Menkes Syndrome Presenting as Possible Child Abuse

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Stalked by a ‘patient’

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Stalked by a ‘patient’

CASE: Delusions and threats

For over 20 months, Ms. I, age 48, sends a psychiatric resident letters and postcards that total approximately 3,000 pages and come from dozens of return addresses. Ms. I expresses romantic feelings toward the resident and believes that he was her physician and prescribed medications, including “mood stabilizers.” The resident never treated Ms. I; to his knowledge, he has never interacted with her.

Ms. I describes the resident’s refusal to continue treating her as “abandonment” and states that she is contemplating self-harm because of this rejection. In her letters, Ms. I admits that she was a long-term patient in a state psychiatric hospital in her home state and suffers from persistent auditory hallucinations. She also wants a romantic relationship with the resident and repeatedly threatens the resident’s female acquaintances and former romantic partners whose relationships she had surmised from news articles available on the Internet. Ms. I also threatens to strangle the resident. The resident sends her multiple written requests that she cease contact, but they are not acknowledged.

The authors’ observations

Stalking—repeated, unwanted attention or communication that would cause a reasonable person fear—is a serious threat for many psychiatric clinicians.1 Prevalence rates among mental health care providers range from 3% to 21%.2,3 Most stalkers have engaged in previous stalking behavior.3

Being stalked is highly distressing,4 and mental health professionals often do not reveal such experiences to colleagues.5 Irrational feelings of guilt or embarrassment, such as being thought to have poorly managed interactions with the stalker, often motivate a self-imposed silence (Table 1).6 This isolation may foster anxiety, interfere with receiving problem-solving advice, and increase physical vulnerability. In the case involving Ms. I, the psychiatric resident’s primary responsibility is safeguarding his own physical and psychological welfare.

Clinicians who work in a hospital or other institutional setting who are being stalked should inform their supervisors and the facility’s security personnel. Security personnel may be able to gather data about the stalker, decrease the stalker’s ability to communicate with the victim, and reduce unwanted physical access to the victim by distributing a photo of the stalker or installing a camera or receptionist-controlled door lock in patient entryways. Security personnel also may collaborate with local law enforcement. Having a third party respond to a stalker’s aggressive behavior—rather than the victim responding directly—avoids rewarding the stalker, which may generate further unwanted contact.7 Any intervention by the victim may increase the risk of violence, creating an “intervention dilemma.” Resnick8 argues that before deciding how best to address the stalker’s behavior, a stalking victim must “first separate the risk of continued stalking from the risk that the stalker will commit a violent act.”

Mental health professionals in private practice who are being stalked should consider retaining an attorney. An attorney often can maintain privacy of communications regarding the stalker via the attorney-client and attorney-work product privileges, which may help during legal proceedings.

Table 1

Factors that can impede psychiatrists from reporting stalking

Fear of being perceived as a failure
Embarrassment
High professional tolerance for antisocial and threatening behavior
Misplaced sense of duty
Source: Reference 6

RESPONSE: Involving police

Over 2 months, Ms. I phones the resident’s home 105 times (the resident screens the calls). During 1 call, she states that she is hidden in a closet in her home and will hurt herself unless the resident “resumes” her psychiatric care. The resident contacts police in his city and Ms. I’s community, but authorities are reluctant to act when he acknowledges that he is not Ms. I’s psychiatrist and does not know her. Police officers in Ms. I’s hometown tell the resident no one answered the door when they visited her home. They state that they would enter the residence forcibly only if Ms. I’s physician or a family member asked them to do so, and because the resident admits that he is not her psychiatrist, they cannot take further action. Ms. I leaves the resident a phone message several hours later to inform him she is safe.

The authors’ observations

Stalking-induced countertransference responses may lead a psychiatrist to unwittingly place himself in harm’s way. For example, intense rage at a stalker’s request for treatment may generate guilt that motivates the psychiatrist to agree to treat the stalker. Feelings of helplessness may produce a frantic desire to do something even when such activity is ill-advised. Psychiatrists may develop a tolerance for antisocial or threatening behavior—which is common in mental health settings—and could accept unnecessary risks.

 

 

A psychiatrist who is being stalked may be able to assist a mentally ill stalker in a way that does not create a duty to treat and does not expose the psychiatrist to harm, such as contacting a mobile crisis intervention team, a mental health professional who recently treated the stalker, a family member of the stalker, or law enforcement personnel. A psychiatrist who is thrust from the role of helper to victim and must protect his or her own well-being instead of attending to a patient’s welfare is prone to suffer substantial countertransference distress.

The situation with Ms. I was particularly challenging because the resident did not know her complete history and therefore had little information to gauge how likely she was to act on her aggressive threats. Factors that predict future violence include:

  • a history of violence
  • significant prior criminality
  • young age at first arrest
  • concomitant substance abuse
  • male sex.9

Unfortunately, other than sex, this data regarding Ms. I could not be readily obtained.

A psychiatrist’s duty

Although sympathetic to his stalker’s distress, the resident did not want to treat this woman, nor was he ethically or legally obligated to do so. An individual’s wish to be treated by a particular psychiatrist does not create a duty for the psychiatrist to satisfy this wish.10 State-based “Good Samaritan” laws encourage physicians to assist those in acute need by shielding them from liability, as long as they reasonably act within the scope of their expertise.11 However, they do not require a physician to care for an individual in acute need. A delusional wish for treatment or a false belief of already being in treatment does not create a duty to care for a person.

OUTCOME: Seeking help

Ms. I’s phone calls and letters continue. The resident discusses the situation with his associate residency director, who refers him to the hospital’s legal and investigative staffs. Based on advice from the hospital’s private investigator, the resident sends Ms. I a formal “cease and desist” letter that threatens her with legal action and possible jail time. The staff at the front desk of the clinic where the resident works and the hospital’s security department are instructed to watch for a visitor with Ms. I’s name and description, although the hospital’s investigator is unable to obtain a photograph of her. Shortly after the resident sends the letter, Ms. I ceases communication.

The authors’ observations

This case is unusual because most stalking victims know their stalkers. Identifying a stalker’s motivation can be helpful in formulating a risk assessment. One classification system recognizes 5 categories of stalkers: rejected, intimacy seeking, incompetent, resentful, and predatory (Table 2).1 Rejected stalkers appear to pose the greatest risk of violence and homicide.8 However, all stalkers may pose a risk of violence and therefore all stalking behavior should be treated seriously.

Table 2

Classification of stalkers

CategoryCommon features
RejectedMost have a personality disorder; often seeking reconciliation and revenge; most frequent victims are ex-romantic partners, but also target estranged relatives, former friends
Intimacy seekingErotomania; “morbid infatuation”
IncompetentLacking social skills; often have stalked others
ResentfulPursuing a vendetta; generally feeling aggrieved
PredatoryOften comorbid with paraphilias; may have past convictions for sex offenses
Source: Adapted from reference 1

Responding to a stalker

The approach should be tailored to the stalker’s characteristics.12 Silence—ie, lack of acknowledgement of a stalker’s intrusions—is one tactic.13 Consistent and persistent lack of engagement may bore the stalker, but also may provoke frustration or narcissistic or paranoia-fueled rage, and increased efforts to interact with the mental health professional. Other responses include:

  • obtaining a protection or restraining order
  • promoting the stalker’s participation in adversarial civil litigation, such as a lawsuit
  • issuing verbal counterthreats.

Restraining orders are controversial and assessments of their effectiveness vary.14 How well a restraining order works may depend on the stalker’s:

  • ability to appreciate reality, and how likely he or she is to experience anxiety when confronted with adverse consequences of his or her actions
  • how consistently, rapidly, and harshly the criminal justice system responds to violations of restraining orders.

Restraining orders also may provide the victim a false sense of security.15 One of her letters revealed that Ms. I violated a criminal plea arrangement years earlier, which suggests she was capable of violating a restraining order.

Litigation. A stalker may initiate civil litigation against the victim to feel that he or she has an impact on the victim, which may reduce the stalker’s risk of violence if he or she is emotionally engaged in the litigation. Based on the authors’ experience, as long as the stalker is talking, he or she generally is less likely to act out violently and terminate a satisfying process. Adversarial civil litigation could give a stalker the opportunity to be “close” to the victim and a means of expressing aggressive wishes. The benefit of litigation lasts only as long as the case persists and the stalker believes he or she may prevail. In one of her letters, Ms. I bragged that she had represented herself as a pro se litigant in a complex civil matter, suggesting that she might be constructively channeled into litigation.

 

 

Promoting litigation carries significant risk.16 Being a defendant in pro se litigation may be emotionally and financially stressful. This approach may be desirable if the psychiatrist’s institution is willing to offer substantial support. For example, an institution may provide legal assistance—including helping to defray the cost of litigation—and litigation-related scheduling flexibility. An attorney may serve as a boundary between the victim and the pro se litigant’s sometimes ceaseless, time-devouring, anxiety-inducing legal maneuvers.

Counterthreats. Warning a stalker that he or she will face severe civil and criminal consequences if his or her behavior continues can make clear that his or her conduct is unacceptable.17 Such warnings may be delivered verbally or in writing by a legal representative, law enforcement personnel, a private security agent, or the victim.

Issuing a counterthreat can be risky. Stalkers with antisocial or narcissistic personality features may perceive a counterthreat as narcissistically diminishing, and to save face will escalate their stalking in retaliation. Avoid counterthreats if you believe the stalker might be psychotic because destabilizing such an individual—such as by precipitating a short psychotic episode—may increase unpredictability and diminish their responsive to interventions.

Ms. I’s contact with the resident lasted approximately 20 months, slightly less than the average 26 months reported in a survey of mental health professionals.3 Because stalkers are unpredictable, the psychiatric resident remains cautious.

Related Resources

Disclosure

The authors report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

References

1. Mullen PE, Pathé M, Purcell R, et al. Study of stalkers. Am J Psychiatry. 1999;156(8):1244-1249.

2. Sandberg DA, McNiel DE, Binder RL. Stalking threatening, and harassing behavior by psychiatric patients toward clinicians. J Am Acad Psychiatry Law. 2002;30(2):221-229.

3. McIvor R, Potter L, Davies L. Stalking behavior by patients towards psychiatrists in a large mental health organization. Int J Soc Psychiatry. 2008;54(4):350-357.

4. Mullen PE, Pathé M. Stalking. Crime and Justice. 2002;29:273-318.

5. Bird S. Strategies for managing and minimizing the impact of harassment and stalking by patients. ANZ J Surg. 2009;79(7-8):537-538.

6. Sinwelski SA, Vinton L. Stalking: the constant threat of violence. Affilia. 2001;16(1):46-65.

7. Meloy JR. Commentary: stalking threatening, and harassing behavior by patients—the risk-management response. J Am Acad Psychiatry Law. 2002;30(2):230-231.

8. Resnick PJ. Stalking risk assessment. In: Pinals DA, ed. Stalking: psychiatric perspectives and practical approaches. New York, NY: Oxford University Press; 2007:61–84.

9. Dietz PE. Defenses against dangerous people when arrest and commitment fail. In: Simon RI, ed. American Psychiatric Press review of clinical psychiatry and the law. 1st ed. Washington, DC: American Psychiatric Press; 1989:205–219.

10. Hilliard J. Termination of treatment with troublesome patients. In: Lifson LE, Simon RI, eds. The mental health practitioner and the law: a comprehensive handbook. Cambridge, MA: Harvard University Press; 1998:216–224.

11. Paterick TJ, Paterick BB, Paterick TE. Implications of Good Samaritan laws for physicians. J Med Pract Manage. 2008;23(6):372-375.

12. MacKenzie RD, James DV. Management and treatment of stalkers: problems options, and solutions. Behav Sci Law. 2011;29(2):220-239.

13. Fremouw WJ, Westrup D, Pennypacker J. Stalking on campus: the prevalence and strategies for coping with stalking. J Forensic Sci. 1997;42(4):666-669.

14. Nicastro AM, Cousins AV, Spitzberg BH. The tactical face of stalking. Journal of Criminal Justice. 2000;28(1):69-82.

15. Spitzberg BH. The tactical topography of stalking victimization and management. Trauma Violence Abuse. 2002;3(4):261-288.

16. Pathé M, MacKenzie R, Mullen PE. Stalking by law: damaging victims and rewarding offenders. J Law Med. 2004;12(1):103-111.

17. Lion JR, Herschler JA. The stalking of physicians by their patients. In: Meloy JR. The psychology of stalking: clinical and forensic perspectives. San Diego, CA: Academic Press; 1998:163–173.

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CASE: Delusions and threats

For over 20 months, Ms. I, age 48, sends a psychiatric resident letters and postcards that total approximately 3,000 pages and come from dozens of return addresses. Ms. I expresses romantic feelings toward the resident and believes that he was her physician and prescribed medications, including “mood stabilizers.” The resident never treated Ms. I; to his knowledge, he has never interacted with her.

Ms. I describes the resident’s refusal to continue treating her as “abandonment” and states that she is contemplating self-harm because of this rejection. In her letters, Ms. I admits that she was a long-term patient in a state psychiatric hospital in her home state and suffers from persistent auditory hallucinations. She also wants a romantic relationship with the resident and repeatedly threatens the resident’s female acquaintances and former romantic partners whose relationships she had surmised from news articles available on the Internet. Ms. I also threatens to strangle the resident. The resident sends her multiple written requests that she cease contact, but they are not acknowledged.

The authors’ observations

Stalking—repeated, unwanted attention or communication that would cause a reasonable person fear—is a serious threat for many psychiatric clinicians.1 Prevalence rates among mental health care providers range from 3% to 21%.2,3 Most stalkers have engaged in previous stalking behavior.3

Being stalked is highly distressing,4 and mental health professionals often do not reveal such experiences to colleagues.5 Irrational feelings of guilt or embarrassment, such as being thought to have poorly managed interactions with the stalker, often motivate a self-imposed silence (Table 1).6 This isolation may foster anxiety, interfere with receiving problem-solving advice, and increase physical vulnerability. In the case involving Ms. I, the psychiatric resident’s primary responsibility is safeguarding his own physical and psychological welfare.

Clinicians who work in a hospital or other institutional setting who are being stalked should inform their supervisors and the facility’s security personnel. Security personnel may be able to gather data about the stalker, decrease the stalker’s ability to communicate with the victim, and reduce unwanted physical access to the victim by distributing a photo of the stalker or installing a camera or receptionist-controlled door lock in patient entryways. Security personnel also may collaborate with local law enforcement. Having a third party respond to a stalker’s aggressive behavior—rather than the victim responding directly—avoids rewarding the stalker, which may generate further unwanted contact.7 Any intervention by the victim may increase the risk of violence, creating an “intervention dilemma.” Resnick8 argues that before deciding how best to address the stalker’s behavior, a stalking victim must “first separate the risk of continued stalking from the risk that the stalker will commit a violent act.”

Mental health professionals in private practice who are being stalked should consider retaining an attorney. An attorney often can maintain privacy of communications regarding the stalker via the attorney-client and attorney-work product privileges, which may help during legal proceedings.

Table 1

Factors that can impede psychiatrists from reporting stalking

Fear of being perceived as a failure
Embarrassment
High professional tolerance for antisocial and threatening behavior
Misplaced sense of duty
Source: Reference 6

RESPONSE: Involving police

Over 2 months, Ms. I phones the resident’s home 105 times (the resident screens the calls). During 1 call, she states that she is hidden in a closet in her home and will hurt herself unless the resident “resumes” her psychiatric care. The resident contacts police in his city and Ms. I’s community, but authorities are reluctant to act when he acknowledges that he is not Ms. I’s psychiatrist and does not know her. Police officers in Ms. I’s hometown tell the resident no one answered the door when they visited her home. They state that they would enter the residence forcibly only if Ms. I’s physician or a family member asked them to do so, and because the resident admits that he is not her psychiatrist, they cannot take further action. Ms. I leaves the resident a phone message several hours later to inform him she is safe.

The authors’ observations

Stalking-induced countertransference responses may lead a psychiatrist to unwittingly place himself in harm’s way. For example, intense rage at a stalker’s request for treatment may generate guilt that motivates the psychiatrist to agree to treat the stalker. Feelings of helplessness may produce a frantic desire to do something even when such activity is ill-advised. Psychiatrists may develop a tolerance for antisocial or threatening behavior—which is common in mental health settings—and could accept unnecessary risks.

 

 

A psychiatrist who is being stalked may be able to assist a mentally ill stalker in a way that does not create a duty to treat and does not expose the psychiatrist to harm, such as contacting a mobile crisis intervention team, a mental health professional who recently treated the stalker, a family member of the stalker, or law enforcement personnel. A psychiatrist who is thrust from the role of helper to victim and must protect his or her own well-being instead of attending to a patient’s welfare is prone to suffer substantial countertransference distress.

The situation with Ms. I was particularly challenging because the resident did not know her complete history and therefore had little information to gauge how likely she was to act on her aggressive threats. Factors that predict future violence include:

  • a history of violence
  • significant prior criminality
  • young age at first arrest
  • concomitant substance abuse
  • male sex.9

Unfortunately, other than sex, this data regarding Ms. I could not be readily obtained.

A psychiatrist’s duty

Although sympathetic to his stalker’s distress, the resident did not want to treat this woman, nor was he ethically or legally obligated to do so. An individual’s wish to be treated by a particular psychiatrist does not create a duty for the psychiatrist to satisfy this wish.10 State-based “Good Samaritan” laws encourage physicians to assist those in acute need by shielding them from liability, as long as they reasonably act within the scope of their expertise.11 However, they do not require a physician to care for an individual in acute need. A delusional wish for treatment or a false belief of already being in treatment does not create a duty to care for a person.

OUTCOME: Seeking help

Ms. I’s phone calls and letters continue. The resident discusses the situation with his associate residency director, who refers him to the hospital’s legal and investigative staffs. Based on advice from the hospital’s private investigator, the resident sends Ms. I a formal “cease and desist” letter that threatens her with legal action and possible jail time. The staff at the front desk of the clinic where the resident works and the hospital’s security department are instructed to watch for a visitor with Ms. I’s name and description, although the hospital’s investigator is unable to obtain a photograph of her. Shortly after the resident sends the letter, Ms. I ceases communication.

The authors’ observations

This case is unusual because most stalking victims know their stalkers. Identifying a stalker’s motivation can be helpful in formulating a risk assessment. One classification system recognizes 5 categories of stalkers: rejected, intimacy seeking, incompetent, resentful, and predatory (Table 2).1 Rejected stalkers appear to pose the greatest risk of violence and homicide.8 However, all stalkers may pose a risk of violence and therefore all stalking behavior should be treated seriously.

Table 2

Classification of stalkers

CategoryCommon features
RejectedMost have a personality disorder; often seeking reconciliation and revenge; most frequent victims are ex-romantic partners, but also target estranged relatives, former friends
Intimacy seekingErotomania; “morbid infatuation”
IncompetentLacking social skills; often have stalked others
ResentfulPursuing a vendetta; generally feeling aggrieved
PredatoryOften comorbid with paraphilias; may have past convictions for sex offenses
Source: Adapted from reference 1

Responding to a stalker

The approach should be tailored to the stalker’s characteristics.12 Silence—ie, lack of acknowledgement of a stalker’s intrusions—is one tactic.13 Consistent and persistent lack of engagement may bore the stalker, but also may provoke frustration or narcissistic or paranoia-fueled rage, and increased efforts to interact with the mental health professional. Other responses include:

  • obtaining a protection or restraining order
  • promoting the stalker’s participation in adversarial civil litigation, such as a lawsuit
  • issuing verbal counterthreats.

Restraining orders are controversial and assessments of their effectiveness vary.14 How well a restraining order works may depend on the stalker’s:

  • ability to appreciate reality, and how likely he or she is to experience anxiety when confronted with adverse consequences of his or her actions
  • how consistently, rapidly, and harshly the criminal justice system responds to violations of restraining orders.

Restraining orders also may provide the victim a false sense of security.15 One of her letters revealed that Ms. I violated a criminal plea arrangement years earlier, which suggests she was capable of violating a restraining order.

Litigation. A stalker may initiate civil litigation against the victim to feel that he or she has an impact on the victim, which may reduce the stalker’s risk of violence if he or she is emotionally engaged in the litigation. Based on the authors’ experience, as long as the stalker is talking, he or she generally is less likely to act out violently and terminate a satisfying process. Adversarial civil litigation could give a stalker the opportunity to be “close” to the victim and a means of expressing aggressive wishes. The benefit of litigation lasts only as long as the case persists and the stalker believes he or she may prevail. In one of her letters, Ms. I bragged that she had represented herself as a pro se litigant in a complex civil matter, suggesting that she might be constructively channeled into litigation.

 

 

Promoting litigation carries significant risk.16 Being a defendant in pro se litigation may be emotionally and financially stressful. This approach may be desirable if the psychiatrist’s institution is willing to offer substantial support. For example, an institution may provide legal assistance—including helping to defray the cost of litigation—and litigation-related scheduling flexibility. An attorney may serve as a boundary between the victim and the pro se litigant’s sometimes ceaseless, time-devouring, anxiety-inducing legal maneuvers.

Counterthreats. Warning a stalker that he or she will face severe civil and criminal consequences if his or her behavior continues can make clear that his or her conduct is unacceptable.17 Such warnings may be delivered verbally or in writing by a legal representative, law enforcement personnel, a private security agent, or the victim.

Issuing a counterthreat can be risky. Stalkers with antisocial or narcissistic personality features may perceive a counterthreat as narcissistically diminishing, and to save face will escalate their stalking in retaliation. Avoid counterthreats if you believe the stalker might be psychotic because destabilizing such an individual—such as by precipitating a short psychotic episode—may increase unpredictability and diminish their responsive to interventions.

Ms. I’s contact with the resident lasted approximately 20 months, slightly less than the average 26 months reported in a survey of mental health professionals.3 Because stalkers are unpredictable, the psychiatric resident remains cautious.

Related Resources

Disclosure

The authors report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

CASE: Delusions and threats

For over 20 months, Ms. I, age 48, sends a psychiatric resident letters and postcards that total approximately 3,000 pages and come from dozens of return addresses. Ms. I expresses romantic feelings toward the resident and believes that he was her physician and prescribed medications, including “mood stabilizers.” The resident never treated Ms. I; to his knowledge, he has never interacted with her.

Ms. I describes the resident’s refusal to continue treating her as “abandonment” and states that she is contemplating self-harm because of this rejection. In her letters, Ms. I admits that she was a long-term patient in a state psychiatric hospital in her home state and suffers from persistent auditory hallucinations. She also wants a romantic relationship with the resident and repeatedly threatens the resident’s female acquaintances and former romantic partners whose relationships she had surmised from news articles available on the Internet. Ms. I also threatens to strangle the resident. The resident sends her multiple written requests that she cease contact, but they are not acknowledged.

The authors’ observations

Stalking—repeated, unwanted attention or communication that would cause a reasonable person fear—is a serious threat for many psychiatric clinicians.1 Prevalence rates among mental health care providers range from 3% to 21%.2,3 Most stalkers have engaged in previous stalking behavior.3

Being stalked is highly distressing,4 and mental health professionals often do not reveal such experiences to colleagues.5 Irrational feelings of guilt or embarrassment, such as being thought to have poorly managed interactions with the stalker, often motivate a self-imposed silence (Table 1).6 This isolation may foster anxiety, interfere with receiving problem-solving advice, and increase physical vulnerability. In the case involving Ms. I, the psychiatric resident’s primary responsibility is safeguarding his own physical and psychological welfare.

Clinicians who work in a hospital or other institutional setting who are being stalked should inform their supervisors and the facility’s security personnel. Security personnel may be able to gather data about the stalker, decrease the stalker’s ability to communicate with the victim, and reduce unwanted physical access to the victim by distributing a photo of the stalker or installing a camera or receptionist-controlled door lock in patient entryways. Security personnel also may collaborate with local law enforcement. Having a third party respond to a stalker’s aggressive behavior—rather than the victim responding directly—avoids rewarding the stalker, which may generate further unwanted contact.7 Any intervention by the victim may increase the risk of violence, creating an “intervention dilemma.” Resnick8 argues that before deciding how best to address the stalker’s behavior, a stalking victim must “first separate the risk of continued stalking from the risk that the stalker will commit a violent act.”

Mental health professionals in private practice who are being stalked should consider retaining an attorney. An attorney often can maintain privacy of communications regarding the stalker via the attorney-client and attorney-work product privileges, which may help during legal proceedings.

Table 1

Factors that can impede psychiatrists from reporting stalking

Fear of being perceived as a failure
Embarrassment
High professional tolerance for antisocial and threatening behavior
Misplaced sense of duty
Source: Reference 6

RESPONSE: Involving police

Over 2 months, Ms. I phones the resident’s home 105 times (the resident screens the calls). During 1 call, she states that she is hidden in a closet in her home and will hurt herself unless the resident “resumes” her psychiatric care. The resident contacts police in his city and Ms. I’s community, but authorities are reluctant to act when he acknowledges that he is not Ms. I’s psychiatrist and does not know her. Police officers in Ms. I’s hometown tell the resident no one answered the door when they visited her home. They state that they would enter the residence forcibly only if Ms. I’s physician or a family member asked them to do so, and because the resident admits that he is not her psychiatrist, they cannot take further action. Ms. I leaves the resident a phone message several hours later to inform him she is safe.

The authors’ observations

Stalking-induced countertransference responses may lead a psychiatrist to unwittingly place himself in harm’s way. For example, intense rage at a stalker’s request for treatment may generate guilt that motivates the psychiatrist to agree to treat the stalker. Feelings of helplessness may produce a frantic desire to do something even when such activity is ill-advised. Psychiatrists may develop a tolerance for antisocial or threatening behavior—which is common in mental health settings—and could accept unnecessary risks.

 

 

A psychiatrist who is being stalked may be able to assist a mentally ill stalker in a way that does not create a duty to treat and does not expose the psychiatrist to harm, such as contacting a mobile crisis intervention team, a mental health professional who recently treated the stalker, a family member of the stalker, or law enforcement personnel. A psychiatrist who is thrust from the role of helper to victim and must protect his or her own well-being instead of attending to a patient’s welfare is prone to suffer substantial countertransference distress.

The situation with Ms. I was particularly challenging because the resident did not know her complete history and therefore had little information to gauge how likely she was to act on her aggressive threats. Factors that predict future violence include:

  • a history of violence
  • significant prior criminality
  • young age at first arrest
  • concomitant substance abuse
  • male sex.9

Unfortunately, other than sex, this data regarding Ms. I could not be readily obtained.

A psychiatrist’s duty

Although sympathetic to his stalker’s distress, the resident did not want to treat this woman, nor was he ethically or legally obligated to do so. An individual’s wish to be treated by a particular psychiatrist does not create a duty for the psychiatrist to satisfy this wish.10 State-based “Good Samaritan” laws encourage physicians to assist those in acute need by shielding them from liability, as long as they reasonably act within the scope of their expertise.11 However, they do not require a physician to care for an individual in acute need. A delusional wish for treatment or a false belief of already being in treatment does not create a duty to care for a person.

OUTCOME: Seeking help

Ms. I’s phone calls and letters continue. The resident discusses the situation with his associate residency director, who refers him to the hospital’s legal and investigative staffs. Based on advice from the hospital’s private investigator, the resident sends Ms. I a formal “cease and desist” letter that threatens her with legal action and possible jail time. The staff at the front desk of the clinic where the resident works and the hospital’s security department are instructed to watch for a visitor with Ms. I’s name and description, although the hospital’s investigator is unable to obtain a photograph of her. Shortly after the resident sends the letter, Ms. I ceases communication.

The authors’ observations

This case is unusual because most stalking victims know their stalkers. Identifying a stalker’s motivation can be helpful in formulating a risk assessment. One classification system recognizes 5 categories of stalkers: rejected, intimacy seeking, incompetent, resentful, and predatory (Table 2).1 Rejected stalkers appear to pose the greatest risk of violence and homicide.8 However, all stalkers may pose a risk of violence and therefore all stalking behavior should be treated seriously.

Table 2

Classification of stalkers

CategoryCommon features
RejectedMost have a personality disorder; often seeking reconciliation and revenge; most frequent victims are ex-romantic partners, but also target estranged relatives, former friends
Intimacy seekingErotomania; “morbid infatuation”
IncompetentLacking social skills; often have stalked others
ResentfulPursuing a vendetta; generally feeling aggrieved
PredatoryOften comorbid with paraphilias; may have past convictions for sex offenses
Source: Adapted from reference 1

Responding to a stalker

The approach should be tailored to the stalker’s characteristics.12 Silence—ie, lack of acknowledgement of a stalker’s intrusions—is one tactic.13 Consistent and persistent lack of engagement may bore the stalker, but also may provoke frustration or narcissistic or paranoia-fueled rage, and increased efforts to interact with the mental health professional. Other responses include:

  • obtaining a protection or restraining order
  • promoting the stalker’s participation in adversarial civil litigation, such as a lawsuit
  • issuing verbal counterthreats.

Restraining orders are controversial and assessments of their effectiveness vary.14 How well a restraining order works may depend on the stalker’s:

  • ability to appreciate reality, and how likely he or she is to experience anxiety when confronted with adverse consequences of his or her actions
  • how consistently, rapidly, and harshly the criminal justice system responds to violations of restraining orders.

Restraining orders also may provide the victim a false sense of security.15 One of her letters revealed that Ms. I violated a criminal plea arrangement years earlier, which suggests she was capable of violating a restraining order.

Litigation. A stalker may initiate civil litigation against the victim to feel that he or she has an impact on the victim, which may reduce the stalker’s risk of violence if he or she is emotionally engaged in the litigation. Based on the authors’ experience, as long as the stalker is talking, he or she generally is less likely to act out violently and terminate a satisfying process. Adversarial civil litigation could give a stalker the opportunity to be “close” to the victim and a means of expressing aggressive wishes. The benefit of litigation lasts only as long as the case persists and the stalker believes he or she may prevail. In one of her letters, Ms. I bragged that she had represented herself as a pro se litigant in a complex civil matter, suggesting that she might be constructively channeled into litigation.

 

 

Promoting litigation carries significant risk.16 Being a defendant in pro se litigation may be emotionally and financially stressful. This approach may be desirable if the psychiatrist’s institution is willing to offer substantial support. For example, an institution may provide legal assistance—including helping to defray the cost of litigation—and litigation-related scheduling flexibility. An attorney may serve as a boundary between the victim and the pro se litigant’s sometimes ceaseless, time-devouring, anxiety-inducing legal maneuvers.

Counterthreats. Warning a stalker that he or she will face severe civil and criminal consequences if his or her behavior continues can make clear that his or her conduct is unacceptable.17 Such warnings may be delivered verbally or in writing by a legal representative, law enforcement personnel, a private security agent, or the victim.

Issuing a counterthreat can be risky. Stalkers with antisocial or narcissistic personality features may perceive a counterthreat as narcissistically diminishing, and to save face will escalate their stalking in retaliation. Avoid counterthreats if you believe the stalker might be psychotic because destabilizing such an individual—such as by precipitating a short psychotic episode—may increase unpredictability and diminish their responsive to interventions.

Ms. I’s contact with the resident lasted approximately 20 months, slightly less than the average 26 months reported in a survey of mental health professionals.3 Because stalkers are unpredictable, the psychiatric resident remains cautious.

Related Resources

Disclosure

The authors report no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.

References

1. Mullen PE, Pathé M, Purcell R, et al. Study of stalkers. Am J Psychiatry. 1999;156(8):1244-1249.

2. Sandberg DA, McNiel DE, Binder RL. Stalking threatening, and harassing behavior by psychiatric patients toward clinicians. J Am Acad Psychiatry Law. 2002;30(2):221-229.

3. McIvor R, Potter L, Davies L. Stalking behavior by patients towards psychiatrists in a large mental health organization. Int J Soc Psychiatry. 2008;54(4):350-357.

4. Mullen PE, Pathé M. Stalking. Crime and Justice. 2002;29:273-318.

5. Bird S. Strategies for managing and minimizing the impact of harassment and stalking by patients. ANZ J Surg. 2009;79(7-8):537-538.

6. Sinwelski SA, Vinton L. Stalking: the constant threat of violence. Affilia. 2001;16(1):46-65.

7. Meloy JR. Commentary: stalking threatening, and harassing behavior by patients—the risk-management response. J Am Acad Psychiatry Law. 2002;30(2):230-231.

8. Resnick PJ. Stalking risk assessment. In: Pinals DA, ed. Stalking: psychiatric perspectives and practical approaches. New York, NY: Oxford University Press; 2007:61–84.

9. Dietz PE. Defenses against dangerous people when arrest and commitment fail. In: Simon RI, ed. American Psychiatric Press review of clinical psychiatry and the law. 1st ed. Washington, DC: American Psychiatric Press; 1989:205–219.

10. Hilliard J. Termination of treatment with troublesome patients. In: Lifson LE, Simon RI, eds. The mental health practitioner and the law: a comprehensive handbook. Cambridge, MA: Harvard University Press; 1998:216–224.

11. Paterick TJ, Paterick BB, Paterick TE. Implications of Good Samaritan laws for physicians. J Med Pract Manage. 2008;23(6):372-375.

12. MacKenzie RD, James DV. Management and treatment of stalkers: problems options, and solutions. Behav Sci Law. 2011;29(2):220-239.

13. Fremouw WJ, Westrup D, Pennypacker J. Stalking on campus: the prevalence and strategies for coping with stalking. J Forensic Sci. 1997;42(4):666-669.

14. Nicastro AM, Cousins AV, Spitzberg BH. The tactical face of stalking. Journal of Criminal Justice. 2000;28(1):69-82.

15. Spitzberg BH. The tactical topography of stalking victimization and management. Trauma Violence Abuse. 2002;3(4):261-288.

16. Pathé M, MacKenzie R, Mullen PE. Stalking by law: damaging victims and rewarding offenders. J Law Med. 2004;12(1):103-111.

17. Lion JR, Herschler JA. The stalking of physicians by their patients. In: Meloy JR. The psychology of stalking: clinical and forensic perspectives. San Diego, CA: Academic Press; 1998:163–173.

References

1. Mullen PE, Pathé M, Purcell R, et al. Study of stalkers. Am J Psychiatry. 1999;156(8):1244-1249.

2. Sandberg DA, McNiel DE, Binder RL. Stalking threatening, and harassing behavior by psychiatric patients toward clinicians. J Am Acad Psychiatry Law. 2002;30(2):221-229.

3. McIvor R, Potter L, Davies L. Stalking behavior by patients towards psychiatrists in a large mental health organization. Int J Soc Psychiatry. 2008;54(4):350-357.

4. Mullen PE, Pathé M. Stalking. Crime and Justice. 2002;29:273-318.

5. Bird S. Strategies for managing and minimizing the impact of harassment and stalking by patients. ANZ J Surg. 2009;79(7-8):537-538.

6. Sinwelski SA, Vinton L. Stalking: the constant threat of violence. Affilia. 2001;16(1):46-65.

7. Meloy JR. Commentary: stalking threatening, and harassing behavior by patients—the risk-management response. J Am Acad Psychiatry Law. 2002;30(2):230-231.

8. Resnick PJ. Stalking risk assessment. In: Pinals DA, ed. Stalking: psychiatric perspectives and practical approaches. New York, NY: Oxford University Press; 2007:61–84.

9. Dietz PE. Defenses against dangerous people when arrest and commitment fail. In: Simon RI, ed. American Psychiatric Press review of clinical psychiatry and the law. 1st ed. Washington, DC: American Psychiatric Press; 1989:205–219.

10. Hilliard J. Termination of treatment with troublesome patients. In: Lifson LE, Simon RI, eds. The mental health practitioner and the law: a comprehensive handbook. Cambridge, MA: Harvard University Press; 1998:216–224.

11. Paterick TJ, Paterick BB, Paterick TE. Implications of Good Samaritan laws for physicians. J Med Pract Manage. 2008;23(6):372-375.

12. MacKenzie RD, James DV. Management and treatment of stalkers: problems options, and solutions. Behav Sci Law. 2011;29(2):220-239.

13. Fremouw WJ, Westrup D, Pennypacker J. Stalking on campus: the prevalence and strategies for coping with stalking. J Forensic Sci. 1997;42(4):666-669.

14. Nicastro AM, Cousins AV, Spitzberg BH. The tactical face of stalking. Journal of Criminal Justice. 2000;28(1):69-82.

15. Spitzberg BH. The tactical topography of stalking victimization and management. Trauma Violence Abuse. 2002;3(4):261-288.

16. Pathé M, MacKenzie R, Mullen PE. Stalking by law: damaging victims and rewarding offenders. J Law Med. 2004;12(1):103-111.

17. Lion JR, Herschler JA. The stalking of physicians by their patients. In: Meloy JR. The psychology of stalking: clinical and forensic perspectives. San Diego, CA: Academic Press; 1998:163–173.

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Hyperpigmentation and atrophy

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Hyperpigmentation and atrophy

A 35-year-old woman sought care at our clinic for a plaque on her upper left arm. She said that it had started 3 months earlier as a small indentation, but had recently became larger and hyperpigmented. The lesion was not pruritic or painful, and she had no associated weakness or systemic symptoms. The patient denied any insect bites, instrumentation, topical ointments, or trauma to the area.

Physical examination revealed a 3.5 × 2.5 cm area of hyperpigmentation on the posterior aspect of the left arm, overlying the musculotendinous junction of the lateral head of the triceps (FIGURE 1). The lesion had an irregular border and a central region approximately 1 cm in diameter associated with a nontender subcutaneous mass that felt tethered to the skin. There was significant thinning of the subcutaneous fat beneath the hyperpigmentation relative to the normal surrounding skin. The patient had normal triceps function and a normal distal neurovascular exam.

Concerned about malignancy, we ordered computed tomography (CT) and magnetic resonance imaging (MRI) of the left arm. Both demonstrated a nonspecific density in the subcutaneous tissue, and focal indentation and architectural distortion of the skin and subcutaneous tissue in the area in question. In addition, the MRI showed skin tethering extending to the superficial myofascial layer of the posterior triceps muscle and a small superficial blood vessel (FIGURE 2).

We referred the patient to Plastic Surgery for tissue diagnosis. A punch biopsy revealed dense dermal sclerosis that could be consistent with a morphea-like process. As malignancy could not be excluded, the patient was then referred to a dermatologist to determine the need for excision.

FIGURE 1
A 3.5 × 2.5 cm lesion on the left posterior arm

FIGURE 2
MRI reveals skin tethering to superficial myofascial layer

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Atrophy due to a steroid injection

During further discussion with the patient, she revealed that she had received a steroid injection 4 to 5 months before the lesion appeared. Although we felt reasonably certain that the steroid injection was the cause of the lesion, the patient had the lesion excised.

The most striking pathologic findings in the excised specimen were seen in the subcutaneous tissue; there was extensive fat necrosis, with abundant amorphous eosinophilic and amphophilic debris replacing, and interspersed between, adipocytes (FIGURE 3). Extensive lipomembranous changes were also seen. The constellation of pathologic findings was nonspecific.

FIGURE 3
Variation in adipocyte size


Low magnification of the excised specimen shows variation of adipocyte size, with some fat cells being replaced by amorphous eosinophilic and amphophilic material.

When treatment does harm
Steroid injections are commonly used to treat dermatologic and musculoskeletal conditions such as keloids, alopecia areata, neuromas, and inflamed bursas. However, these injections can have long-lasting dermatologic consequences such as altered pigmentation, dermal and fat atrophy, hypo- and hyperpigmentation, and telangiectasias.1-13 Localized lipodystrophy, the loss of subcutaneous fat in a localized area, can also be a result of steroid injection, as well as the injection of other drugs such as insulin or antibiotics.14

Morphea-like change, which we saw in our patient, is less common, but has also been described in the literature.1,2 Morphea presents with a single or several circumscribed indurated patches or plaques, usually with hypo- or hyperpigmentation.15

The timing of cutaneous changes due to steroid injection is variable. Case reports describe changes in pigmentation and atrophy beginning several weeks to several months after injection.9,10,12,13 This delay may occur because depot steroid preparations can remain in the skin for prolonged periods; one study demonstrated that small amounts persisted for more than a year after injection.2

 

 

Lesion with unclear etiology? Focus on the history

Because the cutaneous changes that steroids can induce are varied and nonspecific, it is important to carefully elicit any history of steroid injections when working up a patient for a cutaneous lesion of unclear etiology. Additional workup of neoplastic, infiltrative, vascular, and less commonly, infectious causes should be conducted if the etiology of such a lesion cannot be explained.

Although lesions from steroid injections are not usually evaluated with CT or MRI imaging, one study involving 2 volunteers suggested that pulsed ultrasound may be helpful in determining the long-term changes in skin thickness from steroid injection.16 Thus, it appears that radiological studies have little role in the diagnosis of steroid-induced skin changes, but may be used to raise or lower suspicion for other etiologies of cutaneous change when the diagnosis is unclear.

Healing comes in time, and sometimes, with saline
Cutaneous atrophy caused by steroid injections may resolve spontaneously within one to 2 years, or may persist.7,10,13,16,17 Treatment of persistent atrophy with normal saline infiltration has been used, and appears to be safe, tolerable, and relatively effective.17

 

 

Preventive steps to keep in mind

Attention to risk may reduce the likelihood and severity of cutaneous damage. Insoluble preparations should be used only for deep injections into joints, bursae, or muscles, and care should be taken not to track the steroid into the more superficial tissues.

More soluble preparations should be used for superficial structures.10,12 In addition, the lowest effective concentration of steroid preparation should be used, and it should not be mixed with vasoconstrictors like epinephrine.10 The anatomical location of the injection also plays a role in the extent and duration of change.10 For instance, injections into more superficial structures (eg, skin, tendons) could produce cutaneous changes that are more obvious than injections into deeper structures (eg, joints, bursae).10

Our patient
As noted earlier, our patient had the lesion excised. At follow-up one week later, she continued to progress well clinically.

CORRESPONDENCE Tia Kostas, MD, Brigham and Women’s Hospital, 75 Francis Street, Boston, MA 02115; [email protected]

References

1. Holt PJ, Marks R, Waddington E. ‘Pseudomorphoea’: a side effect of subcutaneous corticosteroid injection. Br J Dermatol. 1975;92:689-691.

2. Joshi R. Incidental finding of skin deposits of corticosteroids without associated granulomatous inflammation: report of three cases. Indian J Dermatol Venereol Leprol. 2008;74:44-46.

3. Reddy PD, Zelicof SB, Ruotolo C, et al. Interdigital neuroma. Local cutaneous changes after corticosteroid injection. Clin Orthop Relat Res. 1995;(317):185-187.

4. Stapczynski JS. Localized depigmentation after steroid injection of a ganglion cyst on the hand. Ann Emerg Med. 1991;20:807-809.

5. Okere K, Jones MC. A case of skin hypopigmentation secondary to a corticosteroid injection. South Med J. 2006;99:1393-1394.

6. Basadonna PT, Rucco V, Gasparini D, et al. Plantar fat pad atrophy after corticosteroid injection for an interdigital neuroma: a case report. Am J Phys Med Rehabil. 1999;78:283-285.

7. DiStefano V, Nixon JE. Steroid-induced skin changes following local injection. Clin Orthop Relat Res. 1972;87:254-256.

8. Friedman SJ, Butler DF, Pittelkow MR. Perilesional linear atrophy and hypopigmentation after intralesional corticosteroid therapy. Report of two cases and review of the literature. J Am Acad Dermatol. 1988;19:537-541.

9. Gallardo MJ, Johnson DA. Cutaneous hypopigmentation following a posterior sub-tenon triamcinolone injection. Am J Ophthalmol. 2004;137:779-780.

10. Jacobs MB. Local subcutaneous atrophy after corticosteroid injection. Postgrad Med. 1986;80:159-160.

11. Louis DS, Hankin FM, Eckenrode JF. Cutaneous atrophy after corticosteroid injection. Am Fam Physician. 1986;33:183-186.

12. Lund IM, Donde R, Knudsen EA. Persistent local cutaneous atrophy following corticosteroid injection for tendinitis. Rheumatol Rehabil. 1979;18:91-93.

13. Schetman D, Hambrick GW, Jr, Wilson CE. Cutaneous changes following local injection of triamcinolone. Arch Dermatol. 1963;88:820-828.

14. Myers SA, Sheedy MP. Lipodystrophy. In: Wolf KG, Lowell A, Katz SI, et al (eds). Fitzpatrick’s Dermatology in General Medicine. 7th ed. New York, NY: McGraw-Hill Companies, Inc; 2003:586–590.

15. Falanga V, Killoran CE. Morphea. In: Wolf KG, Lowell A, Katz SI, et al (eds). Fitzpatrick’s Dermatology in General Medicine. 7th ed. New York, NY: McGraw-Hill Companies, Inc; 2003:543–546.

16. Gomez EC, Berman B, Miller DL. Ultrasonic assessment of cutaneous atrophy caused by intradermal corticosteroids. J Dermatol Surg Oncol. 1982;8:1071-1074.

17. Shumaker PR, Rao J, Goldman MP. Treatment of local, persistent cutaneous atrophy following corticosteroid injection with normal saline infiltration. Dermatol Surg. 2005;31:1340-1343.

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Tia Kostas, MD
Division of Aging, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass
[email protected]

Matthew J. Carty, MD
Division of Plastic and Reconstructive Surgery, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Jennifer Y. Lin, MD
Department of Dermatology, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Scott R. Granter, MD
Department of Pathology, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Nora Osman, MD
Department of Internal Medicine, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

DEPARTMENT EDITOR
Richard P. Usatine, MD
University of Texas, Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

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Tia Kostas, MD
Division of Aging, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass
[email protected]

Matthew J. Carty, MD
Division of Plastic and Reconstructive Surgery, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Jennifer Y. Lin, MD
Department of Dermatology, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Scott R. Granter, MD
Department of Pathology, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Nora Osman, MD
Department of Internal Medicine, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

DEPARTMENT EDITOR
Richard P. Usatine, MD
University of Texas, Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

Author and Disclosure Information

Tia Kostas, MD
Division of Aging, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass
[email protected]

Matthew J. Carty, MD
Division of Plastic and Reconstructive Surgery, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Jennifer Y. Lin, MD
Department of Dermatology, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Scott R. Granter, MD
Department of Pathology, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

Nora Osman, MD
Department of Internal Medicine, Brigham and Women’s Hospital, Boston, Mass; Harvard Medical School, Boston, Mass

DEPARTMENT EDITOR
Richard P. Usatine, MD
University of Texas, Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

Article PDF
Article PDF

A 35-year-old woman sought care at our clinic for a plaque on her upper left arm. She said that it had started 3 months earlier as a small indentation, but had recently became larger and hyperpigmented. The lesion was not pruritic or painful, and she had no associated weakness or systemic symptoms. The patient denied any insect bites, instrumentation, topical ointments, or trauma to the area.

Physical examination revealed a 3.5 × 2.5 cm area of hyperpigmentation on the posterior aspect of the left arm, overlying the musculotendinous junction of the lateral head of the triceps (FIGURE 1). The lesion had an irregular border and a central region approximately 1 cm in diameter associated with a nontender subcutaneous mass that felt tethered to the skin. There was significant thinning of the subcutaneous fat beneath the hyperpigmentation relative to the normal surrounding skin. The patient had normal triceps function and a normal distal neurovascular exam.

Concerned about malignancy, we ordered computed tomography (CT) and magnetic resonance imaging (MRI) of the left arm. Both demonstrated a nonspecific density in the subcutaneous tissue, and focal indentation and architectural distortion of the skin and subcutaneous tissue in the area in question. In addition, the MRI showed skin tethering extending to the superficial myofascial layer of the posterior triceps muscle and a small superficial blood vessel (FIGURE 2).

We referred the patient to Plastic Surgery for tissue diagnosis. A punch biopsy revealed dense dermal sclerosis that could be consistent with a morphea-like process. As malignancy could not be excluded, the patient was then referred to a dermatologist to determine the need for excision.

FIGURE 1
A 3.5 × 2.5 cm lesion on the left posterior arm

FIGURE 2
MRI reveals skin tethering to superficial myofascial layer

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Atrophy due to a steroid injection

During further discussion with the patient, she revealed that she had received a steroid injection 4 to 5 months before the lesion appeared. Although we felt reasonably certain that the steroid injection was the cause of the lesion, the patient had the lesion excised.

The most striking pathologic findings in the excised specimen were seen in the subcutaneous tissue; there was extensive fat necrosis, with abundant amorphous eosinophilic and amphophilic debris replacing, and interspersed between, adipocytes (FIGURE 3). Extensive lipomembranous changes were also seen. The constellation of pathologic findings was nonspecific.

FIGURE 3
Variation in adipocyte size


Low magnification of the excised specimen shows variation of adipocyte size, with some fat cells being replaced by amorphous eosinophilic and amphophilic material.

When treatment does harm
Steroid injections are commonly used to treat dermatologic and musculoskeletal conditions such as keloids, alopecia areata, neuromas, and inflamed bursas. However, these injections can have long-lasting dermatologic consequences such as altered pigmentation, dermal and fat atrophy, hypo- and hyperpigmentation, and telangiectasias.1-13 Localized lipodystrophy, the loss of subcutaneous fat in a localized area, can also be a result of steroid injection, as well as the injection of other drugs such as insulin or antibiotics.14

Morphea-like change, which we saw in our patient, is less common, but has also been described in the literature.1,2 Morphea presents with a single or several circumscribed indurated patches or plaques, usually with hypo- or hyperpigmentation.15

The timing of cutaneous changes due to steroid injection is variable. Case reports describe changes in pigmentation and atrophy beginning several weeks to several months after injection.9,10,12,13 This delay may occur because depot steroid preparations can remain in the skin for prolonged periods; one study demonstrated that small amounts persisted for more than a year after injection.2

 

 

Lesion with unclear etiology? Focus on the history

Because the cutaneous changes that steroids can induce are varied and nonspecific, it is important to carefully elicit any history of steroid injections when working up a patient for a cutaneous lesion of unclear etiology. Additional workup of neoplastic, infiltrative, vascular, and less commonly, infectious causes should be conducted if the etiology of such a lesion cannot be explained.

Although lesions from steroid injections are not usually evaluated with CT or MRI imaging, one study involving 2 volunteers suggested that pulsed ultrasound may be helpful in determining the long-term changes in skin thickness from steroid injection.16 Thus, it appears that radiological studies have little role in the diagnosis of steroid-induced skin changes, but may be used to raise or lower suspicion for other etiologies of cutaneous change when the diagnosis is unclear.

Healing comes in time, and sometimes, with saline
Cutaneous atrophy caused by steroid injections may resolve spontaneously within one to 2 years, or may persist.7,10,13,16,17 Treatment of persistent atrophy with normal saline infiltration has been used, and appears to be safe, tolerable, and relatively effective.17

 

 

Preventive steps to keep in mind

Attention to risk may reduce the likelihood and severity of cutaneous damage. Insoluble preparations should be used only for deep injections into joints, bursae, or muscles, and care should be taken not to track the steroid into the more superficial tissues.

More soluble preparations should be used for superficial structures.10,12 In addition, the lowest effective concentration of steroid preparation should be used, and it should not be mixed with vasoconstrictors like epinephrine.10 The anatomical location of the injection also plays a role in the extent and duration of change.10 For instance, injections into more superficial structures (eg, skin, tendons) could produce cutaneous changes that are more obvious than injections into deeper structures (eg, joints, bursae).10

Our patient
As noted earlier, our patient had the lesion excised. At follow-up one week later, she continued to progress well clinically.

CORRESPONDENCE Tia Kostas, MD, Brigham and Women’s Hospital, 75 Francis Street, Boston, MA 02115; [email protected]

A 35-year-old woman sought care at our clinic for a plaque on her upper left arm. She said that it had started 3 months earlier as a small indentation, but had recently became larger and hyperpigmented. The lesion was not pruritic or painful, and she had no associated weakness or systemic symptoms. The patient denied any insect bites, instrumentation, topical ointments, or trauma to the area.

Physical examination revealed a 3.5 × 2.5 cm area of hyperpigmentation on the posterior aspect of the left arm, overlying the musculotendinous junction of the lateral head of the triceps (FIGURE 1). The lesion had an irregular border and a central region approximately 1 cm in diameter associated with a nontender subcutaneous mass that felt tethered to the skin. There was significant thinning of the subcutaneous fat beneath the hyperpigmentation relative to the normal surrounding skin. The patient had normal triceps function and a normal distal neurovascular exam.

Concerned about malignancy, we ordered computed tomography (CT) and magnetic resonance imaging (MRI) of the left arm. Both demonstrated a nonspecific density in the subcutaneous tissue, and focal indentation and architectural distortion of the skin and subcutaneous tissue in the area in question. In addition, the MRI showed skin tethering extending to the superficial myofascial layer of the posterior triceps muscle and a small superficial blood vessel (FIGURE 2).

We referred the patient to Plastic Surgery for tissue diagnosis. A punch biopsy revealed dense dermal sclerosis that could be consistent with a morphea-like process. As malignancy could not be excluded, the patient was then referred to a dermatologist to determine the need for excision.

FIGURE 1
A 3.5 × 2.5 cm lesion on the left posterior arm

FIGURE 2
MRI reveals skin tethering to superficial myofascial layer

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Atrophy due to a steroid injection

During further discussion with the patient, she revealed that she had received a steroid injection 4 to 5 months before the lesion appeared. Although we felt reasonably certain that the steroid injection was the cause of the lesion, the patient had the lesion excised.

The most striking pathologic findings in the excised specimen were seen in the subcutaneous tissue; there was extensive fat necrosis, with abundant amorphous eosinophilic and amphophilic debris replacing, and interspersed between, adipocytes (FIGURE 3). Extensive lipomembranous changes were also seen. The constellation of pathologic findings was nonspecific.

FIGURE 3
Variation in adipocyte size


Low magnification of the excised specimen shows variation of adipocyte size, with some fat cells being replaced by amorphous eosinophilic and amphophilic material.

When treatment does harm
Steroid injections are commonly used to treat dermatologic and musculoskeletal conditions such as keloids, alopecia areata, neuromas, and inflamed bursas. However, these injections can have long-lasting dermatologic consequences such as altered pigmentation, dermal and fat atrophy, hypo- and hyperpigmentation, and telangiectasias.1-13 Localized lipodystrophy, the loss of subcutaneous fat in a localized area, can also be a result of steroid injection, as well as the injection of other drugs such as insulin or antibiotics.14

Morphea-like change, which we saw in our patient, is less common, but has also been described in the literature.1,2 Morphea presents with a single or several circumscribed indurated patches or plaques, usually with hypo- or hyperpigmentation.15

The timing of cutaneous changes due to steroid injection is variable. Case reports describe changes in pigmentation and atrophy beginning several weeks to several months after injection.9,10,12,13 This delay may occur because depot steroid preparations can remain in the skin for prolonged periods; one study demonstrated that small amounts persisted for more than a year after injection.2

 

 

Lesion with unclear etiology? Focus on the history

Because the cutaneous changes that steroids can induce are varied and nonspecific, it is important to carefully elicit any history of steroid injections when working up a patient for a cutaneous lesion of unclear etiology. Additional workup of neoplastic, infiltrative, vascular, and less commonly, infectious causes should be conducted if the etiology of such a lesion cannot be explained.

Although lesions from steroid injections are not usually evaluated with CT or MRI imaging, one study involving 2 volunteers suggested that pulsed ultrasound may be helpful in determining the long-term changes in skin thickness from steroid injection.16 Thus, it appears that radiological studies have little role in the diagnosis of steroid-induced skin changes, but may be used to raise or lower suspicion for other etiologies of cutaneous change when the diagnosis is unclear.

Healing comes in time, and sometimes, with saline
Cutaneous atrophy caused by steroid injections may resolve spontaneously within one to 2 years, or may persist.7,10,13,16,17 Treatment of persistent atrophy with normal saline infiltration has been used, and appears to be safe, tolerable, and relatively effective.17

 

 

Preventive steps to keep in mind

Attention to risk may reduce the likelihood and severity of cutaneous damage. Insoluble preparations should be used only for deep injections into joints, bursae, or muscles, and care should be taken not to track the steroid into the more superficial tissues.

More soluble preparations should be used for superficial structures.10,12 In addition, the lowest effective concentration of steroid preparation should be used, and it should not be mixed with vasoconstrictors like epinephrine.10 The anatomical location of the injection also plays a role in the extent and duration of change.10 For instance, injections into more superficial structures (eg, skin, tendons) could produce cutaneous changes that are more obvious than injections into deeper structures (eg, joints, bursae).10

Our patient
As noted earlier, our patient had the lesion excised. At follow-up one week later, she continued to progress well clinically.

CORRESPONDENCE Tia Kostas, MD, Brigham and Women’s Hospital, 75 Francis Street, Boston, MA 02115; [email protected]

References

1. Holt PJ, Marks R, Waddington E. ‘Pseudomorphoea’: a side effect of subcutaneous corticosteroid injection. Br J Dermatol. 1975;92:689-691.

2. Joshi R. Incidental finding of skin deposits of corticosteroids without associated granulomatous inflammation: report of three cases. Indian J Dermatol Venereol Leprol. 2008;74:44-46.

3. Reddy PD, Zelicof SB, Ruotolo C, et al. Interdigital neuroma. Local cutaneous changes after corticosteroid injection. Clin Orthop Relat Res. 1995;(317):185-187.

4. Stapczynski JS. Localized depigmentation after steroid injection of a ganglion cyst on the hand. Ann Emerg Med. 1991;20:807-809.

5. Okere K, Jones MC. A case of skin hypopigmentation secondary to a corticosteroid injection. South Med J. 2006;99:1393-1394.

6. Basadonna PT, Rucco V, Gasparini D, et al. Plantar fat pad atrophy after corticosteroid injection for an interdigital neuroma: a case report. Am J Phys Med Rehabil. 1999;78:283-285.

7. DiStefano V, Nixon JE. Steroid-induced skin changes following local injection. Clin Orthop Relat Res. 1972;87:254-256.

8. Friedman SJ, Butler DF, Pittelkow MR. Perilesional linear atrophy and hypopigmentation after intralesional corticosteroid therapy. Report of two cases and review of the literature. J Am Acad Dermatol. 1988;19:537-541.

9. Gallardo MJ, Johnson DA. Cutaneous hypopigmentation following a posterior sub-tenon triamcinolone injection. Am J Ophthalmol. 2004;137:779-780.

10. Jacobs MB. Local subcutaneous atrophy after corticosteroid injection. Postgrad Med. 1986;80:159-160.

11. Louis DS, Hankin FM, Eckenrode JF. Cutaneous atrophy after corticosteroid injection. Am Fam Physician. 1986;33:183-186.

12. Lund IM, Donde R, Knudsen EA. Persistent local cutaneous atrophy following corticosteroid injection for tendinitis. Rheumatol Rehabil. 1979;18:91-93.

13. Schetman D, Hambrick GW, Jr, Wilson CE. Cutaneous changes following local injection of triamcinolone. Arch Dermatol. 1963;88:820-828.

14. Myers SA, Sheedy MP. Lipodystrophy. In: Wolf KG, Lowell A, Katz SI, et al (eds). Fitzpatrick’s Dermatology in General Medicine. 7th ed. New York, NY: McGraw-Hill Companies, Inc; 2003:586–590.

15. Falanga V, Killoran CE. Morphea. In: Wolf KG, Lowell A, Katz SI, et al (eds). Fitzpatrick’s Dermatology in General Medicine. 7th ed. New York, NY: McGraw-Hill Companies, Inc; 2003:543–546.

16. Gomez EC, Berman B, Miller DL. Ultrasonic assessment of cutaneous atrophy caused by intradermal corticosteroids. J Dermatol Surg Oncol. 1982;8:1071-1074.

17. Shumaker PR, Rao J, Goldman MP. Treatment of local, persistent cutaneous atrophy following corticosteroid injection with normal saline infiltration. Dermatol Surg. 2005;31:1340-1343.

References

1. Holt PJ, Marks R, Waddington E. ‘Pseudomorphoea’: a side effect of subcutaneous corticosteroid injection. Br J Dermatol. 1975;92:689-691.

2. Joshi R. Incidental finding of skin deposits of corticosteroids without associated granulomatous inflammation: report of three cases. Indian J Dermatol Venereol Leprol. 2008;74:44-46.

3. Reddy PD, Zelicof SB, Ruotolo C, et al. Interdigital neuroma. Local cutaneous changes after corticosteroid injection. Clin Orthop Relat Res. 1995;(317):185-187.

4. Stapczynski JS. Localized depigmentation after steroid injection of a ganglion cyst on the hand. Ann Emerg Med. 1991;20:807-809.

5. Okere K, Jones MC. A case of skin hypopigmentation secondary to a corticosteroid injection. South Med J. 2006;99:1393-1394.

6. Basadonna PT, Rucco V, Gasparini D, et al. Plantar fat pad atrophy after corticosteroid injection for an interdigital neuroma: a case report. Am J Phys Med Rehabil. 1999;78:283-285.

7. DiStefano V, Nixon JE. Steroid-induced skin changes following local injection. Clin Orthop Relat Res. 1972;87:254-256.

8. Friedman SJ, Butler DF, Pittelkow MR. Perilesional linear atrophy and hypopigmentation after intralesional corticosteroid therapy. Report of two cases and review of the literature. J Am Acad Dermatol. 1988;19:537-541.

9. Gallardo MJ, Johnson DA. Cutaneous hypopigmentation following a posterior sub-tenon triamcinolone injection. Am J Ophthalmol. 2004;137:779-780.

10. Jacobs MB. Local subcutaneous atrophy after corticosteroid injection. Postgrad Med. 1986;80:159-160.

11. Louis DS, Hankin FM, Eckenrode JF. Cutaneous atrophy after corticosteroid injection. Am Fam Physician. 1986;33:183-186.

12. Lund IM, Donde R, Knudsen EA. Persistent local cutaneous atrophy following corticosteroid injection for tendinitis. Rheumatol Rehabil. 1979;18:91-93.

13. Schetman D, Hambrick GW, Jr, Wilson CE. Cutaneous changes following local injection of triamcinolone. Arch Dermatol. 1963;88:820-828.

14. Myers SA, Sheedy MP. Lipodystrophy. In: Wolf KG, Lowell A, Katz SI, et al (eds). Fitzpatrick’s Dermatology in General Medicine. 7th ed. New York, NY: McGraw-Hill Companies, Inc; 2003:586–590.

15. Falanga V, Killoran CE. Morphea. In: Wolf KG, Lowell A, Katz SI, et al (eds). Fitzpatrick’s Dermatology in General Medicine. 7th ed. New York, NY: McGraw-Hill Companies, Inc; 2003:543–546.

16. Gomez EC, Berman B, Miller DL. Ultrasonic assessment of cutaneous atrophy caused by intradermal corticosteroids. J Dermatol Surg Oncol. 1982;8:1071-1074.

17. Shumaker PR, Rao J, Goldman MP. Treatment of local, persistent cutaneous atrophy following corticosteroid injection with normal saline infiltration. Dermatol Surg. 2005;31:1340-1343.

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Can calcium supplements cause serious adverse effects in healthy people?

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Can calcium supplements cause serious adverse effects in healthy people?
EVIDENCE-BASED ANSWER

Yes, according to studies with some limitations. Calcium supplements with or without vitamin D increase the risk of myocardial infarction (MI), with numbers needed to harm (NNH) over 5 years of 69 to 240 (strength of recommendation [SOR]: B, meta-analyses of randomized controlled trials [RCTs] that evaluated a predominantly older female population and were limited by study designs).

Calcium supplements with or without vitamin D may increase the risk of stroke, with an NNH over 5 years of 283 (SOR: B, meta-analyses of RCTs).

Calcium supplementation, but not a diet rich in calcium, also increases the risk of renal calculi, with an NNH over 7 years of 272 (SOR: B, RCT and a cohort study, which also evaluated a predominantly older female population).

 

Evidence summary

A meta-analysis of 11 randomized, double-blinded placebo-controlled studies assessed the relationship between calcium supplements and the risk of cardiovascular events.1 A total of 20,071 predominantly female patients (83%) with a mean age of 72 years (range, 51-77 years) received ≥500 mg elemental calcium per day for at least 1 year. Median follow-up was 3.6 to 4 years. Five studies provided individual patient data and all 11 provided trial-level data.

In the 5 studies contributing patient data, women taking calcium supplements had an increased incidence of MI (hazard ratio [HR]=1.31; 95% confidence interval [CI], 1.02-1.67; P=.035) with an NNH of 69 over 5 years of calcium supplementation. The trial-level data, from 11 trials with 11,921 patients, also showed an increased incidence of MI in women taking calcium (relative risk [RR]=1.27; 95% CI, 1.01-1.59; P=.038). Neither the patient data nor the trial-level data demonstrated a significant increase in strokes.

Limitations of this meta-analysis include the fact that none of the trials was designed to address the risk of cardiovascular disease; in addition, some studies assessed outcomes by patient self-report, raising the possibility of information bias.

Some studies also show an increased stroke risk

The Women’s Health Initiative (WHI) study initially reported no increase in cardiovascular risk among women who received calcium and vitamin D supplements, but it didn’t take into account whether women were already taking calcium or vitamin D at the time of randomization.2 Re-analysis of the 16,718 women (mean age 62.9 years) randomized to calcium and vitamin D and not taking calcium supplements before the study found a statistically significant increase in the risk of MI or revascularization (HR=1.16; 95% CI, 1.01-1.34; P=.04).3

A meta-analysis of these findings and 2 additional RCTs (88% of subjects were female) comparing calcium and vitamin D supplementation with placebo found an increased risk of MI or stroke (RR=1.16; 95% CI, 1.02-1.32; P=.02).

Another meta-analysis that examined the WHI data and 5 placebo-controlled studies of calcium or calcium and vitamin D supplementation (82% of subjects were female) found an increased risk of MI, with NNHs over 5 years of 240 for MI (RR=1.26; 95% CI, 1.07-1.47; P=.005), 283 for stroke (RR=1.19; 95% CI, 1.02-1.39; P=.03), and 178 for the composite of MI or stroke (RR=1.17; 95% CI, 1.05-1.31; P=.005).3 The number needed to treat with calcium (with or without vitamin D) for 5 years to prevent one fracture was 302. The conclusions of this study were limited by post hoc and subgroup analyses.4

These studies did not address dietary sources rich in calcium. Dietary calcium results in lower peak serum levels than supplementary calcium, with less potential for adverse effects.3

Supplemental, but not dietary, calcium raises the risk of kidney stones
To assess the risk of renal calculi, the WHI randomized 36,282 postmenopausal women to calcium with vitamin D or placebo. Calcium and vitamin D increased the risk of renal calculi (HR=1.17; 95% CI, 1.02-1.34), with an NNH of 272 over 7 years.5

In a prospective cohort study of 91,731 women with 12-year follow-up, supplementary calcium was associated with an increased risk of kidney stone formation (RR=1.2; 95% CI, 1.02-1.41), whereas high dietary calcium was linked to a lower risk.6

Recommendations

The Institute of Medicine’s (IOM’s) recommended dietary allowance for calcium from diet plus supplements is 1000 mg a day for women until 50 years of age and no more than 1200 mg a day for women older than 50 years. The IOM advocates a maximum calcium intake of 2000 mg a day for women in both age groups because of the increased risk of kidney stones.7

References

1. Bolland MJ, Avenell A, Baron JA, et al. Effect of calcium supplements on risk of myocardial infarction and cardiovascular events: meta-analysis. BMJ. 2010;341:c3691.-

2. Hsia J, Heiss G, Ren H, et al. Calcium/vitamin D supplementation and cardiovascular events. Circulation. 2007;115:846-854.

3. Bolland M, Grey A, Avenell A, et al. Calcium supplements with or without vitamin D and risk of cardiovascular events: reanalysis of the Women’s Health Initiative limited access dataset and meta-analysis. BMJ. 2011;342:d2040.-

4. Abrahamsen B, Sahota O. Do calcium plus vitamin D supplements increase cardiovascular risk? BMJ. 2011;342:d2080.-

5. Jackson RD, LaCroix AZ, Gass M, et al. Calcium plus vitamin D supplementation and the risk of fractures. N Engl J Med. 2006;354:669-683.

6. Curhan GC, Willett WC, Speizer FE, et al. Comparison of dietary calcium with supplemental calcium and other nutrients as factors affecting the risk for kidney stones in women. Ann Intern Med. 1997;126:497-504.

7. Institute of Medicine. Dietary Reference Intakes for Calcium and Vitamin D. Report brief, November 2010. Washington, DC: Institute of Medicine; 2001. Available at: www.iom.edu/~/ media/Files/Report%20Files/2010/Dietary-Reference-Intakes-for-Calcium-and-Vitamin-D/Vitamin%20D%20and%20 Calcium%202010%20Report%20Brief.pdf. Access September 14, 2012.

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Hayam K. Shaker, MD
Hendersonville Family Practice Residency Program, Mountain Area Health Education Center, Hendersonville, NC

Sue Stigleman, MLS
Mountain Area Health Education Center Family Medicine Residency Program, Asheville, NC

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Anne L. Mounsey, MD
University of North Carolina, Chapel Hill

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Hayam K. Shaker, MD
Hendersonville Family Practice Residency Program, Mountain Area Health Education Center, Hendersonville, NC

Sue Stigleman, MLS
Mountain Area Health Education Center Family Medicine Residency Program, Asheville, NC

ASSISTANT EDITOR
Anne L. Mounsey, MD
University of North Carolina, Chapel Hill

Author and Disclosure Information

Hayam K. Shaker, MD
Hendersonville Family Practice Residency Program, Mountain Area Health Education Center, Hendersonville, NC

Sue Stigleman, MLS
Mountain Area Health Education Center Family Medicine Residency Program, Asheville, NC

ASSISTANT EDITOR
Anne L. Mounsey, MD
University of North Carolina, Chapel Hill

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EVIDENCE-BASED ANSWER

Yes, according to studies with some limitations. Calcium supplements with or without vitamin D increase the risk of myocardial infarction (MI), with numbers needed to harm (NNH) over 5 years of 69 to 240 (strength of recommendation [SOR]: B, meta-analyses of randomized controlled trials [RCTs] that evaluated a predominantly older female population and were limited by study designs).

Calcium supplements with or without vitamin D may increase the risk of stroke, with an NNH over 5 years of 283 (SOR: B, meta-analyses of RCTs).

Calcium supplementation, but not a diet rich in calcium, also increases the risk of renal calculi, with an NNH over 7 years of 272 (SOR: B, RCT and a cohort study, which also evaluated a predominantly older female population).

 

Evidence summary

A meta-analysis of 11 randomized, double-blinded placebo-controlled studies assessed the relationship between calcium supplements and the risk of cardiovascular events.1 A total of 20,071 predominantly female patients (83%) with a mean age of 72 years (range, 51-77 years) received ≥500 mg elemental calcium per day for at least 1 year. Median follow-up was 3.6 to 4 years. Five studies provided individual patient data and all 11 provided trial-level data.

In the 5 studies contributing patient data, women taking calcium supplements had an increased incidence of MI (hazard ratio [HR]=1.31; 95% confidence interval [CI], 1.02-1.67; P=.035) with an NNH of 69 over 5 years of calcium supplementation. The trial-level data, from 11 trials with 11,921 patients, also showed an increased incidence of MI in women taking calcium (relative risk [RR]=1.27; 95% CI, 1.01-1.59; P=.038). Neither the patient data nor the trial-level data demonstrated a significant increase in strokes.

Limitations of this meta-analysis include the fact that none of the trials was designed to address the risk of cardiovascular disease; in addition, some studies assessed outcomes by patient self-report, raising the possibility of information bias.

Some studies also show an increased stroke risk

The Women’s Health Initiative (WHI) study initially reported no increase in cardiovascular risk among women who received calcium and vitamin D supplements, but it didn’t take into account whether women were already taking calcium or vitamin D at the time of randomization.2 Re-analysis of the 16,718 women (mean age 62.9 years) randomized to calcium and vitamin D and not taking calcium supplements before the study found a statistically significant increase in the risk of MI or revascularization (HR=1.16; 95% CI, 1.01-1.34; P=.04).3

A meta-analysis of these findings and 2 additional RCTs (88% of subjects were female) comparing calcium and vitamin D supplementation with placebo found an increased risk of MI or stroke (RR=1.16; 95% CI, 1.02-1.32; P=.02).

Another meta-analysis that examined the WHI data and 5 placebo-controlled studies of calcium or calcium and vitamin D supplementation (82% of subjects were female) found an increased risk of MI, with NNHs over 5 years of 240 for MI (RR=1.26; 95% CI, 1.07-1.47; P=.005), 283 for stroke (RR=1.19; 95% CI, 1.02-1.39; P=.03), and 178 for the composite of MI or stroke (RR=1.17; 95% CI, 1.05-1.31; P=.005).3 The number needed to treat with calcium (with or without vitamin D) for 5 years to prevent one fracture was 302. The conclusions of this study were limited by post hoc and subgroup analyses.4

These studies did not address dietary sources rich in calcium. Dietary calcium results in lower peak serum levels than supplementary calcium, with less potential for adverse effects.3

Supplemental, but not dietary, calcium raises the risk of kidney stones
To assess the risk of renal calculi, the WHI randomized 36,282 postmenopausal women to calcium with vitamin D or placebo. Calcium and vitamin D increased the risk of renal calculi (HR=1.17; 95% CI, 1.02-1.34), with an NNH of 272 over 7 years.5

In a prospective cohort study of 91,731 women with 12-year follow-up, supplementary calcium was associated with an increased risk of kidney stone formation (RR=1.2; 95% CI, 1.02-1.41), whereas high dietary calcium was linked to a lower risk.6

Recommendations

The Institute of Medicine’s (IOM’s) recommended dietary allowance for calcium from diet plus supplements is 1000 mg a day for women until 50 years of age and no more than 1200 mg a day for women older than 50 years. The IOM advocates a maximum calcium intake of 2000 mg a day for women in both age groups because of the increased risk of kidney stones.7

EVIDENCE-BASED ANSWER

Yes, according to studies with some limitations. Calcium supplements with or without vitamin D increase the risk of myocardial infarction (MI), with numbers needed to harm (NNH) over 5 years of 69 to 240 (strength of recommendation [SOR]: B, meta-analyses of randomized controlled trials [RCTs] that evaluated a predominantly older female population and were limited by study designs).

Calcium supplements with or without vitamin D may increase the risk of stroke, with an NNH over 5 years of 283 (SOR: B, meta-analyses of RCTs).

Calcium supplementation, but not a diet rich in calcium, also increases the risk of renal calculi, with an NNH over 7 years of 272 (SOR: B, RCT and a cohort study, which also evaluated a predominantly older female population).

 

Evidence summary

A meta-analysis of 11 randomized, double-blinded placebo-controlled studies assessed the relationship between calcium supplements and the risk of cardiovascular events.1 A total of 20,071 predominantly female patients (83%) with a mean age of 72 years (range, 51-77 years) received ≥500 mg elemental calcium per day for at least 1 year. Median follow-up was 3.6 to 4 years. Five studies provided individual patient data and all 11 provided trial-level data.

In the 5 studies contributing patient data, women taking calcium supplements had an increased incidence of MI (hazard ratio [HR]=1.31; 95% confidence interval [CI], 1.02-1.67; P=.035) with an NNH of 69 over 5 years of calcium supplementation. The trial-level data, from 11 trials with 11,921 patients, also showed an increased incidence of MI in women taking calcium (relative risk [RR]=1.27; 95% CI, 1.01-1.59; P=.038). Neither the patient data nor the trial-level data demonstrated a significant increase in strokes.

Limitations of this meta-analysis include the fact that none of the trials was designed to address the risk of cardiovascular disease; in addition, some studies assessed outcomes by patient self-report, raising the possibility of information bias.

Some studies also show an increased stroke risk

The Women’s Health Initiative (WHI) study initially reported no increase in cardiovascular risk among women who received calcium and vitamin D supplements, but it didn’t take into account whether women were already taking calcium or vitamin D at the time of randomization.2 Re-analysis of the 16,718 women (mean age 62.9 years) randomized to calcium and vitamin D and not taking calcium supplements before the study found a statistically significant increase in the risk of MI or revascularization (HR=1.16; 95% CI, 1.01-1.34; P=.04).3

A meta-analysis of these findings and 2 additional RCTs (88% of subjects were female) comparing calcium and vitamin D supplementation with placebo found an increased risk of MI or stroke (RR=1.16; 95% CI, 1.02-1.32; P=.02).

Another meta-analysis that examined the WHI data and 5 placebo-controlled studies of calcium or calcium and vitamin D supplementation (82% of subjects were female) found an increased risk of MI, with NNHs over 5 years of 240 for MI (RR=1.26; 95% CI, 1.07-1.47; P=.005), 283 for stroke (RR=1.19; 95% CI, 1.02-1.39; P=.03), and 178 for the composite of MI or stroke (RR=1.17; 95% CI, 1.05-1.31; P=.005).3 The number needed to treat with calcium (with or without vitamin D) for 5 years to prevent one fracture was 302. The conclusions of this study were limited by post hoc and subgroup analyses.4

These studies did not address dietary sources rich in calcium. Dietary calcium results in lower peak serum levels than supplementary calcium, with less potential for adverse effects.3

Supplemental, but not dietary, calcium raises the risk of kidney stones
To assess the risk of renal calculi, the WHI randomized 36,282 postmenopausal women to calcium with vitamin D or placebo. Calcium and vitamin D increased the risk of renal calculi (HR=1.17; 95% CI, 1.02-1.34), with an NNH of 272 over 7 years.5

In a prospective cohort study of 91,731 women with 12-year follow-up, supplementary calcium was associated with an increased risk of kidney stone formation (RR=1.2; 95% CI, 1.02-1.41), whereas high dietary calcium was linked to a lower risk.6

Recommendations

The Institute of Medicine’s (IOM’s) recommended dietary allowance for calcium from diet plus supplements is 1000 mg a day for women until 50 years of age and no more than 1200 mg a day for women older than 50 years. The IOM advocates a maximum calcium intake of 2000 mg a day for women in both age groups because of the increased risk of kidney stones.7

References

1. Bolland MJ, Avenell A, Baron JA, et al. Effect of calcium supplements on risk of myocardial infarction and cardiovascular events: meta-analysis. BMJ. 2010;341:c3691.-

2. Hsia J, Heiss G, Ren H, et al. Calcium/vitamin D supplementation and cardiovascular events. Circulation. 2007;115:846-854.

3. Bolland M, Grey A, Avenell A, et al. Calcium supplements with or without vitamin D and risk of cardiovascular events: reanalysis of the Women’s Health Initiative limited access dataset and meta-analysis. BMJ. 2011;342:d2040.-

4. Abrahamsen B, Sahota O. Do calcium plus vitamin D supplements increase cardiovascular risk? BMJ. 2011;342:d2080.-

5. Jackson RD, LaCroix AZ, Gass M, et al. Calcium plus vitamin D supplementation and the risk of fractures. N Engl J Med. 2006;354:669-683.

6. Curhan GC, Willett WC, Speizer FE, et al. Comparison of dietary calcium with supplemental calcium and other nutrients as factors affecting the risk for kidney stones in women. Ann Intern Med. 1997;126:497-504.

7. Institute of Medicine. Dietary Reference Intakes for Calcium and Vitamin D. Report brief, November 2010. Washington, DC: Institute of Medicine; 2001. Available at: www.iom.edu/~/ media/Files/Report%20Files/2010/Dietary-Reference-Intakes-for-Calcium-and-Vitamin-D/Vitamin%20D%20and%20 Calcium%202010%20Report%20Brief.pdf. Access September 14, 2012.

References

1. Bolland MJ, Avenell A, Baron JA, et al. Effect of calcium supplements on risk of myocardial infarction and cardiovascular events: meta-analysis. BMJ. 2010;341:c3691.-

2. Hsia J, Heiss G, Ren H, et al. Calcium/vitamin D supplementation and cardiovascular events. Circulation. 2007;115:846-854.

3. Bolland M, Grey A, Avenell A, et al. Calcium supplements with or without vitamin D and risk of cardiovascular events: reanalysis of the Women’s Health Initiative limited access dataset and meta-analysis. BMJ. 2011;342:d2040.-

4. Abrahamsen B, Sahota O. Do calcium plus vitamin D supplements increase cardiovascular risk? BMJ. 2011;342:d2080.-

5. Jackson RD, LaCroix AZ, Gass M, et al. Calcium plus vitamin D supplementation and the risk of fractures. N Engl J Med. 2006;354:669-683.

6. Curhan GC, Willett WC, Speizer FE, et al. Comparison of dietary calcium with supplemental calcium and other nutrients as factors affecting the risk for kidney stones in women. Ann Intern Med. 1997;126:497-504.

7. Institute of Medicine. Dietary Reference Intakes for Calcium and Vitamin D. Report brief, November 2010. Washington, DC: Institute of Medicine; 2001. Available at: www.iom.edu/~/ media/Files/Report%20Files/2010/Dietary-Reference-Intakes-for-Calcium-and-Vitamin-D/Vitamin%20D%20and%20 Calcium%202010%20Report%20Brief.pdf. Access September 14, 2012.

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Preventive coding can be a snap

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Your age-based guide to comprehensive well-woman care

Robert L. Barbieri, MD (October 2012)


Download Medicare Guide
Guide to Billing the Medicare Annual Exam

Melanie Witt, RN, CPC, COBGC, MA (October 2012)

Coding and billing for the care provided at a well-woman visit can be uncomplicated if you know the right codes for the right program. Here, I present information for straightforward preventive care. (I am assuming the patient has not also presented with a significant problem at the same visit.)

First, a patient who is not Medicare-eligible should have the annual well-woman exam billed using the CPT preventive medicine codes. There are some private insurers, however, that will only accept HCPCS codes for an annual gyn exam. These special codes are:

S0610 Annual gynecological examination, new patient

S0612 Annual gynecological examination, established patient

S0613 Annual gynecological examination; clinical breast examination without pelvic evaluation

Notably, Aetna Cigna, and United Healthcare require these codes for a gyn exam, but many BC/BS programs, for whom these codes were originally created, are now reverting to the CPT preventive medicine codes for all preventive care.

The CPT preventive codes are grouped by age and require an age- and gender-appropriate history, examination, and counseling/anticipatory guidance. The Medicare E/M documentation guidelines do not apply to preventive services, and a head-to-toe examination is also not required. CPT recognizes ACOG as an authoritative body to make recommendations for the expected preventive service for women, and if such a service is provided and documented, the preventive codes are to be reported.

The chart below summarizes the CPT preventive codes by patient status and age in comparison to ACOG age groupings.

New Patient Preventive Medicine Code
New patient codes include an initial comprehensive preventive medicine evaluation and management of an individual including an age- and gender-appropriate history, examination, counseling/anticipatory guidance/risk factor reduction interventions, and the ordering of laboratory/diagnostic procedures
ACOG: 13–18 years 99384 (12–17 years) 99385 (18–39 years)ACOG: 19–39 years 99385 (18–39 years)ACOG: 40–64 years 99386 (40–64 years)ACOG: 65 years and older 99387 (65 years and older)
Established Patient Preventive Medicine Codes
Established patient codes include periodic comprehensive preventive medicine reevaluation and management of an individual including an age- and gender-appropriate history, examination, counseling/anticipatory guidance/risk factor reduction interventions, and the ordering of laboratory/diagnostic procedures
ACOG: 13–18 years 99394 (12–17 years) 99395 (18–39 years)ACOG: 19–39 years 99395 (18–39 years)ACOG: 40–64 years 99396 (40–64 years)ACOG: 65 years and older 99397 (65 years and older)

The main code

The appropriate diagnostic link for the CPT preventive gyn annual well-woman exam is V72.31, whether or not a Pap specimen is collected. The collection of the Pap specimen is included in the preventive service, as is counseling regarding birth control, or general questions about preventing problems, including hormone replacement therapy.

If a pelvic examination is not performed, say because the patient is young and not sexually active, but an examination of other areas is carried out, the same preventive codes are reported, but the diagnosis code changes to V70.0, general health exam.

What about Medicare?

Coding. Medicare requirements are somewhat different. First, Medicare covers only a small portion of the preventive service; that is, they cover a physical examination of the genital organs and breasts and the collection and conveyance of a Pap specimen to the lab in the covered year only. Think of the complete preventive service as described in CPT as a pie—Medicare pays for 2 slices of that pie in a covered year. The two codes for these services are:

G0101 (Cervical or vaginal cancer screening; pelvic and clinical breast examination)

Q0091 (Screening Papanicolaou smear; obtaining, preparing, and conveyance of cervical or vaginal smear to laboratory)

If the patient is at low risk for developing cervical or vaginal cancer, the screening pelvic exam and Pap collection are paid every 2 years. If the woman is at high risk, Medicare will cover this portion of the encounter every year. The high-risk criteria must be re-documented every year and must include one of the following:

  1. Early onset of sexual activity (under age 16)
  2. Multiple sexual partners (five or more in a lifetime)
  3. History of a sexually transmitted disease (including HIV infection)
  4. Fewer than three negative Pap smears within the previous 7 years
  5. Diethylstilbestrol (DES)-exposed daughters of women who took DES during pregnancy.

If the Medicare-eligible patient is still of childbearing age, she is also considered high-risk if she has had an examination that indicated the presence of cervical or vaginal cancer or other genital abnormalities during any of the preceding 3 years. Note that these criteria do not include a history of breast cancer or a past history of cancer more than 3 years ago.

 

 

Billing. Because Medicare is paying only for a portion of the preventive service, you will need to subtract the Medicare allowable for codes G0101 and Q0091 from your normal fee for the preventive service.

  • Example: If your usual fee for 99397 is $200, and the Medicare allowable for both the G and Q service is $82, you will charge the patient for the noncovered parts of the service at the rate of $118, and you will bill Medicare for their share of $82. You will collect from all sources the $200 for the preventive service. Remember, however, to get the patient to sign an ABN with regard to the Medicare part of the service. This will ensure that, if denied by Medicare, the patient will be held fully responsible for the denied amount.

The Medicare modifier is –GA (add it to codes G0101 and Q0091). Diagnostic coding is V72.31 (because a pelvic exam is performed). This code may also be linked to the collection code. For a high-risk patient, use code V15.89 (rather than V72.31). This code must be linked to the G and Q codes.

“Guide to Billing the Medicare Annual Exam” is a detailed Medicare checklist offered by the author that includes all billing scenarios for a Medicare patient. Click here to download a PDF.

Ms. Witt can be contacted directly at [email protected] should you have additional questions regarding coding and billing for preventive services.

We want to hear from you! Tell us what you think.

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Your age-based guide to comprehensive well-woman care

Robert L. Barbieri, MD (October 2012)


Download Medicare Guide
Guide to Billing the Medicare Annual Exam

Melanie Witt, RN, CPC, COBGC, MA (October 2012)

Coding and billing for the care provided at a well-woman visit can be uncomplicated if you know the right codes for the right program. Here, I present information for straightforward preventive care. (I am assuming the patient has not also presented with a significant problem at the same visit.)

First, a patient who is not Medicare-eligible should have the annual well-woman exam billed using the CPT preventive medicine codes. There are some private insurers, however, that will only accept HCPCS codes for an annual gyn exam. These special codes are:

S0610 Annual gynecological examination, new patient

S0612 Annual gynecological examination, established patient

S0613 Annual gynecological examination; clinical breast examination without pelvic evaluation

Notably, Aetna Cigna, and United Healthcare require these codes for a gyn exam, but many BC/BS programs, for whom these codes were originally created, are now reverting to the CPT preventive medicine codes for all preventive care.

The CPT preventive codes are grouped by age and require an age- and gender-appropriate history, examination, and counseling/anticipatory guidance. The Medicare E/M documentation guidelines do not apply to preventive services, and a head-to-toe examination is also not required. CPT recognizes ACOG as an authoritative body to make recommendations for the expected preventive service for women, and if such a service is provided and documented, the preventive codes are to be reported.

The chart below summarizes the CPT preventive codes by patient status and age in comparison to ACOG age groupings.

New Patient Preventive Medicine Code
New patient codes include an initial comprehensive preventive medicine evaluation and management of an individual including an age- and gender-appropriate history, examination, counseling/anticipatory guidance/risk factor reduction interventions, and the ordering of laboratory/diagnostic procedures
ACOG: 13–18 years 99384 (12–17 years) 99385 (18–39 years)ACOG: 19–39 years 99385 (18–39 years)ACOG: 40–64 years 99386 (40–64 years)ACOG: 65 years and older 99387 (65 years and older)
Established Patient Preventive Medicine Codes
Established patient codes include periodic comprehensive preventive medicine reevaluation and management of an individual including an age- and gender-appropriate history, examination, counseling/anticipatory guidance/risk factor reduction interventions, and the ordering of laboratory/diagnostic procedures
ACOG: 13–18 years 99394 (12–17 years) 99395 (18–39 years)ACOG: 19–39 years 99395 (18–39 years)ACOG: 40–64 years 99396 (40–64 years)ACOG: 65 years and older 99397 (65 years and older)

The main code

The appropriate diagnostic link for the CPT preventive gyn annual well-woman exam is V72.31, whether or not a Pap specimen is collected. The collection of the Pap specimen is included in the preventive service, as is counseling regarding birth control, or general questions about preventing problems, including hormone replacement therapy.

If a pelvic examination is not performed, say because the patient is young and not sexually active, but an examination of other areas is carried out, the same preventive codes are reported, but the diagnosis code changes to V70.0, general health exam.

What about Medicare?

Coding. Medicare requirements are somewhat different. First, Medicare covers only a small portion of the preventive service; that is, they cover a physical examination of the genital organs and breasts and the collection and conveyance of a Pap specimen to the lab in the covered year only. Think of the complete preventive service as described in CPT as a pie—Medicare pays for 2 slices of that pie in a covered year. The two codes for these services are:

G0101 (Cervical or vaginal cancer screening; pelvic and clinical breast examination)

Q0091 (Screening Papanicolaou smear; obtaining, preparing, and conveyance of cervical or vaginal smear to laboratory)

If the patient is at low risk for developing cervical or vaginal cancer, the screening pelvic exam and Pap collection are paid every 2 years. If the woman is at high risk, Medicare will cover this portion of the encounter every year. The high-risk criteria must be re-documented every year and must include one of the following:

  1. Early onset of sexual activity (under age 16)
  2. Multiple sexual partners (five or more in a lifetime)
  3. History of a sexually transmitted disease (including HIV infection)
  4. Fewer than three negative Pap smears within the previous 7 years
  5. Diethylstilbestrol (DES)-exposed daughters of women who took DES during pregnancy.

If the Medicare-eligible patient is still of childbearing age, she is also considered high-risk if she has had an examination that indicated the presence of cervical or vaginal cancer or other genital abnormalities during any of the preceding 3 years. Note that these criteria do not include a history of breast cancer or a past history of cancer more than 3 years ago.

 

 

Billing. Because Medicare is paying only for a portion of the preventive service, you will need to subtract the Medicare allowable for codes G0101 and Q0091 from your normal fee for the preventive service.

  • Example: If your usual fee for 99397 is $200, and the Medicare allowable for both the G and Q service is $82, you will charge the patient for the noncovered parts of the service at the rate of $118, and you will bill Medicare for their share of $82. You will collect from all sources the $200 for the preventive service. Remember, however, to get the patient to sign an ABN with regard to the Medicare part of the service. This will ensure that, if denied by Medicare, the patient will be held fully responsible for the denied amount.

The Medicare modifier is –GA (add it to codes G0101 and Q0091). Diagnostic coding is V72.31 (because a pelvic exam is performed). This code may also be linked to the collection code. For a high-risk patient, use code V15.89 (rather than V72.31). This code must be linked to the G and Q codes.

“Guide to Billing the Medicare Annual Exam” is a detailed Medicare checklist offered by the author that includes all billing scenarios for a Medicare patient. Click here to download a PDF.

Ms. Witt can be contacted directly at [email protected] should you have additional questions regarding coding and billing for preventive services.

We want to hear from you! Tell us what you think.

Read the source article
Your age-based guide to comprehensive well-woman care

Robert L. Barbieri, MD (October 2012)


Download Medicare Guide
Guide to Billing the Medicare Annual Exam

Melanie Witt, RN, CPC, COBGC, MA (October 2012)

Coding and billing for the care provided at a well-woman visit can be uncomplicated if you know the right codes for the right program. Here, I present information for straightforward preventive care. (I am assuming the patient has not also presented with a significant problem at the same visit.)

First, a patient who is not Medicare-eligible should have the annual well-woman exam billed using the CPT preventive medicine codes. There are some private insurers, however, that will only accept HCPCS codes for an annual gyn exam. These special codes are:

S0610 Annual gynecological examination, new patient

S0612 Annual gynecological examination, established patient

S0613 Annual gynecological examination; clinical breast examination without pelvic evaluation

Notably, Aetna Cigna, and United Healthcare require these codes for a gyn exam, but many BC/BS programs, for whom these codes were originally created, are now reverting to the CPT preventive medicine codes for all preventive care.

The CPT preventive codes are grouped by age and require an age- and gender-appropriate history, examination, and counseling/anticipatory guidance. The Medicare E/M documentation guidelines do not apply to preventive services, and a head-to-toe examination is also not required. CPT recognizes ACOG as an authoritative body to make recommendations for the expected preventive service for women, and if such a service is provided and documented, the preventive codes are to be reported.

The chart below summarizes the CPT preventive codes by patient status and age in comparison to ACOG age groupings.

New Patient Preventive Medicine Code
New patient codes include an initial comprehensive preventive medicine evaluation and management of an individual including an age- and gender-appropriate history, examination, counseling/anticipatory guidance/risk factor reduction interventions, and the ordering of laboratory/diagnostic procedures
ACOG: 13–18 years 99384 (12–17 years) 99385 (18–39 years)ACOG: 19–39 years 99385 (18–39 years)ACOG: 40–64 years 99386 (40–64 years)ACOG: 65 years and older 99387 (65 years and older)
Established Patient Preventive Medicine Codes
Established patient codes include periodic comprehensive preventive medicine reevaluation and management of an individual including an age- and gender-appropriate history, examination, counseling/anticipatory guidance/risk factor reduction interventions, and the ordering of laboratory/diagnostic procedures
ACOG: 13–18 years 99394 (12–17 years) 99395 (18–39 years)ACOG: 19–39 years 99395 (18–39 years)ACOG: 40–64 years 99396 (40–64 years)ACOG: 65 years and older 99397 (65 years and older)

The main code

The appropriate diagnostic link for the CPT preventive gyn annual well-woman exam is V72.31, whether or not a Pap specimen is collected. The collection of the Pap specimen is included in the preventive service, as is counseling regarding birth control, or general questions about preventing problems, including hormone replacement therapy.

If a pelvic examination is not performed, say because the patient is young and not sexually active, but an examination of other areas is carried out, the same preventive codes are reported, but the diagnosis code changes to V70.0, general health exam.

What about Medicare?

Coding. Medicare requirements are somewhat different. First, Medicare covers only a small portion of the preventive service; that is, they cover a physical examination of the genital organs and breasts and the collection and conveyance of a Pap specimen to the lab in the covered year only. Think of the complete preventive service as described in CPT as a pie—Medicare pays for 2 slices of that pie in a covered year. The two codes for these services are:

G0101 (Cervical or vaginal cancer screening; pelvic and clinical breast examination)

Q0091 (Screening Papanicolaou smear; obtaining, preparing, and conveyance of cervical or vaginal smear to laboratory)

If the patient is at low risk for developing cervical or vaginal cancer, the screening pelvic exam and Pap collection are paid every 2 years. If the woman is at high risk, Medicare will cover this portion of the encounter every year. The high-risk criteria must be re-documented every year and must include one of the following:

  1. Early onset of sexual activity (under age 16)
  2. Multiple sexual partners (five or more in a lifetime)
  3. History of a sexually transmitted disease (including HIV infection)
  4. Fewer than three negative Pap smears within the previous 7 years
  5. Diethylstilbestrol (DES)-exposed daughters of women who took DES during pregnancy.

If the Medicare-eligible patient is still of childbearing age, she is also considered high-risk if she has had an examination that indicated the presence of cervical or vaginal cancer or other genital abnormalities during any of the preceding 3 years. Note that these criteria do not include a history of breast cancer or a past history of cancer more than 3 years ago.

 

 

Billing. Because Medicare is paying only for a portion of the preventive service, you will need to subtract the Medicare allowable for codes G0101 and Q0091 from your normal fee for the preventive service.

  • Example: If your usual fee for 99397 is $200, and the Medicare allowable for both the G and Q service is $82, you will charge the patient for the noncovered parts of the service at the rate of $118, and you will bill Medicare for their share of $82. You will collect from all sources the $200 for the preventive service. Remember, however, to get the patient to sign an ABN with regard to the Medicare part of the service. This will ensure that, if denied by Medicare, the patient will be held fully responsible for the denied amount.

The Medicare modifier is –GA (add it to codes G0101 and Q0091). Diagnostic coding is V72.31 (because a pelvic exam is performed). This code may also be linked to the collection code. For a high-risk patient, use code V15.89 (rather than V72.31). This code must be linked to the G and Q codes.

“Guide to Billing the Medicare Annual Exam” is a detailed Medicare checklist offered by the author that includes all billing scenarios for a Medicare patient. Click here to download a PDF.

Ms. Witt can be contacted directly at [email protected] should you have additional questions regarding coding and billing for preventive services.

We want to hear from you! Tell us what you think.

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UPDATE: PELVIC FLOOR DYSFUNCTION

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UPDATE: PELVIC FLOOR DYSFUNCTION

HAVE YOU READ THESE RELATED ARTICLES?

10 practical, evidence-based recommendations for perioperative antibiotic prophylaxis
Megan O. Schimpf, MD (June 2012)

Update on Menopause
Andrew M. Kaunitz, MD (May 2012)

Urinary tract infections (UTIs) are prevalent among women, afflicting as many as 60% of women during their lifetime.1 Symptoms include urgency, frequency, and dysuria. Although the diagnosis can be made on the basis of symptoms alone in many cases, urinalysis and urine cultures often are helpful in confirming it.2 The differential diagnosis includes infectious or atrophic vaginitis, urethritis from a sexually transmitted infection, urethral diverticulum, painful bladder syndrome, urinary tract calculi, and urinary tract neoplasms. Common risk factors for UTIs are listed in TABLE 1.3

TABLE 1

Risk factors for urinary tract infection in women

Premenopausal women    

   •History of urinary tract infection (UTI)
   •Frequent or recent sexual activity
   •Use of diaphragm as contraception
   •Use of spermicidal agents
   •Increasing parity
   •Diabetes mellitus
   •Obesity
   •Sickle cell trait
   •Anatomic congenital abnormalities
   •Urinary tract calculi
   •Neurologic disorders or medical conditions that require an indwelling catheter or repetitive bladder catheterization

Postmenopausal women   
   •Vaginal atrophy
   •Incomplete bladder emptying
   •Poor perineal hygiene
   •Rectocele, cystocele, urethrocele, uterovaginal prolapse
   •History of UTI
   •Type 1 diabetes mellitus

SOURCE: Adapted from ACOG3

Recurrent UTIs are defined as three infections in 12 months or two infections in 6 months. In this Update, we explore strategies to prevent recurrent UTIs in three groups of women:

  • sexually active premenopausal women
  • postmenopausal women
  • women undergoing pelvic surgery.

In the process, we summarize the results of five trials that explore treatment modalities such as prophylactic antibiotics, vaginal estrogen therapy, cranberry supplementation, and probiotics (TABLE 2).

TABLE 2

Summary of therapeutic strategies for prevention of recurrent urinary tract infections

StrategyDoseAdvantagesDisadvantages
Prophylactic antibioticsTrimethoprim-sulfamethoxazole (Bactrim): 1 double-strength tablet* OR Nitrofurantoin: 50 or 100 mg Either drug can be given daily for 6 months or as one dose postcoitallyHighly effective InexpensivePotential for future microbial resistance Caution with nitrofurantoin, particularly in older patients or women who have renal insufficiency In pregnancy, nitrofurantoin is better studied
Vaginal estrogen**Conjugated estrogens (0.625 mg conjugated estrogens/1 g cream [Premarin]). Give 0.5–2.0 g cream twice weekly. Estradiol (100 μg estradiol/1 g cream [Estrace]). Give 1–4 g creamHighly effective in postmenopausal women, who can be difficult to treat Few true contraindicationsCan be expensive Compliance may be an issue
Cranberry supplementDosing varies among products. Unsweetened natural cranberry juice or cranberry tablets, 1–3 times daily.Generally well-tolerated Few side effects or contraindicationsCan be expensive Compliance may be an issue May not be as effective in postmenopausal patients
ProbioticsDosing varies among products and local availabilityFew side effects or contraindicationsLimited data Can be expensive
* Consider trimethoprim (100 mg) alone if the patient has an allergy to sulfa.
** Creams are preferred to the vaginal ring or tablets because they can be applied to periurethral tissues

Postcoital antibiotic prophylaxis prevents some cases of recurrent UTI

Melekos MD, Asbach HW, Gerharz E, Zarakovitis IE, Weingaertner K, Naber KG. Post-intercourse versus daily ciprofloxacin prophylaxis for recurrent urinary tract infections in premenopausal women. J Urol. 1997;157(3):935–939.

UTIs typically involve fecal flora that colonize the vagina and perineum, most commonly Escherichia coli, Staphylococcus saprophyticus, Klebsiella pneumonia, and Proteus mirabilis. These pathogens ascend to the bladder via the urethra. Sexual intercourse is thought to facilitate this process, and recurrent UTIs in premenopausal women are often postcoital in temporal pattern.


When fecal flora ascend via the urethra from the vagina and perineum to the bladder, the bladder mucosa and urethra may become inflamed, leading to urinary tract infection. The most commonly involved pathogens are Escherichia coli, Staphylococcus saprophyticus, Klebsiella pneumonia, and Proteus mirabilis.Daily antibiotic prophylaxis for 6 to 12 months has proved to be effective in the prevention of recurrent UTIs, reducing the risk of recurrence by 95%, compared with placebo.4

In this trial by Melekos and colleagues, sexually active premenopausal women who had a history of three or more documented UTIs in the preceding 12 months were randomly assigned to:

  • oral ciprofloxacin, one dose daily, or
  • oral ciprofloxacin, one dose immediately after intercourse.

A total of 135 patients (65 in the daily group and 70 in the postcoital group) were followed for 12 months. The regimens were equally effective at preventing UTIs. The mean number of UTIs in 12 months decreased significantly in both groups—from 3.74 to 0.031 in the daily group and from 3.67 to 0.043 in the postcoital group.

The best antibiotic? Nitrofurantoin or trimethoprim-sulfamethoxazole

This randomized, controlled trial was rigorous and well-executed and included only healthy premenopausal women. However, given the emergence of antibiotic resistance since this trial was conducted, ciprofloxacin is not an ideal antibiotic for prophylaxis.

 

 

Both the American Urological Association and the Infectious Disease Society of America recommend that fluoroquinolones be avoided, if possible, in the treatment of uncomplicated UTIs.5 A better therapeutic choice would be nitrofurantoin or trimethoprim-sulfamethoxazole.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Postcoital antibiotic prophylaxis is an effective strategy for the prevention of UTIs associated with sexual intercourse in premenopausal women. Although the optimal duration of such a regimen was not addressed in this study, it would be appropriate to revisit the need for prophylaxis after 1 year.

Is there a role for antibiotic prophylaxis among patients who are catheterized following pelvic surgery?

Dieter AA, Amundsen CL, Visco AG, Siddiqui NY. Treatment for urinary tract infection after midurethral sling: a retrospective study comparing patients who receive short-term postoperative catheterization and patients who pass a void trial on the day of surgery. Female Pelvic Med Reconstr Surg. 2012;18(3):175–178.

Urinary tract catheterization and urogynecologic surgery are associated with an increased risk for UTI. The risk of UTI following a midurethral sling procedure, in particular, ranges from 4.1% to 33.6% in the literature.6,7 To further explore the risk of UTI after placement of a midurethral sling, Dieter and colleagues followed 138 women who had undergone the procedure with and without concomitant pelvic surgery. The primary outcome was treatment of UTI within the first 3 weeks postoperatively.

Catheterization increased the risk of UTI

Fifty-eight percent of women required placement of a catheter postoperatively—either an indwelling Foley or intermittent self-catheterization. The duration of catheterization ranged from 1 to 14 days, with a mean of 4 days. The incidence of UTI was significantly higher in the group that was catheterized postoperatively, compared with the group that was not (30.0% vs 5.2%), and catheterization remained an independent risk factor for UTI after adjusting for other confounding factors.

Data may not be applicable to other types of surgery

This large retrospective cohort study of a well-characterized population was based on consistent postoperative data related to catheterization and UTI treatment. Because the study focused on patients who had undergone placement of a midurethral sling, its findings may not be applicable to women undergoing other types of pelvic surgery, including general gynecologic procedures. However, given the significant difference in the rate of UTI between the two groups, the increased risk of UTI may be at least partially attributable to short-term postoperative catheterization rather than urinary tract instrumentation during the procedure.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

The risk of UTI is increased with short-term catheterization following placement of a midurethral sling. There may be a role for antibiotic prophylaxis in the setting of short-term postoperative catheterization; however, a prospective, randomized, placebo-controlled study is needed to determine whether the rate of UTI would be reduced.

Vaginal estrogen prevents recurrent UTIs among postmenopausal women

Raz R, Stamm WE. A controlled trial of intravaginal estriol in postmenopausal women with recurrent urinary tract infections. N Engl J Med. 1993;329(11):753–756.

The tissues of the vagina, urethra, bladder, and pelvic floor musculature all express estrogen receptors.8 In postmenopausal women, the effects of decreased estrogen on the urinary tract include a rise in the vaginal pH level and decreased colonization with Lactobacillus. These effects predispose this population to an increased risk for UTI.3 The literature does not support the use of oral estrogen replacement as a therapy for recurrent UTI; however, data suggest that vaginal estrogen replacement may be helpful.9

Raz and Stamm conducted their randomized trial of 93 postmenopausal women with a history of recurrent UTIs to elucidate the effects of vaginal estrogen on the risk of UTI. Fifty women were randomly assigned to treatment with intravaginal estriol cream (0.5 mg nightly for 2 weeks, followed by 0.5 mg twice weekly for 8 months), and 43 women were randomly assigned to placebo (equivalent regimen). Compared with the placebo group, the women treated with estriol experienced a significantly reduced risk of UTI (0.5 vs 5.9 infections per patient-year), increased lactobacilli on vaginal cultures (61% vs 0%), decreased vaginal pH, and a lower rate of colonization with Enterobacteriaceae species.

Although this rigorous double-blind, randomized, placebo-controlled trial was published 20 years ago, its findings remain significant—and have been corroborated in other studies.9

Pros and cons of vaginal estrogen replacement

Raz and Stamm utilized vaginal estriol; the preparations used most commonly today are conjugated estrogens (Premarin) and estradiol (Estrace). Vaginal estrogen formulations can be expensive. Compliance also can wane over time. This study, in particular, showed a discontinuation rate of 28%; mild local reactions were the reason. Although the women who discontinued treatment in this study were included in the final analysis, no subanalysis of these patients was published.

 

 

Despite these challenges, local estrogen replacement is generally well-tolerated and, with infrequent dosing (twice weekly), has few contraindications. In fact, local estrogen replacement is one of the most highly effective regimens for UTI prevention among postmenopausal women, who can otherwise be difficult to treat for recurrent UTIs.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Vaginal estrogen is an effective therapy for the prevention of UTIs in postmenopausal women.

Cranberry supplementation may prevent UTIs,
but products vary widely

Stothers L. A randomized trial to evaluate effectiveness and cost-effectiveness of naturopathic cranberry products as prophylaxis against urinary tract infection in women. Can J Urol. 2002;9(3):1558–1562.

Cranberries have been used for many years in various formulations to prevent UTI, but no definitive mechanism has been established. In theory, cranberries keep bacteria from adhering to the urothelium.10 In vitro studies have revealed that Escherichia coli is prevented from adhering to uroepithelial cells by two components of cranberry—fructose and proanthocyanidins.10

In this trial of 150 sexually active women (ages 21–72 years) who had experienced at least two UTIs in the past calendar year, Stothers randomly assigned participants to one of three arms for 12 months:

  • placebo tablets and cranberry juice (n = 50)
  • cranberry tablets and placebo juice (n = 50)
  • placebo tablets and placebo juice (n = 50).

Tablets were taken twice daily, and juice was consumed three times daily. All cranberry juice was organic, unsweetened, and unfiltered and taken in 250-mL servings; cranberry tablets were 1:30 parts concentrated cranberry juice.

The risk of UTI during treatment was reduced significantly in the groups taking a cranberry formulation, compared with placebo. Twenty percent of patients consuming cranberry juice experienced a UTI during treatment, compared with 18% of those taking a cranberry tablet and 32% of those in the placebo group (P<.05). In this study, the annual cost of prophylaxis with cranberry juice was $1,400 per woman, and it was $624 per woman for the cranberry tablets. Compliance was lowest among women consuming cranberry juice, decreasing at times to less than 80%.

Findings are difficult to extrapolate

This randomized, double-blind study demonstrated a significant reduction in the rate of UTI with cranberry supplementation, compared with placebo, among women with a mean age of 40 to 44 years. However, because cranberry preparations, juice, and tablets are not regulated as to the amount and bioavailability of the active ingredient, it is difficult to compare one to another and extrapolate to a particular type of preparation.

This study does highlight the higher rate of noncompliance and cost with cranberry juice, although it was as effective at reducing UTIs as cranberry tablets.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Cranberry supplementation reduced the risk of UTIs in sexually active women; placebo did not. Cranberry use may be an alternative to postcoital antibiotic prophylaxis; a randomized comparison of these therapies is needed.

Can nonhormonal therapy alter vaginal flora?

Stapleton AE, Au-Yeung M, Hooton TM, et al. Randomized, placebo-controlled phase 2 trial of a Lactobacillus crispatus probiotic given intravaginally for prevention of recurrent urinary tract infection. Clin Infect Dis. 2011;52(10):1212–1217.

Probiotics have been used recently in attempts to prevent recurrent UTI, albeit with very little evidence in the literature. Their effectiveness is plausible due to promotion of healthy vaginal flora.

This study by Stapleton and colleagues enrolled premenopausal women (ages 18–40) with a history of one UTI within the past calendar year and a current, active, uncomplicated UTI. Ninety-nine percent of participants were sexually active. All women were treated with a standard antibiotic regimen for UTI. Seven to 10 days later, participants were randomly assigned to:

  • Lactobacillus crispatus vaginal suppository [Lactin-V (Osel)], daily for 5 days and then weekly for 10 weeks (n = 50), or
  • placebo (same regimen) (n = 50).

The risk of UTI was 15% among women in the probiotic group, compared with 27% in the placebo group—but this difference was only statistically significant for women who had a higher level of Lactobacillus crispatus vaginal colonization in the treatment group.

Vaginal probiotic formulations may be hard to obtain

The use of probiotics to prevent recurrent UTIs is new and innovative. However, vaginal probiotic formulations are not widely available, and most commercially available oral probiotic formulations are marketed for digestive health—an area where the effects have been studied widely.

In this study, the mean age was 21 years. Given that hypoestrogenization is associated with decreased vaginal colonization with Lactobacillus, an interesting area of future study would be the use of probiotics in postmenopausal women.

Continued investigation of probiotics is warranted, as this approach could help in the treatment of women who have intolerance to antibiotics and is generally considered safe and well-tolerated.

 

 

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Intravaginal probiotic prophylaxis may reduce the risk of recurrent UTIs. However, further studies are needed to confirm early enthusiasm and delineate ideal populations.

We want to hear from you! Tell us what you think.

References

1. Foxman B, Barolow R, D’Arcy H, Gillespie B, Sobel JD. Urinary tract infection: self-reported incidence and associated costs. Ann Epidemiol. 2000;10(8):509-515.

2. Bent S, Nallamothu BK, Simel DL, Fihn SD, Saint S. Does this woman have an acute uncomplicated urinary tract infection? JAMA. 2002;287(20):2701-2710.

3. ACOG Practice Bulletin #91: Treatment of urinary tract infections in nonpregnant women. Obstet Gynecol. 2008;111(3):785-794.

4. Hooton TM. Recurrent urinary tract infection in women. Int J Antimicrob Agents. 2001;17(4):259-268.

5. Gupta K, Hooton TM, Naber KG, et al. International clinical practice guidelines for the treatment of acute uncomplicated cystitis and pyelonephritis in women: a 2010 update by the Infectious Disease Society of America and the European Society for Microbiology and Infectious Diseases. Clin Infect Dis. 2011;52(5):e103-120.

6. Sutkin G, Alperin M, Meyn L, Wiesenfeld HC, Ellison R, Zyczynski HM. Symptomatic urinary tract infections after surgery for prolapse and/or incontinence. Int Urogynecol J. 2010;21(8):955-961.

7. Dieter AA, Amundsen CL, Visco AG, Siddiqui NY. Treatment for urinary tract infection after midurethral sling: a retrospective study comparing patients who receive short-term postoperative catheterization and patients who pass a void trial on the day of surgery. Female Pelvic Med Reconstr Surg. 2012;18(3):175-178.

8. Robinson D, Cardozo L. Estrogens and the lower urinary tract. Neurourol Urodyn. 2011;30(5):754-757.

9. Perrotta C, Aznar M, Mejia R, Albert X, Ng CW. Oestrogens for preventing recurrent urinary tract infection in postmenopausal women. Cochrane Database Syst Rev. 2008;(2):CD005131.-

10. Jepson RG, Craig JC. Cranberries for preventing urinary tract infections. Cochrane Database Syst Rev. 2008;(1):CD001321.-

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Drs. Amundsen and Edenfield offer a novel strategy to prevent recurrent UTI in premenopausal women


Autumn L. Edenfield, MD

Dr. Edenfield is a Fellow in Female Pelvic Medicine and Reconstructive Surgery and Clinical Instructor of Obstetrics and Gynecology at Duke University Medical Center in Durham, North Carolina.

Cindy L. Amundsen, MD

Dr. Amundsen is Professor and Fellowship Director in Female Pelvic Medicine and Reconstructive Surgery, Department of Obstetrics and Gynecology, at Duke University Medical Center in Durham, North Carolina.

The authors report no financial relationships relevant to this article.

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Autumn L. Edenfield MD; Cindy L. Amundsen MD;Update;pelvic floor dysfunction;urinary tract infection;UTI;prophylactic antibiotic;vaginal estrogen;cranberry supplement;probiotics;postcoital;ciprofloxacin;urinary catheter;urogynecologic surgery;midurethral sling;estrogen;vaginal estrogen replacement;estriol;lactobacilli;enterobacteriaceae;conjugated estrogens;Premarin;Estrace;cranberries;eschericia coli;fructose;proanthocyanidins;Lactobacillus crispatus vaginal suppository;Lactin-V;Osel;
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Drs. Amundsen and Edenfield offer a novel strategy to prevent recurrent UTI in premenopausal women


Autumn L. Edenfield, MD

Dr. Edenfield is a Fellow in Female Pelvic Medicine and Reconstructive Surgery and Clinical Instructor of Obstetrics and Gynecology at Duke University Medical Center in Durham, North Carolina.

Cindy L. Amundsen, MD

Dr. Amundsen is Professor and Fellowship Director in Female Pelvic Medicine and Reconstructive Surgery, Department of Obstetrics and Gynecology, at Duke University Medical Center in Durham, North Carolina.

The authors report no financial relationships relevant to this article.

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Drs. Amundsen and Edenfield offer a novel strategy to prevent recurrent UTI in premenopausal women


Autumn L. Edenfield, MD

Dr. Edenfield is a Fellow in Female Pelvic Medicine and Reconstructive Surgery and Clinical Instructor of Obstetrics and Gynecology at Duke University Medical Center in Durham, North Carolina.

Cindy L. Amundsen, MD

Dr. Amundsen is Professor and Fellowship Director in Female Pelvic Medicine and Reconstructive Surgery, Department of Obstetrics and Gynecology, at Duke University Medical Center in Durham, North Carolina.

The authors report no financial relationships relevant to this article.

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HAVE YOU READ THESE RELATED ARTICLES?

10 practical, evidence-based recommendations for perioperative antibiotic prophylaxis
Megan O. Schimpf, MD (June 2012)

Update on Menopause
Andrew M. Kaunitz, MD (May 2012)

Urinary tract infections (UTIs) are prevalent among women, afflicting as many as 60% of women during their lifetime.1 Symptoms include urgency, frequency, and dysuria. Although the diagnosis can be made on the basis of symptoms alone in many cases, urinalysis and urine cultures often are helpful in confirming it.2 The differential diagnosis includes infectious or atrophic vaginitis, urethritis from a sexually transmitted infection, urethral diverticulum, painful bladder syndrome, urinary tract calculi, and urinary tract neoplasms. Common risk factors for UTIs are listed in TABLE 1.3

TABLE 1

Risk factors for urinary tract infection in women

Premenopausal women    

   •History of urinary tract infection (UTI)
   •Frequent or recent sexual activity
   •Use of diaphragm as contraception
   •Use of spermicidal agents
   •Increasing parity
   •Diabetes mellitus
   •Obesity
   •Sickle cell trait
   •Anatomic congenital abnormalities
   •Urinary tract calculi
   •Neurologic disorders or medical conditions that require an indwelling catheter or repetitive bladder catheterization

Postmenopausal women   
   •Vaginal atrophy
   •Incomplete bladder emptying
   •Poor perineal hygiene
   •Rectocele, cystocele, urethrocele, uterovaginal prolapse
   •History of UTI
   •Type 1 diabetes mellitus

SOURCE: Adapted from ACOG3

Recurrent UTIs are defined as three infections in 12 months or two infections in 6 months. In this Update, we explore strategies to prevent recurrent UTIs in three groups of women:

  • sexually active premenopausal women
  • postmenopausal women
  • women undergoing pelvic surgery.

In the process, we summarize the results of five trials that explore treatment modalities such as prophylactic antibiotics, vaginal estrogen therapy, cranberry supplementation, and probiotics (TABLE 2).

TABLE 2

Summary of therapeutic strategies for prevention of recurrent urinary tract infections

StrategyDoseAdvantagesDisadvantages
Prophylactic antibioticsTrimethoprim-sulfamethoxazole (Bactrim): 1 double-strength tablet* OR Nitrofurantoin: 50 or 100 mg Either drug can be given daily for 6 months or as one dose postcoitallyHighly effective InexpensivePotential for future microbial resistance Caution with nitrofurantoin, particularly in older patients or women who have renal insufficiency In pregnancy, nitrofurantoin is better studied
Vaginal estrogen**Conjugated estrogens (0.625 mg conjugated estrogens/1 g cream [Premarin]). Give 0.5–2.0 g cream twice weekly. Estradiol (100 μg estradiol/1 g cream [Estrace]). Give 1–4 g creamHighly effective in postmenopausal women, who can be difficult to treat Few true contraindicationsCan be expensive Compliance may be an issue
Cranberry supplementDosing varies among products. Unsweetened natural cranberry juice or cranberry tablets, 1–3 times daily.Generally well-tolerated Few side effects or contraindicationsCan be expensive Compliance may be an issue May not be as effective in postmenopausal patients
ProbioticsDosing varies among products and local availabilityFew side effects or contraindicationsLimited data Can be expensive
* Consider trimethoprim (100 mg) alone if the patient has an allergy to sulfa.
** Creams are preferred to the vaginal ring or tablets because they can be applied to periurethral tissues

Postcoital antibiotic prophylaxis prevents some cases of recurrent UTI

Melekos MD, Asbach HW, Gerharz E, Zarakovitis IE, Weingaertner K, Naber KG. Post-intercourse versus daily ciprofloxacin prophylaxis for recurrent urinary tract infections in premenopausal women. J Urol. 1997;157(3):935–939.

UTIs typically involve fecal flora that colonize the vagina and perineum, most commonly Escherichia coli, Staphylococcus saprophyticus, Klebsiella pneumonia, and Proteus mirabilis. These pathogens ascend to the bladder via the urethra. Sexual intercourse is thought to facilitate this process, and recurrent UTIs in premenopausal women are often postcoital in temporal pattern.


When fecal flora ascend via the urethra from the vagina and perineum to the bladder, the bladder mucosa and urethra may become inflamed, leading to urinary tract infection. The most commonly involved pathogens are Escherichia coli, Staphylococcus saprophyticus, Klebsiella pneumonia, and Proteus mirabilis.Daily antibiotic prophylaxis for 6 to 12 months has proved to be effective in the prevention of recurrent UTIs, reducing the risk of recurrence by 95%, compared with placebo.4

In this trial by Melekos and colleagues, sexually active premenopausal women who had a history of three or more documented UTIs in the preceding 12 months were randomly assigned to:

  • oral ciprofloxacin, one dose daily, or
  • oral ciprofloxacin, one dose immediately after intercourse.

A total of 135 patients (65 in the daily group and 70 in the postcoital group) were followed for 12 months. The regimens were equally effective at preventing UTIs. The mean number of UTIs in 12 months decreased significantly in both groups—from 3.74 to 0.031 in the daily group and from 3.67 to 0.043 in the postcoital group.

The best antibiotic? Nitrofurantoin or trimethoprim-sulfamethoxazole

This randomized, controlled trial was rigorous and well-executed and included only healthy premenopausal women. However, given the emergence of antibiotic resistance since this trial was conducted, ciprofloxacin is not an ideal antibiotic for prophylaxis.

 

 

Both the American Urological Association and the Infectious Disease Society of America recommend that fluoroquinolones be avoided, if possible, in the treatment of uncomplicated UTIs.5 A better therapeutic choice would be nitrofurantoin or trimethoprim-sulfamethoxazole.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Postcoital antibiotic prophylaxis is an effective strategy for the prevention of UTIs associated with sexual intercourse in premenopausal women. Although the optimal duration of such a regimen was not addressed in this study, it would be appropriate to revisit the need for prophylaxis after 1 year.

Is there a role for antibiotic prophylaxis among patients who are catheterized following pelvic surgery?

Dieter AA, Amundsen CL, Visco AG, Siddiqui NY. Treatment for urinary tract infection after midurethral sling: a retrospective study comparing patients who receive short-term postoperative catheterization and patients who pass a void trial on the day of surgery. Female Pelvic Med Reconstr Surg. 2012;18(3):175–178.

Urinary tract catheterization and urogynecologic surgery are associated with an increased risk for UTI. The risk of UTI following a midurethral sling procedure, in particular, ranges from 4.1% to 33.6% in the literature.6,7 To further explore the risk of UTI after placement of a midurethral sling, Dieter and colleagues followed 138 women who had undergone the procedure with and without concomitant pelvic surgery. The primary outcome was treatment of UTI within the first 3 weeks postoperatively.

Catheterization increased the risk of UTI

Fifty-eight percent of women required placement of a catheter postoperatively—either an indwelling Foley or intermittent self-catheterization. The duration of catheterization ranged from 1 to 14 days, with a mean of 4 days. The incidence of UTI was significantly higher in the group that was catheterized postoperatively, compared with the group that was not (30.0% vs 5.2%), and catheterization remained an independent risk factor for UTI after adjusting for other confounding factors.

Data may not be applicable to other types of surgery

This large retrospective cohort study of a well-characterized population was based on consistent postoperative data related to catheterization and UTI treatment. Because the study focused on patients who had undergone placement of a midurethral sling, its findings may not be applicable to women undergoing other types of pelvic surgery, including general gynecologic procedures. However, given the significant difference in the rate of UTI between the two groups, the increased risk of UTI may be at least partially attributable to short-term postoperative catheterization rather than urinary tract instrumentation during the procedure.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

The risk of UTI is increased with short-term catheterization following placement of a midurethral sling. There may be a role for antibiotic prophylaxis in the setting of short-term postoperative catheterization; however, a prospective, randomized, placebo-controlled study is needed to determine whether the rate of UTI would be reduced.

Vaginal estrogen prevents recurrent UTIs among postmenopausal women

Raz R, Stamm WE. A controlled trial of intravaginal estriol in postmenopausal women with recurrent urinary tract infections. N Engl J Med. 1993;329(11):753–756.

The tissues of the vagina, urethra, bladder, and pelvic floor musculature all express estrogen receptors.8 In postmenopausal women, the effects of decreased estrogen on the urinary tract include a rise in the vaginal pH level and decreased colonization with Lactobacillus. These effects predispose this population to an increased risk for UTI.3 The literature does not support the use of oral estrogen replacement as a therapy for recurrent UTI; however, data suggest that vaginal estrogen replacement may be helpful.9

Raz and Stamm conducted their randomized trial of 93 postmenopausal women with a history of recurrent UTIs to elucidate the effects of vaginal estrogen on the risk of UTI. Fifty women were randomly assigned to treatment with intravaginal estriol cream (0.5 mg nightly for 2 weeks, followed by 0.5 mg twice weekly for 8 months), and 43 women were randomly assigned to placebo (equivalent regimen). Compared with the placebo group, the women treated with estriol experienced a significantly reduced risk of UTI (0.5 vs 5.9 infections per patient-year), increased lactobacilli on vaginal cultures (61% vs 0%), decreased vaginal pH, and a lower rate of colonization with Enterobacteriaceae species.

Although this rigorous double-blind, randomized, placebo-controlled trial was published 20 years ago, its findings remain significant—and have been corroborated in other studies.9

Pros and cons of vaginal estrogen replacement

Raz and Stamm utilized vaginal estriol; the preparations used most commonly today are conjugated estrogens (Premarin) and estradiol (Estrace). Vaginal estrogen formulations can be expensive. Compliance also can wane over time. This study, in particular, showed a discontinuation rate of 28%; mild local reactions were the reason. Although the women who discontinued treatment in this study were included in the final analysis, no subanalysis of these patients was published.

 

 

Despite these challenges, local estrogen replacement is generally well-tolerated and, with infrequent dosing (twice weekly), has few contraindications. In fact, local estrogen replacement is one of the most highly effective regimens for UTI prevention among postmenopausal women, who can otherwise be difficult to treat for recurrent UTIs.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Vaginal estrogen is an effective therapy for the prevention of UTIs in postmenopausal women.

Cranberry supplementation may prevent UTIs,
but products vary widely

Stothers L. A randomized trial to evaluate effectiveness and cost-effectiveness of naturopathic cranberry products as prophylaxis against urinary tract infection in women. Can J Urol. 2002;9(3):1558–1562.

Cranberries have been used for many years in various formulations to prevent UTI, but no definitive mechanism has been established. In theory, cranberries keep bacteria from adhering to the urothelium.10 In vitro studies have revealed that Escherichia coli is prevented from adhering to uroepithelial cells by two components of cranberry—fructose and proanthocyanidins.10

In this trial of 150 sexually active women (ages 21–72 years) who had experienced at least two UTIs in the past calendar year, Stothers randomly assigned participants to one of three arms for 12 months:

  • placebo tablets and cranberry juice (n = 50)
  • cranberry tablets and placebo juice (n = 50)
  • placebo tablets and placebo juice (n = 50).

Tablets were taken twice daily, and juice was consumed three times daily. All cranberry juice was organic, unsweetened, and unfiltered and taken in 250-mL servings; cranberry tablets were 1:30 parts concentrated cranberry juice.

The risk of UTI during treatment was reduced significantly in the groups taking a cranberry formulation, compared with placebo. Twenty percent of patients consuming cranberry juice experienced a UTI during treatment, compared with 18% of those taking a cranberry tablet and 32% of those in the placebo group (P<.05). In this study, the annual cost of prophylaxis with cranberry juice was $1,400 per woman, and it was $624 per woman for the cranberry tablets. Compliance was lowest among women consuming cranberry juice, decreasing at times to less than 80%.

Findings are difficult to extrapolate

This randomized, double-blind study demonstrated a significant reduction in the rate of UTI with cranberry supplementation, compared with placebo, among women with a mean age of 40 to 44 years. However, because cranberry preparations, juice, and tablets are not regulated as to the amount and bioavailability of the active ingredient, it is difficult to compare one to another and extrapolate to a particular type of preparation.

This study does highlight the higher rate of noncompliance and cost with cranberry juice, although it was as effective at reducing UTIs as cranberry tablets.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Cranberry supplementation reduced the risk of UTIs in sexually active women; placebo did not. Cranberry use may be an alternative to postcoital antibiotic prophylaxis; a randomized comparison of these therapies is needed.

Can nonhormonal therapy alter vaginal flora?

Stapleton AE, Au-Yeung M, Hooton TM, et al. Randomized, placebo-controlled phase 2 trial of a Lactobacillus crispatus probiotic given intravaginally for prevention of recurrent urinary tract infection. Clin Infect Dis. 2011;52(10):1212–1217.

Probiotics have been used recently in attempts to prevent recurrent UTI, albeit with very little evidence in the literature. Their effectiveness is plausible due to promotion of healthy vaginal flora.

This study by Stapleton and colleagues enrolled premenopausal women (ages 18–40) with a history of one UTI within the past calendar year and a current, active, uncomplicated UTI. Ninety-nine percent of participants were sexually active. All women were treated with a standard antibiotic regimen for UTI. Seven to 10 days later, participants were randomly assigned to:

  • Lactobacillus crispatus vaginal suppository [Lactin-V (Osel)], daily for 5 days and then weekly for 10 weeks (n = 50), or
  • placebo (same regimen) (n = 50).

The risk of UTI was 15% among women in the probiotic group, compared with 27% in the placebo group—but this difference was only statistically significant for women who had a higher level of Lactobacillus crispatus vaginal colonization in the treatment group.

Vaginal probiotic formulations may be hard to obtain

The use of probiotics to prevent recurrent UTIs is new and innovative. However, vaginal probiotic formulations are not widely available, and most commercially available oral probiotic formulations are marketed for digestive health—an area where the effects have been studied widely.

In this study, the mean age was 21 years. Given that hypoestrogenization is associated with decreased vaginal colonization with Lactobacillus, an interesting area of future study would be the use of probiotics in postmenopausal women.

Continued investigation of probiotics is warranted, as this approach could help in the treatment of women who have intolerance to antibiotics and is generally considered safe and well-tolerated.

 

 

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Intravaginal probiotic prophylaxis may reduce the risk of recurrent UTIs. However, further studies are needed to confirm early enthusiasm and delineate ideal populations.

We want to hear from you! Tell us what you think.

HAVE YOU READ THESE RELATED ARTICLES?

10 practical, evidence-based recommendations for perioperative antibiotic prophylaxis
Megan O. Schimpf, MD (June 2012)

Update on Menopause
Andrew M. Kaunitz, MD (May 2012)

Urinary tract infections (UTIs) are prevalent among women, afflicting as many as 60% of women during their lifetime.1 Symptoms include urgency, frequency, and dysuria. Although the diagnosis can be made on the basis of symptoms alone in many cases, urinalysis and urine cultures often are helpful in confirming it.2 The differential diagnosis includes infectious or atrophic vaginitis, urethritis from a sexually transmitted infection, urethral diverticulum, painful bladder syndrome, urinary tract calculi, and urinary tract neoplasms. Common risk factors for UTIs are listed in TABLE 1.3

TABLE 1

Risk factors for urinary tract infection in women

Premenopausal women    

   •History of urinary tract infection (UTI)
   •Frequent or recent sexual activity
   •Use of diaphragm as contraception
   •Use of spermicidal agents
   •Increasing parity
   •Diabetes mellitus
   •Obesity
   •Sickle cell trait
   •Anatomic congenital abnormalities
   •Urinary tract calculi
   •Neurologic disorders or medical conditions that require an indwelling catheter or repetitive bladder catheterization

Postmenopausal women   
   •Vaginal atrophy
   •Incomplete bladder emptying
   •Poor perineal hygiene
   •Rectocele, cystocele, urethrocele, uterovaginal prolapse
   •History of UTI
   •Type 1 diabetes mellitus

SOURCE: Adapted from ACOG3

Recurrent UTIs are defined as three infections in 12 months or two infections in 6 months. In this Update, we explore strategies to prevent recurrent UTIs in three groups of women:

  • sexually active premenopausal women
  • postmenopausal women
  • women undergoing pelvic surgery.

In the process, we summarize the results of five trials that explore treatment modalities such as prophylactic antibiotics, vaginal estrogen therapy, cranberry supplementation, and probiotics (TABLE 2).

TABLE 2

Summary of therapeutic strategies for prevention of recurrent urinary tract infections

StrategyDoseAdvantagesDisadvantages
Prophylactic antibioticsTrimethoprim-sulfamethoxazole (Bactrim): 1 double-strength tablet* OR Nitrofurantoin: 50 or 100 mg Either drug can be given daily for 6 months or as one dose postcoitallyHighly effective InexpensivePotential for future microbial resistance Caution with nitrofurantoin, particularly in older patients or women who have renal insufficiency In pregnancy, nitrofurantoin is better studied
Vaginal estrogen**Conjugated estrogens (0.625 mg conjugated estrogens/1 g cream [Premarin]). Give 0.5–2.0 g cream twice weekly. Estradiol (100 μg estradiol/1 g cream [Estrace]). Give 1–4 g creamHighly effective in postmenopausal women, who can be difficult to treat Few true contraindicationsCan be expensive Compliance may be an issue
Cranberry supplementDosing varies among products. Unsweetened natural cranberry juice or cranberry tablets, 1–3 times daily.Generally well-tolerated Few side effects or contraindicationsCan be expensive Compliance may be an issue May not be as effective in postmenopausal patients
ProbioticsDosing varies among products and local availabilityFew side effects or contraindicationsLimited data Can be expensive
* Consider trimethoprim (100 mg) alone if the patient has an allergy to sulfa.
** Creams are preferred to the vaginal ring or tablets because they can be applied to periurethral tissues

Postcoital antibiotic prophylaxis prevents some cases of recurrent UTI

Melekos MD, Asbach HW, Gerharz E, Zarakovitis IE, Weingaertner K, Naber KG. Post-intercourse versus daily ciprofloxacin prophylaxis for recurrent urinary tract infections in premenopausal women. J Urol. 1997;157(3):935–939.

UTIs typically involve fecal flora that colonize the vagina and perineum, most commonly Escherichia coli, Staphylococcus saprophyticus, Klebsiella pneumonia, and Proteus mirabilis. These pathogens ascend to the bladder via the urethra. Sexual intercourse is thought to facilitate this process, and recurrent UTIs in premenopausal women are often postcoital in temporal pattern.


When fecal flora ascend via the urethra from the vagina and perineum to the bladder, the bladder mucosa and urethra may become inflamed, leading to urinary tract infection. The most commonly involved pathogens are Escherichia coli, Staphylococcus saprophyticus, Klebsiella pneumonia, and Proteus mirabilis.Daily antibiotic prophylaxis for 6 to 12 months has proved to be effective in the prevention of recurrent UTIs, reducing the risk of recurrence by 95%, compared with placebo.4

In this trial by Melekos and colleagues, sexually active premenopausal women who had a history of three or more documented UTIs in the preceding 12 months were randomly assigned to:

  • oral ciprofloxacin, one dose daily, or
  • oral ciprofloxacin, one dose immediately after intercourse.

A total of 135 patients (65 in the daily group and 70 in the postcoital group) were followed for 12 months. The regimens were equally effective at preventing UTIs. The mean number of UTIs in 12 months decreased significantly in both groups—from 3.74 to 0.031 in the daily group and from 3.67 to 0.043 in the postcoital group.

The best antibiotic? Nitrofurantoin or trimethoprim-sulfamethoxazole

This randomized, controlled trial was rigorous and well-executed and included only healthy premenopausal women. However, given the emergence of antibiotic resistance since this trial was conducted, ciprofloxacin is not an ideal antibiotic for prophylaxis.

 

 

Both the American Urological Association and the Infectious Disease Society of America recommend that fluoroquinolones be avoided, if possible, in the treatment of uncomplicated UTIs.5 A better therapeutic choice would be nitrofurantoin or trimethoprim-sulfamethoxazole.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Postcoital antibiotic prophylaxis is an effective strategy for the prevention of UTIs associated with sexual intercourse in premenopausal women. Although the optimal duration of such a regimen was not addressed in this study, it would be appropriate to revisit the need for prophylaxis after 1 year.

Is there a role for antibiotic prophylaxis among patients who are catheterized following pelvic surgery?

Dieter AA, Amundsen CL, Visco AG, Siddiqui NY. Treatment for urinary tract infection after midurethral sling: a retrospective study comparing patients who receive short-term postoperative catheterization and patients who pass a void trial on the day of surgery. Female Pelvic Med Reconstr Surg. 2012;18(3):175–178.

Urinary tract catheterization and urogynecologic surgery are associated with an increased risk for UTI. The risk of UTI following a midurethral sling procedure, in particular, ranges from 4.1% to 33.6% in the literature.6,7 To further explore the risk of UTI after placement of a midurethral sling, Dieter and colleagues followed 138 women who had undergone the procedure with and without concomitant pelvic surgery. The primary outcome was treatment of UTI within the first 3 weeks postoperatively.

Catheterization increased the risk of UTI

Fifty-eight percent of women required placement of a catheter postoperatively—either an indwelling Foley or intermittent self-catheterization. The duration of catheterization ranged from 1 to 14 days, with a mean of 4 days. The incidence of UTI was significantly higher in the group that was catheterized postoperatively, compared with the group that was not (30.0% vs 5.2%), and catheterization remained an independent risk factor for UTI after adjusting for other confounding factors.

Data may not be applicable to other types of surgery

This large retrospective cohort study of a well-characterized population was based on consistent postoperative data related to catheterization and UTI treatment. Because the study focused on patients who had undergone placement of a midurethral sling, its findings may not be applicable to women undergoing other types of pelvic surgery, including general gynecologic procedures. However, given the significant difference in the rate of UTI between the two groups, the increased risk of UTI may be at least partially attributable to short-term postoperative catheterization rather than urinary tract instrumentation during the procedure.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

The risk of UTI is increased with short-term catheterization following placement of a midurethral sling. There may be a role for antibiotic prophylaxis in the setting of short-term postoperative catheterization; however, a prospective, randomized, placebo-controlled study is needed to determine whether the rate of UTI would be reduced.

Vaginal estrogen prevents recurrent UTIs among postmenopausal women

Raz R, Stamm WE. A controlled trial of intravaginal estriol in postmenopausal women with recurrent urinary tract infections. N Engl J Med. 1993;329(11):753–756.

The tissues of the vagina, urethra, bladder, and pelvic floor musculature all express estrogen receptors.8 In postmenopausal women, the effects of decreased estrogen on the urinary tract include a rise in the vaginal pH level and decreased colonization with Lactobacillus. These effects predispose this population to an increased risk for UTI.3 The literature does not support the use of oral estrogen replacement as a therapy for recurrent UTI; however, data suggest that vaginal estrogen replacement may be helpful.9

Raz and Stamm conducted their randomized trial of 93 postmenopausal women with a history of recurrent UTIs to elucidate the effects of vaginal estrogen on the risk of UTI. Fifty women were randomly assigned to treatment with intravaginal estriol cream (0.5 mg nightly for 2 weeks, followed by 0.5 mg twice weekly for 8 months), and 43 women were randomly assigned to placebo (equivalent regimen). Compared with the placebo group, the women treated with estriol experienced a significantly reduced risk of UTI (0.5 vs 5.9 infections per patient-year), increased lactobacilli on vaginal cultures (61% vs 0%), decreased vaginal pH, and a lower rate of colonization with Enterobacteriaceae species.

Although this rigorous double-blind, randomized, placebo-controlled trial was published 20 years ago, its findings remain significant—and have been corroborated in other studies.9

Pros and cons of vaginal estrogen replacement

Raz and Stamm utilized vaginal estriol; the preparations used most commonly today are conjugated estrogens (Premarin) and estradiol (Estrace). Vaginal estrogen formulations can be expensive. Compliance also can wane over time. This study, in particular, showed a discontinuation rate of 28%; mild local reactions were the reason. Although the women who discontinued treatment in this study were included in the final analysis, no subanalysis of these patients was published.

 

 

Despite these challenges, local estrogen replacement is generally well-tolerated and, with infrequent dosing (twice weekly), has few contraindications. In fact, local estrogen replacement is one of the most highly effective regimens for UTI prevention among postmenopausal women, who can otherwise be difficult to treat for recurrent UTIs.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Vaginal estrogen is an effective therapy for the prevention of UTIs in postmenopausal women.

Cranberry supplementation may prevent UTIs,
but products vary widely

Stothers L. A randomized trial to evaluate effectiveness and cost-effectiveness of naturopathic cranberry products as prophylaxis against urinary tract infection in women. Can J Urol. 2002;9(3):1558–1562.

Cranberries have been used for many years in various formulations to prevent UTI, but no definitive mechanism has been established. In theory, cranberries keep bacteria from adhering to the urothelium.10 In vitro studies have revealed that Escherichia coli is prevented from adhering to uroepithelial cells by two components of cranberry—fructose and proanthocyanidins.10

In this trial of 150 sexually active women (ages 21–72 years) who had experienced at least two UTIs in the past calendar year, Stothers randomly assigned participants to one of three arms for 12 months:

  • placebo tablets and cranberry juice (n = 50)
  • cranberry tablets and placebo juice (n = 50)
  • placebo tablets and placebo juice (n = 50).

Tablets were taken twice daily, and juice was consumed three times daily. All cranberry juice was organic, unsweetened, and unfiltered and taken in 250-mL servings; cranberry tablets were 1:30 parts concentrated cranberry juice.

The risk of UTI during treatment was reduced significantly in the groups taking a cranberry formulation, compared with placebo. Twenty percent of patients consuming cranberry juice experienced a UTI during treatment, compared with 18% of those taking a cranberry tablet and 32% of those in the placebo group (P<.05). In this study, the annual cost of prophylaxis with cranberry juice was $1,400 per woman, and it was $624 per woman for the cranberry tablets. Compliance was lowest among women consuming cranberry juice, decreasing at times to less than 80%.

Findings are difficult to extrapolate

This randomized, double-blind study demonstrated a significant reduction in the rate of UTI with cranberry supplementation, compared with placebo, among women with a mean age of 40 to 44 years. However, because cranberry preparations, juice, and tablets are not regulated as to the amount and bioavailability of the active ingredient, it is difficult to compare one to another and extrapolate to a particular type of preparation.

This study does highlight the higher rate of noncompliance and cost with cranberry juice, although it was as effective at reducing UTIs as cranberry tablets.

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Cranberry supplementation reduced the risk of UTIs in sexually active women; placebo did not. Cranberry use may be an alternative to postcoital antibiotic prophylaxis; a randomized comparison of these therapies is needed.

Can nonhormonal therapy alter vaginal flora?

Stapleton AE, Au-Yeung M, Hooton TM, et al. Randomized, placebo-controlled phase 2 trial of a Lactobacillus crispatus probiotic given intravaginally for prevention of recurrent urinary tract infection. Clin Infect Dis. 2011;52(10):1212–1217.

Probiotics have been used recently in attempts to prevent recurrent UTI, albeit with very little evidence in the literature. Their effectiveness is plausible due to promotion of healthy vaginal flora.

This study by Stapleton and colleagues enrolled premenopausal women (ages 18–40) with a history of one UTI within the past calendar year and a current, active, uncomplicated UTI. Ninety-nine percent of participants were sexually active. All women were treated with a standard antibiotic regimen for UTI. Seven to 10 days later, participants were randomly assigned to:

  • Lactobacillus crispatus vaginal suppository [Lactin-V (Osel)], daily for 5 days and then weekly for 10 weeks (n = 50), or
  • placebo (same regimen) (n = 50).

The risk of UTI was 15% among women in the probiotic group, compared with 27% in the placebo group—but this difference was only statistically significant for women who had a higher level of Lactobacillus crispatus vaginal colonization in the treatment group.

Vaginal probiotic formulations may be hard to obtain

The use of probiotics to prevent recurrent UTIs is new and innovative. However, vaginal probiotic formulations are not widely available, and most commercially available oral probiotic formulations are marketed for digestive health—an area where the effects have been studied widely.

In this study, the mean age was 21 years. Given that hypoestrogenization is associated with decreased vaginal colonization with Lactobacillus, an interesting area of future study would be the use of probiotics in postmenopausal women.

Continued investigation of probiotics is warranted, as this approach could help in the treatment of women who have intolerance to antibiotics and is generally considered safe and well-tolerated.

 

 

WHAT THIS EVIDENCE MEANS FOR PRACTICE

Intravaginal probiotic prophylaxis may reduce the risk of recurrent UTIs. However, further studies are needed to confirm early enthusiasm and delineate ideal populations.

We want to hear from you! Tell us what you think.

References

1. Foxman B, Barolow R, D’Arcy H, Gillespie B, Sobel JD. Urinary tract infection: self-reported incidence and associated costs. Ann Epidemiol. 2000;10(8):509-515.

2. Bent S, Nallamothu BK, Simel DL, Fihn SD, Saint S. Does this woman have an acute uncomplicated urinary tract infection? JAMA. 2002;287(20):2701-2710.

3. ACOG Practice Bulletin #91: Treatment of urinary tract infections in nonpregnant women. Obstet Gynecol. 2008;111(3):785-794.

4. Hooton TM. Recurrent urinary tract infection in women. Int J Antimicrob Agents. 2001;17(4):259-268.

5. Gupta K, Hooton TM, Naber KG, et al. International clinical practice guidelines for the treatment of acute uncomplicated cystitis and pyelonephritis in women: a 2010 update by the Infectious Disease Society of America and the European Society for Microbiology and Infectious Diseases. Clin Infect Dis. 2011;52(5):e103-120.

6. Sutkin G, Alperin M, Meyn L, Wiesenfeld HC, Ellison R, Zyczynski HM. Symptomatic urinary tract infections after surgery for prolapse and/or incontinence. Int Urogynecol J. 2010;21(8):955-961.

7. Dieter AA, Amundsen CL, Visco AG, Siddiqui NY. Treatment for urinary tract infection after midurethral sling: a retrospective study comparing patients who receive short-term postoperative catheterization and patients who pass a void trial on the day of surgery. Female Pelvic Med Reconstr Surg. 2012;18(3):175-178.

8. Robinson D, Cardozo L. Estrogens and the lower urinary tract. Neurourol Urodyn. 2011;30(5):754-757.

9. Perrotta C, Aznar M, Mejia R, Albert X, Ng CW. Oestrogens for preventing recurrent urinary tract infection in postmenopausal women. Cochrane Database Syst Rev. 2008;(2):CD005131.-

10. Jepson RG, Craig JC. Cranberries for preventing urinary tract infections. Cochrane Database Syst Rev. 2008;(1):CD001321.-

References

1. Foxman B, Barolow R, D’Arcy H, Gillespie B, Sobel JD. Urinary tract infection: self-reported incidence and associated costs. Ann Epidemiol. 2000;10(8):509-515.

2. Bent S, Nallamothu BK, Simel DL, Fihn SD, Saint S. Does this woman have an acute uncomplicated urinary tract infection? JAMA. 2002;287(20):2701-2710.

3. ACOG Practice Bulletin #91: Treatment of urinary tract infections in nonpregnant women. Obstet Gynecol. 2008;111(3):785-794.

4. Hooton TM. Recurrent urinary tract infection in women. Int J Antimicrob Agents. 2001;17(4):259-268.

5. Gupta K, Hooton TM, Naber KG, et al. International clinical practice guidelines for the treatment of acute uncomplicated cystitis and pyelonephritis in women: a 2010 update by the Infectious Disease Society of America and the European Society for Microbiology and Infectious Diseases. Clin Infect Dis. 2011;52(5):e103-120.

6. Sutkin G, Alperin M, Meyn L, Wiesenfeld HC, Ellison R, Zyczynski HM. Symptomatic urinary tract infections after surgery for prolapse and/or incontinence. Int Urogynecol J. 2010;21(8):955-961.

7. Dieter AA, Amundsen CL, Visco AG, Siddiqui NY. Treatment for urinary tract infection after midurethral sling: a retrospective study comparing patients who receive short-term postoperative catheterization and patients who pass a void trial on the day of surgery. Female Pelvic Med Reconstr Surg. 2012;18(3):175-178.

8. Robinson D, Cardozo L. Estrogens and the lower urinary tract. Neurourol Urodyn. 2011;30(5):754-757.

9. Perrotta C, Aznar M, Mejia R, Albert X, Ng CW. Oestrogens for preventing recurrent urinary tract infection in postmenopausal women. Cochrane Database Syst Rev. 2008;(2):CD005131.-

10. Jepson RG, Craig JC. Cranberries for preventing urinary tract infections. Cochrane Database Syst Rev. 2008;(1):CD001321.-

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How to avoid intestinal and urinary tract injuries during gynecologic laparoscopy

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How to avoid intestinal and urinary tract injuries during gynecologic laparoscopy

DID YOU READ PART 1 OF THIS SERIES?

How to avoid major vessel injury during gynecologic laparoscopy
(August 2012)

CASE: Adhesions complicate multiple surgeries

In early 2007, a 37-year-old woman with a history of hysterectomy, adhesiolysis, bilateral partial salpingectomy, and cholecystectomy underwent an attempted laparoscopic bilateral salpingo-oophorectomy (BSO) for pelvic pain. The operation was converted to laparotomy because of severe adhesions and required several hours to complete.

After the BSO, the patient developed hydronephrosis in her left kidney secondary to an inflammatory cyst. In March 2007, a urologist placed a ureteral stent to relieve the obstruction. One month later, the patient was referred to a gynecologic oncologist for chronic pelvic pain.

On October 29, 2007, the patient underwent operative laparoscopy for adhesiolysis and appendectomy. No retroperitoneal exploration was attempted at the time. According to the operative note, the 10-mm port incision was enlarged to 3 cm to enable the surgeon to inspect the descending colon. Postoperatively, the patient reported persistent abdominal pain and fever and was admitted to the hospital for observation. Although she had a documented temperature of 102°F on October 31, with tachypnea, tachycardia, and a white blood cell (WBC) count of 2.9 x 103/μL, she was discharged home the same day.

The next morning, the patient returned to the hospital’s emergency room (ER) reporting worsening abdominal pain and shortness of breath. Her vital signs included a temperature of 95.8°F, heart rate of 135 bpm, respiration of 32 breaths/min, and blood pressure of 100/68 mm Hg. An examination revealed a tender, distended abdomen, and the patient exhibited guarding behavior upon palpation in all quadrants. Bowel sounds were hypoactive, and the WBC count was 4.2 x 103/μL. No differential count was ordered. A computed tomography (CT) scan showed free air in the abdomen, pneumomediastinum, and subcutaneous emphysema of the abdominal wall and chest wall.

The next day, a differential WBC count revealed bands elevated at a 25% level. A cardiac consultant diagnosed heart failure and remarked that pneumomediastinum should not occur after abdominal surgery. In the evening, the gynecologic oncologist performed a laparotomy and observed enteric contents in the abdominal cavity, as well as a defect of approximately 2 mm in the lower portion of the rectosigmoid colon. According to the operative note, the gynecologic oncologist stapled off the area below the defect and performed a descending loop colostomy.

Postoperatively, the patient remained septic, and vegetable matter was recovered from one of the drains, so a surgical consultant was called. On November 9, a general surgeon performed an exploratory laparotomy and found necrosis, hemorrhage, acute inflammation of the colostomy, separation of the colostomy from its sutured position on the anterior abdominal wall, and mucosa at the end of the Hartman pouch, necessitating resection of this segment of the colon back to the rectum. Numerous intra-abdominal abscesses were also drained.

Two days later, the patient returned to the OR for further abscess drainage and creation of a left end colostomy. She was discharged 1 month later.

On January 4, 2008, she went to the ER for nausea and abdominal pain. Five days later, a plastic surgeon performed extensive skin grafting on the chronically open abdominal wound. On March 12, the patient returned to the ER because of abdominal pain and was admitted for nasogastric drainage and intravenous (IV) fluids. She returned to the ER again on April 26, reporting pain. A CT scan revealed a cystic mass in the pelvis, which was drained under CT guidance. In June and July, the patient was seen in the ER three times for pain, nausea, and vomiting.

In January 2009, she underwent another laparotomy for takedown of the colostomy, lysis of adhesions, and excision of a left 4-cm pelvic cyst (pathology later revealed the cyst to be ovarian tissue). She also underwent a left-sided myocutaneous flap reconstruction of an abdominal wall defect, and a right-sided myocutaneous flap with placement of a 16 x 20–cm sheet of AlloDerm Tissue Matrix (LifeCell). She continues to experience abdominal pain and visits the ER for that reason. In March 2009, she underwent repeat drainage of a pelvic collection via CT imaging. No further follow-up is available.

Could this catastrophic course have been avoided? What might have prevented it?

Adhesions are likely after any abdominal procedure

The biggest risk factor for laparoscopy-related intestinal injury is the presence of pelvic or abdominal adhesions.1,2 Adhesions inevitably form after any intra-abdominal surgery, and new adhesions are likely with each successive intra-abdominal procedure. Even adhesiolysis leads to the formation of adhesions postoperatively.

 

 

Few reliable data suggest that adhesions cause pelvic pain, or that adhesiolysis relieves such pain.3 Furthermore, it may be impossible to predict with reasonable probability where adhesions may be located preoperatively or to know with certainty whether a portion of the intestine is adherent to the anterior abdominal wall directly below the usual subumbilical entry site. Because of the likelihood of adhesions in a patient who has undergone two or more laparotomies, it is risky to thrust a 10- to 12-mm trocar through the anterior abdominal wall below the navel.

A few variables influence the risk of injury

The trocar used in laparoscopic procedures plays a role in the risk of bowel injury. For example, relatively dull reusable devices may push nonfixed intestine away rather than penetrate the viscus. In contrast, razor-sharp disposable devices are more likely to cut into the underlying bowel.

Body habitus is also important. The obese woman is at greater risk for entry injuries, owing to physical aspects of the fatty anterior abdominal wall. When force is applied to the wall, it moves inward, toward the posterior wall, trapping intestine. In a thin woman, the abdominal wall is less elastic, so there is less excursion upon trocar entry.

Intestinal status is another variable to consider. A collapsed bowel is unlikely to be perforated by an entry trocar, whereas a thin, distended bowel is vulnerable to injury. Bowel status can be determined preoperatively using various modalities, including radiographic studies.

Careful surgical technique is imperative. Sharp dissection is always preferable to the blunt tearing of tissue, particularly in cases involving fibrous adhesions. Tearing a dense, unyielding adhesion is likely to remove a piece of intestinal wall because the tensile strength of the adhesion is typically greater than that of the viscus itself.

Thorough knowledge of pelvic anatomy is essential. It would be particularly egregious for a surgeon to mistake an adhesion for the normal peritoneal attachments of the left and sigmoid colon, or to resect the mesentery of the small bowel, believing it to be an adhesion.

Energy devices account for a significant number of intestinal injuries (FIGURE 1). Any surgeon who utilizes an energy device is obligated to protect the patient from a thermal injury—and the manufacturers of these instruments should provide reliable data on the safe use of the device, including information about the expected zone of conductive thermal spread based on power density and tissue type. As a general rule, avoid the use of monopolar electrosurgical devices for intra-abdominal dissection.

Adhesiolysis is a risky enterprise. Several studies have found a significant likelihood of bowel injury during lysis of adhesions.4-6 In two studies by Baggish, 94% of adhesiolysis-related injuries involved moderate or severe adhesions.5,6


FIGURE 1 Use of energy devices is risky near bowel
Energy devices account for a significant number of intestinal injuries. In this figure, the arrow indicates leakage of fecal matter from the bowel defect.

Is laparoscopy the wisest approach?

It is important to weigh the risks of laparoscopy against the potential benefits for the patient. Surgical experience and skill are perhaps the most important variables to consider when deciding on an operative approach. A high volume of laparoscopic operations—performed by a gynecologic surgeon—should translate into a lower risk of injury to intra-abdominal structures.7 That is, the greater the number of cases performed, the lower the risk of injury.

Garry and colleagues conducted two parallel randomized trials comparing 1) laparoscopic and abdominal hysterectomy and 2) laparoscopic and vaginal hysterectomy as part of the eVALuate study.8 Laparoscopic hysterectomy was associated with a significantly higher rate of major complications than abdominal hysterectomy and took longer to perform. No major differences in the rate of complications were found between laparoscopic and vaginal hysterectomy.

In a review of laparoscopy-related bowel injuries, Brosens and colleagues found significant variations in the complication rate, depending on the experience of the surgeon—a 0.2% rate of access injuries for surgeons who had performed fewer than 100 procedures versus 0.06% for those who had performed more than 100 cases, and a 0.3% rate of operative injuries for surgeons who had performed fewer than 100 procedures versus 0.04% for more experienced surgeons.7

A few precautions can improve the safety of laparoscopy

If adhesions are known or suspected, primary laparoscopic entry should be planned for a site other than the infra-umbilical area. Options include:

  • entry via the left hypochondrium in the midclavicular line
  • an open procedure.

However, open laparoscopic entry does not always avert intestinal injury.9-11

If the anatomy is obscured once the abdomen has been entered safely, retroperitoneal dissection may be useful, particularly for exposure of the left colon. When it is unclear whether a structure to be incised is a loop of bowel or a distended, adherent oviduct, it is best to refrain from cutting it.

 

 

For adhesiolysis, traction and counter-traction are the techniques of choice. Dissection of intestine should always be parallel to the axis of the viscus. Remember, too, that the blood supply enters via the mesenteric margin of the intestine.

After any dissection involving the intestine, carefully inspect the bowel and describe that inspection in the operative report (FIGURE 2). If injury is suspected, consult a general surgeon and open the abdomen to permit thorough inspection of the intestines.

What the literature reveals about intestinal injury

Several published reports describe a large number of laparoscopic cases and the major attendant complications.12-16 A number of studies have focused on gastrointestinal (GI) complications associated with laparoscopic procedures, providing site-specific data.

Many injuries occur during entry

Vilos reported on 40 bowel injuries, of which 55% occurred during primary trocar entry (19 closed and three open entries).17

In a report on 62 GI injuries in 56 patients, Chapron and colleagues found that one-third occurred during the approach phase of the laparoscopy; they advocated creation of a pneumoperitoneum rather than direct trocar insertion.18

In a report from the Netherlands, 24 of 29 GI injuries occurred during the approach.2

In a review of 63 GI complications related to diagnostic and operative laparoscopy, 75% of injuries were associated with primary trocar insertion.19

Optical access trocars do not appear to be protective against bowel injury. One study of 79 complications associated with these devices found 24 bowel injuries.20

In addition, in two reports detailing 130 cases of small- and large-bowel perforations associated with laparoscopic procedures, Baggish found that 62 (77%) of small-bowel injuries and 20 (41%) of colonic injuries were entry-related.5,6

Energy devices can be problematic

In the study by Chapron and colleagues of 62 GI injuries, six were secondary to the use of electrosurgical devices, four of them involving monopolar instruments.18

In a study from Scotland, 27 of 117 (23%) of bowel injuries during laparoscopic procedures were attributable to a thermal event.21

Baggish found that 43% of operative injuries among 130 intestinal perforations were energy-related.5,6

Intraoperative diagnosis is optimal

Soderstrom reviewed 66 cases of laparoscopy-related bowel injuries and found three deaths attributable to a delay in diagnosis exceeding 72 hours.4

In a study by Vilos, the mean time for diagnosis of bowel injuries was 4 days (range, 0–23 days), with intraoperative diagnosis in only 35.7% of cases.17

In a Finnish nationwide analysis of laparoscopic complications, Harkki-Siren and Kurki found that small-bowel injuries were identified an average of 3.3 days after occurrence; when electrosurgery was involved in the injury, the average time to diagnosis was 4.8 days.22 As for large-bowel injuries, 44% were identified intraoperatively. In the remainder of cases, the average time from injury to diagnosis was 10.4 days for electrosurgical injuries and 1.3 days for injuries related to sharp dissection.

In the studies by Baggish, 82 of 130 (63%) intestinal injuries were diagnosed 48 hours or more after the operation.5,6

Baggish also made the following observations:

  • The most common symptoms of intestinal injury were (in order of frequency) abdominal pain, bloating, nausea and vomiting, and fever or chills (or both). The most common signs were abdominal tenderness, abdominal distension, diminished bowel sounds, and elevated or subnormal temperature.
  • Sepsis was apparent (due to the onset of systemic inflammatory response syndrome) in the majority of small-bowel perforations and virtually all colonic perforations. Findings of tachycardia, tachypnea, elevated leukocyte count, and bandemia suggested sepsis syndrome.
  • Radiologically observed free air was often misinterpreted by the radiologist as being consistent with residual gas from the initial laparoscopy. In reality, most—if not all—CO2 gas is absorbed within 24 hours, particularly in obese women. Early CT imaging with oral contrast leads to the most expeditious, correct diagnosis, compared with flat and upright abdominal radiographs.
  • Obese women did not exhibit rebound tenderness even though subsequent operative findings revealed extensive and severe peritonitis.
  • When infection occurred, it usually was polymicrobial in nature. The most frequently cultured organisms include Escherichia coli, Enterococcus, alpha and beta Streptococcus, Staphylococcus, and Bacteroides.

Baggish concluded that earlier diagnosis could be achieved with careful inspection of the intestine at the conclusion of each operative procedure (FIGURE 2).

Similarly, Chapron and colleagues recommended meticulous inspection of all areas where bowel lysis has been performed. “When there is the slightest doubt, carry out tests for leakage (transanal injection of 200 mL methylene blue using a Foley catheter) in order not to overlook a rectosigmoid injury which would become apparent secondarily in a context of peritonitis,” they wrote. They also suggested that the patient be educated about the signs and symptoms of intestinal injury.18

 

 

Whenever a bowel injury is visualized intraoperatively, assume that it is transmural until it is proved otherwise.


FIGURE 2 Meticulous bowel inspection can identify perforation
It is vital to inspect the bowel after any dissection that involves the intestine, being especially alert for puncture wounds caused by a trocar and small tears associated with adhesiolysis.

SOURCE: Baggish MS, Karram MM. Atlas of Pelvic Anatomy and Gynecologic Surgery. 3rd ed. Philadelphia: Elsevier; 2011:1142.

How to avoid urinary tract injuries

Along with major vessel injury and intestinal perforation, bladder and ureteral injuries are the most common complications of laparoscopic surgery. Although urinary tract injuries are rarely fatal, they can cause a range of sequelae, including urinoma, vesicovaginal and ureterovaginal fistulas, hydroureter, hydronephrosis, renal damage, and kidney atrophy.

The incidence of ureteral injury during laparoscopy ranges from less than 0.1% to 1.0%, and the incidence of bladder injury ranges from less than 0.8% to 2.0%.23-26 Investigators in Singapore described eight urologic injuries among 485 laparoscopic hysterectomies and identified several risk factors:

  • previous cesarean delivery
  • multiple fibroids
  • severe endometriosis.27

Another set of investigators found a history of laparotomy to be a risk factor for bladder injury during laparoscopic hysterectomy.28

Rooney and colleagues studied the effect of previous cesarean delivery on the risk of injury during hysterectomy.29 Among 5,092 hysterectomies—including 433 laparoscopic-assisted vaginal hysterectomies, 3,140 abdominal procedures, and 1,539 vaginal operations—the rate of bladder injury varied by approach. Cystotomy was observed in 0.76% of abdominal hysterectomies (33% had a previous cesarean delivery), 1.3% of vaginal procedures (21% had a previous cesarean), and 1.8% of laparoscopic operations (62.5% had a previous cesarean). The odds ratio for cystotomy during hysterectomy among women with a previous cesarean delivery was 1.26 for the abdominal approach, 3.00 for the vaginal route, and 7.50 for laparoscopic-assisted vaginal hysterectomy.29

Two studies highlight common aspects of injury

In a recent report of 75 urinary tract injuries associated with laparoscopic surgery, Baggish identified a total of 33 injuries involving the bladder and 42 of ureteral origin. Twelve of the bladder injuries were associated with the approach, and 21 were related to the surgery. In contrast, only one of the 42 ureteral injuries was related to the approach.30

Baggish also found that just under 50% of urinary tract injuries were related to the use of thermal energy, including all three vesicovaginal fistulas. Fourteen bladder lacerations occurred during separation of the bladder from the uterus during laparoscopic hysterectomy.30

Common sites of injury were at the infundibulopelvic ligament, between the infundibulopelvic ligament and the uterine vessels, and at or below the uterine vessels.30

None of the 42 ureteral injuries were diagnosed intraoperatively. In fact, 37 of these injuries were not correctly diagnosed until more than 48 hours after surgery. Two uterovaginal fistulas were also diagnosed in the late postoperative period.30

Bladder injuries were identified via cystoscopy or cystometrogram or by the instillation of methylene blue into the bladder, with observation from above for leakage. Ureteral injuries were identified by IV pyelogram, retrograde pyelogram, or attempted passage of a stent. Every ureteral injury showed up as hydroureter and hydronephrosis via pyelography.30

Grainger and colleagues reported five ureteral injuries associated with laparoscopic procedures.31 The principal symptoms were low back pain, abdominal pain, leukocytosis, and peritonitis. All five injuries were associated with endometriosis surgery, most commonly near the uterosacral ligaments.

Grainger and colleagues cited eight additional cases of injury. Three patients among the 13 total cases lost renal function, and two eventually required nephrectomy.31

How to prevent, identify, and manage urinary tract injuries

Thorough knowledge of anatomy and meticulous technique are imperative to prevent urinary tract injuries. Strategies include:

  • Use sharp rather than blunt dissection.
  • Know the risk factors for urinary tract injury, which include previous cesarean delivery or intra-abdominal surgery, presence of adhesions, and deep endometriosis.
  • Be aware of the dangers posed by energy devices when they are used near the bladder and ureter. Even bipolar devices can cause thermal injury.
  • Employ hydrodissection when there are bladder adhesions, and work nearer the uterus or vagina than the bladder, leaving a margin of tissue.
  • When the ureter’s location is unclear relative to the operative site, do not hesitate to open the retroperitoneal space to observe the ureter. If necessary, dissect the ureter distally.
  • Perform cystoscopy with IV indigo carmine injection at the conclusion of surgery to ensure that the ureter is not occluded.
  • Be aware that peristalsis is not an indication of ureteral integrity. In fact, an obstructed ureter will pulsate more vigorously than a normal one.
  • Consider preoperative ureteral catheterization, which may avert injury without increasing operative time, blood loss, and hospital stay,32 although the data are not definitive.33
  • Be vigilant. Early identification of injuries reduces morbidity. In the case of ureteral obstruction, immediate stenting will usually obviate the need for ureteral implantation and nephrostomy if the obstruction is not complete.
  • Intervene early to cut an obstructing suture or relieve ureteral bowing. Doing so may eliminate the obstruction altogether in many cases.
  • If a laceration is found in the bladder trigone or its vicinity, always perform ureteral catheterization to help prevent the inadvertent suturing of the intravesical ureter into the repair.
  • After repair of a bladder laceration, perform cystoscopy with IV injection of indigo carmine to ensure ureteral integrity.
  • Use only absorbable suture in bladder repairs. I recommend 2-0 chromic catgut for the first layer, which should encompass muscularis and mucosa. Place a second layer of sutures using 3-0 polyglactin 910 (Vicryl), imbricating the first layer.
  • After completion of a bladder repair, instill a solution of diluted methylene blue (1 part methylene blue to 100 parts sterile water or saline) to distend the bladder, and carefully inspect the closure to ensure that it is watertight. Then place a Foley catheter for a minimum of 2 weeks. Four to 6 weeks after repair, perform a cystogram to ensure that healing is complete, with no leakage.
  • Call a urologist if you are not well-versed in bladder repair, or if the ureter is injured (or injury is suspected).
  • Watch for fistula formation, an inevitable outcome of untreated bladder and ureteral injury, which may occur early or late in the postoperative course.
 

 

Choose an approach wisely

Laparoscopy is a learned skill. Supervised practice generally leads to greater levels of proficiency, and repetition of the same operations improves dexterity and execution. However, laparoscopy is also an art—some people have the touch and some do not.

Although laparoscopic techniques offer many advantages, they also have shortcomings. The complications described here, and the strategies I have offered for preventing and managing them, should help gynecologic surgeons determine whether laparoscopy is the optimal route of operation, based on surgical experience, characteristics of the individual patient, and other variables.

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References

1. Brill AW, Nezhat F, Nezhat CH, et al. The incidence of adhesions after prior laparotomy: a laparoscopic appraisal. Obstet Gynecol. 1995;85(2):269–279.

2. Jansen FW, Kapiteyn K, Trimbos-Kemper T, et al. Complications of laparoscopy: a prospective multicenter observational study. Br J Obstet Gynecol. 1997;104(5):595–600.

3. Hammoud A, Gago A, Diamond M. Adhesions in patients with chronic pelvic pain: a role for adhesiolysis? Fertil Steril. 2004;82(6):1483–1491.

4. Soderstrom RM. Bowel injury litigation after laparoscopy. J Am Assoc Gynecol Laparosc. 1993;1(1):74–73.

5. Baggish MS. How to avoid injury to bowel during laparoscopy. OBG Manage. 2008;20(7):47–60.

6. Baggish MS. One hundred and thirty small- and large-bowel injuries associated with gynecologic laparoscopic operations. J Gynecol Surg. 2007;23(3):83–95.

7. Brosens I, Gordon A, Campo R, et al. Bowel injury in gynecologic laparoscopy. J Am Assoc Gynecol Laparosc. 2003;10(1):9–13.

8. Garry R, Fountain J, Mason S, et al. The eVALuate study: two parallel randomized trials, one comparing laparoscopic with abdominal hysterectomy, the other comparing laparoscopic with vaginal hysterectomy. BMJ. 2004; 328(7432):129.

9. Chapron C, Querleu D, Bruhat MA, et al. Surgical complications of diagnostic and operative gynecological laparoscopy: a series of 29966 cases. Hum Reprod. 1998;13(4):867–872.

10. Jansen FW, Kolkman W, Bakkum EA, et al. Complications of laparoscopy: an inquiry about closed versus open-entry technique. Am J Obstet Gynecol. 2004;190(3):634–638.

11. Shirk GJ, Johns A, Redwine DB. Complications of laparoscopic surgery: how to avoid them and how to repair them. J Minim Invasive Surg. 2006;13(4):352–359.

12. Fuller J, Binita AS, Carey-Corrado J. Trocar-associated injuries and fatalities: an analysis of 1399 reports to the FDA. J Min Invasive Gynecol. 2005;12(4):302–307.

13. Saidi MH, Vancaille TG, White J, et al. Complications of major operative laparoscopy. Obstet Gynecol Surv. 1996;51(11):661–662.

14. Makinen J, Johansson J, Tomas C, et al. Morbidity of 10,110 hysterectomies by type of approach. Hum Reprod. 2001;16(7):1473–1478.

15. Bhoyrul S, Vierra MA, Nezhat CR, et al. Trocar injuries in laparoscopic surgery. J Am Coll Surg. 2001;192(6):677–683.

16. Bateman BG, Kolp LA, Hoeger K. Complications of laparoscopy—operative and diagnostic. Fertil Steril. 1996;66(1):30–35.

17. Vilos GA. Laparoscopic bowel injuries: forty litigated gynecological cases in Canada. J Obstet Gynaecol Canada. 2002;24(3):224–230.

18. Chapron C, Harchaoui Y, Lacroix S, et al. Gastrointestinal injuries during gynecological laparoscopy. Hum Reprod. 1999;14(2):333–337.

19. Champault G, Cazacu F, Taffinder N. Serious trocar accidents in laparoscopic surgery: a French survey of 103,852 operations. Surg Laparosc Endosc. 1996;6(5):367–370.

20. Sharp HT, Dodson MK, Draper ML, et al. Complications associated with optical-access laparoscopic trocars. Obstet Gynecol. 2002;99(4):553–555.

21. Brown CJA, Chamberlain GVP, Jordan JA, et al. Gynecological laparoscopy: the report of the Working Party of the Confidential Enquiry into Gynecological Laparoscopy. Br J Obstet Gynaecol. 1978;85:401–403.

22. Harkki-Siren P, Kurki T. A nationwide analysis of laparoscopic complications. Obstet Gynecol. 1997;89(1):108–112.

23. Tamussino KF, Lang PF, Breinl E. Ureteral complications with operative gynecologic laparoscopy. Am J Obstet Gynecol. 1998;178(5):967–970.

24. Aslan P, Brooks A, Drummond M, et al. Incidence and management of gynecological related ureteric injuries. Aust N Z J Obstet Gynecol. 1999;39(2):178–181.

25. Wang PH, Lee WL, Yuan CC, et al. Major complications of operative and diagnostic laparoscopy for gynecologic disease. J Am Assoc Gynecol Laparosc, 2001;8(1):68–73.

26. Oh BR, Kwon DD, Park KS, et al. Late presentation of ureteral injury after laparoscopic surgery. Obstet Gynecol. 2000;95(3):337–339.

27. Siow A, Nikam YA, Ng C, et al. Urological complications of laparoscopic hysterectomy: a four year review at KK women’s and children’s hospital Singapore. Singapore Med J. 2007;48(3):217–221.

28. Lafay PMC, Leonard F, Chopin N, et al. Incidence and risk factors of bladder injuries during laparoscopic hysterectomy indicated for benign pathologies: a 14.5 years experience in a continuous series of 1501 procedures. Hum Reprod. 2009;24(4):842–849.

29. Rooney CM, Crawford AT, Vassallo BJ, et al. Is previous cesarean section a risk for incidental cystotomy at the time of hysterectomy? A case-controlled study. Am J Obstet Gynecol. 2005;193(6):2041–2044.

30. Baggish MS. Urinary tract injuries secondary to gynecologic laparoscopic surgery: analysis of seventy-five cases. J Gynecol Surg. 2010;26(2):79–92.

31. Grainger DA, Soderstrom RM, Schiff SF, et al. Ureteral injuries at laparoscopy: insights into diagnosis, management, and prevention. Obstet Gynecol. 1990;75(5):839–843.

32. Chapron C, Dubuisson JB, Ansquer Y, et al. Bladder injuries during total laparoscopic hysterectomy: diagnosis, management and prevention. J Gynecol Surg. 1995; 11(2):95–98.

33. Kuno K, Menzin A, Kauder HH, et al. Prophylactic ureteral catheterization in gynecologic surgery. Urology. 1998;52(6):1004–1008.

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Dr. Baggish practices Obstetrics and Gynecology at The Women’s Center at Saint Helena Hospital in Saint Helena, California. He also serves as Professor of Obstetrics and Gynecology at the University of California, San Francisco, and as Emeritus Chairman and Residency Director, Department of Obstetrics and Gynecology, Good Samaritan Hospital, Cincinnati, Ohio.

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Dr. Baggish practices Obstetrics and Gynecology at The Women’s Center at Saint Helena Hospital in Saint Helena, California. He also serves as Professor of Obstetrics and Gynecology at the University of California, San Francisco, and as Emeritus Chairman and Residency Director, Department of Obstetrics and Gynecology, Good Samaritan Hospital, Cincinnati, Ohio.

Dr. Baggish reports no financial relationships relevant to this article.

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DID YOU READ PART 1 OF THIS SERIES?

How to avoid major vessel injury during gynecologic laparoscopy
(August 2012)

CASE: Adhesions complicate multiple surgeries

In early 2007, a 37-year-old woman with a history of hysterectomy, adhesiolysis, bilateral partial salpingectomy, and cholecystectomy underwent an attempted laparoscopic bilateral salpingo-oophorectomy (BSO) for pelvic pain. The operation was converted to laparotomy because of severe adhesions and required several hours to complete.

After the BSO, the patient developed hydronephrosis in her left kidney secondary to an inflammatory cyst. In March 2007, a urologist placed a ureteral stent to relieve the obstruction. One month later, the patient was referred to a gynecologic oncologist for chronic pelvic pain.

On October 29, 2007, the patient underwent operative laparoscopy for adhesiolysis and appendectomy. No retroperitoneal exploration was attempted at the time. According to the operative note, the 10-mm port incision was enlarged to 3 cm to enable the surgeon to inspect the descending colon. Postoperatively, the patient reported persistent abdominal pain and fever and was admitted to the hospital for observation. Although she had a documented temperature of 102°F on October 31, with tachypnea, tachycardia, and a white blood cell (WBC) count of 2.9 x 103/μL, she was discharged home the same day.

The next morning, the patient returned to the hospital’s emergency room (ER) reporting worsening abdominal pain and shortness of breath. Her vital signs included a temperature of 95.8°F, heart rate of 135 bpm, respiration of 32 breaths/min, and blood pressure of 100/68 mm Hg. An examination revealed a tender, distended abdomen, and the patient exhibited guarding behavior upon palpation in all quadrants. Bowel sounds were hypoactive, and the WBC count was 4.2 x 103/μL. No differential count was ordered. A computed tomography (CT) scan showed free air in the abdomen, pneumomediastinum, and subcutaneous emphysema of the abdominal wall and chest wall.

The next day, a differential WBC count revealed bands elevated at a 25% level. A cardiac consultant diagnosed heart failure and remarked that pneumomediastinum should not occur after abdominal surgery. In the evening, the gynecologic oncologist performed a laparotomy and observed enteric contents in the abdominal cavity, as well as a defect of approximately 2 mm in the lower portion of the rectosigmoid colon. According to the operative note, the gynecologic oncologist stapled off the area below the defect and performed a descending loop colostomy.

Postoperatively, the patient remained septic, and vegetable matter was recovered from one of the drains, so a surgical consultant was called. On November 9, a general surgeon performed an exploratory laparotomy and found necrosis, hemorrhage, acute inflammation of the colostomy, separation of the colostomy from its sutured position on the anterior abdominal wall, and mucosa at the end of the Hartman pouch, necessitating resection of this segment of the colon back to the rectum. Numerous intra-abdominal abscesses were also drained.

Two days later, the patient returned to the OR for further abscess drainage and creation of a left end colostomy. She was discharged 1 month later.

On January 4, 2008, she went to the ER for nausea and abdominal pain. Five days later, a plastic surgeon performed extensive skin grafting on the chronically open abdominal wound. On March 12, the patient returned to the ER because of abdominal pain and was admitted for nasogastric drainage and intravenous (IV) fluids. She returned to the ER again on April 26, reporting pain. A CT scan revealed a cystic mass in the pelvis, which was drained under CT guidance. In June and July, the patient was seen in the ER three times for pain, nausea, and vomiting.

In January 2009, she underwent another laparotomy for takedown of the colostomy, lysis of adhesions, and excision of a left 4-cm pelvic cyst (pathology later revealed the cyst to be ovarian tissue). She also underwent a left-sided myocutaneous flap reconstruction of an abdominal wall defect, and a right-sided myocutaneous flap with placement of a 16 x 20–cm sheet of AlloDerm Tissue Matrix (LifeCell). She continues to experience abdominal pain and visits the ER for that reason. In March 2009, she underwent repeat drainage of a pelvic collection via CT imaging. No further follow-up is available.

Could this catastrophic course have been avoided? What might have prevented it?

Adhesions are likely after any abdominal procedure

The biggest risk factor for laparoscopy-related intestinal injury is the presence of pelvic or abdominal adhesions.1,2 Adhesions inevitably form after any intra-abdominal surgery, and new adhesions are likely with each successive intra-abdominal procedure. Even adhesiolysis leads to the formation of adhesions postoperatively.

 

 

Few reliable data suggest that adhesions cause pelvic pain, or that adhesiolysis relieves such pain.3 Furthermore, it may be impossible to predict with reasonable probability where adhesions may be located preoperatively or to know with certainty whether a portion of the intestine is adherent to the anterior abdominal wall directly below the usual subumbilical entry site. Because of the likelihood of adhesions in a patient who has undergone two or more laparotomies, it is risky to thrust a 10- to 12-mm trocar through the anterior abdominal wall below the navel.

A few variables influence the risk of injury

The trocar used in laparoscopic procedures plays a role in the risk of bowel injury. For example, relatively dull reusable devices may push nonfixed intestine away rather than penetrate the viscus. In contrast, razor-sharp disposable devices are more likely to cut into the underlying bowel.

Body habitus is also important. The obese woman is at greater risk for entry injuries, owing to physical aspects of the fatty anterior abdominal wall. When force is applied to the wall, it moves inward, toward the posterior wall, trapping intestine. In a thin woman, the abdominal wall is less elastic, so there is less excursion upon trocar entry.

Intestinal status is another variable to consider. A collapsed bowel is unlikely to be perforated by an entry trocar, whereas a thin, distended bowel is vulnerable to injury. Bowel status can be determined preoperatively using various modalities, including radiographic studies.

Careful surgical technique is imperative. Sharp dissection is always preferable to the blunt tearing of tissue, particularly in cases involving fibrous adhesions. Tearing a dense, unyielding adhesion is likely to remove a piece of intestinal wall because the tensile strength of the adhesion is typically greater than that of the viscus itself.

Thorough knowledge of pelvic anatomy is essential. It would be particularly egregious for a surgeon to mistake an adhesion for the normal peritoneal attachments of the left and sigmoid colon, or to resect the mesentery of the small bowel, believing it to be an adhesion.

Energy devices account for a significant number of intestinal injuries (FIGURE 1). Any surgeon who utilizes an energy device is obligated to protect the patient from a thermal injury—and the manufacturers of these instruments should provide reliable data on the safe use of the device, including information about the expected zone of conductive thermal spread based on power density and tissue type. As a general rule, avoid the use of monopolar electrosurgical devices for intra-abdominal dissection.

Adhesiolysis is a risky enterprise. Several studies have found a significant likelihood of bowel injury during lysis of adhesions.4-6 In two studies by Baggish, 94% of adhesiolysis-related injuries involved moderate or severe adhesions.5,6


FIGURE 1 Use of energy devices is risky near bowel
Energy devices account for a significant number of intestinal injuries. In this figure, the arrow indicates leakage of fecal matter from the bowel defect.

Is laparoscopy the wisest approach?

It is important to weigh the risks of laparoscopy against the potential benefits for the patient. Surgical experience and skill are perhaps the most important variables to consider when deciding on an operative approach. A high volume of laparoscopic operations—performed by a gynecologic surgeon—should translate into a lower risk of injury to intra-abdominal structures.7 That is, the greater the number of cases performed, the lower the risk of injury.

Garry and colleagues conducted two parallel randomized trials comparing 1) laparoscopic and abdominal hysterectomy and 2) laparoscopic and vaginal hysterectomy as part of the eVALuate study.8 Laparoscopic hysterectomy was associated with a significantly higher rate of major complications than abdominal hysterectomy and took longer to perform. No major differences in the rate of complications were found between laparoscopic and vaginal hysterectomy.

In a review of laparoscopy-related bowel injuries, Brosens and colleagues found significant variations in the complication rate, depending on the experience of the surgeon—a 0.2% rate of access injuries for surgeons who had performed fewer than 100 procedures versus 0.06% for those who had performed more than 100 cases, and a 0.3% rate of operative injuries for surgeons who had performed fewer than 100 procedures versus 0.04% for more experienced surgeons.7

A few precautions can improve the safety of laparoscopy

If adhesions are known or suspected, primary laparoscopic entry should be planned for a site other than the infra-umbilical area. Options include:

  • entry via the left hypochondrium in the midclavicular line
  • an open procedure.

However, open laparoscopic entry does not always avert intestinal injury.9-11

If the anatomy is obscured once the abdomen has been entered safely, retroperitoneal dissection may be useful, particularly for exposure of the left colon. When it is unclear whether a structure to be incised is a loop of bowel or a distended, adherent oviduct, it is best to refrain from cutting it.

 

 

For adhesiolysis, traction and counter-traction are the techniques of choice. Dissection of intestine should always be parallel to the axis of the viscus. Remember, too, that the blood supply enters via the mesenteric margin of the intestine.

After any dissection involving the intestine, carefully inspect the bowel and describe that inspection in the operative report (FIGURE 2). If injury is suspected, consult a general surgeon and open the abdomen to permit thorough inspection of the intestines.

What the literature reveals about intestinal injury

Several published reports describe a large number of laparoscopic cases and the major attendant complications.12-16 A number of studies have focused on gastrointestinal (GI) complications associated with laparoscopic procedures, providing site-specific data.

Many injuries occur during entry

Vilos reported on 40 bowel injuries, of which 55% occurred during primary trocar entry (19 closed and three open entries).17

In a report on 62 GI injuries in 56 patients, Chapron and colleagues found that one-third occurred during the approach phase of the laparoscopy; they advocated creation of a pneumoperitoneum rather than direct trocar insertion.18

In a report from the Netherlands, 24 of 29 GI injuries occurred during the approach.2

In a review of 63 GI complications related to diagnostic and operative laparoscopy, 75% of injuries were associated with primary trocar insertion.19

Optical access trocars do not appear to be protective against bowel injury. One study of 79 complications associated with these devices found 24 bowel injuries.20

In addition, in two reports detailing 130 cases of small- and large-bowel perforations associated with laparoscopic procedures, Baggish found that 62 (77%) of small-bowel injuries and 20 (41%) of colonic injuries were entry-related.5,6

Energy devices can be problematic

In the study by Chapron and colleagues of 62 GI injuries, six were secondary to the use of electrosurgical devices, four of them involving monopolar instruments.18

In a study from Scotland, 27 of 117 (23%) of bowel injuries during laparoscopic procedures were attributable to a thermal event.21

Baggish found that 43% of operative injuries among 130 intestinal perforations were energy-related.5,6

Intraoperative diagnosis is optimal

Soderstrom reviewed 66 cases of laparoscopy-related bowel injuries and found three deaths attributable to a delay in diagnosis exceeding 72 hours.4

In a study by Vilos, the mean time for diagnosis of bowel injuries was 4 days (range, 0–23 days), with intraoperative diagnosis in only 35.7% of cases.17

In a Finnish nationwide analysis of laparoscopic complications, Harkki-Siren and Kurki found that small-bowel injuries were identified an average of 3.3 days after occurrence; when electrosurgery was involved in the injury, the average time to diagnosis was 4.8 days.22 As for large-bowel injuries, 44% were identified intraoperatively. In the remainder of cases, the average time from injury to diagnosis was 10.4 days for electrosurgical injuries and 1.3 days for injuries related to sharp dissection.

In the studies by Baggish, 82 of 130 (63%) intestinal injuries were diagnosed 48 hours or more after the operation.5,6

Baggish also made the following observations:

  • The most common symptoms of intestinal injury were (in order of frequency) abdominal pain, bloating, nausea and vomiting, and fever or chills (or both). The most common signs were abdominal tenderness, abdominal distension, diminished bowel sounds, and elevated or subnormal temperature.
  • Sepsis was apparent (due to the onset of systemic inflammatory response syndrome) in the majority of small-bowel perforations and virtually all colonic perforations. Findings of tachycardia, tachypnea, elevated leukocyte count, and bandemia suggested sepsis syndrome.
  • Radiologically observed free air was often misinterpreted by the radiologist as being consistent with residual gas from the initial laparoscopy. In reality, most—if not all—CO2 gas is absorbed within 24 hours, particularly in obese women. Early CT imaging with oral contrast leads to the most expeditious, correct diagnosis, compared with flat and upright abdominal radiographs.
  • Obese women did not exhibit rebound tenderness even though subsequent operative findings revealed extensive and severe peritonitis.
  • When infection occurred, it usually was polymicrobial in nature. The most frequently cultured organisms include Escherichia coli, Enterococcus, alpha and beta Streptococcus, Staphylococcus, and Bacteroides.

Baggish concluded that earlier diagnosis could be achieved with careful inspection of the intestine at the conclusion of each operative procedure (FIGURE 2).

Similarly, Chapron and colleagues recommended meticulous inspection of all areas where bowel lysis has been performed. “When there is the slightest doubt, carry out tests for leakage (transanal injection of 200 mL methylene blue using a Foley catheter) in order not to overlook a rectosigmoid injury which would become apparent secondarily in a context of peritonitis,” they wrote. They also suggested that the patient be educated about the signs and symptoms of intestinal injury.18

 

 

Whenever a bowel injury is visualized intraoperatively, assume that it is transmural until it is proved otherwise.


FIGURE 2 Meticulous bowel inspection can identify perforation
It is vital to inspect the bowel after any dissection that involves the intestine, being especially alert for puncture wounds caused by a trocar and small tears associated with adhesiolysis.

SOURCE: Baggish MS, Karram MM. Atlas of Pelvic Anatomy and Gynecologic Surgery. 3rd ed. Philadelphia: Elsevier; 2011:1142.

How to avoid urinary tract injuries

Along with major vessel injury and intestinal perforation, bladder and ureteral injuries are the most common complications of laparoscopic surgery. Although urinary tract injuries are rarely fatal, they can cause a range of sequelae, including urinoma, vesicovaginal and ureterovaginal fistulas, hydroureter, hydronephrosis, renal damage, and kidney atrophy.

The incidence of ureteral injury during laparoscopy ranges from less than 0.1% to 1.0%, and the incidence of bladder injury ranges from less than 0.8% to 2.0%.23-26 Investigators in Singapore described eight urologic injuries among 485 laparoscopic hysterectomies and identified several risk factors:

  • previous cesarean delivery
  • multiple fibroids
  • severe endometriosis.27

Another set of investigators found a history of laparotomy to be a risk factor for bladder injury during laparoscopic hysterectomy.28

Rooney and colleagues studied the effect of previous cesarean delivery on the risk of injury during hysterectomy.29 Among 5,092 hysterectomies—including 433 laparoscopic-assisted vaginal hysterectomies, 3,140 abdominal procedures, and 1,539 vaginal operations—the rate of bladder injury varied by approach. Cystotomy was observed in 0.76% of abdominal hysterectomies (33% had a previous cesarean delivery), 1.3% of vaginal procedures (21% had a previous cesarean), and 1.8% of laparoscopic operations (62.5% had a previous cesarean). The odds ratio for cystotomy during hysterectomy among women with a previous cesarean delivery was 1.26 for the abdominal approach, 3.00 for the vaginal route, and 7.50 for laparoscopic-assisted vaginal hysterectomy.29

Two studies highlight common aspects of injury

In a recent report of 75 urinary tract injuries associated with laparoscopic surgery, Baggish identified a total of 33 injuries involving the bladder and 42 of ureteral origin. Twelve of the bladder injuries were associated with the approach, and 21 were related to the surgery. In contrast, only one of the 42 ureteral injuries was related to the approach.30

Baggish also found that just under 50% of urinary tract injuries were related to the use of thermal energy, including all three vesicovaginal fistulas. Fourteen bladder lacerations occurred during separation of the bladder from the uterus during laparoscopic hysterectomy.30

Common sites of injury were at the infundibulopelvic ligament, between the infundibulopelvic ligament and the uterine vessels, and at or below the uterine vessels.30

None of the 42 ureteral injuries were diagnosed intraoperatively. In fact, 37 of these injuries were not correctly diagnosed until more than 48 hours after surgery. Two uterovaginal fistulas were also diagnosed in the late postoperative period.30

Bladder injuries were identified via cystoscopy or cystometrogram or by the instillation of methylene blue into the bladder, with observation from above for leakage. Ureteral injuries were identified by IV pyelogram, retrograde pyelogram, or attempted passage of a stent. Every ureteral injury showed up as hydroureter and hydronephrosis via pyelography.30

Grainger and colleagues reported five ureteral injuries associated with laparoscopic procedures.31 The principal symptoms were low back pain, abdominal pain, leukocytosis, and peritonitis. All five injuries were associated with endometriosis surgery, most commonly near the uterosacral ligaments.

Grainger and colleagues cited eight additional cases of injury. Three patients among the 13 total cases lost renal function, and two eventually required nephrectomy.31

How to prevent, identify, and manage urinary tract injuries

Thorough knowledge of anatomy and meticulous technique are imperative to prevent urinary tract injuries. Strategies include:

  • Use sharp rather than blunt dissection.
  • Know the risk factors for urinary tract injury, which include previous cesarean delivery or intra-abdominal surgery, presence of adhesions, and deep endometriosis.
  • Be aware of the dangers posed by energy devices when they are used near the bladder and ureter. Even bipolar devices can cause thermal injury.
  • Employ hydrodissection when there are bladder adhesions, and work nearer the uterus or vagina than the bladder, leaving a margin of tissue.
  • When the ureter’s location is unclear relative to the operative site, do not hesitate to open the retroperitoneal space to observe the ureter. If necessary, dissect the ureter distally.
  • Perform cystoscopy with IV indigo carmine injection at the conclusion of surgery to ensure that the ureter is not occluded.
  • Be aware that peristalsis is not an indication of ureteral integrity. In fact, an obstructed ureter will pulsate more vigorously than a normal one.
  • Consider preoperative ureteral catheterization, which may avert injury without increasing operative time, blood loss, and hospital stay,32 although the data are not definitive.33
  • Be vigilant. Early identification of injuries reduces morbidity. In the case of ureteral obstruction, immediate stenting will usually obviate the need for ureteral implantation and nephrostomy if the obstruction is not complete.
  • Intervene early to cut an obstructing suture or relieve ureteral bowing. Doing so may eliminate the obstruction altogether in many cases.
  • If a laceration is found in the bladder trigone or its vicinity, always perform ureteral catheterization to help prevent the inadvertent suturing of the intravesical ureter into the repair.
  • After repair of a bladder laceration, perform cystoscopy with IV injection of indigo carmine to ensure ureteral integrity.
  • Use only absorbable suture in bladder repairs. I recommend 2-0 chromic catgut for the first layer, which should encompass muscularis and mucosa. Place a second layer of sutures using 3-0 polyglactin 910 (Vicryl), imbricating the first layer.
  • After completion of a bladder repair, instill a solution of diluted methylene blue (1 part methylene blue to 100 parts sterile water or saline) to distend the bladder, and carefully inspect the closure to ensure that it is watertight. Then place a Foley catheter for a minimum of 2 weeks. Four to 6 weeks after repair, perform a cystogram to ensure that healing is complete, with no leakage.
  • Call a urologist if you are not well-versed in bladder repair, or if the ureter is injured (or injury is suspected).
  • Watch for fistula formation, an inevitable outcome of untreated bladder and ureteral injury, which may occur early or late in the postoperative course.
 

 

Choose an approach wisely

Laparoscopy is a learned skill. Supervised practice generally leads to greater levels of proficiency, and repetition of the same operations improves dexterity and execution. However, laparoscopy is also an art—some people have the touch and some do not.

Although laparoscopic techniques offer many advantages, they also have shortcomings. The complications described here, and the strategies I have offered for preventing and managing them, should help gynecologic surgeons determine whether laparoscopy is the optimal route of operation, based on surgical experience, characteristics of the individual patient, and other variables.

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DID YOU READ PART 1 OF THIS SERIES?

How to avoid major vessel injury during gynecologic laparoscopy
(August 2012)

CASE: Adhesions complicate multiple surgeries

In early 2007, a 37-year-old woman with a history of hysterectomy, adhesiolysis, bilateral partial salpingectomy, and cholecystectomy underwent an attempted laparoscopic bilateral salpingo-oophorectomy (BSO) for pelvic pain. The operation was converted to laparotomy because of severe adhesions and required several hours to complete.

After the BSO, the patient developed hydronephrosis in her left kidney secondary to an inflammatory cyst. In March 2007, a urologist placed a ureteral stent to relieve the obstruction. One month later, the patient was referred to a gynecologic oncologist for chronic pelvic pain.

On October 29, 2007, the patient underwent operative laparoscopy for adhesiolysis and appendectomy. No retroperitoneal exploration was attempted at the time. According to the operative note, the 10-mm port incision was enlarged to 3 cm to enable the surgeon to inspect the descending colon. Postoperatively, the patient reported persistent abdominal pain and fever and was admitted to the hospital for observation. Although she had a documented temperature of 102°F on October 31, with tachypnea, tachycardia, and a white blood cell (WBC) count of 2.9 x 103/μL, she was discharged home the same day.

The next morning, the patient returned to the hospital’s emergency room (ER) reporting worsening abdominal pain and shortness of breath. Her vital signs included a temperature of 95.8°F, heart rate of 135 bpm, respiration of 32 breaths/min, and blood pressure of 100/68 mm Hg. An examination revealed a tender, distended abdomen, and the patient exhibited guarding behavior upon palpation in all quadrants. Bowel sounds were hypoactive, and the WBC count was 4.2 x 103/μL. No differential count was ordered. A computed tomography (CT) scan showed free air in the abdomen, pneumomediastinum, and subcutaneous emphysema of the abdominal wall and chest wall.

The next day, a differential WBC count revealed bands elevated at a 25% level. A cardiac consultant diagnosed heart failure and remarked that pneumomediastinum should not occur after abdominal surgery. In the evening, the gynecologic oncologist performed a laparotomy and observed enteric contents in the abdominal cavity, as well as a defect of approximately 2 mm in the lower portion of the rectosigmoid colon. According to the operative note, the gynecologic oncologist stapled off the area below the defect and performed a descending loop colostomy.

Postoperatively, the patient remained septic, and vegetable matter was recovered from one of the drains, so a surgical consultant was called. On November 9, a general surgeon performed an exploratory laparotomy and found necrosis, hemorrhage, acute inflammation of the colostomy, separation of the colostomy from its sutured position on the anterior abdominal wall, and mucosa at the end of the Hartman pouch, necessitating resection of this segment of the colon back to the rectum. Numerous intra-abdominal abscesses were also drained.

Two days later, the patient returned to the OR for further abscess drainage and creation of a left end colostomy. She was discharged 1 month later.

On January 4, 2008, she went to the ER for nausea and abdominal pain. Five days later, a plastic surgeon performed extensive skin grafting on the chronically open abdominal wound. On March 12, the patient returned to the ER because of abdominal pain and was admitted for nasogastric drainage and intravenous (IV) fluids. She returned to the ER again on April 26, reporting pain. A CT scan revealed a cystic mass in the pelvis, which was drained under CT guidance. In June and July, the patient was seen in the ER three times for pain, nausea, and vomiting.

In January 2009, she underwent another laparotomy for takedown of the colostomy, lysis of adhesions, and excision of a left 4-cm pelvic cyst (pathology later revealed the cyst to be ovarian tissue). She also underwent a left-sided myocutaneous flap reconstruction of an abdominal wall defect, and a right-sided myocutaneous flap with placement of a 16 x 20–cm sheet of AlloDerm Tissue Matrix (LifeCell). She continues to experience abdominal pain and visits the ER for that reason. In March 2009, she underwent repeat drainage of a pelvic collection via CT imaging. No further follow-up is available.

Could this catastrophic course have been avoided? What might have prevented it?

Adhesions are likely after any abdominal procedure

The biggest risk factor for laparoscopy-related intestinal injury is the presence of pelvic or abdominal adhesions.1,2 Adhesions inevitably form after any intra-abdominal surgery, and new adhesions are likely with each successive intra-abdominal procedure. Even adhesiolysis leads to the formation of adhesions postoperatively.

 

 

Few reliable data suggest that adhesions cause pelvic pain, or that adhesiolysis relieves such pain.3 Furthermore, it may be impossible to predict with reasonable probability where adhesions may be located preoperatively or to know with certainty whether a portion of the intestine is adherent to the anterior abdominal wall directly below the usual subumbilical entry site. Because of the likelihood of adhesions in a patient who has undergone two or more laparotomies, it is risky to thrust a 10- to 12-mm trocar through the anterior abdominal wall below the navel.

A few variables influence the risk of injury

The trocar used in laparoscopic procedures plays a role in the risk of bowel injury. For example, relatively dull reusable devices may push nonfixed intestine away rather than penetrate the viscus. In contrast, razor-sharp disposable devices are more likely to cut into the underlying bowel.

Body habitus is also important. The obese woman is at greater risk for entry injuries, owing to physical aspects of the fatty anterior abdominal wall. When force is applied to the wall, it moves inward, toward the posterior wall, trapping intestine. In a thin woman, the abdominal wall is less elastic, so there is less excursion upon trocar entry.

Intestinal status is another variable to consider. A collapsed bowel is unlikely to be perforated by an entry trocar, whereas a thin, distended bowel is vulnerable to injury. Bowel status can be determined preoperatively using various modalities, including radiographic studies.

Careful surgical technique is imperative. Sharp dissection is always preferable to the blunt tearing of tissue, particularly in cases involving fibrous adhesions. Tearing a dense, unyielding adhesion is likely to remove a piece of intestinal wall because the tensile strength of the adhesion is typically greater than that of the viscus itself.

Thorough knowledge of pelvic anatomy is essential. It would be particularly egregious for a surgeon to mistake an adhesion for the normal peritoneal attachments of the left and sigmoid colon, or to resect the mesentery of the small bowel, believing it to be an adhesion.

Energy devices account for a significant number of intestinal injuries (FIGURE 1). Any surgeon who utilizes an energy device is obligated to protect the patient from a thermal injury—and the manufacturers of these instruments should provide reliable data on the safe use of the device, including information about the expected zone of conductive thermal spread based on power density and tissue type. As a general rule, avoid the use of monopolar electrosurgical devices for intra-abdominal dissection.

Adhesiolysis is a risky enterprise. Several studies have found a significant likelihood of bowel injury during lysis of adhesions.4-6 In two studies by Baggish, 94% of adhesiolysis-related injuries involved moderate or severe adhesions.5,6


FIGURE 1 Use of energy devices is risky near bowel
Energy devices account for a significant number of intestinal injuries. In this figure, the arrow indicates leakage of fecal matter from the bowel defect.

Is laparoscopy the wisest approach?

It is important to weigh the risks of laparoscopy against the potential benefits for the patient. Surgical experience and skill are perhaps the most important variables to consider when deciding on an operative approach. A high volume of laparoscopic operations—performed by a gynecologic surgeon—should translate into a lower risk of injury to intra-abdominal structures.7 That is, the greater the number of cases performed, the lower the risk of injury.

Garry and colleagues conducted two parallel randomized trials comparing 1) laparoscopic and abdominal hysterectomy and 2) laparoscopic and vaginal hysterectomy as part of the eVALuate study.8 Laparoscopic hysterectomy was associated with a significantly higher rate of major complications than abdominal hysterectomy and took longer to perform. No major differences in the rate of complications were found between laparoscopic and vaginal hysterectomy.

In a review of laparoscopy-related bowel injuries, Brosens and colleagues found significant variations in the complication rate, depending on the experience of the surgeon—a 0.2% rate of access injuries for surgeons who had performed fewer than 100 procedures versus 0.06% for those who had performed more than 100 cases, and a 0.3% rate of operative injuries for surgeons who had performed fewer than 100 procedures versus 0.04% for more experienced surgeons.7

A few precautions can improve the safety of laparoscopy

If adhesions are known or suspected, primary laparoscopic entry should be planned for a site other than the infra-umbilical area. Options include:

  • entry via the left hypochondrium in the midclavicular line
  • an open procedure.

However, open laparoscopic entry does not always avert intestinal injury.9-11

If the anatomy is obscured once the abdomen has been entered safely, retroperitoneal dissection may be useful, particularly for exposure of the left colon. When it is unclear whether a structure to be incised is a loop of bowel or a distended, adherent oviduct, it is best to refrain from cutting it.

 

 

For adhesiolysis, traction and counter-traction are the techniques of choice. Dissection of intestine should always be parallel to the axis of the viscus. Remember, too, that the blood supply enters via the mesenteric margin of the intestine.

After any dissection involving the intestine, carefully inspect the bowel and describe that inspection in the operative report (FIGURE 2). If injury is suspected, consult a general surgeon and open the abdomen to permit thorough inspection of the intestines.

What the literature reveals about intestinal injury

Several published reports describe a large number of laparoscopic cases and the major attendant complications.12-16 A number of studies have focused on gastrointestinal (GI) complications associated with laparoscopic procedures, providing site-specific data.

Many injuries occur during entry

Vilos reported on 40 bowel injuries, of which 55% occurred during primary trocar entry (19 closed and three open entries).17

In a report on 62 GI injuries in 56 patients, Chapron and colleagues found that one-third occurred during the approach phase of the laparoscopy; they advocated creation of a pneumoperitoneum rather than direct trocar insertion.18

In a report from the Netherlands, 24 of 29 GI injuries occurred during the approach.2

In a review of 63 GI complications related to diagnostic and operative laparoscopy, 75% of injuries were associated with primary trocar insertion.19

Optical access trocars do not appear to be protective against bowel injury. One study of 79 complications associated with these devices found 24 bowel injuries.20

In addition, in two reports detailing 130 cases of small- and large-bowel perforations associated with laparoscopic procedures, Baggish found that 62 (77%) of small-bowel injuries and 20 (41%) of colonic injuries were entry-related.5,6

Energy devices can be problematic

In the study by Chapron and colleagues of 62 GI injuries, six were secondary to the use of electrosurgical devices, four of them involving monopolar instruments.18

In a study from Scotland, 27 of 117 (23%) of bowel injuries during laparoscopic procedures were attributable to a thermal event.21

Baggish found that 43% of operative injuries among 130 intestinal perforations were energy-related.5,6

Intraoperative diagnosis is optimal

Soderstrom reviewed 66 cases of laparoscopy-related bowel injuries and found three deaths attributable to a delay in diagnosis exceeding 72 hours.4

In a study by Vilos, the mean time for diagnosis of bowel injuries was 4 days (range, 0–23 days), with intraoperative diagnosis in only 35.7% of cases.17

In a Finnish nationwide analysis of laparoscopic complications, Harkki-Siren and Kurki found that small-bowel injuries were identified an average of 3.3 days after occurrence; when electrosurgery was involved in the injury, the average time to diagnosis was 4.8 days.22 As for large-bowel injuries, 44% were identified intraoperatively. In the remainder of cases, the average time from injury to diagnosis was 10.4 days for electrosurgical injuries and 1.3 days for injuries related to sharp dissection.

In the studies by Baggish, 82 of 130 (63%) intestinal injuries were diagnosed 48 hours or more after the operation.5,6

Baggish also made the following observations:

  • The most common symptoms of intestinal injury were (in order of frequency) abdominal pain, bloating, nausea and vomiting, and fever or chills (or both). The most common signs were abdominal tenderness, abdominal distension, diminished bowel sounds, and elevated or subnormal temperature.
  • Sepsis was apparent (due to the onset of systemic inflammatory response syndrome) in the majority of small-bowel perforations and virtually all colonic perforations. Findings of tachycardia, tachypnea, elevated leukocyte count, and bandemia suggested sepsis syndrome.
  • Radiologically observed free air was often misinterpreted by the radiologist as being consistent with residual gas from the initial laparoscopy. In reality, most—if not all—CO2 gas is absorbed within 24 hours, particularly in obese women. Early CT imaging with oral contrast leads to the most expeditious, correct diagnosis, compared with flat and upright abdominal radiographs.
  • Obese women did not exhibit rebound tenderness even though subsequent operative findings revealed extensive and severe peritonitis.
  • When infection occurred, it usually was polymicrobial in nature. The most frequently cultured organisms include Escherichia coli, Enterococcus, alpha and beta Streptococcus, Staphylococcus, and Bacteroides.

Baggish concluded that earlier diagnosis could be achieved with careful inspection of the intestine at the conclusion of each operative procedure (FIGURE 2).

Similarly, Chapron and colleagues recommended meticulous inspection of all areas where bowel lysis has been performed. “When there is the slightest doubt, carry out tests for leakage (transanal injection of 200 mL methylene blue using a Foley catheter) in order not to overlook a rectosigmoid injury which would become apparent secondarily in a context of peritonitis,” they wrote. They also suggested that the patient be educated about the signs and symptoms of intestinal injury.18

 

 

Whenever a bowel injury is visualized intraoperatively, assume that it is transmural until it is proved otherwise.


FIGURE 2 Meticulous bowel inspection can identify perforation
It is vital to inspect the bowel after any dissection that involves the intestine, being especially alert for puncture wounds caused by a trocar and small tears associated with adhesiolysis.

SOURCE: Baggish MS, Karram MM. Atlas of Pelvic Anatomy and Gynecologic Surgery. 3rd ed. Philadelphia: Elsevier; 2011:1142.

How to avoid urinary tract injuries

Along with major vessel injury and intestinal perforation, bladder and ureteral injuries are the most common complications of laparoscopic surgery. Although urinary tract injuries are rarely fatal, they can cause a range of sequelae, including urinoma, vesicovaginal and ureterovaginal fistulas, hydroureter, hydronephrosis, renal damage, and kidney atrophy.

The incidence of ureteral injury during laparoscopy ranges from less than 0.1% to 1.0%, and the incidence of bladder injury ranges from less than 0.8% to 2.0%.23-26 Investigators in Singapore described eight urologic injuries among 485 laparoscopic hysterectomies and identified several risk factors:

  • previous cesarean delivery
  • multiple fibroids
  • severe endometriosis.27

Another set of investigators found a history of laparotomy to be a risk factor for bladder injury during laparoscopic hysterectomy.28

Rooney and colleagues studied the effect of previous cesarean delivery on the risk of injury during hysterectomy.29 Among 5,092 hysterectomies—including 433 laparoscopic-assisted vaginal hysterectomies, 3,140 abdominal procedures, and 1,539 vaginal operations—the rate of bladder injury varied by approach. Cystotomy was observed in 0.76% of abdominal hysterectomies (33% had a previous cesarean delivery), 1.3% of vaginal procedures (21% had a previous cesarean), and 1.8% of laparoscopic operations (62.5% had a previous cesarean). The odds ratio for cystotomy during hysterectomy among women with a previous cesarean delivery was 1.26 for the abdominal approach, 3.00 for the vaginal route, and 7.50 for laparoscopic-assisted vaginal hysterectomy.29

Two studies highlight common aspects of injury

In a recent report of 75 urinary tract injuries associated with laparoscopic surgery, Baggish identified a total of 33 injuries involving the bladder and 42 of ureteral origin. Twelve of the bladder injuries were associated with the approach, and 21 were related to the surgery. In contrast, only one of the 42 ureteral injuries was related to the approach.30

Baggish also found that just under 50% of urinary tract injuries were related to the use of thermal energy, including all three vesicovaginal fistulas. Fourteen bladder lacerations occurred during separation of the bladder from the uterus during laparoscopic hysterectomy.30

Common sites of injury were at the infundibulopelvic ligament, between the infundibulopelvic ligament and the uterine vessels, and at or below the uterine vessels.30

None of the 42 ureteral injuries were diagnosed intraoperatively. In fact, 37 of these injuries were not correctly diagnosed until more than 48 hours after surgery. Two uterovaginal fistulas were also diagnosed in the late postoperative period.30

Bladder injuries were identified via cystoscopy or cystometrogram or by the instillation of methylene blue into the bladder, with observation from above for leakage. Ureteral injuries were identified by IV pyelogram, retrograde pyelogram, or attempted passage of a stent. Every ureteral injury showed up as hydroureter and hydronephrosis via pyelography.30

Grainger and colleagues reported five ureteral injuries associated with laparoscopic procedures.31 The principal symptoms were low back pain, abdominal pain, leukocytosis, and peritonitis. All five injuries were associated with endometriosis surgery, most commonly near the uterosacral ligaments.

Grainger and colleagues cited eight additional cases of injury. Three patients among the 13 total cases lost renal function, and two eventually required nephrectomy.31

How to prevent, identify, and manage urinary tract injuries

Thorough knowledge of anatomy and meticulous technique are imperative to prevent urinary tract injuries. Strategies include:

  • Use sharp rather than blunt dissection.
  • Know the risk factors for urinary tract injury, which include previous cesarean delivery or intra-abdominal surgery, presence of adhesions, and deep endometriosis.
  • Be aware of the dangers posed by energy devices when they are used near the bladder and ureter. Even bipolar devices can cause thermal injury.
  • Employ hydrodissection when there are bladder adhesions, and work nearer the uterus or vagina than the bladder, leaving a margin of tissue.
  • When the ureter’s location is unclear relative to the operative site, do not hesitate to open the retroperitoneal space to observe the ureter. If necessary, dissect the ureter distally.
  • Perform cystoscopy with IV indigo carmine injection at the conclusion of surgery to ensure that the ureter is not occluded.
  • Be aware that peristalsis is not an indication of ureteral integrity. In fact, an obstructed ureter will pulsate more vigorously than a normal one.
  • Consider preoperative ureteral catheterization, which may avert injury without increasing operative time, blood loss, and hospital stay,32 although the data are not definitive.33
  • Be vigilant. Early identification of injuries reduces morbidity. In the case of ureteral obstruction, immediate stenting will usually obviate the need for ureteral implantation and nephrostomy if the obstruction is not complete.
  • Intervene early to cut an obstructing suture or relieve ureteral bowing. Doing so may eliminate the obstruction altogether in many cases.
  • If a laceration is found in the bladder trigone or its vicinity, always perform ureteral catheterization to help prevent the inadvertent suturing of the intravesical ureter into the repair.
  • After repair of a bladder laceration, perform cystoscopy with IV injection of indigo carmine to ensure ureteral integrity.
  • Use only absorbable suture in bladder repairs. I recommend 2-0 chromic catgut for the first layer, which should encompass muscularis and mucosa. Place a second layer of sutures using 3-0 polyglactin 910 (Vicryl), imbricating the first layer.
  • After completion of a bladder repair, instill a solution of diluted methylene blue (1 part methylene blue to 100 parts sterile water or saline) to distend the bladder, and carefully inspect the closure to ensure that it is watertight. Then place a Foley catheter for a minimum of 2 weeks. Four to 6 weeks after repair, perform a cystogram to ensure that healing is complete, with no leakage.
  • Call a urologist if you are not well-versed in bladder repair, or if the ureter is injured (or injury is suspected).
  • Watch for fistula formation, an inevitable outcome of untreated bladder and ureteral injury, which may occur early or late in the postoperative course.
 

 

Choose an approach wisely

Laparoscopy is a learned skill. Supervised practice generally leads to greater levels of proficiency, and repetition of the same operations improves dexterity and execution. However, laparoscopy is also an art—some people have the touch and some do not.

Although laparoscopic techniques offer many advantages, they also have shortcomings. The complications described here, and the strategies I have offered for preventing and managing them, should help gynecologic surgeons determine whether laparoscopy is the optimal route of operation, based on surgical experience, characteristics of the individual patient, and other variables.

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References

1. Brill AW, Nezhat F, Nezhat CH, et al. The incidence of adhesions after prior laparotomy: a laparoscopic appraisal. Obstet Gynecol. 1995;85(2):269–279.

2. Jansen FW, Kapiteyn K, Trimbos-Kemper T, et al. Complications of laparoscopy: a prospective multicenter observational study. Br J Obstet Gynecol. 1997;104(5):595–600.

3. Hammoud A, Gago A, Diamond M. Adhesions in patients with chronic pelvic pain: a role for adhesiolysis? Fertil Steril. 2004;82(6):1483–1491.

4. Soderstrom RM. Bowel injury litigation after laparoscopy. J Am Assoc Gynecol Laparosc. 1993;1(1):74–73.

5. Baggish MS. How to avoid injury to bowel during laparoscopy. OBG Manage. 2008;20(7):47–60.

6. Baggish MS. One hundred and thirty small- and large-bowel injuries associated with gynecologic laparoscopic operations. J Gynecol Surg. 2007;23(3):83–95.

7. Brosens I, Gordon A, Campo R, et al. Bowel injury in gynecologic laparoscopy. J Am Assoc Gynecol Laparosc. 2003;10(1):9–13.

8. Garry R, Fountain J, Mason S, et al. The eVALuate study: two parallel randomized trials, one comparing laparoscopic with abdominal hysterectomy, the other comparing laparoscopic with vaginal hysterectomy. BMJ. 2004; 328(7432):129.

9. Chapron C, Querleu D, Bruhat MA, et al. Surgical complications of diagnostic and operative gynecological laparoscopy: a series of 29966 cases. Hum Reprod. 1998;13(4):867–872.

10. Jansen FW, Kolkman W, Bakkum EA, et al. Complications of laparoscopy: an inquiry about closed versus open-entry technique. Am J Obstet Gynecol. 2004;190(3):634–638.

11. Shirk GJ, Johns A, Redwine DB. Complications of laparoscopic surgery: how to avoid them and how to repair them. J Minim Invasive Surg. 2006;13(4):352–359.

12. Fuller J, Binita AS, Carey-Corrado J. Trocar-associated injuries and fatalities: an analysis of 1399 reports to the FDA. J Min Invasive Gynecol. 2005;12(4):302–307.

13. Saidi MH, Vancaille TG, White J, et al. Complications of major operative laparoscopy. Obstet Gynecol Surv. 1996;51(11):661–662.

14. Makinen J, Johansson J, Tomas C, et al. Morbidity of 10,110 hysterectomies by type of approach. Hum Reprod. 2001;16(7):1473–1478.

15. Bhoyrul S, Vierra MA, Nezhat CR, et al. Trocar injuries in laparoscopic surgery. J Am Coll Surg. 2001;192(6):677–683.

16. Bateman BG, Kolp LA, Hoeger K. Complications of laparoscopy—operative and diagnostic. Fertil Steril. 1996;66(1):30–35.

17. Vilos GA. Laparoscopic bowel injuries: forty litigated gynecological cases in Canada. J Obstet Gynaecol Canada. 2002;24(3):224–230.

18. Chapron C, Harchaoui Y, Lacroix S, et al. Gastrointestinal injuries during gynecological laparoscopy. Hum Reprod. 1999;14(2):333–337.

19. Champault G, Cazacu F, Taffinder N. Serious trocar accidents in laparoscopic surgery: a French survey of 103,852 operations. Surg Laparosc Endosc. 1996;6(5):367–370.

20. Sharp HT, Dodson MK, Draper ML, et al. Complications associated with optical-access laparoscopic trocars. Obstet Gynecol. 2002;99(4):553–555.

21. Brown CJA, Chamberlain GVP, Jordan JA, et al. Gynecological laparoscopy: the report of the Working Party of the Confidential Enquiry into Gynecological Laparoscopy. Br J Obstet Gynaecol. 1978;85:401–403.

22. Harkki-Siren P, Kurki T. A nationwide analysis of laparoscopic complications. Obstet Gynecol. 1997;89(1):108–112.

23. Tamussino KF, Lang PF, Breinl E. Ureteral complications with operative gynecologic laparoscopy. Am J Obstet Gynecol. 1998;178(5):967–970.

24. Aslan P, Brooks A, Drummond M, et al. Incidence and management of gynecological related ureteric injuries. Aust N Z J Obstet Gynecol. 1999;39(2):178–181.

25. Wang PH, Lee WL, Yuan CC, et al. Major complications of operative and diagnostic laparoscopy for gynecologic disease. J Am Assoc Gynecol Laparosc, 2001;8(1):68–73.

26. Oh BR, Kwon DD, Park KS, et al. Late presentation of ureteral injury after laparoscopic surgery. Obstet Gynecol. 2000;95(3):337–339.

27. Siow A, Nikam YA, Ng C, et al. Urological complications of laparoscopic hysterectomy: a four year review at KK women’s and children’s hospital Singapore. Singapore Med J. 2007;48(3):217–221.

28. Lafay PMC, Leonard F, Chopin N, et al. Incidence and risk factors of bladder injuries during laparoscopic hysterectomy indicated for benign pathologies: a 14.5 years experience in a continuous series of 1501 procedures. Hum Reprod. 2009;24(4):842–849.

29. Rooney CM, Crawford AT, Vassallo BJ, et al. Is previous cesarean section a risk for incidental cystotomy at the time of hysterectomy? A case-controlled study. Am J Obstet Gynecol. 2005;193(6):2041–2044.

30. Baggish MS. Urinary tract injuries secondary to gynecologic laparoscopic surgery: analysis of seventy-five cases. J Gynecol Surg. 2010;26(2):79–92.

31. Grainger DA, Soderstrom RM, Schiff SF, et al. Ureteral injuries at laparoscopy: insights into diagnosis, management, and prevention. Obstet Gynecol. 1990;75(5):839–843.

32. Chapron C, Dubuisson JB, Ansquer Y, et al. Bladder injuries during total laparoscopic hysterectomy: diagnosis, management and prevention. J Gynecol Surg. 1995; 11(2):95–98.

33. Kuno K, Menzin A, Kauder HH, et al. Prophylactic ureteral catheterization in gynecologic surgery. Urology. 1998;52(6):1004–1008.

References

1. Brill AW, Nezhat F, Nezhat CH, et al. The incidence of adhesions after prior laparotomy: a laparoscopic appraisal. Obstet Gynecol. 1995;85(2):269–279.

2. Jansen FW, Kapiteyn K, Trimbos-Kemper T, et al. Complications of laparoscopy: a prospective multicenter observational study. Br J Obstet Gynecol. 1997;104(5):595–600.

3. Hammoud A, Gago A, Diamond M. Adhesions in patients with chronic pelvic pain: a role for adhesiolysis? Fertil Steril. 2004;82(6):1483–1491.

4. Soderstrom RM. Bowel injury litigation after laparoscopy. J Am Assoc Gynecol Laparosc. 1993;1(1):74–73.

5. Baggish MS. How to avoid injury to bowel during laparoscopy. OBG Manage. 2008;20(7):47–60.

6. Baggish MS. One hundred and thirty small- and large-bowel injuries associated with gynecologic laparoscopic operations. J Gynecol Surg. 2007;23(3):83–95.

7. Brosens I, Gordon A, Campo R, et al. Bowel injury in gynecologic laparoscopy. J Am Assoc Gynecol Laparosc. 2003;10(1):9–13.

8. Garry R, Fountain J, Mason S, et al. The eVALuate study: two parallel randomized trials, one comparing laparoscopic with abdominal hysterectomy, the other comparing laparoscopic with vaginal hysterectomy. BMJ. 2004; 328(7432):129.

9. Chapron C, Querleu D, Bruhat MA, et al. Surgical complications of diagnostic and operative gynecological laparoscopy: a series of 29966 cases. Hum Reprod. 1998;13(4):867–872.

10. Jansen FW, Kolkman W, Bakkum EA, et al. Complications of laparoscopy: an inquiry about closed versus open-entry technique. Am J Obstet Gynecol. 2004;190(3):634–638.

11. Shirk GJ, Johns A, Redwine DB. Complications of laparoscopic surgery: how to avoid them and how to repair them. J Minim Invasive Surg. 2006;13(4):352–359.

12. Fuller J, Binita AS, Carey-Corrado J. Trocar-associated injuries and fatalities: an analysis of 1399 reports to the FDA. J Min Invasive Gynecol. 2005;12(4):302–307.

13. Saidi MH, Vancaille TG, White J, et al. Complications of major operative laparoscopy. Obstet Gynecol Surv. 1996;51(11):661–662.

14. Makinen J, Johansson J, Tomas C, et al. Morbidity of 10,110 hysterectomies by type of approach. Hum Reprod. 2001;16(7):1473–1478.

15. Bhoyrul S, Vierra MA, Nezhat CR, et al. Trocar injuries in laparoscopic surgery. J Am Coll Surg. 2001;192(6):677–683.

16. Bateman BG, Kolp LA, Hoeger K. Complications of laparoscopy—operative and diagnostic. Fertil Steril. 1996;66(1):30–35.

17. Vilos GA. Laparoscopic bowel injuries: forty litigated gynecological cases in Canada. J Obstet Gynaecol Canada. 2002;24(3):224–230.

18. Chapron C, Harchaoui Y, Lacroix S, et al. Gastrointestinal injuries during gynecological laparoscopy. Hum Reprod. 1999;14(2):333–337.

19. Champault G, Cazacu F, Taffinder N. Serious trocar accidents in laparoscopic surgery: a French survey of 103,852 operations. Surg Laparosc Endosc. 1996;6(5):367–370.

20. Sharp HT, Dodson MK, Draper ML, et al. Complications associated with optical-access laparoscopic trocars. Obstet Gynecol. 2002;99(4):553–555.

21. Brown CJA, Chamberlain GVP, Jordan JA, et al. Gynecological laparoscopy: the report of the Working Party of the Confidential Enquiry into Gynecological Laparoscopy. Br J Obstet Gynaecol. 1978;85:401–403.

22. Harkki-Siren P, Kurki T. A nationwide analysis of laparoscopic complications. Obstet Gynecol. 1997;89(1):108–112.

23. Tamussino KF, Lang PF, Breinl E. Ureteral complications with operative gynecologic laparoscopy. Am J Obstet Gynecol. 1998;178(5):967–970.

24. Aslan P, Brooks A, Drummond M, et al. Incidence and management of gynecological related ureteric injuries. Aust N Z J Obstet Gynecol. 1999;39(2):178–181.

25. Wang PH, Lee WL, Yuan CC, et al. Major complications of operative and diagnostic laparoscopy for gynecologic disease. J Am Assoc Gynecol Laparosc, 2001;8(1):68–73.

26. Oh BR, Kwon DD, Park KS, et al. Late presentation of ureteral injury after laparoscopic surgery. Obstet Gynecol. 2000;95(3):337–339.

27. Siow A, Nikam YA, Ng C, et al. Urological complications of laparoscopic hysterectomy: a four year review at KK women’s and children’s hospital Singapore. Singapore Med J. 2007;48(3):217–221.

28. Lafay PMC, Leonard F, Chopin N, et al. Incidence and risk factors of bladder injuries during laparoscopic hysterectomy indicated for benign pathologies: a 14.5 years experience in a continuous series of 1501 procedures. Hum Reprod. 2009;24(4):842–849.

29. Rooney CM, Crawford AT, Vassallo BJ, et al. Is previous cesarean section a risk for incidental cystotomy at the time of hysterectomy? A case-controlled study. Am J Obstet Gynecol. 2005;193(6):2041–2044.

30. Baggish MS. Urinary tract injuries secondary to gynecologic laparoscopic surgery: analysis of seventy-five cases. J Gynecol Surg. 2010;26(2):79–92.

31. Grainger DA, Soderstrom RM, Schiff SF, et al. Ureteral injuries at laparoscopy: insights into diagnosis, management, and prevention. Obstet Gynecol. 1990;75(5):839–843.

32. Chapron C, Dubuisson JB, Ansquer Y, et al. Bladder injuries during total laparoscopic hysterectomy: diagnosis, management and prevention. J Gynecol Surg. 1995; 11(2):95–98.

33. Kuno K, Menzin A, Kauder HH, et al. Prophylactic ureteral catheterization in gynecologic surgery. Urology. 1998;52(6):1004–1008.

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Antibiotics fail to head off sepsis … Failure to address persistent symptoms proves disastrous… more

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Antibiotics fail to head off sepsis … Failure to address persistent symptoms proves disastrous… more

Antibiotics fail to head off sepsis

SHORTNESS OF BREATH AND RIGHT-SIDED CHEST PAIN prompted a 45-year-old woman to go to the emergency department (ED) early one morning. She had a history of chronic lung problems with multiple diagnoses of pneumonia, pneumothorax, blebs, and bronchiectasis. The ED doctor diagnosed community-acquired pneumonia and admitted her for intravenous antibiotic treatment.

Late that afternoon the patient’s condition deteriorated rapidly. She was transferred to the intensive care unit, where she died of septic shock caused by Pseudomonas aeruginosa 22 hours after she had arrived at the ED.

PLAINTIFF’S CLAIM The patient should have received broader-spectrum antibiotics.

THE DEFENSE The hospitalist who treated the woman as an inpatient claimed that the treatment she received was appropriate and that she probably would have died even if other antibiotics had been prescribed. The hospitalist also claimed that the nursing staff failed to notify her of the patient’s low blood pressure readings until 10 hours after the initial evaluation. A nurse denied this claim, asserting that the hospitalist had been paged several times during the day. The discharge summary and nursing notes on the patient were missing.

VERDICT $5.28 million arbitration award.

COMMENT It surprises me how often key portions of medical records go missing! Here, the absence of a discharge summary and nursing notes may well have contributed to a $5 million award.

Change, and not for the better

AN ATYPICAL MOLE ON THE LEFT CALF was brought to the attention of a primary care physician by a 36-year-old man during a full physical. The mole was 1 3 1 cm; the patient reported that it had been changing. The mole’s appearance didn’t worry the physician, who described it in his notes as either a hemangioma or dermatofibroma. The doctor advised the patient to return in 6 months if he wanted the mole removed for cosmetic reasons.

Over the next 5 months, the patient noticed further changes in the mole and called the doctor’s office. He was seen by a colleague of his physician, who immediately sent the patient for a biopsy and surgical consultation. The mole was removed and diagnosed as an ulcerating melanoma with downward growth.

Shortly thereafter, the patient underwent wide excision and lymph node dissection, which showed clear margins and no lymph node involvement. Twenty months later, a mass was found in the patient’s liver. Biopsy diagnosed metastatic spread of the melanoma. The patient died 2 months later.

PLAINTIFF’S CLAIM The patient should have had a biopsy and received a surgical referral at the time of the physical examination when he first reported the mole.

THE DEFENSE Waiting for 6 months was appropriate because the mole didn’t look like a melanoma when the patient first called it to the physician’s attention. The melanoma had already metastasized at the time of the physical examination and the diagnostic delay didn’t affect the outcome.

VERDICT $1 million Massachusetts settlement.

COMMENT A changing mole should always raise concern. Biopsy, excision, or a referral could have avoided a million-dollar settlement.

Failure to address persistent symptoms proves disastrous

PAIN IN THE BACK AND CHEST along with respiratory difficulty prompted a 49-year-old man to visit his physician. The physician told him to go to a hospital. The doctor who examined the patient at the hospital diagnosed muscle strain and prescribed muscle relaxants.

The following day, the patient returned to his physician complaining of continuing symptoms. The doctor sent him home. He died the next day of an aortic rupture caused by an undiagnosed dissection.

PLAINTIFF’S CLAIM The 2 physicians should have diagnosed the dissection, which would have permitted treatment and prevented death. The patient had been treated previously at the hospital, and his records should have raised suspicion of an aortic aneurysm. The hospital physician was a new hire and hadn’t received proper training in the hospital’s electronic records system. He should have ordered a computed tomography scan or cardiology consult. The patient’s physician failed to address the ongoing symptoms. He should have hospitalized the patient at the time of the second visit.

THE DEFENSE The hospital physician claimed he had intended to contact the cardiologist who had treated the patient, but the patient couldn’t remember the cardiologist’s name. The patient’s symptoms didn’t suggest an aortic dissection, and the dissection occurred after the patient was discharged from the hospital.

VERDICT $3.4 million New York verdict against the hospital physician only.

COMMENT Although the hoofbeats are usually horses, always remember the zebras (or should it be lions?), particularly when a patient returns repeatedly with ongoing symptoms.

 

 

Controlled substances out of control

A WOMAN WITH CHRONIC MIGRAINES, anxiety problems, and nausea also had cardiomyopathy and chronic atrial fibrillation, which could be triggered by pain from her other ailments. She came under the care of a physician who prescribed a number of drugs, including meperidine, hydrocodone, tizanidine, diazepam, promethazine, alprazolam, and oxcarbazepine. The doctor prescribed injectable forms of certain medications after the patient told him her next-door neighbor was a nurse and could help administer the drugs.

Four years after coming under the doctor’s care, the patient signed a Controlled Substance Agreement specifying that the physician would discontinue her as a patient if she got controlled substances from another doctor. (Evidence was later found that the patient was receiving prescriptions from other physicians.)

While under treatment by her doctor, the patient was hospitalized a number of times for medication overdoses. The record from one hospitalization reported that she had made angry, profanity-laced requests for meperidine and promethazine.

About 2 years after signing the Controlled Substance Agreement, the patient received prescriptions from her doctor for 210 doses of meperidine, 100 doses of promethazine, and 60 pills each of diazepam, alprazolam, and acetaminophen and hydrocodone. She filled the prescriptions at 2 pharmacies without objections from the pharmacists. She died of an accidental drug overdose the following month.

Postmortem blood testing showed high levels of meperidine and promethazine. The patient had apparently taken the equivalent of 11 “shots” of meperidine (5 times the maximum prescribed amount), probably by injecting herself through a peripherally inserted central catheter rather than by intramuscular injection, as prescribed.

PLAINTIFF’S CLAIM The patient’s doctor was negligent in prescribing large amounts of controlled substances when he should have known that she was a drug seeker with a drug abuse problem. The pharmacies were negligent for filling the prescriptions without question.

THE DEFENSE The patient was solely responsible for her own death because she gave herself a large overdose.

VERDICT $500,000 Alabama verdict. The case against the pharmacies was dismissed.

COMMENT Increasingly it is expected that physicians (and pharmacists) perform due diligence when prescribing opioids, including taking reasonable precautions against the drug-seeking patient.

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Antibiotics fail to head off sepsis

SHORTNESS OF BREATH AND RIGHT-SIDED CHEST PAIN prompted a 45-year-old woman to go to the emergency department (ED) early one morning. She had a history of chronic lung problems with multiple diagnoses of pneumonia, pneumothorax, blebs, and bronchiectasis. The ED doctor diagnosed community-acquired pneumonia and admitted her for intravenous antibiotic treatment.

Late that afternoon the patient’s condition deteriorated rapidly. She was transferred to the intensive care unit, where she died of septic shock caused by Pseudomonas aeruginosa 22 hours after she had arrived at the ED.

PLAINTIFF’S CLAIM The patient should have received broader-spectrum antibiotics.

THE DEFENSE The hospitalist who treated the woman as an inpatient claimed that the treatment she received was appropriate and that she probably would have died even if other antibiotics had been prescribed. The hospitalist also claimed that the nursing staff failed to notify her of the patient’s low blood pressure readings until 10 hours after the initial evaluation. A nurse denied this claim, asserting that the hospitalist had been paged several times during the day. The discharge summary and nursing notes on the patient were missing.

VERDICT $5.28 million arbitration award.

COMMENT It surprises me how often key portions of medical records go missing! Here, the absence of a discharge summary and nursing notes may well have contributed to a $5 million award.

Change, and not for the better

AN ATYPICAL MOLE ON THE LEFT CALF was brought to the attention of a primary care physician by a 36-year-old man during a full physical. The mole was 1 3 1 cm; the patient reported that it had been changing. The mole’s appearance didn’t worry the physician, who described it in his notes as either a hemangioma or dermatofibroma. The doctor advised the patient to return in 6 months if he wanted the mole removed for cosmetic reasons.

Over the next 5 months, the patient noticed further changes in the mole and called the doctor’s office. He was seen by a colleague of his physician, who immediately sent the patient for a biopsy and surgical consultation. The mole was removed and diagnosed as an ulcerating melanoma with downward growth.

Shortly thereafter, the patient underwent wide excision and lymph node dissection, which showed clear margins and no lymph node involvement. Twenty months later, a mass was found in the patient’s liver. Biopsy diagnosed metastatic spread of the melanoma. The patient died 2 months later.

PLAINTIFF’S CLAIM The patient should have had a biopsy and received a surgical referral at the time of the physical examination when he first reported the mole.

THE DEFENSE Waiting for 6 months was appropriate because the mole didn’t look like a melanoma when the patient first called it to the physician’s attention. The melanoma had already metastasized at the time of the physical examination and the diagnostic delay didn’t affect the outcome.

VERDICT $1 million Massachusetts settlement.

COMMENT A changing mole should always raise concern. Biopsy, excision, or a referral could have avoided a million-dollar settlement.

Failure to address persistent symptoms proves disastrous

PAIN IN THE BACK AND CHEST along with respiratory difficulty prompted a 49-year-old man to visit his physician. The physician told him to go to a hospital. The doctor who examined the patient at the hospital diagnosed muscle strain and prescribed muscle relaxants.

The following day, the patient returned to his physician complaining of continuing symptoms. The doctor sent him home. He died the next day of an aortic rupture caused by an undiagnosed dissection.

PLAINTIFF’S CLAIM The 2 physicians should have diagnosed the dissection, which would have permitted treatment and prevented death. The patient had been treated previously at the hospital, and his records should have raised suspicion of an aortic aneurysm. The hospital physician was a new hire and hadn’t received proper training in the hospital’s electronic records system. He should have ordered a computed tomography scan or cardiology consult. The patient’s physician failed to address the ongoing symptoms. He should have hospitalized the patient at the time of the second visit.

THE DEFENSE The hospital physician claimed he had intended to contact the cardiologist who had treated the patient, but the patient couldn’t remember the cardiologist’s name. The patient’s symptoms didn’t suggest an aortic dissection, and the dissection occurred after the patient was discharged from the hospital.

VERDICT $3.4 million New York verdict against the hospital physician only.

COMMENT Although the hoofbeats are usually horses, always remember the zebras (or should it be lions?), particularly when a patient returns repeatedly with ongoing symptoms.

 

 

Controlled substances out of control

A WOMAN WITH CHRONIC MIGRAINES, anxiety problems, and nausea also had cardiomyopathy and chronic atrial fibrillation, which could be triggered by pain from her other ailments. She came under the care of a physician who prescribed a number of drugs, including meperidine, hydrocodone, tizanidine, diazepam, promethazine, alprazolam, and oxcarbazepine. The doctor prescribed injectable forms of certain medications after the patient told him her next-door neighbor was a nurse and could help administer the drugs.

Four years after coming under the doctor’s care, the patient signed a Controlled Substance Agreement specifying that the physician would discontinue her as a patient if she got controlled substances from another doctor. (Evidence was later found that the patient was receiving prescriptions from other physicians.)

While under treatment by her doctor, the patient was hospitalized a number of times for medication overdoses. The record from one hospitalization reported that she had made angry, profanity-laced requests for meperidine and promethazine.

About 2 years after signing the Controlled Substance Agreement, the patient received prescriptions from her doctor for 210 doses of meperidine, 100 doses of promethazine, and 60 pills each of diazepam, alprazolam, and acetaminophen and hydrocodone. She filled the prescriptions at 2 pharmacies without objections from the pharmacists. She died of an accidental drug overdose the following month.

Postmortem blood testing showed high levels of meperidine and promethazine. The patient had apparently taken the equivalent of 11 “shots” of meperidine (5 times the maximum prescribed amount), probably by injecting herself through a peripherally inserted central catheter rather than by intramuscular injection, as prescribed.

PLAINTIFF’S CLAIM The patient’s doctor was negligent in prescribing large amounts of controlled substances when he should have known that she was a drug seeker with a drug abuse problem. The pharmacies were negligent for filling the prescriptions without question.

THE DEFENSE The patient was solely responsible for her own death because she gave herself a large overdose.

VERDICT $500,000 Alabama verdict. The case against the pharmacies was dismissed.

COMMENT Increasingly it is expected that physicians (and pharmacists) perform due diligence when prescribing opioids, including taking reasonable precautions against the drug-seeking patient.

Antibiotics fail to head off sepsis

SHORTNESS OF BREATH AND RIGHT-SIDED CHEST PAIN prompted a 45-year-old woman to go to the emergency department (ED) early one morning. She had a history of chronic lung problems with multiple diagnoses of pneumonia, pneumothorax, blebs, and bronchiectasis. The ED doctor diagnosed community-acquired pneumonia and admitted her for intravenous antibiotic treatment.

Late that afternoon the patient’s condition deteriorated rapidly. She was transferred to the intensive care unit, where she died of septic shock caused by Pseudomonas aeruginosa 22 hours after she had arrived at the ED.

PLAINTIFF’S CLAIM The patient should have received broader-spectrum antibiotics.

THE DEFENSE The hospitalist who treated the woman as an inpatient claimed that the treatment she received was appropriate and that she probably would have died even if other antibiotics had been prescribed. The hospitalist also claimed that the nursing staff failed to notify her of the patient’s low blood pressure readings until 10 hours after the initial evaluation. A nurse denied this claim, asserting that the hospitalist had been paged several times during the day. The discharge summary and nursing notes on the patient were missing.

VERDICT $5.28 million arbitration award.

COMMENT It surprises me how often key portions of medical records go missing! Here, the absence of a discharge summary and nursing notes may well have contributed to a $5 million award.

Change, and not for the better

AN ATYPICAL MOLE ON THE LEFT CALF was brought to the attention of a primary care physician by a 36-year-old man during a full physical. The mole was 1 3 1 cm; the patient reported that it had been changing. The mole’s appearance didn’t worry the physician, who described it in his notes as either a hemangioma or dermatofibroma. The doctor advised the patient to return in 6 months if he wanted the mole removed for cosmetic reasons.

Over the next 5 months, the patient noticed further changes in the mole and called the doctor’s office. He was seen by a colleague of his physician, who immediately sent the patient for a biopsy and surgical consultation. The mole was removed and diagnosed as an ulcerating melanoma with downward growth.

Shortly thereafter, the patient underwent wide excision and lymph node dissection, which showed clear margins and no lymph node involvement. Twenty months later, a mass was found in the patient’s liver. Biopsy diagnosed metastatic spread of the melanoma. The patient died 2 months later.

PLAINTIFF’S CLAIM The patient should have had a biopsy and received a surgical referral at the time of the physical examination when he first reported the mole.

THE DEFENSE Waiting for 6 months was appropriate because the mole didn’t look like a melanoma when the patient first called it to the physician’s attention. The melanoma had already metastasized at the time of the physical examination and the diagnostic delay didn’t affect the outcome.

VERDICT $1 million Massachusetts settlement.

COMMENT A changing mole should always raise concern. Biopsy, excision, or a referral could have avoided a million-dollar settlement.

Failure to address persistent symptoms proves disastrous

PAIN IN THE BACK AND CHEST along with respiratory difficulty prompted a 49-year-old man to visit his physician. The physician told him to go to a hospital. The doctor who examined the patient at the hospital diagnosed muscle strain and prescribed muscle relaxants.

The following day, the patient returned to his physician complaining of continuing symptoms. The doctor sent him home. He died the next day of an aortic rupture caused by an undiagnosed dissection.

PLAINTIFF’S CLAIM The 2 physicians should have diagnosed the dissection, which would have permitted treatment and prevented death. The patient had been treated previously at the hospital, and his records should have raised suspicion of an aortic aneurysm. The hospital physician was a new hire and hadn’t received proper training in the hospital’s electronic records system. He should have ordered a computed tomography scan or cardiology consult. The patient’s physician failed to address the ongoing symptoms. He should have hospitalized the patient at the time of the second visit.

THE DEFENSE The hospital physician claimed he had intended to contact the cardiologist who had treated the patient, but the patient couldn’t remember the cardiologist’s name. The patient’s symptoms didn’t suggest an aortic dissection, and the dissection occurred after the patient was discharged from the hospital.

VERDICT $3.4 million New York verdict against the hospital physician only.

COMMENT Although the hoofbeats are usually horses, always remember the zebras (or should it be lions?), particularly when a patient returns repeatedly with ongoing symptoms.

 

 

Controlled substances out of control

A WOMAN WITH CHRONIC MIGRAINES, anxiety problems, and nausea also had cardiomyopathy and chronic atrial fibrillation, which could be triggered by pain from her other ailments. She came under the care of a physician who prescribed a number of drugs, including meperidine, hydrocodone, tizanidine, diazepam, promethazine, alprazolam, and oxcarbazepine. The doctor prescribed injectable forms of certain medications after the patient told him her next-door neighbor was a nurse and could help administer the drugs.

Four years after coming under the doctor’s care, the patient signed a Controlled Substance Agreement specifying that the physician would discontinue her as a patient if she got controlled substances from another doctor. (Evidence was later found that the patient was receiving prescriptions from other physicians.)

While under treatment by her doctor, the patient was hospitalized a number of times for medication overdoses. The record from one hospitalization reported that she had made angry, profanity-laced requests for meperidine and promethazine.

About 2 years after signing the Controlled Substance Agreement, the patient received prescriptions from her doctor for 210 doses of meperidine, 100 doses of promethazine, and 60 pills each of diazepam, alprazolam, and acetaminophen and hydrocodone. She filled the prescriptions at 2 pharmacies without objections from the pharmacists. She died of an accidental drug overdose the following month.

Postmortem blood testing showed high levels of meperidine and promethazine. The patient had apparently taken the equivalent of 11 “shots” of meperidine (5 times the maximum prescribed amount), probably by injecting herself through a peripherally inserted central catheter rather than by intramuscular injection, as prescribed.

PLAINTIFF’S CLAIM The patient’s doctor was negligent in prescribing large amounts of controlled substances when he should have known that she was a drug seeker with a drug abuse problem. The pharmacies were negligent for filling the prescriptions without question.

THE DEFENSE The patient was solely responsible for her own death because she gave herself a large overdose.

VERDICT $500,000 Alabama verdict. The case against the pharmacies was dismissed.

COMMENT Increasingly it is expected that physicians (and pharmacists) perform due diligence when prescribing opioids, including taking reasonable precautions against the drug-seeking patient.

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Battling influenza: Changes for the 2012-2013 season

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Battling influenza: Changes for the 2012-2013 season

By all measures, last year’s flu season was a mild one that peaked in early March. The number of cases reported, the total number of pneumonia/influenza deaths, and the number of pediatric deaths were all comparatively low.1 The main circulating strains were the same as the previous 2 years, leaving much of the population protected by immunity gained from natural infections. And there was a good match between the vaccine and the circulating strains, leading to higher vaccine effectiveness.

So what’s new—and what remains the same—for the 2012-2013 season? Annual flu vaccination continues to be recommended for everyone ≥6 months of age, starting as soon as the vaccine is available and continuing through the influenza season. This season’s vaccine contains 2 new strains in addition to the A/California/7/2009 (H1N1) strain that has been in the vaccine the past 2 seasons and was used for a monovalent vaccine in 2009. The new strains are A/Victoria/361/2011 (H3N2) and B/Wisconsin/1/2010.2

Each year, influenza experts decide which strains to include in the vaccine based on the ones currently circulating and the ones expected to circulate into the next season. The degree to which vaccine strains match circulating strains will determine the effectiveness of the vaccine.

A variety of products

The number of influenza vaccine products has increased, and they differ in the ages for which they are approved.2 All trivalent inactivated vaccine (TIV) products are given intramuscularly, with the exception of a relatively new product, Fluzone Intradermal (Sanofi Pasteur). There is also FluMist (MedImmune), a live-attenuated influenza vaccine (LAIV), administered as a nasal spray. And, for adults ≥65 years, the product Fluzone High-Dose contains 4 times the antigen content of other vaccines for this age group. The Centers for Disease Control and Prevention (CDC) does not express a preference for any one of the TIV products over the others.

A new algorithm for children <9 years

To mount an adequate immune response in children <9 years, 2 doses of vaccine are needed in the first year of receiving vaccine. The time between doses should be at least 4 weeks; longer intervals do not appear to matter. This leads to a complex algorithm when taking into consideration vaccines given in past years. To simplify the issue, the CDC has approved an algorithm for this season that involves only 2 questions (FIGURE 1).

However, strict adherence to this algorithm will result in some children receiving 2 doses when one would suffice. If a child has received at least 2 doses of seasonal influenza vaccine in any prior season, and at least one dose of A/California/7/2009 (H1N1), then just a single dose of vaccine is needed this year. The A/California antigen could have been in the monovalent product in 2009 or the regular trivalent products in the past 2 seasons. If any doubt or confusion exists, administer 2 doses, 4 weeks apart. There is no harm in receiving 2 doses if only one is needed.

FIGURE 1
The CDC’s new dosing algorithm for children 6 months–8 years receiving influenza vaccine in the 2012-2013 flu season
2

*Doses should be administered at least 4 weeks apart.

For simplicity, this algorithm takes into consideration only doses of seasonal influenza vaccine received since July 1, 2010. However, if a child 6 months through 8 years of age is known to have received at least 2 seasonal influenza vaccines during any prior season, and at least one dose of a 2009 (H1N1)-containing vaccine-—ie, either 2010-2011 or 2011-2012 seasonal vaccine or the monovalent 2009 (H1N1) vaccine—then the child needs only one dose for 2012-2013.

Egg allergy precautions
While all influenza vaccines are manufactured by injecting virus into chicken eggs, the amount of egg protein in the vaccine is extremely low. Those who react to egg products only with hives can receive TIV (not LAIV) under the care of a clinician who is familiar with egg allergy manifestations. (Patients should be observed for 30 minutes after vaccine administration.) Those who have more severe reactions to eggs (FIGURE 2) require assessment by a physician with allergy expertise before receiving an influenza vaccine. All facilities that administer vaccines should be equipped to respond to anaphylaxis, and all providers who administer vaccines should be adequately trained in anaphylaxis management. The CDC made these recommendations last year, and there was no increase in egg allergy adverse events following vaccination reported during the 2011-2012 flu season.3

 

 

FIGURE 2
ACIP 2012-2013 recommendations regarding influenza vaccination for those with egg allergy
2

TIV, trivalent inactivated vaccine.

*Individuals with egg allergy may tolerate egg in baked products (eg, bread, cake). Tolerance to egg-containing foods does not exclude the possibility of egg allergy.

Febrile seizures and vaccine safety
Last flu season, vaccine safety surveillance detected an increased risk for febrile seizures among children 6 months to 4 years during the 24 hours after receiving TIV, when it was given at the same time as 13-valent pneumococcal conjugate vaccine (PCV13).3 This increased risk was <1 per 1000 children vaccinated, and the Advisory Committee on Immunization Practices (ACIP) did not consider it significant enough to warrant any changes in TIV or PCV13 recommendations.

No other safety concerns arose for influenza vaccines last year. The vaccine safety monitoring system looks specifically at Guillain-Barré syndrome (GBS), and it detected no increased risk for GBS related to influenza vaccine.3

Newer quadrivalent vaccines

Historically, influenza vaccines have contained 3 antigens: 2 type A and 1 type B. A newly approved quadrivalent LAIV (FluMist Quadrivalent, MedImmune) contains 2 antigenically different B strains. The inclusion of 2 B strains is expected to increase the likelihood of the vaccine matching the circulating B influenza strains and thereby increase vaccine effectiveness. This new product will probably not be available this coming flu season, but will be marketed for 2013-2014. Other, inactivated, quadrivalent vaccines are also in development and should be available in future flu seasons.

Improving influenza vaccine coverage
In 2011, only 36.3% of people ≥6 months of age had received influenza vaccination by the first week in November (36.7% of children 6 months to 17 years and 36.2% of adults ≥18 years).4 The Community Preventive Services Task Force (a nonfederal group whose members are appointed by the director of the CDC) recommends a number of evidence-based interventions to increase vaccine rates, including patient reminder and recall systems, provider quality assessment and feedback, and standing orders.5 Increased coverage is important if we are to lower the annual morbidity and mortality associated with influenza.

The role of antivirals

All influenza A and B strains currently circulating have low or zero rates of resistance to the neuraminidase inhibitors, oseltamivir (Tamiflu) and zanamivir (Relenza). The circulating A strains continue to have high levels of resistance to the adamantanes (amantadine and rimantadine). Therefore, use only the neuraminidase inhibitors to treat influenza, and for pre- and post exposure chemoprevention.1

Those who should receive treatment include anyone with suspected or confirmed influenza who is hospitalized or who meets specific criteria (TABLE). Details regarding influenza antivirals, doses, and duration of treatment—as well as indications for chemoprevention—are on the CDC influenza Web site (http://www.cdc.gov/flu/professionals/antivirals/antiviral-use-influenza.htm#indications).

Table
Indications for treatment of influenza with antivirals

  • Children ages <2 years
  • Adults ages ≥65 years
  • Individuals with chronic pulmonary (including asthma), cardiovascular (except hypertension alone), renal, hepatic, hematological (including sickle cell disease), or metabolic disorders (including diabetes mellitus)
  • Individuals with neurologic and neurodevelopment conditions, including:
  • Individuals with immunosuppression, including that caused by medications or by HIV infection
  • Women who are pregnant or postpartum (within 2 weeks of delivery)
  • Individuals ages <19 years who are receiving long-term aspirin therapy
  • American Indians/Alaska Natives
  • Individuals who are morbidly obese (ie, BMI ≥40 kg/m2)
  • Residents of nursing homes and other chronic-care facilities
BMI, body mass index; HIV, human immunodeficiency virus.
Source: CDC. Antiviral agents for the treatment and chemoprophylaxis of influenza: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Morb Mortal Wkly Rep. 2011;60:1-24.
References

1. Finelli L. Influenza surveillance season summary. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); June 20, 2012; Atlanta, GA. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-jun-2012/02-influenza-finelli.pdf. Accessed July 15, 2012.

2. CDC. Prevention and control of influenza with vaccines: Recommendations of the Advisory Committee on Immunization Practices (ACIP)—United States, 2012-13 influenza season. MMWR Morb Mortal Wkly Rep. 2012;61:613–618.

3. Shimabukuro T. Update on influenza vaccine safety monitoring. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); June 20, 2012; Atlanta, GA. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-jun-2012/03-influenza-Shimabukuro.pdf. Accessed July 15, 2012.

4. CDC. National mid-season flu vaccination coverage. Available at: http://www.cdc.gov/flu/professionals/vaccination/national-flu-survey.htm. Accessed July 15, 2012.

5. Community Preventive Services Task Force. Vaccines to prevent diseases: universally recommended vaccines. Available at: http://www.thecommunityguide.org/vaccines/universally/index.html. Accessed July 15, 2012.

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By all measures, last year’s flu season was a mild one that peaked in early March. The number of cases reported, the total number of pneumonia/influenza deaths, and the number of pediatric deaths were all comparatively low.1 The main circulating strains were the same as the previous 2 years, leaving much of the population protected by immunity gained from natural infections. And there was a good match between the vaccine and the circulating strains, leading to higher vaccine effectiveness.

So what’s new—and what remains the same—for the 2012-2013 season? Annual flu vaccination continues to be recommended for everyone ≥6 months of age, starting as soon as the vaccine is available and continuing through the influenza season. This season’s vaccine contains 2 new strains in addition to the A/California/7/2009 (H1N1) strain that has been in the vaccine the past 2 seasons and was used for a monovalent vaccine in 2009. The new strains are A/Victoria/361/2011 (H3N2) and B/Wisconsin/1/2010.2

Each year, influenza experts decide which strains to include in the vaccine based on the ones currently circulating and the ones expected to circulate into the next season. The degree to which vaccine strains match circulating strains will determine the effectiveness of the vaccine.

A variety of products

The number of influenza vaccine products has increased, and they differ in the ages for which they are approved.2 All trivalent inactivated vaccine (TIV) products are given intramuscularly, with the exception of a relatively new product, Fluzone Intradermal (Sanofi Pasteur). There is also FluMist (MedImmune), a live-attenuated influenza vaccine (LAIV), administered as a nasal spray. And, for adults ≥65 years, the product Fluzone High-Dose contains 4 times the antigen content of other vaccines for this age group. The Centers for Disease Control and Prevention (CDC) does not express a preference for any one of the TIV products over the others.

A new algorithm for children <9 years

To mount an adequate immune response in children <9 years, 2 doses of vaccine are needed in the first year of receiving vaccine. The time between doses should be at least 4 weeks; longer intervals do not appear to matter. This leads to a complex algorithm when taking into consideration vaccines given in past years. To simplify the issue, the CDC has approved an algorithm for this season that involves only 2 questions (FIGURE 1).

However, strict adherence to this algorithm will result in some children receiving 2 doses when one would suffice. If a child has received at least 2 doses of seasonal influenza vaccine in any prior season, and at least one dose of A/California/7/2009 (H1N1), then just a single dose of vaccine is needed this year. The A/California antigen could have been in the monovalent product in 2009 or the regular trivalent products in the past 2 seasons. If any doubt or confusion exists, administer 2 doses, 4 weeks apart. There is no harm in receiving 2 doses if only one is needed.

FIGURE 1
The CDC’s new dosing algorithm for children 6 months–8 years receiving influenza vaccine in the 2012-2013 flu season
2

*Doses should be administered at least 4 weeks apart.

For simplicity, this algorithm takes into consideration only doses of seasonal influenza vaccine received since July 1, 2010. However, if a child 6 months through 8 years of age is known to have received at least 2 seasonal influenza vaccines during any prior season, and at least one dose of a 2009 (H1N1)-containing vaccine-—ie, either 2010-2011 or 2011-2012 seasonal vaccine or the monovalent 2009 (H1N1) vaccine—then the child needs only one dose for 2012-2013.

Egg allergy precautions
While all influenza vaccines are manufactured by injecting virus into chicken eggs, the amount of egg protein in the vaccine is extremely low. Those who react to egg products only with hives can receive TIV (not LAIV) under the care of a clinician who is familiar with egg allergy manifestations. (Patients should be observed for 30 minutes after vaccine administration.) Those who have more severe reactions to eggs (FIGURE 2) require assessment by a physician with allergy expertise before receiving an influenza vaccine. All facilities that administer vaccines should be equipped to respond to anaphylaxis, and all providers who administer vaccines should be adequately trained in anaphylaxis management. The CDC made these recommendations last year, and there was no increase in egg allergy adverse events following vaccination reported during the 2011-2012 flu season.3

 

 

FIGURE 2
ACIP 2012-2013 recommendations regarding influenza vaccination for those with egg allergy
2

TIV, trivalent inactivated vaccine.

*Individuals with egg allergy may tolerate egg in baked products (eg, bread, cake). Tolerance to egg-containing foods does not exclude the possibility of egg allergy.

Febrile seizures and vaccine safety
Last flu season, vaccine safety surveillance detected an increased risk for febrile seizures among children 6 months to 4 years during the 24 hours after receiving TIV, when it was given at the same time as 13-valent pneumococcal conjugate vaccine (PCV13).3 This increased risk was <1 per 1000 children vaccinated, and the Advisory Committee on Immunization Practices (ACIP) did not consider it significant enough to warrant any changes in TIV or PCV13 recommendations.

No other safety concerns arose for influenza vaccines last year. The vaccine safety monitoring system looks specifically at Guillain-Barré syndrome (GBS), and it detected no increased risk for GBS related to influenza vaccine.3

Newer quadrivalent vaccines

Historically, influenza vaccines have contained 3 antigens: 2 type A and 1 type B. A newly approved quadrivalent LAIV (FluMist Quadrivalent, MedImmune) contains 2 antigenically different B strains. The inclusion of 2 B strains is expected to increase the likelihood of the vaccine matching the circulating B influenza strains and thereby increase vaccine effectiveness. This new product will probably not be available this coming flu season, but will be marketed for 2013-2014. Other, inactivated, quadrivalent vaccines are also in development and should be available in future flu seasons.

Improving influenza vaccine coverage
In 2011, only 36.3% of people ≥6 months of age had received influenza vaccination by the first week in November (36.7% of children 6 months to 17 years and 36.2% of adults ≥18 years).4 The Community Preventive Services Task Force (a nonfederal group whose members are appointed by the director of the CDC) recommends a number of evidence-based interventions to increase vaccine rates, including patient reminder and recall systems, provider quality assessment and feedback, and standing orders.5 Increased coverage is important if we are to lower the annual morbidity and mortality associated with influenza.

The role of antivirals

All influenza A and B strains currently circulating have low or zero rates of resistance to the neuraminidase inhibitors, oseltamivir (Tamiflu) and zanamivir (Relenza). The circulating A strains continue to have high levels of resistance to the adamantanes (amantadine and rimantadine). Therefore, use only the neuraminidase inhibitors to treat influenza, and for pre- and post exposure chemoprevention.1

Those who should receive treatment include anyone with suspected or confirmed influenza who is hospitalized or who meets specific criteria (TABLE). Details regarding influenza antivirals, doses, and duration of treatment—as well as indications for chemoprevention—are on the CDC influenza Web site (http://www.cdc.gov/flu/professionals/antivirals/antiviral-use-influenza.htm#indications).

Table
Indications for treatment of influenza with antivirals

  • Children ages <2 years
  • Adults ages ≥65 years
  • Individuals with chronic pulmonary (including asthma), cardiovascular (except hypertension alone), renal, hepatic, hematological (including sickle cell disease), or metabolic disorders (including diabetes mellitus)
  • Individuals with neurologic and neurodevelopment conditions, including:
  • Individuals with immunosuppression, including that caused by medications or by HIV infection
  • Women who are pregnant or postpartum (within 2 weeks of delivery)
  • Individuals ages <19 years who are receiving long-term aspirin therapy
  • American Indians/Alaska Natives
  • Individuals who are morbidly obese (ie, BMI ≥40 kg/m2)
  • Residents of nursing homes and other chronic-care facilities
BMI, body mass index; HIV, human immunodeficiency virus.
Source: CDC. Antiviral agents for the treatment and chemoprophylaxis of influenza: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Morb Mortal Wkly Rep. 2011;60:1-24.

By all measures, last year’s flu season was a mild one that peaked in early March. The number of cases reported, the total number of pneumonia/influenza deaths, and the number of pediatric deaths were all comparatively low.1 The main circulating strains were the same as the previous 2 years, leaving much of the population protected by immunity gained from natural infections. And there was a good match between the vaccine and the circulating strains, leading to higher vaccine effectiveness.

So what’s new—and what remains the same—for the 2012-2013 season? Annual flu vaccination continues to be recommended for everyone ≥6 months of age, starting as soon as the vaccine is available and continuing through the influenza season. This season’s vaccine contains 2 new strains in addition to the A/California/7/2009 (H1N1) strain that has been in the vaccine the past 2 seasons and was used for a monovalent vaccine in 2009. The new strains are A/Victoria/361/2011 (H3N2) and B/Wisconsin/1/2010.2

Each year, influenza experts decide which strains to include in the vaccine based on the ones currently circulating and the ones expected to circulate into the next season. The degree to which vaccine strains match circulating strains will determine the effectiveness of the vaccine.

A variety of products

The number of influenza vaccine products has increased, and they differ in the ages for which they are approved.2 All trivalent inactivated vaccine (TIV) products are given intramuscularly, with the exception of a relatively new product, Fluzone Intradermal (Sanofi Pasteur). There is also FluMist (MedImmune), a live-attenuated influenza vaccine (LAIV), administered as a nasal spray. And, for adults ≥65 years, the product Fluzone High-Dose contains 4 times the antigen content of other vaccines for this age group. The Centers for Disease Control and Prevention (CDC) does not express a preference for any one of the TIV products over the others.

A new algorithm for children <9 years

To mount an adequate immune response in children <9 years, 2 doses of vaccine are needed in the first year of receiving vaccine. The time between doses should be at least 4 weeks; longer intervals do not appear to matter. This leads to a complex algorithm when taking into consideration vaccines given in past years. To simplify the issue, the CDC has approved an algorithm for this season that involves only 2 questions (FIGURE 1).

However, strict adherence to this algorithm will result in some children receiving 2 doses when one would suffice. If a child has received at least 2 doses of seasonal influenza vaccine in any prior season, and at least one dose of A/California/7/2009 (H1N1), then just a single dose of vaccine is needed this year. The A/California antigen could have been in the monovalent product in 2009 or the regular trivalent products in the past 2 seasons. If any doubt or confusion exists, administer 2 doses, 4 weeks apart. There is no harm in receiving 2 doses if only one is needed.

FIGURE 1
The CDC’s new dosing algorithm for children 6 months–8 years receiving influenza vaccine in the 2012-2013 flu season
2

*Doses should be administered at least 4 weeks apart.

For simplicity, this algorithm takes into consideration only doses of seasonal influenza vaccine received since July 1, 2010. However, if a child 6 months through 8 years of age is known to have received at least 2 seasonal influenza vaccines during any prior season, and at least one dose of a 2009 (H1N1)-containing vaccine-—ie, either 2010-2011 or 2011-2012 seasonal vaccine or the monovalent 2009 (H1N1) vaccine—then the child needs only one dose for 2012-2013.

Egg allergy precautions
While all influenza vaccines are manufactured by injecting virus into chicken eggs, the amount of egg protein in the vaccine is extremely low. Those who react to egg products only with hives can receive TIV (not LAIV) under the care of a clinician who is familiar with egg allergy manifestations. (Patients should be observed for 30 minutes after vaccine administration.) Those who have more severe reactions to eggs (FIGURE 2) require assessment by a physician with allergy expertise before receiving an influenza vaccine. All facilities that administer vaccines should be equipped to respond to anaphylaxis, and all providers who administer vaccines should be adequately trained in anaphylaxis management. The CDC made these recommendations last year, and there was no increase in egg allergy adverse events following vaccination reported during the 2011-2012 flu season.3

 

 

FIGURE 2
ACIP 2012-2013 recommendations regarding influenza vaccination for those with egg allergy
2

TIV, trivalent inactivated vaccine.

*Individuals with egg allergy may tolerate egg in baked products (eg, bread, cake). Tolerance to egg-containing foods does not exclude the possibility of egg allergy.

Febrile seizures and vaccine safety
Last flu season, vaccine safety surveillance detected an increased risk for febrile seizures among children 6 months to 4 years during the 24 hours after receiving TIV, when it was given at the same time as 13-valent pneumococcal conjugate vaccine (PCV13).3 This increased risk was <1 per 1000 children vaccinated, and the Advisory Committee on Immunization Practices (ACIP) did not consider it significant enough to warrant any changes in TIV or PCV13 recommendations.

No other safety concerns arose for influenza vaccines last year. The vaccine safety monitoring system looks specifically at Guillain-Barré syndrome (GBS), and it detected no increased risk for GBS related to influenza vaccine.3

Newer quadrivalent vaccines

Historically, influenza vaccines have contained 3 antigens: 2 type A and 1 type B. A newly approved quadrivalent LAIV (FluMist Quadrivalent, MedImmune) contains 2 antigenically different B strains. The inclusion of 2 B strains is expected to increase the likelihood of the vaccine matching the circulating B influenza strains and thereby increase vaccine effectiveness. This new product will probably not be available this coming flu season, but will be marketed for 2013-2014. Other, inactivated, quadrivalent vaccines are also in development and should be available in future flu seasons.

Improving influenza vaccine coverage
In 2011, only 36.3% of people ≥6 months of age had received influenza vaccination by the first week in November (36.7% of children 6 months to 17 years and 36.2% of adults ≥18 years).4 The Community Preventive Services Task Force (a nonfederal group whose members are appointed by the director of the CDC) recommends a number of evidence-based interventions to increase vaccine rates, including patient reminder and recall systems, provider quality assessment and feedback, and standing orders.5 Increased coverage is important if we are to lower the annual morbidity and mortality associated with influenza.

The role of antivirals

All influenza A and B strains currently circulating have low or zero rates of resistance to the neuraminidase inhibitors, oseltamivir (Tamiflu) and zanamivir (Relenza). The circulating A strains continue to have high levels of resistance to the adamantanes (amantadine and rimantadine). Therefore, use only the neuraminidase inhibitors to treat influenza, and for pre- and post exposure chemoprevention.1

Those who should receive treatment include anyone with suspected or confirmed influenza who is hospitalized or who meets specific criteria (TABLE). Details regarding influenza antivirals, doses, and duration of treatment—as well as indications for chemoprevention—are on the CDC influenza Web site (http://www.cdc.gov/flu/professionals/antivirals/antiviral-use-influenza.htm#indications).

Table
Indications for treatment of influenza with antivirals

  • Children ages <2 years
  • Adults ages ≥65 years
  • Individuals with chronic pulmonary (including asthma), cardiovascular (except hypertension alone), renal, hepatic, hematological (including sickle cell disease), or metabolic disorders (including diabetes mellitus)
  • Individuals with neurologic and neurodevelopment conditions, including:
  • Individuals with immunosuppression, including that caused by medications or by HIV infection
  • Women who are pregnant or postpartum (within 2 weeks of delivery)
  • Individuals ages <19 years who are receiving long-term aspirin therapy
  • American Indians/Alaska Natives
  • Individuals who are morbidly obese (ie, BMI ≥40 kg/m2)
  • Residents of nursing homes and other chronic-care facilities
BMI, body mass index; HIV, human immunodeficiency virus.
Source: CDC. Antiviral agents for the treatment and chemoprophylaxis of influenza: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Morb Mortal Wkly Rep. 2011;60:1-24.
References

1. Finelli L. Influenza surveillance season summary. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); June 20, 2012; Atlanta, GA. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-jun-2012/02-influenza-finelli.pdf. Accessed July 15, 2012.

2. CDC. Prevention and control of influenza with vaccines: Recommendations of the Advisory Committee on Immunization Practices (ACIP)—United States, 2012-13 influenza season. MMWR Morb Mortal Wkly Rep. 2012;61:613–618.

3. Shimabukuro T. Update on influenza vaccine safety monitoring. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); June 20, 2012; Atlanta, GA. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-jun-2012/03-influenza-Shimabukuro.pdf. Accessed July 15, 2012.

4. CDC. National mid-season flu vaccination coverage. Available at: http://www.cdc.gov/flu/professionals/vaccination/national-flu-survey.htm. Accessed July 15, 2012.

5. Community Preventive Services Task Force. Vaccines to prevent diseases: universally recommended vaccines. Available at: http://www.thecommunityguide.org/vaccines/universally/index.html. Accessed July 15, 2012.

References

1. Finelli L. Influenza surveillance season summary. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); June 20, 2012; Atlanta, GA. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-jun-2012/02-influenza-finelli.pdf. Accessed July 15, 2012.

2. CDC. Prevention and control of influenza with vaccines: Recommendations of the Advisory Committee on Immunization Practices (ACIP)—United States, 2012-13 influenza season. MMWR Morb Mortal Wkly Rep. 2012;61:613–618.

3. Shimabukuro T. Update on influenza vaccine safety monitoring. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); June 20, 2012; Atlanta, GA. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-jun-2012/03-influenza-Shimabukuro.pdf. Accessed July 15, 2012.

4. CDC. National mid-season flu vaccination coverage. Available at: http://www.cdc.gov/flu/professionals/vaccination/national-flu-survey.htm. Accessed July 15, 2012.

5. Community Preventive Services Task Force. Vaccines to prevent diseases: universally recommended vaccines. Available at: http://www.thecommunityguide.org/vaccines/universally/index.html. Accessed July 15, 2012.

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Hypothyroidism management: Is an annual check of TSH level always necessary?

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Hypothyroidism management: Is an annual check of TSH level always necessary?

ABSTRACT

Purpose  We conducted this study to identify clinical predictors of normal thyroid-stimulating hormone (TSH) values over a one-year interval in patients treated for hypothyroidism.

Methods  We retrospectively reviewed cases of patients treated for hypothyroidism by the Mayo Clinic Department of Family Medicine in 2006. For patients with a normal TSH value during the initial study period in 2006, we assessed the number who then had therapeutic and nontherapeutic TSH values 10 to 14 months later, and evaluated whether body mass index (BMI), age, sex, or dosage of levothyroxine replacement had predictive value of a normal TSH level.

Results  The percentage of normal repeat TSH values significantly declined with increasing medication dosage (P=.01). Of those patients whose maintenance dosage was <75 mcg/d, 90.8% had normal repeat TSH values, compared with just 77.5% of those requiring ≥125 mcg/d, who had significantly lower odds of normal repeat TSH (odds ratio, 0.31; 95% confidence interval, 0.13–0.76; P=.01).

Conclusions  Age, sex, and BMI were not predictive of stable TSH values in patients treated for hypothyroidism. The dosage of thyroid hormone replacement was predictive of normal TSH values, with dosages ≥125 mcg/d having significantly decreased odds of a normal repeat TSH on follow-up.

Once the level of thyroid-stimulating hormone (TSH) has been normalized in a patient treated for hypothyroidism, the American Association of Clinical Endocrinologists recommends yearly monitoring.1 Annual testing has become the default frequency of surveillance for many primary care providers, despite a relative paucity of data to support the recommendation as customary practice.

Factors that can warrant close monitoring of TSH levels. Elderly patients often require lower average doses of levothyroxine replacement of 1 mcg/kg of body weight.2 Factors that can influence the stability of the TSH level include age, lean body mass changes, pregnancy,3 and malabsorptive states. Concomitant medications, such as antacids, calcium,4,5 and selective serotonin reuptake inhibitors,6 may also affect TSH levels. Various formulations of levothyroxine from different manufacturers may have different bioequivalence; thus a change in brands of medication could affect TSH levels.7

Rationale for monitoring TSH levels. Subtherapeutic replacement may not alleviate potential secondary effects of hypothyroidism, including hyperlipidemia, or cardiovascular and neuropsychiatric effects,8 whereas supratherapeutic replacement is associated with an increased risk of atrial fibrillation9 and decreased bone mass in postmenopausal women.8,10 Due to the potential hazards of excess thyroxine replacement, as well as the desire to avoid inadequate replacement, it is necessary to monitor the patient’s response to replacement. But can the frequency of monitoring vary?

Less frequent monitoring may be acceptable for some. One retrospective study has suggested that an 18-month interval may be more appropriate for patients younger than 60 years taking a levothyroxine dose of 100 to 150 mcg/d.11 Total health care expenditures for chronic care patients could possibly be reduced by decreasing testing frequency. The objective of this retrospective study was to identify predictors of stable TSH values over one year in patients treated for hypothyroidism, which might allow for a longer monitoring interval.

Methods

Patient selection
We reviewed the electronic medical records of patients with hypothyroidism treated by the Mayo Clinic Department of Family Medicine from January 1, 2006 through January 1, 2007, and identified a random sample of 780 patients with a documented TSH value in the normal range (0.3-5.0 mIU/L) and no other exclusionary criteria (see below). We reviewed laboratory results to determine if repeat TSH assay(s) were performed during the subsequent 10 to 14 months. We chose this period in an attempt to approximate the one-year interval of monitoring used in standard practice to follow patients with hypothyroidism not requiring dosage changes.

Out of the 780 patients, we identified 452 who had repeat TSH measurements performed 10 to 14 months after documentation of a normal TSH value. We recorded and analyzed demographic data obtained at the time of the first TSH measurement, including age, sex, body mass index (BMI), and thyroxine dose, to determine if there were any identifiable characteristics predicting normal TSH values on repeat screening.

Exclusion criteria. We excluded 328 patients who had normal TSH levels recorded in 2006 but did not undergo a repeat TSH measurement in the subsequent 10 to 14 months or had a repeat TSH measurement done sooner than 10 months that necessitated a change in levothyroxine dosage. We also excluded individuals who were younger than 18 years at the time of the initial 2006 TSH value; who were pregnant during the study period; who had a history of thyroid cancer (due to different recommendations for TSH goals); or who were taking amiodarone or lithium during the study period.

 

 

Outcome variables included TSH levels in the therapeutic range vs outside of the therapeutic range. This study was approved under the Mayo Clinic IRB protocol #09-008343.

Statistical analysis
We used a Student’s t-test to identify any association between age or BMI and a normal repeat TSH value, and a chi-square calculation to test for an association between medication dosage or sex and TSH level at follow-up. We used multiple logistic regression analysis to estimate adjusted odds ratios (ORs) for each independent variable.

Results

Three hundred eighty-six (85.4%) patients were women and 66 (14.6%) were men. Three hundred ten patients were taking levothyroxine at <125 mcg/d, and 142 patients were taking dosages ≥125 mcg/d. At approximately one year, 85.6% of all patients had a normal repeat TSH level.

Results of the 2-way tests are shown in TABLE 1. We found no mean differences in age, sex, or BMI between patients with normal repeat TSH levels and those with abnormal levels at follow-up. However, the percentage of normal repeat TSH values was inversely proportional to medication dosage (P=.01). Of patients whose dosage was <75 mcg/d, 90.8% had normal repeat TSH values, compared with 77.5% of patients taking ≥125 mcg/d. Percentages of low, normal, and high TSH values for each dosage range are shown in TABLE 2.

These findings were confirmed with multiple logistic regression analysis (TABLE 3). Age at index, BMI at index, and sex were not significantly associated with normal TSH at follow-up. However, patients with dosages ≥125 mcg/d had significantly lower odds of normal repeat TSH (OR=0.31, 95% confidence interval [CI]=0.13-0.76, P=.01).

Table 1
Normal TSH levels at one year were more often associated with levothyroxine dosages <125 mcg/d

 TSH normal*TSH not normalNP value
Age at index, mean54.754.9452.91
BMI at index, mean28.929.0452.93
Sex, %   .57
  Women85.214.8386 
  Men87.912.166 
  Total85.614.4352 
Dosage, mcg/d   .01
  0–74.990.89.276 
  75–99.989.610.4106 
  100–124.988.311.7128 
  ≥12577.522.5142 
  Total85.614.4452 
BMI, body mass index; TSH, thyroid-stimulating hormone.
*Normal range=0.3-5.0 mIU/L.

Table 2
Levothyroxine dosages and associated TSH levels* at one year follow-up

Dosage, mcg/dLow TSH, n (%)Normal TSH, n (%)High TSH, n (%)Total, n
0-74.9069 (90.8%)7 (9.2%)76
75-99.95 (4.7%)95 (89.6%)6 (5.7%)106
100-124.99 (7.0%)113 (88.3%)6 (4.7%)128
≥12522 (15.5%)110 (77.5%)10 (7.0%)142
Total36 (8.0%)387 (85.6%)29 (6.4%)452
TSH, thyroid-stimulating hormone.
*Low TSH=<0.3 mIU/L; normal TSH=0.3-5.0 mIU/L; high TSH=>5.0 mIU/L.

Table 3
Patients with dosages ≥125 mcg/d had significantly lower odds of normal repeat TSH* (N=452)

VariableOdds ratioConfidence intervalP value
Age at index0.990.98-1.01.46
BMI at index1.020.98-1.05.41
Men (vs women)1.530.68-3.48.31
Dosage, mcg/d   
  0–74.91  
  75–99.90.870.32-2.37.79
  100–124.90.760.29-1.97.58
  ≥1250.310.13-0.76.01
BMI, body mass index; TSH, thyroid-stimulating hormone.
*Using multiple logistic regression analysis.

DISCUSSION

Our retrospective study showed that patients taking <125 mcg/d levothyroxine were likely to have a normal TSH value at one year. Thus we propose that TSH values may be measured less frequently in this population. Given that the fee for testing TSH averages $50, there is potential for savings in costs, as well as in patient and provider time. A prospective, randomized controlled trial of less frequent TSH measurements in asymptomatic patients treated for hypothyroidism with replacement levothyroxine <125 mcg/d would yield more definitive conclusions.

Our study also revealed that patients requiring ≥125 mcg/d levothyroxine were less likely than patients requiring lower dosages to have a normal repeat TSH value at one year. The reasons for this are unclear. Although excess body weight may be a reason for patients to be on higher replacement dosages, we did not find BMI to be predictive of continued normal TSH values after one year. Other potential reasons for patients to require higher dosages of thyroid replacement include noncompliance, drug interference, and malabsorption.12 A change in any of these factors could presumably lead to a change in thyroid replacement needs and a change in TSH upon recheck one year later. Based on this finding, we suggest that TSH levels for patients requiring ≥125 mcg/d levothyroxine be repeated at maximum intervals of 12 months.

Limitations of this study
Study limitations were primarily a consequence of the retrospective design. Selection bias may have occurred by capturing patients with higher compliance. Patients who had repeat testing approximately one year later may reflect a population with more monitoring and better medication adherence. Interestingly, our retrospective review revealed that a large number of patients in our study did not have an annual TSH measurement; out of the 780 patients initially identified with a normal TSH value in 2006, 177 (23%) had repeat TSH values obtained more than 14 months later.

Other limitations of this study include an inability to control for, or detect, any changes in levothyroxine brand between the 2 data points. Because different levothyroxine formulations may differ in bioequivalence, a change in brands between measured values has the potential to affect outcomes.7 Additionally, the retrospective design could not address whether patients had any concurrent symptoms of over- or undertreated hypothyroidism or had sustained a serious, recent health status change that may have affected their TSH levels. Another limitation was the possible inclusion of women started on levothyroxine replacement for postpartum thyroiditis who may have subsequently recovered full thyroid function but continued on levothyroxine treatment.

 

 

Finally, this study design did not control for concurrent medication use other than lithium and amiodarone, thereby potentially overlooking substances such as antacids and calcium that could reduce levothyroxine absorption. However, as a practical matter, use of over-the-counter supplements and substitution in levothyroxine brand are often not reported by patients.

CORRESPONDENCE Jennifer Pecina, MD, 200 First Street SW, Rochester, MN 55905; [email protected]

References

1. Garber JR, Hennessey JV, Liebermann JA, 3rd, et al. Clinical update. Managing the challenges of hypothyroidism. J Fam Pract. 2006;55(suppl):S1-S8.

2. Laurberg P, Andersen S, Bulow Pedersen I, et al. Hypothyroidism in the elderly: pathophysiology, diagnosis and treatment. Drugs Aging. 2005;22:23-38.

3. Mandel SJ, Larsen PR, Seely EW, et al. Increased need for thyroxine during pregnancy in women with primary hypothyroidism. N Engl J Med. 1990;323:91-96.

4. Singh N, Singh PN, Hershman JM. Effect of calcium carbonate on the absorption of levothyroxine. JAMA. 2000;283:2822-2825.

5. Mersebach H, Rasmussen AK, Kirkegaard L, et al. Intestinal adsorption of levothyroxine by antacids and laxatives: case stories and in vitro experiments. Pharmacol Toxicol. 1999;84:107-109.

6. McCowen KC, Garber JR, Spark R. Elevated serum thyrotropin in thyroxine-treated patients with hypothyroidism given sertraline. N Engl J Med. 1997;337:1010-1011.

7. American Thyroid Association. The ATA unveils new data to FDA on bioequivalence of levothyroxine. October 4, 2006. Available at: http://www.thyroid.org/the-ata-unveils-new-data-to-fda-on-bioequivalence-of-levothyroxine. Accessed February 19, 2011.

8. Baskin HJ, Cobin RH, Duick DS, et al. American Association of Clinical Endocrinologists medical guidelines for clinical practice for the evaluation and treatment of hyperthyroidism and hypothyroidism. Endocr Pract. 2002;8:457-469.

9. Jayaprasad N, Johnson F. Atrial fibrillation and hyperthyroidism. Indian Pacing Electrophysiol J. 2005;5:305-311.

10. Schneider DL, Barrett-Connor EL, Morton DJ. Thyroid hormone use and bone mineral density in elderly women. Effects of estrogen. JAMA. 1994;271:1245-1249.

11. Viswanath AK, Avenell A, Philip S, et al. Is annual surveillance of all treated hypothyroid patients necessary? BMC Endocr Disord. 2007;7:4.-

12. Narayanaswamy AKP, Pereira O, Copland S, et al. High levothyroxine requirement: more than just compliance. Endocr Abstr. 2009;19:389.-Available at: http://www.endocrine-abstracts.org/ea/0019/ea0019p389.htm. Accessed February 19, 2011.

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Jennifer Pecina, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn
[email protected]

Matthew Bernard, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

Joseph Furst, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

James Rohrer, PhD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

The authors reported no potential conflicts of interest relevant to this article.

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Matthew Bernard, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

Joseph Furst, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

James Rohrer, PhD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

The authors reported no potential conflicts of interest relevant to this article.

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Jennifer Pecina, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn
[email protected]

Matthew Bernard, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

Joseph Furst, MD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

James Rohrer, PhD
Department of Family Medicine, Mayo Clinic, Rochester, Minn

The authors reported no potential conflicts of interest relevant to this article.

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ABSTRACT

Purpose  We conducted this study to identify clinical predictors of normal thyroid-stimulating hormone (TSH) values over a one-year interval in patients treated for hypothyroidism.

Methods  We retrospectively reviewed cases of patients treated for hypothyroidism by the Mayo Clinic Department of Family Medicine in 2006. For patients with a normal TSH value during the initial study period in 2006, we assessed the number who then had therapeutic and nontherapeutic TSH values 10 to 14 months later, and evaluated whether body mass index (BMI), age, sex, or dosage of levothyroxine replacement had predictive value of a normal TSH level.

Results  The percentage of normal repeat TSH values significantly declined with increasing medication dosage (P=.01). Of those patients whose maintenance dosage was <75 mcg/d, 90.8% had normal repeat TSH values, compared with just 77.5% of those requiring ≥125 mcg/d, who had significantly lower odds of normal repeat TSH (odds ratio, 0.31; 95% confidence interval, 0.13–0.76; P=.01).

Conclusions  Age, sex, and BMI were not predictive of stable TSH values in patients treated for hypothyroidism. The dosage of thyroid hormone replacement was predictive of normal TSH values, with dosages ≥125 mcg/d having significantly decreased odds of a normal repeat TSH on follow-up.

Once the level of thyroid-stimulating hormone (TSH) has been normalized in a patient treated for hypothyroidism, the American Association of Clinical Endocrinologists recommends yearly monitoring.1 Annual testing has become the default frequency of surveillance for many primary care providers, despite a relative paucity of data to support the recommendation as customary practice.

Factors that can warrant close monitoring of TSH levels. Elderly patients often require lower average doses of levothyroxine replacement of 1 mcg/kg of body weight.2 Factors that can influence the stability of the TSH level include age, lean body mass changes, pregnancy,3 and malabsorptive states. Concomitant medications, such as antacids, calcium,4,5 and selective serotonin reuptake inhibitors,6 may also affect TSH levels. Various formulations of levothyroxine from different manufacturers may have different bioequivalence; thus a change in brands of medication could affect TSH levels.7

Rationale for monitoring TSH levels. Subtherapeutic replacement may not alleviate potential secondary effects of hypothyroidism, including hyperlipidemia, or cardiovascular and neuropsychiatric effects,8 whereas supratherapeutic replacement is associated with an increased risk of atrial fibrillation9 and decreased bone mass in postmenopausal women.8,10 Due to the potential hazards of excess thyroxine replacement, as well as the desire to avoid inadequate replacement, it is necessary to monitor the patient’s response to replacement. But can the frequency of monitoring vary?

Less frequent monitoring may be acceptable for some. One retrospective study has suggested that an 18-month interval may be more appropriate for patients younger than 60 years taking a levothyroxine dose of 100 to 150 mcg/d.11 Total health care expenditures for chronic care patients could possibly be reduced by decreasing testing frequency. The objective of this retrospective study was to identify predictors of stable TSH values over one year in patients treated for hypothyroidism, which might allow for a longer monitoring interval.

Methods

Patient selection
We reviewed the electronic medical records of patients with hypothyroidism treated by the Mayo Clinic Department of Family Medicine from January 1, 2006 through January 1, 2007, and identified a random sample of 780 patients with a documented TSH value in the normal range (0.3-5.0 mIU/L) and no other exclusionary criteria (see below). We reviewed laboratory results to determine if repeat TSH assay(s) were performed during the subsequent 10 to 14 months. We chose this period in an attempt to approximate the one-year interval of monitoring used in standard practice to follow patients with hypothyroidism not requiring dosage changes.

Out of the 780 patients, we identified 452 who had repeat TSH measurements performed 10 to 14 months after documentation of a normal TSH value. We recorded and analyzed demographic data obtained at the time of the first TSH measurement, including age, sex, body mass index (BMI), and thyroxine dose, to determine if there were any identifiable characteristics predicting normal TSH values on repeat screening.

Exclusion criteria. We excluded 328 patients who had normal TSH levels recorded in 2006 but did not undergo a repeat TSH measurement in the subsequent 10 to 14 months or had a repeat TSH measurement done sooner than 10 months that necessitated a change in levothyroxine dosage. We also excluded individuals who were younger than 18 years at the time of the initial 2006 TSH value; who were pregnant during the study period; who had a history of thyroid cancer (due to different recommendations for TSH goals); or who were taking amiodarone or lithium during the study period.

 

 

Outcome variables included TSH levels in the therapeutic range vs outside of the therapeutic range. This study was approved under the Mayo Clinic IRB protocol #09-008343.

Statistical analysis
We used a Student’s t-test to identify any association between age or BMI and a normal repeat TSH value, and a chi-square calculation to test for an association between medication dosage or sex and TSH level at follow-up. We used multiple logistic regression analysis to estimate adjusted odds ratios (ORs) for each independent variable.

Results

Three hundred eighty-six (85.4%) patients were women and 66 (14.6%) were men. Three hundred ten patients were taking levothyroxine at <125 mcg/d, and 142 patients were taking dosages ≥125 mcg/d. At approximately one year, 85.6% of all patients had a normal repeat TSH level.

Results of the 2-way tests are shown in TABLE 1. We found no mean differences in age, sex, or BMI between patients with normal repeat TSH levels and those with abnormal levels at follow-up. However, the percentage of normal repeat TSH values was inversely proportional to medication dosage (P=.01). Of patients whose dosage was <75 mcg/d, 90.8% had normal repeat TSH values, compared with 77.5% of patients taking ≥125 mcg/d. Percentages of low, normal, and high TSH values for each dosage range are shown in TABLE 2.

These findings were confirmed with multiple logistic regression analysis (TABLE 3). Age at index, BMI at index, and sex were not significantly associated with normal TSH at follow-up. However, patients with dosages ≥125 mcg/d had significantly lower odds of normal repeat TSH (OR=0.31, 95% confidence interval [CI]=0.13-0.76, P=.01).

Table 1
Normal TSH levels at one year were more often associated with levothyroxine dosages <125 mcg/d

 TSH normal*TSH not normalNP value
Age at index, mean54.754.9452.91
BMI at index, mean28.929.0452.93
Sex, %   .57
  Women85.214.8386 
  Men87.912.166 
  Total85.614.4352 
Dosage, mcg/d   .01
  0–74.990.89.276 
  75–99.989.610.4106 
  100–124.988.311.7128 
  ≥12577.522.5142 
  Total85.614.4452 
BMI, body mass index; TSH, thyroid-stimulating hormone.
*Normal range=0.3-5.0 mIU/L.

Table 2
Levothyroxine dosages and associated TSH levels* at one year follow-up

Dosage, mcg/dLow TSH, n (%)Normal TSH, n (%)High TSH, n (%)Total, n
0-74.9069 (90.8%)7 (9.2%)76
75-99.95 (4.7%)95 (89.6%)6 (5.7%)106
100-124.99 (7.0%)113 (88.3%)6 (4.7%)128
≥12522 (15.5%)110 (77.5%)10 (7.0%)142
Total36 (8.0%)387 (85.6%)29 (6.4%)452
TSH, thyroid-stimulating hormone.
*Low TSH=<0.3 mIU/L; normal TSH=0.3-5.0 mIU/L; high TSH=>5.0 mIU/L.

Table 3
Patients with dosages ≥125 mcg/d had significantly lower odds of normal repeat TSH* (N=452)

VariableOdds ratioConfidence intervalP value
Age at index0.990.98-1.01.46
BMI at index1.020.98-1.05.41
Men (vs women)1.530.68-3.48.31
Dosage, mcg/d   
  0–74.91  
  75–99.90.870.32-2.37.79
  100–124.90.760.29-1.97.58
  ≥1250.310.13-0.76.01
BMI, body mass index; TSH, thyroid-stimulating hormone.
*Using multiple logistic regression analysis.

DISCUSSION

Our retrospective study showed that patients taking <125 mcg/d levothyroxine were likely to have a normal TSH value at one year. Thus we propose that TSH values may be measured less frequently in this population. Given that the fee for testing TSH averages $50, there is potential for savings in costs, as well as in patient and provider time. A prospective, randomized controlled trial of less frequent TSH measurements in asymptomatic patients treated for hypothyroidism with replacement levothyroxine <125 mcg/d would yield more definitive conclusions.

Our study also revealed that patients requiring ≥125 mcg/d levothyroxine were less likely than patients requiring lower dosages to have a normal repeat TSH value at one year. The reasons for this are unclear. Although excess body weight may be a reason for patients to be on higher replacement dosages, we did not find BMI to be predictive of continued normal TSH values after one year. Other potential reasons for patients to require higher dosages of thyroid replacement include noncompliance, drug interference, and malabsorption.12 A change in any of these factors could presumably lead to a change in thyroid replacement needs and a change in TSH upon recheck one year later. Based on this finding, we suggest that TSH levels for patients requiring ≥125 mcg/d levothyroxine be repeated at maximum intervals of 12 months.

Limitations of this study
Study limitations were primarily a consequence of the retrospective design. Selection bias may have occurred by capturing patients with higher compliance. Patients who had repeat testing approximately one year later may reflect a population with more monitoring and better medication adherence. Interestingly, our retrospective review revealed that a large number of patients in our study did not have an annual TSH measurement; out of the 780 patients initially identified with a normal TSH value in 2006, 177 (23%) had repeat TSH values obtained more than 14 months later.

Other limitations of this study include an inability to control for, or detect, any changes in levothyroxine brand between the 2 data points. Because different levothyroxine formulations may differ in bioequivalence, a change in brands between measured values has the potential to affect outcomes.7 Additionally, the retrospective design could not address whether patients had any concurrent symptoms of over- or undertreated hypothyroidism or had sustained a serious, recent health status change that may have affected their TSH levels. Another limitation was the possible inclusion of women started on levothyroxine replacement for postpartum thyroiditis who may have subsequently recovered full thyroid function but continued on levothyroxine treatment.

 

 

Finally, this study design did not control for concurrent medication use other than lithium and amiodarone, thereby potentially overlooking substances such as antacids and calcium that could reduce levothyroxine absorption. However, as a practical matter, use of over-the-counter supplements and substitution in levothyroxine brand are often not reported by patients.

CORRESPONDENCE Jennifer Pecina, MD, 200 First Street SW, Rochester, MN 55905; [email protected]

ABSTRACT

Purpose  We conducted this study to identify clinical predictors of normal thyroid-stimulating hormone (TSH) values over a one-year interval in patients treated for hypothyroidism.

Methods  We retrospectively reviewed cases of patients treated for hypothyroidism by the Mayo Clinic Department of Family Medicine in 2006. For patients with a normal TSH value during the initial study period in 2006, we assessed the number who then had therapeutic and nontherapeutic TSH values 10 to 14 months later, and evaluated whether body mass index (BMI), age, sex, or dosage of levothyroxine replacement had predictive value of a normal TSH level.

Results  The percentage of normal repeat TSH values significantly declined with increasing medication dosage (P=.01). Of those patients whose maintenance dosage was <75 mcg/d, 90.8% had normal repeat TSH values, compared with just 77.5% of those requiring ≥125 mcg/d, who had significantly lower odds of normal repeat TSH (odds ratio, 0.31; 95% confidence interval, 0.13–0.76; P=.01).

Conclusions  Age, sex, and BMI were not predictive of stable TSH values in patients treated for hypothyroidism. The dosage of thyroid hormone replacement was predictive of normal TSH values, with dosages ≥125 mcg/d having significantly decreased odds of a normal repeat TSH on follow-up.

Once the level of thyroid-stimulating hormone (TSH) has been normalized in a patient treated for hypothyroidism, the American Association of Clinical Endocrinologists recommends yearly monitoring.1 Annual testing has become the default frequency of surveillance for many primary care providers, despite a relative paucity of data to support the recommendation as customary practice.

Factors that can warrant close monitoring of TSH levels. Elderly patients often require lower average doses of levothyroxine replacement of 1 mcg/kg of body weight.2 Factors that can influence the stability of the TSH level include age, lean body mass changes, pregnancy,3 and malabsorptive states. Concomitant medications, such as antacids, calcium,4,5 and selective serotonin reuptake inhibitors,6 may also affect TSH levels. Various formulations of levothyroxine from different manufacturers may have different bioequivalence; thus a change in brands of medication could affect TSH levels.7

Rationale for monitoring TSH levels. Subtherapeutic replacement may not alleviate potential secondary effects of hypothyroidism, including hyperlipidemia, or cardiovascular and neuropsychiatric effects,8 whereas supratherapeutic replacement is associated with an increased risk of atrial fibrillation9 and decreased bone mass in postmenopausal women.8,10 Due to the potential hazards of excess thyroxine replacement, as well as the desire to avoid inadequate replacement, it is necessary to monitor the patient’s response to replacement. But can the frequency of monitoring vary?

Less frequent monitoring may be acceptable for some. One retrospective study has suggested that an 18-month interval may be more appropriate for patients younger than 60 years taking a levothyroxine dose of 100 to 150 mcg/d.11 Total health care expenditures for chronic care patients could possibly be reduced by decreasing testing frequency. The objective of this retrospective study was to identify predictors of stable TSH values over one year in patients treated for hypothyroidism, which might allow for a longer monitoring interval.

Methods

Patient selection
We reviewed the electronic medical records of patients with hypothyroidism treated by the Mayo Clinic Department of Family Medicine from January 1, 2006 through January 1, 2007, and identified a random sample of 780 patients with a documented TSH value in the normal range (0.3-5.0 mIU/L) and no other exclusionary criteria (see below). We reviewed laboratory results to determine if repeat TSH assay(s) were performed during the subsequent 10 to 14 months. We chose this period in an attempt to approximate the one-year interval of monitoring used in standard practice to follow patients with hypothyroidism not requiring dosage changes.

Out of the 780 patients, we identified 452 who had repeat TSH measurements performed 10 to 14 months after documentation of a normal TSH value. We recorded and analyzed demographic data obtained at the time of the first TSH measurement, including age, sex, body mass index (BMI), and thyroxine dose, to determine if there were any identifiable characteristics predicting normal TSH values on repeat screening.

Exclusion criteria. We excluded 328 patients who had normal TSH levels recorded in 2006 but did not undergo a repeat TSH measurement in the subsequent 10 to 14 months or had a repeat TSH measurement done sooner than 10 months that necessitated a change in levothyroxine dosage. We also excluded individuals who were younger than 18 years at the time of the initial 2006 TSH value; who were pregnant during the study period; who had a history of thyroid cancer (due to different recommendations for TSH goals); or who were taking amiodarone or lithium during the study period.

 

 

Outcome variables included TSH levels in the therapeutic range vs outside of the therapeutic range. This study was approved under the Mayo Clinic IRB protocol #09-008343.

Statistical analysis
We used a Student’s t-test to identify any association between age or BMI and a normal repeat TSH value, and a chi-square calculation to test for an association between medication dosage or sex and TSH level at follow-up. We used multiple logistic regression analysis to estimate adjusted odds ratios (ORs) for each independent variable.

Results

Three hundred eighty-six (85.4%) patients were women and 66 (14.6%) were men. Three hundred ten patients were taking levothyroxine at <125 mcg/d, and 142 patients were taking dosages ≥125 mcg/d. At approximately one year, 85.6% of all patients had a normal repeat TSH level.

Results of the 2-way tests are shown in TABLE 1. We found no mean differences in age, sex, or BMI between patients with normal repeat TSH levels and those with abnormal levels at follow-up. However, the percentage of normal repeat TSH values was inversely proportional to medication dosage (P=.01). Of patients whose dosage was <75 mcg/d, 90.8% had normal repeat TSH values, compared with 77.5% of patients taking ≥125 mcg/d. Percentages of low, normal, and high TSH values for each dosage range are shown in TABLE 2.

These findings were confirmed with multiple logistic regression analysis (TABLE 3). Age at index, BMI at index, and sex were not significantly associated with normal TSH at follow-up. However, patients with dosages ≥125 mcg/d had significantly lower odds of normal repeat TSH (OR=0.31, 95% confidence interval [CI]=0.13-0.76, P=.01).

Table 1
Normal TSH levels at one year were more often associated with levothyroxine dosages <125 mcg/d

 TSH normal*TSH not normalNP value
Age at index, mean54.754.9452.91
BMI at index, mean28.929.0452.93
Sex, %   .57
  Women85.214.8386 
  Men87.912.166 
  Total85.614.4352 
Dosage, mcg/d   .01
  0–74.990.89.276 
  75–99.989.610.4106 
  100–124.988.311.7128 
  ≥12577.522.5142 
  Total85.614.4452 
BMI, body mass index; TSH, thyroid-stimulating hormone.
*Normal range=0.3-5.0 mIU/L.

Table 2
Levothyroxine dosages and associated TSH levels* at one year follow-up

Dosage, mcg/dLow TSH, n (%)Normal TSH, n (%)High TSH, n (%)Total, n
0-74.9069 (90.8%)7 (9.2%)76
75-99.95 (4.7%)95 (89.6%)6 (5.7%)106
100-124.99 (7.0%)113 (88.3%)6 (4.7%)128
≥12522 (15.5%)110 (77.5%)10 (7.0%)142
Total36 (8.0%)387 (85.6%)29 (6.4%)452
TSH, thyroid-stimulating hormone.
*Low TSH=<0.3 mIU/L; normal TSH=0.3-5.0 mIU/L; high TSH=>5.0 mIU/L.

Table 3
Patients with dosages ≥125 mcg/d had significantly lower odds of normal repeat TSH* (N=452)

VariableOdds ratioConfidence intervalP value
Age at index0.990.98-1.01.46
BMI at index1.020.98-1.05.41
Men (vs women)1.530.68-3.48.31
Dosage, mcg/d   
  0–74.91  
  75–99.90.870.32-2.37.79
  100–124.90.760.29-1.97.58
  ≥1250.310.13-0.76.01
BMI, body mass index; TSH, thyroid-stimulating hormone.
*Using multiple logistic regression analysis.

DISCUSSION

Our retrospective study showed that patients taking <125 mcg/d levothyroxine were likely to have a normal TSH value at one year. Thus we propose that TSH values may be measured less frequently in this population. Given that the fee for testing TSH averages $50, there is potential for savings in costs, as well as in patient and provider time. A prospective, randomized controlled trial of less frequent TSH measurements in asymptomatic patients treated for hypothyroidism with replacement levothyroxine <125 mcg/d would yield more definitive conclusions.

Our study also revealed that patients requiring ≥125 mcg/d levothyroxine were less likely than patients requiring lower dosages to have a normal repeat TSH value at one year. The reasons for this are unclear. Although excess body weight may be a reason for patients to be on higher replacement dosages, we did not find BMI to be predictive of continued normal TSH values after one year. Other potential reasons for patients to require higher dosages of thyroid replacement include noncompliance, drug interference, and malabsorption.12 A change in any of these factors could presumably lead to a change in thyroid replacement needs and a change in TSH upon recheck one year later. Based on this finding, we suggest that TSH levels for patients requiring ≥125 mcg/d levothyroxine be repeated at maximum intervals of 12 months.

Limitations of this study
Study limitations were primarily a consequence of the retrospective design. Selection bias may have occurred by capturing patients with higher compliance. Patients who had repeat testing approximately one year later may reflect a population with more monitoring and better medication adherence. Interestingly, our retrospective review revealed that a large number of patients in our study did not have an annual TSH measurement; out of the 780 patients initially identified with a normal TSH value in 2006, 177 (23%) had repeat TSH values obtained more than 14 months later.

Other limitations of this study include an inability to control for, or detect, any changes in levothyroxine brand between the 2 data points. Because different levothyroxine formulations may differ in bioequivalence, a change in brands between measured values has the potential to affect outcomes.7 Additionally, the retrospective design could not address whether patients had any concurrent symptoms of over- or undertreated hypothyroidism or had sustained a serious, recent health status change that may have affected their TSH levels. Another limitation was the possible inclusion of women started on levothyroxine replacement for postpartum thyroiditis who may have subsequently recovered full thyroid function but continued on levothyroxine treatment.

 

 

Finally, this study design did not control for concurrent medication use other than lithium and amiodarone, thereby potentially overlooking substances such as antacids and calcium that could reduce levothyroxine absorption. However, as a practical matter, use of over-the-counter supplements and substitution in levothyroxine brand are often not reported by patients.

CORRESPONDENCE Jennifer Pecina, MD, 200 First Street SW, Rochester, MN 55905; [email protected]

References

1. Garber JR, Hennessey JV, Liebermann JA, 3rd, et al. Clinical update. Managing the challenges of hypothyroidism. J Fam Pract. 2006;55(suppl):S1-S8.

2. Laurberg P, Andersen S, Bulow Pedersen I, et al. Hypothyroidism in the elderly: pathophysiology, diagnosis and treatment. Drugs Aging. 2005;22:23-38.

3. Mandel SJ, Larsen PR, Seely EW, et al. Increased need for thyroxine during pregnancy in women with primary hypothyroidism. N Engl J Med. 1990;323:91-96.

4. Singh N, Singh PN, Hershman JM. Effect of calcium carbonate on the absorption of levothyroxine. JAMA. 2000;283:2822-2825.

5. Mersebach H, Rasmussen AK, Kirkegaard L, et al. Intestinal adsorption of levothyroxine by antacids and laxatives: case stories and in vitro experiments. Pharmacol Toxicol. 1999;84:107-109.

6. McCowen KC, Garber JR, Spark R. Elevated serum thyrotropin in thyroxine-treated patients with hypothyroidism given sertraline. N Engl J Med. 1997;337:1010-1011.

7. American Thyroid Association. The ATA unveils new data to FDA on bioequivalence of levothyroxine. October 4, 2006. Available at: http://www.thyroid.org/the-ata-unveils-new-data-to-fda-on-bioequivalence-of-levothyroxine. Accessed February 19, 2011.

8. Baskin HJ, Cobin RH, Duick DS, et al. American Association of Clinical Endocrinologists medical guidelines for clinical practice for the evaluation and treatment of hyperthyroidism and hypothyroidism. Endocr Pract. 2002;8:457-469.

9. Jayaprasad N, Johnson F. Atrial fibrillation and hyperthyroidism. Indian Pacing Electrophysiol J. 2005;5:305-311.

10. Schneider DL, Barrett-Connor EL, Morton DJ. Thyroid hormone use and bone mineral density in elderly women. Effects of estrogen. JAMA. 1994;271:1245-1249.

11. Viswanath AK, Avenell A, Philip S, et al. Is annual surveillance of all treated hypothyroid patients necessary? BMC Endocr Disord. 2007;7:4.-

12. Narayanaswamy AKP, Pereira O, Copland S, et al. High levothyroxine requirement: more than just compliance. Endocr Abstr. 2009;19:389.-Available at: http://www.endocrine-abstracts.org/ea/0019/ea0019p389.htm. Accessed February 19, 2011.

References

1. Garber JR, Hennessey JV, Liebermann JA, 3rd, et al. Clinical update. Managing the challenges of hypothyroidism. J Fam Pract. 2006;55(suppl):S1-S8.

2. Laurberg P, Andersen S, Bulow Pedersen I, et al. Hypothyroidism in the elderly: pathophysiology, diagnosis and treatment. Drugs Aging. 2005;22:23-38.

3. Mandel SJ, Larsen PR, Seely EW, et al. Increased need for thyroxine during pregnancy in women with primary hypothyroidism. N Engl J Med. 1990;323:91-96.

4. Singh N, Singh PN, Hershman JM. Effect of calcium carbonate on the absorption of levothyroxine. JAMA. 2000;283:2822-2825.

5. Mersebach H, Rasmussen AK, Kirkegaard L, et al. Intestinal adsorption of levothyroxine by antacids and laxatives: case stories and in vitro experiments. Pharmacol Toxicol. 1999;84:107-109.

6. McCowen KC, Garber JR, Spark R. Elevated serum thyrotropin in thyroxine-treated patients with hypothyroidism given sertraline. N Engl J Med. 1997;337:1010-1011.

7. American Thyroid Association. The ATA unveils new data to FDA on bioequivalence of levothyroxine. October 4, 2006. Available at: http://www.thyroid.org/the-ata-unveils-new-data-to-fda-on-bioequivalence-of-levothyroxine. Accessed February 19, 2011.

8. Baskin HJ, Cobin RH, Duick DS, et al. American Association of Clinical Endocrinologists medical guidelines for clinical practice for the evaluation and treatment of hyperthyroidism and hypothyroidism. Endocr Pract. 2002;8:457-469.

9. Jayaprasad N, Johnson F. Atrial fibrillation and hyperthyroidism. Indian Pacing Electrophysiol J. 2005;5:305-311.

10. Schneider DL, Barrett-Connor EL, Morton DJ. Thyroid hormone use and bone mineral density in elderly women. Effects of estrogen. JAMA. 1994;271:1245-1249.

11. Viswanath AK, Avenell A, Philip S, et al. Is annual surveillance of all treated hypothyroid patients necessary? BMC Endocr Disord. 2007;7:4.-

12. Narayanaswamy AKP, Pereira O, Copland S, et al. High levothyroxine requirement: more than just compliance. Endocr Abstr. 2009;19:389.-Available at: http://www.endocrine-abstracts.org/ea/0019/ea0019p389.htm. Accessed February 19, 2011.

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The Journal of Family Practice - 61(10)
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The Journal of Family Practice - 61(10)
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Hypothyroidism management: Is an annual check of TSH level always necessary?
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Hypothyroidism management: Is an annual check of TSH level always necessary?
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Jennifer Pecina;MD; Matthew Bernard;MD; Joseph Furst;MD; James Rohrer;PhD; hypothyroidism management; TSH level; normal repeat TSH values; medication dosage; thyroid-stimulating hormone; stability; American Association of Clinical Endocrinologists
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Jennifer Pecina;MD; Matthew Bernard;MD; Joseph Furst;MD; James Rohrer;PhD; hypothyroidism management; TSH level; normal repeat TSH values; medication dosage; thyroid-stimulating hormone; stability; American Association of Clinical Endocrinologists
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