AMA Policy Opposes Switch to ICD-10

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AMA Policy Opposes Switch to ICD-10

On Nov. 10, the American Medical Association’s House of Delegates approved a policy opposing implementation of the International Classification of Diseases and Related Health Problems, 10th Revision (ICD-10-CM) at a policy meeting in New Orleans. Following the vote, Robert M. Wah, MD, AMA board chair, stated, “The AMA will work vigorously to stop implementation of ICD-10, which will create a significant burden on the practice of medicine with no direct benefit to individual patients’ care.”

Organizations tied to hospitals, however, are fully supportive of the switch.

“We strongly support ICD-10 and the enhancements it will bring to the care that’s provided in hospitals,” says Don May, the American Hospital Association’s (AHA) vice president for policy. “The current coding system has really run its course in its ability to keep up with modern medicine.”

SHM has taken a “neutral” stance on this issue, for the time being, says SHM’s AMA delegate Bradley E. Flansbaum, DO, MPH, SFHM, director of hospitalist services at Lenox Hill Hospital in New York City. “But [SHM is] cautiously optimistic as the inpatient ecosystem evolves, hopefully, for the better.”

History of Opposition

In 2003, the AMA wrote to the National Committee on Vital and Health Statistics regarding plans to adopt ICD-10. The 55 signees of the letter (including the American College of Surgeons and other specialty societies) urged the committee to “confine your recommendation [to HHS] to the uses of ICD-10-PCS [the procedural codes portion] as a coding system for inpatient hospital services.” Another letter in 2006 to Bill Frist, then the U.S. Senate majority leader, expressed concern over a “rapid transition” from ICD-9 to ICD-10.

The AMA contends that switching to ICD-10 disproportionately burdens physicians in practice. “Depending on the size of a medical practice,” Dr. Wah says, “the total cost of impact of the ICD-10 mandate will range from $83,290 to more than $2.7 million. Physicians should not be expected to carry a disproportionate burden of the implementation costs when others in the health sector stand to reap the primary financial benefits.”

Upgrade: The Time Has Come

Organizations in support of the changeover, however, see the implementation of ICD-10 coding as a necessary step forward in improving patient care.

Physicians should not be expected to carry a disproportionate burden of the implementation costs when others in the health sector stand to reap the primary financial benefits.


—Robert M. Wah, MD, board chair, American Medical Association

“It’s not unreasonable to replace a 30-year-old, out-of-date system,” says Sue Bowman, RHIA, CCS, director of coding policy and compliance with the American Health Information Management Association (AHIMA). Bowman says she is surprised that the AMA maintains the switch will not benefit patient care. “Everything nowadays has to do with healthcare data,” she says. “Without good data, you cannot measure quality of care, patient outcomes, or effectiveness of treatments. The expectation is that ICD-10 will better mirror the terminology already used in medical records.”

May agrees. “We understand the concerns,” he says, “but if you think about how much better we’ll be able to track disease and how it affects patients, there will be a much more rich data set at our disposal. This will help us develop evidence-based medicine and quality standards in a much more robust way than we can do today.”

In addition, May says, hospitalists may be able to function as a “huge resource” to their community physician colleagues, to help them understand the benefits of making the switch, and help them find the short cuts to manage the new system.

Listen to Don May, vice president for health policy, American Hospital Association

 

 

AHIMA is aware, Bowman notes, that some physician groups “were struggling with moving forward with ICD-10, but our message to the industry is for people to continue working toward implementation. CMS has made it pretty clear that there’s not going to be a delay or a grace period.”

In response to the AMA action, a spokesperson for CMS says, “Implementation of this new coding system will mean better information to improve the quality of healthcare, and more accurate payments to providers. CMS is giving significant transition time and flexibility to providers to switch over, and we will continue to work with the healthcare community to ensure successful compliance.”

Gretchen Henkel is a freelance writer based in California.

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On Nov. 10, the American Medical Association’s House of Delegates approved a policy opposing implementation of the International Classification of Diseases and Related Health Problems, 10th Revision (ICD-10-CM) at a policy meeting in New Orleans. Following the vote, Robert M. Wah, MD, AMA board chair, stated, “The AMA will work vigorously to stop implementation of ICD-10, which will create a significant burden on the practice of medicine with no direct benefit to individual patients’ care.”

Organizations tied to hospitals, however, are fully supportive of the switch.

“We strongly support ICD-10 and the enhancements it will bring to the care that’s provided in hospitals,” says Don May, the American Hospital Association’s (AHA) vice president for policy. “The current coding system has really run its course in its ability to keep up with modern medicine.”

SHM has taken a “neutral” stance on this issue, for the time being, says SHM’s AMA delegate Bradley E. Flansbaum, DO, MPH, SFHM, director of hospitalist services at Lenox Hill Hospital in New York City. “But [SHM is] cautiously optimistic as the inpatient ecosystem evolves, hopefully, for the better.”

History of Opposition

In 2003, the AMA wrote to the National Committee on Vital and Health Statistics regarding plans to adopt ICD-10. The 55 signees of the letter (including the American College of Surgeons and other specialty societies) urged the committee to “confine your recommendation [to HHS] to the uses of ICD-10-PCS [the procedural codes portion] as a coding system for inpatient hospital services.” Another letter in 2006 to Bill Frist, then the U.S. Senate majority leader, expressed concern over a “rapid transition” from ICD-9 to ICD-10.

The AMA contends that switching to ICD-10 disproportionately burdens physicians in practice. “Depending on the size of a medical practice,” Dr. Wah says, “the total cost of impact of the ICD-10 mandate will range from $83,290 to more than $2.7 million. Physicians should not be expected to carry a disproportionate burden of the implementation costs when others in the health sector stand to reap the primary financial benefits.”

Upgrade: The Time Has Come

Organizations in support of the changeover, however, see the implementation of ICD-10 coding as a necessary step forward in improving patient care.

Physicians should not be expected to carry a disproportionate burden of the implementation costs when others in the health sector stand to reap the primary financial benefits.


—Robert M. Wah, MD, board chair, American Medical Association

“It’s not unreasonable to replace a 30-year-old, out-of-date system,” says Sue Bowman, RHIA, CCS, director of coding policy and compliance with the American Health Information Management Association (AHIMA). Bowman says she is surprised that the AMA maintains the switch will not benefit patient care. “Everything nowadays has to do with healthcare data,” she says. “Without good data, you cannot measure quality of care, patient outcomes, or effectiveness of treatments. The expectation is that ICD-10 will better mirror the terminology already used in medical records.”

May agrees. “We understand the concerns,” he says, “but if you think about how much better we’ll be able to track disease and how it affects patients, there will be a much more rich data set at our disposal. This will help us develop evidence-based medicine and quality standards in a much more robust way than we can do today.”

In addition, May says, hospitalists may be able to function as a “huge resource” to their community physician colleagues, to help them understand the benefits of making the switch, and help them find the short cuts to manage the new system.

Listen to Don May, vice president for health policy, American Hospital Association

 

 

AHIMA is aware, Bowman notes, that some physician groups “were struggling with moving forward with ICD-10, but our message to the industry is for people to continue working toward implementation. CMS has made it pretty clear that there’s not going to be a delay or a grace period.”

In response to the AMA action, a spokesperson for CMS says, “Implementation of this new coding system will mean better information to improve the quality of healthcare, and more accurate payments to providers. CMS is giving significant transition time and flexibility to providers to switch over, and we will continue to work with the healthcare community to ensure successful compliance.”

Gretchen Henkel is a freelance writer based in California.

On Nov. 10, the American Medical Association’s House of Delegates approved a policy opposing implementation of the International Classification of Diseases and Related Health Problems, 10th Revision (ICD-10-CM) at a policy meeting in New Orleans. Following the vote, Robert M. Wah, MD, AMA board chair, stated, “The AMA will work vigorously to stop implementation of ICD-10, which will create a significant burden on the practice of medicine with no direct benefit to individual patients’ care.”

Organizations tied to hospitals, however, are fully supportive of the switch.

“We strongly support ICD-10 and the enhancements it will bring to the care that’s provided in hospitals,” says Don May, the American Hospital Association’s (AHA) vice president for policy. “The current coding system has really run its course in its ability to keep up with modern medicine.”

SHM has taken a “neutral” stance on this issue, for the time being, says SHM’s AMA delegate Bradley E. Flansbaum, DO, MPH, SFHM, director of hospitalist services at Lenox Hill Hospital in New York City. “But [SHM is] cautiously optimistic as the inpatient ecosystem evolves, hopefully, for the better.”

History of Opposition

In 2003, the AMA wrote to the National Committee on Vital and Health Statistics regarding plans to adopt ICD-10. The 55 signees of the letter (including the American College of Surgeons and other specialty societies) urged the committee to “confine your recommendation [to HHS] to the uses of ICD-10-PCS [the procedural codes portion] as a coding system for inpatient hospital services.” Another letter in 2006 to Bill Frist, then the U.S. Senate majority leader, expressed concern over a “rapid transition” from ICD-9 to ICD-10.

The AMA contends that switching to ICD-10 disproportionately burdens physicians in practice. “Depending on the size of a medical practice,” Dr. Wah says, “the total cost of impact of the ICD-10 mandate will range from $83,290 to more than $2.7 million. Physicians should not be expected to carry a disproportionate burden of the implementation costs when others in the health sector stand to reap the primary financial benefits.”

Upgrade: The Time Has Come

Organizations in support of the changeover, however, see the implementation of ICD-10 coding as a necessary step forward in improving patient care.

Physicians should not be expected to carry a disproportionate burden of the implementation costs when others in the health sector stand to reap the primary financial benefits.


—Robert M. Wah, MD, board chair, American Medical Association

“It’s not unreasonable to replace a 30-year-old, out-of-date system,” says Sue Bowman, RHIA, CCS, director of coding policy and compliance with the American Health Information Management Association (AHIMA). Bowman says she is surprised that the AMA maintains the switch will not benefit patient care. “Everything nowadays has to do with healthcare data,” she says. “Without good data, you cannot measure quality of care, patient outcomes, or effectiveness of treatments. The expectation is that ICD-10 will better mirror the terminology already used in medical records.”

May agrees. “We understand the concerns,” he says, “but if you think about how much better we’ll be able to track disease and how it affects patients, there will be a much more rich data set at our disposal. This will help us develop evidence-based medicine and quality standards in a much more robust way than we can do today.”

In addition, May says, hospitalists may be able to function as a “huge resource” to their community physician colleagues, to help them understand the benefits of making the switch, and help them find the short cuts to manage the new system.

Listen to Don May, vice president for health policy, American Hospital Association

 

 

AHIMA is aware, Bowman notes, that some physician groups “were struggling with moving forward with ICD-10, but our message to the industry is for people to continue working toward implementation. CMS has made it pretty clear that there’s not going to be a delay or a grace period.”

In response to the AMA action, a spokesperson for CMS says, “Implementation of this new coding system will mean better information to improve the quality of healthcare, and more accurate payments to providers. CMS is giving significant transition time and flexibility to providers to switch over, and we will continue to work with the healthcare community to ensure successful compliance.”

Gretchen Henkel is a freelance writer based in California.

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Return ED Visits by Sickle Cell Patients Common

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Return ED Visits by Sickle Cell Patients Common

SAN DIEGO – More than 40% of patients with sickle cell disease return for acute care within 14 days following an emergency department treat-and-release visit, with young adults and those with public insurance having the highest rates of return.

Those are key findings from a large analysis of data from the 2005 and 2006 State Emergency Department Databases and State Inpatient Databases managed by the Healthcare Cost and Utilization Project, a federal, state, and industry partnership sponsored by the Agency for Healthcare Research and Quality.

Dr. David C. Brousseau

"Patients with sickle cell disease who are discharged from the hospital have higher rates of rehospitalization than [patients with] almost any other chronic disease," lead study author Dr. David C. Brousseau said at the annual meeting of the American Society of Hematology. "Because of the high rate of rehospitalizations, many hospitals have been developing programs to decrease rehospitalization rates for sickle cell disease. This effort is primarily driven by two factors: the recent federal emphasis on rehospitalizations, and a desire to improve care, with the belief that rehospitalizations represent a deficiency in care quality, or at least an opportunity to improve care."

Previous studies have shown that about half of ED visits made by patients with sickle cell disease result in inpatient hospitalization, he continued, "yet little emphasis has been placed on what happens after an ED treat-and-release visit."

Dr. Brousseau and his associates conducted a retrospective cohort study of all sickle cell disease–related ED visits and hospitalizations during 2005 and 2006 in the states of Arizona, California, Florida, Massachusetts, Missouri, New York, South Carolina, and Tennessee. "One-third of patients with sickle cell disease in the United States reside in these eight states," said Dr. Brousseau, of the pediatrics department at the Medical College of Wisconsin and an emergency medicine specialist at Children’s Hospital of Wisconsin, Milwaukee.

The researchers hypothesized that patients with sickle cell disease who were treated and released from an ED would have high rates of 14-day return visits to both the ED and an inpatient unit. A 14-day window was chosen "to more accurately reflect a time period ... where a revisit would not be due to a new crisis," he said.

During the 2-year study period, 12,109 people with sickle cell disease made 39,775 index ED visits. The 14-day return visit rate was 42.1%, "meaning that 42.1% of all ED treat-and-release visits were followed within 14 days by a return visit to either the ED or the inpatient unit," Dr. Brousseau said. A higher proportion of the return visits were to the ED than to the inpatient unit (25.4% vs. 16.7%, respectively).

Analysis of data by patient age and insurance provider revealed that the highest proportion of return visits within 14 days was made by patients aged 18-30 years (49%) and by those who carried public insurance (46.5%).

The 7-day return rate was 31.6%. Of these, 18.6% were to the ED and 13% were to the inpatient unit.

The 14-day revisit rate to the same hospital was 31.2%. Children were more likely than adults to make return visits to the same hospital (84.3% vs. 72.7%, respectively).

"We conclude that an ED treat-and-release visit should serve as a trigger to focus enhanced outpatient care to prevent subsequent inpatient visits and to improve patient care," Dr. Brousseau said.

Dr. Brousseau said he had no relevant financial disclosures.

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SAN DIEGO – More than 40% of patients with sickle cell disease return for acute care within 14 days following an emergency department treat-and-release visit, with young adults and those with public insurance having the highest rates of return.

Those are key findings from a large analysis of data from the 2005 and 2006 State Emergency Department Databases and State Inpatient Databases managed by the Healthcare Cost and Utilization Project, a federal, state, and industry partnership sponsored by the Agency for Healthcare Research and Quality.

Dr. David C. Brousseau

"Patients with sickle cell disease who are discharged from the hospital have higher rates of rehospitalization than [patients with] almost any other chronic disease," lead study author Dr. David C. Brousseau said at the annual meeting of the American Society of Hematology. "Because of the high rate of rehospitalizations, many hospitals have been developing programs to decrease rehospitalization rates for sickle cell disease. This effort is primarily driven by two factors: the recent federal emphasis on rehospitalizations, and a desire to improve care, with the belief that rehospitalizations represent a deficiency in care quality, or at least an opportunity to improve care."

Previous studies have shown that about half of ED visits made by patients with sickle cell disease result in inpatient hospitalization, he continued, "yet little emphasis has been placed on what happens after an ED treat-and-release visit."

Dr. Brousseau and his associates conducted a retrospective cohort study of all sickle cell disease–related ED visits and hospitalizations during 2005 and 2006 in the states of Arizona, California, Florida, Massachusetts, Missouri, New York, South Carolina, and Tennessee. "One-third of patients with sickle cell disease in the United States reside in these eight states," said Dr. Brousseau, of the pediatrics department at the Medical College of Wisconsin and an emergency medicine specialist at Children’s Hospital of Wisconsin, Milwaukee.

The researchers hypothesized that patients with sickle cell disease who were treated and released from an ED would have high rates of 14-day return visits to both the ED and an inpatient unit. A 14-day window was chosen "to more accurately reflect a time period ... where a revisit would not be due to a new crisis," he said.

During the 2-year study period, 12,109 people with sickle cell disease made 39,775 index ED visits. The 14-day return visit rate was 42.1%, "meaning that 42.1% of all ED treat-and-release visits were followed within 14 days by a return visit to either the ED or the inpatient unit," Dr. Brousseau said. A higher proportion of the return visits were to the ED than to the inpatient unit (25.4% vs. 16.7%, respectively).

Analysis of data by patient age and insurance provider revealed that the highest proportion of return visits within 14 days was made by patients aged 18-30 years (49%) and by those who carried public insurance (46.5%).

The 7-day return rate was 31.6%. Of these, 18.6% were to the ED and 13% were to the inpatient unit.

The 14-day revisit rate to the same hospital was 31.2%. Children were more likely than adults to make return visits to the same hospital (84.3% vs. 72.7%, respectively).

"We conclude that an ED treat-and-release visit should serve as a trigger to focus enhanced outpatient care to prevent subsequent inpatient visits and to improve patient care," Dr. Brousseau said.

Dr. Brousseau said he had no relevant financial disclosures.

SAN DIEGO – More than 40% of patients with sickle cell disease return for acute care within 14 days following an emergency department treat-and-release visit, with young adults and those with public insurance having the highest rates of return.

Those are key findings from a large analysis of data from the 2005 and 2006 State Emergency Department Databases and State Inpatient Databases managed by the Healthcare Cost and Utilization Project, a federal, state, and industry partnership sponsored by the Agency for Healthcare Research and Quality.

Dr. David C. Brousseau

"Patients with sickle cell disease who are discharged from the hospital have higher rates of rehospitalization than [patients with] almost any other chronic disease," lead study author Dr. David C. Brousseau said at the annual meeting of the American Society of Hematology. "Because of the high rate of rehospitalizations, many hospitals have been developing programs to decrease rehospitalization rates for sickle cell disease. This effort is primarily driven by two factors: the recent federal emphasis on rehospitalizations, and a desire to improve care, with the belief that rehospitalizations represent a deficiency in care quality, or at least an opportunity to improve care."

Previous studies have shown that about half of ED visits made by patients with sickle cell disease result in inpatient hospitalization, he continued, "yet little emphasis has been placed on what happens after an ED treat-and-release visit."

Dr. Brousseau and his associates conducted a retrospective cohort study of all sickle cell disease–related ED visits and hospitalizations during 2005 and 2006 in the states of Arizona, California, Florida, Massachusetts, Missouri, New York, South Carolina, and Tennessee. "One-third of patients with sickle cell disease in the United States reside in these eight states," said Dr. Brousseau, of the pediatrics department at the Medical College of Wisconsin and an emergency medicine specialist at Children’s Hospital of Wisconsin, Milwaukee.

The researchers hypothesized that patients with sickle cell disease who were treated and released from an ED would have high rates of 14-day return visits to both the ED and an inpatient unit. A 14-day window was chosen "to more accurately reflect a time period ... where a revisit would not be due to a new crisis," he said.

During the 2-year study period, 12,109 people with sickle cell disease made 39,775 index ED visits. The 14-day return visit rate was 42.1%, "meaning that 42.1% of all ED treat-and-release visits were followed within 14 days by a return visit to either the ED or the inpatient unit," Dr. Brousseau said. A higher proportion of the return visits were to the ED than to the inpatient unit (25.4% vs. 16.7%, respectively).

Analysis of data by patient age and insurance provider revealed that the highest proportion of return visits within 14 days was made by patients aged 18-30 years (49%) and by those who carried public insurance (46.5%).

The 7-day return rate was 31.6%. Of these, 18.6% were to the ED and 13% were to the inpatient unit.

The 14-day revisit rate to the same hospital was 31.2%. Children were more likely than adults to make return visits to the same hospital (84.3% vs. 72.7%, respectively).

"We conclude that an ED treat-and-release visit should serve as a trigger to focus enhanced outpatient care to prevent subsequent inpatient visits and to improve patient care," Dr. Brousseau said.

Dr. Brousseau said he had no relevant financial disclosures.

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FROM THE ANNUAL MEETING OF THE AMERICAN SOCIETY OF HEMATOLOGY

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Major Finding: More than 40% of patients with sickle cell disease return for acute care following an ED treat-and-release visit.

Data Source: A study of 12,109 people with sickle cell disease in eight states who made 39,775 index ED visits in 2005 and 2006, based on Healthcare Cost and Utilization Project data.

Disclosures: Dr. Brousseau said he had no relevant financial disclosures.

Mantle Cell Lymphoma: BTK Inhibitor Scores Again

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SAN DIEGO – Even before it has earned a name, the novel targeted agent designated PCI-32765 is earning an impressive reputation, first for its mettle against chronic lymphocytic leukemia, and now for its potent action against relapsed or refractory mantle cell lymphoma in early clinical data, reported investigators at the annual meeting of the American Society of Hematology.

Preliminary results of a phase II trial of PCI-32765, an inhibitor of Bruton’s tyrosine kinase (BTK) expressed in several hematologic malignancies, show that the agent induced complete responses in 16% of 51 patients with relapsed/refractory mantle cell lymphoma (MCL) and partial responses in 53%, for a combined overall response rate of 69%, said Dr. Luhua (Michael) Wang from the division of lymphoma and myeloma at the University of Texas M.D. Anderson Cancer Center in Houston.

"We think, as a single oral agent in the relapse setting of mantle cell lymphoma, this is a high response rate so far. The efficacy is also observed in patients with bulky disease, and also in refractive disease. Most importantly, the efficacy is independent, so far, from the MIPI [MCL International Prognostic Index] score," he said.

Patients with a high-risk MIPI score had a 75% response rate, the same as that for patients with a low-risk score; intermediate-risk patients had a 65% response rate.

An additional 18% of patients overall had stable disease; only 14% experienced disease progression.

In an earlier presentation at the ASH meeting, Dr. Susan O’Brien, also from M.D. Anderson, reported that PCI-32765 was associated with an overall response rate of 70% at 10.2 months’ follow-up in patients with relapsed/refractory CLL.

In the mantle cell lymphoma study, the BTK-inhibitor induced good responses both in patients who had previously been treated with the proteasome inhibitor bortezomib (Velcade), with rates of 15% for complete responses and 50% for partial responses, and in those who were bortezomib naive, with a 16% complete response rate and 55% partial response rate.

"People are very interested in this agent," commented Dr. Mitchell R. Smith from the Fox Chase Cancer Center in Philadelphia, in an interview.

"It looks very active, but we don’t know a lot about long-term effects and how long responses will last. But when you think about hitting specific pathways, that’s our goal in treating these diseases. This hits a specific pathway, does it well, and there have been responses in many B-cell disorders," he said. Dr. Smith comoderated the session at which the data were presented, but was not involved in the study.

PCI-32765 is an oral inhibitor of BTK, an essential element of the B-cell antigen receptor-signaling pathway. It blocks receptor signaling and induces apoptosis, as well as mantle cell migration and adhesion, and has been shown in in vitro studies to block pERK, pJNK, and NF-kappaB pathways in MCL cell lines.

The trial, designated PCYC-1104-CA, is a multicenter open-label phase II study of PCI-32765 in 68 patients. Dr. Wang presented data from an efficacy analysis of 51 patients who had at least one post-baseline tumor assessment. The patients were divided into two groups: bortezomib-exposed (27 patients) and bortezomib naive (41 patients, 34 of whom had never received bortezomib, and 7 who had received less than 2 cycles).

The patients were treated with 560 mg PCI-32765 daily until disease progression.

Median time on study was 3.7 months among all patients. At the most recent follow-up, 71% of bortezomib-naive and 70% of bortezomib-exposed patients were still on study. Discontinuations were primarily for disease progression, and there was one on-study death, a patient who had previously received bortezomib.

Non-hematologic adverse events were generally mild, with the only grade 4 toxicity being abdominal pain in about 2% of patients.

Grade 3 neutropenia occurred in 2% overall of 61 patients available for a safety analysis, and grade 4 neutropenia was seen 3%. Grade 3 febrile neutropenia, anemia, and thrombocytopenias were each seen in 3% of patients (no grade 4), and grade 4 pancytopenia was seen in 2%.

The investigators saw a 57% overall response rate in patients with bulky disease, 67% in those with refractory disease, 77% among those who had received fewer than 3 prior lines of therapy, and 57% among those who had received 3 or more. In addition, the overall response rate was 71% in patients who had received high-intensity prior therapy, and 65% in those who had received standard-dose therapy.

Additional follow-up will be required before the investigators can determine duration of response and progression-free survival, and more clinical trials with PCI-32765 are in the planning stages, Dr. Wang said.

 

 

Pharmacyclics sponsored the study. Dr. Wang disclosed consulting, having equity ownership in, and receiving research funding from, Pharmacyclics. He also disclosed relationships with Celgene, Millennium, Novartis, and Onyx. Dr. Smith disclosed board membership and receiving research funding from Cephalon, and being on the speakers bureau for Celgene, Genentech, Spectrum, and Allos.

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SAN DIEGO – Even before it has earned a name, the novel targeted agent designated PCI-32765 is earning an impressive reputation, first for its mettle against chronic lymphocytic leukemia, and now for its potent action against relapsed or refractory mantle cell lymphoma in early clinical data, reported investigators at the annual meeting of the American Society of Hematology.

Preliminary results of a phase II trial of PCI-32765, an inhibitor of Bruton’s tyrosine kinase (BTK) expressed in several hematologic malignancies, show that the agent induced complete responses in 16% of 51 patients with relapsed/refractory mantle cell lymphoma (MCL) and partial responses in 53%, for a combined overall response rate of 69%, said Dr. Luhua (Michael) Wang from the division of lymphoma and myeloma at the University of Texas M.D. Anderson Cancer Center in Houston.

"We think, as a single oral agent in the relapse setting of mantle cell lymphoma, this is a high response rate so far. The efficacy is also observed in patients with bulky disease, and also in refractive disease. Most importantly, the efficacy is independent, so far, from the MIPI [MCL International Prognostic Index] score," he said.

Patients with a high-risk MIPI score had a 75% response rate, the same as that for patients with a low-risk score; intermediate-risk patients had a 65% response rate.

An additional 18% of patients overall had stable disease; only 14% experienced disease progression.

In an earlier presentation at the ASH meeting, Dr. Susan O’Brien, also from M.D. Anderson, reported that PCI-32765 was associated with an overall response rate of 70% at 10.2 months’ follow-up in patients with relapsed/refractory CLL.

In the mantle cell lymphoma study, the BTK-inhibitor induced good responses both in patients who had previously been treated with the proteasome inhibitor bortezomib (Velcade), with rates of 15% for complete responses and 50% for partial responses, and in those who were bortezomib naive, with a 16% complete response rate and 55% partial response rate.

"People are very interested in this agent," commented Dr. Mitchell R. Smith from the Fox Chase Cancer Center in Philadelphia, in an interview.

"It looks very active, but we don’t know a lot about long-term effects and how long responses will last. But when you think about hitting specific pathways, that’s our goal in treating these diseases. This hits a specific pathway, does it well, and there have been responses in many B-cell disorders," he said. Dr. Smith comoderated the session at which the data were presented, but was not involved in the study.

PCI-32765 is an oral inhibitor of BTK, an essential element of the B-cell antigen receptor-signaling pathway. It blocks receptor signaling and induces apoptosis, as well as mantle cell migration and adhesion, and has been shown in in vitro studies to block pERK, pJNK, and NF-kappaB pathways in MCL cell lines.

The trial, designated PCYC-1104-CA, is a multicenter open-label phase II study of PCI-32765 in 68 patients. Dr. Wang presented data from an efficacy analysis of 51 patients who had at least one post-baseline tumor assessment. The patients were divided into two groups: bortezomib-exposed (27 patients) and bortezomib naive (41 patients, 34 of whom had never received bortezomib, and 7 who had received less than 2 cycles).

The patients were treated with 560 mg PCI-32765 daily until disease progression.

Median time on study was 3.7 months among all patients. At the most recent follow-up, 71% of bortezomib-naive and 70% of bortezomib-exposed patients were still on study. Discontinuations were primarily for disease progression, and there was one on-study death, a patient who had previously received bortezomib.

Non-hematologic adverse events were generally mild, with the only grade 4 toxicity being abdominal pain in about 2% of patients.

Grade 3 neutropenia occurred in 2% overall of 61 patients available for a safety analysis, and grade 4 neutropenia was seen 3%. Grade 3 febrile neutropenia, anemia, and thrombocytopenias were each seen in 3% of patients (no grade 4), and grade 4 pancytopenia was seen in 2%.

The investigators saw a 57% overall response rate in patients with bulky disease, 67% in those with refractory disease, 77% among those who had received fewer than 3 prior lines of therapy, and 57% among those who had received 3 or more. In addition, the overall response rate was 71% in patients who had received high-intensity prior therapy, and 65% in those who had received standard-dose therapy.

Additional follow-up will be required before the investigators can determine duration of response and progression-free survival, and more clinical trials with PCI-32765 are in the planning stages, Dr. Wang said.

 

 

Pharmacyclics sponsored the study. Dr. Wang disclosed consulting, having equity ownership in, and receiving research funding from, Pharmacyclics. He also disclosed relationships with Celgene, Millennium, Novartis, and Onyx. Dr. Smith disclosed board membership and receiving research funding from Cephalon, and being on the speakers bureau for Celgene, Genentech, Spectrum, and Allos.

SAN DIEGO – Even before it has earned a name, the novel targeted agent designated PCI-32765 is earning an impressive reputation, first for its mettle against chronic lymphocytic leukemia, and now for its potent action against relapsed or refractory mantle cell lymphoma in early clinical data, reported investigators at the annual meeting of the American Society of Hematology.

Preliminary results of a phase II trial of PCI-32765, an inhibitor of Bruton’s tyrosine kinase (BTK) expressed in several hematologic malignancies, show that the agent induced complete responses in 16% of 51 patients with relapsed/refractory mantle cell lymphoma (MCL) and partial responses in 53%, for a combined overall response rate of 69%, said Dr. Luhua (Michael) Wang from the division of lymphoma and myeloma at the University of Texas M.D. Anderson Cancer Center in Houston.

"We think, as a single oral agent in the relapse setting of mantle cell lymphoma, this is a high response rate so far. The efficacy is also observed in patients with bulky disease, and also in refractive disease. Most importantly, the efficacy is independent, so far, from the MIPI [MCL International Prognostic Index] score," he said.

Patients with a high-risk MIPI score had a 75% response rate, the same as that for patients with a low-risk score; intermediate-risk patients had a 65% response rate.

An additional 18% of patients overall had stable disease; only 14% experienced disease progression.

In an earlier presentation at the ASH meeting, Dr. Susan O’Brien, also from M.D. Anderson, reported that PCI-32765 was associated with an overall response rate of 70% at 10.2 months’ follow-up in patients with relapsed/refractory CLL.

In the mantle cell lymphoma study, the BTK-inhibitor induced good responses both in patients who had previously been treated with the proteasome inhibitor bortezomib (Velcade), with rates of 15% for complete responses and 50% for partial responses, and in those who were bortezomib naive, with a 16% complete response rate and 55% partial response rate.

"People are very interested in this agent," commented Dr. Mitchell R. Smith from the Fox Chase Cancer Center in Philadelphia, in an interview.

"It looks very active, but we don’t know a lot about long-term effects and how long responses will last. But when you think about hitting specific pathways, that’s our goal in treating these diseases. This hits a specific pathway, does it well, and there have been responses in many B-cell disorders," he said. Dr. Smith comoderated the session at which the data were presented, but was not involved in the study.

PCI-32765 is an oral inhibitor of BTK, an essential element of the B-cell antigen receptor-signaling pathway. It blocks receptor signaling and induces apoptosis, as well as mantle cell migration and adhesion, and has been shown in in vitro studies to block pERK, pJNK, and NF-kappaB pathways in MCL cell lines.

The trial, designated PCYC-1104-CA, is a multicenter open-label phase II study of PCI-32765 in 68 patients. Dr. Wang presented data from an efficacy analysis of 51 patients who had at least one post-baseline tumor assessment. The patients were divided into two groups: bortezomib-exposed (27 patients) and bortezomib naive (41 patients, 34 of whom had never received bortezomib, and 7 who had received less than 2 cycles).

The patients were treated with 560 mg PCI-32765 daily until disease progression.

Median time on study was 3.7 months among all patients. At the most recent follow-up, 71% of bortezomib-naive and 70% of bortezomib-exposed patients were still on study. Discontinuations were primarily for disease progression, and there was one on-study death, a patient who had previously received bortezomib.

Non-hematologic adverse events were generally mild, with the only grade 4 toxicity being abdominal pain in about 2% of patients.

Grade 3 neutropenia occurred in 2% overall of 61 patients available for a safety analysis, and grade 4 neutropenia was seen 3%. Grade 3 febrile neutropenia, anemia, and thrombocytopenias were each seen in 3% of patients (no grade 4), and grade 4 pancytopenia was seen in 2%.

The investigators saw a 57% overall response rate in patients with bulky disease, 67% in those with refractory disease, 77% among those who had received fewer than 3 prior lines of therapy, and 57% among those who had received 3 or more. In addition, the overall response rate was 71% in patients who had received high-intensity prior therapy, and 65% in those who had received standard-dose therapy.

Additional follow-up will be required before the investigators can determine duration of response and progression-free survival, and more clinical trials with PCI-32765 are in the planning stages, Dr. Wang said.

 

 

Pharmacyclics sponsored the study. Dr. Wang disclosed consulting, having equity ownership in, and receiving research funding from, Pharmacyclics. He also disclosed relationships with Celgene, Millennium, Novartis, and Onyx. Dr. Smith disclosed board membership and receiving research funding from Cephalon, and being on the speakers bureau for Celgene, Genentech, Spectrum, and Allos.

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Mantle Cell Lymphoma: BTK Inhibitor Scores Again
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Mantle Cell Lymphoma: BTK Inhibitor Scores Again
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PCI-32765, chronic lymphocytic leukemia, relapsed, refractory mantle cell lymphoma, the American Society of Hematology, Bruton’s tyrosine kinase, BTK, hematologic malignancies, MCL, partial responses, Dr. Luhua (Michael) Wang, lymphoma and myeloma,

Legacy Keywords
PCI-32765, chronic lymphocytic leukemia, relapsed, refractory mantle cell lymphoma, the American Society of Hematology, Bruton’s tyrosine kinase, BTK, hematologic malignancies, MCL, partial responses, Dr. Luhua (Michael) Wang, lymphoma and myeloma,

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FROM THE ANNUAL MEETING OF THE AMERICAN SOCIETY OF HEMATOLOGY

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Inside the Article

Vitals

Major Finding: The Bruton’s tyrosine kinase inhibitor PCI-32765 induced a 69% overall response rate among 51 patients with relapsed/refractory mantle cell lymphoma.

Data Source: Phase II single agent trial.

Disclosures: Pharmacyclics sponsored the study. Dr. Wang disclosed consulting, having equity ownership in, and receiving research funding from, Pharmacyclics. He also disclosed relationships with Celgene, Millennium, Novartis, and Onyx. Dr. Smith disclosed board membership and receiving research funding from Cephalon, and being on the speakers bureau for Celgene, Genentech, Spectrum, and Allos.

Hospital LOS in the Homebound Population

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Nonmedical factors associated with prolonged hospital length of stay in an urban homebound population

In recent years, much attention has been paid to concerns regarding length of stay (LOS) and safety of hospital discharges.13 Yet studies conducted in a variety of populations suggest that long stays do not wholly reflect acute medical necessity, but may also be driven by nonmedical factors.46 In a study of frail elderly patients, nonmedical factors accounted for over half of patients' hospital stay days.5 Nonmedical factors may include the availability of community and outpatient resources, inadequate patient social support, disagreement with family and/or patient decision‐making, and post‐hospital placement and care needs.7

Homebound patients are at particular risk for long stays because they are typically frail, elderly, and medically complex.8 The United States homebound population numbers at least 2 million and is expected to increase to at least 3 million by the year 2020.9 This group is medically underserved, often only receiving care for medical emergencies, and represents a costly group of health care beneficiaries.10 Although homebound primary care (HBPC) programs are structured to provide coordinated medical and supportive care in the home, the clinical complexity of patients often requires hospitalization during times of acute illness.11

Navigating the discharge process for homebound patients can prove time‐consuming for inpatient physicians whose clinical obligations encompass ensuring safe care transitions between hospital and home.12 The lack of literature on the discharge needs of the homebound population provides little guidance for physicians and health systems seeking to safely transition homebound patients from the hospital to the home in a timely and efficient manner. We performed a pilot study of an urban homebound population cared for by a single academic homebound program to identify and describe nonmedical factors associated with prolonged hospitalization.

METHODS

This retrospective descriptive study included homebound patients cared for by The Mount Sinai Visiting Doctors Program (MSVD), a primary care program affiliated with The Mount Sinai Hospital. MSVD is the largest academic homebound primary care program in the United States. The structure and patient population of MSVD patients have been described previously.13 Briefly, the program employs 8 physicians, 2 nurse practitioners, and support personnel including 2 registered nurses, 4 social workers, and 4 clerical staff members to serve over 1000 homebound patients annually. To be enrolled in the program, patients must meet the Medicare definition of homebound (ie, they must be able to leave home only with great difficulty and for infrequent or short absences). Patients are referred from a variety of sources including emergency rooms, inpatient units, and local nursing and social service agencies. Physicians visit patients on average once every 2 months, but can make more frequent home visits when a clinical need arises. Thirty‐six percent of patients in the program are hospitalized at least once per year while they are under the MSVD's care.14 Patients in the MSVD are referred by their primary care physician to outpatient social work as needed for finite interventions, though not for ongoing case management; approximately one‐third of all MSVD patients have been seen by an MSVD social worker over a 1‐year period.14

All patients enrolled in MSVD discharged from The Mount Sinai Hospital in New York from January 1, 2007, to December 31, 2007, were evaluated for inclusion in this study. The MSVD clinical database was cross‐referenced with The Mount Sinai Hospital data system to maximize reliability of recorded admission and discharge dates. Discrepancies in dates were investigated and corrected by the authors. As the study focused on admissions rather than individual patients, repeat hospitalizations and factors contributing to long stays were included and considered separately. In the event of repeat hospitalizations, factors contributing to LOS were also assessed separately.

Using the University HealthSystems Consortium (UHC) Database, the selected discharges were analyzed for LOS data. The UHC Database contains data from The Mount Sinai Hospital and 106 other academic medical centers and 233 other affiliated hospitals, representing approximately 90% of the United States' nonprofit academic medical centers. UHC members submit clinical, financial, and administrative information for the purpose of facilitating comparative data analysis among institutions.15 The model assigns an expected LOS for each patient based on a 4‐step risk adjustment methodology that adjusts for variations in patient characteristics. The regression models consider a range of independent variables including patient age, sex, race, socioeconomic status, admission source, and comorbid conditions. The expected LOS value is used to produce an LOS ratio, which is the ratio of a patient's observed LOS to expected LOS. We compared LOS ratios for all patient discharges during the study period and determined the mean LOS ratio for the group. Long‐stay patients were defined using the UHC definition of an LOS ratio greater than 2 standard deviations above the mean. These patients were selected for analysis to examine factors contributing to their long stays.

The primary author conducted a chart review for the long‐stay patients. The date of medical readiness for discharge was defined as the date when no acute hospital care needs or pending procedures (eg, intravenous medication, transfusion, invasive and noninvasive testing, surgery) were documented by the attending physician, house officer, nurse practitioner, or physician assistant in the chart. Patients with a discharge immediately following determination of medical readiness were characterized as having a medical stay (eg, patient admitted for pneumonia and discharged home after 3 days once fever, leukocytosis, and symptoms improved with a prescription for remaining antibiotic course). Patients who were classified as medically ready for discharge yet remained additional days in the hospital were categorized as having a nonmedical component to their hospitalization and comprised the nonmedical stay group (eg, patient admitted for pneumonia with improved vital signs and symptoms after 3 days, but discharged home after 10 days awaiting approval of increased home health aide hours). The primary author reviewed cases (<5%) with coauthors when categorization of patient data was unclear from physician documentation in the patient's chart. Similar methodology and terminology have been used in previous studies examining the contribution of nonmedical factors to LOS.5, 7

While literature in other fields, such as social work, often characterize similar factors as social or social care factors, we use the term nonmedical to draw the distinction between factors that acutely reflect a patient's state of health and necessitate days spent in the hospital (eg, surgery, infection), in contrast to factors that are not direct contributors to the patient's current medical status (eg, post‐hospital placement). Factors contributing to nonmedical days were determined based on previous studies and categorized as follows: nursing facility bed availability, nursing facility rejection of the patient, complications with insurance coverage, lack of patient/family agreement with discharge plan, home care service delays, and other. The category other was included to identify and explore any unexpected or unique reasons for prolongation of hospitalization in this population. When multiple nonmedical factors were identified for a given hospitalization, all contributing factors were recorded.

Demographic, clinical, and discharge characteristics were extracted from the MSVD clinical database to qualitatively describe and compare the long‐stay hospitalizations to the remainder of the sample.

RESULTS

There were a total of 479 discharges of 267 unique MSVD patients from The Mount Sinai Hospital occurring from January 1, 2007, to December 31, 2007. During this 12‐month period, the average observed LOS for all admissions was 7.84 days, with a mean UHC LOS ratio of 1.23 (SD = 3.43). Seventeen admissions were identified as long‐stays, representing 3.5% of discharges. The 17 admissions represent 17 unique patients.

As shown in Table 1, the long‐stay group (n = 17) was slightly younger, more likely to be male, and had less dementia than the nonlong‐stay group (n = 462). There was a marked difference in the location of patient discharge; long‐stay patients were more than twice as likely to be discharged to a facility and less likely to be discharged home. There were no in‐hospital deaths in the long‐stay patient group during the time period studied.

Demographic, Clinical, and Discharge Characteristics for 2007 Hospitalizations According to Length of Stay
Characteristics*NonLong‐Stay Patients (n = 462)Long‐Stay Patients (n = 17)
  • NOTE: Characteristics describe all hospitalizations and include multiple discharges per patient.

  • Abbreviation: SD, standard deviation.

Mean age, years (SD)80 (15.6)74 (18.2)
Female sex69%47%
Race  
Caucasian27.1%29%
Black31.4%23.5%
Hispanic37.7%41.2%
Other2.4%5.9%
Has Medicaid68.1%70.6%
Dementia diagnosis42.9%29.4%
Depression diagnosis37.3%47.1%
Lives alone39.8%43.8%
Discharge  
Nursing/rehabilitation14.9%35.3%
Home78.3%64.7%
Death5.9%0%
Hospice0.9%0%

Of the 17 long‐stay patients, 8 (47%) remained in the hospital past the date they were determined to be medically ready for discharge and were defined as having a nonmedical component for the extension of their hospitalizations. The number of nonmedical days ranged from 6 to 34 days (mean, 17 days). Out of 428 total long‐stay patient days, 136 were nonmedical. This represented 31.8% of all long‐stay patient days, and 53% of the nonmedical group's total hospital days. The mean LOS ratio for the nonmedical cases was 6.04 (Table 2).

Medical Stay and Nonmedical Stay Length of Stay Ratios
 Medical Stay (n = 9)Nonmedical Stay (n = 8)
  • Abbreviation: LOS, length of stay.

LOS (days)19.217
LOS ratio5.076.04

Nine patients were defined as medical stay cases (ie, no nonmedical component contributing to the long hospitalization). The mean observed LOS was 19.2 days, and the mean LOS ratio for this group was 5.07 (Table 2). There were no significant differences between primary diagnosis‐related groups (DRGs) seen in the medical and nonmedical stay groups.

The most common reason for a nonmedical stay was nursing facility placement delays (Table 3), specifically related to lack of bed availability and facility rejection of the patient leading to prolonged time waiting for long‐term placement (n = 6). Other nonmedical factors contributing to LOS were lack of patient and/or family agreement with discharge plans (eg, disagreement among family members regarding caregiving responsibilities, goals of care, or patient refusal to be discharged on a particular day) (n = 4); complications with insurance coverage for facility placement or for home care (n = 3); and home care service delays, such as patient need for increased home care hours after discharge (n = 2). Of note, 5 of the 8 nonmedical stay cases had multiple factors contributing to patients' long stays. All delays were assigned to one of the a priori defined categories. There were no other or unexpected reasons identified.

Characteristics of Nonmedical Long‐Stay Patients
PatientDemographicsExpected LOS (days)Observed LOS (days)LOS RatioNo. of Nonmedical DaysNonmedical Stay Factors
  • Abbreviation: LOS, length of stay.

Patient A63‐year‐old white man4.564810.5334Nursing facility bed availability
Lack of patient/family agreement with discharge plan
Patient B53‐year‐old white man2.973110.4423Nursing facility rejection of the patient
Lack of patient/family agreement with discharge plan
Complications with insurance coverage
Home care service delays
Patient C98‐year‐old Latina woman5.51295.2623Lack of patient/family agreement with discharge plan
Home care service delays
Complications with insurance coverage
Patient D83‐year‐old white woman8.94465.1513Nursing facility bed availability
Patient E93‐year‐old white woman9.05424.6416Nursing facility bed availability
Patient F87‐year‐old Latino man2.62114.206Nursing facility bed availability
Nursing facility rejection of the patient
Complications with insurance coverage
Patient G55‐year‐old white man5.66234.067Lack of patient/family agreement with discharge plan
Patient H40‐year‐old African American man6.2325'4.0114Nursing facility rejection of the patient
Nursing facility bed availability

Of the nonmedical cases, all but 1 patient had been seen by an MSVD social worker prior to hospital admission, though the social work referral may have been years prior to or unrelated to the current admission.

DISCUSSION

Almost half of long‐stay patients identified in this homebound population remained hospitalized in an urban academic medical center due to at least one, and often multiple, nonmedical factors. Nonmedical factors identified in this group are similar to those described in previous studies, particularly family and patient decision‐making and post‐hospital placement and care needs.5, 7 Although this pilot study was limited to a single‐site population, it is to our knowledge the first study to describe these factors in a homebound population, and may be able to guide future research and discussion on this topic.

This study used a risk‐adjusted LOS measure to determine long stay cases. Using the UHC Database allowed for a more accurate understanding of the contribution of nonmedical factors to LOS by accounting for hospitalizations that were numerically lengthy but medically appropriate for their respective DRG. The use of the LOS ratio also allows for standardized application of these data across academic health centers. In our sample, 50% of the patients classified as LOS outliers by the UHC Database (cases with LOS in the top percentile for their respective DRG) had nonmedical stays. Conventional strategies often dismiss outliers in analyses of patient LOS data. However, in doing so there is a missed opportunity to identify underlying reasons for their disproportionately long hospitalizations that may also be impacting the broader set of patients with similar nonmedical factors affecting LOS.

The 8 nonmedical stay patients spent a combined 136 days longer in the hospital than medically necessary due to a variety of nonmedical factors, and represented over half of the nonmedical stay group's total hospital days. Using a conservative estimate for cost per hospital day of $1770,16 the nonmedical days cost the hospital almost a quarter of a million dollars ($240,720). Because this figure only accounts for long‐stay patients, the actual costs attributable to nonmedical days for the homebound population in general may be higher.

The longest patient stays, whether attributable to medical or nonmedical factors, were more likely to result in discharge to a facility than the rest of the sample hospitalizations. Facility placement was the most common nonmedical factor contributing to long stays in this sample. In contrast, home carerelated factors contributed the least to nonmedical days. This finding highlights the need for hospital‐based physicians and other inpatient staff members to be aware that despite patient enrollment in an HBPC, the possibility for homebound patients to be discharged to a nursing facility remains significant. A decreasing number of skilled nursing beds across the United States may magnify this factor in long‐stay cases.17 Increased awareness of this possibility among inpatient staff can allow the team to address facility placement considerations early in the hospital stay, potentially decreasing nonmedical days.18

Seven of the 8 nonmedical stay patients had been referred to and seen by MSVD social workers before hospitalization, a high percentage relative to the general MSVD population, of which fewer than half are seen by a social worker during their enrollment in MSVD. This finding may suggest that this group of patients already exhibited difficult social circumstances before their hospital admission, yet the current referral‐based social work model at MSVD did not mitigate their high LOS. This finding further suggests that patient enrollment in an HBPC does not mitigate the risk of high LOS and prolonged nonmedical stays, and that involvement of inpatient practitioners remains a critical part of advanced discharge planning.

This pilot study found that 32% of all long‐stay hospital days were due to nonmedical factors, suggesting that these factors play a greater role in the homebound population than for general medical patients. A recent study at an academic medical center examined 3574 patient‐days on a general medicine service, and noted that 11% of all days were felt to be medically unnecessary by the treating hospitalists.19 Hospitalists are well situated to participate in and lead improvement efforts given their expertise in managing complex dispositions and advancing collaborative strategies for care of patients with high overall acuity.20 These efforts will be needed to target those patients at highest risk for prolonged LOS with the greatest social care needs. Because this study did not pilot strategies to reduce LOS, we cannot offer evidence‐based suggestions for an enhanced multidisciplinary approach or other avenues for improvement. However, we believe that the study findings provide the basis for future research to test strategies to reduce excess LOS by focusing on nonmedical factors and a multidisciplinary approach. This will become especially relevant as health care systems bear increasing financial responsibility for inefficient and/or unnecessary hospitalizations and readmissions.

The involvement of social work before hospitalization for most of the homebound population with prolonged hospitalization suggests a need for greater team‐based efforts across venues. Though hospital interdisciplinary rounds aim to increase collaboration and reduce LOS, costs, and readmissions, these rounds do not typically include outpatient care providers.21 Improved communication and collaboration between social work with both inpatient and outpatient care teams to address nonmedical issues contributing to long stays are likely to improve care and transitions, though rigorous studies examining specific communication models across venues are lacking. This study found that delay in nursing facility placement was the most common reason for prolonged hospitalization for long‐stay cases. This finding emphasizes the need for communication between inpatient and outpatient staff to convey prior conversations or preparations for placement, identify patients who need post‐discharge facility placement early in hospitalization, and prompt timely discussions with patients and families.

The finding that prolonged hospitalization for the homebound population was due to nonmedical factors for almost one‐half of patients with long hospital stays has important implications for policymakers and other key stakeholders. For example, accountable care organizations are being developed to align members of the health care sector to provide higher quality care in a more efficient manner. These study data suggest that this alignment should include hospitals, nursing homes, and home health care agencies to ensure that discharge delays are minimized and unnecessary societal costs are avoided. Future research will need to confirm and build upon these findings of nonmedical reasons for excessive LOS to further inform the process of implementation of health care reform measures. Recent plans to cut Medicaid funding to nursing homes may further limit bed availability, increasing the risk of prolonged LOS and related costs to the health care system. This potential concern highlights the importance of care coordination and communication between inpatient and outpatient care providers to proactively address nursing home placement needs before hospitalization occurs, and/or to identify alternative safe discharge plans if a previously homebound patient is hospitalized.

There are several limitations to this descriptive study. Admissions included in this analysis were only captured for those admitted to The Mount Sinai Hospital. While MSVD providers report that more than 90% of hospitalizations for MSVD patients occur at The Mount Sinai Hospital, patients may also be admitted to one of many New York City metropolitan area hospitals closer to the patient's residence. It is possible that additional factors contributing to high LOS might be revealed if these admissions were included in the analysis. The urban homebound population served by MSVD may have more access to supplementary home care services (e.g. home attendants, meal services) than populations in more rural and less service‐intensive areas. Thus, it may be difficult to generalize these findings to programs serving less urban constituencies or with more restrictive policies regarding home care services. Additionally, as New York registers one of the highest nursing facility occupancy rates (in 2008, 92.2% versus the national average of 82.9%), patients in other markets may face a shorter wait time for a bed, decreasing the number of nonmedical days attributable to nursing home bed supply.17 The small total number of long‐stay patients also prevented statistical analysis comparing those patients with the rest of the sample. This pilot study may inform the design of future studies that may be able to include multiple HBPC programs or study homebound patients over a longer period to increase sample size.

Identifying the significant contribution of nonmedical days to patient stay is an important initial step to avoiding costly and medically unnecessary days for the patient and the hospital. As has been demonstrated in other interdisciplinary efforts, increased collaboration among physicians, social workers, discharge planners, and other disciplines may help address current gaps in patient care with regard to LOS.20, 21 Future studies should determine which homebound patients are at highest risk for prolonged hospitalization due to nonmedical factors to help design focused strategies and interventions for this vulnerable population.

Acknowledgements

Funding: This work was supported in part by grant funds received by Katherine Ornstein and Theresa Soriano from The Fan Fox and Leslie R. Samuels Foundation, Inc.

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References
  1. Chen LM,Freitag MH,Franco M,Sullivan CD,Dickson C,Brancati FL.Natural history of late discharges from a general medical ward.J Hosp Med.2009;4:226233.
  2. Rifkin WD,Holmboe E,Scherer H,Sierra H.Comparison of hospitalists and nonhospitalists in inpatient length of stay adjusting for patient and physician characteristics.J Gen Intern Med.2004;19:11271132.
  3. Kaboli PJ,Barnett MJ,Rosenthal G.Associations with reduced length of stay and costs on an academic hospitalist service.Am J Manag Care.2004;10:561568.
  4. Evans RL,Hendricks RD,Lawrence‐Umlauf KV,Bishop DS.Timing of social work intervention and medical patient's length of hospital stay.Health Soc Work.1989;14:277282.
  5. Fillit H,Howe JL,Fulop G, et al.Studies of hospital social stays in the frail elderly and their relationship to the intensity of social work intervention.Soc Work Health Care.1992;18:122.
  6. Thomas SN,McGwin G,Rue LW.The financial impact of delayed discharge at a level I trauma center.J Trauma.2005;58:121125.
  7. Semke J,VanDerWeele T,Weatherley R.Delayed discharges for medical and surgical patients in an acute care hospital.Soc Work Health Care.1989;14:1531.
  8. Qiu WQ,Dean M,Liu T, et al.Physical and mental health of homebound older adults: an overlooked population.J Am Geriatr Soc.2010;58:24232428.
  9. American Academy of Home Care Physicians. House call fact sheet. Available at: http://www.aahcp.org/displaycommon.cfm?an=156:744749.
  10. Loengard AU,Boal J.Home care of the frail elderly.Clin Geriatr Med.2004;20:795807.
  11. Kripalani S,Jackson AT,Schnipper JL,Coleman EA.Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists.J Hosp Med.2007;2:314323.
  12. Smith KL,Ornstein K,Soriano T,Muller D,Boal J.A multidisciplinary program for delivering primary care to the underserved urban homebound: looking back, moving forward.J Am Geriatr Soc.2006;54:12831289.
  13. Ornstein K,Smith KL,Foer D,Lopez‐Cantor M,Soriano T.To the hospital and back home again: a nurse practitioner‐based transitional care program for the hospitalized homebound.J Am Geriatr Soc.2011;59:544551.
  14. University HealthSystems Consortium. About UHC. Available at: https://www.uhc.edu/12443.htm. Accessed July 18,2010.
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  16. National Center for Health Statistics. Health, United States, 2009: with special feature on medical technology. Table 119: nursing homes, bed, residents, and occupancy rates by state: United States, selected years 1995–2008. http://www.cdc. gov/nchs/hus.htm. Accessed July 17,2010.
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In recent years, much attention has been paid to concerns regarding length of stay (LOS) and safety of hospital discharges.13 Yet studies conducted in a variety of populations suggest that long stays do not wholly reflect acute medical necessity, but may also be driven by nonmedical factors.46 In a study of frail elderly patients, nonmedical factors accounted for over half of patients' hospital stay days.5 Nonmedical factors may include the availability of community and outpatient resources, inadequate patient social support, disagreement with family and/or patient decision‐making, and post‐hospital placement and care needs.7

Homebound patients are at particular risk for long stays because they are typically frail, elderly, and medically complex.8 The United States homebound population numbers at least 2 million and is expected to increase to at least 3 million by the year 2020.9 This group is medically underserved, often only receiving care for medical emergencies, and represents a costly group of health care beneficiaries.10 Although homebound primary care (HBPC) programs are structured to provide coordinated medical and supportive care in the home, the clinical complexity of patients often requires hospitalization during times of acute illness.11

Navigating the discharge process for homebound patients can prove time‐consuming for inpatient physicians whose clinical obligations encompass ensuring safe care transitions between hospital and home.12 The lack of literature on the discharge needs of the homebound population provides little guidance for physicians and health systems seeking to safely transition homebound patients from the hospital to the home in a timely and efficient manner. We performed a pilot study of an urban homebound population cared for by a single academic homebound program to identify and describe nonmedical factors associated with prolonged hospitalization.

METHODS

This retrospective descriptive study included homebound patients cared for by The Mount Sinai Visiting Doctors Program (MSVD), a primary care program affiliated with The Mount Sinai Hospital. MSVD is the largest academic homebound primary care program in the United States. The structure and patient population of MSVD patients have been described previously.13 Briefly, the program employs 8 physicians, 2 nurse practitioners, and support personnel including 2 registered nurses, 4 social workers, and 4 clerical staff members to serve over 1000 homebound patients annually. To be enrolled in the program, patients must meet the Medicare definition of homebound (ie, they must be able to leave home only with great difficulty and for infrequent or short absences). Patients are referred from a variety of sources including emergency rooms, inpatient units, and local nursing and social service agencies. Physicians visit patients on average once every 2 months, but can make more frequent home visits when a clinical need arises. Thirty‐six percent of patients in the program are hospitalized at least once per year while they are under the MSVD's care.14 Patients in the MSVD are referred by their primary care physician to outpatient social work as needed for finite interventions, though not for ongoing case management; approximately one‐third of all MSVD patients have been seen by an MSVD social worker over a 1‐year period.14

All patients enrolled in MSVD discharged from The Mount Sinai Hospital in New York from January 1, 2007, to December 31, 2007, were evaluated for inclusion in this study. The MSVD clinical database was cross‐referenced with The Mount Sinai Hospital data system to maximize reliability of recorded admission and discharge dates. Discrepancies in dates were investigated and corrected by the authors. As the study focused on admissions rather than individual patients, repeat hospitalizations and factors contributing to long stays were included and considered separately. In the event of repeat hospitalizations, factors contributing to LOS were also assessed separately.

Using the University HealthSystems Consortium (UHC) Database, the selected discharges were analyzed for LOS data. The UHC Database contains data from The Mount Sinai Hospital and 106 other academic medical centers and 233 other affiliated hospitals, representing approximately 90% of the United States' nonprofit academic medical centers. UHC members submit clinical, financial, and administrative information for the purpose of facilitating comparative data analysis among institutions.15 The model assigns an expected LOS for each patient based on a 4‐step risk adjustment methodology that adjusts for variations in patient characteristics. The regression models consider a range of independent variables including patient age, sex, race, socioeconomic status, admission source, and comorbid conditions. The expected LOS value is used to produce an LOS ratio, which is the ratio of a patient's observed LOS to expected LOS. We compared LOS ratios for all patient discharges during the study period and determined the mean LOS ratio for the group. Long‐stay patients were defined using the UHC definition of an LOS ratio greater than 2 standard deviations above the mean. These patients were selected for analysis to examine factors contributing to their long stays.

The primary author conducted a chart review for the long‐stay patients. The date of medical readiness for discharge was defined as the date when no acute hospital care needs or pending procedures (eg, intravenous medication, transfusion, invasive and noninvasive testing, surgery) were documented by the attending physician, house officer, nurse practitioner, or physician assistant in the chart. Patients with a discharge immediately following determination of medical readiness were characterized as having a medical stay (eg, patient admitted for pneumonia and discharged home after 3 days once fever, leukocytosis, and symptoms improved with a prescription for remaining antibiotic course). Patients who were classified as medically ready for discharge yet remained additional days in the hospital were categorized as having a nonmedical component to their hospitalization and comprised the nonmedical stay group (eg, patient admitted for pneumonia with improved vital signs and symptoms after 3 days, but discharged home after 10 days awaiting approval of increased home health aide hours). The primary author reviewed cases (<5%) with coauthors when categorization of patient data was unclear from physician documentation in the patient's chart. Similar methodology and terminology have been used in previous studies examining the contribution of nonmedical factors to LOS.5, 7

While literature in other fields, such as social work, often characterize similar factors as social or social care factors, we use the term nonmedical to draw the distinction between factors that acutely reflect a patient's state of health and necessitate days spent in the hospital (eg, surgery, infection), in contrast to factors that are not direct contributors to the patient's current medical status (eg, post‐hospital placement). Factors contributing to nonmedical days were determined based on previous studies and categorized as follows: nursing facility bed availability, nursing facility rejection of the patient, complications with insurance coverage, lack of patient/family agreement with discharge plan, home care service delays, and other. The category other was included to identify and explore any unexpected or unique reasons for prolongation of hospitalization in this population. When multiple nonmedical factors were identified for a given hospitalization, all contributing factors were recorded.

Demographic, clinical, and discharge characteristics were extracted from the MSVD clinical database to qualitatively describe and compare the long‐stay hospitalizations to the remainder of the sample.

RESULTS

There were a total of 479 discharges of 267 unique MSVD patients from The Mount Sinai Hospital occurring from January 1, 2007, to December 31, 2007. During this 12‐month period, the average observed LOS for all admissions was 7.84 days, with a mean UHC LOS ratio of 1.23 (SD = 3.43). Seventeen admissions were identified as long‐stays, representing 3.5% of discharges. The 17 admissions represent 17 unique patients.

As shown in Table 1, the long‐stay group (n = 17) was slightly younger, more likely to be male, and had less dementia than the nonlong‐stay group (n = 462). There was a marked difference in the location of patient discharge; long‐stay patients were more than twice as likely to be discharged to a facility and less likely to be discharged home. There were no in‐hospital deaths in the long‐stay patient group during the time period studied.

Demographic, Clinical, and Discharge Characteristics for 2007 Hospitalizations According to Length of Stay
Characteristics*NonLong‐Stay Patients (n = 462)Long‐Stay Patients (n = 17)
  • NOTE: Characteristics describe all hospitalizations and include multiple discharges per patient.

  • Abbreviation: SD, standard deviation.

Mean age, years (SD)80 (15.6)74 (18.2)
Female sex69%47%
Race  
Caucasian27.1%29%
Black31.4%23.5%
Hispanic37.7%41.2%
Other2.4%5.9%
Has Medicaid68.1%70.6%
Dementia diagnosis42.9%29.4%
Depression diagnosis37.3%47.1%
Lives alone39.8%43.8%
Discharge  
Nursing/rehabilitation14.9%35.3%
Home78.3%64.7%
Death5.9%0%
Hospice0.9%0%

Of the 17 long‐stay patients, 8 (47%) remained in the hospital past the date they were determined to be medically ready for discharge and were defined as having a nonmedical component for the extension of their hospitalizations. The number of nonmedical days ranged from 6 to 34 days (mean, 17 days). Out of 428 total long‐stay patient days, 136 were nonmedical. This represented 31.8% of all long‐stay patient days, and 53% of the nonmedical group's total hospital days. The mean LOS ratio for the nonmedical cases was 6.04 (Table 2).

Medical Stay and Nonmedical Stay Length of Stay Ratios
 Medical Stay (n = 9)Nonmedical Stay (n = 8)
  • Abbreviation: LOS, length of stay.

LOS (days)19.217
LOS ratio5.076.04

Nine patients were defined as medical stay cases (ie, no nonmedical component contributing to the long hospitalization). The mean observed LOS was 19.2 days, and the mean LOS ratio for this group was 5.07 (Table 2). There were no significant differences between primary diagnosis‐related groups (DRGs) seen in the medical and nonmedical stay groups.

The most common reason for a nonmedical stay was nursing facility placement delays (Table 3), specifically related to lack of bed availability and facility rejection of the patient leading to prolonged time waiting for long‐term placement (n = 6). Other nonmedical factors contributing to LOS were lack of patient and/or family agreement with discharge plans (eg, disagreement among family members regarding caregiving responsibilities, goals of care, or patient refusal to be discharged on a particular day) (n = 4); complications with insurance coverage for facility placement or for home care (n = 3); and home care service delays, such as patient need for increased home care hours after discharge (n = 2). Of note, 5 of the 8 nonmedical stay cases had multiple factors contributing to patients' long stays. All delays were assigned to one of the a priori defined categories. There were no other or unexpected reasons identified.

Characteristics of Nonmedical Long‐Stay Patients
PatientDemographicsExpected LOS (days)Observed LOS (days)LOS RatioNo. of Nonmedical DaysNonmedical Stay Factors
  • Abbreviation: LOS, length of stay.

Patient A63‐year‐old white man4.564810.5334Nursing facility bed availability
Lack of patient/family agreement with discharge plan
Patient B53‐year‐old white man2.973110.4423Nursing facility rejection of the patient
Lack of patient/family agreement with discharge plan
Complications with insurance coverage
Home care service delays
Patient C98‐year‐old Latina woman5.51295.2623Lack of patient/family agreement with discharge plan
Home care service delays
Complications with insurance coverage
Patient D83‐year‐old white woman8.94465.1513Nursing facility bed availability
Patient E93‐year‐old white woman9.05424.6416Nursing facility bed availability
Patient F87‐year‐old Latino man2.62114.206Nursing facility bed availability
Nursing facility rejection of the patient
Complications with insurance coverage
Patient G55‐year‐old white man5.66234.067Lack of patient/family agreement with discharge plan
Patient H40‐year‐old African American man6.2325'4.0114Nursing facility rejection of the patient
Nursing facility bed availability

Of the nonmedical cases, all but 1 patient had been seen by an MSVD social worker prior to hospital admission, though the social work referral may have been years prior to or unrelated to the current admission.

DISCUSSION

Almost half of long‐stay patients identified in this homebound population remained hospitalized in an urban academic medical center due to at least one, and often multiple, nonmedical factors. Nonmedical factors identified in this group are similar to those described in previous studies, particularly family and patient decision‐making and post‐hospital placement and care needs.5, 7 Although this pilot study was limited to a single‐site population, it is to our knowledge the first study to describe these factors in a homebound population, and may be able to guide future research and discussion on this topic.

This study used a risk‐adjusted LOS measure to determine long stay cases. Using the UHC Database allowed for a more accurate understanding of the contribution of nonmedical factors to LOS by accounting for hospitalizations that were numerically lengthy but medically appropriate for their respective DRG. The use of the LOS ratio also allows for standardized application of these data across academic health centers. In our sample, 50% of the patients classified as LOS outliers by the UHC Database (cases with LOS in the top percentile for their respective DRG) had nonmedical stays. Conventional strategies often dismiss outliers in analyses of patient LOS data. However, in doing so there is a missed opportunity to identify underlying reasons for their disproportionately long hospitalizations that may also be impacting the broader set of patients with similar nonmedical factors affecting LOS.

The 8 nonmedical stay patients spent a combined 136 days longer in the hospital than medically necessary due to a variety of nonmedical factors, and represented over half of the nonmedical stay group's total hospital days. Using a conservative estimate for cost per hospital day of $1770,16 the nonmedical days cost the hospital almost a quarter of a million dollars ($240,720). Because this figure only accounts for long‐stay patients, the actual costs attributable to nonmedical days for the homebound population in general may be higher.

The longest patient stays, whether attributable to medical or nonmedical factors, were more likely to result in discharge to a facility than the rest of the sample hospitalizations. Facility placement was the most common nonmedical factor contributing to long stays in this sample. In contrast, home carerelated factors contributed the least to nonmedical days. This finding highlights the need for hospital‐based physicians and other inpatient staff members to be aware that despite patient enrollment in an HBPC, the possibility for homebound patients to be discharged to a nursing facility remains significant. A decreasing number of skilled nursing beds across the United States may magnify this factor in long‐stay cases.17 Increased awareness of this possibility among inpatient staff can allow the team to address facility placement considerations early in the hospital stay, potentially decreasing nonmedical days.18

Seven of the 8 nonmedical stay patients had been referred to and seen by MSVD social workers before hospitalization, a high percentage relative to the general MSVD population, of which fewer than half are seen by a social worker during their enrollment in MSVD. This finding may suggest that this group of patients already exhibited difficult social circumstances before their hospital admission, yet the current referral‐based social work model at MSVD did not mitigate their high LOS. This finding further suggests that patient enrollment in an HBPC does not mitigate the risk of high LOS and prolonged nonmedical stays, and that involvement of inpatient practitioners remains a critical part of advanced discharge planning.

This pilot study found that 32% of all long‐stay hospital days were due to nonmedical factors, suggesting that these factors play a greater role in the homebound population than for general medical patients. A recent study at an academic medical center examined 3574 patient‐days on a general medicine service, and noted that 11% of all days were felt to be medically unnecessary by the treating hospitalists.19 Hospitalists are well situated to participate in and lead improvement efforts given their expertise in managing complex dispositions and advancing collaborative strategies for care of patients with high overall acuity.20 These efforts will be needed to target those patients at highest risk for prolonged LOS with the greatest social care needs. Because this study did not pilot strategies to reduce LOS, we cannot offer evidence‐based suggestions for an enhanced multidisciplinary approach or other avenues for improvement. However, we believe that the study findings provide the basis for future research to test strategies to reduce excess LOS by focusing on nonmedical factors and a multidisciplinary approach. This will become especially relevant as health care systems bear increasing financial responsibility for inefficient and/or unnecessary hospitalizations and readmissions.

The involvement of social work before hospitalization for most of the homebound population with prolonged hospitalization suggests a need for greater team‐based efforts across venues. Though hospital interdisciplinary rounds aim to increase collaboration and reduce LOS, costs, and readmissions, these rounds do not typically include outpatient care providers.21 Improved communication and collaboration between social work with both inpatient and outpatient care teams to address nonmedical issues contributing to long stays are likely to improve care and transitions, though rigorous studies examining specific communication models across venues are lacking. This study found that delay in nursing facility placement was the most common reason for prolonged hospitalization for long‐stay cases. This finding emphasizes the need for communication between inpatient and outpatient staff to convey prior conversations or preparations for placement, identify patients who need post‐discharge facility placement early in hospitalization, and prompt timely discussions with patients and families.

The finding that prolonged hospitalization for the homebound population was due to nonmedical factors for almost one‐half of patients with long hospital stays has important implications for policymakers and other key stakeholders. For example, accountable care organizations are being developed to align members of the health care sector to provide higher quality care in a more efficient manner. These study data suggest that this alignment should include hospitals, nursing homes, and home health care agencies to ensure that discharge delays are minimized and unnecessary societal costs are avoided. Future research will need to confirm and build upon these findings of nonmedical reasons for excessive LOS to further inform the process of implementation of health care reform measures. Recent plans to cut Medicaid funding to nursing homes may further limit bed availability, increasing the risk of prolonged LOS and related costs to the health care system. This potential concern highlights the importance of care coordination and communication between inpatient and outpatient care providers to proactively address nursing home placement needs before hospitalization occurs, and/or to identify alternative safe discharge plans if a previously homebound patient is hospitalized.

There are several limitations to this descriptive study. Admissions included in this analysis were only captured for those admitted to The Mount Sinai Hospital. While MSVD providers report that more than 90% of hospitalizations for MSVD patients occur at The Mount Sinai Hospital, patients may also be admitted to one of many New York City metropolitan area hospitals closer to the patient's residence. It is possible that additional factors contributing to high LOS might be revealed if these admissions were included in the analysis. The urban homebound population served by MSVD may have more access to supplementary home care services (e.g. home attendants, meal services) than populations in more rural and less service‐intensive areas. Thus, it may be difficult to generalize these findings to programs serving less urban constituencies or with more restrictive policies regarding home care services. Additionally, as New York registers one of the highest nursing facility occupancy rates (in 2008, 92.2% versus the national average of 82.9%), patients in other markets may face a shorter wait time for a bed, decreasing the number of nonmedical days attributable to nursing home bed supply.17 The small total number of long‐stay patients also prevented statistical analysis comparing those patients with the rest of the sample. This pilot study may inform the design of future studies that may be able to include multiple HBPC programs or study homebound patients over a longer period to increase sample size.

Identifying the significant contribution of nonmedical days to patient stay is an important initial step to avoiding costly and medically unnecessary days for the patient and the hospital. As has been demonstrated in other interdisciplinary efforts, increased collaboration among physicians, social workers, discharge planners, and other disciplines may help address current gaps in patient care with regard to LOS.20, 21 Future studies should determine which homebound patients are at highest risk for prolonged hospitalization due to nonmedical factors to help design focused strategies and interventions for this vulnerable population.

Acknowledgements

Funding: This work was supported in part by grant funds received by Katherine Ornstein and Theresa Soriano from The Fan Fox and Leslie R. Samuels Foundation, Inc.

In recent years, much attention has been paid to concerns regarding length of stay (LOS) and safety of hospital discharges.13 Yet studies conducted in a variety of populations suggest that long stays do not wholly reflect acute medical necessity, but may also be driven by nonmedical factors.46 In a study of frail elderly patients, nonmedical factors accounted for over half of patients' hospital stay days.5 Nonmedical factors may include the availability of community and outpatient resources, inadequate patient social support, disagreement with family and/or patient decision‐making, and post‐hospital placement and care needs.7

Homebound patients are at particular risk for long stays because they are typically frail, elderly, and medically complex.8 The United States homebound population numbers at least 2 million and is expected to increase to at least 3 million by the year 2020.9 This group is medically underserved, often only receiving care for medical emergencies, and represents a costly group of health care beneficiaries.10 Although homebound primary care (HBPC) programs are structured to provide coordinated medical and supportive care in the home, the clinical complexity of patients often requires hospitalization during times of acute illness.11

Navigating the discharge process for homebound patients can prove time‐consuming for inpatient physicians whose clinical obligations encompass ensuring safe care transitions between hospital and home.12 The lack of literature on the discharge needs of the homebound population provides little guidance for physicians and health systems seeking to safely transition homebound patients from the hospital to the home in a timely and efficient manner. We performed a pilot study of an urban homebound population cared for by a single academic homebound program to identify and describe nonmedical factors associated with prolonged hospitalization.

METHODS

This retrospective descriptive study included homebound patients cared for by The Mount Sinai Visiting Doctors Program (MSVD), a primary care program affiliated with The Mount Sinai Hospital. MSVD is the largest academic homebound primary care program in the United States. The structure and patient population of MSVD patients have been described previously.13 Briefly, the program employs 8 physicians, 2 nurse practitioners, and support personnel including 2 registered nurses, 4 social workers, and 4 clerical staff members to serve over 1000 homebound patients annually. To be enrolled in the program, patients must meet the Medicare definition of homebound (ie, they must be able to leave home only with great difficulty and for infrequent or short absences). Patients are referred from a variety of sources including emergency rooms, inpatient units, and local nursing and social service agencies. Physicians visit patients on average once every 2 months, but can make more frequent home visits when a clinical need arises. Thirty‐six percent of patients in the program are hospitalized at least once per year while they are under the MSVD's care.14 Patients in the MSVD are referred by their primary care physician to outpatient social work as needed for finite interventions, though not for ongoing case management; approximately one‐third of all MSVD patients have been seen by an MSVD social worker over a 1‐year period.14

All patients enrolled in MSVD discharged from The Mount Sinai Hospital in New York from January 1, 2007, to December 31, 2007, were evaluated for inclusion in this study. The MSVD clinical database was cross‐referenced with The Mount Sinai Hospital data system to maximize reliability of recorded admission and discharge dates. Discrepancies in dates were investigated and corrected by the authors. As the study focused on admissions rather than individual patients, repeat hospitalizations and factors contributing to long stays were included and considered separately. In the event of repeat hospitalizations, factors contributing to LOS were also assessed separately.

Using the University HealthSystems Consortium (UHC) Database, the selected discharges were analyzed for LOS data. The UHC Database contains data from The Mount Sinai Hospital and 106 other academic medical centers and 233 other affiliated hospitals, representing approximately 90% of the United States' nonprofit academic medical centers. UHC members submit clinical, financial, and administrative information for the purpose of facilitating comparative data analysis among institutions.15 The model assigns an expected LOS for each patient based on a 4‐step risk adjustment methodology that adjusts for variations in patient characteristics. The regression models consider a range of independent variables including patient age, sex, race, socioeconomic status, admission source, and comorbid conditions. The expected LOS value is used to produce an LOS ratio, which is the ratio of a patient's observed LOS to expected LOS. We compared LOS ratios for all patient discharges during the study period and determined the mean LOS ratio for the group. Long‐stay patients were defined using the UHC definition of an LOS ratio greater than 2 standard deviations above the mean. These patients were selected for analysis to examine factors contributing to their long stays.

The primary author conducted a chart review for the long‐stay patients. The date of medical readiness for discharge was defined as the date when no acute hospital care needs or pending procedures (eg, intravenous medication, transfusion, invasive and noninvasive testing, surgery) were documented by the attending physician, house officer, nurse practitioner, or physician assistant in the chart. Patients with a discharge immediately following determination of medical readiness were characterized as having a medical stay (eg, patient admitted for pneumonia and discharged home after 3 days once fever, leukocytosis, and symptoms improved with a prescription for remaining antibiotic course). Patients who were classified as medically ready for discharge yet remained additional days in the hospital were categorized as having a nonmedical component to their hospitalization and comprised the nonmedical stay group (eg, patient admitted for pneumonia with improved vital signs and symptoms after 3 days, but discharged home after 10 days awaiting approval of increased home health aide hours). The primary author reviewed cases (<5%) with coauthors when categorization of patient data was unclear from physician documentation in the patient's chart. Similar methodology and terminology have been used in previous studies examining the contribution of nonmedical factors to LOS.5, 7

While literature in other fields, such as social work, often characterize similar factors as social or social care factors, we use the term nonmedical to draw the distinction between factors that acutely reflect a patient's state of health and necessitate days spent in the hospital (eg, surgery, infection), in contrast to factors that are not direct contributors to the patient's current medical status (eg, post‐hospital placement). Factors contributing to nonmedical days were determined based on previous studies and categorized as follows: nursing facility bed availability, nursing facility rejection of the patient, complications with insurance coverage, lack of patient/family agreement with discharge plan, home care service delays, and other. The category other was included to identify and explore any unexpected or unique reasons for prolongation of hospitalization in this population. When multiple nonmedical factors were identified for a given hospitalization, all contributing factors were recorded.

Demographic, clinical, and discharge characteristics were extracted from the MSVD clinical database to qualitatively describe and compare the long‐stay hospitalizations to the remainder of the sample.

RESULTS

There were a total of 479 discharges of 267 unique MSVD patients from The Mount Sinai Hospital occurring from January 1, 2007, to December 31, 2007. During this 12‐month period, the average observed LOS for all admissions was 7.84 days, with a mean UHC LOS ratio of 1.23 (SD = 3.43). Seventeen admissions were identified as long‐stays, representing 3.5% of discharges. The 17 admissions represent 17 unique patients.

As shown in Table 1, the long‐stay group (n = 17) was slightly younger, more likely to be male, and had less dementia than the nonlong‐stay group (n = 462). There was a marked difference in the location of patient discharge; long‐stay patients were more than twice as likely to be discharged to a facility and less likely to be discharged home. There were no in‐hospital deaths in the long‐stay patient group during the time period studied.

Demographic, Clinical, and Discharge Characteristics for 2007 Hospitalizations According to Length of Stay
Characteristics*NonLong‐Stay Patients (n = 462)Long‐Stay Patients (n = 17)
  • NOTE: Characteristics describe all hospitalizations and include multiple discharges per patient.

  • Abbreviation: SD, standard deviation.

Mean age, years (SD)80 (15.6)74 (18.2)
Female sex69%47%
Race  
Caucasian27.1%29%
Black31.4%23.5%
Hispanic37.7%41.2%
Other2.4%5.9%
Has Medicaid68.1%70.6%
Dementia diagnosis42.9%29.4%
Depression diagnosis37.3%47.1%
Lives alone39.8%43.8%
Discharge  
Nursing/rehabilitation14.9%35.3%
Home78.3%64.7%
Death5.9%0%
Hospice0.9%0%

Of the 17 long‐stay patients, 8 (47%) remained in the hospital past the date they were determined to be medically ready for discharge and were defined as having a nonmedical component for the extension of their hospitalizations. The number of nonmedical days ranged from 6 to 34 days (mean, 17 days). Out of 428 total long‐stay patient days, 136 were nonmedical. This represented 31.8% of all long‐stay patient days, and 53% of the nonmedical group's total hospital days. The mean LOS ratio for the nonmedical cases was 6.04 (Table 2).

Medical Stay and Nonmedical Stay Length of Stay Ratios
 Medical Stay (n = 9)Nonmedical Stay (n = 8)
  • Abbreviation: LOS, length of stay.

LOS (days)19.217
LOS ratio5.076.04

Nine patients were defined as medical stay cases (ie, no nonmedical component contributing to the long hospitalization). The mean observed LOS was 19.2 days, and the mean LOS ratio for this group was 5.07 (Table 2). There were no significant differences between primary diagnosis‐related groups (DRGs) seen in the medical and nonmedical stay groups.

The most common reason for a nonmedical stay was nursing facility placement delays (Table 3), specifically related to lack of bed availability and facility rejection of the patient leading to prolonged time waiting for long‐term placement (n = 6). Other nonmedical factors contributing to LOS were lack of patient and/or family agreement with discharge plans (eg, disagreement among family members regarding caregiving responsibilities, goals of care, or patient refusal to be discharged on a particular day) (n = 4); complications with insurance coverage for facility placement or for home care (n = 3); and home care service delays, such as patient need for increased home care hours after discharge (n = 2). Of note, 5 of the 8 nonmedical stay cases had multiple factors contributing to patients' long stays. All delays were assigned to one of the a priori defined categories. There were no other or unexpected reasons identified.

Characteristics of Nonmedical Long‐Stay Patients
PatientDemographicsExpected LOS (days)Observed LOS (days)LOS RatioNo. of Nonmedical DaysNonmedical Stay Factors
  • Abbreviation: LOS, length of stay.

Patient A63‐year‐old white man4.564810.5334Nursing facility bed availability
Lack of patient/family agreement with discharge plan
Patient B53‐year‐old white man2.973110.4423Nursing facility rejection of the patient
Lack of patient/family agreement with discharge plan
Complications with insurance coverage
Home care service delays
Patient C98‐year‐old Latina woman5.51295.2623Lack of patient/family agreement with discharge plan
Home care service delays
Complications with insurance coverage
Patient D83‐year‐old white woman8.94465.1513Nursing facility bed availability
Patient E93‐year‐old white woman9.05424.6416Nursing facility bed availability
Patient F87‐year‐old Latino man2.62114.206Nursing facility bed availability
Nursing facility rejection of the patient
Complications with insurance coverage
Patient G55‐year‐old white man5.66234.067Lack of patient/family agreement with discharge plan
Patient H40‐year‐old African American man6.2325'4.0114Nursing facility rejection of the patient
Nursing facility bed availability

Of the nonmedical cases, all but 1 patient had been seen by an MSVD social worker prior to hospital admission, though the social work referral may have been years prior to or unrelated to the current admission.

DISCUSSION

Almost half of long‐stay patients identified in this homebound population remained hospitalized in an urban academic medical center due to at least one, and often multiple, nonmedical factors. Nonmedical factors identified in this group are similar to those described in previous studies, particularly family and patient decision‐making and post‐hospital placement and care needs.5, 7 Although this pilot study was limited to a single‐site population, it is to our knowledge the first study to describe these factors in a homebound population, and may be able to guide future research and discussion on this topic.

This study used a risk‐adjusted LOS measure to determine long stay cases. Using the UHC Database allowed for a more accurate understanding of the contribution of nonmedical factors to LOS by accounting for hospitalizations that were numerically lengthy but medically appropriate for their respective DRG. The use of the LOS ratio also allows for standardized application of these data across academic health centers. In our sample, 50% of the patients classified as LOS outliers by the UHC Database (cases with LOS in the top percentile for their respective DRG) had nonmedical stays. Conventional strategies often dismiss outliers in analyses of patient LOS data. However, in doing so there is a missed opportunity to identify underlying reasons for their disproportionately long hospitalizations that may also be impacting the broader set of patients with similar nonmedical factors affecting LOS.

The 8 nonmedical stay patients spent a combined 136 days longer in the hospital than medically necessary due to a variety of nonmedical factors, and represented over half of the nonmedical stay group's total hospital days. Using a conservative estimate for cost per hospital day of $1770,16 the nonmedical days cost the hospital almost a quarter of a million dollars ($240,720). Because this figure only accounts for long‐stay patients, the actual costs attributable to nonmedical days for the homebound population in general may be higher.

The longest patient stays, whether attributable to medical or nonmedical factors, were more likely to result in discharge to a facility than the rest of the sample hospitalizations. Facility placement was the most common nonmedical factor contributing to long stays in this sample. In contrast, home carerelated factors contributed the least to nonmedical days. This finding highlights the need for hospital‐based physicians and other inpatient staff members to be aware that despite patient enrollment in an HBPC, the possibility for homebound patients to be discharged to a nursing facility remains significant. A decreasing number of skilled nursing beds across the United States may magnify this factor in long‐stay cases.17 Increased awareness of this possibility among inpatient staff can allow the team to address facility placement considerations early in the hospital stay, potentially decreasing nonmedical days.18

Seven of the 8 nonmedical stay patients had been referred to and seen by MSVD social workers before hospitalization, a high percentage relative to the general MSVD population, of which fewer than half are seen by a social worker during their enrollment in MSVD. This finding may suggest that this group of patients already exhibited difficult social circumstances before their hospital admission, yet the current referral‐based social work model at MSVD did not mitigate their high LOS. This finding further suggests that patient enrollment in an HBPC does not mitigate the risk of high LOS and prolonged nonmedical stays, and that involvement of inpatient practitioners remains a critical part of advanced discharge planning.

This pilot study found that 32% of all long‐stay hospital days were due to nonmedical factors, suggesting that these factors play a greater role in the homebound population than for general medical patients. A recent study at an academic medical center examined 3574 patient‐days on a general medicine service, and noted that 11% of all days were felt to be medically unnecessary by the treating hospitalists.19 Hospitalists are well situated to participate in and lead improvement efforts given their expertise in managing complex dispositions and advancing collaborative strategies for care of patients with high overall acuity.20 These efforts will be needed to target those patients at highest risk for prolonged LOS with the greatest social care needs. Because this study did not pilot strategies to reduce LOS, we cannot offer evidence‐based suggestions for an enhanced multidisciplinary approach or other avenues for improvement. However, we believe that the study findings provide the basis for future research to test strategies to reduce excess LOS by focusing on nonmedical factors and a multidisciplinary approach. This will become especially relevant as health care systems bear increasing financial responsibility for inefficient and/or unnecessary hospitalizations and readmissions.

The involvement of social work before hospitalization for most of the homebound population with prolonged hospitalization suggests a need for greater team‐based efforts across venues. Though hospital interdisciplinary rounds aim to increase collaboration and reduce LOS, costs, and readmissions, these rounds do not typically include outpatient care providers.21 Improved communication and collaboration between social work with both inpatient and outpatient care teams to address nonmedical issues contributing to long stays are likely to improve care and transitions, though rigorous studies examining specific communication models across venues are lacking. This study found that delay in nursing facility placement was the most common reason for prolonged hospitalization for long‐stay cases. This finding emphasizes the need for communication between inpatient and outpatient staff to convey prior conversations or preparations for placement, identify patients who need post‐discharge facility placement early in hospitalization, and prompt timely discussions with patients and families.

The finding that prolonged hospitalization for the homebound population was due to nonmedical factors for almost one‐half of patients with long hospital stays has important implications for policymakers and other key stakeholders. For example, accountable care organizations are being developed to align members of the health care sector to provide higher quality care in a more efficient manner. These study data suggest that this alignment should include hospitals, nursing homes, and home health care agencies to ensure that discharge delays are minimized and unnecessary societal costs are avoided. Future research will need to confirm and build upon these findings of nonmedical reasons for excessive LOS to further inform the process of implementation of health care reform measures. Recent plans to cut Medicaid funding to nursing homes may further limit bed availability, increasing the risk of prolonged LOS and related costs to the health care system. This potential concern highlights the importance of care coordination and communication between inpatient and outpatient care providers to proactively address nursing home placement needs before hospitalization occurs, and/or to identify alternative safe discharge plans if a previously homebound patient is hospitalized.

There are several limitations to this descriptive study. Admissions included in this analysis were only captured for those admitted to The Mount Sinai Hospital. While MSVD providers report that more than 90% of hospitalizations for MSVD patients occur at The Mount Sinai Hospital, patients may also be admitted to one of many New York City metropolitan area hospitals closer to the patient's residence. It is possible that additional factors contributing to high LOS might be revealed if these admissions were included in the analysis. The urban homebound population served by MSVD may have more access to supplementary home care services (e.g. home attendants, meal services) than populations in more rural and less service‐intensive areas. Thus, it may be difficult to generalize these findings to programs serving less urban constituencies or with more restrictive policies regarding home care services. Additionally, as New York registers one of the highest nursing facility occupancy rates (in 2008, 92.2% versus the national average of 82.9%), patients in other markets may face a shorter wait time for a bed, decreasing the number of nonmedical days attributable to nursing home bed supply.17 The small total number of long‐stay patients also prevented statistical analysis comparing those patients with the rest of the sample. This pilot study may inform the design of future studies that may be able to include multiple HBPC programs or study homebound patients over a longer period to increase sample size.

Identifying the significant contribution of nonmedical days to patient stay is an important initial step to avoiding costly and medically unnecessary days for the patient and the hospital. As has been demonstrated in other interdisciplinary efforts, increased collaboration among physicians, social workers, discharge planners, and other disciplines may help address current gaps in patient care with regard to LOS.20, 21 Future studies should determine which homebound patients are at highest risk for prolonged hospitalization due to nonmedical factors to help design focused strategies and interventions for this vulnerable population.

Acknowledgements

Funding: This work was supported in part by grant funds received by Katherine Ornstein and Theresa Soriano from The Fan Fox and Leslie R. Samuels Foundation, Inc.

References
  1. Chen LM,Freitag MH,Franco M,Sullivan CD,Dickson C,Brancati FL.Natural history of late discharges from a general medical ward.J Hosp Med.2009;4:226233.
  2. Rifkin WD,Holmboe E,Scherer H,Sierra H.Comparison of hospitalists and nonhospitalists in inpatient length of stay adjusting for patient and physician characteristics.J Gen Intern Med.2004;19:11271132.
  3. Kaboli PJ,Barnett MJ,Rosenthal G.Associations with reduced length of stay and costs on an academic hospitalist service.Am J Manag Care.2004;10:561568.
  4. Evans RL,Hendricks RD,Lawrence‐Umlauf KV,Bishop DS.Timing of social work intervention and medical patient's length of hospital stay.Health Soc Work.1989;14:277282.
  5. Fillit H,Howe JL,Fulop G, et al.Studies of hospital social stays in the frail elderly and their relationship to the intensity of social work intervention.Soc Work Health Care.1992;18:122.
  6. Thomas SN,McGwin G,Rue LW.The financial impact of delayed discharge at a level I trauma center.J Trauma.2005;58:121125.
  7. Semke J,VanDerWeele T,Weatherley R.Delayed discharges for medical and surgical patients in an acute care hospital.Soc Work Health Care.1989;14:1531.
  8. Qiu WQ,Dean M,Liu T, et al.Physical and mental health of homebound older adults: an overlooked population.J Am Geriatr Soc.2010;58:24232428.
  9. American Academy of Home Care Physicians. House call fact sheet. Available at: http://www.aahcp.org/displaycommon.cfm?an=156:744749.
  10. Loengard AU,Boal J.Home care of the frail elderly.Clin Geriatr Med.2004;20:795807.
  11. Kripalani S,Jackson AT,Schnipper JL,Coleman EA.Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists.J Hosp Med.2007;2:314323.
  12. Smith KL,Ornstein K,Soriano T,Muller D,Boal J.A multidisciplinary program for delivering primary care to the underserved urban homebound: looking back, moving forward.J Am Geriatr Soc.2006;54:12831289.
  13. Ornstein K,Smith KL,Foer D,Lopez‐Cantor M,Soriano T.To the hospital and back home again: a nurse practitioner‐based transitional care program for the hospitalized homebound.J Am Geriatr Soc.2011;59:544551.
  14. University HealthSystems Consortium. About UHC. Available at: https://www.uhc.edu/12443.htm. Accessed July 18,2010.
  15. US Census Bureau Statistical Abstract of the United States,2010. Health and Nutrition, Table 170: New York. Available at: http://www.census.gov/compendia/statab/cats/health_nutrition.html. Accessed February 24,year="2011"2011.
  16. National Center for Health Statistics. Health, United States, 2009: with special feature on medical technology. Table 119: nursing homes, bed, residents, and occupancy rates by state: United States, selected years 1995–2008. http://www.cdc. gov/nchs/hus.htm. Accessed July 17,2010.
  17. Hou JW,Hollenberg J,Charlson ME.Can physicians' admission evaluation of patients' status help to identify patients requiring social work interventions?Soc Work Health Care.2001;33:1729.
  18. Kim CS,Hart AL,Paretti RF, et al.Excess hospitalization days in an academic medical center: perceptions of hospitalists and discharge planners.Am J Manag Care.2011;17:e34e42.
  19. Southern WN,Berger MA,Bellin EY,Hailpern SM,Arnsten JH.Hospitalist care and length‐of‐stay in patients requiring complex discharge planning and close clinical monitoring.Arch Intern Med.2007;167:18691874.
  20. O'Leary KJ,Haviley C,Slade ME,Shah HM,Lee J,Williams MV.Improving teamwork: impact of structured interdisciplinary rounds on a hospitalist unit.J Hosp Med.2011;6:8893.
References
  1. Chen LM,Freitag MH,Franco M,Sullivan CD,Dickson C,Brancati FL.Natural history of late discharges from a general medical ward.J Hosp Med.2009;4:226233.
  2. Rifkin WD,Holmboe E,Scherer H,Sierra H.Comparison of hospitalists and nonhospitalists in inpatient length of stay adjusting for patient and physician characteristics.J Gen Intern Med.2004;19:11271132.
  3. Kaboli PJ,Barnett MJ,Rosenthal G.Associations with reduced length of stay and costs on an academic hospitalist service.Am J Manag Care.2004;10:561568.
  4. Evans RL,Hendricks RD,Lawrence‐Umlauf KV,Bishop DS.Timing of social work intervention and medical patient's length of hospital stay.Health Soc Work.1989;14:277282.
  5. Fillit H,Howe JL,Fulop G, et al.Studies of hospital social stays in the frail elderly and their relationship to the intensity of social work intervention.Soc Work Health Care.1992;18:122.
  6. Thomas SN,McGwin G,Rue LW.The financial impact of delayed discharge at a level I trauma center.J Trauma.2005;58:121125.
  7. Semke J,VanDerWeele T,Weatherley R.Delayed discharges for medical and surgical patients in an acute care hospital.Soc Work Health Care.1989;14:1531.
  8. Qiu WQ,Dean M,Liu T, et al.Physical and mental health of homebound older adults: an overlooked population.J Am Geriatr Soc.2010;58:24232428.
  9. American Academy of Home Care Physicians. House call fact sheet. Available at: http://www.aahcp.org/displaycommon.cfm?an=156:744749.
  10. Loengard AU,Boal J.Home care of the frail elderly.Clin Geriatr Med.2004;20:795807.
  11. Kripalani S,Jackson AT,Schnipper JL,Coleman EA.Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists.J Hosp Med.2007;2:314323.
  12. Smith KL,Ornstein K,Soriano T,Muller D,Boal J.A multidisciplinary program for delivering primary care to the underserved urban homebound: looking back, moving forward.J Am Geriatr Soc.2006;54:12831289.
  13. Ornstein K,Smith KL,Foer D,Lopez‐Cantor M,Soriano T.To the hospital and back home again: a nurse practitioner‐based transitional care program for the hospitalized homebound.J Am Geriatr Soc.2011;59:544551.
  14. University HealthSystems Consortium. About UHC. Available at: https://www.uhc.edu/12443.htm. Accessed July 18,2010.
  15. US Census Bureau Statistical Abstract of the United States,2010. Health and Nutrition, Table 170: New York. Available at: http://www.census.gov/compendia/statab/cats/health_nutrition.html. Accessed February 24,year="2011"2011.
  16. National Center for Health Statistics. Health, United States, 2009: with special feature on medical technology. Table 119: nursing homes, bed, residents, and occupancy rates by state: United States, selected years 1995–2008. http://www.cdc. gov/nchs/hus.htm. Accessed July 17,2010.
  17. Hou JW,Hollenberg J,Charlson ME.Can physicians' admission evaluation of patients' status help to identify patients requiring social work interventions?Soc Work Health Care.2001;33:1729.
  18. Kim CS,Hart AL,Paretti RF, et al.Excess hospitalization days in an academic medical center: perceptions of hospitalists and discharge planners.Am J Manag Care.2011;17:e34e42.
  19. Southern WN,Berger MA,Bellin EY,Hailpern SM,Arnsten JH.Hospitalist care and length‐of‐stay in patients requiring complex discharge planning and close clinical monitoring.Arch Intern Med.2007;167:18691874.
  20. O'Leary KJ,Haviley C,Slade ME,Shah HM,Lee J,Williams MV.Improving teamwork: impact of structured interdisciplinary rounds on a hospitalist unit.J Hosp Med.2011;6:8893.
Issue
Journal of Hospital Medicine - 7(2)
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Journal of Hospital Medicine - 7(2)
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Nonmedical factors associated with prolonged hospital length of stay in an urban homebound population
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Nonmedical factors associated with prolonged hospital length of stay in an urban homebound population
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Learning Needs of Physician Assistants

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Learning needs of physician assistants working in hospital medicine

Physician assistants (PA) have rapidly become an integral component in the United States health care delivery system, including in the field of Hospital Medicine, the fastest growing medical field in the United States.1, 2 Since its induction in 1997, hospitalist providers in North America have increased by 30‐fold.3 Correlating with this, the number of PAs practicing in the field of hospital medicine has also increased greatly in recent years. According to the American Academy of Physician Assistants (AAPA) census reports, Hospital Medicine first appeared as one of the specialty choices in the 2006 census (response rate, 33% of all individuals eligible to practice as PAs) when it was selected as the primary specialty by 239 PAs (1.1% of respondents). In the 2008 report (response rate, 35%), the number grew to 421 (1.7%) PAs.2

PA training programs emphasize primary care and offer limited exposure to inpatient medicine. After PA students complete their first 12 months of training in didactic coursework that teach the basic sciences, they typically spend the next year on clinical rotations, largely rooted in outpatient care.2, 4 Upon graduation, PAs do not have to pursue postgraduate training before beginning to practice in their preferred specialty areas. Thus, a majority of PAs going into specialty areas are trained on the job. This is not an exception in the field of hospital medicine.

In recent years, despite an increase in the number of PAs in Hospital Medicine, some medical centers have chosen to phase out the use of midlevel hospitalist providers (including PAs) with the purposeful decision to not hire new midlevel providers.5 The rationale for this strategy is that there is thought to be a steep learning curve that requires much time to overcome before these providers feel comfortable across the breadth of clinical cases. Before they become experienced and confident in caring for a highly complex heterogeneous patient population, they cannot operate autonomously and are not a cost‐effective alternative to physicians. The complexities associated with practicing in this field were clarified in 2006 when the Society of Hospital Medicine identified 51 core competencies in hospital medicine.3, 6 Some hospitalist programs are willing to provide their PAs with on‐the‐job training, but many programs do not have the educational expertise or the resources to make this happen. Structured and focused postgraduate training in hospital medicine seems like a reasonable solution to prepare newly graduating PAs that are interested in pursuing hospitalist careers, but such opportunities are very limited.7

To date, there is no available information about the learning needs of PAs working in hospital medicine settings. We hypothesized that understanding the learning needs of PA hospitalists would inform the development of more effective and efficient training programs. We studied PAs with experience working in hospital medicine to (1) identify self‐perceived gaps in their skills and knowledge upon starting their hospitalist careers and (2) understand their views about optimal training for careers in hospital medicine.

METHODS

Study Design

We conducted a cross‐sectional survey of a convenience sample of self‐identified PAs working in adult Hospital Medicine. The survey was distributed using an electronic survey program.

Participants

The subjects for the survey were identified through the Facebook group PAs in Hospital Medicine, which had 133 members as of July 2010. This source was selected because it was the most comprehensive list of self‐identified hospitalist PAs. Additionally, the group allowed us to send individualized invitations to complete the survey along with subsequent reminder messages to nonresponders. Subjects were eligible to participate if they were PAs with experience working in hospital medicine settings taking care of adult internal medicine inpatients.

Survey Instrument

The survey instrument was developed based on the Core Competencies in Hospital Medicine with the goal of identifying PA hospitalists' knowledge and skill gaps that were present when they started their hospitalist career.

In one section, respondents were asked about content areas among the Core Competencies in Hospital Medicine that they believed would have enhanced their effectiveness in practicing hospital medicine had they had additional training before starting their work as hospitalists. Response options ranged from Strongly Agree to Strongly Disagree. Because there were content areas that seemed more relevant to physicians, through rigorous discussions, our study team (including a hospitalist physician, senior hospitalist PA, two curriculum development experts, one medical education research expert, and an experienced hospital medicine research assistant) selected topics that were felt to be particularly germane to PA hospitalists. The relevance of this content to PA hospitalists was confirmed through pilot testing of the instrument. Another series of questions asked the PAs about their views on formal postgraduate training programs. The subjects were also queried about the frequency with which they performed various procedures (using the following scale: Never, Rarely [1‐2/year], Regularly [1‐2/month], Often [1‐2/week]) and whether they felt it was necessary for PAs to have procedure skills listed as part of the Core Competencies in Hospital Medicine (using the following scale: Not necessary, Preferable, Essential). Finally, the survey included a question about the PAs' preferred learning methods by asking the degree of helpfulness on various approaches (using the following scale: Not at all, Little, Some, A lot, Tremendously). Demographic information was also collected. The instrument was pilot‐tested for clarity on the 9 PA hospitalists who were affiliated with our hospitalist service, and the instrument was iteratively revised based on their feedback.

Data Collection and Analysis

Between September and December 2010, the survey invitations were sent as Facebook messages to the 133 members of the Facebook group PAs in Hospital Medicine. Sixteen members could not be contacted because their account setup did not allow us to send messages, and 14 were excluded because they were non‐PA members. In order to maximize participation, up to 4 reminder messages were sent to the 103 targeted PAs. The survey results were analyzed using Stata 11. Descriptive statistics were used to characterize the responses.

This study protocol was approved by the institution's review board.

RESULTS

Sixty‐nine PAs responded (response rate, 67%). Table 1 provides demographic characteristics of the respondents. The majority of respondents were 2635 years old and had worked as hospitalists for a mean of 4.3 years.

Characteristics of the 62 Physician Assistant Respondents Who Elected to Share Demographic and Personal Information
Characteristics*Value
  • Abbreviations: ICU, intensive care unit; PA, physician assistant; SD, standard deviation.

  • Seven PAs did not provide any personal or demographic information.

  • Because of missing data, numbers may not correspond to the exact percentages.

Age, years, n (%) 
<261 (2)
263016 (29)
313514 (25)
364010 (18)
41455 (9)
>4510 (18)
Women, n (%)35 (63)
Year of graduation from PA school, mode (SD)2002 (7)
No. of years working/worked as hospitalist, mean (SD)4.3 (3.4)
Completed any postgraduate training program, n (%)0 (0)
Hospitalist was the first PA job, n (%)30 (49)
Salary, US$, n (%) 
50,00170,0001 (2)
70,00190,00032 (57)
>90,00023 (41)
Location of hospital, n (%) 
Urban35 (57)
Suburban21 (34)
Rural5 (8)
Hospital characteristics, n (%) 
Academic medical center25 (41)
Community teaching hospital20 (33)
Community nonteaching hospital16 (26)
Responsibilities in addition to taking care of inpatients on medicine floor, n (%) 
Care for patients in ICU22 (35)
Perform inpatient consultations31 (50)
See outpatients11 (18)

Clinical Conditions

Table 2 shows the respondents' experience with 19 core competency clinical conditions before beginning their careers as hospitalist PAs. They reported having most experience in managing diabetes and urinary tract infections, and least experience in managing healthcare associated pneumonias and sepsis syndrome.

Physician Assistant Experiences with 19 Core Clinical Conditions Before Starting Career in Hospital Medicine
Clinical ConditionMean (SD)*
  • Abbreviation: SD, standard deviation.

  • Likert scale: 1, no experience, I knew nothing about this condition; 2, no experience, I had heard/read about this condition; 3, I had experience caring for 1 patient (simulated or real) with this condition; 4, I had experience caring for 25 patients with this condition; 5, I had experience caring for many (>5) patients with this condition.

Urinary tract infection4.5 (0.8)
Diabetes mellitus4.5 (0.8)
Asthma4.4 (0.9)
Community‐acquired pneumonia4.3 (0.9)
Chronic obstructive pulmonary disease4.3 (1.0)
Cellulitis4.2 (0.9)
Congestive heart failure4.1 (1.0)
Cardiac arrhythmia3.9 (1.1)
Delirium and dementia3.8 (1.1)
Acute coronary syndrome3.8 (1.2)
Acute renal failure3.8 (1.1)
Gastrointestinal bleed3.7 (1.1)
Venous thromboembolism3.7 (1.2)
Pain management3.7 (1.2)
Perioperative medicine3.6 (1.4)
Stroke3.5 (1.2)
Alcohol and drug withdrawal3.4 (1.1)
Sepsis syndrome3.3 (1.1)
Hospital‐acquired pneumonia3.2 (1.1)

Procedures

Most PA hospitalists (67%) perform electrocardiograms and chest X‐ray interpretations regularly (more than 1‐2/ week). However, nearly all PA hospitalists never or rarely (less than 1‐2/year) perform any invasive procedures, including arthrocentesis (98%), lumbar puncture (100%), paracentesis (91%), thoracentesis (98%), central line placement (91%), peripherally inserted central catheter placement (91%), and peripheral intravenous insertion (91%). Despite the infrequency of execution, more than 50% of respondents explained that it is either preferable or essential to be able to perform these procedures.

Content Knowledge

The PA hospitalists indicated which content areas may have allowed them to be more successful had they learned the material before starting their hospitalist career (Table 3). The top 4 topics that PA hospitalists believed would have helped them most to care for inpatients were palliative care (85% agreed or strongly agreed), nutrition for hospitalized patients (84%), performing consultations in the hospital (64%), and prevention of health careassociated infection (61%).

Content Areas that 62 Respondent PAs Believed Would Have Enhanced Their Effectiveness in Practicing Hospital Medicine Had They Had Additional Training Before Starting Their Work as Hospitalists
Health Care System TopicsPAs Who Agreed or Strongly Agreed, n (%)
Palliative care47 (85)
Nutrition for hospitalized patients46 (84)
Performing consultations in hospital35 (64)
Prevention of health careassociated infections34 (62)
Diagnostic decision‐making processes32 (58)
Patient handoff and transitions of care31 (56)
Evidence‐based medicine28 (51)
Communication with patients and families27 (49)
Drug safety and drug interactions27 (49)
Team approach and multidisciplinary care26 (48)
Patient safety and quality improvement processes25 (45)
Care of elderly patients24 (44)
Medical ethics22 (40)
Patient education20 (36)
Care of uninsured or underinsured patients18 (33)

Professional Growth as Hospitalist Providers

PAs judged working with physician preceptors (mean SD, 4.5 0.6) and discussing patients with consultants (mean SD, 4.3 0.8) to be most helpful for their professional growth, whereas receiving feedback/audits about their performance (mean SD, 3.5 1), attending conferences/lectures (mean SD, 3.6 0.7), and reading journals/textbooks (mean SD, 3.6 0.8) were rated as being less useful. Respondents believed that the mean number of months required for new hospitalist PAs to become fully competent team members was 11 months ( 8.6 SD). Forty‐three percent of respondents shared the perspective that some clinical experience in an inpatient setting was an essential prerequisite for entry into a hospitalist position. Although more than half (58%) felt that completion of postgraduate training program in hospital medicine was not necessary as a prerequisite, almost all (91%) explained that they would have been interested in such a program even if it meant having a lower stipend than a hospitalist PA salary during the first year on the job (Table 4).

Self‐Reported Interest from 55 Respondents in Postgraduate Hospitalist Training Depending on Varying Levels of Incentives and Disincentives
Interest in Trainingn (%)
Interested and willing to pay tuition1 (2)
Interested even if there was no stipend, as long as I didn't have to pay any additional tuition3 (5)
Interested ONLY if a stipend of at least 25% of a hospitalist PA salary was offered4 (7)
Interested ONLY if a stipend of at least 50% of a hospitalist PA salary was offered21 (38)
Interested ONLY if a stipend of at least 75% of a hospitalist PA salary was offered21 (38)
Interested ONLY if 100% of a hospitalist PA salary was offered4 (7)
Not interested under any circumstances1 (2)

DISCUSSION

Our survey addresses a wide range of topics related to PA hospitalists' learning needs including their experience with the Core Competencies in Hospital Medicine and their views on the benefits of PA training following graduation. Although self‐efficacy is not assessed, our study revealed that PAs who are choosing hospitalist careers have limited prior clinical experience treating many medical conditions that are managed in inpatient settings, such as sepsis syndrome. This inexperience with commonly seen clinical conditions, such as sepsis, wherein following guidelines can both reduce costs and improve outcomes, is problematic. More experience and training with such conditions would almost certainly reduce variability, improve skills, and augment confidence. These observed variations in experience in caring for conditions that often prompt admission to the hospital among PAs starting their hospitalist careers emphasizes the need to be learner‐centered when training PAs, so as to provide tailored guidance and oversight.

Only a few other empiric research articles have focused on PA hospitalists. One article described a postgraduate training program for PAs in hospital medicine that was launched in 2008. The curriculum was developed based on the Core Competencies in Hospital Medicine, and the authors explained that after 12 months of training, their first graduate functioned at the level of a PA with 4 years of experience under her belt.7 Several articles describe experiences using midlevel providers (including PAs) in general surgery, primary care medicine, cardiology, emergency medicine, critical care, pediatrics, and hospital medicine settings.5, 820 Many of these articles reported favorable results showing that using midlevel providers was either superior or just as effective in terms of cost and quality measures to physician‐only models. Many of these papers alluded to the ways in which PAs have enabled graduate medical education training programs to comply with residents' duty‐hour restrictions. A recent analysis that compared outcomes related to inpatient care provided by a hospitalist‐PA model versus a traditional resident‐based model revealed a slightly longer length of stay on the PA team but similar charges, readmission rates, and mortality.19 Yet another paper revealed that patients admitted to a residents' service, compared with the nonteaching hospitalist service that uses PAs and nurse practitioners, were different, having higher comorbidity burdens and higher acuity diagnoses.20 The authors suggested that this variance might be explained by the difference in their training, abilities, and goals of the groups. There was no research article that sought to capture the perspectives of practicing hospitalist PAs.

Our study revealed that although half of respondents became hospitalists immediately after graduating from PA school, a majority agreed that additional clinical training in inpatient settings would have been welcomed and helpful. This study's results reveal that although there is a fair amount of perceived interest in postgraduate training programs in hospital medicine, there are very few training opportunities for PAs in hospital medicine.7, 21 The American Academy of Physician Assistants, the Society of Hospital Medicine, and the American Academy of Nurse Practitioners cosponsor Adult Hospital Medicine Boot Camp for PAs and nurse practitioners annually to facilitate knowledge acquisition, but this course is truly an orientation rather than a comprehensive training program.22 Our findings suggest that more rigorous and thorough training in hospital medicine would be valued and appreciated by PA hospitalists.

Several limitations of this study should be considered. First, our survey respondents may not represent the entire spectrum of practicing PA hospitalists. However, the demographic data of 421 PAs who indicated their specialty as hospital medicine in the 2008 National Physician Assistants Census Report were not dissimilar from our informants; 65% were women, and their mean number of years in hospital medicine was 3.9 years.2 Second, our study sample was small. It was difficult to identify a national sample of hospitalist PAs, and we had to resort to a creative use of social media to find a national sample. Third, the study relied exclusively on self‐report, and since we asked about their perceived learning needs when they started working as hospitalists, recall bias cannot be excluded. However, the questions addressing attitudes and beliefs can only be ascertained from the informants themselves. That said, the input from hospitalist physicians about training needs for the PAs who they are supervising would have strengthened the reliability of the data, but this was not possible given the sampling strategy that we elected to use. Finally, our survey instrument was developed based on the Core Competencies in Hospital Medicine, which is a blueprint to develop standardized curricula for teaching hospital medicine in medical school, postgraduate training programs (ie, residency, fellowship), and continuing medical education programs. It is not clear whether the same competencies should be expected of PA hospitalists who may have different job descriptions from physician hospitalists.

In conclusion, we present the first national data on self‐perceived learning needs of PAs working in hospital medicine settings. This study collates the perceptions of PAs working in hospital medicine and highlights the fact that training in PA school does not adequately prepare them to care for hospitalized patients. Hospitalist groups may use this study's findings to coach and instruct newly hired or inexperienced hospitalist PAs, particularly until postgraduate training opportunities become more prevalent. PA schools may consider the results of this study for modifying their curricula in hopes of emphasizing the clinical content that may be most relevant for a proportion of their graduates.

Acknowledgements

The authors would like to thank Drs. David Kern and Belinda Chen at Johns Hopkins Bayview Medical Center for their assistance in developing the survey instrument.

Financial support: This study was supported by the Linda Brandt Research Award program of the Association of Postgraduate PA Programs. Dr. Wright is a Miller‐Coulson Family Scholar and was supported through the Johns Hopkins Center for Innovative Medicine.

Disclosures: Dr. Torok and Ms. Lackner received a Linda Brandt Research Award from the Association of Postgraduate PA Programs for support of this study. Dr. Wright is a Miller‐Coulson Family Scholar and is supported through the Johns Hopkins Center for Innovative Medicine.

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References
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  14. Nishimura RA,Linderbaum JA,Naessens JM,Spurrier B,Koch MB,Gaines KA.A nonresident cardiovascular inpatient service improves residents' experiences in an academic medical center: a new model to meet the challenges of the new millennium.Acad Med.2004;79:426431.
  15. Kleinpell RM,Ely EW,Grabenkort R.Nurse practitioners and physician assistants in the intensive care unit: an evidence‐based review.Crit Care Med.2008;36:28882897.
  16. Carter AJ,Chochinov AH.A systematic review of the impact of nurse practitioners on cost, quality of care, satisfaction and wait times in the emergency department.CJEM.2007;9:286295.
  17. Mathur M,Rampersad A,Howard K,Goldman GM.Physician assistants as physician extenders in the pediatric intensive care unit setting—a 5‐year experience.Pediatr Crit Care Med.2005;6:1419.
  18. Abrass CK,Ballweg R,Gilshannon M,Coombs JB.A process for reducing workload and enhancing residents' education at an academic medical center.Acad Med.2001;76:798805.
  19. Singh S,Fletcher KE,Schapira MM, et al.A comparison of outcomes of general medical inpatient care provided by a hospitalist‐physician assistant model vs a traditional resident‐based model.J Hosp Med.2011;6:112130.
  20. O'Connor AB,Lang VJ,Lurie SJ, et al.The effect of nonteaching services on the distribution of inpatient cases for internal medicine residents.Acad Med.2009;84:220225.
  21. Association of Postgraduate PA Programs. Available at: http://appap.org/Home/tabid/38/Default.aspx. Accessed February 16,2011.
  22. Adult Hospital Medicine Boot Camp for PAs and NPs. Available at: http://www.aapa.org/component/content/article/23—general‐/673‐adult‐hospital‐medicine‐boot‐camp‐for‐pas‐and‐nps. Accessed February 16,2011.
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Physician assistants (PA) have rapidly become an integral component in the United States health care delivery system, including in the field of Hospital Medicine, the fastest growing medical field in the United States.1, 2 Since its induction in 1997, hospitalist providers in North America have increased by 30‐fold.3 Correlating with this, the number of PAs practicing in the field of hospital medicine has also increased greatly in recent years. According to the American Academy of Physician Assistants (AAPA) census reports, Hospital Medicine first appeared as one of the specialty choices in the 2006 census (response rate, 33% of all individuals eligible to practice as PAs) when it was selected as the primary specialty by 239 PAs (1.1% of respondents). In the 2008 report (response rate, 35%), the number grew to 421 (1.7%) PAs.2

PA training programs emphasize primary care and offer limited exposure to inpatient medicine. After PA students complete their first 12 months of training in didactic coursework that teach the basic sciences, they typically spend the next year on clinical rotations, largely rooted in outpatient care.2, 4 Upon graduation, PAs do not have to pursue postgraduate training before beginning to practice in their preferred specialty areas. Thus, a majority of PAs going into specialty areas are trained on the job. This is not an exception in the field of hospital medicine.

In recent years, despite an increase in the number of PAs in Hospital Medicine, some medical centers have chosen to phase out the use of midlevel hospitalist providers (including PAs) with the purposeful decision to not hire new midlevel providers.5 The rationale for this strategy is that there is thought to be a steep learning curve that requires much time to overcome before these providers feel comfortable across the breadth of clinical cases. Before they become experienced and confident in caring for a highly complex heterogeneous patient population, they cannot operate autonomously and are not a cost‐effective alternative to physicians. The complexities associated with practicing in this field were clarified in 2006 when the Society of Hospital Medicine identified 51 core competencies in hospital medicine.3, 6 Some hospitalist programs are willing to provide their PAs with on‐the‐job training, but many programs do not have the educational expertise or the resources to make this happen. Structured and focused postgraduate training in hospital medicine seems like a reasonable solution to prepare newly graduating PAs that are interested in pursuing hospitalist careers, but such opportunities are very limited.7

To date, there is no available information about the learning needs of PAs working in hospital medicine settings. We hypothesized that understanding the learning needs of PA hospitalists would inform the development of more effective and efficient training programs. We studied PAs with experience working in hospital medicine to (1) identify self‐perceived gaps in their skills and knowledge upon starting their hospitalist careers and (2) understand their views about optimal training for careers in hospital medicine.

METHODS

Study Design

We conducted a cross‐sectional survey of a convenience sample of self‐identified PAs working in adult Hospital Medicine. The survey was distributed using an electronic survey program.

Participants

The subjects for the survey were identified through the Facebook group PAs in Hospital Medicine, which had 133 members as of July 2010. This source was selected because it was the most comprehensive list of self‐identified hospitalist PAs. Additionally, the group allowed us to send individualized invitations to complete the survey along with subsequent reminder messages to nonresponders. Subjects were eligible to participate if they were PAs with experience working in hospital medicine settings taking care of adult internal medicine inpatients.

Survey Instrument

The survey instrument was developed based on the Core Competencies in Hospital Medicine with the goal of identifying PA hospitalists' knowledge and skill gaps that were present when they started their hospitalist career.

In one section, respondents were asked about content areas among the Core Competencies in Hospital Medicine that they believed would have enhanced their effectiveness in practicing hospital medicine had they had additional training before starting their work as hospitalists. Response options ranged from Strongly Agree to Strongly Disagree. Because there were content areas that seemed more relevant to physicians, through rigorous discussions, our study team (including a hospitalist physician, senior hospitalist PA, two curriculum development experts, one medical education research expert, and an experienced hospital medicine research assistant) selected topics that were felt to be particularly germane to PA hospitalists. The relevance of this content to PA hospitalists was confirmed through pilot testing of the instrument. Another series of questions asked the PAs about their views on formal postgraduate training programs. The subjects were also queried about the frequency with which they performed various procedures (using the following scale: Never, Rarely [1‐2/year], Regularly [1‐2/month], Often [1‐2/week]) and whether they felt it was necessary for PAs to have procedure skills listed as part of the Core Competencies in Hospital Medicine (using the following scale: Not necessary, Preferable, Essential). Finally, the survey included a question about the PAs' preferred learning methods by asking the degree of helpfulness on various approaches (using the following scale: Not at all, Little, Some, A lot, Tremendously). Demographic information was also collected. The instrument was pilot‐tested for clarity on the 9 PA hospitalists who were affiliated with our hospitalist service, and the instrument was iteratively revised based on their feedback.

Data Collection and Analysis

Between September and December 2010, the survey invitations were sent as Facebook messages to the 133 members of the Facebook group PAs in Hospital Medicine. Sixteen members could not be contacted because their account setup did not allow us to send messages, and 14 were excluded because they were non‐PA members. In order to maximize participation, up to 4 reminder messages were sent to the 103 targeted PAs. The survey results were analyzed using Stata 11. Descriptive statistics were used to characterize the responses.

This study protocol was approved by the institution's review board.

RESULTS

Sixty‐nine PAs responded (response rate, 67%). Table 1 provides demographic characteristics of the respondents. The majority of respondents were 2635 years old and had worked as hospitalists for a mean of 4.3 years.

Characteristics of the 62 Physician Assistant Respondents Who Elected to Share Demographic and Personal Information
Characteristics*Value
  • Abbreviations: ICU, intensive care unit; PA, physician assistant; SD, standard deviation.

  • Seven PAs did not provide any personal or demographic information.

  • Because of missing data, numbers may not correspond to the exact percentages.

Age, years, n (%) 
<261 (2)
263016 (29)
313514 (25)
364010 (18)
41455 (9)
>4510 (18)
Women, n (%)35 (63)
Year of graduation from PA school, mode (SD)2002 (7)
No. of years working/worked as hospitalist, mean (SD)4.3 (3.4)
Completed any postgraduate training program, n (%)0 (0)
Hospitalist was the first PA job, n (%)30 (49)
Salary, US$, n (%) 
50,00170,0001 (2)
70,00190,00032 (57)
>90,00023 (41)
Location of hospital, n (%) 
Urban35 (57)
Suburban21 (34)
Rural5 (8)
Hospital characteristics, n (%) 
Academic medical center25 (41)
Community teaching hospital20 (33)
Community nonteaching hospital16 (26)
Responsibilities in addition to taking care of inpatients on medicine floor, n (%) 
Care for patients in ICU22 (35)
Perform inpatient consultations31 (50)
See outpatients11 (18)

Clinical Conditions

Table 2 shows the respondents' experience with 19 core competency clinical conditions before beginning their careers as hospitalist PAs. They reported having most experience in managing diabetes and urinary tract infections, and least experience in managing healthcare associated pneumonias and sepsis syndrome.

Physician Assistant Experiences with 19 Core Clinical Conditions Before Starting Career in Hospital Medicine
Clinical ConditionMean (SD)*
  • Abbreviation: SD, standard deviation.

  • Likert scale: 1, no experience, I knew nothing about this condition; 2, no experience, I had heard/read about this condition; 3, I had experience caring for 1 patient (simulated or real) with this condition; 4, I had experience caring for 25 patients with this condition; 5, I had experience caring for many (>5) patients with this condition.

Urinary tract infection4.5 (0.8)
Diabetes mellitus4.5 (0.8)
Asthma4.4 (0.9)
Community‐acquired pneumonia4.3 (0.9)
Chronic obstructive pulmonary disease4.3 (1.0)
Cellulitis4.2 (0.9)
Congestive heart failure4.1 (1.0)
Cardiac arrhythmia3.9 (1.1)
Delirium and dementia3.8 (1.1)
Acute coronary syndrome3.8 (1.2)
Acute renal failure3.8 (1.1)
Gastrointestinal bleed3.7 (1.1)
Venous thromboembolism3.7 (1.2)
Pain management3.7 (1.2)
Perioperative medicine3.6 (1.4)
Stroke3.5 (1.2)
Alcohol and drug withdrawal3.4 (1.1)
Sepsis syndrome3.3 (1.1)
Hospital‐acquired pneumonia3.2 (1.1)

Procedures

Most PA hospitalists (67%) perform electrocardiograms and chest X‐ray interpretations regularly (more than 1‐2/ week). However, nearly all PA hospitalists never or rarely (less than 1‐2/year) perform any invasive procedures, including arthrocentesis (98%), lumbar puncture (100%), paracentesis (91%), thoracentesis (98%), central line placement (91%), peripherally inserted central catheter placement (91%), and peripheral intravenous insertion (91%). Despite the infrequency of execution, more than 50% of respondents explained that it is either preferable or essential to be able to perform these procedures.

Content Knowledge

The PA hospitalists indicated which content areas may have allowed them to be more successful had they learned the material before starting their hospitalist career (Table 3). The top 4 topics that PA hospitalists believed would have helped them most to care for inpatients were palliative care (85% agreed or strongly agreed), nutrition for hospitalized patients (84%), performing consultations in the hospital (64%), and prevention of health careassociated infection (61%).

Content Areas that 62 Respondent PAs Believed Would Have Enhanced Their Effectiveness in Practicing Hospital Medicine Had They Had Additional Training Before Starting Their Work as Hospitalists
Health Care System TopicsPAs Who Agreed or Strongly Agreed, n (%)
Palliative care47 (85)
Nutrition for hospitalized patients46 (84)
Performing consultations in hospital35 (64)
Prevention of health careassociated infections34 (62)
Diagnostic decision‐making processes32 (58)
Patient handoff and transitions of care31 (56)
Evidence‐based medicine28 (51)
Communication with patients and families27 (49)
Drug safety and drug interactions27 (49)
Team approach and multidisciplinary care26 (48)
Patient safety and quality improvement processes25 (45)
Care of elderly patients24 (44)
Medical ethics22 (40)
Patient education20 (36)
Care of uninsured or underinsured patients18 (33)

Professional Growth as Hospitalist Providers

PAs judged working with physician preceptors (mean SD, 4.5 0.6) and discussing patients with consultants (mean SD, 4.3 0.8) to be most helpful for their professional growth, whereas receiving feedback/audits about their performance (mean SD, 3.5 1), attending conferences/lectures (mean SD, 3.6 0.7), and reading journals/textbooks (mean SD, 3.6 0.8) were rated as being less useful. Respondents believed that the mean number of months required for new hospitalist PAs to become fully competent team members was 11 months ( 8.6 SD). Forty‐three percent of respondents shared the perspective that some clinical experience in an inpatient setting was an essential prerequisite for entry into a hospitalist position. Although more than half (58%) felt that completion of postgraduate training program in hospital medicine was not necessary as a prerequisite, almost all (91%) explained that they would have been interested in such a program even if it meant having a lower stipend than a hospitalist PA salary during the first year on the job (Table 4).

Self‐Reported Interest from 55 Respondents in Postgraduate Hospitalist Training Depending on Varying Levels of Incentives and Disincentives
Interest in Trainingn (%)
Interested and willing to pay tuition1 (2)
Interested even if there was no stipend, as long as I didn't have to pay any additional tuition3 (5)
Interested ONLY if a stipend of at least 25% of a hospitalist PA salary was offered4 (7)
Interested ONLY if a stipend of at least 50% of a hospitalist PA salary was offered21 (38)
Interested ONLY if a stipend of at least 75% of a hospitalist PA salary was offered21 (38)
Interested ONLY if 100% of a hospitalist PA salary was offered4 (7)
Not interested under any circumstances1 (2)

DISCUSSION

Our survey addresses a wide range of topics related to PA hospitalists' learning needs including their experience with the Core Competencies in Hospital Medicine and their views on the benefits of PA training following graduation. Although self‐efficacy is not assessed, our study revealed that PAs who are choosing hospitalist careers have limited prior clinical experience treating many medical conditions that are managed in inpatient settings, such as sepsis syndrome. This inexperience with commonly seen clinical conditions, such as sepsis, wherein following guidelines can both reduce costs and improve outcomes, is problematic. More experience and training with such conditions would almost certainly reduce variability, improve skills, and augment confidence. These observed variations in experience in caring for conditions that often prompt admission to the hospital among PAs starting their hospitalist careers emphasizes the need to be learner‐centered when training PAs, so as to provide tailored guidance and oversight.

Only a few other empiric research articles have focused on PA hospitalists. One article described a postgraduate training program for PAs in hospital medicine that was launched in 2008. The curriculum was developed based on the Core Competencies in Hospital Medicine, and the authors explained that after 12 months of training, their first graduate functioned at the level of a PA with 4 years of experience under her belt.7 Several articles describe experiences using midlevel providers (including PAs) in general surgery, primary care medicine, cardiology, emergency medicine, critical care, pediatrics, and hospital medicine settings.5, 820 Many of these articles reported favorable results showing that using midlevel providers was either superior or just as effective in terms of cost and quality measures to physician‐only models. Many of these papers alluded to the ways in which PAs have enabled graduate medical education training programs to comply with residents' duty‐hour restrictions. A recent analysis that compared outcomes related to inpatient care provided by a hospitalist‐PA model versus a traditional resident‐based model revealed a slightly longer length of stay on the PA team but similar charges, readmission rates, and mortality.19 Yet another paper revealed that patients admitted to a residents' service, compared with the nonteaching hospitalist service that uses PAs and nurse practitioners, were different, having higher comorbidity burdens and higher acuity diagnoses.20 The authors suggested that this variance might be explained by the difference in their training, abilities, and goals of the groups. There was no research article that sought to capture the perspectives of practicing hospitalist PAs.

Our study revealed that although half of respondents became hospitalists immediately after graduating from PA school, a majority agreed that additional clinical training in inpatient settings would have been welcomed and helpful. This study's results reveal that although there is a fair amount of perceived interest in postgraduate training programs in hospital medicine, there are very few training opportunities for PAs in hospital medicine.7, 21 The American Academy of Physician Assistants, the Society of Hospital Medicine, and the American Academy of Nurse Practitioners cosponsor Adult Hospital Medicine Boot Camp for PAs and nurse practitioners annually to facilitate knowledge acquisition, but this course is truly an orientation rather than a comprehensive training program.22 Our findings suggest that more rigorous and thorough training in hospital medicine would be valued and appreciated by PA hospitalists.

Several limitations of this study should be considered. First, our survey respondents may not represent the entire spectrum of practicing PA hospitalists. However, the demographic data of 421 PAs who indicated their specialty as hospital medicine in the 2008 National Physician Assistants Census Report were not dissimilar from our informants; 65% were women, and their mean number of years in hospital medicine was 3.9 years.2 Second, our study sample was small. It was difficult to identify a national sample of hospitalist PAs, and we had to resort to a creative use of social media to find a national sample. Third, the study relied exclusively on self‐report, and since we asked about their perceived learning needs when they started working as hospitalists, recall bias cannot be excluded. However, the questions addressing attitudes and beliefs can only be ascertained from the informants themselves. That said, the input from hospitalist physicians about training needs for the PAs who they are supervising would have strengthened the reliability of the data, but this was not possible given the sampling strategy that we elected to use. Finally, our survey instrument was developed based on the Core Competencies in Hospital Medicine, which is a blueprint to develop standardized curricula for teaching hospital medicine in medical school, postgraduate training programs (ie, residency, fellowship), and continuing medical education programs. It is not clear whether the same competencies should be expected of PA hospitalists who may have different job descriptions from physician hospitalists.

In conclusion, we present the first national data on self‐perceived learning needs of PAs working in hospital medicine settings. This study collates the perceptions of PAs working in hospital medicine and highlights the fact that training in PA school does not adequately prepare them to care for hospitalized patients. Hospitalist groups may use this study's findings to coach and instruct newly hired or inexperienced hospitalist PAs, particularly until postgraduate training opportunities become more prevalent. PA schools may consider the results of this study for modifying their curricula in hopes of emphasizing the clinical content that may be most relevant for a proportion of their graduates.

Acknowledgements

The authors would like to thank Drs. David Kern and Belinda Chen at Johns Hopkins Bayview Medical Center for their assistance in developing the survey instrument.

Financial support: This study was supported by the Linda Brandt Research Award program of the Association of Postgraduate PA Programs. Dr. Wright is a Miller‐Coulson Family Scholar and was supported through the Johns Hopkins Center for Innovative Medicine.

Disclosures: Dr. Torok and Ms. Lackner received a Linda Brandt Research Award from the Association of Postgraduate PA Programs for support of this study. Dr. Wright is a Miller‐Coulson Family Scholar and is supported through the Johns Hopkins Center for Innovative Medicine.

Physician assistants (PA) have rapidly become an integral component in the United States health care delivery system, including in the field of Hospital Medicine, the fastest growing medical field in the United States.1, 2 Since its induction in 1997, hospitalist providers in North America have increased by 30‐fold.3 Correlating with this, the number of PAs practicing in the field of hospital medicine has also increased greatly in recent years. According to the American Academy of Physician Assistants (AAPA) census reports, Hospital Medicine first appeared as one of the specialty choices in the 2006 census (response rate, 33% of all individuals eligible to practice as PAs) when it was selected as the primary specialty by 239 PAs (1.1% of respondents). In the 2008 report (response rate, 35%), the number grew to 421 (1.7%) PAs.2

PA training programs emphasize primary care and offer limited exposure to inpatient medicine. After PA students complete their first 12 months of training in didactic coursework that teach the basic sciences, they typically spend the next year on clinical rotations, largely rooted in outpatient care.2, 4 Upon graduation, PAs do not have to pursue postgraduate training before beginning to practice in their preferred specialty areas. Thus, a majority of PAs going into specialty areas are trained on the job. This is not an exception in the field of hospital medicine.

In recent years, despite an increase in the number of PAs in Hospital Medicine, some medical centers have chosen to phase out the use of midlevel hospitalist providers (including PAs) with the purposeful decision to not hire new midlevel providers.5 The rationale for this strategy is that there is thought to be a steep learning curve that requires much time to overcome before these providers feel comfortable across the breadth of clinical cases. Before they become experienced and confident in caring for a highly complex heterogeneous patient population, they cannot operate autonomously and are not a cost‐effective alternative to physicians. The complexities associated with practicing in this field were clarified in 2006 when the Society of Hospital Medicine identified 51 core competencies in hospital medicine.3, 6 Some hospitalist programs are willing to provide their PAs with on‐the‐job training, but many programs do not have the educational expertise or the resources to make this happen. Structured and focused postgraduate training in hospital medicine seems like a reasonable solution to prepare newly graduating PAs that are interested in pursuing hospitalist careers, but such opportunities are very limited.7

To date, there is no available information about the learning needs of PAs working in hospital medicine settings. We hypothesized that understanding the learning needs of PA hospitalists would inform the development of more effective and efficient training programs. We studied PAs with experience working in hospital medicine to (1) identify self‐perceived gaps in their skills and knowledge upon starting their hospitalist careers and (2) understand their views about optimal training for careers in hospital medicine.

METHODS

Study Design

We conducted a cross‐sectional survey of a convenience sample of self‐identified PAs working in adult Hospital Medicine. The survey was distributed using an electronic survey program.

Participants

The subjects for the survey were identified through the Facebook group PAs in Hospital Medicine, which had 133 members as of July 2010. This source was selected because it was the most comprehensive list of self‐identified hospitalist PAs. Additionally, the group allowed us to send individualized invitations to complete the survey along with subsequent reminder messages to nonresponders. Subjects were eligible to participate if they were PAs with experience working in hospital medicine settings taking care of adult internal medicine inpatients.

Survey Instrument

The survey instrument was developed based on the Core Competencies in Hospital Medicine with the goal of identifying PA hospitalists' knowledge and skill gaps that were present when they started their hospitalist career.

In one section, respondents were asked about content areas among the Core Competencies in Hospital Medicine that they believed would have enhanced their effectiveness in practicing hospital medicine had they had additional training before starting their work as hospitalists. Response options ranged from Strongly Agree to Strongly Disagree. Because there were content areas that seemed more relevant to physicians, through rigorous discussions, our study team (including a hospitalist physician, senior hospitalist PA, two curriculum development experts, one medical education research expert, and an experienced hospital medicine research assistant) selected topics that were felt to be particularly germane to PA hospitalists. The relevance of this content to PA hospitalists was confirmed through pilot testing of the instrument. Another series of questions asked the PAs about their views on formal postgraduate training programs. The subjects were also queried about the frequency with which they performed various procedures (using the following scale: Never, Rarely [1‐2/year], Regularly [1‐2/month], Often [1‐2/week]) and whether they felt it was necessary for PAs to have procedure skills listed as part of the Core Competencies in Hospital Medicine (using the following scale: Not necessary, Preferable, Essential). Finally, the survey included a question about the PAs' preferred learning methods by asking the degree of helpfulness on various approaches (using the following scale: Not at all, Little, Some, A lot, Tremendously). Demographic information was also collected. The instrument was pilot‐tested for clarity on the 9 PA hospitalists who were affiliated with our hospitalist service, and the instrument was iteratively revised based on their feedback.

Data Collection and Analysis

Between September and December 2010, the survey invitations were sent as Facebook messages to the 133 members of the Facebook group PAs in Hospital Medicine. Sixteen members could not be contacted because their account setup did not allow us to send messages, and 14 were excluded because they were non‐PA members. In order to maximize participation, up to 4 reminder messages were sent to the 103 targeted PAs. The survey results were analyzed using Stata 11. Descriptive statistics were used to characterize the responses.

This study protocol was approved by the institution's review board.

RESULTS

Sixty‐nine PAs responded (response rate, 67%). Table 1 provides demographic characteristics of the respondents. The majority of respondents were 2635 years old and had worked as hospitalists for a mean of 4.3 years.

Characteristics of the 62 Physician Assistant Respondents Who Elected to Share Demographic and Personal Information
Characteristics*Value
  • Abbreviations: ICU, intensive care unit; PA, physician assistant; SD, standard deviation.

  • Seven PAs did not provide any personal or demographic information.

  • Because of missing data, numbers may not correspond to the exact percentages.

Age, years, n (%) 
<261 (2)
263016 (29)
313514 (25)
364010 (18)
41455 (9)
>4510 (18)
Women, n (%)35 (63)
Year of graduation from PA school, mode (SD)2002 (7)
No. of years working/worked as hospitalist, mean (SD)4.3 (3.4)
Completed any postgraduate training program, n (%)0 (0)
Hospitalist was the first PA job, n (%)30 (49)
Salary, US$, n (%) 
50,00170,0001 (2)
70,00190,00032 (57)
>90,00023 (41)
Location of hospital, n (%) 
Urban35 (57)
Suburban21 (34)
Rural5 (8)
Hospital characteristics, n (%) 
Academic medical center25 (41)
Community teaching hospital20 (33)
Community nonteaching hospital16 (26)
Responsibilities in addition to taking care of inpatients on medicine floor, n (%) 
Care for patients in ICU22 (35)
Perform inpatient consultations31 (50)
See outpatients11 (18)

Clinical Conditions

Table 2 shows the respondents' experience with 19 core competency clinical conditions before beginning their careers as hospitalist PAs. They reported having most experience in managing diabetes and urinary tract infections, and least experience in managing healthcare associated pneumonias and sepsis syndrome.

Physician Assistant Experiences with 19 Core Clinical Conditions Before Starting Career in Hospital Medicine
Clinical ConditionMean (SD)*
  • Abbreviation: SD, standard deviation.

  • Likert scale: 1, no experience, I knew nothing about this condition; 2, no experience, I had heard/read about this condition; 3, I had experience caring for 1 patient (simulated or real) with this condition; 4, I had experience caring for 25 patients with this condition; 5, I had experience caring for many (>5) patients with this condition.

Urinary tract infection4.5 (0.8)
Diabetes mellitus4.5 (0.8)
Asthma4.4 (0.9)
Community‐acquired pneumonia4.3 (0.9)
Chronic obstructive pulmonary disease4.3 (1.0)
Cellulitis4.2 (0.9)
Congestive heart failure4.1 (1.0)
Cardiac arrhythmia3.9 (1.1)
Delirium and dementia3.8 (1.1)
Acute coronary syndrome3.8 (1.2)
Acute renal failure3.8 (1.1)
Gastrointestinal bleed3.7 (1.1)
Venous thromboembolism3.7 (1.2)
Pain management3.7 (1.2)
Perioperative medicine3.6 (1.4)
Stroke3.5 (1.2)
Alcohol and drug withdrawal3.4 (1.1)
Sepsis syndrome3.3 (1.1)
Hospital‐acquired pneumonia3.2 (1.1)

Procedures

Most PA hospitalists (67%) perform electrocardiograms and chest X‐ray interpretations regularly (more than 1‐2/ week). However, nearly all PA hospitalists never or rarely (less than 1‐2/year) perform any invasive procedures, including arthrocentesis (98%), lumbar puncture (100%), paracentesis (91%), thoracentesis (98%), central line placement (91%), peripherally inserted central catheter placement (91%), and peripheral intravenous insertion (91%). Despite the infrequency of execution, more than 50% of respondents explained that it is either preferable or essential to be able to perform these procedures.

Content Knowledge

The PA hospitalists indicated which content areas may have allowed them to be more successful had they learned the material before starting their hospitalist career (Table 3). The top 4 topics that PA hospitalists believed would have helped them most to care for inpatients were palliative care (85% agreed or strongly agreed), nutrition for hospitalized patients (84%), performing consultations in the hospital (64%), and prevention of health careassociated infection (61%).

Content Areas that 62 Respondent PAs Believed Would Have Enhanced Their Effectiveness in Practicing Hospital Medicine Had They Had Additional Training Before Starting Their Work as Hospitalists
Health Care System TopicsPAs Who Agreed or Strongly Agreed, n (%)
Palliative care47 (85)
Nutrition for hospitalized patients46 (84)
Performing consultations in hospital35 (64)
Prevention of health careassociated infections34 (62)
Diagnostic decision‐making processes32 (58)
Patient handoff and transitions of care31 (56)
Evidence‐based medicine28 (51)
Communication with patients and families27 (49)
Drug safety and drug interactions27 (49)
Team approach and multidisciplinary care26 (48)
Patient safety and quality improvement processes25 (45)
Care of elderly patients24 (44)
Medical ethics22 (40)
Patient education20 (36)
Care of uninsured or underinsured patients18 (33)

Professional Growth as Hospitalist Providers

PAs judged working with physician preceptors (mean SD, 4.5 0.6) and discussing patients with consultants (mean SD, 4.3 0.8) to be most helpful for their professional growth, whereas receiving feedback/audits about their performance (mean SD, 3.5 1), attending conferences/lectures (mean SD, 3.6 0.7), and reading journals/textbooks (mean SD, 3.6 0.8) were rated as being less useful. Respondents believed that the mean number of months required for new hospitalist PAs to become fully competent team members was 11 months ( 8.6 SD). Forty‐three percent of respondents shared the perspective that some clinical experience in an inpatient setting was an essential prerequisite for entry into a hospitalist position. Although more than half (58%) felt that completion of postgraduate training program in hospital medicine was not necessary as a prerequisite, almost all (91%) explained that they would have been interested in such a program even if it meant having a lower stipend than a hospitalist PA salary during the first year on the job (Table 4).

Self‐Reported Interest from 55 Respondents in Postgraduate Hospitalist Training Depending on Varying Levels of Incentives and Disincentives
Interest in Trainingn (%)
Interested and willing to pay tuition1 (2)
Interested even if there was no stipend, as long as I didn't have to pay any additional tuition3 (5)
Interested ONLY if a stipend of at least 25% of a hospitalist PA salary was offered4 (7)
Interested ONLY if a stipend of at least 50% of a hospitalist PA salary was offered21 (38)
Interested ONLY if a stipend of at least 75% of a hospitalist PA salary was offered21 (38)
Interested ONLY if 100% of a hospitalist PA salary was offered4 (7)
Not interested under any circumstances1 (2)

DISCUSSION

Our survey addresses a wide range of topics related to PA hospitalists' learning needs including their experience with the Core Competencies in Hospital Medicine and their views on the benefits of PA training following graduation. Although self‐efficacy is not assessed, our study revealed that PAs who are choosing hospitalist careers have limited prior clinical experience treating many medical conditions that are managed in inpatient settings, such as sepsis syndrome. This inexperience with commonly seen clinical conditions, such as sepsis, wherein following guidelines can both reduce costs and improve outcomes, is problematic. More experience and training with such conditions would almost certainly reduce variability, improve skills, and augment confidence. These observed variations in experience in caring for conditions that often prompt admission to the hospital among PAs starting their hospitalist careers emphasizes the need to be learner‐centered when training PAs, so as to provide tailored guidance and oversight.

Only a few other empiric research articles have focused on PA hospitalists. One article described a postgraduate training program for PAs in hospital medicine that was launched in 2008. The curriculum was developed based on the Core Competencies in Hospital Medicine, and the authors explained that after 12 months of training, their first graduate functioned at the level of a PA with 4 years of experience under her belt.7 Several articles describe experiences using midlevel providers (including PAs) in general surgery, primary care medicine, cardiology, emergency medicine, critical care, pediatrics, and hospital medicine settings.5, 820 Many of these articles reported favorable results showing that using midlevel providers was either superior or just as effective in terms of cost and quality measures to physician‐only models. Many of these papers alluded to the ways in which PAs have enabled graduate medical education training programs to comply with residents' duty‐hour restrictions. A recent analysis that compared outcomes related to inpatient care provided by a hospitalist‐PA model versus a traditional resident‐based model revealed a slightly longer length of stay on the PA team but similar charges, readmission rates, and mortality.19 Yet another paper revealed that patients admitted to a residents' service, compared with the nonteaching hospitalist service that uses PAs and nurse practitioners, were different, having higher comorbidity burdens and higher acuity diagnoses.20 The authors suggested that this variance might be explained by the difference in their training, abilities, and goals of the groups. There was no research article that sought to capture the perspectives of practicing hospitalist PAs.

Our study revealed that although half of respondents became hospitalists immediately after graduating from PA school, a majority agreed that additional clinical training in inpatient settings would have been welcomed and helpful. This study's results reveal that although there is a fair amount of perceived interest in postgraduate training programs in hospital medicine, there are very few training opportunities for PAs in hospital medicine.7, 21 The American Academy of Physician Assistants, the Society of Hospital Medicine, and the American Academy of Nurse Practitioners cosponsor Adult Hospital Medicine Boot Camp for PAs and nurse practitioners annually to facilitate knowledge acquisition, but this course is truly an orientation rather than a comprehensive training program.22 Our findings suggest that more rigorous and thorough training in hospital medicine would be valued and appreciated by PA hospitalists.

Several limitations of this study should be considered. First, our survey respondents may not represent the entire spectrum of practicing PA hospitalists. However, the demographic data of 421 PAs who indicated their specialty as hospital medicine in the 2008 National Physician Assistants Census Report were not dissimilar from our informants; 65% were women, and their mean number of years in hospital medicine was 3.9 years.2 Second, our study sample was small. It was difficult to identify a national sample of hospitalist PAs, and we had to resort to a creative use of social media to find a national sample. Third, the study relied exclusively on self‐report, and since we asked about their perceived learning needs when they started working as hospitalists, recall bias cannot be excluded. However, the questions addressing attitudes and beliefs can only be ascertained from the informants themselves. That said, the input from hospitalist physicians about training needs for the PAs who they are supervising would have strengthened the reliability of the data, but this was not possible given the sampling strategy that we elected to use. Finally, our survey instrument was developed based on the Core Competencies in Hospital Medicine, which is a blueprint to develop standardized curricula for teaching hospital medicine in medical school, postgraduate training programs (ie, residency, fellowship), and continuing medical education programs. It is not clear whether the same competencies should be expected of PA hospitalists who may have different job descriptions from physician hospitalists.

In conclusion, we present the first national data on self‐perceived learning needs of PAs working in hospital medicine settings. This study collates the perceptions of PAs working in hospital medicine and highlights the fact that training in PA school does not adequately prepare them to care for hospitalized patients. Hospitalist groups may use this study's findings to coach and instruct newly hired or inexperienced hospitalist PAs, particularly until postgraduate training opportunities become more prevalent. PA schools may consider the results of this study for modifying their curricula in hopes of emphasizing the clinical content that may be most relevant for a proportion of their graduates.

Acknowledgements

The authors would like to thank Drs. David Kern and Belinda Chen at Johns Hopkins Bayview Medical Center for their assistance in developing the survey instrument.

Financial support: This study was supported by the Linda Brandt Research Award program of the Association of Postgraduate PA Programs. Dr. Wright is a Miller‐Coulson Family Scholar and was supported through the Johns Hopkins Center for Innovative Medicine.

Disclosures: Dr. Torok and Ms. Lackner received a Linda Brandt Research Award from the Association of Postgraduate PA Programs for support of this study. Dr. Wright is a Miller‐Coulson Family Scholar and is supported through the Johns Hopkins Center for Innovative Medicine.

References
  1. United States Department of Labor, Bureau of Labor Statistics. Available at: http://www.bls.gov. Accessed February 16,2011.
  2. American Academy of Physician Assistants. Available at: http://www.aapa.org. Accessed April 20,2011.
  3. Society of Hospital Medicine. Available at: http://www.hospitalmedicine.org. Accessed January 24,2011.
  4. Accreditation Review Commission on Education for the Physician Assistants Accreditation Standards. Available at: http://www.arc‐pa.org/acc_standards. Accessed February 16,2011.
  5. Parekh VI,Roy CL.Non‐physician providers in hospital medicine: not so fast.J Hosp Med.2010;5(2):103106.
  6. Dressler DD,Pistoria MJ,Budnitz TL,McKean SC,Amin AN.Core competencies in hospital medicine: development and methodology.J Hosp Med.2006;1:4856.
  7. Will KK,Budavari AL,Wilkens JA,Mishark K,Hartsell ZC.A hospitalist postgraduate training program for physician assistants.J Hosp Med.2010;5:9498.
  8. Resnick AS,Todd BA,Mullen JL,Morris JB.How do surgical residents and non‐physician practitioners play together in the sandbox?Curr Surg.2006;63:155164.
  9. Victorino GP,Organ CH.Physician assistant influence on surgery residents.Arch Surg.2003;138:971976.
  10. Buch KE,Genovese MY,Conigliaro JL, et al.Non‐physician practitioners' overall enhancement to a surgical resident's experience.J Surg Educ.2008;65:5053.
  11. Roblin DW,Howard DH,Becker ER,Kathleen Adams E,Roberts MH.Use of midlevel practitioners to achieve labor cost savings in the primary care practice of an MCO.Health Serv Res.2004;39:607626.
  12. Grzybicki DM,Sullivan PJ,Oppy JM,Bethke AM,Raab SS.The economic benefit for family/general medicine practices employing physician assistants.Am J Manag Care.2002;8:613620.
  13. Kaissi A,Kralewski J,Dowd B.Financial and organizational factors affecting the employment of nurse practitioners and physician assistants in medical group practices.J Ambul Care Manage.2003;26:209216.
  14. Nishimura RA,Linderbaum JA,Naessens JM,Spurrier B,Koch MB,Gaines KA.A nonresident cardiovascular inpatient service improves residents' experiences in an academic medical center: a new model to meet the challenges of the new millennium.Acad Med.2004;79:426431.
  15. Kleinpell RM,Ely EW,Grabenkort R.Nurse practitioners and physician assistants in the intensive care unit: an evidence‐based review.Crit Care Med.2008;36:28882897.
  16. Carter AJ,Chochinov AH.A systematic review of the impact of nurse practitioners on cost, quality of care, satisfaction and wait times in the emergency department.CJEM.2007;9:286295.
  17. Mathur M,Rampersad A,Howard K,Goldman GM.Physician assistants as physician extenders in the pediatric intensive care unit setting—a 5‐year experience.Pediatr Crit Care Med.2005;6:1419.
  18. Abrass CK,Ballweg R,Gilshannon M,Coombs JB.A process for reducing workload and enhancing residents' education at an academic medical center.Acad Med.2001;76:798805.
  19. Singh S,Fletcher KE,Schapira MM, et al.A comparison of outcomes of general medical inpatient care provided by a hospitalist‐physician assistant model vs a traditional resident‐based model.J Hosp Med.2011;6:112130.
  20. O'Connor AB,Lang VJ,Lurie SJ, et al.The effect of nonteaching services on the distribution of inpatient cases for internal medicine residents.Acad Med.2009;84:220225.
  21. Association of Postgraduate PA Programs. Available at: http://appap.org/Home/tabid/38/Default.aspx. Accessed February 16,2011.
  22. Adult Hospital Medicine Boot Camp for PAs and NPs. Available at: http://www.aapa.org/component/content/article/23—general‐/673‐adult‐hospital‐medicine‐boot‐camp‐for‐pas‐and‐nps. Accessed February 16,2011.
References
  1. United States Department of Labor, Bureau of Labor Statistics. Available at: http://www.bls.gov. Accessed February 16,2011.
  2. American Academy of Physician Assistants. Available at: http://www.aapa.org. Accessed April 20,2011.
  3. Society of Hospital Medicine. Available at: http://www.hospitalmedicine.org. Accessed January 24,2011.
  4. Accreditation Review Commission on Education for the Physician Assistants Accreditation Standards. Available at: http://www.arc‐pa.org/acc_standards. Accessed February 16,2011.
  5. Parekh VI,Roy CL.Non‐physician providers in hospital medicine: not so fast.J Hosp Med.2010;5(2):103106.
  6. Dressler DD,Pistoria MJ,Budnitz TL,McKean SC,Amin AN.Core competencies in hospital medicine: development and methodology.J Hosp Med.2006;1:4856.
  7. Will KK,Budavari AL,Wilkens JA,Mishark K,Hartsell ZC.A hospitalist postgraduate training program for physician assistants.J Hosp Med.2010;5:9498.
  8. Resnick AS,Todd BA,Mullen JL,Morris JB.How do surgical residents and non‐physician practitioners play together in the sandbox?Curr Surg.2006;63:155164.
  9. Victorino GP,Organ CH.Physician assistant influence on surgery residents.Arch Surg.2003;138:971976.
  10. Buch KE,Genovese MY,Conigliaro JL, et al.Non‐physician practitioners' overall enhancement to a surgical resident's experience.J Surg Educ.2008;65:5053.
  11. Roblin DW,Howard DH,Becker ER,Kathleen Adams E,Roberts MH.Use of midlevel practitioners to achieve labor cost savings in the primary care practice of an MCO.Health Serv Res.2004;39:607626.
  12. Grzybicki DM,Sullivan PJ,Oppy JM,Bethke AM,Raab SS.The economic benefit for family/general medicine practices employing physician assistants.Am J Manag Care.2002;8:613620.
  13. Kaissi A,Kralewski J,Dowd B.Financial and organizational factors affecting the employment of nurse practitioners and physician assistants in medical group practices.J Ambul Care Manage.2003;26:209216.
  14. Nishimura RA,Linderbaum JA,Naessens JM,Spurrier B,Koch MB,Gaines KA.A nonresident cardiovascular inpatient service improves residents' experiences in an academic medical center: a new model to meet the challenges of the new millennium.Acad Med.2004;79:426431.
  15. Kleinpell RM,Ely EW,Grabenkort R.Nurse practitioners and physician assistants in the intensive care unit: an evidence‐based review.Crit Care Med.2008;36:28882897.
  16. Carter AJ,Chochinov AH.A systematic review of the impact of nurse practitioners on cost, quality of care, satisfaction and wait times in the emergency department.CJEM.2007;9:286295.
  17. Mathur M,Rampersad A,Howard K,Goldman GM.Physician assistants as physician extenders in the pediatric intensive care unit setting—a 5‐year experience.Pediatr Crit Care Med.2005;6:1419.
  18. Abrass CK,Ballweg R,Gilshannon M,Coombs JB.A process for reducing workload and enhancing residents' education at an academic medical center.Acad Med.2001;76:798805.
  19. Singh S,Fletcher KE,Schapira MM, et al.A comparison of outcomes of general medical inpatient care provided by a hospitalist‐physician assistant model vs a traditional resident‐based model.J Hosp Med.2011;6:112130.
  20. O'Connor AB,Lang VJ,Lurie SJ, et al.The effect of nonteaching services on the distribution of inpatient cases for internal medicine residents.Acad Med.2009;84:220225.
  21. Association of Postgraduate PA Programs. Available at: http://appap.org/Home/tabid/38/Default.aspx. Accessed February 16,2011.
  22. Adult Hospital Medicine Boot Camp for PAs and NPs. Available at: http://www.aapa.org/component/content/article/23—general‐/673‐adult‐hospital‐medicine‐boot‐camp‐for‐pas‐and‐nps. Accessed February 16,2011.
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Modified RASS for Identifying Delirium

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Serial administration of a modified richmond agitation and sedation scale for delirium screening

Vital signs constitute a fundamental component of the physical examination and serve key diagnostic and monitoring purposes. The brain is as vital to life as the cardiovascular, respiratory, and immune/thermoregulatory systems, yet currently no vital sign exists that would allow rapid, reliable, and easily reproducible assessment of cognition.1 As a result, acute mental status changes frequently go undetected and untreated.24 Delirium is defined as an acute change in attention with fluctuations in cognition, thought, and/or consciousness throughout the course of the day.5 Because delirium in older patients is common and is associated with increased morbidity, mortality, functional decline, and costs,69 development and validation of a rapid, objective screening assessment could be used by nursing staff to identify patients at high risk for delirium.

Current recommendations for inpatient delirium monitoring usually involve daily cognitive screening with a standardized screening instrument.6 Because this process is often time‐consuming (8‐12 minutes), most patients do not undergo routine screening. To facilitate clinical implementation, we focused on developing a brief (<30‐second) inpatient screening measure of a feature of mental status that could be administered serially. The purpose of this study was to (1) develop a brief screening tool for a core feature of mental status and (2) validate this screening tool for delirium in an older inpatient population.

METHODS

Consensus Panel

In June 2009, the Veterans Administration sponsored an interdisciplinary conference that solicited input on identifying the most targetable components of delirium and discussing potential clinical instruments. Following this, a consensus panel of 8 representatives from medicine, geriatrics, nursing, psychiatry, and psychology used a modified Delphi method to target characteristic features of delirium and identify instruments that could best capture mental status change. While inattention was agreed upon as the core cognitive feature of delirium, the group came to consensus that capturing the acute onset and fluctuating nature of delirium was better suited as a vital sign. To meet these criteria, the group modified the Richmond Agitation Sedation Scale (RASS).10

The RASS is an observational instrument that has been validated in the intesive care unit setting for objectively determining level of sedation. It has been shown to be highly reliable and associated with delirium.11 The RASS is a quick, objective scale of consciousness with a scoring system that captures both hyperactive and hypoactive levels of consciousness. A disadvantage of using the RASS includes its limited attention assessment. The Consensus panel modified the RASS to improve its assessment of attention, using a brief open‐ended question that was asked before scoring (Figure 1).

Figure 1
Modified Richmond Agitation and Sedation Scale.

Participants

For this prospective validation study, we recruited 95 medical patients 65 years of age who had been admitted to a VA hospital. The study was approved by the institutional review board, and participants provided written informed consent. Patients were excluded if they refused (n = 64), anticipated leaving the hospital within 1 day (n = 42), or had vision or cognition impairments that would prevent their ability to complete informed consent forms and cognitive screening tools (n = 19). Five participants were discharged between enrollment and expert assessment.

Mental Status Assessments

After enrollment, 3 study staff members visited each participant independently. First, the trained research assistant obtained informed consent and demographic, cognitive, and functional assessments. The mini‐mental state examination was then administered to provide a baseline measure of cognitive function at the time of admission.12 A nurse‐interviewer later administered the modified RASS (mRASS) separately. Finally, a delirium expert performed an independent comprehensive mental status interview including assessments of attention, executive function, memory, and mood. Delirium was diagnosed by the delirium expert according to DSM‐IV criteria.5 Each investigator was blinded to the others' ratings. After the initial assessments, each participant was visited daily throughout the hospitalization by an mRASS assessor and, independently, by the delirium expert.

To determine inter‐rater reliability, 60 participants were evaluated with the mRASS by the trained research assistant and the nurse‐interviewer simultaneously. The mRASS was scored independently and the assessors were blinded to each others' ratings.

Statistics

The paired mRASS‐delirium assessments were analyzed in 3 ways: (1) as single‐day independent assessments; (2) longitudinally as a change from baseline including prevalent delirium; and (3) longitudinally as a change from baseline, excluding prevalent delirium cases. We examined 1‐point and 2‐point changes on the mRASS from baseline, which allowed determination of the most appropriate cut‐point for clinical use. Sensitivity, specificity, and likelihood ratios were calculated. The C‐statistic was calculated using absolute mRASS score for the single‐time assessments, and as a difference between minimum and maximum mRASS for the longitudinal analyses.

RESULTS

Characteristics of the study population are presented in Table 1. Because this was a VA population, the vast majority (94%) of participants were men, with a mean age of 81 years (range, 66‐96 years), and 89% were white. This population had a high Charlson Comorbidity Index (mean SD, 4.0 2.4), which was reflected in functional assessments, with 37% reporting difficulty with activities of daily living and 58% reporting difficulty with instrumental activities of daily living. Despite the age and comorbidity, delirium prevalence was 11% (n = 10) and incidence was 14% (n = 13). Interrater reliability of the mRASS yielded 98% agreement with a weighted kappa of 0.48 (P < 0.001).

Baseline Characteristics of the Study Population (n = 95)
Characteristics Values
  • Abbreviations: ADL, activity of daily living; AUDIT, Alcohol Use Disorders Identification Test; BMI, body mass index; IADL, independent activity of daily living; mRASS, modified Richmond Agitation Sedation Scale; SD, standard deviation.

Age, years, mean (SD) 81.0 (7.3)
Gender, male, no. (%) 89 (94)
Race, white, no. (%) 85 (89)
Charlson Comorbidity Index, mean (SD) 4.0 (2.4)
BMI, kg/m2, mean (SD) 27.2 (6.3)
Mini‐mental state examination, mean (SD) 24.4 (4.1)
AUDIT, mean (SD) 2.4 (2.9)
Tobacco use, pack‐years, no. (%) 54 (56)
Current 8 (8)
Never 16 (17)
Prior 68 (72)
Functional impairment, no. (%)
Difficulty with 1 ADL 35 (37)
Difficulty with 1 IADL 55 (58)
Length of hospital stay
Mean (SD), days 6.3 (5.4)
Median, days 5
mRASS per patient, mean (SD) 3.8 (3.3)

When the mRASS was analyzed as a single‐day independent assessment, any abnormal score (ie, a score 0) had a sensitivity of 64% and a specificity of 93% for delirium relative to the expert evaluation (Table 2). With an abnormal mRASS as 2 or 2, the sensitivity fell to 34%, while the specificity increased to 99.6%.

Performance of the mRASS for Delirium Screening
Criteria mRASS Sensitivity* (95% CI) Specificity* (95% CI) LR+ LR
  • Abbreviations: CI, confidence interval; LR+, positive likelihood ratio; LR, negative likelihood ratio; RASS, Richmond Agitation and Sedation Scale; mRASS, modified Richmond Agitation and Sedation Scale.

  • 95% CIs could not be calculated for the analyses with a zero cell.

  • C‐statistic (absolute change) for the single‐day assessments was 0.80 (95% CI, 0.730.86).

  • C‐statistic (difference) for the longitudinal assessments was 0.85 (95% CI, 0.750.94) for any delirium and 0.90 (95% CI, 0.791.00) for the incident delirium.

Single‐day independent assessments
Any abnormal 63.9% (51.976.0) 93.2% (90.396.4) 9.4 0.4
RASS 2 or 2 34.4% (22.546.3) 99.6% (98.8100) 86 0.7
Longitudinal assessments
Any delirium Any change 73.9% (56.091.9) 91.7% (85.398.1) 8.9 0.3
Change in 2 points 21.7% 100% 0.8
Incident delirium Any change 84.6% (65.0100.0) 91.7% (85.398.1) 10.2 0.2
Change in 2 points 23.1% 100% 0.8

When the mRASS was used longitudinally to detect change in delirium during the hospital stay among all participants, it had a sensitivity of 74% and specificity of 92% for any change. Increasing the stringency of the criteria by looking at a change of 2 mRASS points decreased the sensitivity (22%) and increased the specificity (100%).

To capture the potential of the mRASS administered on a longitudinal basis as a diagnostic aid, the prevalent cases of delirium were excluded. In this analysis, any change in the mRASS had a sensitivity of 85% and a specificity of 92% for incident delirium. With more stringent criteria of a change of 2 points, the sensitivity was 23% and the specificity was 100%.

DISCUSSION

In this study, we developed a modified RASS (mRASS) for serial mental status assessment. Whereas a single measurement of the mRASS had modest sensitivity and good specificity for delirium, longitudinal measurement increased the sensitivity with no loss in specificity. Importantly, the <30 seconds required for the mRASS could be incorporated into daily workflow and provides an objective measure of consciousness. As such, we believe the mRASS can potentially serve as a longitudinal measure of consciousnessmuch like a vital sign for mental status.

Altered consciousness is a clinical and diagnostic feature of delirium,5, 13 and fluctuation in mental status is a diagnostic feature of delirium. As such, a screening instrument able to quantify the level of consciousness longitudinally and allow comparison to prior and subsequent determinations has face validity as a delirium screening instrument.

The mRASS has other features that make it appropriate for serial measurement in a manner similar to a vital sign. First, it objectively described consciousness on a scale, which is an improvement relative to many of the subjective descriptions clinically used. Consistent with other studies of the RASS,10, 11 the mRASS has good interrater reliability, allowing a common language to be used to describe level of consciousness across health care settings that can become the basis for a systematic and standardized monitor of cognitive change, improving continuity of care and communication between providers. It can be further used to objectively establish a patient's baseline and monitor change longitudinally.

The current study is limited by the lack of diversity and small size of the study population, which limits external validity (generalizability). Additional studies evaluating the utility of the mRASS by a variety of health care team members in a larger, more ethnically/racially diverse and heterogeneous population should be completed before we can determine if it can perform as a mental status vital sign, and if it is associated with better patient outcomes. Additionally, this study selected patients who were physically and cognitively capable of enrolling and excluded patients with severe cognitive and sensory impairment who were unable to provide consent to participate. Thus, some of the sickest, frailest, and most cognitively impaired patients were excluded. Unfortunately, this study therefore excluded a population significantly more vulnerable to the development of delirium.

Because a change in mental status (such as delirium) is common, morbid, and costly, a brief tool that can reliably and effectively assess mental status is needed. The mRASS used in this study provided an objective measurement of consciousness, a key component of mental status, and was demonstrated to reliably screen for presence or absence of delirium when administered longitudinally. Further study in diverse populations with administration by a variety of health care team members is needed to determine whether the mRASS can accurately serve as a mental status vital sign. If adopted widely, the mRASS could be used alongside the traditional vital signs to establish patient baselines, monitor change, improve provider communication, and potentially improve patient outcomes.

Acknowledgements

The authors are indebted to all of the veterans who willingly participated in this project. The VA Delirium Working Group Consensus Panel Consisted of Kenneth Boockvar, Joseph Flaherty, Sharon Gordon, Barbara Kamholz, James Rudolph, Marianne Shaughnessy, Kenneth Shay, and Joan Stein.

The authors maintained independence in the development, execution, and reporting of this study.

This article was presented in abstract form at the American Geriatrics Society Annual Meeting, May 12, 2011.

Funding: Jennifer G. Chester was funded by an Einstein Research Fellowship. James L. Rudolph is supported by a VA Rehabilitation Research Career Development Award. Additional support was provided by the American Federation for Aging Research, the Boston MSTAR, and National Institutes of Health grants AG 026781‐05 and AG 038027. James L. Rudolph and Mary Beth Harrington and the VA Delirium Working Group Consensus Panel are VA employees. The authors have no additional disclosures to report.

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References
  1. Chester JG,Rudolph JL.Vital signs in older patients: age‐related changes.J Am Med Dir Assoc.2011;12:337343.
  2. Levkoff SE,Besdine RW,Wetle T.Acute confusional states (delirium) in the hospitalized elderly.Annu Rev Gerontol Geriatr.1986;6:126.
  3. Gustafson Y,Brannstrom B,Norberg A,Bucht G,Winblad B.Underdiagnosis and poor documentation of acute confusional states in elderly hip fracture patients.J Am Geriatr Soc.1991;39:760765.
  4. Inouye SK,Foreman MD,Mion LC,Katz KH,Cooney LM.Nurses' recognition of delirium and its symptoms: comparison of nurse and researcher ratings.Arch Intern Med.2001;161:24672473.
  5. Diagnostic and Statistical Manual of Mental Disorders.4th ed.Washington, DC:American Psychiatric Association;1994.
  6. Inouye SK.Delirium in older persons.N Engl J Med.2006;354:11571165.
  7. Leslie DL,Marcantonio ER,Zhang Y,Leo‐Summers L,Inouye SK.One‐year health care costs associated with delirium in the elderly population.Arch Intern Med.2008;168:2732.
  8. McCusker J,Cole M,Abrahamowicz M,Primeau F,Belzile E.Delirium predicts 12‐month mortality.Arch Intern Med.2002;162:457463.
  9. Rudolph JL,Inouye SK,Jones RN, et al.Delirium: an independent predictor of functional decline after cardiac surgery.J Am Geriatr Soc.2010;58:643649.
  10. Sessler CN,Gosnell MS,Grap MJ, et al.The Richmond Agitation‐Sedation Scale: validity and reliability in adult intensive care unit patients.Am J Respir Crit Care Med.2002;166:13381344.
  11. Ely EW,Truman B,Shintani A, et al.Monitoring sedation status over time in ICU patients: reliability and validity of the Richmond Agitation‐Sedation Scale (RASS).JAMA.2003;289:29832991.
  12. Folstein MF,Folstein SE,McHugh PR.“Mini‐mental state”. A practical method for grading the cognitive state of patients for the clinician.J Psychiatr Res.1975;12:189198.
  13. Inouye SK,van Dyck CH,Alessi CA,Balkin S,Siegal AP,Horwitz RI.Clarifying confusion: the confusion assessment method. A new method for detection of delirium.Ann Intern Med.1990;113:941948.
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Vital signs constitute a fundamental component of the physical examination and serve key diagnostic and monitoring purposes. The brain is as vital to life as the cardiovascular, respiratory, and immune/thermoregulatory systems, yet currently no vital sign exists that would allow rapid, reliable, and easily reproducible assessment of cognition.1 As a result, acute mental status changes frequently go undetected and untreated.24 Delirium is defined as an acute change in attention with fluctuations in cognition, thought, and/or consciousness throughout the course of the day.5 Because delirium in older patients is common and is associated with increased morbidity, mortality, functional decline, and costs,69 development and validation of a rapid, objective screening assessment could be used by nursing staff to identify patients at high risk for delirium.

Current recommendations for inpatient delirium monitoring usually involve daily cognitive screening with a standardized screening instrument.6 Because this process is often time‐consuming (8‐12 minutes), most patients do not undergo routine screening. To facilitate clinical implementation, we focused on developing a brief (<30‐second) inpatient screening measure of a feature of mental status that could be administered serially. The purpose of this study was to (1) develop a brief screening tool for a core feature of mental status and (2) validate this screening tool for delirium in an older inpatient population.

METHODS

Consensus Panel

In June 2009, the Veterans Administration sponsored an interdisciplinary conference that solicited input on identifying the most targetable components of delirium and discussing potential clinical instruments. Following this, a consensus panel of 8 representatives from medicine, geriatrics, nursing, psychiatry, and psychology used a modified Delphi method to target characteristic features of delirium and identify instruments that could best capture mental status change. While inattention was agreed upon as the core cognitive feature of delirium, the group came to consensus that capturing the acute onset and fluctuating nature of delirium was better suited as a vital sign. To meet these criteria, the group modified the Richmond Agitation Sedation Scale (RASS).10

The RASS is an observational instrument that has been validated in the intesive care unit setting for objectively determining level of sedation. It has been shown to be highly reliable and associated with delirium.11 The RASS is a quick, objective scale of consciousness with a scoring system that captures both hyperactive and hypoactive levels of consciousness. A disadvantage of using the RASS includes its limited attention assessment. The Consensus panel modified the RASS to improve its assessment of attention, using a brief open‐ended question that was asked before scoring (Figure 1).

Figure 1
Modified Richmond Agitation and Sedation Scale.

Participants

For this prospective validation study, we recruited 95 medical patients 65 years of age who had been admitted to a VA hospital. The study was approved by the institutional review board, and participants provided written informed consent. Patients were excluded if they refused (n = 64), anticipated leaving the hospital within 1 day (n = 42), or had vision or cognition impairments that would prevent their ability to complete informed consent forms and cognitive screening tools (n = 19). Five participants were discharged between enrollment and expert assessment.

Mental Status Assessments

After enrollment, 3 study staff members visited each participant independently. First, the trained research assistant obtained informed consent and demographic, cognitive, and functional assessments. The mini‐mental state examination was then administered to provide a baseline measure of cognitive function at the time of admission.12 A nurse‐interviewer later administered the modified RASS (mRASS) separately. Finally, a delirium expert performed an independent comprehensive mental status interview including assessments of attention, executive function, memory, and mood. Delirium was diagnosed by the delirium expert according to DSM‐IV criteria.5 Each investigator was blinded to the others' ratings. After the initial assessments, each participant was visited daily throughout the hospitalization by an mRASS assessor and, independently, by the delirium expert.

To determine inter‐rater reliability, 60 participants were evaluated with the mRASS by the trained research assistant and the nurse‐interviewer simultaneously. The mRASS was scored independently and the assessors were blinded to each others' ratings.

Statistics

The paired mRASS‐delirium assessments were analyzed in 3 ways: (1) as single‐day independent assessments; (2) longitudinally as a change from baseline including prevalent delirium; and (3) longitudinally as a change from baseline, excluding prevalent delirium cases. We examined 1‐point and 2‐point changes on the mRASS from baseline, which allowed determination of the most appropriate cut‐point for clinical use. Sensitivity, specificity, and likelihood ratios were calculated. The C‐statistic was calculated using absolute mRASS score for the single‐time assessments, and as a difference between minimum and maximum mRASS for the longitudinal analyses.

RESULTS

Characteristics of the study population are presented in Table 1. Because this was a VA population, the vast majority (94%) of participants were men, with a mean age of 81 years (range, 66‐96 years), and 89% were white. This population had a high Charlson Comorbidity Index (mean SD, 4.0 2.4), which was reflected in functional assessments, with 37% reporting difficulty with activities of daily living and 58% reporting difficulty with instrumental activities of daily living. Despite the age and comorbidity, delirium prevalence was 11% (n = 10) and incidence was 14% (n = 13). Interrater reliability of the mRASS yielded 98% agreement with a weighted kappa of 0.48 (P < 0.001).

Baseline Characteristics of the Study Population (n = 95)
Characteristics Values
  • Abbreviations: ADL, activity of daily living; AUDIT, Alcohol Use Disorders Identification Test; BMI, body mass index; IADL, independent activity of daily living; mRASS, modified Richmond Agitation Sedation Scale; SD, standard deviation.

Age, years, mean (SD) 81.0 (7.3)
Gender, male, no. (%) 89 (94)
Race, white, no. (%) 85 (89)
Charlson Comorbidity Index, mean (SD) 4.0 (2.4)
BMI, kg/m2, mean (SD) 27.2 (6.3)
Mini‐mental state examination, mean (SD) 24.4 (4.1)
AUDIT, mean (SD) 2.4 (2.9)
Tobacco use, pack‐years, no. (%) 54 (56)
Current 8 (8)
Never 16 (17)
Prior 68 (72)
Functional impairment, no. (%)
Difficulty with 1 ADL 35 (37)
Difficulty with 1 IADL 55 (58)
Length of hospital stay
Mean (SD), days 6.3 (5.4)
Median, days 5
mRASS per patient, mean (SD) 3.8 (3.3)

When the mRASS was analyzed as a single‐day independent assessment, any abnormal score (ie, a score 0) had a sensitivity of 64% and a specificity of 93% for delirium relative to the expert evaluation (Table 2). With an abnormal mRASS as 2 or 2, the sensitivity fell to 34%, while the specificity increased to 99.6%.

Performance of the mRASS for Delirium Screening
Criteria mRASS Sensitivity* (95% CI) Specificity* (95% CI) LR+ LR
  • Abbreviations: CI, confidence interval; LR+, positive likelihood ratio; LR, negative likelihood ratio; RASS, Richmond Agitation and Sedation Scale; mRASS, modified Richmond Agitation and Sedation Scale.

  • 95% CIs could not be calculated for the analyses with a zero cell.

  • C‐statistic (absolute change) for the single‐day assessments was 0.80 (95% CI, 0.730.86).

  • C‐statistic (difference) for the longitudinal assessments was 0.85 (95% CI, 0.750.94) for any delirium and 0.90 (95% CI, 0.791.00) for the incident delirium.

Single‐day independent assessments
Any abnormal 63.9% (51.976.0) 93.2% (90.396.4) 9.4 0.4
RASS 2 or 2 34.4% (22.546.3) 99.6% (98.8100) 86 0.7
Longitudinal assessments
Any delirium Any change 73.9% (56.091.9) 91.7% (85.398.1) 8.9 0.3
Change in 2 points 21.7% 100% 0.8
Incident delirium Any change 84.6% (65.0100.0) 91.7% (85.398.1) 10.2 0.2
Change in 2 points 23.1% 100% 0.8

When the mRASS was used longitudinally to detect change in delirium during the hospital stay among all participants, it had a sensitivity of 74% and specificity of 92% for any change. Increasing the stringency of the criteria by looking at a change of 2 mRASS points decreased the sensitivity (22%) and increased the specificity (100%).

To capture the potential of the mRASS administered on a longitudinal basis as a diagnostic aid, the prevalent cases of delirium were excluded. In this analysis, any change in the mRASS had a sensitivity of 85% and a specificity of 92% for incident delirium. With more stringent criteria of a change of 2 points, the sensitivity was 23% and the specificity was 100%.

DISCUSSION

In this study, we developed a modified RASS (mRASS) for serial mental status assessment. Whereas a single measurement of the mRASS had modest sensitivity and good specificity for delirium, longitudinal measurement increased the sensitivity with no loss in specificity. Importantly, the <30 seconds required for the mRASS could be incorporated into daily workflow and provides an objective measure of consciousness. As such, we believe the mRASS can potentially serve as a longitudinal measure of consciousnessmuch like a vital sign for mental status.

Altered consciousness is a clinical and diagnostic feature of delirium,5, 13 and fluctuation in mental status is a diagnostic feature of delirium. As such, a screening instrument able to quantify the level of consciousness longitudinally and allow comparison to prior and subsequent determinations has face validity as a delirium screening instrument.

The mRASS has other features that make it appropriate for serial measurement in a manner similar to a vital sign. First, it objectively described consciousness on a scale, which is an improvement relative to many of the subjective descriptions clinically used. Consistent with other studies of the RASS,10, 11 the mRASS has good interrater reliability, allowing a common language to be used to describe level of consciousness across health care settings that can become the basis for a systematic and standardized monitor of cognitive change, improving continuity of care and communication between providers. It can be further used to objectively establish a patient's baseline and monitor change longitudinally.

The current study is limited by the lack of diversity and small size of the study population, which limits external validity (generalizability). Additional studies evaluating the utility of the mRASS by a variety of health care team members in a larger, more ethnically/racially diverse and heterogeneous population should be completed before we can determine if it can perform as a mental status vital sign, and if it is associated with better patient outcomes. Additionally, this study selected patients who were physically and cognitively capable of enrolling and excluded patients with severe cognitive and sensory impairment who were unable to provide consent to participate. Thus, some of the sickest, frailest, and most cognitively impaired patients were excluded. Unfortunately, this study therefore excluded a population significantly more vulnerable to the development of delirium.

Because a change in mental status (such as delirium) is common, morbid, and costly, a brief tool that can reliably and effectively assess mental status is needed. The mRASS used in this study provided an objective measurement of consciousness, a key component of mental status, and was demonstrated to reliably screen for presence or absence of delirium when administered longitudinally. Further study in diverse populations with administration by a variety of health care team members is needed to determine whether the mRASS can accurately serve as a mental status vital sign. If adopted widely, the mRASS could be used alongside the traditional vital signs to establish patient baselines, monitor change, improve provider communication, and potentially improve patient outcomes.

Acknowledgements

The authors are indebted to all of the veterans who willingly participated in this project. The VA Delirium Working Group Consensus Panel Consisted of Kenneth Boockvar, Joseph Flaherty, Sharon Gordon, Barbara Kamholz, James Rudolph, Marianne Shaughnessy, Kenneth Shay, and Joan Stein.

The authors maintained independence in the development, execution, and reporting of this study.

This article was presented in abstract form at the American Geriatrics Society Annual Meeting, May 12, 2011.

Funding: Jennifer G. Chester was funded by an Einstein Research Fellowship. James L. Rudolph is supported by a VA Rehabilitation Research Career Development Award. Additional support was provided by the American Federation for Aging Research, the Boston MSTAR, and National Institutes of Health grants AG 026781‐05 and AG 038027. James L. Rudolph and Mary Beth Harrington and the VA Delirium Working Group Consensus Panel are VA employees. The authors have no additional disclosures to report.

Vital signs constitute a fundamental component of the physical examination and serve key diagnostic and monitoring purposes. The brain is as vital to life as the cardiovascular, respiratory, and immune/thermoregulatory systems, yet currently no vital sign exists that would allow rapid, reliable, and easily reproducible assessment of cognition.1 As a result, acute mental status changes frequently go undetected and untreated.24 Delirium is defined as an acute change in attention with fluctuations in cognition, thought, and/or consciousness throughout the course of the day.5 Because delirium in older patients is common and is associated with increased morbidity, mortality, functional decline, and costs,69 development and validation of a rapid, objective screening assessment could be used by nursing staff to identify patients at high risk for delirium.

Current recommendations for inpatient delirium monitoring usually involve daily cognitive screening with a standardized screening instrument.6 Because this process is often time‐consuming (8‐12 minutes), most patients do not undergo routine screening. To facilitate clinical implementation, we focused on developing a brief (<30‐second) inpatient screening measure of a feature of mental status that could be administered serially. The purpose of this study was to (1) develop a brief screening tool for a core feature of mental status and (2) validate this screening tool for delirium in an older inpatient population.

METHODS

Consensus Panel

In June 2009, the Veterans Administration sponsored an interdisciplinary conference that solicited input on identifying the most targetable components of delirium and discussing potential clinical instruments. Following this, a consensus panel of 8 representatives from medicine, geriatrics, nursing, psychiatry, and psychology used a modified Delphi method to target characteristic features of delirium and identify instruments that could best capture mental status change. While inattention was agreed upon as the core cognitive feature of delirium, the group came to consensus that capturing the acute onset and fluctuating nature of delirium was better suited as a vital sign. To meet these criteria, the group modified the Richmond Agitation Sedation Scale (RASS).10

The RASS is an observational instrument that has been validated in the intesive care unit setting for objectively determining level of sedation. It has been shown to be highly reliable and associated with delirium.11 The RASS is a quick, objective scale of consciousness with a scoring system that captures both hyperactive and hypoactive levels of consciousness. A disadvantage of using the RASS includes its limited attention assessment. The Consensus panel modified the RASS to improve its assessment of attention, using a brief open‐ended question that was asked before scoring (Figure 1).

Figure 1
Modified Richmond Agitation and Sedation Scale.

Participants

For this prospective validation study, we recruited 95 medical patients 65 years of age who had been admitted to a VA hospital. The study was approved by the institutional review board, and participants provided written informed consent. Patients were excluded if they refused (n = 64), anticipated leaving the hospital within 1 day (n = 42), or had vision or cognition impairments that would prevent their ability to complete informed consent forms and cognitive screening tools (n = 19). Five participants were discharged between enrollment and expert assessment.

Mental Status Assessments

After enrollment, 3 study staff members visited each participant independently. First, the trained research assistant obtained informed consent and demographic, cognitive, and functional assessments. The mini‐mental state examination was then administered to provide a baseline measure of cognitive function at the time of admission.12 A nurse‐interviewer later administered the modified RASS (mRASS) separately. Finally, a delirium expert performed an independent comprehensive mental status interview including assessments of attention, executive function, memory, and mood. Delirium was diagnosed by the delirium expert according to DSM‐IV criteria.5 Each investigator was blinded to the others' ratings. After the initial assessments, each participant was visited daily throughout the hospitalization by an mRASS assessor and, independently, by the delirium expert.

To determine inter‐rater reliability, 60 participants were evaluated with the mRASS by the trained research assistant and the nurse‐interviewer simultaneously. The mRASS was scored independently and the assessors were blinded to each others' ratings.

Statistics

The paired mRASS‐delirium assessments were analyzed in 3 ways: (1) as single‐day independent assessments; (2) longitudinally as a change from baseline including prevalent delirium; and (3) longitudinally as a change from baseline, excluding prevalent delirium cases. We examined 1‐point and 2‐point changes on the mRASS from baseline, which allowed determination of the most appropriate cut‐point for clinical use. Sensitivity, specificity, and likelihood ratios were calculated. The C‐statistic was calculated using absolute mRASS score for the single‐time assessments, and as a difference between minimum and maximum mRASS for the longitudinal analyses.

RESULTS

Characteristics of the study population are presented in Table 1. Because this was a VA population, the vast majority (94%) of participants were men, with a mean age of 81 years (range, 66‐96 years), and 89% were white. This population had a high Charlson Comorbidity Index (mean SD, 4.0 2.4), which was reflected in functional assessments, with 37% reporting difficulty with activities of daily living and 58% reporting difficulty with instrumental activities of daily living. Despite the age and comorbidity, delirium prevalence was 11% (n = 10) and incidence was 14% (n = 13). Interrater reliability of the mRASS yielded 98% agreement with a weighted kappa of 0.48 (P < 0.001).

Baseline Characteristics of the Study Population (n = 95)
Characteristics Values
  • Abbreviations: ADL, activity of daily living; AUDIT, Alcohol Use Disorders Identification Test; BMI, body mass index; IADL, independent activity of daily living; mRASS, modified Richmond Agitation Sedation Scale; SD, standard deviation.

Age, years, mean (SD) 81.0 (7.3)
Gender, male, no. (%) 89 (94)
Race, white, no. (%) 85 (89)
Charlson Comorbidity Index, mean (SD) 4.0 (2.4)
BMI, kg/m2, mean (SD) 27.2 (6.3)
Mini‐mental state examination, mean (SD) 24.4 (4.1)
AUDIT, mean (SD) 2.4 (2.9)
Tobacco use, pack‐years, no. (%) 54 (56)
Current 8 (8)
Never 16 (17)
Prior 68 (72)
Functional impairment, no. (%)
Difficulty with 1 ADL 35 (37)
Difficulty with 1 IADL 55 (58)
Length of hospital stay
Mean (SD), days 6.3 (5.4)
Median, days 5
mRASS per patient, mean (SD) 3.8 (3.3)

When the mRASS was analyzed as a single‐day independent assessment, any abnormal score (ie, a score 0) had a sensitivity of 64% and a specificity of 93% for delirium relative to the expert evaluation (Table 2). With an abnormal mRASS as 2 or 2, the sensitivity fell to 34%, while the specificity increased to 99.6%.

Performance of the mRASS for Delirium Screening
Criteria mRASS Sensitivity* (95% CI) Specificity* (95% CI) LR+ LR
  • Abbreviations: CI, confidence interval; LR+, positive likelihood ratio; LR, negative likelihood ratio; RASS, Richmond Agitation and Sedation Scale; mRASS, modified Richmond Agitation and Sedation Scale.

  • 95% CIs could not be calculated for the analyses with a zero cell.

  • C‐statistic (absolute change) for the single‐day assessments was 0.80 (95% CI, 0.730.86).

  • C‐statistic (difference) for the longitudinal assessments was 0.85 (95% CI, 0.750.94) for any delirium and 0.90 (95% CI, 0.791.00) for the incident delirium.

Single‐day independent assessments
Any abnormal 63.9% (51.976.0) 93.2% (90.396.4) 9.4 0.4
RASS 2 or 2 34.4% (22.546.3) 99.6% (98.8100) 86 0.7
Longitudinal assessments
Any delirium Any change 73.9% (56.091.9) 91.7% (85.398.1) 8.9 0.3
Change in 2 points 21.7% 100% 0.8
Incident delirium Any change 84.6% (65.0100.0) 91.7% (85.398.1) 10.2 0.2
Change in 2 points 23.1% 100% 0.8

When the mRASS was used longitudinally to detect change in delirium during the hospital stay among all participants, it had a sensitivity of 74% and specificity of 92% for any change. Increasing the stringency of the criteria by looking at a change of 2 mRASS points decreased the sensitivity (22%) and increased the specificity (100%).

To capture the potential of the mRASS administered on a longitudinal basis as a diagnostic aid, the prevalent cases of delirium were excluded. In this analysis, any change in the mRASS had a sensitivity of 85% and a specificity of 92% for incident delirium. With more stringent criteria of a change of 2 points, the sensitivity was 23% and the specificity was 100%.

DISCUSSION

In this study, we developed a modified RASS (mRASS) for serial mental status assessment. Whereas a single measurement of the mRASS had modest sensitivity and good specificity for delirium, longitudinal measurement increased the sensitivity with no loss in specificity. Importantly, the <30 seconds required for the mRASS could be incorporated into daily workflow and provides an objective measure of consciousness. As such, we believe the mRASS can potentially serve as a longitudinal measure of consciousnessmuch like a vital sign for mental status.

Altered consciousness is a clinical and diagnostic feature of delirium,5, 13 and fluctuation in mental status is a diagnostic feature of delirium. As such, a screening instrument able to quantify the level of consciousness longitudinally and allow comparison to prior and subsequent determinations has face validity as a delirium screening instrument.

The mRASS has other features that make it appropriate for serial measurement in a manner similar to a vital sign. First, it objectively described consciousness on a scale, which is an improvement relative to many of the subjective descriptions clinically used. Consistent with other studies of the RASS,10, 11 the mRASS has good interrater reliability, allowing a common language to be used to describe level of consciousness across health care settings that can become the basis for a systematic and standardized monitor of cognitive change, improving continuity of care and communication between providers. It can be further used to objectively establish a patient's baseline and monitor change longitudinally.

The current study is limited by the lack of diversity and small size of the study population, which limits external validity (generalizability). Additional studies evaluating the utility of the mRASS by a variety of health care team members in a larger, more ethnically/racially diverse and heterogeneous population should be completed before we can determine if it can perform as a mental status vital sign, and if it is associated with better patient outcomes. Additionally, this study selected patients who were physically and cognitively capable of enrolling and excluded patients with severe cognitive and sensory impairment who were unable to provide consent to participate. Thus, some of the sickest, frailest, and most cognitively impaired patients were excluded. Unfortunately, this study therefore excluded a population significantly more vulnerable to the development of delirium.

Because a change in mental status (such as delirium) is common, morbid, and costly, a brief tool that can reliably and effectively assess mental status is needed. The mRASS used in this study provided an objective measurement of consciousness, a key component of mental status, and was demonstrated to reliably screen for presence or absence of delirium when administered longitudinally. Further study in diverse populations with administration by a variety of health care team members is needed to determine whether the mRASS can accurately serve as a mental status vital sign. If adopted widely, the mRASS could be used alongside the traditional vital signs to establish patient baselines, monitor change, improve provider communication, and potentially improve patient outcomes.

Acknowledgements

The authors are indebted to all of the veterans who willingly participated in this project. The VA Delirium Working Group Consensus Panel Consisted of Kenneth Boockvar, Joseph Flaherty, Sharon Gordon, Barbara Kamholz, James Rudolph, Marianne Shaughnessy, Kenneth Shay, and Joan Stein.

The authors maintained independence in the development, execution, and reporting of this study.

This article was presented in abstract form at the American Geriatrics Society Annual Meeting, May 12, 2011.

Funding: Jennifer G. Chester was funded by an Einstein Research Fellowship. James L. Rudolph is supported by a VA Rehabilitation Research Career Development Award. Additional support was provided by the American Federation for Aging Research, the Boston MSTAR, and National Institutes of Health grants AG 026781‐05 and AG 038027. James L. Rudolph and Mary Beth Harrington and the VA Delirium Working Group Consensus Panel are VA employees. The authors have no additional disclosures to report.

References
  1. Chester JG,Rudolph JL.Vital signs in older patients: age‐related changes.J Am Med Dir Assoc.2011;12:337343.
  2. Levkoff SE,Besdine RW,Wetle T.Acute confusional states (delirium) in the hospitalized elderly.Annu Rev Gerontol Geriatr.1986;6:126.
  3. Gustafson Y,Brannstrom B,Norberg A,Bucht G,Winblad B.Underdiagnosis and poor documentation of acute confusional states in elderly hip fracture patients.J Am Geriatr Soc.1991;39:760765.
  4. Inouye SK,Foreman MD,Mion LC,Katz KH,Cooney LM.Nurses' recognition of delirium and its symptoms: comparison of nurse and researcher ratings.Arch Intern Med.2001;161:24672473.
  5. Diagnostic and Statistical Manual of Mental Disorders.4th ed.Washington, DC:American Psychiatric Association;1994.
  6. Inouye SK.Delirium in older persons.N Engl J Med.2006;354:11571165.
  7. Leslie DL,Marcantonio ER,Zhang Y,Leo‐Summers L,Inouye SK.One‐year health care costs associated with delirium in the elderly population.Arch Intern Med.2008;168:2732.
  8. McCusker J,Cole M,Abrahamowicz M,Primeau F,Belzile E.Delirium predicts 12‐month mortality.Arch Intern Med.2002;162:457463.
  9. Rudolph JL,Inouye SK,Jones RN, et al.Delirium: an independent predictor of functional decline after cardiac surgery.J Am Geriatr Soc.2010;58:643649.
  10. Sessler CN,Gosnell MS,Grap MJ, et al.The Richmond Agitation‐Sedation Scale: validity and reliability in adult intensive care unit patients.Am J Respir Crit Care Med.2002;166:13381344.
  11. Ely EW,Truman B,Shintani A, et al.Monitoring sedation status over time in ICU patients: reliability and validity of the Richmond Agitation‐Sedation Scale (RASS).JAMA.2003;289:29832991.
  12. Folstein MF,Folstein SE,McHugh PR.“Mini‐mental state”. A practical method for grading the cognitive state of patients for the clinician.J Psychiatr Res.1975;12:189198.
  13. Inouye SK,van Dyck CH,Alessi CA,Balkin S,Siegal AP,Horwitz RI.Clarifying confusion: the confusion assessment method. A new method for detection of delirium.Ann Intern Med.1990;113:941948.
References
  1. Chester JG,Rudolph JL.Vital signs in older patients: age‐related changes.J Am Med Dir Assoc.2011;12:337343.
  2. Levkoff SE,Besdine RW,Wetle T.Acute confusional states (delirium) in the hospitalized elderly.Annu Rev Gerontol Geriatr.1986;6:126.
  3. Gustafson Y,Brannstrom B,Norberg A,Bucht G,Winblad B.Underdiagnosis and poor documentation of acute confusional states in elderly hip fracture patients.J Am Geriatr Soc.1991;39:760765.
  4. Inouye SK,Foreman MD,Mion LC,Katz KH,Cooney LM.Nurses' recognition of delirium and its symptoms: comparison of nurse and researcher ratings.Arch Intern Med.2001;161:24672473.
  5. Diagnostic and Statistical Manual of Mental Disorders.4th ed.Washington, DC:American Psychiatric Association;1994.
  6. Inouye SK.Delirium in older persons.N Engl J Med.2006;354:11571165.
  7. Leslie DL,Marcantonio ER,Zhang Y,Leo‐Summers L,Inouye SK.One‐year health care costs associated with delirium in the elderly population.Arch Intern Med.2008;168:2732.
  8. McCusker J,Cole M,Abrahamowicz M,Primeau F,Belzile E.Delirium predicts 12‐month mortality.Arch Intern Med.2002;162:457463.
  9. Rudolph JL,Inouye SK,Jones RN, et al.Delirium: an independent predictor of functional decline after cardiac surgery.J Am Geriatr Soc.2010;58:643649.
  10. Sessler CN,Gosnell MS,Grap MJ, et al.The Richmond Agitation‐Sedation Scale: validity and reliability in adult intensive care unit patients.Am J Respir Crit Care Med.2002;166:13381344.
  11. Ely EW,Truman B,Shintani A, et al.Monitoring sedation status over time in ICU patients: reliability and validity of the Richmond Agitation‐Sedation Scale (RASS).JAMA.2003;289:29832991.
  12. Folstein MF,Folstein SE,McHugh PR.“Mini‐mental state”. A practical method for grading the cognitive state of patients for the clinician.J Psychiatr Res.1975;12:189198.
  13. Inouye SK,van Dyck CH,Alessi CA,Balkin S,Siegal AP,Horwitz RI.Clarifying confusion: the confusion assessment method. A new method for detection of delirium.Ann Intern Med.1990;113:941948.
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New ACO Rules Could Improve Enrollment

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The recently published Centers for Medicare & Medicaid Services (CMS) rules on accountable-care organizations (ACOs) are an improvement over the draft rules from this spring, but whether they spur wider formation of the new care model remains to be seen, a leading hospitalist says.

"They did some smart things," says Ron Greeno, MD, MHM, chief medical officer of Brentwood, Tenn.-based Cogent HMG and chair of SHM's Public Policy Committee. "I don't know yet that I have a great feel for how many people are going to apply—certainly more than before."

Released in March, the draft rules prompted more than 1,000 formal comments, spurring changes in several areas, including a significant reduction in the number of quality measures that CMS would monitor (33 from 65), and the elimination of assigning patients to ACOs retrospectively.

The revisions have been made to the Pioneer ACO Model, which offers higher payments to providers and organizations that already have experience with shared savings contracts, and a related program, the Medicare Shared Savings Program, which requires no previous experience.

Overall, the changes "increase incentives and eliminate downside risk," Dr. Greeno says, adding that he would like even more incentives to encourage more providers and organizations to participate. A recent white paper from healthcare research group Leavitt Partners of Salt Lake City identified 165 ACOs nationwide. Dr. Greeno believes that with more opportunity for providers and health systems to share in potential savings, that number can grow quickly.

In a comment letter posted to its website, SHM suggested "that limiting the incentive will also limit the results. ACOs that continually innovate to achieve progressive savings should have ongoing incentives to do so.”

"It's like [CMS] wants this to work, but they're almost scared people will make money doing this," he adds. "If you think this is important, make it worthwhile ... let organizations find the level of risk they're comfortable taking. And reward them accordingly if they're successful."

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The recently published Centers for Medicare & Medicaid Services (CMS) rules on accountable-care organizations (ACOs) are an improvement over the draft rules from this spring, but whether they spur wider formation of the new care model remains to be seen, a leading hospitalist says.

"They did some smart things," says Ron Greeno, MD, MHM, chief medical officer of Brentwood, Tenn.-based Cogent HMG and chair of SHM's Public Policy Committee. "I don't know yet that I have a great feel for how many people are going to apply—certainly more than before."

Released in March, the draft rules prompted more than 1,000 formal comments, spurring changes in several areas, including a significant reduction in the number of quality measures that CMS would monitor (33 from 65), and the elimination of assigning patients to ACOs retrospectively.

The revisions have been made to the Pioneer ACO Model, which offers higher payments to providers and organizations that already have experience with shared savings contracts, and a related program, the Medicare Shared Savings Program, which requires no previous experience.

Overall, the changes "increase incentives and eliminate downside risk," Dr. Greeno says, adding that he would like even more incentives to encourage more providers and organizations to participate. A recent white paper from healthcare research group Leavitt Partners of Salt Lake City identified 165 ACOs nationwide. Dr. Greeno believes that with more opportunity for providers and health systems to share in potential savings, that number can grow quickly.

In a comment letter posted to its website, SHM suggested "that limiting the incentive will also limit the results. ACOs that continually innovate to achieve progressive savings should have ongoing incentives to do so.”

"It's like [CMS] wants this to work, but they're almost scared people will make money doing this," he adds. "If you think this is important, make it worthwhile ... let organizations find the level of risk they're comfortable taking. And reward them accordingly if they're successful."

The recently published Centers for Medicare & Medicaid Services (CMS) rules on accountable-care organizations (ACOs) are an improvement over the draft rules from this spring, but whether they spur wider formation of the new care model remains to be seen, a leading hospitalist says.

"They did some smart things," says Ron Greeno, MD, MHM, chief medical officer of Brentwood, Tenn.-based Cogent HMG and chair of SHM's Public Policy Committee. "I don't know yet that I have a great feel for how many people are going to apply—certainly more than before."

Released in March, the draft rules prompted more than 1,000 formal comments, spurring changes in several areas, including a significant reduction in the number of quality measures that CMS would monitor (33 from 65), and the elimination of assigning patients to ACOs retrospectively.

The revisions have been made to the Pioneer ACO Model, which offers higher payments to providers and organizations that already have experience with shared savings contracts, and a related program, the Medicare Shared Savings Program, which requires no previous experience.

Overall, the changes "increase incentives and eliminate downside risk," Dr. Greeno says, adding that he would like even more incentives to encourage more providers and organizations to participate. A recent white paper from healthcare research group Leavitt Partners of Salt Lake City identified 165 ACOs nationwide. Dr. Greeno believes that with more opportunity for providers and health systems to share in potential savings, that number can grow quickly.

In a comment letter posted to its website, SHM suggested "that limiting the incentive will also limit the results. ACOs that continually innovate to achieve progressive savings should have ongoing incentives to do so.”

"It's like [CMS] wants this to work, but they're almost scared people will make money doing this," he adds. "If you think this is important, make it worthwhile ... let organizations find the level of risk they're comfortable taking. And reward them accordingly if they're successful."

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Hospitalist Leads Project to Improve Antimicrobial Prescribing

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Hospitalist Leads Project to Improve Antimicrobial Prescribing

Hospitalists are at the center of many proposed interventions to improve antimicrobial prescribing practices, half of which are estimated to be unnecessary or inappropriate, with serious cost and safety consequences, says Scott Flanders, MD, FACP, SFHM, professor of medicine and director of the hospitalist program at the University of Michigan Health System in Ann Arbor.

Dr. Flanders, past president of SHM, is on the faculty of a new Institute for Healthcare Improvement (IHI) initiative kicked off in Boston in late October to test the feasibility of those interventions in hospitals of varying models.

The CDC's national campaign Get Smart for Healthcare recommends formal antimicrobial stewardship programs in hospitals to ensure that patients routinely receive the right antibiotic in the right dose at the right time for the right duration. The CDC website cites a number of studies showing the positive effects of such stewardship on antimicrobial use, antimicrobial resistance, the incidence of Clostridium difficile infections, cost, and other endpoints.

The CDC has engaged IHI to define and pilot-test the feasibility of expert-recommended interventions and approaches at eight hospitals through June 2012. The testing could lead to modifications in approaches, perhaps a second round of testing, and an IHI collaborative, says Diane Jacobsen, IHI project manager.

Eventually, Dr. Flanders adds, SHM might offer its own toolkit of resources for hospitals and hospitalists, and mentored implementation along the lines of its other major quality initiatives.

"The biggest thing for hospitalists is awareness of the problem, and then a commitment to appropriate, evidence-based selection and de-escalation of antibiotics," Jacobsen adds.

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Hospitalists are at the center of many proposed interventions to improve antimicrobial prescribing practices, half of which are estimated to be unnecessary or inappropriate, with serious cost and safety consequences, says Scott Flanders, MD, FACP, SFHM, professor of medicine and director of the hospitalist program at the University of Michigan Health System in Ann Arbor.

Dr. Flanders, past president of SHM, is on the faculty of a new Institute for Healthcare Improvement (IHI) initiative kicked off in Boston in late October to test the feasibility of those interventions in hospitals of varying models.

The CDC's national campaign Get Smart for Healthcare recommends formal antimicrobial stewardship programs in hospitals to ensure that patients routinely receive the right antibiotic in the right dose at the right time for the right duration. The CDC website cites a number of studies showing the positive effects of such stewardship on antimicrobial use, antimicrobial resistance, the incidence of Clostridium difficile infections, cost, and other endpoints.

The CDC has engaged IHI to define and pilot-test the feasibility of expert-recommended interventions and approaches at eight hospitals through June 2012. The testing could lead to modifications in approaches, perhaps a second round of testing, and an IHI collaborative, says Diane Jacobsen, IHI project manager.

Eventually, Dr. Flanders adds, SHM might offer its own toolkit of resources for hospitals and hospitalists, and mentored implementation along the lines of its other major quality initiatives.

"The biggest thing for hospitalists is awareness of the problem, and then a commitment to appropriate, evidence-based selection and de-escalation of antibiotics," Jacobsen adds.

Hospitalists are at the center of many proposed interventions to improve antimicrobial prescribing practices, half of which are estimated to be unnecessary or inappropriate, with serious cost and safety consequences, says Scott Flanders, MD, FACP, SFHM, professor of medicine and director of the hospitalist program at the University of Michigan Health System in Ann Arbor.

Dr. Flanders, past president of SHM, is on the faculty of a new Institute for Healthcare Improvement (IHI) initiative kicked off in Boston in late October to test the feasibility of those interventions in hospitals of varying models.

The CDC's national campaign Get Smart for Healthcare recommends formal antimicrobial stewardship programs in hospitals to ensure that patients routinely receive the right antibiotic in the right dose at the right time for the right duration. The CDC website cites a number of studies showing the positive effects of such stewardship on antimicrobial use, antimicrobial resistance, the incidence of Clostridium difficile infections, cost, and other endpoints.

The CDC has engaged IHI to define and pilot-test the feasibility of expert-recommended interventions and approaches at eight hospitals through June 2012. The testing could lead to modifications in approaches, perhaps a second round of testing, and an IHI collaborative, says Diane Jacobsen, IHI project manager.

Eventually, Dr. Flanders adds, SHM might offer its own toolkit of resources for hospitals and hospitalists, and mentored implementation along the lines of its other major quality initiatives.

"The biggest thing for hospitalists is awareness of the problem, and then a commitment to appropriate, evidence-based selection and de-escalation of antibiotics," Jacobsen adds.

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CPAP Improves Metabolic Syndrome in Apnea Patients

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CPAP Improves Metabolic Syndrome in Apnea Patients

Continuous positive airway pressure therapy improved several components of the metabolic syndrome along with obstructive sleep apnea in patients who had both disorders, according to a report in the Dec. 15 issue of the New England Journal of Medicine.

In most cases, only one component of the metabolic syndrome improved significantly after CPAP, but that improvement was significant enough to "reverse" the syndrome, said Dr. Surendra K. Sharma of All India Institute of Medical Sciences, New Delhi, and his associates.

© David Cannings-Bushell/iStockphoto
Continuous positive airway pressure therapy (CPAP) improved a number of components of the metabolic syndrome and obstructive sleep apnea in patients with both disorders.

No particular component stood out as being the most responsive to CPAP; statistically significant improvements were seen in systolic BP, diastolic BP, total cholesterol, non-HDL cholesterol, LDL cholesterol, triglycerides, glycated hemoglobin, weight, and visceral and subcutaneous fat. "These results suggest a significant clinical benefit that will lead to a reduction in cardiovascular risk," they noted.

To examine the effect of CPAP on components of the metabolic syndrome, the researchers recruited 86 patients aged 30-65 years from the sleep laboratory at the institute who had obstructive sleep apnea that was moderate or worse in severity. All the subjects reported excessive daytime somnolence.

A total of 75 study subjects (87%) had the metabolic syndrome, and the remainder had some of the components of the metabolic syndrome.

These patients were randomly assigned to undergo either CPAP or sham CPAP for 3 months, followed by a washout period of 1 month. They then crossed over to receive the other intervention for 3 months.

The sham CPAP was not discernible to the study subjects or the investigators.

The metabolic syndrome resolved in 14 (20%) of the study subjects after CPAP. This was due to decreased blood pressure in five; decreased fasting blood glucose in two; decreased triglycerides in two; increased HDL cholesterol in three; improved triglycerides plus HDL cholesterol in one; and improved triglycerides, HDL cholesterol, and fasting blood glucose in one, Dr. Sharma and his colleagues said. Symptoms of the syndrome developed in three patients who did not have metabolic syndrome at the start of the study.

Overall, CPAP was associated with a mean decrease in systolic BP of 3.9 mm Hg, a mean decrease in diastolic BP of 2.5 mm Hg, a mean decrease in total cholesterol of 13.3 mg/dL, and a mean decrease in triglycerides of 18.7 mg/dL.

CT scans revealed a significant decrease in both visceral and subcutaneous fat, which was accompanied by a decrease in BMI, with CPAP therapy. "These findings could be secondary to a decrease in daytime somnolence and a consequent increase in physical activity after CPAP use at night."

In addition, "we speculate that CPAP has a favorable effect on leptin levels, which have been shown to be elevated in patients with obstructive sleep apnea and to normalize with CPAP therapy," the investigators said (N. Engl. J. Med. 2011;365:2277-86).

In a subgroup analysis involving only the 51 subjects who were most compliant with CPAP, with a mean use of at least 5 hours every night, the improvements in components of the metabolic syndrome were even greater. In particular, systolic BP decreased by 5.6 mm Hg and diastolic BP decreased by 3.3 mm Hg.

This subgroup of patients also showed significant improvement in carotid intima-media thickness, "suggesting a potential role for CPAP therapy in reversing endothelial damage due to obstructive sleep apnea and the metabolic syndrome," Dr. Sharma and his associates said.

Two patients could not tolerate CPAP and one could not tolerate sham CPAP within the first month of treatment, and they withdrew from the study. "Other adverse events reported included skin irritation (in 51% of all patients), nasal bridge discomfort (in 44%), nasal congestion (in 28%), headache (in 26%), and mask leaks (in 30%)."

This study was funded by Pfizer. All investigators reported having no financial conflicts of interest. The investigators received technical support from ResMed Corp. in designing a sham CPAP machine.

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Continuous positive airway pressure therapy improved several components of the metabolic syndrome along with obstructive sleep apnea in patients who had both disorders, according to a report in the Dec. 15 issue of the New England Journal of Medicine.

In most cases, only one component of the metabolic syndrome improved significantly after CPAP, but that improvement was significant enough to "reverse" the syndrome, said Dr. Surendra K. Sharma of All India Institute of Medical Sciences, New Delhi, and his associates.

© David Cannings-Bushell/iStockphoto
Continuous positive airway pressure therapy (CPAP) improved a number of components of the metabolic syndrome and obstructive sleep apnea in patients with both disorders.

No particular component stood out as being the most responsive to CPAP; statistically significant improvements were seen in systolic BP, diastolic BP, total cholesterol, non-HDL cholesterol, LDL cholesterol, triglycerides, glycated hemoglobin, weight, and visceral and subcutaneous fat. "These results suggest a significant clinical benefit that will lead to a reduction in cardiovascular risk," they noted.

To examine the effect of CPAP on components of the metabolic syndrome, the researchers recruited 86 patients aged 30-65 years from the sleep laboratory at the institute who had obstructive sleep apnea that was moderate or worse in severity. All the subjects reported excessive daytime somnolence.

A total of 75 study subjects (87%) had the metabolic syndrome, and the remainder had some of the components of the metabolic syndrome.

These patients were randomly assigned to undergo either CPAP or sham CPAP for 3 months, followed by a washout period of 1 month. They then crossed over to receive the other intervention for 3 months.

The sham CPAP was not discernible to the study subjects or the investigators.

The metabolic syndrome resolved in 14 (20%) of the study subjects after CPAP. This was due to decreased blood pressure in five; decreased fasting blood glucose in two; decreased triglycerides in two; increased HDL cholesterol in three; improved triglycerides plus HDL cholesterol in one; and improved triglycerides, HDL cholesterol, and fasting blood glucose in one, Dr. Sharma and his colleagues said. Symptoms of the syndrome developed in three patients who did not have metabolic syndrome at the start of the study.

Overall, CPAP was associated with a mean decrease in systolic BP of 3.9 mm Hg, a mean decrease in diastolic BP of 2.5 mm Hg, a mean decrease in total cholesterol of 13.3 mg/dL, and a mean decrease in triglycerides of 18.7 mg/dL.

CT scans revealed a significant decrease in both visceral and subcutaneous fat, which was accompanied by a decrease in BMI, with CPAP therapy. "These findings could be secondary to a decrease in daytime somnolence and a consequent increase in physical activity after CPAP use at night."

In addition, "we speculate that CPAP has a favorable effect on leptin levels, which have been shown to be elevated in patients with obstructive sleep apnea and to normalize with CPAP therapy," the investigators said (N. Engl. J. Med. 2011;365:2277-86).

In a subgroup analysis involving only the 51 subjects who were most compliant with CPAP, with a mean use of at least 5 hours every night, the improvements in components of the metabolic syndrome were even greater. In particular, systolic BP decreased by 5.6 mm Hg and diastolic BP decreased by 3.3 mm Hg.

This subgroup of patients also showed significant improvement in carotid intima-media thickness, "suggesting a potential role for CPAP therapy in reversing endothelial damage due to obstructive sleep apnea and the metabolic syndrome," Dr. Sharma and his associates said.

Two patients could not tolerate CPAP and one could not tolerate sham CPAP within the first month of treatment, and they withdrew from the study. "Other adverse events reported included skin irritation (in 51% of all patients), nasal bridge discomfort (in 44%), nasal congestion (in 28%), headache (in 26%), and mask leaks (in 30%)."

This study was funded by Pfizer. All investigators reported having no financial conflicts of interest. The investigators received technical support from ResMed Corp. in designing a sham CPAP machine.

Continuous positive airway pressure therapy improved several components of the metabolic syndrome along with obstructive sleep apnea in patients who had both disorders, according to a report in the Dec. 15 issue of the New England Journal of Medicine.

In most cases, only one component of the metabolic syndrome improved significantly after CPAP, but that improvement was significant enough to "reverse" the syndrome, said Dr. Surendra K. Sharma of All India Institute of Medical Sciences, New Delhi, and his associates.

© David Cannings-Bushell/iStockphoto
Continuous positive airway pressure therapy (CPAP) improved a number of components of the metabolic syndrome and obstructive sleep apnea in patients with both disorders.

No particular component stood out as being the most responsive to CPAP; statistically significant improvements were seen in systolic BP, diastolic BP, total cholesterol, non-HDL cholesterol, LDL cholesterol, triglycerides, glycated hemoglobin, weight, and visceral and subcutaneous fat. "These results suggest a significant clinical benefit that will lead to a reduction in cardiovascular risk," they noted.

To examine the effect of CPAP on components of the metabolic syndrome, the researchers recruited 86 patients aged 30-65 years from the sleep laboratory at the institute who had obstructive sleep apnea that was moderate or worse in severity. All the subjects reported excessive daytime somnolence.

A total of 75 study subjects (87%) had the metabolic syndrome, and the remainder had some of the components of the metabolic syndrome.

These patients were randomly assigned to undergo either CPAP or sham CPAP for 3 months, followed by a washout period of 1 month. They then crossed over to receive the other intervention for 3 months.

The sham CPAP was not discernible to the study subjects or the investigators.

The metabolic syndrome resolved in 14 (20%) of the study subjects after CPAP. This was due to decreased blood pressure in five; decreased fasting blood glucose in two; decreased triglycerides in two; increased HDL cholesterol in three; improved triglycerides plus HDL cholesterol in one; and improved triglycerides, HDL cholesterol, and fasting blood glucose in one, Dr. Sharma and his colleagues said. Symptoms of the syndrome developed in three patients who did not have metabolic syndrome at the start of the study.

Overall, CPAP was associated with a mean decrease in systolic BP of 3.9 mm Hg, a mean decrease in diastolic BP of 2.5 mm Hg, a mean decrease in total cholesterol of 13.3 mg/dL, and a mean decrease in triglycerides of 18.7 mg/dL.

CT scans revealed a significant decrease in both visceral and subcutaneous fat, which was accompanied by a decrease in BMI, with CPAP therapy. "These findings could be secondary to a decrease in daytime somnolence and a consequent increase in physical activity after CPAP use at night."

In addition, "we speculate that CPAP has a favorable effect on leptin levels, which have been shown to be elevated in patients with obstructive sleep apnea and to normalize with CPAP therapy," the investigators said (N. Engl. J. Med. 2011;365:2277-86).

In a subgroup analysis involving only the 51 subjects who were most compliant with CPAP, with a mean use of at least 5 hours every night, the improvements in components of the metabolic syndrome were even greater. In particular, systolic BP decreased by 5.6 mm Hg and diastolic BP decreased by 3.3 mm Hg.

This subgroup of patients also showed significant improvement in carotid intima-media thickness, "suggesting a potential role for CPAP therapy in reversing endothelial damage due to obstructive sleep apnea and the metabolic syndrome," Dr. Sharma and his associates said.

Two patients could not tolerate CPAP and one could not tolerate sham CPAP within the first month of treatment, and they withdrew from the study. "Other adverse events reported included skin irritation (in 51% of all patients), nasal bridge discomfort (in 44%), nasal congestion (in 28%), headache (in 26%), and mask leaks (in 30%)."

This study was funded by Pfizer. All investigators reported having no financial conflicts of interest. The investigators received technical support from ResMed Corp. in designing a sham CPAP machine.

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Major Finding: The metabolic syndrome resolved in 11 of 86 patients after CPAP therapy, compared with 1 of those same patients after sham therapy. The treatment also significantly improved systolic and diastolic BP; total, LDL, and non-HDL cholesterol; triglycerides; glycated hemoglobin; weight; and visceral and subcutaneous fat.

Data Source: A double-blind, randomized trial involving 86 patients with moderate to severe obstructive sleep apnea and components of the metabolic syndrome who received 3 months of real and 3 months of sham CPAP therapy.

Disclosures: This study was funded by Pfizer. All investigators reported having no financial conflicts of interest. The investigators received technical support from ResMed Corp. in designing a sham CPAP machine.

Most Lymphomatoid Papulosis Has Benign Course

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LAS VEGAS – Although certain characteristics of lymphomatoid papulosis appear be associated with progression to lymphoma, the majority of patients will have a benign course of disease.

The recurrent papulonodular skin eruption lymphomatoid papulosis (LyP) can be a confusing dermatologic entity because it appears malignant histologically, but it usually follows a clinically benign and indolent course (Arch. Dermatol. 1968;97:23-30). And even the 10%-20% of patients who do progress to lymphoma tend to have less aggressive disease, said Dr. Lawrence E. Gibson, professor of dermatology at the Mayo Clinic in Rochester, Minn. The reasons for this disconnect are not yet known.

"Patients with LyP look like lymphoma under the microscope but have clinically indolent cutaneous disease. ... It is an example of a very important clinical-pathological relationship that really needs to be made to help us understand how to treat patients better," he said.

"The bottom line is most of our patients who have LyP do not go on to have aggressive lymphomas."

To identify which LyP patients are more likely to progress to lymphoma, Dr. Gibson, Dr. Rokea A. el-Azhary, Dr. Aieska de Souza, and their associates conducted a retrospective analysis of 123 patients seen at the Mayo Clinic between 1991 and 2008. The patients were followed for a mean of 4 years (range, 2 months to 14 years). The 65 males and 58 females had a mean age of 47 years (range, 1-83 years), and a mean of 14 lesions (range, 1-100). Most (88%) of the lesions were papules, with a reported mean duration of 5.5 weeks. Pruritis was present in 38% and scar formation in 58%, the researchers reported (J. Am. Acad. Dermatol. 2011 [doi:10.1016/j.jaad.2011.07.012]).

Hematologic malignancies were present in 17 patients (14%). Of those, 10 were cutaneous lymphomas – 8 mycosis fungoides (MF) and 2 anaplastic large-cell lymphomas (ALCL). Hodgkin lymphoma was present in three patients (including the two with ALCL), multiple myeloma or monoclonal gammopathy in three, and myelodysplastic syndrome in one.

"The bottom line is most of our patients who have LyP do not go on to have aggressive lymphomas. They certainly don’t have cytotoxic lymphomas. And if they have lymphoma, they usually have MF. I think that’s somewhat reassuring to us. And for the most part, most of the patients don’t have anything. They have a normal life," Dr. Gibson said at the seminar sponsored by Skin Disease Education Foundation (SDEF).

Of 97 LyP patients for whom original biopsy slides were available, the majority (69) had World Health Organization/European Organization for Research and Treatment of Cancer histologic classification type A, including 35 with immunophenotypic subtype CD8 and 34 with subtype CD4. Another 13 patients had type B lesions (8 CD4, 5 CD8), and 6 had type C, all of which were CD4. The other 9 patients had more than one histologic type (A, B, or C), and/or more than one immunophenotypic subtype (CD4 or CD8). They were designated mixed type.

Clinically, there were no distinguishing features among the subtypes. This finding contrasts with some previous reports that the CD8 subtype might predispose to worse disease outcome (Am. J. Pathol. 1999;155:483-92).

"Our findings indicated that the LyP subtype CD8 does not signify more aggressive disease, a poor prognosis, or an association with malignancy," Dr. Gibson and his colleagues wrote.

Hematologic malignancies were present in 5 of the 9 mixed-type patients (55.5%), compared with 4 of the 34 with A/CD4 (12%), 4 of the 35 A/CD8 (11.5%), 1 of the 8 B/CD4 patients (12.5%), and 1 of the 5 B/CD8 patients (20%). (Two of the 17 malignancies were excluded from analysis because original slides were not available.) The odds ratio for malignancy for the patients with mixed-type LyP versus all other types was a statistically significant 4.33 (P = .03).

In a molecular genetics substudy of 84 LyP lesions from 76 patients, 42 (50%) were positive for clonal T-cell receptor gene rearrangement (TCRGR), 34 (40%) were negative, and 8 (10%) showed equivocal results or had insufficient DNA for analysis. Among the LyP patients who had a hematologic malignancy, 9 of 11 (82%) had positive TCRGR, compared with 30 of 68 (44%) LyP patients without malignancy. That association was also significant, with an odds ratio of 5.7 (P = .02), noted the investigators.

"A positive T-cell receptor gene rearrangement or having more than one type of LyP may have a higher risk of progression to lymphoma, but the evidence is not hard and fast. ... The take-home message is most of these patients do just fine," Dr. Gibson said.

 

 

Dr. Gibson stated that he had no relevant financial disclosures or conflicts of interest. SDEF and this news organization are owned by Elsevier.

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LAS VEGAS – Although certain characteristics of lymphomatoid papulosis appear be associated with progression to lymphoma, the majority of patients will have a benign course of disease.

The recurrent papulonodular skin eruption lymphomatoid papulosis (LyP) can be a confusing dermatologic entity because it appears malignant histologically, but it usually follows a clinically benign and indolent course (Arch. Dermatol. 1968;97:23-30). And even the 10%-20% of patients who do progress to lymphoma tend to have less aggressive disease, said Dr. Lawrence E. Gibson, professor of dermatology at the Mayo Clinic in Rochester, Minn. The reasons for this disconnect are not yet known.

"Patients with LyP look like lymphoma under the microscope but have clinically indolent cutaneous disease. ... It is an example of a very important clinical-pathological relationship that really needs to be made to help us understand how to treat patients better," he said.

"The bottom line is most of our patients who have LyP do not go on to have aggressive lymphomas."

To identify which LyP patients are more likely to progress to lymphoma, Dr. Gibson, Dr. Rokea A. el-Azhary, Dr. Aieska de Souza, and their associates conducted a retrospective analysis of 123 patients seen at the Mayo Clinic between 1991 and 2008. The patients were followed for a mean of 4 years (range, 2 months to 14 years). The 65 males and 58 females had a mean age of 47 years (range, 1-83 years), and a mean of 14 lesions (range, 1-100). Most (88%) of the lesions were papules, with a reported mean duration of 5.5 weeks. Pruritis was present in 38% and scar formation in 58%, the researchers reported (J. Am. Acad. Dermatol. 2011 [doi:10.1016/j.jaad.2011.07.012]).

Hematologic malignancies were present in 17 patients (14%). Of those, 10 were cutaneous lymphomas – 8 mycosis fungoides (MF) and 2 anaplastic large-cell lymphomas (ALCL). Hodgkin lymphoma was present in three patients (including the two with ALCL), multiple myeloma or monoclonal gammopathy in three, and myelodysplastic syndrome in one.

"The bottom line is most of our patients who have LyP do not go on to have aggressive lymphomas. They certainly don’t have cytotoxic lymphomas. And if they have lymphoma, they usually have MF. I think that’s somewhat reassuring to us. And for the most part, most of the patients don’t have anything. They have a normal life," Dr. Gibson said at the seminar sponsored by Skin Disease Education Foundation (SDEF).

Of 97 LyP patients for whom original biopsy slides were available, the majority (69) had World Health Organization/European Organization for Research and Treatment of Cancer histologic classification type A, including 35 with immunophenotypic subtype CD8 and 34 with subtype CD4. Another 13 patients had type B lesions (8 CD4, 5 CD8), and 6 had type C, all of which were CD4. The other 9 patients had more than one histologic type (A, B, or C), and/or more than one immunophenotypic subtype (CD4 or CD8). They were designated mixed type.

Clinically, there were no distinguishing features among the subtypes. This finding contrasts with some previous reports that the CD8 subtype might predispose to worse disease outcome (Am. J. Pathol. 1999;155:483-92).

"Our findings indicated that the LyP subtype CD8 does not signify more aggressive disease, a poor prognosis, or an association with malignancy," Dr. Gibson and his colleagues wrote.

Hematologic malignancies were present in 5 of the 9 mixed-type patients (55.5%), compared with 4 of the 34 with A/CD4 (12%), 4 of the 35 A/CD8 (11.5%), 1 of the 8 B/CD4 patients (12.5%), and 1 of the 5 B/CD8 patients (20%). (Two of the 17 malignancies were excluded from analysis because original slides were not available.) The odds ratio for malignancy for the patients with mixed-type LyP versus all other types was a statistically significant 4.33 (P = .03).

In a molecular genetics substudy of 84 LyP lesions from 76 patients, 42 (50%) were positive for clonal T-cell receptor gene rearrangement (TCRGR), 34 (40%) were negative, and 8 (10%) showed equivocal results or had insufficient DNA for analysis. Among the LyP patients who had a hematologic malignancy, 9 of 11 (82%) had positive TCRGR, compared with 30 of 68 (44%) LyP patients without malignancy. That association was also significant, with an odds ratio of 5.7 (P = .02), noted the investigators.

"A positive T-cell receptor gene rearrangement or having more than one type of LyP may have a higher risk of progression to lymphoma, but the evidence is not hard and fast. ... The take-home message is most of these patients do just fine," Dr. Gibson said.

 

 

Dr. Gibson stated that he had no relevant financial disclosures or conflicts of interest. SDEF and this news organization are owned by Elsevier.

LAS VEGAS – Although certain characteristics of lymphomatoid papulosis appear be associated with progression to lymphoma, the majority of patients will have a benign course of disease.

The recurrent papulonodular skin eruption lymphomatoid papulosis (LyP) can be a confusing dermatologic entity because it appears malignant histologically, but it usually follows a clinically benign and indolent course (Arch. Dermatol. 1968;97:23-30). And even the 10%-20% of patients who do progress to lymphoma tend to have less aggressive disease, said Dr. Lawrence E. Gibson, professor of dermatology at the Mayo Clinic in Rochester, Minn. The reasons for this disconnect are not yet known.

"Patients with LyP look like lymphoma under the microscope but have clinically indolent cutaneous disease. ... It is an example of a very important clinical-pathological relationship that really needs to be made to help us understand how to treat patients better," he said.

"The bottom line is most of our patients who have LyP do not go on to have aggressive lymphomas."

To identify which LyP patients are more likely to progress to lymphoma, Dr. Gibson, Dr. Rokea A. el-Azhary, Dr. Aieska de Souza, and their associates conducted a retrospective analysis of 123 patients seen at the Mayo Clinic between 1991 and 2008. The patients were followed for a mean of 4 years (range, 2 months to 14 years). The 65 males and 58 females had a mean age of 47 years (range, 1-83 years), and a mean of 14 lesions (range, 1-100). Most (88%) of the lesions were papules, with a reported mean duration of 5.5 weeks. Pruritis was present in 38% and scar formation in 58%, the researchers reported (J. Am. Acad. Dermatol. 2011 [doi:10.1016/j.jaad.2011.07.012]).

Hematologic malignancies were present in 17 patients (14%). Of those, 10 were cutaneous lymphomas – 8 mycosis fungoides (MF) and 2 anaplastic large-cell lymphomas (ALCL). Hodgkin lymphoma was present in three patients (including the two with ALCL), multiple myeloma or monoclonal gammopathy in three, and myelodysplastic syndrome in one.

"The bottom line is most of our patients who have LyP do not go on to have aggressive lymphomas. They certainly don’t have cytotoxic lymphomas. And if they have lymphoma, they usually have MF. I think that’s somewhat reassuring to us. And for the most part, most of the patients don’t have anything. They have a normal life," Dr. Gibson said at the seminar sponsored by Skin Disease Education Foundation (SDEF).

Of 97 LyP patients for whom original biopsy slides were available, the majority (69) had World Health Organization/European Organization for Research and Treatment of Cancer histologic classification type A, including 35 with immunophenotypic subtype CD8 and 34 with subtype CD4. Another 13 patients had type B lesions (8 CD4, 5 CD8), and 6 had type C, all of which were CD4. The other 9 patients had more than one histologic type (A, B, or C), and/or more than one immunophenotypic subtype (CD4 or CD8). They were designated mixed type.

Clinically, there were no distinguishing features among the subtypes. This finding contrasts with some previous reports that the CD8 subtype might predispose to worse disease outcome (Am. J. Pathol. 1999;155:483-92).

"Our findings indicated that the LyP subtype CD8 does not signify more aggressive disease, a poor prognosis, or an association with malignancy," Dr. Gibson and his colleagues wrote.

Hematologic malignancies were present in 5 of the 9 mixed-type patients (55.5%), compared with 4 of the 34 with A/CD4 (12%), 4 of the 35 A/CD8 (11.5%), 1 of the 8 B/CD4 patients (12.5%), and 1 of the 5 B/CD8 patients (20%). (Two of the 17 malignancies were excluded from analysis because original slides were not available.) The odds ratio for malignancy for the patients with mixed-type LyP versus all other types was a statistically significant 4.33 (P = .03).

In a molecular genetics substudy of 84 LyP lesions from 76 patients, 42 (50%) were positive for clonal T-cell receptor gene rearrangement (TCRGR), 34 (40%) were negative, and 8 (10%) showed equivocal results or had insufficient DNA for analysis. Among the LyP patients who had a hematologic malignancy, 9 of 11 (82%) had positive TCRGR, compared with 30 of 68 (44%) LyP patients without malignancy. That association was also significant, with an odds ratio of 5.7 (P = .02), noted the investigators.

"A positive T-cell receptor gene rearrangement or having more than one type of LyP may have a higher risk of progression to lymphoma, but the evidence is not hard and fast. ... The take-home message is most of these patients do just fine," Dr. Gibson said.

 

 

Dr. Gibson stated that he had no relevant financial disclosures or conflicts of interest. SDEF and this news organization are owned by Elsevier.

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Major Finding: Hematologic malignancies were present in 17 patients (14%).

Data Source: Retrospective analysis of 123 LyP patients seen at the Mayo Clinic between 1991 and 2008.

Disclosures: Dr. Gibson has no relevant financial disclosures or conflicts of interest. SDEF and this news organization are owned by Elsevier.