Nanoparticle therapy active in B-cell malignancies

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Nanoparticle therapy active in B-cell malignancies

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An experimental nanoparticle therapy has shown preclinical activity against a range of B-cell malignancies, researchers have reported.

The therapy, SNS01-T, inhibited tumor growth and improved survival in mouse models of multiple myeloma, mantle cell lymphoma, and diffuse large B-cell lymphoma.

The treatment exhibited single-agent activity in these mice but also demonstrated synergy with lenalidomide and bortezomib.

Sarah Francis, PhD, of the University of Waterloo in Ontario, Canada, and her colleagues conducted this research and recounted the results in Molecular Therapy.

SNS01-T consists of 3 components: small interfering RNA targeting the native eukaryotic translation initiation factor 5A (eIF5A), plasmids expressing a pro-apoptotic mutant of elF5A under the control of a B-cell specific promoter, and a synthetic cationic polymer polyethylenimine, which serves as the delivery vehicle.

The small interfering RNA component of SNS01-T suppresses elF5A expression, thereby interfering with translation of eIF5A and reducing levels of hypusinated elF5A in cancer cells. This inhibits activation of NF-kB and induces apoptosis.

The B-cell specific plasmid component of SNS01-T expresses an arginine substituted form of eIF5A—eIF5AK50R—that cannot be hypusinated, which leads to selective induction of apoptosis in B cells.

Dr Francis and her colleagues found that SNS01-T is preferentially taken up by malignant B cells. In myeloma cells, uptake of SNS01-T was up to 5-fold higher than uptake by normal, naïve B cells.

Uptake into myeloma cells induced 45% cell death within 24 hours, but there was almost no measureable death of normal, naïve B cells.

SNS01-T also prompted dose-dependent inhibition of tumor growth in mouse models of multiple myeloma, mantle cell lymphoma, and diffuse large B-cell lymphoma, with up to 90% inhibition at the highest doses.

When administered at doses of 0.18 mg/kg or more, SNS01-T significantly extended the life span of treated mice. The researchers observed a reduction in the pro-survival form of the eIF5A protein in tumor tissue, which was consistent with drug activity.

SNS01-T also demonstrated synergy with bortezomib and lenalidomide. Mice that received SNS01-T and lenalidomide in combination had a 100% survival rate, compared to 60% for mice that received SNS01-T alone and 20% for mice that received lenalidomide alone.

A single 6-week cycle of SNS01-T and lenalidomide eradicated tumors in 67% of mice, and there was no regrowth after an additional 8 weeks without further treatment.

Similarly, combination SNS01-T and bortezomib inhibited tumor growth by 89%, compared to 59% for SNS01-T alone and 39% for bortezomib alone.

This research was supported by Senesco Technologies, Inc., the company developing SNS01-T.

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Lab mouse

An experimental nanoparticle therapy has shown preclinical activity against a range of B-cell malignancies, researchers have reported.

The therapy, SNS01-T, inhibited tumor growth and improved survival in mouse models of multiple myeloma, mantle cell lymphoma, and diffuse large B-cell lymphoma.

The treatment exhibited single-agent activity in these mice but also demonstrated synergy with lenalidomide and bortezomib.

Sarah Francis, PhD, of the University of Waterloo in Ontario, Canada, and her colleagues conducted this research and recounted the results in Molecular Therapy.

SNS01-T consists of 3 components: small interfering RNA targeting the native eukaryotic translation initiation factor 5A (eIF5A), plasmids expressing a pro-apoptotic mutant of elF5A under the control of a B-cell specific promoter, and a synthetic cationic polymer polyethylenimine, which serves as the delivery vehicle.

The small interfering RNA component of SNS01-T suppresses elF5A expression, thereby interfering with translation of eIF5A and reducing levels of hypusinated elF5A in cancer cells. This inhibits activation of NF-kB and induces apoptosis.

The B-cell specific plasmid component of SNS01-T expresses an arginine substituted form of eIF5A—eIF5AK50R—that cannot be hypusinated, which leads to selective induction of apoptosis in B cells.

Dr Francis and her colleagues found that SNS01-T is preferentially taken up by malignant B cells. In myeloma cells, uptake of SNS01-T was up to 5-fold higher than uptake by normal, naïve B cells.

Uptake into myeloma cells induced 45% cell death within 24 hours, but there was almost no measureable death of normal, naïve B cells.

SNS01-T also prompted dose-dependent inhibition of tumor growth in mouse models of multiple myeloma, mantle cell lymphoma, and diffuse large B-cell lymphoma, with up to 90% inhibition at the highest doses.

When administered at doses of 0.18 mg/kg or more, SNS01-T significantly extended the life span of treated mice. The researchers observed a reduction in the pro-survival form of the eIF5A protein in tumor tissue, which was consistent with drug activity.

SNS01-T also demonstrated synergy with bortezomib and lenalidomide. Mice that received SNS01-T and lenalidomide in combination had a 100% survival rate, compared to 60% for mice that received SNS01-T alone and 20% for mice that received lenalidomide alone.

A single 6-week cycle of SNS01-T and lenalidomide eradicated tumors in 67% of mice, and there was no regrowth after an additional 8 weeks without further treatment.

Similarly, combination SNS01-T and bortezomib inhibited tumor growth by 89%, compared to 59% for SNS01-T alone and 39% for bortezomib alone.

This research was supported by Senesco Technologies, Inc., the company developing SNS01-T.

Lab mouse

An experimental nanoparticle therapy has shown preclinical activity against a range of B-cell malignancies, researchers have reported.

The therapy, SNS01-T, inhibited tumor growth and improved survival in mouse models of multiple myeloma, mantle cell lymphoma, and diffuse large B-cell lymphoma.

The treatment exhibited single-agent activity in these mice but also demonstrated synergy with lenalidomide and bortezomib.

Sarah Francis, PhD, of the University of Waterloo in Ontario, Canada, and her colleagues conducted this research and recounted the results in Molecular Therapy.

SNS01-T consists of 3 components: small interfering RNA targeting the native eukaryotic translation initiation factor 5A (eIF5A), plasmids expressing a pro-apoptotic mutant of elF5A under the control of a B-cell specific promoter, and a synthetic cationic polymer polyethylenimine, which serves as the delivery vehicle.

The small interfering RNA component of SNS01-T suppresses elF5A expression, thereby interfering with translation of eIF5A and reducing levels of hypusinated elF5A in cancer cells. This inhibits activation of NF-kB and induces apoptosis.

The B-cell specific plasmid component of SNS01-T expresses an arginine substituted form of eIF5A—eIF5AK50R—that cannot be hypusinated, which leads to selective induction of apoptosis in B cells.

Dr Francis and her colleagues found that SNS01-T is preferentially taken up by malignant B cells. In myeloma cells, uptake of SNS01-T was up to 5-fold higher than uptake by normal, naïve B cells.

Uptake into myeloma cells induced 45% cell death within 24 hours, but there was almost no measureable death of normal, naïve B cells.

SNS01-T also prompted dose-dependent inhibition of tumor growth in mouse models of multiple myeloma, mantle cell lymphoma, and diffuse large B-cell lymphoma, with up to 90% inhibition at the highest doses.

When administered at doses of 0.18 mg/kg or more, SNS01-T significantly extended the life span of treated mice. The researchers observed a reduction in the pro-survival form of the eIF5A protein in tumor tissue, which was consistent with drug activity.

SNS01-T also demonstrated synergy with bortezomib and lenalidomide. Mice that received SNS01-T and lenalidomide in combination had a 100% survival rate, compared to 60% for mice that received SNS01-T alone and 20% for mice that received lenalidomide alone.

A single 6-week cycle of SNS01-T and lenalidomide eradicated tumors in 67% of mice, and there was no regrowth after an additional 8 weeks without further treatment.

Similarly, combination SNS01-T and bortezomib inhibited tumor growth by 89%, compared to 59% for SNS01-T alone and 39% for bortezomib alone.

This research was supported by Senesco Technologies, Inc., the company developing SNS01-T.

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Care after MET‐Implemented DNR Orders

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Resource utilization and end‐of‐life care in a US hospital following medical emergency team‐implemented do not resuscitate orders

Approximately 15% to 20% of inpatients develop significant adverse events, which are often preceded by a change in the patient's condition.[1, 2] Many hospitals utilize medical emergency teams (METs) to deliver prompt care for deteriorating patients. METs have an emerging role in end‐of‐life care; up to 35% of patients who die in the hospital with a do not resuscitate (DNR) order have a MET activation during the admission.[3] Thus, METs are well positioned to discuss preferences for cardiopulmonary resuscitation in a population at high risk for cardiac arrest.[4]

MET activations involve a change in code status in approximately 3% to 10% of cases.[5, 6, 7, 8] However, previous studies primarily involved hospitals in Australia, making the results difficult to generalize to other countries.[3, 6, 7] There may be important cultural differences in patient and clinician attitudes toward end‐of‐life care among different countries.[9] In addition, little is known about METs and hospital resources utilized in patients with MET‐implemented changes in code status. Anecdotal evidence suggests that MET activations addressing code status are more time consuming.[3] Conversely, by identifying patients unlikely to benefit from restorative care, METs may facilitate end‐of‐life comfort care, thereby reducing unplanned intensive care unit (ICU) admissions and hospital length of stay. Finally, preliminary evidence suggests that METs may improve the quality of end‐of‐life care.[10] However, the use of end‐of‐life resources, including inpatient palliative care consultation and hospice care following MET activation has not been well studied.

The purpose of our study was to examine the role of a US MET in end‐of‐life care. First, we assessed the proportion of MET calls that resulted in a new DNR order in a US hospital and compared this to previous reports in other countries. We also examined MET and hospital resource utilization in MET activations involving changes in code status by evaluating the duration of MET activations, the need for telemetry or ICU transfer, and hospital length of stay following MET activation. Finally, we explored the quality of end‐of‐life care in patients with MET‐implemented DNR orders by assessing the utilization of inpatient palliative care consultation and hospice care compared to patients with a preexisting DNR order.

MATERIALS AND METHODS

We conducted this study at Lahey Clinic, a 350‐bed academic, tertiary care center. The institutional review board approved this study and waived the need for informed consent. We performed a retrospective review of a prospectively collected MET registry. We included consecutive, adult (>18 years old) inpatient MET activations and excluded nonhospitalized patients. Data were recorded in an intranet registry at the time of the event by the MET nurse, including preexisting code status (full code or DNR), any change to the patient's code status (full code to DNR or DNR to full code) during the MET event, date of the event, disposition after the event (no transfer, transferred to ICU, or transfer to telemetry), and a description of MET interventions. The primary reason for the event was also recorded, including cardiovascular (systolic blood pressure <90 mm Hg, pulse <40 or >130 bpm), respiratory (respiratory rate <10 or >24 breaths per minute, need for noninvasive positive pressure ventilation, oxygen saturation <90%), neurologic (loss of consciousness, change in mental status, seizure, or suspected stroke), or clinical deterioration causing staff to become worried. MET activation occurs at our institution by utilizing a text paging system that records the date and time of the call, along with the patient's location. The event start time was recorded from the paging system. We considered the event stop time to be the time at which the patient is transferred to a different level of care (ie, ICU) or the MET members leave the bedside and transfer care back to the primary service. MET nurses recorded the duration of MET activation in the intranet database immediately following the activation. Data were collected from the medical record, including age, gender, race, medical insurance, religion, admission source (home, assisted living, rehabilitation, or other hospital), admission team (internal medicine or surgery), admission date and time, discharge or death date and time, disposition at discharge (home, rehabilitation, death with or without a DNR order, or hospice care), and admission diagnosis. We categorized patients discharged to a hospice bridge program as being discharged with hospice care. We also recorded whether or not code status was discussed at the time of admission. Our hospital policy requires that an advanced directives order (either full code or DNR) must be placed on all patients at the time of admission. However, we only considered a code status discussion to have occurred if there was explicit documentation of a code status discussion in the medical record at the time of hospital admission. Data from the time of hospital admission were collected to calculate a Charlson Comorbidity Index, a well‐validated predictor of mortality that uses a weighted sum of 17 medical conditions, with scores ranging from 0 to 37.[11] Higher scores indicate a greater burden of illness. We also recorded whether or not the inpatient palliative care service was consulted following MET activation by examining the medical record for a consult note. The inpatient palliative care service at our institution was implemented in 2005 and receives over 700 new inpatient consults per year. The most common reason for consultation is to assist the primary service with discussing goals of care and code status.

Our MET was established in 2005 and responds to approximately 30 to 40 events per 1000 admissions. There are 4 members on our MET, including a critical care nurse, a nursing supervisor, a respiratory therapist, and a team leader who, depending on a predetermined schedule, is either an attending hospital medicine physician, an attending critical care physician, a critical care training physician, or a critical care physician assistant.

The data were transferred from the intranet registry to an Excel (Microsoft Corp., Redmond, WA) spreadsheet for statistical analysis. The primary outcome was the proportion of activations resulting in a MET‐implemented DNR order. Secondary outcomes included the duration of MET activation, need for transfer to telemetry or the ICU, hospital length of stay following MET activation (time from the end of the MET activation to hospital discharge or death), and the frequency with which inpatient palliative care consultation and outpatient hospice care were utilized. For repeat MET activations in a single patient, we considered each MET activation as a separate event as the code status could potentially change more than once. We used SAS version 9.2 for Windows (SAS Institute Inc., Cary, NC) statistical analysis software for data analysis. The 2 method was used for categorical variables, and either a 2‐sample t test or Wilcoxon rank sum test was utilized for continuous variables. A P value 0.05 was considered significant.

RESULTS

We observed 1156 MET activations in 998 patients. The mean age was 67 years and 57% (565/998) were male (Table 1). The mean Charlson Comorbidity Index was 5.4. Most patients were admitted from home (76%, 760/998), to a medical service (72%, 720/998), and to a teaching service (73%, 732/998). Sepsis (11%, 109/998) and trauma (11%, 105/998) were the most common admission diagnoses. A cardiovascular abnormality was the most common (35%, 399/1156) reason for activation. A code status discussion was documented on admission in 44% (440/998) of all patients.

Characteristics of Patients With and Without MET‐Implemented Changes in Code Status
VariableTotal, n=998No Change in Code Status During MET Activation, n=926MET‐Implemented Change in Code Status, n=72aP ValuebDNR Prior to MET Activation, n=100MET‐Implemented DNR Order, n=58P Valuec
  • NOTE: Categorical variables are reported as number of patients with percentage in parentheses.

  • Abbreviations: AIDS, acquire immunodeficiency syndrome; CCI, Charlson Comorbidity Index; COPD, chronic obstructive pulmonary disease; CTD, connective tissue disease; DM, diabetes mellitus; DNR, do not resuscitate; MET, medical emergency team; MI, myocardial infarction; PVD, peripheral vascular disease; STD, standard deviation.

  • Includes patients changed from full code to DNR and patients changed from DNR to full code.

  • P value refers to statistical comparison of patients with no change in code status during MET activation versus patients with a MET‐implemented change in code status.

  • P value refers to statistical comparison of patients with a DNR order prior to MET activation versus patients with a MET‐implemented DNR order.

  • Minority races include black and African American, Hispanic, Asian, and Native American.

  • Charlson Comorbidity Index is a weighted sum of 17 medical conditions, with scores ranging from 0 to 37. Higher scores indicate a greater burden of illness.

Gender, male565 (56.6)527 (56.9)38 (52.8)0.5052 (52.0)34 (58.6)0.42
Age, yr, meanSTD6717671771150.0881117016<0.0001
Race       
Caucasian927 (92.9)859 (92.8)68(94.4)0.5999 (99)54 (93.1)0.04
Minorityd71 (7.1)67 (7.2)4(5.6) 1 (1.0)4 (6.9) 
Insurance       
Medicare694 (69.5)635 (68.6)59 (81.9)0.0289 (89.0)45 (77.6)0.05
Private244 (24.5)235 (25.4)9 (12.5)0.0110 (10.0)9 (15.5)0.30
Medicaid41 (4.1)39 (4.2)2 (2.8)0.551 (1.0)2 (3.5)0.27
None18 (1.8)17 (1.8)1 (1.4)0.780 (0)1 (1.7)0.19
Religion       
Christian748 (75.0)691 (74.6)57 (79.2)0.3982 (82.0)46 (79.3)0.68
None specified226 (22.7)213 (23.0)13 (18.1)0.3314 (14.0)10 (17.2)0.58
Other religions24 (2.4)22 (2.4)2 (2.7)0.834 (4.0)2 (3.5)0.86
Admission diagnosis       
Sepsis109 (10.9)100 (10.8)9 (12.5)0.6611 (11.0)8 (13.8)0.60
Trauma/fall105 (10.5)100 (10.8)5 (6.9)0.306 (6.0)5 (8.6)0.53
Malignancy related79 (7.9)73 (7.9)6 (8.3)0.897 (7.0)4 (6.9)0.98
Stroke47 (4.7)43 (4.6)4 (5.6)0.736 (6.0)4 (6.9)0.82
Pneumonia46 (4.6)41 (4.4)5 (6.9)0.3311 (11.0)3 (5.2)0.21
Altered mental status43 (4.3)40 (4.3)3 (4.2)0.955 (5.0)3 (5.2)0.96
Myocardial infarct42 (4.2)40 (4.3)2 (2.8)0.531 (1.0)1 (1.7)0.69
Respiratory failure40 (4.0)36 (3.9)4 (5.6)0.492 (2.0)3 (5.2)0.27
Arrhythmia37 (3.7)33 (3.6)4 (5.6)0.392 (2.0)3 (5.2)0.27
Heart failure35 (3.5)33 (3.6)2 (2.8)0.7210 (10.0)2 (3.5)0.13
Other415 (41.6)387 (41.8)28 (38.9)0.6339 (39.0)22 (37.9)0.89
Admission type       
Medical720 (72.1)662 (71.5)58 (80.6)0.1091 (91.0)46 (79.3)0.04
Surgical278 (27.9)264 (28.5)14 (19.4) 9 (9.0)12 (20.7) 
Admission source       
Home760 (76.2)706 (76.2)54 (75.0)0.8160 (60.0)44 (75.9)0.04
Assisted Living29 (2.9)28(3.0)1 (1.4)0.439 (9.0)1 (1.7)0.07
Nursing Home69 (6.9)65(7.0)4 (5.6)0.6419 (19.0)1 (1.7)<0.01
Outside hospital139 (13.9)126(13.6)13 (18.1)0.2912 (12.0)12 (20.7)0.14
Other1 (0.1)0(0)1 (0.1)0.780 (0)0 
Teaching service732 (73.4)678 (73.2)54 (75.0)0.7484 (84.0)41 (70.7)0.05
Code status discussed on admission440(44.1)397 (42.9)43 (59.7)0.0170 (70.0)32 (55.2)0.06
CCI, meanSTDe5.43.05.43.05.83.00.217.72.45.73.0<0.001
MI226 (22.7)210 (22.7)16 (22.2)0.9336 (36.0)13 (22.4)0.08
Heart failure138 (13.8)127 (13.7)11 (15.3)0.7128 (28.0)8 (13.8)0.04
PVD90 (9.0)85 (9.2)5 (6.9)0.5214 (14.0)4(6.9)0.18
Stroke131 (13.1)121 (13.1)10 (13.9)0.8430 (30.0)9 (15.5)0.04
Dementia58 (5.8)51(5.5)7 (9.7)0.1419 (19.0)5 (8.6)0.08
COPD173 (17.3)161 (17.4)12 (16.7)0.8823 (23.0)8 (13.8)0.16
CTD58 (5.8)56 (6.1)2 (2.8)0.256 (6.0)2 (3.5)0.48
Peptic ulcer disease26 (2.6)25 (2.7)1 (1.4)0.502 (2.0)1 (1.7)0.90
Mild liver disease33 (3.3)32 (3.5)1 (1.4)0.341 (1.0)1 (1.7)0.69
DM213 (21.3)194 (21.0)19 (16.4)0.2819 (19.0)15 (25.9)0.31
Hemiplegia18 (1.8)17 (1.8)1 (1.4)0.782 (2.0)1 (1.7)0.90
Renal disease131 (13.1)119 (12.9)12 (16.7)0.3621 (21.0)9 (15.5)0.40
DM+organ damage68 (6.8)64 (6.9)4 (5.6)0.667 (7.0)3 (5.2)0.65
Any tumor188 (18.8)173 (18.7)15 (20.8)0.6525 (25.0)14 (24.1)0.90
Lymphoma21 (2.1)20 (2.2)1 (1.4)0.662 (2.0)1 (1.7)0.90
Leukemia20 (2.0)18 (1.9)2 (2.8)0.631 (1.0)0 (0.0)0.45
Moderate/severe liver disease45 (4.5)39 (4.2)6 (8.3)0.100 (0.0)6 (10.3)0.001
Metastatic tumor61 (6.1)51 (5.5)10 (13.9)0.00410 (10.0)8 (13.8)0.47
AIDS4 (0.4)3 (0.3)1 (1.4)0.170 (0.0)1 (1.7)0.19

MET activation resulted in a DNR order in 5% (58/1156) of cases (Figure 1). In activations involving a change in code status, 21% (15/73) were changed from DNR to full code. When compared to patients with a preexisting DNR order, patients with a MET‐implemented DNR order where younger (70 vs 81 years, P<0.0001), more commonly admitted from home (60% vs 44%, P=0.04), less frequently from a nursing home (1% vs 9%, P<0.01), and had a lower Charlson index (5.7 vs 7.7, P<0.001) (Table 1). Moderate to severe liver disease was more common in patients with a MET‐implemented DNR order (10% vs 0%, P=0.001). Admission diagnoses were similar between patients with a preexisting DNR and a MET‐implemented DNR order (Table 1).

Figure 1
Diagram of changes to code status during medial emergency team (MET) activations. Abbreviations: DNR, do not resuscitate.

The median time spent on activations with a change in code status was significantly longer than activations without a change (66 vs 60 minutes, P=0.05). The rates of telemetry (6% vs 3%, P=0.24) and ICU transfer (40% vs 41%, P=0.8) were similar between patients with a change in code status and patients without a change (Table 2). Patients with a MET‐implemented DNR order were more frequently transferred to the ICU than patients with a preexisting DNR order (36% vs 17%, P<0.01). The median hospital length of stay following MET activation was shorter in patients with a change in code status compared to patients with no change (3 vs 5 days, P<0.0001).

Resource Utilization and End‐of‐Life Care in Patients With and Without MET‐Implemented Changes in Code Status
VariableTotal, N=1,156No Change in Code Status During MET Activation, n=1,083MET‐Implemented Change in Code Status, n=73aPValuecDNR Prior to MET Activation, n=115MET‐Implemented DNR Order, n=58P Valued
  • NOTE: Categorical variables are reported as number of patients with percentage in parentheses.

  • Abbreviations: CMO, comfort measures only; DNR, do not resuscitate, ICU, intensive care unit; IQR, interquartile range; LOS, length of stay; MET, medical emergency team.

  • Includes patients changed from full code to DNR and patients changed from DNR to full code.

  • May have more than 1 indication for call.

  • P value refers to statistical comparison of patients with no change in code status during MET activation versus patients with a MET‐implemented change in code status.

  • P value refers to statistical comparison of patients with a DNR order prior to MET activation versus patients with a MET‐implemented DNR order.

  • Number includes patients who died or were discharged with hospice.

Reason for callb
Cardiovascular399 (34.5)379 (35.0)20 (27.4)0.1939 (33.9)19 (32.8)0.88
Respiratory319 (27.6)295 (27.2)2 (32.9)0.3040 (34.8)18 (31.0)0.62
Neurologic215 (18.6)196 (18.1)19 (26.0)0.0921 (18.3)15 (25.9)0.25
Other323 (27.9)303 (28.0)20 (27.4)0.9222 (19.1)15 (25.9)0.31
MET resources, call duration, min, median (IQR)60 (4090)60 (4090)66 (43100)0.0550 (3075)67 (50100)<0.001
Hospital resources       
Tele transfer68 (5.9)663 (6.1)2 (2.7)0.243 (2.6)2(3.5)0.76
ICU transfer459 (39.7)429 (39.6)30 (41.1)0.819 (16.5)21 (36.2)<0.01
LOS after MET activation, d, median (IQR)5.2 (0.2510.7)5 (5.411.0)2.8 (0.66.7)<0.00013.8 (1.56.5)2.9 (0.56.5)0.06
End‐of‐life caren=191en=157n=34 n=41n=26 
Palliative care31 (16.2)27 (17.2)4 (11.8)0.448 (19.5)3 (11.5)0.39
CMO orders159 (83.3)127 (80.9)32 (94.1)0.0633 (80.5)25 (96.2)0.07
Died full code10 (5.2)10 (6.4)0 (0)0.132 (4.9)0 (0)0.25
Died DNR155 (81.2)123 (78.3)32 (94.1)0.0327 (65.9)25 (96.2)0.004
Hospice26 (13.6)24 (15.3)2 (5.9)0.1512 (29.3)1 (3.9)0.01

The inpatient mortality was 17% (165/998). Most patients who died had the focus of care changed to comfort measures only (88%, 146/165). When examining the group of patients who died in the hospital with comfort care, we found that 58% (92/159) were transferred to the ICU following the MET call, 5% (8/159) were changed to comfort care during the MET call, and 18% (29/159) had a palliative care consult. We also observed that 16% (25/159) patients who died with comfort care were made DNR during MET activation. The inpatient mortality was significantly higher in patients with a change in code status compared to patients with no change in code status (44% vs 14%, 133/926, P<0.0001). Patients with a MET‐implemented DNR order had a higher inpatient mortality than patients with a preexisting DNR (43% vs 27%, P=0.04). Twenty‐five patients with a MET‐implemented DNR order died in the hospital. When examining a subgroup of patients who required end‐of‐life care (died or discharged from the hospital with hospice), we found patients with a MET‐implemented DNR order were less likely to be discharged with hospice care than patients with a preexisting DNR (4% vs 29%, P=0.01). There was no difference in the use of inpatient palliative care consultation at the end of life in patients with a preexisting DNR versus MET‐implemented DNR order (20% vs 12%, P=0.39). Patients with a MET‐implemented DNR order also had a significantly shorter median time from implementation of comfort care orders to death or discharge with hospice compared to patients with a preexisting DNR order (7 hours, interquartile range [IQR], 416 hours vs 22 hours, IQR 939 hours).

DISCUSSION

We observed a MET‐implemented DNR order in 5% of activations. Little is known about the role of METs in end‐of‐life discussions in the United States, and past experience has primarily come from Australian hospitals. Important differences in end‐of‐life care exist among different countries, particularly with regard to placing limitations on treatment.[9] Our observed rate is similar to the 3% to 10% rate of MET‐implemented DNR orders in previous reports worldwide.[3, 5, 8, 12, 13] Recent data from the United States suggest that METs initiate a DNR order in 28% of cases.[14] However, most DNR orders in that study were placed in the ICU days to weeks after MET activation, likely accounting for the high DNR rate. Our data add to the growing body of evidence that METs play an important role in end‐of‐life discussions among different countries throughout the world, including the United States.

To our knowledge, no prior study has evaluated the impact of code status discussions on MET resource utilization. Our MET spent 6 minutes longer on activations involving a change in code status when compared to activations with no changes made to code status. Presumably, some of this time was spent discussing goals of care. In our opinion, the additional time spent on these activations was invaluable, particularly when considering MET‐initiated end‐of‐life discussions may have prevented several unwanted resuscitations (25 patients died with a MET‐implemented DNR order). Interestingly, less than half of patients had code status discussions at the time of hospital admission. This finding suggests that clinicians could be more vigilant about discussing preferences for resuscitation at the time of admission in patients at risk for clinical deterioration. We suspect that in some cases code status discussions may have occurred between the patient and the primary service later in the patient's hospitalization, which were not captured in our study.

Surprisingly, when examining the use of hospital resources, we found no difference in the rate of unplanned ICU transfer in patients with a change in code status. In fact, we observed a higher rate of ICU transfer in patients with a MET‐implemented DNR order compared to those with a preexisting DNR order (36% vs 17%). These results were at odds with our hypothesis of a lower rate of ICU transfer in patients with MET‐implemented limitations in care. When compared to patients with a preexisting DNR order, patients with a MET‐implemented DNR order were younger, more commonly admitted from home, and had a lower Charlson index. Despite evidence of a lower burden of chronic illness and younger age, patients with a MET‐implemented DNR order had higher inpatient mortality than patients with a preexisting DNR order (43% vs 27%), suggesting an acute and rapidly progressive disease process. These observations may have compelled the MET to advocate for aggressive ICU‐level care in patients with a MET‐implemented DNR order. Another possible explanation for the relatively high rate of ICU transfer is that the MET is, in part, led by ICU staff. Thus, our MET may have made the decision to transfer the patient to the ICU and then subsequently initiated end‐of‐life discussions only after taking ownership of the patient. Furthermore, almost 20% of MET‐implemented changes to code status involved reversing status from DNR to full code. These data suggest that METs are not merely serving as a resource to review code status, but rather providing intensive treatment for acutely ill patients and simultaneously initiating end‐of‐life discussions in a population with a high inpatient mortality rate. The practice pattern observed in our study of transferring patients to the ICU for a trial of intensive therapy at the end of life is consistent with the overall trend in the United States for increased inpatient treatment intensity at the end of life.[14, 15, 16]

Our data suggest that the increased use of ICU resources in patients with a MET‐implemented DNR may be balanced by a shorter hospital length of stay following MET activation. In a multicenter observational study, Jones et al. found hospital length of stay to be similar in patients with and without a MET‐implemented limitation of medical therapy.[3] The authors did not examine length of stay specifically in patients with a DNR order, but rather examined patients with any limitation in medical therapy, including not for ICU admission. We suspect that the shorter length of stay following MET activation in our study was related to the fact that patients with a change in code status had a significantly higher inpatient mortality.

We observed several interesting findings with regard to end‐of‐life care following MET‐implemented DNR orders. First, the inpatient mortality in this population was remarkably high at 43%, compared to 27% in patients with a preexisting DNR order. Interestingly, there was no difference in the rate of palliative care consultation between the 2 groups despite the fact that all 25 patients who died following a MET‐implemented DNR order did so with a comfort measures only order. We also found that patients with a preexisting DNR also had a higher rate of discharge with hospice compared to patients with a MET‐implemented DNR order (29% vs 4%). Thus, our data suggest that inpatient palliative care consultation and hospice services are not resources that are routinely utilized in patients with MET‐initiated DNR orders. It may be the case that the acuity and severity of illness or patient preferences may have precluded the possibility of discharging some patients in our study home with hospice care or implementing comfort care earlier in the hospital course. Patients with MET‐implemented DNR orders were younger, had fewer comorbidities, and died sooner after comfort care orders were written. The overall rate of comfort care provided to patients who died was high at 88%. We have an inpatient comfort measures only order set at our hospital, which may account for the large proportion of patients receiving comfort care at the end of life. In addition, this order set may also help to improve the quality of end‐of‐life care and thus limit the need for palliative care consultation to some extent. However, we found that patients with a MET‐implemented DNR order had a shorter time from comfort care orders to death than patients with a preexisting DNR order. This finding suggests that patients with MET‐implemented DNR orders may have had comfort care implemented relatively late in the course of illness and had less‐than‐optimal end‐of‐life care. Vazquez et al. reported improved quality of end‐of‐life care after implementation of a MET.[10] However, an inpatient palliative care service was not available in that study, and it is not clear whether or not a comfort care order set was available. Evidence suggests that utilization of palliative care resources improves end‐of‐life care in the ICU.[17, 18, 19] We found that more than half of patients who died with comfort care in the hospital did so after being transferred to the ICU for a trial of aggressive care, suggesting that this population may have benefited from more involvement of our palliative care service. In summary, our data on end‐of‐life care following MET activation suggest that the METs are able to take advantage of an opportunity to identify patients who would not want resuscitation efforts because of personal preferences or futility of treatments. However, our surrogate measures of the quality of end‐of‐life care suggest that patients with MET‐implemented DNR orders may benefit from coordinated care with inpatient palliative care services, timelier implementation of comfort care orders, and possibly increased referrals for hospice care to help improve the quality of end‐of‐life care in this population.

Our study is subject to a number of limitations. This was a single‐center study, making the results difficult to generalize. The retrospective nature of our study makes it subject to the limitations inherent in this study design, including bias and confounding. The duration of MET activation was difficult to accurately and objectively measure and is subject to reporting bias. The event stop time, in particular, was subjectively measured by the MET nurse and is difficult to accurately assess, because MET members occasionally leave the bedside and return to reevaluate the response to therapy. We tried to account for this by clearly defining the MET stop time as the point at which MET members leave the bedside and transfer care back to the primary service or physically transfer the patient to a higher level of care. It also bears mentioning that the nurses performing data entry were not aware of the study hypothesis at the time of data entry. Despite including over 1100 MET calls in our analysis, the number of patients with a MET‐implemented DNR order was relatively small, which may have limited our ability to detect differences among subgroups during our analysis. We also did not document the clinical circumstances surrounding the MET‐implemented DNR order. Although we hypothesized that these patients had a higher mortality due to a higher acuity of illness, we were unable to support this hypothesis with the data available in our retrospective study. We did not record which providers were involved in code status discussions and the exact amount time spent on these discussions, making it difficult to accurately quantify the MET resources utilized on the calls. Our MET works closely with the patient's primary service, and it is possible that some of the changes to code status were implemented by the primary service and not MET providers. The patient's primary service may have a preexisting relationship with the patient and would be in a better position to discuss goals of care than MET providers who have had no prior relationship with the patient. However, even in this case, the clinical deterioration prompting MET activation was likely the event that triggered end‐of‐life discussions. Prospective studies would be helpful not only to identify the individuals involved in code status discussions during MET activations, but also to objectively measure the time spent on such discussions. Finally, our study population consisted primarily of Caucasian patients. Preferences for end‐of‐life care may differ among socioeconomic and ethnic groups, thus limiting the generalizability of our study findings.[20, 21]

In conclusion, we found the rate of MET‐implemented DNR orders in the United States to be similar to that of previous reports in other countries. MET events involving a change in code status are associated with increased utilization of MET and ICU resources, but a shorter hospital length of stay. Despite a high inpatient mortality rate, patients with a MET‐implemented DNR had a relatively low utilization of end‐of‐life resources, including palliative care and home hospice services. Coordinated care between METs and palliative care may help to improve of end‐of‐life care in patients with a change in code status following MET activation.

Acknowledgements

The authors acknowledge the hard work and dedication provided by Elizabeth Spellman during the data collection process.

Disclosures: This work was performed at Lahey Hospital and Medical Center. The authors report no conflicts of interest.

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References
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  3. Jones DA, Bagshaw SM, Barrett J, et al. The role of the medical emergency team in end‐of‐life care: a multicenter, prospective, observational study. Crit Care Med. 2012;40(1):98103.
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Approximately 15% to 20% of inpatients develop significant adverse events, which are often preceded by a change in the patient's condition.[1, 2] Many hospitals utilize medical emergency teams (METs) to deliver prompt care for deteriorating patients. METs have an emerging role in end‐of‐life care; up to 35% of patients who die in the hospital with a do not resuscitate (DNR) order have a MET activation during the admission.[3] Thus, METs are well positioned to discuss preferences for cardiopulmonary resuscitation in a population at high risk for cardiac arrest.[4]

MET activations involve a change in code status in approximately 3% to 10% of cases.[5, 6, 7, 8] However, previous studies primarily involved hospitals in Australia, making the results difficult to generalize to other countries.[3, 6, 7] There may be important cultural differences in patient and clinician attitudes toward end‐of‐life care among different countries.[9] In addition, little is known about METs and hospital resources utilized in patients with MET‐implemented changes in code status. Anecdotal evidence suggests that MET activations addressing code status are more time consuming.[3] Conversely, by identifying patients unlikely to benefit from restorative care, METs may facilitate end‐of‐life comfort care, thereby reducing unplanned intensive care unit (ICU) admissions and hospital length of stay. Finally, preliminary evidence suggests that METs may improve the quality of end‐of‐life care.[10] However, the use of end‐of‐life resources, including inpatient palliative care consultation and hospice care following MET activation has not been well studied.

The purpose of our study was to examine the role of a US MET in end‐of‐life care. First, we assessed the proportion of MET calls that resulted in a new DNR order in a US hospital and compared this to previous reports in other countries. We also examined MET and hospital resource utilization in MET activations involving changes in code status by evaluating the duration of MET activations, the need for telemetry or ICU transfer, and hospital length of stay following MET activation. Finally, we explored the quality of end‐of‐life care in patients with MET‐implemented DNR orders by assessing the utilization of inpatient palliative care consultation and hospice care compared to patients with a preexisting DNR order.

MATERIALS AND METHODS

We conducted this study at Lahey Clinic, a 350‐bed academic, tertiary care center. The institutional review board approved this study and waived the need for informed consent. We performed a retrospective review of a prospectively collected MET registry. We included consecutive, adult (>18 years old) inpatient MET activations and excluded nonhospitalized patients. Data were recorded in an intranet registry at the time of the event by the MET nurse, including preexisting code status (full code or DNR), any change to the patient's code status (full code to DNR or DNR to full code) during the MET event, date of the event, disposition after the event (no transfer, transferred to ICU, or transfer to telemetry), and a description of MET interventions. The primary reason for the event was also recorded, including cardiovascular (systolic blood pressure <90 mm Hg, pulse <40 or >130 bpm), respiratory (respiratory rate <10 or >24 breaths per minute, need for noninvasive positive pressure ventilation, oxygen saturation <90%), neurologic (loss of consciousness, change in mental status, seizure, or suspected stroke), or clinical deterioration causing staff to become worried. MET activation occurs at our institution by utilizing a text paging system that records the date and time of the call, along with the patient's location. The event start time was recorded from the paging system. We considered the event stop time to be the time at which the patient is transferred to a different level of care (ie, ICU) or the MET members leave the bedside and transfer care back to the primary service. MET nurses recorded the duration of MET activation in the intranet database immediately following the activation. Data were collected from the medical record, including age, gender, race, medical insurance, religion, admission source (home, assisted living, rehabilitation, or other hospital), admission team (internal medicine or surgery), admission date and time, discharge or death date and time, disposition at discharge (home, rehabilitation, death with or without a DNR order, or hospice care), and admission diagnosis. We categorized patients discharged to a hospice bridge program as being discharged with hospice care. We also recorded whether or not code status was discussed at the time of admission. Our hospital policy requires that an advanced directives order (either full code or DNR) must be placed on all patients at the time of admission. However, we only considered a code status discussion to have occurred if there was explicit documentation of a code status discussion in the medical record at the time of hospital admission. Data from the time of hospital admission were collected to calculate a Charlson Comorbidity Index, a well‐validated predictor of mortality that uses a weighted sum of 17 medical conditions, with scores ranging from 0 to 37.[11] Higher scores indicate a greater burden of illness. We also recorded whether or not the inpatient palliative care service was consulted following MET activation by examining the medical record for a consult note. The inpatient palliative care service at our institution was implemented in 2005 and receives over 700 new inpatient consults per year. The most common reason for consultation is to assist the primary service with discussing goals of care and code status.

Our MET was established in 2005 and responds to approximately 30 to 40 events per 1000 admissions. There are 4 members on our MET, including a critical care nurse, a nursing supervisor, a respiratory therapist, and a team leader who, depending on a predetermined schedule, is either an attending hospital medicine physician, an attending critical care physician, a critical care training physician, or a critical care physician assistant.

The data were transferred from the intranet registry to an Excel (Microsoft Corp., Redmond, WA) spreadsheet for statistical analysis. The primary outcome was the proportion of activations resulting in a MET‐implemented DNR order. Secondary outcomes included the duration of MET activation, need for transfer to telemetry or the ICU, hospital length of stay following MET activation (time from the end of the MET activation to hospital discharge or death), and the frequency with which inpatient palliative care consultation and outpatient hospice care were utilized. For repeat MET activations in a single patient, we considered each MET activation as a separate event as the code status could potentially change more than once. We used SAS version 9.2 for Windows (SAS Institute Inc., Cary, NC) statistical analysis software for data analysis. The 2 method was used for categorical variables, and either a 2‐sample t test or Wilcoxon rank sum test was utilized for continuous variables. A P value 0.05 was considered significant.

RESULTS

We observed 1156 MET activations in 998 patients. The mean age was 67 years and 57% (565/998) were male (Table 1). The mean Charlson Comorbidity Index was 5.4. Most patients were admitted from home (76%, 760/998), to a medical service (72%, 720/998), and to a teaching service (73%, 732/998). Sepsis (11%, 109/998) and trauma (11%, 105/998) were the most common admission diagnoses. A cardiovascular abnormality was the most common (35%, 399/1156) reason for activation. A code status discussion was documented on admission in 44% (440/998) of all patients.

Characteristics of Patients With and Without MET‐Implemented Changes in Code Status
VariableTotal, n=998No Change in Code Status During MET Activation, n=926MET‐Implemented Change in Code Status, n=72aP ValuebDNR Prior to MET Activation, n=100MET‐Implemented DNR Order, n=58P Valuec
  • NOTE: Categorical variables are reported as number of patients with percentage in parentheses.

  • Abbreviations: AIDS, acquire immunodeficiency syndrome; CCI, Charlson Comorbidity Index; COPD, chronic obstructive pulmonary disease; CTD, connective tissue disease; DM, diabetes mellitus; DNR, do not resuscitate; MET, medical emergency team; MI, myocardial infarction; PVD, peripheral vascular disease; STD, standard deviation.

  • Includes patients changed from full code to DNR and patients changed from DNR to full code.

  • P value refers to statistical comparison of patients with no change in code status during MET activation versus patients with a MET‐implemented change in code status.

  • P value refers to statistical comparison of patients with a DNR order prior to MET activation versus patients with a MET‐implemented DNR order.

  • Minority races include black and African American, Hispanic, Asian, and Native American.

  • Charlson Comorbidity Index is a weighted sum of 17 medical conditions, with scores ranging from 0 to 37. Higher scores indicate a greater burden of illness.

Gender, male565 (56.6)527 (56.9)38 (52.8)0.5052 (52.0)34 (58.6)0.42
Age, yr, meanSTD6717671771150.0881117016<0.0001
Race       
Caucasian927 (92.9)859 (92.8)68(94.4)0.5999 (99)54 (93.1)0.04
Minorityd71 (7.1)67 (7.2)4(5.6) 1 (1.0)4 (6.9) 
Insurance       
Medicare694 (69.5)635 (68.6)59 (81.9)0.0289 (89.0)45 (77.6)0.05
Private244 (24.5)235 (25.4)9 (12.5)0.0110 (10.0)9 (15.5)0.30
Medicaid41 (4.1)39 (4.2)2 (2.8)0.551 (1.0)2 (3.5)0.27
None18 (1.8)17 (1.8)1 (1.4)0.780 (0)1 (1.7)0.19
Religion       
Christian748 (75.0)691 (74.6)57 (79.2)0.3982 (82.0)46 (79.3)0.68
None specified226 (22.7)213 (23.0)13 (18.1)0.3314 (14.0)10 (17.2)0.58
Other religions24 (2.4)22 (2.4)2 (2.7)0.834 (4.0)2 (3.5)0.86
Admission diagnosis       
Sepsis109 (10.9)100 (10.8)9 (12.5)0.6611 (11.0)8 (13.8)0.60
Trauma/fall105 (10.5)100 (10.8)5 (6.9)0.306 (6.0)5 (8.6)0.53
Malignancy related79 (7.9)73 (7.9)6 (8.3)0.897 (7.0)4 (6.9)0.98
Stroke47 (4.7)43 (4.6)4 (5.6)0.736 (6.0)4 (6.9)0.82
Pneumonia46 (4.6)41 (4.4)5 (6.9)0.3311 (11.0)3 (5.2)0.21
Altered mental status43 (4.3)40 (4.3)3 (4.2)0.955 (5.0)3 (5.2)0.96
Myocardial infarct42 (4.2)40 (4.3)2 (2.8)0.531 (1.0)1 (1.7)0.69
Respiratory failure40 (4.0)36 (3.9)4 (5.6)0.492 (2.0)3 (5.2)0.27
Arrhythmia37 (3.7)33 (3.6)4 (5.6)0.392 (2.0)3 (5.2)0.27
Heart failure35 (3.5)33 (3.6)2 (2.8)0.7210 (10.0)2 (3.5)0.13
Other415 (41.6)387 (41.8)28 (38.9)0.6339 (39.0)22 (37.9)0.89
Admission type       
Medical720 (72.1)662 (71.5)58 (80.6)0.1091 (91.0)46 (79.3)0.04
Surgical278 (27.9)264 (28.5)14 (19.4) 9 (9.0)12 (20.7) 
Admission source       
Home760 (76.2)706 (76.2)54 (75.0)0.8160 (60.0)44 (75.9)0.04
Assisted Living29 (2.9)28(3.0)1 (1.4)0.439 (9.0)1 (1.7)0.07
Nursing Home69 (6.9)65(7.0)4 (5.6)0.6419 (19.0)1 (1.7)<0.01
Outside hospital139 (13.9)126(13.6)13 (18.1)0.2912 (12.0)12 (20.7)0.14
Other1 (0.1)0(0)1 (0.1)0.780 (0)0 
Teaching service732 (73.4)678 (73.2)54 (75.0)0.7484 (84.0)41 (70.7)0.05
Code status discussed on admission440(44.1)397 (42.9)43 (59.7)0.0170 (70.0)32 (55.2)0.06
CCI, meanSTDe5.43.05.43.05.83.00.217.72.45.73.0<0.001
MI226 (22.7)210 (22.7)16 (22.2)0.9336 (36.0)13 (22.4)0.08
Heart failure138 (13.8)127 (13.7)11 (15.3)0.7128 (28.0)8 (13.8)0.04
PVD90 (9.0)85 (9.2)5 (6.9)0.5214 (14.0)4(6.9)0.18
Stroke131 (13.1)121 (13.1)10 (13.9)0.8430 (30.0)9 (15.5)0.04
Dementia58 (5.8)51(5.5)7 (9.7)0.1419 (19.0)5 (8.6)0.08
COPD173 (17.3)161 (17.4)12 (16.7)0.8823 (23.0)8 (13.8)0.16
CTD58 (5.8)56 (6.1)2 (2.8)0.256 (6.0)2 (3.5)0.48
Peptic ulcer disease26 (2.6)25 (2.7)1 (1.4)0.502 (2.0)1 (1.7)0.90
Mild liver disease33 (3.3)32 (3.5)1 (1.4)0.341 (1.0)1 (1.7)0.69
DM213 (21.3)194 (21.0)19 (16.4)0.2819 (19.0)15 (25.9)0.31
Hemiplegia18 (1.8)17 (1.8)1 (1.4)0.782 (2.0)1 (1.7)0.90
Renal disease131 (13.1)119 (12.9)12 (16.7)0.3621 (21.0)9 (15.5)0.40
DM+organ damage68 (6.8)64 (6.9)4 (5.6)0.667 (7.0)3 (5.2)0.65
Any tumor188 (18.8)173 (18.7)15 (20.8)0.6525 (25.0)14 (24.1)0.90
Lymphoma21 (2.1)20 (2.2)1 (1.4)0.662 (2.0)1 (1.7)0.90
Leukemia20 (2.0)18 (1.9)2 (2.8)0.631 (1.0)0 (0.0)0.45
Moderate/severe liver disease45 (4.5)39 (4.2)6 (8.3)0.100 (0.0)6 (10.3)0.001
Metastatic tumor61 (6.1)51 (5.5)10 (13.9)0.00410 (10.0)8 (13.8)0.47
AIDS4 (0.4)3 (0.3)1 (1.4)0.170 (0.0)1 (1.7)0.19

MET activation resulted in a DNR order in 5% (58/1156) of cases (Figure 1). In activations involving a change in code status, 21% (15/73) were changed from DNR to full code. When compared to patients with a preexisting DNR order, patients with a MET‐implemented DNR order where younger (70 vs 81 years, P<0.0001), more commonly admitted from home (60% vs 44%, P=0.04), less frequently from a nursing home (1% vs 9%, P<0.01), and had a lower Charlson index (5.7 vs 7.7, P<0.001) (Table 1). Moderate to severe liver disease was more common in patients with a MET‐implemented DNR order (10% vs 0%, P=0.001). Admission diagnoses were similar between patients with a preexisting DNR and a MET‐implemented DNR order (Table 1).

Figure 1
Diagram of changes to code status during medial emergency team (MET) activations. Abbreviations: DNR, do not resuscitate.

The median time spent on activations with a change in code status was significantly longer than activations without a change (66 vs 60 minutes, P=0.05). The rates of telemetry (6% vs 3%, P=0.24) and ICU transfer (40% vs 41%, P=0.8) were similar between patients with a change in code status and patients without a change (Table 2). Patients with a MET‐implemented DNR order were more frequently transferred to the ICU than patients with a preexisting DNR order (36% vs 17%, P<0.01). The median hospital length of stay following MET activation was shorter in patients with a change in code status compared to patients with no change (3 vs 5 days, P<0.0001).

Resource Utilization and End‐of‐Life Care in Patients With and Without MET‐Implemented Changes in Code Status
VariableTotal, N=1,156No Change in Code Status During MET Activation, n=1,083MET‐Implemented Change in Code Status, n=73aPValuecDNR Prior to MET Activation, n=115MET‐Implemented DNR Order, n=58P Valued
  • NOTE: Categorical variables are reported as number of patients with percentage in parentheses.

  • Abbreviations: CMO, comfort measures only; DNR, do not resuscitate, ICU, intensive care unit; IQR, interquartile range; LOS, length of stay; MET, medical emergency team.

  • Includes patients changed from full code to DNR and patients changed from DNR to full code.

  • May have more than 1 indication for call.

  • P value refers to statistical comparison of patients with no change in code status during MET activation versus patients with a MET‐implemented change in code status.

  • P value refers to statistical comparison of patients with a DNR order prior to MET activation versus patients with a MET‐implemented DNR order.

  • Number includes patients who died or were discharged with hospice.

Reason for callb
Cardiovascular399 (34.5)379 (35.0)20 (27.4)0.1939 (33.9)19 (32.8)0.88
Respiratory319 (27.6)295 (27.2)2 (32.9)0.3040 (34.8)18 (31.0)0.62
Neurologic215 (18.6)196 (18.1)19 (26.0)0.0921 (18.3)15 (25.9)0.25
Other323 (27.9)303 (28.0)20 (27.4)0.9222 (19.1)15 (25.9)0.31
MET resources, call duration, min, median (IQR)60 (4090)60 (4090)66 (43100)0.0550 (3075)67 (50100)<0.001
Hospital resources       
Tele transfer68 (5.9)663 (6.1)2 (2.7)0.243 (2.6)2(3.5)0.76
ICU transfer459 (39.7)429 (39.6)30 (41.1)0.819 (16.5)21 (36.2)<0.01
LOS after MET activation, d, median (IQR)5.2 (0.2510.7)5 (5.411.0)2.8 (0.66.7)<0.00013.8 (1.56.5)2.9 (0.56.5)0.06
End‐of‐life caren=191en=157n=34 n=41n=26 
Palliative care31 (16.2)27 (17.2)4 (11.8)0.448 (19.5)3 (11.5)0.39
CMO orders159 (83.3)127 (80.9)32 (94.1)0.0633 (80.5)25 (96.2)0.07
Died full code10 (5.2)10 (6.4)0 (0)0.132 (4.9)0 (0)0.25
Died DNR155 (81.2)123 (78.3)32 (94.1)0.0327 (65.9)25 (96.2)0.004
Hospice26 (13.6)24 (15.3)2 (5.9)0.1512 (29.3)1 (3.9)0.01

The inpatient mortality was 17% (165/998). Most patients who died had the focus of care changed to comfort measures only (88%, 146/165). When examining the group of patients who died in the hospital with comfort care, we found that 58% (92/159) were transferred to the ICU following the MET call, 5% (8/159) were changed to comfort care during the MET call, and 18% (29/159) had a palliative care consult. We also observed that 16% (25/159) patients who died with comfort care were made DNR during MET activation. The inpatient mortality was significantly higher in patients with a change in code status compared to patients with no change in code status (44% vs 14%, 133/926, P<0.0001). Patients with a MET‐implemented DNR order had a higher inpatient mortality than patients with a preexisting DNR (43% vs 27%, P=0.04). Twenty‐five patients with a MET‐implemented DNR order died in the hospital. When examining a subgroup of patients who required end‐of‐life care (died or discharged from the hospital with hospice), we found patients with a MET‐implemented DNR order were less likely to be discharged with hospice care than patients with a preexisting DNR (4% vs 29%, P=0.01). There was no difference in the use of inpatient palliative care consultation at the end of life in patients with a preexisting DNR versus MET‐implemented DNR order (20% vs 12%, P=0.39). Patients with a MET‐implemented DNR order also had a significantly shorter median time from implementation of comfort care orders to death or discharge with hospice compared to patients with a preexisting DNR order (7 hours, interquartile range [IQR], 416 hours vs 22 hours, IQR 939 hours).

DISCUSSION

We observed a MET‐implemented DNR order in 5% of activations. Little is known about the role of METs in end‐of‐life discussions in the United States, and past experience has primarily come from Australian hospitals. Important differences in end‐of‐life care exist among different countries, particularly with regard to placing limitations on treatment.[9] Our observed rate is similar to the 3% to 10% rate of MET‐implemented DNR orders in previous reports worldwide.[3, 5, 8, 12, 13] Recent data from the United States suggest that METs initiate a DNR order in 28% of cases.[14] However, most DNR orders in that study were placed in the ICU days to weeks after MET activation, likely accounting for the high DNR rate. Our data add to the growing body of evidence that METs play an important role in end‐of‐life discussions among different countries throughout the world, including the United States.

To our knowledge, no prior study has evaluated the impact of code status discussions on MET resource utilization. Our MET spent 6 minutes longer on activations involving a change in code status when compared to activations with no changes made to code status. Presumably, some of this time was spent discussing goals of care. In our opinion, the additional time spent on these activations was invaluable, particularly when considering MET‐initiated end‐of‐life discussions may have prevented several unwanted resuscitations (25 patients died with a MET‐implemented DNR order). Interestingly, less than half of patients had code status discussions at the time of hospital admission. This finding suggests that clinicians could be more vigilant about discussing preferences for resuscitation at the time of admission in patients at risk for clinical deterioration. We suspect that in some cases code status discussions may have occurred between the patient and the primary service later in the patient's hospitalization, which were not captured in our study.

Surprisingly, when examining the use of hospital resources, we found no difference in the rate of unplanned ICU transfer in patients with a change in code status. In fact, we observed a higher rate of ICU transfer in patients with a MET‐implemented DNR order compared to those with a preexisting DNR order (36% vs 17%). These results were at odds with our hypothesis of a lower rate of ICU transfer in patients with MET‐implemented limitations in care. When compared to patients with a preexisting DNR order, patients with a MET‐implemented DNR order were younger, more commonly admitted from home, and had a lower Charlson index. Despite evidence of a lower burden of chronic illness and younger age, patients with a MET‐implemented DNR order had higher inpatient mortality than patients with a preexisting DNR order (43% vs 27%), suggesting an acute and rapidly progressive disease process. These observations may have compelled the MET to advocate for aggressive ICU‐level care in patients with a MET‐implemented DNR order. Another possible explanation for the relatively high rate of ICU transfer is that the MET is, in part, led by ICU staff. Thus, our MET may have made the decision to transfer the patient to the ICU and then subsequently initiated end‐of‐life discussions only after taking ownership of the patient. Furthermore, almost 20% of MET‐implemented changes to code status involved reversing status from DNR to full code. These data suggest that METs are not merely serving as a resource to review code status, but rather providing intensive treatment for acutely ill patients and simultaneously initiating end‐of‐life discussions in a population with a high inpatient mortality rate. The practice pattern observed in our study of transferring patients to the ICU for a trial of intensive therapy at the end of life is consistent with the overall trend in the United States for increased inpatient treatment intensity at the end of life.[14, 15, 16]

Our data suggest that the increased use of ICU resources in patients with a MET‐implemented DNR may be balanced by a shorter hospital length of stay following MET activation. In a multicenter observational study, Jones et al. found hospital length of stay to be similar in patients with and without a MET‐implemented limitation of medical therapy.[3] The authors did not examine length of stay specifically in patients with a DNR order, but rather examined patients with any limitation in medical therapy, including not for ICU admission. We suspect that the shorter length of stay following MET activation in our study was related to the fact that patients with a change in code status had a significantly higher inpatient mortality.

We observed several interesting findings with regard to end‐of‐life care following MET‐implemented DNR orders. First, the inpatient mortality in this population was remarkably high at 43%, compared to 27% in patients with a preexisting DNR order. Interestingly, there was no difference in the rate of palliative care consultation between the 2 groups despite the fact that all 25 patients who died following a MET‐implemented DNR order did so with a comfort measures only order. We also found that patients with a preexisting DNR also had a higher rate of discharge with hospice compared to patients with a MET‐implemented DNR order (29% vs 4%). Thus, our data suggest that inpatient palliative care consultation and hospice services are not resources that are routinely utilized in patients with MET‐initiated DNR orders. It may be the case that the acuity and severity of illness or patient preferences may have precluded the possibility of discharging some patients in our study home with hospice care or implementing comfort care earlier in the hospital course. Patients with MET‐implemented DNR orders were younger, had fewer comorbidities, and died sooner after comfort care orders were written. The overall rate of comfort care provided to patients who died was high at 88%. We have an inpatient comfort measures only order set at our hospital, which may account for the large proportion of patients receiving comfort care at the end of life. In addition, this order set may also help to improve the quality of end‐of‐life care and thus limit the need for palliative care consultation to some extent. However, we found that patients with a MET‐implemented DNR order had a shorter time from comfort care orders to death than patients with a preexisting DNR order. This finding suggests that patients with MET‐implemented DNR orders may have had comfort care implemented relatively late in the course of illness and had less‐than‐optimal end‐of‐life care. Vazquez et al. reported improved quality of end‐of‐life care after implementation of a MET.[10] However, an inpatient palliative care service was not available in that study, and it is not clear whether or not a comfort care order set was available. Evidence suggests that utilization of palliative care resources improves end‐of‐life care in the ICU.[17, 18, 19] We found that more than half of patients who died with comfort care in the hospital did so after being transferred to the ICU for a trial of aggressive care, suggesting that this population may have benefited from more involvement of our palliative care service. In summary, our data on end‐of‐life care following MET activation suggest that the METs are able to take advantage of an opportunity to identify patients who would not want resuscitation efforts because of personal preferences or futility of treatments. However, our surrogate measures of the quality of end‐of‐life care suggest that patients with MET‐implemented DNR orders may benefit from coordinated care with inpatient palliative care services, timelier implementation of comfort care orders, and possibly increased referrals for hospice care to help improve the quality of end‐of‐life care in this population.

Our study is subject to a number of limitations. This was a single‐center study, making the results difficult to generalize. The retrospective nature of our study makes it subject to the limitations inherent in this study design, including bias and confounding. The duration of MET activation was difficult to accurately and objectively measure and is subject to reporting bias. The event stop time, in particular, was subjectively measured by the MET nurse and is difficult to accurately assess, because MET members occasionally leave the bedside and return to reevaluate the response to therapy. We tried to account for this by clearly defining the MET stop time as the point at which MET members leave the bedside and transfer care back to the primary service or physically transfer the patient to a higher level of care. It also bears mentioning that the nurses performing data entry were not aware of the study hypothesis at the time of data entry. Despite including over 1100 MET calls in our analysis, the number of patients with a MET‐implemented DNR order was relatively small, which may have limited our ability to detect differences among subgroups during our analysis. We also did not document the clinical circumstances surrounding the MET‐implemented DNR order. Although we hypothesized that these patients had a higher mortality due to a higher acuity of illness, we were unable to support this hypothesis with the data available in our retrospective study. We did not record which providers were involved in code status discussions and the exact amount time spent on these discussions, making it difficult to accurately quantify the MET resources utilized on the calls. Our MET works closely with the patient's primary service, and it is possible that some of the changes to code status were implemented by the primary service and not MET providers. The patient's primary service may have a preexisting relationship with the patient and would be in a better position to discuss goals of care than MET providers who have had no prior relationship with the patient. However, even in this case, the clinical deterioration prompting MET activation was likely the event that triggered end‐of‐life discussions. Prospective studies would be helpful not only to identify the individuals involved in code status discussions during MET activations, but also to objectively measure the time spent on such discussions. Finally, our study population consisted primarily of Caucasian patients. Preferences for end‐of‐life care may differ among socioeconomic and ethnic groups, thus limiting the generalizability of our study findings.[20, 21]

In conclusion, we found the rate of MET‐implemented DNR orders in the United States to be similar to that of previous reports in other countries. MET events involving a change in code status are associated with increased utilization of MET and ICU resources, but a shorter hospital length of stay. Despite a high inpatient mortality rate, patients with a MET‐implemented DNR had a relatively low utilization of end‐of‐life resources, including palliative care and home hospice services. Coordinated care between METs and palliative care may help to improve of end‐of‐life care in patients with a change in code status following MET activation.

Acknowledgements

The authors acknowledge the hard work and dedication provided by Elizabeth Spellman during the data collection process.

Disclosures: This work was performed at Lahey Hospital and Medical Center. The authors report no conflicts of interest.

Approximately 15% to 20% of inpatients develop significant adverse events, which are often preceded by a change in the patient's condition.[1, 2] Many hospitals utilize medical emergency teams (METs) to deliver prompt care for deteriorating patients. METs have an emerging role in end‐of‐life care; up to 35% of patients who die in the hospital with a do not resuscitate (DNR) order have a MET activation during the admission.[3] Thus, METs are well positioned to discuss preferences for cardiopulmonary resuscitation in a population at high risk for cardiac arrest.[4]

MET activations involve a change in code status in approximately 3% to 10% of cases.[5, 6, 7, 8] However, previous studies primarily involved hospitals in Australia, making the results difficult to generalize to other countries.[3, 6, 7] There may be important cultural differences in patient and clinician attitudes toward end‐of‐life care among different countries.[9] In addition, little is known about METs and hospital resources utilized in patients with MET‐implemented changes in code status. Anecdotal evidence suggests that MET activations addressing code status are more time consuming.[3] Conversely, by identifying patients unlikely to benefit from restorative care, METs may facilitate end‐of‐life comfort care, thereby reducing unplanned intensive care unit (ICU) admissions and hospital length of stay. Finally, preliminary evidence suggests that METs may improve the quality of end‐of‐life care.[10] However, the use of end‐of‐life resources, including inpatient palliative care consultation and hospice care following MET activation has not been well studied.

The purpose of our study was to examine the role of a US MET in end‐of‐life care. First, we assessed the proportion of MET calls that resulted in a new DNR order in a US hospital and compared this to previous reports in other countries. We also examined MET and hospital resource utilization in MET activations involving changes in code status by evaluating the duration of MET activations, the need for telemetry or ICU transfer, and hospital length of stay following MET activation. Finally, we explored the quality of end‐of‐life care in patients with MET‐implemented DNR orders by assessing the utilization of inpatient palliative care consultation and hospice care compared to patients with a preexisting DNR order.

MATERIALS AND METHODS

We conducted this study at Lahey Clinic, a 350‐bed academic, tertiary care center. The institutional review board approved this study and waived the need for informed consent. We performed a retrospective review of a prospectively collected MET registry. We included consecutive, adult (>18 years old) inpatient MET activations and excluded nonhospitalized patients. Data were recorded in an intranet registry at the time of the event by the MET nurse, including preexisting code status (full code or DNR), any change to the patient's code status (full code to DNR or DNR to full code) during the MET event, date of the event, disposition after the event (no transfer, transferred to ICU, or transfer to telemetry), and a description of MET interventions. The primary reason for the event was also recorded, including cardiovascular (systolic blood pressure <90 mm Hg, pulse <40 or >130 bpm), respiratory (respiratory rate <10 or >24 breaths per minute, need for noninvasive positive pressure ventilation, oxygen saturation <90%), neurologic (loss of consciousness, change in mental status, seizure, or suspected stroke), or clinical deterioration causing staff to become worried. MET activation occurs at our institution by utilizing a text paging system that records the date and time of the call, along with the patient's location. The event start time was recorded from the paging system. We considered the event stop time to be the time at which the patient is transferred to a different level of care (ie, ICU) or the MET members leave the bedside and transfer care back to the primary service. MET nurses recorded the duration of MET activation in the intranet database immediately following the activation. Data were collected from the medical record, including age, gender, race, medical insurance, religion, admission source (home, assisted living, rehabilitation, or other hospital), admission team (internal medicine or surgery), admission date and time, discharge or death date and time, disposition at discharge (home, rehabilitation, death with or without a DNR order, or hospice care), and admission diagnosis. We categorized patients discharged to a hospice bridge program as being discharged with hospice care. We also recorded whether or not code status was discussed at the time of admission. Our hospital policy requires that an advanced directives order (either full code or DNR) must be placed on all patients at the time of admission. However, we only considered a code status discussion to have occurred if there was explicit documentation of a code status discussion in the medical record at the time of hospital admission. Data from the time of hospital admission were collected to calculate a Charlson Comorbidity Index, a well‐validated predictor of mortality that uses a weighted sum of 17 medical conditions, with scores ranging from 0 to 37.[11] Higher scores indicate a greater burden of illness. We also recorded whether or not the inpatient palliative care service was consulted following MET activation by examining the medical record for a consult note. The inpatient palliative care service at our institution was implemented in 2005 and receives over 700 new inpatient consults per year. The most common reason for consultation is to assist the primary service with discussing goals of care and code status.

Our MET was established in 2005 and responds to approximately 30 to 40 events per 1000 admissions. There are 4 members on our MET, including a critical care nurse, a nursing supervisor, a respiratory therapist, and a team leader who, depending on a predetermined schedule, is either an attending hospital medicine physician, an attending critical care physician, a critical care training physician, or a critical care physician assistant.

The data were transferred from the intranet registry to an Excel (Microsoft Corp., Redmond, WA) spreadsheet for statistical analysis. The primary outcome was the proportion of activations resulting in a MET‐implemented DNR order. Secondary outcomes included the duration of MET activation, need for transfer to telemetry or the ICU, hospital length of stay following MET activation (time from the end of the MET activation to hospital discharge or death), and the frequency with which inpatient palliative care consultation and outpatient hospice care were utilized. For repeat MET activations in a single patient, we considered each MET activation as a separate event as the code status could potentially change more than once. We used SAS version 9.2 for Windows (SAS Institute Inc., Cary, NC) statistical analysis software for data analysis. The 2 method was used for categorical variables, and either a 2‐sample t test or Wilcoxon rank sum test was utilized for continuous variables. A P value 0.05 was considered significant.

RESULTS

We observed 1156 MET activations in 998 patients. The mean age was 67 years and 57% (565/998) were male (Table 1). The mean Charlson Comorbidity Index was 5.4. Most patients were admitted from home (76%, 760/998), to a medical service (72%, 720/998), and to a teaching service (73%, 732/998). Sepsis (11%, 109/998) and trauma (11%, 105/998) were the most common admission diagnoses. A cardiovascular abnormality was the most common (35%, 399/1156) reason for activation. A code status discussion was documented on admission in 44% (440/998) of all patients.

Characteristics of Patients With and Without MET‐Implemented Changes in Code Status
VariableTotal, n=998No Change in Code Status During MET Activation, n=926MET‐Implemented Change in Code Status, n=72aP ValuebDNR Prior to MET Activation, n=100MET‐Implemented DNR Order, n=58P Valuec
  • NOTE: Categorical variables are reported as number of patients with percentage in parentheses.

  • Abbreviations: AIDS, acquire immunodeficiency syndrome; CCI, Charlson Comorbidity Index; COPD, chronic obstructive pulmonary disease; CTD, connective tissue disease; DM, diabetes mellitus; DNR, do not resuscitate; MET, medical emergency team; MI, myocardial infarction; PVD, peripheral vascular disease; STD, standard deviation.

  • Includes patients changed from full code to DNR and patients changed from DNR to full code.

  • P value refers to statistical comparison of patients with no change in code status during MET activation versus patients with a MET‐implemented change in code status.

  • P value refers to statistical comparison of patients with a DNR order prior to MET activation versus patients with a MET‐implemented DNR order.

  • Minority races include black and African American, Hispanic, Asian, and Native American.

  • Charlson Comorbidity Index is a weighted sum of 17 medical conditions, with scores ranging from 0 to 37. Higher scores indicate a greater burden of illness.

Gender, male565 (56.6)527 (56.9)38 (52.8)0.5052 (52.0)34 (58.6)0.42
Age, yr, meanSTD6717671771150.0881117016<0.0001
Race       
Caucasian927 (92.9)859 (92.8)68(94.4)0.5999 (99)54 (93.1)0.04
Minorityd71 (7.1)67 (7.2)4(5.6) 1 (1.0)4 (6.9) 
Insurance       
Medicare694 (69.5)635 (68.6)59 (81.9)0.0289 (89.0)45 (77.6)0.05
Private244 (24.5)235 (25.4)9 (12.5)0.0110 (10.0)9 (15.5)0.30
Medicaid41 (4.1)39 (4.2)2 (2.8)0.551 (1.0)2 (3.5)0.27
None18 (1.8)17 (1.8)1 (1.4)0.780 (0)1 (1.7)0.19
Religion       
Christian748 (75.0)691 (74.6)57 (79.2)0.3982 (82.0)46 (79.3)0.68
None specified226 (22.7)213 (23.0)13 (18.1)0.3314 (14.0)10 (17.2)0.58
Other religions24 (2.4)22 (2.4)2 (2.7)0.834 (4.0)2 (3.5)0.86
Admission diagnosis       
Sepsis109 (10.9)100 (10.8)9 (12.5)0.6611 (11.0)8 (13.8)0.60
Trauma/fall105 (10.5)100 (10.8)5 (6.9)0.306 (6.0)5 (8.6)0.53
Malignancy related79 (7.9)73 (7.9)6 (8.3)0.897 (7.0)4 (6.9)0.98
Stroke47 (4.7)43 (4.6)4 (5.6)0.736 (6.0)4 (6.9)0.82
Pneumonia46 (4.6)41 (4.4)5 (6.9)0.3311 (11.0)3 (5.2)0.21
Altered mental status43 (4.3)40 (4.3)3 (4.2)0.955 (5.0)3 (5.2)0.96
Myocardial infarct42 (4.2)40 (4.3)2 (2.8)0.531 (1.0)1 (1.7)0.69
Respiratory failure40 (4.0)36 (3.9)4 (5.6)0.492 (2.0)3 (5.2)0.27
Arrhythmia37 (3.7)33 (3.6)4 (5.6)0.392 (2.0)3 (5.2)0.27
Heart failure35 (3.5)33 (3.6)2 (2.8)0.7210 (10.0)2 (3.5)0.13
Other415 (41.6)387 (41.8)28 (38.9)0.6339 (39.0)22 (37.9)0.89
Admission type       
Medical720 (72.1)662 (71.5)58 (80.6)0.1091 (91.0)46 (79.3)0.04
Surgical278 (27.9)264 (28.5)14 (19.4) 9 (9.0)12 (20.7) 
Admission source       
Home760 (76.2)706 (76.2)54 (75.0)0.8160 (60.0)44 (75.9)0.04
Assisted Living29 (2.9)28(3.0)1 (1.4)0.439 (9.0)1 (1.7)0.07
Nursing Home69 (6.9)65(7.0)4 (5.6)0.6419 (19.0)1 (1.7)<0.01
Outside hospital139 (13.9)126(13.6)13 (18.1)0.2912 (12.0)12 (20.7)0.14
Other1 (0.1)0(0)1 (0.1)0.780 (0)0 
Teaching service732 (73.4)678 (73.2)54 (75.0)0.7484 (84.0)41 (70.7)0.05
Code status discussed on admission440(44.1)397 (42.9)43 (59.7)0.0170 (70.0)32 (55.2)0.06
CCI, meanSTDe5.43.05.43.05.83.00.217.72.45.73.0<0.001
MI226 (22.7)210 (22.7)16 (22.2)0.9336 (36.0)13 (22.4)0.08
Heart failure138 (13.8)127 (13.7)11 (15.3)0.7128 (28.0)8 (13.8)0.04
PVD90 (9.0)85 (9.2)5 (6.9)0.5214 (14.0)4(6.9)0.18
Stroke131 (13.1)121 (13.1)10 (13.9)0.8430 (30.0)9 (15.5)0.04
Dementia58 (5.8)51(5.5)7 (9.7)0.1419 (19.0)5 (8.6)0.08
COPD173 (17.3)161 (17.4)12 (16.7)0.8823 (23.0)8 (13.8)0.16
CTD58 (5.8)56 (6.1)2 (2.8)0.256 (6.0)2 (3.5)0.48
Peptic ulcer disease26 (2.6)25 (2.7)1 (1.4)0.502 (2.0)1 (1.7)0.90
Mild liver disease33 (3.3)32 (3.5)1 (1.4)0.341 (1.0)1 (1.7)0.69
DM213 (21.3)194 (21.0)19 (16.4)0.2819 (19.0)15 (25.9)0.31
Hemiplegia18 (1.8)17 (1.8)1 (1.4)0.782 (2.0)1 (1.7)0.90
Renal disease131 (13.1)119 (12.9)12 (16.7)0.3621 (21.0)9 (15.5)0.40
DM+organ damage68 (6.8)64 (6.9)4 (5.6)0.667 (7.0)3 (5.2)0.65
Any tumor188 (18.8)173 (18.7)15 (20.8)0.6525 (25.0)14 (24.1)0.90
Lymphoma21 (2.1)20 (2.2)1 (1.4)0.662 (2.0)1 (1.7)0.90
Leukemia20 (2.0)18 (1.9)2 (2.8)0.631 (1.0)0 (0.0)0.45
Moderate/severe liver disease45 (4.5)39 (4.2)6 (8.3)0.100 (0.0)6 (10.3)0.001
Metastatic tumor61 (6.1)51 (5.5)10 (13.9)0.00410 (10.0)8 (13.8)0.47
AIDS4 (0.4)3 (0.3)1 (1.4)0.170 (0.0)1 (1.7)0.19

MET activation resulted in a DNR order in 5% (58/1156) of cases (Figure 1). In activations involving a change in code status, 21% (15/73) were changed from DNR to full code. When compared to patients with a preexisting DNR order, patients with a MET‐implemented DNR order where younger (70 vs 81 years, P<0.0001), more commonly admitted from home (60% vs 44%, P=0.04), less frequently from a nursing home (1% vs 9%, P<0.01), and had a lower Charlson index (5.7 vs 7.7, P<0.001) (Table 1). Moderate to severe liver disease was more common in patients with a MET‐implemented DNR order (10% vs 0%, P=0.001). Admission diagnoses were similar between patients with a preexisting DNR and a MET‐implemented DNR order (Table 1).

Figure 1
Diagram of changes to code status during medial emergency team (MET) activations. Abbreviations: DNR, do not resuscitate.

The median time spent on activations with a change in code status was significantly longer than activations without a change (66 vs 60 minutes, P=0.05). The rates of telemetry (6% vs 3%, P=0.24) and ICU transfer (40% vs 41%, P=0.8) were similar between patients with a change in code status and patients without a change (Table 2). Patients with a MET‐implemented DNR order were more frequently transferred to the ICU than patients with a preexisting DNR order (36% vs 17%, P<0.01). The median hospital length of stay following MET activation was shorter in patients with a change in code status compared to patients with no change (3 vs 5 days, P<0.0001).

Resource Utilization and End‐of‐Life Care in Patients With and Without MET‐Implemented Changes in Code Status
VariableTotal, N=1,156No Change in Code Status During MET Activation, n=1,083MET‐Implemented Change in Code Status, n=73aPValuecDNR Prior to MET Activation, n=115MET‐Implemented DNR Order, n=58P Valued
  • NOTE: Categorical variables are reported as number of patients with percentage in parentheses.

  • Abbreviations: CMO, comfort measures only; DNR, do not resuscitate, ICU, intensive care unit; IQR, interquartile range; LOS, length of stay; MET, medical emergency team.

  • Includes patients changed from full code to DNR and patients changed from DNR to full code.

  • May have more than 1 indication for call.

  • P value refers to statistical comparison of patients with no change in code status during MET activation versus patients with a MET‐implemented change in code status.

  • P value refers to statistical comparison of patients with a DNR order prior to MET activation versus patients with a MET‐implemented DNR order.

  • Number includes patients who died or were discharged with hospice.

Reason for callb
Cardiovascular399 (34.5)379 (35.0)20 (27.4)0.1939 (33.9)19 (32.8)0.88
Respiratory319 (27.6)295 (27.2)2 (32.9)0.3040 (34.8)18 (31.0)0.62
Neurologic215 (18.6)196 (18.1)19 (26.0)0.0921 (18.3)15 (25.9)0.25
Other323 (27.9)303 (28.0)20 (27.4)0.9222 (19.1)15 (25.9)0.31
MET resources, call duration, min, median (IQR)60 (4090)60 (4090)66 (43100)0.0550 (3075)67 (50100)<0.001
Hospital resources       
Tele transfer68 (5.9)663 (6.1)2 (2.7)0.243 (2.6)2(3.5)0.76
ICU transfer459 (39.7)429 (39.6)30 (41.1)0.819 (16.5)21 (36.2)<0.01
LOS after MET activation, d, median (IQR)5.2 (0.2510.7)5 (5.411.0)2.8 (0.66.7)<0.00013.8 (1.56.5)2.9 (0.56.5)0.06
End‐of‐life caren=191en=157n=34 n=41n=26 
Palliative care31 (16.2)27 (17.2)4 (11.8)0.448 (19.5)3 (11.5)0.39
CMO orders159 (83.3)127 (80.9)32 (94.1)0.0633 (80.5)25 (96.2)0.07
Died full code10 (5.2)10 (6.4)0 (0)0.132 (4.9)0 (0)0.25
Died DNR155 (81.2)123 (78.3)32 (94.1)0.0327 (65.9)25 (96.2)0.004
Hospice26 (13.6)24 (15.3)2 (5.9)0.1512 (29.3)1 (3.9)0.01

The inpatient mortality was 17% (165/998). Most patients who died had the focus of care changed to comfort measures only (88%, 146/165). When examining the group of patients who died in the hospital with comfort care, we found that 58% (92/159) were transferred to the ICU following the MET call, 5% (8/159) were changed to comfort care during the MET call, and 18% (29/159) had a palliative care consult. We also observed that 16% (25/159) patients who died with comfort care were made DNR during MET activation. The inpatient mortality was significantly higher in patients with a change in code status compared to patients with no change in code status (44% vs 14%, 133/926, P<0.0001). Patients with a MET‐implemented DNR order had a higher inpatient mortality than patients with a preexisting DNR (43% vs 27%, P=0.04). Twenty‐five patients with a MET‐implemented DNR order died in the hospital. When examining a subgroup of patients who required end‐of‐life care (died or discharged from the hospital with hospice), we found patients with a MET‐implemented DNR order were less likely to be discharged with hospice care than patients with a preexisting DNR (4% vs 29%, P=0.01). There was no difference in the use of inpatient palliative care consultation at the end of life in patients with a preexisting DNR versus MET‐implemented DNR order (20% vs 12%, P=0.39). Patients with a MET‐implemented DNR order also had a significantly shorter median time from implementation of comfort care orders to death or discharge with hospice compared to patients with a preexisting DNR order (7 hours, interquartile range [IQR], 416 hours vs 22 hours, IQR 939 hours).

DISCUSSION

We observed a MET‐implemented DNR order in 5% of activations. Little is known about the role of METs in end‐of‐life discussions in the United States, and past experience has primarily come from Australian hospitals. Important differences in end‐of‐life care exist among different countries, particularly with regard to placing limitations on treatment.[9] Our observed rate is similar to the 3% to 10% rate of MET‐implemented DNR orders in previous reports worldwide.[3, 5, 8, 12, 13] Recent data from the United States suggest that METs initiate a DNR order in 28% of cases.[14] However, most DNR orders in that study were placed in the ICU days to weeks after MET activation, likely accounting for the high DNR rate. Our data add to the growing body of evidence that METs play an important role in end‐of‐life discussions among different countries throughout the world, including the United States.

To our knowledge, no prior study has evaluated the impact of code status discussions on MET resource utilization. Our MET spent 6 minutes longer on activations involving a change in code status when compared to activations with no changes made to code status. Presumably, some of this time was spent discussing goals of care. In our opinion, the additional time spent on these activations was invaluable, particularly when considering MET‐initiated end‐of‐life discussions may have prevented several unwanted resuscitations (25 patients died with a MET‐implemented DNR order). Interestingly, less than half of patients had code status discussions at the time of hospital admission. This finding suggests that clinicians could be more vigilant about discussing preferences for resuscitation at the time of admission in patients at risk for clinical deterioration. We suspect that in some cases code status discussions may have occurred between the patient and the primary service later in the patient's hospitalization, which were not captured in our study.

Surprisingly, when examining the use of hospital resources, we found no difference in the rate of unplanned ICU transfer in patients with a change in code status. In fact, we observed a higher rate of ICU transfer in patients with a MET‐implemented DNR order compared to those with a preexisting DNR order (36% vs 17%). These results were at odds with our hypothesis of a lower rate of ICU transfer in patients with MET‐implemented limitations in care. When compared to patients with a preexisting DNR order, patients with a MET‐implemented DNR order were younger, more commonly admitted from home, and had a lower Charlson index. Despite evidence of a lower burden of chronic illness and younger age, patients with a MET‐implemented DNR order had higher inpatient mortality than patients with a preexisting DNR order (43% vs 27%), suggesting an acute and rapidly progressive disease process. These observations may have compelled the MET to advocate for aggressive ICU‐level care in patients with a MET‐implemented DNR order. Another possible explanation for the relatively high rate of ICU transfer is that the MET is, in part, led by ICU staff. Thus, our MET may have made the decision to transfer the patient to the ICU and then subsequently initiated end‐of‐life discussions only after taking ownership of the patient. Furthermore, almost 20% of MET‐implemented changes to code status involved reversing status from DNR to full code. These data suggest that METs are not merely serving as a resource to review code status, but rather providing intensive treatment for acutely ill patients and simultaneously initiating end‐of‐life discussions in a population with a high inpatient mortality rate. The practice pattern observed in our study of transferring patients to the ICU for a trial of intensive therapy at the end of life is consistent with the overall trend in the United States for increased inpatient treatment intensity at the end of life.[14, 15, 16]

Our data suggest that the increased use of ICU resources in patients with a MET‐implemented DNR may be balanced by a shorter hospital length of stay following MET activation. In a multicenter observational study, Jones et al. found hospital length of stay to be similar in patients with and without a MET‐implemented limitation of medical therapy.[3] The authors did not examine length of stay specifically in patients with a DNR order, but rather examined patients with any limitation in medical therapy, including not for ICU admission. We suspect that the shorter length of stay following MET activation in our study was related to the fact that patients with a change in code status had a significantly higher inpatient mortality.

We observed several interesting findings with regard to end‐of‐life care following MET‐implemented DNR orders. First, the inpatient mortality in this population was remarkably high at 43%, compared to 27% in patients with a preexisting DNR order. Interestingly, there was no difference in the rate of palliative care consultation between the 2 groups despite the fact that all 25 patients who died following a MET‐implemented DNR order did so with a comfort measures only order. We also found that patients with a preexisting DNR also had a higher rate of discharge with hospice compared to patients with a MET‐implemented DNR order (29% vs 4%). Thus, our data suggest that inpatient palliative care consultation and hospice services are not resources that are routinely utilized in patients with MET‐initiated DNR orders. It may be the case that the acuity and severity of illness or patient preferences may have precluded the possibility of discharging some patients in our study home with hospice care or implementing comfort care earlier in the hospital course. Patients with MET‐implemented DNR orders were younger, had fewer comorbidities, and died sooner after comfort care orders were written. The overall rate of comfort care provided to patients who died was high at 88%. We have an inpatient comfort measures only order set at our hospital, which may account for the large proportion of patients receiving comfort care at the end of life. In addition, this order set may also help to improve the quality of end‐of‐life care and thus limit the need for palliative care consultation to some extent. However, we found that patients with a MET‐implemented DNR order had a shorter time from comfort care orders to death than patients with a preexisting DNR order. This finding suggests that patients with MET‐implemented DNR orders may have had comfort care implemented relatively late in the course of illness and had less‐than‐optimal end‐of‐life care. Vazquez et al. reported improved quality of end‐of‐life care after implementation of a MET.[10] However, an inpatient palliative care service was not available in that study, and it is not clear whether or not a comfort care order set was available. Evidence suggests that utilization of palliative care resources improves end‐of‐life care in the ICU.[17, 18, 19] We found that more than half of patients who died with comfort care in the hospital did so after being transferred to the ICU for a trial of aggressive care, suggesting that this population may have benefited from more involvement of our palliative care service. In summary, our data on end‐of‐life care following MET activation suggest that the METs are able to take advantage of an opportunity to identify patients who would not want resuscitation efforts because of personal preferences or futility of treatments. However, our surrogate measures of the quality of end‐of‐life care suggest that patients with MET‐implemented DNR orders may benefit from coordinated care with inpatient palliative care services, timelier implementation of comfort care orders, and possibly increased referrals for hospice care to help improve the quality of end‐of‐life care in this population.

Our study is subject to a number of limitations. This was a single‐center study, making the results difficult to generalize. The retrospective nature of our study makes it subject to the limitations inherent in this study design, including bias and confounding. The duration of MET activation was difficult to accurately and objectively measure and is subject to reporting bias. The event stop time, in particular, was subjectively measured by the MET nurse and is difficult to accurately assess, because MET members occasionally leave the bedside and return to reevaluate the response to therapy. We tried to account for this by clearly defining the MET stop time as the point at which MET members leave the bedside and transfer care back to the primary service or physically transfer the patient to a higher level of care. It also bears mentioning that the nurses performing data entry were not aware of the study hypothesis at the time of data entry. Despite including over 1100 MET calls in our analysis, the number of patients with a MET‐implemented DNR order was relatively small, which may have limited our ability to detect differences among subgroups during our analysis. We also did not document the clinical circumstances surrounding the MET‐implemented DNR order. Although we hypothesized that these patients had a higher mortality due to a higher acuity of illness, we were unable to support this hypothesis with the data available in our retrospective study. We did not record which providers were involved in code status discussions and the exact amount time spent on these discussions, making it difficult to accurately quantify the MET resources utilized on the calls. Our MET works closely with the patient's primary service, and it is possible that some of the changes to code status were implemented by the primary service and not MET providers. The patient's primary service may have a preexisting relationship with the patient and would be in a better position to discuss goals of care than MET providers who have had no prior relationship with the patient. However, even in this case, the clinical deterioration prompting MET activation was likely the event that triggered end‐of‐life discussions. Prospective studies would be helpful not only to identify the individuals involved in code status discussions during MET activations, but also to objectively measure the time spent on such discussions. Finally, our study population consisted primarily of Caucasian patients. Preferences for end‐of‐life care may differ among socioeconomic and ethnic groups, thus limiting the generalizability of our study findings.[20, 21]

In conclusion, we found the rate of MET‐implemented DNR orders in the United States to be similar to that of previous reports in other countries. MET events involving a change in code status are associated with increased utilization of MET and ICU resources, but a shorter hospital length of stay. Despite a high inpatient mortality rate, patients with a MET‐implemented DNR had a relatively low utilization of end‐of‐life resources, including palliative care and home hospice services. Coordinated care between METs and palliative care may help to improve of end‐of‐life care in patients with a change in code status following MET activation.

Acknowledgements

The authors acknowledge the hard work and dedication provided by Elizabeth Spellman during the data collection process.

Disclosures: This work was performed at Lahey Hospital and Medical Center. The authors report no conflicts of interest.

References
  1. McGlynn EA, Asch SM, Adams J, et al. The quality of health care delivered to adults in the United States. N Engl J Med. 2003;348(26):26352645.
  2. Hillman KM, Bristow PJ, Chey T, et al. Antecedents to hospital deaths. Intern Med J. 2001;31(6):343348.
  3. Jones DA, Bagshaw SM, Barrett J, et al. The role of the medical emergency team in end‐of‐life care: a multicenter, prospective, observational study. Crit Care Med. 2012;40(1):98103.
  4. Jones DA, DeVita MA, Bellomo R. Rapid‐response teams. N Engl J Med. 2011;365(2):139146.
  5. Calzavacca P, Licari E, Tee A, et al. The impact of Rapid Response System on delayed emergency team activation patient characteristics and outcomes—a follow‐up study. Resuscitation. 2010;81(1):3135.
  6. Hillman K, Chen J, Cretikos M, et al. Introduction of the medical emergency team (MET) system: a cluster‐randomised controlled trial. Lancet. 2005;365(9477):20912097.
  7. Buist MD, Moore GE, Bernard SA, et al. Effects of a medical emergency team on reduction of incidence of and mortality from unexpected cardiac arrests in hospital: preliminary study. BMJ. 2002;324(7334):387390.
  8. Chen J, Flabouris A, Bellomo R, et al. The Medical Emergency Team System and not‐for‐resuscitation orders: results from the MERIT study. Resuscitation. 2008;79(3):391397.
  9. Vincent JL. Cultural differences in end‐of‐life care. Crit Care Med. 2001;29(2 Suppl):N52N55.
  10. Vazquez R, Gheorghe C, Grigoriyan A, et al. Enhanced end‐of‐life care associated with deploying a rapid response team: a pilot study. J Hosp Med. 2009;4(7):449452.
  11. Charlson ME, Pompei P, Ales KL, et al. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40(5):373383.
  12. Jones DA, McIntyre T, Baldwin I, et al. The medical emergency team and end‐of‐life care: a pilot study. Crit Care Resusc. 2007;9(2):151156.
  13. Knott CI, Psirides AJ, Young PJ, et al. A retrospective cohort study of the effect of medical emergency teams on documentation of advance care directives. Crit Care Resusc. 2011;13(3):167174.
  14. Smit RL, Hayashi VN, Lee YI, et al. The medical emergency team a call: a sentinel event that triggers goals of care discussion. Crit Care Med. 2014;42(2):322327.
  15. Teno JM, Gozalo PL, Bynum JP, et al. Change in end‐of‐life care for Medicare beneficiaries: site of death, place of care, and healthcare transitions in 2000, 2005, and 2009. JAMA. 2013;309(5):470477.
  16. Barnato AE, McClellan MB, Kagay CR, et al. Trends in inpatient treatment intensity among Medicare beneficiaries at the end of life. Health Serv Res. 2004;39(2):363375.
  17. Norton SA, Hogan LA, Holloway RG, et al. Proactive palliative care in the medical intensive care unit: effects on length of stay for selected high‐risk patients. Crit Care Med. 2007;35(6):15301535.
  18. Campbell ML, Guzman JA. Impact of a proactive approach to improve end‐of‐life care in a medical ICU. Chest. 2003;123(1):266271.
  19. Nelson JE, Puntillo KA, Pronovost PJ, et al. In their own words: patients and families define high‐quality palliative care in the intensive care unit. Crit Care Med. 2010;38(3):808818.
  20. Muni S, Engelberg RA, Treece PD, et al. The influence of race/ethnicity and socioeconomic status on end‐of‐life care in the ICU. Chest. 2011;139(5):10251033.
  21. Smith AK, McCarthy EP, Balboni TA, et al. Racial and ethnic differences in advance care planning among patients with cancer: impact of terminal illness acknowledgment, religiousness, and treatment preferences. J Clin Oncol. 2008;26(25):41314137.
References
  1. McGlynn EA, Asch SM, Adams J, et al. The quality of health care delivered to adults in the United States. N Engl J Med. 2003;348(26):26352645.
  2. Hillman KM, Bristow PJ, Chey T, et al. Antecedents to hospital deaths. Intern Med J. 2001;31(6):343348.
  3. Jones DA, Bagshaw SM, Barrett J, et al. The role of the medical emergency team in end‐of‐life care: a multicenter, prospective, observational study. Crit Care Med. 2012;40(1):98103.
  4. Jones DA, DeVita MA, Bellomo R. Rapid‐response teams. N Engl J Med. 2011;365(2):139146.
  5. Calzavacca P, Licari E, Tee A, et al. The impact of Rapid Response System on delayed emergency team activation patient characteristics and outcomes—a follow‐up study. Resuscitation. 2010;81(1):3135.
  6. Hillman K, Chen J, Cretikos M, et al. Introduction of the medical emergency team (MET) system: a cluster‐randomised controlled trial. Lancet. 2005;365(9477):20912097.
  7. Buist MD, Moore GE, Bernard SA, et al. Effects of a medical emergency team on reduction of incidence of and mortality from unexpected cardiac arrests in hospital: preliminary study. BMJ. 2002;324(7334):387390.
  8. Chen J, Flabouris A, Bellomo R, et al. The Medical Emergency Team System and not‐for‐resuscitation orders: results from the MERIT study. Resuscitation. 2008;79(3):391397.
  9. Vincent JL. Cultural differences in end‐of‐life care. Crit Care Med. 2001;29(2 Suppl):N52N55.
  10. Vazquez R, Gheorghe C, Grigoriyan A, et al. Enhanced end‐of‐life care associated with deploying a rapid response team: a pilot study. J Hosp Med. 2009;4(7):449452.
  11. Charlson ME, Pompei P, Ales KL, et al. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40(5):373383.
  12. Jones DA, McIntyre T, Baldwin I, et al. The medical emergency team and end‐of‐life care: a pilot study. Crit Care Resusc. 2007;9(2):151156.
  13. Knott CI, Psirides AJ, Young PJ, et al. A retrospective cohort study of the effect of medical emergency teams on documentation of advance care directives. Crit Care Resusc. 2011;13(3):167174.
  14. Smit RL, Hayashi VN, Lee YI, et al. The medical emergency team a call: a sentinel event that triggers goals of care discussion. Crit Care Med. 2014;42(2):322327.
  15. Teno JM, Gozalo PL, Bynum JP, et al. Change in end‐of‐life care for Medicare beneficiaries: site of death, place of care, and healthcare transitions in 2000, 2005, and 2009. JAMA. 2013;309(5):470477.
  16. Barnato AE, McClellan MB, Kagay CR, et al. Trends in inpatient treatment intensity among Medicare beneficiaries at the end of life. Health Serv Res. 2004;39(2):363375.
  17. Norton SA, Hogan LA, Holloway RG, et al. Proactive palliative care in the medical intensive care unit: effects on length of stay for selected high‐risk patients. Crit Care Med. 2007;35(6):15301535.
  18. Campbell ML, Guzman JA. Impact of a proactive approach to improve end‐of‐life care in a medical ICU. Chest. 2003;123(1):266271.
  19. Nelson JE, Puntillo KA, Pronovost PJ, et al. In their own words: patients and families define high‐quality palliative care in the intensive care unit. Crit Care Med. 2010;38(3):808818.
  20. Muni S, Engelberg RA, Treece PD, et al. The influence of race/ethnicity and socioeconomic status on end‐of‐life care in the ICU. Chest. 2011;139(5):10251033.
  21. Smith AK, McCarthy EP, Balboni TA, et al. Racial and ethnic differences in advance care planning among patients with cancer: impact of terminal illness acknowledgment, religiousness, and treatment preferences. J Clin Oncol. 2008;26(25):41314137.
Issue
Journal of Hospital Medicine - 9(6)
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Journal of Hospital Medicine - 9(6)
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372-378
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Resource utilization and end‐of‐life care in a US hospital following medical emergency team‐implemented do not resuscitate orders
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Resource utilization and end‐of‐life care in a US hospital following medical emergency team‐implemented do not resuscitate orders
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Address for correspondence and reprint requests: James M. Dargin, MD, Department of Pulmonary and Critical Care Medicine, Lahey Hospital and Medical Center, 41 Mall Road, Burlington, MA 01805; Telephone: 781‐744‐8480; Fax: (781)744‐3443; E‐mail: [email protected]
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Depressive Symptoms and Readmission

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Dose‐response relationship between depressive symptoms and hospital readmission

Unplanned hospital readmission within 30 days is an important marker of the quality of care provided in the hospital and in the immediate posthospital setting.[1] In the United States, 1 in 5 Medicare patients is readmitted within 30 days, and related Medicare costs are estimated to be $17 billion annually.[2] Public policy is attempting to drive down healthcare costs in the United States via the Affordable Care Act by reducing payments to hospitals that have high 30‐day readmission rates.[3]

The prevalence of depression is 6.7% of adults,[4] and depressive symptomatology has been linked to hospital readmission.[5, 6] Depressive symptoms are associated with poor health outcomes and increased utilization. Patients with cardiac disease and depressive symptoms have worse outcomes.[7] Mild symptoms are associated with increased primary care and mental health care visits.[8] Both mild and moderate‐to‐severe depressive symptomatology are associated with symptom burden, physical limitation, quality of life, and overall health.[9] Importantly, many hospitalized patients, who do not have a diagnosis of depression, display depressive symptomatology.[10] A gap in knowledge exists as to the utility of stratifying depressive symptomatology between mild and moderate to severe in determining risk for hospital readmission.

Although the causal pathway to worse outcomes in patients with a diagnosis of depression has been studied,[11] the reasons for poor outcomes of patients with depressive symptomatology have not been well described, particularly in hospitalized general medical patients. Nonadherence to physician recommendations, decreased cognitive function, and poor adherence to self‐care recommendations[12, 13, 14] may explain increased healthcare utilization. Physiological models hypothesize heightened levels of proinflammatory markers[15, 16] and vascular depression[17] may play a role. There remains a gap in knowledge as to the postdischarge utilization of hospitalized patients with depressive symptomatology.

We studied the rate of hospital readmission among hospitalized adult patients with mild and moderate‐to‐severe depressive symptoms as defined by the 9‐Item Patient Health Questionnaire (PHQ‐9) depression screening tool.[18]

METHODS

Setting, Data, and Participants

Data from 2 Project Re‐Engineered Discharge (RED) clinical trials were included in a secondary analysis.[19, 20, 21] Depressive symptom screening data were available for 1418 participants originally randomized to the control and experimental groups in each trial.

The Project RED trials were a set of 2‐armed randomized controlled trials studying hospital utilization following a standardized hospital‐based discharge process. Inclusion criteria included English‐speaking patients who were 18 years or older and admitted to the adult medical service at Boston Medical Center, a large urban safety‐net hospital with an ethnically diverse patient population. Patients were required to have a telephone and have plans to return home after discharge. Patients were excluded if admitted from a skilled nursing facility or other hospital, transferred to a different hospital service before enrollment, admitted for a planned hospitalization, on hospital precautions, on suicide watch, or were deaf or blind. A full description of the methods has been described.[19] The second RED trial differed in that a health information technology system was used to teach the discharge plan to subjects at the time of discharge rather than a nurse.[20, 21]

The institutional review board of Boston University approved all study activities.

Outcome Variables

The primary end point for this analysis was the hospital readmission rate, defined as the total number of readmissions per subject within 30 days of the index discharge. Data were collected by hospital electronic medical record (EMR) review and by contacting subjects by telephone 30 days after discharge. Research staff collected data and were blinded to study group assignment. We examined emergency department (ED) utilization and primary care physician (PCP) follow‐up visit attendance rates within 30 days of discharge. Any ED or ambulatory visit resulting in hospital admission within 30 days of the index discharge date was counted as 1 readmission. Readmission and ED utilization dates occurring at Boston Medical Center were obtained from its EMR, whereas those at other hospitals were collected through subject report.

Primary Independent Variable

The primary independent variable was the PHQ‐9 screening questionnaire score, designed to identify patients with depressive symptoms. Data were collected at the time of enrollment during the index admission. Symptoms were categorized into 3 groups: no depression (PHQ‐9 score of 04, or less than a score of 2 on the first 2 questions of the PHQ‐9), mild depressive symptoms (PHQ‐9 score of 59), and moderate‐to‐severe symptoms (PHQ‐9 score of 1027).[18]

Statistical Analysis

Potential confounders were identified a priori from available literature on factors associated with hospital readmission. These included age,[22] race, gender,[23] marital status, health literacy (using the Rapid Estimate of Health Literacy in Adult Medicine [REALM] tool),[24] insurance type, employment status, income level,[25] Charlson Comorbidity Index,[26] homelessness within the past 3 months, hospital utilization within the 6 months before the index hospitalization,[27] educational attainment, length of hospital stay,[28] and study group assignment.

Demographic and other characteristics were compared by dichotomized healthcare reutilization outcomes using bivariate analysis to identify potential confounders of the relationship between depressive symptom severity and hospital readmission. [2] tests were used for categorical variables and t tests for continuous variables. Age (years) and length of stay (days) were used as continuous variables. Gender (male/female), frequent hospital admission within 6 months (01 vs 2 or more), homelessness, and presence of substance use disorder diagnosis (defined by the International Statistical Classification of Disease, 9th Revision [ICD‐9] diagnosis codes, which included 303.0 [alcohol dependence], 305.0 [alcohol abuse], 291.0 [alcohol‐induced mental disorders], 304.0 [drug dependence], 305.2305.7, 305.9 [drug abuse] and 292.0 [drug‐induced mental disorders]) were treated as dichotomous variables. Categorical variables were created for marital status (single, married, divorced/widowed), educational attainment (less than or incomplete high school, high school graduate, some college, college graduate), insurance type (Medicare, Medicaid, private insurance, or Free Care), income level (<$19,999 per year, $20,00039,000, $40,00074,999, >$75,000, or unknown/refused to answer), employment status (working full time, working part time, not working, or no answer), and health literacy level according to REALM score (044 [grade 6 or below], 4560 [grade 78], or 6166 [grade 9 or above]).

The readmission rate reflects the number of hospital readmission events per subject within 30 days of discharge. The PCP follow‐up rate reflects the number of subjects attending a posthospital PCP visit within 30 days of discharge. The incidence rate ratio (IRR) was calculated to compare the rates of readmission between those with mild, moderate to severe, and no depressive symptoms. Readmission data at 30 days are cumulative. Poisson models were used to test for significant differences between the predicted and observed number of events at 30 days. A stepwise selection process (with =0.2 as entry and exit criteria) was conducted to identify relevant confounders and to construct the final model for the association between depressive symptom screen severity and readmission. Using sensitivity analysis, we tested a model including substance abuse as a variable. This did not substantially change our final model, and therefore we did not include this variable in the final model.

A Kaplan‐Meier hazard curve was generated for time from the index discharge to the first hospital readmission within 30 days. The hazard of readmission was compared among the 3 depressive symptom screen categories using Cox proportional hazards. Two‐sided significance tests were used. P values <0.05 were considered to indicate statistical significance. All data were analyzed with SAS 9.3 (SAS Institute, Cary, NC).

Adjusted Poisson regression results identified individuals with readmission and/or ED utilization rates much higher than the sample mean. Data points with 5 or more hospital readmissions or 7 or more combined readmissions and ED utilizations were removed from analysis.

RESULTS

Of the total study population, 15.9% (225/1418) demonstrated mild depressive symptoms, and 23.7% (336/1418) demonstrated moderate‐to‐severe symptoms. Of those in our study, 38.9% (551/1418) self‐reported being told by a healthcare professional that they had depression. Of those self‐reporting depression, 27.9% (273/540) were currently taking antidepressant medication at the time of the index hospitalization. Table 1 shows baseline characteristics by dichotomized utilization outcome. Mean age, marital status, health insurance, employment status, mean length of stay, admissions in the previous 6 months, mean Charlson score, and substance abuse were significantly associated with hospital readmission. Of these characteristics, all but mean length of stay and previous history of substance abuse were significantly associated with ED utilization.

Baseline Demographics and Utilization Outcomes
 Hospital ReadmissionED Utilization
No, n=1,240Yes, n=193No, n=1,231Yes, n=202
  • NOTE: Abbreviations: ED, emergency department; GED, General Educational Development; PCP, primary care physician; PHQ‐9, 9‐Item Patient Health Questionnaire; SD, standard deviation.

  • A significant association with the outcome.

  • Free Care is a Massachusetts state program for uninsured patients.

  • Health literacy scores correspond to total score as determined by Rapid Estimate of Health Literacy in Adult Medicine tool. The 2 categories of lowest literacy were combined because of the distribution of scores. Score of 0 to 44 corresponds to 6th‐grade level or below, 45 to 60 corresponds to 7th‐ to 8th‐grade level, and 61 to 66 corresponds to 9th‐grade level or above.

  • PCP at enrollment refers to subject self‐identifying PCP at time of Project RED study enrollment.

  • Charlson Comorbity Index score reflects the cumulative increased likelihood of 1‐year mortality. Higher scores indicate more comorbidity. The minimum score is 0. There is no maximum score.

  • Defined by the presence of a substance use disorder defined by International Classification of Diseases, 9th Revision diagnosis code for the index hospitalization. Diagnostic codes included, 303 (alcohol dependence), 305.0 (alcohol abuse), 291 (alcohol induced mental disorders), 304 (drug dependence), 305.2305.7, 305.9 (drug abuse), and 292 (drug‐induced mental disorders).

Male, n (%)602 (48.6)105 (54.4)606 (49.3)101 (50.0)
Mean age, y (SD)49.14 (14.21)a52.24 (14.69)a50.06 (14.57)a46.45 (12.19)a
Race, n (%)    
White non‐Hispanic332 (26.8)73 (37.8)357 (29.0)48 (23.8)
Black non‐Hispanic666 (53.7)89 (46.1)646 (52.5)109 (54.0)
Hispanic135 (10.9)19 (9.8)124 (10.1)30 (14.9)
Other or mixed race59 (4.8)7 (3.6)56 (4.6)10 (5.0)
Unknown48 (3.9)5 (2.6)48 (3.9)5 (2.5)
Marital status, n (%)    
Single593 (47.8)a74 (38.3)a552 (44.8)a115 (56.9)a
Married286 (23.1)a42 (21.8)a296 (24.1)a32 (15.8)a
Divorced/widowed346 (27.9)a74 (38.3)a369 (20.0)a51 (25.3)a
Unknown15 (1.2)a3 (1.6)a14 (1.1)a4 (2.0)a
Annual personal income, n (%)    
<$19,999511 (41.2)88 (45.6)509 (41.4)90 (44.6)
$20,000$39,999184 (14.8)22 (11.4)175 (14.2)31 (15.4)
$40,000$74,999107 (8.6)14 (7.3)111 (9.0)10 (5.0)
>$75,00041 (3.3)8 (4.2)44 (3.6)5 (2.5)
Unknown/refused397 (32.0)61 (31.6)392 (31.8)66 (32.7)
Health insurance, n (%)    
Private321 (25.9)a34 (17.6)a316 (25.7)a39 (19.3)a
Medicaid510 (41.1)a90 (46.6)a485 (39.4)a115 (56.9)a
Medicare138 (11.1)a43 (22.3)a170 (13.8)a11 (5.5)a
Free Care207 (16.7)a14 (7.3)a190 (15.4)a31 (15.4)a
Other/unknown64 (5.2)a12 (6.2)a70 (5.7)a6 (3.0)a
Education level, n (%)    
Incomplete high school290 (23.4)45 (23.3)288 (23.4)47 (23.3)
High school graduate/GED492 (39.7)87 (45.1)489 (39.7)90 (44.6)
Some college257 (20.7)34 (17.6)255 (20.7)36 (17.8)
College degree183 (14.8)25 (13.0)183 (14.9)25 (12.4)
Unknown18 (1.5)2 (1.0)16 (1.3)4 (2.0)
Employment status, n (%)    
Full time322 (26.4)a31 (16.6)a316 (26.2)a37 (18.7)a
Part time136 (11.2)a11 (5.9)a124 (10.3)a23 (11.6)a
Retired172 (14.1)a37 (19.8)a196 (16.2)a13 (6.6)a
Disabled278 (22.8)a72 (38.5)a287 (23.8)a63 (31.8)a
Unemployed286 (23.5)a31 (16.6)a258 (21.4)a59 (29.8)a
Student24 (2.0)a5 (2.7)a26 (2.2)a3 (1.5)a
Homeless in past 6 months, n (%)143 (11.6)24 (12.5)126 (10.3)41 (20.4)
Health literacy, n (%)b    
6th‐grade level230 (19.2)41 (22.4)228 (19.2)43 (22.4)
7th8th‐grade level342 (28.5)60 (32.8)342 (28.7)60 (31.3)
9th‐grade level627 (52.3)82 (44.8)620 (52.1)89 (46.4)
Mean length of stay, d (SD)2.69 (2.60)a3.57 (3.50)a2.81 (2.80)2.84 (2.18)
PCP at enrollment, n (%)c1,005 (81.1)166 (86.0)1,005 (81.7)166 (82.2)
2 Admissions in past 6 months, n (%)300 (24.2)a81 (42.0)a292 (23.7)a89 (44.1)a
Mean Charlson score (SD)d2.19 (2.53)a2.85 (2.78)a2.34 (2.60)a1.92 (2.18)a
Substance abuse, n (%)e138 (12.0)a36 (19.7)a151 (13.1)23 (12.6)

Table 2 shows the unadjusted 30 day hospital readmission, ED utilization, and PCP follow‐up rates. Participants with mild symptoms had higher readmission rates than those without symptoms (0.20 vs 0.13). In other words, 20 readmissions occurred per 100 subjects with mild symptoms, compared with 13 readmissions per 100 subjects without symptoms (P<0.001). The readmission rate was 0.21 for subjects with moderate‐to‐severe depression. The rate of ED utilization for subjects with mild symptoms was 0.18. This was significantly different from ED utilization rates of those with no depression and those with moderate‐to‐severe symptoms, which were 0.16 and 0.28, respectively (P<0.001). The postdischarge follow‐up rates were different for those without depression compared to those with mild and moderate‐to‐severe symptoms (58.7, 49.5, and 51.1, respectively), but this did not reach statistical significance (P=0.06).

Hospital Readmission, Emergency Department, and Primary Care Physician Utilization Rates 30 Days After Discharge by Depressive Symptom Screen Status
 Depressive Symptom Severity Based on PHQ‐9 Score, N=1,418P Value
No Depression, n=857Mild Depressive Symptoms, n=225Moderate‐to‐Severe Depressive Symptoms, n=336
  • NOTE: Abbreviations: ED, emergency department; PCP, primary care physician; PHQ‐9, 9‐Item Patient Health Questionnaire.

Hospital readmission, n (rate per 100)108 (12.6)44 (19.6)71 (21.1)<0.001
ED utilization, n (rate per 100)133 (15.5)41 (18.2)94 (28.0)<0.001
PCP follow‐up, n (rate per 100)420 (58.7)103 (49.5)157 (51.1)0.06

Poisson analyses were conducted to control for potential confounding in the relationship between symptom severity and readmission or ED utilization (Table 3). Compared to subjects with no depression, the association between mild symptoms and readmission remained significant (adjusted IRR: 1.49; 95% confidence interval [CI]: 1.11‐2.00) after controlling for relevant confounders. For those with moderate‐to‐severe symptoms, the adjusted IRR was 1.96 (95% CI: 1.51‐2.49). When compared to those without depression, the adjusted IRR for ED reutilization was not found to be significant for those with mild symptoms (1.30; 95% CI: 0.96‐1.76) and significant for those participants with moderate‐to‐severe symptoms (1.48; 95% CI: 1.16‐1.89).

Adjusted Hospital Readmission, Emergency Department Utilization Rates, and IRR 30 Days After Discharge by Depressive Symptom Screen Status
 Depressive Symptom Severity Based on PHQ‐9 Score, N=1418P Value
No Depression, n=857Mild Depressive Symptoms, n=225Moderate‐to‐Severe Depressive Symptoms, n=336
  • NOTE: Abbreviations: CI, confidence interval; ED, emergency department; IRR, incidence rate ratio; PHQ‐9, 9‐item Patient Health Questionnaire.

  • Adjusted for intervention group, Rapid Estimate of Health Literacy in Adult Medicine tool score, Charlson Comorbidity Index, gender, homelessness, employment, insurance, frequent utilizer, age (years), length of stay (days).

Hospital readmission, n (rate per 100)96 (11.9)36 (17.1)67 (21.1)<0.001
Hospital readmission IRR (95% CI)Ref1.49 (1.11‐2.00)1.96 (1.51‐2.49) 
ED utilization, n (rate per 100)124 (15.2)40 (19.0)85 (26.7)0.007
ED utilization IRR (95% CI)Ref1.30 (0.96‐1.76)1.48 (1.16‐1.89) 

Figure 1 depicts the hazard curve generated for the time to first hospital readmission, stratified by depressive symptom severity. A readmission within 30 days following an index discharge date occurred in 10% of participants without depression, 14% of those with mild symptoms, and 19% of those with moderate‐to‐severe symptoms (P=0.03).

Figure 1
Hazard of hospital readmission in the 30 days following hospital discharge among subjects with mild, moderate‐to‐severe, and no depressive symptoms.

DISCUSSION

Our study shows hospitalized medical patients at an urban academic hospital with a positive screen for depressive symptoms are significantly more likely to be readmitted within 30 days of discharge as compared to those who do not screen positive. The significant association of depressive symptoms and readmission remains even after stratifying by severity and controlling for relevant confounders. Further, there appears to be a dose‐response relationship between depressive symptom severity and readmission. This graded effect makes the distinction between mild and moderate‐to‐severe depressive symptoms a better instrument at predicting rehospitalization than a diagnostic code for depression. Few studies have analyzed the readmission of general medical patients stratified by depressive symptomatology, and even fewer have addressed the presence of mild depressive symptomatology as it relates to readmission. A diagnosis of mild depression is associated with similar though less severe outcomes as compared to major depression, including negative effects on quality of life, functional disability, health status, and mortality.[29] Patients with heart failure and mild depressive symptoms have higher rates of readmission at 3 months and 1 year as compared with those without depressive symptoms, but these findings were not found to be significant.[30] Mild depressive symptoms may contribute to readmission, accrued medical cost, and burden of disease.

We extend previous research[5, 31, 32] by showing that, compared to those without and those with mild symptoms, the readmission risk is even greater for those who screen positive for moderate‐to‐severe symptoms. The mechanism linking depressive symptoms and readmission is not well understood. Behavioral mechanisms such as physical symptom amplification or anxiety about symptoms link depressive symptoms to healthcare utilization after discharge.[33] Depressive symptoms among patients with diabetes, asthma, hypertension, or human immunodeficiency virus (HIV) impairs medication adherence and self‐care behavior.[14, 34, 35, 36] Depressed patients might have reduced social support leading to increased stress, worsened symptoms, and prolonged recovery.[37] These mechanisms may prompt patients to present to hospitals for reevaluation. The direct physiologic consequences of depressive symptoms may be similar to that of the diagnosis of depression. Patients with cardiovascular disease and depression have poor outcomes, which may be related to decreased heart rate variability, hypercoagulability, high burden of inflammatory markers, and severity of left ventricular dysfunction.[38, 39] Among patients with HIV/acquired immunodeficiency syndrome and coronary artery disease, depression is linked to increased proinflammatory marker levels and less favorable outcomes, which may signal a more severe form of the disease or an impaired response to treatment.[15, 16]

Our data have several implications. Though disease burden may play a role in the presence of depressive symptomatology in hospitalized patients, screen‐positive patients still experienced more readmission events as compared to those without depressive symptoms after controlling for relevant confounders. Further, there appears to be a dose‐dependent relationship between depressive symptom severity and rate of readmission. Use of a categorical ICD‐9 code often implies that the diagnosis of depression has been confirmed. Rather than using administrative ICD‐9 codes to account for readmission risk, hospitals may consider screening patients for depressive symptoms during hospitalizations to both identify and risk‐stratify patients at high risk for readmission. Procedures should be implemented to address barriers to safe transitions in care in the screen‐positive population. The relationship between symptom severity and readmission rate may aid in the decision to devote resources to those at highest risk of readmission. Lastly, though research on the treatment of depressive symptoms in medical inpatients has been inconclusive in determining whether this approach is better than usual care or structured pharmacotherapies,[40] further study is needed to determine whether treatment of mild and moderate‐to‐severe depressive symptoms during an acute medical hospitalization will decrease readmission.

Strengths of the current study include the large dataset, the broad range of covariates available for analyses, and the inclusive nature of the sample, which was not restricted to factors such as age or medical condition.

Several limitations should be noted. We did not conduct a psychiatric evaluation to evaluate screen‐positive patients who met diagnostic criteria for minor or major depressive disorder, nor did we reconfirm the presence of symptoms at the time of or following hospital discharge. Our data, then, may not reflect patients' depressive symptomatology prior to the index hospitalization or at the time of discharge. Although such data might further refine the use of depressive symptomatology in identifying patients at high risk for readmission, our findings demonstrate that simply screening positive for depressive symptomatology at time of admission is associated with increased risk of readmission. We do not know the direction of the reported associations. If depressive symptoms are the consequence of higher disease burden, treatment of the underlying disease may be the most important intervention. Although this is possible, our model does include variables (eg, length of stay, Charlson Comorbidity Index), which are likely to adjust for disease severity, pointing to the likelihood that depressive symptoms truly predict hospital readmission independent of disease severity. Data on utilization outside Boston Medical Center (about 9% of outcomes) were determined by patient self‐report and not confirmed by document review. Our results may not be generalizable to populations other than those served by an urban safety‐net hospital or other populations excluded from analysis (eg, nonEnglish‐speaking patients, patients from nursing homes). Finally, social factors such as social support may residually confound the relationship between depressive symptom severity and readmission.

Our finding linking both mild and moderate‐to‐severe depressive symptoms to increased readmission when compared to those without depressive symptoms is significant for future policy. If future studies demonstrate that the initiation of treatment of patients who screen positive for depressive symptoms during an acute hospitalization leads to reduced readmission, policymakers should increase support for mental health screening and programming as an integral portion of general medical patient management.

In conclusion, screening positive for mild or moderate‐to‐severe depressive symptoms is associated with an increased rate of early hospital readmission as compared to those without depressive symptoms, even after controlling for relevant confounders. The rate and hazard of hospital readmission increase with symptom severity. This finding has important implications for future research for hospital screening programming and interventions for patients who screen positive for depressive symptoms.

Disclosures: This research was funded in part by grants from the Agency for Healthcare Research and Quality (NCT00252057) and the National Heart, Lung, and Blood Institute (NCT00217867). Dr. Cancino has been paid for consulting work for PracticeUpdate, a subsidiary of Elsevier. Dr. Culpepper has been paid for participation in advisory boards by AstraZeneca, Eli Lilly and Co., Boehringer Ingelheim Pharmaceuticals Inc., Forest Labs, Janssen Pharmaceuticals, Inc., Jazz Pharmaceuticals plc, H. Lundbeck A/S, Merck & Co., Pfizer Inc., Reckitt Benckiser Pharmaceuticals Inc., Sunovion Pharmaceuticals Inc., and Takeda Pharmaceuticals Inc. He has received payment for educational presentations regarding hospital readmission without mention of any pharmaceutical or other products from Merck. Dr. Mitchell has received honoraria from Merck for lectures on health behavior counseling. Trial registration: NCT00252057, NCT00217867.

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Unplanned hospital readmission within 30 days is an important marker of the quality of care provided in the hospital and in the immediate posthospital setting.[1] In the United States, 1 in 5 Medicare patients is readmitted within 30 days, and related Medicare costs are estimated to be $17 billion annually.[2] Public policy is attempting to drive down healthcare costs in the United States via the Affordable Care Act by reducing payments to hospitals that have high 30‐day readmission rates.[3]

The prevalence of depression is 6.7% of adults,[4] and depressive symptomatology has been linked to hospital readmission.[5, 6] Depressive symptoms are associated with poor health outcomes and increased utilization. Patients with cardiac disease and depressive symptoms have worse outcomes.[7] Mild symptoms are associated with increased primary care and mental health care visits.[8] Both mild and moderate‐to‐severe depressive symptomatology are associated with symptom burden, physical limitation, quality of life, and overall health.[9] Importantly, many hospitalized patients, who do not have a diagnosis of depression, display depressive symptomatology.[10] A gap in knowledge exists as to the utility of stratifying depressive symptomatology between mild and moderate to severe in determining risk for hospital readmission.

Although the causal pathway to worse outcomes in patients with a diagnosis of depression has been studied,[11] the reasons for poor outcomes of patients with depressive symptomatology have not been well described, particularly in hospitalized general medical patients. Nonadherence to physician recommendations, decreased cognitive function, and poor adherence to self‐care recommendations[12, 13, 14] may explain increased healthcare utilization. Physiological models hypothesize heightened levels of proinflammatory markers[15, 16] and vascular depression[17] may play a role. There remains a gap in knowledge as to the postdischarge utilization of hospitalized patients with depressive symptomatology.

We studied the rate of hospital readmission among hospitalized adult patients with mild and moderate‐to‐severe depressive symptoms as defined by the 9‐Item Patient Health Questionnaire (PHQ‐9) depression screening tool.[18]

METHODS

Setting, Data, and Participants

Data from 2 Project Re‐Engineered Discharge (RED) clinical trials were included in a secondary analysis.[19, 20, 21] Depressive symptom screening data were available for 1418 participants originally randomized to the control and experimental groups in each trial.

The Project RED trials were a set of 2‐armed randomized controlled trials studying hospital utilization following a standardized hospital‐based discharge process. Inclusion criteria included English‐speaking patients who were 18 years or older and admitted to the adult medical service at Boston Medical Center, a large urban safety‐net hospital with an ethnically diverse patient population. Patients were required to have a telephone and have plans to return home after discharge. Patients were excluded if admitted from a skilled nursing facility or other hospital, transferred to a different hospital service before enrollment, admitted for a planned hospitalization, on hospital precautions, on suicide watch, or were deaf or blind. A full description of the methods has been described.[19] The second RED trial differed in that a health information technology system was used to teach the discharge plan to subjects at the time of discharge rather than a nurse.[20, 21]

The institutional review board of Boston University approved all study activities.

Outcome Variables

The primary end point for this analysis was the hospital readmission rate, defined as the total number of readmissions per subject within 30 days of the index discharge. Data were collected by hospital electronic medical record (EMR) review and by contacting subjects by telephone 30 days after discharge. Research staff collected data and were blinded to study group assignment. We examined emergency department (ED) utilization and primary care physician (PCP) follow‐up visit attendance rates within 30 days of discharge. Any ED or ambulatory visit resulting in hospital admission within 30 days of the index discharge date was counted as 1 readmission. Readmission and ED utilization dates occurring at Boston Medical Center were obtained from its EMR, whereas those at other hospitals were collected through subject report.

Primary Independent Variable

The primary independent variable was the PHQ‐9 screening questionnaire score, designed to identify patients with depressive symptoms. Data were collected at the time of enrollment during the index admission. Symptoms were categorized into 3 groups: no depression (PHQ‐9 score of 04, or less than a score of 2 on the first 2 questions of the PHQ‐9), mild depressive symptoms (PHQ‐9 score of 59), and moderate‐to‐severe symptoms (PHQ‐9 score of 1027).[18]

Statistical Analysis

Potential confounders were identified a priori from available literature on factors associated with hospital readmission. These included age,[22] race, gender,[23] marital status, health literacy (using the Rapid Estimate of Health Literacy in Adult Medicine [REALM] tool),[24] insurance type, employment status, income level,[25] Charlson Comorbidity Index,[26] homelessness within the past 3 months, hospital utilization within the 6 months before the index hospitalization,[27] educational attainment, length of hospital stay,[28] and study group assignment.

Demographic and other characteristics were compared by dichotomized healthcare reutilization outcomes using bivariate analysis to identify potential confounders of the relationship between depressive symptom severity and hospital readmission. [2] tests were used for categorical variables and t tests for continuous variables. Age (years) and length of stay (days) were used as continuous variables. Gender (male/female), frequent hospital admission within 6 months (01 vs 2 or more), homelessness, and presence of substance use disorder diagnosis (defined by the International Statistical Classification of Disease, 9th Revision [ICD‐9] diagnosis codes, which included 303.0 [alcohol dependence], 305.0 [alcohol abuse], 291.0 [alcohol‐induced mental disorders], 304.0 [drug dependence], 305.2305.7, 305.9 [drug abuse] and 292.0 [drug‐induced mental disorders]) were treated as dichotomous variables. Categorical variables were created for marital status (single, married, divorced/widowed), educational attainment (less than or incomplete high school, high school graduate, some college, college graduate), insurance type (Medicare, Medicaid, private insurance, or Free Care), income level (<$19,999 per year, $20,00039,000, $40,00074,999, >$75,000, or unknown/refused to answer), employment status (working full time, working part time, not working, or no answer), and health literacy level according to REALM score (044 [grade 6 or below], 4560 [grade 78], or 6166 [grade 9 or above]).

The readmission rate reflects the number of hospital readmission events per subject within 30 days of discharge. The PCP follow‐up rate reflects the number of subjects attending a posthospital PCP visit within 30 days of discharge. The incidence rate ratio (IRR) was calculated to compare the rates of readmission between those with mild, moderate to severe, and no depressive symptoms. Readmission data at 30 days are cumulative. Poisson models were used to test for significant differences between the predicted and observed number of events at 30 days. A stepwise selection process (with =0.2 as entry and exit criteria) was conducted to identify relevant confounders and to construct the final model for the association between depressive symptom screen severity and readmission. Using sensitivity analysis, we tested a model including substance abuse as a variable. This did not substantially change our final model, and therefore we did not include this variable in the final model.

A Kaplan‐Meier hazard curve was generated for time from the index discharge to the first hospital readmission within 30 days. The hazard of readmission was compared among the 3 depressive symptom screen categories using Cox proportional hazards. Two‐sided significance tests were used. P values <0.05 were considered to indicate statistical significance. All data were analyzed with SAS 9.3 (SAS Institute, Cary, NC).

Adjusted Poisson regression results identified individuals with readmission and/or ED utilization rates much higher than the sample mean. Data points with 5 or more hospital readmissions or 7 or more combined readmissions and ED utilizations were removed from analysis.

RESULTS

Of the total study population, 15.9% (225/1418) demonstrated mild depressive symptoms, and 23.7% (336/1418) demonstrated moderate‐to‐severe symptoms. Of those in our study, 38.9% (551/1418) self‐reported being told by a healthcare professional that they had depression. Of those self‐reporting depression, 27.9% (273/540) were currently taking antidepressant medication at the time of the index hospitalization. Table 1 shows baseline characteristics by dichotomized utilization outcome. Mean age, marital status, health insurance, employment status, mean length of stay, admissions in the previous 6 months, mean Charlson score, and substance abuse were significantly associated with hospital readmission. Of these characteristics, all but mean length of stay and previous history of substance abuse were significantly associated with ED utilization.

Baseline Demographics and Utilization Outcomes
 Hospital ReadmissionED Utilization
No, n=1,240Yes, n=193No, n=1,231Yes, n=202
  • NOTE: Abbreviations: ED, emergency department; GED, General Educational Development; PCP, primary care physician; PHQ‐9, 9‐Item Patient Health Questionnaire; SD, standard deviation.

  • A significant association with the outcome.

  • Free Care is a Massachusetts state program for uninsured patients.

  • Health literacy scores correspond to total score as determined by Rapid Estimate of Health Literacy in Adult Medicine tool. The 2 categories of lowest literacy were combined because of the distribution of scores. Score of 0 to 44 corresponds to 6th‐grade level or below, 45 to 60 corresponds to 7th‐ to 8th‐grade level, and 61 to 66 corresponds to 9th‐grade level or above.

  • PCP at enrollment refers to subject self‐identifying PCP at time of Project RED study enrollment.

  • Charlson Comorbity Index score reflects the cumulative increased likelihood of 1‐year mortality. Higher scores indicate more comorbidity. The minimum score is 0. There is no maximum score.

  • Defined by the presence of a substance use disorder defined by International Classification of Diseases, 9th Revision diagnosis code for the index hospitalization. Diagnostic codes included, 303 (alcohol dependence), 305.0 (alcohol abuse), 291 (alcohol induced mental disorders), 304 (drug dependence), 305.2305.7, 305.9 (drug abuse), and 292 (drug‐induced mental disorders).

Male, n (%)602 (48.6)105 (54.4)606 (49.3)101 (50.0)
Mean age, y (SD)49.14 (14.21)a52.24 (14.69)a50.06 (14.57)a46.45 (12.19)a
Race, n (%)    
White non‐Hispanic332 (26.8)73 (37.8)357 (29.0)48 (23.8)
Black non‐Hispanic666 (53.7)89 (46.1)646 (52.5)109 (54.0)
Hispanic135 (10.9)19 (9.8)124 (10.1)30 (14.9)
Other or mixed race59 (4.8)7 (3.6)56 (4.6)10 (5.0)
Unknown48 (3.9)5 (2.6)48 (3.9)5 (2.5)
Marital status, n (%)    
Single593 (47.8)a74 (38.3)a552 (44.8)a115 (56.9)a
Married286 (23.1)a42 (21.8)a296 (24.1)a32 (15.8)a
Divorced/widowed346 (27.9)a74 (38.3)a369 (20.0)a51 (25.3)a
Unknown15 (1.2)a3 (1.6)a14 (1.1)a4 (2.0)a
Annual personal income, n (%)    
<$19,999511 (41.2)88 (45.6)509 (41.4)90 (44.6)
$20,000$39,999184 (14.8)22 (11.4)175 (14.2)31 (15.4)
$40,000$74,999107 (8.6)14 (7.3)111 (9.0)10 (5.0)
>$75,00041 (3.3)8 (4.2)44 (3.6)5 (2.5)
Unknown/refused397 (32.0)61 (31.6)392 (31.8)66 (32.7)
Health insurance, n (%)    
Private321 (25.9)a34 (17.6)a316 (25.7)a39 (19.3)a
Medicaid510 (41.1)a90 (46.6)a485 (39.4)a115 (56.9)a
Medicare138 (11.1)a43 (22.3)a170 (13.8)a11 (5.5)a
Free Care207 (16.7)a14 (7.3)a190 (15.4)a31 (15.4)a
Other/unknown64 (5.2)a12 (6.2)a70 (5.7)a6 (3.0)a
Education level, n (%)    
Incomplete high school290 (23.4)45 (23.3)288 (23.4)47 (23.3)
High school graduate/GED492 (39.7)87 (45.1)489 (39.7)90 (44.6)
Some college257 (20.7)34 (17.6)255 (20.7)36 (17.8)
College degree183 (14.8)25 (13.0)183 (14.9)25 (12.4)
Unknown18 (1.5)2 (1.0)16 (1.3)4 (2.0)
Employment status, n (%)    
Full time322 (26.4)a31 (16.6)a316 (26.2)a37 (18.7)a
Part time136 (11.2)a11 (5.9)a124 (10.3)a23 (11.6)a
Retired172 (14.1)a37 (19.8)a196 (16.2)a13 (6.6)a
Disabled278 (22.8)a72 (38.5)a287 (23.8)a63 (31.8)a
Unemployed286 (23.5)a31 (16.6)a258 (21.4)a59 (29.8)a
Student24 (2.0)a5 (2.7)a26 (2.2)a3 (1.5)a
Homeless in past 6 months, n (%)143 (11.6)24 (12.5)126 (10.3)41 (20.4)
Health literacy, n (%)b    
6th‐grade level230 (19.2)41 (22.4)228 (19.2)43 (22.4)
7th8th‐grade level342 (28.5)60 (32.8)342 (28.7)60 (31.3)
9th‐grade level627 (52.3)82 (44.8)620 (52.1)89 (46.4)
Mean length of stay, d (SD)2.69 (2.60)a3.57 (3.50)a2.81 (2.80)2.84 (2.18)
PCP at enrollment, n (%)c1,005 (81.1)166 (86.0)1,005 (81.7)166 (82.2)
2 Admissions in past 6 months, n (%)300 (24.2)a81 (42.0)a292 (23.7)a89 (44.1)a
Mean Charlson score (SD)d2.19 (2.53)a2.85 (2.78)a2.34 (2.60)a1.92 (2.18)a
Substance abuse, n (%)e138 (12.0)a36 (19.7)a151 (13.1)23 (12.6)

Table 2 shows the unadjusted 30 day hospital readmission, ED utilization, and PCP follow‐up rates. Participants with mild symptoms had higher readmission rates than those without symptoms (0.20 vs 0.13). In other words, 20 readmissions occurred per 100 subjects with mild symptoms, compared with 13 readmissions per 100 subjects without symptoms (P<0.001). The readmission rate was 0.21 for subjects with moderate‐to‐severe depression. The rate of ED utilization for subjects with mild symptoms was 0.18. This was significantly different from ED utilization rates of those with no depression and those with moderate‐to‐severe symptoms, which were 0.16 and 0.28, respectively (P<0.001). The postdischarge follow‐up rates were different for those without depression compared to those with mild and moderate‐to‐severe symptoms (58.7, 49.5, and 51.1, respectively), but this did not reach statistical significance (P=0.06).

Hospital Readmission, Emergency Department, and Primary Care Physician Utilization Rates 30 Days After Discharge by Depressive Symptom Screen Status
 Depressive Symptom Severity Based on PHQ‐9 Score, N=1,418P Value
No Depression, n=857Mild Depressive Symptoms, n=225Moderate‐to‐Severe Depressive Symptoms, n=336
  • NOTE: Abbreviations: ED, emergency department; PCP, primary care physician; PHQ‐9, 9‐Item Patient Health Questionnaire.

Hospital readmission, n (rate per 100)108 (12.6)44 (19.6)71 (21.1)<0.001
ED utilization, n (rate per 100)133 (15.5)41 (18.2)94 (28.0)<0.001
PCP follow‐up, n (rate per 100)420 (58.7)103 (49.5)157 (51.1)0.06

Poisson analyses were conducted to control for potential confounding in the relationship between symptom severity and readmission or ED utilization (Table 3). Compared to subjects with no depression, the association between mild symptoms and readmission remained significant (adjusted IRR: 1.49; 95% confidence interval [CI]: 1.11‐2.00) after controlling for relevant confounders. For those with moderate‐to‐severe symptoms, the adjusted IRR was 1.96 (95% CI: 1.51‐2.49). When compared to those without depression, the adjusted IRR for ED reutilization was not found to be significant for those with mild symptoms (1.30; 95% CI: 0.96‐1.76) and significant for those participants with moderate‐to‐severe symptoms (1.48; 95% CI: 1.16‐1.89).

Adjusted Hospital Readmission, Emergency Department Utilization Rates, and IRR 30 Days After Discharge by Depressive Symptom Screen Status
 Depressive Symptom Severity Based on PHQ‐9 Score, N=1418P Value
No Depression, n=857Mild Depressive Symptoms, n=225Moderate‐to‐Severe Depressive Symptoms, n=336
  • NOTE: Abbreviations: CI, confidence interval; ED, emergency department; IRR, incidence rate ratio; PHQ‐9, 9‐item Patient Health Questionnaire.

  • Adjusted for intervention group, Rapid Estimate of Health Literacy in Adult Medicine tool score, Charlson Comorbidity Index, gender, homelessness, employment, insurance, frequent utilizer, age (years), length of stay (days).

Hospital readmission, n (rate per 100)96 (11.9)36 (17.1)67 (21.1)<0.001
Hospital readmission IRR (95% CI)Ref1.49 (1.11‐2.00)1.96 (1.51‐2.49) 
ED utilization, n (rate per 100)124 (15.2)40 (19.0)85 (26.7)0.007
ED utilization IRR (95% CI)Ref1.30 (0.96‐1.76)1.48 (1.16‐1.89) 

Figure 1 depicts the hazard curve generated for the time to first hospital readmission, stratified by depressive symptom severity. A readmission within 30 days following an index discharge date occurred in 10% of participants without depression, 14% of those with mild symptoms, and 19% of those with moderate‐to‐severe symptoms (P=0.03).

Figure 1
Hazard of hospital readmission in the 30 days following hospital discharge among subjects with mild, moderate‐to‐severe, and no depressive symptoms.

DISCUSSION

Our study shows hospitalized medical patients at an urban academic hospital with a positive screen for depressive symptoms are significantly more likely to be readmitted within 30 days of discharge as compared to those who do not screen positive. The significant association of depressive symptoms and readmission remains even after stratifying by severity and controlling for relevant confounders. Further, there appears to be a dose‐response relationship between depressive symptom severity and readmission. This graded effect makes the distinction between mild and moderate‐to‐severe depressive symptoms a better instrument at predicting rehospitalization than a diagnostic code for depression. Few studies have analyzed the readmission of general medical patients stratified by depressive symptomatology, and even fewer have addressed the presence of mild depressive symptomatology as it relates to readmission. A diagnosis of mild depression is associated with similar though less severe outcomes as compared to major depression, including negative effects on quality of life, functional disability, health status, and mortality.[29] Patients with heart failure and mild depressive symptoms have higher rates of readmission at 3 months and 1 year as compared with those without depressive symptoms, but these findings were not found to be significant.[30] Mild depressive symptoms may contribute to readmission, accrued medical cost, and burden of disease.

We extend previous research[5, 31, 32] by showing that, compared to those without and those with mild symptoms, the readmission risk is even greater for those who screen positive for moderate‐to‐severe symptoms. The mechanism linking depressive symptoms and readmission is not well understood. Behavioral mechanisms such as physical symptom amplification or anxiety about symptoms link depressive symptoms to healthcare utilization after discharge.[33] Depressive symptoms among patients with diabetes, asthma, hypertension, or human immunodeficiency virus (HIV) impairs medication adherence and self‐care behavior.[14, 34, 35, 36] Depressed patients might have reduced social support leading to increased stress, worsened symptoms, and prolonged recovery.[37] These mechanisms may prompt patients to present to hospitals for reevaluation. The direct physiologic consequences of depressive symptoms may be similar to that of the diagnosis of depression. Patients with cardiovascular disease and depression have poor outcomes, which may be related to decreased heart rate variability, hypercoagulability, high burden of inflammatory markers, and severity of left ventricular dysfunction.[38, 39] Among patients with HIV/acquired immunodeficiency syndrome and coronary artery disease, depression is linked to increased proinflammatory marker levels and less favorable outcomes, which may signal a more severe form of the disease or an impaired response to treatment.[15, 16]

Our data have several implications. Though disease burden may play a role in the presence of depressive symptomatology in hospitalized patients, screen‐positive patients still experienced more readmission events as compared to those without depressive symptoms after controlling for relevant confounders. Further, there appears to be a dose‐dependent relationship between depressive symptom severity and rate of readmission. Use of a categorical ICD‐9 code often implies that the diagnosis of depression has been confirmed. Rather than using administrative ICD‐9 codes to account for readmission risk, hospitals may consider screening patients for depressive symptoms during hospitalizations to both identify and risk‐stratify patients at high risk for readmission. Procedures should be implemented to address barriers to safe transitions in care in the screen‐positive population. The relationship between symptom severity and readmission rate may aid in the decision to devote resources to those at highest risk of readmission. Lastly, though research on the treatment of depressive symptoms in medical inpatients has been inconclusive in determining whether this approach is better than usual care or structured pharmacotherapies,[40] further study is needed to determine whether treatment of mild and moderate‐to‐severe depressive symptoms during an acute medical hospitalization will decrease readmission.

Strengths of the current study include the large dataset, the broad range of covariates available for analyses, and the inclusive nature of the sample, which was not restricted to factors such as age or medical condition.

Several limitations should be noted. We did not conduct a psychiatric evaluation to evaluate screen‐positive patients who met diagnostic criteria for minor or major depressive disorder, nor did we reconfirm the presence of symptoms at the time of or following hospital discharge. Our data, then, may not reflect patients' depressive symptomatology prior to the index hospitalization or at the time of discharge. Although such data might further refine the use of depressive symptomatology in identifying patients at high risk for readmission, our findings demonstrate that simply screening positive for depressive symptomatology at time of admission is associated with increased risk of readmission. We do not know the direction of the reported associations. If depressive symptoms are the consequence of higher disease burden, treatment of the underlying disease may be the most important intervention. Although this is possible, our model does include variables (eg, length of stay, Charlson Comorbidity Index), which are likely to adjust for disease severity, pointing to the likelihood that depressive symptoms truly predict hospital readmission independent of disease severity. Data on utilization outside Boston Medical Center (about 9% of outcomes) were determined by patient self‐report and not confirmed by document review. Our results may not be generalizable to populations other than those served by an urban safety‐net hospital or other populations excluded from analysis (eg, nonEnglish‐speaking patients, patients from nursing homes). Finally, social factors such as social support may residually confound the relationship between depressive symptom severity and readmission.

Our finding linking both mild and moderate‐to‐severe depressive symptoms to increased readmission when compared to those without depressive symptoms is significant for future policy. If future studies demonstrate that the initiation of treatment of patients who screen positive for depressive symptoms during an acute hospitalization leads to reduced readmission, policymakers should increase support for mental health screening and programming as an integral portion of general medical patient management.

In conclusion, screening positive for mild or moderate‐to‐severe depressive symptoms is associated with an increased rate of early hospital readmission as compared to those without depressive symptoms, even after controlling for relevant confounders. The rate and hazard of hospital readmission increase with symptom severity. This finding has important implications for future research for hospital screening programming and interventions for patients who screen positive for depressive symptoms.

Disclosures: This research was funded in part by grants from the Agency for Healthcare Research and Quality (NCT00252057) and the National Heart, Lung, and Blood Institute (NCT00217867). Dr. Cancino has been paid for consulting work for PracticeUpdate, a subsidiary of Elsevier. Dr. Culpepper has been paid for participation in advisory boards by AstraZeneca, Eli Lilly and Co., Boehringer Ingelheim Pharmaceuticals Inc., Forest Labs, Janssen Pharmaceuticals, Inc., Jazz Pharmaceuticals plc, H. Lundbeck A/S, Merck & Co., Pfizer Inc., Reckitt Benckiser Pharmaceuticals Inc., Sunovion Pharmaceuticals Inc., and Takeda Pharmaceuticals Inc. He has received payment for educational presentations regarding hospital readmission without mention of any pharmaceutical or other products from Merck. Dr. Mitchell has received honoraria from Merck for lectures on health behavior counseling. Trial registration: NCT00252057, NCT00217867.

Unplanned hospital readmission within 30 days is an important marker of the quality of care provided in the hospital and in the immediate posthospital setting.[1] In the United States, 1 in 5 Medicare patients is readmitted within 30 days, and related Medicare costs are estimated to be $17 billion annually.[2] Public policy is attempting to drive down healthcare costs in the United States via the Affordable Care Act by reducing payments to hospitals that have high 30‐day readmission rates.[3]

The prevalence of depression is 6.7% of adults,[4] and depressive symptomatology has been linked to hospital readmission.[5, 6] Depressive symptoms are associated with poor health outcomes and increased utilization. Patients with cardiac disease and depressive symptoms have worse outcomes.[7] Mild symptoms are associated with increased primary care and mental health care visits.[8] Both mild and moderate‐to‐severe depressive symptomatology are associated with symptom burden, physical limitation, quality of life, and overall health.[9] Importantly, many hospitalized patients, who do not have a diagnosis of depression, display depressive symptomatology.[10] A gap in knowledge exists as to the utility of stratifying depressive symptomatology between mild and moderate to severe in determining risk for hospital readmission.

Although the causal pathway to worse outcomes in patients with a diagnosis of depression has been studied,[11] the reasons for poor outcomes of patients with depressive symptomatology have not been well described, particularly in hospitalized general medical patients. Nonadherence to physician recommendations, decreased cognitive function, and poor adherence to self‐care recommendations[12, 13, 14] may explain increased healthcare utilization. Physiological models hypothesize heightened levels of proinflammatory markers[15, 16] and vascular depression[17] may play a role. There remains a gap in knowledge as to the postdischarge utilization of hospitalized patients with depressive symptomatology.

We studied the rate of hospital readmission among hospitalized adult patients with mild and moderate‐to‐severe depressive symptoms as defined by the 9‐Item Patient Health Questionnaire (PHQ‐9) depression screening tool.[18]

METHODS

Setting, Data, and Participants

Data from 2 Project Re‐Engineered Discharge (RED) clinical trials were included in a secondary analysis.[19, 20, 21] Depressive symptom screening data were available for 1418 participants originally randomized to the control and experimental groups in each trial.

The Project RED trials were a set of 2‐armed randomized controlled trials studying hospital utilization following a standardized hospital‐based discharge process. Inclusion criteria included English‐speaking patients who were 18 years or older and admitted to the adult medical service at Boston Medical Center, a large urban safety‐net hospital with an ethnically diverse patient population. Patients were required to have a telephone and have plans to return home after discharge. Patients were excluded if admitted from a skilled nursing facility or other hospital, transferred to a different hospital service before enrollment, admitted for a planned hospitalization, on hospital precautions, on suicide watch, or were deaf or blind. A full description of the methods has been described.[19] The second RED trial differed in that a health information technology system was used to teach the discharge plan to subjects at the time of discharge rather than a nurse.[20, 21]

The institutional review board of Boston University approved all study activities.

Outcome Variables

The primary end point for this analysis was the hospital readmission rate, defined as the total number of readmissions per subject within 30 days of the index discharge. Data were collected by hospital electronic medical record (EMR) review and by contacting subjects by telephone 30 days after discharge. Research staff collected data and were blinded to study group assignment. We examined emergency department (ED) utilization and primary care physician (PCP) follow‐up visit attendance rates within 30 days of discharge. Any ED or ambulatory visit resulting in hospital admission within 30 days of the index discharge date was counted as 1 readmission. Readmission and ED utilization dates occurring at Boston Medical Center were obtained from its EMR, whereas those at other hospitals were collected through subject report.

Primary Independent Variable

The primary independent variable was the PHQ‐9 screening questionnaire score, designed to identify patients with depressive symptoms. Data were collected at the time of enrollment during the index admission. Symptoms were categorized into 3 groups: no depression (PHQ‐9 score of 04, or less than a score of 2 on the first 2 questions of the PHQ‐9), mild depressive symptoms (PHQ‐9 score of 59), and moderate‐to‐severe symptoms (PHQ‐9 score of 1027).[18]

Statistical Analysis

Potential confounders were identified a priori from available literature on factors associated with hospital readmission. These included age,[22] race, gender,[23] marital status, health literacy (using the Rapid Estimate of Health Literacy in Adult Medicine [REALM] tool),[24] insurance type, employment status, income level,[25] Charlson Comorbidity Index,[26] homelessness within the past 3 months, hospital utilization within the 6 months before the index hospitalization,[27] educational attainment, length of hospital stay,[28] and study group assignment.

Demographic and other characteristics were compared by dichotomized healthcare reutilization outcomes using bivariate analysis to identify potential confounders of the relationship between depressive symptom severity and hospital readmission. [2] tests were used for categorical variables and t tests for continuous variables. Age (years) and length of stay (days) were used as continuous variables. Gender (male/female), frequent hospital admission within 6 months (01 vs 2 or more), homelessness, and presence of substance use disorder diagnosis (defined by the International Statistical Classification of Disease, 9th Revision [ICD‐9] diagnosis codes, which included 303.0 [alcohol dependence], 305.0 [alcohol abuse], 291.0 [alcohol‐induced mental disorders], 304.0 [drug dependence], 305.2305.7, 305.9 [drug abuse] and 292.0 [drug‐induced mental disorders]) were treated as dichotomous variables. Categorical variables were created for marital status (single, married, divorced/widowed), educational attainment (less than or incomplete high school, high school graduate, some college, college graduate), insurance type (Medicare, Medicaid, private insurance, or Free Care), income level (<$19,999 per year, $20,00039,000, $40,00074,999, >$75,000, or unknown/refused to answer), employment status (working full time, working part time, not working, or no answer), and health literacy level according to REALM score (044 [grade 6 or below], 4560 [grade 78], or 6166 [grade 9 or above]).

The readmission rate reflects the number of hospital readmission events per subject within 30 days of discharge. The PCP follow‐up rate reflects the number of subjects attending a posthospital PCP visit within 30 days of discharge. The incidence rate ratio (IRR) was calculated to compare the rates of readmission between those with mild, moderate to severe, and no depressive symptoms. Readmission data at 30 days are cumulative. Poisson models were used to test for significant differences between the predicted and observed number of events at 30 days. A stepwise selection process (with =0.2 as entry and exit criteria) was conducted to identify relevant confounders and to construct the final model for the association between depressive symptom screen severity and readmission. Using sensitivity analysis, we tested a model including substance abuse as a variable. This did not substantially change our final model, and therefore we did not include this variable in the final model.

A Kaplan‐Meier hazard curve was generated for time from the index discharge to the first hospital readmission within 30 days. The hazard of readmission was compared among the 3 depressive symptom screen categories using Cox proportional hazards. Two‐sided significance tests were used. P values <0.05 were considered to indicate statistical significance. All data were analyzed with SAS 9.3 (SAS Institute, Cary, NC).

Adjusted Poisson regression results identified individuals with readmission and/or ED utilization rates much higher than the sample mean. Data points with 5 or more hospital readmissions or 7 or more combined readmissions and ED utilizations were removed from analysis.

RESULTS

Of the total study population, 15.9% (225/1418) demonstrated mild depressive symptoms, and 23.7% (336/1418) demonstrated moderate‐to‐severe symptoms. Of those in our study, 38.9% (551/1418) self‐reported being told by a healthcare professional that they had depression. Of those self‐reporting depression, 27.9% (273/540) were currently taking antidepressant medication at the time of the index hospitalization. Table 1 shows baseline characteristics by dichotomized utilization outcome. Mean age, marital status, health insurance, employment status, mean length of stay, admissions in the previous 6 months, mean Charlson score, and substance abuse were significantly associated with hospital readmission. Of these characteristics, all but mean length of stay and previous history of substance abuse were significantly associated with ED utilization.

Baseline Demographics and Utilization Outcomes
 Hospital ReadmissionED Utilization
No, n=1,240Yes, n=193No, n=1,231Yes, n=202
  • NOTE: Abbreviations: ED, emergency department; GED, General Educational Development; PCP, primary care physician; PHQ‐9, 9‐Item Patient Health Questionnaire; SD, standard deviation.

  • A significant association with the outcome.

  • Free Care is a Massachusetts state program for uninsured patients.

  • Health literacy scores correspond to total score as determined by Rapid Estimate of Health Literacy in Adult Medicine tool. The 2 categories of lowest literacy were combined because of the distribution of scores. Score of 0 to 44 corresponds to 6th‐grade level or below, 45 to 60 corresponds to 7th‐ to 8th‐grade level, and 61 to 66 corresponds to 9th‐grade level or above.

  • PCP at enrollment refers to subject self‐identifying PCP at time of Project RED study enrollment.

  • Charlson Comorbity Index score reflects the cumulative increased likelihood of 1‐year mortality. Higher scores indicate more comorbidity. The minimum score is 0. There is no maximum score.

  • Defined by the presence of a substance use disorder defined by International Classification of Diseases, 9th Revision diagnosis code for the index hospitalization. Diagnostic codes included, 303 (alcohol dependence), 305.0 (alcohol abuse), 291 (alcohol induced mental disorders), 304 (drug dependence), 305.2305.7, 305.9 (drug abuse), and 292 (drug‐induced mental disorders).

Male, n (%)602 (48.6)105 (54.4)606 (49.3)101 (50.0)
Mean age, y (SD)49.14 (14.21)a52.24 (14.69)a50.06 (14.57)a46.45 (12.19)a
Race, n (%)    
White non‐Hispanic332 (26.8)73 (37.8)357 (29.0)48 (23.8)
Black non‐Hispanic666 (53.7)89 (46.1)646 (52.5)109 (54.0)
Hispanic135 (10.9)19 (9.8)124 (10.1)30 (14.9)
Other or mixed race59 (4.8)7 (3.6)56 (4.6)10 (5.0)
Unknown48 (3.9)5 (2.6)48 (3.9)5 (2.5)
Marital status, n (%)    
Single593 (47.8)a74 (38.3)a552 (44.8)a115 (56.9)a
Married286 (23.1)a42 (21.8)a296 (24.1)a32 (15.8)a
Divorced/widowed346 (27.9)a74 (38.3)a369 (20.0)a51 (25.3)a
Unknown15 (1.2)a3 (1.6)a14 (1.1)a4 (2.0)a
Annual personal income, n (%)    
<$19,999511 (41.2)88 (45.6)509 (41.4)90 (44.6)
$20,000$39,999184 (14.8)22 (11.4)175 (14.2)31 (15.4)
$40,000$74,999107 (8.6)14 (7.3)111 (9.0)10 (5.0)
>$75,00041 (3.3)8 (4.2)44 (3.6)5 (2.5)
Unknown/refused397 (32.0)61 (31.6)392 (31.8)66 (32.7)
Health insurance, n (%)    
Private321 (25.9)a34 (17.6)a316 (25.7)a39 (19.3)a
Medicaid510 (41.1)a90 (46.6)a485 (39.4)a115 (56.9)a
Medicare138 (11.1)a43 (22.3)a170 (13.8)a11 (5.5)a
Free Care207 (16.7)a14 (7.3)a190 (15.4)a31 (15.4)a
Other/unknown64 (5.2)a12 (6.2)a70 (5.7)a6 (3.0)a
Education level, n (%)    
Incomplete high school290 (23.4)45 (23.3)288 (23.4)47 (23.3)
High school graduate/GED492 (39.7)87 (45.1)489 (39.7)90 (44.6)
Some college257 (20.7)34 (17.6)255 (20.7)36 (17.8)
College degree183 (14.8)25 (13.0)183 (14.9)25 (12.4)
Unknown18 (1.5)2 (1.0)16 (1.3)4 (2.0)
Employment status, n (%)    
Full time322 (26.4)a31 (16.6)a316 (26.2)a37 (18.7)a
Part time136 (11.2)a11 (5.9)a124 (10.3)a23 (11.6)a
Retired172 (14.1)a37 (19.8)a196 (16.2)a13 (6.6)a
Disabled278 (22.8)a72 (38.5)a287 (23.8)a63 (31.8)a
Unemployed286 (23.5)a31 (16.6)a258 (21.4)a59 (29.8)a
Student24 (2.0)a5 (2.7)a26 (2.2)a3 (1.5)a
Homeless in past 6 months, n (%)143 (11.6)24 (12.5)126 (10.3)41 (20.4)
Health literacy, n (%)b    
6th‐grade level230 (19.2)41 (22.4)228 (19.2)43 (22.4)
7th8th‐grade level342 (28.5)60 (32.8)342 (28.7)60 (31.3)
9th‐grade level627 (52.3)82 (44.8)620 (52.1)89 (46.4)
Mean length of stay, d (SD)2.69 (2.60)a3.57 (3.50)a2.81 (2.80)2.84 (2.18)
PCP at enrollment, n (%)c1,005 (81.1)166 (86.0)1,005 (81.7)166 (82.2)
2 Admissions in past 6 months, n (%)300 (24.2)a81 (42.0)a292 (23.7)a89 (44.1)a
Mean Charlson score (SD)d2.19 (2.53)a2.85 (2.78)a2.34 (2.60)a1.92 (2.18)a
Substance abuse, n (%)e138 (12.0)a36 (19.7)a151 (13.1)23 (12.6)

Table 2 shows the unadjusted 30 day hospital readmission, ED utilization, and PCP follow‐up rates. Participants with mild symptoms had higher readmission rates than those without symptoms (0.20 vs 0.13). In other words, 20 readmissions occurred per 100 subjects with mild symptoms, compared with 13 readmissions per 100 subjects without symptoms (P<0.001). The readmission rate was 0.21 for subjects with moderate‐to‐severe depression. The rate of ED utilization for subjects with mild symptoms was 0.18. This was significantly different from ED utilization rates of those with no depression and those with moderate‐to‐severe symptoms, which were 0.16 and 0.28, respectively (P<0.001). The postdischarge follow‐up rates were different for those without depression compared to those with mild and moderate‐to‐severe symptoms (58.7, 49.5, and 51.1, respectively), but this did not reach statistical significance (P=0.06).

Hospital Readmission, Emergency Department, and Primary Care Physician Utilization Rates 30 Days After Discharge by Depressive Symptom Screen Status
 Depressive Symptom Severity Based on PHQ‐9 Score, N=1,418P Value
No Depression, n=857Mild Depressive Symptoms, n=225Moderate‐to‐Severe Depressive Symptoms, n=336
  • NOTE: Abbreviations: ED, emergency department; PCP, primary care physician; PHQ‐9, 9‐Item Patient Health Questionnaire.

Hospital readmission, n (rate per 100)108 (12.6)44 (19.6)71 (21.1)<0.001
ED utilization, n (rate per 100)133 (15.5)41 (18.2)94 (28.0)<0.001
PCP follow‐up, n (rate per 100)420 (58.7)103 (49.5)157 (51.1)0.06

Poisson analyses were conducted to control for potential confounding in the relationship between symptom severity and readmission or ED utilization (Table 3). Compared to subjects with no depression, the association between mild symptoms and readmission remained significant (adjusted IRR: 1.49; 95% confidence interval [CI]: 1.11‐2.00) after controlling for relevant confounders. For those with moderate‐to‐severe symptoms, the adjusted IRR was 1.96 (95% CI: 1.51‐2.49). When compared to those without depression, the adjusted IRR for ED reutilization was not found to be significant for those with mild symptoms (1.30; 95% CI: 0.96‐1.76) and significant for those participants with moderate‐to‐severe symptoms (1.48; 95% CI: 1.16‐1.89).

Adjusted Hospital Readmission, Emergency Department Utilization Rates, and IRR 30 Days After Discharge by Depressive Symptom Screen Status
 Depressive Symptom Severity Based on PHQ‐9 Score, N=1418P Value
No Depression, n=857Mild Depressive Symptoms, n=225Moderate‐to‐Severe Depressive Symptoms, n=336
  • NOTE: Abbreviations: CI, confidence interval; ED, emergency department; IRR, incidence rate ratio; PHQ‐9, 9‐item Patient Health Questionnaire.

  • Adjusted for intervention group, Rapid Estimate of Health Literacy in Adult Medicine tool score, Charlson Comorbidity Index, gender, homelessness, employment, insurance, frequent utilizer, age (years), length of stay (days).

Hospital readmission, n (rate per 100)96 (11.9)36 (17.1)67 (21.1)<0.001
Hospital readmission IRR (95% CI)Ref1.49 (1.11‐2.00)1.96 (1.51‐2.49) 
ED utilization, n (rate per 100)124 (15.2)40 (19.0)85 (26.7)0.007
ED utilization IRR (95% CI)Ref1.30 (0.96‐1.76)1.48 (1.16‐1.89) 

Figure 1 depicts the hazard curve generated for the time to first hospital readmission, stratified by depressive symptom severity. A readmission within 30 days following an index discharge date occurred in 10% of participants without depression, 14% of those with mild symptoms, and 19% of those with moderate‐to‐severe symptoms (P=0.03).

Figure 1
Hazard of hospital readmission in the 30 days following hospital discharge among subjects with mild, moderate‐to‐severe, and no depressive symptoms.

DISCUSSION

Our study shows hospitalized medical patients at an urban academic hospital with a positive screen for depressive symptoms are significantly more likely to be readmitted within 30 days of discharge as compared to those who do not screen positive. The significant association of depressive symptoms and readmission remains even after stratifying by severity and controlling for relevant confounders. Further, there appears to be a dose‐response relationship between depressive symptom severity and readmission. This graded effect makes the distinction between mild and moderate‐to‐severe depressive symptoms a better instrument at predicting rehospitalization than a diagnostic code for depression. Few studies have analyzed the readmission of general medical patients stratified by depressive symptomatology, and even fewer have addressed the presence of mild depressive symptomatology as it relates to readmission. A diagnosis of mild depression is associated with similar though less severe outcomes as compared to major depression, including negative effects on quality of life, functional disability, health status, and mortality.[29] Patients with heart failure and mild depressive symptoms have higher rates of readmission at 3 months and 1 year as compared with those without depressive symptoms, but these findings were not found to be significant.[30] Mild depressive symptoms may contribute to readmission, accrued medical cost, and burden of disease.

We extend previous research[5, 31, 32] by showing that, compared to those without and those with mild symptoms, the readmission risk is even greater for those who screen positive for moderate‐to‐severe symptoms. The mechanism linking depressive symptoms and readmission is not well understood. Behavioral mechanisms such as physical symptom amplification or anxiety about symptoms link depressive symptoms to healthcare utilization after discharge.[33] Depressive symptoms among patients with diabetes, asthma, hypertension, or human immunodeficiency virus (HIV) impairs medication adherence and self‐care behavior.[14, 34, 35, 36] Depressed patients might have reduced social support leading to increased stress, worsened symptoms, and prolonged recovery.[37] These mechanisms may prompt patients to present to hospitals for reevaluation. The direct physiologic consequences of depressive symptoms may be similar to that of the diagnosis of depression. Patients with cardiovascular disease and depression have poor outcomes, which may be related to decreased heart rate variability, hypercoagulability, high burden of inflammatory markers, and severity of left ventricular dysfunction.[38, 39] Among patients with HIV/acquired immunodeficiency syndrome and coronary artery disease, depression is linked to increased proinflammatory marker levels and less favorable outcomes, which may signal a more severe form of the disease or an impaired response to treatment.[15, 16]

Our data have several implications. Though disease burden may play a role in the presence of depressive symptomatology in hospitalized patients, screen‐positive patients still experienced more readmission events as compared to those without depressive symptoms after controlling for relevant confounders. Further, there appears to be a dose‐dependent relationship between depressive symptom severity and rate of readmission. Use of a categorical ICD‐9 code often implies that the diagnosis of depression has been confirmed. Rather than using administrative ICD‐9 codes to account for readmission risk, hospitals may consider screening patients for depressive symptoms during hospitalizations to both identify and risk‐stratify patients at high risk for readmission. Procedures should be implemented to address barriers to safe transitions in care in the screen‐positive population. The relationship between symptom severity and readmission rate may aid in the decision to devote resources to those at highest risk of readmission. Lastly, though research on the treatment of depressive symptoms in medical inpatients has been inconclusive in determining whether this approach is better than usual care or structured pharmacotherapies,[40] further study is needed to determine whether treatment of mild and moderate‐to‐severe depressive symptoms during an acute medical hospitalization will decrease readmission.

Strengths of the current study include the large dataset, the broad range of covariates available for analyses, and the inclusive nature of the sample, which was not restricted to factors such as age or medical condition.

Several limitations should be noted. We did not conduct a psychiatric evaluation to evaluate screen‐positive patients who met diagnostic criteria for minor or major depressive disorder, nor did we reconfirm the presence of symptoms at the time of or following hospital discharge. Our data, then, may not reflect patients' depressive symptomatology prior to the index hospitalization or at the time of discharge. Although such data might further refine the use of depressive symptomatology in identifying patients at high risk for readmission, our findings demonstrate that simply screening positive for depressive symptomatology at time of admission is associated with increased risk of readmission. We do not know the direction of the reported associations. If depressive symptoms are the consequence of higher disease burden, treatment of the underlying disease may be the most important intervention. Although this is possible, our model does include variables (eg, length of stay, Charlson Comorbidity Index), which are likely to adjust for disease severity, pointing to the likelihood that depressive symptoms truly predict hospital readmission independent of disease severity. Data on utilization outside Boston Medical Center (about 9% of outcomes) were determined by patient self‐report and not confirmed by document review. Our results may not be generalizable to populations other than those served by an urban safety‐net hospital or other populations excluded from analysis (eg, nonEnglish‐speaking patients, patients from nursing homes). Finally, social factors such as social support may residually confound the relationship between depressive symptom severity and readmission.

Our finding linking both mild and moderate‐to‐severe depressive symptoms to increased readmission when compared to those without depressive symptoms is significant for future policy. If future studies demonstrate that the initiation of treatment of patients who screen positive for depressive symptoms during an acute hospitalization leads to reduced readmission, policymakers should increase support for mental health screening and programming as an integral portion of general medical patient management.

In conclusion, screening positive for mild or moderate‐to‐severe depressive symptoms is associated with an increased rate of early hospital readmission as compared to those without depressive symptoms, even after controlling for relevant confounders. The rate and hazard of hospital readmission increase with symptom severity. This finding has important implications for future research for hospital screening programming and interventions for patients who screen positive for depressive symptoms.

Disclosures: This research was funded in part by grants from the Agency for Healthcare Research and Quality (NCT00252057) and the National Heart, Lung, and Blood Institute (NCT00217867). Dr. Cancino has been paid for consulting work for PracticeUpdate, a subsidiary of Elsevier. Dr. Culpepper has been paid for participation in advisory boards by AstraZeneca, Eli Lilly and Co., Boehringer Ingelheim Pharmaceuticals Inc., Forest Labs, Janssen Pharmaceuticals, Inc., Jazz Pharmaceuticals plc, H. Lundbeck A/S, Merck & Co., Pfizer Inc., Reckitt Benckiser Pharmaceuticals Inc., Sunovion Pharmaceuticals Inc., and Takeda Pharmaceuticals Inc. He has received payment for educational presentations regarding hospital readmission without mention of any pharmaceutical or other products from Merck. Dr. Mitchell has received honoraria from Merck for lectures on health behavior counseling. Trial registration: NCT00252057, NCT00217867.

References
  1. Ashton CM, Del Junco DJ, Souchek J, Wray NP, Mansyur CL. The association between the quality of inpatient care and early readmission: a meta‐analysis of the evidence. Med Care. 1997;35(10):10441059.
  2. Jencks SF, Williams MV, Coleman EA. Rehospitalizations among patients in the Medicare fee‐for‐service program. N Engl J Med. 2009;360(14):14181428.
  3. Medicare program. Final rule. Fed Regist. 2012;77(170):5325753750.
  4. Kessler RC, Chiu WT, Demler O, Merikangas KR, Walters EE. Prevalence, severity, and comorbidity of 12‐month DSM‐IV disorders in the National Comorbidity Survey Replication. Arch Gen Psychiatry. 2005;62(6):617627.
  5. Mitchell SE, Paasche‐Orlow MK, Forsythe SR, et al. Post‐discharge hospital utilization among adult medical inpatients with depressive symptoms. J Hosp Med. 2010;5(7):378384.
  6. Prina AM, Deeg D, Brayne C, Beekman A, Huisman M. The association between depressive symptoms and non‐psychiatric hospitalisation in older adults. PLoS One. 2012;7(4):e34821.
  7. Vaccarino V, Kasl SV, Abramson J, Krumholz HM. Depressive symptoms and risk of functional decline and death in patients with heart failure. J Am Coll Cardiol. 2001;38(1):199205.
  8. Fogarty CT, Sharma S, Chetty VK, Culpepper L. Mental health conditions are associated with increased health care utilization among urban family medicine patients. J Am Board Fam Med. 2008;21(5):398407.
  9. Ruo B, Rumsfeld JS, Hlatky MA, Liu H, Browner WS, Whooley MA. Depressive symptoms and health‐related quality of life: the heart and soul study. JAMA. 2003;290(2):215221.
  10. Koenig HG, Meador KG, Shelp F, Goli V, Cohen HJ, Blazer DG. Major depressive disorder in hospitalized medically ill patients: an examination of young and elderly male veterans. J Am Geriatr Soc. 1991;39(9):881890.
  11. Scherer M, Herrmann‐Lingen C. Single item on positive affect is associated with 1‐year survival in consecutive medical inpatients. Gen Hosp Psychiatry. 2009;31(1):813.
  12. Egede LE, Ellis C, Grubaugh AL. The effect of depression on self‐care behaviors and quality of care in a national sample of adults with diabetes. Gen Hosp Psychiatry. 2009;31(5):422427.
  13. McCusker J, Cole M, Dufouil C, et al. The prevalence and correlates of major and minor depression in older medical inpatients. J Am Geriatr Soc. 2005;53(8):13441353.
  14. Cukor D, Rosenthal DS, Jindal RM, Brown CD, Kimmel PL. Depression is an important contributor to low medication adherence in hemodialyzed patients and transplant recipients. Kidney Int. 2009;75(11):12231229.
  15. Gold SM, Irwin MR. Depression and immunity: inflammation and depressive symptoms in multiple sclerosis. Neurol Clin. 2006;24(3):507519.
  16. Brydon L, Walker C, Wawrzyniak A, et al. Synergistic effects of psychological and immune stressors on inflammatory cytokine and sickness responses in humans. Brain Behav Immun. 2009;23(2):217224.
  17. Teodorczuk A, Firbank MJ, Pantoni L, et al. Relationship between baseline white‐matter changes and development of late‐life depressive symptoms: 3‐year results from the LADIS study. Psychol Med. 2010;40(4):603610.
  18. Kroenke K, Spitzer RL, Williams JB. The PHQ‐9: validity of a brief depression severity measure. J Gen Intern Med. 2001;16(9):606613.
  19. Jack BW, Chetty VK, Anthony D, et al. A reengineered hospital discharge program to decrease rehospitalization: a randomized trial. Ann Intern Med. 2009;150(3):178187.
  20. Bickmore TW, Pfeifer LM, Jack BW. Taking the time to care: empowering low health literacy hospital patients with virtual nurse agents. In: Proceedings of the SIGCHI Conference on Human Factors in Computing Systems. New York, NY: Association for Computing Machinery; 2009:1265–1274.
  21. Bickmore TW, Pfeifer LM, Byron D, et al. Usability of conversational agents by patients with inadequate health literacy: evidence from two clinical trials. J Health Commun. 2010;15(suppl 2):197210.
  22. Marcantonio ER, McKean S, Goldfinger M, Kleefield S, Yurkofsky M, Brennan TA. Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan. Am J Med. 1999;107(1):1317.
  23. Woz S, Mitchell S, Hesko C, et al. Gender as risk factor for 30 days post‐discharge hospital utilisation: a secondary data analysis. BMJ Open. 2012;2(2):e000428.
  24. Davis TC, Long SW, Jackson RH, et al. Rapid estimate of adult literacy in medicine: a shortened screening instrument. Fam Med. 1993;25(6):391395.
  25. Weissman JS, Stern RS, Epstein AM. The impact of patient socioeconomic status and other social factors on readmission: a prospective study in four Massachusetts hospitals. Inquiry. 1994;31(2):163172.
  26. Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40(5):373383.
  27. Walraven C, Mamdani M, Fang J, Austin PC. Continuity of care and patient outcomes after hospital discharge. J Gen Intern Med. 2004;19(6):624631.
  28. Krumholz HM, Parent EM, Tu N, et al. Readmission after hospitalization for congestive heart failure among Medicare beneficiaries. Arch Intern Med. 1997;157(1):99104.
  29. Cuijpers P, Graaf R, Dorsselaer S. Minor depression: risk profiles, functional disability, health care use and risk of developing major depression. J Affect Disord. 2004;79(1‐3):7179.
  30. Jiang W, Alexander J, Christopher E, et al. Relationship of depression to increased risk of mortality and rehospitalization in patients with congestive heart failure. Arch Intern Med. 2001;161(15):18491856.
  31. Fournier JC, DeRubeis RJ, Hollon SD, et al. Antidepressant drug effects and depression severity: a patient‐level meta‐analysis. JAMA. 2010;303(1):4753.
  32. Kartha A, Anthony D, Manasseh CS, et al. Depression is a risk factor for rehospitalization in medical inpatients. Prim Care Companion J Clin Psychiatry. 2007;9(4):256262.
  33. Pirmohamed M, James S, Meakin S, et al. Adverse drug reactions as cause of admission to hospital: prospective analysis of 18 820 patients. BMJ. 2004;329(7456):1519.
  34. Lima VD, Geller J, Bangsberg DR, et al. The effect of adherence on the association between depressive symptoms and mortality among HIV‐infected individuals first initiating HAART. AIDS. 2007;21(9):11751183.
  35. Gonzalez JS, Safren SA, Delahanty LM, et al. Symptoms of depression prospectively predict poorer self‐care in patients with Type 2 diabetes. Diabet Med. 2008;25(9):11021107.
  36. Schoenthaler A, Ogedegbe G, Allegrante JP. Self‐efficacy mediates the relationship between depressive symptoms and medication adherence among hypertensive African Americans. Health Educ Behav. 2009;36(1):127137.
  37. Tse WS, Bond AJ. The impact of depression on social skills. J Nerv Ment Dis. 2004;192(4):260268.
  38. Melle JP, Jonge P, Ormel J, et al. Relationship between left ventricular dysfunction and depression following myocardial infarction: data from the MIND‐IT. Eur Heart J. 2005;26(24):26502656.
  39. Serebruany VL, Glassman AH, Malinin AI, et al. Platelet/endothelial biomarkers in depressed patients treated with the selective serotonin reuptake inhibitor sertraline after acute coronary events: the Sertraline AntiDepressant Heart Attack Randomized Trial (SADHART) Platelet Substudy. Circulation. 2003;108(8):939944.
  40. Cuijpers P, Clignet F, Meijel B, Straten A, Li J, Andersson G. Psychological treatment of depression in inpatients: a systematic review and meta‐analysis. Clin Psychol Rev. 2011;31(3):353360.
References
  1. Ashton CM, Del Junco DJ, Souchek J, Wray NP, Mansyur CL. The association between the quality of inpatient care and early readmission: a meta‐analysis of the evidence. Med Care. 1997;35(10):10441059.
  2. Jencks SF, Williams MV, Coleman EA. Rehospitalizations among patients in the Medicare fee‐for‐service program. N Engl J Med. 2009;360(14):14181428.
  3. Medicare program. Final rule. Fed Regist. 2012;77(170):5325753750.
  4. Kessler RC, Chiu WT, Demler O, Merikangas KR, Walters EE. Prevalence, severity, and comorbidity of 12‐month DSM‐IV disorders in the National Comorbidity Survey Replication. Arch Gen Psychiatry. 2005;62(6):617627.
  5. Mitchell SE, Paasche‐Orlow MK, Forsythe SR, et al. Post‐discharge hospital utilization among adult medical inpatients with depressive symptoms. J Hosp Med. 2010;5(7):378384.
  6. Prina AM, Deeg D, Brayne C, Beekman A, Huisman M. The association between depressive symptoms and non‐psychiatric hospitalisation in older adults. PLoS One. 2012;7(4):e34821.
  7. Vaccarino V, Kasl SV, Abramson J, Krumholz HM. Depressive symptoms and risk of functional decline and death in patients with heart failure. J Am Coll Cardiol. 2001;38(1):199205.
  8. Fogarty CT, Sharma S, Chetty VK, Culpepper L. Mental health conditions are associated with increased health care utilization among urban family medicine patients. J Am Board Fam Med. 2008;21(5):398407.
  9. Ruo B, Rumsfeld JS, Hlatky MA, Liu H, Browner WS, Whooley MA. Depressive symptoms and health‐related quality of life: the heart and soul study. JAMA. 2003;290(2):215221.
  10. Koenig HG, Meador KG, Shelp F, Goli V, Cohen HJ, Blazer DG. Major depressive disorder in hospitalized medically ill patients: an examination of young and elderly male veterans. J Am Geriatr Soc. 1991;39(9):881890.
  11. Scherer M, Herrmann‐Lingen C. Single item on positive affect is associated with 1‐year survival in consecutive medical inpatients. Gen Hosp Psychiatry. 2009;31(1):813.
  12. Egede LE, Ellis C, Grubaugh AL. The effect of depression on self‐care behaviors and quality of care in a national sample of adults with diabetes. Gen Hosp Psychiatry. 2009;31(5):422427.
  13. McCusker J, Cole M, Dufouil C, et al. The prevalence and correlates of major and minor depression in older medical inpatients. J Am Geriatr Soc. 2005;53(8):13441353.
  14. Cukor D, Rosenthal DS, Jindal RM, Brown CD, Kimmel PL. Depression is an important contributor to low medication adherence in hemodialyzed patients and transplant recipients. Kidney Int. 2009;75(11):12231229.
  15. Gold SM, Irwin MR. Depression and immunity: inflammation and depressive symptoms in multiple sclerosis. Neurol Clin. 2006;24(3):507519.
  16. Brydon L, Walker C, Wawrzyniak A, et al. Synergistic effects of psychological and immune stressors on inflammatory cytokine and sickness responses in humans. Brain Behav Immun. 2009;23(2):217224.
  17. Teodorczuk A, Firbank MJ, Pantoni L, et al. Relationship between baseline white‐matter changes and development of late‐life depressive symptoms: 3‐year results from the LADIS study. Psychol Med. 2010;40(4):603610.
  18. Kroenke K, Spitzer RL, Williams JB. The PHQ‐9: validity of a brief depression severity measure. J Gen Intern Med. 2001;16(9):606613.
  19. Jack BW, Chetty VK, Anthony D, et al. A reengineered hospital discharge program to decrease rehospitalization: a randomized trial. Ann Intern Med. 2009;150(3):178187.
  20. Bickmore TW, Pfeifer LM, Jack BW. Taking the time to care: empowering low health literacy hospital patients with virtual nurse agents. In: Proceedings of the SIGCHI Conference on Human Factors in Computing Systems. New York, NY: Association for Computing Machinery; 2009:1265–1274.
  21. Bickmore TW, Pfeifer LM, Byron D, et al. Usability of conversational agents by patients with inadequate health literacy: evidence from two clinical trials. J Health Commun. 2010;15(suppl 2):197210.
  22. Marcantonio ER, McKean S, Goldfinger M, Kleefield S, Yurkofsky M, Brennan TA. Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan. Am J Med. 1999;107(1):1317.
  23. Woz S, Mitchell S, Hesko C, et al. Gender as risk factor for 30 days post‐discharge hospital utilisation: a secondary data analysis. BMJ Open. 2012;2(2):e000428.
  24. Davis TC, Long SW, Jackson RH, et al. Rapid estimate of adult literacy in medicine: a shortened screening instrument. Fam Med. 1993;25(6):391395.
  25. Weissman JS, Stern RS, Epstein AM. The impact of patient socioeconomic status and other social factors on readmission: a prospective study in four Massachusetts hospitals. Inquiry. 1994;31(2):163172.
  26. Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40(5):373383.
  27. Walraven C, Mamdani M, Fang J, Austin PC. Continuity of care and patient outcomes after hospital discharge. J Gen Intern Med. 2004;19(6):624631.
  28. Krumholz HM, Parent EM, Tu N, et al. Readmission after hospitalization for congestive heart failure among Medicare beneficiaries. Arch Intern Med. 1997;157(1):99104.
  29. Cuijpers P, Graaf R, Dorsselaer S. Minor depression: risk profiles, functional disability, health care use and risk of developing major depression. J Affect Disord. 2004;79(1‐3):7179.
  30. Jiang W, Alexander J, Christopher E, et al. Relationship of depression to increased risk of mortality and rehospitalization in patients with congestive heart failure. Arch Intern Med. 2001;161(15):18491856.
  31. Fournier JC, DeRubeis RJ, Hollon SD, et al. Antidepressant drug effects and depression severity: a patient‐level meta‐analysis. JAMA. 2010;303(1):4753.
  32. Kartha A, Anthony D, Manasseh CS, et al. Depression is a risk factor for rehospitalization in medical inpatients. Prim Care Companion J Clin Psychiatry. 2007;9(4):256262.
  33. Pirmohamed M, James S, Meakin S, et al. Adverse drug reactions as cause of admission to hospital: prospective analysis of 18 820 patients. BMJ. 2004;329(7456):1519.
  34. Lima VD, Geller J, Bangsberg DR, et al. The effect of adherence on the association between depressive symptoms and mortality among HIV‐infected individuals first initiating HAART. AIDS. 2007;21(9):11751183.
  35. Gonzalez JS, Safren SA, Delahanty LM, et al. Symptoms of depression prospectively predict poorer self‐care in patients with Type 2 diabetes. Diabet Med. 2008;25(9):11021107.
  36. Schoenthaler A, Ogedegbe G, Allegrante JP. Self‐efficacy mediates the relationship between depressive symptoms and medication adherence among hypertensive African Americans. Health Educ Behav. 2009;36(1):127137.
  37. Tse WS, Bond AJ. The impact of depression on social skills. J Nerv Ment Dis. 2004;192(4):260268.
  38. Melle JP, Jonge P, Ormel J, et al. Relationship between left ventricular dysfunction and depression following myocardial infarction: data from the MIND‐IT. Eur Heart J. 2005;26(24):26502656.
  39. Serebruany VL, Glassman AH, Malinin AI, et al. Platelet/endothelial biomarkers in depressed patients treated with the selective serotonin reuptake inhibitor sertraline after acute coronary events: the Sertraline AntiDepressant Heart Attack Randomized Trial (SADHART) Platelet Substudy. Circulation. 2003;108(8):939944.
  40. Cuijpers P, Clignet F, Meijel B, Straten A, Li J, Andersson G. Psychological treatment of depression in inpatients: a systematic review and meta‐analysis. Clin Psychol Rev. 2011;31(3):353360.
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Address for correspondence and reprint requests: Ramon S. Cancino, MD, Department of Family Medicine, Dowling 5, Boston Medical Center, 1 BMC Place, Boston, MA 02118; Telephone: 617‐414‐6324; Fax: 617‐414‐3345; E‐mail: [email protected]
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Mortality, Readmission Rates Higher for Patients on Opioids Before Hospitalization

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Mortality, Readmission Rates Higher for Patients on Opioids Before Hospitalization

A Journal of Hospital Medicine study billed as the first of its kind found that patients who had received chronic opioid therapy (COT) in the six months prior to admission were more likely to either die in the hospital within 30 days or be readmitted.

The report, "Prevalence and Characteristics of Hospitalized Adults on Chronic Opioid Therapy," found that after adjustments, COT was associated with higher rates of hospital readmission (odds ratio [OR]: 1.15, 95% confidence interval [CI]: 1.10–1.20) and death (OR: 1.19, 95% CI: 1.10–1.29). The observational study—conducted on veterans with acute medical conditions admitted to Veterans Administration hospitals between 2009 and 2011—found that 25.9% had received COT in the six months prior to admission.

Hospitalist and lead author Hilary Mosher, MD, of the Iowa City Veterans Affairs Health Care System in Des Moines, says that as COT use increases and the HM model expands, hospitalists should know more about how to treat these patients. "I can't imagine being a hospitalist practicing anywhere in the United States and not seeing these patients on a fairly regular basis," she adds.

Dr. Mosher says hospitalists could view COT similar to diabetes: while chronic pain is a condition managed primarily on an outpatient basis, hospitalists might see better outcomes if they address it as a condition that "affects how we care for patients during the inpatient stay." To that end, she is surprised that this study is the first to report the prevalence of, and characteristics associated with, prior opioid use among inpatients.

"We can't make claims [from this study] to answer [the question of] if we are over-treating or under-treating pain during the hospital stay," Dr. Mosher adds. "One of the really interesting things I'm looking forward to finding out is how will people respond to the idea that...chronic pain is a disease where what we do during the hospital stay matters to the eventual course."

Visit our website for more information on hospitalists and chronic pain management.

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A Journal of Hospital Medicine study billed as the first of its kind found that patients who had received chronic opioid therapy (COT) in the six months prior to admission were more likely to either die in the hospital within 30 days or be readmitted.

The report, "Prevalence and Characteristics of Hospitalized Adults on Chronic Opioid Therapy," found that after adjustments, COT was associated with higher rates of hospital readmission (odds ratio [OR]: 1.15, 95% confidence interval [CI]: 1.10–1.20) and death (OR: 1.19, 95% CI: 1.10–1.29). The observational study—conducted on veterans with acute medical conditions admitted to Veterans Administration hospitals between 2009 and 2011—found that 25.9% had received COT in the six months prior to admission.

Hospitalist and lead author Hilary Mosher, MD, of the Iowa City Veterans Affairs Health Care System in Des Moines, says that as COT use increases and the HM model expands, hospitalists should know more about how to treat these patients. "I can't imagine being a hospitalist practicing anywhere in the United States and not seeing these patients on a fairly regular basis," she adds.

Dr. Mosher says hospitalists could view COT similar to diabetes: while chronic pain is a condition managed primarily on an outpatient basis, hospitalists might see better outcomes if they address it as a condition that "affects how we care for patients during the inpatient stay." To that end, she is surprised that this study is the first to report the prevalence of, and characteristics associated with, prior opioid use among inpatients.

"We can't make claims [from this study] to answer [the question of] if we are over-treating or under-treating pain during the hospital stay," Dr. Mosher adds. "One of the really interesting things I'm looking forward to finding out is how will people respond to the idea that...chronic pain is a disease where what we do during the hospital stay matters to the eventual course."

Visit our website for more information on hospitalists and chronic pain management.

A Journal of Hospital Medicine study billed as the first of its kind found that patients who had received chronic opioid therapy (COT) in the six months prior to admission were more likely to either die in the hospital within 30 days or be readmitted.

The report, "Prevalence and Characteristics of Hospitalized Adults on Chronic Opioid Therapy," found that after adjustments, COT was associated with higher rates of hospital readmission (odds ratio [OR]: 1.15, 95% confidence interval [CI]: 1.10–1.20) and death (OR: 1.19, 95% CI: 1.10–1.29). The observational study—conducted on veterans with acute medical conditions admitted to Veterans Administration hospitals between 2009 and 2011—found that 25.9% had received COT in the six months prior to admission.

Hospitalist and lead author Hilary Mosher, MD, of the Iowa City Veterans Affairs Health Care System in Des Moines, says that as COT use increases and the HM model expands, hospitalists should know more about how to treat these patients. "I can't imagine being a hospitalist practicing anywhere in the United States and not seeing these patients on a fairly regular basis," she adds.

Dr. Mosher says hospitalists could view COT similar to diabetes: while chronic pain is a condition managed primarily on an outpatient basis, hospitalists might see better outcomes if they address it as a condition that "affects how we care for patients during the inpatient stay." To that end, she is surprised that this study is the first to report the prevalence of, and characteristics associated with, prior opioid use among inpatients.

"We can't make claims [from this study] to answer [the question of] if we are over-treating or under-treating pain during the hospital stay," Dr. Mosher adds. "One of the really interesting things I'm looking forward to finding out is how will people respond to the idea that...chronic pain is a disease where what we do during the hospital stay matters to the eventual course."

Visit our website for more information on hospitalists and chronic pain management.

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Mortality, Readmission Rates Higher for Patients on Opioids Before Hospitalization
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CMS Puts Hospitalists in Holding Pattern Regarding Physician Payment Transparency

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CMS Puts Hospitalists in Holding Pattern Regarding Physician Payment Transparency

Hospitalists have little choice but to wait and see when it comes to the release by Medicare of information on how much it pays doctors, according to an SHM committee member.

The decision [PDF] by the Centers for Medicare & Medicaid Service (CMS) to release the data starting in mid-March was long in the making and is aimed at "making Medicare data more transparent and accessible, while maintaining the privacy of beneficiaries," the agency notes on its website.

CMS will respond to individual Freedom of Information Act requests for physician-payment data and generate aggregate data sets regarding Medicare physician services for the public. The agency will make case-by-base decisions on whether to release data and will "weigh the balance between the privacy interest of individual physicians and the public interest in disclosure of such information," according to a notice [PDF] issued last January.

"It all boils down to how the information is released and how the information is going to be interpreted," says SHM Public Policy Committee member Joshua Lenchus, DO, RPh, FACP, SFHM. "Generally, most physician groups are supportive of improving access to information…but that's bounded by having context and privacy issues addressed."

In a letter to Congress [PDF], SHM, the American Medical Association, and others have cautioned that the balancing act is a tricky procedure that must take into account the privacy concerns of both patients and physicians. Dr. Lenchus adds that he is skeptical of creating rules to govern the release of information after announcing the intention to release it.

"It tends to make me feel like the horse is already out of the barn, and now we're going to try to corral him back in to some degree," he says. "The case-by-case standard with which they say they are evaluating the [requests] makes sense, but they haven't really defined what their balancing act will be…if there's fraud, waste, and abuse found, it should, of course, be rooted out, but it's tough to root out that abuse just based on the highest-paid cardiologist in your area."

Visit our website for more information on Medicare payment reform.

 

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Hospitalists have little choice but to wait and see when it comes to the release by Medicare of information on how much it pays doctors, according to an SHM committee member.

The decision [PDF] by the Centers for Medicare & Medicaid Service (CMS) to release the data starting in mid-March was long in the making and is aimed at "making Medicare data more transparent and accessible, while maintaining the privacy of beneficiaries," the agency notes on its website.

CMS will respond to individual Freedom of Information Act requests for physician-payment data and generate aggregate data sets regarding Medicare physician services for the public. The agency will make case-by-base decisions on whether to release data and will "weigh the balance between the privacy interest of individual physicians and the public interest in disclosure of such information," according to a notice [PDF] issued last January.

"It all boils down to how the information is released and how the information is going to be interpreted," says SHM Public Policy Committee member Joshua Lenchus, DO, RPh, FACP, SFHM. "Generally, most physician groups are supportive of improving access to information…but that's bounded by having context and privacy issues addressed."

In a letter to Congress [PDF], SHM, the American Medical Association, and others have cautioned that the balancing act is a tricky procedure that must take into account the privacy concerns of both patients and physicians. Dr. Lenchus adds that he is skeptical of creating rules to govern the release of information after announcing the intention to release it.

"It tends to make me feel like the horse is already out of the barn, and now we're going to try to corral him back in to some degree," he says. "The case-by-case standard with which they say they are evaluating the [requests] makes sense, but they haven't really defined what their balancing act will be…if there's fraud, waste, and abuse found, it should, of course, be rooted out, but it's tough to root out that abuse just based on the highest-paid cardiologist in your area."

Visit our website for more information on Medicare payment reform.

 

Hospitalists have little choice but to wait and see when it comes to the release by Medicare of information on how much it pays doctors, according to an SHM committee member.

The decision [PDF] by the Centers for Medicare & Medicaid Service (CMS) to release the data starting in mid-March was long in the making and is aimed at "making Medicare data more transparent and accessible, while maintaining the privacy of beneficiaries," the agency notes on its website.

CMS will respond to individual Freedom of Information Act requests for physician-payment data and generate aggregate data sets regarding Medicare physician services for the public. The agency will make case-by-base decisions on whether to release data and will "weigh the balance between the privacy interest of individual physicians and the public interest in disclosure of such information," according to a notice [PDF] issued last January.

"It all boils down to how the information is released and how the information is going to be interpreted," says SHM Public Policy Committee member Joshua Lenchus, DO, RPh, FACP, SFHM. "Generally, most physician groups are supportive of improving access to information…but that's bounded by having context and privacy issues addressed."

In a letter to Congress [PDF], SHM, the American Medical Association, and others have cautioned that the balancing act is a tricky procedure that must take into account the privacy concerns of both patients and physicians. Dr. Lenchus adds that he is skeptical of creating rules to govern the release of information after announcing the intention to release it.

"It tends to make me feel like the horse is already out of the barn, and now we're going to try to corral him back in to some degree," he says. "The case-by-case standard with which they say they are evaluating the [requests] makes sense, but they haven't really defined what their balancing act will be…if there's fraud, waste, and abuse found, it should, of course, be rooted out, but it's tough to root out that abuse just based on the highest-paid cardiologist in your area."

Visit our website for more information on Medicare payment reform.

 

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Colchicine may provide potent cardiac protection

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SNOWMASS, COLO. – Evidence from three observational studies suggests colchicine has a strong protective effect against cardiovascular events in gout patients.

These data add to mounting evidence that the venerable 2,400-year-old medication also reduces the incidence of cardiac events in patients at elevated risk who don’t have gout, Dr. Michael H. Pillinger said at the Winter Rheumatology Symposium sponsored by the American College of Rheumatology.

Dr. Michael H. Pillinger

He was a coinvestigator in the three observational studies, two of which are ongoing with only interim results available.

The first of these observational studies was a retrospective, cross-sectional pilot study of 1,288 gout patients in the New York Harbor Healthcare System Veterans Affairs database. The demographics, baseline comorbidities, and cardiovascular risk factors in the 576 colchicine users and 712 nonusers were closely similar. The key finding in this snapshot study: the prevalence of a history of acute MI was 1.2% in the colchicine users, compared with 2.6% in the non-users with gout, for a significant 54% relative risk reduction (J. Rheumatol. 2012;39:1458-64).

"That degree of risk reduction seems too good to be believed, and it probably is," according to Dr. Pillinger, a rheumatologist and director of the crystal diseases study group at New York University.

But the next observational study showed a similar-size benefit. This was a retrospective cohort study of New York VA gout patients. It included only gout patients who met American College of Rheumatology diagnostic criteria as confirmed by manual chart review. There were 410 colchicine users with a collective 1,184 years of active use and another 682 years of lapse time, along with 234 colchicine nonusers with 1,041 years of follow-up time. Again, baseline demographics and comorbidities were remarkably similar for the two groups.

In an interim analysis, the incidence of acute MI was 0.7% among active users of colchicine, 2.0% in lapsed former users, and 3.1% in the nonuser controls. This translated to an incidence rate of 0.003 MIs per person-year in the colchicine users, 0.007 per person-year in the controls, and 0.009 MIs per person-year during a combined 1,723 person-years in the combined control group plus lapsed former users, for relative risk reductions of 57% and 67%, respectively. Still, the final results aren’t in yet, and this study is limited by a small number of events to date, its retrospective design, and the potential for confounding by indication, Dr. Pillinger noted.

Gout patients on colchicine in these two VA studies were on 0.6-1.2 mg/day rather than the now-standard 0.5 mg.

The latest observational study is a retrospective cohort study being conducted in collaboration with Dr. Peter Berger, chair of cardiology at the Geisinger Health System in Danville, Pa. To date, it includes 3,064 gout patients. The MI incidence thus far is 6.3/100 person-years in the colchicine users and 11.2/100 person-years among lapsed users. After controlling for potential confounders such as age, hypertension, and diabetes in a logistic regression analysis, however, the trend for reduced MI risk in the colchicine users hasn’t yet reached significance. Stay tuned, Dr. Pillinger said.

The mechanistic rationale by which colchicine might reduce cardiovascular events in gout patients lies in the fact that it is an anti-inflammatory drug and atherosclerosis is a powerfully inflammatory process. Colchicine is known to suppress production of TNF-alpha, interleukin-1beta, and other inflammatory cytokines by neutrophils, macrophages, and endothelial cells. These cell types are present in atherosclerotic plaque, the rheumatologist explained.

By the same rationale, colchicine might well be cardioprotective in individuals without gout. One strong piece of supporting evidence comes from a 3-year, randomized, observer-blinded clinical trial in which 532 Australian patients with stable coronary artery disease on background statin and antiplatelet therapy received 0.5 mg/day of colchicine or not. The composite primary endpoint comprised acute coronary syndrome, out-of-hospital cardiac arrest, or noncardioembolic ischemic stroke occurred in 5.3% of the colchicine group, compared with 16.0% of controls. That’s a 67% relative risk reduction, with a highly favorable number-needed-to-treat of 11 (J. Am. Coll. Cardiol. 2013;61:404-10).

Dr. Pillinger reported being the recipient of research grants from Takeda, which markets colchicine (Colcrys), and Savient, which markets the gout drug pegloticase (Krystexxa).

[email protected]

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SNOWMASS, COLO. – Evidence from three observational studies suggests colchicine has a strong protective effect against cardiovascular events in gout patients.

These data add to mounting evidence that the venerable 2,400-year-old medication also reduces the incidence of cardiac events in patients at elevated risk who don’t have gout, Dr. Michael H. Pillinger said at the Winter Rheumatology Symposium sponsored by the American College of Rheumatology.

Dr. Michael H. Pillinger

He was a coinvestigator in the three observational studies, two of which are ongoing with only interim results available.

The first of these observational studies was a retrospective, cross-sectional pilot study of 1,288 gout patients in the New York Harbor Healthcare System Veterans Affairs database. The demographics, baseline comorbidities, and cardiovascular risk factors in the 576 colchicine users and 712 nonusers were closely similar. The key finding in this snapshot study: the prevalence of a history of acute MI was 1.2% in the colchicine users, compared with 2.6% in the non-users with gout, for a significant 54% relative risk reduction (J. Rheumatol. 2012;39:1458-64).

"That degree of risk reduction seems too good to be believed, and it probably is," according to Dr. Pillinger, a rheumatologist and director of the crystal diseases study group at New York University.

But the next observational study showed a similar-size benefit. This was a retrospective cohort study of New York VA gout patients. It included only gout patients who met American College of Rheumatology diagnostic criteria as confirmed by manual chart review. There were 410 colchicine users with a collective 1,184 years of active use and another 682 years of lapse time, along with 234 colchicine nonusers with 1,041 years of follow-up time. Again, baseline demographics and comorbidities were remarkably similar for the two groups.

In an interim analysis, the incidence of acute MI was 0.7% among active users of colchicine, 2.0% in lapsed former users, and 3.1% in the nonuser controls. This translated to an incidence rate of 0.003 MIs per person-year in the colchicine users, 0.007 per person-year in the controls, and 0.009 MIs per person-year during a combined 1,723 person-years in the combined control group plus lapsed former users, for relative risk reductions of 57% and 67%, respectively. Still, the final results aren’t in yet, and this study is limited by a small number of events to date, its retrospective design, and the potential for confounding by indication, Dr. Pillinger noted.

Gout patients on colchicine in these two VA studies were on 0.6-1.2 mg/day rather than the now-standard 0.5 mg.

The latest observational study is a retrospective cohort study being conducted in collaboration with Dr. Peter Berger, chair of cardiology at the Geisinger Health System in Danville, Pa. To date, it includes 3,064 gout patients. The MI incidence thus far is 6.3/100 person-years in the colchicine users and 11.2/100 person-years among lapsed users. After controlling for potential confounders such as age, hypertension, and diabetes in a logistic regression analysis, however, the trend for reduced MI risk in the colchicine users hasn’t yet reached significance. Stay tuned, Dr. Pillinger said.

The mechanistic rationale by which colchicine might reduce cardiovascular events in gout patients lies in the fact that it is an anti-inflammatory drug and atherosclerosis is a powerfully inflammatory process. Colchicine is known to suppress production of TNF-alpha, interleukin-1beta, and other inflammatory cytokines by neutrophils, macrophages, and endothelial cells. These cell types are present in atherosclerotic plaque, the rheumatologist explained.

By the same rationale, colchicine might well be cardioprotective in individuals without gout. One strong piece of supporting evidence comes from a 3-year, randomized, observer-blinded clinical trial in which 532 Australian patients with stable coronary artery disease on background statin and antiplatelet therapy received 0.5 mg/day of colchicine or not. The composite primary endpoint comprised acute coronary syndrome, out-of-hospital cardiac arrest, or noncardioembolic ischemic stroke occurred in 5.3% of the colchicine group, compared with 16.0% of controls. That’s a 67% relative risk reduction, with a highly favorable number-needed-to-treat of 11 (J. Am. Coll. Cardiol. 2013;61:404-10).

Dr. Pillinger reported being the recipient of research grants from Takeda, which markets colchicine (Colcrys), and Savient, which markets the gout drug pegloticase (Krystexxa).

[email protected]

SNOWMASS, COLO. – Evidence from three observational studies suggests colchicine has a strong protective effect against cardiovascular events in gout patients.

These data add to mounting evidence that the venerable 2,400-year-old medication also reduces the incidence of cardiac events in patients at elevated risk who don’t have gout, Dr. Michael H. Pillinger said at the Winter Rheumatology Symposium sponsored by the American College of Rheumatology.

Dr. Michael H. Pillinger

He was a coinvestigator in the three observational studies, two of which are ongoing with only interim results available.

The first of these observational studies was a retrospective, cross-sectional pilot study of 1,288 gout patients in the New York Harbor Healthcare System Veterans Affairs database. The demographics, baseline comorbidities, and cardiovascular risk factors in the 576 colchicine users and 712 nonusers were closely similar. The key finding in this snapshot study: the prevalence of a history of acute MI was 1.2% in the colchicine users, compared with 2.6% in the non-users with gout, for a significant 54% relative risk reduction (J. Rheumatol. 2012;39:1458-64).

"That degree of risk reduction seems too good to be believed, and it probably is," according to Dr. Pillinger, a rheumatologist and director of the crystal diseases study group at New York University.

But the next observational study showed a similar-size benefit. This was a retrospective cohort study of New York VA gout patients. It included only gout patients who met American College of Rheumatology diagnostic criteria as confirmed by manual chart review. There were 410 colchicine users with a collective 1,184 years of active use and another 682 years of lapse time, along with 234 colchicine nonusers with 1,041 years of follow-up time. Again, baseline demographics and comorbidities were remarkably similar for the two groups.

In an interim analysis, the incidence of acute MI was 0.7% among active users of colchicine, 2.0% in lapsed former users, and 3.1% in the nonuser controls. This translated to an incidence rate of 0.003 MIs per person-year in the colchicine users, 0.007 per person-year in the controls, and 0.009 MIs per person-year during a combined 1,723 person-years in the combined control group plus lapsed former users, for relative risk reductions of 57% and 67%, respectively. Still, the final results aren’t in yet, and this study is limited by a small number of events to date, its retrospective design, and the potential for confounding by indication, Dr. Pillinger noted.

Gout patients on colchicine in these two VA studies were on 0.6-1.2 mg/day rather than the now-standard 0.5 mg.

The latest observational study is a retrospective cohort study being conducted in collaboration with Dr. Peter Berger, chair of cardiology at the Geisinger Health System in Danville, Pa. To date, it includes 3,064 gout patients. The MI incidence thus far is 6.3/100 person-years in the colchicine users and 11.2/100 person-years among lapsed users. After controlling for potential confounders such as age, hypertension, and diabetes in a logistic regression analysis, however, the trend for reduced MI risk in the colchicine users hasn’t yet reached significance. Stay tuned, Dr. Pillinger said.

The mechanistic rationale by which colchicine might reduce cardiovascular events in gout patients lies in the fact that it is an anti-inflammatory drug and atherosclerosis is a powerfully inflammatory process. Colchicine is known to suppress production of TNF-alpha, interleukin-1beta, and other inflammatory cytokines by neutrophils, macrophages, and endothelial cells. These cell types are present in atherosclerotic plaque, the rheumatologist explained.

By the same rationale, colchicine might well be cardioprotective in individuals without gout. One strong piece of supporting evidence comes from a 3-year, randomized, observer-blinded clinical trial in which 532 Australian patients with stable coronary artery disease on background statin and antiplatelet therapy received 0.5 mg/day of colchicine or not. The composite primary endpoint comprised acute coronary syndrome, out-of-hospital cardiac arrest, or noncardioembolic ischemic stroke occurred in 5.3% of the colchicine group, compared with 16.0% of controls. That’s a 67% relative risk reduction, with a highly favorable number-needed-to-treat of 11 (J. Am. Coll. Cardiol. 2013;61:404-10).

Dr. Pillinger reported being the recipient of research grants from Takeda, which markets colchicine (Colcrys), and Savient, which markets the gout drug pegloticase (Krystexxa).

[email protected]

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Consensus Recommendations From the American Acne & Rosacea Society on the Management of Rosacea, Part 5: A Guide on the Management of Rosacea

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What Does ICD-10 Mean for Dermatologists?

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Myofibroma

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CNS involvement doesn’t affect survival after allo-SCT

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GRAPEVINE, TEXAS—Results of a large, retrospective study suggest that allogeneic stem cell transplant (allo-SCT) can overcome the poor prognosis associated with central nervous system (CNS) involvement in acute myeloid leukemia (AML).

By analyzing transplant outcomes in more than 5000 patients, researchers found that subjects with CNS AML had rates of relapse and survival that were similar to those of patients without CNS involvement.

The team also identified factors that can predict for survival in CNS AML, including cytogenetic risk group, the presence of chronic GVHD, and whether a patient was in complete response at transplant.

Jun Aoki, MD, of Tokyo Metropolitan Komagome Hospital in Japan, presented these findings at the 2014 BMT Tandem Meetings as abstract 68.

Dr Aoki pointed out that CNS involvement is rare in adult AML, occurring in about 5% of patients. However, these patients generally have poor prognosis. And although allo-SCT is one of the options used to treat CNS AML, exactly how CNS involvement impacts transplant outcomes remains unclear.

So Dr Aoki and his colleagues conducted a nationwide, retrospective study to gain some insight.  They collected data from the registry database of the Japan Society for Hematopoietic Cell Transplantation.

Patients had to be older than 15 years of age, have their first allo-SCT between 2006 and 2011, and not have acute promyelocytic leukemia.

The researchers identified 5068 patients who met these criteria, and 157 of them had CNS AML. CNS involvement was defined as infiltration of leukemia cells into CNS or myeloid sarcoma in CNS that were identified at any time from diagnosis to transplant.

No difference in relapse, survival

There were no significant differences between CNS patients and controls with regard to the estimated overall survival (OS), leukemia-free survival, cumulative incidence of relapse, or non-relapse mortality at 5 years.

OS was 39.9% among controls and 38.5% among CNS patients (P=0.847). Leukemia-free survival was 41.2% and 41.5%, respectively (P=0.82).

The cumulative incidence of relapse was 29.8% among controls and 31.8% among CNS patients (P=0.418). And non-relapse mortality was 22.5% and 26.5%, respectively (P=0.142).

Factors predicting OS

To determine the impact of patient and treatment characteristics on OS, the researchers conducted a multivariate analysis. This confirmed that CNS involvement was not a risk factor for OS.

But it revealed a number of other factors that adversely affect OS, including age of 50 or older (P<0.001), lack of a complete response at allo-SCT (P<0.001), a donor source of unrelated cord blood (P=0.005), having a prognostic score of 2-4 (P<0.001), unfavorable cytogenetics (P<0.001), and the absence of acute or chronic GVHD (P<0.001 for both).

When the researchers analyzed only CNS patients, they discovered that not all of these factors retained significance. Only the absence of chronic GVHD (P=0.002), lack of complete response at transplant (P<0.001), and having either intermediate (P=0.003) or unfavorable cytogenetics (P=0.011) were adversely associated with OS in these patients.

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GRAPEVINE, TEXAS—Results of a large, retrospective study suggest that allogeneic stem cell transplant (allo-SCT) can overcome the poor prognosis associated with central nervous system (CNS) involvement in acute myeloid leukemia (AML).

By analyzing transplant outcomes in more than 5000 patients, researchers found that subjects with CNS AML had rates of relapse and survival that were similar to those of patients without CNS involvement.

The team also identified factors that can predict for survival in CNS AML, including cytogenetic risk group, the presence of chronic GVHD, and whether a patient was in complete response at transplant.

Jun Aoki, MD, of Tokyo Metropolitan Komagome Hospital in Japan, presented these findings at the 2014 BMT Tandem Meetings as abstract 68.

Dr Aoki pointed out that CNS involvement is rare in adult AML, occurring in about 5% of patients. However, these patients generally have poor prognosis. And although allo-SCT is one of the options used to treat CNS AML, exactly how CNS involvement impacts transplant outcomes remains unclear.

So Dr Aoki and his colleagues conducted a nationwide, retrospective study to gain some insight.  They collected data from the registry database of the Japan Society for Hematopoietic Cell Transplantation.

Patients had to be older than 15 years of age, have their first allo-SCT between 2006 and 2011, and not have acute promyelocytic leukemia.

The researchers identified 5068 patients who met these criteria, and 157 of them had CNS AML. CNS involvement was defined as infiltration of leukemia cells into CNS or myeloid sarcoma in CNS that were identified at any time from diagnosis to transplant.

No difference in relapse, survival

There were no significant differences between CNS patients and controls with regard to the estimated overall survival (OS), leukemia-free survival, cumulative incidence of relapse, or non-relapse mortality at 5 years.

OS was 39.9% among controls and 38.5% among CNS patients (P=0.847). Leukemia-free survival was 41.2% and 41.5%, respectively (P=0.82).

The cumulative incidence of relapse was 29.8% among controls and 31.8% among CNS patients (P=0.418). And non-relapse mortality was 22.5% and 26.5%, respectively (P=0.142).

Factors predicting OS

To determine the impact of patient and treatment characteristics on OS, the researchers conducted a multivariate analysis. This confirmed that CNS involvement was not a risk factor for OS.

But it revealed a number of other factors that adversely affect OS, including age of 50 or older (P<0.001), lack of a complete response at allo-SCT (P<0.001), a donor source of unrelated cord blood (P=0.005), having a prognostic score of 2-4 (P<0.001), unfavorable cytogenetics (P<0.001), and the absence of acute or chronic GVHD (P<0.001 for both).

When the researchers analyzed only CNS patients, they discovered that not all of these factors retained significance. Only the absence of chronic GVHD (P=0.002), lack of complete response at transplant (P<0.001), and having either intermediate (P=0.003) or unfavorable cytogenetics (P=0.011) were adversely associated with OS in these patients.

GRAPEVINE, TEXAS—Results of a large, retrospective study suggest that allogeneic stem cell transplant (allo-SCT) can overcome the poor prognosis associated with central nervous system (CNS) involvement in acute myeloid leukemia (AML).

By analyzing transplant outcomes in more than 5000 patients, researchers found that subjects with CNS AML had rates of relapse and survival that were similar to those of patients without CNS involvement.

The team also identified factors that can predict for survival in CNS AML, including cytogenetic risk group, the presence of chronic GVHD, and whether a patient was in complete response at transplant.

Jun Aoki, MD, of Tokyo Metropolitan Komagome Hospital in Japan, presented these findings at the 2014 BMT Tandem Meetings as abstract 68.

Dr Aoki pointed out that CNS involvement is rare in adult AML, occurring in about 5% of patients. However, these patients generally have poor prognosis. And although allo-SCT is one of the options used to treat CNS AML, exactly how CNS involvement impacts transplant outcomes remains unclear.

So Dr Aoki and his colleagues conducted a nationwide, retrospective study to gain some insight.  They collected data from the registry database of the Japan Society for Hematopoietic Cell Transplantation.

Patients had to be older than 15 years of age, have their first allo-SCT between 2006 and 2011, and not have acute promyelocytic leukemia.

The researchers identified 5068 patients who met these criteria, and 157 of them had CNS AML. CNS involvement was defined as infiltration of leukemia cells into CNS or myeloid sarcoma in CNS that were identified at any time from diagnosis to transplant.

No difference in relapse, survival

There were no significant differences between CNS patients and controls with regard to the estimated overall survival (OS), leukemia-free survival, cumulative incidence of relapse, or non-relapse mortality at 5 years.

OS was 39.9% among controls and 38.5% among CNS patients (P=0.847). Leukemia-free survival was 41.2% and 41.5%, respectively (P=0.82).

The cumulative incidence of relapse was 29.8% among controls and 31.8% among CNS patients (P=0.418). And non-relapse mortality was 22.5% and 26.5%, respectively (P=0.142).

Factors predicting OS

To determine the impact of patient and treatment characteristics on OS, the researchers conducted a multivariate analysis. This confirmed that CNS involvement was not a risk factor for OS.

But it revealed a number of other factors that adversely affect OS, including age of 50 or older (P<0.001), lack of a complete response at allo-SCT (P<0.001), a donor source of unrelated cord blood (P=0.005), having a prognostic score of 2-4 (P<0.001), unfavorable cytogenetics (P<0.001), and the absence of acute or chronic GVHD (P<0.001 for both).

When the researchers analyzed only CNS patients, they discovered that not all of these factors retained significance. Only the absence of chronic GVHD (P=0.002), lack of complete response at transplant (P<0.001), and having either intermediate (P=0.003) or unfavorable cytogenetics (P=0.011) were adversely associated with OS in these patients.

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