vary greatly depending on the patient population and provider expertise. The most challenging insertions may occur in patients who are endotracheally intubated, have depressed mental status, or impaired cough reflex.[14] Procedural complications from placement of nasoenteral feeding tubes by all methods can be as high as 10%,[15] with complication rates of 1% to 3%[16] for inadvertent placement of the feeding tube in the airway alone. The most common and serious complication is intubation of the bronchial tree with resulting pneumonitis, pneumonia, and pneumothorax, which reportedly occurs in 2.4% to 3.2% of tube insertions.[17, 18] It is recommended that radiographic confirmation of tube placement by any method occur prior to initiating feeding, thus eliminating any possibility of misplacement and administration of formula into the lungs.[18]

Historically, our institution advocated blind bedside placement of small bowel feeding tubes by trained ICU nurses, residents, and housestaff. Although not without risks, this method avoids the difficulty of coordinating endoscopic or fluoroscopic interventions that often necessitate transfer out of the ICU, with potential complications such as patient deterioration, and result in delays in initiating feeding.[19] However, like many other institutions, our level II medical center was interested in purchasing the Cortrak Enteral Access System (C‐EAS) (Viasys Medsystems, Wheeling, IL), which allows tracking of the small bowel feeding tube tip during placement. The C‐EAS uses an electromagnetic guide with a bedside monitor display to help providers observe the progress of the tube as it passes through the gastrointestinal tract. A receiver is placed on the patient's xiphoid process to detect the signal from the stylet that has an electromagnetic transmitter in the tip. The monitor displays the exact position of the postpyloric placement prior to removal of the tube guidewire. One early study by Ackerman and colleagues[20] found that the C‐EAS had a 100% success rate in avoiding lung placement and improves patient safety. The ability to monitor the location of the feeding tube tip in real time provides a safety feature for the clinician performing bedside insertions. In a recent study, the C‐EAS system was reported as not inferior to direct visualization of postpyloric placement via upper endoscopy.[21] In addition, several studies reported a reduction in mean time from physician order for tube placement to feeding initiation and fewer x‐rays for confirmation, thereby decreasing cost.[22] Not long after the C‐EAS system was purchased, Tiger 2 tubes (T2T) (Cook Inc., Bloomington, IN) were introduced in our facility for use in postpyloric feeding of ICU patients. The T2T system is a self‐advancing nasal jejunal feeding tube that uses a combination of intrinsic and stimulated gastric peristalsis with soft cilia‐like flaps in the side of the tube to propel the tube forward into the small bowel. Both tube systems have been studied over the past decade, with Gray et al.[22] reporting a 78% rate of successful small bowel placement using the electromagnetic‐guided device and Holzinger et al.[21] reporting an 89% success rate for jejunal placement using the same device. Davies and Bellomo[23] reported that their institution experienced a 100% success rate with small bowel placement of the T2T. Armed with 2 reputable, reliable modes of postpyloric tube placement, we encouraged all ICU staff to use these approaches for short‐term feeding for ICU patients whenever possible in conjunction with the ICU protocol for insertion and maintenance of small bowel feeding tubes. Both systems are preferred by our ICU physicians and nurses over other blind intubation systems (eg, Dobhoff tubes) and anecdotally, both appeared to have good success at initial postpyloric placement. However, having no objective data to support these observations, a clinical study was in order. The purpose of this retrospective review of small bowel feeding tube insertions was to determine which system achieves the objective of small bowel placement with the greatest accuracy on initial placement attempt, thus potentially improving patient outcomes and patient comfort for all future ICU patients.

METHODS

We conducted a retrospective chart review, examining the success of small bowel feeding tube placement in all ICU patients who received either a C‐EAS or a T2T from December 2009 through July 2013. Institutional review board approval was obtained, and due to the retrospective nature of the study, informed consent was waived. Neither manufacturer played any role in this study; the authors have no financial interests in either product and do not serve as consultants for either manufacturer.

Our ICU is a 20‐bed, mixed surgical and medical unit in a tertiary academic military medical center. To insert the C‐EAS tube, providers were required to take a three hour in‐service training session with the manufacturer's device representative. After initial training, providers were required to attempt 3 placements under the direct supervision of an expert user before they could independently place C‐EAS tubes. Competency was reviewed quarterly with hands‐on training. There are no designated tube insertion teams at our institution. All feeding tubes were inserted according to a current approved institutional protocol. Patients received a gastric motility agent (erythromycin 200 mg orally or intravenously) 30 minutes prior to tube insertion. C‐EAS patients received a confirmatory x‐ray, either anterior‐posterior (AP) portable chest x‐ray or portable abdominal film, when the provider felt the C‐EAS monitor tracing was consistent with postpyloric placement per the manufacturer's instructions. T2T patients received an AP portable chest x‐ray once the T2T had been inserted to 50 cm to ensure the tube was in the gastric system. The tube was advanced 10 cm every 30 to 60 minutes thereafter to a total distance of 90 cm per the manufacturer's recommendations, at which point a confirmatory portable abdominal film was taken for final location determination.

Patients who received small bowel feeding tubes were identified via electronic medical record data search; confirmation of tube placement was made with direct examination of the electronic medical record. Patients who received other small bowel feeding tubes, such as Dobbhoff tubes or endoscopically placed tubes of any type, were excluded. The date, time, and type of tube for initial insertion attempt were recorded, and radiographs, radiologic reports, and archived real‐time tracings (for C‐EAS) were compared. Tubes were considered successfully placed if the first confirmation film after completion of the procedure noted the tip of the tube in a postpyloric position. Tubes were considered unsuccessfully placed if the tip of the tube was noted anywhere proximal to the gastroduodenal junction. Insertions were excluded if investigator examination of the radiograph and the radiologic report were unable to identify the location of the tip of the tube. Complication rates, including endotracheal insertion, were recorded.

A power analysis was conducted a priori (SamplePower 3.0; IBM SPSS, Armonk, NY) by estimating successful placement with the C‐EAS tube on the first attempt at 80% and the T2T at 95% based on previous reports in the literature. A sample size of 75 patients was required in each group to achieve statistical significance at 0.80 power and at 0.05. The small bowel feeding tube placement success rate was analyzed using [2] and the Kappa coefficient.

RESULTS

During the 3‐year study period, 158 small bowel feeding tubes were placed in the ICU. Of these, 5 were Dobhoff tubes (3 blind insertions and 2 endoscopic placements), 72 T2T, and 81 C‐EAS tubes. Of the T2T and C‐EAS tubes, final position was unable to be determined via radiograph for 1 T2T (1%) and 7 C‐EAS (8%). These tubes (N=13) were excluded from data analysis, leaving a final study population of 145: 71 T2T and 74 C‐EAS. Demographics of the included patients are found in Table 1. Successful postpyloric placement on the first attempt was achieved in 44 (62%) of T2T and 32 (43%) of C‐EAS (P=0.03) (Figure 1).

Figure 1
Recruitment flowchart of final study subjects and success rate of each tube system. Abbreviations: C‐EAS, Cortrak Enteral Access System; T2T, Tiger 2 tube.
Demographics of Included Patients
 Cortrak, n=74Tiger 2, n=71
  • NOTE: Values are expressed as mean valuesstandard deviation or as absolute numbers and percentages. Admission reasons classified as other include neurologic conditions other than cerebrovascular accident, nonsurgical gastrointestinal diagnoses other than pancreatitis, primary cardiac including post‐cardiac arrest, and altered mental status from multiple etiologies to include toxic ingestion. Abbreviations: ARDS, acute respiratory distress syndrome; CVA, cerebrovascular accident; MICU, medical intensive care unit; SICU, surgical intensive care unit.

Characteristic  
Age (y)67196814
Body mass index286308
Female, n (%)27 (36)33 (46)
Male, n (%)47 (64)38 (54)
Patient type, n (%)  
MICU54 (73)59 (83)
SICU18 (24)10 (14)
Trauma2 (3)2 (3)
Airway, n (%)  
Endotracheal tube37 (50)48 (68)
None33 (45)18 (25)
Tracheostomy4 (5)5 (7)
Admission reason, n (%)  
Sepsis17 (23)16 (23)
ARDS12 (16)8 (11)
Respiratory failure13 (18)15 (21)
Surgical10 (13)4 (6)
Pancreatitis8 (11)8 (11)
CVA5 (7)7 (10)
Multitrauma2 (3)2 (3)
Other7 (9)11 (15)

Next, we compared the congruency of the real‐time C‐EAS tracings to the confirmation radiographs (Figures 2 and 3). Of the C‐EAS tracings that indicated postpyloric position (N=29), the radiograph confirmed postpyloric placement 83% (n=24) of the time. Of C‐EAS tracings that indicated a prepyloric position (N=45), the radiograph also demonstrated a prepyloric position 82% (n=37) with a Kappa coefficient of 0.638 (Table 2).

Figure 2
(A) Cortrak Enteral Access System (C‐EAS) tracing demonstrating appropriate postpyloric position. (B) Portable abdominal film confirming the predicted location of the C‐EAS tube. The black arrows demonstrate passage of the tube through the pylorus and duodenum, ending in the proximal jejunum. Abbreviations: L, left; R, right.
Figure 3
(A) Cortrak Enteral Access System (C‐EAS) tracing demonstrating a likely prepyloric placement. (B) Portable abdominal film confirming that the C‐EAS tube is located in the stomach. The black arrows demonstrate the C‐EAS is located just proximal to the gastroduodenal junction. Abbreviations: L, left; R, right.
Agreement Between C‐EAS Tracing and Portable Film
 X‐Ray PP, N=32X‐Ray nPP, N=42
  • NOTE: Abbreviations: C‐EAS, Cortrak Enteral Access System; nPP, not postpyloric; PP, postpyloric.

C‐EAS PP, N=2924 (83%)5 (17%)
C‐EAS nPP, N=458 (18%)37 (82%)

In addition to real‐time tracing archives, the C‐EAS system allows providers to designate their specialty. Of the 74 tubes placed, registered nurses and physicians placed the most tubes (36 each) and registered dieticians placed 2 tubes. Physicians and registered nurses successfully achieved postpyloric position on 17 (47%) and 14 (39%) initial attempts, respectively. Of the 2 registered dietician‐inserted tubes, only 1 tube was in the correct postpyloric position at the end of the initial attempt.

There were no endotracheal insertions or other complications noted during the study period with either small bowel feeding tube system.

CONCLUSION/DISCUSSION

Enteral nutrition is important for critically ill patients with early initiation of nutrition leading to decreased length of stay in the ICU and decreased mortality. The IDSA, North American nutrition societies, and Canadian Critical Care Guidelines recommend postpyloric nutrition to prevent frequent interruptions in feeding, allow for earlier feeding initiation, and to reduce the risk of aspiration. We evaluated 2 different enteral feeding tube systemsT2T and C‐EASto determine which system most commonly led to postpyloric placement on initial insertion attempt, thus facilitating postpyloric feeding.

Our results showed that there was a statistically significant difference favoring T2T over C‐EAS. This is in contrast to a study directly comparing the 2 systems, which demonstrated no statistically significant difference between the successful placement of either tube.[24] One reason for this difference may be that C‐EAS relies on user familiarity and dexterity with the electromagnetic guidance system. Our hospital does not have a specific team of trained providers who insert postpyloric tubes and thus may be more facile with this system. It would be interesting to see if a small team of trained providers could improve postpyloric C‐EAS placement over our current ICU staffing model, which allows RNs, physicians, and registered dieticians to place postpyloric feeding tubes. The T2T system is more simplistic in that no further training beyond basic feeding tube insertion is required, and we feel this may be the most important distinction that explains our results.

A reported advantage of the C‐EAS system is that direct visualization via the electromagnetic device replaces the need for confirmatory radiography. As expected, our results demonstrated a high positive predictive value for the C‐EAS tracing, although only 39% of tracings actually predicted postpyloric placement. Given the fact that 57% of C‐EAS tubes were not ultimately located in the postpyloric position, despite the inserting provider's interpretation of the tracing, we feel that confirmatory radiography is still required in our patient population. Again, this result likely points to the need for additional provider training on using the C‐EAS system and interpreting tracings, or a dedicated tube insertion team.

Limitations of this study are those inherent to retrospective research and include an inability to examine individual insertion technique and inability to record the inserting provider's interpretation of the C‐EAS tracing. Additionally, our electronic medical record did not facilitate data gathering regarding the time to completion of each procedure and initiation of enteral nutrition in our patients. It is possible that the speed with which the C‐EAS tube can be inserted and repositioned if prepyloric on initial confirmation, may lead to earlier initiation of enteral nutrition, versus the T2T protocol, which can take several hours until final insertion position is confirmed. In that case, the system that confers higher rates of initial postpyloric placement may be a less important mark than the overall time to completion of the insertion protocol. Finally, we did not perform a cost‐benefit analysis, which may have led to an advantage of 1 system over the other strictly from a resource management perspective.

In conclusion, given 2 small bowel feeding tube systems designed to facilitate postpyloric placement on initial insertion, the T2T tube proved a better system for use in our patient population with our current ICU staffing model. Additional training or designation of a tube insertion team might improve results with the C‐EAS system. Further prospective studies concerning timing of insertion protocols with respect to initiation of enteral nutrition and a complete cost‐benefit analysis comparing the 2 systems should be conducted.

Disclosures

The views expressed are those of the authors and do not reflect the official policy of the Department of the Army, the Department of Defense, or the US government. The authors have no financial or other conflicts of interest to disclose.

Enteral nutrition is an essential component of the care plan for critically ill and injured patients. There is consensus that critically ill patients are at risk for malnutrition, and those who will be unable to consume adequate oral nutrition within 3 days should receive specialized enteral and/or parenteral nutrition therapy.[1] Multiple studies and reputable scientific societies support early initiation of enteral feedings within 24 to 48 hours of admission to the intensive care unit (ICU) to promote tolerance, minimize the risk of intestinal barrier dysfunction and infectious complications, and reduce the length of mechanical ventilation and hospital stay, as well as mortality.[2, 3, 4, 5] Although nasogastric feeding is appropriate for the majority of patients requiring short‐term nutrition support, there is a large group of patients in whom impaired gastric emptying presents challenges to feeding. The American Society for Parenteral and Enteral Nutrition, the American Thoracic Society, as well as the Infectious Diseases Society of America (IDSA), have published guidelines in support of postpyloric feeding in the ICU setting due to its association with reduced incidence of healthcare‐associated infections, specifically ventilator‐associated pneumonia (VAP).[2, 3, 6, 7] Four randomized clinical trials in the last 5 years have attempted to end the debate on the benefits of postpyloric feeding compared to intragastric feeding[5, 8, 9, 10]; 2 trials demonstrated an increase in calorie and protein intake and lower incidence of VAP in patients fed via the postpyloric route.[8, 10] One recent article[11] has suggested that severity of illness may play a role in the optimal selection of feeding route. Huang et al. randomly assigned patients to the nasogastric or nasoduodenal feeding route and documented the Acute Physiology and Chronic Health Evaluation II score as less than or greater than 20. Among more severely ill patients, those fed by the gastric route experienced longer ICU stay, more feeding complications, and lower calorie and protein intake than patients fed by the postpyloric route.[11] In an article comparing nutrition therapy recommendations among 3 major North American nutrition societies, the consensus was that critically ill patients at high risk for aspiration or feeding intolerance should be fed using small bowel access.[12] The Canadian Critical Care Guidelines Committee had the strongest recommendation for small bowel feeding stating that, if feasible, all critically ill patients should be fed via this route, based on the reduction in pneumonia.[12, 13]

When the decision is made to use postpyloric tube placement for nutrition therapy, the next decision is how to safely place the tube, ensure its postpyloric location, and minimize delays in feeding. Initiation of enteral formulas and timely advancement to nutrition goals is often delayed by unsuccessful feeding tube placement. Insertion of an enteral feeding tube into the postpyloric position is often done at the bedside by trained medical personnel without endoscopic or fluoroscopic guidance; however, the blind bedside approach is not without challenges. Success rates of this approach vary greatly depending on the patient population and provider expertise. The most challenging insertions may occur in patients who are endotracheally intubated, have depressed mental status, or impaired cough reflex.[14] Procedural complications from placement of nasoenteral feeding tubes by all methods can be as high as 10%,[15] with complication rates of 1% to 3%[16] for inadvertent placement of the feeding tube in the airway alone. The most common and serious complication is intubation of the bronchial tree with resulting pneumonitis, pneumonia, and pneumothorax, which reportedly occurs in 2.4% to 3.2% of tube insertions.[17, 18] It is recommended that radiographic confirmation of tube placement by any method occur prior to initiating feeding, thus eliminating any possibility of misplacement and administration of formula into the lungs.[18]

Historically, our institution advocated blind bedside placement of small bowel feeding tubes by trained ICU nurses, residents, and housestaff. Although not without risks, this method avoids the difficulty of coordinating endoscopic or fluoroscopic interventions that often necessitate transfer out of the ICU, with potential complications such as patient deterioration, and result in delays in initiating feeding.[19] However, like many other institutions, our level II medical center was interested in purchasing the Cortrak Enteral Access System (C‐EAS) (Viasys Medsystems, Wheeling, IL), which allows tracking of the small bowel feeding tube tip during placement. The C‐EAS uses an electromagnetic guide with a bedside monitor display to help providers observe the progress of the tube as it passes through the gastrointestinal tract. A receiver is placed on the patient's xiphoid process to detect the signal from the stylet that has an electromagnetic transmitter in the tip. The monitor displays the exact position of the postpyloric placement prior to removal of the tube guidewire. One early study by Ackerman and colleagues[20] found that the C‐EAS had a 100% success rate in avoiding lung placement and improves patient safety. The ability to monitor the location of the feeding tube tip in real time provides a safety feature for the clinician performing bedside insertions. In a recent study, the C‐EAS system was reported as not inferior to direct visualization of postpyloric placement via upper endoscopy.[21] In addition, several studies reported a reduction in mean time from physician order for tube placement to feeding initiation and fewer x‐rays for confirmation, thereby decreasing cost.[22] Not long after the C‐EAS system was purchased, Tiger 2 tubes (T2T) (Cook Inc., Bloomington, IN) were introduced in our facility for use in postpyloric feeding of ICU patients. The T2T system is a self‐advancing nasal jejunal feeding tube that uses a combination of intrinsic and stimulated gastric peristalsis with soft cilia‐like flaps in the side of the tube to propel the tube forward into the small bowel. Both tube systems have been studied over the past decade, with Gray et al.[22] reporting a 78% rate of successful small bowel placement using the electromagnetic‐guided device and Holzinger et al.[21] reporting an 89% success rate for jejunal placement using the same device. Davies and Bellomo[23] reported that their institution experienced a 100% success rate with small bowel placement of the T2T. Armed with 2 reputable, reliable modes of postpyloric tube placement, we encouraged all ICU staff to use these approaches for short‐term feeding for ICU patients whenever possible in conjunction with the ICU protocol for insertion and maintenance of small bowel feeding tubes. Both systems are preferred by our ICU physicians and nurses over other blind intubation systems (eg, Dobhoff tubes) and anecdotally, both appeared to have good success at initial postpyloric placement. However, having no objective data to support these observations, a clinical study was in order. The purpose of this retrospective review of small bowel feeding tube insertions was to determine which system achieves the objective of small bowel placement with the greatest accuracy on initial placement attempt, thus potentially improving patient outcomes and patient comfort for all future ICU patients.

METHODS

We conducted a retrospective chart review, examining the success of small bowel feeding tube placement in all ICU patients who received either a C‐EAS or a T2T from December 2009 through July 2013. Institutional review board approval was obtained, and due to the retrospective nature of the study, informed consent was waived. Neither manufacturer played any role in this study; the authors have no financial interests in either product and do not serve as consultants for either manufacturer.

Our ICU is a 20‐bed, mixed surgical and medical unit in a tertiary academic military medical center. To insert the C‐EAS tube, providers were required to take a three hour in‐service training session with the manufacturer's device representative. After initial training, providers were required to attempt 3 placements under the direct supervision of an expert user before they could independently place C‐EAS tubes. Competency was reviewed quarterly with hands‐on training. There are no designated tube insertion teams at our institution. All feeding tubes were inserted according to a current approved institutional protocol. Patients received a gastric motility agent (erythromycin 200 mg orally or intravenously) 30 minutes prior to tube insertion. C‐EAS patients received a confirmatory x‐ray, either anterior‐posterior (AP) portable chest x‐ray or portable abdominal film, when the provider felt the C‐EAS monitor tracing was consistent with postpyloric placement per the manufacturer's instructions. T2T patients received an AP portable chest x‐ray once the T2T had been inserted to 50 cm to ensure the tube was in the gastric system. The tube was advanced 10 cm every 30 to 60 minutes thereafter to a total distance of 90 cm per the manufacturer's recommendations, at which point a confirmatory portable abdominal film was taken for final location determination.

Patients who received small bowel feeding tubes were identified via electronic medical record data search; confirmation of tube placement was made with direct examination of the electronic medical record. Patients who received other small bowel feeding tubes, such as Dobbhoff tubes or endoscopically placed tubes of any type, were excluded. The date, time, and type of tube for initial insertion attempt were recorded, and radiographs, radiologic reports, and archived real‐time tracings (for C‐EAS) were compared. Tubes were considered successfully placed if the first confirmation film after completion of the procedure noted the tip of the tube in a postpyloric position. Tubes were considered unsuccessfully placed if the tip of the tube was noted anywhere proximal to the gastroduodenal junction. Insertions were excluded if investigator examination of the radiograph and the radiologic report were unable to identify the location of the tip of the tube. Complication rates, including endotracheal insertion, were recorded.

A power analysis was conducted a priori (SamplePower 3.0; IBM SPSS, Armonk, NY) by estimating successful placement with the C‐EAS tube on the first attempt at 80% and the T2T at 95% based on previous reports in the literature. A sample size of 75 patients was required in each group to achieve statistical significance at 0.80 power and at 0.05. The small bowel feeding tube placement success rate was analyzed using [2] and the Kappa coefficient.

RESULTS

During the 3‐year study period, 158 small bowel feeding tubes were placed in the ICU. Of these, 5 were Dobhoff tubes (3 blind insertions and 2 endoscopic placements), 72 T2T, and 81 C‐EAS tubes. Of the T2T and C‐EAS tubes, final position was unable to be determined via radiograph for 1 T2T (1%) and 7 C‐EAS (8%). These tubes (N=13) were excluded from data analysis, leaving a final study population of 145: 71 T2T and 74 C‐EAS. Demographics of the included patients are found in Table 1. Successful postpyloric placement on the first attempt was achieved in 44 (62%) of T2T and 32 (43%) of C‐EAS (P=0.03) (Figure 1).

Figure 1
Recruitment flowchart of final study subjects and success rate of each tube system. Abbreviations: C‐EAS, Cortrak Enteral Access System; T2T, Tiger 2 tube.
Demographics of Included Patients
 Cortrak, n=74Tiger 2, n=71
  • NOTE: Values are expressed as mean valuesstandard deviation or as absolute numbers and percentages. Admission reasons classified as other include neurologic conditions other than cerebrovascular accident, nonsurgical gastrointestinal diagnoses other than pancreatitis, primary cardiac including post‐cardiac arrest, and altered mental status from multiple etiologies to include toxic ingestion. Abbreviations: ARDS, acute respiratory distress syndrome; CVA, cerebrovascular accident; MICU, medical intensive care unit; SICU, surgical intensive care unit.

Characteristic  
Age (y)67196814
Body mass index286308
Female, n (%)27 (36)33 (46)
Male, n (%)47 (64)38 (54)
Patient type, n (%)  
MICU54 (73)59 (83)
SICU18 (24)10 (14)
Trauma2 (3)2 (3)
Airway, n (%)  
Endotracheal tube37 (50)48 (68)
None33 (45)18 (25)
Tracheostomy4 (5)5 (7)
Admission reason, n (%)  
Sepsis17 (23)16 (23)
ARDS12 (16)8 (11)
Respiratory failure13 (18)15 (21)
Surgical10 (13)4 (6)
Pancreatitis8 (11)8 (11)
CVA5 (7)7 (10)
Multitrauma2 (3)2 (3)
Other7 (9)11 (15)

Next, we compared the congruency of the real‐time C‐EAS tracings to the confirmation radiographs (Figures 2 and 3). Of the C‐EAS tracings that indicated postpyloric position (N=29), the radiograph confirmed postpyloric placement 83% (n=24) of the time. Of C‐EAS tracings that indicated a prepyloric position (N=45), the radiograph also demonstrated a prepyloric position 82% (n=37) with a Kappa coefficient of 0.638 (Table 2).

Figure 2
(A) Cortrak Enteral Access System (C‐EAS) tracing demonstrating appropriate postpyloric position. (B) Portable abdominal film confirming the predicted location of the C‐EAS tube. The black arrows demonstrate passage of the tube through the pylorus and duodenum, ending in the proximal jejunum. Abbreviations: L, left; R, right.
Figure 3
(A) Cortrak Enteral Access System (C‐EAS) tracing demonstrating a likely prepyloric placement. (B) Portable abdominal film confirming that the C‐EAS tube is located in the stomach. The black arrows demonstrate the C‐EAS is located just proximal to the gastroduodenal junction. Abbreviations: L, left; R, right.
Agreement Between C‐EAS Tracing and Portable Film
 X‐Ray PP, N=32X‐Ray nPP, N=42
  • NOTE: Abbreviations: C‐EAS, Cortrak Enteral Access System; nPP, not postpyloric; PP, postpyloric.

C‐EAS PP, N=2924 (83%)5 (17%)
C‐EAS nPP, N=458 (18%)37 (82%)

In addition to real‐time tracing archives, the C‐EAS system allows providers to designate their specialty. Of the 74 tubes placed, registered nurses and physicians placed the most tubes (36 each) and registered dieticians placed 2 tubes. Physicians and registered nurses successfully achieved postpyloric position on 17 (47%) and 14 (39%) initial attempts, respectively. Of the 2 registered dietician‐inserted tubes, only 1 tube was in the correct postpyloric position at the end of the initial attempt.

There were no endotracheal insertions or other complications noted during the study period with either small bowel feeding tube system.

CONCLUSION/DISCUSSION

Enteral nutrition is important for critically ill patients with early initiation of nutrition leading to decreased length of stay in the ICU and decreased mortality. The IDSA, North American nutrition societies, and Canadian Critical Care Guidelines recommend postpyloric nutrition to prevent frequent interruptions in feeding, allow for earlier feeding initiation, and to reduce the risk of aspiration. We evaluated 2 different enteral feeding tube systemsT2T and C‐EASto determine which system most commonly led to postpyloric placement on initial insertion attempt, thus facilitating postpyloric feeding.

Our results showed that there was a statistically significant difference favoring T2T over C‐EAS. This is in contrast to a study directly comparing the 2 systems, which demonstrated no statistically significant difference between the successful placement of either tube.[24] One reason for this difference may be that C‐EAS relies on user familiarity and dexterity with the electromagnetic guidance system. Our hospital does not have a specific team of trained providers who insert postpyloric tubes and thus may be more facile with this system. It would be interesting to see if a small team of trained providers could improve postpyloric C‐EAS placement over our current ICU staffing model, which allows RNs, physicians, and registered dieticians to place postpyloric feeding tubes. The T2T system is more simplistic in that no further training beyond basic feeding tube insertion is required, and we feel this may be the most important distinction that explains our results.

A reported advantage of the C‐EAS system is that direct visualization via the electromagnetic device replaces the need for confirmatory radiography. As expected, our results demonstrated a high positive predictive value for the C‐EAS tracing, although only 39% of tracings actually predicted postpyloric placement. Given the fact that 57% of C‐EAS tubes were not ultimately located in the postpyloric position, despite the inserting provider's interpretation of the tracing, we feel that confirmatory radiography is still required in our patient population. Again, this result likely points to the need for additional provider training on using the C‐EAS system and interpreting tracings, or a dedicated tube insertion team.

Limitations of this study are those inherent to retrospective research and include an inability to examine individual insertion technique and inability to record the inserting provider's interpretation of the C‐EAS tracing. Additionally, our electronic medical record did not facilitate data gathering regarding the time to completion of each procedure and initiation of enteral nutrition in our patients. It is possible that the speed with which the C‐EAS tube can be inserted and repositioned if prepyloric on initial confirmation, may lead to earlier initiation of enteral nutrition, versus the T2T protocol, which can take several hours until final insertion position is confirmed. In that case, the system that confers higher rates of initial postpyloric placement may be a less important mark than the overall time to completion of the insertion protocol. Finally, we did not perform a cost‐benefit analysis, which may have led to an advantage of 1 system over the other strictly from a resource management perspective.

In conclusion, given 2 small bowel feeding tube systems designed to facilitate postpyloric placement on initial insertion, the T2T tube proved a better system for use in our patient population with our current ICU staffing model. Additional training or designation of a tube insertion team might improve results with the C‐EAS system. Further prospective studies concerning timing of insertion protocols with respect to initiation of enteral nutrition and a complete cost‐benefit analysis comparing the 2 systems should be conducted.

Disclosures

The views expressed are those of the authors and do not reflect the official policy of the Department of the Army, the Department of Defense, or the US government. The authors have no financial or other conflicts of interest to disclose.

References
  1. Seron‐Arbeloa C, Zamora‐Elson M, Labarta‐Monzon L, Mallor‐Bonet T. Enteral nutrition in critical care. J Clin Med Res. 2013;5:111.
  2. McClave S, Martindale R, Vanek V, et al. Guidelines for the provision and assessment of nutrition support therapy in the adult critically ill patient. JPEN J Parenter Enteral Nutr. 2009;33:277313.
  3. Heyland D, Dhaliwal R, Drover J, Gramlich L, Dodek P; Canadian Critical Care Clinical Practice Guidelines Committee. Canadian clinical practice guidelines for nutrition support in mechanically ventilated, critically ill adult patients. JPEN J Parenter Enteral Nutr. 2003;27:355373.
  4. Doig G, Simpson F, Finfer S, et al.; Nutrition Guidelines Investigators of the ANZICS Clinical Trials Group. Effect of evidence‐based feeding guidelines on mortality of critically ill adults: a cluster randomized controlled trial. JAMA. 2008;300:27312741.
  5. White H, Sosnowski K, Tran K, Reeves A, Jones M. A randomised controlled comparison of early post‐pyloric vs early gastric feeding to meet nutritional targets in ventilated intensive care patients. Crit Care. 2009;13:R187.
  6. Critical Illness Update Evidence‐Based Nutrition Practice Guideline. 2012. Available at: http://andevidencelibrary.com/topic.cfm?format_tables=0171:388416.
  7. Hsu C, Sun S, Lin S, Kang S, Chu K, Huang H. Duodenal vs gastric feeding in medical intensive care unit patients: a prospective, randomized, clinical study. Crit Care Med. 2009;37:866872.
  8. Davies A, Morrison S, Bailey M, et al. A multicenter, randomized controlled trial comparing early nasojejunal with nasogastric nutrition in critical illness. Crit Care Med. 2012;40:23422348.
  9. Acosta‐Escribano J, Fernandez‐Vivas M, Grau‐Carmona T, et al. Gastric versus transpyloric feeding in severe traumatic brain injury: a prospective, randomized trial. Intens Care Med. 2010;36:15321539.
  10. Huang H, Chang S, Hsu C, Chang T, Kang S, Liu M. Severity of illness influences the efficacy of enteral feeding route on clinical outcomes in patients with critical illness. J Acad Nutr Diet. 2012;112:11381146.
  11. Dhaliwal R, Madden S, Cahill N, et al. Guidelines, guidelines, guidelines: what are we to do with all these North American guidelines? J Parent Ent Nutr. 2010;34:625643.
  12. Critical Care Nutrition. Nutrition Clinical Practice Guidelines. 2009. Available at: http://www.criticalcarenutrition.com/docs/cpg/5.3Smallbowel_FINAL.pdf. Accessed July 21, 2013.
  13. Prabhakaran S, Doraiswamy V, Nagaraja V, et al. Nasoenteric tube complications. Scand J Surg. 2012;101:147155.
  14. Stayner J, Bhatangar A, McGinn A, Fong J. Feeding tube placement: errors and complications. Nutr Clin Pract. 2007;27:738748.
  15. Aguilar‐Nascimento J, Kudsk K. Use of small‐bore feeding tubes: successes and failures. Curr Opin Clin Nutr Metab Care. 2007;10:291296.
  16. Sorokin R, Gottlieb J. Enhancing patient safety during feeding tube insertion: a review of more than 2,000 insertions. J Parent Ent Nutr. 2006;30:440445.
  17. Mardenstein E, Simmons R, Ochoa J. Patient safety: effect of institutional protocols on adverse events related to feeding tube placement in the critically ill. J Am Coll Surg. 2004;199:3950.
  18. Baskin W. Acute complications associated with bedside placement of feeding tubes. Nutr Clin Pract. 2006;21:4055.
  19. Ackerman M, Mick D, Bianchi C, Chiodo V, Yeager C. The effectiveness of the CORTRAKTM device in avoiding lung placement of small bore enteral feeding tubes [abstract]. Am J Crit Care. 2004;13:268.
  20. Holzinger U, Brunner R, Miehsler W. Jejunal tube placement in critically ill patients: a prospective, randomized trial comparing the endoscopic technique with the electromagnetically visualized method. Crit Care Med. 2011;39:7377.
  21. Gray R, Tynan C, Reed L, et al. Bedside electromagnetic‐guided feeding tube placement: an improvement over traditional placement technique? Nutr Clin Pract. 2007;22:436444.
  22. Davies A, Bellomo R. Establishment of enteral nutrition: prokinetic agents and small bowel feeding tubes. Curr Opin Crit Care. 2004;10:156161.
  23. Schröder S, Hülst S, Claussen M, et al. Postpyloric feeding tubes for surgical intensive care patients. Pilot series to evaluate two methods for bedside placement [abstract]. Anaesthesist. 2011;60(3):214220.
References
  1. Seron‐Arbeloa C, Zamora‐Elson M, Labarta‐Monzon L, Mallor‐Bonet T. Enteral nutrition in critical care. J Clin Med Res. 2013;5:111.
  2. McClave S, Martindale R, Vanek V, et al. Guidelines for the provision and assessment of nutrition support therapy in the adult critically ill patient. JPEN J Parenter Enteral Nutr. 2009;33:277313.
  3. Heyland D, Dhaliwal R, Drover J, Gramlich L, Dodek P; Canadian Critical Care Clinical Practice Guidelines Committee. Canadian clinical practice guidelines for nutrition support in mechanically ventilated, critically ill adult patients. JPEN J Parenter Enteral Nutr. 2003;27:355373.
  4. Doig G, Simpson F, Finfer S, et al.; Nutrition Guidelines Investigators of the ANZICS Clinical Trials Group. Effect of evidence‐based feeding guidelines on mortality of critically ill adults: a cluster randomized controlled trial. JAMA. 2008;300:27312741.
  5. White H, Sosnowski K, Tran K, Reeves A, Jones M. A randomised controlled comparison of early post‐pyloric vs early gastric feeding to meet nutritional targets in ventilated intensive care patients. Crit Care. 2009;13:R187.
  6. Critical Illness Update Evidence‐Based Nutrition Practice Guideline. 2012. Available at: http://andevidencelibrary.com/topic.cfm?format_tables=0171:388416.
  7. Hsu C, Sun S, Lin S, Kang S, Chu K, Huang H. Duodenal vs gastric feeding in medical intensive care unit patients: a prospective, randomized, clinical study. Crit Care Med. 2009;37:866872.
  8. Davies A, Morrison S, Bailey M, et al. A multicenter, randomized controlled trial comparing early nasojejunal with nasogastric nutrition in critical illness. Crit Care Med. 2012;40:23422348.
  9. Acosta‐Escribano J, Fernandez‐Vivas M, Grau‐Carmona T, et al. Gastric versus transpyloric feeding in severe traumatic brain injury: a prospective, randomized trial. Intens Care Med. 2010;36:15321539.
  10. Huang H, Chang S, Hsu C, Chang T, Kang S, Liu M. Severity of illness influences the efficacy of enteral feeding route on clinical outcomes in patients with critical illness. J Acad Nutr Diet. 2012;112:11381146.
  11. Dhaliwal R, Madden S, Cahill N, et al. Guidelines, guidelines, guidelines: what are we to do with all these North American guidelines? J Parent Ent Nutr. 2010;34:625643.
  12. Critical Care Nutrition. Nutrition Clinical Practice Guidelines. 2009. Available at: http://www.criticalcarenutrition.com/docs/cpg/5.3Smallbowel_FINAL.pdf. Accessed July 21, 2013.
  13. Prabhakaran S, Doraiswamy V, Nagaraja V, et al. Nasoenteric tube complications. Scand J Surg. 2012;101:147155.
  14. Stayner J, Bhatangar A, McGinn A, Fong J. Feeding tube placement: errors and complications. Nutr Clin Pract. 2007;27:738748.
  15. Aguilar‐Nascimento J, Kudsk K. Use of small‐bore feeding tubes: successes and failures. Curr Opin Clin Nutr Metab Care. 2007;10:291296.
  16. Sorokin R, Gottlieb J. Enhancing patient safety during feeding tube insertion: a review of more than 2,000 insertions. J Parent Ent Nutr. 2006;30:440445.
  17. Mardenstein E, Simmons R, Ochoa J. Patient safety: effect of institutional protocols on adverse events related to feeding tube placement in the critically ill. J Am Coll Surg. 2004;199:3950.
  18. Baskin W. Acute complications associated with bedside placement of feeding tubes. Nutr Clin Pract. 2006;21:4055.
  19. Ackerman M, Mick D, Bianchi C, Chiodo V, Yeager C. The effectiveness of the CORTRAKTM device in avoiding lung placement of small bore enteral feeding tubes [abstract]. Am J Crit Care. 2004;13:268.
  20. Holzinger U, Brunner R, Miehsler W. Jejunal tube placement in critically ill patients: a prospective, randomized trial comparing the endoscopic technique with the electromagnetically visualized method. Crit Care Med. 2011;39:7377.
  21. Gray R, Tynan C, Reed L, et al. Bedside electromagnetic‐guided feeding tube placement: an improvement over traditional placement technique? Nutr Clin Pract. 2007;22:436444.
  22. Davies A, Bellomo R. Establishment of enteral nutrition: prokinetic agents and small bowel feeding tubes. Curr Opin Crit Care. 2004;10:156161.
  23. Schröder S, Hülst S, Claussen M, et al. Postpyloric feeding tubes for surgical intensive care patients. Pilot series to evaluate two methods for bedside placement [abstract]. Anaesthesist. 2011;60(3):214220.
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Address for correspondence and reprint requests: Cristin A. Mount, MD, Department of Medicine, Madigan Army Medical Center, Bldg 9040A Jackson Ave., Tacoma, WA 98431; Telephone: 253‐968‐0833; Fax: 253‐968‐2284; E‐mail: [email protected]
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Lung cancer screening: USPSTF revises its recommendation

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Lung cancer screening: USPSTF revises its recommendation

The US Preventive Services Task Force (USPSTF) recently released a draft recommendation on lung cancer screen- ing, advising annual screening with low-dose computed tomography (LDCT) for individuals at high risk for lung cancer based on age and smoking history. Once finalized, this recommendation will replace its “I” rating, which indicated that evidence was insufficient to recommend for or against screening for lung cancer.

While the wording of the new recommendation is nonspecific regarding who should be screened, the Task Force elaborates in its follow-on commentary: Screening should start at age 55 and continue through age 79 for those who have ≥30 pack-year history of smoking and are either current smokers or past smokers who quit <15 years earlier.1 The draft recommendation advises caution in screening those with significant comorbidities, as well as individuals in their late 70s. Examples of how these specifications would work in practice are included in TABLE 1.

Lung cancer epidemiology
Lung cancer is the second most common cancer in both men and women and the leading cause of cancer deaths in the United States, accounting for more than 158,000 deaths in 2010.2 Lung cancer is highly lethal, with >90% mortality rate and a 5-year survival rate <20%.1 However, non-small cell lung cancer (NSCLC), which can be cured with surgical resection if caught early, is responsible for 80% of cases.3 The incidence of lung cancer increases markedly after age 50, with >80% of cases occurring in those 60 years or older.3

Smoking causes >90% of lung cancers,2 which are preventable with avoidance of smoking and smoking cessation programs. Currently, 19% of Americans smoke and 37% are current or former smokers.1

Evidence report
The systematic review4 that the new draft rec- ommendation was based on found 4 clinical trials of LDCT screening that met inclusion criteria (TABLE 2). One, the National Lung Screening Trial (NLST), was a large study involving 33 centers in the United States and 53,454 current and former smokers ages 55 to 74 years. Participants had a mean age of 61.4 years and ≥30 pack-year history of smoking, with a mean of 56 pack-years.5

The study population was relatively young and healthy; only 8.8% of participants were older than 70. The researchers excluded anyone with a significant comorbidity that would make it unlikely that they would undergo surgery if cancer were detected.

Participants were randomized to either LDCT or chest x-ray, given 3 annual screens, and followed for a mean of 6.5 years. In the LDCT group, there was a 20% reduction in lung cancer mortality and a 7% decrease in overall mortality. This translates to a number needed to screen (NNS) of 320 to prevent one lung cancer death, which compares favorably with other cancer screening tests. Mammography has an NNS of about 1339 for women ages 50 to 59, for example, and colon cancer screening using flexible sigmoidoscopy has an NNS of 817 among individuals ages 55 to 74 years.4

The other 3 studies in the systematic review were conducted in other countries, and were smaller, of shorter duration, and of lower quality.6-8 None demonstrated a reduction in either lung cancer or all-cause mortality, and one showed a small increase in all-cause mortality.8 A Forest plot of all 4 studies raises questions about the significance of the decline in all-cause or lung-cancer mortality.4 However, a meta-analysis that deletes the one poor quality study did demonstrate a 19% decrease in lung cancer mortality, but no decline in all- cause mortality.9

The evidence report included an assessment of 15 studies on the accuracy of LDCT screening. Sensitivity varied from 80% to 100% and specificity ranged from 28% to 100%. The positive predictive value (PPV) for lung cancer ranged from 2% to 42%; however, most abnormal findings resolved with further imaging. As a result, the PPV for those who had a biopsy or surgery after retesting was 50% to 92%.4

Potential harms in the recommendation

Radiation exposure from an LDCT is slightly greater than that of a mammogram. The long-term effects of annual LDCT plus follow-up of abnormal findings is not fully known. There is some concern about the potential for lung cancer screening to have a negative effect on smoking cessation efforts. However, evidence suggests that the use of LDCT as a lung cancer screening tool has no influence on smoking cessation.4

Extrapolating results. The NLST was a well-controlled trial conducted at academic health centers, with strict procedures for conservative follow-up of suspicious lesions. A potential for harm exists in extrapolating results from such a study to the community at large, where work-ups may be more aggressive and include biopsy.

 

 

Overdiagnosis. Routine LDCT will likely result in some degree of overdiagnosis—eg, detection of low-grade cancers that would either regress on their own or simply not progress—and overtreatment, with the potential for complications.

Full impact is unknown
The ultimate balance of benefits and harms of the USPSTF’s lung cancer screening draft recommendation rests on some unknowns. Widespread screening is unlikely to achieve the same results as did the NLST. As already noted, those enrolled in the NLST were relatively young and had large pack-year smoking histories. The Task Force acknowledges that the 20% reduction in lung cancer mortality achieved in the NLST is unlikely to be duplicated in older patients and individuals with less significant smoking histories. Additional harms will likely accrue if suspicious findings are more aggressively pursued than they were in this study. The potential harms, as well as benefits, from incidental findings on chest LDCT scans are also unknown.

The number of screenings. The potential for benefits beyond 3 screenings is also unknown, as the USPSTF’s projections in such cases are based on modeling. The degree of overdiagnosis is not fully understood, nor is the harm that could result from the accumulated radiation of what could be an annual LDCT for 25 years. The harm/benefit ratio will become clearer with time and can then be compared with other medical interventions.

Financial burden. While it may appear to some that the draft recommendation would unfairly benefit smokers by allowing them to undergo free annual CT screening, patients are likely to incur significant financial obligations as a result of doing so. The Affordable Care Act mandates that the annual LDCT screening would have to be offered with no patient cost sharing, but follow-up CTs for questionable findings, biopsies, and treatment will all be subject to deductibles and copayments.

Recommendations of others

Other organizations have adopted recommendations on lung cancer screening similar to the USPSTF proposal. These include the American Association for Thoracic Surgery, American Cancer Society, American College of Chest Physicians, American Lung Association, American Society of Clinical Oncology, and American Thoracic Society. Most apply to those ages 55 to 74 years and use other inclusion criteria of the NLST. Some stipulate that patients should be in good enough health to benefit from early detection, and most include a reference to the quality of the centers at which screening should occur. The American Academy of Family Physicians is currently considering what its recommendation on lung cancer screening will be.

Final USPSTF recommendation expected soon

Noticeably absent from the news coverage of the proposed USPSTF recommendation was the word “draft.” The Task Force has now collected public comments about its proposed recommendation and will be considering potential changes to the wording. Publication of the final recommendation is expected in December—shortly after press time.

References

1. Screening for Lung Cancer: US Preventive Services Task Force Recommendation Statement Draft. US Preventive Services Task Force Web site. Available at: http://www.uspreventiveservices- taskforce.org/uspstf13/lungcan/lungcandraftrec.htm. Accessed October 2, 2013.

2. Lung Cancer Statistics. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/cancer/lung/ statistics/. Updated October 23, 2013. Accessed November 15, 2013.

3. Lung Cancer Fact Sheet. American Lung Association Web site. Available at: http://www.lung.org/lung-disease/lung-cancer/resources/facts-figures/lung-cancer-fact-sheet.html#Prevalence_ and_Incidence. Accessed October 2, 2013.

4. Humphrey LL, Deffeback M, Pappas M, et al. Screening for lung cancer using low-dose computed tomography. a systematic review to update the US Preventive Services Task Force Recom- mendation. Ann Intern Med. 2013;159:411-420.

5. National Lung Screening Trial Research Team; Aberle DR, Adams AM, Berg CD, et al. Reduced lung cancer mortality with low-dose computed tomographic screening. N Engl J Med. 2011;365:395-409.

6. Saghir Z, Dirksen A, Ashraf H, et al. CT screening for lung cancer brings forward early disease. The randomised Danish Lung Cancer Screening Trial: status after five annual screening rounds with low-dose CT. Thorax. 2012;67:296-301.

7. Infante M, Cavuto S, Lutman FR, et al; DANTE Study Group. A randomized study of lung cancer screening with spiral computed tomography: three-year results from the DANTE trial. Am J Respir Crit Care Med. 2009;180:445-453.

8. Pastorino U, Rossi M, Rosato V, et al. Annual or biennial CT screening versus observation in heavy smokers: 5-year results of the MILD trial. Eur J Cancer Prev. 2012;21: 308-315.

9. Humphrey L, Deffebach M, Pappas M, et al. Screening for lung cancer: systematic review to update the US Preventive Services Task Force Recommendation. Evidence Synthesis No. 105. AHRQ Publication No. 13-05188-EF-1. Rockville, MD: Agency for Health- care Research and Quality; 2013. Available at: http://www.uspre- ventiveservicestaskforce.org/uspstf13/lungcan/lungcanes105. pdf. Accessed October 2, 2013.

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The US Preventive Services Task Force (USPSTF) recently released a draft recommendation on lung cancer screen- ing, advising annual screening with low-dose computed tomography (LDCT) for individuals at high risk for lung cancer based on age and smoking history. Once finalized, this recommendation will replace its “I” rating, which indicated that evidence was insufficient to recommend for or against screening for lung cancer.

While the wording of the new recommendation is nonspecific regarding who should be screened, the Task Force elaborates in its follow-on commentary: Screening should start at age 55 and continue through age 79 for those who have ≥30 pack-year history of smoking and are either current smokers or past smokers who quit <15 years earlier.1 The draft recommendation advises caution in screening those with significant comorbidities, as well as individuals in their late 70s. Examples of how these specifications would work in practice are included in TABLE 1.

Lung cancer epidemiology
Lung cancer is the second most common cancer in both men and women and the leading cause of cancer deaths in the United States, accounting for more than 158,000 deaths in 2010.2 Lung cancer is highly lethal, with >90% mortality rate and a 5-year survival rate <20%.1 However, non-small cell lung cancer (NSCLC), which can be cured with surgical resection if caught early, is responsible for 80% of cases.3 The incidence of lung cancer increases markedly after age 50, with >80% of cases occurring in those 60 years or older.3

Smoking causes >90% of lung cancers,2 which are preventable with avoidance of smoking and smoking cessation programs. Currently, 19% of Americans smoke and 37% are current or former smokers.1

Evidence report
The systematic review4 that the new draft rec- ommendation was based on found 4 clinical trials of LDCT screening that met inclusion criteria (TABLE 2). One, the National Lung Screening Trial (NLST), was a large study involving 33 centers in the United States and 53,454 current and former smokers ages 55 to 74 years. Participants had a mean age of 61.4 years and ≥30 pack-year history of smoking, with a mean of 56 pack-years.5

The study population was relatively young and healthy; only 8.8% of participants were older than 70. The researchers excluded anyone with a significant comorbidity that would make it unlikely that they would undergo surgery if cancer were detected.

Participants were randomized to either LDCT or chest x-ray, given 3 annual screens, and followed for a mean of 6.5 years. In the LDCT group, there was a 20% reduction in lung cancer mortality and a 7% decrease in overall mortality. This translates to a number needed to screen (NNS) of 320 to prevent one lung cancer death, which compares favorably with other cancer screening tests. Mammography has an NNS of about 1339 for women ages 50 to 59, for example, and colon cancer screening using flexible sigmoidoscopy has an NNS of 817 among individuals ages 55 to 74 years.4

The other 3 studies in the systematic review were conducted in other countries, and were smaller, of shorter duration, and of lower quality.6-8 None demonstrated a reduction in either lung cancer or all-cause mortality, and one showed a small increase in all-cause mortality.8 A Forest plot of all 4 studies raises questions about the significance of the decline in all-cause or lung-cancer mortality.4 However, a meta-analysis that deletes the one poor quality study did demonstrate a 19% decrease in lung cancer mortality, but no decline in all- cause mortality.9

The evidence report included an assessment of 15 studies on the accuracy of LDCT screening. Sensitivity varied from 80% to 100% and specificity ranged from 28% to 100%. The positive predictive value (PPV) for lung cancer ranged from 2% to 42%; however, most abnormal findings resolved with further imaging. As a result, the PPV for those who had a biopsy or surgery after retesting was 50% to 92%.4

Potential harms in the recommendation

Radiation exposure from an LDCT is slightly greater than that of a mammogram. The long-term effects of annual LDCT plus follow-up of abnormal findings is not fully known. There is some concern about the potential for lung cancer screening to have a negative effect on smoking cessation efforts. However, evidence suggests that the use of LDCT as a lung cancer screening tool has no influence on smoking cessation.4

Extrapolating results. The NLST was a well-controlled trial conducted at academic health centers, with strict procedures for conservative follow-up of suspicious lesions. A potential for harm exists in extrapolating results from such a study to the community at large, where work-ups may be more aggressive and include biopsy.

 

 

Overdiagnosis. Routine LDCT will likely result in some degree of overdiagnosis—eg, detection of low-grade cancers that would either regress on their own or simply not progress—and overtreatment, with the potential for complications.

Full impact is unknown
The ultimate balance of benefits and harms of the USPSTF’s lung cancer screening draft recommendation rests on some unknowns. Widespread screening is unlikely to achieve the same results as did the NLST. As already noted, those enrolled in the NLST were relatively young and had large pack-year smoking histories. The Task Force acknowledges that the 20% reduction in lung cancer mortality achieved in the NLST is unlikely to be duplicated in older patients and individuals with less significant smoking histories. Additional harms will likely accrue if suspicious findings are more aggressively pursued than they were in this study. The potential harms, as well as benefits, from incidental findings on chest LDCT scans are also unknown.

The number of screenings. The potential for benefits beyond 3 screenings is also unknown, as the USPSTF’s projections in such cases are based on modeling. The degree of overdiagnosis is not fully understood, nor is the harm that could result from the accumulated radiation of what could be an annual LDCT for 25 years. The harm/benefit ratio will become clearer with time and can then be compared with other medical interventions.

Financial burden. While it may appear to some that the draft recommendation would unfairly benefit smokers by allowing them to undergo free annual CT screening, patients are likely to incur significant financial obligations as a result of doing so. The Affordable Care Act mandates that the annual LDCT screening would have to be offered with no patient cost sharing, but follow-up CTs for questionable findings, biopsies, and treatment will all be subject to deductibles and copayments.

Recommendations of others

Other organizations have adopted recommendations on lung cancer screening similar to the USPSTF proposal. These include the American Association for Thoracic Surgery, American Cancer Society, American College of Chest Physicians, American Lung Association, American Society of Clinical Oncology, and American Thoracic Society. Most apply to those ages 55 to 74 years and use other inclusion criteria of the NLST. Some stipulate that patients should be in good enough health to benefit from early detection, and most include a reference to the quality of the centers at which screening should occur. The American Academy of Family Physicians is currently considering what its recommendation on lung cancer screening will be.

Final USPSTF recommendation expected soon

Noticeably absent from the news coverage of the proposed USPSTF recommendation was the word “draft.” The Task Force has now collected public comments about its proposed recommendation and will be considering potential changes to the wording. Publication of the final recommendation is expected in December—shortly after press time.

The US Preventive Services Task Force (USPSTF) recently released a draft recommendation on lung cancer screen- ing, advising annual screening with low-dose computed tomography (LDCT) for individuals at high risk for lung cancer based on age and smoking history. Once finalized, this recommendation will replace its “I” rating, which indicated that evidence was insufficient to recommend for or against screening for lung cancer.

While the wording of the new recommendation is nonspecific regarding who should be screened, the Task Force elaborates in its follow-on commentary: Screening should start at age 55 and continue through age 79 for those who have ≥30 pack-year history of smoking and are either current smokers or past smokers who quit <15 years earlier.1 The draft recommendation advises caution in screening those with significant comorbidities, as well as individuals in their late 70s. Examples of how these specifications would work in practice are included in TABLE 1.

Lung cancer epidemiology
Lung cancer is the second most common cancer in both men and women and the leading cause of cancer deaths in the United States, accounting for more than 158,000 deaths in 2010.2 Lung cancer is highly lethal, with >90% mortality rate and a 5-year survival rate <20%.1 However, non-small cell lung cancer (NSCLC), which can be cured with surgical resection if caught early, is responsible for 80% of cases.3 The incidence of lung cancer increases markedly after age 50, with >80% of cases occurring in those 60 years or older.3

Smoking causes >90% of lung cancers,2 which are preventable with avoidance of smoking and smoking cessation programs. Currently, 19% of Americans smoke and 37% are current or former smokers.1

Evidence report
The systematic review4 that the new draft rec- ommendation was based on found 4 clinical trials of LDCT screening that met inclusion criteria (TABLE 2). One, the National Lung Screening Trial (NLST), was a large study involving 33 centers in the United States and 53,454 current and former smokers ages 55 to 74 years. Participants had a mean age of 61.4 years and ≥30 pack-year history of smoking, with a mean of 56 pack-years.5

The study population was relatively young and healthy; only 8.8% of participants were older than 70. The researchers excluded anyone with a significant comorbidity that would make it unlikely that they would undergo surgery if cancer were detected.

Participants were randomized to either LDCT or chest x-ray, given 3 annual screens, and followed for a mean of 6.5 years. In the LDCT group, there was a 20% reduction in lung cancer mortality and a 7% decrease in overall mortality. This translates to a number needed to screen (NNS) of 320 to prevent one lung cancer death, which compares favorably with other cancer screening tests. Mammography has an NNS of about 1339 for women ages 50 to 59, for example, and colon cancer screening using flexible sigmoidoscopy has an NNS of 817 among individuals ages 55 to 74 years.4

The other 3 studies in the systematic review were conducted in other countries, and were smaller, of shorter duration, and of lower quality.6-8 None demonstrated a reduction in either lung cancer or all-cause mortality, and one showed a small increase in all-cause mortality.8 A Forest plot of all 4 studies raises questions about the significance of the decline in all-cause or lung-cancer mortality.4 However, a meta-analysis that deletes the one poor quality study did demonstrate a 19% decrease in lung cancer mortality, but no decline in all- cause mortality.9

The evidence report included an assessment of 15 studies on the accuracy of LDCT screening. Sensitivity varied from 80% to 100% and specificity ranged from 28% to 100%. The positive predictive value (PPV) for lung cancer ranged from 2% to 42%; however, most abnormal findings resolved with further imaging. As a result, the PPV for those who had a biopsy or surgery after retesting was 50% to 92%.4

Potential harms in the recommendation

Radiation exposure from an LDCT is slightly greater than that of a mammogram. The long-term effects of annual LDCT plus follow-up of abnormal findings is not fully known. There is some concern about the potential for lung cancer screening to have a negative effect on smoking cessation efforts. However, evidence suggests that the use of LDCT as a lung cancer screening tool has no influence on smoking cessation.4

Extrapolating results. The NLST was a well-controlled trial conducted at academic health centers, with strict procedures for conservative follow-up of suspicious lesions. A potential for harm exists in extrapolating results from such a study to the community at large, where work-ups may be more aggressive and include biopsy.

 

 

Overdiagnosis. Routine LDCT will likely result in some degree of overdiagnosis—eg, detection of low-grade cancers that would either regress on their own or simply not progress—and overtreatment, with the potential for complications.

Full impact is unknown
The ultimate balance of benefits and harms of the USPSTF’s lung cancer screening draft recommendation rests on some unknowns. Widespread screening is unlikely to achieve the same results as did the NLST. As already noted, those enrolled in the NLST were relatively young and had large pack-year smoking histories. The Task Force acknowledges that the 20% reduction in lung cancer mortality achieved in the NLST is unlikely to be duplicated in older patients and individuals with less significant smoking histories. Additional harms will likely accrue if suspicious findings are more aggressively pursued than they were in this study. The potential harms, as well as benefits, from incidental findings on chest LDCT scans are also unknown.

The number of screenings. The potential for benefits beyond 3 screenings is also unknown, as the USPSTF’s projections in such cases are based on modeling. The degree of overdiagnosis is not fully understood, nor is the harm that could result from the accumulated radiation of what could be an annual LDCT for 25 years. The harm/benefit ratio will become clearer with time and can then be compared with other medical interventions.

Financial burden. While it may appear to some that the draft recommendation would unfairly benefit smokers by allowing them to undergo free annual CT screening, patients are likely to incur significant financial obligations as a result of doing so. The Affordable Care Act mandates that the annual LDCT screening would have to be offered with no patient cost sharing, but follow-up CTs for questionable findings, biopsies, and treatment will all be subject to deductibles and copayments.

Recommendations of others

Other organizations have adopted recommendations on lung cancer screening similar to the USPSTF proposal. These include the American Association for Thoracic Surgery, American Cancer Society, American College of Chest Physicians, American Lung Association, American Society of Clinical Oncology, and American Thoracic Society. Most apply to those ages 55 to 74 years and use other inclusion criteria of the NLST. Some stipulate that patients should be in good enough health to benefit from early detection, and most include a reference to the quality of the centers at which screening should occur. The American Academy of Family Physicians is currently considering what its recommendation on lung cancer screening will be.

Final USPSTF recommendation expected soon

Noticeably absent from the news coverage of the proposed USPSTF recommendation was the word “draft.” The Task Force has now collected public comments about its proposed recommendation and will be considering potential changes to the wording. Publication of the final recommendation is expected in December—shortly after press time.

References

1. Screening for Lung Cancer: US Preventive Services Task Force Recommendation Statement Draft. US Preventive Services Task Force Web site. Available at: http://www.uspreventiveservices- taskforce.org/uspstf13/lungcan/lungcandraftrec.htm. Accessed October 2, 2013.

2. Lung Cancer Statistics. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/cancer/lung/ statistics/. Updated October 23, 2013. Accessed November 15, 2013.

3. Lung Cancer Fact Sheet. American Lung Association Web site. Available at: http://www.lung.org/lung-disease/lung-cancer/resources/facts-figures/lung-cancer-fact-sheet.html#Prevalence_ and_Incidence. Accessed October 2, 2013.

4. Humphrey LL, Deffeback M, Pappas M, et al. Screening for lung cancer using low-dose computed tomography. a systematic review to update the US Preventive Services Task Force Recom- mendation. Ann Intern Med. 2013;159:411-420.

5. National Lung Screening Trial Research Team; Aberle DR, Adams AM, Berg CD, et al. Reduced lung cancer mortality with low-dose computed tomographic screening. N Engl J Med. 2011;365:395-409.

6. Saghir Z, Dirksen A, Ashraf H, et al. CT screening for lung cancer brings forward early disease. The randomised Danish Lung Cancer Screening Trial: status after five annual screening rounds with low-dose CT. Thorax. 2012;67:296-301.

7. Infante M, Cavuto S, Lutman FR, et al; DANTE Study Group. A randomized study of lung cancer screening with spiral computed tomography: three-year results from the DANTE trial. Am J Respir Crit Care Med. 2009;180:445-453.

8. Pastorino U, Rossi M, Rosato V, et al. Annual or biennial CT screening versus observation in heavy smokers: 5-year results of the MILD trial. Eur J Cancer Prev. 2012;21: 308-315.

9. Humphrey L, Deffebach M, Pappas M, et al. Screening for lung cancer: systematic review to update the US Preventive Services Task Force Recommendation. Evidence Synthesis No. 105. AHRQ Publication No. 13-05188-EF-1. Rockville, MD: Agency for Health- care Research and Quality; 2013. Available at: http://www.uspre- ventiveservicestaskforce.org/uspstf13/lungcan/lungcanes105. pdf. Accessed October 2, 2013.

References

1. Screening for Lung Cancer: US Preventive Services Task Force Recommendation Statement Draft. US Preventive Services Task Force Web site. Available at: http://www.uspreventiveservices- taskforce.org/uspstf13/lungcan/lungcandraftrec.htm. Accessed October 2, 2013.

2. Lung Cancer Statistics. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/cancer/lung/ statistics/. Updated October 23, 2013. Accessed November 15, 2013.

3. Lung Cancer Fact Sheet. American Lung Association Web site. Available at: http://www.lung.org/lung-disease/lung-cancer/resources/facts-figures/lung-cancer-fact-sheet.html#Prevalence_ and_Incidence. Accessed October 2, 2013.

4. Humphrey LL, Deffeback M, Pappas M, et al. Screening for lung cancer using low-dose computed tomography. a systematic review to update the US Preventive Services Task Force Recom- mendation. Ann Intern Med. 2013;159:411-420.

5. National Lung Screening Trial Research Team; Aberle DR, Adams AM, Berg CD, et al. Reduced lung cancer mortality with low-dose computed tomographic screening. N Engl J Med. 2011;365:395-409.

6. Saghir Z, Dirksen A, Ashraf H, et al. CT screening for lung cancer brings forward early disease. The randomised Danish Lung Cancer Screening Trial: status after five annual screening rounds with low-dose CT. Thorax. 2012;67:296-301.

7. Infante M, Cavuto S, Lutman FR, et al; DANTE Study Group. A randomized study of lung cancer screening with spiral computed tomography: three-year results from the DANTE trial. Am J Respir Crit Care Med. 2009;180:445-453.

8. Pastorino U, Rossi M, Rosato V, et al. Annual or biennial CT screening versus observation in heavy smokers: 5-year results of the MILD trial. Eur J Cancer Prev. 2012;21: 308-315.

9. Humphrey L, Deffebach M, Pappas M, et al. Screening for lung cancer: systematic review to update the US Preventive Services Task Force Recommendation. Evidence Synthesis No. 105. AHRQ Publication No. 13-05188-EF-1. Rockville, MD: Agency for Health- care Research and Quality; 2013. Available at: http://www.uspre- ventiveservicestaskforce.org/uspstf13/lungcan/lungcanes105. pdf. Accessed October 2, 2013.

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The Journal of Family Practice - 62(12)
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The Journal of Family Practice - 62(12)
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733,738-740
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Lung cancer screening: USPSTF revises its recommendation
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Lung cancer screening: USPSTF revises its recommendation
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Doug Campos-Outcalt; MD; MPA; lung cancer; USPSTF; US Preventive Services Task Force; non-small cell lung cancer; low-dose computed tomography
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Doug Campos-Outcalt; MD; MPA; lung cancer; USPSTF; US Preventive Services Task Force; non-small cell lung cancer; low-dose computed tomography
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