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Do TZDs increase the risk of heart failure for patients with diabetes?

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Do TZDs increase the risk of heart failure for patients with diabetes?
EVIDENCE-BASED ANSWER

Patients with diabetes who take thiazolidinediones (TZDs) have a higher incidence of congestive heart failure (CHF) than those who do not; the incidence of CHF is similar with the use of pioglitazone (Actos), troglitazone (Rezulin), or rosiglitazone (Avandia) (strength of recommendation [SOR]: B, based on a large retrospective cohort study). However, patients on regimens that include pioglitazone but not insulin have lower rates of CHF than those taking insulin but not pioglitazone (SOR: B, based on a retrospective cohort study). Still, patients starting any TZD should be warned of the possibility of CHF and should be monitored for its development. TZDs are contraindicated for patients with class III and IV CHF (SOR: C, based on expert opinion).

CLINICAL COMMENTARY

Consider stopping TZDs for patients developing edema or CHF
Richard Hoffman, MD
Chesterfield Family Practice, Richmond, Va

Improved glycemic control decreases the risk of end organ damage and heart failure in patients with diabetes. Thiazolidinediones are very useful drugs, particularly for patients with marked insulin resistance and hyperlipidemia. However, they do precipitate edema and heart failure. The edema can be severe enough to lead to discontinuation of the drug, and the risk of heart failure limits the population in which they can be used. They can be used safely in some cardiac patients but, as noted in the article, they should be avoided or used with caution in patients with CHF. Patients taking a TZD who subsequently develop edema should be carefully evaluated for CHF.

 

Evidence summary

A retrospective cohort study of health insurance claims compared the incidence of CHF among 5441 patients with diabetes who had taken TZDs (rosiglitazone, troglitazone, or pioglitazone) vs 28,103 who had not. Patients were allowed other oral agents and insulin, and they were followed for up to 6 years. The TZD group had more patients on insulin and with pre-existing comorbidities. Based on Kaplan-Meier estimates, which control for censored information, the incidence of new heart failure at 40 months was 8.2% in the TZD group and 5.3% in the non-TZD group (number needed to harm [NNH]=34.5). Using a multivariate analysis that controlled for the coadministration of insulin, the hazard ratio for TZD use was 1.76 (95% confidence interval [CI], 1.43–2.17).1 The incidence of CHF was 3.24% in the troglitazone group (n=1665), 2.39% in the rosiglitazone group (n=1882), and 1.63% in the pioglitazone group (n=1347). The difference in these rates is not statistically significant. Of the 28,103 patients not on a TZD, 1.41% developed heart failure. Individual agents were not compared with placebo.

A manufacturer-sponsored study that combined data from 4 separate unpublished randomized controlled trials compared the incidence of CHF at 1 year for patients treated with pioglitazone (as monotherapy and in combination with other oral agents) with those treated only with other oral agents. Cardiac failure was noted in 12 of 1857 in the pioglitazone group vs 10 of 1856 subjects in the non-pioglitazone groups (not statistically significant). The paper did not comment on how the patients were recruited, how outcomes were measured, or why the 4 original studies were not published.2

Another manufacturer-sponsored retrospective cohort study of pioglitazone analyzed insurance claims data to compare the incidence of CHF among 1668 adult patients taking pioglitazone (and possibly other medications, but not insulin) vs 1668 adult patients taking insulin (and possibly other medications, but not a TZD). The 2 groups were matched in terms of comorbid conditions, but statistical analysis did not take disease severity into account. The incidence of CHF was 2% of pioglitazone users compared with 4% of patients using insulin (NNH for insulin=50). In addition, CHF-related hospitalizations were 0.7% for CHF in the pioglitazone group vs 2.5% in the insulin group (NNH for insulin=55). Both of these findings are statistically significant.3

Recommendations from others

The American Diabetes Association/American Heart Association recommends that patients be evaluated for heart disease or heart failure before starting TZD therapy and monitored for symptoms thereafter. Patients who are at risk for developing CHF, who already have New York Heart Association class I or II CHF, or who take insulin should begin TZD therapy with low doses that are titrated up gradually. The US Food and Drug Administration has not approved TZDs for patients with class III or IV CHF, as there are no studies in these populations.4

References

1. Delea TE, Edelsberg JS, Hagiwara M, Oster G, Phillips LS. Use of thiazolidinediones and risk of heart failure in people with type 2 diabetes: a retrospective cohort study. Diabetes Care 2003;26:2983-2989.

2. Belcher G, Lambert C, Goh KL, Edwards G, Valbuena M. Cardiovascular effects of treatment of type 2 diabetes with pioglitazone, metformin and gliclazide. Int J Clin Pract 2004;58:833-837.

3. Rajagopalan R, Rosenson RS, Fernandes AW, Khan M, Murray FT. Association between congestive heart failure and hospitalization in patients with type 2 diabetes mellitus receiving treatment with insulin or pioglitazone: a retrospective data analysis. Clin Ther 2004;26:1400-1410.

4. Nesto RW, Bell D, Bonow RO, et al. Thiazolidinedione use, fluid retention, and congestive heart failure: a consensus statement from the American Heart Association and American Diabetes Association, October 7, 2003. Circulation 2003;108:2941-2948.

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EVIDENCE-BASED ANSWER

Patients with diabetes who take thiazolidinediones (TZDs) have a higher incidence of congestive heart failure (CHF) than those who do not; the incidence of CHF is similar with the use of pioglitazone (Actos), troglitazone (Rezulin), or rosiglitazone (Avandia) (strength of recommendation [SOR]: B, based on a large retrospective cohort study). However, patients on regimens that include pioglitazone but not insulin have lower rates of CHF than those taking insulin but not pioglitazone (SOR: B, based on a retrospective cohort study). Still, patients starting any TZD should be warned of the possibility of CHF and should be monitored for its development. TZDs are contraindicated for patients with class III and IV CHF (SOR: C, based on expert opinion).

CLINICAL COMMENTARY

Consider stopping TZDs for patients developing edema or CHF
Richard Hoffman, MD
Chesterfield Family Practice, Richmond, Va

Improved glycemic control decreases the risk of end organ damage and heart failure in patients with diabetes. Thiazolidinediones are very useful drugs, particularly for patients with marked insulin resistance and hyperlipidemia. However, they do precipitate edema and heart failure. The edema can be severe enough to lead to discontinuation of the drug, and the risk of heart failure limits the population in which they can be used. They can be used safely in some cardiac patients but, as noted in the article, they should be avoided or used with caution in patients with CHF. Patients taking a TZD who subsequently develop edema should be carefully evaluated for CHF.

 

Evidence summary

A retrospective cohort study of health insurance claims compared the incidence of CHF among 5441 patients with diabetes who had taken TZDs (rosiglitazone, troglitazone, or pioglitazone) vs 28,103 who had not. Patients were allowed other oral agents and insulin, and they were followed for up to 6 years. The TZD group had more patients on insulin and with pre-existing comorbidities. Based on Kaplan-Meier estimates, which control for censored information, the incidence of new heart failure at 40 months was 8.2% in the TZD group and 5.3% in the non-TZD group (number needed to harm [NNH]=34.5). Using a multivariate analysis that controlled for the coadministration of insulin, the hazard ratio for TZD use was 1.76 (95% confidence interval [CI], 1.43–2.17).1 The incidence of CHF was 3.24% in the troglitazone group (n=1665), 2.39% in the rosiglitazone group (n=1882), and 1.63% in the pioglitazone group (n=1347). The difference in these rates is not statistically significant. Of the 28,103 patients not on a TZD, 1.41% developed heart failure. Individual agents were not compared with placebo.

A manufacturer-sponsored study that combined data from 4 separate unpublished randomized controlled trials compared the incidence of CHF at 1 year for patients treated with pioglitazone (as monotherapy and in combination with other oral agents) with those treated only with other oral agents. Cardiac failure was noted in 12 of 1857 in the pioglitazone group vs 10 of 1856 subjects in the non-pioglitazone groups (not statistically significant). The paper did not comment on how the patients were recruited, how outcomes were measured, or why the 4 original studies were not published.2

Another manufacturer-sponsored retrospective cohort study of pioglitazone analyzed insurance claims data to compare the incidence of CHF among 1668 adult patients taking pioglitazone (and possibly other medications, but not insulin) vs 1668 adult patients taking insulin (and possibly other medications, but not a TZD). The 2 groups were matched in terms of comorbid conditions, but statistical analysis did not take disease severity into account. The incidence of CHF was 2% of pioglitazone users compared with 4% of patients using insulin (NNH for insulin=50). In addition, CHF-related hospitalizations were 0.7% for CHF in the pioglitazone group vs 2.5% in the insulin group (NNH for insulin=55). Both of these findings are statistically significant.3

Recommendations from others

The American Diabetes Association/American Heart Association recommends that patients be evaluated for heart disease or heart failure before starting TZD therapy and monitored for symptoms thereafter. Patients who are at risk for developing CHF, who already have New York Heart Association class I or II CHF, or who take insulin should begin TZD therapy with low doses that are titrated up gradually. The US Food and Drug Administration has not approved TZDs for patients with class III or IV CHF, as there are no studies in these populations.4

EVIDENCE-BASED ANSWER

Patients with diabetes who take thiazolidinediones (TZDs) have a higher incidence of congestive heart failure (CHF) than those who do not; the incidence of CHF is similar with the use of pioglitazone (Actos), troglitazone (Rezulin), or rosiglitazone (Avandia) (strength of recommendation [SOR]: B, based on a large retrospective cohort study). However, patients on regimens that include pioglitazone but not insulin have lower rates of CHF than those taking insulin but not pioglitazone (SOR: B, based on a retrospective cohort study). Still, patients starting any TZD should be warned of the possibility of CHF and should be monitored for its development. TZDs are contraindicated for patients with class III and IV CHF (SOR: C, based on expert opinion).

CLINICAL COMMENTARY

Consider stopping TZDs for patients developing edema or CHF
Richard Hoffman, MD
Chesterfield Family Practice, Richmond, Va

Improved glycemic control decreases the risk of end organ damage and heart failure in patients with diabetes. Thiazolidinediones are very useful drugs, particularly for patients with marked insulin resistance and hyperlipidemia. However, they do precipitate edema and heart failure. The edema can be severe enough to lead to discontinuation of the drug, and the risk of heart failure limits the population in which they can be used. They can be used safely in some cardiac patients but, as noted in the article, they should be avoided or used with caution in patients with CHF. Patients taking a TZD who subsequently develop edema should be carefully evaluated for CHF.

 

Evidence summary

A retrospective cohort study of health insurance claims compared the incidence of CHF among 5441 patients with diabetes who had taken TZDs (rosiglitazone, troglitazone, or pioglitazone) vs 28,103 who had not. Patients were allowed other oral agents and insulin, and they were followed for up to 6 years. The TZD group had more patients on insulin and with pre-existing comorbidities. Based on Kaplan-Meier estimates, which control for censored information, the incidence of new heart failure at 40 months was 8.2% in the TZD group and 5.3% in the non-TZD group (number needed to harm [NNH]=34.5). Using a multivariate analysis that controlled for the coadministration of insulin, the hazard ratio for TZD use was 1.76 (95% confidence interval [CI], 1.43–2.17).1 The incidence of CHF was 3.24% in the troglitazone group (n=1665), 2.39% in the rosiglitazone group (n=1882), and 1.63% in the pioglitazone group (n=1347). The difference in these rates is not statistically significant. Of the 28,103 patients not on a TZD, 1.41% developed heart failure. Individual agents were not compared with placebo.

A manufacturer-sponsored study that combined data from 4 separate unpublished randomized controlled trials compared the incidence of CHF at 1 year for patients treated with pioglitazone (as monotherapy and in combination with other oral agents) with those treated only with other oral agents. Cardiac failure was noted in 12 of 1857 in the pioglitazone group vs 10 of 1856 subjects in the non-pioglitazone groups (not statistically significant). The paper did not comment on how the patients were recruited, how outcomes were measured, or why the 4 original studies were not published.2

Another manufacturer-sponsored retrospective cohort study of pioglitazone analyzed insurance claims data to compare the incidence of CHF among 1668 adult patients taking pioglitazone (and possibly other medications, but not insulin) vs 1668 adult patients taking insulin (and possibly other medications, but not a TZD). The 2 groups were matched in terms of comorbid conditions, but statistical analysis did not take disease severity into account. The incidence of CHF was 2% of pioglitazone users compared with 4% of patients using insulin (NNH for insulin=50). In addition, CHF-related hospitalizations were 0.7% for CHF in the pioglitazone group vs 2.5% in the insulin group (NNH for insulin=55). Both of these findings are statistically significant.3

Recommendations from others

The American Diabetes Association/American Heart Association recommends that patients be evaluated for heart disease or heart failure before starting TZD therapy and monitored for symptoms thereafter. Patients who are at risk for developing CHF, who already have New York Heart Association class I or II CHF, or who take insulin should begin TZD therapy with low doses that are titrated up gradually. The US Food and Drug Administration has not approved TZDs for patients with class III or IV CHF, as there are no studies in these populations.4

References

1. Delea TE, Edelsberg JS, Hagiwara M, Oster G, Phillips LS. Use of thiazolidinediones and risk of heart failure in people with type 2 diabetes: a retrospective cohort study. Diabetes Care 2003;26:2983-2989.

2. Belcher G, Lambert C, Goh KL, Edwards G, Valbuena M. Cardiovascular effects of treatment of type 2 diabetes with pioglitazone, metformin and gliclazide. Int J Clin Pract 2004;58:833-837.

3. Rajagopalan R, Rosenson RS, Fernandes AW, Khan M, Murray FT. Association between congestive heart failure and hospitalization in patients with type 2 diabetes mellitus receiving treatment with insulin or pioglitazone: a retrospective data analysis. Clin Ther 2004;26:1400-1410.

4. Nesto RW, Bell D, Bonow RO, et al. Thiazolidinedione use, fluid retention, and congestive heart failure: a consensus statement from the American Heart Association and American Diabetes Association, October 7, 2003. Circulation 2003;108:2941-2948.

References

1. Delea TE, Edelsberg JS, Hagiwara M, Oster G, Phillips LS. Use of thiazolidinediones and risk of heart failure in people with type 2 diabetes: a retrospective cohort study. Diabetes Care 2003;26:2983-2989.

2. Belcher G, Lambert C, Goh KL, Edwards G, Valbuena M. Cardiovascular effects of treatment of type 2 diabetes with pioglitazone, metformin and gliclazide. Int J Clin Pract 2004;58:833-837.

3. Rajagopalan R, Rosenson RS, Fernandes AW, Khan M, Murray FT. Association between congestive heart failure and hospitalization in patients with type 2 diabetes mellitus receiving treatment with insulin or pioglitazone: a retrospective data analysis. Clin Ther 2004;26:1400-1410.

4. Nesto RW, Bell D, Bonow RO, et al. Thiazolidinedione use, fluid retention, and congestive heart failure: a consensus statement from the American Heart Association and American Diabetes Association, October 7, 2003. Circulation 2003;108:2941-2948.

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What physical exam techniques are useful to detect malingering?

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What physical exam techniques are useful to detect malingering?
EVIDENCE-BASED ANSWER

No examination technique objectively proves malingering (strength of recommendation [SOR]: C, expert opinion). Waddell’s signs are associated with poor treatment outcomes but cannot discriminate organic from nonorganic causes (SOR: B, systematic review of low-quality studies). Hoover’s and the Abductor sign indicate nonorganic paralysis (SOR: C, small, lower-quality case-control studies) (TABLE 1).

CLINICAL COMMENTARY

Meticulous examination and documentation will save time and trouble down the road
Tim Huber, MD
US Navy, Camp Pendleton, Calif

Warning flags for malingering include persistent noncompliance during prescribed evaluation or treatment, striking inconsistency between physical findings and stated symptoms, and an attorney or insurance company referring the patient to you. If monetary compensation is involved, malingering can potentially be prosecuted as fraud.

Meticulous examination and documentation will save you time and trouble down the road. If you find evidence of malingering, confronting the patient directly will likely result in animosity towards you from the patient and may result in litigation. The confrontation may escalate into violent behavior. Further complicating matters, specialist referral often reinforces the malingering behavior. A common option at approaching the potentially malingering patient is to allow him or her the opportunity to save face: “Well, Mr. Q, I am not finding the usual signs that go along with the complaints you are having….”

If you are in doubt of a diagnosis of malingering, it is generally safest to assume a person is not malingering until you specifically witness a contradictory event.

 

Evidence summary

The 4th edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) defines malingering as “the intentional production of false or grossly exaggerated physical or psychological symptoms motivated by external incentives such as avoiding military duty, avoiding work, obtaining financial compensation, evading criminal prosecution, or obtaining drugs.”1 Malingering is not considered a mental disorder because symptoms are intentionally produced for external incentives.

No physical exam maneuver can determine a patient's external incentives. Traditionally, a physician uses certain exam techniques to determine if symptoms are of functional, or nonorganic, origin. Both terms denote the absence of a structural or physiological source for the phenomena, and include malingering and mental disorders such as factitious disorder, conversion disorder, and somatoform disorders. Our literature search only found studies concerning the detection of nonorganic causes of back pain, paralysis, and sensory loss.

Several exam tests are commonly thought to detect nonorganic causes of low back pain. Gordon Waddell described 8 signs in 5 categories (TABLE 2) used to “identify [back pain] patients who require more detailed psychological assessment.”2 A systematic review critiqued 60 studies of Waddell’s signs published between 1980 and 2000.3 The authors performed a thorough database search, including hand searches of key pain journals, meeting abstracts, and textbooks. The majority of the reviewed studies were small and of lower quality. The review found little evidence on test-retest or interrater reliability. There was consistent evidence that Waddell’s signs are associated with poorer treatment outcomes and generally consistent evidence that they are not associated with secondary gain and cannot discriminate organic from nonorganic problems.

A small, diagnostic case-control study of Mankopf’s test, which is based on the theory that pain increases heart rate, investigated 20 chronic low back pain patients considered nonorganic vs 20 pain-free controls using mechanical pain stimulus applied to subjects’ fingers.4 There was no significant difference in heart rate response between groups, and no significant effect of pain on heart rate in either group. The authors did not define their criteria for determining patients’ back pain as non-organic, nor did they include patients with low back pain caused by an identifiable pathology. There was no mention of blinding. This literature search found no published studies of McBride’s test, where the patient’s refusal to stand on the unaffected leg and flex the affected leg to the chest determines a feigned radiculopathy.

A few tests attempt to detect nonorganic causes of paralysis. In Hoover’s test, a patient is asked to alternately press down with the paralyzed leg and raise the unaffected leg to resistance, while the hand of the examiner cups the heel of the affected leg.5 A small, diagnostic case-control study using a computer-assisted strain gauge to measure movement effort during Hoover’s test involved 7 women with true paresis, 9 with nonorganic paresis, and 10 controls.6 The investigators diagnosed nonorganic paresis by history, neurological exam, and lack of positive neuroradiologic findings. The authors calculated a maximal involuntary to voluntary ratio for each patient’s extremities. The calculation discriminated between all 9 nonorganic patients and both the normal controls and patients with true paresis. The authors did not mention blinding in the study. No attempt was made to compare the strain gauge measurements with a clinician-performed Hoover’s test.

 

 

 

The Abductor sign, based on a similar theory that thigh abductors work in concert, was developed and studied by one individual.7 In this diagnostic case-control study, the single author tested 33 patients from his practice, 17 with organic paresis, and 16 with nonorganic paresis. The author differentiated organic from nonorganic paresis by history, physical exam, and various imaging studies with no independent assessment. He reported his test as 100% accurate. We did not find any published studies of the Arm Drop test, where feigned paralysis of an upper extremity is tested by holding the arm over the face of the supine patient and letting go.

The Midline Split test attempts to detect nonorganic causes of sensory loss. The fact that cutaneous nerves cross the midline is the basis for the idea that a sharp midline split denotes nonorganic sensory loss. In 1 diagnostic cohort study of 100 people presenting to a neurology department with complaints of decreased sensation on one side of the face, 80 patients were determined to have organic deficits such as multiple sclerosis or stroke. The author did not describe how these diseases were diagnosed. Of those with organic deficits, 7.5% showed midline splitting of sensory loss, falsely suggesting a nonorganic process. Only 20% of the patients with nonorganic sensory loss showed the expected midline split.8 The author apparently performed the sensory exam without blinding or independent confirmation.

TABLE 1
Summary of tests for the detection of malingering

TESTSYMPTOMSDESCRIPTIONEVIDENCE/OUTCOMESSOR
McBride’sBack pain with radicular symptomsStand on one leg. Flex symptomatic leg and raise to chest.
Refusal or pain = nonorganic
No published studiesC (expert opinion)
Mankopf’sBack pain1700 g pressure applied to the middle phalanx of the second finger of the nondominant hand. True pain should increase heart rate.Did not correlate with organic painC (small inconclusive diagnostic case-control study)
Waddell’sBack painPositive signs from 3 or more categories (TABLE 2)Cannot discriminate organic from nonorganicC (from SR)
Associated with poorer treatment outcomes C (from SR)
Not associated with secondary gain B (from SR)
Hoover’sLeg paresisCup heels and have patient press down with paretic limb. Then have patient raise opposite limb. True paresis if no difference in downward pressure at heelsIndicates nonorganic paresisC (extrapolated from small diagnostic case-control study using strain gauge)
AbductorLeg paresisAsk patient to abduct paretic leg to resistance. In true paresis, opposite leg should abduct.Indicates nonorganic causesC (small, lower-quality case-control study)
Arm DropArm paresisHold paretic hand above face and drop it. If hand misses face, paresis is nonorganicNo published studiesC (expert opinion)
Midline SplitSensory lossTest facial sensation to pinprick. Nonorganic loss of sensation is delineated by the midline.Very weakly indicates nonorganic causeC (small diagnostic case-control study)
SOR, strength of recommendation (see page 722); SR, systematic review.

TABLE 2
Waddell’s signs

CATEGORYSIGNS
TendernessSuperficial: light pinching causing pain = positive Nonanatomic: deep tenderness over a wide area = positive
SimulationAxial loading: downward pressure on the head causing low back pain = positive Rotation: Examiner holds shoulders and hips in same plane and rotates patient. Pain = positive
DistractionStraight leg raise causes pain when formally tested, but straightening the leg with hip flexed ninety degrees to check Babinski does not
RegionalWeakness: multiple muscles not enervated by the same root Sensation: glove and stocking loss of sensation.
OverreactionExcessive show of emotion

Recommendations from others

The DSM-IV recommends suspicion of malingering for patients who present with 2 or more of the following: medicolegal issues, disagreement between objective and subjective stress or disability, noncompliance with evaluation or treatment, or antisocial personality disorder.1

The American Medical Association published the Guides to the Evaluation of Permanent Impairment, which states, “Confirmation of malingering is extremely difficult and generally depends on intentional or inadvertent surveillance.”9

References

1. American Psychiatric Association. Diagnostic and Statistical Manual of Mental Disorders: DSM-IV, 4th ed. Washington, DC: American Psychiatric Association; 1994.

2. Waddell G, McCulloch JA, Kummel E, Venner RM. Nonorganic physical signs in low-back pain. Spine 1980;5:117-125.

3. Fishbain DA, Cole B, Cutler RB, Lewis J, Rosomoff HL, Rosomoff RS. A structured evidence-based review on the meaning of nonorganic physical signs: Waddell signs. Pain Med 2003;4:141-181.

4. Peters ML, Schmidt AJM. Psychophysiological responses to repeated acute pain stimulation in chronic low back pain patients. J Psychosom Res 1991;35:59-74.

5. Hoover CF. A new sign for the detection of malingering and functional paresis of the lower extremities. J Am Med Assoc 1908;51:746-747.

6. Ziv I, Djaldetti R, Zoldan Y, Avraham M, Melamed E. Diagnosis of “nonorganic” limb paresis by a novel objective motor assessment: the quantitative Hoover’s test. J Neurol 1998;245:797-802.

7. Sonoo M. Abductor sign: a reliable new sign to detect non-organic paresis of the lower limb. J Neurol Neurosurg Psychiatry 2004;75:121-125.

8. Rolak LA. Psychogenic sensory loss. J Nerv Ment Dis 1988;176:686-687.

9. Cocchiarella L, Andersson G. Guides to the Evaluation of Permanent Impairment. 5th ed. Chicago: AMA Press, 2001.

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Moses Cone Memorial Hospital Family Medicine Residency, Greensboro, NC

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EVIDENCE-BASED ANSWER

No examination technique objectively proves malingering (strength of recommendation [SOR]: C, expert opinion). Waddell’s signs are associated with poor treatment outcomes but cannot discriminate organic from nonorganic causes (SOR: B, systematic review of low-quality studies). Hoover’s and the Abductor sign indicate nonorganic paralysis (SOR: C, small, lower-quality case-control studies) (TABLE 1).

CLINICAL COMMENTARY

Meticulous examination and documentation will save time and trouble down the road
Tim Huber, MD
US Navy, Camp Pendleton, Calif

Warning flags for malingering include persistent noncompliance during prescribed evaluation or treatment, striking inconsistency between physical findings and stated symptoms, and an attorney or insurance company referring the patient to you. If monetary compensation is involved, malingering can potentially be prosecuted as fraud.

Meticulous examination and documentation will save you time and trouble down the road. If you find evidence of malingering, confronting the patient directly will likely result in animosity towards you from the patient and may result in litigation. The confrontation may escalate into violent behavior. Further complicating matters, specialist referral often reinforces the malingering behavior. A common option at approaching the potentially malingering patient is to allow him or her the opportunity to save face: “Well, Mr. Q, I am not finding the usual signs that go along with the complaints you are having….”

If you are in doubt of a diagnosis of malingering, it is generally safest to assume a person is not malingering until you specifically witness a contradictory event.

 

Evidence summary

The 4th edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) defines malingering as “the intentional production of false or grossly exaggerated physical or psychological symptoms motivated by external incentives such as avoiding military duty, avoiding work, obtaining financial compensation, evading criminal prosecution, or obtaining drugs.”1 Malingering is not considered a mental disorder because symptoms are intentionally produced for external incentives.

No physical exam maneuver can determine a patient's external incentives. Traditionally, a physician uses certain exam techniques to determine if symptoms are of functional, or nonorganic, origin. Both terms denote the absence of a structural or physiological source for the phenomena, and include malingering and mental disorders such as factitious disorder, conversion disorder, and somatoform disorders. Our literature search only found studies concerning the detection of nonorganic causes of back pain, paralysis, and sensory loss.

Several exam tests are commonly thought to detect nonorganic causes of low back pain. Gordon Waddell described 8 signs in 5 categories (TABLE 2) used to “identify [back pain] patients who require more detailed psychological assessment.”2 A systematic review critiqued 60 studies of Waddell’s signs published between 1980 and 2000.3 The authors performed a thorough database search, including hand searches of key pain journals, meeting abstracts, and textbooks. The majority of the reviewed studies were small and of lower quality. The review found little evidence on test-retest or interrater reliability. There was consistent evidence that Waddell’s signs are associated with poorer treatment outcomes and generally consistent evidence that they are not associated with secondary gain and cannot discriminate organic from nonorganic problems.

A small, diagnostic case-control study of Mankopf’s test, which is based on the theory that pain increases heart rate, investigated 20 chronic low back pain patients considered nonorganic vs 20 pain-free controls using mechanical pain stimulus applied to subjects’ fingers.4 There was no significant difference in heart rate response between groups, and no significant effect of pain on heart rate in either group. The authors did not define their criteria for determining patients’ back pain as non-organic, nor did they include patients with low back pain caused by an identifiable pathology. There was no mention of blinding. This literature search found no published studies of McBride’s test, where the patient’s refusal to stand on the unaffected leg and flex the affected leg to the chest determines a feigned radiculopathy.

A few tests attempt to detect nonorganic causes of paralysis. In Hoover’s test, a patient is asked to alternately press down with the paralyzed leg and raise the unaffected leg to resistance, while the hand of the examiner cups the heel of the affected leg.5 A small, diagnostic case-control study using a computer-assisted strain gauge to measure movement effort during Hoover’s test involved 7 women with true paresis, 9 with nonorganic paresis, and 10 controls.6 The investigators diagnosed nonorganic paresis by history, neurological exam, and lack of positive neuroradiologic findings. The authors calculated a maximal involuntary to voluntary ratio for each patient’s extremities. The calculation discriminated between all 9 nonorganic patients and both the normal controls and patients with true paresis. The authors did not mention blinding in the study. No attempt was made to compare the strain gauge measurements with a clinician-performed Hoover’s test.

 

 

 

The Abductor sign, based on a similar theory that thigh abductors work in concert, was developed and studied by one individual.7 In this diagnostic case-control study, the single author tested 33 patients from his practice, 17 with organic paresis, and 16 with nonorganic paresis. The author differentiated organic from nonorganic paresis by history, physical exam, and various imaging studies with no independent assessment. He reported his test as 100% accurate. We did not find any published studies of the Arm Drop test, where feigned paralysis of an upper extremity is tested by holding the arm over the face of the supine patient and letting go.

The Midline Split test attempts to detect nonorganic causes of sensory loss. The fact that cutaneous nerves cross the midline is the basis for the idea that a sharp midline split denotes nonorganic sensory loss. In 1 diagnostic cohort study of 100 people presenting to a neurology department with complaints of decreased sensation on one side of the face, 80 patients were determined to have organic deficits such as multiple sclerosis or stroke. The author did not describe how these diseases were diagnosed. Of those with organic deficits, 7.5% showed midline splitting of sensory loss, falsely suggesting a nonorganic process. Only 20% of the patients with nonorganic sensory loss showed the expected midline split.8 The author apparently performed the sensory exam without blinding or independent confirmation.

TABLE 1
Summary of tests for the detection of malingering

TESTSYMPTOMSDESCRIPTIONEVIDENCE/OUTCOMESSOR
McBride’sBack pain with radicular symptomsStand on one leg. Flex symptomatic leg and raise to chest.
Refusal or pain = nonorganic
No published studiesC (expert opinion)
Mankopf’sBack pain1700 g pressure applied to the middle phalanx of the second finger of the nondominant hand. True pain should increase heart rate.Did not correlate with organic painC (small inconclusive diagnostic case-control study)
Waddell’sBack painPositive signs from 3 or more categories (TABLE 2)Cannot discriminate organic from nonorganicC (from SR)
Associated with poorer treatment outcomes C (from SR)
Not associated with secondary gain B (from SR)
Hoover’sLeg paresisCup heels and have patient press down with paretic limb. Then have patient raise opposite limb. True paresis if no difference in downward pressure at heelsIndicates nonorganic paresisC (extrapolated from small diagnostic case-control study using strain gauge)
AbductorLeg paresisAsk patient to abduct paretic leg to resistance. In true paresis, opposite leg should abduct.Indicates nonorganic causesC (small, lower-quality case-control study)
Arm DropArm paresisHold paretic hand above face and drop it. If hand misses face, paresis is nonorganicNo published studiesC (expert opinion)
Midline SplitSensory lossTest facial sensation to pinprick. Nonorganic loss of sensation is delineated by the midline.Very weakly indicates nonorganic causeC (small diagnostic case-control study)
SOR, strength of recommendation (see page 722); SR, systematic review.

TABLE 2
Waddell’s signs

CATEGORYSIGNS
TendernessSuperficial: light pinching causing pain = positive Nonanatomic: deep tenderness over a wide area = positive
SimulationAxial loading: downward pressure on the head causing low back pain = positive Rotation: Examiner holds shoulders and hips in same plane and rotates patient. Pain = positive
DistractionStraight leg raise causes pain when formally tested, but straightening the leg with hip flexed ninety degrees to check Babinski does not
RegionalWeakness: multiple muscles not enervated by the same root Sensation: glove and stocking loss of sensation.
OverreactionExcessive show of emotion

Recommendations from others

The DSM-IV recommends suspicion of malingering for patients who present with 2 or more of the following: medicolegal issues, disagreement between objective and subjective stress or disability, noncompliance with evaluation or treatment, or antisocial personality disorder.1

The American Medical Association published the Guides to the Evaluation of Permanent Impairment, which states, “Confirmation of malingering is extremely difficult and generally depends on intentional or inadvertent surveillance.”9

EVIDENCE-BASED ANSWER

No examination technique objectively proves malingering (strength of recommendation [SOR]: C, expert opinion). Waddell’s signs are associated with poor treatment outcomes but cannot discriminate organic from nonorganic causes (SOR: B, systematic review of low-quality studies). Hoover’s and the Abductor sign indicate nonorganic paralysis (SOR: C, small, lower-quality case-control studies) (TABLE 1).

CLINICAL COMMENTARY

Meticulous examination and documentation will save time and trouble down the road
Tim Huber, MD
US Navy, Camp Pendleton, Calif

Warning flags for malingering include persistent noncompliance during prescribed evaluation or treatment, striking inconsistency between physical findings and stated symptoms, and an attorney or insurance company referring the patient to you. If monetary compensation is involved, malingering can potentially be prosecuted as fraud.

Meticulous examination and documentation will save you time and trouble down the road. If you find evidence of malingering, confronting the patient directly will likely result in animosity towards you from the patient and may result in litigation. The confrontation may escalate into violent behavior. Further complicating matters, specialist referral often reinforces the malingering behavior. A common option at approaching the potentially malingering patient is to allow him or her the opportunity to save face: “Well, Mr. Q, I am not finding the usual signs that go along with the complaints you are having….”

If you are in doubt of a diagnosis of malingering, it is generally safest to assume a person is not malingering until you specifically witness a contradictory event.

 

Evidence summary

The 4th edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) defines malingering as “the intentional production of false or grossly exaggerated physical or psychological symptoms motivated by external incentives such as avoiding military duty, avoiding work, obtaining financial compensation, evading criminal prosecution, or obtaining drugs.”1 Malingering is not considered a mental disorder because symptoms are intentionally produced for external incentives.

No physical exam maneuver can determine a patient's external incentives. Traditionally, a physician uses certain exam techniques to determine if symptoms are of functional, or nonorganic, origin. Both terms denote the absence of a structural or physiological source for the phenomena, and include malingering and mental disorders such as factitious disorder, conversion disorder, and somatoform disorders. Our literature search only found studies concerning the detection of nonorganic causes of back pain, paralysis, and sensory loss.

Several exam tests are commonly thought to detect nonorganic causes of low back pain. Gordon Waddell described 8 signs in 5 categories (TABLE 2) used to “identify [back pain] patients who require more detailed psychological assessment.”2 A systematic review critiqued 60 studies of Waddell’s signs published between 1980 and 2000.3 The authors performed a thorough database search, including hand searches of key pain journals, meeting abstracts, and textbooks. The majority of the reviewed studies were small and of lower quality. The review found little evidence on test-retest or interrater reliability. There was consistent evidence that Waddell’s signs are associated with poorer treatment outcomes and generally consistent evidence that they are not associated with secondary gain and cannot discriminate organic from nonorganic problems.

A small, diagnostic case-control study of Mankopf’s test, which is based on the theory that pain increases heart rate, investigated 20 chronic low back pain patients considered nonorganic vs 20 pain-free controls using mechanical pain stimulus applied to subjects’ fingers.4 There was no significant difference in heart rate response between groups, and no significant effect of pain on heart rate in either group. The authors did not define their criteria for determining patients’ back pain as non-organic, nor did they include patients with low back pain caused by an identifiable pathology. There was no mention of blinding. This literature search found no published studies of McBride’s test, where the patient’s refusal to stand on the unaffected leg and flex the affected leg to the chest determines a feigned radiculopathy.

A few tests attempt to detect nonorganic causes of paralysis. In Hoover’s test, a patient is asked to alternately press down with the paralyzed leg and raise the unaffected leg to resistance, while the hand of the examiner cups the heel of the affected leg.5 A small, diagnostic case-control study using a computer-assisted strain gauge to measure movement effort during Hoover’s test involved 7 women with true paresis, 9 with nonorganic paresis, and 10 controls.6 The investigators diagnosed nonorganic paresis by history, neurological exam, and lack of positive neuroradiologic findings. The authors calculated a maximal involuntary to voluntary ratio for each patient’s extremities. The calculation discriminated between all 9 nonorganic patients and both the normal controls and patients with true paresis. The authors did not mention blinding in the study. No attempt was made to compare the strain gauge measurements with a clinician-performed Hoover’s test.

 

 

 

The Abductor sign, based on a similar theory that thigh abductors work in concert, was developed and studied by one individual.7 In this diagnostic case-control study, the single author tested 33 patients from his practice, 17 with organic paresis, and 16 with nonorganic paresis. The author differentiated organic from nonorganic paresis by history, physical exam, and various imaging studies with no independent assessment. He reported his test as 100% accurate. We did not find any published studies of the Arm Drop test, where feigned paralysis of an upper extremity is tested by holding the arm over the face of the supine patient and letting go.

The Midline Split test attempts to detect nonorganic causes of sensory loss. The fact that cutaneous nerves cross the midline is the basis for the idea that a sharp midline split denotes nonorganic sensory loss. In 1 diagnostic cohort study of 100 people presenting to a neurology department with complaints of decreased sensation on one side of the face, 80 patients were determined to have organic deficits such as multiple sclerosis or stroke. The author did not describe how these diseases were diagnosed. Of those with organic deficits, 7.5% showed midline splitting of sensory loss, falsely suggesting a nonorganic process. Only 20% of the patients with nonorganic sensory loss showed the expected midline split.8 The author apparently performed the sensory exam without blinding or independent confirmation.

TABLE 1
Summary of tests for the detection of malingering

TESTSYMPTOMSDESCRIPTIONEVIDENCE/OUTCOMESSOR
McBride’sBack pain with radicular symptomsStand on one leg. Flex symptomatic leg and raise to chest.
Refusal or pain = nonorganic
No published studiesC (expert opinion)
Mankopf’sBack pain1700 g pressure applied to the middle phalanx of the second finger of the nondominant hand. True pain should increase heart rate.Did not correlate with organic painC (small inconclusive diagnostic case-control study)
Waddell’sBack painPositive signs from 3 or more categories (TABLE 2)Cannot discriminate organic from nonorganicC (from SR)
Associated with poorer treatment outcomes C (from SR)
Not associated with secondary gain B (from SR)
Hoover’sLeg paresisCup heels and have patient press down with paretic limb. Then have patient raise opposite limb. True paresis if no difference in downward pressure at heelsIndicates nonorganic paresisC (extrapolated from small diagnostic case-control study using strain gauge)
AbductorLeg paresisAsk patient to abduct paretic leg to resistance. In true paresis, opposite leg should abduct.Indicates nonorganic causesC (small, lower-quality case-control study)
Arm DropArm paresisHold paretic hand above face and drop it. If hand misses face, paresis is nonorganicNo published studiesC (expert opinion)
Midline SplitSensory lossTest facial sensation to pinprick. Nonorganic loss of sensation is delineated by the midline.Very weakly indicates nonorganic causeC (small diagnostic case-control study)
SOR, strength of recommendation (see page 722); SR, systematic review.

TABLE 2
Waddell’s signs

CATEGORYSIGNS
TendernessSuperficial: light pinching causing pain = positive Nonanatomic: deep tenderness over a wide area = positive
SimulationAxial loading: downward pressure on the head causing low back pain = positive Rotation: Examiner holds shoulders and hips in same plane and rotates patient. Pain = positive
DistractionStraight leg raise causes pain when formally tested, but straightening the leg with hip flexed ninety degrees to check Babinski does not
RegionalWeakness: multiple muscles not enervated by the same root Sensation: glove and stocking loss of sensation.
OverreactionExcessive show of emotion

Recommendations from others

The DSM-IV recommends suspicion of malingering for patients who present with 2 or more of the following: medicolegal issues, disagreement between objective and subjective stress or disability, noncompliance with evaluation or treatment, or antisocial personality disorder.1

The American Medical Association published the Guides to the Evaluation of Permanent Impairment, which states, “Confirmation of malingering is extremely difficult and generally depends on intentional or inadvertent surveillance.”9

References

1. American Psychiatric Association. Diagnostic and Statistical Manual of Mental Disorders: DSM-IV, 4th ed. Washington, DC: American Psychiatric Association; 1994.

2. Waddell G, McCulloch JA, Kummel E, Venner RM. Nonorganic physical signs in low-back pain. Spine 1980;5:117-125.

3. Fishbain DA, Cole B, Cutler RB, Lewis J, Rosomoff HL, Rosomoff RS. A structured evidence-based review on the meaning of nonorganic physical signs: Waddell signs. Pain Med 2003;4:141-181.

4. Peters ML, Schmidt AJM. Psychophysiological responses to repeated acute pain stimulation in chronic low back pain patients. J Psychosom Res 1991;35:59-74.

5. Hoover CF. A new sign for the detection of malingering and functional paresis of the lower extremities. J Am Med Assoc 1908;51:746-747.

6. Ziv I, Djaldetti R, Zoldan Y, Avraham M, Melamed E. Diagnosis of “nonorganic” limb paresis by a novel objective motor assessment: the quantitative Hoover’s test. J Neurol 1998;245:797-802.

7. Sonoo M. Abductor sign: a reliable new sign to detect non-organic paresis of the lower limb. J Neurol Neurosurg Psychiatry 2004;75:121-125.

8. Rolak LA. Psychogenic sensory loss. J Nerv Ment Dis 1988;176:686-687.

9. Cocchiarella L, Andersson G. Guides to the Evaluation of Permanent Impairment. 5th ed. Chicago: AMA Press, 2001.

References

1. American Psychiatric Association. Diagnostic and Statistical Manual of Mental Disorders: DSM-IV, 4th ed. Washington, DC: American Psychiatric Association; 1994.

2. Waddell G, McCulloch JA, Kummel E, Venner RM. Nonorganic physical signs in low-back pain. Spine 1980;5:117-125.

3. Fishbain DA, Cole B, Cutler RB, Lewis J, Rosomoff HL, Rosomoff RS. A structured evidence-based review on the meaning of nonorganic physical signs: Waddell signs. Pain Med 2003;4:141-181.

4. Peters ML, Schmidt AJM. Psychophysiological responses to repeated acute pain stimulation in chronic low back pain patients. J Psychosom Res 1991;35:59-74.

5. Hoover CF. A new sign for the detection of malingering and functional paresis of the lower extremities. J Am Med Assoc 1908;51:746-747.

6. Ziv I, Djaldetti R, Zoldan Y, Avraham M, Melamed E. Diagnosis of “nonorganic” limb paresis by a novel objective motor assessment: the quantitative Hoover’s test. J Neurol 1998;245:797-802.

7. Sonoo M. Abductor sign: a reliable new sign to detect non-organic paresis of the lower limb. J Neurol Neurosurg Psychiatry 2004;75:121-125.

8. Rolak LA. Psychogenic sensory loss. J Nerv Ment Dis 1988;176:686-687.

9. Cocchiarella L, Andersson G. Guides to the Evaluation of Permanent Impairment. 5th ed. Chicago: AMA Press, 2001.

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What is the role of tacrolimus and pimecrolimus in atopic dermatitis?

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EVIDENCE-BASED ANSWER

When the standard therapies—mild topical corticosteroids and moisturizers—fail in the treatment of atopic dermatitis, patients are left with few proven remedies. The recently introduced topical immunosuppressive treatments—pimecrolimus and tacrolimus—offer an alternative to topical corticosteroids.

Tacrolimus 0.1% (Protopic) appears to be both safe and effective in treating eczema in adults and children (strength of recommendation [SOR]: A). In multiple studies, it has been as effective as potent topical corticosteroids and more effective than mild topical corticosteroids (SOR: A).

Pimecrolimus (Elidel) is more effective than placebo but less effective than potent topical corticosteroids (SOR: A). At this time, no data compare pimecrolimus with mild corticosteroids.

It is important to note that while the studies with the topical immunosuppressive agents included patients with mild to severe atopic dermatitis, none assessed the use of these agents on patients with steroid-refractory atopic dermatitis. The US Food and Drug Administration (FDA) has recommended limited use of these agents in atopic dermatitis because of potential cancer risk (SOR: C).

CLINICAL COMMENTARY

Benefits of topical immunosuppressants don’t overcome cost and risks
Allen Daugird, MD
University of North Carolina, Chapel Hill

This Clinical Inquiry is an excellent example of how evidence has to be used in a broader context when making clinical decisions, and how evidence is critical in evaluating both benefits and risks of treatments. There seems to be strong evidence that topical immunosuppressants are at least as good as topical steroids, but not better. They apparently do not have a lower risk of infection. We are then left with the only potential benefits being that of not causing HPA axis suppression and possibly not causing skin thinning.

However, this seems to be a small benefit for the enormous cost of these products (more than $60 for a 30-g tube) as well as increased burning on application. In the end, this is all trumped by the recent FDA Advisory warning of a potential cancer risk and advising use only as second-line agents and for short intermittent periods. The practical answer to this question, therefore, is to use the decades-old treatment of higher potency topical steroids with prudence.

Evidence summary

A recent meta-analysis included 25 randomized controlled trials involving tacrolimus and pimecrolimus.1 This review included trials of tacrolimus and pimecrolimus in comparison with placebo, topical corticosteroids of varying strengths, and each other. They reported on both safety and efficacy. Fifteen vehicle-controlled trials of pimecrolimus and tacrolimus were reviewed. Both medications proved to be significantly more effective than the vehicle alone. A total of 3 trials (732 patients) compared tacrolimus 0.1% with potent topical corticosteroids (hydrocortisone butyrate 0.1%, beta-methasone valerate 0.1%) and found it to be as effective as the topical steroids after 3 weeks of application (number needed to treat [NNT]=6).2,3

At both the 0.03% and 0.1% strengths, tacrolimus was found to be more effective than mild topical corticosteroids (hydrocortisone acetate 1%) in 2 studies enrolling a total of 1183 children with moderate to severe atopic dermatitis4,5 (NNT=5 for the tacrolimus 0.03%, and NNT= 3 for tacrolimus 0.1%).6 A randomized, double-blinded, multicenter trial compared the use of pimecrolimus 1% cream with 0.1% triamcinolone acetonide cream and 1% hydrocortisone acetate cream for 658 adults with moderate-to-severe atopic dermatitis.7 The majority of patients used either form of treatment for 1 year.

Although long-term safety and tolerability were similar, topical corticosteroids were more efficacious (NNT=13). Another study compared pimecrolimus 1% with betamethasone valerate 0.1% (a potent corticosteroid) in a study of 87 patients.8 At the end of 3 weeks, the pimecrolimus 1% cream was significantly less effective than betamethasone valerate 0.1% (NNT=4).

In a meta-analysis of 3 randomized studies of head-to-head comparison of pimecrolimus 1% and tacrolimus 0.03% or 0.1% among children and adults, tacrolimus ointment was more effective than pimecrolimus cream at the end of the study for adults (P<.0001), for children with moderate-to-severe disease (P=.04), in the combined analysis (P<.0001), and at week 1 for children with mild disease (P=.04). No significant difference was seen in the incidence of adverse effects, although more pimecrolimus-treated patients withdrew from the studies because of a lack of efficacy (P≤.03) or adverse events (P=.002; pediatric mild).9

 

 

 

The authors of the first meta-analysis concluded that pimecrolimus 1% was more effective compared with placebo, less effective than potent topical corticosteroids, and had yet to be studied in comparison with low-potency topical corticosteroids. Tacrolimus 0.1% was more effective than placebo, more effective than mild corticosteroids, and as effective as potent topical corticosteroids. It was noted that both these agents caused more burning of the skin than topical corticosteroids—pimecrolimus 1% compared with betamethasone valerate 0.1% (number needed to harm [NNH]=50); tacrolimus 0.1% compared with betamethasone valerate 0.1% and hydrocortisone butyrate 0.1% (NNH=3); and tacrolimus 0.03% compared with the mild corticosteroid hydrocortisone acetate 1% (NNH=10). However, there was no significant difference in the rate of skin infections.

Recommendations from others

In 2003, a work group of dermatologists appointed by the president of the American Academy of Dermatology published a technical report on the guidelines of care for atopic dermatitis.10 This group evaluated the effectiveness of several topical treatments for the treatment of atopic dermatitis. They noted that coal tar and its derivatives may reduce the severity of atopic dermatitis symptoms, but there are significant barriers to compliance. The severity of pruritus associated with atopic dermatitis may be reduced with shortterm use of topical doxepin.

Evidence supports the use of emollients in combination with other topical corticosteroid treatments to reduce the severity of atopic dermatitis. However, emollients need frequent application, which may be associated with poor compliance. The work group also concluded that both tacrolimus and pimecrolimus are effective and safe in reducing the severity of atopic dermatitis symptoms for both children and adults up to 1 year of treatment.

In March 2005, the FDA posted a Public Health Advisory and Alerts for Healthcare Professionals regarding the potential cancer risk from the use tacrolimus and pimecrolimus products when applied to the skin to treat atopic dermatitis. These creams will carry a “black box” warning regarding this potential risk. They recommended use only as a second-line therapy, at minimal amounts necessary, and for short periods of time, not continuously. They also recommended against their use for children aged <2 years and for people with diminished immune systems.

References

1. Ashcroft D, Dimmock P, Garside R, Steinand K, Williams H. Efficacy and tolerability of topical pimecrolimus and tacrolimus in the treatment of atopic dermatitis: meta-analysis of randomized controlled trials. BMJ 2005;330:516. Epub-2005 Feb 24.

2. Reitamo S, Rustin M, Ruzicka T, et al. Efficacy and safety of tacrolimus ointment compared with that of hydrocortisone butyrate ointment in adult patients with a topic dermatitis. J Allergy Clin Immunology 2002;109:547-555.

3. FK506 Ointment Study Group. Phase III comparative study of FK506 ointment vs betamethasone valerate ointment in atopic dermatitis (trunk/extremities) [in Japanese]. Nishinihon J Dermatol 1997;59:870-879.

4. Reitamo S, Van Leent EJM, Ho V, et al. Efficacy and safety of tacrolimus ointment compared with that of hydrocortisone acetate ointment in children with atopic dermatitis. J Allergy Clin Immunology 2002;109:539-546.

5. Reitamo S, Harper J, Bos JD, et al. 0.03% tacrolimus ointment applied once or twice daily is more efficacious than 1% hydrocortisone acetate in children with moderate to severe atopic dermatitis: results of a randomized double-blind controlled trial. Br J Dermatol 2004;150:554-562.

6. Flaherty RJ. A simple method for evaluating the clinical literature. Fam Pract Manag 2004;47-52.

7. Luger T, Lahta M, Folster-Holst R, et al. Long term safety and tolerability of pimecrolimus cream 1% and topical corticosteroids in adults with moderate to severe atopic dermatitis. J Dermatol Treatment 2004;15:169-178.

8. Luger T, Van Leent EJM, Graeber M, et al. SDZ ASM 981: an emerging safe and effective treatment for atopic dermatitis. Br J Dermatol 2001;144:788-794.

9. Paller AS, Lebwohl M, Fleischer AB, Jr, et al. Tacrolimus ointment is more effective than pimecrolimus cream with a similar safety profile in the treatment of atopic dermatitis: results from 3 randomized, comparative studies. J Am Acad Dermatol 2005;52:810-822.

10. American Academy of Dermatology. Guidelines of Care for Atopic Dermatitis. Technical report. 2003. Available at: www.aad.org/public/DermatologyA-Z/atoz_e.htm. Accessed on July 6, 2005.

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Amer Shakil, MD
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EVIDENCE-BASED ANSWER

When the standard therapies—mild topical corticosteroids and moisturizers—fail in the treatment of atopic dermatitis, patients are left with few proven remedies. The recently introduced topical immunosuppressive treatments—pimecrolimus and tacrolimus—offer an alternative to topical corticosteroids.

Tacrolimus 0.1% (Protopic) appears to be both safe and effective in treating eczema in adults and children (strength of recommendation [SOR]: A). In multiple studies, it has been as effective as potent topical corticosteroids and more effective than mild topical corticosteroids (SOR: A).

Pimecrolimus (Elidel) is more effective than placebo but less effective than potent topical corticosteroids (SOR: A). At this time, no data compare pimecrolimus with mild corticosteroids.

It is important to note that while the studies with the topical immunosuppressive agents included patients with mild to severe atopic dermatitis, none assessed the use of these agents on patients with steroid-refractory atopic dermatitis. The US Food and Drug Administration (FDA) has recommended limited use of these agents in atopic dermatitis because of potential cancer risk (SOR: C).

CLINICAL COMMENTARY

Benefits of topical immunosuppressants don’t overcome cost and risks
Allen Daugird, MD
University of North Carolina, Chapel Hill

This Clinical Inquiry is an excellent example of how evidence has to be used in a broader context when making clinical decisions, and how evidence is critical in evaluating both benefits and risks of treatments. There seems to be strong evidence that topical immunosuppressants are at least as good as topical steroids, but not better. They apparently do not have a lower risk of infection. We are then left with the only potential benefits being that of not causing HPA axis suppression and possibly not causing skin thinning.

However, this seems to be a small benefit for the enormous cost of these products (more than $60 for a 30-g tube) as well as increased burning on application. In the end, this is all trumped by the recent FDA Advisory warning of a potential cancer risk and advising use only as second-line agents and for short intermittent periods. The practical answer to this question, therefore, is to use the decades-old treatment of higher potency topical steroids with prudence.

Evidence summary

A recent meta-analysis included 25 randomized controlled trials involving tacrolimus and pimecrolimus.1 This review included trials of tacrolimus and pimecrolimus in comparison with placebo, topical corticosteroids of varying strengths, and each other. They reported on both safety and efficacy. Fifteen vehicle-controlled trials of pimecrolimus and tacrolimus were reviewed. Both medications proved to be significantly more effective than the vehicle alone. A total of 3 trials (732 patients) compared tacrolimus 0.1% with potent topical corticosteroids (hydrocortisone butyrate 0.1%, beta-methasone valerate 0.1%) and found it to be as effective as the topical steroids after 3 weeks of application (number needed to treat [NNT]=6).2,3

At both the 0.03% and 0.1% strengths, tacrolimus was found to be more effective than mild topical corticosteroids (hydrocortisone acetate 1%) in 2 studies enrolling a total of 1183 children with moderate to severe atopic dermatitis4,5 (NNT=5 for the tacrolimus 0.03%, and NNT= 3 for tacrolimus 0.1%).6 A randomized, double-blinded, multicenter trial compared the use of pimecrolimus 1% cream with 0.1% triamcinolone acetonide cream and 1% hydrocortisone acetate cream for 658 adults with moderate-to-severe atopic dermatitis.7 The majority of patients used either form of treatment for 1 year.

Although long-term safety and tolerability were similar, topical corticosteroids were more efficacious (NNT=13). Another study compared pimecrolimus 1% with betamethasone valerate 0.1% (a potent corticosteroid) in a study of 87 patients.8 At the end of 3 weeks, the pimecrolimus 1% cream was significantly less effective than betamethasone valerate 0.1% (NNT=4).

In a meta-analysis of 3 randomized studies of head-to-head comparison of pimecrolimus 1% and tacrolimus 0.03% or 0.1% among children and adults, tacrolimus ointment was more effective than pimecrolimus cream at the end of the study for adults (P<.0001), for children with moderate-to-severe disease (P=.04), in the combined analysis (P<.0001), and at week 1 for children with mild disease (P=.04). No significant difference was seen in the incidence of adverse effects, although more pimecrolimus-treated patients withdrew from the studies because of a lack of efficacy (P≤.03) or adverse events (P=.002; pediatric mild).9

 

 

 

The authors of the first meta-analysis concluded that pimecrolimus 1% was more effective compared with placebo, less effective than potent topical corticosteroids, and had yet to be studied in comparison with low-potency topical corticosteroids. Tacrolimus 0.1% was more effective than placebo, more effective than mild corticosteroids, and as effective as potent topical corticosteroids. It was noted that both these agents caused more burning of the skin than topical corticosteroids—pimecrolimus 1% compared with betamethasone valerate 0.1% (number needed to harm [NNH]=50); tacrolimus 0.1% compared with betamethasone valerate 0.1% and hydrocortisone butyrate 0.1% (NNH=3); and tacrolimus 0.03% compared with the mild corticosteroid hydrocortisone acetate 1% (NNH=10). However, there was no significant difference in the rate of skin infections.

Recommendations from others

In 2003, a work group of dermatologists appointed by the president of the American Academy of Dermatology published a technical report on the guidelines of care for atopic dermatitis.10 This group evaluated the effectiveness of several topical treatments for the treatment of atopic dermatitis. They noted that coal tar and its derivatives may reduce the severity of atopic dermatitis symptoms, but there are significant barriers to compliance. The severity of pruritus associated with atopic dermatitis may be reduced with shortterm use of topical doxepin.

Evidence supports the use of emollients in combination with other topical corticosteroid treatments to reduce the severity of atopic dermatitis. However, emollients need frequent application, which may be associated with poor compliance. The work group also concluded that both tacrolimus and pimecrolimus are effective and safe in reducing the severity of atopic dermatitis symptoms for both children and adults up to 1 year of treatment.

In March 2005, the FDA posted a Public Health Advisory and Alerts for Healthcare Professionals regarding the potential cancer risk from the use tacrolimus and pimecrolimus products when applied to the skin to treat atopic dermatitis. These creams will carry a “black box” warning regarding this potential risk. They recommended use only as a second-line therapy, at minimal amounts necessary, and for short periods of time, not continuously. They also recommended against their use for children aged <2 years and for people with diminished immune systems.

EVIDENCE-BASED ANSWER

When the standard therapies—mild topical corticosteroids and moisturizers—fail in the treatment of atopic dermatitis, patients are left with few proven remedies. The recently introduced topical immunosuppressive treatments—pimecrolimus and tacrolimus—offer an alternative to topical corticosteroids.

Tacrolimus 0.1% (Protopic) appears to be both safe and effective in treating eczema in adults and children (strength of recommendation [SOR]: A). In multiple studies, it has been as effective as potent topical corticosteroids and more effective than mild topical corticosteroids (SOR: A).

Pimecrolimus (Elidel) is more effective than placebo but less effective than potent topical corticosteroids (SOR: A). At this time, no data compare pimecrolimus with mild corticosteroids.

It is important to note that while the studies with the topical immunosuppressive agents included patients with mild to severe atopic dermatitis, none assessed the use of these agents on patients with steroid-refractory atopic dermatitis. The US Food and Drug Administration (FDA) has recommended limited use of these agents in atopic dermatitis because of potential cancer risk (SOR: C).

CLINICAL COMMENTARY

Benefits of topical immunosuppressants don’t overcome cost and risks
Allen Daugird, MD
University of North Carolina, Chapel Hill

This Clinical Inquiry is an excellent example of how evidence has to be used in a broader context when making clinical decisions, and how evidence is critical in evaluating both benefits and risks of treatments. There seems to be strong evidence that topical immunosuppressants are at least as good as topical steroids, but not better. They apparently do not have a lower risk of infection. We are then left with the only potential benefits being that of not causing HPA axis suppression and possibly not causing skin thinning.

However, this seems to be a small benefit for the enormous cost of these products (more than $60 for a 30-g tube) as well as increased burning on application. In the end, this is all trumped by the recent FDA Advisory warning of a potential cancer risk and advising use only as second-line agents and for short intermittent periods. The practical answer to this question, therefore, is to use the decades-old treatment of higher potency topical steroids with prudence.

Evidence summary

A recent meta-analysis included 25 randomized controlled trials involving tacrolimus and pimecrolimus.1 This review included trials of tacrolimus and pimecrolimus in comparison with placebo, topical corticosteroids of varying strengths, and each other. They reported on both safety and efficacy. Fifteen vehicle-controlled trials of pimecrolimus and tacrolimus were reviewed. Both medications proved to be significantly more effective than the vehicle alone. A total of 3 trials (732 patients) compared tacrolimus 0.1% with potent topical corticosteroids (hydrocortisone butyrate 0.1%, beta-methasone valerate 0.1%) and found it to be as effective as the topical steroids after 3 weeks of application (number needed to treat [NNT]=6).2,3

At both the 0.03% and 0.1% strengths, tacrolimus was found to be more effective than mild topical corticosteroids (hydrocortisone acetate 1%) in 2 studies enrolling a total of 1183 children with moderate to severe atopic dermatitis4,5 (NNT=5 for the tacrolimus 0.03%, and NNT= 3 for tacrolimus 0.1%).6 A randomized, double-blinded, multicenter trial compared the use of pimecrolimus 1% cream with 0.1% triamcinolone acetonide cream and 1% hydrocortisone acetate cream for 658 adults with moderate-to-severe atopic dermatitis.7 The majority of patients used either form of treatment for 1 year.

Although long-term safety and tolerability were similar, topical corticosteroids were more efficacious (NNT=13). Another study compared pimecrolimus 1% with betamethasone valerate 0.1% (a potent corticosteroid) in a study of 87 patients.8 At the end of 3 weeks, the pimecrolimus 1% cream was significantly less effective than betamethasone valerate 0.1% (NNT=4).

In a meta-analysis of 3 randomized studies of head-to-head comparison of pimecrolimus 1% and tacrolimus 0.03% or 0.1% among children and adults, tacrolimus ointment was more effective than pimecrolimus cream at the end of the study for adults (P<.0001), for children with moderate-to-severe disease (P=.04), in the combined analysis (P<.0001), and at week 1 for children with mild disease (P=.04). No significant difference was seen in the incidence of adverse effects, although more pimecrolimus-treated patients withdrew from the studies because of a lack of efficacy (P≤.03) or adverse events (P=.002; pediatric mild).9

 

 

 

The authors of the first meta-analysis concluded that pimecrolimus 1% was more effective compared with placebo, less effective than potent topical corticosteroids, and had yet to be studied in comparison with low-potency topical corticosteroids. Tacrolimus 0.1% was more effective than placebo, more effective than mild corticosteroids, and as effective as potent topical corticosteroids. It was noted that both these agents caused more burning of the skin than topical corticosteroids—pimecrolimus 1% compared with betamethasone valerate 0.1% (number needed to harm [NNH]=50); tacrolimus 0.1% compared with betamethasone valerate 0.1% and hydrocortisone butyrate 0.1% (NNH=3); and tacrolimus 0.03% compared with the mild corticosteroid hydrocortisone acetate 1% (NNH=10). However, there was no significant difference in the rate of skin infections.

Recommendations from others

In 2003, a work group of dermatologists appointed by the president of the American Academy of Dermatology published a technical report on the guidelines of care for atopic dermatitis.10 This group evaluated the effectiveness of several topical treatments for the treatment of atopic dermatitis. They noted that coal tar and its derivatives may reduce the severity of atopic dermatitis symptoms, but there are significant barriers to compliance. The severity of pruritus associated with atopic dermatitis may be reduced with shortterm use of topical doxepin.

Evidence supports the use of emollients in combination with other topical corticosteroid treatments to reduce the severity of atopic dermatitis. However, emollients need frequent application, which may be associated with poor compliance. The work group also concluded that both tacrolimus and pimecrolimus are effective and safe in reducing the severity of atopic dermatitis symptoms for both children and adults up to 1 year of treatment.

In March 2005, the FDA posted a Public Health Advisory and Alerts for Healthcare Professionals regarding the potential cancer risk from the use tacrolimus and pimecrolimus products when applied to the skin to treat atopic dermatitis. These creams will carry a “black box” warning regarding this potential risk. They recommended use only as a second-line therapy, at minimal amounts necessary, and for short periods of time, not continuously. They also recommended against their use for children aged <2 years and for people with diminished immune systems.

References

1. Ashcroft D, Dimmock P, Garside R, Steinand K, Williams H. Efficacy and tolerability of topical pimecrolimus and tacrolimus in the treatment of atopic dermatitis: meta-analysis of randomized controlled trials. BMJ 2005;330:516. Epub-2005 Feb 24.

2. Reitamo S, Rustin M, Ruzicka T, et al. Efficacy and safety of tacrolimus ointment compared with that of hydrocortisone butyrate ointment in adult patients with a topic dermatitis. J Allergy Clin Immunology 2002;109:547-555.

3. FK506 Ointment Study Group. Phase III comparative study of FK506 ointment vs betamethasone valerate ointment in atopic dermatitis (trunk/extremities) [in Japanese]. Nishinihon J Dermatol 1997;59:870-879.

4. Reitamo S, Van Leent EJM, Ho V, et al. Efficacy and safety of tacrolimus ointment compared with that of hydrocortisone acetate ointment in children with atopic dermatitis. J Allergy Clin Immunology 2002;109:539-546.

5. Reitamo S, Harper J, Bos JD, et al. 0.03% tacrolimus ointment applied once or twice daily is more efficacious than 1% hydrocortisone acetate in children with moderate to severe atopic dermatitis: results of a randomized double-blind controlled trial. Br J Dermatol 2004;150:554-562.

6. Flaherty RJ. A simple method for evaluating the clinical literature. Fam Pract Manag 2004;47-52.

7. Luger T, Lahta M, Folster-Holst R, et al. Long term safety and tolerability of pimecrolimus cream 1% and topical corticosteroids in adults with moderate to severe atopic dermatitis. J Dermatol Treatment 2004;15:169-178.

8. Luger T, Van Leent EJM, Graeber M, et al. SDZ ASM 981: an emerging safe and effective treatment for atopic dermatitis. Br J Dermatol 2001;144:788-794.

9. Paller AS, Lebwohl M, Fleischer AB, Jr, et al. Tacrolimus ointment is more effective than pimecrolimus cream with a similar safety profile in the treatment of atopic dermatitis: results from 3 randomized, comparative studies. J Am Acad Dermatol 2005;52:810-822.

10. American Academy of Dermatology. Guidelines of Care for Atopic Dermatitis. Technical report. 2003. Available at: www.aad.org/public/DermatologyA-Z/atoz_e.htm. Accessed on July 6, 2005.

References

1. Ashcroft D, Dimmock P, Garside R, Steinand K, Williams H. Efficacy and tolerability of topical pimecrolimus and tacrolimus in the treatment of atopic dermatitis: meta-analysis of randomized controlled trials. BMJ 2005;330:516. Epub-2005 Feb 24.

2. Reitamo S, Rustin M, Ruzicka T, et al. Efficacy and safety of tacrolimus ointment compared with that of hydrocortisone butyrate ointment in adult patients with a topic dermatitis. J Allergy Clin Immunology 2002;109:547-555.

3. FK506 Ointment Study Group. Phase III comparative study of FK506 ointment vs betamethasone valerate ointment in atopic dermatitis (trunk/extremities) [in Japanese]. Nishinihon J Dermatol 1997;59:870-879.

4. Reitamo S, Van Leent EJM, Ho V, et al. Efficacy and safety of tacrolimus ointment compared with that of hydrocortisone acetate ointment in children with atopic dermatitis. J Allergy Clin Immunology 2002;109:539-546.

5. Reitamo S, Harper J, Bos JD, et al. 0.03% tacrolimus ointment applied once or twice daily is more efficacious than 1% hydrocortisone acetate in children with moderate to severe atopic dermatitis: results of a randomized double-blind controlled trial. Br J Dermatol 2004;150:554-562.

6. Flaherty RJ. A simple method for evaluating the clinical literature. Fam Pract Manag 2004;47-52.

7. Luger T, Lahta M, Folster-Holst R, et al. Long term safety and tolerability of pimecrolimus cream 1% and topical corticosteroids in adults with moderate to severe atopic dermatitis. J Dermatol Treatment 2004;15:169-178.

8. Luger T, Van Leent EJM, Graeber M, et al. SDZ ASM 981: an emerging safe and effective treatment for atopic dermatitis. Br J Dermatol 2001;144:788-794.

9. Paller AS, Lebwohl M, Fleischer AB, Jr, et al. Tacrolimus ointment is more effective than pimecrolimus cream with a similar safety profile in the treatment of atopic dermatitis: results from 3 randomized, comparative studies. J Am Acad Dermatol 2005;52:810-822.

10. American Academy of Dermatology. Guidelines of Care for Atopic Dermatitis. Technical report. 2003. Available at: www.aad.org/public/DermatologyA-Z/atoz_e.htm. Accessed on July 6, 2005.

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For those intolerant to ACE inhibitors and ARBs, what is the best therapy for reducing the risk of diabetic nephropathy?

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EVIDENCE-BASED ANSWER

Angiotensin-converting enzyme (ACE) inhibitors and angiotensin-receptor blockers (ARBs) are the first-line agents for reducing the risk of diabetic nephropathy. For patients intolerant to these agents, non-dihydropyridine calcium antagonists (NDCAs), such as verapamil and diltiazem, are preferred agents to treat hypertension in those with diabetes who have proteinuria (strength of recommendation [SOR]: A, based on a systematic review). Diuretics are effective in treating hypertension in patients with diabetes who are at high risk for cardiovascular disease. One study suggests sustained-release indapamide (a diuretic) is effective as first-line treatment in hypertensive patients with diabetes and proteinuria (SOR: B, based on a randomized controlled trial [RCT]). Atenolol was as effective as the ACE inhibitor captopril in lowering the risk of diabetic microvascular and macrovascular complications, according to a substudy of the United Kingdom Prospective Diabetic Study (UKPDS) (SOR: B, based on RCT).

CLINICAL COMMENTARY

Controlling blood pressure in diabetes is more important than what agents we use
Allen Daugird, MD
University of North Carolina, Chapel Hill

Diabetic renal insufficiency and failure is unfortunately very common, and a significant cause of death and disability in our patients. We have been taught from good evidence to start with ACE inhibitors or ARBs when treating hypertension in those with diabetes. However, it appears from this article that controlling blood pressure in diabetes is more important than what agents we use. We often are not aggressive enough in controlling blood pressure for those with diabetes, despite evidence that it impacts outcomes more than glycemic control. Though there does not appear to be direct evidence that other blood pressure agents prevent renal failure in those with diabetes, it is reassuring that BP control, even when we are unable to use ACE inhibitors or ARBs, is a worthy goal.

 

Evidence summary

Diabetic nephropathy is the leading cause of end-stage renal disease, and it occurs in 20% to 40% of patients with diabetes. Optimal glycemic (glycosylated hemoglobin [HbA1c] level <7%) and hypertension control (<130/80 mm Hg) can prevent or slow the progression of diabetic nephropathy.1-3

An average of 3 antihypertensive medications are needed to achieve currently recommended blood pressure goals in those with diabetes.2 In hypertensive and normotensive patients with type 2 diabetes and microalbuminuria, ACE inhibitors have been well studied and found to reduce the risk of mortality, major cardiovascular events, and slow the progression to overt nephropathy, in patients with diabetes and at least 1 other risk factor.4 In patients with type 2 diabetes and hypertension, macroalbuminuria, and serum creatinine >1.5 mg/dL, ARBs are effective in slowing the progression of diabetic nephropathy.5

Some patients, however, are intolerant to ACE inhibitors and ARBs. When patients are intolerant to these medications, diuretics, NDCAs, or beta-blockers are recommended agents for the treatment of hypertension.

According to a systematic review, NDCAs cause a greater reduction in proteinuria compared with DCAs (dihydropyridine calcium antagonists, such as nifedipine and amlodipine), although there was no significant differences in lowering blood pressure.6 Mean change in proteinuria was +2% for DCAs and –30% for NDCAs (95% confidence interval [CI], 10%–54%; P=.01). In another RCT, amlodipine was no more effective than placebo in reducing proteinuria, while irbesartan effectively reduced end-stage renal disease (number needed to treat [NNT]=25 over 2.6 years).5

In the UKPDS-Hypertension in Diabetes study (a multicenter randomized study in patients with type 2 diabetes that evaluated the effects of different levels of blood pressure control on diabetic complications), researchers found that patients assigned to the tight-control group (blood pressure goal <150/85 mm Hg) had 37% risk reduction in microvascular endpoints (nephropathy and advanced retinopathy).7 There was no difference in study endpoints between the ACE inhibitor captopril and the beta-blocker atenolol. Selective beta-blockers like carvedilol appear to have fewer adverse metabolic effects, although the clinical significance of this difference is unclear.8 In insulin-dependent patients and patients with hypoglycemic episodes, peripheral vascular disease, and bronchospastic disease, beta-blockers should be used with caution.

 

 

 

The NESTOR study—a multinational, multicenter, double-blind, randomized controlled, 2-parallel-groups study over 1 year—found that indapamide SR (a thiazide-type diuretic) treatment is as efficacious as enalapril in reducing proteinuria and lowering blood pressure.9

A meta-analysis of RCTs in patients with non-diabetic renal disease and RCTs or time-controlled studies with nonrandomized crossover design in patients with diabetic nephropathy revealed that dietary protein restriction effectively slows the progression of both diabetic and non-diabetic renal disease.10 In small studies, weight loss, use of lipid-lowering agents, and smoking cessation all revealed reduction in proteinuria.11,12

Recommendations from others

From the American Diabetes Association’s “Standards of Medical Care in Diabetes”12 (position statement): to reduce the risk or slow the progression of nephropathy, optimize glucose and blood pressure control.

  • Patients with diabetes should be treated to a blood pressure <130/80 mm Hg
  • For patients with diabetes and albuminuria or nephropathy who are intolerant to ACE inhibitors or ARBs, NDCAs, diuretics, or beta blockers are recommended for treating hypertension. NDCA use may reduce albuminuria in patients with diabetes, including during pregnancy.
References

1. Molitech ME, DeFronzo RA, Franz MJ, et al. Nephropathy in diabetes. Diabetes Care 2004;27(Suppl 1):S79-S83.

2. Abbott K, Basta E, Bakris GL. Blood pressure control and nephroprotection in diabetes. J Clin Pharmacol 2004;44:431-438.

3. Schrier RW, Estacio RO, Esler A, Mehler P. Effects of aggressive blood pressure control in normotensive type 2 diabetic patients on albuminuria, retinopathy and strokes. Kidney Int 2002;61:1086-1097.

4. Heart Outcomes Prevention Evaluation Study Investigators. Effects of ramipril on cardiovascular and microvascular outcomes in people with diabetes mellitus: results of the HOPE study and MICRO-HOPE substudy. Lancet 2000;355:253-259.

5. Lewis EJ, Hunsicker LG, Clarke WR, et al. Renoprotective effect of angiotensin receptor antagonist irbesartan in patients with nephropathy due to type 2 diabetes. N Engl J Med 2001;345:851-860.

6. Bakris GL, Weir MR, Secic M, Campbell B, Weis-McNulty A. Differential effects of calcium antagonist subclasses on markers of nephropathy progression : a systematic review. Kidney Int 2004;65:1991-2002.

7. Tight blood pressure control and risk of macrovascular and microvascular complications in type 2 diabetes (UKPDS38). UK Prospective Diabetes Study Group. BMJ 1998;317:703-713.

8. Giugliano D, Acampora R, Marfella R, et al. Metabolic and cardiovascular effects of carvedilol and atenolol in non-insulin-dependent diabetes mellitus and hypertension: a randomized control trial. Ann Intern Med 1997;126:955-959.

9. Marre M, Puig JG, Kokot F, et al. Equivalence of indapamide SR and enalapril on microalbuminuria reduction in hypertensive patients with type 2 diabetes: the NESTOR Study. J Hypertens 2004;22:1613-1622.

10. Pedrini MT, Levey AS, Lau J, Chalmers TC, Wang PH. The effect of protein restriction on the progression diabetic and nondiabetic renal diseases: a meta analysis. Ann Intern Med 1996;124:627-632.

11. Morales E, Valero MA, Leon M, Hernandez E, Praga M. Beneficial effects of weight loss in overweight patients with chronic proteinuric nephropathies. Am J Kidney Dis 2003;41:319-327.

12. Standards of Medical Care in Diabetes. Diabetes Care 2005;28(Suppl-1):S4-S36.

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Santhi Penmetsa, MD
Baylor University, Houston, Tex

Michael Simmons, MLS
Sparrow Health System, East Lansing, Mich

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Baylor University, Houston, Tex

Michael Simmons, MLS
Sparrow Health System, East Lansing, Mich

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Baylor University, Houston, Tex

Michael Simmons, MLS
Sparrow Health System, East Lansing, Mich

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EVIDENCE-BASED ANSWER

Angiotensin-converting enzyme (ACE) inhibitors and angiotensin-receptor blockers (ARBs) are the first-line agents for reducing the risk of diabetic nephropathy. For patients intolerant to these agents, non-dihydropyridine calcium antagonists (NDCAs), such as verapamil and diltiazem, are preferred agents to treat hypertension in those with diabetes who have proteinuria (strength of recommendation [SOR]: A, based on a systematic review). Diuretics are effective in treating hypertension in patients with diabetes who are at high risk for cardiovascular disease. One study suggests sustained-release indapamide (a diuretic) is effective as first-line treatment in hypertensive patients with diabetes and proteinuria (SOR: B, based on a randomized controlled trial [RCT]). Atenolol was as effective as the ACE inhibitor captopril in lowering the risk of diabetic microvascular and macrovascular complications, according to a substudy of the United Kingdom Prospective Diabetic Study (UKPDS) (SOR: B, based on RCT).

CLINICAL COMMENTARY

Controlling blood pressure in diabetes is more important than what agents we use
Allen Daugird, MD
University of North Carolina, Chapel Hill

Diabetic renal insufficiency and failure is unfortunately very common, and a significant cause of death and disability in our patients. We have been taught from good evidence to start with ACE inhibitors or ARBs when treating hypertension in those with diabetes. However, it appears from this article that controlling blood pressure in diabetes is more important than what agents we use. We often are not aggressive enough in controlling blood pressure for those with diabetes, despite evidence that it impacts outcomes more than glycemic control. Though there does not appear to be direct evidence that other blood pressure agents prevent renal failure in those with diabetes, it is reassuring that BP control, even when we are unable to use ACE inhibitors or ARBs, is a worthy goal.

 

Evidence summary

Diabetic nephropathy is the leading cause of end-stage renal disease, and it occurs in 20% to 40% of patients with diabetes. Optimal glycemic (glycosylated hemoglobin [HbA1c] level <7%) and hypertension control (<130/80 mm Hg) can prevent or slow the progression of diabetic nephropathy.1-3

An average of 3 antihypertensive medications are needed to achieve currently recommended blood pressure goals in those with diabetes.2 In hypertensive and normotensive patients with type 2 diabetes and microalbuminuria, ACE inhibitors have been well studied and found to reduce the risk of mortality, major cardiovascular events, and slow the progression to overt nephropathy, in patients with diabetes and at least 1 other risk factor.4 In patients with type 2 diabetes and hypertension, macroalbuminuria, and serum creatinine >1.5 mg/dL, ARBs are effective in slowing the progression of diabetic nephropathy.5

Some patients, however, are intolerant to ACE inhibitors and ARBs. When patients are intolerant to these medications, diuretics, NDCAs, or beta-blockers are recommended agents for the treatment of hypertension.

According to a systematic review, NDCAs cause a greater reduction in proteinuria compared with DCAs (dihydropyridine calcium antagonists, such as nifedipine and amlodipine), although there was no significant differences in lowering blood pressure.6 Mean change in proteinuria was +2% for DCAs and –30% for NDCAs (95% confidence interval [CI], 10%–54%; P=.01). In another RCT, amlodipine was no more effective than placebo in reducing proteinuria, while irbesartan effectively reduced end-stage renal disease (number needed to treat [NNT]=25 over 2.6 years).5

In the UKPDS-Hypertension in Diabetes study (a multicenter randomized study in patients with type 2 diabetes that evaluated the effects of different levels of blood pressure control on diabetic complications), researchers found that patients assigned to the tight-control group (blood pressure goal <150/85 mm Hg) had 37% risk reduction in microvascular endpoints (nephropathy and advanced retinopathy).7 There was no difference in study endpoints between the ACE inhibitor captopril and the beta-blocker atenolol. Selective beta-blockers like carvedilol appear to have fewer adverse metabolic effects, although the clinical significance of this difference is unclear.8 In insulin-dependent patients and patients with hypoglycemic episodes, peripheral vascular disease, and bronchospastic disease, beta-blockers should be used with caution.

 

 

 

The NESTOR study—a multinational, multicenter, double-blind, randomized controlled, 2-parallel-groups study over 1 year—found that indapamide SR (a thiazide-type diuretic) treatment is as efficacious as enalapril in reducing proteinuria and lowering blood pressure.9

A meta-analysis of RCTs in patients with non-diabetic renal disease and RCTs or time-controlled studies with nonrandomized crossover design in patients with diabetic nephropathy revealed that dietary protein restriction effectively slows the progression of both diabetic and non-diabetic renal disease.10 In small studies, weight loss, use of lipid-lowering agents, and smoking cessation all revealed reduction in proteinuria.11,12

Recommendations from others

From the American Diabetes Association’s “Standards of Medical Care in Diabetes”12 (position statement): to reduce the risk or slow the progression of nephropathy, optimize glucose and blood pressure control.

  • Patients with diabetes should be treated to a blood pressure <130/80 mm Hg
  • For patients with diabetes and albuminuria or nephropathy who are intolerant to ACE inhibitors or ARBs, NDCAs, diuretics, or beta blockers are recommended for treating hypertension. NDCA use may reduce albuminuria in patients with diabetes, including during pregnancy.
EVIDENCE-BASED ANSWER

Angiotensin-converting enzyme (ACE) inhibitors and angiotensin-receptor blockers (ARBs) are the first-line agents for reducing the risk of diabetic nephropathy. For patients intolerant to these agents, non-dihydropyridine calcium antagonists (NDCAs), such as verapamil and diltiazem, are preferred agents to treat hypertension in those with diabetes who have proteinuria (strength of recommendation [SOR]: A, based on a systematic review). Diuretics are effective in treating hypertension in patients with diabetes who are at high risk for cardiovascular disease. One study suggests sustained-release indapamide (a diuretic) is effective as first-line treatment in hypertensive patients with diabetes and proteinuria (SOR: B, based on a randomized controlled trial [RCT]). Atenolol was as effective as the ACE inhibitor captopril in lowering the risk of diabetic microvascular and macrovascular complications, according to a substudy of the United Kingdom Prospective Diabetic Study (UKPDS) (SOR: B, based on RCT).

CLINICAL COMMENTARY

Controlling blood pressure in diabetes is more important than what agents we use
Allen Daugird, MD
University of North Carolina, Chapel Hill

Diabetic renal insufficiency and failure is unfortunately very common, and a significant cause of death and disability in our patients. We have been taught from good evidence to start with ACE inhibitors or ARBs when treating hypertension in those with diabetes. However, it appears from this article that controlling blood pressure in diabetes is more important than what agents we use. We often are not aggressive enough in controlling blood pressure for those with diabetes, despite evidence that it impacts outcomes more than glycemic control. Though there does not appear to be direct evidence that other blood pressure agents prevent renal failure in those with diabetes, it is reassuring that BP control, even when we are unable to use ACE inhibitors or ARBs, is a worthy goal.

 

Evidence summary

Diabetic nephropathy is the leading cause of end-stage renal disease, and it occurs in 20% to 40% of patients with diabetes. Optimal glycemic (glycosylated hemoglobin [HbA1c] level <7%) and hypertension control (<130/80 mm Hg) can prevent or slow the progression of diabetic nephropathy.1-3

An average of 3 antihypertensive medications are needed to achieve currently recommended blood pressure goals in those with diabetes.2 In hypertensive and normotensive patients with type 2 diabetes and microalbuminuria, ACE inhibitors have been well studied and found to reduce the risk of mortality, major cardiovascular events, and slow the progression to overt nephropathy, in patients with diabetes and at least 1 other risk factor.4 In patients with type 2 diabetes and hypertension, macroalbuminuria, and serum creatinine >1.5 mg/dL, ARBs are effective in slowing the progression of diabetic nephropathy.5

Some patients, however, are intolerant to ACE inhibitors and ARBs. When patients are intolerant to these medications, diuretics, NDCAs, or beta-blockers are recommended agents for the treatment of hypertension.

According to a systematic review, NDCAs cause a greater reduction in proteinuria compared with DCAs (dihydropyridine calcium antagonists, such as nifedipine and amlodipine), although there was no significant differences in lowering blood pressure.6 Mean change in proteinuria was +2% for DCAs and –30% for NDCAs (95% confidence interval [CI], 10%–54%; P=.01). In another RCT, amlodipine was no more effective than placebo in reducing proteinuria, while irbesartan effectively reduced end-stage renal disease (number needed to treat [NNT]=25 over 2.6 years).5

In the UKPDS-Hypertension in Diabetes study (a multicenter randomized study in patients with type 2 diabetes that evaluated the effects of different levels of blood pressure control on diabetic complications), researchers found that patients assigned to the tight-control group (blood pressure goal <150/85 mm Hg) had 37% risk reduction in microvascular endpoints (nephropathy and advanced retinopathy).7 There was no difference in study endpoints between the ACE inhibitor captopril and the beta-blocker atenolol. Selective beta-blockers like carvedilol appear to have fewer adverse metabolic effects, although the clinical significance of this difference is unclear.8 In insulin-dependent patients and patients with hypoglycemic episodes, peripheral vascular disease, and bronchospastic disease, beta-blockers should be used with caution.

 

 

 

The NESTOR study—a multinational, multicenter, double-blind, randomized controlled, 2-parallel-groups study over 1 year—found that indapamide SR (a thiazide-type diuretic) treatment is as efficacious as enalapril in reducing proteinuria and lowering blood pressure.9

A meta-analysis of RCTs in patients with non-diabetic renal disease and RCTs or time-controlled studies with nonrandomized crossover design in patients with diabetic nephropathy revealed that dietary protein restriction effectively slows the progression of both diabetic and non-diabetic renal disease.10 In small studies, weight loss, use of lipid-lowering agents, and smoking cessation all revealed reduction in proteinuria.11,12

Recommendations from others

From the American Diabetes Association’s “Standards of Medical Care in Diabetes”12 (position statement): to reduce the risk or slow the progression of nephropathy, optimize glucose and blood pressure control.

  • Patients with diabetes should be treated to a blood pressure <130/80 mm Hg
  • For patients with diabetes and albuminuria or nephropathy who are intolerant to ACE inhibitors or ARBs, NDCAs, diuretics, or beta blockers are recommended for treating hypertension. NDCA use may reduce albuminuria in patients with diabetes, including during pregnancy.
References

1. Molitech ME, DeFronzo RA, Franz MJ, et al. Nephropathy in diabetes. Diabetes Care 2004;27(Suppl 1):S79-S83.

2. Abbott K, Basta E, Bakris GL. Blood pressure control and nephroprotection in diabetes. J Clin Pharmacol 2004;44:431-438.

3. Schrier RW, Estacio RO, Esler A, Mehler P. Effects of aggressive blood pressure control in normotensive type 2 diabetic patients on albuminuria, retinopathy and strokes. Kidney Int 2002;61:1086-1097.

4. Heart Outcomes Prevention Evaluation Study Investigators. Effects of ramipril on cardiovascular and microvascular outcomes in people with diabetes mellitus: results of the HOPE study and MICRO-HOPE substudy. Lancet 2000;355:253-259.

5. Lewis EJ, Hunsicker LG, Clarke WR, et al. Renoprotective effect of angiotensin receptor antagonist irbesartan in patients with nephropathy due to type 2 diabetes. N Engl J Med 2001;345:851-860.

6. Bakris GL, Weir MR, Secic M, Campbell B, Weis-McNulty A. Differential effects of calcium antagonist subclasses on markers of nephropathy progression : a systematic review. Kidney Int 2004;65:1991-2002.

7. Tight blood pressure control and risk of macrovascular and microvascular complications in type 2 diabetes (UKPDS38). UK Prospective Diabetes Study Group. BMJ 1998;317:703-713.

8. Giugliano D, Acampora R, Marfella R, et al. Metabolic and cardiovascular effects of carvedilol and atenolol in non-insulin-dependent diabetes mellitus and hypertension: a randomized control trial. Ann Intern Med 1997;126:955-959.

9. Marre M, Puig JG, Kokot F, et al. Equivalence of indapamide SR and enalapril on microalbuminuria reduction in hypertensive patients with type 2 diabetes: the NESTOR Study. J Hypertens 2004;22:1613-1622.

10. Pedrini MT, Levey AS, Lau J, Chalmers TC, Wang PH. The effect of protein restriction on the progression diabetic and nondiabetic renal diseases: a meta analysis. Ann Intern Med 1996;124:627-632.

11. Morales E, Valero MA, Leon M, Hernandez E, Praga M. Beneficial effects of weight loss in overweight patients with chronic proteinuric nephropathies. Am J Kidney Dis 2003;41:319-327.

12. Standards of Medical Care in Diabetes. Diabetes Care 2005;28(Suppl-1):S4-S36.

References

1. Molitech ME, DeFronzo RA, Franz MJ, et al. Nephropathy in diabetes. Diabetes Care 2004;27(Suppl 1):S79-S83.

2. Abbott K, Basta E, Bakris GL. Blood pressure control and nephroprotection in diabetes. J Clin Pharmacol 2004;44:431-438.

3. Schrier RW, Estacio RO, Esler A, Mehler P. Effects of aggressive blood pressure control in normotensive type 2 diabetic patients on albuminuria, retinopathy and strokes. Kidney Int 2002;61:1086-1097.

4. Heart Outcomes Prevention Evaluation Study Investigators. Effects of ramipril on cardiovascular and microvascular outcomes in people with diabetes mellitus: results of the HOPE study and MICRO-HOPE substudy. Lancet 2000;355:253-259.

5. Lewis EJ, Hunsicker LG, Clarke WR, et al. Renoprotective effect of angiotensin receptor antagonist irbesartan in patients with nephropathy due to type 2 diabetes. N Engl J Med 2001;345:851-860.

6. Bakris GL, Weir MR, Secic M, Campbell B, Weis-McNulty A. Differential effects of calcium antagonist subclasses on markers of nephropathy progression : a systematic review. Kidney Int 2004;65:1991-2002.

7. Tight blood pressure control and risk of macrovascular and microvascular complications in type 2 diabetes (UKPDS38). UK Prospective Diabetes Study Group. BMJ 1998;317:703-713.

8. Giugliano D, Acampora R, Marfella R, et al. Metabolic and cardiovascular effects of carvedilol and atenolol in non-insulin-dependent diabetes mellitus and hypertension: a randomized control trial. Ann Intern Med 1997;126:955-959.

9. Marre M, Puig JG, Kokot F, et al. Equivalence of indapamide SR and enalapril on microalbuminuria reduction in hypertensive patients with type 2 diabetes: the NESTOR Study. J Hypertens 2004;22:1613-1622.

10. Pedrini MT, Levey AS, Lau J, Chalmers TC, Wang PH. The effect of protein restriction on the progression diabetic and nondiabetic renal diseases: a meta analysis. Ann Intern Med 1996;124:627-632.

11. Morales E, Valero MA, Leon M, Hernandez E, Praga M. Beneficial effects of weight loss in overweight patients with chronic proteinuric nephropathies. Am J Kidney Dis 2003;41:319-327.

12. Standards of Medical Care in Diabetes. Diabetes Care 2005;28(Suppl-1):S4-S36.

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What are the indications for bariatric surgery?

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EVIDENCE-BASED ANSWER

No studies evaluate the commonly used indications for bariatric surgery. Consensus guidelines suggest that the surgical treatment of obesity should be reserved for patients with a body-mass index (BMI) >40 kg/m2 or with BMI >35 kg/m2 and 1 or more significant comorbid conditions, when less invasive methods of weight loss have failed and the patient is at high risk for obesity-associated morbidity and mortality (strength of recommendation: C, based on consensus guidelines).

 

Evidence summary

Because of the nature of major surgery, there are practical and ethical barriers to true randomized controlled trials (RCTs) comparing bariatric surgery with placebo or to no intervention. However, multiple RCTs have compared the weight-reducing effects of different bariatric surgical techniques against each other.1 All studies included patients who had a BMI >40 kg/m2, or a BMI >35 kg/m2 with at least 1 comorbidity, such as cardiovascular disease, sleep apnea, uncontrolled type 2 diabetes, or weight-induced physical problems interfering with performance of daily life activities. It is these study inclusion criteria that, by default, have become widely accepted indications for bariatric surgery. Weight loss in all RCTs was substantial, ranging from 50 to 100 kg over 6 months to 1 year. Comorbid factors associated with obesity showed either resolution or improvement after surgery in 91% of patients.

Patients with a BMI >40 have substantially more serious health consequences and a reduced life expectancy. Obesity significantly impairs quality of life, and the risk of morbidity and mortality increases with the degree of obesity.2 Those who are extremely obese often do not have sustained benefit from more conservative treatment. The benefits of nonsurgical treatment are significantly limited by the failure to maintain reduced body weight.

A large literature of controlled and uncontrolled cohort studies show that surgery has produced the longest period of sustained weight loss.3 A recent meta-analysis proved bariatric surgery not only efficacious for weight loss, but showed that a substantial majority of patients with diabetes, hyperlipidemia, hypertension, and obstructive sleep apnea experienced complete resolution or significant improvement of their comorbid condition after surgery.4

The possibility of significant adverse effects remains. The postoperative mortality rate for bariatric surgery is approximately 0.2%. Reoperation is required for up to 25% of patients within 5 years. Other complications are wound infection, staple failure, vitamin deficiency, diarrhea, and hemorrhage.3 The long-term health effects of bariatric surgery are not well known.

Recommendations from others

The NIH statement “Gastrointestinal Surgery for Severe Obesity” concluded that the benefits outweigh the risks and that surgical treatment is reasonable in those who strongly desire substantial weight loss and have life-threatening comorbid conditions.2

Clinical guidelines developed by the National Heart, Lung, and Blood Institute Expert Panel on the identification, evaluation, and treatment of obesity for adults recommend that bariatric surgery be an option for carefully selected patients with clinically severe obesity (BMI >40 or >35 with comorbid conditions) when less invasive methods of weight loss have failed and the patient is at high risk for obesity-associated morbidity and mortality.1

The American Gastroenterological Association (AGA) medical position statement on obesity finds surgical therapy to be the most effective approach for achieving long-term weight loss. The AGA recommends surgery for patients with a BMI >40, or those with BMI >35 and 1 or more severe obesity-related medical complication (eg, hypertension, heart failure, or sleep apnea) if they have been unable to achieve or maintain weight loss with conventional therapy, have acceptable operative risks, and are able to comply with long-term treatment and follow-up.5

The American College of Preventive Medicine, in its policy statement on weight management counseling, recommends limiting surgical therapy for obesity to severely obese patients, defined as BMI >40.6

CLINICAL COMMENTARY

Assessing perioperative risk and long-term complications is critical

National data indicate that more than 5 million Americans have a BMI >35. Thus the implications of recommending bariatric surgery are enormous. Patients who have undergone surgical treatment for obesity require lifelong monitoring and often nutritional supplementation, and the lifelong severe dietary restriction that follows bariatric surgery can be psychologically devastating. Psychological and behavioral factors must be carefully considered in presurgical evaluation. No standardized protocol exists for this assessment and few empiric data specify which factors predict successful surgical outcomes.

Great progress has been made in developing safer and more effective surgical procedures for promoting weight loss, yet the possibility of significant adverse effects remain. Assessing both perioperative risk and long-term complications is critical and requires a risk/benefit analysis in each case.

References

1. NHLBI Obesity Education Initiative. Clinical Guidelines on the Identification, Evaluation and Treatment of Overweight and Obesity in Adults: The Evidence Report. NIH Publication No. 98-4083. Bethesda, Md: National Heart, Lung, and Blood Institute; 1998.

2. NIH conference. Gastrointestinal surgery for severe obesity. Consensus Development Conference Panel. Ann Int Med 1991;115:956-961.

3. US Preventive Services Task Force. Screening for Obesity in Adults: Recommendations and Rationale. Rockville, Md: Agency for Healthcare Research and Quality, 2003.

4. Buchwald H, Avidor Y, Braunwald E, et al. Bariatric surgery: a systematic review and meta-analysis. JAMA 2004;292:1724-1737.

5. American Gastroenterological Association. American Gastroenterology Association medical position statement on Obesity. Gastroenterology 2002;123:879-881.

6. Nawaz H, Katz D. ACPM Practice Policy Statement. Weight management counseling of overweight adults. Am J Prev Med 2001;21:73-78.

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Puget Sound Family Medicine Residency, Bremerton, Wash

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Joan Nashelsky, MLS
Family Physicians Inquiries Network, Inc, Iowa City

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EVIDENCE-BASED ANSWER

No studies evaluate the commonly used indications for bariatric surgery. Consensus guidelines suggest that the surgical treatment of obesity should be reserved for patients with a body-mass index (BMI) >40 kg/m2 or with BMI >35 kg/m2 and 1 or more significant comorbid conditions, when less invasive methods of weight loss have failed and the patient is at high risk for obesity-associated morbidity and mortality (strength of recommendation: C, based on consensus guidelines).

 

Evidence summary

Because of the nature of major surgery, there are practical and ethical barriers to true randomized controlled trials (RCTs) comparing bariatric surgery with placebo or to no intervention. However, multiple RCTs have compared the weight-reducing effects of different bariatric surgical techniques against each other.1 All studies included patients who had a BMI >40 kg/m2, or a BMI >35 kg/m2 with at least 1 comorbidity, such as cardiovascular disease, sleep apnea, uncontrolled type 2 diabetes, or weight-induced physical problems interfering with performance of daily life activities. It is these study inclusion criteria that, by default, have become widely accepted indications for bariatric surgery. Weight loss in all RCTs was substantial, ranging from 50 to 100 kg over 6 months to 1 year. Comorbid factors associated with obesity showed either resolution or improvement after surgery in 91% of patients.

Patients with a BMI >40 have substantially more serious health consequences and a reduced life expectancy. Obesity significantly impairs quality of life, and the risk of morbidity and mortality increases with the degree of obesity.2 Those who are extremely obese often do not have sustained benefit from more conservative treatment. The benefits of nonsurgical treatment are significantly limited by the failure to maintain reduced body weight.

A large literature of controlled and uncontrolled cohort studies show that surgery has produced the longest period of sustained weight loss.3 A recent meta-analysis proved bariatric surgery not only efficacious for weight loss, but showed that a substantial majority of patients with diabetes, hyperlipidemia, hypertension, and obstructive sleep apnea experienced complete resolution or significant improvement of their comorbid condition after surgery.4

The possibility of significant adverse effects remains. The postoperative mortality rate for bariatric surgery is approximately 0.2%. Reoperation is required for up to 25% of patients within 5 years. Other complications are wound infection, staple failure, vitamin deficiency, diarrhea, and hemorrhage.3 The long-term health effects of bariatric surgery are not well known.

Recommendations from others

The NIH statement “Gastrointestinal Surgery for Severe Obesity” concluded that the benefits outweigh the risks and that surgical treatment is reasonable in those who strongly desire substantial weight loss and have life-threatening comorbid conditions.2

Clinical guidelines developed by the National Heart, Lung, and Blood Institute Expert Panel on the identification, evaluation, and treatment of obesity for adults recommend that bariatric surgery be an option for carefully selected patients with clinically severe obesity (BMI >40 or >35 with comorbid conditions) when less invasive methods of weight loss have failed and the patient is at high risk for obesity-associated morbidity and mortality.1

The American Gastroenterological Association (AGA) medical position statement on obesity finds surgical therapy to be the most effective approach for achieving long-term weight loss. The AGA recommends surgery for patients with a BMI >40, or those with BMI >35 and 1 or more severe obesity-related medical complication (eg, hypertension, heart failure, or sleep apnea) if they have been unable to achieve or maintain weight loss with conventional therapy, have acceptable operative risks, and are able to comply with long-term treatment and follow-up.5

The American College of Preventive Medicine, in its policy statement on weight management counseling, recommends limiting surgical therapy for obesity to severely obese patients, defined as BMI >40.6

CLINICAL COMMENTARY

Assessing perioperative risk and long-term complications is critical

National data indicate that more than 5 million Americans have a BMI >35. Thus the implications of recommending bariatric surgery are enormous. Patients who have undergone surgical treatment for obesity require lifelong monitoring and often nutritional supplementation, and the lifelong severe dietary restriction that follows bariatric surgery can be psychologically devastating. Psychological and behavioral factors must be carefully considered in presurgical evaluation. No standardized protocol exists for this assessment and few empiric data specify which factors predict successful surgical outcomes.

Great progress has been made in developing safer and more effective surgical procedures for promoting weight loss, yet the possibility of significant adverse effects remain. Assessing both perioperative risk and long-term complications is critical and requires a risk/benefit analysis in each case.

EVIDENCE-BASED ANSWER

No studies evaluate the commonly used indications for bariatric surgery. Consensus guidelines suggest that the surgical treatment of obesity should be reserved for patients with a body-mass index (BMI) >40 kg/m2 or with BMI >35 kg/m2 and 1 or more significant comorbid conditions, when less invasive methods of weight loss have failed and the patient is at high risk for obesity-associated morbidity and mortality (strength of recommendation: C, based on consensus guidelines).

 

Evidence summary

Because of the nature of major surgery, there are practical and ethical barriers to true randomized controlled trials (RCTs) comparing bariatric surgery with placebo or to no intervention. However, multiple RCTs have compared the weight-reducing effects of different bariatric surgical techniques against each other.1 All studies included patients who had a BMI >40 kg/m2, or a BMI >35 kg/m2 with at least 1 comorbidity, such as cardiovascular disease, sleep apnea, uncontrolled type 2 diabetes, or weight-induced physical problems interfering with performance of daily life activities. It is these study inclusion criteria that, by default, have become widely accepted indications for bariatric surgery. Weight loss in all RCTs was substantial, ranging from 50 to 100 kg over 6 months to 1 year. Comorbid factors associated with obesity showed either resolution or improvement after surgery in 91% of patients.

Patients with a BMI >40 have substantially more serious health consequences and a reduced life expectancy. Obesity significantly impairs quality of life, and the risk of morbidity and mortality increases with the degree of obesity.2 Those who are extremely obese often do not have sustained benefit from more conservative treatment. The benefits of nonsurgical treatment are significantly limited by the failure to maintain reduced body weight.

A large literature of controlled and uncontrolled cohort studies show that surgery has produced the longest period of sustained weight loss.3 A recent meta-analysis proved bariatric surgery not only efficacious for weight loss, but showed that a substantial majority of patients with diabetes, hyperlipidemia, hypertension, and obstructive sleep apnea experienced complete resolution or significant improvement of their comorbid condition after surgery.4

The possibility of significant adverse effects remains. The postoperative mortality rate for bariatric surgery is approximately 0.2%. Reoperation is required for up to 25% of patients within 5 years. Other complications are wound infection, staple failure, vitamin deficiency, diarrhea, and hemorrhage.3 The long-term health effects of bariatric surgery are not well known.

Recommendations from others

The NIH statement “Gastrointestinal Surgery for Severe Obesity” concluded that the benefits outweigh the risks and that surgical treatment is reasonable in those who strongly desire substantial weight loss and have life-threatening comorbid conditions.2

Clinical guidelines developed by the National Heart, Lung, and Blood Institute Expert Panel on the identification, evaluation, and treatment of obesity for adults recommend that bariatric surgery be an option for carefully selected patients with clinically severe obesity (BMI >40 or >35 with comorbid conditions) when less invasive methods of weight loss have failed and the patient is at high risk for obesity-associated morbidity and mortality.1

The American Gastroenterological Association (AGA) medical position statement on obesity finds surgical therapy to be the most effective approach for achieving long-term weight loss. The AGA recommends surgery for patients with a BMI >40, or those with BMI >35 and 1 or more severe obesity-related medical complication (eg, hypertension, heart failure, or sleep apnea) if they have been unable to achieve or maintain weight loss with conventional therapy, have acceptable operative risks, and are able to comply with long-term treatment and follow-up.5

The American College of Preventive Medicine, in its policy statement on weight management counseling, recommends limiting surgical therapy for obesity to severely obese patients, defined as BMI >40.6

CLINICAL COMMENTARY

Assessing perioperative risk and long-term complications is critical

National data indicate that more than 5 million Americans have a BMI >35. Thus the implications of recommending bariatric surgery are enormous. Patients who have undergone surgical treatment for obesity require lifelong monitoring and often nutritional supplementation, and the lifelong severe dietary restriction that follows bariatric surgery can be psychologically devastating. Psychological and behavioral factors must be carefully considered in presurgical evaluation. No standardized protocol exists for this assessment and few empiric data specify which factors predict successful surgical outcomes.

Great progress has been made in developing safer and more effective surgical procedures for promoting weight loss, yet the possibility of significant adverse effects remain. Assessing both perioperative risk and long-term complications is critical and requires a risk/benefit analysis in each case.

References

1. NHLBI Obesity Education Initiative. Clinical Guidelines on the Identification, Evaluation and Treatment of Overweight and Obesity in Adults: The Evidence Report. NIH Publication No. 98-4083. Bethesda, Md: National Heart, Lung, and Blood Institute; 1998.

2. NIH conference. Gastrointestinal surgery for severe obesity. Consensus Development Conference Panel. Ann Int Med 1991;115:956-961.

3. US Preventive Services Task Force. Screening for Obesity in Adults: Recommendations and Rationale. Rockville, Md: Agency for Healthcare Research and Quality, 2003.

4. Buchwald H, Avidor Y, Braunwald E, et al. Bariatric surgery: a systematic review and meta-analysis. JAMA 2004;292:1724-1737.

5. American Gastroenterological Association. American Gastroenterology Association medical position statement on Obesity. Gastroenterology 2002;123:879-881.

6. Nawaz H, Katz D. ACPM Practice Policy Statement. Weight management counseling of overweight adults. Am J Prev Med 2001;21:73-78.

References

1. NHLBI Obesity Education Initiative. Clinical Guidelines on the Identification, Evaluation and Treatment of Overweight and Obesity in Adults: The Evidence Report. NIH Publication No. 98-4083. Bethesda, Md: National Heart, Lung, and Blood Institute; 1998.

2. NIH conference. Gastrointestinal surgery for severe obesity. Consensus Development Conference Panel. Ann Int Med 1991;115:956-961.

3. US Preventive Services Task Force. Screening for Obesity in Adults: Recommendations and Rationale. Rockville, Md: Agency for Healthcare Research and Quality, 2003.

4. Buchwald H, Avidor Y, Braunwald E, et al. Bariatric surgery: a systematic review and meta-analysis. JAMA 2004;292:1724-1737.

5. American Gastroenterological Association. American Gastroenterology Association medical position statement on Obesity. Gastroenterology 2002;123:879-881.

6. Nawaz H, Katz D. ACPM Practice Policy Statement. Weight management counseling of overweight adults. Am J Prev Med 2001;21:73-78.

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What is the best way to distinguish type 1 and 2 diabetes?

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EVIDENCE-BASED ANSWER

No clinical characteristic or diagnostic test is available to readily distinguish type 1 from type 2 diabetes mellitus. Although C-peptide levels, autoantibodies, and adiponectin-to-leptin ratios show some utility, they do not yet have a standard diagnostic role; research on the pathophysiology of diabetes suggests that the classic type 1 and type 2 distinctions may not be appropriate for all patients1 (strength of recommendation: C, based on expert opinion).

 

Evidence summary

Onset of diabetes in childhood with ketoacidosis and insulin dependency has traditionally been sufficient to diagnose type 1 diabetes, while onset in older, obese patients with primary insulin resistance suggested type 2 diabetes. Unfortunately, features of type 1 and type 2 diabetes may be present in the same patient, making differentiation difficult. No diagnostic studies in the literature were identified that definitively demonstrate how to separate type 1 from type 2 diabetes.

A patient’s age may suggest, but does not reliably distinguish, diabetes types. A study of 569 new-onset type 1 and type 2 diabetic children and adolescents showed that older age was only weakly associated with type 2 diagnosis (odds ratio [OR]= 1.4 for each 1-year increment in age; 95% confidence interval [CI], 1.3–1.6).2 In fact, newly diagnosed 12-year-old children have an equal incidence of type 1 as type 2 diabetes. Likewise, adults with type 2 phenotype (no initial insulin requirement) can present with positive autoantibodies typically found in younger type 1 patients. Older patients who fit this profile have been classified as type 1.5 diabetes or latent autoimmune disease in adults (LADA).3

A history of diabetic ketoacidosis (DKA) also does not reliably distinguish between types 1 and 2. A retrospective chart review gathered data on adults over 18 years of age who were admitted for DKA in a urban US hospital. Many patients with DKA were subsequently diagnosed with type 2 diabetes. Rates of type 2 diabetes in patients with DKA varied by race: 47% of Hispanics, 44% of African Americans, and 17% of Caucasians had type 2 diabetes.4

The overlapping presence of autoantibodies in both types of diabetes limits their use (TABLE). Autoantibodies do predict an earlier need for insulin. One prevalence study of 101 type 2 adult patients found 20% were positive for glutamic acid decarboxylase autoantibody (GADAb), which was positively associated with insulin dependence at 4 years postdiagnosis (OR=5.8; 95% CI, 1.8–18.9).5 Eighty percent of patients with autoantibodies required insulin compared with 41% of patients without autoantibodies. Another study in young adults with type 2 or unclassified diabetes from Sweden found 93% of patients who were GADAb+ required insulin at 3 years, compared with 51% who were GADAb–(OR=18.8; 95% CI, 1.8–191).6

 

 

 

One motivation to study autoantibody testing is a potential benefit in preserving pancreatic function. Kobayashi proposed treating those with autoantibody-positive diabetes (presumed type 1 or type 1.5) with insulin immediately, while initiating oral medications in those who test negative (presumed type 2 diabetes). This approach lacks significant patient-oriented outcome data, but his small RCT of 55 patients was encouraging. With a 3-year follow-up rate of 89%, early insulin use in GADAb+ patients preserved C-peptide levels and possibly prolonged pancreatic beta cell survival.7 Insulin dependency, defined as needing insulin for survival, occurred in 47% of controls (who received oral sulfonylureas) and only 13% of patients receiving insulin (number needed to treat [NNT]= 4; P=.043).7 The theoretical benefit is that if beta cell exhaustion can be delayed, endogenous insulin production could be maintained to assist prevention of damaging postprandial glucose spikes.

Although daily variation in serum insulin levels limits its use, C-peptide levels show more promise. Random C-peptide levels were superior to fasting or glucagon stimulated levels in 1093 patients, who were followed for 3 years to confirm insulin requirements. Using a receiver operating characteristic (ROC) curve, the area under the curve for random C-peptide levels to distinguish diabetes types was 0.98 (95% CI, 0.97–0.99).8 For patients under the optimal cutoff of 0.5 nmol/L, the positive predictive value was 96% for diagnosing type 1 and the likelihood ratio was 22.5.

Finally, the ratio of adiponectin to leptin hormone may show diagnostic merit. Adipocytes secrete adiponectin which acts as an insulin sensitizer, antiatherogenic and anti-inflammatory agent. Obesity and type 2 phenotype correlate with lower levels of adiponectin, but are associated with higher levels of leptin hormone, another molecule secreted by adipocytes. A recent case-control study of children aged 6 to 21 years analyzed adiponectin and leptin hormone levels in patients with classical type 1 and 2 diabetes, as determined by 2 pediatric endocrinologists; interestingly, 29% of the type 1 patients were autoantibody negative.9 After plotting a ROC curve, they found the area under the curve was 0.97 (95% CI, 0.93–1.00). At an adiponectin-to-leptin ratio cutoff less than 0.7, they found the sensitivity to diagnose type 2 was 88% (95% CI, 64–99%), the specificity was 90% (95% CI, 77–97), and the likelihood ratio for a positive test was 8.8.9

TABLE 1
Antibody markers and diabetes type

PREVALENCE OF ANY AUTOANTIBODY MARKERPERCENT
Newly diagnosed type 1 (Caucasian)73–90
Newly diagnosed type 1 (African or Asian)50
Newly diagnosed type 2 (Caucasian)3–22
Healthy individuals1–2
Source: Wingfield et al 20041 and Maron et al 1996.3

Recommendations from others

The National Academy of Clinical Biochemistry and the American Association of Clinical Endocrinologists recommend against routine testing of insulin, C-peptide, autoantibodies and genetic markers.1,10 Guidelines from the American Diabetes Association admit that many diabetic individuals do not easily fit into a distinct diagnostic category; however, they only provide criteria for the general diagnosis of diabetes, not specific criteria to distinguish type 1 from type 2.11

CLINICAL COMMENTARY

Focus on attaining optimal diabetes control goals as recommended by the ADA
Vincent Lo, MD
St. Elizabeth Family Medicine Residency Program/SUNY Upstate Medical University, Utica, New York

Not long ago, clinicians were advised to avoid the terms type 1 and type 2 diabetes, because they were not very helpful in clinical management of our patients. Instead, it was suggested that we use insulin-dependent or non-insulin-dependent. The rationale is that for patients with diabetes, there is an absolute insulin deficiency due to premature beta-cell failure in type 1 diabetes, as well as a relative insulin deficiency due to insulin resistance in type 2. In addition, studies also suggest that a majority of patients with type 2 diabetes would require some form of exogenous insulin therapy after a duration of 8 to 10 years of their disease. Therefore, distinguishing between types 1 and 2 is neither clinically helpful nor cost-effective, as suggested by current review of the literature. Instead, clinicians should focus on attaining optimal diabetic control goals as recommended by the practice guidelines of management of diabetes mellitus from the ADA. Furthermore, it was also recognized that one of the hurdles of failure to reach the target goal of HbA1C <7.0, among patients with type 2 diabetes is the delayed use of exogenous insulin therapy. Therefore, it is imperative for clinicians to discuss with each patient with a new diagnosis of diabetes, the natural progression of its disease process and its potential need and benefit of exogenous insulin therapy in the near future.

Acknowledgments

The opinions and assertions contained herein are the private views of the author and are not to be construed as official, or as reflecting the views of the US Air Force medical department or the US Air Force at large.

References

1. Sacks DB, Bruns DE, Goldstein DE, Maclaren NK, McDonald JM, Parrott M. Guidelines and recommendations for laboratory analysis in the diagnosis and management of diabetes mellitus. Clin Chem 2002;48:436-472.

2. Macaluso CJ, Bauer UE, Deeb LC, et al. Type 2 diabetes mellitus among Florida children and adolescents, 1994 through 1998. Public Health Rep 2002;117:373-379.

3. Pozzilli P, Di Mario U. Autoimmune diabetes not requiring insulin at diagnosis (latent autoimmune diabetes of the adult): definition, characterization, and potential prevention. Diabetes Care 2001;24:1460-1467.

4. Balasubramanyam A, Zern JW, Hyman DJ, Pavlik V. New profiles of diabetic ketoacidosis: type 1 vs type 2 diabetics and the effect of ethnicity. Arch Int Med 1999;159:2317-2322.

5. Grasso YZ, Reddy SK, Rosenfeld CR, et al. Autoantibodies to IA-2 and GAD65 in patients with type 2 diabetes mellitus of varied duration: prevalence and correlation with clinical features. Endocr Pract 2001;7:339-345.

6. Torn C, Landin-Olsson M, Ostman J, et al. Glutamic acid decarboxylase antibodies (GADA) is the most important factor for prediction of insulin therapy within 3 years in young adult diabetic patients not classified as Type 1 diabetes on clinical grounds. Diabetes Metab Res Rev 2000;16:442-447.

7. Kobayashi T, Maruyama T, Shimada A, et al. Insulin intervention to preserve beta cells in slowly progressive insulin-dependent (type 1) diabetes mellitus. Ann NY Acad Sci 2002;958:117-130.

8. Berger B, Stenstrom G, Sundkvist G. Random C-peptide in the classification of diabetes. Scand J Clin Lab Invest 2000;60:687-693.

9. Morales A, Wasserfall C, Brusko T, et al. Adiponectin and leptin concentrations may aid in discriminating disease forms in children and adolescents with type 1 and type 2 diabetes. Diabetes Care 2004;27:2010-2014.

10. The American Association of Clinical Endocrinologists. The American Association of Clinical Endocrinologists Medical Guidelines for the Management of Diabetes Mellitus: the AACE system of intensive diabetes self-management—2000 Update. Endocr Pract 2000;6:43-84.

11. Genuth S, Alberti KG, Bennett P, et al. Follow-up report on the diagnosis of diabetes mellitus. Diabetes Care 2003;26:3160-3167.

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Eglin AFB Family Medicine Residency, 96th Medical Group, Headquarters Air Armament Center, Eglin Air Force Base, Fla

Joan Nashelsky, MLS
Family Physicians Inquiries Network, Inc, Iowa City

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Family Physicians Inquiries Network, Inc, Iowa City

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EVIDENCE-BASED ANSWER

No clinical characteristic or diagnostic test is available to readily distinguish type 1 from type 2 diabetes mellitus. Although C-peptide levels, autoantibodies, and adiponectin-to-leptin ratios show some utility, they do not yet have a standard diagnostic role; research on the pathophysiology of diabetes suggests that the classic type 1 and type 2 distinctions may not be appropriate for all patients1 (strength of recommendation: C, based on expert opinion).

 

Evidence summary

Onset of diabetes in childhood with ketoacidosis and insulin dependency has traditionally been sufficient to diagnose type 1 diabetes, while onset in older, obese patients with primary insulin resistance suggested type 2 diabetes. Unfortunately, features of type 1 and type 2 diabetes may be present in the same patient, making differentiation difficult. No diagnostic studies in the literature were identified that definitively demonstrate how to separate type 1 from type 2 diabetes.

A patient’s age may suggest, but does not reliably distinguish, diabetes types. A study of 569 new-onset type 1 and type 2 diabetic children and adolescents showed that older age was only weakly associated with type 2 diagnosis (odds ratio [OR]= 1.4 for each 1-year increment in age; 95% confidence interval [CI], 1.3–1.6).2 In fact, newly diagnosed 12-year-old children have an equal incidence of type 1 as type 2 diabetes. Likewise, adults with type 2 phenotype (no initial insulin requirement) can present with positive autoantibodies typically found in younger type 1 patients. Older patients who fit this profile have been classified as type 1.5 diabetes or latent autoimmune disease in adults (LADA).3

A history of diabetic ketoacidosis (DKA) also does not reliably distinguish between types 1 and 2. A retrospective chart review gathered data on adults over 18 years of age who were admitted for DKA in a urban US hospital. Many patients with DKA were subsequently diagnosed with type 2 diabetes. Rates of type 2 diabetes in patients with DKA varied by race: 47% of Hispanics, 44% of African Americans, and 17% of Caucasians had type 2 diabetes.4

The overlapping presence of autoantibodies in both types of diabetes limits their use (TABLE). Autoantibodies do predict an earlier need for insulin. One prevalence study of 101 type 2 adult patients found 20% were positive for glutamic acid decarboxylase autoantibody (GADAb), which was positively associated with insulin dependence at 4 years postdiagnosis (OR=5.8; 95% CI, 1.8–18.9).5 Eighty percent of patients with autoantibodies required insulin compared with 41% of patients without autoantibodies. Another study in young adults with type 2 or unclassified diabetes from Sweden found 93% of patients who were GADAb+ required insulin at 3 years, compared with 51% who were GADAb–(OR=18.8; 95% CI, 1.8–191).6

 

 

 

One motivation to study autoantibody testing is a potential benefit in preserving pancreatic function. Kobayashi proposed treating those with autoantibody-positive diabetes (presumed type 1 or type 1.5) with insulin immediately, while initiating oral medications in those who test negative (presumed type 2 diabetes). This approach lacks significant patient-oriented outcome data, but his small RCT of 55 patients was encouraging. With a 3-year follow-up rate of 89%, early insulin use in GADAb+ patients preserved C-peptide levels and possibly prolonged pancreatic beta cell survival.7 Insulin dependency, defined as needing insulin for survival, occurred in 47% of controls (who received oral sulfonylureas) and only 13% of patients receiving insulin (number needed to treat [NNT]= 4; P=.043).7 The theoretical benefit is that if beta cell exhaustion can be delayed, endogenous insulin production could be maintained to assist prevention of damaging postprandial glucose spikes.

Although daily variation in serum insulin levels limits its use, C-peptide levels show more promise. Random C-peptide levels were superior to fasting or glucagon stimulated levels in 1093 patients, who were followed for 3 years to confirm insulin requirements. Using a receiver operating characteristic (ROC) curve, the area under the curve for random C-peptide levels to distinguish diabetes types was 0.98 (95% CI, 0.97–0.99).8 For patients under the optimal cutoff of 0.5 nmol/L, the positive predictive value was 96% for diagnosing type 1 and the likelihood ratio was 22.5.

Finally, the ratio of adiponectin to leptin hormone may show diagnostic merit. Adipocytes secrete adiponectin which acts as an insulin sensitizer, antiatherogenic and anti-inflammatory agent. Obesity and type 2 phenotype correlate with lower levels of adiponectin, but are associated with higher levels of leptin hormone, another molecule secreted by adipocytes. A recent case-control study of children aged 6 to 21 years analyzed adiponectin and leptin hormone levels in patients with classical type 1 and 2 diabetes, as determined by 2 pediatric endocrinologists; interestingly, 29% of the type 1 patients were autoantibody negative.9 After plotting a ROC curve, they found the area under the curve was 0.97 (95% CI, 0.93–1.00). At an adiponectin-to-leptin ratio cutoff less than 0.7, they found the sensitivity to diagnose type 2 was 88% (95% CI, 64–99%), the specificity was 90% (95% CI, 77–97), and the likelihood ratio for a positive test was 8.8.9

TABLE 1
Antibody markers and diabetes type

PREVALENCE OF ANY AUTOANTIBODY MARKERPERCENT
Newly diagnosed type 1 (Caucasian)73–90
Newly diagnosed type 1 (African or Asian)50
Newly diagnosed type 2 (Caucasian)3–22
Healthy individuals1–2
Source: Wingfield et al 20041 and Maron et al 1996.3

Recommendations from others

The National Academy of Clinical Biochemistry and the American Association of Clinical Endocrinologists recommend against routine testing of insulin, C-peptide, autoantibodies and genetic markers.1,10 Guidelines from the American Diabetes Association admit that many diabetic individuals do not easily fit into a distinct diagnostic category; however, they only provide criteria for the general diagnosis of diabetes, not specific criteria to distinguish type 1 from type 2.11

CLINICAL COMMENTARY

Focus on attaining optimal diabetes control goals as recommended by the ADA
Vincent Lo, MD
St. Elizabeth Family Medicine Residency Program/SUNY Upstate Medical University, Utica, New York

Not long ago, clinicians were advised to avoid the terms type 1 and type 2 diabetes, because they were not very helpful in clinical management of our patients. Instead, it was suggested that we use insulin-dependent or non-insulin-dependent. The rationale is that for patients with diabetes, there is an absolute insulin deficiency due to premature beta-cell failure in type 1 diabetes, as well as a relative insulin deficiency due to insulin resistance in type 2. In addition, studies also suggest that a majority of patients with type 2 diabetes would require some form of exogenous insulin therapy after a duration of 8 to 10 years of their disease. Therefore, distinguishing between types 1 and 2 is neither clinically helpful nor cost-effective, as suggested by current review of the literature. Instead, clinicians should focus on attaining optimal diabetic control goals as recommended by the practice guidelines of management of diabetes mellitus from the ADA. Furthermore, it was also recognized that one of the hurdles of failure to reach the target goal of HbA1C <7.0, among patients with type 2 diabetes is the delayed use of exogenous insulin therapy. Therefore, it is imperative for clinicians to discuss with each patient with a new diagnosis of diabetes, the natural progression of its disease process and its potential need and benefit of exogenous insulin therapy in the near future.

Acknowledgments

The opinions and assertions contained herein are the private views of the author and are not to be construed as official, or as reflecting the views of the US Air Force medical department or the US Air Force at large.

EVIDENCE-BASED ANSWER

No clinical characteristic or diagnostic test is available to readily distinguish type 1 from type 2 diabetes mellitus. Although C-peptide levels, autoantibodies, and adiponectin-to-leptin ratios show some utility, they do not yet have a standard diagnostic role; research on the pathophysiology of diabetes suggests that the classic type 1 and type 2 distinctions may not be appropriate for all patients1 (strength of recommendation: C, based on expert opinion).

 

Evidence summary

Onset of diabetes in childhood with ketoacidosis and insulin dependency has traditionally been sufficient to diagnose type 1 diabetes, while onset in older, obese patients with primary insulin resistance suggested type 2 diabetes. Unfortunately, features of type 1 and type 2 diabetes may be present in the same patient, making differentiation difficult. No diagnostic studies in the literature were identified that definitively demonstrate how to separate type 1 from type 2 diabetes.

A patient’s age may suggest, but does not reliably distinguish, diabetes types. A study of 569 new-onset type 1 and type 2 diabetic children and adolescents showed that older age was only weakly associated with type 2 diagnosis (odds ratio [OR]= 1.4 for each 1-year increment in age; 95% confidence interval [CI], 1.3–1.6).2 In fact, newly diagnosed 12-year-old children have an equal incidence of type 1 as type 2 diabetes. Likewise, adults with type 2 phenotype (no initial insulin requirement) can present with positive autoantibodies typically found in younger type 1 patients. Older patients who fit this profile have been classified as type 1.5 diabetes or latent autoimmune disease in adults (LADA).3

A history of diabetic ketoacidosis (DKA) also does not reliably distinguish between types 1 and 2. A retrospective chart review gathered data on adults over 18 years of age who were admitted for DKA in a urban US hospital. Many patients with DKA were subsequently diagnosed with type 2 diabetes. Rates of type 2 diabetes in patients with DKA varied by race: 47% of Hispanics, 44% of African Americans, and 17% of Caucasians had type 2 diabetes.4

The overlapping presence of autoantibodies in both types of diabetes limits their use (TABLE). Autoantibodies do predict an earlier need for insulin. One prevalence study of 101 type 2 adult patients found 20% were positive for glutamic acid decarboxylase autoantibody (GADAb), which was positively associated with insulin dependence at 4 years postdiagnosis (OR=5.8; 95% CI, 1.8–18.9).5 Eighty percent of patients with autoantibodies required insulin compared with 41% of patients without autoantibodies. Another study in young adults with type 2 or unclassified diabetes from Sweden found 93% of patients who were GADAb+ required insulin at 3 years, compared with 51% who were GADAb–(OR=18.8; 95% CI, 1.8–191).6

 

 

 

One motivation to study autoantibody testing is a potential benefit in preserving pancreatic function. Kobayashi proposed treating those with autoantibody-positive diabetes (presumed type 1 or type 1.5) with insulin immediately, while initiating oral medications in those who test negative (presumed type 2 diabetes). This approach lacks significant patient-oriented outcome data, but his small RCT of 55 patients was encouraging. With a 3-year follow-up rate of 89%, early insulin use in GADAb+ patients preserved C-peptide levels and possibly prolonged pancreatic beta cell survival.7 Insulin dependency, defined as needing insulin for survival, occurred in 47% of controls (who received oral sulfonylureas) and only 13% of patients receiving insulin (number needed to treat [NNT]= 4; P=.043).7 The theoretical benefit is that if beta cell exhaustion can be delayed, endogenous insulin production could be maintained to assist prevention of damaging postprandial glucose spikes.

Although daily variation in serum insulin levels limits its use, C-peptide levels show more promise. Random C-peptide levels were superior to fasting or glucagon stimulated levels in 1093 patients, who were followed for 3 years to confirm insulin requirements. Using a receiver operating characteristic (ROC) curve, the area under the curve for random C-peptide levels to distinguish diabetes types was 0.98 (95% CI, 0.97–0.99).8 For patients under the optimal cutoff of 0.5 nmol/L, the positive predictive value was 96% for diagnosing type 1 and the likelihood ratio was 22.5.

Finally, the ratio of adiponectin to leptin hormone may show diagnostic merit. Adipocytes secrete adiponectin which acts as an insulin sensitizer, antiatherogenic and anti-inflammatory agent. Obesity and type 2 phenotype correlate with lower levels of adiponectin, but are associated with higher levels of leptin hormone, another molecule secreted by adipocytes. A recent case-control study of children aged 6 to 21 years analyzed adiponectin and leptin hormone levels in patients with classical type 1 and 2 diabetes, as determined by 2 pediatric endocrinologists; interestingly, 29% of the type 1 patients were autoantibody negative.9 After plotting a ROC curve, they found the area under the curve was 0.97 (95% CI, 0.93–1.00). At an adiponectin-to-leptin ratio cutoff less than 0.7, they found the sensitivity to diagnose type 2 was 88% (95% CI, 64–99%), the specificity was 90% (95% CI, 77–97), and the likelihood ratio for a positive test was 8.8.9

TABLE 1
Antibody markers and diabetes type

PREVALENCE OF ANY AUTOANTIBODY MARKERPERCENT
Newly diagnosed type 1 (Caucasian)73–90
Newly diagnosed type 1 (African or Asian)50
Newly diagnosed type 2 (Caucasian)3–22
Healthy individuals1–2
Source: Wingfield et al 20041 and Maron et al 1996.3

Recommendations from others

The National Academy of Clinical Biochemistry and the American Association of Clinical Endocrinologists recommend against routine testing of insulin, C-peptide, autoantibodies and genetic markers.1,10 Guidelines from the American Diabetes Association admit that many diabetic individuals do not easily fit into a distinct diagnostic category; however, they only provide criteria for the general diagnosis of diabetes, not specific criteria to distinguish type 1 from type 2.11

CLINICAL COMMENTARY

Focus on attaining optimal diabetes control goals as recommended by the ADA
Vincent Lo, MD
St. Elizabeth Family Medicine Residency Program/SUNY Upstate Medical University, Utica, New York

Not long ago, clinicians were advised to avoid the terms type 1 and type 2 diabetes, because they were not very helpful in clinical management of our patients. Instead, it was suggested that we use insulin-dependent or non-insulin-dependent. The rationale is that for patients with diabetes, there is an absolute insulin deficiency due to premature beta-cell failure in type 1 diabetes, as well as a relative insulin deficiency due to insulin resistance in type 2. In addition, studies also suggest that a majority of patients with type 2 diabetes would require some form of exogenous insulin therapy after a duration of 8 to 10 years of their disease. Therefore, distinguishing between types 1 and 2 is neither clinically helpful nor cost-effective, as suggested by current review of the literature. Instead, clinicians should focus on attaining optimal diabetic control goals as recommended by the practice guidelines of management of diabetes mellitus from the ADA. Furthermore, it was also recognized that one of the hurdles of failure to reach the target goal of HbA1C <7.0, among patients with type 2 diabetes is the delayed use of exogenous insulin therapy. Therefore, it is imperative for clinicians to discuss with each patient with a new diagnosis of diabetes, the natural progression of its disease process and its potential need and benefit of exogenous insulin therapy in the near future.

Acknowledgments

The opinions and assertions contained herein are the private views of the author and are not to be construed as official, or as reflecting the views of the US Air Force medical department or the US Air Force at large.

References

1. Sacks DB, Bruns DE, Goldstein DE, Maclaren NK, McDonald JM, Parrott M. Guidelines and recommendations for laboratory analysis in the diagnosis and management of diabetes mellitus. Clin Chem 2002;48:436-472.

2. Macaluso CJ, Bauer UE, Deeb LC, et al. Type 2 diabetes mellitus among Florida children and adolescents, 1994 through 1998. Public Health Rep 2002;117:373-379.

3. Pozzilli P, Di Mario U. Autoimmune diabetes not requiring insulin at diagnosis (latent autoimmune diabetes of the adult): definition, characterization, and potential prevention. Diabetes Care 2001;24:1460-1467.

4. Balasubramanyam A, Zern JW, Hyman DJ, Pavlik V. New profiles of diabetic ketoacidosis: type 1 vs type 2 diabetics and the effect of ethnicity. Arch Int Med 1999;159:2317-2322.

5. Grasso YZ, Reddy SK, Rosenfeld CR, et al. Autoantibodies to IA-2 and GAD65 in patients with type 2 diabetes mellitus of varied duration: prevalence and correlation with clinical features. Endocr Pract 2001;7:339-345.

6. Torn C, Landin-Olsson M, Ostman J, et al. Glutamic acid decarboxylase antibodies (GADA) is the most important factor for prediction of insulin therapy within 3 years in young adult diabetic patients not classified as Type 1 diabetes on clinical grounds. Diabetes Metab Res Rev 2000;16:442-447.

7. Kobayashi T, Maruyama T, Shimada A, et al. Insulin intervention to preserve beta cells in slowly progressive insulin-dependent (type 1) diabetes mellitus. Ann NY Acad Sci 2002;958:117-130.

8. Berger B, Stenstrom G, Sundkvist G. Random C-peptide in the classification of diabetes. Scand J Clin Lab Invest 2000;60:687-693.

9. Morales A, Wasserfall C, Brusko T, et al. Adiponectin and leptin concentrations may aid in discriminating disease forms in children and adolescents with type 1 and type 2 diabetes. Diabetes Care 2004;27:2010-2014.

10. The American Association of Clinical Endocrinologists. The American Association of Clinical Endocrinologists Medical Guidelines for the Management of Diabetes Mellitus: the AACE system of intensive diabetes self-management—2000 Update. Endocr Pract 2000;6:43-84.

11. Genuth S, Alberti KG, Bennett P, et al. Follow-up report on the diagnosis of diabetes mellitus. Diabetes Care 2003;26:3160-3167.

References

1. Sacks DB, Bruns DE, Goldstein DE, Maclaren NK, McDonald JM, Parrott M. Guidelines and recommendations for laboratory analysis in the diagnosis and management of diabetes mellitus. Clin Chem 2002;48:436-472.

2. Macaluso CJ, Bauer UE, Deeb LC, et al. Type 2 diabetes mellitus among Florida children and adolescents, 1994 through 1998. Public Health Rep 2002;117:373-379.

3. Pozzilli P, Di Mario U. Autoimmune diabetes not requiring insulin at diagnosis (latent autoimmune diabetes of the adult): definition, characterization, and potential prevention. Diabetes Care 2001;24:1460-1467.

4. Balasubramanyam A, Zern JW, Hyman DJ, Pavlik V. New profiles of diabetic ketoacidosis: type 1 vs type 2 diabetics and the effect of ethnicity. Arch Int Med 1999;159:2317-2322.

5. Grasso YZ, Reddy SK, Rosenfeld CR, et al. Autoantibodies to IA-2 and GAD65 in patients with type 2 diabetes mellitus of varied duration: prevalence and correlation with clinical features. Endocr Pract 2001;7:339-345.

6. Torn C, Landin-Olsson M, Ostman J, et al. Glutamic acid decarboxylase antibodies (GADA) is the most important factor for prediction of insulin therapy within 3 years in young adult diabetic patients not classified as Type 1 diabetes on clinical grounds. Diabetes Metab Res Rev 2000;16:442-447.

7. Kobayashi T, Maruyama T, Shimada A, et al. Insulin intervention to preserve beta cells in slowly progressive insulin-dependent (type 1) diabetes mellitus. Ann NY Acad Sci 2002;958:117-130.

8. Berger B, Stenstrom G, Sundkvist G. Random C-peptide in the classification of diabetes. Scand J Clin Lab Invest 2000;60:687-693.

9. Morales A, Wasserfall C, Brusko T, et al. Adiponectin and leptin concentrations may aid in discriminating disease forms in children and adolescents with type 1 and type 2 diabetes. Diabetes Care 2004;27:2010-2014.

10. The American Association of Clinical Endocrinologists. The American Association of Clinical Endocrinologists Medical Guidelines for the Management of Diabetes Mellitus: the AACE system of intensive diabetes self-management—2000 Update. Endocr Pract 2000;6:43-84.

11. Genuth S, Alberti KG, Bennett P, et al. Follow-up report on the diagnosis of diabetes mellitus. Diabetes Care 2003;26:3160-3167.

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Do preparticipation clinical exams reduce morbidity and mortality for athletes?

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Do preparticipation clinical exams reduce morbidity and mortality for athletes?
EVIDENCE-BASED ANSWER

Though clinical preparticipation exams (PPE) are recommended by experts and required in most states, we found no medium- or better-quality evidence that demonstrates they reduce mortality or morbidity. PPEs detect only a very small percentage of cardiac abnormalities among athletes who subsequently die suddenly (strength of recommendation [SOR]: C, case series study). PPEs are also unable to accurately identify athletes with exercise-induced bronchospasm (SOR: C, small cross-sectional study) and are poorly predictive of which athletes are at increased risk of orthopedic injuries (SOR: C, cross-sectional study).

 

Evidence summary

A systematic review of the literature on PPE identified 310 studies of athletes age <36 years. The authors searched multiple electronic databases and reviewed the bibliographies of retrieved articles but did not perform hand searches of journals or contact authors directly. The review did not find any prospective cohort or randomized trials addressing the effectiveness of clinical PPE. The 5 studies that assessed the format of the PPE concluded that it is not adequately standardized, does not consistently address the American Heart Association (AHA) recommendations for cardiovascular screening and exam, and is administered by a variety of health care professionals, some without proper training.1

Sudden cardiac death is defined as a nontraumatic, nonviolent, unexpected event resulting from sudden cardiac arrest within 6 hours of a previously witnessed state of normal health.2 Such events occur in about 1 in 200,000 high school athletes per academic year (about 16 deaths in the US annually). Detection of cardiovascular abnormalities that may cause morbidity or mortality is difficult. A case series reviewed 158 sudden deaths that occurred in trained athletes in the US from 1985 to 1995. The athletes were identified from news accounts, the National Center for Catastrophic Sports Injury Registry, and informal communications and reports. The authors interviewed families, witnesses, and coaches, and they analyzed postmortem information. Of the 115 athletes who had a standard preparticipation medical evaluation, only 4 (3%) were suspected of having cardiovascular disease. The cardiovascular abnormality responsible for sudden death was prospectively identified in only 1 athlete.3

PPE does not accurately identify student athletes with exercise-induced bronchospasm (EIB). Of the studies on EIB, the best was a prospective cross-sectional study of 352 adolescents from 3 suburban Washington state schools. The students completed a 14-item EIB questionnaire, had a physical exam, and underwent a 7-minute exercise challenge spirometry. Complete data were available for 256 of the students. EIB was diagnosed by spirometry in 9.4% of the athletes. No student had EIB detected solely by physical exam. Using a cutoff of 2 positive questions, the questionnaire had a sensitivity of 71% and a specificity of 47%, with a negative and positive predictive value of 6% and 12%, respectively. This study concluded that EIB occurs frequently in adolescent athletes, but screening by physical exam and medical history does not accurately detect it.4

PPEs are not able to predict which student athletes will experience an orthopedic injury, and no controlled studies have been done to determine whether PPE prevents or reduces the severity of orthopedic injuries. A study surveyed 1204 student athletes (aged 13–20 years) from Richmond County, Georgia, who had a standardized PPE before participating in sports. The questionnaire was administered via mail or telephone and inquired about injuries sustained after the PPE. The response rate to the survey was 56%. The study found that a history of knee or ankle injury and abnormal findings on exam in male athletes slightly increased the likelihood of repeated injury of the same joint. However, the sensitivities of history or physical exam for ankle or knee injuries were all <25%.5

 

 

 

Recommendations from others

The AHA recommends a national standard for PPE and that screening should be mandatory for all high school and college athletes before participation in organized sports, with screening repeated every 2 years, and an interim history obtained during the intervening years. Specific items are given in the TABLE.6

In 2004, the American Academy of Family Physicians, along with the American Academy of Pediatrics, American College of Sports Medicine, American Medical Society for Sports Medicine, American Orthopedic Society for Sports Medicine, and the American Osteopathic Academy of Sports Medicine, published recommendations for PPEs. They suggested a detailed history (consisting of a 16-point questionnaire incorporating AHA recommendations for cardiovascular screening), limited medical exam, and a detailed musculoskeletal exam evaluating strength, flexibility, and stability of major joints.7

TABLE
AHA recommendations for preparticipation exams

CARDIOVASCULAR SCREENING QUESTIONS
  1. Have you ever become dizzy or passed out during or after exercise?
  2. Have you ever had chest pain during or after exercise?
  3. Do you get tired more quickly than your friends do during exercise?
  4. Have you ever had racing of your heart or skipped heartbeats?
  5. Have you ever had high blood pressure or high cholesterol?
  6. Have you ever been told that you have a heart murmur?
  7. Has any family member or relative died of heart problems or sudden death before age 50?
  8. Have you had a severe viral infection such as mononucleosis or myocarditis within the last month?
  9. Has a physician ever denied or restricted your participation in sports for any heart problems?
  10. Have any of your relatives ever had any of the following conditions:
    1. Hypertrophic cardiomyopathy
    2. Dilated cardiomyopathy
    3. Marfan’s syndrome
    4. Long QT syndrome
    5. Significant heart arrhythmia
CARDIOVASCULAR SCREENING EXAM
  1. Recognition of the physical manifestations of Marfan’s Syndrome
  2. Blood pressure, seated position
  3. Palpation of radial and femoral pulses
  4. Cardiac exam to include rate, rhythm and characterization of murmurs and abnormal heart sounds.
    1. Precordial auscultation supine
    2. Precordial auscultation standing
    3. Maneuvers to clarify murmurs such as squat-to-stand, deep inspiration, or ValsalvaM
CARDIAC FINDINGS REQUIRING FURTHER EVALUATION
  1. Murmur grade 3/6 or greater
  2. Diastolic murmur
  3. Murmur that increases with Valsalva or other maneuver
CLINICAL COMMENTARY

The PPE provides us an opportunity to address preventive health issues
Beth Anne Fox, MD, MPH
East Tennessee State University, Kingsport Family Medicine Residency, Kingsport, Tennessee

Most physicians involved in screening athletes recognize the limitations of PPEs in detecting those at risk for sports-related morbidity and mortality. The history is the most important part of the examination for identifying athletes who might be at risk and should be thorough. Prepared PPE forms such as those endorsed by the AAFP and ACSM can assist in obtaining this history. Because this may be the only occasion for the athlete to see a physician, the examination is best performed by a primary care provider who can use the opportunity to address preventive health issues such as tobacco, alcohol, and drug use, depression and suicidality, sexuality, nutrition, and accident prevention. This kind of counseling is difficult to do in a group format.

References

1. Wingfield K, Matheson GO, Meeuwisse WH. Preparticipation evaluation: an evidence-based review. Clin J Sport Med 2004;14:109-122.

2. Lyznicki JM, Nielsen NH, Schneider JF. Cardiovascular screening of athletes. Am Fam Physician 2000;62:765-774.Erratum in: Am Fam Physician, 2001; 63:2332.

3. Maron BJ, Shirani J, Poliac LC, Mathenge R, Roberts WC, Mueller FO. Sudden death in young competitive athletes. Clinical, demographic, and pathological profiles. JAMA 1996;276:199-204.

4. Hallstrand TS, Curtis JR, Koepsell TD, et al. Effectiveness of screening examinations to detect unrecognized exercise-induced bronchoconstriction. J Pediatr 2002;141:343-348.

5. DuRant RH, Pendergrast RA, Seymore C, Gaillard G, Donner J. Findings from the preparticipation athletic examination and athletic injuries. Am J Dis Child 1992;146:85.-

6. Maron BJ, Thompson PD, Puffer JC, et al. Cardiovascular preparticipation screening of competitive athletes. A statement for health professionals from the Sudden Death Committee (clinical cardiology) and Congenital Cardiac Defects Committee (cardiovascular disease in the young), American Heart Association. Circulation 1996;94:850-856.

7. Smith DM. American Academy of Family Physicians, Preparticipation Physical Evaluation Task Force. Preparticipation Physical Evaluation. 3rd ed. Minneapolis: McGraw-Hill Healthcare; 2004.

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East Carolina University, Greenville, NC

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East Carolina University, Greenville, NC

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EVIDENCE-BASED ANSWER

Though clinical preparticipation exams (PPE) are recommended by experts and required in most states, we found no medium- or better-quality evidence that demonstrates they reduce mortality or morbidity. PPEs detect only a very small percentage of cardiac abnormalities among athletes who subsequently die suddenly (strength of recommendation [SOR]: C, case series study). PPEs are also unable to accurately identify athletes with exercise-induced bronchospasm (SOR: C, small cross-sectional study) and are poorly predictive of which athletes are at increased risk of orthopedic injuries (SOR: C, cross-sectional study).

 

Evidence summary

A systematic review of the literature on PPE identified 310 studies of athletes age <36 years. The authors searched multiple electronic databases and reviewed the bibliographies of retrieved articles but did not perform hand searches of journals or contact authors directly. The review did not find any prospective cohort or randomized trials addressing the effectiveness of clinical PPE. The 5 studies that assessed the format of the PPE concluded that it is not adequately standardized, does not consistently address the American Heart Association (AHA) recommendations for cardiovascular screening and exam, and is administered by a variety of health care professionals, some without proper training.1

Sudden cardiac death is defined as a nontraumatic, nonviolent, unexpected event resulting from sudden cardiac arrest within 6 hours of a previously witnessed state of normal health.2 Such events occur in about 1 in 200,000 high school athletes per academic year (about 16 deaths in the US annually). Detection of cardiovascular abnormalities that may cause morbidity or mortality is difficult. A case series reviewed 158 sudden deaths that occurred in trained athletes in the US from 1985 to 1995. The athletes were identified from news accounts, the National Center for Catastrophic Sports Injury Registry, and informal communications and reports. The authors interviewed families, witnesses, and coaches, and they analyzed postmortem information. Of the 115 athletes who had a standard preparticipation medical evaluation, only 4 (3%) were suspected of having cardiovascular disease. The cardiovascular abnormality responsible for sudden death was prospectively identified in only 1 athlete.3

PPE does not accurately identify student athletes with exercise-induced bronchospasm (EIB). Of the studies on EIB, the best was a prospective cross-sectional study of 352 adolescents from 3 suburban Washington state schools. The students completed a 14-item EIB questionnaire, had a physical exam, and underwent a 7-minute exercise challenge spirometry. Complete data were available for 256 of the students. EIB was diagnosed by spirometry in 9.4% of the athletes. No student had EIB detected solely by physical exam. Using a cutoff of 2 positive questions, the questionnaire had a sensitivity of 71% and a specificity of 47%, with a negative and positive predictive value of 6% and 12%, respectively. This study concluded that EIB occurs frequently in adolescent athletes, but screening by physical exam and medical history does not accurately detect it.4

PPEs are not able to predict which student athletes will experience an orthopedic injury, and no controlled studies have been done to determine whether PPE prevents or reduces the severity of orthopedic injuries. A study surveyed 1204 student athletes (aged 13–20 years) from Richmond County, Georgia, who had a standardized PPE before participating in sports. The questionnaire was administered via mail or telephone and inquired about injuries sustained after the PPE. The response rate to the survey was 56%. The study found that a history of knee or ankle injury and abnormal findings on exam in male athletes slightly increased the likelihood of repeated injury of the same joint. However, the sensitivities of history or physical exam for ankle or knee injuries were all <25%.5

 

 

 

Recommendations from others

The AHA recommends a national standard for PPE and that screening should be mandatory for all high school and college athletes before participation in organized sports, with screening repeated every 2 years, and an interim history obtained during the intervening years. Specific items are given in the TABLE.6

In 2004, the American Academy of Family Physicians, along with the American Academy of Pediatrics, American College of Sports Medicine, American Medical Society for Sports Medicine, American Orthopedic Society for Sports Medicine, and the American Osteopathic Academy of Sports Medicine, published recommendations for PPEs. They suggested a detailed history (consisting of a 16-point questionnaire incorporating AHA recommendations for cardiovascular screening), limited medical exam, and a detailed musculoskeletal exam evaluating strength, flexibility, and stability of major joints.7

TABLE
AHA recommendations for preparticipation exams

CARDIOVASCULAR SCREENING QUESTIONS
  1. Have you ever become dizzy or passed out during or after exercise?
  2. Have you ever had chest pain during or after exercise?
  3. Do you get tired more quickly than your friends do during exercise?
  4. Have you ever had racing of your heart or skipped heartbeats?
  5. Have you ever had high blood pressure or high cholesterol?
  6. Have you ever been told that you have a heart murmur?
  7. Has any family member or relative died of heart problems or sudden death before age 50?
  8. Have you had a severe viral infection such as mononucleosis or myocarditis within the last month?
  9. Has a physician ever denied or restricted your participation in sports for any heart problems?
  10. Have any of your relatives ever had any of the following conditions:
    1. Hypertrophic cardiomyopathy
    2. Dilated cardiomyopathy
    3. Marfan’s syndrome
    4. Long QT syndrome
    5. Significant heart arrhythmia
CARDIOVASCULAR SCREENING EXAM
  1. Recognition of the physical manifestations of Marfan’s Syndrome
  2. Blood pressure, seated position
  3. Palpation of radial and femoral pulses
  4. Cardiac exam to include rate, rhythm and characterization of murmurs and abnormal heart sounds.
    1. Precordial auscultation supine
    2. Precordial auscultation standing
    3. Maneuvers to clarify murmurs such as squat-to-stand, deep inspiration, or ValsalvaM
CARDIAC FINDINGS REQUIRING FURTHER EVALUATION
  1. Murmur grade 3/6 or greater
  2. Diastolic murmur
  3. Murmur that increases with Valsalva or other maneuver
CLINICAL COMMENTARY

The PPE provides us an opportunity to address preventive health issues
Beth Anne Fox, MD, MPH
East Tennessee State University, Kingsport Family Medicine Residency, Kingsport, Tennessee

Most physicians involved in screening athletes recognize the limitations of PPEs in detecting those at risk for sports-related morbidity and mortality. The history is the most important part of the examination for identifying athletes who might be at risk and should be thorough. Prepared PPE forms such as those endorsed by the AAFP and ACSM can assist in obtaining this history. Because this may be the only occasion for the athlete to see a physician, the examination is best performed by a primary care provider who can use the opportunity to address preventive health issues such as tobacco, alcohol, and drug use, depression and suicidality, sexuality, nutrition, and accident prevention. This kind of counseling is difficult to do in a group format.

EVIDENCE-BASED ANSWER

Though clinical preparticipation exams (PPE) are recommended by experts and required in most states, we found no medium- or better-quality evidence that demonstrates they reduce mortality or morbidity. PPEs detect only a very small percentage of cardiac abnormalities among athletes who subsequently die suddenly (strength of recommendation [SOR]: C, case series study). PPEs are also unable to accurately identify athletes with exercise-induced bronchospasm (SOR: C, small cross-sectional study) and are poorly predictive of which athletes are at increased risk of orthopedic injuries (SOR: C, cross-sectional study).

 

Evidence summary

A systematic review of the literature on PPE identified 310 studies of athletes age <36 years. The authors searched multiple electronic databases and reviewed the bibliographies of retrieved articles but did not perform hand searches of journals or contact authors directly. The review did not find any prospective cohort or randomized trials addressing the effectiveness of clinical PPE. The 5 studies that assessed the format of the PPE concluded that it is not adequately standardized, does not consistently address the American Heart Association (AHA) recommendations for cardiovascular screening and exam, and is administered by a variety of health care professionals, some without proper training.1

Sudden cardiac death is defined as a nontraumatic, nonviolent, unexpected event resulting from sudden cardiac arrest within 6 hours of a previously witnessed state of normal health.2 Such events occur in about 1 in 200,000 high school athletes per academic year (about 16 deaths in the US annually). Detection of cardiovascular abnormalities that may cause morbidity or mortality is difficult. A case series reviewed 158 sudden deaths that occurred in trained athletes in the US from 1985 to 1995. The athletes were identified from news accounts, the National Center for Catastrophic Sports Injury Registry, and informal communications and reports. The authors interviewed families, witnesses, and coaches, and they analyzed postmortem information. Of the 115 athletes who had a standard preparticipation medical evaluation, only 4 (3%) were suspected of having cardiovascular disease. The cardiovascular abnormality responsible for sudden death was prospectively identified in only 1 athlete.3

PPE does not accurately identify student athletes with exercise-induced bronchospasm (EIB). Of the studies on EIB, the best was a prospective cross-sectional study of 352 adolescents from 3 suburban Washington state schools. The students completed a 14-item EIB questionnaire, had a physical exam, and underwent a 7-minute exercise challenge spirometry. Complete data were available for 256 of the students. EIB was diagnosed by spirometry in 9.4% of the athletes. No student had EIB detected solely by physical exam. Using a cutoff of 2 positive questions, the questionnaire had a sensitivity of 71% and a specificity of 47%, with a negative and positive predictive value of 6% and 12%, respectively. This study concluded that EIB occurs frequently in adolescent athletes, but screening by physical exam and medical history does not accurately detect it.4

PPEs are not able to predict which student athletes will experience an orthopedic injury, and no controlled studies have been done to determine whether PPE prevents or reduces the severity of orthopedic injuries. A study surveyed 1204 student athletes (aged 13–20 years) from Richmond County, Georgia, who had a standardized PPE before participating in sports. The questionnaire was administered via mail or telephone and inquired about injuries sustained after the PPE. The response rate to the survey was 56%. The study found that a history of knee or ankle injury and abnormal findings on exam in male athletes slightly increased the likelihood of repeated injury of the same joint. However, the sensitivities of history or physical exam for ankle or knee injuries were all <25%.5

 

 

 

Recommendations from others

The AHA recommends a national standard for PPE and that screening should be mandatory for all high school and college athletes before participation in organized sports, with screening repeated every 2 years, and an interim history obtained during the intervening years. Specific items are given in the TABLE.6

In 2004, the American Academy of Family Physicians, along with the American Academy of Pediatrics, American College of Sports Medicine, American Medical Society for Sports Medicine, American Orthopedic Society for Sports Medicine, and the American Osteopathic Academy of Sports Medicine, published recommendations for PPEs. They suggested a detailed history (consisting of a 16-point questionnaire incorporating AHA recommendations for cardiovascular screening), limited medical exam, and a detailed musculoskeletal exam evaluating strength, flexibility, and stability of major joints.7

TABLE
AHA recommendations for preparticipation exams

CARDIOVASCULAR SCREENING QUESTIONS
  1. Have you ever become dizzy or passed out during or after exercise?
  2. Have you ever had chest pain during or after exercise?
  3. Do you get tired more quickly than your friends do during exercise?
  4. Have you ever had racing of your heart or skipped heartbeats?
  5. Have you ever had high blood pressure or high cholesterol?
  6. Have you ever been told that you have a heart murmur?
  7. Has any family member or relative died of heart problems or sudden death before age 50?
  8. Have you had a severe viral infection such as mononucleosis or myocarditis within the last month?
  9. Has a physician ever denied or restricted your participation in sports for any heart problems?
  10. Have any of your relatives ever had any of the following conditions:
    1. Hypertrophic cardiomyopathy
    2. Dilated cardiomyopathy
    3. Marfan’s syndrome
    4. Long QT syndrome
    5. Significant heart arrhythmia
CARDIOVASCULAR SCREENING EXAM
  1. Recognition of the physical manifestations of Marfan’s Syndrome
  2. Blood pressure, seated position
  3. Palpation of radial and femoral pulses
  4. Cardiac exam to include rate, rhythm and characterization of murmurs and abnormal heart sounds.
    1. Precordial auscultation supine
    2. Precordial auscultation standing
    3. Maneuvers to clarify murmurs such as squat-to-stand, deep inspiration, or ValsalvaM
CARDIAC FINDINGS REQUIRING FURTHER EVALUATION
  1. Murmur grade 3/6 or greater
  2. Diastolic murmur
  3. Murmur that increases with Valsalva or other maneuver
CLINICAL COMMENTARY

The PPE provides us an opportunity to address preventive health issues
Beth Anne Fox, MD, MPH
East Tennessee State University, Kingsport Family Medicine Residency, Kingsport, Tennessee

Most physicians involved in screening athletes recognize the limitations of PPEs in detecting those at risk for sports-related morbidity and mortality. The history is the most important part of the examination for identifying athletes who might be at risk and should be thorough. Prepared PPE forms such as those endorsed by the AAFP and ACSM can assist in obtaining this history. Because this may be the only occasion for the athlete to see a physician, the examination is best performed by a primary care provider who can use the opportunity to address preventive health issues such as tobacco, alcohol, and drug use, depression and suicidality, sexuality, nutrition, and accident prevention. This kind of counseling is difficult to do in a group format.

References

1. Wingfield K, Matheson GO, Meeuwisse WH. Preparticipation evaluation: an evidence-based review. Clin J Sport Med 2004;14:109-122.

2. Lyznicki JM, Nielsen NH, Schneider JF. Cardiovascular screening of athletes. Am Fam Physician 2000;62:765-774.Erratum in: Am Fam Physician, 2001; 63:2332.

3. Maron BJ, Shirani J, Poliac LC, Mathenge R, Roberts WC, Mueller FO. Sudden death in young competitive athletes. Clinical, demographic, and pathological profiles. JAMA 1996;276:199-204.

4. Hallstrand TS, Curtis JR, Koepsell TD, et al. Effectiveness of screening examinations to detect unrecognized exercise-induced bronchoconstriction. J Pediatr 2002;141:343-348.

5. DuRant RH, Pendergrast RA, Seymore C, Gaillard G, Donner J. Findings from the preparticipation athletic examination and athletic injuries. Am J Dis Child 1992;146:85.-

6. Maron BJ, Thompson PD, Puffer JC, et al. Cardiovascular preparticipation screening of competitive athletes. A statement for health professionals from the Sudden Death Committee (clinical cardiology) and Congenital Cardiac Defects Committee (cardiovascular disease in the young), American Heart Association. Circulation 1996;94:850-856.

7. Smith DM. American Academy of Family Physicians, Preparticipation Physical Evaluation Task Force. Preparticipation Physical Evaluation. 3rd ed. Minneapolis: McGraw-Hill Healthcare; 2004.

References

1. Wingfield K, Matheson GO, Meeuwisse WH. Preparticipation evaluation: an evidence-based review. Clin J Sport Med 2004;14:109-122.

2. Lyznicki JM, Nielsen NH, Schneider JF. Cardiovascular screening of athletes. Am Fam Physician 2000;62:765-774.Erratum in: Am Fam Physician, 2001; 63:2332.

3. Maron BJ, Shirani J, Poliac LC, Mathenge R, Roberts WC, Mueller FO. Sudden death in young competitive athletes. Clinical, demographic, and pathological profiles. JAMA 1996;276:199-204.

4. Hallstrand TS, Curtis JR, Koepsell TD, et al. Effectiveness of screening examinations to detect unrecognized exercise-induced bronchoconstriction. J Pediatr 2002;141:343-348.

5. DuRant RH, Pendergrast RA, Seymore C, Gaillard G, Donner J. Findings from the preparticipation athletic examination and athletic injuries. Am J Dis Child 1992;146:85.-

6. Maron BJ, Thompson PD, Puffer JC, et al. Cardiovascular preparticipation screening of competitive athletes. A statement for health professionals from the Sudden Death Committee (clinical cardiology) and Congenital Cardiac Defects Committee (cardiovascular disease in the young), American Heart Association. Circulation 1996;94:850-856.

7. Smith DM. American Academy of Family Physicians, Preparticipation Physical Evaluation Task Force. Preparticipation Physical Evaluation. 3rd ed. Minneapolis: McGraw-Hill Healthcare; 2004.

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Do statins delay onset or slow progression of Alzheimer’s dementia?

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EVIDENCE-BASED ANSWER

Statins (coenzyme-A reductase inhibitors) should not be used with the single intent to delay the onset or slow the progression of dementia. Large randomized control trials (RCTs) found that the administration of a statin had no significant effect on preventing or slowing all-cause cognitive decline (strength of recommendation [SOR]: A, based on large RCTs with narrow confidence interval).1,2 Specifically, there is insufficient evidence that statins delay the onset or slow the progression of Alzheimer’s dementia (SOR: B, based on systematic review with heterogeneity).3

While 3 epidemiologic studies4-6 have found a decreased incidence of dementia among those taking statins, these studies have significant methodological shortcomings and do not show a causal relationship (SOR: C, based on poor-quality studies).

 

Evidence summary

Approximately 4 million people in the United States suffer with Alzheimer’s disease. The prevalence rises with age and is approximately 47% among those aged 85 years and older.7

Amyloid plaques are thought to be responsible for clinical changes associated with Alzheimer’s dementia. Research has indicated that amyloid precursors may be more prevalent in a cholesterol-rich environment. This led to the theory that treating hypercholesterolemia may decrease the prevalence of Alzheimer’s disease.8

The PROSPER trial, which was designed to test the effect of pravastatin (Pravachol) on coronary heart disease and stroke, randomized 5804 study participants into 1 group assigned to take pravastatin and another group assigned to take placebo. An additional study endpoint was pravastatin’s effect on cognitive function as measured by 4 different tests, including the Mini-Mental Status Exam (MMSE). Overall cognitive function declined at the same rate in treatment and placebo groups. There was no significant difference between the 2 groups over 3 years using 4 different methods of assessment. In particular, the MMSE scores differed by only 0.06 points (95% confidence interval [CI], 0.04–0.16; P=.26).

The largest RCT of a statin agent, the Heart Protection Study, enrolled more than 20,000 people and randomized them to simvastatin (Zocor) or placebo. After a median of 5 years of follow-up, there was no difference in cognitive scores or the rate of diagnosis of dementia between the 2 groups.2

A systematic review concluded that no good evidence recommended statins for reducing the risk of Alzheimer’s dementia.3 Notably, the review did find a body of inconclusive evidence that lowering serum cholesterol may retard disease pathogenesis. An observational study of 56,790 charts included in the computer databases of 3 hospitals found that the prevalence of probable Alzheimer’s dementia in the cohort taking statins was 60% to 73% (P<.001) lower than in the total patient population or in patients taking antihypertensive or cardiovascular medications.4

Also included in the review was a nested case-control study of 1364 patients that found an adjusted relative risk for dementia of 0.29 (95% CI, 0.013–0.063; P=.002) among those taking statins.5 This study did not distinguish between Alzheimer’s dementia and other forms of dementia. These studies do not demonstrate a causal relationship between statins and Alzheimer’s dementia.

The best way to determine if there is a true effect of statins on Alzheimer’s dementia is to conduct a clinical trial. Two ongoing clinical trials are designed specifically to determine if the use of statins delay the onset or slow the progression of Alzheimer’s dementia.9,10 To date, these trials have not published interim findings.

Recommendations from others

No organization has issued recommendations for the use of statins to delay the onset or slow the progression of Alzheimer’s dementia.

CLINICAL COMMENTARY

We are obligated to protect patients from potential risks of unnecessary medications
Seema Modi, MD
East Carolina University, Greenville, NC

Alzheimer’s disease is a difficult and emotionally charged topic. Many patients who have watched a family member suffer from Alzheimer’s disease would go to great lengths to delay or prevent developing Alzheimer’s disease themselves. As a result of direct drug marketing to consumers, plus increased lay media coverage of health issues, our patients are now better informed than ever and make more direct requests for certain medications by name.

Imagine talking with a well-read patient who has learned from a newspaper article or morning news show about 1 of the 3 epidemiological studies that show decreased incidence of dementia among statin users. The patient now stands before you, requesting a prescription for a statin. Though this patient is otherwise healthy and has a desirable cholesterol level, you will still find it difficult to explain to the patient why you will not write the prescription. As physicians, we are obligated to protect our patients from the potential risks of unnecessary medications. We are also obligated to protect our healthcare system from escalation of already high healthcare costs. Evidence from rigorous clinical trials is the tool that can help us provide this protection.

References

1. Shepherd J, Blauw GJ, Murphy MB, et al. Pravastatin in elderly individuals at risk of vascular disease (PROSPER): a randomised controlled trial. Lancet 2002;360:1623-1630.

2. Heart Protection Study Collaborative Group. Effects of cholesterol-lowering with simvastatin on stroke and other major vascular events in 20,536 people with cerebrovascular disears or other high-risk conditions. Lancet 2004;363:757-767.

3. Scott HD, Laake K. Statins for the prevention of Alzheimer’s disease. Cochrane Database Syst Rev 2001;(3):CD003160.-

4. Wolozin B, Kellman W, Rousseau P, Celesia GG, Siegel G. Decreased prevalence of Alzheimer disease associated with 3-hydroxy-3-methyglutaryl coenzyme A reductase inhibitors. Arch Neurol 2000;57:1439-1443.

5. Jick H, Zornberg GL, Jick SS, Seshadri S, Drachman DA. Statins and the risk of dementia. Lancet 2000;356:1627-1631.

6. Zamrini E, McGwin G, Roseman JM. Association between statin use and Alzheimer’s disease. Neuroepidemiology 2004;23:94-98.

7. Evans DA, Funkenstein HH, Albert MS, et al. Prevalence of Alzheimer’s disease in a community population of older persons. Higher than previously reported. JAMA 1989;262:2551-2556.

8. Selkoe DJ. Physiological production of the beta-amyloid protein and the mechanism of Alzheimers-Disease. Trends Neurosci 1993;16:403-409.

9. Sano M, Thal LJ. Cholesterol Lowering Agent to Slow Progression (CLASP) of Alzheimer’s Disease Study. February 3, 2003 (Last reviewed December, 2004). Available at: www.clinicaltrials.gov/ct/show/NCT00053599?order=4. Accessed on June 8, 2005.

10. Lipitor as a Treatment of Alzheimer’s Disease. September 19, 2001 (Last reviewed November, 2004). Available at: www.clinicaltrials.gov/ct/show/NCT00024531?order=1. Accessed on June 8, 2005.

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Slade A. Suchecki, DO
Paul V. Aitken, Jr, MD, MPH
Rick Potts, MD
University of North Carolina, Chapel Hill; New Hanover Regional Medical Center, Wilmington, NC

Linda J. Collins, MSLS
University of North Carolina, Chapel Hill

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Paul V. Aitken, Jr, MD, MPH
Rick Potts, MD
University of North Carolina, Chapel Hill; New Hanover Regional Medical Center, Wilmington, NC

Linda J. Collins, MSLS
University of North Carolina, Chapel Hill

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Slade A. Suchecki, DO
Paul V. Aitken, Jr, MD, MPH
Rick Potts, MD
University of North Carolina, Chapel Hill; New Hanover Regional Medical Center, Wilmington, NC

Linda J. Collins, MSLS
University of North Carolina, Chapel Hill

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EVIDENCE-BASED ANSWER

Statins (coenzyme-A reductase inhibitors) should not be used with the single intent to delay the onset or slow the progression of dementia. Large randomized control trials (RCTs) found that the administration of a statin had no significant effect on preventing or slowing all-cause cognitive decline (strength of recommendation [SOR]: A, based on large RCTs with narrow confidence interval).1,2 Specifically, there is insufficient evidence that statins delay the onset or slow the progression of Alzheimer’s dementia (SOR: B, based on systematic review with heterogeneity).3

While 3 epidemiologic studies4-6 have found a decreased incidence of dementia among those taking statins, these studies have significant methodological shortcomings and do not show a causal relationship (SOR: C, based on poor-quality studies).

 

Evidence summary

Approximately 4 million people in the United States suffer with Alzheimer’s disease. The prevalence rises with age and is approximately 47% among those aged 85 years and older.7

Amyloid plaques are thought to be responsible for clinical changes associated with Alzheimer’s dementia. Research has indicated that amyloid precursors may be more prevalent in a cholesterol-rich environment. This led to the theory that treating hypercholesterolemia may decrease the prevalence of Alzheimer’s disease.8

The PROSPER trial, which was designed to test the effect of pravastatin (Pravachol) on coronary heart disease and stroke, randomized 5804 study participants into 1 group assigned to take pravastatin and another group assigned to take placebo. An additional study endpoint was pravastatin’s effect on cognitive function as measured by 4 different tests, including the Mini-Mental Status Exam (MMSE). Overall cognitive function declined at the same rate in treatment and placebo groups. There was no significant difference between the 2 groups over 3 years using 4 different methods of assessment. In particular, the MMSE scores differed by only 0.06 points (95% confidence interval [CI], 0.04–0.16; P=.26).

The largest RCT of a statin agent, the Heart Protection Study, enrolled more than 20,000 people and randomized them to simvastatin (Zocor) or placebo. After a median of 5 years of follow-up, there was no difference in cognitive scores or the rate of diagnosis of dementia between the 2 groups.2

A systematic review concluded that no good evidence recommended statins for reducing the risk of Alzheimer’s dementia.3 Notably, the review did find a body of inconclusive evidence that lowering serum cholesterol may retard disease pathogenesis. An observational study of 56,790 charts included in the computer databases of 3 hospitals found that the prevalence of probable Alzheimer’s dementia in the cohort taking statins was 60% to 73% (P<.001) lower than in the total patient population or in patients taking antihypertensive or cardiovascular medications.4

Also included in the review was a nested case-control study of 1364 patients that found an adjusted relative risk for dementia of 0.29 (95% CI, 0.013–0.063; P=.002) among those taking statins.5 This study did not distinguish between Alzheimer’s dementia and other forms of dementia. These studies do not demonstrate a causal relationship between statins and Alzheimer’s dementia.

The best way to determine if there is a true effect of statins on Alzheimer’s dementia is to conduct a clinical trial. Two ongoing clinical trials are designed specifically to determine if the use of statins delay the onset or slow the progression of Alzheimer’s dementia.9,10 To date, these trials have not published interim findings.

Recommendations from others

No organization has issued recommendations for the use of statins to delay the onset or slow the progression of Alzheimer’s dementia.

CLINICAL COMMENTARY

We are obligated to protect patients from potential risks of unnecessary medications
Seema Modi, MD
East Carolina University, Greenville, NC

Alzheimer’s disease is a difficult and emotionally charged topic. Many patients who have watched a family member suffer from Alzheimer’s disease would go to great lengths to delay or prevent developing Alzheimer’s disease themselves. As a result of direct drug marketing to consumers, plus increased lay media coverage of health issues, our patients are now better informed than ever and make more direct requests for certain medications by name.

Imagine talking with a well-read patient who has learned from a newspaper article or morning news show about 1 of the 3 epidemiological studies that show decreased incidence of dementia among statin users. The patient now stands before you, requesting a prescription for a statin. Though this patient is otherwise healthy and has a desirable cholesterol level, you will still find it difficult to explain to the patient why you will not write the prescription. As physicians, we are obligated to protect our patients from the potential risks of unnecessary medications. We are also obligated to protect our healthcare system from escalation of already high healthcare costs. Evidence from rigorous clinical trials is the tool that can help us provide this protection.

EVIDENCE-BASED ANSWER

Statins (coenzyme-A reductase inhibitors) should not be used with the single intent to delay the onset or slow the progression of dementia. Large randomized control trials (RCTs) found that the administration of a statin had no significant effect on preventing or slowing all-cause cognitive decline (strength of recommendation [SOR]: A, based on large RCTs with narrow confidence interval).1,2 Specifically, there is insufficient evidence that statins delay the onset or slow the progression of Alzheimer’s dementia (SOR: B, based on systematic review with heterogeneity).3

While 3 epidemiologic studies4-6 have found a decreased incidence of dementia among those taking statins, these studies have significant methodological shortcomings and do not show a causal relationship (SOR: C, based on poor-quality studies).

 

Evidence summary

Approximately 4 million people in the United States suffer with Alzheimer’s disease. The prevalence rises with age and is approximately 47% among those aged 85 years and older.7

Amyloid plaques are thought to be responsible for clinical changes associated with Alzheimer’s dementia. Research has indicated that amyloid precursors may be more prevalent in a cholesterol-rich environment. This led to the theory that treating hypercholesterolemia may decrease the prevalence of Alzheimer’s disease.8

The PROSPER trial, which was designed to test the effect of pravastatin (Pravachol) on coronary heart disease and stroke, randomized 5804 study participants into 1 group assigned to take pravastatin and another group assigned to take placebo. An additional study endpoint was pravastatin’s effect on cognitive function as measured by 4 different tests, including the Mini-Mental Status Exam (MMSE). Overall cognitive function declined at the same rate in treatment and placebo groups. There was no significant difference between the 2 groups over 3 years using 4 different methods of assessment. In particular, the MMSE scores differed by only 0.06 points (95% confidence interval [CI], 0.04–0.16; P=.26).

The largest RCT of a statin agent, the Heart Protection Study, enrolled more than 20,000 people and randomized them to simvastatin (Zocor) or placebo. After a median of 5 years of follow-up, there was no difference in cognitive scores or the rate of diagnosis of dementia between the 2 groups.2

A systematic review concluded that no good evidence recommended statins for reducing the risk of Alzheimer’s dementia.3 Notably, the review did find a body of inconclusive evidence that lowering serum cholesterol may retard disease pathogenesis. An observational study of 56,790 charts included in the computer databases of 3 hospitals found that the prevalence of probable Alzheimer’s dementia in the cohort taking statins was 60% to 73% (P<.001) lower than in the total patient population or in patients taking antihypertensive or cardiovascular medications.4

Also included in the review was a nested case-control study of 1364 patients that found an adjusted relative risk for dementia of 0.29 (95% CI, 0.013–0.063; P=.002) among those taking statins.5 This study did not distinguish between Alzheimer’s dementia and other forms of dementia. These studies do not demonstrate a causal relationship between statins and Alzheimer’s dementia.

The best way to determine if there is a true effect of statins on Alzheimer’s dementia is to conduct a clinical trial. Two ongoing clinical trials are designed specifically to determine if the use of statins delay the onset or slow the progression of Alzheimer’s dementia.9,10 To date, these trials have not published interim findings.

Recommendations from others

No organization has issued recommendations for the use of statins to delay the onset or slow the progression of Alzheimer’s dementia.

CLINICAL COMMENTARY

We are obligated to protect patients from potential risks of unnecessary medications
Seema Modi, MD
East Carolina University, Greenville, NC

Alzheimer’s disease is a difficult and emotionally charged topic. Many patients who have watched a family member suffer from Alzheimer’s disease would go to great lengths to delay or prevent developing Alzheimer’s disease themselves. As a result of direct drug marketing to consumers, plus increased lay media coverage of health issues, our patients are now better informed than ever and make more direct requests for certain medications by name.

Imagine talking with a well-read patient who has learned from a newspaper article or morning news show about 1 of the 3 epidemiological studies that show decreased incidence of dementia among statin users. The patient now stands before you, requesting a prescription for a statin. Though this patient is otherwise healthy and has a desirable cholesterol level, you will still find it difficult to explain to the patient why you will not write the prescription. As physicians, we are obligated to protect our patients from the potential risks of unnecessary medications. We are also obligated to protect our healthcare system from escalation of already high healthcare costs. Evidence from rigorous clinical trials is the tool that can help us provide this protection.

References

1. Shepherd J, Blauw GJ, Murphy MB, et al. Pravastatin in elderly individuals at risk of vascular disease (PROSPER): a randomised controlled trial. Lancet 2002;360:1623-1630.

2. Heart Protection Study Collaborative Group. Effects of cholesterol-lowering with simvastatin on stroke and other major vascular events in 20,536 people with cerebrovascular disears or other high-risk conditions. Lancet 2004;363:757-767.

3. Scott HD, Laake K. Statins for the prevention of Alzheimer’s disease. Cochrane Database Syst Rev 2001;(3):CD003160.-

4. Wolozin B, Kellman W, Rousseau P, Celesia GG, Siegel G. Decreased prevalence of Alzheimer disease associated with 3-hydroxy-3-methyglutaryl coenzyme A reductase inhibitors. Arch Neurol 2000;57:1439-1443.

5. Jick H, Zornberg GL, Jick SS, Seshadri S, Drachman DA. Statins and the risk of dementia. Lancet 2000;356:1627-1631.

6. Zamrini E, McGwin G, Roseman JM. Association between statin use and Alzheimer’s disease. Neuroepidemiology 2004;23:94-98.

7. Evans DA, Funkenstein HH, Albert MS, et al. Prevalence of Alzheimer’s disease in a community population of older persons. Higher than previously reported. JAMA 1989;262:2551-2556.

8. Selkoe DJ. Physiological production of the beta-amyloid protein and the mechanism of Alzheimers-Disease. Trends Neurosci 1993;16:403-409.

9. Sano M, Thal LJ. Cholesterol Lowering Agent to Slow Progression (CLASP) of Alzheimer’s Disease Study. February 3, 2003 (Last reviewed December, 2004). Available at: www.clinicaltrials.gov/ct/show/NCT00053599?order=4. Accessed on June 8, 2005.

10. Lipitor as a Treatment of Alzheimer’s Disease. September 19, 2001 (Last reviewed November, 2004). Available at: www.clinicaltrials.gov/ct/show/NCT00024531?order=1. Accessed on June 8, 2005.

References

1. Shepherd J, Blauw GJ, Murphy MB, et al. Pravastatin in elderly individuals at risk of vascular disease (PROSPER): a randomised controlled trial. Lancet 2002;360:1623-1630.

2. Heart Protection Study Collaborative Group. Effects of cholesterol-lowering with simvastatin on stroke and other major vascular events in 20,536 people with cerebrovascular disears or other high-risk conditions. Lancet 2004;363:757-767.

3. Scott HD, Laake K. Statins for the prevention of Alzheimer’s disease. Cochrane Database Syst Rev 2001;(3):CD003160.-

4. Wolozin B, Kellman W, Rousseau P, Celesia GG, Siegel G. Decreased prevalence of Alzheimer disease associated with 3-hydroxy-3-methyglutaryl coenzyme A reductase inhibitors. Arch Neurol 2000;57:1439-1443.

5. Jick H, Zornberg GL, Jick SS, Seshadri S, Drachman DA. Statins and the risk of dementia. Lancet 2000;356:1627-1631.

6. Zamrini E, McGwin G, Roseman JM. Association between statin use and Alzheimer’s disease. Neuroepidemiology 2004;23:94-98.

7. Evans DA, Funkenstein HH, Albert MS, et al. Prevalence of Alzheimer’s disease in a community population of older persons. Higher than previously reported. JAMA 1989;262:2551-2556.

8. Selkoe DJ. Physiological production of the beta-amyloid protein and the mechanism of Alzheimers-Disease. Trends Neurosci 1993;16:403-409.

9. Sano M, Thal LJ. Cholesterol Lowering Agent to Slow Progression (CLASP) of Alzheimer’s Disease Study. February 3, 2003 (Last reviewed December, 2004). Available at: www.clinicaltrials.gov/ct/show/NCT00053599?order=4. Accessed on June 8, 2005.

10. Lipitor as a Treatment of Alzheimer’s Disease. September 19, 2001 (Last reviewed November, 2004). Available at: www.clinicaltrials.gov/ct/show/NCT00024531?order=1. Accessed on June 8, 2005.

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EVIDENCE-BASED ANSWER

The following groups are at increased risk of contracting or having severe outcomes from hepatitis A and should receive vaccination.

  • Persons traveling to or working in countries that have high or intermediate rates of infection. Specific country recommendations are available at www.cdc.gov/travel/destinat.htm (strength of recommendation [SOR]: B)
  • Men who have sex with men (SOR: B)
  • Illegal-drug users (whether drug is injected or not) (SOR: B)
  • Persons who have occupational risk for infection (eg, research settings working with nonhuman primates) (SOR: C)
  • Persons with clotting-factor disorders (SOR: C)
  • Persons with chronic liver disease (SOR: B)
  • Children (age 2 to 18) living in states, counties, and communities where rates of hepatitis A are at least twice the national average. These states include: Alaska, Arizona, California, Idaho, Nevada, New Mexico, Oklahoma, Oregon, South Dakota, Utah, and Washington. The rates of hepatitis A for individual counties can be found at the Centers for Disease Control and Prevention (CDC) web site (www.cdc.gov/ncidod/diseases/hepatitis/a/vax/index. htm). Consider giving hepatitis A vaccine to children (age 2 to 18) in areas with rates greater than the national average but less than twice the national average. These states include Arkansas, Colorado, Missouri, Montana, Texas, and Wyoming (SOR: B).
 

Evidence summary

Infection with hepatitis A virus (HAV) is a reportable illness in all 50 states, and it continues to be one of the most reported vaccine-preventable illnesses. The persistence of extensive community-wide outbreaks indicates that hepatitis A remains a major public health problem.

The costs associated with HAV are substantial: 11% to 22% of individuals with HAV are hospitalized, and adults who become ill lose an average of 27 days of work. The average cost of hepatitis A ranges from $1817 to $2459 per case for adults and $433 to $1492 for children. In 1989, the estimated annual direct and indirect costs of HAV in the United States were more then $300 million (in 1997 dollars).1

Hepatitis A can produce either asymptomatic or symptomatic infection in humans after an average incubation period of 28 days. The illness is usually marked by a sudden onset of symptoms including fever, malaise, nausea, anorexia, abdominal discomfort, jaundice, and dark urine. The illness usually lasts less than 2 months. Though not usually life threatening, an estimated 100 deaths annually are attributed to acute liver failure due to hepatitis A. Patients with chronic liver disease may be at higher risk of developing fulminant hepatitis A.2,3 The likelihood of symptomatic disease is directly related to age, with 70% of adults developing jaundice and most infections in children aged <6 years having no symptoms.

HAV is transmitted primarily from fecal-oral route by either person-to-person contact or ingestion of fecally contaminated food or water. Although rare, it is possible for transmission by blood or blood products collected from donors during the viremic phase of their infection. Although HAV has been detected in saliva, transmission by saliva has not been demonstrated. Under the right conditions HAV can be stable in the environment for months. Heating foods to >185° F for 1 minute or disinfecting surfaces with 1:100 dilution of bleach in tap water is necessary to inactivate HAV.1

Vaccination against HAV is recommended for those at high risk for contracting the illness or for any person wishing to obtain immunity. Prospective studies indicate that persons traveling in areas with high rates of HAV are themselves at 44 times increased risk.4 Among men who have sex with men, numerous cohort studies reveal increased rates of infection due to anal-oral sexual practices and higher number of sexual partners.5-7 Intravenous drug users and non-IV illicit drug users are both at increased risk of HAV infection.8-10 In the United States, children living in states with increased HAV incidence rates are also considered to be at high risk.1 Less strong evidence exists for vaccinating those with occupational hazards (for example, working in a research setting with nonhuman primates) or persons with clotting factor disorders.11,12

 

 

 

A corollary question is who does not routinely need hepatitis A vaccine. In general, food service workers, sewerage workers, healthcare workers, children aged <2 years, day-care attendees, and residents of institutions for the developmentally disabled do not need routine immunization

The currently licensed inactivated hepatitis A vaccines are highly immunogenic and clinically effective in children 2 to 18 years and in adults. In a double-blind, controlled, randomized study of 1000 children in New York revealed clinical efficacy of 100%.13 A second study of 40,000 children in Thailand had a clinical efficacy of 94%.13 Numerous other studies have supported findings of near 100% immuno-genicity in all age groups and clinical efficacy in all age groups.1

CLINICAL COMMENTARY

Anyone who does not want to get hepatitis A should receive the vaccine
Richard Sams, II, MD
Camp Pendleton Naval Hospital

A good information master needs to know his resources. The question posed in this clinical inquiry is a good example. Questions about who should receive which vaccine are determined by the Advisory Committee on Immunization Practices, and their recommendations are available on the CDC’s web site (www.cdc.gov/nip/publications/acip-list.htm).

With that said, anyone who does not want to get hepatitis A should receive the vaccine. Hepatitis A is the most common vaccine preventable disease, which on occasion can be severe, especially in adults. The vaccine has no serious side effects, is highly effective and, if widely adopted, would dramatically decrease the incidence of hepatitis A in the population.

References

1. Prevention of hepatitis A through active or passive immunization. Recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Recomm Rep 1999;48(RR-12):1-37.

2. Vento S, Garofano T, Renzini C, et al. Fulminant hepatitis associated with hepatitis A virus superinfection in patients with chronic hepatitis C. N Engl J Med 1998;338:286-290.

3. Keeffe EB. Is hepatitis A more severe in patients with chronic hepatitis B and other chronic liver diseases? Am J Gastroenterol 1995;90:201-205.

4. Steffen R, Rickenbach M, Wilhelm U, Helminger A, Schar M. Health problems after travel to developing countries. J Infect Dis 1987;156:84-91.

5. Villano SA, Nelson KE, Vlahov D, Purcell RH, Saah AJ, Thomas DL. Hepatitis A among homosexual men and injection drug users: more evidence for vaccination. Clin Infect Dis 1997;25:726-728.

6. Henning KJ, Bell E, Braun J, Barker ND. A community-wide outbreak of hepatitis A: risk factors for infection among homosexual and bisexual men. Am J Med 1995;99:132-136.

7. Corey L, Holmes KK. Sexual transmission of hepatitis A in homosexual men: incidence and mechanism. N Engl J Med 1980;302:435-438.

8. Bell BP, Shapiro CN, Alter MJ, et al. The diverse patterns of hepatitis A epidemiology in the United States—implication for vaccination strategies. J Infect Dis 1998;178:1579-1584.

9. Schade CP, Komorwska D. Continuing outbreak of hepatitis A linked with intravenous drug abuse in Multnomah County. Public Health Rep 1988;103:452-459.

10. Harkess J, Gildon B, Istre GR. Outbreaks of hepatitis A among illicit drug users, Oklahoma, 1984-87. Am J Public Health 1989;79:463-466.

11. Hinthorn DR, Foster MT, Jr., Bruce HL, Aach RD. An outbreak of chimpanzee associated hepatitis. J Occup Med 1974;16:388-391.

12. Mannucci PM, Gdovin S, Gringeri A, et al. Transmission of hepatitis A to patients with hemophilia by factor VIII concentrates treated with organic solvent and detergent to inactivate viruses. The Italian Collaborative Group. Ann Intern Med 1994;120:1-7.

13. Innis BL, Snitbhan R, Kunasol P, Laorakpongse T, Poopatanakool W, Kozik CA, et al. Protection against hepatitis A by an inactivated vaccine. JAMA 1994;271:1328-1334.

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Kathy Cable, MLS
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EVIDENCE-BASED ANSWER

The following groups are at increased risk of contracting or having severe outcomes from hepatitis A and should receive vaccination.

  • Persons traveling to or working in countries that have high or intermediate rates of infection. Specific country recommendations are available at www.cdc.gov/travel/destinat.htm (strength of recommendation [SOR]: B)
  • Men who have sex with men (SOR: B)
  • Illegal-drug users (whether drug is injected or not) (SOR: B)
  • Persons who have occupational risk for infection (eg, research settings working with nonhuman primates) (SOR: C)
  • Persons with clotting-factor disorders (SOR: C)
  • Persons with chronic liver disease (SOR: B)
  • Children (age 2 to 18) living in states, counties, and communities where rates of hepatitis A are at least twice the national average. These states include: Alaska, Arizona, California, Idaho, Nevada, New Mexico, Oklahoma, Oregon, South Dakota, Utah, and Washington. The rates of hepatitis A for individual counties can be found at the Centers for Disease Control and Prevention (CDC) web site (www.cdc.gov/ncidod/diseases/hepatitis/a/vax/index. htm). Consider giving hepatitis A vaccine to children (age 2 to 18) in areas with rates greater than the national average but less than twice the national average. These states include Arkansas, Colorado, Missouri, Montana, Texas, and Wyoming (SOR: B).
 

Evidence summary

Infection with hepatitis A virus (HAV) is a reportable illness in all 50 states, and it continues to be one of the most reported vaccine-preventable illnesses. The persistence of extensive community-wide outbreaks indicates that hepatitis A remains a major public health problem.

The costs associated with HAV are substantial: 11% to 22% of individuals with HAV are hospitalized, and adults who become ill lose an average of 27 days of work. The average cost of hepatitis A ranges from $1817 to $2459 per case for adults and $433 to $1492 for children. In 1989, the estimated annual direct and indirect costs of HAV in the United States were more then $300 million (in 1997 dollars).1

Hepatitis A can produce either asymptomatic or symptomatic infection in humans after an average incubation period of 28 days. The illness is usually marked by a sudden onset of symptoms including fever, malaise, nausea, anorexia, abdominal discomfort, jaundice, and dark urine. The illness usually lasts less than 2 months. Though not usually life threatening, an estimated 100 deaths annually are attributed to acute liver failure due to hepatitis A. Patients with chronic liver disease may be at higher risk of developing fulminant hepatitis A.2,3 The likelihood of symptomatic disease is directly related to age, with 70% of adults developing jaundice and most infections in children aged <6 years having no symptoms.

HAV is transmitted primarily from fecal-oral route by either person-to-person contact or ingestion of fecally contaminated food or water. Although rare, it is possible for transmission by blood or blood products collected from donors during the viremic phase of their infection. Although HAV has been detected in saliva, transmission by saliva has not been demonstrated. Under the right conditions HAV can be stable in the environment for months. Heating foods to >185° F for 1 minute or disinfecting surfaces with 1:100 dilution of bleach in tap water is necessary to inactivate HAV.1

Vaccination against HAV is recommended for those at high risk for contracting the illness or for any person wishing to obtain immunity. Prospective studies indicate that persons traveling in areas with high rates of HAV are themselves at 44 times increased risk.4 Among men who have sex with men, numerous cohort studies reveal increased rates of infection due to anal-oral sexual practices and higher number of sexual partners.5-7 Intravenous drug users and non-IV illicit drug users are both at increased risk of HAV infection.8-10 In the United States, children living in states with increased HAV incidence rates are also considered to be at high risk.1 Less strong evidence exists for vaccinating those with occupational hazards (for example, working in a research setting with nonhuman primates) or persons with clotting factor disorders.11,12

 

 

 

A corollary question is who does not routinely need hepatitis A vaccine. In general, food service workers, sewerage workers, healthcare workers, children aged <2 years, day-care attendees, and residents of institutions for the developmentally disabled do not need routine immunization

The currently licensed inactivated hepatitis A vaccines are highly immunogenic and clinically effective in children 2 to 18 years and in adults. In a double-blind, controlled, randomized study of 1000 children in New York revealed clinical efficacy of 100%.13 A second study of 40,000 children in Thailand had a clinical efficacy of 94%.13 Numerous other studies have supported findings of near 100% immuno-genicity in all age groups and clinical efficacy in all age groups.1

CLINICAL COMMENTARY

Anyone who does not want to get hepatitis A should receive the vaccine
Richard Sams, II, MD
Camp Pendleton Naval Hospital

A good information master needs to know his resources. The question posed in this clinical inquiry is a good example. Questions about who should receive which vaccine are determined by the Advisory Committee on Immunization Practices, and their recommendations are available on the CDC’s web site (www.cdc.gov/nip/publications/acip-list.htm).

With that said, anyone who does not want to get hepatitis A should receive the vaccine. Hepatitis A is the most common vaccine preventable disease, which on occasion can be severe, especially in adults. The vaccine has no serious side effects, is highly effective and, if widely adopted, would dramatically decrease the incidence of hepatitis A in the population.

EVIDENCE-BASED ANSWER

The following groups are at increased risk of contracting or having severe outcomes from hepatitis A and should receive vaccination.

  • Persons traveling to or working in countries that have high or intermediate rates of infection. Specific country recommendations are available at www.cdc.gov/travel/destinat.htm (strength of recommendation [SOR]: B)
  • Men who have sex with men (SOR: B)
  • Illegal-drug users (whether drug is injected or not) (SOR: B)
  • Persons who have occupational risk for infection (eg, research settings working with nonhuman primates) (SOR: C)
  • Persons with clotting-factor disorders (SOR: C)
  • Persons with chronic liver disease (SOR: B)
  • Children (age 2 to 18) living in states, counties, and communities where rates of hepatitis A are at least twice the national average. These states include: Alaska, Arizona, California, Idaho, Nevada, New Mexico, Oklahoma, Oregon, South Dakota, Utah, and Washington. The rates of hepatitis A for individual counties can be found at the Centers for Disease Control and Prevention (CDC) web site (www.cdc.gov/ncidod/diseases/hepatitis/a/vax/index. htm). Consider giving hepatitis A vaccine to children (age 2 to 18) in areas with rates greater than the national average but less than twice the national average. These states include Arkansas, Colorado, Missouri, Montana, Texas, and Wyoming (SOR: B).
 

Evidence summary

Infection with hepatitis A virus (HAV) is a reportable illness in all 50 states, and it continues to be one of the most reported vaccine-preventable illnesses. The persistence of extensive community-wide outbreaks indicates that hepatitis A remains a major public health problem.

The costs associated with HAV are substantial: 11% to 22% of individuals with HAV are hospitalized, and adults who become ill lose an average of 27 days of work. The average cost of hepatitis A ranges from $1817 to $2459 per case for adults and $433 to $1492 for children. In 1989, the estimated annual direct and indirect costs of HAV in the United States were more then $300 million (in 1997 dollars).1

Hepatitis A can produce either asymptomatic or symptomatic infection in humans after an average incubation period of 28 days. The illness is usually marked by a sudden onset of symptoms including fever, malaise, nausea, anorexia, abdominal discomfort, jaundice, and dark urine. The illness usually lasts less than 2 months. Though not usually life threatening, an estimated 100 deaths annually are attributed to acute liver failure due to hepatitis A. Patients with chronic liver disease may be at higher risk of developing fulminant hepatitis A.2,3 The likelihood of symptomatic disease is directly related to age, with 70% of adults developing jaundice and most infections in children aged <6 years having no symptoms.

HAV is transmitted primarily from fecal-oral route by either person-to-person contact or ingestion of fecally contaminated food or water. Although rare, it is possible for transmission by blood or blood products collected from donors during the viremic phase of their infection. Although HAV has been detected in saliva, transmission by saliva has not been demonstrated. Under the right conditions HAV can be stable in the environment for months. Heating foods to >185° F for 1 minute or disinfecting surfaces with 1:100 dilution of bleach in tap water is necessary to inactivate HAV.1

Vaccination against HAV is recommended for those at high risk for contracting the illness or for any person wishing to obtain immunity. Prospective studies indicate that persons traveling in areas with high rates of HAV are themselves at 44 times increased risk.4 Among men who have sex with men, numerous cohort studies reveal increased rates of infection due to anal-oral sexual practices and higher number of sexual partners.5-7 Intravenous drug users and non-IV illicit drug users are both at increased risk of HAV infection.8-10 In the United States, children living in states with increased HAV incidence rates are also considered to be at high risk.1 Less strong evidence exists for vaccinating those with occupational hazards (for example, working in a research setting with nonhuman primates) or persons with clotting factor disorders.11,12

 

 

 

A corollary question is who does not routinely need hepatitis A vaccine. In general, food service workers, sewerage workers, healthcare workers, children aged <2 years, day-care attendees, and residents of institutions for the developmentally disabled do not need routine immunization

The currently licensed inactivated hepatitis A vaccines are highly immunogenic and clinically effective in children 2 to 18 years and in adults. In a double-blind, controlled, randomized study of 1000 children in New York revealed clinical efficacy of 100%.13 A second study of 40,000 children in Thailand had a clinical efficacy of 94%.13 Numerous other studies have supported findings of near 100% immuno-genicity in all age groups and clinical efficacy in all age groups.1

CLINICAL COMMENTARY

Anyone who does not want to get hepatitis A should receive the vaccine
Richard Sams, II, MD
Camp Pendleton Naval Hospital

A good information master needs to know his resources. The question posed in this clinical inquiry is a good example. Questions about who should receive which vaccine are determined by the Advisory Committee on Immunization Practices, and their recommendations are available on the CDC’s web site (www.cdc.gov/nip/publications/acip-list.htm).

With that said, anyone who does not want to get hepatitis A should receive the vaccine. Hepatitis A is the most common vaccine preventable disease, which on occasion can be severe, especially in adults. The vaccine has no serious side effects, is highly effective and, if widely adopted, would dramatically decrease the incidence of hepatitis A in the population.

References

1. Prevention of hepatitis A through active or passive immunization. Recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Recomm Rep 1999;48(RR-12):1-37.

2. Vento S, Garofano T, Renzini C, et al. Fulminant hepatitis associated with hepatitis A virus superinfection in patients with chronic hepatitis C. N Engl J Med 1998;338:286-290.

3. Keeffe EB. Is hepatitis A more severe in patients with chronic hepatitis B and other chronic liver diseases? Am J Gastroenterol 1995;90:201-205.

4. Steffen R, Rickenbach M, Wilhelm U, Helminger A, Schar M. Health problems after travel to developing countries. J Infect Dis 1987;156:84-91.

5. Villano SA, Nelson KE, Vlahov D, Purcell RH, Saah AJ, Thomas DL. Hepatitis A among homosexual men and injection drug users: more evidence for vaccination. Clin Infect Dis 1997;25:726-728.

6. Henning KJ, Bell E, Braun J, Barker ND. A community-wide outbreak of hepatitis A: risk factors for infection among homosexual and bisexual men. Am J Med 1995;99:132-136.

7. Corey L, Holmes KK. Sexual transmission of hepatitis A in homosexual men: incidence and mechanism. N Engl J Med 1980;302:435-438.

8. Bell BP, Shapiro CN, Alter MJ, et al. The diverse patterns of hepatitis A epidemiology in the United States—implication for vaccination strategies. J Infect Dis 1998;178:1579-1584.

9. Schade CP, Komorwska D. Continuing outbreak of hepatitis A linked with intravenous drug abuse in Multnomah County. Public Health Rep 1988;103:452-459.

10. Harkess J, Gildon B, Istre GR. Outbreaks of hepatitis A among illicit drug users, Oklahoma, 1984-87. Am J Public Health 1989;79:463-466.

11. Hinthorn DR, Foster MT, Jr., Bruce HL, Aach RD. An outbreak of chimpanzee associated hepatitis. J Occup Med 1974;16:388-391.

12. Mannucci PM, Gdovin S, Gringeri A, et al. Transmission of hepatitis A to patients with hemophilia by factor VIII concentrates treated with organic solvent and detergent to inactivate viruses. The Italian Collaborative Group. Ann Intern Med 1994;120:1-7.

13. Innis BL, Snitbhan R, Kunasol P, Laorakpongse T, Poopatanakool W, Kozik CA, et al. Protection against hepatitis A by an inactivated vaccine. JAMA 1994;271:1328-1334.

References

1. Prevention of hepatitis A through active or passive immunization. Recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Recomm Rep 1999;48(RR-12):1-37.

2. Vento S, Garofano T, Renzini C, et al. Fulminant hepatitis associated with hepatitis A virus superinfection in patients with chronic hepatitis C. N Engl J Med 1998;338:286-290.

3. Keeffe EB. Is hepatitis A more severe in patients with chronic hepatitis B and other chronic liver diseases? Am J Gastroenterol 1995;90:201-205.

4. Steffen R, Rickenbach M, Wilhelm U, Helminger A, Schar M. Health problems after travel to developing countries. J Infect Dis 1987;156:84-91.

5. Villano SA, Nelson KE, Vlahov D, Purcell RH, Saah AJ, Thomas DL. Hepatitis A among homosexual men and injection drug users: more evidence for vaccination. Clin Infect Dis 1997;25:726-728.

6. Henning KJ, Bell E, Braun J, Barker ND. A community-wide outbreak of hepatitis A: risk factors for infection among homosexual and bisexual men. Am J Med 1995;99:132-136.

7. Corey L, Holmes KK. Sexual transmission of hepatitis A in homosexual men: incidence and mechanism. N Engl J Med 1980;302:435-438.

8. Bell BP, Shapiro CN, Alter MJ, et al. The diverse patterns of hepatitis A epidemiology in the United States—implication for vaccination strategies. J Infect Dis 1998;178:1579-1584.

9. Schade CP, Komorwska D. Continuing outbreak of hepatitis A linked with intravenous drug abuse in Multnomah County. Public Health Rep 1988;103:452-459.

10. Harkess J, Gildon B, Istre GR. Outbreaks of hepatitis A among illicit drug users, Oklahoma, 1984-87. Am J Public Health 1989;79:463-466.

11. Hinthorn DR, Foster MT, Jr., Bruce HL, Aach RD. An outbreak of chimpanzee associated hepatitis. J Occup Med 1974;16:388-391.

12. Mannucci PM, Gdovin S, Gringeri A, et al. Transmission of hepatitis A to patients with hemophilia by factor VIII concentrates treated with organic solvent and detergent to inactivate viruses. The Italian Collaborative Group. Ann Intern Med 1994;120:1-7.

13. Innis BL, Snitbhan R, Kunasol P, Laorakpongse T, Poopatanakool W, Kozik CA, et al. Protection against hepatitis A by an inactivated vaccine. JAMA 1994;271:1328-1334.

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What illnesses contraindicate immunization?

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EVIDENCE-BASED ANSWER

The Advisory Council on Immunization Practices (ACIP) reports that the only contraindication for all vaccines is a history of severe allergic reaction to a previous vaccine or vaccine constituent (strength of recommendations: C, based predominantly on case series, case reports, and expert opinion).

Vaccination is safe and efficacious in the following situations: during a mild illness (eg, diarrhea, otitis media or other mild upper respiratory infection whether or not the patient has a fever), during antimicrobial therapy, during the convalescent phase of an acute illness, when breastfeeding, and after mild to moderate reactions to a previous dose of vaccine.

Live vaccines (varicella, MMR) should not be used for pregnant women or significantly immunocompromised patients, and may not be effective for patients receiving immunoglobulin therapy. They can be administered to HIV-positive patients who are asymptomatic or not severely immunosuppressed, as determined by age-specific CD4 counts.

 

Evidence summary

Public misperceptions and provider uncertainty about contraindications create missed opportunities for immunization.1-3 The Centers for Disease Control and Prevention (CDC) defines contraindications as conditions that increase the risk of a serious reaction to vaccination. Precautions are conditions that might increase the risk of a serious reaction, or that diminish vaccine efficiency.4 Recommendations about contraindications and precautions for vaccine administration are partially based on studies of adverse effects (see the TABLE for common situations). Complete information on the contraindications and precautions for all common vaccinations can be accessed at www.cdc.gov/mmwr/preview/mmwrhtml/rr5102a1.htm#tab5.4

Data on vaccination risks are limited by a relative lack of experimental studies. Initial recommendations of the Advisory Council on Immunization Practices have been based on the findings of a 14-member Institute of Medicine (IOM) expert committee and are updated regularly.5-7 The IOM committee reported that because vaccine-related adverse events occur infrequently, available randomized controlled trials were too small to detect differences in incidence.6 Much of the data come from adverse effect surveillance systems, such as the Vaccine Adverse Event Reporting System (VAERS), to which health care providers report possible adverse effects of vaccinations.

Updated contraindications by ACIP to the initial IOM recommendations have also been based on observational reports and studies.4 A recent Cochrane review on acellular pertussis vaccines concluded that the acellular vaccine had fewer adverse effects than the whole-cell version, but did not support any changes in contraindications or precautions.8

TABLE
Contraindications and precautions for vaccine administration

SITUATIONCOMMENTS
Mild acute illness (with or without fever) (otitis media, diarrhea, etc)No contraindication
BreastfeedingNo contraindication
Serious allergic reaction to vaccine or component (anaphylaxis)Absolute contraindication
PregnancyTetanus and influenza should be kept current
No contraindication to give indicated inactivated immunizations
Live vaccines are contraindicated, although no reports of adverse reactions reported
Moderate to severe illnessTemporary precaution—hold until patient improved
Encephalopathy <1 week after DTP or DtaPPertussis immunization contraindicated
Fever >40.5° C or Hypotonic, hyporesponsive episode or Persistent, inconsolable crying >3 hours <48 hours after DTP or DTaP or seizure <3 days after DTP or DTaPAvoid pertussis, but vaccination may be appropriate during an outbreak
Recipients of blood, IVIG, and other antibody-containing productsHold live vaccines for variable timing depending on dose (see CDC Recommendations)
Oral typhoid and yellow fever OK
Chemotherapy or radiotherapyGive influenza
Avoid others (decreased immune response)
AntibacterialsShould not be taken with oral (live) typhoid vaccine (decreased effectiveness)
Antivirals against herpes sppShould not be taken with live varicella vaccine (decreased effectiveness)
Postpartum anti-Rho(D)Simultaneous rubella vaccination effective
Hematopoietic Stem Cell transplant recipientsSee separate CDC Recommendations*
Altered immune status (HIV, solid organ transplant recipients, etc)See separate CDC Recommendations
Inactivated immunizations are safe, may be less effective
Table based on general recommendations on immunization, MMWR Recomm Rep 2002.4
*Available at: www.cdc.gov/mmwr/preview/mmwrhtml/rr4910a1.htm
† For HIV, www.cdc.gov/mmwr/preview/mmwrhtml/rr5108a1.htm; for others, www.cdc.gov/mmwr/preview/mmwrhtml/00023141.htm.

Recommendations from others

The ACIP recommendations serve as national standards and have been adopted by American Academy of Pediatrics and the American Academy of Family Physicians and are included in most standard reference texts.4,9

CLINICAL COMMENTARY

Know true contraindications; provide clear, factual information to concerned parents
Rebecca Meriwether, MD
Tulane University, New Orleans, La

Immunizations are among the safest and most cost-effective interventions available in modern medicine. Offices should be organized to assist in assuring delivery of immunizations during preventive, sick, and follow-up visits, and to follow recommended and catch-up schedules to reduce the time patients are susceptible to preventable infectious diseases. Failure to vaccinate due to inappropriate contraindications, particularly mild illness, is a missed opportunity and significant contributor to under-immunization. Know and observe true contraindications and provide clear, factual information to parents concerned about vaccine risks. When temporarily delaying vaccination is prudent—eg, with evolving neurologic conditions and moderate to severe illness—scheduling a return visit for immunizations and documenting the intention to vaccinate at the next visit are strategies to reduce the risk that catch-up immunization will be forgotten.

References

1. Wald ER, Dashefsky B, Byers C, Guerra N, Taylor F. Frequency and severity of infections in day care. J Pediatr 1988;112:540-546.

2. Szilagyi PG, Rodewald LE. Missed opportunities for immunizations: a review of the evidence. J Public Health Manag Pract 1996;2:18-25.

3. Farizo KM, Stehr-Green PA, Markowitz LE, Patriarca PA. Vaccination levels and missed opportunities for measles vaccination: a record audit in a public pediatric clinic. Pediatrics 1992;89:589-592.

4. General recommendations on immunization: recommendations of the Advisory Committee on Immunization Practices and the American Academy of Family Physicians. MMWR Recomm Rep 2002;51(RR-2):1-35.

5. Howson CP, Howe CJ, Fineberg HV, eds. Adverse Effects of Pertussis and Rubella Vaccines. Washington, DC: National Academy Press, last updated 1991. Available at: www.nap.edu/books/0309044995/html/index.html. Accessed on June 10, 2005.

6. Stratton KR, Howe CJ, Johnston RB, eds. Adverse Events Associated with Childhood Vaccines: Evidence Bearing on Causality. Washington, DC: National Academy Press, Last updated 1994. Available at: www.nap.edu/catalog/2138.html. Accessed on June 10, 2005.

7. Update: vaccine side effects, adverse reactions, contraindications, and precautions: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Recomm Rep 1996;45(RR-12):1-35.

8. Tinnion ON, Hanlon M. Acellular vaccines for preventing whooping cough in children. Cochrane Database Syst Rev 2000(2);CD001478.-

9. American Academy of Pediatrics. Active and Passive Immunization. In: Pickering LK, ed. Red Book: 2003 Report of the Committee on Infectious Diseases. 26th ed. Elk Grove Village, Ill: American Academy of Pediatrics; 2003;46-49.

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Marcus Plescia, MD, MPH
North Carolina Division of Public Health, Raleigh; Department of Family Medicine, University of North Carolina, Chapel Hill

Laura Leach, MLIS
Carolinas Healthcare System, Charlotte, NC

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Marcus Plescia, MD, MPH
North Carolina Division of Public Health, Raleigh; Department of Family Medicine, University of North Carolina, Chapel Hill

Laura Leach, MLIS
Carolinas Healthcare System, Charlotte, NC

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Marcus Plescia, MD, MPH
North Carolina Division of Public Health, Raleigh; Department of Family Medicine, University of North Carolina, Chapel Hill

Laura Leach, MLIS
Carolinas Healthcare System, Charlotte, NC

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EVIDENCE-BASED ANSWER

The Advisory Council on Immunization Practices (ACIP) reports that the only contraindication for all vaccines is a history of severe allergic reaction to a previous vaccine or vaccine constituent (strength of recommendations: C, based predominantly on case series, case reports, and expert opinion).

Vaccination is safe and efficacious in the following situations: during a mild illness (eg, diarrhea, otitis media or other mild upper respiratory infection whether or not the patient has a fever), during antimicrobial therapy, during the convalescent phase of an acute illness, when breastfeeding, and after mild to moderate reactions to a previous dose of vaccine.

Live vaccines (varicella, MMR) should not be used for pregnant women or significantly immunocompromised patients, and may not be effective for patients receiving immunoglobulin therapy. They can be administered to HIV-positive patients who are asymptomatic or not severely immunosuppressed, as determined by age-specific CD4 counts.

 

Evidence summary

Public misperceptions and provider uncertainty about contraindications create missed opportunities for immunization.1-3 The Centers for Disease Control and Prevention (CDC) defines contraindications as conditions that increase the risk of a serious reaction to vaccination. Precautions are conditions that might increase the risk of a serious reaction, or that diminish vaccine efficiency.4 Recommendations about contraindications and precautions for vaccine administration are partially based on studies of adverse effects (see the TABLE for common situations). Complete information on the contraindications and precautions for all common vaccinations can be accessed at www.cdc.gov/mmwr/preview/mmwrhtml/rr5102a1.htm#tab5.4

Data on vaccination risks are limited by a relative lack of experimental studies. Initial recommendations of the Advisory Council on Immunization Practices have been based on the findings of a 14-member Institute of Medicine (IOM) expert committee and are updated regularly.5-7 The IOM committee reported that because vaccine-related adverse events occur infrequently, available randomized controlled trials were too small to detect differences in incidence.6 Much of the data come from adverse effect surveillance systems, such as the Vaccine Adverse Event Reporting System (VAERS), to which health care providers report possible adverse effects of vaccinations.

Updated contraindications by ACIP to the initial IOM recommendations have also been based on observational reports and studies.4 A recent Cochrane review on acellular pertussis vaccines concluded that the acellular vaccine had fewer adverse effects than the whole-cell version, but did not support any changes in contraindications or precautions.8

TABLE
Contraindications and precautions for vaccine administration

SITUATIONCOMMENTS
Mild acute illness (with or without fever) (otitis media, diarrhea, etc)No contraindication
BreastfeedingNo contraindication
Serious allergic reaction to vaccine or component (anaphylaxis)Absolute contraindication
PregnancyTetanus and influenza should be kept current
No contraindication to give indicated inactivated immunizations
Live vaccines are contraindicated, although no reports of adverse reactions reported
Moderate to severe illnessTemporary precaution—hold until patient improved
Encephalopathy <1 week after DTP or DtaPPertussis immunization contraindicated
Fever >40.5° C or Hypotonic, hyporesponsive episode or Persistent, inconsolable crying >3 hours <48 hours after DTP or DTaP or seizure <3 days after DTP or DTaPAvoid pertussis, but vaccination may be appropriate during an outbreak
Recipients of blood, IVIG, and other antibody-containing productsHold live vaccines for variable timing depending on dose (see CDC Recommendations)
Oral typhoid and yellow fever OK
Chemotherapy or radiotherapyGive influenza
Avoid others (decreased immune response)
AntibacterialsShould not be taken with oral (live) typhoid vaccine (decreased effectiveness)
Antivirals against herpes sppShould not be taken with live varicella vaccine (decreased effectiveness)
Postpartum anti-Rho(D)Simultaneous rubella vaccination effective
Hematopoietic Stem Cell transplant recipientsSee separate CDC Recommendations*
Altered immune status (HIV, solid organ transplant recipients, etc)See separate CDC Recommendations
Inactivated immunizations are safe, may be less effective
Table based on general recommendations on immunization, MMWR Recomm Rep 2002.4
*Available at: www.cdc.gov/mmwr/preview/mmwrhtml/rr4910a1.htm
† For HIV, www.cdc.gov/mmwr/preview/mmwrhtml/rr5108a1.htm; for others, www.cdc.gov/mmwr/preview/mmwrhtml/00023141.htm.

Recommendations from others

The ACIP recommendations serve as national standards and have been adopted by American Academy of Pediatrics and the American Academy of Family Physicians and are included in most standard reference texts.4,9

CLINICAL COMMENTARY

Know true contraindications; provide clear, factual information to concerned parents
Rebecca Meriwether, MD
Tulane University, New Orleans, La

Immunizations are among the safest and most cost-effective interventions available in modern medicine. Offices should be organized to assist in assuring delivery of immunizations during preventive, sick, and follow-up visits, and to follow recommended and catch-up schedules to reduce the time patients are susceptible to preventable infectious diseases. Failure to vaccinate due to inappropriate contraindications, particularly mild illness, is a missed opportunity and significant contributor to under-immunization. Know and observe true contraindications and provide clear, factual information to parents concerned about vaccine risks. When temporarily delaying vaccination is prudent—eg, with evolving neurologic conditions and moderate to severe illness—scheduling a return visit for immunizations and documenting the intention to vaccinate at the next visit are strategies to reduce the risk that catch-up immunization will be forgotten.

EVIDENCE-BASED ANSWER

The Advisory Council on Immunization Practices (ACIP) reports that the only contraindication for all vaccines is a history of severe allergic reaction to a previous vaccine or vaccine constituent (strength of recommendations: C, based predominantly on case series, case reports, and expert opinion).

Vaccination is safe and efficacious in the following situations: during a mild illness (eg, diarrhea, otitis media or other mild upper respiratory infection whether or not the patient has a fever), during antimicrobial therapy, during the convalescent phase of an acute illness, when breastfeeding, and after mild to moderate reactions to a previous dose of vaccine.

Live vaccines (varicella, MMR) should not be used for pregnant women or significantly immunocompromised patients, and may not be effective for patients receiving immunoglobulin therapy. They can be administered to HIV-positive patients who are asymptomatic or not severely immunosuppressed, as determined by age-specific CD4 counts.

 

Evidence summary

Public misperceptions and provider uncertainty about contraindications create missed opportunities for immunization.1-3 The Centers for Disease Control and Prevention (CDC) defines contraindications as conditions that increase the risk of a serious reaction to vaccination. Precautions are conditions that might increase the risk of a serious reaction, or that diminish vaccine efficiency.4 Recommendations about contraindications and precautions for vaccine administration are partially based on studies of adverse effects (see the TABLE for common situations). Complete information on the contraindications and precautions for all common vaccinations can be accessed at www.cdc.gov/mmwr/preview/mmwrhtml/rr5102a1.htm#tab5.4

Data on vaccination risks are limited by a relative lack of experimental studies. Initial recommendations of the Advisory Council on Immunization Practices have been based on the findings of a 14-member Institute of Medicine (IOM) expert committee and are updated regularly.5-7 The IOM committee reported that because vaccine-related adverse events occur infrequently, available randomized controlled trials were too small to detect differences in incidence.6 Much of the data come from adverse effect surveillance systems, such as the Vaccine Adverse Event Reporting System (VAERS), to which health care providers report possible adverse effects of vaccinations.

Updated contraindications by ACIP to the initial IOM recommendations have also been based on observational reports and studies.4 A recent Cochrane review on acellular pertussis vaccines concluded that the acellular vaccine had fewer adverse effects than the whole-cell version, but did not support any changes in contraindications or precautions.8

TABLE
Contraindications and precautions for vaccine administration

SITUATIONCOMMENTS
Mild acute illness (with or without fever) (otitis media, diarrhea, etc)No contraindication
BreastfeedingNo contraindication
Serious allergic reaction to vaccine or component (anaphylaxis)Absolute contraindication
PregnancyTetanus and influenza should be kept current
No contraindication to give indicated inactivated immunizations
Live vaccines are contraindicated, although no reports of adverse reactions reported
Moderate to severe illnessTemporary precaution—hold until patient improved
Encephalopathy <1 week after DTP or DtaPPertussis immunization contraindicated
Fever >40.5° C or Hypotonic, hyporesponsive episode or Persistent, inconsolable crying >3 hours <48 hours after DTP or DTaP or seizure <3 days after DTP or DTaPAvoid pertussis, but vaccination may be appropriate during an outbreak
Recipients of blood, IVIG, and other antibody-containing productsHold live vaccines for variable timing depending on dose (see CDC Recommendations)
Oral typhoid and yellow fever OK
Chemotherapy or radiotherapyGive influenza
Avoid others (decreased immune response)
AntibacterialsShould not be taken with oral (live) typhoid vaccine (decreased effectiveness)
Antivirals against herpes sppShould not be taken with live varicella vaccine (decreased effectiveness)
Postpartum anti-Rho(D)Simultaneous rubella vaccination effective
Hematopoietic Stem Cell transplant recipientsSee separate CDC Recommendations*
Altered immune status (HIV, solid organ transplant recipients, etc)See separate CDC Recommendations
Inactivated immunizations are safe, may be less effective
Table based on general recommendations on immunization, MMWR Recomm Rep 2002.4
*Available at: www.cdc.gov/mmwr/preview/mmwrhtml/rr4910a1.htm
† For HIV, www.cdc.gov/mmwr/preview/mmwrhtml/rr5108a1.htm; for others, www.cdc.gov/mmwr/preview/mmwrhtml/00023141.htm.

Recommendations from others

The ACIP recommendations serve as national standards and have been adopted by American Academy of Pediatrics and the American Academy of Family Physicians and are included in most standard reference texts.4,9

CLINICAL COMMENTARY

Know true contraindications; provide clear, factual information to concerned parents
Rebecca Meriwether, MD
Tulane University, New Orleans, La

Immunizations are among the safest and most cost-effective interventions available in modern medicine. Offices should be organized to assist in assuring delivery of immunizations during preventive, sick, and follow-up visits, and to follow recommended and catch-up schedules to reduce the time patients are susceptible to preventable infectious diseases. Failure to vaccinate due to inappropriate contraindications, particularly mild illness, is a missed opportunity and significant contributor to under-immunization. Know and observe true contraindications and provide clear, factual information to parents concerned about vaccine risks. When temporarily delaying vaccination is prudent—eg, with evolving neurologic conditions and moderate to severe illness—scheduling a return visit for immunizations and documenting the intention to vaccinate at the next visit are strategies to reduce the risk that catch-up immunization will be forgotten.

References

1. Wald ER, Dashefsky B, Byers C, Guerra N, Taylor F. Frequency and severity of infections in day care. J Pediatr 1988;112:540-546.

2. Szilagyi PG, Rodewald LE. Missed opportunities for immunizations: a review of the evidence. J Public Health Manag Pract 1996;2:18-25.

3. Farizo KM, Stehr-Green PA, Markowitz LE, Patriarca PA. Vaccination levels and missed opportunities for measles vaccination: a record audit in a public pediatric clinic. Pediatrics 1992;89:589-592.

4. General recommendations on immunization: recommendations of the Advisory Committee on Immunization Practices and the American Academy of Family Physicians. MMWR Recomm Rep 2002;51(RR-2):1-35.

5. Howson CP, Howe CJ, Fineberg HV, eds. Adverse Effects of Pertussis and Rubella Vaccines. Washington, DC: National Academy Press, last updated 1991. Available at: www.nap.edu/books/0309044995/html/index.html. Accessed on June 10, 2005.

6. Stratton KR, Howe CJ, Johnston RB, eds. Adverse Events Associated with Childhood Vaccines: Evidence Bearing on Causality. Washington, DC: National Academy Press, Last updated 1994. Available at: www.nap.edu/catalog/2138.html. Accessed on June 10, 2005.

7. Update: vaccine side effects, adverse reactions, contraindications, and precautions: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Recomm Rep 1996;45(RR-12):1-35.

8. Tinnion ON, Hanlon M. Acellular vaccines for preventing whooping cough in children. Cochrane Database Syst Rev 2000(2);CD001478.-

9. American Academy of Pediatrics. Active and Passive Immunization. In: Pickering LK, ed. Red Book: 2003 Report of the Committee on Infectious Diseases. 26th ed. Elk Grove Village, Ill: American Academy of Pediatrics; 2003;46-49.

References

1. Wald ER, Dashefsky B, Byers C, Guerra N, Taylor F. Frequency and severity of infections in day care. J Pediatr 1988;112:540-546.

2. Szilagyi PG, Rodewald LE. Missed opportunities for immunizations: a review of the evidence. J Public Health Manag Pract 1996;2:18-25.

3. Farizo KM, Stehr-Green PA, Markowitz LE, Patriarca PA. Vaccination levels and missed opportunities for measles vaccination: a record audit in a public pediatric clinic. Pediatrics 1992;89:589-592.

4. General recommendations on immunization: recommendations of the Advisory Committee on Immunization Practices and the American Academy of Family Physicians. MMWR Recomm Rep 2002;51(RR-2):1-35.

5. Howson CP, Howe CJ, Fineberg HV, eds. Adverse Effects of Pertussis and Rubella Vaccines. Washington, DC: National Academy Press, last updated 1991. Available at: www.nap.edu/books/0309044995/html/index.html. Accessed on June 10, 2005.

6. Stratton KR, Howe CJ, Johnston RB, eds. Adverse Events Associated with Childhood Vaccines: Evidence Bearing on Causality. Washington, DC: National Academy Press, Last updated 1994. Available at: www.nap.edu/catalog/2138.html. Accessed on June 10, 2005.

7. Update: vaccine side effects, adverse reactions, contraindications, and precautions: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Recomm Rep 1996;45(RR-12):1-35.

8. Tinnion ON, Hanlon M. Acellular vaccines for preventing whooping cough in children. Cochrane Database Syst Rev 2000(2);CD001478.-

9. American Academy of Pediatrics. Active and Passive Immunization. In: Pickering LK, ed. Red Book: 2003 Report of the Committee on Infectious Diseases. 26th ed. Elk Grove Village, Ill: American Academy of Pediatrics; 2003;46-49.

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