Debunking Atopic Dermatitis Myths: Should Patients Avoid Products With Parabens?

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Debunking Atopic Dermatitis Myths: Should Patients Avoid Products With Parabens?

Myth: Parabens are dangerous

Some atopic dermatitis (AD) patients may be misinformed by reports that parabens have estrogenic and antiandrogenic effects and may be involved in carcinogenesis via endocrine modulation. Although in Europe some parabens have been banned or restricted, in the United States there are no regulations against the use of parabens in cosmetics. Dermatologists must acknowledge that their AD patients may have concerns about cosmetic products and they must be prepared to dispel any myths.

Parabens such as methylparaben, propylparaben, butylparaben, and ethylparaben are common in cosmetics such as moisturizers. Parabens have protective properties to prevent the growth of harmful bacteria and mold. According to the US Food and Drug Administration, “scientists continue to review published studies on the safety of parabens. At this time, we do not have information showing that parabens as they are used in cosmetics have an effect on human health. . . . If we determine that a health hazard exists, we will advise the industry and the public.”

Here are some important facts to note for patients, based on a research article published in Cosmetics & Toiletries in June 2017:

  • Parabens are not toxic at the concentrations used in personal care products
  • Parabens are not genotoxic or carcinogenic
  • Parabens are readily excreted in urine and do not accumulate in tissues

In patients with chronic dermatitis, the Cosmetic Ingredient Review Expert Panel reported that parabens generally induce sensitization in less than 4% of patients. The panel concluded that they can support the safety of cosmetic products in which parabens are used as preservatives.

In fact, one study published in the Journal of the American Academy of Dermatology found that AD patients were not predisposed to allergies to parabens, formaldehyde, or diazolidinyl urea, but they were more likely to have allergic reactions to formaldehyde releasers. As a result, AD patients should choose moisturizers containing parabens and should have no fears about using them.

Expert Commentary

In general I recommend paraben-containing cleansers and emollients on a daily basis in practice. However, patient concerns exist due to negative online content easily accessed and fear can prevent usage of agents. Therefore, I am also open to offering options lacking in parabens, such as coconut oil. 

—Nanette B. Silverberg, MD (New York, New York)

References

Doyle K. Some skin creams bad news for eczema. Reuters. December 12, 2013. https://www.reuters.com/article/us-skin-creams-eczema/some-skin-creams-bad-news-for-eczema-idUSBRE9BB14720131212. Accessed January 12, 2018.

Final amended report on the safety assessment of Methylparaben, Ethylparaben, Propylparaben, Isopropylparaben, Butylparaben, Isobutylparaben, and Benzylparaben as used in cosmetic products. Int J Toxicol. 2008;27(suppl 4):1-82.

Krowka JF, Loretz L, Geis PA, et al. Preserving the facts on parabens: an overview of these important tools of the trade. Cosmetics & Toiletries. June 1, 2017. http://www.cosmeticsandtoiletries.com/research/chemistry/Preserving-the-Facts-on-Parabens-An-Overview-of-These-Important-Tools-of-the-Trade-425784294.html. Accessed January 12, 2018.

Parabens in cosmetics. US Food and Drug Administration website. https://www.fda.gov/Cosmetics/ProductsIngredients/Ingredients/ucm128042.html. Accessed January 12, 2018.

Sasseville D, Alfalah M, Lacroix JP. “Parabenoia” debunked, or “who’s afraid of parabens?” Dermatitis. 2015;26:254-259.

Shaughnessy CN, Malajian D, Belsito DV. Cutaneous delayed-type hypersensitivity in patients with atopic dermatitis: reactivity to topical preservatives. J Am Acad Dermatol. 2014;70:102-107.

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Myth: Parabens are dangerous

Some atopic dermatitis (AD) patients may be misinformed by reports that parabens have estrogenic and antiandrogenic effects and may be involved in carcinogenesis via endocrine modulation. Although in Europe some parabens have been banned or restricted, in the United States there are no regulations against the use of parabens in cosmetics. Dermatologists must acknowledge that their AD patients may have concerns about cosmetic products and they must be prepared to dispel any myths.

Parabens such as methylparaben, propylparaben, butylparaben, and ethylparaben are common in cosmetics such as moisturizers. Parabens have protective properties to prevent the growth of harmful bacteria and mold. According to the US Food and Drug Administration, “scientists continue to review published studies on the safety of parabens. At this time, we do not have information showing that parabens as they are used in cosmetics have an effect on human health. . . . If we determine that a health hazard exists, we will advise the industry and the public.”

Here are some important facts to note for patients, based on a research article published in Cosmetics & Toiletries in June 2017:

  • Parabens are not toxic at the concentrations used in personal care products
  • Parabens are not genotoxic or carcinogenic
  • Parabens are readily excreted in urine and do not accumulate in tissues

In patients with chronic dermatitis, the Cosmetic Ingredient Review Expert Panel reported that parabens generally induce sensitization in less than 4% of patients. The panel concluded that they can support the safety of cosmetic products in which parabens are used as preservatives.

In fact, one study published in the Journal of the American Academy of Dermatology found that AD patients were not predisposed to allergies to parabens, formaldehyde, or diazolidinyl urea, but they were more likely to have allergic reactions to formaldehyde releasers. As a result, AD patients should choose moisturizers containing parabens and should have no fears about using them.

Expert Commentary

In general I recommend paraben-containing cleansers and emollients on a daily basis in practice. However, patient concerns exist due to negative online content easily accessed and fear can prevent usage of agents. Therefore, I am also open to offering options lacking in parabens, such as coconut oil. 

—Nanette B. Silverberg, MD (New York, New York)

Myth: Parabens are dangerous

Some atopic dermatitis (AD) patients may be misinformed by reports that parabens have estrogenic and antiandrogenic effects and may be involved in carcinogenesis via endocrine modulation. Although in Europe some parabens have been banned or restricted, in the United States there are no regulations against the use of parabens in cosmetics. Dermatologists must acknowledge that their AD patients may have concerns about cosmetic products and they must be prepared to dispel any myths.

Parabens such as methylparaben, propylparaben, butylparaben, and ethylparaben are common in cosmetics such as moisturizers. Parabens have protective properties to prevent the growth of harmful bacteria and mold. According to the US Food and Drug Administration, “scientists continue to review published studies on the safety of parabens. At this time, we do not have information showing that parabens as they are used in cosmetics have an effect on human health. . . . If we determine that a health hazard exists, we will advise the industry and the public.”

Here are some important facts to note for patients, based on a research article published in Cosmetics & Toiletries in June 2017:

  • Parabens are not toxic at the concentrations used in personal care products
  • Parabens are not genotoxic or carcinogenic
  • Parabens are readily excreted in urine and do not accumulate in tissues

In patients with chronic dermatitis, the Cosmetic Ingredient Review Expert Panel reported that parabens generally induce sensitization in less than 4% of patients. The panel concluded that they can support the safety of cosmetic products in which parabens are used as preservatives.

In fact, one study published in the Journal of the American Academy of Dermatology found that AD patients were not predisposed to allergies to parabens, formaldehyde, or diazolidinyl urea, but they were more likely to have allergic reactions to formaldehyde releasers. As a result, AD patients should choose moisturizers containing parabens and should have no fears about using them.

Expert Commentary

In general I recommend paraben-containing cleansers and emollients on a daily basis in practice. However, patient concerns exist due to negative online content easily accessed and fear can prevent usage of agents. Therefore, I am also open to offering options lacking in parabens, such as coconut oil. 

—Nanette B. Silverberg, MD (New York, New York)

References

Doyle K. Some skin creams bad news for eczema. Reuters. December 12, 2013. https://www.reuters.com/article/us-skin-creams-eczema/some-skin-creams-bad-news-for-eczema-idUSBRE9BB14720131212. Accessed January 12, 2018.

Final amended report on the safety assessment of Methylparaben, Ethylparaben, Propylparaben, Isopropylparaben, Butylparaben, Isobutylparaben, and Benzylparaben as used in cosmetic products. Int J Toxicol. 2008;27(suppl 4):1-82.

Krowka JF, Loretz L, Geis PA, et al. Preserving the facts on parabens: an overview of these important tools of the trade. Cosmetics & Toiletries. June 1, 2017. http://www.cosmeticsandtoiletries.com/research/chemistry/Preserving-the-Facts-on-Parabens-An-Overview-of-These-Important-Tools-of-the-Trade-425784294.html. Accessed January 12, 2018.

Parabens in cosmetics. US Food and Drug Administration website. https://www.fda.gov/Cosmetics/ProductsIngredients/Ingredients/ucm128042.html. Accessed January 12, 2018.

Sasseville D, Alfalah M, Lacroix JP. “Parabenoia” debunked, or “who’s afraid of parabens?” Dermatitis. 2015;26:254-259.

Shaughnessy CN, Malajian D, Belsito DV. Cutaneous delayed-type hypersensitivity in patients with atopic dermatitis: reactivity to topical preservatives. J Am Acad Dermatol. 2014;70:102-107.

References

Doyle K. Some skin creams bad news for eczema. Reuters. December 12, 2013. https://www.reuters.com/article/us-skin-creams-eczema/some-skin-creams-bad-news-for-eczema-idUSBRE9BB14720131212. Accessed January 12, 2018.

Final amended report on the safety assessment of Methylparaben, Ethylparaben, Propylparaben, Isopropylparaben, Butylparaben, Isobutylparaben, and Benzylparaben as used in cosmetic products. Int J Toxicol. 2008;27(suppl 4):1-82.

Krowka JF, Loretz L, Geis PA, et al. Preserving the facts on parabens: an overview of these important tools of the trade. Cosmetics & Toiletries. June 1, 2017. http://www.cosmeticsandtoiletries.com/research/chemistry/Preserving-the-Facts-on-Parabens-An-Overview-of-These-Important-Tools-of-the-Trade-425784294.html. Accessed January 12, 2018.

Parabens in cosmetics. US Food and Drug Administration website. https://www.fda.gov/Cosmetics/ProductsIngredients/Ingredients/ucm128042.html. Accessed January 12, 2018.

Sasseville D, Alfalah M, Lacroix JP. “Parabenoia” debunked, or “who’s afraid of parabens?” Dermatitis. 2015;26:254-259.

Shaughnessy CN, Malajian D, Belsito DV. Cutaneous delayed-type hypersensitivity in patients with atopic dermatitis: reactivity to topical preservatives. J Am Acad Dermatol. 2014;70:102-107.

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POSH study: BRCA mutations did not influence survival in young onset breast cancer

Young patients with BRCA mutations at increased risk
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Thu, 12/15/2022 - 17:49

 

For women with young-onset breast cancer, presence of a BRCA mutation did not significantly impact survival, according to results of the Prospective Outcomes in Sporadic versus Hereditary breast cancer (POSH) study.

BRCA-positive and BRCA-negative women had similar overall survival at 2 years, 5 years, and 10 years after diagnosis, according to lead author Ellen R. Copson, MD, a senior lecturer in medical oncology in the cancer sciences division, University of Southampton (England) and her study coauthors.

Based on the findings, “decisions about timing of risk-reducing surgery should take into account primary tumor prognosis and patient preference,” Dr. Copson and her coauthors wrote in Lancet Oncology.

Currently, young women with breast cancer and a BRCA mutation frequently are offered bilateral mastectomy, the authors noted.

The prospective cohort study by Dr. Copson and her colleagues included 2,733 women with breast cancer who were aged 40 years or younger at first diagnosis. Of those patients, 338 (12%) had either a BRCA1 or BRCA2 mutation, according to investigators.

At 2 years after diagnosis, overall survival was 97.0% and 96.6% for BRCA-positive and BRCA-negative patients, respectively, the report said. Similarly, overall survival was 83.8% and 85.0% for the two groups at 5 years after diagnosis, and 73.4% vs. 70.1% at 10 years.

Multivariable analysis accounting for known prognostic factors including ethnicity and body mass index showed there was no significant difference between groups (hazard ratio, 0.96; 95% confidence interval, 0.76-1.22; P = .76), the authors wrote.

Triple-negative breast cancer patients with a BRCA mutation might have a survival advantage in the first few years following diagnosis,compared with non-BRCA carriers, the POSH study also found. Researchers reported a significant difference at 2 years (95% for BRCA-positive vs. 91% for BRCA-negative patients; P = .047), but there was no significant difference between arms at 5 or 10 years.

POSH is believed to be the largest prospective cohort study to compare breast cancer outcomes for patients with BRCA mutations to those with sporadic breast cancer. Previous studies, primarily retrospective, have suggested “better, worse, or similar outcomes” for BRCA-positive versus BRCA-negative patients, the authors wrote. Dr. Copson reported receiving honoraria from Roche, while her coauthors reported honoraria from GSK, Pfizer, AstraZeneca, and Pierre Fabre. Funding for the study was provided by the Wessex Cancer Trust, Cancer Research UK, and Breast Cancer Now.

Body

 

The POSH prospective cohort study, which showed no significant difference in survival for BRCA-positive versus BRCA-negative young onset breast cancer patients, has contributed to the understanding of this patient population, providing “comprehensive data about patient, tumor, and treatment characteristics, along with extensive follow-up data,” wrote Peter A. Fasching, MD, in accompanying editorial.

“Understanding prognosis in young patients is important because patients with BRCA mutations are at increased risk of developing specific conditions, such as secondary cancers,” Dr. Fasching said. “These risks determine treatment, and knowing that BRCA1 or BRCA2 mutations do not result in a different prognosis might change the therapeutic approach for these risks.”

Moreover, in retrospective analyses, bilateral mastectomy conferred an overall survival benefit for BRCA mutation carriers: “This important topic needs more prospective research, as preventive surgical measures might have an effect on what might be a very long life after a diagnosis of breast cancer at a young age,” said Dr. Fasching. “The data from POSH deliver a rationale for prospective studies to address these questions.”

Dr. Peter A. Fasching is with Friedrich-Alexander University Erlangen-Nuremberg, Germany. These comments are based on his editorial appearing in Lancet Oncology (2018 Jan 11. doi: 10.1016/S1470-2045(18)30008-1). Dr. Fasching declared grants from Novartis, along with personal fees from Novartis, Pfizer, Roche, Teva, and Amgen.

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The POSH prospective cohort study, which showed no significant difference in survival for BRCA-positive versus BRCA-negative young onset breast cancer patients, has contributed to the understanding of this patient population, providing “comprehensive data about patient, tumor, and treatment characteristics, along with extensive follow-up data,” wrote Peter A. Fasching, MD, in accompanying editorial.

“Understanding prognosis in young patients is important because patients with BRCA mutations are at increased risk of developing specific conditions, such as secondary cancers,” Dr. Fasching said. “These risks determine treatment, and knowing that BRCA1 or BRCA2 mutations do not result in a different prognosis might change the therapeutic approach for these risks.”

Moreover, in retrospective analyses, bilateral mastectomy conferred an overall survival benefit for BRCA mutation carriers: “This important topic needs more prospective research, as preventive surgical measures might have an effect on what might be a very long life after a diagnosis of breast cancer at a young age,” said Dr. Fasching. “The data from POSH deliver a rationale for prospective studies to address these questions.”

Dr. Peter A. Fasching is with Friedrich-Alexander University Erlangen-Nuremberg, Germany. These comments are based on his editorial appearing in Lancet Oncology (2018 Jan 11. doi: 10.1016/S1470-2045(18)30008-1). Dr. Fasching declared grants from Novartis, along with personal fees from Novartis, Pfizer, Roche, Teva, and Amgen.

Body

 

The POSH prospective cohort study, which showed no significant difference in survival for BRCA-positive versus BRCA-negative young onset breast cancer patients, has contributed to the understanding of this patient population, providing “comprehensive data about patient, tumor, and treatment characteristics, along with extensive follow-up data,” wrote Peter A. Fasching, MD, in accompanying editorial.

“Understanding prognosis in young patients is important because patients with BRCA mutations are at increased risk of developing specific conditions, such as secondary cancers,” Dr. Fasching said. “These risks determine treatment, and knowing that BRCA1 or BRCA2 mutations do not result in a different prognosis might change the therapeutic approach for these risks.”

Moreover, in retrospective analyses, bilateral mastectomy conferred an overall survival benefit for BRCA mutation carriers: “This important topic needs more prospective research, as preventive surgical measures might have an effect on what might be a very long life after a diagnosis of breast cancer at a young age,” said Dr. Fasching. “The data from POSH deliver a rationale for prospective studies to address these questions.”

Dr. Peter A. Fasching is with Friedrich-Alexander University Erlangen-Nuremberg, Germany. These comments are based on his editorial appearing in Lancet Oncology (2018 Jan 11. doi: 10.1016/S1470-2045(18)30008-1). Dr. Fasching declared grants from Novartis, along with personal fees from Novartis, Pfizer, Roche, Teva, and Amgen.

Title
Young patients with BRCA mutations at increased risk
Young patients with BRCA mutations at increased risk

 

For women with young-onset breast cancer, presence of a BRCA mutation did not significantly impact survival, according to results of the Prospective Outcomes in Sporadic versus Hereditary breast cancer (POSH) study.

BRCA-positive and BRCA-negative women had similar overall survival at 2 years, 5 years, and 10 years after diagnosis, according to lead author Ellen R. Copson, MD, a senior lecturer in medical oncology in the cancer sciences division, University of Southampton (England) and her study coauthors.

Based on the findings, “decisions about timing of risk-reducing surgery should take into account primary tumor prognosis and patient preference,” Dr. Copson and her coauthors wrote in Lancet Oncology.

Currently, young women with breast cancer and a BRCA mutation frequently are offered bilateral mastectomy, the authors noted.

The prospective cohort study by Dr. Copson and her colleagues included 2,733 women with breast cancer who were aged 40 years or younger at first diagnosis. Of those patients, 338 (12%) had either a BRCA1 or BRCA2 mutation, according to investigators.

At 2 years after diagnosis, overall survival was 97.0% and 96.6% for BRCA-positive and BRCA-negative patients, respectively, the report said. Similarly, overall survival was 83.8% and 85.0% for the two groups at 5 years after diagnosis, and 73.4% vs. 70.1% at 10 years.

Multivariable analysis accounting for known prognostic factors including ethnicity and body mass index showed there was no significant difference between groups (hazard ratio, 0.96; 95% confidence interval, 0.76-1.22; P = .76), the authors wrote.

Triple-negative breast cancer patients with a BRCA mutation might have a survival advantage in the first few years following diagnosis,compared with non-BRCA carriers, the POSH study also found. Researchers reported a significant difference at 2 years (95% for BRCA-positive vs. 91% for BRCA-negative patients; P = .047), but there was no significant difference between arms at 5 or 10 years.

POSH is believed to be the largest prospective cohort study to compare breast cancer outcomes for patients with BRCA mutations to those with sporadic breast cancer. Previous studies, primarily retrospective, have suggested “better, worse, or similar outcomes” for BRCA-positive versus BRCA-negative patients, the authors wrote. Dr. Copson reported receiving honoraria from Roche, while her coauthors reported honoraria from GSK, Pfizer, AstraZeneca, and Pierre Fabre. Funding for the study was provided by the Wessex Cancer Trust, Cancer Research UK, and Breast Cancer Now.

 

For women with young-onset breast cancer, presence of a BRCA mutation did not significantly impact survival, according to results of the Prospective Outcomes in Sporadic versus Hereditary breast cancer (POSH) study.

BRCA-positive and BRCA-negative women had similar overall survival at 2 years, 5 years, and 10 years after diagnosis, according to lead author Ellen R. Copson, MD, a senior lecturer in medical oncology in the cancer sciences division, University of Southampton (England) and her study coauthors.

Based on the findings, “decisions about timing of risk-reducing surgery should take into account primary tumor prognosis and patient preference,” Dr. Copson and her coauthors wrote in Lancet Oncology.

Currently, young women with breast cancer and a BRCA mutation frequently are offered bilateral mastectomy, the authors noted.

The prospective cohort study by Dr. Copson and her colleagues included 2,733 women with breast cancer who were aged 40 years or younger at first diagnosis. Of those patients, 338 (12%) had either a BRCA1 or BRCA2 mutation, according to investigators.

At 2 years after diagnosis, overall survival was 97.0% and 96.6% for BRCA-positive and BRCA-negative patients, respectively, the report said. Similarly, overall survival was 83.8% and 85.0% for the two groups at 5 years after diagnosis, and 73.4% vs. 70.1% at 10 years.

Multivariable analysis accounting for known prognostic factors including ethnicity and body mass index showed there was no significant difference between groups (hazard ratio, 0.96; 95% confidence interval, 0.76-1.22; P = .76), the authors wrote.

Triple-negative breast cancer patients with a BRCA mutation might have a survival advantage in the first few years following diagnosis,compared with non-BRCA carriers, the POSH study also found. Researchers reported a significant difference at 2 years (95% for BRCA-positive vs. 91% for BRCA-negative patients; P = .047), but there was no significant difference between arms at 5 or 10 years.

POSH is believed to be the largest prospective cohort study to compare breast cancer outcomes for patients with BRCA mutations to those with sporadic breast cancer. Previous studies, primarily retrospective, have suggested “better, worse, or similar outcomes” for BRCA-positive versus BRCA-negative patients, the authors wrote. Dr. Copson reported receiving honoraria from Roche, while her coauthors reported honoraria from GSK, Pfizer, AstraZeneca, and Pierre Fabre. Funding for the study was provided by the Wessex Cancer Trust, Cancer Research UK, and Breast Cancer Now.

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FROM LANCET ONCOLOGY

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Key clinical point: Presence of BRCA1 or BRCA2 germline mutations did not significantly affect overall survival in women with young onset breast cancer.

Major finding: At 2 years, overall survival was 97.0% for BRCA mutation carriers and 96.6% for non-carriers, with similar results reported at 5 and 10 years.

Data source: A prospective cohort study including 2,733 women with breast cancer who were aged 40 years or younger at first diagnosis.

Disclosures: Funding for the study was provided by the Wessex Cancer Trust, Cancer Research UK, and Breast Cancer Now. Study authors declared honoraria from Roche, GSK, Pfizer, AstraZeneca, and Pierre Fabre.

Source: Copson ER et al. Lancet Oncol. 2018 Jan 11. doi: 10.1016/S1470-2045(17)30891-4.

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VIDEO: Anticoagulant underprescribing common, jeopardizing atrial fib patients

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– A high fraction of U.S. patients with atrial fibrillation receive an inappropriately low dosage of an anticoagulant for stroke prevention, often in a misguided attempt to avoid potential bleeding complications.

When physicians “reduce the dose to prevent a bleed they increase the risk for an ischemic stroke,” Elaine M. Hylek, MD, said in a video interview during the annual International AF Symposium.

Recent data on actual anticoagulant dosages prescribed to U.S. patients with atrial fibrillation show that “an unexpectedly high proportion of prescriptions for apixaban (Eliquis), dabigatran (Pradaxa), and rivaroxaban (Xarelto) are given at lower doses,” Dr. Hylek noted at the meeting. The lower-dose formulations with U.S. marketing are only appropriate for patients on apixaban with at least two of the following: serum creatinine 1.5 mg/dL or higher, age 80 years or older, and weight 60 kg or less; patients on dabigatran with moderate renal impairment or treated with dronedarone or systemic ketoconazole; or patients on rivaroxaban with a creatinine clearance of 15-50 mL/min.

For example, in the pivotal trial for apixaban only 5% of atrial fibrillation patients qualified for the lower dosage, yet recent data have shown that, in actual U.S. practice roughly a quarter of patients were on this lower dosage, said Dr. Hylek, professor of medicine at Boston University and director of the thrombosis and anticoagulation service at Boston Medical Center (Curr Med Res Opin. 2016 July;32[7]:1277-79). A second recent report showed that among U.S. patients with atrial fibrillation hospitalized for an ischemic stroke 84% had received inadequate anticoagulation with either subtherapeutic dosages of anticoagulant or no anticoagulant at all (JAMA. 2017 Mar 14;317[10]:1057-67).

Another manifestation of the underprescribing problem are patients with atrial fibrillation treated with aspirin only, an approach proven ineffective for preventing ischemic strokes in these patients, Dr. Hylek said.

Dr. Hylek has been an advisor to or has received honoraria from Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Doasense, Janssen, Medtronic, Pfizer, and Portola, and she has received research funding from Boehringer Ingelheim, Bristol-Myers Squibb, and Janssen.

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– A high fraction of U.S. patients with atrial fibrillation receive an inappropriately low dosage of an anticoagulant for stroke prevention, often in a misguided attempt to avoid potential bleeding complications.

When physicians “reduce the dose to prevent a bleed they increase the risk for an ischemic stroke,” Elaine M. Hylek, MD, said in a video interview during the annual International AF Symposium.

Recent data on actual anticoagulant dosages prescribed to U.S. patients with atrial fibrillation show that “an unexpectedly high proportion of prescriptions for apixaban (Eliquis), dabigatran (Pradaxa), and rivaroxaban (Xarelto) are given at lower doses,” Dr. Hylek noted at the meeting. The lower-dose formulations with U.S. marketing are only appropriate for patients on apixaban with at least two of the following: serum creatinine 1.5 mg/dL or higher, age 80 years or older, and weight 60 kg or less; patients on dabigatran with moderate renal impairment or treated with dronedarone or systemic ketoconazole; or patients on rivaroxaban with a creatinine clearance of 15-50 mL/min.

For example, in the pivotal trial for apixaban only 5% of atrial fibrillation patients qualified for the lower dosage, yet recent data have shown that, in actual U.S. practice roughly a quarter of patients were on this lower dosage, said Dr. Hylek, professor of medicine at Boston University and director of the thrombosis and anticoagulation service at Boston Medical Center (Curr Med Res Opin. 2016 July;32[7]:1277-79). A second recent report showed that among U.S. patients with atrial fibrillation hospitalized for an ischemic stroke 84% had received inadequate anticoagulation with either subtherapeutic dosages of anticoagulant or no anticoagulant at all (JAMA. 2017 Mar 14;317[10]:1057-67).

Another manifestation of the underprescribing problem are patients with atrial fibrillation treated with aspirin only, an approach proven ineffective for preventing ischemic strokes in these patients, Dr. Hylek said.

Dr. Hylek has been an advisor to or has received honoraria from Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Doasense, Janssen, Medtronic, Pfizer, and Portola, and she has received research funding from Boehringer Ingelheim, Bristol-Myers Squibb, and Janssen.

– A high fraction of U.S. patients with atrial fibrillation receive an inappropriately low dosage of an anticoagulant for stroke prevention, often in a misguided attempt to avoid potential bleeding complications.

When physicians “reduce the dose to prevent a bleed they increase the risk for an ischemic stroke,” Elaine M. Hylek, MD, said in a video interview during the annual International AF Symposium.

Recent data on actual anticoagulant dosages prescribed to U.S. patients with atrial fibrillation show that “an unexpectedly high proportion of prescriptions for apixaban (Eliquis), dabigatran (Pradaxa), and rivaroxaban (Xarelto) are given at lower doses,” Dr. Hylek noted at the meeting. The lower-dose formulations with U.S. marketing are only appropriate for patients on apixaban with at least two of the following: serum creatinine 1.5 mg/dL or higher, age 80 years or older, and weight 60 kg or less; patients on dabigatran with moderate renal impairment or treated with dronedarone or systemic ketoconazole; or patients on rivaroxaban with a creatinine clearance of 15-50 mL/min.

For example, in the pivotal trial for apixaban only 5% of atrial fibrillation patients qualified for the lower dosage, yet recent data have shown that, in actual U.S. practice roughly a quarter of patients were on this lower dosage, said Dr. Hylek, professor of medicine at Boston University and director of the thrombosis and anticoagulation service at Boston Medical Center (Curr Med Res Opin. 2016 July;32[7]:1277-79). A second recent report showed that among U.S. patients with atrial fibrillation hospitalized for an ischemic stroke 84% had received inadequate anticoagulation with either subtherapeutic dosages of anticoagulant or no anticoagulant at all (JAMA. 2017 Mar 14;317[10]:1057-67).

Another manifestation of the underprescribing problem are patients with atrial fibrillation treated with aspirin only, an approach proven ineffective for preventing ischemic strokes in these patients, Dr. Hylek said.

Dr. Hylek has been an advisor to or has received honoraria from Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Doasense, Janssen, Medtronic, Pfizer, and Portola, and she has received research funding from Boehringer Ingelheim, Bristol-Myers Squibb, and Janssen.

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EXPERT ANALYSIS FROM THE AF SYMPOSIUM 2018

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Who fares best after successful ECT?

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Mon, 04/16/2018 - 14:09

 

Older patients with a psychotic depression and complete remission within the first four electroconvulsive therapy sessions are the ones with the best chance of remaining relapse free for at least 6 months, Pascal Sienaert, MD, PhD, reported at the annual congress of the European College of Neuropsychopharmacology.

This conclusion is based on the results of two prospective studies by ResPECT – the Research in Psychiatry and ECT by the Flemish-Dutch Research Consortium – which, in turn, confirm the findings of an earlier metaanalysis of 32 studies including 702 patients conducted by investigators at Trinity College Dublin, noted Dr. Sienaert, a psychiatrist at the Catholic University of Leuven (Belgium) Academic Center for ECT and Neuromodulation.

Bruce Jancin/Frontline Medical News
Dr. Pascal Sieneart
That being said, it’s now clear that adequate maintenance therapy after successful ECT is the best way to reduce the risk of relapse, he said. The metaanalysis showed that continued use of antidepressant medications after successful ECT halved the 6-month risk of relapse, with an impressive number needed to treat of 3.3. Yet, the 12-month risk of relapse remained substantial, at 51%, and the Irish investigators stressed that maintenance treatment strategies need to be improved (Neuropsychopharmacology. 2013 Nov;38[12]:2467-74).

Dr. Sienaert noted that the relapse rate in the ECT metaanalysis is nearly identical to that reported in the landmark Sequenced Treatment Alternatives to Relieve Depression (STAR*D) trial in real-world patients with major depression who achieved remission in response to second-step or later antidepressant medication.

“It’s a common misconception that relapse is higher after ECT than medication,” the psychiatrist said.

In the ECT metaanalysis, continuation ECT after induction of remission did not substantially affect the relapse risk. But that’s because the prevailing maintenance ECT strategy in the studies included in the 2013 metaanalysis relied upon a fixed-dose treatment schedule, according to Dr. Sienaert.

“In most studies, fixed-schedule maintenance ECT is used and with rather high relapse rates. Most clinicians have the experience that flexible, clinically driven on an as-needed-basis maintenance ECT has lower relapse rates,” he said. “Still, relapse remains the most pressing issue in the field, and it is very difficult for us as clinicians to predict which patients will relapse and which will not.”

That’s where the two ResPECT studies come into play.

In one of the studies, 116 patients with major depression at three tertiary psychiatric hospitals were randomized double blind to twice-weekly high-dose ultrabrief pulse (0.3-0.4 milliseconds) right unilateral or high-dose brief pulse (1.0 millisecond) right unilateral ECT. The dosing was at eight times the seizure threshold until remission as defined by a Montgomery-Åsberg Depression Rating Scale (MADRS) score below 10 or for a maximum of 6 weeks. Among the 87 completers, the remission rate was 68% in the brief pulse group, significantly higher than the 49% rate with ultrabrief ECT. Cognitive effects on semantic and lexical memory, and retrograde amnesia were the same in the two groups (J Clin Psychiatry. 2013 Nov;74[11]:e1029-36).

Dr. Sienaert and his coinvestigators then prospectively followed the 50 remitters for 6 months, during which all but one patient remained on antidepressant medication. The relapse rate, defined as rehospitalization for depression, restart of ECT, suicide, or a MADRS score above 15, was 25% at 3 months and about 40% at 6 months. The investigators found several predictors of a lower relapse rate. The strongest was early complete remission as defined by a Clinical Global Impressions Scale score of 1 out of a maximum of a possible 7 points within the first four ECT sessions: The 6-month relapse rate was 10% among those early complete remitters versus 63% in the other remitters (J Affect Disord. 2015 Sep 15;184:137-44).

“These are very small numbers in these groups, but the signal that emerges is the same as we have seen in the Irish metaanalysis: Early complete remitters were older, had shorter current episodes of depression, and showed more baseline psychotic features,” Dr. Sienaert said.

In a more recent ResPECT consortium study, the Mood Disorders in Elderly Treated With ECT (MODECT) study, 110 patients aged 55 and older with unipolar depression treated by ECT were followed with serial brain imaging studies prior to and for 6 months post treatment in an effort to gain insight into the mechanism of the particularly strong benefit of ECT in late-life depression. The response rate to ECT was significantly higher in those with onset of depression at age 55 or older than in those with disease onset before age 55, by a margin of 87% vs. 67%. The presence of baseline psychotic symptoms also was associated with a higher response rate.

In contrast, treatment response proved unrelated to changes in hippocampal volume, white matter hypersensitivities, amyloid load, or serum brain-derived neurotrophic factor, which is believed to be an important mediator of neuroplasticity. Thus, ECT’s mechanism of action in late-life depression remains elusive, the authors reported (Am J Geriatr Psychiatry. 2017 Feb;25[2]:178-89).

In a separate study, Dr. Sienaert and his colleagues found that ECT’s superior efficacy, compared with antidepressant medication in patients with late-life depression, was independent of their vascular disease burden. The study population was comprised of 81 patients in an antidepressant drug trial and 43 in an ECT trial, all of whom were inpatients with unipolar major depression. Their mean age was in the mid-70s.

The investigators gauged vascular burden by adding up each patient’s number of vascular risk factors, namely, diabetes, hypertension, smoking, hypercholesterolemia, known cardiovascular disease, and cerebrovascular disease. The depression remission rate was 80% in the ECT patients with no vascular risk factors, dropping to 58% in those with one or more. In the antidepressant drug trial participants, the remission rate was 38% in those with no vascular risk factors, compared with 32% in patients with one or more. Using different cutoffs for the number of vascular risk factors did not significantly alter the results (Int J Geriatr Psychiatry. 2017 Jun 28. doi: 10.1002/gps.4754).

At present, once a patient has achieved remission in response to ECT, most psychiatrists stop the therapy altogether. That’s often a mistake, according to session cochair Eduard Vieta, MD, PhD.

ECT is the only treatment where people expect that it works acutely, and then we can stop it and nothing happens. That’s too much to expect. In many cases you need to continue ECT. Especially in patients who are refractory or treatment resistant, I don’t see a reason why maintenance ECT shouldn’t be the first choice. Yet in the guidelines, ECT is always the third- or fourth-line therapy,” said Dr. Vieta, professor of psychiatry at the University of Barcelona and scientific director of the Spanish Research Network on Mental Diseases.

Dr. Sienaert concurred, adding that he has patients who are on weekly maintenance ECT for as long as 16 years, with continued good results.

He reported having received honoraria from Mecta, a manufacturer of ECT equipment.

[email protected]




 

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Older patients with a psychotic depression and complete remission within the first four electroconvulsive therapy sessions are the ones with the best chance of remaining relapse free for at least 6 months, Pascal Sienaert, MD, PhD, reported at the annual congress of the European College of Neuropsychopharmacology.

This conclusion is based on the results of two prospective studies by ResPECT – the Research in Psychiatry and ECT by the Flemish-Dutch Research Consortium – which, in turn, confirm the findings of an earlier metaanalysis of 32 studies including 702 patients conducted by investigators at Trinity College Dublin, noted Dr. Sienaert, a psychiatrist at the Catholic University of Leuven (Belgium) Academic Center for ECT and Neuromodulation.

Bruce Jancin/Frontline Medical News
Dr. Pascal Sieneart
That being said, it’s now clear that adequate maintenance therapy after successful ECT is the best way to reduce the risk of relapse, he said. The metaanalysis showed that continued use of antidepressant medications after successful ECT halved the 6-month risk of relapse, with an impressive number needed to treat of 3.3. Yet, the 12-month risk of relapse remained substantial, at 51%, and the Irish investigators stressed that maintenance treatment strategies need to be improved (Neuropsychopharmacology. 2013 Nov;38[12]:2467-74).

Dr. Sienaert noted that the relapse rate in the ECT metaanalysis is nearly identical to that reported in the landmark Sequenced Treatment Alternatives to Relieve Depression (STAR*D) trial in real-world patients with major depression who achieved remission in response to second-step or later antidepressant medication.

“It’s a common misconception that relapse is higher after ECT than medication,” the psychiatrist said.

In the ECT metaanalysis, continuation ECT after induction of remission did not substantially affect the relapse risk. But that’s because the prevailing maintenance ECT strategy in the studies included in the 2013 metaanalysis relied upon a fixed-dose treatment schedule, according to Dr. Sienaert.

“In most studies, fixed-schedule maintenance ECT is used and with rather high relapse rates. Most clinicians have the experience that flexible, clinically driven on an as-needed-basis maintenance ECT has lower relapse rates,” he said. “Still, relapse remains the most pressing issue in the field, and it is very difficult for us as clinicians to predict which patients will relapse and which will not.”

That’s where the two ResPECT studies come into play.

In one of the studies, 116 patients with major depression at three tertiary psychiatric hospitals were randomized double blind to twice-weekly high-dose ultrabrief pulse (0.3-0.4 milliseconds) right unilateral or high-dose brief pulse (1.0 millisecond) right unilateral ECT. The dosing was at eight times the seizure threshold until remission as defined by a Montgomery-Åsberg Depression Rating Scale (MADRS) score below 10 or for a maximum of 6 weeks. Among the 87 completers, the remission rate was 68% in the brief pulse group, significantly higher than the 49% rate with ultrabrief ECT. Cognitive effects on semantic and lexical memory, and retrograde amnesia were the same in the two groups (J Clin Psychiatry. 2013 Nov;74[11]:e1029-36).

Dr. Sienaert and his coinvestigators then prospectively followed the 50 remitters for 6 months, during which all but one patient remained on antidepressant medication. The relapse rate, defined as rehospitalization for depression, restart of ECT, suicide, or a MADRS score above 15, was 25% at 3 months and about 40% at 6 months. The investigators found several predictors of a lower relapse rate. The strongest was early complete remission as defined by a Clinical Global Impressions Scale score of 1 out of a maximum of a possible 7 points within the first four ECT sessions: The 6-month relapse rate was 10% among those early complete remitters versus 63% in the other remitters (J Affect Disord. 2015 Sep 15;184:137-44).

“These are very small numbers in these groups, but the signal that emerges is the same as we have seen in the Irish metaanalysis: Early complete remitters were older, had shorter current episodes of depression, and showed more baseline psychotic features,” Dr. Sienaert said.

In a more recent ResPECT consortium study, the Mood Disorders in Elderly Treated With ECT (MODECT) study, 110 patients aged 55 and older with unipolar depression treated by ECT were followed with serial brain imaging studies prior to and for 6 months post treatment in an effort to gain insight into the mechanism of the particularly strong benefit of ECT in late-life depression. The response rate to ECT was significantly higher in those with onset of depression at age 55 or older than in those with disease onset before age 55, by a margin of 87% vs. 67%. The presence of baseline psychotic symptoms also was associated with a higher response rate.

In contrast, treatment response proved unrelated to changes in hippocampal volume, white matter hypersensitivities, amyloid load, or serum brain-derived neurotrophic factor, which is believed to be an important mediator of neuroplasticity. Thus, ECT’s mechanism of action in late-life depression remains elusive, the authors reported (Am J Geriatr Psychiatry. 2017 Feb;25[2]:178-89).

In a separate study, Dr. Sienaert and his colleagues found that ECT’s superior efficacy, compared with antidepressant medication in patients with late-life depression, was independent of their vascular disease burden. The study population was comprised of 81 patients in an antidepressant drug trial and 43 in an ECT trial, all of whom were inpatients with unipolar major depression. Their mean age was in the mid-70s.

The investigators gauged vascular burden by adding up each patient’s number of vascular risk factors, namely, diabetes, hypertension, smoking, hypercholesterolemia, known cardiovascular disease, and cerebrovascular disease. The depression remission rate was 80% in the ECT patients with no vascular risk factors, dropping to 58% in those with one or more. In the antidepressant drug trial participants, the remission rate was 38% in those with no vascular risk factors, compared with 32% in patients with one or more. Using different cutoffs for the number of vascular risk factors did not significantly alter the results (Int J Geriatr Psychiatry. 2017 Jun 28. doi: 10.1002/gps.4754).

At present, once a patient has achieved remission in response to ECT, most psychiatrists stop the therapy altogether. That’s often a mistake, according to session cochair Eduard Vieta, MD, PhD.

ECT is the only treatment where people expect that it works acutely, and then we can stop it and nothing happens. That’s too much to expect. In many cases you need to continue ECT. Especially in patients who are refractory or treatment resistant, I don’t see a reason why maintenance ECT shouldn’t be the first choice. Yet in the guidelines, ECT is always the third- or fourth-line therapy,” said Dr. Vieta, professor of psychiatry at the University of Barcelona and scientific director of the Spanish Research Network on Mental Diseases.

Dr. Sienaert concurred, adding that he has patients who are on weekly maintenance ECT for as long as 16 years, with continued good results.

He reported having received honoraria from Mecta, a manufacturer of ECT equipment.

[email protected]




 

 

Older patients with a psychotic depression and complete remission within the first four electroconvulsive therapy sessions are the ones with the best chance of remaining relapse free for at least 6 months, Pascal Sienaert, MD, PhD, reported at the annual congress of the European College of Neuropsychopharmacology.

This conclusion is based on the results of two prospective studies by ResPECT – the Research in Psychiatry and ECT by the Flemish-Dutch Research Consortium – which, in turn, confirm the findings of an earlier metaanalysis of 32 studies including 702 patients conducted by investigators at Trinity College Dublin, noted Dr. Sienaert, a psychiatrist at the Catholic University of Leuven (Belgium) Academic Center for ECT and Neuromodulation.

Bruce Jancin/Frontline Medical News
Dr. Pascal Sieneart
That being said, it’s now clear that adequate maintenance therapy after successful ECT is the best way to reduce the risk of relapse, he said. The metaanalysis showed that continued use of antidepressant medications after successful ECT halved the 6-month risk of relapse, with an impressive number needed to treat of 3.3. Yet, the 12-month risk of relapse remained substantial, at 51%, and the Irish investigators stressed that maintenance treatment strategies need to be improved (Neuropsychopharmacology. 2013 Nov;38[12]:2467-74).

Dr. Sienaert noted that the relapse rate in the ECT metaanalysis is nearly identical to that reported in the landmark Sequenced Treatment Alternatives to Relieve Depression (STAR*D) trial in real-world patients with major depression who achieved remission in response to second-step or later antidepressant medication.

“It’s a common misconception that relapse is higher after ECT than medication,” the psychiatrist said.

In the ECT metaanalysis, continuation ECT after induction of remission did not substantially affect the relapse risk. But that’s because the prevailing maintenance ECT strategy in the studies included in the 2013 metaanalysis relied upon a fixed-dose treatment schedule, according to Dr. Sienaert.

“In most studies, fixed-schedule maintenance ECT is used and with rather high relapse rates. Most clinicians have the experience that flexible, clinically driven on an as-needed-basis maintenance ECT has lower relapse rates,” he said. “Still, relapse remains the most pressing issue in the field, and it is very difficult for us as clinicians to predict which patients will relapse and which will not.”

That’s where the two ResPECT studies come into play.

In one of the studies, 116 patients with major depression at three tertiary psychiatric hospitals were randomized double blind to twice-weekly high-dose ultrabrief pulse (0.3-0.4 milliseconds) right unilateral or high-dose brief pulse (1.0 millisecond) right unilateral ECT. The dosing was at eight times the seizure threshold until remission as defined by a Montgomery-Åsberg Depression Rating Scale (MADRS) score below 10 or for a maximum of 6 weeks. Among the 87 completers, the remission rate was 68% in the brief pulse group, significantly higher than the 49% rate with ultrabrief ECT. Cognitive effects on semantic and lexical memory, and retrograde amnesia were the same in the two groups (J Clin Psychiatry. 2013 Nov;74[11]:e1029-36).

Dr. Sienaert and his coinvestigators then prospectively followed the 50 remitters for 6 months, during which all but one patient remained on antidepressant medication. The relapse rate, defined as rehospitalization for depression, restart of ECT, suicide, or a MADRS score above 15, was 25% at 3 months and about 40% at 6 months. The investigators found several predictors of a lower relapse rate. The strongest was early complete remission as defined by a Clinical Global Impressions Scale score of 1 out of a maximum of a possible 7 points within the first four ECT sessions: The 6-month relapse rate was 10% among those early complete remitters versus 63% in the other remitters (J Affect Disord. 2015 Sep 15;184:137-44).

“These are very small numbers in these groups, but the signal that emerges is the same as we have seen in the Irish metaanalysis: Early complete remitters were older, had shorter current episodes of depression, and showed more baseline psychotic features,” Dr. Sienaert said.

In a more recent ResPECT consortium study, the Mood Disorders in Elderly Treated With ECT (MODECT) study, 110 patients aged 55 and older with unipolar depression treated by ECT were followed with serial brain imaging studies prior to and for 6 months post treatment in an effort to gain insight into the mechanism of the particularly strong benefit of ECT in late-life depression. The response rate to ECT was significantly higher in those with onset of depression at age 55 or older than in those with disease onset before age 55, by a margin of 87% vs. 67%. The presence of baseline psychotic symptoms also was associated with a higher response rate.

In contrast, treatment response proved unrelated to changes in hippocampal volume, white matter hypersensitivities, amyloid load, or serum brain-derived neurotrophic factor, which is believed to be an important mediator of neuroplasticity. Thus, ECT’s mechanism of action in late-life depression remains elusive, the authors reported (Am J Geriatr Psychiatry. 2017 Feb;25[2]:178-89).

In a separate study, Dr. Sienaert and his colleagues found that ECT’s superior efficacy, compared with antidepressant medication in patients with late-life depression, was independent of their vascular disease burden. The study population was comprised of 81 patients in an antidepressant drug trial and 43 in an ECT trial, all of whom were inpatients with unipolar major depression. Their mean age was in the mid-70s.

The investigators gauged vascular burden by adding up each patient’s number of vascular risk factors, namely, diabetes, hypertension, smoking, hypercholesterolemia, known cardiovascular disease, and cerebrovascular disease. The depression remission rate was 80% in the ECT patients with no vascular risk factors, dropping to 58% in those with one or more. In the antidepressant drug trial participants, the remission rate was 38% in those with no vascular risk factors, compared with 32% in patients with one or more. Using different cutoffs for the number of vascular risk factors did not significantly alter the results (Int J Geriatr Psychiatry. 2017 Jun 28. doi: 10.1002/gps.4754).

At present, once a patient has achieved remission in response to ECT, most psychiatrists stop the therapy altogether. That’s often a mistake, according to session cochair Eduard Vieta, MD, PhD.

ECT is the only treatment where people expect that it works acutely, and then we can stop it and nothing happens. That’s too much to expect. In many cases you need to continue ECT. Especially in patients who are refractory or treatment resistant, I don’t see a reason why maintenance ECT shouldn’t be the first choice. Yet in the guidelines, ECT is always the third- or fourth-line therapy,” said Dr. Vieta, professor of psychiatry at the University of Barcelona and scientific director of the Spanish Research Network on Mental Diseases.

Dr. Sienaert concurred, adding that he has patients who are on weekly maintenance ECT for as long as 16 years, with continued good results.

He reported having received honoraria from Mecta, a manufacturer of ECT equipment.

[email protected]




 

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Antiseizure medication tied to improved deficits in schizophrenia

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Altered glutamate signaling tied to variants of a protein called Thorase has been associated with schizophrenia, and the antiseizure medication perampanel might help regulate such deficits, a study showed.

“Perampanel treatment … could offer a potential therapeutic opportunity for treating disorders associated with abnormal AMPAR-mediated neurotransmission,” wrote George K.E. Umanah, PhD, of Johns Hopkins University, Baltimore, and his associates. AMPARs, or alpha-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptors, mediate rapid synaptic transmission in the brain.

The conclusions are based on bidirectional sequence data from a group of adults with schizophrenia and controls, and a murine study.

In the human portion of the study, the researchers analyzed bidirectional sequence data for ATAD1, a protein that codes for Thorase in an Ashkenazi Jewish population. In 712 schizophrenia patients and 649 healthy patients, Dr. Umanah and his associates found three rare gene variants in five individuals. The variants, R9H and D221H, were present only in the patients with schizophrenia. Another variant, E290K, was present in schizophrenia patients as well as in unscreened individuals. The researchers said that the variants found in this analysis might be implicated in schizophrenia.

Building on the observations from the human portion of the study, Dr. Umanah and his colleagues conducted a battery of tests to see whether the observed Thorase variants had any psychological effects on mice that were heterozygous for these variants. The researchers found that these heterozygous Thorase mice were sensitive to psychostimulants, and exhibited impaired memory and social behaviors. Heterozygous Thorase mice also displayed long-term memory and associative learning deficits. Those deficits improved, however, after perampanel was administered.

This study was supported in part by grants from the National Institutes of Health and the Simons Foundation Autism Research Initiative. The authors declared that they have no conflicts of interest.

Read the full study in Science Translational Medicine (2017 Dec 13;9[420]. doi: 10.1126/scitranslmed.aah4985).

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Altered glutamate signaling tied to variants of a protein called Thorase has been associated with schizophrenia, and the antiseizure medication perampanel might help regulate such deficits, a study showed.

“Perampanel treatment … could offer a potential therapeutic opportunity for treating disorders associated with abnormal AMPAR-mediated neurotransmission,” wrote George K.E. Umanah, PhD, of Johns Hopkins University, Baltimore, and his associates. AMPARs, or alpha-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptors, mediate rapid synaptic transmission in the brain.

The conclusions are based on bidirectional sequence data from a group of adults with schizophrenia and controls, and a murine study.

In the human portion of the study, the researchers analyzed bidirectional sequence data for ATAD1, a protein that codes for Thorase in an Ashkenazi Jewish population. In 712 schizophrenia patients and 649 healthy patients, Dr. Umanah and his associates found three rare gene variants in five individuals. The variants, R9H and D221H, were present only in the patients with schizophrenia. Another variant, E290K, was present in schizophrenia patients as well as in unscreened individuals. The researchers said that the variants found in this analysis might be implicated in schizophrenia.

Building on the observations from the human portion of the study, Dr. Umanah and his colleagues conducted a battery of tests to see whether the observed Thorase variants had any psychological effects on mice that were heterozygous for these variants. The researchers found that these heterozygous Thorase mice were sensitive to psychostimulants, and exhibited impaired memory and social behaviors. Heterozygous Thorase mice also displayed long-term memory and associative learning deficits. Those deficits improved, however, after perampanel was administered.

This study was supported in part by grants from the National Institutes of Health and the Simons Foundation Autism Research Initiative. The authors declared that they have no conflicts of interest.

Read the full study in Science Translational Medicine (2017 Dec 13;9[420]. doi: 10.1126/scitranslmed.aah4985).

[email protected]

 

Altered glutamate signaling tied to variants of a protein called Thorase has been associated with schizophrenia, and the antiseizure medication perampanel might help regulate such deficits, a study showed.

“Perampanel treatment … could offer a potential therapeutic opportunity for treating disorders associated with abnormal AMPAR-mediated neurotransmission,” wrote George K.E. Umanah, PhD, of Johns Hopkins University, Baltimore, and his associates. AMPARs, or alpha-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptors, mediate rapid synaptic transmission in the brain.

The conclusions are based on bidirectional sequence data from a group of adults with schizophrenia and controls, and a murine study.

In the human portion of the study, the researchers analyzed bidirectional sequence data for ATAD1, a protein that codes for Thorase in an Ashkenazi Jewish population. In 712 schizophrenia patients and 649 healthy patients, Dr. Umanah and his associates found three rare gene variants in five individuals. The variants, R9H and D221H, were present only in the patients with schizophrenia. Another variant, E290K, was present in schizophrenia patients as well as in unscreened individuals. The researchers said that the variants found in this analysis might be implicated in schizophrenia.

Building on the observations from the human portion of the study, Dr. Umanah and his colleagues conducted a battery of tests to see whether the observed Thorase variants had any psychological effects on mice that were heterozygous for these variants. The researchers found that these heterozygous Thorase mice were sensitive to psychostimulants, and exhibited impaired memory and social behaviors. Heterozygous Thorase mice also displayed long-term memory and associative learning deficits. Those deficits improved, however, after perampanel was administered.

This study was supported in part by grants from the National Institutes of Health and the Simons Foundation Autism Research Initiative. The authors declared that they have no conflicts of interest.

Read the full study in Science Translational Medicine (2017 Dec 13;9[420]. doi: 10.1126/scitranslmed.aah4985).

[email protected]

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Engaging Families as True Partners During Hospitalization

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Communication failures are a leading cause of sentinel events, the most serious adverse events that occur in hospitals.1 Interventions to improve patient safety have focused on communication between healthcare providers.2-4 Interventions focusing on communication between providers and families or other patient caregivers are under-studied.5,6 Given their availability, proximity, historical knowledge, and motivation for a good outcome,7 families can play a vital role as “vigilant partners”8 in promoting hospital communication and safety.

In this month’s Journal of Hospital Medicine, Solan et al. conducted focus groups and interviews of 61 caregivers of hospitalized pediatric patients at 30 days after discharge to assess their perceptions of communication during hospitalization and discharge home.9 They identified several caregiver themes pertaining to communication between the inpatient medical team and families, communication challenges due to the teaching hospital environment, and communication between providers. Caregiver concerns included feeling out of the loop, excessive provider use of medical jargon, confusing messages on rounds, and inadequate communication between inpatient and outpatient providers.

The manuscript serves both to uncover family concerns that may be underappreciated by clinicians and suggest some potential solutions. For instance, caregivers can be apprehensive about whom to call for postdischarge advice because they are sometimes uncertain whether their outpatient providers have sufficient information about the hospitalization to properly advise them. The authors propose using photo “face sheets” to improve caregiver identification of healthcare provider roles, including families in hospital committees, improving transition communication between inpatient and outpatient healthcare providers through timely faxed discharge summaries and telephone calls, and informing families about such communications with their outpatient providers.

These are important suggestions. However, in order to move from promoting communication alone to promoting true partnership in care, there are additional steps that providers can take to fully engage families in hospital and discharge communications.

Meaningful family engagement in hospital communications—eg, during family-centered rounds (FCRs)—has been associated with improved patient safety and experience.10-12 To further enhance family partnership in care, we would make the following 3 suggestions for hospitals and healthcare providers: (1) focus on health literacy in all communications with families, (2) work towards shared decision making (SDM), and (3) make discharges family-centered.

HEALTH LITERACY

In order to partner with one another, families and healthcare providers need to speak a common language. A key way to ensure that families and providers speak a common language is for providers to espouse good health literacy principles. Health literacy is the “capacity to obtain, process, and understand basic health information and services to make appropriate health decisions.”13 Health literacy is dynamic, varying based on medical problem, provider, and healthcare system.14 Overall, only 12% of United States adults possess the health literacy skills required to navigate our complex healthcare system.15,16 Stress, illness, and other factors can compromise the ability of even these individuals to process and utilize health information. Yet health literacy is routinely overestimated by providers.17-19

To optimize communication with families, providers should use “universal health literacy precautions”16 with all patients, not just those believed to need extra assistance, in both verbal (eg, FCRs) and written communications (eg, discharge instructions).16 Providers should speak in plain, nonmedical language, be specific and concrete, and have families engage in “teach-back” (ie, state in their own words their understanding of the plan). They should focus on what families “need to know” rather than what is “good to know.” They should use simpler sentence structure and “chunk and check”20 (ie, provide small, “bite-sized” pieces of information and check for understanding by using teach-back).21 In writing, they should use simpler sentence structure, bullet points, active statements, and be cognizant of reading level, medical jargon, and word choice (eg, “has a fever” instead of “febrile”). It is worth recognizing that even highly educated, highly literate families—not least of all those who are physicians and nurses themselves—can benefit from universal health literacy precautions because the ability to process and grasp information is dynamic and can be markedly lower than usual when faced with the illness of a loved one.

At a systematic level, medical schools, nursing schools, residency training programs, and continuing education should include health literacy training in their curricula. While learning to speak the language of medicine is an important part of medical education, the next step is learning to “unspeak” it, a challenging but important charge to promote partnership.

 

 

SHARED DECISION MAKING

SDM is the process by which providers and patients make decisions together by balancing clinical evidence with patient preferences and values.22 However, despite providers believing they are engaging in SDM,23,24 families report they are often not as involved in SDM as they would like.24-26 Indeed, most hospital communications with families, including FCRs and discharge instructions, typically emphasize information sharing, not SDM. SDM tends to be more commonly applied in outpatient settings.27 To encourage SDM in the hospital setting, patients and families should not only understand communication during FCRs and at discharge but should be encouraged to be active participants in developing care plans,26 no matter how minor the decisions involved.28 SDM can be applied to a variety of discussions, both during hospitalization (eg, initiation of antibiotics, transition from intravenous to oral medications, pursuing imaging) and at discharge (eg, assessing discharge readiness, deciding duration of therapy, formulating follow-up recommendations). Providers will benefit from incorporating information from personal and medical histories that only families possess, resulting in more informed and potentially safer care plans that may be more likely to fit into the family’s life at home. SDM can also ensure patient and family “buy-in” and increase the likelihood of compliance with the shared plan.

FAMILY CENTERED DISCHARGES

Discharge processes often involve multiple redundancies and parallel processes that fail to actively involve families or promote transparency.29 Discharge summaries are typically written in medical jargon and intended for the outpatient provider (who may not receive them in a timely fashion), not the family.30-32 Separate discharge instructions are often provided to families without sufficient attention to health literacy, contingency planning, or individualization (eg, a generic asthma fact sheet).30 Outpatient providers are not always contacted directly about the hospitalization, nor are families always informed when providers are contacted, as Solan et al. describe.

Providers can apply lessons from FCRs to discharge processes, pursuing a similar family-centered, interprofessional approach promoting partnership and transparency. Just as providers engage families during discussions on FCRs, they can engage families in discharge conversations with outpatient providers and nursing colleagues. Indeed, Berry et al. propose a discharge framework that emphasizes involvement of and dialogue between patients, families, and providers as they systematically develop and assess plans for discharge and postdischarge care.33 To accomplish this, inpatient providers can copy families on discharge summaries and other correspondence with outpatient providers (eg, through secure emails or open-source notes such as OpenNotes34-36). Moreover, particularly for complex discharges, inpatient providers can call outpatient providers in the family’s presence or invite outpatient providers to join—via telephone or videoconference—day-of-discharge FCRs or discharge huddles. Such efforts require logistical and pragmatic considerations, as well as culture change, but are not insurmountable and may help address many family concerns around peridischarge communication and care. Such efforts may also promote accountability on the part of families and providers alike, thereby ensuring that families are truly engaged as vigilant partners in care.

As one of us (SC) reflected once when considering her experience navigating healthcare as a parent of 2 children with cystic fibrosis, “We have to make it easier for families to be a true part of their children’s care. When patients and families are true members of the medical team, care is more informed, more targeted, and more safe for everyone.”

Disclosure: Dr. Landrigan has consulted with and holds equity in the I-PASS Patient Safety Institute, a company that seeks to train institutions in best handoff practices and aid in their implementation. Dr. Landrigan is supported in part by the Children’s Hospital Association for his work as an Executive Council member of the Pediatric Research in Inpatient Settings (PRIS) network. Dr. Landrigan has also served as a paid consultant to Virgin Pulse to help develop a Sleep and Health Program. In addition, Dr. Landrigan has received monetary awards, honoraria, and travel reimbursement from multiple academic and professional organizations for teaching and consulting on sleep deprivation, physician performance, handoffs, and safety and has served as an expert witness in cases regarding patient safety and sleep deprivation.

References

1. Sentinel event statistics released for 2014. The Joint Commission. Jt Comm Online. April 2015. http://www.jointcommission.org/assets/1/23/jconline_April_29_15.pdf. Accessed October 6, 2017.
2. Starmer AJ, Spector ND, Srivastava R, et al. Changes in medical errors after implementation of a handoff program. N Engl J Med. 2014;371(19):1803-1812. doi:10.1056/NEJMsa1405556. PubMed
3. Radhakrishnan K, Jones TL, Weems D, Knight TW, Rice WH. Seamless transitions: achieving patient safety through communication and collaboration. J Patient Saf. 2015. doi:10.1097/PTS.0000000000000168. PubMed
4. Haig KM, Sutton S, Whittington J. SBAR: a shared mental model for improving communication between clinicians. Jt Comm J Qual Patient Saf. 2006;32(3):167-175. PubMed
5. Lingard L, Regehr G, Orser B, et al. Evaluation of a preoperative checklist and team briefing among surgeons, nurses, and anesthesiologists to reduce failures in communication. Arch Surg. 2008;143(1):12-17; discussion 18. doi:10.1001/archsurg.2007.21. PubMed
6. Haynes AB, Weiser TG, Berry WR, et al. A surgical safety checklist to reduce morbidity and mortality in a global population. N Engl J Med. 2009;360(5):491-499. doi:10.1056/NEJMsa0810119. PubMed
7. Hibbard JH, Peters E, Slovic P, Tusler M. Can patients be part of the solution? Views on their role in preventing medical errors. Med Care Res Rev. 2005;62(5):601-616. doi:10.1177/1077558705279313. PubMed
8. Schwappach DL. Review: engaging patients as vigilant partners in safety: a systematic review. Med Care Res Rev. 2010;67(2):119-148. doi:10.1177/1077558709342254. PubMed
9. Solan LG, Beck AF, Shardo SA, et al. Caregiver Perspectives on Communication During Hospitalization at an Academic Pediatric Institution: A Qualitative Study. J Hosp Med. 2017; in press. PubMed
10. Mittal VS, Sigrest T, Ottolini MC, et al. Family-centered rounds on pediatric wards: a PRIS network survey of US and Canadian hospitalists. Pediatrics. 2010;126(1):37-43. doi:10.1542/peds.2009-2364. PubMed
11. Kuo DZ, Sisterhen LL, Sigrest TE, Biazo JM, Aitken ME, Smith CE. Family experiences and pediatric health services use associated with family-centered rounds. Pediatrics. 2012;130(2):299-305. doi:10.1542/peds.2011-2623. PubMed
12. Mittal V, Krieger E, Lee BC, et al. Pediatrics residents’ perspectives on family-centered rounds: a qualitative study at 2 children’s hospitals. J Grad Med Educ. 2013;5(1):81-87. doi:10.4300/JGME-D-11-00314.1. PubMed
13. Ratzan SC, Parker RM. Introduction. In: Selden CR, Zorn M, Ratzan SC, Parker RM, eds. National Library of Medicine current Bibliographies in Medicine: Health Literacy. http://www.nlm.nih.gov/pubs/cbm/hliteracy.html. Accessed October 6, 2017. Vol. NLM. Pub. No. CMB 2000-1. Bethesda, MD: National Institutes of Health, US Department of Health and Human Services; 2000.
14. Baker DW. The Meaning and the Measure of Health Literacy. J Gen Intern Med. 2006;21(8):878-883. doi:10.1111/j.1525-1497.2006.00540.x. PubMed
15. Institute of Medicine (US) Committee on Health Literacy. Health Literacy: A Prescription to End Confusion. Nielsen-Bohlman L, Panzer AM, Kindig DA, eds. Washington, DC: National Academies Press; 2004. http://www.ncbi.nlm.nih.gov/books/NBK216032/.
16. Agency for Healthcare Research and Quality. AHRQ Health Literacy Universal Precautions Toolkit. AHRQ Health Literacy Universal Precautions Toolkit. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/index.html. Published May 2017. Accessed October 6, 2017.
17. Bass PF 3rd, Wilson JF, Griffith CH, Barnett DR. Residents’ ability to identify patients with poor literacy skills. Acad Med. 2002;77(10):1039-1041. PubMed
18. Kelly PA, Haidet P. Physician overestimation of patient literacy: a potential source of health care disparities. Patient Educ Couns. 2007;66(1):119-122. doi:10.1016/j.pec.2006.10.007. PubMed
19. Agency for Healthcare Research and Quality. Health Literacy Universal Precautions Toolkit, 2nd Edition. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/healthlittoolkit2.html. Published January 30, 2015. Accessed October 6, 2017.
20. NHS The Health Literacy Place | Chunk and check. http://www.healthliteracyplace.org.uk/tools-and-techniques/techniques/chunk-and-check/. Accessed September 28, 2017.
21. Health Literacy: Hidden Barriers and Practical Strategies. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/tool3a/index.html. Accessed September 28, 2017.
22. Shared Decision Making Fact Sheet. National Learning Consortium. December 2013. https://www.healthit.gov/sites/default/files/nlc_shared_decision_making_fact_sheet.pdf. Accessed October 3, 2017.
23. Aarthun A, Akerjordet K. Parent participation in decision-making in health-care services for children: an integrative review. J Nurs Manag. 2014;22(2):177-191. doi:10.1111/j.1365- 2834.2012.01457.x. PubMed
24. Alderson P, Hawthorne J, Killen M. Parents’ experiences of sharing neonatal information and decisions: Consent, cost and risk. Soc Sci Med. 2006;62(6):1319-1329. doi:10.1016/j.socscimed.2005.07.035. PubMed
25. Fiks AG, Hughes CC, Gafen A, Guevara JP, Barg FK. Contrasting Parents’ and Pediatricians’ Perspectives on Shared Decision-Making in ADHD. Pediatrics. 2011;127(1):e188-e196. doi:10.1542/peds.2010-1510. PubMed
26. Stiggelbout AM, Van der Weijden T, De Wit MP, et al. Shared decision making: really putting patients at the centre of healthcare. BMJ. 2012;344:e256. doi:10.1136/bmj.e256. PubMed
27. Kon AA, Davidson JE, Morrison W, et al. Shared Decision Making in ICUs: An American College of Critical Care Medicine and American Thoracic Society Policy Statement., Shared Decision Making in Intensive Care Units: An American College of Critical Care Medicine and American Thoracic Society Policy Statement. Crit Care Med. 2016;44(1):188-201. doi:10.1097/CCM.0000000000001396. PubMed
28. Chorney J, Haworth R, Graham ME, Ritchie K, Curran JA, Hong P. Understanding Shared Decision Making in Pediatric Otolaryngology. Otolaryngol Head Neck Surg. 2015;152(5):941-947. doi:10.1177/0194599815574998. PubMed
29. Wibe T, Ekstedt M, Hellesø R. Information practices of health care professionals related to patient discharge from hospital. Inform Health Soc Care. 2015;40(3):198-209. doi:10.3109/17538157.2013.879150. PubMed
30. Kripalani S, Jackson AT, Schnipper JL, Coleman EA. Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists. J Hosp Med. 2007;2(5):314-323. doi:10.1002/jhm.228. PubMed
31. van Walraven C, Seth R, Laupacis A. Dissemination of discharge summaries. Not reaching follow-up physicians. Can Fam Physician. 2002;48:737-742. PubMed
32. Leyenaar JK, Bergert L, Mallory LA, et al. Pediatric primary care providers’ perspectives regarding hospital discharge communication: a mixed methods analysis. Acad Pediatr. 2015;15(1):61-68. doi:10.1016/j.acap.2014.07.004. PubMed

33. Berry JG, Blaine K, Rogers J, et al. A framework of pediatric hospital discharge care informed by legislation, research, and practice. JAMA Pediatr. 2014;168(10):955-962; quiz 965-966. doi:10.1001/jamapediatrics.2014.891. PubMed
34. Bell SK, Gerard M, Fossa A, et al. A patient feedback reporting tool for OpenNotes: implications for patient-clinician safety and quality partnerships. BMJ Qual Saf. 2017;26(4):312-322. doi:10.1136/bmjqs-2016-006020. PubMed
35. Bell SK, Mejilla R, Anselmo M, et al. When doctors share visit notes with patients: a study of patient and doctor perceptions of documentation errors, safety opportunities and the patient–doctor relationship. BMJ Qual Saf. 2017;26(4):262-270. doi:10.1136/bmjqs-2015-004697. PubMed
36. A Strong Case for Sharing. Open Notes. https://www.opennotes.org/case-for-opennotes/. Accessed September 19, 2017. PubMed

 

 

Article PDF
Issue
Journal of Hospital Medicine 13(5)
Topics
Page Number
358-360. Published online first January 18, 2018
Sections
Article PDF
Article PDF

Communication failures are a leading cause of sentinel events, the most serious adverse events that occur in hospitals.1 Interventions to improve patient safety have focused on communication between healthcare providers.2-4 Interventions focusing on communication between providers and families or other patient caregivers are under-studied.5,6 Given their availability, proximity, historical knowledge, and motivation for a good outcome,7 families can play a vital role as “vigilant partners”8 in promoting hospital communication and safety.

In this month’s Journal of Hospital Medicine, Solan et al. conducted focus groups and interviews of 61 caregivers of hospitalized pediatric patients at 30 days after discharge to assess their perceptions of communication during hospitalization and discharge home.9 They identified several caregiver themes pertaining to communication between the inpatient medical team and families, communication challenges due to the teaching hospital environment, and communication between providers. Caregiver concerns included feeling out of the loop, excessive provider use of medical jargon, confusing messages on rounds, and inadequate communication between inpatient and outpatient providers.

The manuscript serves both to uncover family concerns that may be underappreciated by clinicians and suggest some potential solutions. For instance, caregivers can be apprehensive about whom to call for postdischarge advice because they are sometimes uncertain whether their outpatient providers have sufficient information about the hospitalization to properly advise them. The authors propose using photo “face sheets” to improve caregiver identification of healthcare provider roles, including families in hospital committees, improving transition communication between inpatient and outpatient healthcare providers through timely faxed discharge summaries and telephone calls, and informing families about such communications with their outpatient providers.

These are important suggestions. However, in order to move from promoting communication alone to promoting true partnership in care, there are additional steps that providers can take to fully engage families in hospital and discharge communications.

Meaningful family engagement in hospital communications—eg, during family-centered rounds (FCRs)—has been associated with improved patient safety and experience.10-12 To further enhance family partnership in care, we would make the following 3 suggestions for hospitals and healthcare providers: (1) focus on health literacy in all communications with families, (2) work towards shared decision making (SDM), and (3) make discharges family-centered.

HEALTH LITERACY

In order to partner with one another, families and healthcare providers need to speak a common language. A key way to ensure that families and providers speak a common language is for providers to espouse good health literacy principles. Health literacy is the “capacity to obtain, process, and understand basic health information and services to make appropriate health decisions.”13 Health literacy is dynamic, varying based on medical problem, provider, and healthcare system.14 Overall, only 12% of United States adults possess the health literacy skills required to navigate our complex healthcare system.15,16 Stress, illness, and other factors can compromise the ability of even these individuals to process and utilize health information. Yet health literacy is routinely overestimated by providers.17-19

To optimize communication with families, providers should use “universal health literacy precautions”16 with all patients, not just those believed to need extra assistance, in both verbal (eg, FCRs) and written communications (eg, discharge instructions).16 Providers should speak in plain, nonmedical language, be specific and concrete, and have families engage in “teach-back” (ie, state in their own words their understanding of the plan). They should focus on what families “need to know” rather than what is “good to know.” They should use simpler sentence structure and “chunk and check”20 (ie, provide small, “bite-sized” pieces of information and check for understanding by using teach-back).21 In writing, they should use simpler sentence structure, bullet points, active statements, and be cognizant of reading level, medical jargon, and word choice (eg, “has a fever” instead of “febrile”). It is worth recognizing that even highly educated, highly literate families—not least of all those who are physicians and nurses themselves—can benefit from universal health literacy precautions because the ability to process and grasp information is dynamic and can be markedly lower than usual when faced with the illness of a loved one.

At a systematic level, medical schools, nursing schools, residency training programs, and continuing education should include health literacy training in their curricula. While learning to speak the language of medicine is an important part of medical education, the next step is learning to “unspeak” it, a challenging but important charge to promote partnership.

 

 

SHARED DECISION MAKING

SDM is the process by which providers and patients make decisions together by balancing clinical evidence with patient preferences and values.22 However, despite providers believing they are engaging in SDM,23,24 families report they are often not as involved in SDM as they would like.24-26 Indeed, most hospital communications with families, including FCRs and discharge instructions, typically emphasize information sharing, not SDM. SDM tends to be more commonly applied in outpatient settings.27 To encourage SDM in the hospital setting, patients and families should not only understand communication during FCRs and at discharge but should be encouraged to be active participants in developing care plans,26 no matter how minor the decisions involved.28 SDM can be applied to a variety of discussions, both during hospitalization (eg, initiation of antibiotics, transition from intravenous to oral medications, pursuing imaging) and at discharge (eg, assessing discharge readiness, deciding duration of therapy, formulating follow-up recommendations). Providers will benefit from incorporating information from personal and medical histories that only families possess, resulting in more informed and potentially safer care plans that may be more likely to fit into the family’s life at home. SDM can also ensure patient and family “buy-in” and increase the likelihood of compliance with the shared plan.

FAMILY CENTERED DISCHARGES

Discharge processes often involve multiple redundancies and parallel processes that fail to actively involve families or promote transparency.29 Discharge summaries are typically written in medical jargon and intended for the outpatient provider (who may not receive them in a timely fashion), not the family.30-32 Separate discharge instructions are often provided to families without sufficient attention to health literacy, contingency planning, or individualization (eg, a generic asthma fact sheet).30 Outpatient providers are not always contacted directly about the hospitalization, nor are families always informed when providers are contacted, as Solan et al. describe.

Providers can apply lessons from FCRs to discharge processes, pursuing a similar family-centered, interprofessional approach promoting partnership and transparency. Just as providers engage families during discussions on FCRs, they can engage families in discharge conversations with outpatient providers and nursing colleagues. Indeed, Berry et al. propose a discharge framework that emphasizes involvement of and dialogue between patients, families, and providers as they systematically develop and assess plans for discharge and postdischarge care.33 To accomplish this, inpatient providers can copy families on discharge summaries and other correspondence with outpatient providers (eg, through secure emails or open-source notes such as OpenNotes34-36). Moreover, particularly for complex discharges, inpatient providers can call outpatient providers in the family’s presence or invite outpatient providers to join—via telephone or videoconference—day-of-discharge FCRs or discharge huddles. Such efforts require logistical and pragmatic considerations, as well as culture change, but are not insurmountable and may help address many family concerns around peridischarge communication and care. Such efforts may also promote accountability on the part of families and providers alike, thereby ensuring that families are truly engaged as vigilant partners in care.

As one of us (SC) reflected once when considering her experience navigating healthcare as a parent of 2 children with cystic fibrosis, “We have to make it easier for families to be a true part of their children’s care. When patients and families are true members of the medical team, care is more informed, more targeted, and more safe for everyone.”

Disclosure: Dr. Landrigan has consulted with and holds equity in the I-PASS Patient Safety Institute, a company that seeks to train institutions in best handoff practices and aid in their implementation. Dr. Landrigan is supported in part by the Children’s Hospital Association for his work as an Executive Council member of the Pediatric Research in Inpatient Settings (PRIS) network. Dr. Landrigan has also served as a paid consultant to Virgin Pulse to help develop a Sleep and Health Program. In addition, Dr. Landrigan has received monetary awards, honoraria, and travel reimbursement from multiple academic and professional organizations for teaching and consulting on sleep deprivation, physician performance, handoffs, and safety and has served as an expert witness in cases regarding patient safety and sleep deprivation.

Communication failures are a leading cause of sentinel events, the most serious adverse events that occur in hospitals.1 Interventions to improve patient safety have focused on communication between healthcare providers.2-4 Interventions focusing on communication between providers and families or other patient caregivers are under-studied.5,6 Given their availability, proximity, historical knowledge, and motivation for a good outcome,7 families can play a vital role as “vigilant partners”8 in promoting hospital communication and safety.

In this month’s Journal of Hospital Medicine, Solan et al. conducted focus groups and interviews of 61 caregivers of hospitalized pediatric patients at 30 days after discharge to assess their perceptions of communication during hospitalization and discharge home.9 They identified several caregiver themes pertaining to communication between the inpatient medical team and families, communication challenges due to the teaching hospital environment, and communication between providers. Caregiver concerns included feeling out of the loop, excessive provider use of medical jargon, confusing messages on rounds, and inadequate communication between inpatient and outpatient providers.

The manuscript serves both to uncover family concerns that may be underappreciated by clinicians and suggest some potential solutions. For instance, caregivers can be apprehensive about whom to call for postdischarge advice because they are sometimes uncertain whether their outpatient providers have sufficient information about the hospitalization to properly advise them. The authors propose using photo “face sheets” to improve caregiver identification of healthcare provider roles, including families in hospital committees, improving transition communication between inpatient and outpatient healthcare providers through timely faxed discharge summaries and telephone calls, and informing families about such communications with their outpatient providers.

These are important suggestions. However, in order to move from promoting communication alone to promoting true partnership in care, there are additional steps that providers can take to fully engage families in hospital and discharge communications.

Meaningful family engagement in hospital communications—eg, during family-centered rounds (FCRs)—has been associated with improved patient safety and experience.10-12 To further enhance family partnership in care, we would make the following 3 suggestions for hospitals and healthcare providers: (1) focus on health literacy in all communications with families, (2) work towards shared decision making (SDM), and (3) make discharges family-centered.

HEALTH LITERACY

In order to partner with one another, families and healthcare providers need to speak a common language. A key way to ensure that families and providers speak a common language is for providers to espouse good health literacy principles. Health literacy is the “capacity to obtain, process, and understand basic health information and services to make appropriate health decisions.”13 Health literacy is dynamic, varying based on medical problem, provider, and healthcare system.14 Overall, only 12% of United States adults possess the health literacy skills required to navigate our complex healthcare system.15,16 Stress, illness, and other factors can compromise the ability of even these individuals to process and utilize health information. Yet health literacy is routinely overestimated by providers.17-19

To optimize communication with families, providers should use “universal health literacy precautions”16 with all patients, not just those believed to need extra assistance, in both verbal (eg, FCRs) and written communications (eg, discharge instructions).16 Providers should speak in plain, nonmedical language, be specific and concrete, and have families engage in “teach-back” (ie, state in their own words their understanding of the plan). They should focus on what families “need to know” rather than what is “good to know.” They should use simpler sentence structure and “chunk and check”20 (ie, provide small, “bite-sized” pieces of information and check for understanding by using teach-back).21 In writing, they should use simpler sentence structure, bullet points, active statements, and be cognizant of reading level, medical jargon, and word choice (eg, “has a fever” instead of “febrile”). It is worth recognizing that even highly educated, highly literate families—not least of all those who are physicians and nurses themselves—can benefit from universal health literacy precautions because the ability to process and grasp information is dynamic and can be markedly lower than usual when faced with the illness of a loved one.

At a systematic level, medical schools, nursing schools, residency training programs, and continuing education should include health literacy training in their curricula. While learning to speak the language of medicine is an important part of medical education, the next step is learning to “unspeak” it, a challenging but important charge to promote partnership.

 

 

SHARED DECISION MAKING

SDM is the process by which providers and patients make decisions together by balancing clinical evidence with patient preferences and values.22 However, despite providers believing they are engaging in SDM,23,24 families report they are often not as involved in SDM as they would like.24-26 Indeed, most hospital communications with families, including FCRs and discharge instructions, typically emphasize information sharing, not SDM. SDM tends to be more commonly applied in outpatient settings.27 To encourage SDM in the hospital setting, patients and families should not only understand communication during FCRs and at discharge but should be encouraged to be active participants in developing care plans,26 no matter how minor the decisions involved.28 SDM can be applied to a variety of discussions, both during hospitalization (eg, initiation of antibiotics, transition from intravenous to oral medications, pursuing imaging) and at discharge (eg, assessing discharge readiness, deciding duration of therapy, formulating follow-up recommendations). Providers will benefit from incorporating information from personal and medical histories that only families possess, resulting in more informed and potentially safer care plans that may be more likely to fit into the family’s life at home. SDM can also ensure patient and family “buy-in” and increase the likelihood of compliance with the shared plan.

FAMILY CENTERED DISCHARGES

Discharge processes often involve multiple redundancies and parallel processes that fail to actively involve families or promote transparency.29 Discharge summaries are typically written in medical jargon and intended for the outpatient provider (who may not receive them in a timely fashion), not the family.30-32 Separate discharge instructions are often provided to families without sufficient attention to health literacy, contingency planning, or individualization (eg, a generic asthma fact sheet).30 Outpatient providers are not always contacted directly about the hospitalization, nor are families always informed when providers are contacted, as Solan et al. describe.

Providers can apply lessons from FCRs to discharge processes, pursuing a similar family-centered, interprofessional approach promoting partnership and transparency. Just as providers engage families during discussions on FCRs, they can engage families in discharge conversations with outpatient providers and nursing colleagues. Indeed, Berry et al. propose a discharge framework that emphasizes involvement of and dialogue between patients, families, and providers as they systematically develop and assess plans for discharge and postdischarge care.33 To accomplish this, inpatient providers can copy families on discharge summaries and other correspondence with outpatient providers (eg, through secure emails or open-source notes such as OpenNotes34-36). Moreover, particularly for complex discharges, inpatient providers can call outpatient providers in the family’s presence or invite outpatient providers to join—via telephone or videoconference—day-of-discharge FCRs or discharge huddles. Such efforts require logistical and pragmatic considerations, as well as culture change, but are not insurmountable and may help address many family concerns around peridischarge communication and care. Such efforts may also promote accountability on the part of families and providers alike, thereby ensuring that families are truly engaged as vigilant partners in care.

As one of us (SC) reflected once when considering her experience navigating healthcare as a parent of 2 children with cystic fibrosis, “We have to make it easier for families to be a true part of their children’s care. When patients and families are true members of the medical team, care is more informed, more targeted, and more safe for everyone.”

Disclosure: Dr. Landrigan has consulted with and holds equity in the I-PASS Patient Safety Institute, a company that seeks to train institutions in best handoff practices and aid in their implementation. Dr. Landrigan is supported in part by the Children’s Hospital Association for his work as an Executive Council member of the Pediatric Research in Inpatient Settings (PRIS) network. Dr. Landrigan has also served as a paid consultant to Virgin Pulse to help develop a Sleep and Health Program. In addition, Dr. Landrigan has received monetary awards, honoraria, and travel reimbursement from multiple academic and professional organizations for teaching and consulting on sleep deprivation, physician performance, handoffs, and safety and has served as an expert witness in cases regarding patient safety and sleep deprivation.

References

1. Sentinel event statistics released for 2014. The Joint Commission. Jt Comm Online. April 2015. http://www.jointcommission.org/assets/1/23/jconline_April_29_15.pdf. Accessed October 6, 2017.
2. Starmer AJ, Spector ND, Srivastava R, et al. Changes in medical errors after implementation of a handoff program. N Engl J Med. 2014;371(19):1803-1812. doi:10.1056/NEJMsa1405556. PubMed
3. Radhakrishnan K, Jones TL, Weems D, Knight TW, Rice WH. Seamless transitions: achieving patient safety through communication and collaboration. J Patient Saf. 2015. doi:10.1097/PTS.0000000000000168. PubMed
4. Haig KM, Sutton S, Whittington J. SBAR: a shared mental model for improving communication between clinicians. Jt Comm J Qual Patient Saf. 2006;32(3):167-175. PubMed
5. Lingard L, Regehr G, Orser B, et al. Evaluation of a preoperative checklist and team briefing among surgeons, nurses, and anesthesiologists to reduce failures in communication. Arch Surg. 2008;143(1):12-17; discussion 18. doi:10.1001/archsurg.2007.21. PubMed
6. Haynes AB, Weiser TG, Berry WR, et al. A surgical safety checklist to reduce morbidity and mortality in a global population. N Engl J Med. 2009;360(5):491-499. doi:10.1056/NEJMsa0810119. PubMed
7. Hibbard JH, Peters E, Slovic P, Tusler M. Can patients be part of the solution? Views on their role in preventing medical errors. Med Care Res Rev. 2005;62(5):601-616. doi:10.1177/1077558705279313. PubMed
8. Schwappach DL. Review: engaging patients as vigilant partners in safety: a systematic review. Med Care Res Rev. 2010;67(2):119-148. doi:10.1177/1077558709342254. PubMed
9. Solan LG, Beck AF, Shardo SA, et al. Caregiver Perspectives on Communication During Hospitalization at an Academic Pediatric Institution: A Qualitative Study. J Hosp Med. 2017; in press. PubMed
10. Mittal VS, Sigrest T, Ottolini MC, et al. Family-centered rounds on pediatric wards: a PRIS network survey of US and Canadian hospitalists. Pediatrics. 2010;126(1):37-43. doi:10.1542/peds.2009-2364. PubMed
11. Kuo DZ, Sisterhen LL, Sigrest TE, Biazo JM, Aitken ME, Smith CE. Family experiences and pediatric health services use associated with family-centered rounds. Pediatrics. 2012;130(2):299-305. doi:10.1542/peds.2011-2623. PubMed
12. Mittal V, Krieger E, Lee BC, et al. Pediatrics residents’ perspectives on family-centered rounds: a qualitative study at 2 children’s hospitals. J Grad Med Educ. 2013;5(1):81-87. doi:10.4300/JGME-D-11-00314.1. PubMed
13. Ratzan SC, Parker RM. Introduction. In: Selden CR, Zorn M, Ratzan SC, Parker RM, eds. National Library of Medicine current Bibliographies in Medicine: Health Literacy. http://www.nlm.nih.gov/pubs/cbm/hliteracy.html. Accessed October 6, 2017. Vol. NLM. Pub. No. CMB 2000-1. Bethesda, MD: National Institutes of Health, US Department of Health and Human Services; 2000.
14. Baker DW. The Meaning and the Measure of Health Literacy. J Gen Intern Med. 2006;21(8):878-883. doi:10.1111/j.1525-1497.2006.00540.x. PubMed
15. Institute of Medicine (US) Committee on Health Literacy. Health Literacy: A Prescription to End Confusion. Nielsen-Bohlman L, Panzer AM, Kindig DA, eds. Washington, DC: National Academies Press; 2004. http://www.ncbi.nlm.nih.gov/books/NBK216032/.
16. Agency for Healthcare Research and Quality. AHRQ Health Literacy Universal Precautions Toolkit. AHRQ Health Literacy Universal Precautions Toolkit. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/index.html. Published May 2017. Accessed October 6, 2017.
17. Bass PF 3rd, Wilson JF, Griffith CH, Barnett DR. Residents’ ability to identify patients with poor literacy skills. Acad Med. 2002;77(10):1039-1041. PubMed
18. Kelly PA, Haidet P. Physician overestimation of patient literacy: a potential source of health care disparities. Patient Educ Couns. 2007;66(1):119-122. doi:10.1016/j.pec.2006.10.007. PubMed
19. Agency for Healthcare Research and Quality. Health Literacy Universal Precautions Toolkit, 2nd Edition. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/healthlittoolkit2.html. Published January 30, 2015. Accessed October 6, 2017.
20. NHS The Health Literacy Place | Chunk and check. http://www.healthliteracyplace.org.uk/tools-and-techniques/techniques/chunk-and-check/. Accessed September 28, 2017.
21. Health Literacy: Hidden Barriers and Practical Strategies. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/tool3a/index.html. Accessed September 28, 2017.
22. Shared Decision Making Fact Sheet. National Learning Consortium. December 2013. https://www.healthit.gov/sites/default/files/nlc_shared_decision_making_fact_sheet.pdf. Accessed October 3, 2017.
23. Aarthun A, Akerjordet K. Parent participation in decision-making in health-care services for children: an integrative review. J Nurs Manag. 2014;22(2):177-191. doi:10.1111/j.1365- 2834.2012.01457.x. PubMed
24. Alderson P, Hawthorne J, Killen M. Parents’ experiences of sharing neonatal information and decisions: Consent, cost and risk. Soc Sci Med. 2006;62(6):1319-1329. doi:10.1016/j.socscimed.2005.07.035. PubMed
25. Fiks AG, Hughes CC, Gafen A, Guevara JP, Barg FK. Contrasting Parents’ and Pediatricians’ Perspectives on Shared Decision-Making in ADHD. Pediatrics. 2011;127(1):e188-e196. doi:10.1542/peds.2010-1510. PubMed
26. Stiggelbout AM, Van der Weijden T, De Wit MP, et al. Shared decision making: really putting patients at the centre of healthcare. BMJ. 2012;344:e256. doi:10.1136/bmj.e256. PubMed
27. Kon AA, Davidson JE, Morrison W, et al. Shared Decision Making in ICUs: An American College of Critical Care Medicine and American Thoracic Society Policy Statement., Shared Decision Making in Intensive Care Units: An American College of Critical Care Medicine and American Thoracic Society Policy Statement. Crit Care Med. 2016;44(1):188-201. doi:10.1097/CCM.0000000000001396. PubMed
28. Chorney J, Haworth R, Graham ME, Ritchie K, Curran JA, Hong P. Understanding Shared Decision Making in Pediatric Otolaryngology. Otolaryngol Head Neck Surg. 2015;152(5):941-947. doi:10.1177/0194599815574998. PubMed
29. Wibe T, Ekstedt M, Hellesø R. Information practices of health care professionals related to patient discharge from hospital. Inform Health Soc Care. 2015;40(3):198-209. doi:10.3109/17538157.2013.879150. PubMed
30. Kripalani S, Jackson AT, Schnipper JL, Coleman EA. Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists. J Hosp Med. 2007;2(5):314-323. doi:10.1002/jhm.228. PubMed
31. van Walraven C, Seth R, Laupacis A. Dissemination of discharge summaries. Not reaching follow-up physicians. Can Fam Physician. 2002;48:737-742. PubMed
32. Leyenaar JK, Bergert L, Mallory LA, et al. Pediatric primary care providers’ perspectives regarding hospital discharge communication: a mixed methods analysis. Acad Pediatr. 2015;15(1):61-68. doi:10.1016/j.acap.2014.07.004. PubMed

33. Berry JG, Blaine K, Rogers J, et al. A framework of pediatric hospital discharge care informed by legislation, research, and practice. JAMA Pediatr. 2014;168(10):955-962; quiz 965-966. doi:10.1001/jamapediatrics.2014.891. PubMed
34. Bell SK, Gerard M, Fossa A, et al. A patient feedback reporting tool for OpenNotes: implications for patient-clinician safety and quality partnerships. BMJ Qual Saf. 2017;26(4):312-322. doi:10.1136/bmjqs-2016-006020. PubMed
35. Bell SK, Mejilla R, Anselmo M, et al. When doctors share visit notes with patients: a study of patient and doctor perceptions of documentation errors, safety opportunities and the patient–doctor relationship. BMJ Qual Saf. 2017;26(4):262-270. doi:10.1136/bmjqs-2015-004697. PubMed
36. A Strong Case for Sharing. Open Notes. https://www.opennotes.org/case-for-opennotes/. Accessed September 19, 2017. PubMed

 

 

References

1. Sentinel event statistics released for 2014. The Joint Commission. Jt Comm Online. April 2015. http://www.jointcommission.org/assets/1/23/jconline_April_29_15.pdf. Accessed October 6, 2017.
2. Starmer AJ, Spector ND, Srivastava R, et al. Changes in medical errors after implementation of a handoff program. N Engl J Med. 2014;371(19):1803-1812. doi:10.1056/NEJMsa1405556. PubMed
3. Radhakrishnan K, Jones TL, Weems D, Knight TW, Rice WH. Seamless transitions: achieving patient safety through communication and collaboration. J Patient Saf. 2015. doi:10.1097/PTS.0000000000000168. PubMed
4. Haig KM, Sutton S, Whittington J. SBAR: a shared mental model for improving communication between clinicians. Jt Comm J Qual Patient Saf. 2006;32(3):167-175. PubMed
5. Lingard L, Regehr G, Orser B, et al. Evaluation of a preoperative checklist and team briefing among surgeons, nurses, and anesthesiologists to reduce failures in communication. Arch Surg. 2008;143(1):12-17; discussion 18. doi:10.1001/archsurg.2007.21. PubMed
6. Haynes AB, Weiser TG, Berry WR, et al. A surgical safety checklist to reduce morbidity and mortality in a global population. N Engl J Med. 2009;360(5):491-499. doi:10.1056/NEJMsa0810119. PubMed
7. Hibbard JH, Peters E, Slovic P, Tusler M. Can patients be part of the solution? Views on their role in preventing medical errors. Med Care Res Rev. 2005;62(5):601-616. doi:10.1177/1077558705279313. PubMed
8. Schwappach DL. Review: engaging patients as vigilant partners in safety: a systematic review. Med Care Res Rev. 2010;67(2):119-148. doi:10.1177/1077558709342254. PubMed
9. Solan LG, Beck AF, Shardo SA, et al. Caregiver Perspectives on Communication During Hospitalization at an Academic Pediatric Institution: A Qualitative Study. J Hosp Med. 2017; in press. PubMed
10. Mittal VS, Sigrest T, Ottolini MC, et al. Family-centered rounds on pediatric wards: a PRIS network survey of US and Canadian hospitalists. Pediatrics. 2010;126(1):37-43. doi:10.1542/peds.2009-2364. PubMed
11. Kuo DZ, Sisterhen LL, Sigrest TE, Biazo JM, Aitken ME, Smith CE. Family experiences and pediatric health services use associated with family-centered rounds. Pediatrics. 2012;130(2):299-305. doi:10.1542/peds.2011-2623. PubMed
12. Mittal V, Krieger E, Lee BC, et al. Pediatrics residents’ perspectives on family-centered rounds: a qualitative study at 2 children’s hospitals. J Grad Med Educ. 2013;5(1):81-87. doi:10.4300/JGME-D-11-00314.1. PubMed
13. Ratzan SC, Parker RM. Introduction. In: Selden CR, Zorn M, Ratzan SC, Parker RM, eds. National Library of Medicine current Bibliographies in Medicine: Health Literacy. http://www.nlm.nih.gov/pubs/cbm/hliteracy.html. Accessed October 6, 2017. Vol. NLM. Pub. No. CMB 2000-1. Bethesda, MD: National Institutes of Health, US Department of Health and Human Services; 2000.
14. Baker DW. The Meaning and the Measure of Health Literacy. J Gen Intern Med. 2006;21(8):878-883. doi:10.1111/j.1525-1497.2006.00540.x. PubMed
15. Institute of Medicine (US) Committee on Health Literacy. Health Literacy: A Prescription to End Confusion. Nielsen-Bohlman L, Panzer AM, Kindig DA, eds. Washington, DC: National Academies Press; 2004. http://www.ncbi.nlm.nih.gov/books/NBK216032/.
16. Agency for Healthcare Research and Quality. AHRQ Health Literacy Universal Precautions Toolkit. AHRQ Health Literacy Universal Precautions Toolkit. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/index.html. Published May 2017. Accessed October 6, 2017.
17. Bass PF 3rd, Wilson JF, Griffith CH, Barnett DR. Residents’ ability to identify patients with poor literacy skills. Acad Med. 2002;77(10):1039-1041. PubMed
18. Kelly PA, Haidet P. Physician overestimation of patient literacy: a potential source of health care disparities. Patient Educ Couns. 2007;66(1):119-122. doi:10.1016/j.pec.2006.10.007. PubMed
19. Agency for Healthcare Research and Quality. Health Literacy Universal Precautions Toolkit, 2nd Edition. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/healthlittoolkit2.html. Published January 30, 2015. Accessed October 6, 2017.
20. NHS The Health Literacy Place | Chunk and check. http://www.healthliteracyplace.org.uk/tools-and-techniques/techniques/chunk-and-check/. Accessed September 28, 2017.
21. Health Literacy: Hidden Barriers and Practical Strategies. https://www.ahrq.gov/professionals/quality-patient-safety/quality-resources/tools/literacy-toolkit/tool3a/index.html. Accessed September 28, 2017.
22. Shared Decision Making Fact Sheet. National Learning Consortium. December 2013. https://www.healthit.gov/sites/default/files/nlc_shared_decision_making_fact_sheet.pdf. Accessed October 3, 2017.
23. Aarthun A, Akerjordet K. Parent participation in decision-making in health-care services for children: an integrative review. J Nurs Manag. 2014;22(2):177-191. doi:10.1111/j.1365- 2834.2012.01457.x. PubMed
24. Alderson P, Hawthorne J, Killen M. Parents’ experiences of sharing neonatal information and decisions: Consent, cost and risk. Soc Sci Med. 2006;62(6):1319-1329. doi:10.1016/j.socscimed.2005.07.035. PubMed
25. Fiks AG, Hughes CC, Gafen A, Guevara JP, Barg FK. Contrasting Parents’ and Pediatricians’ Perspectives on Shared Decision-Making in ADHD. Pediatrics. 2011;127(1):e188-e196. doi:10.1542/peds.2010-1510. PubMed
26. Stiggelbout AM, Van der Weijden T, De Wit MP, et al. Shared decision making: really putting patients at the centre of healthcare. BMJ. 2012;344:e256. doi:10.1136/bmj.e256. PubMed
27. Kon AA, Davidson JE, Morrison W, et al. Shared Decision Making in ICUs: An American College of Critical Care Medicine and American Thoracic Society Policy Statement., Shared Decision Making in Intensive Care Units: An American College of Critical Care Medicine and American Thoracic Society Policy Statement. Crit Care Med. 2016;44(1):188-201. doi:10.1097/CCM.0000000000001396. PubMed
28. Chorney J, Haworth R, Graham ME, Ritchie K, Curran JA, Hong P. Understanding Shared Decision Making in Pediatric Otolaryngology. Otolaryngol Head Neck Surg. 2015;152(5):941-947. doi:10.1177/0194599815574998. PubMed
29. Wibe T, Ekstedt M, Hellesø R. Information practices of health care professionals related to patient discharge from hospital. Inform Health Soc Care. 2015;40(3):198-209. doi:10.3109/17538157.2013.879150. PubMed
30. Kripalani S, Jackson AT, Schnipper JL, Coleman EA. Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists. J Hosp Med. 2007;2(5):314-323. doi:10.1002/jhm.228. PubMed
31. van Walraven C, Seth R, Laupacis A. Dissemination of discharge summaries. Not reaching follow-up physicians. Can Fam Physician. 2002;48:737-742. PubMed
32. Leyenaar JK, Bergert L, Mallory LA, et al. Pediatric primary care providers’ perspectives regarding hospital discharge communication: a mixed methods analysis. Acad Pediatr. 2015;15(1):61-68. doi:10.1016/j.acap.2014.07.004. PubMed

33. Berry JG, Blaine K, Rogers J, et al. A framework of pediatric hospital discharge care informed by legislation, research, and practice. JAMA Pediatr. 2014;168(10):955-962; quiz 965-966. doi:10.1001/jamapediatrics.2014.891. PubMed
34. Bell SK, Gerard M, Fossa A, et al. A patient feedback reporting tool for OpenNotes: implications for patient-clinician safety and quality partnerships. BMJ Qual Saf. 2017;26(4):312-322. doi:10.1136/bmjqs-2016-006020. PubMed
35. Bell SK, Mejilla R, Anselmo M, et al. When doctors share visit notes with patients: a study of patient and doctor perceptions of documentation errors, safety opportunities and the patient–doctor relationship. BMJ Qual Saf. 2017;26(4):262-270. doi:10.1136/bmjqs-2015-004697. PubMed
36. A Strong Case for Sharing. Open Notes. https://www.opennotes.org/case-for-opennotes/. Accessed September 19, 2017. PubMed

 

 

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Alisa Khan, MD, MPH, Boston Children’s Hospital, 21 Autumn St., Rm 200.2, Boston, MA 02215; Telephone: 617-355-2565; Fax: 617-730-0957; E-mail: [email protected]
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Children with pathogenic TP53 variants face increased risk of hard-to-treat ALL

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Pathogenic loss-of-function germline variants in the TP53 gene predispose children to acute lymphoblastic leukemia (ALL), and, later, to solid tumors that may be related to cancer therapy, according to results from a genetic sequencing study.

Researchers at St. Jude Children’s Hospital in Memphis have identified 49 unique variants of the gene among 3,801 children with newly diagnosed B-cell ALL; 22 variants were deemed pathogenic. Children with these variants were at a “dramatically higher risk” of secondary cancers, which occurred in 25% within 5 years of ALL treatment, compared with 0.7% among children without the pathogenic genetic signal, according to Maoxiang Qian, PhD, and colleagues. The report was published in the Journal of Clinical Oncology.

The increased risk of secondary cancers is probably related to a common characteristic of the pathogenic variants: the ablation of the p53-mediated DNA damage response. This increases the risk of the genotoxic therapy given during ALL treatment, according to the researchers.

“In fact, of the five patients with TP53 pathogenic variants who also had second cancers, two received irradiation therapy, including total body irradiation, and both subsequently developed solid tumors,” the researchers wrote. “The exact lifelong risk of second cancer in these patients is difficult to ascertain as many patients might have succumbed to relapsed ALL before they had the chance to develop second cancers.”

The research team conducted targeted sequencing of TP53 coding regions in 3,801 children who were enrolled in two trials sponsored by the Children’s Oncology Group (AALL0232 and P9900). They compared the results to TP53 mutations seen in almost 61,000 children enrolled in the Exome Aggregation Consortium (ExAC) cohort.

The researchers identified nine exonic nonsilent TP53 variants in the ALL cohort, all of which had an allele frequency of less than 0.5%. Of the variants, 22 were deemed pathogenic: Twelve showed a complete loss of transcriptional activity, three showed a partial loss of p53 function, and seven showed loss of the critical core DNA-binding domain in p53. The rest of the variants were deemed of unknown significance (VUS).

Pathogenic variants occurred in 26 children in the ALL cohort – significantly more often than in the control cohort (0.7% vs. 0.1%; odds ratio, 5.2). The VUS risk was not significantly elevated compared to controls, however.

Children with the pathogenic variants were significantly older at ALL diagnosis (15.5 vs. 6.6 years) and had significantly lower leukocyte count. Of the 26 with a pathogenic variant, 17 (65.4%) showed hypodiploidy in ALL blasts.

Pathogenic variants negatively affected ALL treatment outcomes, quadrupling the risk of lower event-free survival and lower overall survival (hazard ratio, 4.2 and 3.9, respectively) in both ALL cohorts.

Of the children with pathogenic variants, 14 experienced a pathological clinical event, including five ALL relapses and five second cancers, each accounting for 36% of all events.

“This pattern of events was dramatically different from that in patients with wild-type TP53 or VUS, for whom ALL relapse accounted for 75% of all events, with only 4% as second cancers,” the researchers wrote. “In fact, within hypodiploid ALL patients who experienced an event, the frequency of second cancer was significantly higher in those with TP53 pathogenic variants than in those without [50% vs. 5%], which additionally suggests that germline TP53 variation, instead of hypodiploid ALL, was the underlying cause of second cancers in these patients.”

The study was supported by grants from the National Institutes of Health and the American Lebanese Syrian Associated Charities. Dr. Qian reported having no financial disclosures. Other researchers reported funding from various pharmaceutical companies.

SOURCE: Qian et al. JCO 2018 Jan 4. doi: 10.1200/JCO.2017.75.5215

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Pathogenic loss-of-function germline variants in the TP53 gene predispose children to acute lymphoblastic leukemia (ALL), and, later, to solid tumors that may be related to cancer therapy, according to results from a genetic sequencing study.

Researchers at St. Jude Children’s Hospital in Memphis have identified 49 unique variants of the gene among 3,801 children with newly diagnosed B-cell ALL; 22 variants were deemed pathogenic. Children with these variants were at a “dramatically higher risk” of secondary cancers, which occurred in 25% within 5 years of ALL treatment, compared with 0.7% among children without the pathogenic genetic signal, according to Maoxiang Qian, PhD, and colleagues. The report was published in the Journal of Clinical Oncology.

The increased risk of secondary cancers is probably related to a common characteristic of the pathogenic variants: the ablation of the p53-mediated DNA damage response. This increases the risk of the genotoxic therapy given during ALL treatment, according to the researchers.

“In fact, of the five patients with TP53 pathogenic variants who also had second cancers, two received irradiation therapy, including total body irradiation, and both subsequently developed solid tumors,” the researchers wrote. “The exact lifelong risk of second cancer in these patients is difficult to ascertain as many patients might have succumbed to relapsed ALL before they had the chance to develop second cancers.”

The research team conducted targeted sequencing of TP53 coding regions in 3,801 children who were enrolled in two trials sponsored by the Children’s Oncology Group (AALL0232 and P9900). They compared the results to TP53 mutations seen in almost 61,000 children enrolled in the Exome Aggregation Consortium (ExAC) cohort.

The researchers identified nine exonic nonsilent TP53 variants in the ALL cohort, all of which had an allele frequency of less than 0.5%. Of the variants, 22 were deemed pathogenic: Twelve showed a complete loss of transcriptional activity, three showed a partial loss of p53 function, and seven showed loss of the critical core DNA-binding domain in p53. The rest of the variants were deemed of unknown significance (VUS).

Pathogenic variants occurred in 26 children in the ALL cohort – significantly more often than in the control cohort (0.7% vs. 0.1%; odds ratio, 5.2). The VUS risk was not significantly elevated compared to controls, however.

Children with the pathogenic variants were significantly older at ALL diagnosis (15.5 vs. 6.6 years) and had significantly lower leukocyte count. Of the 26 with a pathogenic variant, 17 (65.4%) showed hypodiploidy in ALL blasts.

Pathogenic variants negatively affected ALL treatment outcomes, quadrupling the risk of lower event-free survival and lower overall survival (hazard ratio, 4.2 and 3.9, respectively) in both ALL cohorts.

Of the children with pathogenic variants, 14 experienced a pathological clinical event, including five ALL relapses and five second cancers, each accounting for 36% of all events.

“This pattern of events was dramatically different from that in patients with wild-type TP53 or VUS, for whom ALL relapse accounted for 75% of all events, with only 4% as second cancers,” the researchers wrote. “In fact, within hypodiploid ALL patients who experienced an event, the frequency of second cancer was significantly higher in those with TP53 pathogenic variants than in those without [50% vs. 5%], which additionally suggests that germline TP53 variation, instead of hypodiploid ALL, was the underlying cause of second cancers in these patients.”

The study was supported by grants from the National Institutes of Health and the American Lebanese Syrian Associated Charities. Dr. Qian reported having no financial disclosures. Other researchers reported funding from various pharmaceutical companies.

SOURCE: Qian et al. JCO 2018 Jan 4. doi: 10.1200/JCO.2017.75.5215


Pathogenic loss-of-function germline variants in the TP53 gene predispose children to acute lymphoblastic leukemia (ALL), and, later, to solid tumors that may be related to cancer therapy, according to results from a genetic sequencing study.

Researchers at St. Jude Children’s Hospital in Memphis have identified 49 unique variants of the gene among 3,801 children with newly diagnosed B-cell ALL; 22 variants were deemed pathogenic. Children with these variants were at a “dramatically higher risk” of secondary cancers, which occurred in 25% within 5 years of ALL treatment, compared with 0.7% among children without the pathogenic genetic signal, according to Maoxiang Qian, PhD, and colleagues. The report was published in the Journal of Clinical Oncology.

The increased risk of secondary cancers is probably related to a common characteristic of the pathogenic variants: the ablation of the p53-mediated DNA damage response. This increases the risk of the genotoxic therapy given during ALL treatment, according to the researchers.

“In fact, of the five patients with TP53 pathogenic variants who also had second cancers, two received irradiation therapy, including total body irradiation, and both subsequently developed solid tumors,” the researchers wrote. “The exact lifelong risk of second cancer in these patients is difficult to ascertain as many patients might have succumbed to relapsed ALL before they had the chance to develop second cancers.”

The research team conducted targeted sequencing of TP53 coding regions in 3,801 children who were enrolled in two trials sponsored by the Children’s Oncology Group (AALL0232 and P9900). They compared the results to TP53 mutations seen in almost 61,000 children enrolled in the Exome Aggregation Consortium (ExAC) cohort.

The researchers identified nine exonic nonsilent TP53 variants in the ALL cohort, all of which had an allele frequency of less than 0.5%. Of the variants, 22 were deemed pathogenic: Twelve showed a complete loss of transcriptional activity, three showed a partial loss of p53 function, and seven showed loss of the critical core DNA-binding domain in p53. The rest of the variants were deemed of unknown significance (VUS).

Pathogenic variants occurred in 26 children in the ALL cohort – significantly more often than in the control cohort (0.7% vs. 0.1%; odds ratio, 5.2). The VUS risk was not significantly elevated compared to controls, however.

Children with the pathogenic variants were significantly older at ALL diagnosis (15.5 vs. 6.6 years) and had significantly lower leukocyte count. Of the 26 with a pathogenic variant, 17 (65.4%) showed hypodiploidy in ALL blasts.

Pathogenic variants negatively affected ALL treatment outcomes, quadrupling the risk of lower event-free survival and lower overall survival (hazard ratio, 4.2 and 3.9, respectively) in both ALL cohorts.

Of the children with pathogenic variants, 14 experienced a pathological clinical event, including five ALL relapses and five second cancers, each accounting for 36% of all events.

“This pattern of events was dramatically different from that in patients with wild-type TP53 or VUS, for whom ALL relapse accounted for 75% of all events, with only 4% as second cancers,” the researchers wrote. “In fact, within hypodiploid ALL patients who experienced an event, the frequency of second cancer was significantly higher in those with TP53 pathogenic variants than in those without [50% vs. 5%], which additionally suggests that germline TP53 variation, instead of hypodiploid ALL, was the underlying cause of second cancers in these patients.”

The study was supported by grants from the National Institutes of Health and the American Lebanese Syrian Associated Charities. Dr. Qian reported having no financial disclosures. Other researchers reported funding from various pharmaceutical companies.

SOURCE: Qian et al. JCO 2018 Jan 4. doi: 10.1200/JCO.2017.75.5215

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Key clinical point: Pathogenic TP53 variants increase the risk of poor ALL treatment outcomes and secondary cancers.

Major finding: TP53 variants quadrupled the risk of lower event-free survival and lower overall survival (HR 4.2 and 3.9, respectively).

Study details: The genetic sequencing study comprised 3,801 children with newly diagnosed B-cell ALL.

Disclosures: The study was supported by grants from the National Institutes of Health and the American Lebanese Syrian Associated Charities. Dr. Qian reported having no financial disclosures. Other researchers reported funding from various pharmaceutical companies.

Source: Qian et al. JCO 2018 Jan 4. doi: 10.1200/JCO.2017.75.5215.

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Caregiver Perspectives on Communication During Hospitalization at an Academic Pediatric Institution: A Qualitative Study

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Provision of high-quality, high-value medical care hinges upon effective communication. During a hospitalization, critical information is communicated between patients, caregivers, and providers multiple times each day. This can cause inconsistent and misinterpreted messages, leaving ample room for error.1 The Joint Commission notes that communication failures occurring between medical providers account for ~60% of all sentinel or serious adverse events that result in death or harm to a patient.2 Communication that occurs between patients and/or their caregivers and medical providers is also critically important. The content and consistency of this communication is highly valued by patients and providers and can affect patient outcomes during hospitalizations and during transitions to home.3,4 Still, the multifactorial, complex nature of communication in the pediatric inpatient setting is not well understood.5,6

During hospitalization, communication happens continuously during both daytime and nighttime hours. It also precedes the particularly fragile period of transition from hospital to home. Studies have shown that nighttime communication between caregivers and medical providers (ie, nurses and physicians), as well as caregivers’ perceptions of interactions that occur between nurses and physicians, may be closely linked to that caregiver’s satisfaction and perceived quality of care.6,7 Communication that occurs between inpatient and outpatient providers is also subject to barriers (eg, limited availability for direct communication)8-12; studies have shown that patient and/or caregiver satisfaction has also been tied to perceptions of this communication.13,14 Moreover, a caregiver’s ability to understand diagnoses and adhere to postdischarge care plans is intimately tied to communication during the hospitalization and at discharge. Although many improvement efforts have aimed to enhance communication during these vulnerable time periods,3,15,16 there remains much work to be done.1,10,12

The many facets and routes of communication, and the multiple stakeholders involved, make improvement efforts challenging. We believe that more effective communication strategies could result from a deeper understanding of how caregivers view communication successes and challenges during a hospitalization. We see this as key to developing meaningful interventions that are directed towards improving communication and, by extension, patient satisfaction and safety. Here, we sought to extend findings from a broader qualitative study17 by developing an in-depth understanding of communication issues experienced by families during their child’s hospitalization and during the transition to home.

METHODS

Setting

The analyses presented here emerged from the Hospital to Home Outcomes Study (H2O). The first objective of H2O was to explore the caregiver perspective on hospital-to-home transitions. Here, we present the results related to caregiver perspectives of communication, while broader results of our qualitative investigation have been published elsewhere.17 This objective informed the latter 2 aims of the H2O study, which were to modify an existing nurse-led transitional home visit (THV) program and to study the effectiveness of the modified THV on reutilization and patient-specific outcomes via a randomized control trial. The specifics of the H2O protocol and design have been presented elsewhere.18

H2O was approved by the Institutional Review Board at Cincinnati Children’s Hospital Medical Center (CCHMC), a free-standing, academic children’s hospital with ~600 inpatient beds. This teaching hospital has >800 total medical students, residents, and fellows. Approximately 8000 children are hospitalized annually at CCHMC for general pediatric conditions, with ~85% of such admissions staffed by hospitalists from the Division of Hospital Medicine. The division is composed of >40 providers who devote the majority of their clinical time to the hospital medicine service; 15 additional providers work on the hospital medicine service but have primary clinical responsibilities in another division.

Family-centered rounds (FCR) are the standard of care at CCHMC, involving family members at the bedside to discuss patient care plans and diagnoses with the medical team.19 On a typical day, a team conducting FCR is composed of 1 attending, 1 fellow, 2 to 3 pediatric residents, 2 to 3 medical students, a charge nurse or bedside nurse, and a pharmacist. Other ancillary staff, such as social workers, care coordinators, nurse practitioners, or dieticians, may also participate on rounds, particularly for children with greater medical complexity.

 

 

Population

Caregivers of children discharged with acute medical conditions were eligible for recruitment if they were English-speaking (we did not have access to interpreter services during focus groups/interviews), had a child admitted to 1 of 3 services (hospital medicine, neurology, or neurosurgery), and could attend a focus group within 30 days of the child’s discharge. The majority of participants had a child admitted to hospital medicine; however, caregivers with a generally healthy child admitted to either neurology or neurosurgery were eligible to participate in the study.

Study Design

As presented elsewhere,17,20 we used focus groups and individual in-depth interviews to generate consensus themes about patient and caregiver experiences during the transition from hospital to home. Because there is evidence suggesting that focus group participants are more willing to talk openly when among others of similar backgrounds, we stratified the sample by the family’s estimated socioeconomic status.21,22 Socioeconomic status was estimated by identifying the poverty rate in the census tract in which each participant lived. Census tracts, relatively homogeneous areas of ~4000 individuals, have been previously shown to effectively detect socioeconomic gradients.23-26 Here, we separated participants into 2 socioeconomically distinct groupings (those in census tracts where <15% or ≥15% of the population lived below the federal poverty level).26 This cut point ensured an equivalent number of eligible participants within each stratum and diversity within our sample.

Data Collection

Caregivers were recruited on the inpatient unit during their child’s hospitalization. Participants then returned to CCHMC facilities for the focus group within 30 days of discharge. Though efforts were made to enhance participation by scheduling sessions at multiple sites and during various days and times of the week, 4 sessions yielded just 1 participant; thus, the format for those became an individual interview. Childcare was provided, and participants received a gift card for their participation.

An open-ended, semistructured question guide,17 developed de novo by the research team, directed the discussion for focus groups and interviews. As data collection progressed, the question guide was adapted to incorporate new issues raised by participants. Questions broadly focused on aspects of the inpatient experience, discharge processes, and healthcare system and family factors thought to be most relevant to patient- and family-centered outcomes. Communication-related questions addressed information shared with families from the medical team about discharge, diagnoses, instructions, and care plans. An experienced moderator and qualitative research methodologist (SNS) used probes to further elucidate responses and expand discussion by participants. Sessions were held in private conference rooms, lasted ~90 minutes, were audiotaped, and were transcribed verbatim. Identifiers were stripped and transcripts were reviewed for accuracy. After conducting 11 focus groups (generally composed of 5-10 participants) and 4 individual interviews, the research team determined that theoretical saturation27 was achieved, and recruitment was suspended.

Data Analysis

An inductive, thematic approach was used for analysis.27 Transcripts were independently reviewed by a multidisciplinary team of 4 researchers, including 2 pediatricians (LGS and AFB), a clinical research coordinator (SAS), and a qualitative research methodologist (SNS). The study team identified emerging concepts and themes related to the transition from hospital to home; themes related to communication during hospitalization are presented here.

During the first phase of analysis, investigators independently read transcripts and later convened to identify and define initial concepts and themes. A preliminary codebook was then designed. Investigators continued to review and code transcripts independently, meeting regularly to discuss coding decisions collaboratively, resolving differences through consensus.28 As patterns in the data became apparent, the codebook was modified iteratively, adding, subtracting, and refining codes as needed and grouping related codes. Results were reviewed with key stakeholders, including parents, inpatient and outpatient pediatricians, and home health nurses, throughout the analytic process.27,28 Coded data were maintained in an electronic database accessible only to study personnel.

RESULTS

Participants

Sixty-one caregivers of children discharged from CCHMC participated. Participants were 87% female and 46% non-white; 42.5% had a 2-year college level of education or greater, and 56% resided in census tracts with ≥15% of residents living in poverty (Table 1). Participant characteristics aligned closely with the demographics of families of children hospitalized at CCHMC.

Resulting Themes

Analyses revealed the following 3 major communication-related themes with associated subthemes: (1) experiences that affect caregiver perceptions of communication between the inpatient medical team and families, (2) communication challenges for caregivers related to a teaching hospital environment, and (3) caregiver perceptions of communication between medical providers. Each theme (and subtheme) is explored below with accompanying verbatim quotes in the narrative and the tables.

Major Theme 1: Experiences that Affect Caregiver Perceptions of Communication Between the Inpatient Medical Team and Families

 

 

Experiences during the hospitalization contributed to caregivers’ perceptions of their communication with their child’s inpatient medical team. There were 5 related subthemes identified. The following 2 subthemes were characterized as positive experiences: (1) feeling like part of the team and (2) nurses as interpreters and navigators. The following 3 subthemes were characterized as negative: (1) feeling left out of the loop, (2) insufficient face time with physicians, and (3) the use of medical jargon (Table 2). More specifically, participants described feeling more satisfied with their care and the inpatient experience when they felt included and when their input and expertise as a caregiver was valued. They also appreciated how nurses often took the time after FCR or interactions with the medical team to explain and clarify information that was discussed with the patient and their caregiver. For example, 1 participant stated, “Whenever I ask about anything, I just ask the nurse. And if she didn’t know, she would find out for me…”

In contrast, some of the negative experiences shared by participants related to feeling excluded from discussions about their child’s care. One participant said, “They tell you…as much as they want to tell you. They don’t fully inform you on things.” Additionally, concerns were voiced about insufficient time for face-to-face discussions with physicians: “I forget what I have to say and it’s something really, really important…But now, my doctor is going, you can’t get the doctor back.” Finally, participants discussed how the use of medical jargon often made it more difficult to understand things, especially for those not in the medical field.

Major Theme 2: Communication Challenges for Caregivers Related to a Teaching Hospital Environment

At a large teaching institution with various trainees and multiple subspecialties, communication challenges were particularly prominent. Three subthemes were related to this theme: (1) confusing messages with a large multidisciplinary team, (2) perceptions of FCR, and (3) role confusion, or who’s in charge of the team? (Table 3). Participants described confusing and inconsistent messages arising from the involvement of many medical providers. One stated, “When [the providers] all talk it seems like it don’t make sense because [what] one [is] saying is slightly different [from] the other one…and then you’d be like, ‘Wait, what?’ So it kind of confuses you…” Similarly, the use of FCR was overwhelming for the majority of participants who cited difficulty tracking conversations, feeling “lost” in the crowd of team members, or feeling excluded from the conversation about their child. One participant stated, “But because so many people came in, it can get overwhelming. They come in big groups, like 10 at once.” In contrast, some participants had a more favorable view of FCR: “What really blew me away was I came out of the restroom and there is 10 doctors standing around and they very well observed my child. And not only one doctor, but every one of them knew was going on with my kid. It kind of blew me away.” Participants felt it was not always clear who was in charge of the medical team. Trying to remember the various roles of all of the team members contributed to this confusion and made asking questions difficult. One participant shared, “I just want the main people…the boss to come in, check the baby out. I don’t need all the extra people running around me, keep asking me the same thing on that topic. Send in the main group, the bosses, they know what the problem is and how to fix it.”

Major Theme 3: Caregiver Perceptions of Communication Between Medical Providers

Caregivers have a unique vantage point as they witness many interactions between medical providers during their child’s hospitalization. Still, they do not generally witness all the interactions between inpatient providers or between inpatient and outpatient providers. This led to variable perceptions of this communication. Specifically, the 2 subthemes described here were (1) communication between inpatient medical providers and (2) communication between inpatient and outpatient providers (Table 4). Caregivers assessed how well (or how poorly) medical providers communicated with each other based upon the consistency of messages they received or interactions they personally experienced or observed. One participant described how the medical team did not appear to be in consensus about when to discharge her child, highlighting the perception that team members did not have a shared understanding of the child’s needs: “One of the doctors was…nervous about sending him home. It was just one doctor…the other doctors on her team and everything and the nurses, they were like ‘He’s fine.’” Others shared concerns related to inadequate handoff and messages not getting passed along shift-to-shift.

 

 

Perceptions were not isolated to the inpatient setting. Based on their experiences, caregivers similarly described their sense of how inpatient and outpatient providers were communicating with each other. In some cases, it was clear that good communication, as perceived by the participant, had occurred in situations in which the primary care physician knew “everything” about the hospitalization when they saw the patient in follow-up. One participant described, “We didn’t even realize at the time, [the medical team] had actually called our doctor and filled them in on our situation, and we got [to the follow up visit]…He already knew the entire situation.” There were others, however, who shared their uncertainty about whether the information exchange about their child’s hospitalization had actually occurred. They, therefore, voiced apprehension around who to call for advice after discharge; would their outpatient provider have their child’s hospitalization history and be able to properly advise them?

DISCUSSION

Communication during a hospitalization and at transition from hospital to home happens in both formal and informal ways; it is a vital component of appropriate, effective patient care. When done poorly, it has the potential to negatively affect a patient’s safety, care, and key outcomes.2 During a hospitalization, the multifaceted nature of communication and multidisciplinary approach to care provision can create communication challenges and make fixing challenges difficult. In order to more comprehensively move toward mitigation, it is important to gather perspectives of key stakeholders, such as caregivers. Caregivers are an integral part of their child’s care during the hospitalization and particularly at home during their child’s recovery. They are also a valued member of the team, particularly in this era of family-centered care.19,29 The perspectives of the caregivers presented here identified both successes and challenges of their communication experiences with the medical team during their child’s hospitalization. These perspectives included experiences affecting perceptions of communication between the inpatient medical team and families; communication related to the teaching hospital environment, including confusing messages associated with large multidisciplinary teams, aspects of FCR, and confusion about medical team member roles; and caregivers’ perceptions of communication between providers in and out of the hospital, including types of communication caregivers observed or believed occurred between medical providers. We believe that these qualitative results are crucial to developing better, more targeted interventions to improve communication.

Maintaining a healthy and productive relationship with patients and their caregivers is critical to providing comprehensive and safe patient care. As supported in the literature, we found that when caregivers were included in conversations, they felt appreciated and valued; in addition, when answers were not directly shared by providers or there were lingering questions, nurses often served as “interpreters.”29,30 Indeed, nurses were seen as a critical touchpoint for many participants, individuals that could not only answer questions but also be a trusted source of information. Supporting such a relationship, and helping enhance the relationship between the family and other team members, may be particularly important considering the degree to which a hospitalization can stress a patient, caregiver, and family.31-34 Developing rapport with families and facilitating relationships with the inclusion of nursing during FCR can be particularly helpful. Though this can be challenging with the many competing priorities of medical providers and the fast-paced, acute nature of inpatient care, making an effort to include nursing staff on rounds can cut down on confusion and assist the family in understanding care plans. This, in turn, can minimize the stress associated with hospitalization and improve the patient and family experience.

While academic institutions’ resources and access to subspecialties are often thought to be advantageous, there are other challenges inherent to providing care in such complex environments. Some caregivers cited confusion related to large teams of providers with, to them, indistinguishable roles asking redundant questions. These experiences affected their perceptions of FCR, generally leading to a fixation on its overwhelming aspects. Certain caregivers highlighted that FCR caused them, and their child, to feel overwhelmed and more confused about the plan for the day. It is important to find ways to mitigate these feelings while simultaneously continuing to support the inclusion of caregivers during their child’s hospitalization and understanding of care plans. Some initiatives (in addition to including nursing on FCR as discussed above) focus on improving the ways in which providers communicate with families during rounds and throughout the day, seeking to decrease miscommunications and medical errors while also striving for better quality of care and patient/family satisfaction.35 Other initiatives seek to clarify identities and roles of the often large and confusing medical team. One such example of this is the development of a face sheet tool, which provides families with medical team members’ photos and role descriptions. Unaka et al.36 found that the use of the face sheet tool improved the ability of caregivers to correctly identify providers and their roles. Thinking beyond interventions at the bedside, it is also important to include caregivers on higher level committees within the institution, such as on family advisory boards and/or peer support groups, to inform systems-wide interventions that support the tenants of family-centered care.29 Efforts such as these are worth trialing in order to improve the patient and family experience and quality of communication.

Multiple studies have evaluated the challenges with ensuring consistent and useful handoffs across the inpatient-to-outpatient transition,8-10,12 but few have looked at it from the perspective of the caregiver.13 After leaving the hospital to care for their recovering child, caregivers often feel overwhelmed; they may want, or need, to rely on the support of others in the outpatient environment. This support can be enhanced when outpatient providers are intimately aware of what occurred during the hospitalization; trust erodes if this is not the case. Given the value caregivers place on this communication occurring and occurring well, interventions supporting this communication are critical. Furthermore, as providers, we should also inform families that communication with outpatient providers is happening. Examples of efforts that have worked to improve the quality and consistency of communication with outpatient providers include improving discharge summary documentation, ensuring timely faxing of documentation to outpatient providers, and reliably making phone calls to outpatient providers.37-39 These types of interventions seek to bridge the gap between inpatient and outpatient care and facilitate a smooth transfer of information in order to provide optimal quality of care and avoid undesired outcomes (eg, emergency department revisits, readmissions, medication errors, etc) and can be adopted by institutions to address the issue of communication between inpatient and outpatient providers.

We acknowledge limitations to our study. This was done at a single academic institution with only English-speaking participants. Thus, our results may not be reflective of caregivers of children cared for in different, more ethnically or linguistically diverse settings. The patient population at CCHMC, however, is diverse both demographically and clinically, which was reflected in the composition of our focus groups and interviews. Additionally, the inclusion of participants who received a nurse home visit after discharge may limit generalizability. However, only 4 participants had a nurse home visit; thus, the overwhelming majority of participants did not receive such an intervention. We also acknowledge that those willing to participate may have differed from nonparticipants, specifically sharing more positive experiences. We believe that our sampling strategy and use of an unbiased, nonhospital affiliated moderator minimized this possibility. Recall bias is possible, as participants were asked to reflect back on a discharge experience occurring in their past. We attempted to minimize this by holding sessions no more than 30 days from the day of discharge. Finally, we present data on caregivers’ perception of communication and not directly observed communication occurrences. Still, we expect that perception is powerful in and of itself, relevant to both outcomes and to interventions.

 

 

CONCLUSION

Communication during hospitalization influences how caregivers understand diagnoses and care plans. Communication perceived as effective fosters mutual understandings and positive relationships with the potential to result in better care and improved outcomes. Communication perceived as ineffective negatively affects experiences of patients and their caregivers and can adversely affect patient outcomes. Learning from caregivers’ experiences with communication during their child’s hospitalization can help identify modifiable factors and inform strategies to improve communication, support families through hospitalization, and facilitate a smooth reentry home.

ACKNOWLEDGMENTS

This manuscript is submitted on behalf of the H2O study group: Katherine A. Auger, MD, MSc, JoAnne Bachus, BSN, Monica L. Borell, BSN, Lenisa V. Chang, MA, PhD, Jennifer M. Gold, BSN, Judy A. Heilman, RN, Joseph A. Jabour, BS, Jane C. Khoury, PhD, Margo J. Moore, BSN, CCRP, Rita H. Pickler, PNP, PhD, Anita N. Shah, DO, Angela M. Statile, MD, MEd, Heidi J. Sucharew, PhD, Karen P. Sullivan, BSN, Heather L. Tubbs-Cooley, RN, PhD, Susan Wade-Murphy, MSN, and Christine M. White, MD, MAT.

Disclaimer

All statements in this report, including its findings and conclusions, are solely those of the authors and do not necessarily represent the views of the Patient-Centered Outcomes Research Institute (PCORI), its Board of Governors, or Methodology Committee.

Disclosure

 This work was (partially) supported through a Patient-Centered Outcomes Research Institute (PCORI) Award (HIS-1306-0081). The authors have no financial relationships relevant to this article to disclose. The authors have no conflicts of interest to disclose.

References

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3. Nobile C, Drotar D. Research on the quality of parent-provider communication in pediatric care: Implications and recommendations. J Dev Behav Pediatr. 2003;24(4):279-290. PubMed
4. Shoeb M, Merel SE, Jackson MB, Anawalt BD. “Can we just stop and talk?” patients value verbal communication about discharge care plans. J Hosp Med. 2012;7(6):504-507. PubMed
5. Giambra BK, Stiffler D, Broome ME. An integrative review of communication between parents and nurses of hospitalized technology-dependent children. Worldviews Evid Based Nurs. 2014;11(6):369-375. PubMed

6. Comp D. Improving parent satisfaction by sharing the inpatient daily plan of care: an evidence review with implications for practice and research. Pediatr Nurs. 2011;37(5):237-242. PubMed

7. Khan A, Rogers JE, Melvin P, et al. Physician and Nurse Nighttime Communication and Parents’ Hospital Experience. Pediatrics. 2015;136(5):e1249-e1258. PubMed
8. Coghlin DT, Leyenaar JK, Shen M, et al. Pediatric discharge content: a multisite assessment of physician preferences and experiences. Hosp Pediatr. 2014;4(1):9-15. PubMed
9. Harlan G, Srivastava R, Harrison L, McBride G, Maloney C. Pediatric hospitalists and primary care providers: A communication needs assessment. J Hosp Med. 2009;4(3):187-193. PubMed
10. Leyenaar JK, Bergert L, Mallory LA, et al. Pediatric primary care providers’ perspectives regarding hospital discharge communication: a mixed methods analysis. Acad Pediatr. 2015;15(1):61-68. PubMed
11. Ruth JL, Geskey JM, Shaffer ML, Bramley HP, Paul IM. Evaluating communication between pediatric primary care physicians and hospitalists. Clin Pediatr. 2011;50(10):923-928. PubMed
12. Solan LG, Sherman SN, DeBlasio D, Simmons JM. Communication Challenges: A Qualitative Look at the Relationship Between Pediatric Hospitalists and Primary Care Providers. Acad Pediatr. 2016;16(5):453-459. PubMed
13. Adams DR, Flores A, Coltri A, Meltzer DO, Arora VM. A Missed Opportunity to Improve Patient Satisfaction? Patient Perceptions of Inpatient Communication With Their Primary Care Physician. Am J Med Qual. 2016;31(6)568-576. PubMed
14. Hruby M, Pantilat SZ, Lo B. How do patients view the role of the primary care physician in inpatient care? Dis Mon. 2002;48(4):230-238. PubMed
15. Rao JK, Anderson LA, Inui TS, Frankel RM. Communication interventions make a difference in conversations between physicians and patients - A systematic review of the evidence. Med Care. 2007;45(4):340-349. PubMed
16. Banka G, Edgington S, Kyulo N, et al. Improving patient satisfaction through physician education, feedback, and incentives. J Hosp Med. 2015;10(8):497-502. PubMed
17. Solan LG, Beck AF, Brunswick SA, et al. The Family Perspective on Hospital to Home Transitions: A Qualitative Study. Pediatrics. 2015;136(6):e1539-e1549. PubMed
18. Tubbs-Cooley HL, Pickler RH, Simmons JM, et al. Testing a post-discharge nurse-led transitional home visit in acute care pediatrics: the Hospital-To-Home Outcomes (H2O) study protocol. J Adv Nurs. 2016;72(4)915-925. PubMed
19. Muething SE, Kotagal UR, Schoettker PJ, Gonzalez del Rey J, DeWitt TG. Family-centered bedside rounds: a new approach to patient care and teaching. Pediatrics. 2007;119(4):829-832. PubMed
20. Beck AF, Solan LG, Brunswick SA, et al. Socioeconomic status influences the toll paediatric hospitalisations take on families: a qualitative study. BMJ Qual Saf. 2017;26(4)304-311. PubMed
21. Crabtree BF, Miller WL. Doing Qualitative Research. 2nd ed. Thousand Oaks: Sage Publications; 1999. 
22. Stewart D, Shamdasani P, Rook D. Focus Groups: Theory and Practice. 2nd ed. Thousand Oaks: Sage Publications; 2007. 
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24. Krieger N, Chen JT, Waterman PD, Soobader MJ, Subramanian SV, Carson R. Geocoding and monitoring of US socioeconomic inequalities in mortality and cancer incidence: does the choice of area-based measure and geographic level matter?: the Public Health Disparities Geocoding Project. American J Epidemiol. 2002;156(5):471-482. PubMed
25. Krieger N, Waterman P, Chen JT, Soobader MJ, Subramanian SV, Carson R. Zip code caveat: bias due to spatiotemporal mismatches between zip codes and US census-defined geographic areas--the Public Health Disparities Geocoding Project. Am J Public Health. 2002;92(7):1100-1102. PubMed
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30. Latta LC, Dick R, Parry C, Tamura GS. Parental responses to involvement in rounds on a pediatric inpatient unit at a teaching hospital: a qualitative study. Acad Med. 2008;83(3):292-297. PubMed

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34. Leidy NK, Margolis MK, Marcin JP, et al. The impact of severe respiratory syncytial virus on the child, caregiver, and family during hospitalization and recovery. Pediatrics. 2005;115(6):1536-1546. PubMed
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Journal of Hospital Medicine 13(5)
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304-310. Published online first January 18, 2018
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Provision of high-quality, high-value medical care hinges upon effective communication. During a hospitalization, critical information is communicated between patients, caregivers, and providers multiple times each day. This can cause inconsistent and misinterpreted messages, leaving ample room for error.1 The Joint Commission notes that communication failures occurring between medical providers account for ~60% of all sentinel or serious adverse events that result in death or harm to a patient.2 Communication that occurs between patients and/or their caregivers and medical providers is also critically important. The content and consistency of this communication is highly valued by patients and providers and can affect patient outcomes during hospitalizations and during transitions to home.3,4 Still, the multifactorial, complex nature of communication in the pediatric inpatient setting is not well understood.5,6

During hospitalization, communication happens continuously during both daytime and nighttime hours. It also precedes the particularly fragile period of transition from hospital to home. Studies have shown that nighttime communication between caregivers and medical providers (ie, nurses and physicians), as well as caregivers’ perceptions of interactions that occur between nurses and physicians, may be closely linked to that caregiver’s satisfaction and perceived quality of care.6,7 Communication that occurs between inpatient and outpatient providers is also subject to barriers (eg, limited availability for direct communication)8-12; studies have shown that patient and/or caregiver satisfaction has also been tied to perceptions of this communication.13,14 Moreover, a caregiver’s ability to understand diagnoses and adhere to postdischarge care plans is intimately tied to communication during the hospitalization and at discharge. Although many improvement efforts have aimed to enhance communication during these vulnerable time periods,3,15,16 there remains much work to be done.1,10,12

The many facets and routes of communication, and the multiple stakeholders involved, make improvement efforts challenging. We believe that more effective communication strategies could result from a deeper understanding of how caregivers view communication successes and challenges during a hospitalization. We see this as key to developing meaningful interventions that are directed towards improving communication and, by extension, patient satisfaction and safety. Here, we sought to extend findings from a broader qualitative study17 by developing an in-depth understanding of communication issues experienced by families during their child’s hospitalization and during the transition to home.

METHODS

Setting

The analyses presented here emerged from the Hospital to Home Outcomes Study (H2O). The first objective of H2O was to explore the caregiver perspective on hospital-to-home transitions. Here, we present the results related to caregiver perspectives of communication, while broader results of our qualitative investigation have been published elsewhere.17 This objective informed the latter 2 aims of the H2O study, which were to modify an existing nurse-led transitional home visit (THV) program and to study the effectiveness of the modified THV on reutilization and patient-specific outcomes via a randomized control trial. The specifics of the H2O protocol and design have been presented elsewhere.18

H2O was approved by the Institutional Review Board at Cincinnati Children’s Hospital Medical Center (CCHMC), a free-standing, academic children’s hospital with ~600 inpatient beds. This teaching hospital has >800 total medical students, residents, and fellows. Approximately 8000 children are hospitalized annually at CCHMC for general pediatric conditions, with ~85% of such admissions staffed by hospitalists from the Division of Hospital Medicine. The division is composed of >40 providers who devote the majority of their clinical time to the hospital medicine service; 15 additional providers work on the hospital medicine service but have primary clinical responsibilities in another division.

Family-centered rounds (FCR) are the standard of care at CCHMC, involving family members at the bedside to discuss patient care plans and diagnoses with the medical team.19 On a typical day, a team conducting FCR is composed of 1 attending, 1 fellow, 2 to 3 pediatric residents, 2 to 3 medical students, a charge nurse or bedside nurse, and a pharmacist. Other ancillary staff, such as social workers, care coordinators, nurse practitioners, or dieticians, may also participate on rounds, particularly for children with greater medical complexity.

 

 

Population

Caregivers of children discharged with acute medical conditions were eligible for recruitment if they were English-speaking (we did not have access to interpreter services during focus groups/interviews), had a child admitted to 1 of 3 services (hospital medicine, neurology, or neurosurgery), and could attend a focus group within 30 days of the child’s discharge. The majority of participants had a child admitted to hospital medicine; however, caregivers with a generally healthy child admitted to either neurology or neurosurgery were eligible to participate in the study.

Study Design

As presented elsewhere,17,20 we used focus groups and individual in-depth interviews to generate consensus themes about patient and caregiver experiences during the transition from hospital to home. Because there is evidence suggesting that focus group participants are more willing to talk openly when among others of similar backgrounds, we stratified the sample by the family’s estimated socioeconomic status.21,22 Socioeconomic status was estimated by identifying the poverty rate in the census tract in which each participant lived. Census tracts, relatively homogeneous areas of ~4000 individuals, have been previously shown to effectively detect socioeconomic gradients.23-26 Here, we separated participants into 2 socioeconomically distinct groupings (those in census tracts where <15% or ≥15% of the population lived below the federal poverty level).26 This cut point ensured an equivalent number of eligible participants within each stratum and diversity within our sample.

Data Collection

Caregivers were recruited on the inpatient unit during their child’s hospitalization. Participants then returned to CCHMC facilities for the focus group within 30 days of discharge. Though efforts were made to enhance participation by scheduling sessions at multiple sites and during various days and times of the week, 4 sessions yielded just 1 participant; thus, the format for those became an individual interview. Childcare was provided, and participants received a gift card for their participation.

An open-ended, semistructured question guide,17 developed de novo by the research team, directed the discussion for focus groups and interviews. As data collection progressed, the question guide was adapted to incorporate new issues raised by participants. Questions broadly focused on aspects of the inpatient experience, discharge processes, and healthcare system and family factors thought to be most relevant to patient- and family-centered outcomes. Communication-related questions addressed information shared with families from the medical team about discharge, diagnoses, instructions, and care plans. An experienced moderator and qualitative research methodologist (SNS) used probes to further elucidate responses and expand discussion by participants. Sessions were held in private conference rooms, lasted ~90 minutes, were audiotaped, and were transcribed verbatim. Identifiers were stripped and transcripts were reviewed for accuracy. After conducting 11 focus groups (generally composed of 5-10 participants) and 4 individual interviews, the research team determined that theoretical saturation27 was achieved, and recruitment was suspended.

Data Analysis

An inductive, thematic approach was used for analysis.27 Transcripts were independently reviewed by a multidisciplinary team of 4 researchers, including 2 pediatricians (LGS and AFB), a clinical research coordinator (SAS), and a qualitative research methodologist (SNS). The study team identified emerging concepts and themes related to the transition from hospital to home; themes related to communication during hospitalization are presented here.

During the first phase of analysis, investigators independently read transcripts and later convened to identify and define initial concepts and themes. A preliminary codebook was then designed. Investigators continued to review and code transcripts independently, meeting regularly to discuss coding decisions collaboratively, resolving differences through consensus.28 As patterns in the data became apparent, the codebook was modified iteratively, adding, subtracting, and refining codes as needed and grouping related codes. Results were reviewed with key stakeholders, including parents, inpatient and outpatient pediatricians, and home health nurses, throughout the analytic process.27,28 Coded data were maintained in an electronic database accessible only to study personnel.

RESULTS

Participants

Sixty-one caregivers of children discharged from CCHMC participated. Participants were 87% female and 46% non-white; 42.5% had a 2-year college level of education or greater, and 56% resided in census tracts with ≥15% of residents living in poverty (Table 1). Participant characteristics aligned closely with the demographics of families of children hospitalized at CCHMC.

Resulting Themes

Analyses revealed the following 3 major communication-related themes with associated subthemes: (1) experiences that affect caregiver perceptions of communication between the inpatient medical team and families, (2) communication challenges for caregivers related to a teaching hospital environment, and (3) caregiver perceptions of communication between medical providers. Each theme (and subtheme) is explored below with accompanying verbatim quotes in the narrative and the tables.

Major Theme 1: Experiences that Affect Caregiver Perceptions of Communication Between the Inpatient Medical Team and Families

 

 

Experiences during the hospitalization contributed to caregivers’ perceptions of their communication with their child’s inpatient medical team. There were 5 related subthemes identified. The following 2 subthemes were characterized as positive experiences: (1) feeling like part of the team and (2) nurses as interpreters and navigators. The following 3 subthemes were characterized as negative: (1) feeling left out of the loop, (2) insufficient face time with physicians, and (3) the use of medical jargon (Table 2). More specifically, participants described feeling more satisfied with their care and the inpatient experience when they felt included and when their input and expertise as a caregiver was valued. They also appreciated how nurses often took the time after FCR or interactions with the medical team to explain and clarify information that was discussed with the patient and their caregiver. For example, 1 participant stated, “Whenever I ask about anything, I just ask the nurse. And if she didn’t know, she would find out for me…”

In contrast, some of the negative experiences shared by participants related to feeling excluded from discussions about their child’s care. One participant said, “They tell you…as much as they want to tell you. They don’t fully inform you on things.” Additionally, concerns were voiced about insufficient time for face-to-face discussions with physicians: “I forget what I have to say and it’s something really, really important…But now, my doctor is going, you can’t get the doctor back.” Finally, participants discussed how the use of medical jargon often made it more difficult to understand things, especially for those not in the medical field.

Major Theme 2: Communication Challenges for Caregivers Related to a Teaching Hospital Environment

At a large teaching institution with various trainees and multiple subspecialties, communication challenges were particularly prominent. Three subthemes were related to this theme: (1) confusing messages with a large multidisciplinary team, (2) perceptions of FCR, and (3) role confusion, or who’s in charge of the team? (Table 3). Participants described confusing and inconsistent messages arising from the involvement of many medical providers. One stated, “When [the providers] all talk it seems like it don’t make sense because [what] one [is] saying is slightly different [from] the other one…and then you’d be like, ‘Wait, what?’ So it kind of confuses you…” Similarly, the use of FCR was overwhelming for the majority of participants who cited difficulty tracking conversations, feeling “lost” in the crowd of team members, or feeling excluded from the conversation about their child. One participant stated, “But because so many people came in, it can get overwhelming. They come in big groups, like 10 at once.” In contrast, some participants had a more favorable view of FCR: “What really blew me away was I came out of the restroom and there is 10 doctors standing around and they very well observed my child. And not only one doctor, but every one of them knew was going on with my kid. It kind of blew me away.” Participants felt it was not always clear who was in charge of the medical team. Trying to remember the various roles of all of the team members contributed to this confusion and made asking questions difficult. One participant shared, “I just want the main people…the boss to come in, check the baby out. I don’t need all the extra people running around me, keep asking me the same thing on that topic. Send in the main group, the bosses, they know what the problem is and how to fix it.”

Major Theme 3: Caregiver Perceptions of Communication Between Medical Providers

Caregivers have a unique vantage point as they witness many interactions between medical providers during their child’s hospitalization. Still, they do not generally witness all the interactions between inpatient providers or between inpatient and outpatient providers. This led to variable perceptions of this communication. Specifically, the 2 subthemes described here were (1) communication between inpatient medical providers and (2) communication between inpatient and outpatient providers (Table 4). Caregivers assessed how well (or how poorly) medical providers communicated with each other based upon the consistency of messages they received or interactions they personally experienced or observed. One participant described how the medical team did not appear to be in consensus about when to discharge her child, highlighting the perception that team members did not have a shared understanding of the child’s needs: “One of the doctors was…nervous about sending him home. It was just one doctor…the other doctors on her team and everything and the nurses, they were like ‘He’s fine.’” Others shared concerns related to inadequate handoff and messages not getting passed along shift-to-shift.

 

 

Perceptions were not isolated to the inpatient setting. Based on their experiences, caregivers similarly described their sense of how inpatient and outpatient providers were communicating with each other. In some cases, it was clear that good communication, as perceived by the participant, had occurred in situations in which the primary care physician knew “everything” about the hospitalization when they saw the patient in follow-up. One participant described, “We didn’t even realize at the time, [the medical team] had actually called our doctor and filled them in on our situation, and we got [to the follow up visit]…He already knew the entire situation.” There were others, however, who shared their uncertainty about whether the information exchange about their child’s hospitalization had actually occurred. They, therefore, voiced apprehension around who to call for advice after discharge; would their outpatient provider have their child’s hospitalization history and be able to properly advise them?

DISCUSSION

Communication during a hospitalization and at transition from hospital to home happens in both formal and informal ways; it is a vital component of appropriate, effective patient care. When done poorly, it has the potential to negatively affect a patient’s safety, care, and key outcomes.2 During a hospitalization, the multifaceted nature of communication and multidisciplinary approach to care provision can create communication challenges and make fixing challenges difficult. In order to more comprehensively move toward mitigation, it is important to gather perspectives of key stakeholders, such as caregivers. Caregivers are an integral part of their child’s care during the hospitalization and particularly at home during their child’s recovery. They are also a valued member of the team, particularly in this era of family-centered care.19,29 The perspectives of the caregivers presented here identified both successes and challenges of their communication experiences with the medical team during their child’s hospitalization. These perspectives included experiences affecting perceptions of communication between the inpatient medical team and families; communication related to the teaching hospital environment, including confusing messages associated with large multidisciplinary teams, aspects of FCR, and confusion about medical team member roles; and caregivers’ perceptions of communication between providers in and out of the hospital, including types of communication caregivers observed or believed occurred between medical providers. We believe that these qualitative results are crucial to developing better, more targeted interventions to improve communication.

Maintaining a healthy and productive relationship with patients and their caregivers is critical to providing comprehensive and safe patient care. As supported in the literature, we found that when caregivers were included in conversations, they felt appreciated and valued; in addition, when answers were not directly shared by providers or there were lingering questions, nurses often served as “interpreters.”29,30 Indeed, nurses were seen as a critical touchpoint for many participants, individuals that could not only answer questions but also be a trusted source of information. Supporting such a relationship, and helping enhance the relationship between the family and other team members, may be particularly important considering the degree to which a hospitalization can stress a patient, caregiver, and family.31-34 Developing rapport with families and facilitating relationships with the inclusion of nursing during FCR can be particularly helpful. Though this can be challenging with the many competing priorities of medical providers and the fast-paced, acute nature of inpatient care, making an effort to include nursing staff on rounds can cut down on confusion and assist the family in understanding care plans. This, in turn, can minimize the stress associated with hospitalization and improve the patient and family experience.

While academic institutions’ resources and access to subspecialties are often thought to be advantageous, there are other challenges inherent to providing care in such complex environments. Some caregivers cited confusion related to large teams of providers with, to them, indistinguishable roles asking redundant questions. These experiences affected their perceptions of FCR, generally leading to a fixation on its overwhelming aspects. Certain caregivers highlighted that FCR caused them, and their child, to feel overwhelmed and more confused about the plan for the day. It is important to find ways to mitigate these feelings while simultaneously continuing to support the inclusion of caregivers during their child’s hospitalization and understanding of care plans. Some initiatives (in addition to including nursing on FCR as discussed above) focus on improving the ways in which providers communicate with families during rounds and throughout the day, seeking to decrease miscommunications and medical errors while also striving for better quality of care and patient/family satisfaction.35 Other initiatives seek to clarify identities and roles of the often large and confusing medical team. One such example of this is the development of a face sheet tool, which provides families with medical team members’ photos and role descriptions. Unaka et al.36 found that the use of the face sheet tool improved the ability of caregivers to correctly identify providers and their roles. Thinking beyond interventions at the bedside, it is also important to include caregivers on higher level committees within the institution, such as on family advisory boards and/or peer support groups, to inform systems-wide interventions that support the tenants of family-centered care.29 Efforts such as these are worth trialing in order to improve the patient and family experience and quality of communication.

Multiple studies have evaluated the challenges with ensuring consistent and useful handoffs across the inpatient-to-outpatient transition,8-10,12 but few have looked at it from the perspective of the caregiver.13 After leaving the hospital to care for their recovering child, caregivers often feel overwhelmed; they may want, or need, to rely on the support of others in the outpatient environment. This support can be enhanced when outpatient providers are intimately aware of what occurred during the hospitalization; trust erodes if this is not the case. Given the value caregivers place on this communication occurring and occurring well, interventions supporting this communication are critical. Furthermore, as providers, we should also inform families that communication with outpatient providers is happening. Examples of efforts that have worked to improve the quality and consistency of communication with outpatient providers include improving discharge summary documentation, ensuring timely faxing of documentation to outpatient providers, and reliably making phone calls to outpatient providers.37-39 These types of interventions seek to bridge the gap between inpatient and outpatient care and facilitate a smooth transfer of information in order to provide optimal quality of care and avoid undesired outcomes (eg, emergency department revisits, readmissions, medication errors, etc) and can be adopted by institutions to address the issue of communication between inpatient and outpatient providers.

We acknowledge limitations to our study. This was done at a single academic institution with only English-speaking participants. Thus, our results may not be reflective of caregivers of children cared for in different, more ethnically or linguistically diverse settings. The patient population at CCHMC, however, is diverse both demographically and clinically, which was reflected in the composition of our focus groups and interviews. Additionally, the inclusion of participants who received a nurse home visit after discharge may limit generalizability. However, only 4 participants had a nurse home visit; thus, the overwhelming majority of participants did not receive such an intervention. We also acknowledge that those willing to participate may have differed from nonparticipants, specifically sharing more positive experiences. We believe that our sampling strategy and use of an unbiased, nonhospital affiliated moderator minimized this possibility. Recall bias is possible, as participants were asked to reflect back on a discharge experience occurring in their past. We attempted to minimize this by holding sessions no more than 30 days from the day of discharge. Finally, we present data on caregivers’ perception of communication and not directly observed communication occurrences. Still, we expect that perception is powerful in and of itself, relevant to both outcomes and to interventions.

 

 

CONCLUSION

Communication during hospitalization influences how caregivers understand diagnoses and care plans. Communication perceived as effective fosters mutual understandings and positive relationships with the potential to result in better care and improved outcomes. Communication perceived as ineffective negatively affects experiences of patients and their caregivers and can adversely affect patient outcomes. Learning from caregivers’ experiences with communication during their child’s hospitalization can help identify modifiable factors and inform strategies to improve communication, support families through hospitalization, and facilitate a smooth reentry home.

ACKNOWLEDGMENTS

This manuscript is submitted on behalf of the H2O study group: Katherine A. Auger, MD, MSc, JoAnne Bachus, BSN, Monica L. Borell, BSN, Lenisa V. Chang, MA, PhD, Jennifer M. Gold, BSN, Judy A. Heilman, RN, Joseph A. Jabour, BS, Jane C. Khoury, PhD, Margo J. Moore, BSN, CCRP, Rita H. Pickler, PNP, PhD, Anita N. Shah, DO, Angela M. Statile, MD, MEd, Heidi J. Sucharew, PhD, Karen P. Sullivan, BSN, Heather L. Tubbs-Cooley, RN, PhD, Susan Wade-Murphy, MSN, and Christine M. White, MD, MAT.

Disclaimer

All statements in this report, including its findings and conclusions, are solely those of the authors and do not necessarily represent the views of the Patient-Centered Outcomes Research Institute (PCORI), its Board of Governors, or Methodology Committee.

Disclosure

 This work was (partially) supported through a Patient-Centered Outcomes Research Institute (PCORI) Award (HIS-1306-0081). The authors have no financial relationships relevant to this article to disclose. The authors have no conflicts of interest to disclose.

Provision of high-quality, high-value medical care hinges upon effective communication. During a hospitalization, critical information is communicated between patients, caregivers, and providers multiple times each day. This can cause inconsistent and misinterpreted messages, leaving ample room for error.1 The Joint Commission notes that communication failures occurring between medical providers account for ~60% of all sentinel or serious adverse events that result in death or harm to a patient.2 Communication that occurs between patients and/or their caregivers and medical providers is also critically important. The content and consistency of this communication is highly valued by patients and providers and can affect patient outcomes during hospitalizations and during transitions to home.3,4 Still, the multifactorial, complex nature of communication in the pediatric inpatient setting is not well understood.5,6

During hospitalization, communication happens continuously during both daytime and nighttime hours. It also precedes the particularly fragile period of transition from hospital to home. Studies have shown that nighttime communication between caregivers and medical providers (ie, nurses and physicians), as well as caregivers’ perceptions of interactions that occur between nurses and physicians, may be closely linked to that caregiver’s satisfaction and perceived quality of care.6,7 Communication that occurs between inpatient and outpatient providers is also subject to barriers (eg, limited availability for direct communication)8-12; studies have shown that patient and/or caregiver satisfaction has also been tied to perceptions of this communication.13,14 Moreover, a caregiver’s ability to understand diagnoses and adhere to postdischarge care plans is intimately tied to communication during the hospitalization and at discharge. Although many improvement efforts have aimed to enhance communication during these vulnerable time periods,3,15,16 there remains much work to be done.1,10,12

The many facets and routes of communication, and the multiple stakeholders involved, make improvement efforts challenging. We believe that more effective communication strategies could result from a deeper understanding of how caregivers view communication successes and challenges during a hospitalization. We see this as key to developing meaningful interventions that are directed towards improving communication and, by extension, patient satisfaction and safety. Here, we sought to extend findings from a broader qualitative study17 by developing an in-depth understanding of communication issues experienced by families during their child’s hospitalization and during the transition to home.

METHODS

Setting

The analyses presented here emerged from the Hospital to Home Outcomes Study (H2O). The first objective of H2O was to explore the caregiver perspective on hospital-to-home transitions. Here, we present the results related to caregiver perspectives of communication, while broader results of our qualitative investigation have been published elsewhere.17 This objective informed the latter 2 aims of the H2O study, which were to modify an existing nurse-led transitional home visit (THV) program and to study the effectiveness of the modified THV on reutilization and patient-specific outcomes via a randomized control trial. The specifics of the H2O protocol and design have been presented elsewhere.18

H2O was approved by the Institutional Review Board at Cincinnati Children’s Hospital Medical Center (CCHMC), a free-standing, academic children’s hospital with ~600 inpatient beds. This teaching hospital has >800 total medical students, residents, and fellows. Approximately 8000 children are hospitalized annually at CCHMC for general pediatric conditions, with ~85% of such admissions staffed by hospitalists from the Division of Hospital Medicine. The division is composed of >40 providers who devote the majority of their clinical time to the hospital medicine service; 15 additional providers work on the hospital medicine service but have primary clinical responsibilities in another division.

Family-centered rounds (FCR) are the standard of care at CCHMC, involving family members at the bedside to discuss patient care plans and diagnoses with the medical team.19 On a typical day, a team conducting FCR is composed of 1 attending, 1 fellow, 2 to 3 pediatric residents, 2 to 3 medical students, a charge nurse or bedside nurse, and a pharmacist. Other ancillary staff, such as social workers, care coordinators, nurse practitioners, or dieticians, may also participate on rounds, particularly for children with greater medical complexity.

 

 

Population

Caregivers of children discharged with acute medical conditions were eligible for recruitment if they were English-speaking (we did not have access to interpreter services during focus groups/interviews), had a child admitted to 1 of 3 services (hospital medicine, neurology, or neurosurgery), and could attend a focus group within 30 days of the child’s discharge. The majority of participants had a child admitted to hospital medicine; however, caregivers with a generally healthy child admitted to either neurology or neurosurgery were eligible to participate in the study.

Study Design

As presented elsewhere,17,20 we used focus groups and individual in-depth interviews to generate consensus themes about patient and caregiver experiences during the transition from hospital to home. Because there is evidence suggesting that focus group participants are more willing to talk openly when among others of similar backgrounds, we stratified the sample by the family’s estimated socioeconomic status.21,22 Socioeconomic status was estimated by identifying the poverty rate in the census tract in which each participant lived. Census tracts, relatively homogeneous areas of ~4000 individuals, have been previously shown to effectively detect socioeconomic gradients.23-26 Here, we separated participants into 2 socioeconomically distinct groupings (those in census tracts where <15% or ≥15% of the population lived below the federal poverty level).26 This cut point ensured an equivalent number of eligible participants within each stratum and diversity within our sample.

Data Collection

Caregivers were recruited on the inpatient unit during their child’s hospitalization. Participants then returned to CCHMC facilities for the focus group within 30 days of discharge. Though efforts were made to enhance participation by scheduling sessions at multiple sites and during various days and times of the week, 4 sessions yielded just 1 participant; thus, the format for those became an individual interview. Childcare was provided, and participants received a gift card for their participation.

An open-ended, semistructured question guide,17 developed de novo by the research team, directed the discussion for focus groups and interviews. As data collection progressed, the question guide was adapted to incorporate new issues raised by participants. Questions broadly focused on aspects of the inpatient experience, discharge processes, and healthcare system and family factors thought to be most relevant to patient- and family-centered outcomes. Communication-related questions addressed information shared with families from the medical team about discharge, diagnoses, instructions, and care plans. An experienced moderator and qualitative research methodologist (SNS) used probes to further elucidate responses and expand discussion by participants. Sessions were held in private conference rooms, lasted ~90 minutes, were audiotaped, and were transcribed verbatim. Identifiers were stripped and transcripts were reviewed for accuracy. After conducting 11 focus groups (generally composed of 5-10 participants) and 4 individual interviews, the research team determined that theoretical saturation27 was achieved, and recruitment was suspended.

Data Analysis

An inductive, thematic approach was used for analysis.27 Transcripts were independently reviewed by a multidisciplinary team of 4 researchers, including 2 pediatricians (LGS and AFB), a clinical research coordinator (SAS), and a qualitative research methodologist (SNS). The study team identified emerging concepts and themes related to the transition from hospital to home; themes related to communication during hospitalization are presented here.

During the first phase of analysis, investigators independently read transcripts and later convened to identify and define initial concepts and themes. A preliminary codebook was then designed. Investigators continued to review and code transcripts independently, meeting regularly to discuss coding decisions collaboratively, resolving differences through consensus.28 As patterns in the data became apparent, the codebook was modified iteratively, adding, subtracting, and refining codes as needed and grouping related codes. Results were reviewed with key stakeholders, including parents, inpatient and outpatient pediatricians, and home health nurses, throughout the analytic process.27,28 Coded data were maintained in an electronic database accessible only to study personnel.

RESULTS

Participants

Sixty-one caregivers of children discharged from CCHMC participated. Participants were 87% female and 46% non-white; 42.5% had a 2-year college level of education or greater, and 56% resided in census tracts with ≥15% of residents living in poverty (Table 1). Participant characteristics aligned closely with the demographics of families of children hospitalized at CCHMC.

Resulting Themes

Analyses revealed the following 3 major communication-related themes with associated subthemes: (1) experiences that affect caregiver perceptions of communication between the inpatient medical team and families, (2) communication challenges for caregivers related to a teaching hospital environment, and (3) caregiver perceptions of communication between medical providers. Each theme (and subtheme) is explored below with accompanying verbatim quotes in the narrative and the tables.

Major Theme 1: Experiences that Affect Caregiver Perceptions of Communication Between the Inpatient Medical Team and Families

 

 

Experiences during the hospitalization contributed to caregivers’ perceptions of their communication with their child’s inpatient medical team. There were 5 related subthemes identified. The following 2 subthemes were characterized as positive experiences: (1) feeling like part of the team and (2) nurses as interpreters and navigators. The following 3 subthemes were characterized as negative: (1) feeling left out of the loop, (2) insufficient face time with physicians, and (3) the use of medical jargon (Table 2). More specifically, participants described feeling more satisfied with their care and the inpatient experience when they felt included and when their input and expertise as a caregiver was valued. They also appreciated how nurses often took the time after FCR or interactions with the medical team to explain and clarify information that was discussed with the patient and their caregiver. For example, 1 participant stated, “Whenever I ask about anything, I just ask the nurse. And if she didn’t know, she would find out for me…”

In contrast, some of the negative experiences shared by participants related to feeling excluded from discussions about their child’s care. One participant said, “They tell you…as much as they want to tell you. They don’t fully inform you on things.” Additionally, concerns were voiced about insufficient time for face-to-face discussions with physicians: “I forget what I have to say and it’s something really, really important…But now, my doctor is going, you can’t get the doctor back.” Finally, participants discussed how the use of medical jargon often made it more difficult to understand things, especially for those not in the medical field.

Major Theme 2: Communication Challenges for Caregivers Related to a Teaching Hospital Environment

At a large teaching institution with various trainees and multiple subspecialties, communication challenges were particularly prominent. Three subthemes were related to this theme: (1) confusing messages with a large multidisciplinary team, (2) perceptions of FCR, and (3) role confusion, or who’s in charge of the team? (Table 3). Participants described confusing and inconsistent messages arising from the involvement of many medical providers. One stated, “When [the providers] all talk it seems like it don’t make sense because [what] one [is] saying is slightly different [from] the other one…and then you’d be like, ‘Wait, what?’ So it kind of confuses you…” Similarly, the use of FCR was overwhelming for the majority of participants who cited difficulty tracking conversations, feeling “lost” in the crowd of team members, or feeling excluded from the conversation about their child. One participant stated, “But because so many people came in, it can get overwhelming. They come in big groups, like 10 at once.” In contrast, some participants had a more favorable view of FCR: “What really blew me away was I came out of the restroom and there is 10 doctors standing around and they very well observed my child. And not only one doctor, but every one of them knew was going on with my kid. It kind of blew me away.” Participants felt it was not always clear who was in charge of the medical team. Trying to remember the various roles of all of the team members contributed to this confusion and made asking questions difficult. One participant shared, “I just want the main people…the boss to come in, check the baby out. I don’t need all the extra people running around me, keep asking me the same thing on that topic. Send in the main group, the bosses, they know what the problem is and how to fix it.”

Major Theme 3: Caregiver Perceptions of Communication Between Medical Providers

Caregivers have a unique vantage point as they witness many interactions between medical providers during their child’s hospitalization. Still, they do not generally witness all the interactions between inpatient providers or between inpatient and outpatient providers. This led to variable perceptions of this communication. Specifically, the 2 subthemes described here were (1) communication between inpatient medical providers and (2) communication between inpatient and outpatient providers (Table 4). Caregivers assessed how well (or how poorly) medical providers communicated with each other based upon the consistency of messages they received or interactions they personally experienced or observed. One participant described how the medical team did not appear to be in consensus about when to discharge her child, highlighting the perception that team members did not have a shared understanding of the child’s needs: “One of the doctors was…nervous about sending him home. It was just one doctor…the other doctors on her team and everything and the nurses, they were like ‘He’s fine.’” Others shared concerns related to inadequate handoff and messages not getting passed along shift-to-shift.

 

 

Perceptions were not isolated to the inpatient setting. Based on their experiences, caregivers similarly described their sense of how inpatient and outpatient providers were communicating with each other. In some cases, it was clear that good communication, as perceived by the participant, had occurred in situations in which the primary care physician knew “everything” about the hospitalization when they saw the patient in follow-up. One participant described, “We didn’t even realize at the time, [the medical team] had actually called our doctor and filled them in on our situation, and we got [to the follow up visit]…He already knew the entire situation.” There were others, however, who shared their uncertainty about whether the information exchange about their child’s hospitalization had actually occurred. They, therefore, voiced apprehension around who to call for advice after discharge; would their outpatient provider have their child’s hospitalization history and be able to properly advise them?

DISCUSSION

Communication during a hospitalization and at transition from hospital to home happens in both formal and informal ways; it is a vital component of appropriate, effective patient care. When done poorly, it has the potential to negatively affect a patient’s safety, care, and key outcomes.2 During a hospitalization, the multifaceted nature of communication and multidisciplinary approach to care provision can create communication challenges and make fixing challenges difficult. In order to more comprehensively move toward mitigation, it is important to gather perspectives of key stakeholders, such as caregivers. Caregivers are an integral part of their child’s care during the hospitalization and particularly at home during their child’s recovery. They are also a valued member of the team, particularly in this era of family-centered care.19,29 The perspectives of the caregivers presented here identified both successes and challenges of their communication experiences with the medical team during their child’s hospitalization. These perspectives included experiences affecting perceptions of communication between the inpatient medical team and families; communication related to the teaching hospital environment, including confusing messages associated with large multidisciplinary teams, aspects of FCR, and confusion about medical team member roles; and caregivers’ perceptions of communication between providers in and out of the hospital, including types of communication caregivers observed or believed occurred between medical providers. We believe that these qualitative results are crucial to developing better, more targeted interventions to improve communication.

Maintaining a healthy and productive relationship with patients and their caregivers is critical to providing comprehensive and safe patient care. As supported in the literature, we found that when caregivers were included in conversations, they felt appreciated and valued; in addition, when answers were not directly shared by providers or there were lingering questions, nurses often served as “interpreters.”29,30 Indeed, nurses were seen as a critical touchpoint for many participants, individuals that could not only answer questions but also be a trusted source of information. Supporting such a relationship, and helping enhance the relationship between the family and other team members, may be particularly important considering the degree to which a hospitalization can stress a patient, caregiver, and family.31-34 Developing rapport with families and facilitating relationships with the inclusion of nursing during FCR can be particularly helpful. Though this can be challenging with the many competing priorities of medical providers and the fast-paced, acute nature of inpatient care, making an effort to include nursing staff on rounds can cut down on confusion and assist the family in understanding care plans. This, in turn, can minimize the stress associated with hospitalization and improve the patient and family experience.

While academic institutions’ resources and access to subspecialties are often thought to be advantageous, there are other challenges inherent to providing care in such complex environments. Some caregivers cited confusion related to large teams of providers with, to them, indistinguishable roles asking redundant questions. These experiences affected their perceptions of FCR, generally leading to a fixation on its overwhelming aspects. Certain caregivers highlighted that FCR caused them, and their child, to feel overwhelmed and more confused about the plan for the day. It is important to find ways to mitigate these feelings while simultaneously continuing to support the inclusion of caregivers during their child’s hospitalization and understanding of care plans. Some initiatives (in addition to including nursing on FCR as discussed above) focus on improving the ways in which providers communicate with families during rounds and throughout the day, seeking to decrease miscommunications and medical errors while also striving for better quality of care and patient/family satisfaction.35 Other initiatives seek to clarify identities and roles of the often large and confusing medical team. One such example of this is the development of a face sheet tool, which provides families with medical team members’ photos and role descriptions. Unaka et al.36 found that the use of the face sheet tool improved the ability of caregivers to correctly identify providers and their roles. Thinking beyond interventions at the bedside, it is also important to include caregivers on higher level committees within the institution, such as on family advisory boards and/or peer support groups, to inform systems-wide interventions that support the tenants of family-centered care.29 Efforts such as these are worth trialing in order to improve the patient and family experience and quality of communication.

Multiple studies have evaluated the challenges with ensuring consistent and useful handoffs across the inpatient-to-outpatient transition,8-10,12 but few have looked at it from the perspective of the caregiver.13 After leaving the hospital to care for their recovering child, caregivers often feel overwhelmed; they may want, or need, to rely on the support of others in the outpatient environment. This support can be enhanced when outpatient providers are intimately aware of what occurred during the hospitalization; trust erodes if this is not the case. Given the value caregivers place on this communication occurring and occurring well, interventions supporting this communication are critical. Furthermore, as providers, we should also inform families that communication with outpatient providers is happening. Examples of efforts that have worked to improve the quality and consistency of communication with outpatient providers include improving discharge summary documentation, ensuring timely faxing of documentation to outpatient providers, and reliably making phone calls to outpatient providers.37-39 These types of interventions seek to bridge the gap between inpatient and outpatient care and facilitate a smooth transfer of information in order to provide optimal quality of care and avoid undesired outcomes (eg, emergency department revisits, readmissions, medication errors, etc) and can be adopted by institutions to address the issue of communication between inpatient and outpatient providers.

We acknowledge limitations to our study. This was done at a single academic institution with only English-speaking participants. Thus, our results may not be reflective of caregivers of children cared for in different, more ethnically or linguistically diverse settings. The patient population at CCHMC, however, is diverse both demographically and clinically, which was reflected in the composition of our focus groups and interviews. Additionally, the inclusion of participants who received a nurse home visit after discharge may limit generalizability. However, only 4 participants had a nurse home visit; thus, the overwhelming majority of participants did not receive such an intervention. We also acknowledge that those willing to participate may have differed from nonparticipants, specifically sharing more positive experiences. We believe that our sampling strategy and use of an unbiased, nonhospital affiliated moderator minimized this possibility. Recall bias is possible, as participants were asked to reflect back on a discharge experience occurring in their past. We attempted to minimize this by holding sessions no more than 30 days from the day of discharge. Finally, we present data on caregivers’ perception of communication and not directly observed communication occurrences. Still, we expect that perception is powerful in and of itself, relevant to both outcomes and to interventions.

 

 

CONCLUSION

Communication during hospitalization influences how caregivers understand diagnoses and care plans. Communication perceived as effective fosters mutual understandings and positive relationships with the potential to result in better care and improved outcomes. Communication perceived as ineffective negatively affects experiences of patients and their caregivers and can adversely affect patient outcomes. Learning from caregivers’ experiences with communication during their child’s hospitalization can help identify modifiable factors and inform strategies to improve communication, support families through hospitalization, and facilitate a smooth reentry home.

ACKNOWLEDGMENTS

This manuscript is submitted on behalf of the H2O study group: Katherine A. Auger, MD, MSc, JoAnne Bachus, BSN, Monica L. Borell, BSN, Lenisa V. Chang, MA, PhD, Jennifer M. Gold, BSN, Judy A. Heilman, RN, Joseph A. Jabour, BS, Jane C. Khoury, PhD, Margo J. Moore, BSN, CCRP, Rita H. Pickler, PNP, PhD, Anita N. Shah, DO, Angela M. Statile, MD, MEd, Heidi J. Sucharew, PhD, Karen P. Sullivan, BSN, Heather L. Tubbs-Cooley, RN, PhD, Susan Wade-Murphy, MSN, and Christine M. White, MD, MAT.

Disclaimer

All statements in this report, including its findings and conclusions, are solely those of the authors and do not necessarily represent the views of the Patient-Centered Outcomes Research Institute (PCORI), its Board of Governors, or Methodology Committee.

Disclosure

 This work was (partially) supported through a Patient-Centered Outcomes Research Institute (PCORI) Award (HIS-1306-0081). The authors have no financial relationships relevant to this article to disclose. The authors have no conflicts of interest to disclose.

References

1. Riesenberg LA, Leitzsch J, Massucci JL, et al. Residents’ and Attending Physicians’ Handoffs: A Systematic Review of the Literature. Acad Med. 2009;84(12):1775-1787. PubMed
2. The Joint Commission releases improving America’s hospitals: a report on quality and safety. JT Comm Perspect. 2007;27(5):1, 3. PubMed
3. Nobile C, Drotar D. Research on the quality of parent-provider communication in pediatric care: Implications and recommendations. J Dev Behav Pediatr. 2003;24(4):279-290. PubMed
4. Shoeb M, Merel SE, Jackson MB, Anawalt BD. “Can we just stop and talk?” patients value verbal communication about discharge care plans. J Hosp Med. 2012;7(6):504-507. PubMed
5. Giambra BK, Stiffler D, Broome ME. An integrative review of communication between parents and nurses of hospitalized technology-dependent children. Worldviews Evid Based Nurs. 2014;11(6):369-375. PubMed

6. Comp D. Improving parent satisfaction by sharing the inpatient daily plan of care: an evidence review with implications for practice and research. Pediatr Nurs. 2011;37(5):237-242. PubMed

7. Khan A, Rogers JE, Melvin P, et al. Physician and Nurse Nighttime Communication and Parents’ Hospital Experience. Pediatrics. 2015;136(5):e1249-e1258. PubMed
8. Coghlin DT, Leyenaar JK, Shen M, et al. Pediatric discharge content: a multisite assessment of physician preferences and experiences. Hosp Pediatr. 2014;4(1):9-15. PubMed
9. Harlan G, Srivastava R, Harrison L, McBride G, Maloney C. Pediatric hospitalists and primary care providers: A communication needs assessment. J Hosp Med. 2009;4(3):187-193. PubMed
10. Leyenaar JK, Bergert L, Mallory LA, et al. Pediatric primary care providers’ perspectives regarding hospital discharge communication: a mixed methods analysis. Acad Pediatr. 2015;15(1):61-68. PubMed
11. Ruth JL, Geskey JM, Shaffer ML, Bramley HP, Paul IM. Evaluating communication between pediatric primary care physicians and hospitalists. Clin Pediatr. 2011;50(10):923-928. PubMed
12. Solan LG, Sherman SN, DeBlasio D, Simmons JM. Communication Challenges: A Qualitative Look at the Relationship Between Pediatric Hospitalists and Primary Care Providers. Acad Pediatr. 2016;16(5):453-459. PubMed
13. Adams DR, Flores A, Coltri A, Meltzer DO, Arora VM. A Missed Opportunity to Improve Patient Satisfaction? Patient Perceptions of Inpatient Communication With Their Primary Care Physician. Am J Med Qual. 2016;31(6)568-576. PubMed
14. Hruby M, Pantilat SZ, Lo B. How do patients view the role of the primary care physician in inpatient care? Dis Mon. 2002;48(4):230-238. PubMed
15. Rao JK, Anderson LA, Inui TS, Frankel RM. Communication interventions make a difference in conversations between physicians and patients - A systematic review of the evidence. Med Care. 2007;45(4):340-349. PubMed
16. Banka G, Edgington S, Kyulo N, et al. Improving patient satisfaction through physician education, feedback, and incentives. J Hosp Med. 2015;10(8):497-502. PubMed
17. Solan LG, Beck AF, Brunswick SA, et al. The Family Perspective on Hospital to Home Transitions: A Qualitative Study. Pediatrics. 2015;136(6):e1539-e1549. PubMed
18. Tubbs-Cooley HL, Pickler RH, Simmons JM, et al. Testing a post-discharge nurse-led transitional home visit in acute care pediatrics: the Hospital-To-Home Outcomes (H2O) study protocol. J Adv Nurs. 2016;72(4)915-925. PubMed
19. Muething SE, Kotagal UR, Schoettker PJ, Gonzalez del Rey J, DeWitt TG. Family-centered bedside rounds: a new approach to patient care and teaching. Pediatrics. 2007;119(4):829-832. PubMed
20. Beck AF, Solan LG, Brunswick SA, et al. Socioeconomic status influences the toll paediatric hospitalisations take on families: a qualitative study. BMJ Qual Saf. 2017;26(4)304-311. PubMed
21. Crabtree BF, Miller WL. Doing Qualitative Research. 2nd ed. Thousand Oaks: Sage Publications; 1999. 
22. Stewart D, Shamdasani P, Rook D. Focus Groups: Theory and Practice. 2nd ed. Thousand Oaks: Sage Publications; 2007. 
23. Krieger N, Chen JT, Waterman PD, Rehkopf DH, Subramanian SV. Painting a truer picture of US socioeconomic and racial/ethnic health inequalities: the Public Health Disparities Geocoding Project. Am J Public Health. 2005;95(2):312-323. PubMed
24. Krieger N, Chen JT, Waterman PD, Soobader MJ, Subramanian SV, Carson R. Geocoding and monitoring of US socioeconomic inequalities in mortality and cancer incidence: does the choice of area-based measure and geographic level matter?: the Public Health Disparities Geocoding Project. American J Epidemiol. 2002;156(5):471-482. PubMed
25. Krieger N, Waterman P, Chen JT, Soobader MJ, Subramanian SV, Carson R. Zip code caveat: bias due to spatiotemporal mismatches between zip codes and US census-defined geographic areas--the Public Health Disparities Geocoding Project. Am J Public Health. 2002;92(7):1100-1102. PubMed
26. Shonkoff JP, Garner AS; Committee on Psychosocial Aspects of Child and Family Health; Committee on Early Childhood, Adoption, and Dependent Care; Section on Developmental and Behavioral Pediatrics. The lifelong effects of early childhood adversity and toxic stress. Pediatrics. 2012;129(1):e232-e246. PubMed
27. Patton MQ. Qualitative Research and Evaluation Methods. 3rd ed. Thousand Oaks: Sage Publications; 2002. 
28. Miles MB, Huberman AM, Saldaña J. Qualitative Data Analysis: A Methods Sourcebook. 3rd ed. Thousand Oaks: Sage Publications; 2014. 
29. Kuo DZ, Houtrow AJ, Arango P, Kuhlthau KA, Simmons JM, Neff JM. Family-centered care: current applications and future directions in pediatric health care. Matern Child Health J. 2012;16(2):297-305. PubMed

30. Latta LC, Dick R, Parry C, Tamura GS. Parental responses to involvement in rounds on a pediatric inpatient unit at a teaching hospital: a qualitative study. Acad Med. 2008;83(3):292-297. PubMed

31. Bent KN, Keeling A, Routson J. Home from the PICU: are parents ready? MCN Am J Matern Child Nurs. 1996;21(2):80-84. PubMed
32. Heuer L. Parental stressors in a pediatric intensive care unit. Pediatr Nurs. 1993;19(2):128-131. PubMed
33. Lapillonne A, Regnault A, Gournay V, et al. Impact on parents of bronchiolitis hospitalization of full-term, preterm and congenital heart disease infants. BMC Pediatr. 2012;12:171-181. PubMed
34. Leidy NK, Margolis MK, Marcin JP, et al. The impact of severe respiratory syncytial virus on the child, caregiver, and family during hospitalization and recovery. Pediatrics. 2005;115(6):1536-1546. PubMed
35. Bringing I-PASS to the Bedside: A Communication Bundle to Improve Patient Safety and Experience. http://www.pcori.org/research-results/2013/bringing-i-pass-bedside-communication-bundle-improve-patient-safety-and. Accessed on December 1, 2016.
36. Unaka NI, White CM, Sucharew HJ, Yau C, Clark SL, Brady PW. Effect of a face sheet tool on medical team provider identification and family satisfaction. J Hosp Med. 2014;9(3):186-188. PubMed
37. Mussman GM, Vossmeyer MT, Brady PW, Warrick DM, Simmons JM, White CM. Improving the reliability of verbal communication between primary care physicians and pediatric hospitalists at hospital discharge. J Hosp Med. 2015;10(9):574-580. PubMed
38. Key-Solle M, Paulk E, Bradford K, Skinner AC, Lewis MC, Shomaker K. Improving the quality of discharge communication with an educational intervention. Pediatrics. 2010;126(4):734-739. PubMed
39. Harlan GA, Nkoy FL, Srivastava R, et al. Improving transitions of care at hospital discharge--implications for pediatric hospitalists and primary care providers. J Healthc Qual. 2010;32(5):51-60. PubMed

References

1. Riesenberg LA, Leitzsch J, Massucci JL, et al. Residents’ and Attending Physicians’ Handoffs: A Systematic Review of the Literature. Acad Med. 2009;84(12):1775-1787. PubMed
2. The Joint Commission releases improving America’s hospitals: a report on quality and safety. JT Comm Perspect. 2007;27(5):1, 3. PubMed
3. Nobile C, Drotar D. Research on the quality of parent-provider communication in pediatric care: Implications and recommendations. J Dev Behav Pediatr. 2003;24(4):279-290. PubMed
4. Shoeb M, Merel SE, Jackson MB, Anawalt BD. “Can we just stop and talk?” patients value verbal communication about discharge care plans. J Hosp Med. 2012;7(6):504-507. PubMed
5. Giambra BK, Stiffler D, Broome ME. An integrative review of communication between parents and nurses of hospitalized technology-dependent children. Worldviews Evid Based Nurs. 2014;11(6):369-375. PubMed

6. Comp D. Improving parent satisfaction by sharing the inpatient daily plan of care: an evidence review with implications for practice and research. Pediatr Nurs. 2011;37(5):237-242. PubMed

7. Khan A, Rogers JE, Melvin P, et al. Physician and Nurse Nighttime Communication and Parents’ Hospital Experience. Pediatrics. 2015;136(5):e1249-e1258. PubMed
8. Coghlin DT, Leyenaar JK, Shen M, et al. Pediatric discharge content: a multisite assessment of physician preferences and experiences. Hosp Pediatr. 2014;4(1):9-15. PubMed
9. Harlan G, Srivastava R, Harrison L, McBride G, Maloney C. Pediatric hospitalists and primary care providers: A communication needs assessment. J Hosp Med. 2009;4(3):187-193. PubMed
10. Leyenaar JK, Bergert L, Mallory LA, et al. Pediatric primary care providers’ perspectives regarding hospital discharge communication: a mixed methods analysis. Acad Pediatr. 2015;15(1):61-68. PubMed
11. Ruth JL, Geskey JM, Shaffer ML, Bramley HP, Paul IM. Evaluating communication between pediatric primary care physicians and hospitalists. Clin Pediatr. 2011;50(10):923-928. PubMed
12. Solan LG, Sherman SN, DeBlasio D, Simmons JM. Communication Challenges: A Qualitative Look at the Relationship Between Pediatric Hospitalists and Primary Care Providers. Acad Pediatr. 2016;16(5):453-459. PubMed
13. Adams DR, Flores A, Coltri A, Meltzer DO, Arora VM. A Missed Opportunity to Improve Patient Satisfaction? Patient Perceptions of Inpatient Communication With Their Primary Care Physician. Am J Med Qual. 2016;31(6)568-576. PubMed
14. Hruby M, Pantilat SZ, Lo B. How do patients view the role of the primary care physician in inpatient care? Dis Mon. 2002;48(4):230-238. PubMed
15. Rao JK, Anderson LA, Inui TS, Frankel RM. Communication interventions make a difference in conversations between physicians and patients - A systematic review of the evidence. Med Care. 2007;45(4):340-349. PubMed
16. Banka G, Edgington S, Kyulo N, et al. Improving patient satisfaction through physician education, feedback, and incentives. J Hosp Med. 2015;10(8):497-502. PubMed
17. Solan LG, Beck AF, Brunswick SA, et al. The Family Perspective on Hospital to Home Transitions: A Qualitative Study. Pediatrics. 2015;136(6):e1539-e1549. PubMed
18. Tubbs-Cooley HL, Pickler RH, Simmons JM, et al. Testing a post-discharge nurse-led transitional home visit in acute care pediatrics: the Hospital-To-Home Outcomes (H2O) study protocol. J Adv Nurs. 2016;72(4)915-925. PubMed
19. Muething SE, Kotagal UR, Schoettker PJ, Gonzalez del Rey J, DeWitt TG. Family-centered bedside rounds: a new approach to patient care and teaching. Pediatrics. 2007;119(4):829-832. PubMed
20. Beck AF, Solan LG, Brunswick SA, et al. Socioeconomic status influences the toll paediatric hospitalisations take on families: a qualitative study. BMJ Qual Saf. 2017;26(4)304-311. PubMed
21. Crabtree BF, Miller WL. Doing Qualitative Research. 2nd ed. Thousand Oaks: Sage Publications; 1999. 
22. Stewart D, Shamdasani P, Rook D. Focus Groups: Theory and Practice. 2nd ed. Thousand Oaks: Sage Publications; 2007. 
23. Krieger N, Chen JT, Waterman PD, Rehkopf DH, Subramanian SV. Painting a truer picture of US socioeconomic and racial/ethnic health inequalities: the Public Health Disparities Geocoding Project. Am J Public Health. 2005;95(2):312-323. PubMed
24. Krieger N, Chen JT, Waterman PD, Soobader MJ, Subramanian SV, Carson R. Geocoding and monitoring of US socioeconomic inequalities in mortality and cancer incidence: does the choice of area-based measure and geographic level matter?: the Public Health Disparities Geocoding Project. American J Epidemiol. 2002;156(5):471-482. PubMed
25. Krieger N, Waterman P, Chen JT, Soobader MJ, Subramanian SV, Carson R. Zip code caveat: bias due to spatiotemporal mismatches between zip codes and US census-defined geographic areas--the Public Health Disparities Geocoding Project. Am J Public Health. 2002;92(7):1100-1102. PubMed
26. Shonkoff JP, Garner AS; Committee on Psychosocial Aspects of Child and Family Health; Committee on Early Childhood, Adoption, and Dependent Care; Section on Developmental and Behavioral Pediatrics. The lifelong effects of early childhood adversity and toxic stress. Pediatrics. 2012;129(1):e232-e246. PubMed
27. Patton MQ. Qualitative Research and Evaluation Methods. 3rd ed. Thousand Oaks: Sage Publications; 2002. 
28. Miles MB, Huberman AM, Saldaña J. Qualitative Data Analysis: A Methods Sourcebook. 3rd ed. Thousand Oaks: Sage Publications; 2014. 
29. Kuo DZ, Houtrow AJ, Arango P, Kuhlthau KA, Simmons JM, Neff JM. Family-centered care: current applications and future directions in pediatric health care. Matern Child Health J. 2012;16(2):297-305. PubMed

30. Latta LC, Dick R, Parry C, Tamura GS. Parental responses to involvement in rounds on a pediatric inpatient unit at a teaching hospital: a qualitative study. Acad Med. 2008;83(3):292-297. PubMed

31. Bent KN, Keeling A, Routson J. Home from the PICU: are parents ready? MCN Am J Matern Child Nurs. 1996;21(2):80-84. PubMed
32. Heuer L. Parental stressors in a pediatric intensive care unit. Pediatr Nurs. 1993;19(2):128-131. PubMed
33. Lapillonne A, Regnault A, Gournay V, et al. Impact on parents of bronchiolitis hospitalization of full-term, preterm and congenital heart disease infants. BMC Pediatr. 2012;12:171-181. PubMed
34. Leidy NK, Margolis MK, Marcin JP, et al. The impact of severe respiratory syncytial virus on the child, caregiver, and family during hospitalization and recovery. Pediatrics. 2005;115(6):1536-1546. PubMed
35. Bringing I-PASS to the Bedside: A Communication Bundle to Improve Patient Safety and Experience. http://www.pcori.org/research-results/2013/bringing-i-pass-bedside-communication-bundle-improve-patient-safety-and. Accessed on December 1, 2016.
36. Unaka NI, White CM, Sucharew HJ, Yau C, Clark SL, Brady PW. Effect of a face sheet tool on medical team provider identification and family satisfaction. J Hosp Med. 2014;9(3):186-188. PubMed
37. Mussman GM, Vossmeyer MT, Brady PW, Warrick DM, Simmons JM, White CM. Improving the reliability of verbal communication between primary care physicians and pediatric hospitalists at hospital discharge. J Hosp Med. 2015;10(9):574-580. PubMed
38. Key-Solle M, Paulk E, Bradford K, Skinner AC, Lewis MC, Shomaker K. Improving the quality of discharge communication with an educational intervention. Pediatrics. 2010;126(4):734-739. PubMed
39. Harlan GA, Nkoy FL, Srivastava R, et al. Improving transitions of care at hospital discharge--implications for pediatric hospitalists and primary care providers. J Healthc Qual. 2010;32(5):51-60. PubMed

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Disfiguring Ulcerative Neutrophilic Dermatosis Secondary to Doxycycline and Isotretinoin in an Adolescent Boy With Acne Conglobata

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Disfiguring Ulcerative Neutrophilic Dermatosis Secondary to Doxycycline and Isotretinoin in an Adolescent Boy With Acne Conglobata
In Collaboration with Cosmetic Surgery Forum

Acne fulminans is an uncommon and debilitating disease that presents as an acute eruption of nodular and ulcerative acne lesions with associated systemic symptoms.1,2 Although its underlying pathophysiology is not well understood, it occurs commonly during treatment of severe acne (eg, acne conglobata) with isotretinoin in young adolescent males.3 Zaba et al4 indicated that an underlying genetic disorder, increase in serum androgen levels, or presence of autoimmune disorders may contribute to the development of acne fulminans.

Isotretinoin and doxycycline also can potentially induce development of neutrophilic dermatoses including Sweet syndrome and pyoderma gangrenosum in patients with severe acne lesions, which can be clinically similar to an acne fulminans eruption. The neutrophilic dermatosis is characterized by the acute appearance of painful ulcerative papulonodules accompanied by systemic symptoms including fever and leukocytosis.

Case Report

A 13-year-old adolescent boy was initially assessed by his family physician 2 months prior and started on oral doxycycline 100 mg twice daily for acne conglobata on the back. Unfortunately, the acne lesions, especially those on the upper back (Figure 1), started getting worse after 1 month of treatment with doxycycline; thus, he subsequently was switched to oral isotretinoin 0.5 mg/kg once daily. Less than 2 weeks later, the acne lesions worsened, and the patient also developed severe generalized arthralgia, myalgia, and fever (>38.3°C). He acutely developed hundreds of ulcerative plaques covering the entire trunk, upper extremities, face, and neck.

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 1. Initial presentation of lesions in an adolescent boy with acne conglobata after a short course of doxycycline followed by a very short course of isotretinoin.

He was admitted to the Stollery Children’s Hospital (Edmonton, Alberta, Canada) and was assessed by the dermatology, rheumatology, and general pediatric teams (Figure 2). He initially was investigated for the potential presence of autoinflammatory disorders, such as PAPA syndrome (pyogenic arthritis, pyoderma gangrenosum, acne) and SAPHO syndrome (synovitis, acne, pustulosis, hyperostosis, osteitis). A laboratory workup showed an elevated erythrocyte sedimentation rate (43 mm/h [reference range, <20 mm/h]) and C-reactive protein level (50 mg/L [reference range, <10 mg/L]), leukocytosis (14×109/L [reference range, 4.511.0×109/L]), and transaminitis (alanine aminotransferase, 72 U/L [reference range, 1040 U/L]). A radiograph of the clavicle did not reveal any osteitis. Rheumatology assessment ruled out the presence of any synovitis. Based on the patient’s history and physical presentation, a differential diagnosis of acne fulminans, pyoderma gangrenosum, and Sweet syndrome was entertained. Histologic findings were consistent with a diagnosis of ulcerative neutrophilic dermatosis. The patient required prolonged hospitalization (>3 months) for treatment, dressing changes, and pain control.

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 2. Clinical presentation at the time of admission to the hospital. Diffuse, well-demarcated, discrete and confluent ulcers with violaceous overhanging borders were mostly consistent with pyoderma gangrenosum (A). Well-demarcated, discrete, annular, edematous, pseudovesicular papules with hemorrhagic crust in the center which were consistent with Sweet syndrome (B).

The patient initially was treated with prednisone 30 mg once daily for 3 weeks; dapsone 50 mg once daily and colchicine 0.6 mg twice daily were added while attempting to slowly wean off the prednisone (starting at 30 mg daily and reducing by 5 mg every other week). An attempt to discontinue the prednisone after 2 months was followed by immediate recurrence of the lesions (Figure 3), and the prednisone was restarted for another month. He was subsequently switched to oral cyclosporine 5 mg/kg once daily and achieved considerable improvement in his skin condition (Figure 4).

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 3. The lesions flared up after attempting to wean off prednisone for the first time. The presence of well-demarcated superficial ulcers that were morphologically consistent with worsening pyoderma gangrenosum were noted (A and B).

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 4. Notable improvement of the lesions was appreciated during cyclosporine treatment (A–C). The presence of considerable cushingoid changes was noted due to months of prednisone use.

 

 

Comment

Thomson and Cunliffe5 reported a small case series of 11 young male patients with a mean age of 17 years who presented with severe worsening of their acne eruptions after taking isotretinoin, and they all responded well to an oral steroid. In another study, Bottomley and Cunliffe6 indicated that young male patients with notable acne on the trunk who are receiving a minimum dose of 0.5 mg/kg once daily of isotretinoin are at considerable risk for severe worsening of their skin condition.

Although severe worsening of acne lesions leading to acne fulminans or neutrophilic dermatosis secondary to isotretinoin or even doxycycline use is a rare entity, precautionary steps should be taken prior to treating acne conglobata patients with these agents. A review of PubMed articles indexed for MEDLINE using the terms acne, acne conglobata, and doxycycline revealed 2 prior cases of worsening acne in patients treated with doxycycline.7,8 Therefore, any patient presenting with acute worsening of an acne eruption while being treated with isotretinoin or doxycycline needs to be assessed for potential diagnosis of drug-induced acne fulminans or neutrophilic dermatosis.

It has been clearly documented in the literature that both doxycycline and isotretinoin can induce or exacerbate neutrophilic dermatoses in patients with severe underlying acne.6-8 The presentation may be mistaken for worsening acne, leading to inappropriate initiation or increase in the dose of isotretinoin therapy and worsening of the disease with potentially devastating disfiguring consequences. These patients tend to respond well to high-dose oral steroids alone or in combination with dapsone. A slow steroid taper over several months is recommended due to a high tendency for recurrence.

References
  1. Grando LR, Leite OG, Cestari TF. Pseudo-acne fulminans associated with oral isotretinoin. An Bras Dermatol. 2014;89:657-659.
  2. Burns RE, Colville JM. Acne conglobata with septicemia. Arch Dermatol. 1959;79:361-363.
  3. Karvonen SL. Acne fulminans: report of clinical findings and treatment of twenty-four patients. J Am Acad Dermatol. 1993;28:572-579.
  4. Zaba R, Schwartz R, Jarmuda S, et al. Acne fulminans: explosive systemic form of acne. J Eur Acad Dermatol Venereol. 2011;25:501-507.
  5. Thomson KF, Cunliffe WJ. Acne fulminans ‘sine fulminans.’ Clin Exp Dermatol. 2000;25:299-301.
  6. Bottomley WW, Cunliffe WJ. Severe flares of acne following isotretinoin: large closed comedones (macrocomedones) are a risk factor. Acta Derm Venereol. 1993;73:74.
  7. Weinstein M, Laxer R, Debosz J, et al. Doxycycline-induced cutaneous inflammation with systemic symptoms in a patient with acne vulgaris. J Cutan Med Surg. 2013;17:283-286.
  8. Yeo PM, Koh WL, Ang CC, et al. Paradoxical worsening of truncal acne with doxycycline. Ann Acad Med Singapore. 2016;45:430-431.
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From the Department of Medicine, Division of Dermatology and Cutaneous Sciences, University of Alberta, Edmonton, Canada. Dr. Fiorillo also is from the Department of Pediatrics.

The authors report no conflict of interest.

This case was part of a presentation at the 8th Cosmetic Surgery Forum under the direction of Joel Schlessinger, MD; November 30-December 3, 2016; Las Vegas, Nevada. Dr. Sotoodian was a Top 10 Fellow and Resident Grant winner.

Correspondence: Bahman Sotoodian, MD, Department of Medicine, Division of Dermatology and Cutaneous Sciences, 8-112 Clinical Sciences Bldg, Edmonton, Alberta T6G 2G3, Canada ([email protected]).

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From the Department of Medicine, Division of Dermatology and Cutaneous Sciences, University of Alberta, Edmonton, Canada. Dr. Fiorillo also is from the Department of Pediatrics.

The authors report no conflict of interest.

This case was part of a presentation at the 8th Cosmetic Surgery Forum under the direction of Joel Schlessinger, MD; November 30-December 3, 2016; Las Vegas, Nevada. Dr. Sotoodian was a Top 10 Fellow and Resident Grant winner.

Correspondence: Bahman Sotoodian, MD, Department of Medicine, Division of Dermatology and Cutaneous Sciences, 8-112 Clinical Sciences Bldg, Edmonton, Alberta T6G 2G3, Canada ([email protected]).

Author and Disclosure Information

From the Department of Medicine, Division of Dermatology and Cutaneous Sciences, University of Alberta, Edmonton, Canada. Dr. Fiorillo also is from the Department of Pediatrics.

The authors report no conflict of interest.

This case was part of a presentation at the 8th Cosmetic Surgery Forum under the direction of Joel Schlessinger, MD; November 30-December 3, 2016; Las Vegas, Nevada. Dr. Sotoodian was a Top 10 Fellow and Resident Grant winner.

Correspondence: Bahman Sotoodian, MD, Department of Medicine, Division of Dermatology and Cutaneous Sciences, 8-112 Clinical Sciences Bldg, Edmonton, Alberta T6G 2G3, Canada ([email protected]).

Article PDF
Article PDF
In Collaboration with Cosmetic Surgery Forum
In Collaboration with Cosmetic Surgery Forum

Acne fulminans is an uncommon and debilitating disease that presents as an acute eruption of nodular and ulcerative acne lesions with associated systemic symptoms.1,2 Although its underlying pathophysiology is not well understood, it occurs commonly during treatment of severe acne (eg, acne conglobata) with isotretinoin in young adolescent males.3 Zaba et al4 indicated that an underlying genetic disorder, increase in serum androgen levels, or presence of autoimmune disorders may contribute to the development of acne fulminans.

Isotretinoin and doxycycline also can potentially induce development of neutrophilic dermatoses including Sweet syndrome and pyoderma gangrenosum in patients with severe acne lesions, which can be clinically similar to an acne fulminans eruption. The neutrophilic dermatosis is characterized by the acute appearance of painful ulcerative papulonodules accompanied by systemic symptoms including fever and leukocytosis.

Case Report

A 13-year-old adolescent boy was initially assessed by his family physician 2 months prior and started on oral doxycycline 100 mg twice daily for acne conglobata on the back. Unfortunately, the acne lesions, especially those on the upper back (Figure 1), started getting worse after 1 month of treatment with doxycycline; thus, he subsequently was switched to oral isotretinoin 0.5 mg/kg once daily. Less than 2 weeks later, the acne lesions worsened, and the patient also developed severe generalized arthralgia, myalgia, and fever (>38.3°C). He acutely developed hundreds of ulcerative plaques covering the entire trunk, upper extremities, face, and neck.

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 1. Initial presentation of lesions in an adolescent boy with acne conglobata after a short course of doxycycline followed by a very short course of isotretinoin.

He was admitted to the Stollery Children’s Hospital (Edmonton, Alberta, Canada) and was assessed by the dermatology, rheumatology, and general pediatric teams (Figure 2). He initially was investigated for the potential presence of autoinflammatory disorders, such as PAPA syndrome (pyogenic arthritis, pyoderma gangrenosum, acne) and SAPHO syndrome (synovitis, acne, pustulosis, hyperostosis, osteitis). A laboratory workup showed an elevated erythrocyte sedimentation rate (43 mm/h [reference range, <20 mm/h]) and C-reactive protein level (50 mg/L [reference range, <10 mg/L]), leukocytosis (14×109/L [reference range, 4.511.0×109/L]), and transaminitis (alanine aminotransferase, 72 U/L [reference range, 1040 U/L]). A radiograph of the clavicle did not reveal any osteitis. Rheumatology assessment ruled out the presence of any synovitis. Based on the patient’s history and physical presentation, a differential diagnosis of acne fulminans, pyoderma gangrenosum, and Sweet syndrome was entertained. Histologic findings were consistent with a diagnosis of ulcerative neutrophilic dermatosis. The patient required prolonged hospitalization (>3 months) for treatment, dressing changes, and pain control.

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 2. Clinical presentation at the time of admission to the hospital. Diffuse, well-demarcated, discrete and confluent ulcers with violaceous overhanging borders were mostly consistent with pyoderma gangrenosum (A). Well-demarcated, discrete, annular, edematous, pseudovesicular papules with hemorrhagic crust in the center which were consistent with Sweet syndrome (B).

The patient initially was treated with prednisone 30 mg once daily for 3 weeks; dapsone 50 mg once daily and colchicine 0.6 mg twice daily were added while attempting to slowly wean off the prednisone (starting at 30 mg daily and reducing by 5 mg every other week). An attempt to discontinue the prednisone after 2 months was followed by immediate recurrence of the lesions (Figure 3), and the prednisone was restarted for another month. He was subsequently switched to oral cyclosporine 5 mg/kg once daily and achieved considerable improvement in his skin condition (Figure 4).

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 3. The lesions flared up after attempting to wean off prednisone for the first time. The presence of well-demarcated superficial ulcers that were morphologically consistent with worsening pyoderma gangrenosum were noted (A and B).

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 4. Notable improvement of the lesions was appreciated during cyclosporine treatment (A–C). The presence of considerable cushingoid changes was noted due to months of prednisone use.

 

 

Comment

Thomson and Cunliffe5 reported a small case series of 11 young male patients with a mean age of 17 years who presented with severe worsening of their acne eruptions after taking isotretinoin, and they all responded well to an oral steroid. In another study, Bottomley and Cunliffe6 indicated that young male patients with notable acne on the trunk who are receiving a minimum dose of 0.5 mg/kg once daily of isotretinoin are at considerable risk for severe worsening of their skin condition.

Although severe worsening of acne lesions leading to acne fulminans or neutrophilic dermatosis secondary to isotretinoin or even doxycycline use is a rare entity, precautionary steps should be taken prior to treating acne conglobata patients with these agents. A review of PubMed articles indexed for MEDLINE using the terms acne, acne conglobata, and doxycycline revealed 2 prior cases of worsening acne in patients treated with doxycycline.7,8 Therefore, any patient presenting with acute worsening of an acne eruption while being treated with isotretinoin or doxycycline needs to be assessed for potential diagnosis of drug-induced acne fulminans or neutrophilic dermatosis.

It has been clearly documented in the literature that both doxycycline and isotretinoin can induce or exacerbate neutrophilic dermatoses in patients with severe underlying acne.6-8 The presentation may be mistaken for worsening acne, leading to inappropriate initiation or increase in the dose of isotretinoin therapy and worsening of the disease with potentially devastating disfiguring consequences. These patients tend to respond well to high-dose oral steroids alone or in combination with dapsone. A slow steroid taper over several months is recommended due to a high tendency for recurrence.

Acne fulminans is an uncommon and debilitating disease that presents as an acute eruption of nodular and ulcerative acne lesions with associated systemic symptoms.1,2 Although its underlying pathophysiology is not well understood, it occurs commonly during treatment of severe acne (eg, acne conglobata) with isotretinoin in young adolescent males.3 Zaba et al4 indicated that an underlying genetic disorder, increase in serum androgen levels, or presence of autoimmune disorders may contribute to the development of acne fulminans.

Isotretinoin and doxycycline also can potentially induce development of neutrophilic dermatoses including Sweet syndrome and pyoderma gangrenosum in patients with severe acne lesions, which can be clinically similar to an acne fulminans eruption. The neutrophilic dermatosis is characterized by the acute appearance of painful ulcerative papulonodules accompanied by systemic symptoms including fever and leukocytosis.

Case Report

A 13-year-old adolescent boy was initially assessed by his family physician 2 months prior and started on oral doxycycline 100 mg twice daily for acne conglobata on the back. Unfortunately, the acne lesions, especially those on the upper back (Figure 1), started getting worse after 1 month of treatment with doxycycline; thus, he subsequently was switched to oral isotretinoin 0.5 mg/kg once daily. Less than 2 weeks later, the acne lesions worsened, and the patient also developed severe generalized arthralgia, myalgia, and fever (>38.3°C). He acutely developed hundreds of ulcerative plaques covering the entire trunk, upper extremities, face, and neck.

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 1. Initial presentation of lesions in an adolescent boy with acne conglobata after a short course of doxycycline followed by a very short course of isotretinoin.

He was admitted to the Stollery Children’s Hospital (Edmonton, Alberta, Canada) and was assessed by the dermatology, rheumatology, and general pediatric teams (Figure 2). He initially was investigated for the potential presence of autoinflammatory disorders, such as PAPA syndrome (pyogenic arthritis, pyoderma gangrenosum, acne) and SAPHO syndrome (synovitis, acne, pustulosis, hyperostosis, osteitis). A laboratory workup showed an elevated erythrocyte sedimentation rate (43 mm/h [reference range, <20 mm/h]) and C-reactive protein level (50 mg/L [reference range, <10 mg/L]), leukocytosis (14×109/L [reference range, 4.511.0×109/L]), and transaminitis (alanine aminotransferase, 72 U/L [reference range, 1040 U/L]). A radiograph of the clavicle did not reveal any osteitis. Rheumatology assessment ruled out the presence of any synovitis. Based on the patient’s history and physical presentation, a differential diagnosis of acne fulminans, pyoderma gangrenosum, and Sweet syndrome was entertained. Histologic findings were consistent with a diagnosis of ulcerative neutrophilic dermatosis. The patient required prolonged hospitalization (>3 months) for treatment, dressing changes, and pain control.

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 2. Clinical presentation at the time of admission to the hospital. Diffuse, well-demarcated, discrete and confluent ulcers with violaceous overhanging borders were mostly consistent with pyoderma gangrenosum (A). Well-demarcated, discrete, annular, edematous, pseudovesicular papules with hemorrhagic crust in the center which were consistent with Sweet syndrome (B).

The patient initially was treated with prednisone 30 mg once daily for 3 weeks; dapsone 50 mg once daily and colchicine 0.6 mg twice daily were added while attempting to slowly wean off the prednisone (starting at 30 mg daily and reducing by 5 mg every other week). An attempt to discontinue the prednisone after 2 months was followed by immediate recurrence of the lesions (Figure 3), and the prednisone was restarted for another month. He was subsequently switched to oral cyclosporine 5 mg/kg once daily and achieved considerable improvement in his skin condition (Figure 4).

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 3. The lesions flared up after attempting to wean off prednisone for the first time. The presence of well-demarcated superficial ulcers that were morphologically consistent with worsening pyoderma gangrenosum were noted (A and B).

Photography courtesy of the Strollery Children&#039;s Hospital (Edmonton, Alberta, Canada) professional photography team.
Figure 4. Notable improvement of the lesions was appreciated during cyclosporine treatment (A–C). The presence of considerable cushingoid changes was noted due to months of prednisone use.

 

 

Comment

Thomson and Cunliffe5 reported a small case series of 11 young male patients with a mean age of 17 years who presented with severe worsening of their acne eruptions after taking isotretinoin, and they all responded well to an oral steroid. In another study, Bottomley and Cunliffe6 indicated that young male patients with notable acne on the trunk who are receiving a minimum dose of 0.5 mg/kg once daily of isotretinoin are at considerable risk for severe worsening of their skin condition.

Although severe worsening of acne lesions leading to acne fulminans or neutrophilic dermatosis secondary to isotretinoin or even doxycycline use is a rare entity, precautionary steps should be taken prior to treating acne conglobata patients with these agents. A review of PubMed articles indexed for MEDLINE using the terms acne, acne conglobata, and doxycycline revealed 2 prior cases of worsening acne in patients treated with doxycycline.7,8 Therefore, any patient presenting with acute worsening of an acne eruption while being treated with isotretinoin or doxycycline needs to be assessed for potential diagnosis of drug-induced acne fulminans or neutrophilic dermatosis.

It has been clearly documented in the literature that both doxycycline and isotretinoin can induce or exacerbate neutrophilic dermatoses in patients with severe underlying acne.6-8 The presentation may be mistaken for worsening acne, leading to inappropriate initiation or increase in the dose of isotretinoin therapy and worsening of the disease with potentially devastating disfiguring consequences. These patients tend to respond well to high-dose oral steroids alone or in combination with dapsone. A slow steroid taper over several months is recommended due to a high tendency for recurrence.

References
  1. Grando LR, Leite OG, Cestari TF. Pseudo-acne fulminans associated with oral isotretinoin. An Bras Dermatol. 2014;89:657-659.
  2. Burns RE, Colville JM. Acne conglobata with septicemia. Arch Dermatol. 1959;79:361-363.
  3. Karvonen SL. Acne fulminans: report of clinical findings and treatment of twenty-four patients. J Am Acad Dermatol. 1993;28:572-579.
  4. Zaba R, Schwartz R, Jarmuda S, et al. Acne fulminans: explosive systemic form of acne. J Eur Acad Dermatol Venereol. 2011;25:501-507.
  5. Thomson KF, Cunliffe WJ. Acne fulminans ‘sine fulminans.’ Clin Exp Dermatol. 2000;25:299-301.
  6. Bottomley WW, Cunliffe WJ. Severe flares of acne following isotretinoin: large closed comedones (macrocomedones) are a risk factor. Acta Derm Venereol. 1993;73:74.
  7. Weinstein M, Laxer R, Debosz J, et al. Doxycycline-induced cutaneous inflammation with systemic symptoms in a patient with acne vulgaris. J Cutan Med Surg. 2013;17:283-286.
  8. Yeo PM, Koh WL, Ang CC, et al. Paradoxical worsening of truncal acne with doxycycline. Ann Acad Med Singapore. 2016;45:430-431.
References
  1. Grando LR, Leite OG, Cestari TF. Pseudo-acne fulminans associated with oral isotretinoin. An Bras Dermatol. 2014;89:657-659.
  2. Burns RE, Colville JM. Acne conglobata with septicemia. Arch Dermatol. 1959;79:361-363.
  3. Karvonen SL. Acne fulminans: report of clinical findings and treatment of twenty-four patients. J Am Acad Dermatol. 1993;28:572-579.
  4. Zaba R, Schwartz R, Jarmuda S, et al. Acne fulminans: explosive systemic form of acne. J Eur Acad Dermatol Venereol. 2011;25:501-507.
  5. Thomson KF, Cunliffe WJ. Acne fulminans ‘sine fulminans.’ Clin Exp Dermatol. 2000;25:299-301.
  6. Bottomley WW, Cunliffe WJ. Severe flares of acne following isotretinoin: large closed comedones (macrocomedones) are a risk factor. Acta Derm Venereol. 1993;73:74.
  7. Weinstein M, Laxer R, Debosz J, et al. Doxycycline-induced cutaneous inflammation with systemic symptoms in a patient with acne vulgaris. J Cutan Med Surg. 2013;17:283-286.
  8. Yeo PM, Koh WL, Ang CC, et al. Paradoxical worsening of truncal acne with doxycycline. Ann Acad Med Singapore. 2016;45:430-431.
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Disfiguring Ulcerative Neutrophilic Dermatosis Secondary to Doxycycline and Isotretinoin in an Adolescent Boy With Acne Conglobata
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  • Doxycycline and isotretinoin have been widely used for treatment of inflammatory and nodulocystic acne. Although outstanding results can be achieved, paradoxical worsening of acne while starting these medications has been described. In patients with severe acne (ie, acne conglobata), initiation of doxycycline and especially isotretinoin at regular dosages as the sole treatment can impose devastating risks on the patient. These patients are best treated with a combination of low-dose isotretinoin (at the beginning) with a moderate dose of steroids, which should be gradually tapered while the isotretinoin dose is increased to 0.5 to 1 mg/kg once daily.
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Shedding light on shift work’s influence on cardiometabolic risk

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– Current and previous night workers had significantly increased levels of hemoglobin A1c, compared with diurnal workers, preliminary results from an ongoing study showed. The finding sheds further insight into the link between environmental light, circadian rhythms, and metabolic disorders.

“To date, observational studies on bright light have revealed that evening bright light is associated with increased appetite and that bedroom light intensity is correlated with obesity,” Massimo Federici, MD, said at the World Congress on Insulin Resistance, Diabetes & Cardiovascular Disease. “It’s also been reported that artificial light is correlated with type 2 diabetes in the home setting and that daytime light exposure is positively correlated with body mass index. However, no studies have directly investigated the effect of acute light on human glucose metabolism.”

Doug Brunk/Frontline Medical News
Dr. Massimo Federici
At the same time, observational studies of shift workers have shown that shift work is associated with metabolic disorders, but evidence for a causal relationship is limited, said Dr. Federici, professor of medicine and nutritional science at the University of Rome Tor Vergata. One study of night shift workers revealed reduced meal frequency but increased consumption of high energy snacks, physical activity, and altered sleep pattern, while a separate analysis found that permanent night shift workers showed only partial adaptation in 24-hour circadian rhythm of glucose and insulin levels (Am J Physiol Endocrinol Metab. 2000;278[3]:E413-20).

Although few metabolic intervention studies using light have been done, Dr. Federici mentioned three of note. One, in patients with seasonal affective disorder and type 2 diabetes, showed reduced insulin requirements after light therapy (Lancet. 1992;339[8800]:1065-6). Another, a short-term study of 25 obese subjects treated with 5,000 lux bright light therapy in addition to exercise, showed reduced body fat after 6 weeks (Obesity 2007; 15[7]:1749-57). A third, in 34 obese subjects who were exposed to 1,300 lux bright light every morning for 3 weeks, showed a small but significant reduction in fat mass (Obes Facts 2013;6:28-38).

As part of an ongoing project known as EuRhythDia, researchers including Dr. Federici set out to identify metabolic and molecular variables associated with shift work, and to test the effect of a lifestyle intervention that comprised light exposure, exercise, and melatonin. He presented unpublished results from one aspect of the trial: a cross-sectional analysis of 273 nurses divided into one of three groups: 64 diurnal workers (DW), 111 active night shift workers (aNW), and 98 prior night shift workers (pNW). Those with diabetes or taking oral antidiabetic drugs were excluded from the study.

The analysis showed that nurses in the pNW group were significantly older, at a mean of 39.7 years, than those in the DW group, whose mean age was 37 years, and the aNW group, who averaged 36.1 years. Those in the pNW group also had a significantly greater body mass index, compared with their counterparts in the aNW and DW groups (a mean of 25.7 kg/m2, vs. 24.8 and 23.7, respectively) as well has a higher mean waist circumference (a mean of 87.2 cm, vs. 84.6 cm and 82 cm).

The mean HbA1c was higher in the nurses with prior and active night shift work, at 5.3% each, than in the diurnal workers (5.1%, P less than .001).

When Pittsburgh Sleep Quality Index scores were used to evaluate sleep quality independent of work status, more than half of the study subjects (163) were classified as being “good sleepers,” while 110 were considered to be “bad sleepers.” Bad sleepers had a significantly higher mean HbA1c level compared with good sleepers (5.3% vs. 5.2%). Bad sleepers also had higher levels of HDL cholesterol (a mean of 60.8 mg/dL vs. 56.3 mg/dL).

Dr. Federici highlighted preliminary findings from a study of 32 aNW subjects who were assigned to treatment with warm light therapy at 1,000 lux for 30 minutes at 30 cm every morning for 3 months. They observed a mild improvement in the area under the curve of the oral glucose tolerance test at 24 weeks (12 weeks’ washout after 12 weeks of light therapy). “However, the effect was obtained not at the end of the intervention but at the end of the washout period,” he said.

He called for more studies going forward that take into account the effect of seasons as well as the effects of diet and exercise.

Dr. Federici disclosed that he receives editorial fees from Springer Nature group.

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– Current and previous night workers had significantly increased levels of hemoglobin A1c, compared with diurnal workers, preliminary results from an ongoing study showed. The finding sheds further insight into the link between environmental light, circadian rhythms, and metabolic disorders.

“To date, observational studies on bright light have revealed that evening bright light is associated with increased appetite and that bedroom light intensity is correlated with obesity,” Massimo Federici, MD, said at the World Congress on Insulin Resistance, Diabetes & Cardiovascular Disease. “It’s also been reported that artificial light is correlated with type 2 diabetes in the home setting and that daytime light exposure is positively correlated with body mass index. However, no studies have directly investigated the effect of acute light on human glucose metabolism.”

Doug Brunk/Frontline Medical News
Dr. Massimo Federici
At the same time, observational studies of shift workers have shown that shift work is associated with metabolic disorders, but evidence for a causal relationship is limited, said Dr. Federici, professor of medicine and nutritional science at the University of Rome Tor Vergata. One study of night shift workers revealed reduced meal frequency but increased consumption of high energy snacks, physical activity, and altered sleep pattern, while a separate analysis found that permanent night shift workers showed only partial adaptation in 24-hour circadian rhythm of glucose and insulin levels (Am J Physiol Endocrinol Metab. 2000;278[3]:E413-20).

Although few metabolic intervention studies using light have been done, Dr. Federici mentioned three of note. One, in patients with seasonal affective disorder and type 2 diabetes, showed reduced insulin requirements after light therapy (Lancet. 1992;339[8800]:1065-6). Another, a short-term study of 25 obese subjects treated with 5,000 lux bright light therapy in addition to exercise, showed reduced body fat after 6 weeks (Obesity 2007; 15[7]:1749-57). A third, in 34 obese subjects who were exposed to 1,300 lux bright light every morning for 3 weeks, showed a small but significant reduction in fat mass (Obes Facts 2013;6:28-38).

As part of an ongoing project known as EuRhythDia, researchers including Dr. Federici set out to identify metabolic and molecular variables associated with shift work, and to test the effect of a lifestyle intervention that comprised light exposure, exercise, and melatonin. He presented unpublished results from one aspect of the trial: a cross-sectional analysis of 273 nurses divided into one of three groups: 64 diurnal workers (DW), 111 active night shift workers (aNW), and 98 prior night shift workers (pNW). Those with diabetes or taking oral antidiabetic drugs were excluded from the study.

The analysis showed that nurses in the pNW group were significantly older, at a mean of 39.7 years, than those in the DW group, whose mean age was 37 years, and the aNW group, who averaged 36.1 years. Those in the pNW group also had a significantly greater body mass index, compared with their counterparts in the aNW and DW groups (a mean of 25.7 kg/m2, vs. 24.8 and 23.7, respectively) as well has a higher mean waist circumference (a mean of 87.2 cm, vs. 84.6 cm and 82 cm).

The mean HbA1c was higher in the nurses with prior and active night shift work, at 5.3% each, than in the diurnal workers (5.1%, P less than .001).

When Pittsburgh Sleep Quality Index scores were used to evaluate sleep quality independent of work status, more than half of the study subjects (163) were classified as being “good sleepers,” while 110 were considered to be “bad sleepers.” Bad sleepers had a significantly higher mean HbA1c level compared with good sleepers (5.3% vs. 5.2%). Bad sleepers also had higher levels of HDL cholesterol (a mean of 60.8 mg/dL vs. 56.3 mg/dL).

Dr. Federici highlighted preliminary findings from a study of 32 aNW subjects who were assigned to treatment with warm light therapy at 1,000 lux for 30 minutes at 30 cm every morning for 3 months. They observed a mild improvement in the area under the curve of the oral glucose tolerance test at 24 weeks (12 weeks’ washout after 12 weeks of light therapy). “However, the effect was obtained not at the end of the intervention but at the end of the washout period,” he said.

He called for more studies going forward that take into account the effect of seasons as well as the effects of diet and exercise.

Dr. Federici disclosed that he receives editorial fees from Springer Nature group.

 

– Current and previous night workers had significantly increased levels of hemoglobin A1c, compared with diurnal workers, preliminary results from an ongoing study showed. The finding sheds further insight into the link between environmental light, circadian rhythms, and metabolic disorders.

“To date, observational studies on bright light have revealed that evening bright light is associated with increased appetite and that bedroom light intensity is correlated with obesity,” Massimo Federici, MD, said at the World Congress on Insulin Resistance, Diabetes & Cardiovascular Disease. “It’s also been reported that artificial light is correlated with type 2 diabetes in the home setting and that daytime light exposure is positively correlated with body mass index. However, no studies have directly investigated the effect of acute light on human glucose metabolism.”

Doug Brunk/Frontline Medical News
Dr. Massimo Federici
At the same time, observational studies of shift workers have shown that shift work is associated with metabolic disorders, but evidence for a causal relationship is limited, said Dr. Federici, professor of medicine and nutritional science at the University of Rome Tor Vergata. One study of night shift workers revealed reduced meal frequency but increased consumption of high energy snacks, physical activity, and altered sleep pattern, while a separate analysis found that permanent night shift workers showed only partial adaptation in 24-hour circadian rhythm of glucose and insulin levels (Am J Physiol Endocrinol Metab. 2000;278[3]:E413-20).

Although few metabolic intervention studies using light have been done, Dr. Federici mentioned three of note. One, in patients with seasonal affective disorder and type 2 diabetes, showed reduced insulin requirements after light therapy (Lancet. 1992;339[8800]:1065-6). Another, a short-term study of 25 obese subjects treated with 5,000 lux bright light therapy in addition to exercise, showed reduced body fat after 6 weeks (Obesity 2007; 15[7]:1749-57). A third, in 34 obese subjects who were exposed to 1,300 lux bright light every morning for 3 weeks, showed a small but significant reduction in fat mass (Obes Facts 2013;6:28-38).

As part of an ongoing project known as EuRhythDia, researchers including Dr. Federici set out to identify metabolic and molecular variables associated with shift work, and to test the effect of a lifestyle intervention that comprised light exposure, exercise, and melatonin. He presented unpublished results from one aspect of the trial: a cross-sectional analysis of 273 nurses divided into one of three groups: 64 diurnal workers (DW), 111 active night shift workers (aNW), and 98 prior night shift workers (pNW). Those with diabetes or taking oral antidiabetic drugs were excluded from the study.

The analysis showed that nurses in the pNW group were significantly older, at a mean of 39.7 years, than those in the DW group, whose mean age was 37 years, and the aNW group, who averaged 36.1 years. Those in the pNW group also had a significantly greater body mass index, compared with their counterparts in the aNW and DW groups (a mean of 25.7 kg/m2, vs. 24.8 and 23.7, respectively) as well has a higher mean waist circumference (a mean of 87.2 cm, vs. 84.6 cm and 82 cm).

The mean HbA1c was higher in the nurses with prior and active night shift work, at 5.3% each, than in the diurnal workers (5.1%, P less than .001).

When Pittsburgh Sleep Quality Index scores were used to evaluate sleep quality independent of work status, more than half of the study subjects (163) were classified as being “good sleepers,” while 110 were considered to be “bad sleepers.” Bad sleepers had a significantly higher mean HbA1c level compared with good sleepers (5.3% vs. 5.2%). Bad sleepers also had higher levels of HDL cholesterol (a mean of 60.8 mg/dL vs. 56.3 mg/dL).

Dr. Federici highlighted preliminary findings from a study of 32 aNW subjects who were assigned to treatment with warm light therapy at 1,000 lux for 30 minutes at 30 cm every morning for 3 months. They observed a mild improvement in the area under the curve of the oral glucose tolerance test at 24 weeks (12 weeks’ washout after 12 weeks of light therapy). “However, the effect was obtained not at the end of the intervention but at the end of the washout period,” he said.

He called for more studies going forward that take into account the effect of seasons as well as the effects of diet and exercise.

Dr. Federici disclosed that he receives editorial fees from Springer Nature group.

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