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fagges
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faiged
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faiges
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felched
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felchered
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felchingly
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fellateing
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fellatioing
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feltched
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feltches
feltching
feltchly
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feomed
feomer
feomes
feoming
feomly
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fisteder
fistedes
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fisting
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fistyer
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fistying
fistyly
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floozyed
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floozyes
floozying
floozyly
floozys
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foaded
foader
foades
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foadly
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fondleer
fondlees
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foobarly
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freexed
freexer
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freexly
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frigga
friggaed
friggaer
friggaes
friggaing
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frigger
frigges
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friggly
friggs
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fubared
fubarer
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fubarly
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fuckedly
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fuckered
fuckerer
fuckeres
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A 51-year-old man with nodular lesions

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A 51-year-old man with nodular lesions

A 51-year-old diabetic man presents with a 1-year history of episodic pain, swelling, and stiffness in some of the metacarpophalangeal (MCP) and proximal interphalangeal (PIP) joints of his fingers. During these episodes, he has significant morning stiffness. He says he has no other joint problems or back pain. A review of systems is otherwise unremarkable.

Figure 1.
On physical examination, he has swelling and tenderness of some MCP and PIP joints in an asymmetrical distribution. The rest of the physical examination is normal, with no clinical evidence of joint deformities, and no evidence of psoriasis of the skin or nails.

Figure 2.
Over the course of the next 2 years, nodules (Figures 1–4) appear over the fingers and, recently, over the Achilles tendons.

WHAT IS THE MOST LIKELY DIAGNOSIS?

  • Gouty tophi
  • Rheumatoid nodulosis
  • Calcinosis cutis
  • Tuberous xanthomas

GOUTY TOPHI: OUR INITIAL IMPRESSION

Figure 3.
In view of the location of the nodules, the intermittent joint symptoms, and the patient’s sex, our initial clinical impression was that he had gouty tophi. However, he had no history of previous attacks (including podagra). Furthermore, material aspirated from these nodules did not reveal monosodium urate crystals on polarized light microscopy.

Figure 4.
Though our patient’s initial rheumatoid factor test was negative, a test for cyclic citrullinated peptide (CCP) antibodies was positive, ie, 144 units (> 60 units is considered strongly positive). (CCP antibodies are known to be specific markers for rheumatoid arthritis, but their significance in rheumatoid nodulosis is unknown.) Acute-phase reactants (erythrocyte sedimentation rate, C-reactive protein level) were always normal. The serum uric acid level was 4.3 mg/dL (reference range 3.0–8.0 mg/dL). Radiographs showed focal soft tissue swellings (consistent with the nodules), but joint spaces were maintained and there were no erosions.

RHEUMATOID NODULOSIS: THE TRUE DIAGNOSIS

The patient’s nodules kept growing, and new ones kept developing, causing significant impairment of hand function. Hence, some of the larger nodules were surgically removed. The resected specimens revealed a yellow nodular cut surface on sectioning. Histopathologic analysis revealed multiple necrobiotic nodules, consistent with rheumatoid nodulosis. Urate crystals were not seen on histology, although crystals can be dissolved in some tissue preparations, and gouty tophi provoke pathologically a granulomatous inflammatory reaction. However, unlike what is expected with gouty tophi, material aspirated from the nodules did not reveal monosodium urate crystals on polarized light microscopy. A repeat rheumatoid factor test 2 years after his initial presentation became positive at 57 IU/ mL (normal < 20 IU/mL).

Comment. Rheumatoid nodules are one of the most common extra-articular manifestations of rheumatoid arthritis, seen in 20% to 25% of cases, and they are usually associated with seropositivity for rheumatoid factor and with more aggressive disease.1 Rheumatoid nodulosis, on the other hand, usually runs a more benign clinical course.2 It was first described in 1949,3 and the diagnostic criteria were developed in 1988 by Couret et al.4 Patients develop nontender subcutaneous rheumatoid nodules, usually around areas of repeated microtrauma.2 Often there is a history of attacks of palindromic rheumatism, characterized by recurrent, self-limited episodes of monoarthritis or polyarthritis without an alternative explanation, as in this patient. However, systemic manifestations of rheumatoid arthritis and radiologic evidence of joint damage are often not seen. Rheumatoid factor positivity is also not a requirement. Over time, some patients progress to full-blown rheumatoid arthritis. Methotrexate use has been associated with accelerated rheumatoid nodulosis in some rheumatoid arthritis patients.2

Rheumatoid nodulosis can be progressive and difficult to treat. Hydroxychloroquine has induced complete resolution in some cases.5 Surgical removal of the nodules may be considered if they limit joint motion.6 A placebo-controlled, double-blind trial of intralesional corticosteroid injection has demonstrated efficacy in reducing nodule size.7

In our patient, treatment with hydroxychloroquine, sulfasalazine, and methotrexate did not relieve the joint pain, nor did these drugs stop the nodules from growing. He was started on the tumor necrosis factor antagonist etanercept (Enbrel), which significantly helped the joint pain, but the nodules continued to progress relentlessly. Some of the larger nodules were later injected with triamcinolone (Kenalog), which led to significant shrinkage in nodule size.

THE OTHER DIAGNOSTIC CHOICES

The other two choices are unlikely.

Calcinosis cutis results from the cutaneous deposition of insoluble compounds of calcium (hydroxyapatite or amorphous calcium phosphate), due to local or systemic factors, or both. This can be the result either of ectopic calcification in normal tissue in the setting of hypercalcemia or hyperphosphatemia, or of dystrophic calcification in damaged tissue. They appear as multiple, firm, whitish dermal papules, plaques, nodules, or subcutaneous nodules, which can sometimes ulcerate. They are radio-opaque. On biopsy, dermal deposits of calcium are seen, with or without a surrounding foreign-body giant-cell reaction. Calcium deposition may be confirmed on Von Kossa and alizarin red stains.

Tuberous xanthomas are firm, painless, red-yellow nodules that usually develop in pressure areas such as the extensor surfaces of the knees, the elbows, and the buttocks. They can be associated with familial dysbetalipoproteinemia, familial hypercholesterolemia, and even some of the secondary dyslipidemias. Histologic study shows accumulations of vacuolated lipid-laden macrophages (foamy histiocytes) and sometimes multinucleated histiocytes (Touton giant cells). The lipid droplets are dissolved during routine histologic processing, but lipid stains on frozen sections can be useful.

References
  1. Ziff M. The rheumatoid nodule. Arthritis Rheum 1990; 33:761767.
  2. Garcia-Patos V. Rheumatoid nodule. Semin Cutan Med Surg 2007; 26:100107.
  3. Bywaters EGL. A variant of rheumatoid arthritis characterized by recurrent digital pad nodules and palmar fasciitis, closely resembling palindromic rheumatism. Ann Rheum Dis 1949; 8:230.
  4. Couret M, Combe B, Chuong VT, et al. Rheumatoid nodulosis: report of two new cases and discussion of diagnostic criteria. J Rheumatol 1988; 15:14271430.
  5. McCarty DJ. Complete reversal of rheumatoid nodulosis. J Rheumatol 1991; 18:736737.
  6. Kai Y, Anzai S, Shibuya H, et al. A case of rheumatoid nodulosis successfully treated with surgery. J Dermatol 2004; 31:910915.
  7. Ching DW, Petrie JP, Klemp P, Jones JG. Injection therapy of superficial rheumatoid nodules. Br J Rheumatol 1992; 31:775777.
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Address: Soumya Chatterjee, MD, MS, FRCP, Department of Rheumatic and Immunologic Diseases, A50, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

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Assistant Professor, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University; Staff, Department of Rheumatic and Immunologic Diseases, Cleveland Clinic

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A 51-year-old diabetic man presents with a 1-year history of episodic pain, swelling, and stiffness in some of the metacarpophalangeal (MCP) and proximal interphalangeal (PIP) joints of his fingers. During these episodes, he has significant morning stiffness. He says he has no other joint problems or back pain. A review of systems is otherwise unremarkable.

Figure 1.
On physical examination, he has swelling and tenderness of some MCP and PIP joints in an asymmetrical distribution. The rest of the physical examination is normal, with no clinical evidence of joint deformities, and no evidence of psoriasis of the skin or nails.

Figure 2.
Over the course of the next 2 years, nodules (Figures 1–4) appear over the fingers and, recently, over the Achilles tendons.

WHAT IS THE MOST LIKELY DIAGNOSIS?

  • Gouty tophi
  • Rheumatoid nodulosis
  • Calcinosis cutis
  • Tuberous xanthomas

GOUTY TOPHI: OUR INITIAL IMPRESSION

Figure 3.
In view of the location of the nodules, the intermittent joint symptoms, and the patient’s sex, our initial clinical impression was that he had gouty tophi. However, he had no history of previous attacks (including podagra). Furthermore, material aspirated from these nodules did not reveal monosodium urate crystals on polarized light microscopy.

Figure 4.
Though our patient’s initial rheumatoid factor test was negative, a test for cyclic citrullinated peptide (CCP) antibodies was positive, ie, 144 units (> 60 units is considered strongly positive). (CCP antibodies are known to be specific markers for rheumatoid arthritis, but their significance in rheumatoid nodulosis is unknown.) Acute-phase reactants (erythrocyte sedimentation rate, C-reactive protein level) were always normal. The serum uric acid level was 4.3 mg/dL (reference range 3.0–8.0 mg/dL). Radiographs showed focal soft tissue swellings (consistent with the nodules), but joint spaces were maintained and there were no erosions.

RHEUMATOID NODULOSIS: THE TRUE DIAGNOSIS

The patient’s nodules kept growing, and new ones kept developing, causing significant impairment of hand function. Hence, some of the larger nodules were surgically removed. The resected specimens revealed a yellow nodular cut surface on sectioning. Histopathologic analysis revealed multiple necrobiotic nodules, consistent with rheumatoid nodulosis. Urate crystals were not seen on histology, although crystals can be dissolved in some tissue preparations, and gouty tophi provoke pathologically a granulomatous inflammatory reaction. However, unlike what is expected with gouty tophi, material aspirated from the nodules did not reveal monosodium urate crystals on polarized light microscopy. A repeat rheumatoid factor test 2 years after his initial presentation became positive at 57 IU/ mL (normal < 20 IU/mL).

Comment. Rheumatoid nodules are one of the most common extra-articular manifestations of rheumatoid arthritis, seen in 20% to 25% of cases, and they are usually associated with seropositivity for rheumatoid factor and with more aggressive disease.1 Rheumatoid nodulosis, on the other hand, usually runs a more benign clinical course.2 It was first described in 1949,3 and the diagnostic criteria were developed in 1988 by Couret et al.4 Patients develop nontender subcutaneous rheumatoid nodules, usually around areas of repeated microtrauma.2 Often there is a history of attacks of palindromic rheumatism, characterized by recurrent, self-limited episodes of monoarthritis or polyarthritis without an alternative explanation, as in this patient. However, systemic manifestations of rheumatoid arthritis and radiologic evidence of joint damage are often not seen. Rheumatoid factor positivity is also not a requirement. Over time, some patients progress to full-blown rheumatoid arthritis. Methotrexate use has been associated with accelerated rheumatoid nodulosis in some rheumatoid arthritis patients.2

Rheumatoid nodulosis can be progressive and difficult to treat. Hydroxychloroquine has induced complete resolution in some cases.5 Surgical removal of the nodules may be considered if they limit joint motion.6 A placebo-controlled, double-blind trial of intralesional corticosteroid injection has demonstrated efficacy in reducing nodule size.7

In our patient, treatment with hydroxychloroquine, sulfasalazine, and methotrexate did not relieve the joint pain, nor did these drugs stop the nodules from growing. He was started on the tumor necrosis factor antagonist etanercept (Enbrel), which significantly helped the joint pain, but the nodules continued to progress relentlessly. Some of the larger nodules were later injected with triamcinolone (Kenalog), which led to significant shrinkage in nodule size.

THE OTHER DIAGNOSTIC CHOICES

The other two choices are unlikely.

Calcinosis cutis results from the cutaneous deposition of insoluble compounds of calcium (hydroxyapatite or amorphous calcium phosphate), due to local or systemic factors, or both. This can be the result either of ectopic calcification in normal tissue in the setting of hypercalcemia or hyperphosphatemia, or of dystrophic calcification in damaged tissue. They appear as multiple, firm, whitish dermal papules, plaques, nodules, or subcutaneous nodules, which can sometimes ulcerate. They are radio-opaque. On biopsy, dermal deposits of calcium are seen, with or without a surrounding foreign-body giant-cell reaction. Calcium deposition may be confirmed on Von Kossa and alizarin red stains.

Tuberous xanthomas are firm, painless, red-yellow nodules that usually develop in pressure areas such as the extensor surfaces of the knees, the elbows, and the buttocks. They can be associated with familial dysbetalipoproteinemia, familial hypercholesterolemia, and even some of the secondary dyslipidemias. Histologic study shows accumulations of vacuolated lipid-laden macrophages (foamy histiocytes) and sometimes multinucleated histiocytes (Touton giant cells). The lipid droplets are dissolved during routine histologic processing, but lipid stains on frozen sections can be useful.

A 51-year-old diabetic man presents with a 1-year history of episodic pain, swelling, and stiffness in some of the metacarpophalangeal (MCP) and proximal interphalangeal (PIP) joints of his fingers. During these episodes, he has significant morning stiffness. He says he has no other joint problems or back pain. A review of systems is otherwise unremarkable.

Figure 1.
On physical examination, he has swelling and tenderness of some MCP and PIP joints in an asymmetrical distribution. The rest of the physical examination is normal, with no clinical evidence of joint deformities, and no evidence of psoriasis of the skin or nails.

Figure 2.
Over the course of the next 2 years, nodules (Figures 1–4) appear over the fingers and, recently, over the Achilles tendons.

WHAT IS THE MOST LIKELY DIAGNOSIS?

  • Gouty tophi
  • Rheumatoid nodulosis
  • Calcinosis cutis
  • Tuberous xanthomas

GOUTY TOPHI: OUR INITIAL IMPRESSION

Figure 3.
In view of the location of the nodules, the intermittent joint symptoms, and the patient’s sex, our initial clinical impression was that he had gouty tophi. However, he had no history of previous attacks (including podagra). Furthermore, material aspirated from these nodules did not reveal monosodium urate crystals on polarized light microscopy.

Figure 4.
Though our patient’s initial rheumatoid factor test was negative, a test for cyclic citrullinated peptide (CCP) antibodies was positive, ie, 144 units (> 60 units is considered strongly positive). (CCP antibodies are known to be specific markers for rheumatoid arthritis, but their significance in rheumatoid nodulosis is unknown.) Acute-phase reactants (erythrocyte sedimentation rate, C-reactive protein level) were always normal. The serum uric acid level was 4.3 mg/dL (reference range 3.0–8.0 mg/dL). Radiographs showed focal soft tissue swellings (consistent with the nodules), but joint spaces were maintained and there were no erosions.

RHEUMATOID NODULOSIS: THE TRUE DIAGNOSIS

The patient’s nodules kept growing, and new ones kept developing, causing significant impairment of hand function. Hence, some of the larger nodules were surgically removed. The resected specimens revealed a yellow nodular cut surface on sectioning. Histopathologic analysis revealed multiple necrobiotic nodules, consistent with rheumatoid nodulosis. Urate crystals were not seen on histology, although crystals can be dissolved in some tissue preparations, and gouty tophi provoke pathologically a granulomatous inflammatory reaction. However, unlike what is expected with gouty tophi, material aspirated from the nodules did not reveal monosodium urate crystals on polarized light microscopy. A repeat rheumatoid factor test 2 years after his initial presentation became positive at 57 IU/ mL (normal < 20 IU/mL).

Comment. Rheumatoid nodules are one of the most common extra-articular manifestations of rheumatoid arthritis, seen in 20% to 25% of cases, and they are usually associated with seropositivity for rheumatoid factor and with more aggressive disease.1 Rheumatoid nodulosis, on the other hand, usually runs a more benign clinical course.2 It was first described in 1949,3 and the diagnostic criteria were developed in 1988 by Couret et al.4 Patients develop nontender subcutaneous rheumatoid nodules, usually around areas of repeated microtrauma.2 Often there is a history of attacks of palindromic rheumatism, characterized by recurrent, self-limited episodes of monoarthritis or polyarthritis without an alternative explanation, as in this patient. However, systemic manifestations of rheumatoid arthritis and radiologic evidence of joint damage are often not seen. Rheumatoid factor positivity is also not a requirement. Over time, some patients progress to full-blown rheumatoid arthritis. Methotrexate use has been associated with accelerated rheumatoid nodulosis in some rheumatoid arthritis patients.2

Rheumatoid nodulosis can be progressive and difficult to treat. Hydroxychloroquine has induced complete resolution in some cases.5 Surgical removal of the nodules may be considered if they limit joint motion.6 A placebo-controlled, double-blind trial of intralesional corticosteroid injection has demonstrated efficacy in reducing nodule size.7

In our patient, treatment with hydroxychloroquine, sulfasalazine, and methotrexate did not relieve the joint pain, nor did these drugs stop the nodules from growing. He was started on the tumor necrosis factor antagonist etanercept (Enbrel), which significantly helped the joint pain, but the nodules continued to progress relentlessly. Some of the larger nodules were later injected with triamcinolone (Kenalog), which led to significant shrinkage in nodule size.

THE OTHER DIAGNOSTIC CHOICES

The other two choices are unlikely.

Calcinosis cutis results from the cutaneous deposition of insoluble compounds of calcium (hydroxyapatite or amorphous calcium phosphate), due to local or systemic factors, or both. This can be the result either of ectopic calcification in normal tissue in the setting of hypercalcemia or hyperphosphatemia, or of dystrophic calcification in damaged tissue. They appear as multiple, firm, whitish dermal papules, plaques, nodules, or subcutaneous nodules, which can sometimes ulcerate. They are radio-opaque. On biopsy, dermal deposits of calcium are seen, with or without a surrounding foreign-body giant-cell reaction. Calcium deposition may be confirmed on Von Kossa and alizarin red stains.

Tuberous xanthomas are firm, painless, red-yellow nodules that usually develop in pressure areas such as the extensor surfaces of the knees, the elbows, and the buttocks. They can be associated with familial dysbetalipoproteinemia, familial hypercholesterolemia, and even some of the secondary dyslipidemias. Histologic study shows accumulations of vacuolated lipid-laden macrophages (foamy histiocytes) and sometimes multinucleated histiocytes (Touton giant cells). The lipid droplets are dissolved during routine histologic processing, but lipid stains on frozen sections can be useful.

References
  1. Ziff M. The rheumatoid nodule. Arthritis Rheum 1990; 33:761767.
  2. Garcia-Patos V. Rheumatoid nodule. Semin Cutan Med Surg 2007; 26:100107.
  3. Bywaters EGL. A variant of rheumatoid arthritis characterized by recurrent digital pad nodules and palmar fasciitis, closely resembling palindromic rheumatism. Ann Rheum Dis 1949; 8:230.
  4. Couret M, Combe B, Chuong VT, et al. Rheumatoid nodulosis: report of two new cases and discussion of diagnostic criteria. J Rheumatol 1988; 15:14271430.
  5. McCarty DJ. Complete reversal of rheumatoid nodulosis. J Rheumatol 1991; 18:736737.
  6. Kai Y, Anzai S, Shibuya H, et al. A case of rheumatoid nodulosis successfully treated with surgery. J Dermatol 2004; 31:910915.
  7. Ching DW, Petrie JP, Klemp P, Jones JG. Injection therapy of superficial rheumatoid nodules. Br J Rheumatol 1992; 31:775777.
References
  1. Ziff M. The rheumatoid nodule. Arthritis Rheum 1990; 33:761767.
  2. Garcia-Patos V. Rheumatoid nodule. Semin Cutan Med Surg 2007; 26:100107.
  3. Bywaters EGL. A variant of rheumatoid arthritis characterized by recurrent digital pad nodules and palmar fasciitis, closely resembling palindromic rheumatism. Ann Rheum Dis 1949; 8:230.
  4. Couret M, Combe B, Chuong VT, et al. Rheumatoid nodulosis: report of two new cases and discussion of diagnostic criteria. J Rheumatol 1988; 15:14271430.
  5. McCarty DJ. Complete reversal of rheumatoid nodulosis. J Rheumatol 1991; 18:736737.
  6. Kai Y, Anzai S, Shibuya H, et al. A case of rheumatoid nodulosis successfully treated with surgery. J Dermatol 2004; 31:910915.
  7. Ching DW, Petrie JP, Klemp P, Jones JG. Injection therapy of superficial rheumatoid nodules. Br J Rheumatol 1992; 31:775777.
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Eosinophilic esophagitis: An increasingly recognized cause of dysphagia, food impaction, and refractory heartburn

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Eosinophilic esophagitis: An increasingly recognized cause of dysphagia, food impaction, and refractory heartburn

Figure 1.
Until recently, the cause of intermittent or progressive difficulty swallowing solids was thought to be a mechanical problem such as a stricture, ring, or cancer, whereas motility disorders such as achalasia or diffuse esophageal spasm were implicated in difficulty swallowing both solids and liquids. But now we are becoming aware of a relatively new disease, eosinophilic esophagitis, as a cause of dysphagia in both adults and children (Figure 1).

Abundant eosinophils in the esophagus were first described in 1977 in a 51-year-old man with dysphagia, chest pain, and a personal history of severe asthma and marked peripheral eosinophilia.1 In 1983, a similar case was reported in an adolescent with dysphagia.2 In both patients, large numbers of eosinophils were also noted in the duodenum, suggesting that these findings were part of a systemic hypereosinophilic syndrome.

Increased numbers of eosinophils in the gastrointestinal tract have been described in a number of diseases, including Crohn disease, connective tissue disorders, malignancy, various infections, and drug hypersensitivity reactions. However, not until 1993 was eosinophilic esophagitis described as a distinct clinical entity, consisting of isolated esophageal eosinophilia (typically more than 15 eosinophils per high-power field) in patients with dysphagia.3

Now, epidemiologic studies suggest that eosinophilic esophagitis may be as common as inflammatory bowel disease. In a study of children in Cincinnati, OH,4 the incidence was estimated at 10 per 100,000 children per year and the prevalence was estimated at 43 per 100,000. Of interest, 97% of cases were diagnosed after the year 2000.

RISING INCIDENCE, OR INCREASED RECOGNITION?

Over the last several years, the number of reported cases has increased substantially as interest in this disease has grown. The increase has been attributed in part to heightened awareness of this condition among clinicians and, hence, more esophageal biopsies being performed. Similarly, pathologists may have previously attributed esophageal eosinophilia to gastroesophageal reflux disease (GERD). However, the prevalence of eosinophilic esophagitis increased 10-fold between 1989 and 2003 in a fixed and stable adult population in Olten, Switzerland, suggesting that more than just increased awareness is responsible for this dramatic rise.5

PATHOGENESIS: SIMILAR TO OTHER ALLERGIC DISEASES?

The growing incidence of eosinophilic esophagitis parallels that of asthma, eczema, allergic rhinitis, and other atopic diseases, raising the possibility that these disorders share common environmental exposures and similar inflammatory pathways.6 The pathologic mechanisms of eosinophilic esophagitis are unknown, but emerging evidence suggests that, like other allergic diseases, it is an immune response mediated by type 2 T helper cells.

Several animal studies support this hypothesis. Mice sensitized and then exposed to aeroallergens developed both allergic airway inflammation and eosinophilic esophagitis. Interleukin 5, a cytokine involved in asthma, also helps recruit eosinophils into the esophagus, as transgenic mice deficient in interleukin 5 do not develop esophageal eosinophilia upon allergen exposure.7

Recently, eotaxin-3, a potent attractant for eosinophils, was shown to be markedly overexpressed in children with eosinophilic esophagitis compared with controls.8

Acid reflux does not appear to be a causative factor in most patients. However, reflux may play a secondary role, as some patients have experienced symptomatic, endoscopic, and histologic resolution of eosinophilic esophagitis after treatment with a proton pump inhibitor.9

GERD AND EOSINOPHILIC ESOPHAGITIS: WHAT IS THE RELATIONSHIP?

Given the high prevalence of GERD in the general population, much time and effort have been spent on comparing eosinophilic esophagitis with GERD. In fact, some endoscopic features typically seen in eosinophilic esophagitis were previously attributed to acid reflux.10

Both diseases share varying degrees of esophageal eosinophilia, and some have speculated on the relationship of eosinophilic esophagitis and GERD. Spechler et al11 recently suggested that the mucosal injury caused by acid reflux may allow swallowed allergens to penetrate an esophageal layer that is otherwise impermeable to most proteins, thereby causing mild eosinophilia. Conversely, the intense degranulation of activated eosinophils seen in eosinophilic esophagitis can trigger changes in the lower esophageal sphincter that could predispose to acid reflux.

Although their clinical and pathologic features may overlap, GERD and eosinophilic esophagitis appear to have different genetic profiles. In a recent pediatric study, Blanchard et al8 found that genes up-regulated in eosinophilic esophagitis were markedly different than those in chronic esophagitis. This suggests that while the two diseases share a constellation of symptoms, they have a different pathogenesis. Nevertheless, because of this possible overlap, the diagnosis of eosinophilic esophagitis should be made after acid reflux has been either treated or excluded with pH testing (see below).

 

 

THE ROLE OF ENVIRONMENTAL ALLERGENS AND GENETICS

Studies in children suggest that food allergies are a major contributor to eosinophilic esophagitis. In children, a strict amino-acid elemental diet has led to complete resolution of symptoms and a marked decrease in esophageal eosinophils. However, symptoms tend to recur once patients resume a regular diet.12

It is unclear if dietary modification is effective in adults. In six adults with eosinophilic esophagitis and a history of wheat and rye allergies, symptoms did not improve when these foods were eliminated and did not worsen when they were reintroduced.13

Of interest, there may be a seasonal variation of eosinophilic esophagitis, as suggested by a case report of a 21-year-old woman who had eosinophilic esophagitis that worsened symptomatically and histologically during the pollen season but resolved during winter. This is another example of the role aeroallergens may play in this disease.14

Evidence of a genetic predisposition to this disease is also growing, with a number of case reports describing multiple affected family members spanning generations.15

NEW CONSENSUS ON DIAGNOSTIC CRITERIA

The diagnosis of eosinophilic esophagitis is made histologically, with “marked” eosinophilia on esophageal biopsies, ie, usually 15 or more eosinophils per high-power field. In contrast, a normal esophagus contains almost no eosinophils,16 and esophageal biopsies of patients with GERD usually have fewer than 10 eosinophils per high-power field, with eosinophils limited to the distal esophagus.17

However, a recent systematic review of the literature found 10 different histologic definitions of eosinophilic esophagitis, ranging from more than 5 to more than 30 eosinophils, and more than one-third of the articles included in the review did not contain any specific diagnostic criteria. Similarly, a lack of consensus on the size of a high-power field (ranging from 0.12 to 0.44 mm2) resulted in a 23-fold variability in the description of eosinophil density. Moreover, the biopsy protocols were reported in only 39% of the articles.18

In view of the growing interest in this disease, its increasing recognition, the diagnostic ambiguity described above, and concern about the role of acid reflux, consensus recommendations for its diagnosis and treatment in adults and children have recently been published.19 The current consensus definition for eosinophilic esophagitis is:

  • Clinical symptoms of esophageal dysfunction (eg, dysphagia, food impaction);
  • At least 15 eosinophils per high-power field; and
  • Either no response to a high-dose proton pump inhibitor or normal results on pH monitoring of the distal esophagus.

Figure 2. Top, esophageal biopsy with changes of gastroesophageal reflux disease. Characteristic findings include squamous hyperplasia wherein the basal cell layer accounts for greater than 15% of the mucosal thickness; the subepithelial papillae reach greater than two-thirds of the mucosal thickness; and a variety of inflammatory cells may be present including eosinophils, lymphocytes, and neutrophils. (Hematoxylin and eosin, × 100). Bottom, esophageal biopsy from a patient with eosinophilic esophagitis showing numerous intraepithelial eosinophils (> 15 per high-power field) and superficial eosinophilic microabscesses (arrows). Squamous hyperplasia is seen as well, withelongation of the subepithelial papillae and an expanded basal cell layer. (Hematoxylin and eosin, × 400).
Other features such as basal zone hyperplasia, edema, and papillary elongation are seen to a greater extent in patients with eosinophilic esophagitis than in patients with GERD (Figure 2).20

CLINICAL PRESENTATION

Eosinophilic esophagitis predominantly affects men between the ages of 20 and 40, but cases in women and in younger and older patients have also been reported. Recent systematic reviews found a male-to-female ratio of approximately 3:1.

More than 90% of adults with eosinophilic esophagitis present with intermittent difficulty swallowing solids, while food impaction occurs in more than 60%. Heartburn is the only manifestation in 24% of patients. Noncardiac chest pain, vomiting, and abdominal pain have also been seen, but less frequently.

Up to 80% of patients with eosinophilic esophagitis have a history of atopic disease such as asthma, allergic rhinitis, or allergies to food or medicine. One-third to one-half of patients have peripheral eosinophilia, and up to 55% have increased serum levels of immunoglobulin E (IgE).21

In children, presenting symptoms vary with age and include feeding disorders, vomiting, abdominal pain, and dysphagia. Moreover, children with eosinophilic esophagitis have a higher frequency of atopic symptoms and peripheral eosinophilia than do adults.5,22

Courtesy of Edgar Achkar, MD
Figure 3. Endoscopic appearance of the middle esophagus of a 36-year-old man with eosinophilic esophagitis. Note the multiple concentric rings resembling the trachea. Linear furrows (white arrows) are also a common finding. The small white papule (black arrows) proved on histologic study to be an eosinophilic microabscess.
Although no single endoscopic feature of eosinophilic esophagitis is pathognomonic, the esophagus shows mucosal fragility in 59% of cases, a corrugated or ringed appearance in 49%, strictures in 40%, whitish papules in 16%, and a narrow caliber in 5% (Figure 3).21 Many of these features, including longitudinal furrows, are subtle and can be missed. Between 9% and 32% of patients with symptoms suggesting eosinophilic esophagitis have normal endoscopic findings.

Although motor abnormalities are common in patients with eosinophilic esophagitis (up to 40% of patients have esophageal manometric abnormalities, including uncoordinated contractions and ineffective peristalsis),21 esophageal manometry is of limited diagnostic value and so is not recommended as a routine test.19

Courtesy of Edgar Achkar, MD
Figure 4. Barium esophagram of a 23-year-old man with eosinophilic esophagitis. The arrows in the middle esophagus show focal narrowing and subtle concentric rings, referred to as trachealization.
Radiographically, eosinophilic esophagitis can appear as a series of concentric rings on barium study—hence the term “ringed esophagus” (Figure 4). In a study of 14 patients with eosinophilic esophagitis, 10 (70%) had strictures of various length with rings within the strictures.23

These findings support the theory that inflammation can lead to submucosal fibrosis, remodeling, narrowing, and eventually symptoms. Furthermore, two recent studies found that children with eosinophilic esophagitis had increased subepithelial collagen deposition in their biopsy specimens,24 suggesting increased potential for fibrosis. Also increased are transforming growth factor beta (a profibrotic cytokine) and vascular cell adhesion molecule 1, which is implicated in angiogenesis.25

Although many patients with eosinophilic esophagitis have abnormal findings on barium radiography, the test is most useful before esophagogastroduodenoscopy to determine whether a stricture is present and potentially to guide endoscopic dilation.19

 

 

NATURAL HISTORY: CHRONIC, RELAPSING, AND MOST LIKELY BENIGN

Our understanding of the natural history of eosinophilic esophagitis is limited, but the available evidence suggests that its prognosis is favorable.

Thirty adults followed for up to 11.5 years remained in good health, maintained their weight, and had no evidence of nutritional deficiencies.26 However, all but 1 patient continued to have dysphagia, with the overall intensity of dysphagia increasing in 7 (23%), remaining stable and persistent in 11 (37%), and decreasing in the remainder. In over half of these patients, the disease impaired quality of life. The only treatment offered was endoscopic dilation, which 11 patients required. Patients with peripheral blood eosinophilia and those with more pronounced findings on endoscopy were more likely to have symptoms at follow-up.

Although dysphagia persisted, the number of eosinophils in esophageal biopsy specimens decreased significantly over time, suggesting that the intense eosinophilic infiltration seen earlier in the disease may evolve into fibrosis and remodeling, similar to that seen in asthma and other chronic atopic diseases. Unlike in Barrett esophagus, a premalignant complication of longstanding GERD, there appeared to be no increased risk of esophageal cancer in these patients with eosinophilic esophagitis during the follow-up period.26

TREATMENT

Dietary therapy

Strict elemental amino-acid diets have resulted in complete symptomatic and histologic resolution of eosinophilic esophagitis in children. However, these elemental diets often have to be given by nasogastric tube because they are unpalatable, and the disease tends to return once the diet is discontinued.27

Elimination diets, based either on avoiding the six foods most commonly associated with allergy (egg, wheat, soy, cow’s milk protein, seafood, peanuts) or on allergy testing such as skin prick testing or atopy patch testing, have shown promise in children.12,28 However, similar large-scale studies of elimination diets in adults have not been conducted.

Allergy evaluation

The recent consensus recommendations devoted considerable attention to the role of allergy evaluation.19 Between 50% and 80% of patients with eosinophilic esophagitis have a coexisting atopic disease such as atopic dermatitis, eczema, allergic rhinitis, or asthma, with a higher prevalence in children than in adults. In these patients, evidence suggests that allergy testing may predict response to therapy. Therefore, the current recommendation is for all patients with eosinophilic esophagitis to undergo a complete evaluation by an experienced allergist.

Checking the peripheral blood eosinophil count before and after treatment is reasonable, as many patients have elevated eosinophil counts that decrease after treatment.

Similarly, many patients with eosinophilic esophagitis have elevated serum total IgE levels, which suggests a concomitant atopic disease. Therefore, total IgE levels should also be checked before and after treatment. Checking for IgE against specific aeroallergens is recommended, but checking for IgE against specific food antigens has not proven beneficial at this time. Similarly, skin prick testing for aeroallergens may be useful, but not for food allergens.

Data on atopy patch testing in eosinophilic esophagitis are currently limited but promising.19

Medical therapy

Swallowed fluticasone (Flonase, using an inhaler) is the mainstay of therapy for both children and adults.

In one case series, 21 adult patients with eosinophilic esophagitis received a 6-week course of swallowed fluticasone 220 μg/puff, two to four puffs twice daily. Symptoms completely resolved in all patients for at least 4 months, and no patient needed endoscopic dilation.29

In another study, 19 patients treated with fluticasone for 4 weeks showed dramatic improvement both symptomatically and histologically. However, after 3 months, 14 (74%) of the 19 patients had a recurrence of symptoms, pointing to the chronic relapsing nature of this disease.30

The only randomized placebo-controlled trial of fluticasone to date has been in children. Konikoff et al31 found that a 3-month course of fluticasone induced remission, defined as less than one eosinophil per high-power field, in 50% of patients, compared with 9% in the placebo group.

Swallowed fluticasone is generally well tolerated, although cases of esophageal candidiasis have been reported.30

Acid suppression still has an unclear role in the treatment of eosinophilic esophagitis. As mentioned above, the disease is defined as the presence or persistence of esophageal eosinophilia after acid reflux has been maximally treated or ruled out. Most patients referred for further evaluation of eosinophilic esophagitis have tried twice-daily proton pump inhibitor therapy without success. The impact of concomitant therapy with a proton pump inhibitor has not yet been determined, but the recent guidelines suggest that these drugs are reasonable as co-therapy in patients who also have GERD symptoms.19

In patients whose symptoms do not improve with fluticasone, several other medications have been used:

Systemic corticosteroids have been used with success in both adults and children with hypereosinophilic syndromes, as well as in patients with refractory eosinophilic esophagitis, but adverse effects limit their routine and long-term use.

Cromolyn sodium (NasalCrom, Intal), a mast cell stabilizer, and montelukast (Singulair), a leukotriene inhibitor, have been used with limited success.32

Mepolizumab (Bosatria), a humanized monoclonal antibody to human interleukin 5, decreased the number of eosinophils in the esophagus and peripheral blood and improved clinical symptoms in patients with refractory eosinophilic esophagitis in a recent open-label trial.33 Further studies with mepolizumab and other biologic agents are expected.

Endoscopic dilation

Endoscopic dilation with either a guidewire or a balloon technique is often used to treat strictures and a diffusely narrowed esophagus in patients with eosinophilic esophagitis.

As mentioned above, a common endoscopic feature is mucosal fragility, which has been described as resembling crepe paper. Shearing and longitudinal splitting of this fragile mucosa may occur after dilation therapy.

Although esophageal dilation may be done safely in patients with eosinophilic esophagitis, the risk of perforation appears to be greater than in those with other indications for dilation.

Nevertheless, immediate symptomatic improvement has been reported in 83% of patients after dilation, with symptoms recurring in 20% within 3 to 8 months.34 Current recommendations suggest that dilation should be done cautiously in patients who have documented esophageal narrowing for which drug therapy has failed.

 

 

RECOMMENDED APPROACH

The approach to diagnosing and treating eosinophilic esophagitis begins with being aware of its prevalence. One should suspect it more in younger patients presenting with intermittent dysphagia, food impaction, or heartburn that does not respond to maximal doses of a proton pump inhibitor. Special attention should be paid to a personal or family history of allergic diseases or similar symptoms.

According to the consensus recommendations, barium esophagography is useful if the presentation suggests long-standing disease and associated esophageal stricture.

Upper endoscopy is performed, with biopsies obtained in the proximal, middle, and distal esophagus regardless of the appearance of the esophageal mucosa. Biopsies of the stomach and duodenum are also recommended to rule out eosinophilic gastroenteritis.19

After biopsy confirms the diagnosis, a trial of a proton pump inhibitor in maximum doses (usually twice daily) for 8 weeks is recommended if not already tried. If there is evidence of eosinophilic esophagitis on repeat endoscopy and biopsy studies after proton pump inhibitor therapy, the next step is swallowed fluticasone (220 μg, up to four puffs twice daily) for 6 to 8 weeks, with follow-up visits to confirm resolution of symptoms. Without a spacer, the fluticasone is swallowed after maximal expiration. Patients are instructed to avoid food and liquids for at least 30 minutes after use.

Optimal strategies for monitoring in adults have yet to be established, and following symptoms alone may or may not be sufficient.19 Our approach is to follow for symptomatic improvement after treatment is completed, and to consider repeat endoscopy with biopsy if the patient’s symptoms do not improve or if the patient has a recurrence after treatment.

In patients with evidence of long-standing esophageal narrowing or poor response to drug therapy, esophageal dilation can be performed after careful consideration.

Although data are limited as to the role of specific allergens in adult eosinophilic esophagitis, patients with eosinophilic esophagitis are referred to an allergist for allergy testing. Offending food or aeroallergens are removed for a period of time and patients are followed for changes in symptoms.

For patients who do not respond to swallowed fluticasone, proton pump inhibitors, or both, other medications such as systemic steroids, montelukast, or cromolyn can be considered. In the near future, anti-interleukin 5 therapy may be another option.

Patients are asked to return periodically for evaluation after treatment. Due to the chronic and relapsing nature of eosinophilic esophagitis, various therapies (especially fluticasone) are often restarted or continued because of symptom recurrence.

References
  1. Dobbins JW, Sheahan DG, Behar J. Eosinophilic gastroenteritis with esophageal involvement. Gastroenterology 1977; 72:13121316.
  2. Matzinger MA, Daneman A. Esophageal involvement in eosinophilic gastroenteritis. Pediatr Radiol 1983; 13:3538.
  3. Attwood SE, Smyrk TC, Demeester TR, Jones JB. Esophageal eosinophilia with dysphagia. Dig Dis Sci 1993; 38:109116.
  4. Noel RJ, Putnam PE, Rothenberg ME. Eosinophilic esophagitis. N Engl J Med 2004; 351:940941.
  5. Straumann A, Simon HU. Eosinophilic esophagitis: escalating epidemiology? J Allergy Clin Immunol 2005; 115:418419.
  6. Rothenberg ME. Eosinophilic gastrointestinal disorders (EGID). J Allergy Clin Immunol 2004; 113:1128.
  7. Mishra A, Rothenberg ME. Intratracheal IL-13 induces eosinophilic esophagitis by an IL-5, eotaxin-1, and STAT6-dependent mechanism. Gastroenterology 2003; 125:14191427.
  8. Blanchard C, Wang N, Stringer KF, et al. Eotaxin-3 and a uniquely conserved gene-expression profile in eosinophilic esophagitis. J Clin Invest 2006; 116:536547.
  9. Ngo P, Furuta G, Antonioli D, Fox V. Eosinophils in the esophagus—peptic or allergic eosinophilic esophagitis? Case series of three patients with esophageal eosinophilia. Am J Gastroenterol 2006; 101:16661670.
  10. Morrow JB, Vargo JJ, Goldblum JR, Richter JE. The ringed esophagus—histologic features of GERD. Am J Gastroenterol 2001; 96:984989.
  11. Spechler SJ, Genta RM, Souza RF. Thoughts on the complex relationship between gastroesophageal reflux disease and eosinophilic esophagitis. Am J Gastroenterol 2007; 102:13011306.
  12. Markowitz JE, Spergel JM, Ruchelli E, Liacouras CA. Elemental diet is an effective treatment for eosinophilic esophagitis in children and adolescents. Am J Gastroenterol 2003; 98:777782.
  13. Simon D, Straumann A, Wenk A, et al. Eosinophilic esophagitis in adults: no clinical relevance of wheat and rye sensitizations. Allergy 2006; 61:14801483.
  14. Fogg MI, Ruchelli E, Spergel JM. Pollen and eosinophilic esophagitis. J Allergy Clin Immunol 2003; 112:796797.
  15. Zink DA, Amin M, Gebara S, Desai TK. Familial dysphagia and eosinophilia. Gastrointest Endoscop 2007; 65:330334.
  16. Dellon ES, Aderoju A, Woosely JT, et al. Variability in diagnostic criteria for eosinophilic esophagitis: a systematic review. Am J Gastroenterol 2007; 102:23002313.
  17. Furuta GT, Liacouras CA, Collins MH, et al. Eosinophilic esophagitis in children and adults: a systematic review and consensus recommendations for diagnosis and treatment. Gastroenterology 2007; 133:13421363.
  18. Parfitt JR, Gregor JC, Suskin NG, Jawa HA. Eosinophilic esophagitis in adults: distinguishing features from gastroesophageal reflux disease: a study of 41 patients. Mod Pathol 2006; 19:9096.
  19. Kato M, Kephart GM, Talley NJ, et al. Eosinophil infiltration and degranulation in normal human tissue. Anat Rec 1998; 242:418425.
  20. Steiner SJ, Gupta SK, Croffie JM, Fitzgerald JF. Correlation between number of eosinophils and reflux index on same day esophageal biopsy and 24 hour esophageal pH monitoring. Am J Gastroenterol 2004; 99:801805.
  21. Sgouros SN, Bergele C, Mantides A. Eosinophilic esophagitis in adults: a systematic review. Eur J Gastroenterol Hepatol 2006; 18:211217.
  22. Liacouras CA, Spergel JM, Ruchelli E, Verma R. Eosinophilic esophagitis: a 10-year experience in 381 children. Clin Gastroenterol Hepatol 2005; 3:11981206.
  23. Zimmerman SL, Levine MS, Rubesin SE, et al. Idiopathic eosino-philic esophagitis in adults: the ringed esophagus. Radiology 2005; 236:159165.
  24. Chehade M, Sampson HA, Morotti RA, Magrid MS. Esophageal sub-epithelial fibrosis in children with eosinophilic esophagitis. J Pediatr Gastroenterol Nutr 2007; 45:319328.
  25. Aceves SS, Newbury RO, Dohil R, et al. Esophageal remodeling in pediatric eosinophilic esophagitis. J Allergy Clin Immunol 2007; 119:206212.
  26. Straumann A, Spichtin HP, Grize L, et al. Natural history of primary eosinophilic esophagitis: a follow-up of 30 adult patients for up to 11.5 years. Gastroenterology 2003; 125:16601669.
  27. Kelly KJ, Lazenby AJ, Rowe PC, et al. Eosinophilic esophagitis attributed to gastroesophageal reflux: improvement with an amino acid-based formula. Gastroenterology 1995; 109:15031512.
  28. Kagalwalla AF, Sentongo TA, Ritz S, et al. Effect of six-food elimination diet on clinical and histologic outcomes in eosinophilic esophagitis. Clin Gastroenterol Hepatol 2006; 4:10971102.
  29. Arora AS, Perrault J, Smyrk TC. Topical corticosteroid treatment of dysphagia due to eosinophilic esophagitis in adults. Mayo Clin Proc 2003; 78:830835.
  30. Remedios M, Campbell C, Jones DM, Kerlin P. Eosinophilic esophagitis in adults: clinical, endoscopic, histologic findings, and response to treatment with fluticasone propionate. Gastrointest Endoscop 2006; 63:312.
  31. Konikoff MR, Noel RJ, Blanchard C, et al. A randomized, double-blind, placebo-controlled trial of fluticasone propionate for pediatric eosinophilic esophagitis. Gastroenterology 2006; 131:13811391.
  32. Attwood SE, Lewis CJ, Bronder CS, et al. Eosinophilic oesophagitis: a novel treatment using montelukast. Gut 2003; 52:181185.
  33. Stein ML, Collins MH, Villanueva JM, et al. Anti-IL-5 (mepolizumab) therapy for eosinophilic esophagitis. J Allergy Clin Immunol 2006; 118:13121319.
  34. Sgouros SN, Bergele C, Mantides A. Eosinophilic esophagitis in adults: what is the clinical significance? Endoscopy 2006; 38:512520.
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Ilche T. Nonevski, MD, MBA
Department of Gastroenterology and Hepatology, Center for Swallowing and Esophageal Disorders, Cleveland Clinic

Erinn Downs-Kelly, DO
Department of Anatomic Pathology, Cleveland Clinic

Gary W. Falk, MD, MS
Department of Gastroenterology and Hepatology, Center for Swallowing and Esophageal Disorders, Cleveland Clinic; Professor of Medicine, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University

Address: Gary W. Falk, MD, MS, Department of Gastroenterology and Hepatology, A31, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

Dr. Falk has disclosed that he has received consulting fees from the AstraZeneca, Ception Therapeutics, Nycomed, and TAP corporations.

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Ilche T. Nonevski, MD, MBA
Department of Gastroenterology and Hepatology, Center for Swallowing and Esophageal Disorders, Cleveland Clinic

Erinn Downs-Kelly, DO
Department of Anatomic Pathology, Cleveland Clinic

Gary W. Falk, MD, MS
Department of Gastroenterology and Hepatology, Center for Swallowing and Esophageal Disorders, Cleveland Clinic; Professor of Medicine, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University

Address: Gary W. Falk, MD, MS, Department of Gastroenterology and Hepatology, A31, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

Dr. Falk has disclosed that he has received consulting fees from the AstraZeneca, Ception Therapeutics, Nycomed, and TAP corporations.

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Ilche T. Nonevski, MD, MBA
Department of Gastroenterology and Hepatology, Center for Swallowing and Esophageal Disorders, Cleveland Clinic

Erinn Downs-Kelly, DO
Department of Anatomic Pathology, Cleveland Clinic

Gary W. Falk, MD, MS
Department of Gastroenterology and Hepatology, Center for Swallowing and Esophageal Disorders, Cleveland Clinic; Professor of Medicine, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University

Address: Gary W. Falk, MD, MS, Department of Gastroenterology and Hepatology, A31, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

Dr. Falk has disclosed that he has received consulting fees from the AstraZeneca, Ception Therapeutics, Nycomed, and TAP corporations.

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Figure 1.
Until recently, the cause of intermittent or progressive difficulty swallowing solids was thought to be a mechanical problem such as a stricture, ring, or cancer, whereas motility disorders such as achalasia or diffuse esophageal spasm were implicated in difficulty swallowing both solids and liquids. But now we are becoming aware of a relatively new disease, eosinophilic esophagitis, as a cause of dysphagia in both adults and children (Figure 1).

Abundant eosinophils in the esophagus were first described in 1977 in a 51-year-old man with dysphagia, chest pain, and a personal history of severe asthma and marked peripheral eosinophilia.1 In 1983, a similar case was reported in an adolescent with dysphagia.2 In both patients, large numbers of eosinophils were also noted in the duodenum, suggesting that these findings were part of a systemic hypereosinophilic syndrome.

Increased numbers of eosinophils in the gastrointestinal tract have been described in a number of diseases, including Crohn disease, connective tissue disorders, malignancy, various infections, and drug hypersensitivity reactions. However, not until 1993 was eosinophilic esophagitis described as a distinct clinical entity, consisting of isolated esophageal eosinophilia (typically more than 15 eosinophils per high-power field) in patients with dysphagia.3

Now, epidemiologic studies suggest that eosinophilic esophagitis may be as common as inflammatory bowel disease. In a study of children in Cincinnati, OH,4 the incidence was estimated at 10 per 100,000 children per year and the prevalence was estimated at 43 per 100,000. Of interest, 97% of cases were diagnosed after the year 2000.

RISING INCIDENCE, OR INCREASED RECOGNITION?

Over the last several years, the number of reported cases has increased substantially as interest in this disease has grown. The increase has been attributed in part to heightened awareness of this condition among clinicians and, hence, more esophageal biopsies being performed. Similarly, pathologists may have previously attributed esophageal eosinophilia to gastroesophageal reflux disease (GERD). However, the prevalence of eosinophilic esophagitis increased 10-fold between 1989 and 2003 in a fixed and stable adult population in Olten, Switzerland, suggesting that more than just increased awareness is responsible for this dramatic rise.5

PATHOGENESIS: SIMILAR TO OTHER ALLERGIC DISEASES?

The growing incidence of eosinophilic esophagitis parallels that of asthma, eczema, allergic rhinitis, and other atopic diseases, raising the possibility that these disorders share common environmental exposures and similar inflammatory pathways.6 The pathologic mechanisms of eosinophilic esophagitis are unknown, but emerging evidence suggests that, like other allergic diseases, it is an immune response mediated by type 2 T helper cells.

Several animal studies support this hypothesis. Mice sensitized and then exposed to aeroallergens developed both allergic airway inflammation and eosinophilic esophagitis. Interleukin 5, a cytokine involved in asthma, also helps recruit eosinophils into the esophagus, as transgenic mice deficient in interleukin 5 do not develop esophageal eosinophilia upon allergen exposure.7

Recently, eotaxin-3, a potent attractant for eosinophils, was shown to be markedly overexpressed in children with eosinophilic esophagitis compared with controls.8

Acid reflux does not appear to be a causative factor in most patients. However, reflux may play a secondary role, as some patients have experienced symptomatic, endoscopic, and histologic resolution of eosinophilic esophagitis after treatment with a proton pump inhibitor.9

GERD AND EOSINOPHILIC ESOPHAGITIS: WHAT IS THE RELATIONSHIP?

Given the high prevalence of GERD in the general population, much time and effort have been spent on comparing eosinophilic esophagitis with GERD. In fact, some endoscopic features typically seen in eosinophilic esophagitis were previously attributed to acid reflux.10

Both diseases share varying degrees of esophageal eosinophilia, and some have speculated on the relationship of eosinophilic esophagitis and GERD. Spechler et al11 recently suggested that the mucosal injury caused by acid reflux may allow swallowed allergens to penetrate an esophageal layer that is otherwise impermeable to most proteins, thereby causing mild eosinophilia. Conversely, the intense degranulation of activated eosinophils seen in eosinophilic esophagitis can trigger changes in the lower esophageal sphincter that could predispose to acid reflux.

Although their clinical and pathologic features may overlap, GERD and eosinophilic esophagitis appear to have different genetic profiles. In a recent pediatric study, Blanchard et al8 found that genes up-regulated in eosinophilic esophagitis were markedly different than those in chronic esophagitis. This suggests that while the two diseases share a constellation of symptoms, they have a different pathogenesis. Nevertheless, because of this possible overlap, the diagnosis of eosinophilic esophagitis should be made after acid reflux has been either treated or excluded with pH testing (see below).

 

 

THE ROLE OF ENVIRONMENTAL ALLERGENS AND GENETICS

Studies in children suggest that food allergies are a major contributor to eosinophilic esophagitis. In children, a strict amino-acid elemental diet has led to complete resolution of symptoms and a marked decrease in esophageal eosinophils. However, symptoms tend to recur once patients resume a regular diet.12

It is unclear if dietary modification is effective in adults. In six adults with eosinophilic esophagitis and a history of wheat and rye allergies, symptoms did not improve when these foods were eliminated and did not worsen when they were reintroduced.13

Of interest, there may be a seasonal variation of eosinophilic esophagitis, as suggested by a case report of a 21-year-old woman who had eosinophilic esophagitis that worsened symptomatically and histologically during the pollen season but resolved during winter. This is another example of the role aeroallergens may play in this disease.14

Evidence of a genetic predisposition to this disease is also growing, with a number of case reports describing multiple affected family members spanning generations.15

NEW CONSENSUS ON DIAGNOSTIC CRITERIA

The diagnosis of eosinophilic esophagitis is made histologically, with “marked” eosinophilia on esophageal biopsies, ie, usually 15 or more eosinophils per high-power field. In contrast, a normal esophagus contains almost no eosinophils,16 and esophageal biopsies of patients with GERD usually have fewer than 10 eosinophils per high-power field, with eosinophils limited to the distal esophagus.17

However, a recent systematic review of the literature found 10 different histologic definitions of eosinophilic esophagitis, ranging from more than 5 to more than 30 eosinophils, and more than one-third of the articles included in the review did not contain any specific diagnostic criteria. Similarly, a lack of consensus on the size of a high-power field (ranging from 0.12 to 0.44 mm2) resulted in a 23-fold variability in the description of eosinophil density. Moreover, the biopsy protocols were reported in only 39% of the articles.18

In view of the growing interest in this disease, its increasing recognition, the diagnostic ambiguity described above, and concern about the role of acid reflux, consensus recommendations for its diagnosis and treatment in adults and children have recently been published.19 The current consensus definition for eosinophilic esophagitis is:

  • Clinical symptoms of esophageal dysfunction (eg, dysphagia, food impaction);
  • At least 15 eosinophils per high-power field; and
  • Either no response to a high-dose proton pump inhibitor or normal results on pH monitoring of the distal esophagus.

Figure 2. Top, esophageal biopsy with changes of gastroesophageal reflux disease. Characteristic findings include squamous hyperplasia wherein the basal cell layer accounts for greater than 15% of the mucosal thickness; the subepithelial papillae reach greater than two-thirds of the mucosal thickness; and a variety of inflammatory cells may be present including eosinophils, lymphocytes, and neutrophils. (Hematoxylin and eosin, × 100). Bottom, esophageal biopsy from a patient with eosinophilic esophagitis showing numerous intraepithelial eosinophils (> 15 per high-power field) and superficial eosinophilic microabscesses (arrows). Squamous hyperplasia is seen as well, withelongation of the subepithelial papillae and an expanded basal cell layer. (Hematoxylin and eosin, × 400).
Other features such as basal zone hyperplasia, edema, and papillary elongation are seen to a greater extent in patients with eosinophilic esophagitis than in patients with GERD (Figure 2).20

CLINICAL PRESENTATION

Eosinophilic esophagitis predominantly affects men between the ages of 20 and 40, but cases in women and in younger and older patients have also been reported. Recent systematic reviews found a male-to-female ratio of approximately 3:1.

More than 90% of adults with eosinophilic esophagitis present with intermittent difficulty swallowing solids, while food impaction occurs in more than 60%. Heartburn is the only manifestation in 24% of patients. Noncardiac chest pain, vomiting, and abdominal pain have also been seen, but less frequently.

Up to 80% of patients with eosinophilic esophagitis have a history of atopic disease such as asthma, allergic rhinitis, or allergies to food or medicine. One-third to one-half of patients have peripheral eosinophilia, and up to 55% have increased serum levels of immunoglobulin E (IgE).21

In children, presenting symptoms vary with age and include feeding disorders, vomiting, abdominal pain, and dysphagia. Moreover, children with eosinophilic esophagitis have a higher frequency of atopic symptoms and peripheral eosinophilia than do adults.5,22

Courtesy of Edgar Achkar, MD
Figure 3. Endoscopic appearance of the middle esophagus of a 36-year-old man with eosinophilic esophagitis. Note the multiple concentric rings resembling the trachea. Linear furrows (white arrows) are also a common finding. The small white papule (black arrows) proved on histologic study to be an eosinophilic microabscess.
Although no single endoscopic feature of eosinophilic esophagitis is pathognomonic, the esophagus shows mucosal fragility in 59% of cases, a corrugated or ringed appearance in 49%, strictures in 40%, whitish papules in 16%, and a narrow caliber in 5% (Figure 3).21 Many of these features, including longitudinal furrows, are subtle and can be missed. Between 9% and 32% of patients with symptoms suggesting eosinophilic esophagitis have normal endoscopic findings.

Although motor abnormalities are common in patients with eosinophilic esophagitis (up to 40% of patients have esophageal manometric abnormalities, including uncoordinated contractions and ineffective peristalsis),21 esophageal manometry is of limited diagnostic value and so is not recommended as a routine test.19

Courtesy of Edgar Achkar, MD
Figure 4. Barium esophagram of a 23-year-old man with eosinophilic esophagitis. The arrows in the middle esophagus show focal narrowing and subtle concentric rings, referred to as trachealization.
Radiographically, eosinophilic esophagitis can appear as a series of concentric rings on barium study—hence the term “ringed esophagus” (Figure 4). In a study of 14 patients with eosinophilic esophagitis, 10 (70%) had strictures of various length with rings within the strictures.23

These findings support the theory that inflammation can lead to submucosal fibrosis, remodeling, narrowing, and eventually symptoms. Furthermore, two recent studies found that children with eosinophilic esophagitis had increased subepithelial collagen deposition in their biopsy specimens,24 suggesting increased potential for fibrosis. Also increased are transforming growth factor beta (a profibrotic cytokine) and vascular cell adhesion molecule 1, which is implicated in angiogenesis.25

Although many patients with eosinophilic esophagitis have abnormal findings on barium radiography, the test is most useful before esophagogastroduodenoscopy to determine whether a stricture is present and potentially to guide endoscopic dilation.19

 

 

NATURAL HISTORY: CHRONIC, RELAPSING, AND MOST LIKELY BENIGN

Our understanding of the natural history of eosinophilic esophagitis is limited, but the available evidence suggests that its prognosis is favorable.

Thirty adults followed for up to 11.5 years remained in good health, maintained their weight, and had no evidence of nutritional deficiencies.26 However, all but 1 patient continued to have dysphagia, with the overall intensity of dysphagia increasing in 7 (23%), remaining stable and persistent in 11 (37%), and decreasing in the remainder. In over half of these patients, the disease impaired quality of life. The only treatment offered was endoscopic dilation, which 11 patients required. Patients with peripheral blood eosinophilia and those with more pronounced findings on endoscopy were more likely to have symptoms at follow-up.

Although dysphagia persisted, the number of eosinophils in esophageal biopsy specimens decreased significantly over time, suggesting that the intense eosinophilic infiltration seen earlier in the disease may evolve into fibrosis and remodeling, similar to that seen in asthma and other chronic atopic diseases. Unlike in Barrett esophagus, a premalignant complication of longstanding GERD, there appeared to be no increased risk of esophageal cancer in these patients with eosinophilic esophagitis during the follow-up period.26

TREATMENT

Dietary therapy

Strict elemental amino-acid diets have resulted in complete symptomatic and histologic resolution of eosinophilic esophagitis in children. However, these elemental diets often have to be given by nasogastric tube because they are unpalatable, and the disease tends to return once the diet is discontinued.27

Elimination diets, based either on avoiding the six foods most commonly associated with allergy (egg, wheat, soy, cow’s milk protein, seafood, peanuts) or on allergy testing such as skin prick testing or atopy patch testing, have shown promise in children.12,28 However, similar large-scale studies of elimination diets in adults have not been conducted.

Allergy evaluation

The recent consensus recommendations devoted considerable attention to the role of allergy evaluation.19 Between 50% and 80% of patients with eosinophilic esophagitis have a coexisting atopic disease such as atopic dermatitis, eczema, allergic rhinitis, or asthma, with a higher prevalence in children than in adults. In these patients, evidence suggests that allergy testing may predict response to therapy. Therefore, the current recommendation is for all patients with eosinophilic esophagitis to undergo a complete evaluation by an experienced allergist.

Checking the peripheral blood eosinophil count before and after treatment is reasonable, as many patients have elevated eosinophil counts that decrease after treatment.

Similarly, many patients with eosinophilic esophagitis have elevated serum total IgE levels, which suggests a concomitant atopic disease. Therefore, total IgE levels should also be checked before and after treatment. Checking for IgE against specific aeroallergens is recommended, but checking for IgE against specific food antigens has not proven beneficial at this time. Similarly, skin prick testing for aeroallergens may be useful, but not for food allergens.

Data on atopy patch testing in eosinophilic esophagitis are currently limited but promising.19

Medical therapy

Swallowed fluticasone (Flonase, using an inhaler) is the mainstay of therapy for both children and adults.

In one case series, 21 adult patients with eosinophilic esophagitis received a 6-week course of swallowed fluticasone 220 μg/puff, two to four puffs twice daily. Symptoms completely resolved in all patients for at least 4 months, and no patient needed endoscopic dilation.29

In another study, 19 patients treated with fluticasone for 4 weeks showed dramatic improvement both symptomatically and histologically. However, after 3 months, 14 (74%) of the 19 patients had a recurrence of symptoms, pointing to the chronic relapsing nature of this disease.30

The only randomized placebo-controlled trial of fluticasone to date has been in children. Konikoff et al31 found that a 3-month course of fluticasone induced remission, defined as less than one eosinophil per high-power field, in 50% of patients, compared with 9% in the placebo group.

Swallowed fluticasone is generally well tolerated, although cases of esophageal candidiasis have been reported.30

Acid suppression still has an unclear role in the treatment of eosinophilic esophagitis. As mentioned above, the disease is defined as the presence or persistence of esophageal eosinophilia after acid reflux has been maximally treated or ruled out. Most patients referred for further evaluation of eosinophilic esophagitis have tried twice-daily proton pump inhibitor therapy without success. The impact of concomitant therapy with a proton pump inhibitor has not yet been determined, but the recent guidelines suggest that these drugs are reasonable as co-therapy in patients who also have GERD symptoms.19

In patients whose symptoms do not improve with fluticasone, several other medications have been used:

Systemic corticosteroids have been used with success in both adults and children with hypereosinophilic syndromes, as well as in patients with refractory eosinophilic esophagitis, but adverse effects limit their routine and long-term use.

Cromolyn sodium (NasalCrom, Intal), a mast cell stabilizer, and montelukast (Singulair), a leukotriene inhibitor, have been used with limited success.32

Mepolizumab (Bosatria), a humanized monoclonal antibody to human interleukin 5, decreased the number of eosinophils in the esophagus and peripheral blood and improved clinical symptoms in patients with refractory eosinophilic esophagitis in a recent open-label trial.33 Further studies with mepolizumab and other biologic agents are expected.

Endoscopic dilation

Endoscopic dilation with either a guidewire or a balloon technique is often used to treat strictures and a diffusely narrowed esophagus in patients with eosinophilic esophagitis.

As mentioned above, a common endoscopic feature is mucosal fragility, which has been described as resembling crepe paper. Shearing and longitudinal splitting of this fragile mucosa may occur after dilation therapy.

Although esophageal dilation may be done safely in patients with eosinophilic esophagitis, the risk of perforation appears to be greater than in those with other indications for dilation.

Nevertheless, immediate symptomatic improvement has been reported in 83% of patients after dilation, with symptoms recurring in 20% within 3 to 8 months.34 Current recommendations suggest that dilation should be done cautiously in patients who have documented esophageal narrowing for which drug therapy has failed.

 

 

RECOMMENDED APPROACH

The approach to diagnosing and treating eosinophilic esophagitis begins with being aware of its prevalence. One should suspect it more in younger patients presenting with intermittent dysphagia, food impaction, or heartburn that does not respond to maximal doses of a proton pump inhibitor. Special attention should be paid to a personal or family history of allergic diseases or similar symptoms.

According to the consensus recommendations, barium esophagography is useful if the presentation suggests long-standing disease and associated esophageal stricture.

Upper endoscopy is performed, with biopsies obtained in the proximal, middle, and distal esophagus regardless of the appearance of the esophageal mucosa. Biopsies of the stomach and duodenum are also recommended to rule out eosinophilic gastroenteritis.19

After biopsy confirms the diagnosis, a trial of a proton pump inhibitor in maximum doses (usually twice daily) for 8 weeks is recommended if not already tried. If there is evidence of eosinophilic esophagitis on repeat endoscopy and biopsy studies after proton pump inhibitor therapy, the next step is swallowed fluticasone (220 μg, up to four puffs twice daily) for 6 to 8 weeks, with follow-up visits to confirm resolution of symptoms. Without a spacer, the fluticasone is swallowed after maximal expiration. Patients are instructed to avoid food and liquids for at least 30 minutes after use.

Optimal strategies for monitoring in adults have yet to be established, and following symptoms alone may or may not be sufficient.19 Our approach is to follow for symptomatic improvement after treatment is completed, and to consider repeat endoscopy with biopsy if the patient’s symptoms do not improve or if the patient has a recurrence after treatment.

In patients with evidence of long-standing esophageal narrowing or poor response to drug therapy, esophageal dilation can be performed after careful consideration.

Although data are limited as to the role of specific allergens in adult eosinophilic esophagitis, patients with eosinophilic esophagitis are referred to an allergist for allergy testing. Offending food or aeroallergens are removed for a period of time and patients are followed for changes in symptoms.

For patients who do not respond to swallowed fluticasone, proton pump inhibitors, or both, other medications such as systemic steroids, montelukast, or cromolyn can be considered. In the near future, anti-interleukin 5 therapy may be another option.

Patients are asked to return periodically for evaluation after treatment. Due to the chronic and relapsing nature of eosinophilic esophagitis, various therapies (especially fluticasone) are often restarted or continued because of symptom recurrence.

Figure 1.
Until recently, the cause of intermittent or progressive difficulty swallowing solids was thought to be a mechanical problem such as a stricture, ring, or cancer, whereas motility disorders such as achalasia or diffuse esophageal spasm were implicated in difficulty swallowing both solids and liquids. But now we are becoming aware of a relatively new disease, eosinophilic esophagitis, as a cause of dysphagia in both adults and children (Figure 1).

Abundant eosinophils in the esophagus were first described in 1977 in a 51-year-old man with dysphagia, chest pain, and a personal history of severe asthma and marked peripheral eosinophilia.1 In 1983, a similar case was reported in an adolescent with dysphagia.2 In both patients, large numbers of eosinophils were also noted in the duodenum, suggesting that these findings were part of a systemic hypereosinophilic syndrome.

Increased numbers of eosinophils in the gastrointestinal tract have been described in a number of diseases, including Crohn disease, connective tissue disorders, malignancy, various infections, and drug hypersensitivity reactions. However, not until 1993 was eosinophilic esophagitis described as a distinct clinical entity, consisting of isolated esophageal eosinophilia (typically more than 15 eosinophils per high-power field) in patients with dysphagia.3

Now, epidemiologic studies suggest that eosinophilic esophagitis may be as common as inflammatory bowel disease. In a study of children in Cincinnati, OH,4 the incidence was estimated at 10 per 100,000 children per year and the prevalence was estimated at 43 per 100,000. Of interest, 97% of cases were diagnosed after the year 2000.

RISING INCIDENCE, OR INCREASED RECOGNITION?

Over the last several years, the number of reported cases has increased substantially as interest in this disease has grown. The increase has been attributed in part to heightened awareness of this condition among clinicians and, hence, more esophageal biopsies being performed. Similarly, pathologists may have previously attributed esophageal eosinophilia to gastroesophageal reflux disease (GERD). However, the prevalence of eosinophilic esophagitis increased 10-fold between 1989 and 2003 in a fixed and stable adult population in Olten, Switzerland, suggesting that more than just increased awareness is responsible for this dramatic rise.5

PATHOGENESIS: SIMILAR TO OTHER ALLERGIC DISEASES?

The growing incidence of eosinophilic esophagitis parallels that of asthma, eczema, allergic rhinitis, and other atopic diseases, raising the possibility that these disorders share common environmental exposures and similar inflammatory pathways.6 The pathologic mechanisms of eosinophilic esophagitis are unknown, but emerging evidence suggests that, like other allergic diseases, it is an immune response mediated by type 2 T helper cells.

Several animal studies support this hypothesis. Mice sensitized and then exposed to aeroallergens developed both allergic airway inflammation and eosinophilic esophagitis. Interleukin 5, a cytokine involved in asthma, also helps recruit eosinophils into the esophagus, as transgenic mice deficient in interleukin 5 do not develop esophageal eosinophilia upon allergen exposure.7

Recently, eotaxin-3, a potent attractant for eosinophils, was shown to be markedly overexpressed in children with eosinophilic esophagitis compared with controls.8

Acid reflux does not appear to be a causative factor in most patients. However, reflux may play a secondary role, as some patients have experienced symptomatic, endoscopic, and histologic resolution of eosinophilic esophagitis after treatment with a proton pump inhibitor.9

GERD AND EOSINOPHILIC ESOPHAGITIS: WHAT IS THE RELATIONSHIP?

Given the high prevalence of GERD in the general population, much time and effort have been spent on comparing eosinophilic esophagitis with GERD. In fact, some endoscopic features typically seen in eosinophilic esophagitis were previously attributed to acid reflux.10

Both diseases share varying degrees of esophageal eosinophilia, and some have speculated on the relationship of eosinophilic esophagitis and GERD. Spechler et al11 recently suggested that the mucosal injury caused by acid reflux may allow swallowed allergens to penetrate an esophageal layer that is otherwise impermeable to most proteins, thereby causing mild eosinophilia. Conversely, the intense degranulation of activated eosinophils seen in eosinophilic esophagitis can trigger changes in the lower esophageal sphincter that could predispose to acid reflux.

Although their clinical and pathologic features may overlap, GERD and eosinophilic esophagitis appear to have different genetic profiles. In a recent pediatric study, Blanchard et al8 found that genes up-regulated in eosinophilic esophagitis were markedly different than those in chronic esophagitis. This suggests that while the two diseases share a constellation of symptoms, they have a different pathogenesis. Nevertheless, because of this possible overlap, the diagnosis of eosinophilic esophagitis should be made after acid reflux has been either treated or excluded with pH testing (see below).

 

 

THE ROLE OF ENVIRONMENTAL ALLERGENS AND GENETICS

Studies in children suggest that food allergies are a major contributor to eosinophilic esophagitis. In children, a strict amino-acid elemental diet has led to complete resolution of symptoms and a marked decrease in esophageal eosinophils. However, symptoms tend to recur once patients resume a regular diet.12

It is unclear if dietary modification is effective in adults. In six adults with eosinophilic esophagitis and a history of wheat and rye allergies, symptoms did not improve when these foods were eliminated and did not worsen when they were reintroduced.13

Of interest, there may be a seasonal variation of eosinophilic esophagitis, as suggested by a case report of a 21-year-old woman who had eosinophilic esophagitis that worsened symptomatically and histologically during the pollen season but resolved during winter. This is another example of the role aeroallergens may play in this disease.14

Evidence of a genetic predisposition to this disease is also growing, with a number of case reports describing multiple affected family members spanning generations.15

NEW CONSENSUS ON DIAGNOSTIC CRITERIA

The diagnosis of eosinophilic esophagitis is made histologically, with “marked” eosinophilia on esophageal biopsies, ie, usually 15 or more eosinophils per high-power field. In contrast, a normal esophagus contains almost no eosinophils,16 and esophageal biopsies of patients with GERD usually have fewer than 10 eosinophils per high-power field, with eosinophils limited to the distal esophagus.17

However, a recent systematic review of the literature found 10 different histologic definitions of eosinophilic esophagitis, ranging from more than 5 to more than 30 eosinophils, and more than one-third of the articles included in the review did not contain any specific diagnostic criteria. Similarly, a lack of consensus on the size of a high-power field (ranging from 0.12 to 0.44 mm2) resulted in a 23-fold variability in the description of eosinophil density. Moreover, the biopsy protocols were reported in only 39% of the articles.18

In view of the growing interest in this disease, its increasing recognition, the diagnostic ambiguity described above, and concern about the role of acid reflux, consensus recommendations for its diagnosis and treatment in adults and children have recently been published.19 The current consensus definition for eosinophilic esophagitis is:

  • Clinical symptoms of esophageal dysfunction (eg, dysphagia, food impaction);
  • At least 15 eosinophils per high-power field; and
  • Either no response to a high-dose proton pump inhibitor or normal results on pH monitoring of the distal esophagus.

Figure 2. Top, esophageal biopsy with changes of gastroesophageal reflux disease. Characteristic findings include squamous hyperplasia wherein the basal cell layer accounts for greater than 15% of the mucosal thickness; the subepithelial papillae reach greater than two-thirds of the mucosal thickness; and a variety of inflammatory cells may be present including eosinophils, lymphocytes, and neutrophils. (Hematoxylin and eosin, × 100). Bottom, esophageal biopsy from a patient with eosinophilic esophagitis showing numerous intraepithelial eosinophils (> 15 per high-power field) and superficial eosinophilic microabscesses (arrows). Squamous hyperplasia is seen as well, withelongation of the subepithelial papillae and an expanded basal cell layer. (Hematoxylin and eosin, × 400).
Other features such as basal zone hyperplasia, edema, and papillary elongation are seen to a greater extent in patients with eosinophilic esophagitis than in patients with GERD (Figure 2).20

CLINICAL PRESENTATION

Eosinophilic esophagitis predominantly affects men between the ages of 20 and 40, but cases in women and in younger and older patients have also been reported. Recent systematic reviews found a male-to-female ratio of approximately 3:1.

More than 90% of adults with eosinophilic esophagitis present with intermittent difficulty swallowing solids, while food impaction occurs in more than 60%. Heartburn is the only manifestation in 24% of patients. Noncardiac chest pain, vomiting, and abdominal pain have also been seen, but less frequently.

Up to 80% of patients with eosinophilic esophagitis have a history of atopic disease such as asthma, allergic rhinitis, or allergies to food or medicine. One-third to one-half of patients have peripheral eosinophilia, and up to 55% have increased serum levels of immunoglobulin E (IgE).21

In children, presenting symptoms vary with age and include feeding disorders, vomiting, abdominal pain, and dysphagia. Moreover, children with eosinophilic esophagitis have a higher frequency of atopic symptoms and peripheral eosinophilia than do adults.5,22

Courtesy of Edgar Achkar, MD
Figure 3. Endoscopic appearance of the middle esophagus of a 36-year-old man with eosinophilic esophagitis. Note the multiple concentric rings resembling the trachea. Linear furrows (white arrows) are also a common finding. The small white papule (black arrows) proved on histologic study to be an eosinophilic microabscess.
Although no single endoscopic feature of eosinophilic esophagitis is pathognomonic, the esophagus shows mucosal fragility in 59% of cases, a corrugated or ringed appearance in 49%, strictures in 40%, whitish papules in 16%, and a narrow caliber in 5% (Figure 3).21 Many of these features, including longitudinal furrows, are subtle and can be missed. Between 9% and 32% of patients with symptoms suggesting eosinophilic esophagitis have normal endoscopic findings.

Although motor abnormalities are common in patients with eosinophilic esophagitis (up to 40% of patients have esophageal manometric abnormalities, including uncoordinated contractions and ineffective peristalsis),21 esophageal manometry is of limited diagnostic value and so is not recommended as a routine test.19

Courtesy of Edgar Achkar, MD
Figure 4. Barium esophagram of a 23-year-old man with eosinophilic esophagitis. The arrows in the middle esophagus show focal narrowing and subtle concentric rings, referred to as trachealization.
Radiographically, eosinophilic esophagitis can appear as a series of concentric rings on barium study—hence the term “ringed esophagus” (Figure 4). In a study of 14 patients with eosinophilic esophagitis, 10 (70%) had strictures of various length with rings within the strictures.23

These findings support the theory that inflammation can lead to submucosal fibrosis, remodeling, narrowing, and eventually symptoms. Furthermore, two recent studies found that children with eosinophilic esophagitis had increased subepithelial collagen deposition in their biopsy specimens,24 suggesting increased potential for fibrosis. Also increased are transforming growth factor beta (a profibrotic cytokine) and vascular cell adhesion molecule 1, which is implicated in angiogenesis.25

Although many patients with eosinophilic esophagitis have abnormal findings on barium radiography, the test is most useful before esophagogastroduodenoscopy to determine whether a stricture is present and potentially to guide endoscopic dilation.19

 

 

NATURAL HISTORY: CHRONIC, RELAPSING, AND MOST LIKELY BENIGN

Our understanding of the natural history of eosinophilic esophagitis is limited, but the available evidence suggests that its prognosis is favorable.

Thirty adults followed for up to 11.5 years remained in good health, maintained their weight, and had no evidence of nutritional deficiencies.26 However, all but 1 patient continued to have dysphagia, with the overall intensity of dysphagia increasing in 7 (23%), remaining stable and persistent in 11 (37%), and decreasing in the remainder. In over half of these patients, the disease impaired quality of life. The only treatment offered was endoscopic dilation, which 11 patients required. Patients with peripheral blood eosinophilia and those with more pronounced findings on endoscopy were more likely to have symptoms at follow-up.

Although dysphagia persisted, the number of eosinophils in esophageal biopsy specimens decreased significantly over time, suggesting that the intense eosinophilic infiltration seen earlier in the disease may evolve into fibrosis and remodeling, similar to that seen in asthma and other chronic atopic diseases. Unlike in Barrett esophagus, a premalignant complication of longstanding GERD, there appeared to be no increased risk of esophageal cancer in these patients with eosinophilic esophagitis during the follow-up period.26

TREATMENT

Dietary therapy

Strict elemental amino-acid diets have resulted in complete symptomatic and histologic resolution of eosinophilic esophagitis in children. However, these elemental diets often have to be given by nasogastric tube because they are unpalatable, and the disease tends to return once the diet is discontinued.27

Elimination diets, based either on avoiding the six foods most commonly associated with allergy (egg, wheat, soy, cow’s milk protein, seafood, peanuts) or on allergy testing such as skin prick testing or atopy patch testing, have shown promise in children.12,28 However, similar large-scale studies of elimination diets in adults have not been conducted.

Allergy evaluation

The recent consensus recommendations devoted considerable attention to the role of allergy evaluation.19 Between 50% and 80% of patients with eosinophilic esophagitis have a coexisting atopic disease such as atopic dermatitis, eczema, allergic rhinitis, or asthma, with a higher prevalence in children than in adults. In these patients, evidence suggests that allergy testing may predict response to therapy. Therefore, the current recommendation is for all patients with eosinophilic esophagitis to undergo a complete evaluation by an experienced allergist.

Checking the peripheral blood eosinophil count before and after treatment is reasonable, as many patients have elevated eosinophil counts that decrease after treatment.

Similarly, many patients with eosinophilic esophagitis have elevated serum total IgE levels, which suggests a concomitant atopic disease. Therefore, total IgE levels should also be checked before and after treatment. Checking for IgE against specific aeroallergens is recommended, but checking for IgE against specific food antigens has not proven beneficial at this time. Similarly, skin prick testing for aeroallergens may be useful, but not for food allergens.

Data on atopy patch testing in eosinophilic esophagitis are currently limited but promising.19

Medical therapy

Swallowed fluticasone (Flonase, using an inhaler) is the mainstay of therapy for both children and adults.

In one case series, 21 adult patients with eosinophilic esophagitis received a 6-week course of swallowed fluticasone 220 μg/puff, two to four puffs twice daily. Symptoms completely resolved in all patients for at least 4 months, and no patient needed endoscopic dilation.29

In another study, 19 patients treated with fluticasone for 4 weeks showed dramatic improvement both symptomatically and histologically. However, after 3 months, 14 (74%) of the 19 patients had a recurrence of symptoms, pointing to the chronic relapsing nature of this disease.30

The only randomized placebo-controlled trial of fluticasone to date has been in children. Konikoff et al31 found that a 3-month course of fluticasone induced remission, defined as less than one eosinophil per high-power field, in 50% of patients, compared with 9% in the placebo group.

Swallowed fluticasone is generally well tolerated, although cases of esophageal candidiasis have been reported.30

Acid suppression still has an unclear role in the treatment of eosinophilic esophagitis. As mentioned above, the disease is defined as the presence or persistence of esophageal eosinophilia after acid reflux has been maximally treated or ruled out. Most patients referred for further evaluation of eosinophilic esophagitis have tried twice-daily proton pump inhibitor therapy without success. The impact of concomitant therapy with a proton pump inhibitor has not yet been determined, but the recent guidelines suggest that these drugs are reasonable as co-therapy in patients who also have GERD symptoms.19

In patients whose symptoms do not improve with fluticasone, several other medications have been used:

Systemic corticosteroids have been used with success in both adults and children with hypereosinophilic syndromes, as well as in patients with refractory eosinophilic esophagitis, but adverse effects limit their routine and long-term use.

Cromolyn sodium (NasalCrom, Intal), a mast cell stabilizer, and montelukast (Singulair), a leukotriene inhibitor, have been used with limited success.32

Mepolizumab (Bosatria), a humanized monoclonal antibody to human interleukin 5, decreased the number of eosinophils in the esophagus and peripheral blood and improved clinical symptoms in patients with refractory eosinophilic esophagitis in a recent open-label trial.33 Further studies with mepolizumab and other biologic agents are expected.

Endoscopic dilation

Endoscopic dilation with either a guidewire or a balloon technique is often used to treat strictures and a diffusely narrowed esophagus in patients with eosinophilic esophagitis.

As mentioned above, a common endoscopic feature is mucosal fragility, which has been described as resembling crepe paper. Shearing and longitudinal splitting of this fragile mucosa may occur after dilation therapy.

Although esophageal dilation may be done safely in patients with eosinophilic esophagitis, the risk of perforation appears to be greater than in those with other indications for dilation.

Nevertheless, immediate symptomatic improvement has been reported in 83% of patients after dilation, with symptoms recurring in 20% within 3 to 8 months.34 Current recommendations suggest that dilation should be done cautiously in patients who have documented esophageal narrowing for which drug therapy has failed.

 

 

RECOMMENDED APPROACH

The approach to diagnosing and treating eosinophilic esophagitis begins with being aware of its prevalence. One should suspect it more in younger patients presenting with intermittent dysphagia, food impaction, or heartburn that does not respond to maximal doses of a proton pump inhibitor. Special attention should be paid to a personal or family history of allergic diseases or similar symptoms.

According to the consensus recommendations, barium esophagography is useful if the presentation suggests long-standing disease and associated esophageal stricture.

Upper endoscopy is performed, with biopsies obtained in the proximal, middle, and distal esophagus regardless of the appearance of the esophageal mucosa. Biopsies of the stomach and duodenum are also recommended to rule out eosinophilic gastroenteritis.19

After biopsy confirms the diagnosis, a trial of a proton pump inhibitor in maximum doses (usually twice daily) for 8 weeks is recommended if not already tried. If there is evidence of eosinophilic esophagitis on repeat endoscopy and biopsy studies after proton pump inhibitor therapy, the next step is swallowed fluticasone (220 μg, up to four puffs twice daily) for 6 to 8 weeks, with follow-up visits to confirm resolution of symptoms. Without a spacer, the fluticasone is swallowed after maximal expiration. Patients are instructed to avoid food and liquids for at least 30 minutes after use.

Optimal strategies for monitoring in adults have yet to be established, and following symptoms alone may or may not be sufficient.19 Our approach is to follow for symptomatic improvement after treatment is completed, and to consider repeat endoscopy with biopsy if the patient’s symptoms do not improve or if the patient has a recurrence after treatment.

In patients with evidence of long-standing esophageal narrowing or poor response to drug therapy, esophageal dilation can be performed after careful consideration.

Although data are limited as to the role of specific allergens in adult eosinophilic esophagitis, patients with eosinophilic esophagitis are referred to an allergist for allergy testing. Offending food or aeroallergens are removed for a period of time and patients are followed for changes in symptoms.

For patients who do not respond to swallowed fluticasone, proton pump inhibitors, or both, other medications such as systemic steroids, montelukast, or cromolyn can be considered. In the near future, anti-interleukin 5 therapy may be another option.

Patients are asked to return periodically for evaluation after treatment. Due to the chronic and relapsing nature of eosinophilic esophagitis, various therapies (especially fluticasone) are often restarted or continued because of symptom recurrence.

References
  1. Dobbins JW, Sheahan DG, Behar J. Eosinophilic gastroenteritis with esophageal involvement. Gastroenterology 1977; 72:13121316.
  2. Matzinger MA, Daneman A. Esophageal involvement in eosinophilic gastroenteritis. Pediatr Radiol 1983; 13:3538.
  3. Attwood SE, Smyrk TC, Demeester TR, Jones JB. Esophageal eosinophilia with dysphagia. Dig Dis Sci 1993; 38:109116.
  4. Noel RJ, Putnam PE, Rothenberg ME. Eosinophilic esophagitis. N Engl J Med 2004; 351:940941.
  5. Straumann A, Simon HU. Eosinophilic esophagitis: escalating epidemiology? J Allergy Clin Immunol 2005; 115:418419.
  6. Rothenberg ME. Eosinophilic gastrointestinal disorders (EGID). J Allergy Clin Immunol 2004; 113:1128.
  7. Mishra A, Rothenberg ME. Intratracheal IL-13 induces eosinophilic esophagitis by an IL-5, eotaxin-1, and STAT6-dependent mechanism. Gastroenterology 2003; 125:14191427.
  8. Blanchard C, Wang N, Stringer KF, et al. Eotaxin-3 and a uniquely conserved gene-expression profile in eosinophilic esophagitis. J Clin Invest 2006; 116:536547.
  9. Ngo P, Furuta G, Antonioli D, Fox V. Eosinophils in the esophagus—peptic or allergic eosinophilic esophagitis? Case series of three patients with esophageal eosinophilia. Am J Gastroenterol 2006; 101:16661670.
  10. Morrow JB, Vargo JJ, Goldblum JR, Richter JE. The ringed esophagus—histologic features of GERD. Am J Gastroenterol 2001; 96:984989.
  11. Spechler SJ, Genta RM, Souza RF. Thoughts on the complex relationship between gastroesophageal reflux disease and eosinophilic esophagitis. Am J Gastroenterol 2007; 102:13011306.
  12. Markowitz JE, Spergel JM, Ruchelli E, Liacouras CA. Elemental diet is an effective treatment for eosinophilic esophagitis in children and adolescents. Am J Gastroenterol 2003; 98:777782.
  13. Simon D, Straumann A, Wenk A, et al. Eosinophilic esophagitis in adults: no clinical relevance of wheat and rye sensitizations. Allergy 2006; 61:14801483.
  14. Fogg MI, Ruchelli E, Spergel JM. Pollen and eosinophilic esophagitis. J Allergy Clin Immunol 2003; 112:796797.
  15. Zink DA, Amin M, Gebara S, Desai TK. Familial dysphagia and eosinophilia. Gastrointest Endoscop 2007; 65:330334.
  16. Dellon ES, Aderoju A, Woosely JT, et al. Variability in diagnostic criteria for eosinophilic esophagitis: a systematic review. Am J Gastroenterol 2007; 102:23002313.
  17. Furuta GT, Liacouras CA, Collins MH, et al. Eosinophilic esophagitis in children and adults: a systematic review and consensus recommendations for diagnosis and treatment. Gastroenterology 2007; 133:13421363.
  18. Parfitt JR, Gregor JC, Suskin NG, Jawa HA. Eosinophilic esophagitis in adults: distinguishing features from gastroesophageal reflux disease: a study of 41 patients. Mod Pathol 2006; 19:9096.
  19. Kato M, Kephart GM, Talley NJ, et al. Eosinophil infiltration and degranulation in normal human tissue. Anat Rec 1998; 242:418425.
  20. Steiner SJ, Gupta SK, Croffie JM, Fitzgerald JF. Correlation between number of eosinophils and reflux index on same day esophageal biopsy and 24 hour esophageal pH monitoring. Am J Gastroenterol 2004; 99:801805.
  21. Sgouros SN, Bergele C, Mantides A. Eosinophilic esophagitis in adults: a systematic review. Eur J Gastroenterol Hepatol 2006; 18:211217.
  22. Liacouras CA, Spergel JM, Ruchelli E, Verma R. Eosinophilic esophagitis: a 10-year experience in 381 children. Clin Gastroenterol Hepatol 2005; 3:11981206.
  23. Zimmerman SL, Levine MS, Rubesin SE, et al. Idiopathic eosino-philic esophagitis in adults: the ringed esophagus. Radiology 2005; 236:159165.
  24. Chehade M, Sampson HA, Morotti RA, Magrid MS. Esophageal sub-epithelial fibrosis in children with eosinophilic esophagitis. J Pediatr Gastroenterol Nutr 2007; 45:319328.
  25. Aceves SS, Newbury RO, Dohil R, et al. Esophageal remodeling in pediatric eosinophilic esophagitis. J Allergy Clin Immunol 2007; 119:206212.
  26. Straumann A, Spichtin HP, Grize L, et al. Natural history of primary eosinophilic esophagitis: a follow-up of 30 adult patients for up to 11.5 years. Gastroenterology 2003; 125:16601669.
  27. Kelly KJ, Lazenby AJ, Rowe PC, et al. Eosinophilic esophagitis attributed to gastroesophageal reflux: improvement with an amino acid-based formula. Gastroenterology 1995; 109:15031512.
  28. Kagalwalla AF, Sentongo TA, Ritz S, et al. Effect of six-food elimination diet on clinical and histologic outcomes in eosinophilic esophagitis. Clin Gastroenterol Hepatol 2006; 4:10971102.
  29. Arora AS, Perrault J, Smyrk TC. Topical corticosteroid treatment of dysphagia due to eosinophilic esophagitis in adults. Mayo Clin Proc 2003; 78:830835.
  30. Remedios M, Campbell C, Jones DM, Kerlin P. Eosinophilic esophagitis in adults: clinical, endoscopic, histologic findings, and response to treatment with fluticasone propionate. Gastrointest Endoscop 2006; 63:312.
  31. Konikoff MR, Noel RJ, Blanchard C, et al. A randomized, double-blind, placebo-controlled trial of fluticasone propionate for pediatric eosinophilic esophagitis. Gastroenterology 2006; 131:13811391.
  32. Attwood SE, Lewis CJ, Bronder CS, et al. Eosinophilic oesophagitis: a novel treatment using montelukast. Gut 2003; 52:181185.
  33. Stein ML, Collins MH, Villanueva JM, et al. Anti-IL-5 (mepolizumab) therapy for eosinophilic esophagitis. J Allergy Clin Immunol 2006; 118:13121319.
  34. Sgouros SN, Bergele C, Mantides A. Eosinophilic esophagitis in adults: what is the clinical significance? Endoscopy 2006; 38:512520.
References
  1. Dobbins JW, Sheahan DG, Behar J. Eosinophilic gastroenteritis with esophageal involvement. Gastroenterology 1977; 72:13121316.
  2. Matzinger MA, Daneman A. Esophageal involvement in eosinophilic gastroenteritis. Pediatr Radiol 1983; 13:3538.
  3. Attwood SE, Smyrk TC, Demeester TR, Jones JB. Esophageal eosinophilia with dysphagia. Dig Dis Sci 1993; 38:109116.
  4. Noel RJ, Putnam PE, Rothenberg ME. Eosinophilic esophagitis. N Engl J Med 2004; 351:940941.
  5. Straumann A, Simon HU. Eosinophilic esophagitis: escalating epidemiology? J Allergy Clin Immunol 2005; 115:418419.
  6. Rothenberg ME. Eosinophilic gastrointestinal disorders (EGID). J Allergy Clin Immunol 2004; 113:1128.
  7. Mishra A, Rothenberg ME. Intratracheal IL-13 induces eosinophilic esophagitis by an IL-5, eotaxin-1, and STAT6-dependent mechanism. Gastroenterology 2003; 125:14191427.
  8. Blanchard C, Wang N, Stringer KF, et al. Eotaxin-3 and a uniquely conserved gene-expression profile in eosinophilic esophagitis. J Clin Invest 2006; 116:536547.
  9. Ngo P, Furuta G, Antonioli D, Fox V. Eosinophils in the esophagus—peptic or allergic eosinophilic esophagitis? Case series of three patients with esophageal eosinophilia. Am J Gastroenterol 2006; 101:16661670.
  10. Morrow JB, Vargo JJ, Goldblum JR, Richter JE. The ringed esophagus—histologic features of GERD. Am J Gastroenterol 2001; 96:984989.
  11. Spechler SJ, Genta RM, Souza RF. Thoughts on the complex relationship between gastroesophageal reflux disease and eosinophilic esophagitis. Am J Gastroenterol 2007; 102:13011306.
  12. Markowitz JE, Spergel JM, Ruchelli E, Liacouras CA. Elemental diet is an effective treatment for eosinophilic esophagitis in children and adolescents. Am J Gastroenterol 2003; 98:777782.
  13. Simon D, Straumann A, Wenk A, et al. Eosinophilic esophagitis in adults: no clinical relevance of wheat and rye sensitizations. Allergy 2006; 61:14801483.
  14. Fogg MI, Ruchelli E, Spergel JM. Pollen and eosinophilic esophagitis. J Allergy Clin Immunol 2003; 112:796797.
  15. Zink DA, Amin M, Gebara S, Desai TK. Familial dysphagia and eosinophilia. Gastrointest Endoscop 2007; 65:330334.
  16. Dellon ES, Aderoju A, Woosely JT, et al. Variability in diagnostic criteria for eosinophilic esophagitis: a systematic review. Am J Gastroenterol 2007; 102:23002313.
  17. Furuta GT, Liacouras CA, Collins MH, et al. Eosinophilic esophagitis in children and adults: a systematic review and consensus recommendations for diagnosis and treatment. Gastroenterology 2007; 133:13421363.
  18. Parfitt JR, Gregor JC, Suskin NG, Jawa HA. Eosinophilic esophagitis in adults: distinguishing features from gastroesophageal reflux disease: a study of 41 patients. Mod Pathol 2006; 19:9096.
  19. Kato M, Kephart GM, Talley NJ, et al. Eosinophil infiltration and degranulation in normal human tissue. Anat Rec 1998; 242:418425.
  20. Steiner SJ, Gupta SK, Croffie JM, Fitzgerald JF. Correlation between number of eosinophils and reflux index on same day esophageal biopsy and 24 hour esophageal pH monitoring. Am J Gastroenterol 2004; 99:801805.
  21. Sgouros SN, Bergele C, Mantides A. Eosinophilic esophagitis in adults: a systematic review. Eur J Gastroenterol Hepatol 2006; 18:211217.
  22. Liacouras CA, Spergel JM, Ruchelli E, Verma R. Eosinophilic esophagitis: a 10-year experience in 381 children. Clin Gastroenterol Hepatol 2005; 3:11981206.
  23. Zimmerman SL, Levine MS, Rubesin SE, et al. Idiopathic eosino-philic esophagitis in adults: the ringed esophagus. Radiology 2005; 236:159165.
  24. Chehade M, Sampson HA, Morotti RA, Magrid MS. Esophageal sub-epithelial fibrosis in children with eosinophilic esophagitis. J Pediatr Gastroenterol Nutr 2007; 45:319328.
  25. Aceves SS, Newbury RO, Dohil R, et al. Esophageal remodeling in pediatric eosinophilic esophagitis. J Allergy Clin Immunol 2007; 119:206212.
  26. Straumann A, Spichtin HP, Grize L, et al. Natural history of primary eosinophilic esophagitis: a follow-up of 30 adult patients for up to 11.5 years. Gastroenterology 2003; 125:16601669.
  27. Kelly KJ, Lazenby AJ, Rowe PC, et al. Eosinophilic esophagitis attributed to gastroesophageal reflux: improvement with an amino acid-based formula. Gastroenterology 1995; 109:15031512.
  28. Kagalwalla AF, Sentongo TA, Ritz S, et al. Effect of six-food elimination diet on clinical and histologic outcomes in eosinophilic esophagitis. Clin Gastroenterol Hepatol 2006; 4:10971102.
  29. Arora AS, Perrault J, Smyrk TC. Topical corticosteroid treatment of dysphagia due to eosinophilic esophagitis in adults. Mayo Clin Proc 2003; 78:830835.
  30. Remedios M, Campbell C, Jones DM, Kerlin P. Eosinophilic esophagitis in adults: clinical, endoscopic, histologic findings, and response to treatment with fluticasone propionate. Gastrointest Endoscop 2006; 63:312.
  31. Konikoff MR, Noel RJ, Blanchard C, et al. A randomized, double-blind, placebo-controlled trial of fluticasone propionate for pediatric eosinophilic esophagitis. Gastroenterology 2006; 131:13811391.
  32. Attwood SE, Lewis CJ, Bronder CS, et al. Eosinophilic oesophagitis: a novel treatment using montelukast. Gut 2003; 52:181185.
  33. Stein ML, Collins MH, Villanueva JM, et al. Anti-IL-5 (mepolizumab) therapy for eosinophilic esophagitis. J Allergy Clin Immunol 2006; 118:13121319.
  34. Sgouros SN, Bergele C, Mantides A. Eosinophilic esophagitis in adults: what is the clinical significance? Endoscopy 2006; 38:512520.
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KEY POINTS

  • The diagnosis is made with upper endoscopy and esophageal biopsies that show diffuse infiltration of eosinophils.
  • Current treatment in adults is limited and consists of either swallowed fluticasone (Flonase) or a proton pump inhibitor.
  • Because many patients with eosinophilic esophagitis have atopic disease, a complete evaluation for dietary allergens and aeroallergens is recommended, as avoidance of these allergens may be helpful in some adults.
  • Cautious endoscopic dilation is a treatment option in patients with evidence of esophageal stenosis. Systemic corticosteroids and novel biologic therapy have been used in refractory cases.
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And then there were none? An internist’s reflections

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And then there were none? An internist’s reflections

When I am out lecturing, sitting with colleagues, or chatting with patients about their experiences and relationships with physicians, some allusion to the changing face of medical care invariably crops up. This often translates into a discussion of the forces driving the devaluation of the physician-patient relationship and the eroding satisfaction of physicians with their professional lives. This topic has even hit the New York Times (July 21, and in Letters to the Editor, July 27).

I observe with sadness the decreasing number of our brightest medical students entering into internal medicine careers and other “cognitive” subspecialties. Much effort has been spent on many fronts to understand and reverse this trend, with limited success.

At the other end of their careers, physicians seem to be looking for ways to retire earlier or to withdraw from their usual and customary practice of internal medicine. Hearing these senior physicians’ reasons for withdrawing from clinical practice evokes an even stronger response in me, especially when the physician is a really good one, a role model for the next generation of our internists currently in training.

In an essay in this issue, Dr. Thomas Lansdale, internist and former chairman of medicine at a community teaching hospital, eloquently expresses a common theme: medicine just isn’t that much fun anymore. We don’t generally run this type of article in the Journal. But Dr. Lansdale’s words reflect an undercurrent that is changing the landscape of American medicine. We would like to hear responses from our readers, but not to simply agree or disagree with Dr. Lansdale. Rather, we’d like to hear some solutions, which we hope to print in a future issue.

I have known Dr. Lansdale for over 20 years; we trained together as residents at the University of Pennsylvania. He was a year or so behind me, and over the years I have had the opportunity to follow his clinical career from afar and occasionally to discuss patient care and education issues. He was (and is) a thoughtful and extremely insightful internist, devoted and capable of delivering the highest quality of care to his patients. He has always approached medicine, his trainees, and his patients in a serious and respectful manner. His words should prompt some serious self-reflection.

Send your comments to [email protected]. Please note that sending your comments constitutes permission to publish them, and also that we cannot respond to or publish all submissions.

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When I am out lecturing, sitting with colleagues, or chatting with patients about their experiences and relationships with physicians, some allusion to the changing face of medical care invariably crops up. This often translates into a discussion of the forces driving the devaluation of the physician-patient relationship and the eroding satisfaction of physicians with their professional lives. This topic has even hit the New York Times (July 21, and in Letters to the Editor, July 27).

I observe with sadness the decreasing number of our brightest medical students entering into internal medicine careers and other “cognitive” subspecialties. Much effort has been spent on many fronts to understand and reverse this trend, with limited success.

At the other end of their careers, physicians seem to be looking for ways to retire earlier or to withdraw from their usual and customary practice of internal medicine. Hearing these senior physicians’ reasons for withdrawing from clinical practice evokes an even stronger response in me, especially when the physician is a really good one, a role model for the next generation of our internists currently in training.

In an essay in this issue, Dr. Thomas Lansdale, internist and former chairman of medicine at a community teaching hospital, eloquently expresses a common theme: medicine just isn’t that much fun anymore. We don’t generally run this type of article in the Journal. But Dr. Lansdale’s words reflect an undercurrent that is changing the landscape of American medicine. We would like to hear responses from our readers, but not to simply agree or disagree with Dr. Lansdale. Rather, we’d like to hear some solutions, which we hope to print in a future issue.

I have known Dr. Lansdale for over 20 years; we trained together as residents at the University of Pennsylvania. He was a year or so behind me, and over the years I have had the opportunity to follow his clinical career from afar and occasionally to discuss patient care and education issues. He was (and is) a thoughtful and extremely insightful internist, devoted and capable of delivering the highest quality of care to his patients. He has always approached medicine, his trainees, and his patients in a serious and respectful manner. His words should prompt some serious self-reflection.

Send your comments to [email protected]. Please note that sending your comments constitutes permission to publish them, and also that we cannot respond to or publish all submissions.

When I am out lecturing, sitting with colleagues, or chatting with patients about their experiences and relationships with physicians, some allusion to the changing face of medical care invariably crops up. This often translates into a discussion of the forces driving the devaluation of the physician-patient relationship and the eroding satisfaction of physicians with their professional lives. This topic has even hit the New York Times (July 21, and in Letters to the Editor, July 27).

I observe with sadness the decreasing number of our brightest medical students entering into internal medicine careers and other “cognitive” subspecialties. Much effort has been spent on many fronts to understand and reverse this trend, with limited success.

At the other end of their careers, physicians seem to be looking for ways to retire earlier or to withdraw from their usual and customary practice of internal medicine. Hearing these senior physicians’ reasons for withdrawing from clinical practice evokes an even stronger response in me, especially when the physician is a really good one, a role model for the next generation of our internists currently in training.

In an essay in this issue, Dr. Thomas Lansdale, internist and former chairman of medicine at a community teaching hospital, eloquently expresses a common theme: medicine just isn’t that much fun anymore. We don’t generally run this type of article in the Journal. But Dr. Lansdale’s words reflect an undercurrent that is changing the landscape of American medicine. We would like to hear responses from our readers, but not to simply agree or disagree with Dr. Lansdale. Rather, we’d like to hear some solutions, which we hope to print in a future issue.

I have known Dr. Lansdale for over 20 years; we trained together as residents at the University of Pennsylvania. He was a year or so behind me, and over the years I have had the opportunity to follow his clinical career from afar and occasionally to discuss patient care and education issues. He was (and is) a thoughtful and extremely insightful internist, devoted and capable of delivering the highest quality of care to his patients. He has always approached medicine, his trainees, and his patients in a serious and respectful manner. His words should prompt some serious self-reflection.

Send your comments to [email protected]. Please note that sending your comments constitutes permission to publish them, and also that we cannot respond to or publish all submissions.

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A case of refractory diarrhea

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A case of refractory diarrhea

A 68-year-old white woman with irritable bowel syndrome has had worsening symptoms of right-sided abdominal pain, excessive bloating, and loose stools. Her bowel movements have increased from one a day to two or three a day. She has not noted any mucus or blood in the stool. She cannot identify any alleviating or aggravating factors, and the pain is not related to eating.

She consumes a normal diet, including meat and dairy. Over-the-counter antidiarrheal medications do not relieve the symptoms. She has had no fevers, chills, or night sweats, and she has not lost weight over the past year.

Her medical history includes breast cancer (in remission), alcohol abuse (in remission), and hypothyroidism, osteoporosis, and supraventricular tachycardia, all controlled with treatment as noted below. She has never undergone abdominal surgery.

A general review of systems is normal. Her current medications include oxybutynin (available as Ditropan, others), calcium polycarbophil (FiberCon, others), risedronate (Actonel), levothyroxine (Synthroid, others), simethicone (Maalox Anti-Gas, others), atenolol (Tenormin), trazodone (Desyrel), a calcium supplement, and aspirin. She began taking duloxetine (Cymbalta) 18 months ago, and the dose was increased from 60 mg to 90 mg 1 week before this visit.

She has never smoked, and she has abstained from alcohol for 10 years. She has no family history of colon cancer, celiac disease, or inflammatory bowel disease. She has not traveled outside the country in the past several years, and she notes no change in her source of drinking water.

On physical examination, she does not appear to be in acute distress. Her pulse is 64 and her blood pressure is 112/78 mm Hg. The cardiopulmonary examination is normal. Her abdomen is soft, symmetrical, nondistended, and nontender. Bowel sounds are normal. No abdominal masses, palpable organomegaly, or abdominal bruits are noted.

Results of basic laboratory tests, including thyroid-stimulating hormone (TSH), complete blood count, blood chemistries, renal function, and liver function, are normal. Colonoscopy shows normal mucosa as far as the cecum.

DIFFERENTIAL DIAGNOSIS

1. In addition to irritable bowel syndrome, which of these can explain her symptoms?

  • Ulcerative colitis
  • Celiac disease
  • Microscopic colitis
  • Hyperthyroidism
  • Lactase deficiency

Ulcerative colitis typically presents with blood and mucus in the stool and gross abnormalities on colonoscopy, none of which is present in this patient.

Hyperthyroidism can be ruled out by the normal TSH level.

Lactase deficiency or lactose intolerance is unlikely because it is present in only 15% of people of northern European descent (compared with 80% of blacks and Hispanics and up to 100% of Native Americans and Asians).1 Furthermore, her pain is apparently not related to consuming dairy products.

The hydrogen breath test can aid in the diagnosis of lactase deficiency. This test relies on the breakdown of malabsorbed lactose by colonic flora. This is the most widely used test for this deficiency, but its high false-negative rate of 25% means that a negative result does not exclude the diagnosis and should not be relied on in working up a patient with chronic diarrhea.2 Simply noting whether symptoms develop after ingesting 50 g of lactose is clinically useful when lactase deficiency is suspected.

Based on the information so far, it is reasonable in this patient to evaluate for celiac disease and for microscopic colitis.

Celiac disease, also called gluten-sensitive enteropathy, has a varied presentation that includes nonspecific symptoms such as those in this patient. Classically, it causes diarrhea, but patients may present with a single nutrient deficiency and no diarrhea.

This patient lacks the elevated alkaline phosphatase or evidence of vitamin deficiencies characteristic of malabsorption in celiac disease (ie, vitamins A, B12, D, K, and folate)3. She also lacks evidence of malnutrition, such as iron deficiency anemia, weight loss, or low serum albumin. Finally, she does not have the dermatitis herpetiformis rash to suggest autoimmune gluten-sensitive enteropathy, nor does she have evidence of follicular hyperplasia or petechiae due to vitamin malabsorption.3

Because no single serologic test is ideal for diagnosing gluten-sensitive enteropathy, several tests are typically used: immunoglobulin A (IgA) antigliadin antibody, IgG antigliadin antibody, IgA antitransglutaminase antibody, and IgA antiendomysial antibody. IgA antitransglutaminase antibody is 92% to 98% sensitive and 91% to 100% specific for celiac disease. IgG antigliadin antibody is 92% to 97% sensitive and 99% specific. The positive predictive value of the IgA and IgG antigliadin antibody tests is less than 2% in the general population, whereas the positive predictive value for antiendomysial antibody and antitransglutaminase antibody are 15.7% and 21.8%, respectively.4 A positive serologic test for antiendomysial antibody is nearly 100% specific.

Our patient’s entire celiac antibody panel is negative, and thus celiac disease is unlikely.

 

 

Case continued: Features of microscopic colitis

In our patient, colonic biopsy reveals a mildly expanded lamina propria, intraepithelial lymphocytes, and a patchy but prominent thickening of the subepithelial collagen table. This set of features is consistent with collagenous colitis, a variant of microscopic colitis. Histologic signs on biopsy specimens are fairly specific for the disease.5

Chronic, intermittent, secretory diarrhea without bleeding is the hallmark of microscopic colitis. Associated symptoms may include abdominal pain, weight loss, and fatigue. If biopsies are not taken at the time of the initial evaluation, and the colonic pathology is overlooked, patients with collagenous colitis may be diagnosed with irritable bowel syndrome with diarrhea.6 The sedimentation rate is often elevated, and the antinuclear antibody test can be positive.7 Steatorrhea or protein-losing enteropathy can occur, and fecal leukocytes are present in more than 50% of patients.8

This patient fits well the demographics of the typical collagenous colitis patient: ie, a middle-aged woman in her 6th decade in otherwise good general health. The female-to-male ratio is 15:1 overall, although the relative frequency of collagenous colitis in women is greater than that of lymphocytic colitis.9 In a population-based study, the incidence of collagenous colitis was 5.1 per 100,000 per year, with a prevalence of 36 per 100,000; the incidence of lymphocytic colitis was 9.8 per 100,000 per year, with a prevalence of 64 per 100,000.10

Symptoms are typically vague and range from an annoyance to more than 20 non-bloody stools per day. The course of the disease also varies. Case series have reported a spontaneous remission rate of 15% to 20%,11 though flare-ups are common. Microscopic colitis is largely a benign disease. It does not increase a person’s risk of colon cancer.

CAUSES OF COLLAGENOUS COLITIS

2. What causes of collagenous colitis have been identified?

  • Alcohol abuse
  • Previous gastrointestinal surgery
  • Drug-induced injury to colon

Neither alcohol use nor previous gastrointestinal surgery has been associated with the development of collagenous colitis.

Collagenous colitis has, however, been linked to several causes. Abnormal collagen metabolism has been demonstrated in patients as a result of increased expression of procollagen I and metalloproteinase inhibitor TIMP-1.12 Bacterial toxins and a bile-acid malabsorption defect in the terminal ileum and subsequent exposure of the colon to high concentrations of bile acids have also been linked to the development of collagenous colitis.

Many drugs have been linked to the development of collagenous colitis. Damage to the large intestine related to the use of non-steroidal anti-inflammatory drugs has been attributed to the blockage of prostaglandin synthesis.13 Simvastatin (Zocor), lansoprazole (Prilosec), and ticlopidine (Ticlid) have been linked to collagenous colitis; ticlopidine, flutamide (Eulexin), gold salts, lansoprazole, and sertraline (Zoloft) have been linked to the development of lymphocytic colitis.14 In one small series, patients developed colitis after switching from omeprazole (Prevacid) to lansoprazole. All patients had their symptoms and biopsy findings resolve within 1 week of stopping the drug.15

WHICH DRUG IS BEST?

3. Which drug is best for microscopic colitis, based on the current evidence?

  • Bismuth (eg, Kaopectate, Pepto-Bismol)
  • Sulfasalazine (Sulfazine)
  • Budesonide (Entocort)
  • Prednisolone

Studies have evaluated bismuth subsalicylate, Boswellia serrata extract, probiotics, prednisolone, budesonide, and other drugs for treating collagenous colitis.16

Bismuth trials have been small. In an open-label study of bismuth,17 symptoms improved in 11 of 12 patients.

Prednisolone recipients had a trend towards clinical response with treatment vs placebo, but it was not statistically significant, and there was incomplete remission of disease.18

Boswellia serrataextract19 and probiotics20 showed no clinical improvement.

Cholestyramine has been shown to be helpful when used in conjunction with an anti-inflammatory agent,21 and it may be helpful when used alone.

Aminosalicylate compounds have not been tested in prospective randomized trials, even though they are the cornerstone of treatment for ulcerative colitis. Retrospective trials have been equivocal.22

Budesonide currently has the best evidence of efficacy in collagenous colitis,23,24 and some evidence suggests it is also effective for other variants of microscopic colitis.

A total of 94 patients were enrolled in three placebo-controlled trials of budesonide at 9 mg daily or on a tapering schedule for 6 to 8 weeks. The pooled odds ratio for clinical response to treatment with budesonide was 12.32 (95% confidence interval 5.53–27.46), with a number needed to treat of 1.58. Significant histologic improvement with treatment was noted in all three trials.23

Quality of life has also been studied in patients with microscopic colitis who take budesonide. Symptoms, emotional functioning, and physical functioning are improved. Budesonide also improved stool consistency and significantly reduced the mean stool frequency compared with placebo.24

Compared with cortisol, budesonide has a 200 times greater affinity for the glucocorticoid receptor, and a 1,000 times greater topical anti-inflammatory potency. It is also well absorbed in the gastrointestinal tract but is substantially modified into very weak metabolites as a result of first-pass metabolism in the liver.25 This localized effect further supports the use of budesonide in patients with any form of microscopic colitis.

Although studies have shown budesonide to be effective, not every patient with a histologic diagnosis of microscopic colitis needs it. It is reasonable to try antidiarrheal agents, bismuth, or both as a first step because they are inexpensive and have few side effects. If budesonide is used, it should be given for 6 to 8 weeks, then stopped, and the patient should then be monitored for symptom recurrence. If a flare does occur, budesonide can be restarted and continued as maintenance therapy.

 

 

KEY CONSIDERATIONS

Microscopic colitis is diagnosed histologically, while irritable bowel syndrome is a clinical diagnosis. In population-based cohorts of histologically confirmed microscopic colitis, 50% to 70% met symptom-based Rome criteria for the diagnosis of irritable bowel syndrome. The clinical symptom-based criteria for irritable bowel syndrome are not specific enough to rule out the diagnosis of microscopic colitis. Therefore, patients with suspected diarrhea-predominant irritable bowel syndrome should undergo colonoscopy with biopsy to investigate microscopic colitis if symptoms are not well controlled by antidiarrheal therapy.26 The patient’s management may be very different depending on whether colonoscopy is done.

Management of microscopic colitis should include stopping any drugs associated with it. Simple antidiarrheal agents should be tried first to manage symptoms. If symptoms persist, patients can be treated with budesonide (Entocort EC) 9 mg by mouth daily for 8 weeks to induce remission, or 6 mg by mouth daily for 3 months as maintenance therapy.

OUR PATIENT’S COURSE

Our patient’s medication list includes duloxetine, a serotonin-norepinephrine reuptake inhibitor related to drugs that have been associated with the development of microscopic colitis. We tapered the duloxetine, and her symptoms improved by 50%. Her symptoms were eventually controlled after an 8-week course of oral budesonide 9 mg and ongoing intermittent use of loperamide (Imodium).

References
  1. Swagerty DL, Walling AD, Klein RM. Lactose intolerance. Am Fam Physician 2002; 65:18451856.
  2. Thomas PD, Forbes A, Green J, et al. Guidelines for the investigation of chronic diarrhea, 2nd edition. Gut 2003; 52(suppl 5):15.
  3. Nelsen DA. Gluten-sensitive enteropathy (celiac disease): more common than you think. Am Fam Physician 2002; 66:22592266.
  4. Bardella MT, Trovato C, Cesana BM, Pagliari C, Gebbia C, Peracchi M. Serological markers for coeliac disease: is it time to change? Dig Liver Dis 2001; 33:426431.
  5. Barta Z, Mekkel G, Csipo I, et al. Micropscopic colitis: a retrospective study of clinical presentation in 53 patients. World J Gastroenterol 2005; 11:13511355.
  6. Tremaine WJ. Diagnosing collagenous colitis: does it make a difference? Eur J Gastroenterol Hepatol 1999; 11:477479.
  7. Bohr J, Tysk C, Yang P, Danielsson D, Järnerot G. Autoantibodies and immunoglobulins in collagenous colitis. Gut 1996; 39:7781.
  8. Zins BJ, Tremaine WJ, Carpenter HA. Collagenous colitis: mucosal biopsies and association with fecal leukocytes. Mayo Clin Proc 1995; 70:430433.
  9. Olsen M, Eriksson S, Bohr J, Järnerot G, Tysk C. Lymphocytic colitis: a retrospective clinical study of 199 Swedish patients. Gut 2004; 53:536541.
  10. Pardi DS. Microscopic colitis: an update. Inflamm Bowel Dis 2004; 10:860870.
  11. Fernandez-Banares F, Salas A, Esteve M, Espinos J, Forne M, Viver JM. Collagenous and lymphocytic colitis: evaluation of clinical and histological features, response to treatment, and long-term follow-up. Am J Gastroenterol 2003; 98:340347.
  12. Aignet T, Neureiter D, Müller S, Küspert G, Belke J, Kirchner T. Extracellular matrix composition and gene expression in collagenous colitis. Gastroenterology 1997; 113:136143.
  13. Parfitt JR, Driman DK. Pathological effects of drugs on the gastrointestinal tract: a review. Hum Pathol 2007; 38:527536.
  14. Fernández-Bañares F, Esteve M, Espinós JC, et al. Drug consumption and the risk of microscopic colitis. Am J Gastroenterol 2007; 102:324330.
  15. Thomson RD, Lestine LS, Bensen SP, et al. Lansoprazole-associated microscopic colitis: a case series. Am J Gastroenterol 2002; 97:29082913.
  16. Chande N, McDonald JWD, MacDonald JK. Cochrane Inflammatory Bowel Disease and Functional Bowel Disorders Group. Interventions for treating collagenous colitis. Cochrane Database Syst Rev 2007 Jan 24;(1):CD006096.
  17. Fine K, Lee E. Efficacy of open-label bismuth subsalicylate for the treatment of microscopic colitis. Gastroenterology 1998; 114:2936.
  18. Munck LK, Kjeldsen J, Philipsen E, Fscher Hansen B. Incomplete remission with short-term prednisolone treatment in collagenous colitis: a randomized study. Scand J Gastroenterol 2003; 38:606610.
  19. Madisch A, Miehlke S, Eichele E, et al. Boswellia serrata extract for the treatment of collagenous colitis: a randomized, double-blind, placebo-controlled, multicenter trial. Int J Colorectal Dis 2007; 22:14451451.
  20. Wildt S, Munck LK, Vinter-Jensen L, et al. Probiotic treatment of collagenous colitis: a randomized, double-blind, placebo-controlled trial with Lactobacillus acidophilus and Bifidobacterium animalis subsp. lactis. Inflamm Bowel Dis 2006; 12:395401.
  21. Calabrese C, Fabbri A, Areni A, Zahlane D, Scialpi C, Di Febo G. Mesalazine with or without cholestyramine in the treatment of microscopic colitis: randomized controlled trial. J Gastroenterol Hepatol 2007; 22:809814.
  22. Wall GC, Schirmer LL, Page MJ. Pharmacotherapy for microscopic colitis. Pharmacotherapy 2007; 27:425433.
  23. Feyen B, Wall GC, Finnerty EP, DeWitt JE, Reyes RS. Meta-analysis: budesonide treatment for collagenous colitis. Aliment Pharmacol Ther 2004; 20:745749.
  24. Madisch A, Heymer P, Voss C, et al. Oral budesonide therapy improves quality of life in patients with collagenous colitis. Int J Colorectal Dis 2005; 20:312316.
  25. Craig CR, editor. Modern Pharmacology With Clinical Application. 6th edition. Philadelphia: Lippincott Williams and Wilkins, 2003:481.
  26. Limsui D, Pardi DS, Camilleri M, et al. Symptomatic overlap between irritable bowel syndrome and microscopic colitis. Inflamm Bowel Dis 2007; 13:175181.
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J. Harry Isaacson, MD
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Bret Lashner, MD
Department of Gastroenterology and Hepatology, Cleveland Clinic; Director, Center for Inflammatory Bowel Disease; Director, Gastroenterology and Hepatology Fellowship Program; Professor of Medicine, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University

Address: J. Harry Isaacson, MD, General Internal Medicine, A91, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

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Bret Lashner, MD
Department of Gastroenterology and Hepatology, Cleveland Clinic; Director, Center for Inflammatory Bowel Disease; Director, Gastroenterology and Hepatology Fellowship Program; Professor of Medicine, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University

Address: J. Harry Isaacson, MD, General Internal Medicine, A91, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

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Bret Lashner, MD
Department of Gastroenterology and Hepatology, Cleveland Clinic; Director, Center for Inflammatory Bowel Disease; Director, Gastroenterology and Hepatology Fellowship Program; Professor of Medicine, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University

Address: J. Harry Isaacson, MD, General Internal Medicine, A91, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

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Related Articles

A 68-year-old white woman with irritable bowel syndrome has had worsening symptoms of right-sided abdominal pain, excessive bloating, and loose stools. Her bowel movements have increased from one a day to two or three a day. She has not noted any mucus or blood in the stool. She cannot identify any alleviating or aggravating factors, and the pain is not related to eating.

She consumes a normal diet, including meat and dairy. Over-the-counter antidiarrheal medications do not relieve the symptoms. She has had no fevers, chills, or night sweats, and she has not lost weight over the past year.

Her medical history includes breast cancer (in remission), alcohol abuse (in remission), and hypothyroidism, osteoporosis, and supraventricular tachycardia, all controlled with treatment as noted below. She has never undergone abdominal surgery.

A general review of systems is normal. Her current medications include oxybutynin (available as Ditropan, others), calcium polycarbophil (FiberCon, others), risedronate (Actonel), levothyroxine (Synthroid, others), simethicone (Maalox Anti-Gas, others), atenolol (Tenormin), trazodone (Desyrel), a calcium supplement, and aspirin. She began taking duloxetine (Cymbalta) 18 months ago, and the dose was increased from 60 mg to 90 mg 1 week before this visit.

She has never smoked, and she has abstained from alcohol for 10 years. She has no family history of colon cancer, celiac disease, or inflammatory bowel disease. She has not traveled outside the country in the past several years, and she notes no change in her source of drinking water.

On physical examination, she does not appear to be in acute distress. Her pulse is 64 and her blood pressure is 112/78 mm Hg. The cardiopulmonary examination is normal. Her abdomen is soft, symmetrical, nondistended, and nontender. Bowel sounds are normal. No abdominal masses, palpable organomegaly, or abdominal bruits are noted.

Results of basic laboratory tests, including thyroid-stimulating hormone (TSH), complete blood count, blood chemistries, renal function, and liver function, are normal. Colonoscopy shows normal mucosa as far as the cecum.

DIFFERENTIAL DIAGNOSIS

1. In addition to irritable bowel syndrome, which of these can explain her symptoms?

  • Ulcerative colitis
  • Celiac disease
  • Microscopic colitis
  • Hyperthyroidism
  • Lactase deficiency

Ulcerative colitis typically presents with blood and mucus in the stool and gross abnormalities on colonoscopy, none of which is present in this patient.

Hyperthyroidism can be ruled out by the normal TSH level.

Lactase deficiency or lactose intolerance is unlikely because it is present in only 15% of people of northern European descent (compared with 80% of blacks and Hispanics and up to 100% of Native Americans and Asians).1 Furthermore, her pain is apparently not related to consuming dairy products.

The hydrogen breath test can aid in the diagnosis of lactase deficiency. This test relies on the breakdown of malabsorbed lactose by colonic flora. This is the most widely used test for this deficiency, but its high false-negative rate of 25% means that a negative result does not exclude the diagnosis and should not be relied on in working up a patient with chronic diarrhea.2 Simply noting whether symptoms develop after ingesting 50 g of lactose is clinically useful when lactase deficiency is suspected.

Based on the information so far, it is reasonable in this patient to evaluate for celiac disease and for microscopic colitis.

Celiac disease, also called gluten-sensitive enteropathy, has a varied presentation that includes nonspecific symptoms such as those in this patient. Classically, it causes diarrhea, but patients may present with a single nutrient deficiency and no diarrhea.

This patient lacks the elevated alkaline phosphatase or evidence of vitamin deficiencies characteristic of malabsorption in celiac disease (ie, vitamins A, B12, D, K, and folate)3. She also lacks evidence of malnutrition, such as iron deficiency anemia, weight loss, or low serum albumin. Finally, she does not have the dermatitis herpetiformis rash to suggest autoimmune gluten-sensitive enteropathy, nor does she have evidence of follicular hyperplasia or petechiae due to vitamin malabsorption.3

Because no single serologic test is ideal for diagnosing gluten-sensitive enteropathy, several tests are typically used: immunoglobulin A (IgA) antigliadin antibody, IgG antigliadin antibody, IgA antitransglutaminase antibody, and IgA antiendomysial antibody. IgA antitransglutaminase antibody is 92% to 98% sensitive and 91% to 100% specific for celiac disease. IgG antigliadin antibody is 92% to 97% sensitive and 99% specific. The positive predictive value of the IgA and IgG antigliadin antibody tests is less than 2% in the general population, whereas the positive predictive value for antiendomysial antibody and antitransglutaminase antibody are 15.7% and 21.8%, respectively.4 A positive serologic test for antiendomysial antibody is nearly 100% specific.

Our patient’s entire celiac antibody panel is negative, and thus celiac disease is unlikely.

 

 

Case continued: Features of microscopic colitis

In our patient, colonic biopsy reveals a mildly expanded lamina propria, intraepithelial lymphocytes, and a patchy but prominent thickening of the subepithelial collagen table. This set of features is consistent with collagenous colitis, a variant of microscopic colitis. Histologic signs on biopsy specimens are fairly specific for the disease.5

Chronic, intermittent, secretory diarrhea without bleeding is the hallmark of microscopic colitis. Associated symptoms may include abdominal pain, weight loss, and fatigue. If biopsies are not taken at the time of the initial evaluation, and the colonic pathology is overlooked, patients with collagenous colitis may be diagnosed with irritable bowel syndrome with diarrhea.6 The sedimentation rate is often elevated, and the antinuclear antibody test can be positive.7 Steatorrhea or protein-losing enteropathy can occur, and fecal leukocytes are present in more than 50% of patients.8

This patient fits well the demographics of the typical collagenous colitis patient: ie, a middle-aged woman in her 6th decade in otherwise good general health. The female-to-male ratio is 15:1 overall, although the relative frequency of collagenous colitis in women is greater than that of lymphocytic colitis.9 In a population-based study, the incidence of collagenous colitis was 5.1 per 100,000 per year, with a prevalence of 36 per 100,000; the incidence of lymphocytic colitis was 9.8 per 100,000 per year, with a prevalence of 64 per 100,000.10

Symptoms are typically vague and range from an annoyance to more than 20 non-bloody stools per day. The course of the disease also varies. Case series have reported a spontaneous remission rate of 15% to 20%,11 though flare-ups are common. Microscopic colitis is largely a benign disease. It does not increase a person’s risk of colon cancer.

CAUSES OF COLLAGENOUS COLITIS

2. What causes of collagenous colitis have been identified?

  • Alcohol abuse
  • Previous gastrointestinal surgery
  • Drug-induced injury to colon

Neither alcohol use nor previous gastrointestinal surgery has been associated with the development of collagenous colitis.

Collagenous colitis has, however, been linked to several causes. Abnormal collagen metabolism has been demonstrated in patients as a result of increased expression of procollagen I and metalloproteinase inhibitor TIMP-1.12 Bacterial toxins and a bile-acid malabsorption defect in the terminal ileum and subsequent exposure of the colon to high concentrations of bile acids have also been linked to the development of collagenous colitis.

Many drugs have been linked to the development of collagenous colitis. Damage to the large intestine related to the use of non-steroidal anti-inflammatory drugs has been attributed to the blockage of prostaglandin synthesis.13 Simvastatin (Zocor), lansoprazole (Prilosec), and ticlopidine (Ticlid) have been linked to collagenous colitis; ticlopidine, flutamide (Eulexin), gold salts, lansoprazole, and sertraline (Zoloft) have been linked to the development of lymphocytic colitis.14 In one small series, patients developed colitis after switching from omeprazole (Prevacid) to lansoprazole. All patients had their symptoms and biopsy findings resolve within 1 week of stopping the drug.15

WHICH DRUG IS BEST?

3. Which drug is best for microscopic colitis, based on the current evidence?

  • Bismuth (eg, Kaopectate, Pepto-Bismol)
  • Sulfasalazine (Sulfazine)
  • Budesonide (Entocort)
  • Prednisolone

Studies have evaluated bismuth subsalicylate, Boswellia serrata extract, probiotics, prednisolone, budesonide, and other drugs for treating collagenous colitis.16

Bismuth trials have been small. In an open-label study of bismuth,17 symptoms improved in 11 of 12 patients.

Prednisolone recipients had a trend towards clinical response with treatment vs placebo, but it was not statistically significant, and there was incomplete remission of disease.18

Boswellia serrataextract19 and probiotics20 showed no clinical improvement.

Cholestyramine has been shown to be helpful when used in conjunction with an anti-inflammatory agent,21 and it may be helpful when used alone.

Aminosalicylate compounds have not been tested in prospective randomized trials, even though they are the cornerstone of treatment for ulcerative colitis. Retrospective trials have been equivocal.22

Budesonide currently has the best evidence of efficacy in collagenous colitis,23,24 and some evidence suggests it is also effective for other variants of microscopic colitis.

A total of 94 patients were enrolled in three placebo-controlled trials of budesonide at 9 mg daily or on a tapering schedule for 6 to 8 weeks. The pooled odds ratio for clinical response to treatment with budesonide was 12.32 (95% confidence interval 5.53–27.46), with a number needed to treat of 1.58. Significant histologic improvement with treatment was noted in all three trials.23

Quality of life has also been studied in patients with microscopic colitis who take budesonide. Symptoms, emotional functioning, and physical functioning are improved. Budesonide also improved stool consistency and significantly reduced the mean stool frequency compared with placebo.24

Compared with cortisol, budesonide has a 200 times greater affinity for the glucocorticoid receptor, and a 1,000 times greater topical anti-inflammatory potency. It is also well absorbed in the gastrointestinal tract but is substantially modified into very weak metabolites as a result of first-pass metabolism in the liver.25 This localized effect further supports the use of budesonide in patients with any form of microscopic colitis.

Although studies have shown budesonide to be effective, not every patient with a histologic diagnosis of microscopic colitis needs it. It is reasonable to try antidiarrheal agents, bismuth, or both as a first step because they are inexpensive and have few side effects. If budesonide is used, it should be given for 6 to 8 weeks, then stopped, and the patient should then be monitored for symptom recurrence. If a flare does occur, budesonide can be restarted and continued as maintenance therapy.

 

 

KEY CONSIDERATIONS

Microscopic colitis is diagnosed histologically, while irritable bowel syndrome is a clinical diagnosis. In population-based cohorts of histologically confirmed microscopic colitis, 50% to 70% met symptom-based Rome criteria for the diagnosis of irritable bowel syndrome. The clinical symptom-based criteria for irritable bowel syndrome are not specific enough to rule out the diagnosis of microscopic colitis. Therefore, patients with suspected diarrhea-predominant irritable bowel syndrome should undergo colonoscopy with biopsy to investigate microscopic colitis if symptoms are not well controlled by antidiarrheal therapy.26 The patient’s management may be very different depending on whether colonoscopy is done.

Management of microscopic colitis should include stopping any drugs associated with it. Simple antidiarrheal agents should be tried first to manage symptoms. If symptoms persist, patients can be treated with budesonide (Entocort EC) 9 mg by mouth daily for 8 weeks to induce remission, or 6 mg by mouth daily for 3 months as maintenance therapy.

OUR PATIENT’S COURSE

Our patient’s medication list includes duloxetine, a serotonin-norepinephrine reuptake inhibitor related to drugs that have been associated with the development of microscopic colitis. We tapered the duloxetine, and her symptoms improved by 50%. Her symptoms were eventually controlled after an 8-week course of oral budesonide 9 mg and ongoing intermittent use of loperamide (Imodium).

A 68-year-old white woman with irritable bowel syndrome has had worsening symptoms of right-sided abdominal pain, excessive bloating, and loose stools. Her bowel movements have increased from one a day to two or three a day. She has not noted any mucus or blood in the stool. She cannot identify any alleviating or aggravating factors, and the pain is not related to eating.

She consumes a normal diet, including meat and dairy. Over-the-counter antidiarrheal medications do not relieve the symptoms. She has had no fevers, chills, or night sweats, and she has not lost weight over the past year.

Her medical history includes breast cancer (in remission), alcohol abuse (in remission), and hypothyroidism, osteoporosis, and supraventricular tachycardia, all controlled with treatment as noted below. She has never undergone abdominal surgery.

A general review of systems is normal. Her current medications include oxybutynin (available as Ditropan, others), calcium polycarbophil (FiberCon, others), risedronate (Actonel), levothyroxine (Synthroid, others), simethicone (Maalox Anti-Gas, others), atenolol (Tenormin), trazodone (Desyrel), a calcium supplement, and aspirin. She began taking duloxetine (Cymbalta) 18 months ago, and the dose was increased from 60 mg to 90 mg 1 week before this visit.

She has never smoked, and she has abstained from alcohol for 10 years. She has no family history of colon cancer, celiac disease, or inflammatory bowel disease. She has not traveled outside the country in the past several years, and she notes no change in her source of drinking water.

On physical examination, she does not appear to be in acute distress. Her pulse is 64 and her blood pressure is 112/78 mm Hg. The cardiopulmonary examination is normal. Her abdomen is soft, symmetrical, nondistended, and nontender. Bowel sounds are normal. No abdominal masses, palpable organomegaly, or abdominal bruits are noted.

Results of basic laboratory tests, including thyroid-stimulating hormone (TSH), complete blood count, blood chemistries, renal function, and liver function, are normal. Colonoscopy shows normal mucosa as far as the cecum.

DIFFERENTIAL DIAGNOSIS

1. In addition to irritable bowel syndrome, which of these can explain her symptoms?

  • Ulcerative colitis
  • Celiac disease
  • Microscopic colitis
  • Hyperthyroidism
  • Lactase deficiency

Ulcerative colitis typically presents with blood and mucus in the stool and gross abnormalities on colonoscopy, none of which is present in this patient.

Hyperthyroidism can be ruled out by the normal TSH level.

Lactase deficiency or lactose intolerance is unlikely because it is present in only 15% of people of northern European descent (compared with 80% of blacks and Hispanics and up to 100% of Native Americans and Asians).1 Furthermore, her pain is apparently not related to consuming dairy products.

The hydrogen breath test can aid in the diagnosis of lactase deficiency. This test relies on the breakdown of malabsorbed lactose by colonic flora. This is the most widely used test for this deficiency, but its high false-negative rate of 25% means that a negative result does not exclude the diagnosis and should not be relied on in working up a patient with chronic diarrhea.2 Simply noting whether symptoms develop after ingesting 50 g of lactose is clinically useful when lactase deficiency is suspected.

Based on the information so far, it is reasonable in this patient to evaluate for celiac disease and for microscopic colitis.

Celiac disease, also called gluten-sensitive enteropathy, has a varied presentation that includes nonspecific symptoms such as those in this patient. Classically, it causes diarrhea, but patients may present with a single nutrient deficiency and no diarrhea.

This patient lacks the elevated alkaline phosphatase or evidence of vitamin deficiencies characteristic of malabsorption in celiac disease (ie, vitamins A, B12, D, K, and folate)3. She also lacks evidence of malnutrition, such as iron deficiency anemia, weight loss, or low serum albumin. Finally, she does not have the dermatitis herpetiformis rash to suggest autoimmune gluten-sensitive enteropathy, nor does she have evidence of follicular hyperplasia or petechiae due to vitamin malabsorption.3

Because no single serologic test is ideal for diagnosing gluten-sensitive enteropathy, several tests are typically used: immunoglobulin A (IgA) antigliadin antibody, IgG antigliadin antibody, IgA antitransglutaminase antibody, and IgA antiendomysial antibody. IgA antitransglutaminase antibody is 92% to 98% sensitive and 91% to 100% specific for celiac disease. IgG antigliadin antibody is 92% to 97% sensitive and 99% specific. The positive predictive value of the IgA and IgG antigliadin antibody tests is less than 2% in the general population, whereas the positive predictive value for antiendomysial antibody and antitransglutaminase antibody are 15.7% and 21.8%, respectively.4 A positive serologic test for antiendomysial antibody is nearly 100% specific.

Our patient’s entire celiac antibody panel is negative, and thus celiac disease is unlikely.

 

 

Case continued: Features of microscopic colitis

In our patient, colonic biopsy reveals a mildly expanded lamina propria, intraepithelial lymphocytes, and a patchy but prominent thickening of the subepithelial collagen table. This set of features is consistent with collagenous colitis, a variant of microscopic colitis. Histologic signs on biopsy specimens are fairly specific for the disease.5

Chronic, intermittent, secretory diarrhea without bleeding is the hallmark of microscopic colitis. Associated symptoms may include abdominal pain, weight loss, and fatigue. If biopsies are not taken at the time of the initial evaluation, and the colonic pathology is overlooked, patients with collagenous colitis may be diagnosed with irritable bowel syndrome with diarrhea.6 The sedimentation rate is often elevated, and the antinuclear antibody test can be positive.7 Steatorrhea or protein-losing enteropathy can occur, and fecal leukocytes are present in more than 50% of patients.8

This patient fits well the demographics of the typical collagenous colitis patient: ie, a middle-aged woman in her 6th decade in otherwise good general health. The female-to-male ratio is 15:1 overall, although the relative frequency of collagenous colitis in women is greater than that of lymphocytic colitis.9 In a population-based study, the incidence of collagenous colitis was 5.1 per 100,000 per year, with a prevalence of 36 per 100,000; the incidence of lymphocytic colitis was 9.8 per 100,000 per year, with a prevalence of 64 per 100,000.10

Symptoms are typically vague and range from an annoyance to more than 20 non-bloody stools per day. The course of the disease also varies. Case series have reported a spontaneous remission rate of 15% to 20%,11 though flare-ups are common. Microscopic colitis is largely a benign disease. It does not increase a person’s risk of colon cancer.

CAUSES OF COLLAGENOUS COLITIS

2. What causes of collagenous colitis have been identified?

  • Alcohol abuse
  • Previous gastrointestinal surgery
  • Drug-induced injury to colon

Neither alcohol use nor previous gastrointestinal surgery has been associated with the development of collagenous colitis.

Collagenous colitis has, however, been linked to several causes. Abnormal collagen metabolism has been demonstrated in patients as a result of increased expression of procollagen I and metalloproteinase inhibitor TIMP-1.12 Bacterial toxins and a bile-acid malabsorption defect in the terminal ileum and subsequent exposure of the colon to high concentrations of bile acids have also been linked to the development of collagenous colitis.

Many drugs have been linked to the development of collagenous colitis. Damage to the large intestine related to the use of non-steroidal anti-inflammatory drugs has been attributed to the blockage of prostaglandin synthesis.13 Simvastatin (Zocor), lansoprazole (Prilosec), and ticlopidine (Ticlid) have been linked to collagenous colitis; ticlopidine, flutamide (Eulexin), gold salts, lansoprazole, and sertraline (Zoloft) have been linked to the development of lymphocytic colitis.14 In one small series, patients developed colitis after switching from omeprazole (Prevacid) to lansoprazole. All patients had their symptoms and biopsy findings resolve within 1 week of stopping the drug.15

WHICH DRUG IS BEST?

3. Which drug is best for microscopic colitis, based on the current evidence?

  • Bismuth (eg, Kaopectate, Pepto-Bismol)
  • Sulfasalazine (Sulfazine)
  • Budesonide (Entocort)
  • Prednisolone

Studies have evaluated bismuth subsalicylate, Boswellia serrata extract, probiotics, prednisolone, budesonide, and other drugs for treating collagenous colitis.16

Bismuth trials have been small. In an open-label study of bismuth,17 symptoms improved in 11 of 12 patients.

Prednisolone recipients had a trend towards clinical response with treatment vs placebo, but it was not statistically significant, and there was incomplete remission of disease.18

Boswellia serrataextract19 and probiotics20 showed no clinical improvement.

Cholestyramine has been shown to be helpful when used in conjunction with an anti-inflammatory agent,21 and it may be helpful when used alone.

Aminosalicylate compounds have not been tested in prospective randomized trials, even though they are the cornerstone of treatment for ulcerative colitis. Retrospective trials have been equivocal.22

Budesonide currently has the best evidence of efficacy in collagenous colitis,23,24 and some evidence suggests it is also effective for other variants of microscopic colitis.

A total of 94 patients were enrolled in three placebo-controlled trials of budesonide at 9 mg daily or on a tapering schedule for 6 to 8 weeks. The pooled odds ratio for clinical response to treatment with budesonide was 12.32 (95% confidence interval 5.53–27.46), with a number needed to treat of 1.58. Significant histologic improvement with treatment was noted in all three trials.23

Quality of life has also been studied in patients with microscopic colitis who take budesonide. Symptoms, emotional functioning, and physical functioning are improved. Budesonide also improved stool consistency and significantly reduced the mean stool frequency compared with placebo.24

Compared with cortisol, budesonide has a 200 times greater affinity for the glucocorticoid receptor, and a 1,000 times greater topical anti-inflammatory potency. It is also well absorbed in the gastrointestinal tract but is substantially modified into very weak metabolites as a result of first-pass metabolism in the liver.25 This localized effect further supports the use of budesonide in patients with any form of microscopic colitis.

Although studies have shown budesonide to be effective, not every patient with a histologic diagnosis of microscopic colitis needs it. It is reasonable to try antidiarrheal agents, bismuth, or both as a first step because they are inexpensive and have few side effects. If budesonide is used, it should be given for 6 to 8 weeks, then stopped, and the patient should then be monitored for symptom recurrence. If a flare does occur, budesonide can be restarted and continued as maintenance therapy.

 

 

KEY CONSIDERATIONS

Microscopic colitis is diagnosed histologically, while irritable bowel syndrome is a clinical diagnosis. In population-based cohorts of histologically confirmed microscopic colitis, 50% to 70% met symptom-based Rome criteria for the diagnosis of irritable bowel syndrome. The clinical symptom-based criteria for irritable bowel syndrome are not specific enough to rule out the diagnosis of microscopic colitis. Therefore, patients with suspected diarrhea-predominant irritable bowel syndrome should undergo colonoscopy with biopsy to investigate microscopic colitis if symptoms are not well controlled by antidiarrheal therapy.26 The patient’s management may be very different depending on whether colonoscopy is done.

Management of microscopic colitis should include stopping any drugs associated with it. Simple antidiarrheal agents should be tried first to manage symptoms. If symptoms persist, patients can be treated with budesonide (Entocort EC) 9 mg by mouth daily for 8 weeks to induce remission, or 6 mg by mouth daily for 3 months as maintenance therapy.

OUR PATIENT’S COURSE

Our patient’s medication list includes duloxetine, a serotonin-norepinephrine reuptake inhibitor related to drugs that have been associated with the development of microscopic colitis. We tapered the duloxetine, and her symptoms improved by 50%. Her symptoms were eventually controlled after an 8-week course of oral budesonide 9 mg and ongoing intermittent use of loperamide (Imodium).

References
  1. Swagerty DL, Walling AD, Klein RM. Lactose intolerance. Am Fam Physician 2002; 65:18451856.
  2. Thomas PD, Forbes A, Green J, et al. Guidelines for the investigation of chronic diarrhea, 2nd edition. Gut 2003; 52(suppl 5):15.
  3. Nelsen DA. Gluten-sensitive enteropathy (celiac disease): more common than you think. Am Fam Physician 2002; 66:22592266.
  4. Bardella MT, Trovato C, Cesana BM, Pagliari C, Gebbia C, Peracchi M. Serological markers for coeliac disease: is it time to change? Dig Liver Dis 2001; 33:426431.
  5. Barta Z, Mekkel G, Csipo I, et al. Micropscopic colitis: a retrospective study of clinical presentation in 53 patients. World J Gastroenterol 2005; 11:13511355.
  6. Tremaine WJ. Diagnosing collagenous colitis: does it make a difference? Eur J Gastroenterol Hepatol 1999; 11:477479.
  7. Bohr J, Tysk C, Yang P, Danielsson D, Järnerot G. Autoantibodies and immunoglobulins in collagenous colitis. Gut 1996; 39:7781.
  8. Zins BJ, Tremaine WJ, Carpenter HA. Collagenous colitis: mucosal biopsies and association with fecal leukocytes. Mayo Clin Proc 1995; 70:430433.
  9. Olsen M, Eriksson S, Bohr J, Järnerot G, Tysk C. Lymphocytic colitis: a retrospective clinical study of 199 Swedish patients. Gut 2004; 53:536541.
  10. Pardi DS. Microscopic colitis: an update. Inflamm Bowel Dis 2004; 10:860870.
  11. Fernandez-Banares F, Salas A, Esteve M, Espinos J, Forne M, Viver JM. Collagenous and lymphocytic colitis: evaluation of clinical and histological features, response to treatment, and long-term follow-up. Am J Gastroenterol 2003; 98:340347.
  12. Aignet T, Neureiter D, Müller S, Küspert G, Belke J, Kirchner T. Extracellular matrix composition and gene expression in collagenous colitis. Gastroenterology 1997; 113:136143.
  13. Parfitt JR, Driman DK. Pathological effects of drugs on the gastrointestinal tract: a review. Hum Pathol 2007; 38:527536.
  14. Fernández-Bañares F, Esteve M, Espinós JC, et al. Drug consumption and the risk of microscopic colitis. Am J Gastroenterol 2007; 102:324330.
  15. Thomson RD, Lestine LS, Bensen SP, et al. Lansoprazole-associated microscopic colitis: a case series. Am J Gastroenterol 2002; 97:29082913.
  16. Chande N, McDonald JWD, MacDonald JK. Cochrane Inflammatory Bowel Disease and Functional Bowel Disorders Group. Interventions for treating collagenous colitis. Cochrane Database Syst Rev 2007 Jan 24;(1):CD006096.
  17. Fine K, Lee E. Efficacy of open-label bismuth subsalicylate for the treatment of microscopic colitis. Gastroenterology 1998; 114:2936.
  18. Munck LK, Kjeldsen J, Philipsen E, Fscher Hansen B. Incomplete remission with short-term prednisolone treatment in collagenous colitis: a randomized study. Scand J Gastroenterol 2003; 38:606610.
  19. Madisch A, Miehlke S, Eichele E, et al. Boswellia serrata extract for the treatment of collagenous colitis: a randomized, double-blind, placebo-controlled, multicenter trial. Int J Colorectal Dis 2007; 22:14451451.
  20. Wildt S, Munck LK, Vinter-Jensen L, et al. Probiotic treatment of collagenous colitis: a randomized, double-blind, placebo-controlled trial with Lactobacillus acidophilus and Bifidobacterium animalis subsp. lactis. Inflamm Bowel Dis 2006; 12:395401.
  21. Calabrese C, Fabbri A, Areni A, Zahlane D, Scialpi C, Di Febo G. Mesalazine with or without cholestyramine in the treatment of microscopic colitis: randomized controlled trial. J Gastroenterol Hepatol 2007; 22:809814.
  22. Wall GC, Schirmer LL, Page MJ. Pharmacotherapy for microscopic colitis. Pharmacotherapy 2007; 27:425433.
  23. Feyen B, Wall GC, Finnerty EP, DeWitt JE, Reyes RS. Meta-analysis: budesonide treatment for collagenous colitis. Aliment Pharmacol Ther 2004; 20:745749.
  24. Madisch A, Heymer P, Voss C, et al. Oral budesonide therapy improves quality of life in patients with collagenous colitis. Int J Colorectal Dis 2005; 20:312316.
  25. Craig CR, editor. Modern Pharmacology With Clinical Application. 6th edition. Philadelphia: Lippincott Williams and Wilkins, 2003:481.
  26. Limsui D, Pardi DS, Camilleri M, et al. Symptomatic overlap between irritable bowel syndrome and microscopic colitis. Inflamm Bowel Dis 2007; 13:175181.
References
  1. Swagerty DL, Walling AD, Klein RM. Lactose intolerance. Am Fam Physician 2002; 65:18451856.
  2. Thomas PD, Forbes A, Green J, et al. Guidelines for the investigation of chronic diarrhea, 2nd edition. Gut 2003; 52(suppl 5):15.
  3. Nelsen DA. Gluten-sensitive enteropathy (celiac disease): more common than you think. Am Fam Physician 2002; 66:22592266.
  4. Bardella MT, Trovato C, Cesana BM, Pagliari C, Gebbia C, Peracchi M. Serological markers for coeliac disease: is it time to change? Dig Liver Dis 2001; 33:426431.
  5. Barta Z, Mekkel G, Csipo I, et al. Micropscopic colitis: a retrospective study of clinical presentation in 53 patients. World J Gastroenterol 2005; 11:13511355.
  6. Tremaine WJ. Diagnosing collagenous colitis: does it make a difference? Eur J Gastroenterol Hepatol 1999; 11:477479.
  7. Bohr J, Tysk C, Yang P, Danielsson D, Järnerot G. Autoantibodies and immunoglobulins in collagenous colitis. Gut 1996; 39:7781.
  8. Zins BJ, Tremaine WJ, Carpenter HA. Collagenous colitis: mucosal biopsies and association with fecal leukocytes. Mayo Clin Proc 1995; 70:430433.
  9. Olsen M, Eriksson S, Bohr J, Järnerot G, Tysk C. Lymphocytic colitis: a retrospective clinical study of 199 Swedish patients. Gut 2004; 53:536541.
  10. Pardi DS. Microscopic colitis: an update. Inflamm Bowel Dis 2004; 10:860870.
  11. Fernandez-Banares F, Salas A, Esteve M, Espinos J, Forne M, Viver JM. Collagenous and lymphocytic colitis: evaluation of clinical and histological features, response to treatment, and long-term follow-up. Am J Gastroenterol 2003; 98:340347.
  12. Aignet T, Neureiter D, Müller S, Küspert G, Belke J, Kirchner T. Extracellular matrix composition and gene expression in collagenous colitis. Gastroenterology 1997; 113:136143.
  13. Parfitt JR, Driman DK. Pathological effects of drugs on the gastrointestinal tract: a review. Hum Pathol 2007; 38:527536.
  14. Fernández-Bañares F, Esteve M, Espinós JC, et al. Drug consumption and the risk of microscopic colitis. Am J Gastroenterol 2007; 102:324330.
  15. Thomson RD, Lestine LS, Bensen SP, et al. Lansoprazole-associated microscopic colitis: a case series. Am J Gastroenterol 2002; 97:29082913.
  16. Chande N, McDonald JWD, MacDonald JK. Cochrane Inflammatory Bowel Disease and Functional Bowel Disorders Group. Interventions for treating collagenous colitis. Cochrane Database Syst Rev 2007 Jan 24;(1):CD006096.
  17. Fine K, Lee E. Efficacy of open-label bismuth subsalicylate for the treatment of microscopic colitis. Gastroenterology 1998; 114:2936.
  18. Munck LK, Kjeldsen J, Philipsen E, Fscher Hansen B. Incomplete remission with short-term prednisolone treatment in collagenous colitis: a randomized study. Scand J Gastroenterol 2003; 38:606610.
  19. Madisch A, Miehlke S, Eichele E, et al. Boswellia serrata extract for the treatment of collagenous colitis: a randomized, double-blind, placebo-controlled, multicenter trial. Int J Colorectal Dis 2007; 22:14451451.
  20. Wildt S, Munck LK, Vinter-Jensen L, et al. Probiotic treatment of collagenous colitis: a randomized, double-blind, placebo-controlled trial with Lactobacillus acidophilus and Bifidobacterium animalis subsp. lactis. Inflamm Bowel Dis 2006; 12:395401.
  21. Calabrese C, Fabbri A, Areni A, Zahlane D, Scialpi C, Di Febo G. Mesalazine with or without cholestyramine in the treatment of microscopic colitis: randomized controlled trial. J Gastroenterol Hepatol 2007; 22:809814.
  22. Wall GC, Schirmer LL, Page MJ. Pharmacotherapy for microscopic colitis. Pharmacotherapy 2007; 27:425433.
  23. Feyen B, Wall GC, Finnerty EP, DeWitt JE, Reyes RS. Meta-analysis: budesonide treatment for collagenous colitis. Aliment Pharmacol Ther 2004; 20:745749.
  24. Madisch A, Heymer P, Voss C, et al. Oral budesonide therapy improves quality of life in patients with collagenous colitis. Int J Colorectal Dis 2005; 20:312316.
  25. Craig CR, editor. Modern Pharmacology With Clinical Application. 6th edition. Philadelphia: Lippincott Williams and Wilkins, 2003:481.
  26. Limsui D, Pardi DS, Camilleri M, et al. Symptomatic overlap between irritable bowel syndrome and microscopic colitis. Inflamm Bowel Dis 2007; 13:175181.
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A medical center is not a hospital

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Editor’s note: We are interested in your thoughts on this article. See the Editor-in-Chief’s comments.

I use to be a hospital guy. I was only a few days into my third-year medicine clerkship in medical school nearly three decades ago when I fell in love with the hospital and knew I was going to be an internist. The hospital wasn’t called a medical center back then. It was a fascinating and magical place, where internists were fired in the furnace of rounds, night call, and morning report. I loved the association with the great case, the flush of excitement that accompanied the difficult diagnosis, the hard-earned annual promotion through the hierarchy of trainees seeking the rarefied air of the attending physicians. We bonded as fellow house officers more tightly than with friends outside the hospital. We prowled the wards, intensive care units, emergency room, and laboratories and never slept. The hospital was the most exclusive of clubs, and our training granted us lifelong membership.

A humming beehive of academic activity, the hospital was also a web of powerful social relationships. Everybody knew everybody, from the hospital CEO to the night security officer. The nurses called you by your first name and worked with you for weeks at a time, fostering mutual respect and sometimes even affection. In those days, nurses actually nursed their patients, spoon-feeding them broth with their medications, washing them in bed and bathroom, holding their hands and heads. Patients came to the hospital to be diagnosed and treated until they recovered from whatever illness had felled them. They stayed long enough so that you knew them and their families as well as you knew your own.

I have been a general internist and clinician-educator for 23 years, working in two university hospitals and one community hospital. That’s more than seven generations of house staff with whom I’ve toiled and learned. Somewhere along the way, I became increasingly aware that teaching clinical medicine to students, interns, and residents was getting harder and harder. The patients were sicker and stayed only 3.2 days in the hospital. What we were teaching wasn’t how to diagnose and treat diseases, but how to manage only their most serious complications—the respiratory distress from pneumonia, the ketosis of uncontrolled diabetes, the septic shock from infections. The wards became intensive care units, and the critical care units the province of “intensivists” who were more adept than we were at taming all the machinery and technology. We struggled to keep up with the unending deluge of arcane demands from the accreditation organizations watchdogging our teaching efforts. We pretended that we somehow distinguished teaching rounds from working rounds, and documented the silliness in computer files. Medical education slowly slipped from being a calling to folks like me, finally succumbing to bureaucratic lunacy. The pace of teaching and caring for acutely ill patients became intolerable. Rounds went from the bedside to the classroom to the cell phone. The house staff were getting cheated out of the whole point of residency—the miracle of turning medical students into attending physicians in a little over a thousand days.

Worse, though, was the ebbing of the lifeblood of the hospital. Now the medical center, riddled with “centers of excellence” instead of departments, answered only to administrators who cared nothing about medical education, except for the Medicare dollars they would lose if they cut the training programs. They spent enormous amounts of money marketing the centers of excellence, and they cut everything else to manipulate the bottom line.

The biggest casualty, of course, was the nursing staff. Underpaid, depleted of leadership and morale, they simply disappeared. They were replaced by agency nurses who worked their shifts and didn’t know the doctors or the patients. The complex bedside care of increasingly sick, old, and vulnerable patients was delegated to people with high school equivalency degrees. Nurses now cared for their patients by managing their own support staff, and spent much of their time entering useless information in the computer. The doctor-nurse collaboration I grew up with as a trainee and young attending didn’t exist any-more, and patients suffered as a result.

In 2000, the Institute of Medicine informed the public and the medical community that being a patient in an American hospital was dangerous.1 We were told that at least 44,000 and perhaps as many as 98,000 patients die annually in US hospitals as the result of preventable medical mishaps, more deaths than are attributable yearly to motor vehicle accidents, breast cancer, or AIDS.1 Although there has been an emerging body of literature pertaining to this epidemic, not much has changed, at least not in my hospital. We remain absurdly complacent about rising iatrogenic infection rates, knowing all too well that we are allowing immunocompromised patients to die unnecessarily in our intensive care units. There are alcohol-based hand-washing gels everywhere, but no police or policy with teeth in it to enforce handwashing. We lurch toward physician computer order entry, clinging to the false belief that software programs will prevent adverse drug reactions and delivery of the wrong dangerous drug to the wrong patient. We understaff our pharmacies so that they can’t get the medications to the patients on time or alert us to our own prescribing errors. We burn out our nurses despite years of loyal service. And worst of all, we capitulate to the for-profit insurance industry that informs us they won’t pay for day 4 of Mr. Jones’ hospitalization because he has failed to meet some arbitrary criteria in their manual.

I stepped down as chairman of my department 3 years ago because I couldn’t stand it any longer. I couldn’t stand the management retreats in which we obsessed about “customer service” while the waiting time in the emergency department ballooned to 12 hours because there were “no beds.” There were plenty of beds, but no nurses to staff them. I was marginalized when I protested the budget cycles bleeding out support of medical education in favor of the annual purchase of new scanners and surgical gizmos. I couldn’t get anybody fired up about patient safety.

Retreating to the privacy of clinical medicine, I realized the other day that my real job is not to diagnose, treat, and teach about diseases anymore. My real job is to do everything in my power to keep my patients out of the medical center. I walk the halls now and don’t recognize the institution I grew up in and came to love. Everywhere I look, I see not magic and promise, but dirt and danger.

I’m not a hospital guy anymore.

References
  1. Kohn LT, Corrigan JM, Donaldson MS, editors. To Err is Human: Building a Safer Health System. Washington, DC: National Academy Press, 2000.
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Editor’s note: We are interested in your thoughts on this article. See the Editor-in-Chief’s comments.

I use to be a hospital guy. I was only a few days into my third-year medicine clerkship in medical school nearly three decades ago when I fell in love with the hospital and knew I was going to be an internist. The hospital wasn’t called a medical center back then. It was a fascinating and magical place, where internists were fired in the furnace of rounds, night call, and morning report. I loved the association with the great case, the flush of excitement that accompanied the difficult diagnosis, the hard-earned annual promotion through the hierarchy of trainees seeking the rarefied air of the attending physicians. We bonded as fellow house officers more tightly than with friends outside the hospital. We prowled the wards, intensive care units, emergency room, and laboratories and never slept. The hospital was the most exclusive of clubs, and our training granted us lifelong membership.

A humming beehive of academic activity, the hospital was also a web of powerful social relationships. Everybody knew everybody, from the hospital CEO to the night security officer. The nurses called you by your first name and worked with you for weeks at a time, fostering mutual respect and sometimes even affection. In those days, nurses actually nursed their patients, spoon-feeding them broth with their medications, washing them in bed and bathroom, holding their hands and heads. Patients came to the hospital to be diagnosed and treated until they recovered from whatever illness had felled them. They stayed long enough so that you knew them and their families as well as you knew your own.

I have been a general internist and clinician-educator for 23 years, working in two university hospitals and one community hospital. That’s more than seven generations of house staff with whom I’ve toiled and learned. Somewhere along the way, I became increasingly aware that teaching clinical medicine to students, interns, and residents was getting harder and harder. The patients were sicker and stayed only 3.2 days in the hospital. What we were teaching wasn’t how to diagnose and treat diseases, but how to manage only their most serious complications—the respiratory distress from pneumonia, the ketosis of uncontrolled diabetes, the septic shock from infections. The wards became intensive care units, and the critical care units the province of “intensivists” who were more adept than we were at taming all the machinery and technology. We struggled to keep up with the unending deluge of arcane demands from the accreditation organizations watchdogging our teaching efforts. We pretended that we somehow distinguished teaching rounds from working rounds, and documented the silliness in computer files. Medical education slowly slipped from being a calling to folks like me, finally succumbing to bureaucratic lunacy. The pace of teaching and caring for acutely ill patients became intolerable. Rounds went from the bedside to the classroom to the cell phone. The house staff were getting cheated out of the whole point of residency—the miracle of turning medical students into attending physicians in a little over a thousand days.

Worse, though, was the ebbing of the lifeblood of the hospital. Now the medical center, riddled with “centers of excellence” instead of departments, answered only to administrators who cared nothing about medical education, except for the Medicare dollars they would lose if they cut the training programs. They spent enormous amounts of money marketing the centers of excellence, and they cut everything else to manipulate the bottom line.

The biggest casualty, of course, was the nursing staff. Underpaid, depleted of leadership and morale, they simply disappeared. They were replaced by agency nurses who worked their shifts and didn’t know the doctors or the patients. The complex bedside care of increasingly sick, old, and vulnerable patients was delegated to people with high school equivalency degrees. Nurses now cared for their patients by managing their own support staff, and spent much of their time entering useless information in the computer. The doctor-nurse collaboration I grew up with as a trainee and young attending didn’t exist any-more, and patients suffered as a result.

In 2000, the Institute of Medicine informed the public and the medical community that being a patient in an American hospital was dangerous.1 We were told that at least 44,000 and perhaps as many as 98,000 patients die annually in US hospitals as the result of preventable medical mishaps, more deaths than are attributable yearly to motor vehicle accidents, breast cancer, or AIDS.1 Although there has been an emerging body of literature pertaining to this epidemic, not much has changed, at least not in my hospital. We remain absurdly complacent about rising iatrogenic infection rates, knowing all too well that we are allowing immunocompromised patients to die unnecessarily in our intensive care units. There are alcohol-based hand-washing gels everywhere, but no police or policy with teeth in it to enforce handwashing. We lurch toward physician computer order entry, clinging to the false belief that software programs will prevent adverse drug reactions and delivery of the wrong dangerous drug to the wrong patient. We understaff our pharmacies so that they can’t get the medications to the patients on time or alert us to our own prescribing errors. We burn out our nurses despite years of loyal service. And worst of all, we capitulate to the for-profit insurance industry that informs us they won’t pay for day 4 of Mr. Jones’ hospitalization because he has failed to meet some arbitrary criteria in their manual.

I stepped down as chairman of my department 3 years ago because I couldn’t stand it any longer. I couldn’t stand the management retreats in which we obsessed about “customer service” while the waiting time in the emergency department ballooned to 12 hours because there were “no beds.” There were plenty of beds, but no nurses to staff them. I was marginalized when I protested the budget cycles bleeding out support of medical education in favor of the annual purchase of new scanners and surgical gizmos. I couldn’t get anybody fired up about patient safety.

Retreating to the privacy of clinical medicine, I realized the other day that my real job is not to diagnose, treat, and teach about diseases anymore. My real job is to do everything in my power to keep my patients out of the medical center. I walk the halls now and don’t recognize the institution I grew up in and came to love. Everywhere I look, I see not magic and promise, but dirt and danger.

I’m not a hospital guy anymore.

Editor’s note: We are interested in your thoughts on this article. See the Editor-in-Chief’s comments.

I use to be a hospital guy. I was only a few days into my third-year medicine clerkship in medical school nearly three decades ago when I fell in love with the hospital and knew I was going to be an internist. The hospital wasn’t called a medical center back then. It was a fascinating and magical place, where internists were fired in the furnace of rounds, night call, and morning report. I loved the association with the great case, the flush of excitement that accompanied the difficult diagnosis, the hard-earned annual promotion through the hierarchy of trainees seeking the rarefied air of the attending physicians. We bonded as fellow house officers more tightly than with friends outside the hospital. We prowled the wards, intensive care units, emergency room, and laboratories and never slept. The hospital was the most exclusive of clubs, and our training granted us lifelong membership.

A humming beehive of academic activity, the hospital was also a web of powerful social relationships. Everybody knew everybody, from the hospital CEO to the night security officer. The nurses called you by your first name and worked with you for weeks at a time, fostering mutual respect and sometimes even affection. In those days, nurses actually nursed their patients, spoon-feeding them broth with their medications, washing them in bed and bathroom, holding their hands and heads. Patients came to the hospital to be diagnosed and treated until they recovered from whatever illness had felled them. They stayed long enough so that you knew them and their families as well as you knew your own.

I have been a general internist and clinician-educator for 23 years, working in two university hospitals and one community hospital. That’s more than seven generations of house staff with whom I’ve toiled and learned. Somewhere along the way, I became increasingly aware that teaching clinical medicine to students, interns, and residents was getting harder and harder. The patients were sicker and stayed only 3.2 days in the hospital. What we were teaching wasn’t how to diagnose and treat diseases, but how to manage only their most serious complications—the respiratory distress from pneumonia, the ketosis of uncontrolled diabetes, the septic shock from infections. The wards became intensive care units, and the critical care units the province of “intensivists” who were more adept than we were at taming all the machinery and technology. We struggled to keep up with the unending deluge of arcane demands from the accreditation organizations watchdogging our teaching efforts. We pretended that we somehow distinguished teaching rounds from working rounds, and documented the silliness in computer files. Medical education slowly slipped from being a calling to folks like me, finally succumbing to bureaucratic lunacy. The pace of teaching and caring for acutely ill patients became intolerable. Rounds went from the bedside to the classroom to the cell phone. The house staff were getting cheated out of the whole point of residency—the miracle of turning medical students into attending physicians in a little over a thousand days.

Worse, though, was the ebbing of the lifeblood of the hospital. Now the medical center, riddled with “centers of excellence” instead of departments, answered only to administrators who cared nothing about medical education, except for the Medicare dollars they would lose if they cut the training programs. They spent enormous amounts of money marketing the centers of excellence, and they cut everything else to manipulate the bottom line.

The biggest casualty, of course, was the nursing staff. Underpaid, depleted of leadership and morale, they simply disappeared. They were replaced by agency nurses who worked their shifts and didn’t know the doctors or the patients. The complex bedside care of increasingly sick, old, and vulnerable patients was delegated to people with high school equivalency degrees. Nurses now cared for their patients by managing their own support staff, and spent much of their time entering useless information in the computer. The doctor-nurse collaboration I grew up with as a trainee and young attending didn’t exist any-more, and patients suffered as a result.

In 2000, the Institute of Medicine informed the public and the medical community that being a patient in an American hospital was dangerous.1 We were told that at least 44,000 and perhaps as many as 98,000 patients die annually in US hospitals as the result of preventable medical mishaps, more deaths than are attributable yearly to motor vehicle accidents, breast cancer, or AIDS.1 Although there has been an emerging body of literature pertaining to this epidemic, not much has changed, at least not in my hospital. We remain absurdly complacent about rising iatrogenic infection rates, knowing all too well that we are allowing immunocompromised patients to die unnecessarily in our intensive care units. There are alcohol-based hand-washing gels everywhere, but no police or policy with teeth in it to enforce handwashing. We lurch toward physician computer order entry, clinging to the false belief that software programs will prevent adverse drug reactions and delivery of the wrong dangerous drug to the wrong patient. We understaff our pharmacies so that they can’t get the medications to the patients on time or alert us to our own prescribing errors. We burn out our nurses despite years of loyal service. And worst of all, we capitulate to the for-profit insurance industry that informs us they won’t pay for day 4 of Mr. Jones’ hospitalization because he has failed to meet some arbitrary criteria in their manual.

I stepped down as chairman of my department 3 years ago because I couldn’t stand it any longer. I couldn’t stand the management retreats in which we obsessed about “customer service” while the waiting time in the emergency department ballooned to 12 hours because there were “no beds.” There were plenty of beds, but no nurses to staff them. I was marginalized when I protested the budget cycles bleeding out support of medical education in favor of the annual purchase of new scanners and surgical gizmos. I couldn’t get anybody fired up about patient safety.

Retreating to the privacy of clinical medicine, I realized the other day that my real job is not to diagnose, treat, and teach about diseases anymore. My real job is to do everything in my power to keep my patients out of the medical center. I walk the halls now and don’t recognize the institution I grew up in and came to love. Everywhere I look, I see not magic and promise, but dirt and danger.

I’m not a hospital guy anymore.

References
  1. Kohn LT, Corrigan JM, Donaldson MS, editors. To Err is Human: Building a Safer Health System. Washington, DC: National Academy Press, 2000.
References
  1. Kohn LT, Corrigan JM, Donaldson MS, editors. To Err is Human: Building a Safer Health System. Washington, DC: National Academy Press, 2000.
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A 44-year-old man with hemoptysis: A review of pertinent imaging studies and radiographic interventions

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A 44-year-old man with hemoptysis: A review of pertinent imaging studies and radiographic interventions

A 44-year-old man comes to the emergency room because of light-headedness and fatigue. He says he has had several similar but milder episodes in the last several months. He also mentions that he thinks he has been coughing up blood. He says he has no major medical or surgical problems of which he is aware, but he appears confused and unable to give an accurate history. No family members can be contacted for further history at the moment.

Physical examination reveals nothing remarkable, but the patient does cough up some blood during the examination. His hemoglobin level is 6.0 g/dL (reference range 13.5–17.5).

What imaging tests would be helpful in this patient’s evaluation?

HEMOPTYSIS HAS MANY CAUSES

Hemoptysis is defined as the expectoration of blood originating from the tracheobronchial tree or the pulmonary parenchyma.

Most cases of hemoptysis are benign and self-limited; life-threatening hemoptysis is rare.1–3 However, hemoptysis can be a sign of serious tracheopulmonary disease.

The bleeding can be from the large (Table 1) or the small (Table 2) pulmonary vessels. Bleeding from the small vessels is known as diffuse alveolar hemorrhage, and it characteristically presents as alveolar infiltrates on chest radiography. In these cases, further imaging studies provide little benefit.4 This paper will focus on the imaging of and radiographic interventions for large-vessel bleeding.

The causes of hemoptysis are numerous; common causes of bleeding from the large vessels nowadays include bronchiectasis, fungal infections, tuberculosis, and cancer.1,5,6 Still, no cause is identified in 15% to 30% of all cases,1,2,5 even after extensive evaluation.

Definition of ‘massive’ hemoptysis can vary

Various definitions of the severity of hemoptysis have been proposed. The threshold of “massive” hemoptysis has been defined as as low as 100 mL/24 hours and as high as 1 L/24 hours; the most common definition is 300 mL, or about 1 cup.2,3,5–10

However, the patient’s cardiorespiratory status must also be considered.5,6,9 If the patient cannot maintain his or her airway, a small amount of bleeding could be life-threatening and should be considered significant or massive. Thus, we define massive hemoptysis as more than 300 mL of blood within 24 hours or any amount of blood with concurrent cardiorespiratory compromise.

It is important to recognize massive hemoptysis quickly, because without urgent treatment, up to 80% of patients may die.5,6,11 This can sometimes pose a challenge, as the history may not always be helpful and the patient’s perception of massive hemoptysis may differ from the clinically accepted definition. For example, in a patient without respiratory compromise, we would not consider bloodtinged sputum or small amounts of blood that add up to 1 to 2 teaspoons (5–10 mL) to be massive, although the patient might. On the other hand, hemoptysis with cardiorespiratory compromise must be considered significant (and very possibly massive) until proven otherwise, even if the amount of blood is small.

Massive hemoptysis is usually the result of erosion of systemic (rather than pulmonary) arteries by bronchial neoplasm, active tuberculosis, or aspergilloma.6,9,12,13 Arteriovenous malformations and pulmonary artery aneurysms are much less common causes.5,11,13

IMAGING AND DIAGNOSTIC OPTIONS

Figure 1.
Most cases of hemoptysis have an identifiable source and cause of the bleeding at the time of initial diagnosis.14 Currently, there is no consensus on what is the best workup for hemoptysis. Still, a complete evaluation includes patient history, physical examination, bronchoscopy, laboratory tests, and imaging studies (Figure 1). Imaging studies that can be helpful include chest radiography, conventional computed tomography (CT), multi-detector CT angiography, and conventional angiography.

Chest radiography

Figure 2. Chest radiograph in a 52-year-old man with cough and hemoptysis. The ill-defined mass in the right lower lobe was found to be squamous cell carcinoma.
Chest radiography is an excellent initial imaging test for evaluating hemoptysis. It is quick and inexpensive and can provide insight into acute chest problems. As mentioned above, in cases of alveolar hemorrhage, radiography typically reveals alveolar infiltrates.4 In cases of hemoptysis due to large-vessel bleeding, radiography can reveal a variety of pertinent findings, such as a mass, pneumonia, chronic lung disease, atelectasis, or a cavitary lesion (FIGURE 2). Even if the findings are nonspecific (such as in pneumonia), radiography can narrow the location of the problem to a single lobe or at least to a single lung, and this information can guide further evaluation by bronchoscopy.4,9

In as many as 40% of cases of hemoptysis, however, the findings on chest radiography are normal or do not reveal the source of the bleeding.15,16 Approximately 5% to 6% of patients with hemoptysis and normal results on radiography are eventually found to have lung cancer.14 Thus, while a localizing finding on radiography is helpful, a normal or nonlocalizing finding warrants further evaluation by other means, including conventional CT, multidetector CT angiography, or bronchoscopy.

 

 

Computed tomography

Figure 3. A computed tomographic scan shows cystic dilatation of the bronchi bilaterally, consistent with cystic bronchiectasis.
Both conventional CT and multidetector CT angiography are quick and noninvasive ways to locate the site of bleeding, determine the cause of bleeding (Figure 3, Figure 4), and create a map to guide further therapy.5,6,11,13

Figure 4. A computed tomographic scan in a 44-year-old man with hemoptysis. The solid mass on the left is a mycetoma within a thin-walled cavity in the left upper lobe.

CT is superior to fiberoptic bronchoscopy in finding a cause of hemoptysis, its main advantage being its ability to show distal airways beyond the reach of the bronchoscope, and the lung parenchyma surrounding these distal airways.5,15,16 In locating the site of bleeding, CT performs about as well as fiberoptic bronchoscopy.5

However, while CT imaging is extremely useful in evaluating bleeding from larger vessels, it adds little information beyond that obtained by chest radiography in cases of diffuse alveolar hemorrhage.4

Multidetector CT angiography is the optimal CT study for evaluating hemoptysis. In addition to showing the lung parenchyma and airways, it allows one to evaluate the integrity of pulmonary, bronchial, and nonbronchial systemic arteries within the chest. It is at least as good as (and, with multiplanar reformatted images, possibly even better than) conventional angiography in evaluating bronchial and nonbronchial systemic arteries. Multidetector CT angiography is recommended before bronchial artery embolization to help one plan the procedure and shorten the procedure time, if the patient is stable enough that this imaging study can be done first.6,12,13

The iodinated contrast material used in CT angiography can cause contrast nephropathy in patients with renal failure. At Cleveland Clinic, we avoid using contrast if the patient’s serum creatinine level is 2.0 mg/dL or greater or if it is rapidly rising, even if it is in the normal range or only slightly elevated; a rapid rise would indicate acute renal failure (eg, in glomerulonephritis). In these cases, we recommend CT without contrast.

CT of the chest has revealed malignancies in cases of hemoptysis in which radiography and bronchoscopy did not.15,17 Although CT is more than 90% sensitive in detecting endobronchial lesions, it has limitations: a blood clot within the bronchus can look like a tumor, and acute bleeding can obscure an endobronchial lesion.5 Thus, bronchoscopy remains an important, complementary diagnostic tool in the evaluation of acute hemoptysis.

Bronchoscopy

Bronchoscopy is overall much less sensitive than CT in detecting the cause of the bleeding,15,16,18 but, if performed early it as useful as CT in finding the site of bleeding,5,9 information that can be helpful in planning further therapy.19 It may be more useful than CT in evaluating endobronchial lesions during acute hemoptysis, as active bleeding can obscure an endobronchial lesion on CT.5 However, the distal airways are often filled with blood, making them difficult to evaluate via bronchoscopy.

In approximately 10% of cases of massive hemoptysis, rigid bronchoscopy is preferred over fiberoptic bronchoscopy, and it is often used in a perioperative setting. However, its use is not usually possible in unstable patients receiving intensive care. Instead, flexible fiberoptic bronchoscopy can be used in patients whose condition is too unstable to allow them to leave the intensive care unit to undergo CT. Flexible fiberoptic bronchoscopy does not require an operating room or anesthesia,19 and can be done in the intensive care unit itself.

Not only can bronchoscopy accurately locate the site of bleeding, it can also aid in controlling the airway in patients with catastrophic hemorrhage and temporarily control bleeding through Fogarty balloon tamponade, direct application of a mixture of epinephrine and cold saline, or topical hemostatic tamponade therapy with a solution of thrombin or fibrinogen and thrombin.2,3,19 It also provides complementary information about endobronchial lesions and is valuable in providing samples for tissue diagnosis and microbial cultures.

Diagnostic angiography has limitations

Although it is possible to bypass radiography, CT, and bronchoscopy in a case of massive hemoptysis and to rush the patient to the angiography suite for combined diagnostic angiography and therapeutic bronchial artery embolization, this approach has limitations. Diagnostic angiography does not identify the source of bleeding as well as CT does.6 It is important to locate the bleeding site first via CT, multidetector CT angiography, or bronchoscopy. Diagnostic angiography can be time-consuming. The procedure time can be significantly shorter if CT, bronchoscopy, or both are done first to ascertain the site of bleeding before bronchial artery embolization.1,6 Another reason that performing CT first is important is that it can rule out situations in which surgery would be preferred over bronchial artery embolization.6

In more than 90% of cases of hemoptysis requiring embolization or surgery, the bleeding is from the bronchial arteries.5,6,9,11–13 However, bronchoscopy before bronchial artery embolization is unnecessary in patients with hemoptysis of known cause if the site of bleeding can be determined from radiography or CT and if no bronchoscopic airway management is needed.18

 

 

BRONCHIAL ARTERY EMBOLIZATION: AN ALTERNATIVE TO SURGERY

After a cause of the hemoptysis has been established by radiography, CT, or bronchoscopy, bronchial artery embolization is an effective first-line therapy to control massive, life-threatening bleeding.6 It is an alternative in patients who cannot undergo surgery because of bilateral or extensive disease that renders them unable to tolerate life after a lobectomy.6,12,18

Indications for bronchial artery embolization include failure of conservative management, massive hemoptysis, recurrent hemoptysis, and poor surgical risk. It is also done to control bleeding temporarily before surgery.1

Another indication for this therapy is peripheral pulmonary artery pseudoaneurysm, which is found in up to 11% of patients undergoing bronchial angiography for hemoptysis. These patients typically present with recurrent hemoptysis (sometimes massive) and occasionally with both hemoptysis and clubbing. Most of these patients have either chronic active pulmonary tuberculosis or a mycetoma complicating sarcoidosis or tuberculosis. Occlusion of the pulmonary artery pseudoaneurysm may require embolization of bronchial arteries, nonbronchial systemic arteries, or pulmonary artery branches.20

Surgery, however, is still the definitive treatment of choice for thoracic vascular injury, bronchial adenoma, aspergilloma resistant to other therapies, and hydatid cyst.6 A cardiothoracic surgeon should be consulted in these cases.

Outcomes of embolization

Images courtesy of Abraham Levitin, MD.
Figure 5. A pathologic bronchial artery to a mediastinal tumor before (left) and after (right) embolization with polyvinyl alcohol particles.
Aside from the cases in which surgery is indicated, bronchial artery embolization (Figure 5) is a very successful minimally invasive therapy that controls bleeding immediately in 66% to 90% of patients.1,7,21 It is the preferred emergency treatment for massive hemoptysis, as the death rate is 7.1% to 18.2%, which, though high, is considerably less than the 40% seen in emergency surgery for massive hemoptysis.6

If a patient with massive hemoptysis undergoes successful bronchial artery embolization but the bleeding recurs 1 to 6 months later, the cause is likely an undetected nonbronchial systemic arterial supply and incomplete embolization.1,22 Late rebleeding (6–12 months after the procedure) occurs in 20% to 40% of patients and is likely to be from disease progression.1,7

Common complications of bronchial artery embolization are transient chest pain and dysphagia. Very rare complications include subintimal dissection and spinal cord ischemia due to inadvertent occlusion of the spinal arteries.6 Another complication in patients with renal failure is contrast nephropathy, the risk of which must be weighed against the possible consequences—including death—of not performing bronchial artery embolization in a patient who cannot undergo surgery.

CASE REVISITED: CLINICAL COURSE

In the patient described at the beginning of this article, a chest radiograph obtained in the emergency room showed an area of nonspecific consolidation in the left upper lung. Conventional chest CT was then ordered (Figure 4), and it revealed a cavitary lesion in the left upper lobe, consistent with aspergilloma. Bronchoscopy was then performed, and it too indicated that the bleeding was coming from the left upper lobe. Samples obtained during the procedure were sent to the laboratory for bacterial and fungal cultures.

In the meantime, family members were contacted, and they revealed that the patient had a history of sarcoidosis.

The patient went on to develop massive hemoptysis. Although the treatment of choice for mycetoma is primary resection, our patient’s respiratory status was poor as a result of extensive pulmonary sarcoidosis, and he was not considered a candidate for emergency surgery at that time. He was rushed to the angiography suite and successfully underwent emergency bronchial artery embolization.

References
  1. Andersen PE. Imaging and interventional radiological treatment of hemoptysis. Acta Radiologica 2006; 47:780792.
  2. Corder R. Hemoptysis. Emerg Med Clin North Am 2003; 21:421435.
  3. Valipour A, Kreuzer A, Koller H, Koessler W, Burghuber OC. Bronchoscopy-guided topical hemostatic tamponade therapy for the management of life-threatening hemoptysis. Chest 2005; 127:21132118.
  4. Collard HR, Schwarz MI. Diffuse alveolar hemorrhage. Clin Chest Med 2004; 25:583592.
  5. Khalil A, Soussan M, Mangiapan G, Fartoukh M, Parrot A, Carette MF. Utility of high-resolution chest CT scan in the emergency management of haemoptysis in the intensive care unit: severity, localization and aetiology. Br J Radiol 2007; 80:2125.
  6. Yoon W, Kim JK, Kim YH, Chung TW, Kang HK. Bronchial and nonbronchial systemic artery embolization for life-threatening hemoptysis: a comprehensive review. Radiographics 2002; 22:13951409.
  7. Johnson JL. Manifestations of hemoptysis. How to manage minor, moderate, and massive bleeding. Postgrad Med 2002; 112 4:101113.
  8. Bidwell JL, Pachner RW. Hemoptysis: diagnosis and management. Am Fam Phys 2005; 72:12531260.
  9. Bruzzi JF, Remy-Jardin M, Delhaye D, Teisseire A, Khalil C, Remy J. Multi-detector row CT of hemoptysis. Radiographics 2006; 26:322.
  10. Ozgul MA, Turna A, Yildiz P, Ertan E, Kahraman S, Yilmaz V. Risk factors and recurrence patterns in 203 patients with hemoptysis. Tuberk Toraks 2006; 54:243248.
  11. Khalil A, Fartoukh M, Tassart M, Parrot A, Marsault C, Carette MF. Role of MDCT in identification of the bleeding site and the vessels causing hemoptysis. AJR Am J Roentgenol 2007; 188:W117W125.
  12. Remy-Jardin M, Bouaziz N, Dumont P, Brillet PY, Bruzzi J, Remy J. Bronchial and nonbronchial systemic arteries at multi-detector row CT angiography: comparison with conventional angiography. Radiology 2004; 233:741749.
  13. Yoon YC, Lee KS, Jeong YJ, Shin SW, Chung MJ, Kwon OJ. Hemoptysis: bronchial and nonbronchial systemic arteries at 16-detector row CT. Radiology 2005; 234:292298.
  14. Herth F, Ernst A, Becker HD. Long-term outcome and lung cancer incidence in patients with hemoptysis of unknown origin. Chest 2001; 120:15921594.
  15. Naidich DP, Funt S, Ettenger NA, Arranda C. Hemoptysis: CT-bronchoscopic correlations in 58 cases. Radiology 1990; 177:357362.
  16. McGuinness G, Beacher JR, Harkin TJ, Garay SM, Rom WN, Naidich DP. Hemoptysis: prospective high-resolution CT/bronchoscopic correlation. Chest 1994; 105:11551162.
  17. Revel MP, Fournier LS, Hennebicque AS, et al. Can CT replace bronchoscopy in the detection of the site and cause of bleeding in patients with large or massive hemoptysis? AJR Am J Roentgenol 2002; 179:12171224.
  18. Hsiao EI, Kirsch CM, Kagawa FT, Wehner JH, Jensen WA, Baxter RB. Utility of fiberoptic bronchoscopy before bronchial artery embolization for massive hemoptysis. AJR Am J Roentgenol 2001; 177:861867.
  19. Raoof S, Mehrishi S, Prakash UB. Role of bronchoscopy in modern medical intensive care unit. Clin Chest Med 2001; 22:241261.
  20. Sbano H, Mitchell AW, Ind PW, Jackson JE. Peripheral pulmonary artery pseudoaneurysms and massive hemoptysis. AJR Am J Roentgenol 2005; 184:12531259.
  21. Swanson KL, Johnson CM, Prakash UB, McKusick MA, Andrews JC, Stanson AW. Bronchial artery embolization: experience with 54 patients. Chest 2002; 121:789795.
  22. Yoon W, Kim YH, Kim JK, Kim YC, Park JG, Kang HK. Massive hemoptysis: prediction of nonbronchial systemic arterial supply with chest CT. Radiology 2003; 227:232238.
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A 44-year-old man comes to the emergency room because of light-headedness and fatigue. He says he has had several similar but milder episodes in the last several months. He also mentions that he thinks he has been coughing up blood. He says he has no major medical or surgical problems of which he is aware, but he appears confused and unable to give an accurate history. No family members can be contacted for further history at the moment.

Physical examination reveals nothing remarkable, but the patient does cough up some blood during the examination. His hemoglobin level is 6.0 g/dL (reference range 13.5–17.5).

What imaging tests would be helpful in this patient’s evaluation?

HEMOPTYSIS HAS MANY CAUSES

Hemoptysis is defined as the expectoration of blood originating from the tracheobronchial tree or the pulmonary parenchyma.

Most cases of hemoptysis are benign and self-limited; life-threatening hemoptysis is rare.1–3 However, hemoptysis can be a sign of serious tracheopulmonary disease.

The bleeding can be from the large (Table 1) or the small (Table 2) pulmonary vessels. Bleeding from the small vessels is known as diffuse alveolar hemorrhage, and it characteristically presents as alveolar infiltrates on chest radiography. In these cases, further imaging studies provide little benefit.4 This paper will focus on the imaging of and radiographic interventions for large-vessel bleeding.

The causes of hemoptysis are numerous; common causes of bleeding from the large vessels nowadays include bronchiectasis, fungal infections, tuberculosis, and cancer.1,5,6 Still, no cause is identified in 15% to 30% of all cases,1,2,5 even after extensive evaluation.

Definition of ‘massive’ hemoptysis can vary

Various definitions of the severity of hemoptysis have been proposed. The threshold of “massive” hemoptysis has been defined as as low as 100 mL/24 hours and as high as 1 L/24 hours; the most common definition is 300 mL, or about 1 cup.2,3,5–10

However, the patient’s cardiorespiratory status must also be considered.5,6,9 If the patient cannot maintain his or her airway, a small amount of bleeding could be life-threatening and should be considered significant or massive. Thus, we define massive hemoptysis as more than 300 mL of blood within 24 hours or any amount of blood with concurrent cardiorespiratory compromise.

It is important to recognize massive hemoptysis quickly, because without urgent treatment, up to 80% of patients may die.5,6,11 This can sometimes pose a challenge, as the history may not always be helpful and the patient’s perception of massive hemoptysis may differ from the clinically accepted definition. For example, in a patient without respiratory compromise, we would not consider bloodtinged sputum or small amounts of blood that add up to 1 to 2 teaspoons (5–10 mL) to be massive, although the patient might. On the other hand, hemoptysis with cardiorespiratory compromise must be considered significant (and very possibly massive) until proven otherwise, even if the amount of blood is small.

Massive hemoptysis is usually the result of erosion of systemic (rather than pulmonary) arteries by bronchial neoplasm, active tuberculosis, or aspergilloma.6,9,12,13 Arteriovenous malformations and pulmonary artery aneurysms are much less common causes.5,11,13

IMAGING AND DIAGNOSTIC OPTIONS

Figure 1.
Most cases of hemoptysis have an identifiable source and cause of the bleeding at the time of initial diagnosis.14 Currently, there is no consensus on what is the best workup for hemoptysis. Still, a complete evaluation includes patient history, physical examination, bronchoscopy, laboratory tests, and imaging studies (Figure 1). Imaging studies that can be helpful include chest radiography, conventional computed tomography (CT), multi-detector CT angiography, and conventional angiography.

Chest radiography

Figure 2. Chest radiograph in a 52-year-old man with cough and hemoptysis. The ill-defined mass in the right lower lobe was found to be squamous cell carcinoma.
Chest radiography is an excellent initial imaging test for evaluating hemoptysis. It is quick and inexpensive and can provide insight into acute chest problems. As mentioned above, in cases of alveolar hemorrhage, radiography typically reveals alveolar infiltrates.4 In cases of hemoptysis due to large-vessel bleeding, radiography can reveal a variety of pertinent findings, such as a mass, pneumonia, chronic lung disease, atelectasis, or a cavitary lesion (FIGURE 2). Even if the findings are nonspecific (such as in pneumonia), radiography can narrow the location of the problem to a single lobe or at least to a single lung, and this information can guide further evaluation by bronchoscopy.4,9

In as many as 40% of cases of hemoptysis, however, the findings on chest radiography are normal or do not reveal the source of the bleeding.15,16 Approximately 5% to 6% of patients with hemoptysis and normal results on radiography are eventually found to have lung cancer.14 Thus, while a localizing finding on radiography is helpful, a normal or nonlocalizing finding warrants further evaluation by other means, including conventional CT, multidetector CT angiography, or bronchoscopy.

 

 

Computed tomography

Figure 3. A computed tomographic scan shows cystic dilatation of the bronchi bilaterally, consistent with cystic bronchiectasis.
Both conventional CT and multidetector CT angiography are quick and noninvasive ways to locate the site of bleeding, determine the cause of bleeding (Figure 3, Figure 4), and create a map to guide further therapy.5,6,11,13

Figure 4. A computed tomographic scan in a 44-year-old man with hemoptysis. The solid mass on the left is a mycetoma within a thin-walled cavity in the left upper lobe.

CT is superior to fiberoptic bronchoscopy in finding a cause of hemoptysis, its main advantage being its ability to show distal airways beyond the reach of the bronchoscope, and the lung parenchyma surrounding these distal airways.5,15,16 In locating the site of bleeding, CT performs about as well as fiberoptic bronchoscopy.5

However, while CT imaging is extremely useful in evaluating bleeding from larger vessels, it adds little information beyond that obtained by chest radiography in cases of diffuse alveolar hemorrhage.4

Multidetector CT angiography is the optimal CT study for evaluating hemoptysis. In addition to showing the lung parenchyma and airways, it allows one to evaluate the integrity of pulmonary, bronchial, and nonbronchial systemic arteries within the chest. It is at least as good as (and, with multiplanar reformatted images, possibly even better than) conventional angiography in evaluating bronchial and nonbronchial systemic arteries. Multidetector CT angiography is recommended before bronchial artery embolization to help one plan the procedure and shorten the procedure time, if the patient is stable enough that this imaging study can be done first.6,12,13

The iodinated contrast material used in CT angiography can cause contrast nephropathy in patients with renal failure. At Cleveland Clinic, we avoid using contrast if the patient’s serum creatinine level is 2.0 mg/dL or greater or if it is rapidly rising, even if it is in the normal range or only slightly elevated; a rapid rise would indicate acute renal failure (eg, in glomerulonephritis). In these cases, we recommend CT without contrast.

CT of the chest has revealed malignancies in cases of hemoptysis in which radiography and bronchoscopy did not.15,17 Although CT is more than 90% sensitive in detecting endobronchial lesions, it has limitations: a blood clot within the bronchus can look like a tumor, and acute bleeding can obscure an endobronchial lesion.5 Thus, bronchoscopy remains an important, complementary diagnostic tool in the evaluation of acute hemoptysis.

Bronchoscopy

Bronchoscopy is overall much less sensitive than CT in detecting the cause of the bleeding,15,16,18 but, if performed early it as useful as CT in finding the site of bleeding,5,9 information that can be helpful in planning further therapy.19 It may be more useful than CT in evaluating endobronchial lesions during acute hemoptysis, as active bleeding can obscure an endobronchial lesion on CT.5 However, the distal airways are often filled with blood, making them difficult to evaluate via bronchoscopy.

In approximately 10% of cases of massive hemoptysis, rigid bronchoscopy is preferred over fiberoptic bronchoscopy, and it is often used in a perioperative setting. However, its use is not usually possible in unstable patients receiving intensive care. Instead, flexible fiberoptic bronchoscopy can be used in patients whose condition is too unstable to allow them to leave the intensive care unit to undergo CT. Flexible fiberoptic bronchoscopy does not require an operating room or anesthesia,19 and can be done in the intensive care unit itself.

Not only can bronchoscopy accurately locate the site of bleeding, it can also aid in controlling the airway in patients with catastrophic hemorrhage and temporarily control bleeding through Fogarty balloon tamponade, direct application of a mixture of epinephrine and cold saline, or topical hemostatic tamponade therapy with a solution of thrombin or fibrinogen and thrombin.2,3,19 It also provides complementary information about endobronchial lesions and is valuable in providing samples for tissue diagnosis and microbial cultures.

Diagnostic angiography has limitations

Although it is possible to bypass radiography, CT, and bronchoscopy in a case of massive hemoptysis and to rush the patient to the angiography suite for combined diagnostic angiography and therapeutic bronchial artery embolization, this approach has limitations. Diagnostic angiography does not identify the source of bleeding as well as CT does.6 It is important to locate the bleeding site first via CT, multidetector CT angiography, or bronchoscopy. Diagnostic angiography can be time-consuming. The procedure time can be significantly shorter if CT, bronchoscopy, or both are done first to ascertain the site of bleeding before bronchial artery embolization.1,6 Another reason that performing CT first is important is that it can rule out situations in which surgery would be preferred over bronchial artery embolization.6

In more than 90% of cases of hemoptysis requiring embolization or surgery, the bleeding is from the bronchial arteries.5,6,9,11–13 However, bronchoscopy before bronchial artery embolization is unnecessary in patients with hemoptysis of known cause if the site of bleeding can be determined from radiography or CT and if no bronchoscopic airway management is needed.18

 

 

BRONCHIAL ARTERY EMBOLIZATION: AN ALTERNATIVE TO SURGERY

After a cause of the hemoptysis has been established by radiography, CT, or bronchoscopy, bronchial artery embolization is an effective first-line therapy to control massive, life-threatening bleeding.6 It is an alternative in patients who cannot undergo surgery because of bilateral or extensive disease that renders them unable to tolerate life after a lobectomy.6,12,18

Indications for bronchial artery embolization include failure of conservative management, massive hemoptysis, recurrent hemoptysis, and poor surgical risk. It is also done to control bleeding temporarily before surgery.1

Another indication for this therapy is peripheral pulmonary artery pseudoaneurysm, which is found in up to 11% of patients undergoing bronchial angiography for hemoptysis. These patients typically present with recurrent hemoptysis (sometimes massive) and occasionally with both hemoptysis and clubbing. Most of these patients have either chronic active pulmonary tuberculosis or a mycetoma complicating sarcoidosis or tuberculosis. Occlusion of the pulmonary artery pseudoaneurysm may require embolization of bronchial arteries, nonbronchial systemic arteries, or pulmonary artery branches.20

Surgery, however, is still the definitive treatment of choice for thoracic vascular injury, bronchial adenoma, aspergilloma resistant to other therapies, and hydatid cyst.6 A cardiothoracic surgeon should be consulted in these cases.

Outcomes of embolization

Images courtesy of Abraham Levitin, MD.
Figure 5. A pathologic bronchial artery to a mediastinal tumor before (left) and after (right) embolization with polyvinyl alcohol particles.
Aside from the cases in which surgery is indicated, bronchial artery embolization (Figure 5) is a very successful minimally invasive therapy that controls bleeding immediately in 66% to 90% of patients.1,7,21 It is the preferred emergency treatment for massive hemoptysis, as the death rate is 7.1% to 18.2%, which, though high, is considerably less than the 40% seen in emergency surgery for massive hemoptysis.6

If a patient with massive hemoptysis undergoes successful bronchial artery embolization but the bleeding recurs 1 to 6 months later, the cause is likely an undetected nonbronchial systemic arterial supply and incomplete embolization.1,22 Late rebleeding (6–12 months after the procedure) occurs in 20% to 40% of patients and is likely to be from disease progression.1,7

Common complications of bronchial artery embolization are transient chest pain and dysphagia. Very rare complications include subintimal dissection and spinal cord ischemia due to inadvertent occlusion of the spinal arteries.6 Another complication in patients with renal failure is contrast nephropathy, the risk of which must be weighed against the possible consequences—including death—of not performing bronchial artery embolization in a patient who cannot undergo surgery.

CASE REVISITED: CLINICAL COURSE

In the patient described at the beginning of this article, a chest radiograph obtained in the emergency room showed an area of nonspecific consolidation in the left upper lung. Conventional chest CT was then ordered (Figure 4), and it revealed a cavitary lesion in the left upper lobe, consistent with aspergilloma. Bronchoscopy was then performed, and it too indicated that the bleeding was coming from the left upper lobe. Samples obtained during the procedure were sent to the laboratory for bacterial and fungal cultures.

In the meantime, family members were contacted, and they revealed that the patient had a history of sarcoidosis.

The patient went on to develop massive hemoptysis. Although the treatment of choice for mycetoma is primary resection, our patient’s respiratory status was poor as a result of extensive pulmonary sarcoidosis, and he was not considered a candidate for emergency surgery at that time. He was rushed to the angiography suite and successfully underwent emergency bronchial artery embolization.

A 44-year-old man comes to the emergency room because of light-headedness and fatigue. He says he has had several similar but milder episodes in the last several months. He also mentions that he thinks he has been coughing up blood. He says he has no major medical or surgical problems of which he is aware, but he appears confused and unable to give an accurate history. No family members can be contacted for further history at the moment.

Physical examination reveals nothing remarkable, but the patient does cough up some blood during the examination. His hemoglobin level is 6.0 g/dL (reference range 13.5–17.5).

What imaging tests would be helpful in this patient’s evaluation?

HEMOPTYSIS HAS MANY CAUSES

Hemoptysis is defined as the expectoration of blood originating from the tracheobronchial tree or the pulmonary parenchyma.

Most cases of hemoptysis are benign and self-limited; life-threatening hemoptysis is rare.1–3 However, hemoptysis can be a sign of serious tracheopulmonary disease.

The bleeding can be from the large (Table 1) or the small (Table 2) pulmonary vessels. Bleeding from the small vessels is known as diffuse alveolar hemorrhage, and it characteristically presents as alveolar infiltrates on chest radiography. In these cases, further imaging studies provide little benefit.4 This paper will focus on the imaging of and radiographic interventions for large-vessel bleeding.

The causes of hemoptysis are numerous; common causes of bleeding from the large vessels nowadays include bronchiectasis, fungal infections, tuberculosis, and cancer.1,5,6 Still, no cause is identified in 15% to 30% of all cases,1,2,5 even after extensive evaluation.

Definition of ‘massive’ hemoptysis can vary

Various definitions of the severity of hemoptysis have been proposed. The threshold of “massive” hemoptysis has been defined as as low as 100 mL/24 hours and as high as 1 L/24 hours; the most common definition is 300 mL, or about 1 cup.2,3,5–10

However, the patient’s cardiorespiratory status must also be considered.5,6,9 If the patient cannot maintain his or her airway, a small amount of bleeding could be life-threatening and should be considered significant or massive. Thus, we define massive hemoptysis as more than 300 mL of blood within 24 hours or any amount of blood with concurrent cardiorespiratory compromise.

It is important to recognize massive hemoptysis quickly, because without urgent treatment, up to 80% of patients may die.5,6,11 This can sometimes pose a challenge, as the history may not always be helpful and the patient’s perception of massive hemoptysis may differ from the clinically accepted definition. For example, in a patient without respiratory compromise, we would not consider bloodtinged sputum or small amounts of blood that add up to 1 to 2 teaspoons (5–10 mL) to be massive, although the patient might. On the other hand, hemoptysis with cardiorespiratory compromise must be considered significant (and very possibly massive) until proven otherwise, even if the amount of blood is small.

Massive hemoptysis is usually the result of erosion of systemic (rather than pulmonary) arteries by bronchial neoplasm, active tuberculosis, or aspergilloma.6,9,12,13 Arteriovenous malformations and pulmonary artery aneurysms are much less common causes.5,11,13

IMAGING AND DIAGNOSTIC OPTIONS

Figure 1.
Most cases of hemoptysis have an identifiable source and cause of the bleeding at the time of initial diagnosis.14 Currently, there is no consensus on what is the best workup for hemoptysis. Still, a complete evaluation includes patient history, physical examination, bronchoscopy, laboratory tests, and imaging studies (Figure 1). Imaging studies that can be helpful include chest radiography, conventional computed tomography (CT), multi-detector CT angiography, and conventional angiography.

Chest radiography

Figure 2. Chest radiograph in a 52-year-old man with cough and hemoptysis. The ill-defined mass in the right lower lobe was found to be squamous cell carcinoma.
Chest radiography is an excellent initial imaging test for evaluating hemoptysis. It is quick and inexpensive and can provide insight into acute chest problems. As mentioned above, in cases of alveolar hemorrhage, radiography typically reveals alveolar infiltrates.4 In cases of hemoptysis due to large-vessel bleeding, radiography can reveal a variety of pertinent findings, such as a mass, pneumonia, chronic lung disease, atelectasis, or a cavitary lesion (FIGURE 2). Even if the findings are nonspecific (such as in pneumonia), radiography can narrow the location of the problem to a single lobe or at least to a single lung, and this information can guide further evaluation by bronchoscopy.4,9

In as many as 40% of cases of hemoptysis, however, the findings on chest radiography are normal or do not reveal the source of the bleeding.15,16 Approximately 5% to 6% of patients with hemoptysis and normal results on radiography are eventually found to have lung cancer.14 Thus, while a localizing finding on radiography is helpful, a normal or nonlocalizing finding warrants further evaluation by other means, including conventional CT, multidetector CT angiography, or bronchoscopy.

 

 

Computed tomography

Figure 3. A computed tomographic scan shows cystic dilatation of the bronchi bilaterally, consistent with cystic bronchiectasis.
Both conventional CT and multidetector CT angiography are quick and noninvasive ways to locate the site of bleeding, determine the cause of bleeding (Figure 3, Figure 4), and create a map to guide further therapy.5,6,11,13

Figure 4. A computed tomographic scan in a 44-year-old man with hemoptysis. The solid mass on the left is a mycetoma within a thin-walled cavity in the left upper lobe.

CT is superior to fiberoptic bronchoscopy in finding a cause of hemoptysis, its main advantage being its ability to show distal airways beyond the reach of the bronchoscope, and the lung parenchyma surrounding these distal airways.5,15,16 In locating the site of bleeding, CT performs about as well as fiberoptic bronchoscopy.5

However, while CT imaging is extremely useful in evaluating bleeding from larger vessels, it adds little information beyond that obtained by chest radiography in cases of diffuse alveolar hemorrhage.4

Multidetector CT angiography is the optimal CT study for evaluating hemoptysis. In addition to showing the lung parenchyma and airways, it allows one to evaluate the integrity of pulmonary, bronchial, and nonbronchial systemic arteries within the chest. It is at least as good as (and, with multiplanar reformatted images, possibly even better than) conventional angiography in evaluating bronchial and nonbronchial systemic arteries. Multidetector CT angiography is recommended before bronchial artery embolization to help one plan the procedure and shorten the procedure time, if the patient is stable enough that this imaging study can be done first.6,12,13

The iodinated contrast material used in CT angiography can cause contrast nephropathy in patients with renal failure. At Cleveland Clinic, we avoid using contrast if the patient’s serum creatinine level is 2.0 mg/dL or greater or if it is rapidly rising, even if it is in the normal range or only slightly elevated; a rapid rise would indicate acute renal failure (eg, in glomerulonephritis). In these cases, we recommend CT without contrast.

CT of the chest has revealed malignancies in cases of hemoptysis in which radiography and bronchoscopy did not.15,17 Although CT is more than 90% sensitive in detecting endobronchial lesions, it has limitations: a blood clot within the bronchus can look like a tumor, and acute bleeding can obscure an endobronchial lesion.5 Thus, bronchoscopy remains an important, complementary diagnostic tool in the evaluation of acute hemoptysis.

Bronchoscopy

Bronchoscopy is overall much less sensitive than CT in detecting the cause of the bleeding,15,16,18 but, if performed early it as useful as CT in finding the site of bleeding,5,9 information that can be helpful in planning further therapy.19 It may be more useful than CT in evaluating endobronchial lesions during acute hemoptysis, as active bleeding can obscure an endobronchial lesion on CT.5 However, the distal airways are often filled with blood, making them difficult to evaluate via bronchoscopy.

In approximately 10% of cases of massive hemoptysis, rigid bronchoscopy is preferred over fiberoptic bronchoscopy, and it is often used in a perioperative setting. However, its use is not usually possible in unstable patients receiving intensive care. Instead, flexible fiberoptic bronchoscopy can be used in patients whose condition is too unstable to allow them to leave the intensive care unit to undergo CT. Flexible fiberoptic bronchoscopy does not require an operating room or anesthesia,19 and can be done in the intensive care unit itself.

Not only can bronchoscopy accurately locate the site of bleeding, it can also aid in controlling the airway in patients with catastrophic hemorrhage and temporarily control bleeding through Fogarty balloon tamponade, direct application of a mixture of epinephrine and cold saline, or topical hemostatic tamponade therapy with a solution of thrombin or fibrinogen and thrombin.2,3,19 It also provides complementary information about endobronchial lesions and is valuable in providing samples for tissue diagnosis and microbial cultures.

Diagnostic angiography has limitations

Although it is possible to bypass radiography, CT, and bronchoscopy in a case of massive hemoptysis and to rush the patient to the angiography suite for combined diagnostic angiography and therapeutic bronchial artery embolization, this approach has limitations. Diagnostic angiography does not identify the source of bleeding as well as CT does.6 It is important to locate the bleeding site first via CT, multidetector CT angiography, or bronchoscopy. Diagnostic angiography can be time-consuming. The procedure time can be significantly shorter if CT, bronchoscopy, or both are done first to ascertain the site of bleeding before bronchial artery embolization.1,6 Another reason that performing CT first is important is that it can rule out situations in which surgery would be preferred over bronchial artery embolization.6

In more than 90% of cases of hemoptysis requiring embolization or surgery, the bleeding is from the bronchial arteries.5,6,9,11–13 However, bronchoscopy before bronchial artery embolization is unnecessary in patients with hemoptysis of known cause if the site of bleeding can be determined from radiography or CT and if no bronchoscopic airway management is needed.18

 

 

BRONCHIAL ARTERY EMBOLIZATION: AN ALTERNATIVE TO SURGERY

After a cause of the hemoptysis has been established by radiography, CT, or bronchoscopy, bronchial artery embolization is an effective first-line therapy to control massive, life-threatening bleeding.6 It is an alternative in patients who cannot undergo surgery because of bilateral or extensive disease that renders them unable to tolerate life after a lobectomy.6,12,18

Indications for bronchial artery embolization include failure of conservative management, massive hemoptysis, recurrent hemoptysis, and poor surgical risk. It is also done to control bleeding temporarily before surgery.1

Another indication for this therapy is peripheral pulmonary artery pseudoaneurysm, which is found in up to 11% of patients undergoing bronchial angiography for hemoptysis. These patients typically present with recurrent hemoptysis (sometimes massive) and occasionally with both hemoptysis and clubbing. Most of these patients have either chronic active pulmonary tuberculosis or a mycetoma complicating sarcoidosis or tuberculosis. Occlusion of the pulmonary artery pseudoaneurysm may require embolization of bronchial arteries, nonbronchial systemic arteries, or pulmonary artery branches.20

Surgery, however, is still the definitive treatment of choice for thoracic vascular injury, bronchial adenoma, aspergilloma resistant to other therapies, and hydatid cyst.6 A cardiothoracic surgeon should be consulted in these cases.

Outcomes of embolization

Images courtesy of Abraham Levitin, MD.
Figure 5. A pathologic bronchial artery to a mediastinal tumor before (left) and after (right) embolization with polyvinyl alcohol particles.
Aside from the cases in which surgery is indicated, bronchial artery embolization (Figure 5) is a very successful minimally invasive therapy that controls bleeding immediately in 66% to 90% of patients.1,7,21 It is the preferred emergency treatment for massive hemoptysis, as the death rate is 7.1% to 18.2%, which, though high, is considerably less than the 40% seen in emergency surgery for massive hemoptysis.6

If a patient with massive hemoptysis undergoes successful bronchial artery embolization but the bleeding recurs 1 to 6 months later, the cause is likely an undetected nonbronchial systemic arterial supply and incomplete embolization.1,22 Late rebleeding (6–12 months after the procedure) occurs in 20% to 40% of patients and is likely to be from disease progression.1,7

Common complications of bronchial artery embolization are transient chest pain and dysphagia. Very rare complications include subintimal dissection and spinal cord ischemia due to inadvertent occlusion of the spinal arteries.6 Another complication in patients with renal failure is contrast nephropathy, the risk of which must be weighed against the possible consequences—including death—of not performing bronchial artery embolization in a patient who cannot undergo surgery.

CASE REVISITED: CLINICAL COURSE

In the patient described at the beginning of this article, a chest radiograph obtained in the emergency room showed an area of nonspecific consolidation in the left upper lung. Conventional chest CT was then ordered (Figure 4), and it revealed a cavitary lesion in the left upper lobe, consistent with aspergilloma. Bronchoscopy was then performed, and it too indicated that the bleeding was coming from the left upper lobe. Samples obtained during the procedure were sent to the laboratory for bacterial and fungal cultures.

In the meantime, family members were contacted, and they revealed that the patient had a history of sarcoidosis.

The patient went on to develop massive hemoptysis. Although the treatment of choice for mycetoma is primary resection, our patient’s respiratory status was poor as a result of extensive pulmonary sarcoidosis, and he was not considered a candidate for emergency surgery at that time. He was rushed to the angiography suite and successfully underwent emergency bronchial artery embolization.

References
  1. Andersen PE. Imaging and interventional radiological treatment of hemoptysis. Acta Radiologica 2006; 47:780792.
  2. Corder R. Hemoptysis. Emerg Med Clin North Am 2003; 21:421435.
  3. Valipour A, Kreuzer A, Koller H, Koessler W, Burghuber OC. Bronchoscopy-guided topical hemostatic tamponade therapy for the management of life-threatening hemoptysis. Chest 2005; 127:21132118.
  4. Collard HR, Schwarz MI. Diffuse alveolar hemorrhage. Clin Chest Med 2004; 25:583592.
  5. Khalil A, Soussan M, Mangiapan G, Fartoukh M, Parrot A, Carette MF. Utility of high-resolution chest CT scan in the emergency management of haemoptysis in the intensive care unit: severity, localization and aetiology. Br J Radiol 2007; 80:2125.
  6. Yoon W, Kim JK, Kim YH, Chung TW, Kang HK. Bronchial and nonbronchial systemic artery embolization for life-threatening hemoptysis: a comprehensive review. Radiographics 2002; 22:13951409.
  7. Johnson JL. Manifestations of hemoptysis. How to manage minor, moderate, and massive bleeding. Postgrad Med 2002; 112 4:101113.
  8. Bidwell JL, Pachner RW. Hemoptysis: diagnosis and management. Am Fam Phys 2005; 72:12531260.
  9. Bruzzi JF, Remy-Jardin M, Delhaye D, Teisseire A, Khalil C, Remy J. Multi-detector row CT of hemoptysis. Radiographics 2006; 26:322.
  10. Ozgul MA, Turna A, Yildiz P, Ertan E, Kahraman S, Yilmaz V. Risk factors and recurrence patterns in 203 patients with hemoptysis. Tuberk Toraks 2006; 54:243248.
  11. Khalil A, Fartoukh M, Tassart M, Parrot A, Marsault C, Carette MF. Role of MDCT in identification of the bleeding site and the vessels causing hemoptysis. AJR Am J Roentgenol 2007; 188:W117W125.
  12. Remy-Jardin M, Bouaziz N, Dumont P, Brillet PY, Bruzzi J, Remy J. Bronchial and nonbronchial systemic arteries at multi-detector row CT angiography: comparison with conventional angiography. Radiology 2004; 233:741749.
  13. Yoon YC, Lee KS, Jeong YJ, Shin SW, Chung MJ, Kwon OJ. Hemoptysis: bronchial and nonbronchial systemic arteries at 16-detector row CT. Radiology 2005; 234:292298.
  14. Herth F, Ernst A, Becker HD. Long-term outcome and lung cancer incidence in patients with hemoptysis of unknown origin. Chest 2001; 120:15921594.
  15. Naidich DP, Funt S, Ettenger NA, Arranda C. Hemoptysis: CT-bronchoscopic correlations in 58 cases. Radiology 1990; 177:357362.
  16. McGuinness G, Beacher JR, Harkin TJ, Garay SM, Rom WN, Naidich DP. Hemoptysis: prospective high-resolution CT/bronchoscopic correlation. Chest 1994; 105:11551162.
  17. Revel MP, Fournier LS, Hennebicque AS, et al. Can CT replace bronchoscopy in the detection of the site and cause of bleeding in patients with large or massive hemoptysis? AJR Am J Roentgenol 2002; 179:12171224.
  18. Hsiao EI, Kirsch CM, Kagawa FT, Wehner JH, Jensen WA, Baxter RB. Utility of fiberoptic bronchoscopy before bronchial artery embolization for massive hemoptysis. AJR Am J Roentgenol 2001; 177:861867.
  19. Raoof S, Mehrishi S, Prakash UB. Role of bronchoscopy in modern medical intensive care unit. Clin Chest Med 2001; 22:241261.
  20. Sbano H, Mitchell AW, Ind PW, Jackson JE. Peripheral pulmonary artery pseudoaneurysms and massive hemoptysis. AJR Am J Roentgenol 2005; 184:12531259.
  21. Swanson KL, Johnson CM, Prakash UB, McKusick MA, Andrews JC, Stanson AW. Bronchial artery embolization: experience with 54 patients. Chest 2002; 121:789795.
  22. Yoon W, Kim YH, Kim JK, Kim YC, Park JG, Kang HK. Massive hemoptysis: prediction of nonbronchial systemic arterial supply with chest CT. Radiology 2003; 227:232238.
References
  1. Andersen PE. Imaging and interventional radiological treatment of hemoptysis. Acta Radiologica 2006; 47:780792.
  2. Corder R. Hemoptysis. Emerg Med Clin North Am 2003; 21:421435.
  3. Valipour A, Kreuzer A, Koller H, Koessler W, Burghuber OC. Bronchoscopy-guided topical hemostatic tamponade therapy for the management of life-threatening hemoptysis. Chest 2005; 127:21132118.
  4. Collard HR, Schwarz MI. Diffuse alveolar hemorrhage. Clin Chest Med 2004; 25:583592.
  5. Khalil A, Soussan M, Mangiapan G, Fartoukh M, Parrot A, Carette MF. Utility of high-resolution chest CT scan in the emergency management of haemoptysis in the intensive care unit: severity, localization and aetiology. Br J Radiol 2007; 80:2125.
  6. Yoon W, Kim JK, Kim YH, Chung TW, Kang HK. Bronchial and nonbronchial systemic artery embolization for life-threatening hemoptysis: a comprehensive review. Radiographics 2002; 22:13951409.
  7. Johnson JL. Manifestations of hemoptysis. How to manage minor, moderate, and massive bleeding. Postgrad Med 2002; 112 4:101113.
  8. Bidwell JL, Pachner RW. Hemoptysis: diagnosis and management. Am Fam Phys 2005; 72:12531260.
  9. Bruzzi JF, Remy-Jardin M, Delhaye D, Teisseire A, Khalil C, Remy J. Multi-detector row CT of hemoptysis. Radiographics 2006; 26:322.
  10. Ozgul MA, Turna A, Yildiz P, Ertan E, Kahraman S, Yilmaz V. Risk factors and recurrence patterns in 203 patients with hemoptysis. Tuberk Toraks 2006; 54:243248.
  11. Khalil A, Fartoukh M, Tassart M, Parrot A, Marsault C, Carette MF. Role of MDCT in identification of the bleeding site and the vessels causing hemoptysis. AJR Am J Roentgenol 2007; 188:W117W125.
  12. Remy-Jardin M, Bouaziz N, Dumont P, Brillet PY, Bruzzi J, Remy J. Bronchial and nonbronchial systemic arteries at multi-detector row CT angiography: comparison with conventional angiography. Radiology 2004; 233:741749.
  13. Yoon YC, Lee KS, Jeong YJ, Shin SW, Chung MJ, Kwon OJ. Hemoptysis: bronchial and nonbronchial systemic arteries at 16-detector row CT. Radiology 2005; 234:292298.
  14. Herth F, Ernst A, Becker HD. Long-term outcome and lung cancer incidence in patients with hemoptysis of unknown origin. Chest 2001; 120:15921594.
  15. Naidich DP, Funt S, Ettenger NA, Arranda C. Hemoptysis: CT-bronchoscopic correlations in 58 cases. Radiology 1990; 177:357362.
  16. McGuinness G, Beacher JR, Harkin TJ, Garay SM, Rom WN, Naidich DP. Hemoptysis: prospective high-resolution CT/bronchoscopic correlation. Chest 1994; 105:11551162.
  17. Revel MP, Fournier LS, Hennebicque AS, et al. Can CT replace bronchoscopy in the detection of the site and cause of bleeding in patients with large or massive hemoptysis? AJR Am J Roentgenol 2002; 179:12171224.
  18. Hsiao EI, Kirsch CM, Kagawa FT, Wehner JH, Jensen WA, Baxter RB. Utility of fiberoptic bronchoscopy before bronchial artery embolization for massive hemoptysis. AJR Am J Roentgenol 2001; 177:861867.
  19. Raoof S, Mehrishi S, Prakash UB. Role of bronchoscopy in modern medical intensive care unit. Clin Chest Med 2001; 22:241261.
  20. Sbano H, Mitchell AW, Ind PW, Jackson JE. Peripheral pulmonary artery pseudoaneurysms and massive hemoptysis. AJR Am J Roentgenol 2005; 184:12531259.
  21. Swanson KL, Johnson CM, Prakash UB, McKusick MA, Andrews JC, Stanson AW. Bronchial artery embolization: experience with 54 patients. Chest 2002; 121:789795.
  22. Yoon W, Kim YH, Kim JK, Kim YC, Park JG, Kang HK. Massive hemoptysis: prediction of nonbronchial systemic arterial supply with chest CT. Radiology 2003; 227:232238.
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A 44-year-old man with hemoptysis: A review of pertinent imaging studies and radiographic interventions
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KEY POINTS

  • We recommend chest radiography in the initial stages of evaluation of hemoptysis, whether the hemoptysis is massive or nonmassive.
  • In cases of hemoptysis that is intermittent (whether massive or nonmassive) in patients whose condition is stable, CT, multidetector CT angiography, and bronchoscopy are all useful.
  • In cases of hemoptysis that is active, persistent, and massive, multidetector CT angiography, bronchoscopy, and conventional bronchial angiography are all useful, depending on the hemodynamic stability of the patient.
  • Bronchial artery embolization is the preferred noninvasive first-line treatment for hemoptysis and offers an excellent alternative to surgery for patients who are poor candidates for surgery.
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Congenital long QT syndrome: Considerations for primary care physicians

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Congenital long QT syndrome: Considerations for primary care physicians

Congenital long QT syndrome is one of a group of abnormalities of cardiac repolarization that can cause syncope and sudden death in apparently healthy people. It was once considered very rare, but current estimates of its prevalence range from 1 in 2,500 people to 1 in 7,000,1,2 and its prevalence is expected to increase with heightened awareness and screening.

Our understanding of the genetic basis of long QT syndrome is increasing, giving us the ability to classify different types of the disease. For instance, one type is triggered by exercise, especially swimming. Another is associated with sleep or inactivity, and electrocardiographic abnormalities lessen with an increased heart rate. Yet another type can be triggered by a startle, something as simple as an alarm clock going off.

Given the increasing recognition of long QT syndrome and its risks, primary care providers are likely to find themselves encountering challenging management decisions. In this review, we seek to provide a practical overview to aid in clinical decision-making. Our focus is on congenital forms of long QT syndrome rather than on those that are acquired, eg, by the use of certain drugs. Of note, although there is no cure for this condition, appropriate therapy can dramatically reduce the risk of sudden death.3–5

10 GENOTYPES OF LONG QT IDENTIFIED

First described in 1957 by Jervell and Lange-Nielsen,6 congenital long QT syndrome became an area of intensive research, and 25 years ago an international registry of patients and their families was established.7 Initially, research was limited to clinical factors such as symptoms and electrocardiographic features, but advances in molecular genetics have accelerated our understanding of this disease.7,8

Although the homozygous form of QT prolongation, Jervell and Lange-Nielsen syndrome,6 was recognized first because of its greater clinical severity, most affected patients have a heterozygous mutation pattern, termed the Romano-Ward syndrome.9,10

To date, 10 distinct genetic types of long QT syndrome have been identified, designated LQT1 through LQT10. Each is associated with an abnormality in a specific ion channel (or subunit of an ion channel) that regulates the cardiac action potential.

Even though genetic testing is becoming more accessible, a specific mutation cannot be identified in 30% or more of people with clinically confirmed long QT syndrome.11 Most patients successfully genotyped have LQT1, LQT2, or LQT3; of these, 45% to 50% have LQT1, 40% to 45% have LQT2, and 5% to 15% have LQT3.11–13 Given the overwhelming prevalence of LQT1, LQT2, and LQT3 and, hence, the relative robustness of the data on them, we will limit the rest of our discussion to these three types.

QT INTERVAL ELECTROPHYSIOLOGY: PROLONGATION, ARRHYTHMOGENESIS

Figure 1.
With each heartbeat, cardiac cells go through a cycle of electrical depolarization and repolarization, as sodium, potassium, and calcium ions move across the cell membrane via specific channels. In the ventricles, the cycle (Figure 1) consists of five phases:

  • Phase 0: The cell swiftly depolarizes as sodium rapidly moves into the cell via the INa channel. This depolarization leads to the stimulus for the cell to contract.
  • Phase 1: The cell rapidly partially repolarizes as potassium leaves the cell via the Ito channel.
  • Phase 2: Repolarization reaches a plateau, with sodium continuing to enter the cell via INa channels (although the current is much slower than in phase 0) along with calcium via L-type ICa channels, somewhat balanced by outward movement of potassium (the rapid-acting current, or IKr, and later the slow-acting current, or IKs). During this phase the cell is still relatively refractory, ie, it cannot fire again.
  • Phase 3: The cell repolarizes further, as the outward currents (IKr, IKs, and the inward-rectifier, or IK1) increase.
  • Phase 4: The cell is completely repolarized and ready to go through the cycle again.

Phases 0 through 3 are of longer duration in long QT syndrome, and this longer duration is seen as prolongation of the QT interval on the electrocardiogram.

Complicating the picture, different anatomic areas of the heart have different numbers and types of ion channels, and the resulting electrical heterogeneity is important in understanding the arrhythmogenic mechanisms in long QT syndrome. The ventricle itself comprises three layers: the epicardium, the mid-myocardium (“M-cell” layer), and the endocardium. Each of these layers repolarizes at a different rate, a phenomenon referred to as “transmural dispersion of refractoriness.” The M-cell layer has a stronger late INa current and weaker IKs current than the epicardium and endocardium. A consequence of this difference has been noted during bradycardia, when the large contribution of late INa fosters relatively greater prolongation of the M-cell action potential, which increases transmural dispersion of refractoriness and the potential for reentrant arrhythmias.14

 

 

LQT1: Events occur during exercise

People with LQT1, the most common variant of long QT syndrome, are more likely to have a cardiac event during exercise than patients with LQT2 or LQT3. In particular, and for as yet unexplained reasons, many patients with LQT1 have cardiac events while swimming.15 These observations suggest a potential role for beta-blocker therapy in these patients to reduce the maximal heart rate and blunt the effects of adrenaline. The benefits of beta-blockers have been confirmed experimentally and clinically.3,16,17

LQT1 is associated with a mutation in the KvLQT1 gene (also known as KCNQ1), which codes for a protein (alpha subunit) that co-assembles with another protein (minK, or beta subunit) to form the slow component of the delayed rectifier potassium channel IKs. (Interestingly, LQT5 also results from a mutation in minK, therefore explaining some of the clinical similarities between LQT1 and LQT5.)

Under normal circumstances, IKs activity is up-regulated by beta-adrenergic stimulation.14 This, combined with its slow inactivation, leads to a greater number of channels remaining active during rapid heart rates, resulting in a commensurate abbreviation of the action potential duration. In the case of LQT1, however, a decrease in the activity of IKs hinders the normal truncation of the action potential duration, resulting in prolonged repolarization times. Not unexpectedly, this effect is more marked at higher heart rates.

Furthermore, and perhaps more importantly, the addition of beta-adrenergic input to an IKs-deficient system markedly increases the gradient of repolarization across the ventricular myocardium, thereby setting the stage for reentry.14

This heart rate dependency of transmural dispersion of refractoriness manifests clinically when one examines the factors that predispose patients to arrhythmic events in the various genetic types of long QT syndrome.

LQT2: Events triggered by startle or auditory stimuli

Although patients with LQT2 are less likely than patients with LQT1 to have episodes during exertion, they are more likely to have arrhythmic events triggered by auditory stimuli or sudden startle.18

LQT2 is caused by a loss of the rapid component of the delayed rectifying potassium current IKr. The IKr channel, like the IKs channel, is heteromeric, with two subunits labelled HERG and MiRP1. In LQT2 the HERG subunit is affected, resulting in a loss of function and, hence, less repolarizing current. This leads to prolongation of the action potential. Similar effects are seen in LQT6, in which a mutation in the MiRP1 subunit reduces IKr. Under normal conditions, the IKr current activates slightly earlier than IKs. It should also be noted that unlike IKs, the IKr current is not influenced by adrenergic tone.

LQT3: Events occur during sleep or inactivity

Patients with LQT3, unlike those with LQT1, are prone to syncope or cardiac arrest during inactive periods or sleep. In fact, their electrocardiographic abnormalities actually become less marked with increased heart rate due to increased adrenergic tone, a clinical feature that may be useful in discerning this particular genotype.19

LQT3 is caused by a mutation in SCN5A, the gene encoding the sodium channel INa. This mutation results in an increase in sodium influx into the cell during phase 2 and phase 3 and, hence, prolongation of the action potential duration. (A loss-of-function mutation—ie, the opposite change—in this protein is believed to be responsible for the Brugada syndrome.)

Beta-blockade has not been shown to confer the same protection in LQT3 as in LQT1 and LQT2, but it has also not been shown to increase events. There is some evidence to support pacemaker therapy to avoid bradycardia as a means of decreasing the event rate in this population.20 There is also evidence to suggest a benefit from drugs such as flecainide (Tambocor) or mexiletine (Mexitil), which inhibit the late sodium current, but these trials are ongoing and therapy with these agents cannot be recommended at this time.21

CONSIDER THE DIAGNOSIS IF THE QTc IS ABOVE 440 MS

When long QT syndrome is suspected, the diagnosis22 starts with the surface electrocardiogram. The QT interval runs from the onset of the QRS complex to the end of the T wave, with normal values being from 350 to 440 ms. The U-wave should be excluded from the measurement if distinct from the T wave; on the other hand, complex, multiphasic T waves or T-U complexes should be included.23,24

The QT interval is adjusted for heart rate. This corrected QT interval (QTc) equals the QT interval (in seconds) divided by the square root of the RR interval (in seconds). If the QTc is greater than 470 ms (ie, prolonged) or 440–460 ms (borderline), then long QT syndrome must be considered. After puberty, females have a QTc about 10 ms longer on average than males.

However, structural heart disease such as significant hypertrophy,25 ischemia,26 infarction,27 or heart failure28 and other factors may also affect repolarization, and if any of these is present, the prolonged QTc may not represent congenital long QT syndrome. Drug-induced or other acquired causes of a long QT interval (such as hypokalemia) should also be excluded.29

Is the prolonged QT interval ‘high normal’ or pathogenic?

As with many other variables in medicine, the QTc has a Gaussian distribution. Hence, some people who seem normal, ie, they have no identifiable gene mutation or symptoms, may have a QTc of 460 to 470 ms.11 This overlap of “high normal” QTc and true long QT syndrome presents a key diagnostic challenge, ie, how to identify patients truly at risk without incorrectly labeling and restricting normal patients.30–32

Given the relatively low prevalence of long QT syndrome in the general population (= 1 in 2,500), an asymptomatic patient with a borderline QTc (eg, 450 ms), normal T-wave morphology, and no family history of long QT syndrome or sudden death is much more likely not to have the syndrome. Conversely, a QTc that is “normal” does not mean the patient does not harbor a long QT mutation, especially when a family member has been definitively diagnosed.31

Compounding the problem of diagnosis, clinicians and some cardiac specialists often either measure the QTc incorrectly or disagree on how to measure it in actual tracings to diagnose or exclude long QT syndrome.33

 

 

Analyzing T wave morphology

After analysis of the QT interval, attention is directed to the T wave morphology. Abnormalities such as low amplitude, inversion, or notches support the diagnosis of long QT syndrome and are helpful if the QTc is borderline-long.34 Moss et al35 showed that characteristic patterns of the ST segment and T wave yield clues to the genotype in patients with long QT syndrome. In their study of patients of known genotype, they provided one of the earliest indications of genotype-specific patterns in this syndrome.35 In addition, if possible, one should look for dynamic changes in the QTc with exercise, as this too can provide insight not only to the diagnosis, but also to the particular genotype. In the absence of exercise electrocardiography, provocative testing with infusion of epinephrine (with ready availability of external defibrillation) has also proven informative.19,33,36

What is the clinical picture and family history?

Naturally, the above information needs to be analyzed in the context of the larger clinical picture (Table 1). Specifically, is there a history of syncope or ill-defined seizure disorder? Convulsive syncope due to polymorphic ventricular tachycardia from QT prolongation is sometimes misinterpreted as a seizure. Are family members similarly affected, or is there a history of sudden death in the family?

What are event triggers?

When symptoms or events are identified, it is often illuminating to discern the circumstances surrounding the events, with attention to possible triggers. Clearly, when events are associated with swimming or loud noises or startling situations, the clinical likelihood of long QT syndrome increases dramatically. In the absence of a positive genotype, the diagnosis is often measured in probabilities (Table 1). If a patient has been genotyped as positive, then he or she is called “genotypically affected”; the phenotype depends on whether the QTc is prolonged, but beta-blockade is advisable in genotype-positive patients regardless.

Could it be another repolarization abnormality?

Finally, one needs to be vigilant for other re-polarization abnormalities, such as those seen in the Brugada syndrome, arrhythmogenic right ventricular cardiomyopathy, or even short QT syndrome, as well as normal variants. While the diagnosis of these disorders is beyond the scope of this review, they are seen in a similar demographic group and have similar symptoms. Short QT syndrome is due to a gain of function of one of the potassium channels, the opposite of what is seen in long QT syndrome. Also, whereas LQT3 is caused by a gain of function of the sodium channel (SCN5A), the opposite functional change in the sodium channel (ie, a loss of function) produces Brugada syndrome (or conduction system disease).

STRATIFYING THE RISK OF AN EVENT

Once the diagnosis has been made, the next objective is to determine the patient’s risk of a serious arrhythmic event, information that helps in choosing one therapeutic alternative over another.

Several studies have analyzed the differing clinical courses of the three main phenotypes. In 1998, Zareba and colleagues37 published an analysis of cardiac events among 541 genotyped patients from the international long QT registry. Included were 112 patients with LQT1, 72 with LQT2, and 62 with LQT3. The authors evaluated several factors, including the likelihood of having an event (syncope, cardiac arrest, or sudden death) before age 40, the influence of gender and QTc on the event rate, and the lethality of events. Although the likelihood of an event was significantly higher with LQT1 and LQT2, the death rate from the events was essentially the same across all three groups, reflecting the higher likelihood of fatal events in those with LQT3. Furthermore, within each genotype, the longer the QTc, the greater the event rate.37 These findings underscore the heterogeneity of long QT syndrome and the need to consider factors such as genotype (when available) and QTc when making clinical decisions.

In 2003, Priori et al38 revisited the issue of risk stratification, this time looking at 647 patients drawn from 196 families genotyped with long QT syndrome and followed for a mean of 28 years.38 They evaluated the influence of QTc, genotype, and gender on the risk of a first long-QT-related event occurring before age 40. Without therapy, by age 40, 13% of patients had died suddenly or had had a cardiac arrest, thus defining the “natural history” of the disease. A QTc longer than 500 ms was the single most powerful predictor of events. Also, in those with LQT2, females fared worse than their male counterparts, while the opposite was true in the cohort with LQT3, and no sex bias was observed in the cohort with LQT1.38 Unlike the situation in the study of Zareba et al, events in patients with LQT3 were not more likely to be lethal.

‘Silent carriers’

Another finding of the study38 was that the cohort with LQT1 had a 36% prevalence of a “silent carrier” state, ie, having a mutation but a normal QTc. Although the risk of events was lower in silent carriers, it was not zero. This underscores the importance of genetic screening of family members of symptomatic individuals, even if the family members have normal electrocardiograms.

A risk stratification scheme

Priori et al38 proposed a risk stratification scheme to aid in clinical decision-making, emphasizing the high risk of events, including death, associated with a QTc greater than 500 ms in LQT1 or LQT2, as well as in males with LQT3. Table 2 incorporates data from these and other studies into a novel risk-stratification scheme.3,37–40

In a recent study in 812 adults ages 18 to 40 who had long QT syndrome mutations,41 predictors of life-threatening events including aborted cardiac arrest or death due to QT prolongation included female sex (males had many fewer events after age 18), a QTc interval exceeding 500 ms, and recent syncopal events. Adults with LQT2 had more events when syncope was included. Beta-blockers reduced the rate of aborted cardiac arrest or death by 60%.

 

 

THERAPEUTIC CONSIDERATIONS

Beta-blocker therapy

In 2000, Shimizu and Antzelevitch17 studied the effects of beta-adrenergic agonists and antagonists in an experimental model of LQT1, LQT2, and LQT3. The transmural dispersion of refractoriness was indeed increased by beta-agonists in LQT1 and LQT2, whereas it was actually reduced in LQT3. This finding was not entirely unexpected, based on the underlying defect in each subtype; it was also in keeping with the clinical observation of the increased event rate with activity or emotional triggers in LQT1 and LQT2, as opposed to the predisposition for events at rest in LQT3.

A retrospective analysis of the international registry3 found that beta-blockers reduced the overall rate of cardiac events by 68% in probands and 42% in affected family members. Unfortunately, patients who had an event before they started beta-blocker therapy still faced a 32% chance of another event over the next 5 years while on therapy (including a 5% risk of cardiac arrest); in patients who had a history of aborted cardiac arrest, the rate of recurrent arrest on therapy was 14% over the same period. Furthermore, only patients with LQT1 or LQT2 benefitted from beta-blockers.

A subsequent analysis that included only adults showed a 60% reduction in the event rate with beta-blockade.41 The influence of the type and the dose of beta-blocker on prognosis has not been conclusively proven, but experience is greatest with propranolol (Inderal) and nadolol (Corgard).

Implantable cardioverter-defibrillators

Given the incomplete effectiveness of beta-blockers in preventing sudden death in long QT syndrome, implanting a cardioverter-defibrillator may be appropriate in some patients.42

In 2003, Zareba et al40 published a retrospective analysis of cardioverter-defibrillator implantation in 125 patients with long QT syndrome who had an aborted cardiac arrest while taking a beta-blocker. These patients were compared with a group of patients with long QT syndrome who also experienced aborted cardiac arrest while on beta-blockers but who did not receive a cardioverter-defibrillator. In 3 years, 2% of those with cardioverter-defibrillators died, compared with 9% in the medically treated group.

Additional studies have corroborated the effectiveness of implantable cardioverter-defibrillators, including in children.43,44

Sympathetic denervation

Given the early observations of events during times of increased adrenergic tone, removal of sympathetic input to the heart via left cervical-thoracic sympathetic denervation (ganglionectomy) has been used as a means of preventing events in patients with long QT syndrome.45 However, this therapy is not widely available and is used mainly in young children, in patients with Jervell and Lange-Nielsen syndrome, and in patients who receive frequent implantable cardioverter-defibrillator shocks who are taking beta-blockers.

Flecainide, mexiletine, oral potassium

As mentioned above, flecainide and mexiletine, which inhibit the late sodium current, have been suggested as beneficial, but these trials are ongoing, and therapy with these agents is not recommended at this time.21

Potassium supplementation, either directly or via spironolactone (Aldactone), is also being studied, especially for LQT1 and LQT2.

PREGNANCY AND LONG QT SYNDROME

As we have shown, the molecular heterogeneity of long QT syndrome can make it both a diagnostic and a therapeutic challenge under the best of circumstances, and this is even more so in pregnancy.

Relatively little has been published about the natural history of long QT syndrome in pregnancy. One retrospective study22 included 422 women from the international registry who had had at least one pregnancy: 111 probands and 311 first-degree relatives. The first-degree relatives were further classified as “affected,” “borderline,” or “unaffected” on the basis of their QTc. The primary end point was the occurrence of long-QT-related death, aborted cardiac arrest, or syncope.

Events were markedly more frequent in the 40 weeks after delivery than during the 40 weeks of pregnancy or the 40 weeks immediately preceding pregnancy. Other notable findings were that beta-blockers dramatically reduced the event rate and that events were rare in first-degree relatives classified as borderline or unaffected.

The exact cause of the clustering of events in the postpartum period is unknown. While it is tempting to invoke the relative bradycardia of the postpartum period or perhaps the hormonal influence on the sympathetic drive, this remains speculative. Other recent data confirm that the postpartum period is a time of high risk, suggest that women with LQT2 are at higher risk than those with LQT1, and substantiate that beta-blocker therapy is indicated and safe during pregnancy.46–48

 

 

DRUGS TO AVOID

The list of drugs that prolong the QT interval is already quite long and seems to grow daily. Generally, drugs that block the rapid component of the delayed rectifier potassium channel (IKr) are the offenders; this is, essentially, an iatrogenic form of LQT2. Examples include macrolide antibiotics (eg, erythromycin), phenothiazine antipsychotics (including some antiemetics), and class III antiarrhythmics. Also to be avoided are sympathomimetics.

While the propensity of erythromycin or droperidol (Inapsine) to prolong the QT interval is well known, lesser-known offenders such as methadone (Dolophine) are often involved in clinically significant arrhythmic events.49 Often, a second drug delaying the metabolism or excretion of another drug is responsible.

Keeping abreast of all the drugs that prolong the QT interval can be challenging, but fortunately, several excellent resources are available, including two user-friendly databases, www.torsades.org and www.long-qt-syndrome.com. In addition, for use at the point of care, most PDA or pocket drug databases provide similar information. As a general rule, the agents listed in these sources are safe for use in the general population but greatly increase the risk of arrhythmia in patients with long QT syndrome.

When choosing an agent and weighing its arrhythmic risk, one should be mindful of its therapeutic window, its metabolism and excretion pathways, and its interactions. A narrow therapeutic window poses a potential problem in and of itself: when a drug with a narrow therapeutic window also has only one means of metabolism or elimination, the risk of adverse events is considerably magnified. Drug-drug interactions are especially relevant with antiarrhythmic agents; in such cases it is advisable to consult with a cardiologist or electrophysiologist.

EMOTIONAL AND PSYCHOLOGICAL ASPECTS AND RESOURCES

The diagnosis of long QT syndrome nearly always has a large emotional and psychologic impact on the patient and family and entails the need the need for emotional adjustment, perhaps requiring counseling. The patient’s or family’s fear of sudden death on learning of the diagnosis is obvious. If the diagnosis in the family was made after a family member died, the other members may have guilt about their survival and about not having pushed health care providers for a diagnosis earlier. Parents can feel emotional trauma and guilt about transmitting the mutation to a child.

A recommendation to quit a sport, which may have been one of the patient’s favorite activities or a source of identity, is often one of the hardest adjustments patients and families face. Patients and their physicians can find information and support from the Cardiac Arrhythmias Research and Education Foundation (www.longqt.org) and the Sudden Arrhythmia Death Syndromes Foundation (www.sads.org).

GENERAL TIPS

Congenital long QT syndrome should be suspected when the electrocardiogram shows the characteristic QT abnormalities or when there is a history of syncope or ill-defined “seizures” in the patient or in the patient’s family.

Because of the heterogeneity of the syndrome, genotyping is often useful in making therapeutic decisions. (See Table 3 for recommendations on who should undergo genetic testing.) Examples are the avoidance of alarm clocks in bedrooms of patients with LQT2 and the restriction of physical activity (particularly swimming) in those with LQT1.

As a general rule, beta-blockers are advised for probands and affected family members. When patients on beta-blocker therapy experience further syncope or aborted cardiac arrest, implantation of a cardioverter-defibrillator is appropriate. These devices carry concerns, such as infection or fracture of the leads and the lifelong need for generator changes; therefore, they should be reserved only for those patients at high risk. In a selected few, left cervical-thoracic sympathetic denervation may be appropriate as well.

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  32. Mason JW, Hancock EW, Gettes LS. Recommendations for the standardization and interpretation of the electrocardiogram: part II: electrocardiography diagnostic statement list: a scientific statement from the American Heart Association Electrocardiography and Arrhythmias Committee, Council on Clinical Cardiology; the American College of Cardiology Foundation; and the Heart Rhythm Society: Endorsed by the International Society for Computerized Electrocardiology. Circulation 2007; 115:13251332.
  33. Viskin S. Drug challenge with epinephrine or isoproterenol for diagnosing a long QT syndrome: should we try this at home? J Cardiovasc Electrophysiol 2005; 16:285287.
  34. Schwartz PJ. The long QT syndrome. In:Kulbertus HE, Wellens HJJ, editors. Sudden Death. The Hague: Martinus Nijhoff, 1980:358378.
  35. Moss AJ, Zareba W, Benhorin J, et al. ECG T-wave patterns in genetically distinct forms of the hereditary long QT syndrome. Circulation 1995; 92:29292934.
  36. Vyas H, Hejlik J, Ackerman MJ. Epinephrine QT stress testing in the evaluation of congenital long-QT syndrome: diagnostic accuracy of the paradoxical QT response. Circulation 2006; 113:13851392.
  37. Zareba W, Moss AJ, Schwartz PJ, et al. Influence of the genotype on the clinical course of the long QT syndrome. N Engl J Med 1998; 339:960965.
  38. Priori SG, Schwartz PJ, Napolitano C, et al. Risk stratification in the long QT syndrome. N Engl J Med 2003; 348:18661874.
  39. Schwartz PJ, Moss AJ, Vincent GM, Crampton RS. Diagnostic criteria for the long QT syndrome. An update. Circulation 1993; 88:782784.
  40. Zareba W, Moss AJ, Daubert JP, et al. Implantable cardioverter defibrillator in high-risk long QT syndrome patients. J Cardiovasc Electrophysiol 2003; 14:337341.
  41. Sauer AJ, Moss AJ, McNitt S, et al. Long QT syndrome in adults. J Am Coll Cardiol 2007; 49:329337.
  42. Daubert JP, Zareba W, Rosero SZ, Budzikowski A, Robinson JL, Moss AJ. Role of implantable cardioverter defibrillator therapy in patients with long QT syndrome. Am Heart J 2007; 153:5358.
  43. Groh WJ, Silka MJ, Oliver RP, Halperin BD, McAnulty JH, Kron J. Use of implantable cardioverter-defibrillators in the congenital long QT syndrome. Am J Cardiol 1996; 78:703706.
  44. Silka MJ, Kron J, Dunnigan A, Dick M. Sudden cardiac death and the use of implantable cardioverter-defibrillators in pediatric patients. The Pediatric Electrophysiology Society. Circulation 1993; 87:800807.
  45. Moss A, McDonald J. Unilateral cervicothoracic sympathetic ganglionectomy for the treatment of long QT interval syndrome. N Engl J Med 1971; 285:903904.
  46. Heradien MJ, Goosen A, Crotti L, et al. Does pregnancy increase cardiac risk for LQT1 patients with the KCNQ1-A341V mutation? J Am Coll Cardiol 2006; 48:14101415.
  47. Khositseth A, Tester DJ, Will ML, Bell CM, Ackerman MJ. Identification of a common genetic substrate underlying postpartum cardiac events in congenital long QT syndrome. Heart Rhythm 2004; 1:6064.
  48. Seth R, Moss AJ, McNitt S, et al. Long QT syndrome and pregnancy. J Am Coll Cardiol 2007; 49:10921098.
  49. Krantz MJ, Lewkowiez L, Hays H, Woodroffe MA, Robertson AD, Mehler PS. Torsade de pointes associated with very-high-dose methadone. Ann Intern Med 2002; 137:501504.
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Spencer Z. Rosero, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Adam S. Budzikowski, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Arthur J. Moss, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Wojciech Zareba, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

James P. Daubert, MD
Associate Professor of Medicine, and Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Address: James P. Daubert, MD, University of Rochester Medical Center, Box 679-Cardiology Division, 601 Elmwood Avenue, Rochester, NY 14642-8679; e-mail [email protected]

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Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Arthur J. Moss, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Wojciech Zareba, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

James P. Daubert, MD
Associate Professor of Medicine, and Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

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Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Arthur J. Moss, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Wojciech Zareba, MD
Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

James P. Daubert, MD
Associate Professor of Medicine, and Cardiology Division, Department of Medicine, University of Rochester Medical Center, Rochester, NY

Address: James P. Daubert, MD, University of Rochester Medical Center, Box 679-Cardiology Division, 601 Elmwood Avenue, Rochester, NY 14642-8679; e-mail [email protected]

Dr. Daubert has disclosed that he has received consulting fees from Medtronic and CryoCor corporations and has ownership interest in Boston Scientific.

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Related Articles

Congenital long QT syndrome is one of a group of abnormalities of cardiac repolarization that can cause syncope and sudden death in apparently healthy people. It was once considered very rare, but current estimates of its prevalence range from 1 in 2,500 people to 1 in 7,000,1,2 and its prevalence is expected to increase with heightened awareness and screening.

Our understanding of the genetic basis of long QT syndrome is increasing, giving us the ability to classify different types of the disease. For instance, one type is triggered by exercise, especially swimming. Another is associated with sleep or inactivity, and electrocardiographic abnormalities lessen with an increased heart rate. Yet another type can be triggered by a startle, something as simple as an alarm clock going off.

Given the increasing recognition of long QT syndrome and its risks, primary care providers are likely to find themselves encountering challenging management decisions. In this review, we seek to provide a practical overview to aid in clinical decision-making. Our focus is on congenital forms of long QT syndrome rather than on those that are acquired, eg, by the use of certain drugs. Of note, although there is no cure for this condition, appropriate therapy can dramatically reduce the risk of sudden death.3–5

10 GENOTYPES OF LONG QT IDENTIFIED

First described in 1957 by Jervell and Lange-Nielsen,6 congenital long QT syndrome became an area of intensive research, and 25 years ago an international registry of patients and their families was established.7 Initially, research was limited to clinical factors such as symptoms and electrocardiographic features, but advances in molecular genetics have accelerated our understanding of this disease.7,8

Although the homozygous form of QT prolongation, Jervell and Lange-Nielsen syndrome,6 was recognized first because of its greater clinical severity, most affected patients have a heterozygous mutation pattern, termed the Romano-Ward syndrome.9,10

To date, 10 distinct genetic types of long QT syndrome have been identified, designated LQT1 through LQT10. Each is associated with an abnormality in a specific ion channel (or subunit of an ion channel) that regulates the cardiac action potential.

Even though genetic testing is becoming more accessible, a specific mutation cannot be identified in 30% or more of people with clinically confirmed long QT syndrome.11 Most patients successfully genotyped have LQT1, LQT2, or LQT3; of these, 45% to 50% have LQT1, 40% to 45% have LQT2, and 5% to 15% have LQT3.11–13 Given the overwhelming prevalence of LQT1, LQT2, and LQT3 and, hence, the relative robustness of the data on them, we will limit the rest of our discussion to these three types.

QT INTERVAL ELECTROPHYSIOLOGY: PROLONGATION, ARRHYTHMOGENESIS

Figure 1.
With each heartbeat, cardiac cells go through a cycle of electrical depolarization and repolarization, as sodium, potassium, and calcium ions move across the cell membrane via specific channels. In the ventricles, the cycle (Figure 1) consists of five phases:

  • Phase 0: The cell swiftly depolarizes as sodium rapidly moves into the cell via the INa channel. This depolarization leads to the stimulus for the cell to contract.
  • Phase 1: The cell rapidly partially repolarizes as potassium leaves the cell via the Ito channel.
  • Phase 2: Repolarization reaches a plateau, with sodium continuing to enter the cell via INa channels (although the current is much slower than in phase 0) along with calcium via L-type ICa channels, somewhat balanced by outward movement of potassium (the rapid-acting current, or IKr, and later the slow-acting current, or IKs). During this phase the cell is still relatively refractory, ie, it cannot fire again.
  • Phase 3: The cell repolarizes further, as the outward currents (IKr, IKs, and the inward-rectifier, or IK1) increase.
  • Phase 4: The cell is completely repolarized and ready to go through the cycle again.

Phases 0 through 3 are of longer duration in long QT syndrome, and this longer duration is seen as prolongation of the QT interval on the electrocardiogram.

Complicating the picture, different anatomic areas of the heart have different numbers and types of ion channels, and the resulting electrical heterogeneity is important in understanding the arrhythmogenic mechanisms in long QT syndrome. The ventricle itself comprises three layers: the epicardium, the mid-myocardium (“M-cell” layer), and the endocardium. Each of these layers repolarizes at a different rate, a phenomenon referred to as “transmural dispersion of refractoriness.” The M-cell layer has a stronger late INa current and weaker IKs current than the epicardium and endocardium. A consequence of this difference has been noted during bradycardia, when the large contribution of late INa fosters relatively greater prolongation of the M-cell action potential, which increases transmural dispersion of refractoriness and the potential for reentrant arrhythmias.14

 

 

LQT1: Events occur during exercise

People with LQT1, the most common variant of long QT syndrome, are more likely to have a cardiac event during exercise than patients with LQT2 or LQT3. In particular, and for as yet unexplained reasons, many patients with LQT1 have cardiac events while swimming.15 These observations suggest a potential role for beta-blocker therapy in these patients to reduce the maximal heart rate and blunt the effects of adrenaline. The benefits of beta-blockers have been confirmed experimentally and clinically.3,16,17

LQT1 is associated with a mutation in the KvLQT1 gene (also known as KCNQ1), which codes for a protein (alpha subunit) that co-assembles with another protein (minK, or beta subunit) to form the slow component of the delayed rectifier potassium channel IKs. (Interestingly, LQT5 also results from a mutation in minK, therefore explaining some of the clinical similarities between LQT1 and LQT5.)

Under normal circumstances, IKs activity is up-regulated by beta-adrenergic stimulation.14 This, combined with its slow inactivation, leads to a greater number of channels remaining active during rapid heart rates, resulting in a commensurate abbreviation of the action potential duration. In the case of LQT1, however, a decrease in the activity of IKs hinders the normal truncation of the action potential duration, resulting in prolonged repolarization times. Not unexpectedly, this effect is more marked at higher heart rates.

Furthermore, and perhaps more importantly, the addition of beta-adrenergic input to an IKs-deficient system markedly increases the gradient of repolarization across the ventricular myocardium, thereby setting the stage for reentry.14

This heart rate dependency of transmural dispersion of refractoriness manifests clinically when one examines the factors that predispose patients to arrhythmic events in the various genetic types of long QT syndrome.

LQT2: Events triggered by startle or auditory stimuli

Although patients with LQT2 are less likely than patients with LQT1 to have episodes during exertion, they are more likely to have arrhythmic events triggered by auditory stimuli or sudden startle.18

LQT2 is caused by a loss of the rapid component of the delayed rectifying potassium current IKr. The IKr channel, like the IKs channel, is heteromeric, with two subunits labelled HERG and MiRP1. In LQT2 the HERG subunit is affected, resulting in a loss of function and, hence, less repolarizing current. This leads to prolongation of the action potential. Similar effects are seen in LQT6, in which a mutation in the MiRP1 subunit reduces IKr. Under normal conditions, the IKr current activates slightly earlier than IKs. It should also be noted that unlike IKs, the IKr current is not influenced by adrenergic tone.

LQT3: Events occur during sleep or inactivity

Patients with LQT3, unlike those with LQT1, are prone to syncope or cardiac arrest during inactive periods or sleep. In fact, their electrocardiographic abnormalities actually become less marked with increased heart rate due to increased adrenergic tone, a clinical feature that may be useful in discerning this particular genotype.19

LQT3 is caused by a mutation in SCN5A, the gene encoding the sodium channel INa. This mutation results in an increase in sodium influx into the cell during phase 2 and phase 3 and, hence, prolongation of the action potential duration. (A loss-of-function mutation—ie, the opposite change—in this protein is believed to be responsible for the Brugada syndrome.)

Beta-blockade has not been shown to confer the same protection in LQT3 as in LQT1 and LQT2, but it has also not been shown to increase events. There is some evidence to support pacemaker therapy to avoid bradycardia as a means of decreasing the event rate in this population.20 There is also evidence to suggest a benefit from drugs such as flecainide (Tambocor) or mexiletine (Mexitil), which inhibit the late sodium current, but these trials are ongoing and therapy with these agents cannot be recommended at this time.21

CONSIDER THE DIAGNOSIS IF THE QTc IS ABOVE 440 MS

When long QT syndrome is suspected, the diagnosis22 starts with the surface electrocardiogram. The QT interval runs from the onset of the QRS complex to the end of the T wave, with normal values being from 350 to 440 ms. The U-wave should be excluded from the measurement if distinct from the T wave; on the other hand, complex, multiphasic T waves or T-U complexes should be included.23,24

The QT interval is adjusted for heart rate. This corrected QT interval (QTc) equals the QT interval (in seconds) divided by the square root of the RR interval (in seconds). If the QTc is greater than 470 ms (ie, prolonged) or 440–460 ms (borderline), then long QT syndrome must be considered. After puberty, females have a QTc about 10 ms longer on average than males.

However, structural heart disease such as significant hypertrophy,25 ischemia,26 infarction,27 or heart failure28 and other factors may also affect repolarization, and if any of these is present, the prolonged QTc may not represent congenital long QT syndrome. Drug-induced or other acquired causes of a long QT interval (such as hypokalemia) should also be excluded.29

Is the prolonged QT interval ‘high normal’ or pathogenic?

As with many other variables in medicine, the QTc has a Gaussian distribution. Hence, some people who seem normal, ie, they have no identifiable gene mutation or symptoms, may have a QTc of 460 to 470 ms.11 This overlap of “high normal” QTc and true long QT syndrome presents a key diagnostic challenge, ie, how to identify patients truly at risk without incorrectly labeling and restricting normal patients.30–32

Given the relatively low prevalence of long QT syndrome in the general population (= 1 in 2,500), an asymptomatic patient with a borderline QTc (eg, 450 ms), normal T-wave morphology, and no family history of long QT syndrome or sudden death is much more likely not to have the syndrome. Conversely, a QTc that is “normal” does not mean the patient does not harbor a long QT mutation, especially when a family member has been definitively diagnosed.31

Compounding the problem of diagnosis, clinicians and some cardiac specialists often either measure the QTc incorrectly or disagree on how to measure it in actual tracings to diagnose or exclude long QT syndrome.33

 

 

Analyzing T wave morphology

After analysis of the QT interval, attention is directed to the T wave morphology. Abnormalities such as low amplitude, inversion, or notches support the diagnosis of long QT syndrome and are helpful if the QTc is borderline-long.34 Moss et al35 showed that characteristic patterns of the ST segment and T wave yield clues to the genotype in patients with long QT syndrome. In their study of patients of known genotype, they provided one of the earliest indications of genotype-specific patterns in this syndrome.35 In addition, if possible, one should look for dynamic changes in the QTc with exercise, as this too can provide insight not only to the diagnosis, but also to the particular genotype. In the absence of exercise electrocardiography, provocative testing with infusion of epinephrine (with ready availability of external defibrillation) has also proven informative.19,33,36

What is the clinical picture and family history?

Naturally, the above information needs to be analyzed in the context of the larger clinical picture (Table 1). Specifically, is there a history of syncope or ill-defined seizure disorder? Convulsive syncope due to polymorphic ventricular tachycardia from QT prolongation is sometimes misinterpreted as a seizure. Are family members similarly affected, or is there a history of sudden death in the family?

What are event triggers?

When symptoms or events are identified, it is often illuminating to discern the circumstances surrounding the events, with attention to possible triggers. Clearly, when events are associated with swimming or loud noises or startling situations, the clinical likelihood of long QT syndrome increases dramatically. In the absence of a positive genotype, the diagnosis is often measured in probabilities (Table 1). If a patient has been genotyped as positive, then he or she is called “genotypically affected”; the phenotype depends on whether the QTc is prolonged, but beta-blockade is advisable in genotype-positive patients regardless.

Could it be another repolarization abnormality?

Finally, one needs to be vigilant for other re-polarization abnormalities, such as those seen in the Brugada syndrome, arrhythmogenic right ventricular cardiomyopathy, or even short QT syndrome, as well as normal variants. While the diagnosis of these disorders is beyond the scope of this review, they are seen in a similar demographic group and have similar symptoms. Short QT syndrome is due to a gain of function of one of the potassium channels, the opposite of what is seen in long QT syndrome. Also, whereas LQT3 is caused by a gain of function of the sodium channel (SCN5A), the opposite functional change in the sodium channel (ie, a loss of function) produces Brugada syndrome (or conduction system disease).

STRATIFYING THE RISK OF AN EVENT

Once the diagnosis has been made, the next objective is to determine the patient’s risk of a serious arrhythmic event, information that helps in choosing one therapeutic alternative over another.

Several studies have analyzed the differing clinical courses of the three main phenotypes. In 1998, Zareba and colleagues37 published an analysis of cardiac events among 541 genotyped patients from the international long QT registry. Included were 112 patients with LQT1, 72 with LQT2, and 62 with LQT3. The authors evaluated several factors, including the likelihood of having an event (syncope, cardiac arrest, or sudden death) before age 40, the influence of gender and QTc on the event rate, and the lethality of events. Although the likelihood of an event was significantly higher with LQT1 and LQT2, the death rate from the events was essentially the same across all three groups, reflecting the higher likelihood of fatal events in those with LQT3. Furthermore, within each genotype, the longer the QTc, the greater the event rate.37 These findings underscore the heterogeneity of long QT syndrome and the need to consider factors such as genotype (when available) and QTc when making clinical decisions.

In 2003, Priori et al38 revisited the issue of risk stratification, this time looking at 647 patients drawn from 196 families genotyped with long QT syndrome and followed for a mean of 28 years.38 They evaluated the influence of QTc, genotype, and gender on the risk of a first long-QT-related event occurring before age 40. Without therapy, by age 40, 13% of patients had died suddenly or had had a cardiac arrest, thus defining the “natural history” of the disease. A QTc longer than 500 ms was the single most powerful predictor of events. Also, in those with LQT2, females fared worse than their male counterparts, while the opposite was true in the cohort with LQT3, and no sex bias was observed in the cohort with LQT1.38 Unlike the situation in the study of Zareba et al, events in patients with LQT3 were not more likely to be lethal.

‘Silent carriers’

Another finding of the study38 was that the cohort with LQT1 had a 36% prevalence of a “silent carrier” state, ie, having a mutation but a normal QTc. Although the risk of events was lower in silent carriers, it was not zero. This underscores the importance of genetic screening of family members of symptomatic individuals, even if the family members have normal electrocardiograms.

A risk stratification scheme

Priori et al38 proposed a risk stratification scheme to aid in clinical decision-making, emphasizing the high risk of events, including death, associated with a QTc greater than 500 ms in LQT1 or LQT2, as well as in males with LQT3. Table 2 incorporates data from these and other studies into a novel risk-stratification scheme.3,37–40

In a recent study in 812 adults ages 18 to 40 who had long QT syndrome mutations,41 predictors of life-threatening events including aborted cardiac arrest or death due to QT prolongation included female sex (males had many fewer events after age 18), a QTc interval exceeding 500 ms, and recent syncopal events. Adults with LQT2 had more events when syncope was included. Beta-blockers reduced the rate of aborted cardiac arrest or death by 60%.

 

 

THERAPEUTIC CONSIDERATIONS

Beta-blocker therapy

In 2000, Shimizu and Antzelevitch17 studied the effects of beta-adrenergic agonists and antagonists in an experimental model of LQT1, LQT2, and LQT3. The transmural dispersion of refractoriness was indeed increased by beta-agonists in LQT1 and LQT2, whereas it was actually reduced in LQT3. This finding was not entirely unexpected, based on the underlying defect in each subtype; it was also in keeping with the clinical observation of the increased event rate with activity or emotional triggers in LQT1 and LQT2, as opposed to the predisposition for events at rest in LQT3.

A retrospective analysis of the international registry3 found that beta-blockers reduced the overall rate of cardiac events by 68% in probands and 42% in affected family members. Unfortunately, patients who had an event before they started beta-blocker therapy still faced a 32% chance of another event over the next 5 years while on therapy (including a 5% risk of cardiac arrest); in patients who had a history of aborted cardiac arrest, the rate of recurrent arrest on therapy was 14% over the same period. Furthermore, only patients with LQT1 or LQT2 benefitted from beta-blockers.

A subsequent analysis that included only adults showed a 60% reduction in the event rate with beta-blockade.41 The influence of the type and the dose of beta-blocker on prognosis has not been conclusively proven, but experience is greatest with propranolol (Inderal) and nadolol (Corgard).

Implantable cardioverter-defibrillators

Given the incomplete effectiveness of beta-blockers in preventing sudden death in long QT syndrome, implanting a cardioverter-defibrillator may be appropriate in some patients.42

In 2003, Zareba et al40 published a retrospective analysis of cardioverter-defibrillator implantation in 125 patients with long QT syndrome who had an aborted cardiac arrest while taking a beta-blocker. These patients were compared with a group of patients with long QT syndrome who also experienced aborted cardiac arrest while on beta-blockers but who did not receive a cardioverter-defibrillator. In 3 years, 2% of those with cardioverter-defibrillators died, compared with 9% in the medically treated group.

Additional studies have corroborated the effectiveness of implantable cardioverter-defibrillators, including in children.43,44

Sympathetic denervation

Given the early observations of events during times of increased adrenergic tone, removal of sympathetic input to the heart via left cervical-thoracic sympathetic denervation (ganglionectomy) has been used as a means of preventing events in patients with long QT syndrome.45 However, this therapy is not widely available and is used mainly in young children, in patients with Jervell and Lange-Nielsen syndrome, and in patients who receive frequent implantable cardioverter-defibrillator shocks who are taking beta-blockers.

Flecainide, mexiletine, oral potassium

As mentioned above, flecainide and mexiletine, which inhibit the late sodium current, have been suggested as beneficial, but these trials are ongoing, and therapy with these agents is not recommended at this time.21

Potassium supplementation, either directly or via spironolactone (Aldactone), is also being studied, especially for LQT1 and LQT2.

PREGNANCY AND LONG QT SYNDROME

As we have shown, the molecular heterogeneity of long QT syndrome can make it both a diagnostic and a therapeutic challenge under the best of circumstances, and this is even more so in pregnancy.

Relatively little has been published about the natural history of long QT syndrome in pregnancy. One retrospective study22 included 422 women from the international registry who had had at least one pregnancy: 111 probands and 311 first-degree relatives. The first-degree relatives were further classified as “affected,” “borderline,” or “unaffected” on the basis of their QTc. The primary end point was the occurrence of long-QT-related death, aborted cardiac arrest, or syncope.

Events were markedly more frequent in the 40 weeks after delivery than during the 40 weeks of pregnancy or the 40 weeks immediately preceding pregnancy. Other notable findings were that beta-blockers dramatically reduced the event rate and that events were rare in first-degree relatives classified as borderline or unaffected.

The exact cause of the clustering of events in the postpartum period is unknown. While it is tempting to invoke the relative bradycardia of the postpartum period or perhaps the hormonal influence on the sympathetic drive, this remains speculative. Other recent data confirm that the postpartum period is a time of high risk, suggest that women with LQT2 are at higher risk than those with LQT1, and substantiate that beta-blocker therapy is indicated and safe during pregnancy.46–48

 

 

DRUGS TO AVOID

The list of drugs that prolong the QT interval is already quite long and seems to grow daily. Generally, drugs that block the rapid component of the delayed rectifier potassium channel (IKr) are the offenders; this is, essentially, an iatrogenic form of LQT2. Examples include macrolide antibiotics (eg, erythromycin), phenothiazine antipsychotics (including some antiemetics), and class III antiarrhythmics. Also to be avoided are sympathomimetics.

While the propensity of erythromycin or droperidol (Inapsine) to prolong the QT interval is well known, lesser-known offenders such as methadone (Dolophine) are often involved in clinically significant arrhythmic events.49 Often, a second drug delaying the metabolism or excretion of another drug is responsible.

Keeping abreast of all the drugs that prolong the QT interval can be challenging, but fortunately, several excellent resources are available, including two user-friendly databases, www.torsades.org and www.long-qt-syndrome.com. In addition, for use at the point of care, most PDA or pocket drug databases provide similar information. As a general rule, the agents listed in these sources are safe for use in the general population but greatly increase the risk of arrhythmia in patients with long QT syndrome.

When choosing an agent and weighing its arrhythmic risk, one should be mindful of its therapeutic window, its metabolism and excretion pathways, and its interactions. A narrow therapeutic window poses a potential problem in and of itself: when a drug with a narrow therapeutic window also has only one means of metabolism or elimination, the risk of adverse events is considerably magnified. Drug-drug interactions are especially relevant with antiarrhythmic agents; in such cases it is advisable to consult with a cardiologist or electrophysiologist.

EMOTIONAL AND PSYCHOLOGICAL ASPECTS AND RESOURCES

The diagnosis of long QT syndrome nearly always has a large emotional and psychologic impact on the patient and family and entails the need the need for emotional adjustment, perhaps requiring counseling. The patient’s or family’s fear of sudden death on learning of the diagnosis is obvious. If the diagnosis in the family was made after a family member died, the other members may have guilt about their survival and about not having pushed health care providers for a diagnosis earlier. Parents can feel emotional trauma and guilt about transmitting the mutation to a child.

A recommendation to quit a sport, which may have been one of the patient’s favorite activities or a source of identity, is often one of the hardest adjustments patients and families face. Patients and their physicians can find information and support from the Cardiac Arrhythmias Research and Education Foundation (www.longqt.org) and the Sudden Arrhythmia Death Syndromes Foundation (www.sads.org).

GENERAL TIPS

Congenital long QT syndrome should be suspected when the electrocardiogram shows the characteristic QT abnormalities or when there is a history of syncope or ill-defined “seizures” in the patient or in the patient’s family.

Because of the heterogeneity of the syndrome, genotyping is often useful in making therapeutic decisions. (See Table 3 for recommendations on who should undergo genetic testing.) Examples are the avoidance of alarm clocks in bedrooms of patients with LQT2 and the restriction of physical activity (particularly swimming) in those with LQT1.

As a general rule, beta-blockers are advised for probands and affected family members. When patients on beta-blocker therapy experience further syncope or aborted cardiac arrest, implantation of a cardioverter-defibrillator is appropriate. These devices carry concerns, such as infection or fracture of the leads and the lifelong need for generator changes; therefore, they should be reserved only for those patients at high risk. In a selected few, left cervical-thoracic sympathetic denervation may be appropriate as well.

Congenital long QT syndrome is one of a group of abnormalities of cardiac repolarization that can cause syncope and sudden death in apparently healthy people. It was once considered very rare, but current estimates of its prevalence range from 1 in 2,500 people to 1 in 7,000,1,2 and its prevalence is expected to increase with heightened awareness and screening.

Our understanding of the genetic basis of long QT syndrome is increasing, giving us the ability to classify different types of the disease. For instance, one type is triggered by exercise, especially swimming. Another is associated with sleep or inactivity, and electrocardiographic abnormalities lessen with an increased heart rate. Yet another type can be triggered by a startle, something as simple as an alarm clock going off.

Given the increasing recognition of long QT syndrome and its risks, primary care providers are likely to find themselves encountering challenging management decisions. In this review, we seek to provide a practical overview to aid in clinical decision-making. Our focus is on congenital forms of long QT syndrome rather than on those that are acquired, eg, by the use of certain drugs. Of note, although there is no cure for this condition, appropriate therapy can dramatically reduce the risk of sudden death.3–5

10 GENOTYPES OF LONG QT IDENTIFIED

First described in 1957 by Jervell and Lange-Nielsen,6 congenital long QT syndrome became an area of intensive research, and 25 years ago an international registry of patients and their families was established.7 Initially, research was limited to clinical factors such as symptoms and electrocardiographic features, but advances in molecular genetics have accelerated our understanding of this disease.7,8

Although the homozygous form of QT prolongation, Jervell and Lange-Nielsen syndrome,6 was recognized first because of its greater clinical severity, most affected patients have a heterozygous mutation pattern, termed the Romano-Ward syndrome.9,10

To date, 10 distinct genetic types of long QT syndrome have been identified, designated LQT1 through LQT10. Each is associated with an abnormality in a specific ion channel (or subunit of an ion channel) that regulates the cardiac action potential.

Even though genetic testing is becoming more accessible, a specific mutation cannot be identified in 30% or more of people with clinically confirmed long QT syndrome.11 Most patients successfully genotyped have LQT1, LQT2, or LQT3; of these, 45% to 50% have LQT1, 40% to 45% have LQT2, and 5% to 15% have LQT3.11–13 Given the overwhelming prevalence of LQT1, LQT2, and LQT3 and, hence, the relative robustness of the data on them, we will limit the rest of our discussion to these three types.

QT INTERVAL ELECTROPHYSIOLOGY: PROLONGATION, ARRHYTHMOGENESIS

Figure 1.
With each heartbeat, cardiac cells go through a cycle of electrical depolarization and repolarization, as sodium, potassium, and calcium ions move across the cell membrane via specific channels. In the ventricles, the cycle (Figure 1) consists of five phases:

  • Phase 0: The cell swiftly depolarizes as sodium rapidly moves into the cell via the INa channel. This depolarization leads to the stimulus for the cell to contract.
  • Phase 1: The cell rapidly partially repolarizes as potassium leaves the cell via the Ito channel.
  • Phase 2: Repolarization reaches a plateau, with sodium continuing to enter the cell via INa channels (although the current is much slower than in phase 0) along with calcium via L-type ICa channels, somewhat balanced by outward movement of potassium (the rapid-acting current, or IKr, and later the slow-acting current, or IKs). During this phase the cell is still relatively refractory, ie, it cannot fire again.
  • Phase 3: The cell repolarizes further, as the outward currents (IKr, IKs, and the inward-rectifier, or IK1) increase.
  • Phase 4: The cell is completely repolarized and ready to go through the cycle again.

Phases 0 through 3 are of longer duration in long QT syndrome, and this longer duration is seen as prolongation of the QT interval on the electrocardiogram.

Complicating the picture, different anatomic areas of the heart have different numbers and types of ion channels, and the resulting electrical heterogeneity is important in understanding the arrhythmogenic mechanisms in long QT syndrome. The ventricle itself comprises three layers: the epicardium, the mid-myocardium (“M-cell” layer), and the endocardium. Each of these layers repolarizes at a different rate, a phenomenon referred to as “transmural dispersion of refractoriness.” The M-cell layer has a stronger late INa current and weaker IKs current than the epicardium and endocardium. A consequence of this difference has been noted during bradycardia, when the large contribution of late INa fosters relatively greater prolongation of the M-cell action potential, which increases transmural dispersion of refractoriness and the potential for reentrant arrhythmias.14

 

 

LQT1: Events occur during exercise

People with LQT1, the most common variant of long QT syndrome, are more likely to have a cardiac event during exercise than patients with LQT2 or LQT3. In particular, and for as yet unexplained reasons, many patients with LQT1 have cardiac events while swimming.15 These observations suggest a potential role for beta-blocker therapy in these patients to reduce the maximal heart rate and blunt the effects of adrenaline. The benefits of beta-blockers have been confirmed experimentally and clinically.3,16,17

LQT1 is associated with a mutation in the KvLQT1 gene (also known as KCNQ1), which codes for a protein (alpha subunit) that co-assembles with another protein (minK, or beta subunit) to form the slow component of the delayed rectifier potassium channel IKs. (Interestingly, LQT5 also results from a mutation in minK, therefore explaining some of the clinical similarities between LQT1 and LQT5.)

Under normal circumstances, IKs activity is up-regulated by beta-adrenergic stimulation.14 This, combined with its slow inactivation, leads to a greater number of channels remaining active during rapid heart rates, resulting in a commensurate abbreviation of the action potential duration. In the case of LQT1, however, a decrease in the activity of IKs hinders the normal truncation of the action potential duration, resulting in prolonged repolarization times. Not unexpectedly, this effect is more marked at higher heart rates.

Furthermore, and perhaps more importantly, the addition of beta-adrenergic input to an IKs-deficient system markedly increases the gradient of repolarization across the ventricular myocardium, thereby setting the stage for reentry.14

This heart rate dependency of transmural dispersion of refractoriness manifests clinically when one examines the factors that predispose patients to arrhythmic events in the various genetic types of long QT syndrome.

LQT2: Events triggered by startle or auditory stimuli

Although patients with LQT2 are less likely than patients with LQT1 to have episodes during exertion, they are more likely to have arrhythmic events triggered by auditory stimuli or sudden startle.18

LQT2 is caused by a loss of the rapid component of the delayed rectifying potassium current IKr. The IKr channel, like the IKs channel, is heteromeric, with two subunits labelled HERG and MiRP1. In LQT2 the HERG subunit is affected, resulting in a loss of function and, hence, less repolarizing current. This leads to prolongation of the action potential. Similar effects are seen in LQT6, in which a mutation in the MiRP1 subunit reduces IKr. Under normal conditions, the IKr current activates slightly earlier than IKs. It should also be noted that unlike IKs, the IKr current is not influenced by adrenergic tone.

LQT3: Events occur during sleep or inactivity

Patients with LQT3, unlike those with LQT1, are prone to syncope or cardiac arrest during inactive periods or sleep. In fact, their electrocardiographic abnormalities actually become less marked with increased heart rate due to increased adrenergic tone, a clinical feature that may be useful in discerning this particular genotype.19

LQT3 is caused by a mutation in SCN5A, the gene encoding the sodium channel INa. This mutation results in an increase in sodium influx into the cell during phase 2 and phase 3 and, hence, prolongation of the action potential duration. (A loss-of-function mutation—ie, the opposite change—in this protein is believed to be responsible for the Brugada syndrome.)

Beta-blockade has not been shown to confer the same protection in LQT3 as in LQT1 and LQT2, but it has also not been shown to increase events. There is some evidence to support pacemaker therapy to avoid bradycardia as a means of decreasing the event rate in this population.20 There is also evidence to suggest a benefit from drugs such as flecainide (Tambocor) or mexiletine (Mexitil), which inhibit the late sodium current, but these trials are ongoing and therapy with these agents cannot be recommended at this time.21

CONSIDER THE DIAGNOSIS IF THE QTc IS ABOVE 440 MS

When long QT syndrome is suspected, the diagnosis22 starts with the surface electrocardiogram. The QT interval runs from the onset of the QRS complex to the end of the T wave, with normal values being from 350 to 440 ms. The U-wave should be excluded from the measurement if distinct from the T wave; on the other hand, complex, multiphasic T waves or T-U complexes should be included.23,24

The QT interval is adjusted for heart rate. This corrected QT interval (QTc) equals the QT interval (in seconds) divided by the square root of the RR interval (in seconds). If the QTc is greater than 470 ms (ie, prolonged) or 440–460 ms (borderline), then long QT syndrome must be considered. After puberty, females have a QTc about 10 ms longer on average than males.

However, structural heart disease such as significant hypertrophy,25 ischemia,26 infarction,27 or heart failure28 and other factors may also affect repolarization, and if any of these is present, the prolonged QTc may not represent congenital long QT syndrome. Drug-induced or other acquired causes of a long QT interval (such as hypokalemia) should also be excluded.29

Is the prolonged QT interval ‘high normal’ or pathogenic?

As with many other variables in medicine, the QTc has a Gaussian distribution. Hence, some people who seem normal, ie, they have no identifiable gene mutation or symptoms, may have a QTc of 460 to 470 ms.11 This overlap of “high normal” QTc and true long QT syndrome presents a key diagnostic challenge, ie, how to identify patients truly at risk without incorrectly labeling and restricting normal patients.30–32

Given the relatively low prevalence of long QT syndrome in the general population (= 1 in 2,500), an asymptomatic patient with a borderline QTc (eg, 450 ms), normal T-wave morphology, and no family history of long QT syndrome or sudden death is much more likely not to have the syndrome. Conversely, a QTc that is “normal” does not mean the patient does not harbor a long QT mutation, especially when a family member has been definitively diagnosed.31

Compounding the problem of diagnosis, clinicians and some cardiac specialists often either measure the QTc incorrectly or disagree on how to measure it in actual tracings to diagnose or exclude long QT syndrome.33

 

 

Analyzing T wave morphology

After analysis of the QT interval, attention is directed to the T wave morphology. Abnormalities such as low amplitude, inversion, or notches support the diagnosis of long QT syndrome and are helpful if the QTc is borderline-long.34 Moss et al35 showed that characteristic patterns of the ST segment and T wave yield clues to the genotype in patients with long QT syndrome. In their study of patients of known genotype, they provided one of the earliest indications of genotype-specific patterns in this syndrome.35 In addition, if possible, one should look for dynamic changes in the QTc with exercise, as this too can provide insight not only to the diagnosis, but also to the particular genotype. In the absence of exercise electrocardiography, provocative testing with infusion of epinephrine (with ready availability of external defibrillation) has also proven informative.19,33,36

What is the clinical picture and family history?

Naturally, the above information needs to be analyzed in the context of the larger clinical picture (Table 1). Specifically, is there a history of syncope or ill-defined seizure disorder? Convulsive syncope due to polymorphic ventricular tachycardia from QT prolongation is sometimes misinterpreted as a seizure. Are family members similarly affected, or is there a history of sudden death in the family?

What are event triggers?

When symptoms or events are identified, it is often illuminating to discern the circumstances surrounding the events, with attention to possible triggers. Clearly, when events are associated with swimming or loud noises or startling situations, the clinical likelihood of long QT syndrome increases dramatically. In the absence of a positive genotype, the diagnosis is often measured in probabilities (Table 1). If a patient has been genotyped as positive, then he or she is called “genotypically affected”; the phenotype depends on whether the QTc is prolonged, but beta-blockade is advisable in genotype-positive patients regardless.

Could it be another repolarization abnormality?

Finally, one needs to be vigilant for other re-polarization abnormalities, such as those seen in the Brugada syndrome, arrhythmogenic right ventricular cardiomyopathy, or even short QT syndrome, as well as normal variants. While the diagnosis of these disorders is beyond the scope of this review, they are seen in a similar demographic group and have similar symptoms. Short QT syndrome is due to a gain of function of one of the potassium channels, the opposite of what is seen in long QT syndrome. Also, whereas LQT3 is caused by a gain of function of the sodium channel (SCN5A), the opposite functional change in the sodium channel (ie, a loss of function) produces Brugada syndrome (or conduction system disease).

STRATIFYING THE RISK OF AN EVENT

Once the diagnosis has been made, the next objective is to determine the patient’s risk of a serious arrhythmic event, information that helps in choosing one therapeutic alternative over another.

Several studies have analyzed the differing clinical courses of the three main phenotypes. In 1998, Zareba and colleagues37 published an analysis of cardiac events among 541 genotyped patients from the international long QT registry. Included were 112 patients with LQT1, 72 with LQT2, and 62 with LQT3. The authors evaluated several factors, including the likelihood of having an event (syncope, cardiac arrest, or sudden death) before age 40, the influence of gender and QTc on the event rate, and the lethality of events. Although the likelihood of an event was significantly higher with LQT1 and LQT2, the death rate from the events was essentially the same across all three groups, reflecting the higher likelihood of fatal events in those with LQT3. Furthermore, within each genotype, the longer the QTc, the greater the event rate.37 These findings underscore the heterogeneity of long QT syndrome and the need to consider factors such as genotype (when available) and QTc when making clinical decisions.

In 2003, Priori et al38 revisited the issue of risk stratification, this time looking at 647 patients drawn from 196 families genotyped with long QT syndrome and followed for a mean of 28 years.38 They evaluated the influence of QTc, genotype, and gender on the risk of a first long-QT-related event occurring before age 40. Without therapy, by age 40, 13% of patients had died suddenly or had had a cardiac arrest, thus defining the “natural history” of the disease. A QTc longer than 500 ms was the single most powerful predictor of events. Also, in those with LQT2, females fared worse than their male counterparts, while the opposite was true in the cohort with LQT3, and no sex bias was observed in the cohort with LQT1.38 Unlike the situation in the study of Zareba et al, events in patients with LQT3 were not more likely to be lethal.

‘Silent carriers’

Another finding of the study38 was that the cohort with LQT1 had a 36% prevalence of a “silent carrier” state, ie, having a mutation but a normal QTc. Although the risk of events was lower in silent carriers, it was not zero. This underscores the importance of genetic screening of family members of symptomatic individuals, even if the family members have normal electrocardiograms.

A risk stratification scheme

Priori et al38 proposed a risk stratification scheme to aid in clinical decision-making, emphasizing the high risk of events, including death, associated with a QTc greater than 500 ms in LQT1 or LQT2, as well as in males with LQT3. Table 2 incorporates data from these and other studies into a novel risk-stratification scheme.3,37–40

In a recent study in 812 adults ages 18 to 40 who had long QT syndrome mutations,41 predictors of life-threatening events including aborted cardiac arrest or death due to QT prolongation included female sex (males had many fewer events after age 18), a QTc interval exceeding 500 ms, and recent syncopal events. Adults with LQT2 had more events when syncope was included. Beta-blockers reduced the rate of aborted cardiac arrest or death by 60%.

 

 

THERAPEUTIC CONSIDERATIONS

Beta-blocker therapy

In 2000, Shimizu and Antzelevitch17 studied the effects of beta-adrenergic agonists and antagonists in an experimental model of LQT1, LQT2, and LQT3. The transmural dispersion of refractoriness was indeed increased by beta-agonists in LQT1 and LQT2, whereas it was actually reduced in LQT3. This finding was not entirely unexpected, based on the underlying defect in each subtype; it was also in keeping with the clinical observation of the increased event rate with activity or emotional triggers in LQT1 and LQT2, as opposed to the predisposition for events at rest in LQT3.

A retrospective analysis of the international registry3 found that beta-blockers reduced the overall rate of cardiac events by 68% in probands and 42% in affected family members. Unfortunately, patients who had an event before they started beta-blocker therapy still faced a 32% chance of another event over the next 5 years while on therapy (including a 5% risk of cardiac arrest); in patients who had a history of aborted cardiac arrest, the rate of recurrent arrest on therapy was 14% over the same period. Furthermore, only patients with LQT1 or LQT2 benefitted from beta-blockers.

A subsequent analysis that included only adults showed a 60% reduction in the event rate with beta-blockade.41 The influence of the type and the dose of beta-blocker on prognosis has not been conclusively proven, but experience is greatest with propranolol (Inderal) and nadolol (Corgard).

Implantable cardioverter-defibrillators

Given the incomplete effectiveness of beta-blockers in preventing sudden death in long QT syndrome, implanting a cardioverter-defibrillator may be appropriate in some patients.42

In 2003, Zareba et al40 published a retrospective analysis of cardioverter-defibrillator implantation in 125 patients with long QT syndrome who had an aborted cardiac arrest while taking a beta-blocker. These patients were compared with a group of patients with long QT syndrome who also experienced aborted cardiac arrest while on beta-blockers but who did not receive a cardioverter-defibrillator. In 3 years, 2% of those with cardioverter-defibrillators died, compared with 9% in the medically treated group.

Additional studies have corroborated the effectiveness of implantable cardioverter-defibrillators, including in children.43,44

Sympathetic denervation

Given the early observations of events during times of increased adrenergic tone, removal of sympathetic input to the heart via left cervical-thoracic sympathetic denervation (ganglionectomy) has been used as a means of preventing events in patients with long QT syndrome.45 However, this therapy is not widely available and is used mainly in young children, in patients with Jervell and Lange-Nielsen syndrome, and in patients who receive frequent implantable cardioverter-defibrillator shocks who are taking beta-blockers.

Flecainide, mexiletine, oral potassium

As mentioned above, flecainide and mexiletine, which inhibit the late sodium current, have been suggested as beneficial, but these trials are ongoing, and therapy with these agents is not recommended at this time.21

Potassium supplementation, either directly or via spironolactone (Aldactone), is also being studied, especially for LQT1 and LQT2.

PREGNANCY AND LONG QT SYNDROME

As we have shown, the molecular heterogeneity of long QT syndrome can make it both a diagnostic and a therapeutic challenge under the best of circumstances, and this is even more so in pregnancy.

Relatively little has been published about the natural history of long QT syndrome in pregnancy. One retrospective study22 included 422 women from the international registry who had had at least one pregnancy: 111 probands and 311 first-degree relatives. The first-degree relatives were further classified as “affected,” “borderline,” or “unaffected” on the basis of their QTc. The primary end point was the occurrence of long-QT-related death, aborted cardiac arrest, or syncope.

Events were markedly more frequent in the 40 weeks after delivery than during the 40 weeks of pregnancy or the 40 weeks immediately preceding pregnancy. Other notable findings were that beta-blockers dramatically reduced the event rate and that events were rare in first-degree relatives classified as borderline or unaffected.

The exact cause of the clustering of events in the postpartum period is unknown. While it is tempting to invoke the relative bradycardia of the postpartum period or perhaps the hormonal influence on the sympathetic drive, this remains speculative. Other recent data confirm that the postpartum period is a time of high risk, suggest that women with LQT2 are at higher risk than those with LQT1, and substantiate that beta-blocker therapy is indicated and safe during pregnancy.46–48

 

 

DRUGS TO AVOID

The list of drugs that prolong the QT interval is already quite long and seems to grow daily. Generally, drugs that block the rapid component of the delayed rectifier potassium channel (IKr) are the offenders; this is, essentially, an iatrogenic form of LQT2. Examples include macrolide antibiotics (eg, erythromycin), phenothiazine antipsychotics (including some antiemetics), and class III antiarrhythmics. Also to be avoided are sympathomimetics.

While the propensity of erythromycin or droperidol (Inapsine) to prolong the QT interval is well known, lesser-known offenders such as methadone (Dolophine) are often involved in clinically significant arrhythmic events.49 Often, a second drug delaying the metabolism or excretion of another drug is responsible.

Keeping abreast of all the drugs that prolong the QT interval can be challenging, but fortunately, several excellent resources are available, including two user-friendly databases, www.torsades.org and www.long-qt-syndrome.com. In addition, for use at the point of care, most PDA or pocket drug databases provide similar information. As a general rule, the agents listed in these sources are safe for use in the general population but greatly increase the risk of arrhythmia in patients with long QT syndrome.

When choosing an agent and weighing its arrhythmic risk, one should be mindful of its therapeutic window, its metabolism and excretion pathways, and its interactions. A narrow therapeutic window poses a potential problem in and of itself: when a drug with a narrow therapeutic window also has only one means of metabolism or elimination, the risk of adverse events is considerably magnified. Drug-drug interactions are especially relevant with antiarrhythmic agents; in such cases it is advisable to consult with a cardiologist or electrophysiologist.

EMOTIONAL AND PSYCHOLOGICAL ASPECTS AND RESOURCES

The diagnosis of long QT syndrome nearly always has a large emotional and psychologic impact on the patient and family and entails the need the need for emotional adjustment, perhaps requiring counseling. The patient’s or family’s fear of sudden death on learning of the diagnosis is obvious. If the diagnosis in the family was made after a family member died, the other members may have guilt about their survival and about not having pushed health care providers for a diagnosis earlier. Parents can feel emotional trauma and guilt about transmitting the mutation to a child.

A recommendation to quit a sport, which may have been one of the patient’s favorite activities or a source of identity, is often one of the hardest adjustments patients and families face. Patients and their physicians can find information and support from the Cardiac Arrhythmias Research and Education Foundation (www.longqt.org) and the Sudden Arrhythmia Death Syndromes Foundation (www.sads.org).

GENERAL TIPS

Congenital long QT syndrome should be suspected when the electrocardiogram shows the characteristic QT abnormalities or when there is a history of syncope or ill-defined “seizures” in the patient or in the patient’s family.

Because of the heterogeneity of the syndrome, genotyping is often useful in making therapeutic decisions. (See Table 3 for recommendations on who should undergo genetic testing.) Examples are the avoidance of alarm clocks in bedrooms of patients with LQT2 and the restriction of physical activity (particularly swimming) in those with LQT1.

As a general rule, beta-blockers are advised for probands and affected family members. When patients on beta-blocker therapy experience further syncope or aborted cardiac arrest, implantation of a cardioverter-defibrillator is appropriate. These devices carry concerns, such as infection or fracture of the leads and the lifelong need for generator changes; therefore, they should be reserved only for those patients at high risk. In a selected few, left cervical-thoracic sympathetic denervation may be appropriate as well.

References
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  2. Quaglini S, Rognoni C, Spazzolini C, Priori SG, Mannarino S, Schwartz PJ. Cost-effectiveness of neonatal ECG screening for the long QT syndrome. Eur Heart J 2006; 27:18241832.
  3. Moss AJ, Zareba W, Hall WJ, et al. Effectiveness and limitations of beta-blocker therapy in congenital long-QT syndrome. Circulation 2000; 101:616623.
  4. Schwartz P, Periti M, Malliani A. The long Q-T syndrome. Am Heart J 1975; 89:378390.
  5. Priori SG, Napolitano C, Schwartz PJ, et al. Association of long QT syndrome loci and cardiac events among patients treated with beta-blockers. JAMA 2004; 292:13411344.
  6. Jervell A, Lange-Neilsen F. Congenital deafmutism, functional heart disease with prolongation of the Q-T interval and sudden death. Am Heart J 1957; 54:5968.
  7. Moss AJ, Schwartz PJ. 25th anniversary of the International Long QT Syndrome Registry: an ongoing quest to uncover the secrets of long QT syndrome. Circulation 2005; 111:11991201.
  8. Roden DM, Viswanathan PC. Genetics of acquired long QT syndrome. J Clin Invest 2005; 115:20252032.
  9. Romano C, Gemme G, Pongiglione R. Aritmie cardiache rare in età pediatrica. Clin Pediatr 1963; 45:656683.
  10. Ward O. A new familial cardiac syndrome in children. J Ir Med Assoc 1964; 54:103106.
  11. Napolitano C, Priori SG, Schwartz PJ, et al. Genetic testing in the long QT syndrome: development and validation of an efficient approach to genotyping in clinical practice. JAMA 2005; 294:29752980.
  12. Zareba W. Genotype-specific ECG patterns in the long QT syndrome. J Electrocardiol 2006; 39:S101S106.
  13. Modell SM, Lehmann MH. The long QT syndrome family of cardiac ion channelopathies: A HuGE review. Genet Med 2006; 8:143155.
  14. Antzelevitch C, Shimizu W. Cellular mechanisms underlying the long QT syndrome. Curr Opin Cardiol 2002; 17:4351.
  15. Schwartz PJ, Priori SG, Spazzolini C, et al. Genotype-phenotype correlations in the long QT syndrome: gene-specific triggers for life-threatening arrhythmias. Circulation 2001; 103:8995.
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  18. Wilde AAM, Jongbloed RJE, Doevendans PA, et al. Auditory stimuli as a trigger for arrhythmic events differentiate HERG-related (LQT2) from KVLQT1-related patients (LQT1). J Am Coll Cardiol 1999; 33:327332.
  19. Shimizu W, Noda T, Takaki H, et al. Diagnostic value of epinephrine test for genotyping LQT1, LQT2, and LQT3 forms of congenital long QT syndrome. Heart Rhythm 2004; 3:276283.
  20. Van den Berg MP, Wilde AA, Viersma TJW, et al. Possible bradycardiac mode of death and successful pacemaker treatment in a large family with features of long QT syndrome type 3 and Brugada syndrome. J Cardiovasc Electrophysiol 2001; 12:630636.
  21. Moss AJ, Windle JR, Hall WJ, et al. Safety and efficacy of flecainide in subjects with long QT-3 syndrome (delta-KPQ mutation): a randomized, double-blind, placebo-controlled clinical trial. Ann Noninvasive Electrocardiol 2005; 10 suppl 4:5966.
  22. Rashba EJ, Zareba W, Moss AJ, et al. Influence of pregnancy on the risk for cardiac events in patients with long QT syndrome. Circulation 1998; 97:451456.
  23. Goldenberg I, Moss AJ, Zareba W. QT interval: how to measure it and what is “normal.” J Cardiovasc Electrophysiol 2006; 17:333336.
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  25. Jouven X, Hagege A, Charron P, et al. Relation between QT duration and maximal wall thickness in familial hypertrophic cardiomyopathy. Heart 2002; 88:153157.
  26. Kenigsberg DN, Khanal S, Kowalski M, Krishnan SC. Prolongation of the QTc interval is seen uniformly during early transmural ischemia. J Am Coll Cardiol 2007; 49:12991305.
  27. Halkin A, Roth A, Lurie I, Fish R, Belhassen B, Viskin S. Pause-dependent torsade de pointes following acute myocardial infarction: a variant of the acquired long QT syndrome. J Am Coll Cardiol 2001; 38:11681174.
  28. Tomaselli GF, Zipes DP. What causes sudden death in heart failure? Circ Res 2004; 95:754763.
  29. Roden DM, Viswanathan PC. Genetics of acquired long QT syndrome. J Clin Invest 2005; 115:20252032.
  30. Taggart NW, Haglund CM, Tester DJ, Ackerman MJ. Diagnostic miscues in congenital long-QT syndrome. Circulation 2007; 115:26132620.
  31. Vetter VL. Clues or miscues? How to make the right interpretation and correctly diagnose long-QT syndrome. Circulation 2007; 115:25952598.
  32. Mason JW, Hancock EW, Gettes LS. Recommendations for the standardization and interpretation of the electrocardiogram: part II: electrocardiography diagnostic statement list: a scientific statement from the American Heart Association Electrocardiography and Arrhythmias Committee, Council on Clinical Cardiology; the American College of Cardiology Foundation; and the Heart Rhythm Society: Endorsed by the International Society for Computerized Electrocardiology. Circulation 2007; 115:13251332.
  33. Viskin S. Drug challenge with epinephrine or isoproterenol for diagnosing a long QT syndrome: should we try this at home? J Cardiovasc Electrophysiol 2005; 16:285287.
  34. Schwartz PJ. The long QT syndrome. In:Kulbertus HE, Wellens HJJ, editors. Sudden Death. The Hague: Martinus Nijhoff, 1980:358378.
  35. Moss AJ, Zareba W, Benhorin J, et al. ECG T-wave patterns in genetically distinct forms of the hereditary long QT syndrome. Circulation 1995; 92:29292934.
  36. Vyas H, Hejlik J, Ackerman MJ. Epinephrine QT stress testing in the evaluation of congenital long-QT syndrome: diagnostic accuracy of the paradoxical QT response. Circulation 2006; 113:13851392.
  37. Zareba W, Moss AJ, Schwartz PJ, et al. Influence of the genotype on the clinical course of the long QT syndrome. N Engl J Med 1998; 339:960965.
  38. Priori SG, Schwartz PJ, Napolitano C, et al. Risk stratification in the long QT syndrome. N Engl J Med 2003; 348:18661874.
  39. Schwartz PJ, Moss AJ, Vincent GM, Crampton RS. Diagnostic criteria for the long QT syndrome. An update. Circulation 1993; 88:782784.
  40. Zareba W, Moss AJ, Daubert JP, et al. Implantable cardioverter defibrillator in high-risk long QT syndrome patients. J Cardiovasc Electrophysiol 2003; 14:337341.
  41. Sauer AJ, Moss AJ, McNitt S, et al. Long QT syndrome in adults. J Am Coll Cardiol 2007; 49:329337.
  42. Daubert JP, Zareba W, Rosero SZ, Budzikowski A, Robinson JL, Moss AJ. Role of implantable cardioverter defibrillator therapy in patients with long QT syndrome. Am Heart J 2007; 153:5358.
  43. Groh WJ, Silka MJ, Oliver RP, Halperin BD, McAnulty JH, Kron J. Use of implantable cardioverter-defibrillators in the congenital long QT syndrome. Am J Cardiol 1996; 78:703706.
  44. Silka MJ, Kron J, Dunnigan A, Dick M. Sudden cardiac death and the use of implantable cardioverter-defibrillators in pediatric patients. The Pediatric Electrophysiology Society. Circulation 1993; 87:800807.
  45. Moss A, McDonald J. Unilateral cervicothoracic sympathetic ganglionectomy for the treatment of long QT interval syndrome. N Engl J Med 1971; 285:903904.
  46. Heradien MJ, Goosen A, Crotti L, et al. Does pregnancy increase cardiac risk for LQT1 patients with the KCNQ1-A341V mutation? J Am Coll Cardiol 2006; 48:14101415.
  47. Khositseth A, Tester DJ, Will ML, Bell CM, Ackerman MJ. Identification of a common genetic substrate underlying postpartum cardiac events in congenital long QT syndrome. Heart Rhythm 2004; 1:6064.
  48. Seth R, Moss AJ, McNitt S, et al. Long QT syndrome and pregnancy. J Am Coll Cardiol 2007; 49:10921098.
  49. Krantz MJ, Lewkowiez L, Hays H, Woodroffe MA, Robertson AD, Mehler PS. Torsade de pointes associated with very-high-dose methadone. Ann Intern Med 2002; 137:501504.
References
  1. Vincent MG. Long QT syndrome. Cardiol Clin 2000; 18:309325.
  2. Quaglini S, Rognoni C, Spazzolini C, Priori SG, Mannarino S, Schwartz PJ. Cost-effectiveness of neonatal ECG screening for the long QT syndrome. Eur Heart J 2006; 27:18241832.
  3. Moss AJ, Zareba W, Hall WJ, et al. Effectiveness and limitations of beta-blocker therapy in congenital long-QT syndrome. Circulation 2000; 101:616623.
  4. Schwartz P, Periti M, Malliani A. The long Q-T syndrome. Am Heart J 1975; 89:378390.
  5. Priori SG, Napolitano C, Schwartz PJ, et al. Association of long QT syndrome loci and cardiac events among patients treated with beta-blockers. JAMA 2004; 292:13411344.
  6. Jervell A, Lange-Neilsen F. Congenital deafmutism, functional heart disease with prolongation of the Q-T interval and sudden death. Am Heart J 1957; 54:5968.
  7. Moss AJ, Schwartz PJ. 25th anniversary of the International Long QT Syndrome Registry: an ongoing quest to uncover the secrets of long QT syndrome. Circulation 2005; 111:11991201.
  8. Roden DM, Viswanathan PC. Genetics of acquired long QT syndrome. J Clin Invest 2005; 115:20252032.
  9. Romano C, Gemme G, Pongiglione R. Aritmie cardiache rare in età pediatrica. Clin Pediatr 1963; 45:656683.
  10. Ward O. A new familial cardiac syndrome in children. J Ir Med Assoc 1964; 54:103106.
  11. Napolitano C, Priori SG, Schwartz PJ, et al. Genetic testing in the long QT syndrome: development and validation of an efficient approach to genotyping in clinical practice. JAMA 2005; 294:29752980.
  12. Zareba W. Genotype-specific ECG patterns in the long QT syndrome. J Electrocardiol 2006; 39:S101S106.
  13. Modell SM, Lehmann MH. The long QT syndrome family of cardiac ion channelopathies: A HuGE review. Genet Med 2006; 8:143155.
  14. Antzelevitch C, Shimizu W. Cellular mechanisms underlying the long QT syndrome. Curr Opin Cardiol 2002; 17:4351.
  15. Schwartz PJ, Priori SG, Spazzolini C, et al. Genotype-phenotype correlations in the long QT syndrome: gene-specific triggers for life-threatening arrhythmias. Circulation 2001; 103:8995.
  16. Zygmunt AC. Intracellular calcium activates chloride current in canine ventricular myocytes. Am J Physiol 1994; 267:19841995.
  17. Shimizu W, Antzelevitch C. Differential effects of beta-adrenergic agonists and antagonists in LQT1, LQT2, and LQT3 models of the long QT syndrome. J Am Coll Cardiol 2000; 35:778786.
  18. Wilde AAM, Jongbloed RJE, Doevendans PA, et al. Auditory stimuli as a trigger for arrhythmic events differentiate HERG-related (LQT2) from KVLQT1-related patients (LQT1). J Am Coll Cardiol 1999; 33:327332.
  19. Shimizu W, Noda T, Takaki H, et al. Diagnostic value of epinephrine test for genotyping LQT1, LQT2, and LQT3 forms of congenital long QT syndrome. Heart Rhythm 2004; 3:276283.
  20. Van den Berg MP, Wilde AA, Viersma TJW, et al. Possible bradycardiac mode of death and successful pacemaker treatment in a large family with features of long QT syndrome type 3 and Brugada syndrome. J Cardiovasc Electrophysiol 2001; 12:630636.
  21. Moss AJ, Windle JR, Hall WJ, et al. Safety and efficacy of flecainide in subjects with long QT-3 syndrome (delta-KPQ mutation): a randomized, double-blind, placebo-controlled clinical trial. Ann Noninvasive Electrocardiol 2005; 10 suppl 4:5966.
  22. Rashba EJ, Zareba W, Moss AJ, et al. Influence of pregnancy on the risk for cardiac events in patients with long QT syndrome. Circulation 1998; 97:451456.
  23. Goldenberg I, Moss AJ, Zareba W. QT interval: how to measure it and what is “normal.” J Cardiovasc Electrophysiol 2006; 17:333336.
  24. Moss AJ. Measurement of the QT interval and the risk associated with QTc interval prolongation: a review. Am J Cardiol 1993; 72:23B25B.
  25. Jouven X, Hagege A, Charron P, et al. Relation between QT duration and maximal wall thickness in familial hypertrophic cardiomyopathy. Heart 2002; 88:153157.
  26. Kenigsberg DN, Khanal S, Kowalski M, Krishnan SC. Prolongation of the QTc interval is seen uniformly during early transmural ischemia. J Am Coll Cardiol 2007; 49:12991305.
  27. Halkin A, Roth A, Lurie I, Fish R, Belhassen B, Viskin S. Pause-dependent torsade de pointes following acute myocardial infarction: a variant of the acquired long QT syndrome. J Am Coll Cardiol 2001; 38:11681174.
  28. Tomaselli GF, Zipes DP. What causes sudden death in heart failure? Circ Res 2004; 95:754763.
  29. Roden DM, Viswanathan PC. Genetics of acquired long QT syndrome. J Clin Invest 2005; 115:20252032.
  30. Taggart NW, Haglund CM, Tester DJ, Ackerman MJ. Diagnostic miscues in congenital long-QT syndrome. Circulation 2007; 115:26132620.
  31. Vetter VL. Clues or miscues? How to make the right interpretation and correctly diagnose long-QT syndrome. Circulation 2007; 115:25952598.
  32. Mason JW, Hancock EW, Gettes LS. Recommendations for the standardization and interpretation of the electrocardiogram: part II: electrocardiography diagnostic statement list: a scientific statement from the American Heart Association Electrocardiography and Arrhythmias Committee, Council on Clinical Cardiology; the American College of Cardiology Foundation; and the Heart Rhythm Society: Endorsed by the International Society for Computerized Electrocardiology. Circulation 2007; 115:13251332.
  33. Viskin S. Drug challenge with epinephrine or isoproterenol for diagnosing a long QT syndrome: should we try this at home? J Cardiovasc Electrophysiol 2005; 16:285287.
  34. Schwartz PJ. The long QT syndrome. In:Kulbertus HE, Wellens HJJ, editors. Sudden Death. The Hague: Martinus Nijhoff, 1980:358378.
  35. Moss AJ, Zareba W, Benhorin J, et al. ECG T-wave patterns in genetically distinct forms of the hereditary long QT syndrome. Circulation 1995; 92:29292934.
  36. Vyas H, Hejlik J, Ackerman MJ. Epinephrine QT stress testing in the evaluation of congenital long-QT syndrome: diagnostic accuracy of the paradoxical QT response. Circulation 2006; 113:13851392.
  37. Zareba W, Moss AJ, Schwartz PJ, et al. Influence of the genotype on the clinical course of the long QT syndrome. N Engl J Med 1998; 339:960965.
  38. Priori SG, Schwartz PJ, Napolitano C, et al. Risk stratification in the long QT syndrome. N Engl J Med 2003; 348:18661874.
  39. Schwartz PJ, Moss AJ, Vincent GM, Crampton RS. Diagnostic criteria for the long QT syndrome. An update. Circulation 1993; 88:782784.
  40. Zareba W, Moss AJ, Daubert JP, et al. Implantable cardioverter defibrillator in high-risk long QT syndrome patients. J Cardiovasc Electrophysiol 2003; 14:337341.
  41. Sauer AJ, Moss AJ, McNitt S, et al. Long QT syndrome in adults. J Am Coll Cardiol 2007; 49:329337.
  42. Daubert JP, Zareba W, Rosero SZ, Budzikowski A, Robinson JL, Moss AJ. Role of implantable cardioverter defibrillator therapy in patients with long QT syndrome. Am Heart J 2007; 153:5358.
  43. Groh WJ, Silka MJ, Oliver RP, Halperin BD, McAnulty JH, Kron J. Use of implantable cardioverter-defibrillators in the congenital long QT syndrome. Am J Cardiol 1996; 78:703706.
  44. Silka MJ, Kron J, Dunnigan A, Dick M. Sudden cardiac death and the use of implantable cardioverter-defibrillators in pediatric patients. The Pediatric Electrophysiology Society. Circulation 1993; 87:800807.
  45. Moss A, McDonald J. Unilateral cervicothoracic sympathetic ganglionectomy for the treatment of long QT interval syndrome. N Engl J Med 1971; 285:903904.
  46. Heradien MJ, Goosen A, Crotti L, et al. Does pregnancy increase cardiac risk for LQT1 patients with the KCNQ1-A341V mutation? J Am Coll Cardiol 2006; 48:14101415.
  47. Khositseth A, Tester DJ, Will ML, Bell CM, Ackerman MJ. Identification of a common genetic substrate underlying postpartum cardiac events in congenital long QT syndrome. Heart Rhythm 2004; 1:6064.
  48. Seth R, Moss AJ, McNitt S, et al. Long QT syndrome and pregnancy. J Am Coll Cardiol 2007; 49:10921098.
  49. Krantz MJ, Lewkowiez L, Hays H, Woodroffe MA, Robertson AD, Mehler PS. Torsade de pointes associated with very-high-dose methadone. Ann Intern Med 2002; 137:501504.
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KEY POINTS

  • Because of the heterogeneity of the syndrome, genotyping is often useful in making therapeutic decisions, such as avoiding alarm clocks in bedrooms in patients with long QT genetic type 2, or restricting physical activity (particularly swimming) in patients with genetic type 1.
  • When patients on beta-blocker therapy experience further syncopal episodes or aborted cardiac arrest and are considered at high risk, implantation of a cardioverter-defibrillator is appropriate.
  • In a select few patients, left cervical-thoracic sympathetic denervation may be appropriate.
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Update in infectious disease treatment

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Update in infectious disease treatment

Studies published during the past year provide information that could influence how we treat several infectious diseases in daily practice. Here is a brief overview of these “impact” studies.

VANCOMYCIN BEATS METRONIDAZOLE FOR SEVERE C DIFFICILE DIARRHEA

Zar FA, Bakkanagari SR, Moorthi KM, Davis MB. A comparison of vancomycin and metronidazole for the treatment of Clostridium difficile-assoicated diarrhea, stratified by disease severity. Clin Infect Dis 2007; 45:302–307.

Clostridium difficile is the most common infectious cause of nosocomial diarrhea. Furthermore, a unique and highly virulent strain has emerged.

Which drug should be the treatment of choice: metronidazole (Flagyl) or oral vancomycin (Vancocin)? Over time, some infectious disease practitioners have believed that oral vancomycin is superior to oral metronidazole for the treatment of severe C difficile-associated diarrhea. Indeed, in a recently published survey, more than 25% of infectious disease practitioners said they used vancomycin as initial therapy for C difficile-associated diarrhea.1 Until recently, there has been no evidence to support this preference.

Ever since the first description of C difficile-associated diarrhea in the late 1970s, only two head-to-head studies have compared the efficacy of metronidazole vs vancomycin for the treatment of this disorder. Both studies were underpowered and neither was blinded. In 1983, Teasley et al2 treated 101 patients with metronidazole or vancomycin in a non-blinded, nonrandomized study and found no difference in efficacy. In 1996, Wenisch et al,3 in a prospective, randomized, but nonblinded study in 119 patients, compared vancomycin, metronidazole, fusidic acid, and teicoplanin (Targocid) and also found no significant difference in efficacy.

The study. Zar et al,4 in a prospective, double-blind trial at a single institution over an 8-year period, randomized 172 patients with C difficile-associated diarrhea to receive either oral metronidazole 250 mg four times a day or oral vancomycin 125 mg four times a day, both for 10 days. (The appropriate dosage of vancomycin has been debated over the years. In 1989, Fekety et al5 treated patients who had antibiotic-associated C difficile colitis with either 125 or 500 mg of vancomycin, four times a day, and found that the low dosage was as effective as the high dosage.) Both groups also received an oral placebo in addition to the study drug.

In the study of Zar et al, criteria for inclusion were diarrhea (defined as having more than two nonformed stools per 24 hours) and the finding of either toxin A in the stool or pseudomembranes on endoscopic examination. Patients were excluded if they were pregnant, had suspected or proven life-threatening intra-abdominal complications, were allergic to either study drug, had taken one of the study drugs during the last 14 days, or had previously had C difficile-associated diarrhea that did not respond to either study drug.

Patients were followed for up to 21 days. The primary end points were cure, treatment failure, or relapse. Cure was defined as the resolution of diarrhea and no C difficile toxin A detected on stool assay at days 6 and 10.

Disease severity was classified as either mild or severe based on a point system: patients received a single point each for being older than 60 years, being febrile, having an albumin level of less than 2.5 mg/dL, or having a white blood cell count of more than 15 × 109/L. Patients were classified as having severe disease if they had two or more points. They received two points (ie, they were automatically classified as having severe disease) if they had pseudomembranous colitis or if they developed C difficile infection that required treatment in an intensive care unit.

Findings. The overall cure rate in patients receiving vancomycin was 97%, compared with 84% for those on metronidazole (P = .006). This difference was attributable to the group of patients with severe disease; no difference in treatment outcome was found in patients with mild disease. The relapse rates did not differ significantly between treatment groups in patients with either mild or severe disease.

Comments. The study was limited in that it was done at a single center and was done before the current highly virulent strain emerged. Whether these data can be extrapolated to today’s epidemic is unclear. Moreover, the investigators did not test for antimicrobial susceptibility (although metronidazole resistance is still uncommon). Finally, the development of colonization with vancomycin-resistant enterococci, one of the reasons that oral vancomycin is often not recommended, was not assessed.

Despite the study’s limitations, it shows that for severely ill patients with C difficile-associated diarrhea, oral vancomycin should be the treatment of choice.

 

 

IS CEFEPIME SAFE?

Yahav D, Paul M, Fraser A, Sarid N, Leibovici L. Efficacy and safety of cefepime: a systematic review and meta-analysis. Lancet Infect Dis 2007; 7:338 348.

Cefepime (Maxipime) is a broad-spectrum, fourth-generation cephalosporin. It is widely used for its approved indications: pneumonia; bacteremia; urinary tract, abdominal, skin, and soft-tissue infections; and febrile neutropenia.

In 2006, Paul et al6 reviewed 33 controlled trials of empiric cefepime monotherapy for febrile neutropenia and found a higher death rate with cefepime than with other beta-lactam antibiotics. That preliminary study spawned the following more comprehensive review by the same group.

The study. Yahav et al7 performed a meta-analysis of randomized trials that compared cefepime with another beta-lactam antibiotic alone or combined with a non-beta-lactam drug given in both treatment groups. Two reviewers independently identified studies from a number of databases and extracted data.

The primary end point was the rate of death from all causes at 30 days. Secondary end points were clinical failure (defined as unresolved infection, treatment modification, or death from infection), failure to eradicate the causative pathogens, superinfection with different bacterial, fungal, or viral organisms, and adverse events.

More than 8,000 patients were involved in 57 trials: 20 trials evaluated therapy for neutropenic fever, 18 for pneumonia, 5 for urogenital infections, 2 for meningitis, and 10 for mixed infections.

Comparison drugs for febrile neutropenia were ceftazidime (Ceptaz, Fortaz, Tazicef); im-ipenem-cilastatin (Primaxin) or meropenem (Merrem); piperacillin-tazobactam (Zosyn); and ceftriaxone (Rocephin). Aminoglycosides were added to both treatment groups in six trials and vancomycin was added in one trial.

For pneumonia, comparison drugs were ceftazidime, ceftriaxone, cefotaxime (Claforan), and cefoperazone-sulbactam.

Adequate allocation concealment and allocation-sequence generation were described in 30 studies. Scores for baseline patient risk factors did not differ significantly between study populations.

Findings. The death rate from all causes was higher in patients taking cefepime than with other beta-lactam antibiotics (risk ratio [RR] 1.26, 95% confidence interval [CI] 1.08–1.49, P = .005). The rate was lower with each of the alternative antibiotics, but the difference was statistically significant only for cefepime vs piperacillin-tazobactam (RR 2.14, 95% CI 1.17–3.89, P = .05).

The rate of death from all causes was higher for cefepime in all types of infections (except urinary tract infection, in which no deaths occurred in any of the treatment arms), although the difference was statistically significant only for febrile neutropenia (RR 1.42, 95% CI 1.09–1.84, P = .009). No differences were found in secondary outcomes, either by disease or by drug used.

Comments. This meta-analysis supports previous findings that more patients die when cefepime is used. The mechanism, however, is unclear. The authors call for reconsideration of the use of cefepime for febrile neutropenia, community-acquired pneumonia, and health-care associated pneumonia. In November 2007, the US Food and Drug Administration (FDA) launched an investigation into the risk of cefepime but has not yet made recommendations. Practitioners should be aware of these data when considering antimicrobial options for treatment in these settings. Knowledge of local antimicrobial susceptibility data of key pathogens is essential in determining optimal empiric and pathogen-specific therapy.

AN ANTIBIOTIC AND A NASAL STEROID ARE INEFFECTIVE IN ACUTE SINUSITIS

Williamson IG, Rumsby K, Benge S, et al. Antibiotics and topical nasal steroid for treatment of acute maxillary sinusitis: a randomized controlled trial. JAMA 2007; 298:2487 2496.

In the United States and Europe 1% to 2% of all primary care office visits are for acute sinusitis. Studies indicate that 67% to nearly 100% of patients with symptoms of sinusitis receive an antibiotic for it, even though the evidence of efficacy is weak and guidelines do not support this practice. Cochrane reviews8,9 have suggested that topical corticosteroids, penicillin, and amoxicillin have marginal benefit in acute sinusitis, but the studies on which the analyses were based were flawed.

The Berg and Carenfelt criteria were developed to help diagnose bacterial sinusitis.10 At the time they were developed, computed tomography was not routinely done to search for sinusitis, so plain film diagnosis was compared with clinical criteria. The Berg and Carenfelt criteria include three symptoms and one sign: a history of purulent unilateral nasal discharge, unilateral facial pain, or bilateral purulent discharge and pus in the nares on inspection. The presence of two criteria has reasonable sensitivity (81%), specificity (89%), and positive predictive value (86%) for detecting acute bacterial or maxillary sinusitis in the office setting.

The study. Williamson et al11 conducted a double-blind, randomized, placebo-controlled trial of antibiotic and topical nasal steroid use in patients with suspected acute maxillary sinusitis. The trial included 240 patients who were seen in 58 family practices over 4 years in the United Kingdom and who had acute nonrecurrent sinusitis based on Berg and Carenfelt criteria. Patients were at least 16 years old; the average age was 44. Three-quarters were women. Few had fever, and 70% met only two Berg and Carenfelt criteria; the remaining 30% met three or all four criteria. Patients were excluded who had at least two sinusitis attacks per year, underlying nasal pathology, significant comorbidities, or a history of penicillin allergy, or if they had been treated with antibiotics or steroids during the past month.

Patients were randomized to receive one of four treatments:

  • Amoxicillin 500 mg three times a day for 7 days plus budesonide (Rhinocort) 200 μg in each nostril once a day for 10 days
  • Placebo amoxicillin plus real budesonide
  • Amoxicillin plus placebo budesonide
  • Placebo amoxicillin plus placebo budes-onide.

The groups were well matched. Outcomes were based on a questionnaire and a patient diary that assessed the duration and severity of 11 symptoms.

Findings. No difference was found between the treatment groups in overall outcome, in the proportion of those with symptoms at 10 days, or in daily symptom severity. The secondary analysis suggested that nasal steroids were marginally more effective in patients with less severe symptoms.

The authors concluded that neither an antibiotic nor a nasal steroid, alone or in combination, is effective for acute maxillary sinusitis in the primary care setting, and they recommended against their routine use.

Comments. This study had limitations. Some cases of viral disease may have been included: no objective reference standard (ie, computed tomography of the sinuses or sinus aspiration) was used, and although the Berg and Carenfelt criteria have been validated in secondary care settings, they have not been validated in primary care settings. In addition, fever was absent in most patients, and mild symptoms were poorly defined. Moreover, recruitment of patients was slow, raising questions of bias and generalizability. The study also did not address patients with comorbidities.

Nevertheless, the study shows that outpatients with symptoms of sinusitis without fever or significant comorbidities should not be treated with oral antibiotics or nasal steroids. Otherwise, antibiotic therapy may still be appropriate in certain patients at high risk and in those with fever.

 

 

PREDNISOLONE IS BENEFICIAL IN ACUTE BELL PALSY, ACYCLOVIR IS NOT

Sullivan FM, Swan IR, Donnan PT, et al. Early treatment with prednisolone or acyclovir in Bell palsy. N Engl J Med 2007; 357:1598 1607.

Bell palsy accounts for about two-thirds of cases of acute unilateral facial nerve palsy in the United States. Virologic studies from patients undergoing surgery for facial nerve decompression have suggested a possible association with herpes simplex virus. Other causes of acute unilateral facial nerve palsy include Lyme disease, sarcoidosis, Sjögren syndrome, trauma, carotid tumors, and diabetes. Bell palsy occurs most often during middle age, peaking between ages 30 and 45. As many as 30% of patients are left with significant neurologic residua. Corticosteroids and antiviral medications are commonly used to treat Bell palsy, but evidence for their efficacy is weak.

The study. Sullivan et al12 conducted a double-blind, placebo-controlled, randomized trial over 2 years in Scotland with 551 patients, age 16 years or older, recruited within 72 hours of the onset of symptoms. Patients who were pregnant or breastfeeding or who had uncontrolled diabetes, peptic ulcer disease, suppurative otitis, zoster, multiple sclerosis, sarcoidosis, or systemic infection were excluded. They were randomized to treatment for 10 days with either acyclovir (Zovirax) 400 mg five times daily or prednisolone 25 mg twice daily, both agents, or placebo.

The primary outcome was recovery of facial function based on the House-Brackmann grading system. Digital photographs of patients at 3 and 9 months of treatment were evaluated independently by three experts who were unaware of study group assignment or stage of assessment. These included a neurologist, an otorhinolaryn-gologist, and a plastic surgeon. The secondary outcomes were quality of life, facial appearance, and pain, as assessed by the patients.

Findings. At 3 months, 83% of the prednisolone recipients had no facial asymmetry, increasing to 94% at 9 months. In comparison, the numbers were 64% and 82% in those who did not receive prednisolone, and these differences were statistically significant. Acyclovir was found to be of no benefit at either 3 or 9 months.

The authors concluded that early treatment of Bell palsy with prednisolone improves the chance of complete recovery, and that acyclovir alone or in combination with steroids confers no benefit.

Comments. At about the same time that this study was published, Hato et al13 evaluated valacyclovir (Valtrex) plus prednisolone vs placebo plus prednisolone and found that patients with severe Bell palsy (defined as complete facial nerve paralysis) benefited from antiviral therapy.

Corticosteroids are indicated for acute Bell palsy. In patients with complete facial nerve paralysis, valacyclovir should be considered.

POSACONAZOLE AS PROPHYLAXIS IN FEBRILE NEUTROPENIA

Cornely OA, Maertens J, Winston DJ, et al. Posaconazole vs. fluconazole or itraconazole prophylaxis in patients with neutropenia. N Engl J Med 2007; 356:348 359.

For many years, amphotericin B was the only drug available for antifungal prophylaxis and therapy. Then, in the early 1990s, a number of studies suggested that the triazoles, notably fluconazole (Diflucan), were effective in a variety of clinical settings for both prophylaxis and therapy of serious fungal infections. In 1992 and 1995, two studies found that fluconazole prophylaxis was as effective as amphotericin B in preventing fungal infections in patients undergoing hematopoietic stem cell transplantation.14,15 Based on these studies, clinical practice changed, not only for patients undergoing hematopoietic stem cell transplantation, but also for empiric antifungal prophylaxis in patients receiving myeloablative chemotherapy to treat hematologic malignancies.

Fluconazole is not active against invasive molds, and newer drugs—itraconazole (Sporanox), voriconazole (Vfend), and most recently posaconazole (Noxafil)—were developed with expanded clinical activity. Studies in the 1990s found that itraconazole and voriconazole performed better than fluconazole but did not provide complete prophylaxis.

The study. Cornely et al16 compared posaconazole with fluconazole or itraconazole in 602 patients undergoing chemotherapy for acute myelogenous leukemia or myelodysplasia. Although patients were randomized to either the posaconazole group or the fluconazole-or-itraconazole group, investigators could choose either fluconazole or itraconazole for patients randomized to that group. Most patients in the latter group (240 of 298) received fluconazole.

Patients were at least 13 years old, were able to take oral medications, had newly diagnosed disease or were having a first relapse, and had or were anticipated to have neutropenia for at least 7 days. The study excluded patients with invasive fungal infection within 30 days, significant liver or kidney dysfunction, an abnormal QT interval corrected for heart rate, an Eastern Cooperative Oncology Group performance status score of more than 2 (in bed more than half of the day), or allergy or a contraindication to azoles.

The trial treatment was started with each cycle of chemotherapy and was continued until recovery from neutropenia and complete remission, until invasive fungal infection developed, or for up to 12 weeks, whichever came first.

The primary end point was the incidence of proven or probable invasive fungal infection during the treatment phase. Secondary end points included death from any cause and time to death.

Findings. Posaconazole recipients fared significantly better than patients in the other treatment group with respect to the incidence of proven or probable invasive fungal infection, invasive aspergillosis, probability of death, death at 100 days, and death secondary to fungal infection. Treatment-related severe adverse events were a bit more common with posaconazole.

The authors suggest that posaconazole prophylaxis may have a place in prophylaxis in patients undergoing chemotherapy for acute myelogenous leukemia or myelodysplasia.

Comments. It is not surprising that posaconazole performed better, because the standard treatment arm contained an agent (fluconazole) that did not cover Aspergillus, the most frequently identified source of invasive fungal infection during the treatment phase of the study.

In an editorial accompanying the article, De Pauw and Donnelly17 pointed out that whether posaconazole prophylaxis would be appropriate in a given case depends upon how likely infection is with Aspergillus. An institution with very few Aspergillus infections would have a much higher number needed to treat with posaconazole to prevent one case of aspergillosis than in this study, in which the number needed to treat was 16. Thus, knowledge of local epidemiology and incidence of invasive mold infections should guide selection of the optimal antifungal agent for prophylaxis in patients undergoing myeloablative chemotherapy for acute myelogenous leukemia or myelodysplasia.

 

 

ANIDULAFUNGIN VS FLUCONAZOLE FOR INVASIVE CANDIDIASIS

Reboli AC, Rotstein C, Pappas PG, et al; Anidulafungin Study Group. Anidulafungin versus fluconazole for invasive candidiasis. N Engl J Med 2007; 356:2472 2482.

In 2002, caspofungin (Cancidas) was the first of a new class of drugs, the echinocandins, to be approved by the FDA. The echinocandins have been shown to be as effective as amphotericin B for the treatment of invasive candidiasis, but how they compare with azoles is an ongoing debate. Currently approved treatments for candidiasis, an important cause of disease and death in hospitalized patients, include fluconazole, voriconazole, caspofungin, and amphotericin B. Anidulafungin is the newest echinocandin and has been shown in a phase 2 study to be effective against invasive candidiasis.

The study. Reboli et al18 performed a randomized, double-blind, noninferiority trial comparing anidulafungin and fluconazole to treat candidemia and other forms of candidiasis. The trial was conducted in multiple centers over 15 months and involved 245 patients at least 16 years old who had a single blood culture or culture from a normally sterile site that was positive for Candida species, and who also had one or more of the following: fever, hypothermia, hypotension, local signs and symptoms, or radiographic findings of candidiasis. Patients were excluded if they had had more than 48 hours of systemic therapy with either of these agents or another antifungal drug, if they had had prophylaxis with an azole for more than 7 of the previous 30 days, or if they had refractory candidal infection, elevated liver function test results, Candida krusei infection, meningitis, endocarditis, or osteomyelitis. Removal of central venous catheters was recommended for all patients with candidemia.

Patients were initially stratified by severity of illness based on the Acute Physiology and Chronic Health Evaluation (APACHE II) score (= 20 or > 20, with higher scores indicating more severe disease) and the presence or absence of neutropenia at enrollment. They were then randomly assigned to receive either intravenous anidulafungin (200 mg on day 1 and then 100 mg daily) or intravenous fluconazole (800 mg on day 1 and then 400 mg daily, with the dose adjusted according to creatinine clearance) for at least 14 days after a negative blood culture and improved clinical state and for up to 42 days in total. After 10 days of intravenous therapy, all patients could receive oral fluconazole 400 mg daily at the investigators’ discretion if clinical improvement criteria were met.

The primary end point was global response at the end of intravenous therapy, defined as clinical and microbiologic improvement. A number of secondary end points were also studied. Response failure was defined as no significant clinical improvement, death due to candidiasis, persistent or recurrent candidiasis or a new Candida infection, or an indeterminate response (eg, loss to follow-up or death not attributed to candidiasis).

Of the 245 patients in the primary analysis, 89% had candidemia alone, and nearly two-thirds of those cases were caused by Candida albicans. Only 3% of patients had neutropenia at baseline. Fluconazole resistance was monitored and was rare.

Findings. Intravenous therapy was successful in 76% of patients receiving anidulafungin and in 60% of fluconazole recipients, a difference of 15.4 percentage points (95% CI 3.9–27.0). Results were similar for other efficacy end points. The rate of death from all causes was 31% in the fluconazole group and 23% in the anidulafungin group (P = .13). The frequency and types of adverse events were similar in the two groups. The authors concluded that anidulafungin was not inferior to fluconazole in the treatment of invasive candidiasis.

Comments. Does this study prove that anidulafungin is the treatment of choice for invasive candidiasis? Although the study noted trends in favor of anidulafungin, the differences did not achieve statistical significance for superiority. In addition, the study included so few patients with neutropenia that the results are not applicable to those patients. Finally, anidulafungin is several times more expensive than fluconazole.

Fluconazole has stood the test of time and is probably still the treatment of choice in patients who have suspected or proven candidemia or invasive candidiasis, unless they have already been treated with azoles or are critically ill. In those settings, echinocandins may be the preferred treatment.

References
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  7. Yahav D, Paul M, Fraser A, Sarid N, Leibovici L. Efficacy and safety of cefepime: a systematic review and meta-analysis. Lancet Infect Dis 2007; 7:338348.
  8. Williams JW, Aguilar C, Cornell J, et al. Antibiotics for acute maxillary sinusitis. Cochrane Database Syst Rev 2003; 2:CD000243.
  9. Zalmanovici A, Yaphe J. Steroids for acute sinusitis. Cochrane Database Syst Rev 2007; 2:CD005149.
  10. Berg O, Carenfelt C. Analysis of symptoms and clinical signs in the maxillary sinus empyema. Acta Otolaryngol 1988; 105:343349.
  11. Williamson IG, Rumsby K, Benge S, et al. Antibiotics and topical nasal steroid for treatment of acute maxillary sinusitis: a randomized controlled trial. JAMA 2007; 298:24872496.
  12. Sullivan FM, Swan IR, Donnan PT, et al. Early treatment with prednisolone or acyclovir in Bell’s palsy. N Engl J Med 2007; 357:15981607.
  13. Hato N, Yamada H, Kohno H, et al. Valacyclovir and prednisolone treatment for Bell’s palsy: a multicenter, randomized, placebo-controlled study. Otol Neurotol 2007; 28:408413.
  14. Goodman JL, Winston DJ, Greenfield RA, et al. A controlled trial of fluconazole to prevent fungal infections in patients undergoing bone marrow transplantation. N Engl J Med 1992; 326:845851.
  15. Slavin MA, Osborne B, Adams R, et al. Efficacy and safety of fluconazole prophylaxis for fungal infections after bone marrow transplantation—a prospective, randomized, double-blind study. J Infect Dis 1995; 171:15451552.
  16. Cornely OA, Maertens J, Winston DJ, et al. Posaconazole vs fluconazole or itraconazole prophylaxis in patients with neutropenia. N Engl J Med 2007; 356:348359.
  17. De Pauw BE, Donnelly JP. Prophylaxis and aspergillosis—Has the principle been proven? N Engl J Med 2007; 356:409411.
  18. Reboli AC, Rotstein C, Pappas PG, et al Anidulafungin Study Group. Anidulafungin versus fluconazole for invasive candidiasis. N Engl J Med 2007; 356:24722482.
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Medical Grand Rounds articles are based on edited transcripts from Division of Medicine Grand Rounds presentations at The Cleveland Clinic. They are approved by the author but are not peer-reviewed.

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Medical Grand Rounds articles are based on edited transcripts from Division of Medicine Grand Rounds presentations at The Cleveland Clinic. They are approved by the author but are not peer-reviewed.

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Studies published during the past year provide information that could influence how we treat several infectious diseases in daily practice. Here is a brief overview of these “impact” studies.

VANCOMYCIN BEATS METRONIDAZOLE FOR SEVERE C DIFFICILE DIARRHEA

Zar FA, Bakkanagari SR, Moorthi KM, Davis MB. A comparison of vancomycin and metronidazole for the treatment of Clostridium difficile-assoicated diarrhea, stratified by disease severity. Clin Infect Dis 2007; 45:302–307.

Clostridium difficile is the most common infectious cause of nosocomial diarrhea. Furthermore, a unique and highly virulent strain has emerged.

Which drug should be the treatment of choice: metronidazole (Flagyl) or oral vancomycin (Vancocin)? Over time, some infectious disease practitioners have believed that oral vancomycin is superior to oral metronidazole for the treatment of severe C difficile-associated diarrhea. Indeed, in a recently published survey, more than 25% of infectious disease practitioners said they used vancomycin as initial therapy for C difficile-associated diarrhea.1 Until recently, there has been no evidence to support this preference.

Ever since the first description of C difficile-associated diarrhea in the late 1970s, only two head-to-head studies have compared the efficacy of metronidazole vs vancomycin for the treatment of this disorder. Both studies were underpowered and neither was blinded. In 1983, Teasley et al2 treated 101 patients with metronidazole or vancomycin in a non-blinded, nonrandomized study and found no difference in efficacy. In 1996, Wenisch et al,3 in a prospective, randomized, but nonblinded study in 119 patients, compared vancomycin, metronidazole, fusidic acid, and teicoplanin (Targocid) and also found no significant difference in efficacy.

The study. Zar et al,4 in a prospective, double-blind trial at a single institution over an 8-year period, randomized 172 patients with C difficile-associated diarrhea to receive either oral metronidazole 250 mg four times a day or oral vancomycin 125 mg four times a day, both for 10 days. (The appropriate dosage of vancomycin has been debated over the years. In 1989, Fekety et al5 treated patients who had antibiotic-associated C difficile colitis with either 125 or 500 mg of vancomycin, four times a day, and found that the low dosage was as effective as the high dosage.) Both groups also received an oral placebo in addition to the study drug.

In the study of Zar et al, criteria for inclusion were diarrhea (defined as having more than two nonformed stools per 24 hours) and the finding of either toxin A in the stool or pseudomembranes on endoscopic examination. Patients were excluded if they were pregnant, had suspected or proven life-threatening intra-abdominal complications, were allergic to either study drug, had taken one of the study drugs during the last 14 days, or had previously had C difficile-associated diarrhea that did not respond to either study drug.

Patients were followed for up to 21 days. The primary end points were cure, treatment failure, or relapse. Cure was defined as the resolution of diarrhea and no C difficile toxin A detected on stool assay at days 6 and 10.

Disease severity was classified as either mild or severe based on a point system: patients received a single point each for being older than 60 years, being febrile, having an albumin level of less than 2.5 mg/dL, or having a white blood cell count of more than 15 × 109/L. Patients were classified as having severe disease if they had two or more points. They received two points (ie, they were automatically classified as having severe disease) if they had pseudomembranous colitis or if they developed C difficile infection that required treatment in an intensive care unit.

Findings. The overall cure rate in patients receiving vancomycin was 97%, compared with 84% for those on metronidazole (P = .006). This difference was attributable to the group of patients with severe disease; no difference in treatment outcome was found in patients with mild disease. The relapse rates did not differ significantly between treatment groups in patients with either mild or severe disease.

Comments. The study was limited in that it was done at a single center and was done before the current highly virulent strain emerged. Whether these data can be extrapolated to today’s epidemic is unclear. Moreover, the investigators did not test for antimicrobial susceptibility (although metronidazole resistance is still uncommon). Finally, the development of colonization with vancomycin-resistant enterococci, one of the reasons that oral vancomycin is often not recommended, was not assessed.

Despite the study’s limitations, it shows that for severely ill patients with C difficile-associated diarrhea, oral vancomycin should be the treatment of choice.

 

 

IS CEFEPIME SAFE?

Yahav D, Paul M, Fraser A, Sarid N, Leibovici L. Efficacy and safety of cefepime: a systematic review and meta-analysis. Lancet Infect Dis 2007; 7:338 348.

Cefepime (Maxipime) is a broad-spectrum, fourth-generation cephalosporin. It is widely used for its approved indications: pneumonia; bacteremia; urinary tract, abdominal, skin, and soft-tissue infections; and febrile neutropenia.

In 2006, Paul et al6 reviewed 33 controlled trials of empiric cefepime monotherapy for febrile neutropenia and found a higher death rate with cefepime than with other beta-lactam antibiotics. That preliminary study spawned the following more comprehensive review by the same group.

The study. Yahav et al7 performed a meta-analysis of randomized trials that compared cefepime with another beta-lactam antibiotic alone or combined with a non-beta-lactam drug given in both treatment groups. Two reviewers independently identified studies from a number of databases and extracted data.

The primary end point was the rate of death from all causes at 30 days. Secondary end points were clinical failure (defined as unresolved infection, treatment modification, or death from infection), failure to eradicate the causative pathogens, superinfection with different bacterial, fungal, or viral organisms, and adverse events.

More than 8,000 patients were involved in 57 trials: 20 trials evaluated therapy for neutropenic fever, 18 for pneumonia, 5 for urogenital infections, 2 for meningitis, and 10 for mixed infections.

Comparison drugs for febrile neutropenia were ceftazidime (Ceptaz, Fortaz, Tazicef); im-ipenem-cilastatin (Primaxin) or meropenem (Merrem); piperacillin-tazobactam (Zosyn); and ceftriaxone (Rocephin). Aminoglycosides were added to both treatment groups in six trials and vancomycin was added in one trial.

For pneumonia, comparison drugs were ceftazidime, ceftriaxone, cefotaxime (Claforan), and cefoperazone-sulbactam.

Adequate allocation concealment and allocation-sequence generation were described in 30 studies. Scores for baseline patient risk factors did not differ significantly between study populations.

Findings. The death rate from all causes was higher in patients taking cefepime than with other beta-lactam antibiotics (risk ratio [RR] 1.26, 95% confidence interval [CI] 1.08–1.49, P = .005). The rate was lower with each of the alternative antibiotics, but the difference was statistically significant only for cefepime vs piperacillin-tazobactam (RR 2.14, 95% CI 1.17–3.89, P = .05).

The rate of death from all causes was higher for cefepime in all types of infections (except urinary tract infection, in which no deaths occurred in any of the treatment arms), although the difference was statistically significant only for febrile neutropenia (RR 1.42, 95% CI 1.09–1.84, P = .009). No differences were found in secondary outcomes, either by disease or by drug used.

Comments. This meta-analysis supports previous findings that more patients die when cefepime is used. The mechanism, however, is unclear. The authors call for reconsideration of the use of cefepime for febrile neutropenia, community-acquired pneumonia, and health-care associated pneumonia. In November 2007, the US Food and Drug Administration (FDA) launched an investigation into the risk of cefepime but has not yet made recommendations. Practitioners should be aware of these data when considering antimicrobial options for treatment in these settings. Knowledge of local antimicrobial susceptibility data of key pathogens is essential in determining optimal empiric and pathogen-specific therapy.

AN ANTIBIOTIC AND A NASAL STEROID ARE INEFFECTIVE IN ACUTE SINUSITIS

Williamson IG, Rumsby K, Benge S, et al. Antibiotics and topical nasal steroid for treatment of acute maxillary sinusitis: a randomized controlled trial. JAMA 2007; 298:2487 2496.

In the United States and Europe 1% to 2% of all primary care office visits are for acute sinusitis. Studies indicate that 67% to nearly 100% of patients with symptoms of sinusitis receive an antibiotic for it, even though the evidence of efficacy is weak and guidelines do not support this practice. Cochrane reviews8,9 have suggested that topical corticosteroids, penicillin, and amoxicillin have marginal benefit in acute sinusitis, but the studies on which the analyses were based were flawed.

The Berg and Carenfelt criteria were developed to help diagnose bacterial sinusitis.10 At the time they were developed, computed tomography was not routinely done to search for sinusitis, so plain film diagnosis was compared with clinical criteria. The Berg and Carenfelt criteria include three symptoms and one sign: a history of purulent unilateral nasal discharge, unilateral facial pain, or bilateral purulent discharge and pus in the nares on inspection. The presence of two criteria has reasonable sensitivity (81%), specificity (89%), and positive predictive value (86%) for detecting acute bacterial or maxillary sinusitis in the office setting.

The study. Williamson et al11 conducted a double-blind, randomized, placebo-controlled trial of antibiotic and topical nasal steroid use in patients with suspected acute maxillary sinusitis. The trial included 240 patients who were seen in 58 family practices over 4 years in the United Kingdom and who had acute nonrecurrent sinusitis based on Berg and Carenfelt criteria. Patients were at least 16 years old; the average age was 44. Three-quarters were women. Few had fever, and 70% met only two Berg and Carenfelt criteria; the remaining 30% met three or all four criteria. Patients were excluded who had at least two sinusitis attacks per year, underlying nasal pathology, significant comorbidities, or a history of penicillin allergy, or if they had been treated with antibiotics or steroids during the past month.

Patients were randomized to receive one of four treatments:

  • Amoxicillin 500 mg three times a day for 7 days plus budesonide (Rhinocort) 200 μg in each nostril once a day for 10 days
  • Placebo amoxicillin plus real budesonide
  • Amoxicillin plus placebo budesonide
  • Placebo amoxicillin plus placebo budes-onide.

The groups were well matched. Outcomes were based on a questionnaire and a patient diary that assessed the duration and severity of 11 symptoms.

Findings. No difference was found between the treatment groups in overall outcome, in the proportion of those with symptoms at 10 days, or in daily symptom severity. The secondary analysis suggested that nasal steroids were marginally more effective in patients with less severe symptoms.

The authors concluded that neither an antibiotic nor a nasal steroid, alone or in combination, is effective for acute maxillary sinusitis in the primary care setting, and they recommended against their routine use.

Comments. This study had limitations. Some cases of viral disease may have been included: no objective reference standard (ie, computed tomography of the sinuses or sinus aspiration) was used, and although the Berg and Carenfelt criteria have been validated in secondary care settings, they have not been validated in primary care settings. In addition, fever was absent in most patients, and mild symptoms were poorly defined. Moreover, recruitment of patients was slow, raising questions of bias and generalizability. The study also did not address patients with comorbidities.

Nevertheless, the study shows that outpatients with symptoms of sinusitis without fever or significant comorbidities should not be treated with oral antibiotics or nasal steroids. Otherwise, antibiotic therapy may still be appropriate in certain patients at high risk and in those with fever.

 

 

PREDNISOLONE IS BENEFICIAL IN ACUTE BELL PALSY, ACYCLOVIR IS NOT

Sullivan FM, Swan IR, Donnan PT, et al. Early treatment with prednisolone or acyclovir in Bell palsy. N Engl J Med 2007; 357:1598 1607.

Bell palsy accounts for about two-thirds of cases of acute unilateral facial nerve palsy in the United States. Virologic studies from patients undergoing surgery for facial nerve decompression have suggested a possible association with herpes simplex virus. Other causes of acute unilateral facial nerve palsy include Lyme disease, sarcoidosis, Sjögren syndrome, trauma, carotid tumors, and diabetes. Bell palsy occurs most often during middle age, peaking between ages 30 and 45. As many as 30% of patients are left with significant neurologic residua. Corticosteroids and antiviral medications are commonly used to treat Bell palsy, but evidence for their efficacy is weak.

The study. Sullivan et al12 conducted a double-blind, placebo-controlled, randomized trial over 2 years in Scotland with 551 patients, age 16 years or older, recruited within 72 hours of the onset of symptoms. Patients who were pregnant or breastfeeding or who had uncontrolled diabetes, peptic ulcer disease, suppurative otitis, zoster, multiple sclerosis, sarcoidosis, or systemic infection were excluded. They were randomized to treatment for 10 days with either acyclovir (Zovirax) 400 mg five times daily or prednisolone 25 mg twice daily, both agents, or placebo.

The primary outcome was recovery of facial function based on the House-Brackmann grading system. Digital photographs of patients at 3 and 9 months of treatment were evaluated independently by three experts who were unaware of study group assignment or stage of assessment. These included a neurologist, an otorhinolaryn-gologist, and a plastic surgeon. The secondary outcomes were quality of life, facial appearance, and pain, as assessed by the patients.

Findings. At 3 months, 83% of the prednisolone recipients had no facial asymmetry, increasing to 94% at 9 months. In comparison, the numbers were 64% and 82% in those who did not receive prednisolone, and these differences were statistically significant. Acyclovir was found to be of no benefit at either 3 or 9 months.

The authors concluded that early treatment of Bell palsy with prednisolone improves the chance of complete recovery, and that acyclovir alone or in combination with steroids confers no benefit.

Comments. At about the same time that this study was published, Hato et al13 evaluated valacyclovir (Valtrex) plus prednisolone vs placebo plus prednisolone and found that patients with severe Bell palsy (defined as complete facial nerve paralysis) benefited from antiviral therapy.

Corticosteroids are indicated for acute Bell palsy. In patients with complete facial nerve paralysis, valacyclovir should be considered.

POSACONAZOLE AS PROPHYLAXIS IN FEBRILE NEUTROPENIA

Cornely OA, Maertens J, Winston DJ, et al. Posaconazole vs. fluconazole or itraconazole prophylaxis in patients with neutropenia. N Engl J Med 2007; 356:348 359.

For many years, amphotericin B was the only drug available for antifungal prophylaxis and therapy. Then, in the early 1990s, a number of studies suggested that the triazoles, notably fluconazole (Diflucan), were effective in a variety of clinical settings for both prophylaxis and therapy of serious fungal infections. In 1992 and 1995, two studies found that fluconazole prophylaxis was as effective as amphotericin B in preventing fungal infections in patients undergoing hematopoietic stem cell transplantation.14,15 Based on these studies, clinical practice changed, not only for patients undergoing hematopoietic stem cell transplantation, but also for empiric antifungal prophylaxis in patients receiving myeloablative chemotherapy to treat hematologic malignancies.

Fluconazole is not active against invasive molds, and newer drugs—itraconazole (Sporanox), voriconazole (Vfend), and most recently posaconazole (Noxafil)—were developed with expanded clinical activity. Studies in the 1990s found that itraconazole and voriconazole performed better than fluconazole but did not provide complete prophylaxis.

The study. Cornely et al16 compared posaconazole with fluconazole or itraconazole in 602 patients undergoing chemotherapy for acute myelogenous leukemia or myelodysplasia. Although patients were randomized to either the posaconazole group or the fluconazole-or-itraconazole group, investigators could choose either fluconazole or itraconazole for patients randomized to that group. Most patients in the latter group (240 of 298) received fluconazole.

Patients were at least 13 years old, were able to take oral medications, had newly diagnosed disease or were having a first relapse, and had or were anticipated to have neutropenia for at least 7 days. The study excluded patients with invasive fungal infection within 30 days, significant liver or kidney dysfunction, an abnormal QT interval corrected for heart rate, an Eastern Cooperative Oncology Group performance status score of more than 2 (in bed more than half of the day), or allergy or a contraindication to azoles.

The trial treatment was started with each cycle of chemotherapy and was continued until recovery from neutropenia and complete remission, until invasive fungal infection developed, or for up to 12 weeks, whichever came first.

The primary end point was the incidence of proven or probable invasive fungal infection during the treatment phase. Secondary end points included death from any cause and time to death.

Findings. Posaconazole recipients fared significantly better than patients in the other treatment group with respect to the incidence of proven or probable invasive fungal infection, invasive aspergillosis, probability of death, death at 100 days, and death secondary to fungal infection. Treatment-related severe adverse events were a bit more common with posaconazole.

The authors suggest that posaconazole prophylaxis may have a place in prophylaxis in patients undergoing chemotherapy for acute myelogenous leukemia or myelodysplasia.

Comments. It is not surprising that posaconazole performed better, because the standard treatment arm contained an agent (fluconazole) that did not cover Aspergillus, the most frequently identified source of invasive fungal infection during the treatment phase of the study.

In an editorial accompanying the article, De Pauw and Donnelly17 pointed out that whether posaconazole prophylaxis would be appropriate in a given case depends upon how likely infection is with Aspergillus. An institution with very few Aspergillus infections would have a much higher number needed to treat with posaconazole to prevent one case of aspergillosis than in this study, in which the number needed to treat was 16. Thus, knowledge of local epidemiology and incidence of invasive mold infections should guide selection of the optimal antifungal agent for prophylaxis in patients undergoing myeloablative chemotherapy for acute myelogenous leukemia or myelodysplasia.

 

 

ANIDULAFUNGIN VS FLUCONAZOLE FOR INVASIVE CANDIDIASIS

Reboli AC, Rotstein C, Pappas PG, et al; Anidulafungin Study Group. Anidulafungin versus fluconazole for invasive candidiasis. N Engl J Med 2007; 356:2472 2482.

In 2002, caspofungin (Cancidas) was the first of a new class of drugs, the echinocandins, to be approved by the FDA. The echinocandins have been shown to be as effective as amphotericin B for the treatment of invasive candidiasis, but how they compare with azoles is an ongoing debate. Currently approved treatments for candidiasis, an important cause of disease and death in hospitalized patients, include fluconazole, voriconazole, caspofungin, and amphotericin B. Anidulafungin is the newest echinocandin and has been shown in a phase 2 study to be effective against invasive candidiasis.

The study. Reboli et al18 performed a randomized, double-blind, noninferiority trial comparing anidulafungin and fluconazole to treat candidemia and other forms of candidiasis. The trial was conducted in multiple centers over 15 months and involved 245 patients at least 16 years old who had a single blood culture or culture from a normally sterile site that was positive for Candida species, and who also had one or more of the following: fever, hypothermia, hypotension, local signs and symptoms, or radiographic findings of candidiasis. Patients were excluded if they had had more than 48 hours of systemic therapy with either of these agents or another antifungal drug, if they had had prophylaxis with an azole for more than 7 of the previous 30 days, or if they had refractory candidal infection, elevated liver function test results, Candida krusei infection, meningitis, endocarditis, or osteomyelitis. Removal of central venous catheters was recommended for all patients with candidemia.

Patients were initially stratified by severity of illness based on the Acute Physiology and Chronic Health Evaluation (APACHE II) score (= 20 or > 20, with higher scores indicating more severe disease) and the presence or absence of neutropenia at enrollment. They were then randomly assigned to receive either intravenous anidulafungin (200 mg on day 1 and then 100 mg daily) or intravenous fluconazole (800 mg on day 1 and then 400 mg daily, with the dose adjusted according to creatinine clearance) for at least 14 days after a negative blood culture and improved clinical state and for up to 42 days in total. After 10 days of intravenous therapy, all patients could receive oral fluconazole 400 mg daily at the investigators’ discretion if clinical improvement criteria were met.

The primary end point was global response at the end of intravenous therapy, defined as clinical and microbiologic improvement. A number of secondary end points were also studied. Response failure was defined as no significant clinical improvement, death due to candidiasis, persistent or recurrent candidiasis or a new Candida infection, or an indeterminate response (eg, loss to follow-up or death not attributed to candidiasis).

Of the 245 patients in the primary analysis, 89% had candidemia alone, and nearly two-thirds of those cases were caused by Candida albicans. Only 3% of patients had neutropenia at baseline. Fluconazole resistance was monitored and was rare.

Findings. Intravenous therapy was successful in 76% of patients receiving anidulafungin and in 60% of fluconazole recipients, a difference of 15.4 percentage points (95% CI 3.9–27.0). Results were similar for other efficacy end points. The rate of death from all causes was 31% in the fluconazole group and 23% in the anidulafungin group (P = .13). The frequency and types of adverse events were similar in the two groups. The authors concluded that anidulafungin was not inferior to fluconazole in the treatment of invasive candidiasis.

Comments. Does this study prove that anidulafungin is the treatment of choice for invasive candidiasis? Although the study noted trends in favor of anidulafungin, the differences did not achieve statistical significance for superiority. In addition, the study included so few patients with neutropenia that the results are not applicable to those patients. Finally, anidulafungin is several times more expensive than fluconazole.

Fluconazole has stood the test of time and is probably still the treatment of choice in patients who have suspected or proven candidemia or invasive candidiasis, unless they have already been treated with azoles or are critically ill. In those settings, echinocandins may be the preferred treatment.

Studies published during the past year provide information that could influence how we treat several infectious diseases in daily practice. Here is a brief overview of these “impact” studies.

VANCOMYCIN BEATS METRONIDAZOLE FOR SEVERE C DIFFICILE DIARRHEA

Zar FA, Bakkanagari SR, Moorthi KM, Davis MB. A comparison of vancomycin and metronidazole for the treatment of Clostridium difficile-assoicated diarrhea, stratified by disease severity. Clin Infect Dis 2007; 45:302–307.

Clostridium difficile is the most common infectious cause of nosocomial diarrhea. Furthermore, a unique and highly virulent strain has emerged.

Which drug should be the treatment of choice: metronidazole (Flagyl) or oral vancomycin (Vancocin)? Over time, some infectious disease practitioners have believed that oral vancomycin is superior to oral metronidazole for the treatment of severe C difficile-associated diarrhea. Indeed, in a recently published survey, more than 25% of infectious disease practitioners said they used vancomycin as initial therapy for C difficile-associated diarrhea.1 Until recently, there has been no evidence to support this preference.

Ever since the first description of C difficile-associated diarrhea in the late 1970s, only two head-to-head studies have compared the efficacy of metronidazole vs vancomycin for the treatment of this disorder. Both studies were underpowered and neither was blinded. In 1983, Teasley et al2 treated 101 patients with metronidazole or vancomycin in a non-blinded, nonrandomized study and found no difference in efficacy. In 1996, Wenisch et al,3 in a prospective, randomized, but nonblinded study in 119 patients, compared vancomycin, metronidazole, fusidic acid, and teicoplanin (Targocid) and also found no significant difference in efficacy.

The study. Zar et al,4 in a prospective, double-blind trial at a single institution over an 8-year period, randomized 172 patients with C difficile-associated diarrhea to receive either oral metronidazole 250 mg four times a day or oral vancomycin 125 mg four times a day, both for 10 days. (The appropriate dosage of vancomycin has been debated over the years. In 1989, Fekety et al5 treated patients who had antibiotic-associated C difficile colitis with either 125 or 500 mg of vancomycin, four times a day, and found that the low dosage was as effective as the high dosage.) Both groups also received an oral placebo in addition to the study drug.

In the study of Zar et al, criteria for inclusion were diarrhea (defined as having more than two nonformed stools per 24 hours) and the finding of either toxin A in the stool or pseudomembranes on endoscopic examination. Patients were excluded if they were pregnant, had suspected or proven life-threatening intra-abdominal complications, were allergic to either study drug, had taken one of the study drugs during the last 14 days, or had previously had C difficile-associated diarrhea that did not respond to either study drug.

Patients were followed for up to 21 days. The primary end points were cure, treatment failure, or relapse. Cure was defined as the resolution of diarrhea and no C difficile toxin A detected on stool assay at days 6 and 10.

Disease severity was classified as either mild or severe based on a point system: patients received a single point each for being older than 60 years, being febrile, having an albumin level of less than 2.5 mg/dL, or having a white blood cell count of more than 15 × 109/L. Patients were classified as having severe disease if they had two or more points. They received two points (ie, they were automatically classified as having severe disease) if they had pseudomembranous colitis or if they developed C difficile infection that required treatment in an intensive care unit.

Findings. The overall cure rate in patients receiving vancomycin was 97%, compared with 84% for those on metronidazole (P = .006). This difference was attributable to the group of patients with severe disease; no difference in treatment outcome was found in patients with mild disease. The relapse rates did not differ significantly between treatment groups in patients with either mild or severe disease.

Comments. The study was limited in that it was done at a single center and was done before the current highly virulent strain emerged. Whether these data can be extrapolated to today’s epidemic is unclear. Moreover, the investigators did not test for antimicrobial susceptibility (although metronidazole resistance is still uncommon). Finally, the development of colonization with vancomycin-resistant enterococci, one of the reasons that oral vancomycin is often not recommended, was not assessed.

Despite the study’s limitations, it shows that for severely ill patients with C difficile-associated diarrhea, oral vancomycin should be the treatment of choice.

 

 

IS CEFEPIME SAFE?

Yahav D, Paul M, Fraser A, Sarid N, Leibovici L. Efficacy and safety of cefepime: a systematic review and meta-analysis. Lancet Infect Dis 2007; 7:338 348.

Cefepime (Maxipime) is a broad-spectrum, fourth-generation cephalosporin. It is widely used for its approved indications: pneumonia; bacteremia; urinary tract, abdominal, skin, and soft-tissue infections; and febrile neutropenia.

In 2006, Paul et al6 reviewed 33 controlled trials of empiric cefepime monotherapy for febrile neutropenia and found a higher death rate with cefepime than with other beta-lactam antibiotics. That preliminary study spawned the following more comprehensive review by the same group.

The study. Yahav et al7 performed a meta-analysis of randomized trials that compared cefepime with another beta-lactam antibiotic alone or combined with a non-beta-lactam drug given in both treatment groups. Two reviewers independently identified studies from a number of databases and extracted data.

The primary end point was the rate of death from all causes at 30 days. Secondary end points were clinical failure (defined as unresolved infection, treatment modification, or death from infection), failure to eradicate the causative pathogens, superinfection with different bacterial, fungal, or viral organisms, and adverse events.

More than 8,000 patients were involved in 57 trials: 20 trials evaluated therapy for neutropenic fever, 18 for pneumonia, 5 for urogenital infections, 2 for meningitis, and 10 for mixed infections.

Comparison drugs for febrile neutropenia were ceftazidime (Ceptaz, Fortaz, Tazicef); im-ipenem-cilastatin (Primaxin) or meropenem (Merrem); piperacillin-tazobactam (Zosyn); and ceftriaxone (Rocephin). Aminoglycosides were added to both treatment groups in six trials and vancomycin was added in one trial.

For pneumonia, comparison drugs were ceftazidime, ceftriaxone, cefotaxime (Claforan), and cefoperazone-sulbactam.

Adequate allocation concealment and allocation-sequence generation were described in 30 studies. Scores for baseline patient risk factors did not differ significantly between study populations.

Findings. The death rate from all causes was higher in patients taking cefepime than with other beta-lactam antibiotics (risk ratio [RR] 1.26, 95% confidence interval [CI] 1.08–1.49, P = .005). The rate was lower with each of the alternative antibiotics, but the difference was statistically significant only for cefepime vs piperacillin-tazobactam (RR 2.14, 95% CI 1.17–3.89, P = .05).

The rate of death from all causes was higher for cefepime in all types of infections (except urinary tract infection, in which no deaths occurred in any of the treatment arms), although the difference was statistically significant only for febrile neutropenia (RR 1.42, 95% CI 1.09–1.84, P = .009). No differences were found in secondary outcomes, either by disease or by drug used.

Comments. This meta-analysis supports previous findings that more patients die when cefepime is used. The mechanism, however, is unclear. The authors call for reconsideration of the use of cefepime for febrile neutropenia, community-acquired pneumonia, and health-care associated pneumonia. In November 2007, the US Food and Drug Administration (FDA) launched an investigation into the risk of cefepime but has not yet made recommendations. Practitioners should be aware of these data when considering antimicrobial options for treatment in these settings. Knowledge of local antimicrobial susceptibility data of key pathogens is essential in determining optimal empiric and pathogen-specific therapy.

AN ANTIBIOTIC AND A NASAL STEROID ARE INEFFECTIVE IN ACUTE SINUSITIS

Williamson IG, Rumsby K, Benge S, et al. Antibiotics and topical nasal steroid for treatment of acute maxillary sinusitis: a randomized controlled trial. JAMA 2007; 298:2487 2496.

In the United States and Europe 1% to 2% of all primary care office visits are for acute sinusitis. Studies indicate that 67% to nearly 100% of patients with symptoms of sinusitis receive an antibiotic for it, even though the evidence of efficacy is weak and guidelines do not support this practice. Cochrane reviews8,9 have suggested that topical corticosteroids, penicillin, and amoxicillin have marginal benefit in acute sinusitis, but the studies on which the analyses were based were flawed.

The Berg and Carenfelt criteria were developed to help diagnose bacterial sinusitis.10 At the time they were developed, computed tomography was not routinely done to search for sinusitis, so plain film diagnosis was compared with clinical criteria. The Berg and Carenfelt criteria include three symptoms and one sign: a history of purulent unilateral nasal discharge, unilateral facial pain, or bilateral purulent discharge and pus in the nares on inspection. The presence of two criteria has reasonable sensitivity (81%), specificity (89%), and positive predictive value (86%) for detecting acute bacterial or maxillary sinusitis in the office setting.

The study. Williamson et al11 conducted a double-blind, randomized, placebo-controlled trial of antibiotic and topical nasal steroid use in patients with suspected acute maxillary sinusitis. The trial included 240 patients who were seen in 58 family practices over 4 years in the United Kingdom and who had acute nonrecurrent sinusitis based on Berg and Carenfelt criteria. Patients were at least 16 years old; the average age was 44. Three-quarters were women. Few had fever, and 70% met only two Berg and Carenfelt criteria; the remaining 30% met three or all four criteria. Patients were excluded who had at least two sinusitis attacks per year, underlying nasal pathology, significant comorbidities, or a history of penicillin allergy, or if they had been treated with antibiotics or steroids during the past month.

Patients were randomized to receive one of four treatments:

  • Amoxicillin 500 mg three times a day for 7 days plus budesonide (Rhinocort) 200 μg in each nostril once a day for 10 days
  • Placebo amoxicillin plus real budesonide
  • Amoxicillin plus placebo budesonide
  • Placebo amoxicillin plus placebo budes-onide.

The groups were well matched. Outcomes were based on a questionnaire and a patient diary that assessed the duration and severity of 11 symptoms.

Findings. No difference was found between the treatment groups in overall outcome, in the proportion of those with symptoms at 10 days, or in daily symptom severity. The secondary analysis suggested that nasal steroids were marginally more effective in patients with less severe symptoms.

The authors concluded that neither an antibiotic nor a nasal steroid, alone or in combination, is effective for acute maxillary sinusitis in the primary care setting, and they recommended against their routine use.

Comments. This study had limitations. Some cases of viral disease may have been included: no objective reference standard (ie, computed tomography of the sinuses or sinus aspiration) was used, and although the Berg and Carenfelt criteria have been validated in secondary care settings, they have not been validated in primary care settings. In addition, fever was absent in most patients, and mild symptoms were poorly defined. Moreover, recruitment of patients was slow, raising questions of bias and generalizability. The study also did not address patients with comorbidities.

Nevertheless, the study shows that outpatients with symptoms of sinusitis without fever or significant comorbidities should not be treated with oral antibiotics or nasal steroids. Otherwise, antibiotic therapy may still be appropriate in certain patients at high risk and in those with fever.

 

 

PREDNISOLONE IS BENEFICIAL IN ACUTE BELL PALSY, ACYCLOVIR IS NOT

Sullivan FM, Swan IR, Donnan PT, et al. Early treatment with prednisolone or acyclovir in Bell palsy. N Engl J Med 2007; 357:1598 1607.

Bell palsy accounts for about two-thirds of cases of acute unilateral facial nerve palsy in the United States. Virologic studies from patients undergoing surgery for facial nerve decompression have suggested a possible association with herpes simplex virus. Other causes of acute unilateral facial nerve palsy include Lyme disease, sarcoidosis, Sjögren syndrome, trauma, carotid tumors, and diabetes. Bell palsy occurs most often during middle age, peaking between ages 30 and 45. As many as 30% of patients are left with significant neurologic residua. Corticosteroids and antiviral medications are commonly used to treat Bell palsy, but evidence for their efficacy is weak.

The study. Sullivan et al12 conducted a double-blind, placebo-controlled, randomized trial over 2 years in Scotland with 551 patients, age 16 years or older, recruited within 72 hours of the onset of symptoms. Patients who were pregnant or breastfeeding or who had uncontrolled diabetes, peptic ulcer disease, suppurative otitis, zoster, multiple sclerosis, sarcoidosis, or systemic infection were excluded. They were randomized to treatment for 10 days with either acyclovir (Zovirax) 400 mg five times daily or prednisolone 25 mg twice daily, both agents, or placebo.

The primary outcome was recovery of facial function based on the House-Brackmann grading system. Digital photographs of patients at 3 and 9 months of treatment were evaluated independently by three experts who were unaware of study group assignment or stage of assessment. These included a neurologist, an otorhinolaryn-gologist, and a plastic surgeon. The secondary outcomes were quality of life, facial appearance, and pain, as assessed by the patients.

Findings. At 3 months, 83% of the prednisolone recipients had no facial asymmetry, increasing to 94% at 9 months. In comparison, the numbers were 64% and 82% in those who did not receive prednisolone, and these differences were statistically significant. Acyclovir was found to be of no benefit at either 3 or 9 months.

The authors concluded that early treatment of Bell palsy with prednisolone improves the chance of complete recovery, and that acyclovir alone or in combination with steroids confers no benefit.

Comments. At about the same time that this study was published, Hato et al13 evaluated valacyclovir (Valtrex) plus prednisolone vs placebo plus prednisolone and found that patients with severe Bell palsy (defined as complete facial nerve paralysis) benefited from antiviral therapy.

Corticosteroids are indicated for acute Bell palsy. In patients with complete facial nerve paralysis, valacyclovir should be considered.

POSACONAZOLE AS PROPHYLAXIS IN FEBRILE NEUTROPENIA

Cornely OA, Maertens J, Winston DJ, et al. Posaconazole vs. fluconazole or itraconazole prophylaxis in patients with neutropenia. N Engl J Med 2007; 356:348 359.

For many years, amphotericin B was the only drug available for antifungal prophylaxis and therapy. Then, in the early 1990s, a number of studies suggested that the triazoles, notably fluconazole (Diflucan), were effective in a variety of clinical settings for both prophylaxis and therapy of serious fungal infections. In 1992 and 1995, two studies found that fluconazole prophylaxis was as effective as amphotericin B in preventing fungal infections in patients undergoing hematopoietic stem cell transplantation.14,15 Based on these studies, clinical practice changed, not only for patients undergoing hematopoietic stem cell transplantation, but also for empiric antifungal prophylaxis in patients receiving myeloablative chemotherapy to treat hematologic malignancies.

Fluconazole is not active against invasive molds, and newer drugs—itraconazole (Sporanox), voriconazole (Vfend), and most recently posaconazole (Noxafil)—were developed with expanded clinical activity. Studies in the 1990s found that itraconazole and voriconazole performed better than fluconazole but did not provide complete prophylaxis.

The study. Cornely et al16 compared posaconazole with fluconazole or itraconazole in 602 patients undergoing chemotherapy for acute myelogenous leukemia or myelodysplasia. Although patients were randomized to either the posaconazole group or the fluconazole-or-itraconazole group, investigators could choose either fluconazole or itraconazole for patients randomized to that group. Most patients in the latter group (240 of 298) received fluconazole.

Patients were at least 13 years old, were able to take oral medications, had newly diagnosed disease or were having a first relapse, and had or were anticipated to have neutropenia for at least 7 days. The study excluded patients with invasive fungal infection within 30 days, significant liver or kidney dysfunction, an abnormal QT interval corrected for heart rate, an Eastern Cooperative Oncology Group performance status score of more than 2 (in bed more than half of the day), or allergy or a contraindication to azoles.

The trial treatment was started with each cycle of chemotherapy and was continued until recovery from neutropenia and complete remission, until invasive fungal infection developed, or for up to 12 weeks, whichever came first.

The primary end point was the incidence of proven or probable invasive fungal infection during the treatment phase. Secondary end points included death from any cause and time to death.

Findings. Posaconazole recipients fared significantly better than patients in the other treatment group with respect to the incidence of proven or probable invasive fungal infection, invasive aspergillosis, probability of death, death at 100 days, and death secondary to fungal infection. Treatment-related severe adverse events were a bit more common with posaconazole.

The authors suggest that posaconazole prophylaxis may have a place in prophylaxis in patients undergoing chemotherapy for acute myelogenous leukemia or myelodysplasia.

Comments. It is not surprising that posaconazole performed better, because the standard treatment arm contained an agent (fluconazole) that did not cover Aspergillus, the most frequently identified source of invasive fungal infection during the treatment phase of the study.

In an editorial accompanying the article, De Pauw and Donnelly17 pointed out that whether posaconazole prophylaxis would be appropriate in a given case depends upon how likely infection is with Aspergillus. An institution with very few Aspergillus infections would have a much higher number needed to treat with posaconazole to prevent one case of aspergillosis than in this study, in which the number needed to treat was 16. Thus, knowledge of local epidemiology and incidence of invasive mold infections should guide selection of the optimal antifungal agent for prophylaxis in patients undergoing myeloablative chemotherapy for acute myelogenous leukemia or myelodysplasia.

 

 

ANIDULAFUNGIN VS FLUCONAZOLE FOR INVASIVE CANDIDIASIS

Reboli AC, Rotstein C, Pappas PG, et al; Anidulafungin Study Group. Anidulafungin versus fluconazole for invasive candidiasis. N Engl J Med 2007; 356:2472 2482.

In 2002, caspofungin (Cancidas) was the first of a new class of drugs, the echinocandins, to be approved by the FDA. The echinocandins have been shown to be as effective as amphotericin B for the treatment of invasive candidiasis, but how they compare with azoles is an ongoing debate. Currently approved treatments for candidiasis, an important cause of disease and death in hospitalized patients, include fluconazole, voriconazole, caspofungin, and amphotericin B. Anidulafungin is the newest echinocandin and has been shown in a phase 2 study to be effective against invasive candidiasis.

The study. Reboli et al18 performed a randomized, double-blind, noninferiority trial comparing anidulafungin and fluconazole to treat candidemia and other forms of candidiasis. The trial was conducted in multiple centers over 15 months and involved 245 patients at least 16 years old who had a single blood culture or culture from a normally sterile site that was positive for Candida species, and who also had one or more of the following: fever, hypothermia, hypotension, local signs and symptoms, or radiographic findings of candidiasis. Patients were excluded if they had had more than 48 hours of systemic therapy with either of these agents or another antifungal drug, if they had had prophylaxis with an azole for more than 7 of the previous 30 days, or if they had refractory candidal infection, elevated liver function test results, Candida krusei infection, meningitis, endocarditis, or osteomyelitis. Removal of central venous catheters was recommended for all patients with candidemia.

Patients were initially stratified by severity of illness based on the Acute Physiology and Chronic Health Evaluation (APACHE II) score (= 20 or > 20, with higher scores indicating more severe disease) and the presence or absence of neutropenia at enrollment. They were then randomly assigned to receive either intravenous anidulafungin (200 mg on day 1 and then 100 mg daily) or intravenous fluconazole (800 mg on day 1 and then 400 mg daily, with the dose adjusted according to creatinine clearance) for at least 14 days after a negative blood culture and improved clinical state and for up to 42 days in total. After 10 days of intravenous therapy, all patients could receive oral fluconazole 400 mg daily at the investigators’ discretion if clinical improvement criteria were met.

The primary end point was global response at the end of intravenous therapy, defined as clinical and microbiologic improvement. A number of secondary end points were also studied. Response failure was defined as no significant clinical improvement, death due to candidiasis, persistent or recurrent candidiasis or a new Candida infection, or an indeterminate response (eg, loss to follow-up or death not attributed to candidiasis).

Of the 245 patients in the primary analysis, 89% had candidemia alone, and nearly two-thirds of those cases were caused by Candida albicans. Only 3% of patients had neutropenia at baseline. Fluconazole resistance was monitored and was rare.

Findings. Intravenous therapy was successful in 76% of patients receiving anidulafungin and in 60% of fluconazole recipients, a difference of 15.4 percentage points (95% CI 3.9–27.0). Results were similar for other efficacy end points. The rate of death from all causes was 31% in the fluconazole group and 23% in the anidulafungin group (P = .13). The frequency and types of adverse events were similar in the two groups. The authors concluded that anidulafungin was not inferior to fluconazole in the treatment of invasive candidiasis.

Comments. Does this study prove that anidulafungin is the treatment of choice for invasive candidiasis? Although the study noted trends in favor of anidulafungin, the differences did not achieve statistical significance for superiority. In addition, the study included so few patients with neutropenia that the results are not applicable to those patients. Finally, anidulafungin is several times more expensive than fluconazole.

Fluconazole has stood the test of time and is probably still the treatment of choice in patients who have suspected or proven candidemia or invasive candidiasis, unless they have already been treated with azoles or are critically ill. In those settings, echinocandins may be the preferred treatment.

References
  1. Nielsen ND, Layton BA, McDonald LC, Gerding DN, Liedtke LA, Strausbaugh LJ Infectious Diseases Society of America Emerging Infections Network. Changing epidemiology of Clostridium difficile-associated disease. Infect Dis Clin Pract 2006; 14:296302.
  2. Teasley DG, Gerding DN, Olson MM, et al. Prospective randomised trial of metronidazole versus vancomycin for Clostridium-difficile-associated diarrhoea and colitis. Lancet 1983; 2:10431046.
  3. Wenisch C, Parschalk B, Hasenhündl M, Hirschl AM, Graninger W. Comparison of vancomycin, teicoplanin, metronidazole, and fusidic acid for the treatment of Clostridium difficile-associated diarrhea. Clin Infect Dis 1996; 22:813–818. Erratum in: Clin Infect Dis 1996; 23:423.
  4. Zar FA, Bakkanagari SR, Moorthi KM, Davis MB. A comparison of vancomycin and metronidazole for the treatment of Clostridium difficile-associated diarrhea, stratified by disease severity. Clin Infect Dis 2007; 45:302307.
  5. Fekety R, Silva J, Kauffman C, Buggy B, Deery HG. Treatment of antibiotic-associated Clostridium difficile colitis with oral vancomycin: comparison of two dosage regimens. Am J Med 1989; 86:1519.
  6. Paul M, Yahav D, Fraser A, Leibovici L. Empirical antibiotic monotherapy for febrile neutropenia: systematic review and meta-analysis of randomized controlled trials. J Antimicrob Chemother 2006; 57:176189.
  7. Yahav D, Paul M, Fraser A, Sarid N, Leibovici L. Efficacy and safety of cefepime: a systematic review and meta-analysis. Lancet Infect Dis 2007; 7:338348.
  8. Williams JW, Aguilar C, Cornell J, et al. Antibiotics for acute maxillary sinusitis. Cochrane Database Syst Rev 2003; 2:CD000243.
  9. Zalmanovici A, Yaphe J. Steroids for acute sinusitis. Cochrane Database Syst Rev 2007; 2:CD005149.
  10. Berg O, Carenfelt C. Analysis of symptoms and clinical signs in the maxillary sinus empyema. Acta Otolaryngol 1988; 105:343349.
  11. Williamson IG, Rumsby K, Benge S, et al. Antibiotics and topical nasal steroid for treatment of acute maxillary sinusitis: a randomized controlled trial. JAMA 2007; 298:24872496.
  12. Sullivan FM, Swan IR, Donnan PT, et al. Early treatment with prednisolone or acyclovir in Bell’s palsy. N Engl J Med 2007; 357:15981607.
  13. Hato N, Yamada H, Kohno H, et al. Valacyclovir and prednisolone treatment for Bell’s palsy: a multicenter, randomized, placebo-controlled study. Otol Neurotol 2007; 28:408413.
  14. Goodman JL, Winston DJ, Greenfield RA, et al. A controlled trial of fluconazole to prevent fungal infections in patients undergoing bone marrow transplantation. N Engl J Med 1992; 326:845851.
  15. Slavin MA, Osborne B, Adams R, et al. Efficacy and safety of fluconazole prophylaxis for fungal infections after bone marrow transplantation—a prospective, randomized, double-blind study. J Infect Dis 1995; 171:15451552.
  16. Cornely OA, Maertens J, Winston DJ, et al. Posaconazole vs fluconazole or itraconazole prophylaxis in patients with neutropenia. N Engl J Med 2007; 356:348359.
  17. De Pauw BE, Donnelly JP. Prophylaxis and aspergillosis—Has the principle been proven? N Engl J Med 2007; 356:409411.
  18. Reboli AC, Rotstein C, Pappas PG, et al Anidulafungin Study Group. Anidulafungin versus fluconazole for invasive candidiasis. N Engl J Med 2007; 356:24722482.
References
  1. Nielsen ND, Layton BA, McDonald LC, Gerding DN, Liedtke LA, Strausbaugh LJ Infectious Diseases Society of America Emerging Infections Network. Changing epidemiology of Clostridium difficile-associated disease. Infect Dis Clin Pract 2006; 14:296302.
  2. Teasley DG, Gerding DN, Olson MM, et al. Prospective randomised trial of metronidazole versus vancomycin for Clostridium-difficile-associated diarrhoea and colitis. Lancet 1983; 2:10431046.
  3. Wenisch C, Parschalk B, Hasenhündl M, Hirschl AM, Graninger W. Comparison of vancomycin, teicoplanin, metronidazole, and fusidic acid for the treatment of Clostridium difficile-associated diarrhea. Clin Infect Dis 1996; 22:813–818. Erratum in: Clin Infect Dis 1996; 23:423.
  4. Zar FA, Bakkanagari SR, Moorthi KM, Davis MB. A comparison of vancomycin and metronidazole for the treatment of Clostridium difficile-associated diarrhea, stratified by disease severity. Clin Infect Dis 2007; 45:302307.
  5. Fekety R, Silva J, Kauffman C, Buggy B, Deery HG. Treatment of antibiotic-associated Clostridium difficile colitis with oral vancomycin: comparison of two dosage regimens. Am J Med 1989; 86:1519.
  6. Paul M, Yahav D, Fraser A, Leibovici L. Empirical antibiotic monotherapy for febrile neutropenia: systematic review and meta-analysis of randomized controlled trials. J Antimicrob Chemother 2006; 57:176189.
  7. Yahav D, Paul M, Fraser A, Sarid N, Leibovici L. Efficacy and safety of cefepime: a systematic review and meta-analysis. Lancet Infect Dis 2007; 7:338348.
  8. Williams JW, Aguilar C, Cornell J, et al. Antibiotics for acute maxillary sinusitis. Cochrane Database Syst Rev 2003; 2:CD000243.
  9. Zalmanovici A, Yaphe J. Steroids for acute sinusitis. Cochrane Database Syst Rev 2007; 2:CD005149.
  10. Berg O, Carenfelt C. Analysis of symptoms and clinical signs in the maxillary sinus empyema. Acta Otolaryngol 1988; 105:343349.
  11. Williamson IG, Rumsby K, Benge S, et al. Antibiotics and topical nasal steroid for treatment of acute maxillary sinusitis: a randomized controlled trial. JAMA 2007; 298:24872496.
  12. Sullivan FM, Swan IR, Donnan PT, et al. Early treatment with prednisolone or acyclovir in Bell’s palsy. N Engl J Med 2007; 357:15981607.
  13. Hato N, Yamada H, Kohno H, et al. Valacyclovir and prednisolone treatment for Bell’s palsy: a multicenter, randomized, placebo-controlled study. Otol Neurotol 2007; 28:408413.
  14. Goodman JL, Winston DJ, Greenfield RA, et al. A controlled trial of fluconazole to prevent fungal infections in patients undergoing bone marrow transplantation. N Engl J Med 1992; 326:845851.
  15. Slavin MA, Osborne B, Adams R, et al. Efficacy and safety of fluconazole prophylaxis for fungal infections after bone marrow transplantation—a prospective, randomized, double-blind study. J Infect Dis 1995; 171:15451552.
  16. Cornely OA, Maertens J, Winston DJ, et al. Posaconazole vs fluconazole or itraconazole prophylaxis in patients with neutropenia. N Engl J Med 2007; 356:348359.
  17. De Pauw BE, Donnelly JP. Prophylaxis and aspergillosis—Has the principle been proven? N Engl J Med 2007; 356:409411.
  18. Reboli AC, Rotstein C, Pappas PG, et al Anidulafungin Study Group. Anidulafungin versus fluconazole for invasive candidiasis. N Engl J Med 2007; 356:24722482.
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Take charge of your e-mail!

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Take charge of your e-mail!

E-mail is a mixed blessing. When used appropriately, it saves time and paper and increases efficiency in the workplace. Unfortunately, as our lives get busier and our e-mail inboxes get fuller, e-mail is becoming an untamed monster.

In this article, we discuss various tools and strategies to reclaim lost e-mail productivity by reducing the volume of unsolicited e-mail (“spam”), following e-mail etiquette to eliminate unnecessary messaging, and managing and organizing our e-mail more effectively. What we present is as relevant for readers who use personal e-mail clients such as Hotmail, Gmail, YahooMail, and AOLMail as it is for those who use e-mail at work via programs such as Microsoft Outlook and IBM Lotus Notes.

FROM HUMBLE BEGINNINGS

The first e-mail messages were sent in the early 1960s, but they could be sent only to users of a single computer. In 1971, Ray Tomlinson programmed and sent the first e-mail message from one computer to another over a network. To separate the name of the user from that of the computer, he used the “@” sign. E-mail at that time could accommodate plain text only—ie, no attachments, no images.1

E-mail has come a long way from these humble beginnings to become one of the most heavily used aspects of the Internet. Its popularity stems mainly from its simplicity and efficiency in facilitating asynchronous communication. However, e-mail is fast becoming too successful, leading to overload for those who use it.

WHAT’S IN YOUR IN-BOX?

Incoming e-mail messages can be classified into the following categories:

  • Messages that directly concern you or your work
  • Copies of messages indirectly related to your work, sent to you to “keep you in the loop”
  • Notices of events or meetings
  • Messages acknowledging the receipt of e-mail messages that you sent
  • Messages from organizations that you have some relationship with and that you have given your e-mail address to, such as professional organizations, mailing lists (listservs), retailers, service providers, or information providers
  • Messages from friends, family, and colleagues that contain non-work-related information, such as jokes, news stories, and links to interesting Web sites
  • Unsolicited messages from unknown senders (eg, online retailers, scam artists) with whom you have no relationship, often trying to sell you a product or service or to trick you into giving up information
  • Unsolicited messages from senders you know but may not want to get messages from.

E-MAIL OVERLOAD CONSUMES TIME, ADDS STRESS

Each of these types of messages has to be handled in a specific manner. Thus, when a person gets dozens of these messages a day, it can significantly add to the workload. This problem was recognized as early as 1996, when Whittaker and Sidner2 coined the term “e-mail overload” and systematically studied it for the first time. Bellotti and others3 at the Palo Alto Research Lab concluded that it is not just the volume of the e-mail but the collaborative quality of e-mail task management and project management that leads to overload. Thus, the e-mail in-box requires not just a filing cabinet to sort the messages but a mechanism to support collaboration and project management.3

Studies show that e-mail overload causes people to work 1 to 2 extra hours a day, either at work or when they get home. Despite these issues, the Pew Internet and American Life Project reported in 2002 that more than half the Americans surveyed who use e-mail at work thought it was “essential to their work.”4 However, many also reported that e-mail has been distracting, has caused misunderstandings, and has added a new source of stress to their lives. Professionals have the added burden of e-mail being treated as a medicolegal document that can be discoverable and, hence, used as legal evidence.

No wonder, then, that many e-mail providers include tools to manage the flow and to organize both the wanted and unwanted e-mail messages. However, as with many tools, there are effective ways to use them.

CANNING THE SPAM: DECREASING UNWANTED MESSAGES

Spam is unsolicited e-mail, often of a commercial nature, sent indiscriminately to multiple mailing lists, individuals, or newsgroups. It is the Internet version of junk mail. An estimated 12 billion spam messages are sent every day, accounting for 40% to 60% of all e-mail messages.5

Spam takes up time and space and is an intrusion of privacy. In addition, it has financial costs to organizations. By one estimate, an organization with 1,000 employees loses over $200,000 a year in productivity due to spam.6

The reason spam is so widespread is that it is very cheap and profitable for the spammer. It costs next to nothing to send, and getting even 100 responses from 10 million messages sent is enough to turn a profit!6

Unfortunately, the Controlling the Assault of Non-Solicited Pornography and Marketing (CAN-SPAM) Act7 of 2003 had a mixed impact on limiting the volume of spam,8 and may have trumped state laws that were already in place to regulate spam.

To decrease the amount of spam you receive in your daily e-mail, it helps to understand that spam has three steps:

  • Harvesting
  • Confirming
  • Spamming.

 

 

Prevent spammers from harvesting your e-mail address

Since a spammer first has to harvest your e-mail address, you should try not to give it away. Spammers use programs that troll the Internet looking for e-mail addresses. Tips for guarding your address:

  • Try not to display it in public, eg, in chat rooms, message boards, listservs
  • If you have to post your e-mail address in public, reformat it so it cannot be easily recognized as an e-mail address by the trolling software (see sidebar, “More ways to outsmart the spammer”)
  • Check a Web site’s privacy policy before submitting your information
  • Take the time to review “opt-out” options on Web sites you use, to prevent your e-mail address from being used by a third party
  • Consider using separate e-mail addresses for your personal business and your work to limit spam in your workplace: to prevent unintended disclosure of your work address, give your family and friends only your personal e-mail address, and ask them to use “blind copy” so that other recipients don’t have access to it
  • Consider using “disposable” e-mail addresses, especially when making on-line purchases or when requesting services.

Prevent spammers from confirming your e-mail address

If spammers do obtain your e-mail address, you can prevent them from verifying it:

  • Do not reply to or click on any links in a spam or other unsolicited e-mail message, including links to “unsubscribe” from an unsolicited newsletter, chain letter, or special offer
  • Set your e-mail application to display messages in plain text rather than HTML, or turn off the automatic images in your e-mail application: the opening of the e-mail and subsequent displaying of the images can automatically verify your address to the sender!
  • Check your e-mail application to ensure that it sends automatic “out of office” or “vacation” replies only to your contacts or ask your e-mail administrator for help with this at your workplace.

Keep spam out of your in-box

Finally, if spam is sent, there are several ways to keep it from reaching your in-box:

  • Use spam filter settings in your e-mail application to prevent spam from appearing in your in-box or, in some cases, to mark suspicious messages as possible spam
  • Sophisticated users can use e-mail rules to direct spam-marked e-mail to a separate junk folder
  • Add frequent unsolicited e-mail senders to a “blocked sender” list (Table 1).

A WORD ABOUT ‘PHISHING’

Like spam, “phishing” is a form of unsolicited e-mail, but its intent is much more malignant. The perpetrator sends out legitimate-looking e-mail in an attempt to gather personal and financial information from recipients. Typically, the messages appear to come from well-known and trustworthy Web sites such as banks, Pay-Pal, eBay, MSN, or Yahoo, and they ask the recipient for an account number and the related password. For more on this topic, see http://en.wikipedia.org/wiki/Phishing.

GOOD MANNERS IN THE E-WORKPLACE

Even if you could block all spam messages from reaching your inbox, you still might receive unwanted messages from colleagues or friends. The only way to reduce unnecessary e-mail in the workplace is to ask your colleagues and employees to use e-mail appropriately. Here are some rules that could help decrease e-mail overload at your work:

Do not overuse “reply to all.” This is one of the most common reasons for e-mail overload in the workplace. Only use “reply to all” if you really need your message to be seen by each person who received the original message.

Use “cc:” sparingly. Try not to use the “cc:” field unless the recipients in that field know they are receiving a copy of the message. It also exposes the e-mail identity of other users and can promote spam, especially if you are sending e-mail to an external client.

Do not forward chain letters. It is safe to say that all chain letters are hoaxes. Just delete them as soon as you receive them.

Use alternate means of communication (eg, phone, meetings) if you really need to have a discussion. E-mail is not the richest medium for discussion, and sometimes it is better to talk to a person or group face to face or on the phone rather than to bounce e-mail back and forth multiple times between multiple users.

Use appropriate subject headings like “no response needed” or “FYI-Reference” when you don’t need a reply. For example, someone asks you to send a file by e-mail; you send it as an attachment, and in the subject line you say, “Here is the file you wanted. NRN.” The recipient will know not to respond with “Got it, thanks” or something like that. He can thank you when you next see him.

Avoid sending unnecessary attachments. Suppose you want to inform some colleagues about a visiting professor giving a grand rounds talk. Instead of creating a Word document and attaching it to the e-mail message, you can include the information in the body of the message itself. Thus, the recipients will not have to go through the additional step of opening the attachment. Also, the plain text message in the body of the message will be a smaller file than an e-mail message with an attached Word document.

Do not request delivery notification. This is irritating to most users, requiring an extra click before reading the message. It may not work with all e-mail clients, and a user can elect not to send the notification. And what would you do with such information anyway (especially if it is incomplete)?

Use a meaningful subject header. This will allow the user to decide whether and when to open the message.

Do not abuse the “urgent” or “high priority” flag. This is like crying wolf and diminishes the user’s ability to effectively manage his or her e-mail.

Anticipate and preempt e-mail volleys. Suppose a journal editor e-mails you to ask if you can review an article that was submitted to the journal, and says that your review would need to be completed by next month. You respond that you cannot do it within that time frame, but that you could do it the month after that. Anticipating the next question, you also provide the names of two colleagues who might be able to do the review. This will prevent any further e-mail on this topic unless the editor is willing to wait longer to get your review.

Maintain e-mail threads if possible. When responding to an e-mail message, use “reply” instead of starting a new message. This will maintain the thread of the discussion and make it easier to follow.

Do not send an e-mail message when you are angry or upset. It is better to wait until you calm down (sleep on it if possible) and then write the message or have a conversation on the phone or face to face. Nothing good comes out of writing an e-mail message in the heat of the moment, and it only leads to bad feelings and miscommunication. Along the same line, avoid sarcasm or humor in professional e-mail, as it can be misconstrued.

Avoid putting information in e-mail that you do not want unintended parties to read

It is only too easy to forward or share the e-mail message with others.

Avoid sending confidential patient information in e-mail unless your institution has set up some ground rules. The American Medical Informatics Association has issued guidelines on this topic.9

 

 

ORGANIZE YOUR E-MAIL AND RELATED INFORMATION

Once you have limited the amount of unwanted e-mail, the next step is to deal with the remaining messages.

The task is difficult, for several reasons. Some people feel they will need the information in their e-mail at a later date and thus don’t want to remove it from the in-box. Some messages may require a significant amount of thought or time to respond to and cannot be dealt with immediately. Having limits on the amount of e-mail that can be stored in the in-box adds to the problem, as older messages have to be stored outside the in-box, creating one more place you will have to search for them. Having multiple computers and locations where you check your e-mail also adds to the problem. In the workplace, e-mail is used increasingly as a task- and project-management tool—something it was not designed to be.4 This leads to procrastination in dealing with e-mail and a fear of not being able to find information when needed or not remembering to follow up on items in the e-mail.

Be methodical

First, decide on when and how often you will work on your in-box. Depending on your preference and work schedule, you may check e-mail several times a day or just once. Reserving a dedicated time in your daily schedule (either early in the morning or later in the evening) is probably the best way to deal with e-mail that you cannot readily reply to because it requires some thinking or action on your part.

Analyze your activities and create an organized list of folders and subfolders for each activity. An additional strategy is to prefix important folders with a number so that they appear near the top of an alphabetized list in order of importance that you assign.

Create an identical folder structure in your in-box, on your primary computer, and in a safe location that is backed up regularly, eg, a network drive or Web storage service. As activities change, update this folder structure on a regular basis.

Create rules to allow easier scanning and sorting of e-mail messages. For example, messages from mailing lists can automatically be moved to a specific folder, or messages from your boss can be color-coded in red. These features depend on your e-mail client.

Deal with your legitimate e-mail by type

Regardless of the folder structure and rules that you apply to organize your e-mail, you have to go through all your messages regularly, say, at the end of the day. One of the best strategies is to never open a message and then close it without doing anything with it. At the minimum, try to categorize each message when you first open it. Messages can be classified by content and by the type of action required.

Reference items have information that you might need later and that needs to be saved in an appropriate location. Depending on when and where you might need the information again, you need to save it in the appropriate folder in your in-box, on your hard drive, or in a network or web drive. Remember that the folders in your in-box count towards the total limit of your e-mail storage. The benefit of storing it in your in-box is that you can access it from any computer from which you can access your e-mail.

Notices about events or meetings. Decide if you may want to attend or not. In the latter case, delete the message. If you do think you may want to attend, you can move the information to your calendar and create an appointment, possibly with a reminder. This will let you view the information at the time it is needed. One point to keep in mind is that if you move the item to your calendar, it will disappear from your mailbox. In some cases, appointment request messages (Lotus Notes, Outlook) will automatically move from your in-box to your calendar once you “accept” the event (meeting) notice.

Action items need some type of action on your part. There are four actions you can take with the message: delete it, do it, delegate it, or defer it.10 You can do several things to remind yourself to deal with them later. In some e-mail programs you can:

  • Mark them as unread
  • Flag them for follow-up with reminders (in some cases with different-colored flags)
  • Change the e-mail messages to tasks with reminders: marking or flagging the items will then allow you to easily fllter or sort the items that you had deferred initially and will provide you flexibility to take appropriate actions at a convenient time.
References
  1. Tomlinson R. Email home. http://openmap.bbn.com/~tomlinso/ray/home.html. Accessed 7/14/2008.
  2. Whittaker S, Sidner C. Email overload: exploring personal information management of email. Conference on Human Factors in Computing Systems, Vancouver, British Columbia, 1996. New York, ACM, 1996:276–283.
  3. Bellotti V, Ducheneau TN, Howard MA, Smith IE, Grinter RE. Quality versus quantity: e-mail-centric task management and its relation with overload. Human-computer Interaction 2005; 20:89138.
  4. Fallows D. Email at work. Few feel overwhelmed and most are pleased with the way email helps them do their jobs. Pew Internet and American Life Project. www.pewinternet.org/pdfs/PIP_Work_Email_Report.pdf. Accessed 7/14/2008.
  5. Evett D. Spam statistics 2006. Top Ten Reviews. spam-filter-review.toptenreviews.com/spam-statistics.html. Accessed 7/14/2008.
  6. Can spam today! Forever. A multilayered approach to the spam problem. Messaging Architects, Novell. www.novell.com/info/collateral/docs/4820891.01/4820891.pdf. Accessed 7/14/2008.
  7. Public Law 108-187. 108th Congress. http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=108_cong_public_laws&docid=f:publ187.108.pdf. Accessed 7/14/2008.
  8. Keizer G. CAN-SPAM act fails to slow junk mail. ChannelWeb. www.crn.com/security/18831412. Accessed 7/14/2008.
  9. Kane B, Sands DZ, for the AMIA Internet Work Group, Task force on Guidelines for the Use of Clinic-Patient Electronic Mail. Guidelines for the clinical use of electronic mail with patients. J Am Med Informatics Assoc 1998; 5:104–111. www.amia.org/mbrcenter/pubs/email_guidelines.asp. Accessed 7/14/2008.
  10. Mcghee S. 4 Ways to take control of your e-mail inbox. Microsoft at Work. www.microsoft.com/atwork/manage-info/email.mspx. Accessed 7/14/2008.
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Neil B. Mehta, MD, MS
Director, Center for Online Medical Education Training; Director, Education Technology, Cleveland Clinic Lerner College of Medicine of Case Western Reserve University; Education Institute and Medicine Institute, Cleveland Clinic

Ashish Atreja, MD, MPH
Information Technology Division and Department of General Internal Medicine, Cleveland Clinic

Anil Jain, MD
Information Technology Division and Department of General Internal Medicine, Cleveland Clinic

Address: Neil B. Mehta, MD, Education Institute, NA2-108, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

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Anil Jain, MD
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Address: Neil B. Mehta, MD, Education Institute, NA2-108, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

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Neil B. Mehta, MD, MS
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Information Technology Division and Department of General Internal Medicine, Cleveland Clinic

Anil Jain, MD
Information Technology Division and Department of General Internal Medicine, Cleveland Clinic

Address: Neil B. Mehta, MD, Education Institute, NA2-108, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail [email protected]

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Article PDF

E-mail is a mixed blessing. When used appropriately, it saves time and paper and increases efficiency in the workplace. Unfortunately, as our lives get busier and our e-mail inboxes get fuller, e-mail is becoming an untamed monster.

In this article, we discuss various tools and strategies to reclaim lost e-mail productivity by reducing the volume of unsolicited e-mail (“spam”), following e-mail etiquette to eliminate unnecessary messaging, and managing and organizing our e-mail more effectively. What we present is as relevant for readers who use personal e-mail clients such as Hotmail, Gmail, YahooMail, and AOLMail as it is for those who use e-mail at work via programs such as Microsoft Outlook and IBM Lotus Notes.

FROM HUMBLE BEGINNINGS

The first e-mail messages were sent in the early 1960s, but they could be sent only to users of a single computer. In 1971, Ray Tomlinson programmed and sent the first e-mail message from one computer to another over a network. To separate the name of the user from that of the computer, he used the “@” sign. E-mail at that time could accommodate plain text only—ie, no attachments, no images.1

E-mail has come a long way from these humble beginnings to become one of the most heavily used aspects of the Internet. Its popularity stems mainly from its simplicity and efficiency in facilitating asynchronous communication. However, e-mail is fast becoming too successful, leading to overload for those who use it.

WHAT’S IN YOUR IN-BOX?

Incoming e-mail messages can be classified into the following categories:

  • Messages that directly concern you or your work
  • Copies of messages indirectly related to your work, sent to you to “keep you in the loop”
  • Notices of events or meetings
  • Messages acknowledging the receipt of e-mail messages that you sent
  • Messages from organizations that you have some relationship with and that you have given your e-mail address to, such as professional organizations, mailing lists (listservs), retailers, service providers, or information providers
  • Messages from friends, family, and colleagues that contain non-work-related information, such as jokes, news stories, and links to interesting Web sites
  • Unsolicited messages from unknown senders (eg, online retailers, scam artists) with whom you have no relationship, often trying to sell you a product or service or to trick you into giving up information
  • Unsolicited messages from senders you know but may not want to get messages from.

E-MAIL OVERLOAD CONSUMES TIME, ADDS STRESS

Each of these types of messages has to be handled in a specific manner. Thus, when a person gets dozens of these messages a day, it can significantly add to the workload. This problem was recognized as early as 1996, when Whittaker and Sidner2 coined the term “e-mail overload” and systematically studied it for the first time. Bellotti and others3 at the Palo Alto Research Lab concluded that it is not just the volume of the e-mail but the collaborative quality of e-mail task management and project management that leads to overload. Thus, the e-mail in-box requires not just a filing cabinet to sort the messages but a mechanism to support collaboration and project management.3

Studies show that e-mail overload causes people to work 1 to 2 extra hours a day, either at work or when they get home. Despite these issues, the Pew Internet and American Life Project reported in 2002 that more than half the Americans surveyed who use e-mail at work thought it was “essential to their work.”4 However, many also reported that e-mail has been distracting, has caused misunderstandings, and has added a new source of stress to their lives. Professionals have the added burden of e-mail being treated as a medicolegal document that can be discoverable and, hence, used as legal evidence.

No wonder, then, that many e-mail providers include tools to manage the flow and to organize both the wanted and unwanted e-mail messages. However, as with many tools, there are effective ways to use them.

CANNING THE SPAM: DECREASING UNWANTED MESSAGES

Spam is unsolicited e-mail, often of a commercial nature, sent indiscriminately to multiple mailing lists, individuals, or newsgroups. It is the Internet version of junk mail. An estimated 12 billion spam messages are sent every day, accounting for 40% to 60% of all e-mail messages.5

Spam takes up time and space and is an intrusion of privacy. In addition, it has financial costs to organizations. By one estimate, an organization with 1,000 employees loses over $200,000 a year in productivity due to spam.6

The reason spam is so widespread is that it is very cheap and profitable for the spammer. It costs next to nothing to send, and getting even 100 responses from 10 million messages sent is enough to turn a profit!6

Unfortunately, the Controlling the Assault of Non-Solicited Pornography and Marketing (CAN-SPAM) Act7 of 2003 had a mixed impact on limiting the volume of spam,8 and may have trumped state laws that were already in place to regulate spam.

To decrease the amount of spam you receive in your daily e-mail, it helps to understand that spam has three steps:

  • Harvesting
  • Confirming
  • Spamming.

 

 

Prevent spammers from harvesting your e-mail address

Since a spammer first has to harvest your e-mail address, you should try not to give it away. Spammers use programs that troll the Internet looking for e-mail addresses. Tips for guarding your address:

  • Try not to display it in public, eg, in chat rooms, message boards, listservs
  • If you have to post your e-mail address in public, reformat it so it cannot be easily recognized as an e-mail address by the trolling software (see sidebar, “More ways to outsmart the spammer”)
  • Check a Web site’s privacy policy before submitting your information
  • Take the time to review “opt-out” options on Web sites you use, to prevent your e-mail address from being used by a third party
  • Consider using separate e-mail addresses for your personal business and your work to limit spam in your workplace: to prevent unintended disclosure of your work address, give your family and friends only your personal e-mail address, and ask them to use “blind copy” so that other recipients don’t have access to it
  • Consider using “disposable” e-mail addresses, especially when making on-line purchases or when requesting services.

Prevent spammers from confirming your e-mail address

If spammers do obtain your e-mail address, you can prevent them from verifying it:

  • Do not reply to or click on any links in a spam or other unsolicited e-mail message, including links to “unsubscribe” from an unsolicited newsletter, chain letter, or special offer
  • Set your e-mail application to display messages in plain text rather than HTML, or turn off the automatic images in your e-mail application: the opening of the e-mail and subsequent displaying of the images can automatically verify your address to the sender!
  • Check your e-mail application to ensure that it sends automatic “out of office” or “vacation” replies only to your contacts or ask your e-mail administrator for help with this at your workplace.

Keep spam out of your in-box

Finally, if spam is sent, there are several ways to keep it from reaching your in-box:

  • Use spam filter settings in your e-mail application to prevent spam from appearing in your in-box or, in some cases, to mark suspicious messages as possible spam
  • Sophisticated users can use e-mail rules to direct spam-marked e-mail to a separate junk folder
  • Add frequent unsolicited e-mail senders to a “blocked sender” list (Table 1).

A WORD ABOUT ‘PHISHING’

Like spam, “phishing” is a form of unsolicited e-mail, but its intent is much more malignant. The perpetrator sends out legitimate-looking e-mail in an attempt to gather personal and financial information from recipients. Typically, the messages appear to come from well-known and trustworthy Web sites such as banks, Pay-Pal, eBay, MSN, or Yahoo, and they ask the recipient for an account number and the related password. For more on this topic, see http://en.wikipedia.org/wiki/Phishing.

GOOD MANNERS IN THE E-WORKPLACE

Even if you could block all spam messages from reaching your inbox, you still might receive unwanted messages from colleagues or friends. The only way to reduce unnecessary e-mail in the workplace is to ask your colleagues and employees to use e-mail appropriately. Here are some rules that could help decrease e-mail overload at your work:

Do not overuse “reply to all.” This is one of the most common reasons for e-mail overload in the workplace. Only use “reply to all” if you really need your message to be seen by each person who received the original message.

Use “cc:” sparingly. Try not to use the “cc:” field unless the recipients in that field know they are receiving a copy of the message. It also exposes the e-mail identity of other users and can promote spam, especially if you are sending e-mail to an external client.

Do not forward chain letters. It is safe to say that all chain letters are hoaxes. Just delete them as soon as you receive them.

Use alternate means of communication (eg, phone, meetings) if you really need to have a discussion. E-mail is not the richest medium for discussion, and sometimes it is better to talk to a person or group face to face or on the phone rather than to bounce e-mail back and forth multiple times between multiple users.

Use appropriate subject headings like “no response needed” or “FYI-Reference” when you don’t need a reply. For example, someone asks you to send a file by e-mail; you send it as an attachment, and in the subject line you say, “Here is the file you wanted. NRN.” The recipient will know not to respond with “Got it, thanks” or something like that. He can thank you when you next see him.

Avoid sending unnecessary attachments. Suppose you want to inform some colleagues about a visiting professor giving a grand rounds talk. Instead of creating a Word document and attaching it to the e-mail message, you can include the information in the body of the message itself. Thus, the recipients will not have to go through the additional step of opening the attachment. Also, the plain text message in the body of the message will be a smaller file than an e-mail message with an attached Word document.

Do not request delivery notification. This is irritating to most users, requiring an extra click before reading the message. It may not work with all e-mail clients, and a user can elect not to send the notification. And what would you do with such information anyway (especially if it is incomplete)?

Use a meaningful subject header. This will allow the user to decide whether and when to open the message.

Do not abuse the “urgent” or “high priority” flag. This is like crying wolf and diminishes the user’s ability to effectively manage his or her e-mail.

Anticipate and preempt e-mail volleys. Suppose a journal editor e-mails you to ask if you can review an article that was submitted to the journal, and says that your review would need to be completed by next month. You respond that you cannot do it within that time frame, but that you could do it the month after that. Anticipating the next question, you also provide the names of two colleagues who might be able to do the review. This will prevent any further e-mail on this topic unless the editor is willing to wait longer to get your review.

Maintain e-mail threads if possible. When responding to an e-mail message, use “reply” instead of starting a new message. This will maintain the thread of the discussion and make it easier to follow.

Do not send an e-mail message when you are angry or upset. It is better to wait until you calm down (sleep on it if possible) and then write the message or have a conversation on the phone or face to face. Nothing good comes out of writing an e-mail message in the heat of the moment, and it only leads to bad feelings and miscommunication. Along the same line, avoid sarcasm or humor in professional e-mail, as it can be misconstrued.

Avoid putting information in e-mail that you do not want unintended parties to read

It is only too easy to forward or share the e-mail message with others.

Avoid sending confidential patient information in e-mail unless your institution has set up some ground rules. The American Medical Informatics Association has issued guidelines on this topic.9

 

 

ORGANIZE YOUR E-MAIL AND RELATED INFORMATION

Once you have limited the amount of unwanted e-mail, the next step is to deal with the remaining messages.

The task is difficult, for several reasons. Some people feel they will need the information in their e-mail at a later date and thus don’t want to remove it from the in-box. Some messages may require a significant amount of thought or time to respond to and cannot be dealt with immediately. Having limits on the amount of e-mail that can be stored in the in-box adds to the problem, as older messages have to be stored outside the in-box, creating one more place you will have to search for them. Having multiple computers and locations where you check your e-mail also adds to the problem. In the workplace, e-mail is used increasingly as a task- and project-management tool—something it was not designed to be.4 This leads to procrastination in dealing with e-mail and a fear of not being able to find information when needed or not remembering to follow up on items in the e-mail.

Be methodical

First, decide on when and how often you will work on your in-box. Depending on your preference and work schedule, you may check e-mail several times a day or just once. Reserving a dedicated time in your daily schedule (either early in the morning or later in the evening) is probably the best way to deal with e-mail that you cannot readily reply to because it requires some thinking or action on your part.

Analyze your activities and create an organized list of folders and subfolders for each activity. An additional strategy is to prefix important folders with a number so that they appear near the top of an alphabetized list in order of importance that you assign.

Create an identical folder structure in your in-box, on your primary computer, and in a safe location that is backed up regularly, eg, a network drive or Web storage service. As activities change, update this folder structure on a regular basis.

Create rules to allow easier scanning and sorting of e-mail messages. For example, messages from mailing lists can automatically be moved to a specific folder, or messages from your boss can be color-coded in red. These features depend on your e-mail client.

Deal with your legitimate e-mail by type

Regardless of the folder structure and rules that you apply to organize your e-mail, you have to go through all your messages regularly, say, at the end of the day. One of the best strategies is to never open a message and then close it without doing anything with it. At the minimum, try to categorize each message when you first open it. Messages can be classified by content and by the type of action required.

Reference items have information that you might need later and that needs to be saved in an appropriate location. Depending on when and where you might need the information again, you need to save it in the appropriate folder in your in-box, on your hard drive, or in a network or web drive. Remember that the folders in your in-box count towards the total limit of your e-mail storage. The benefit of storing it in your in-box is that you can access it from any computer from which you can access your e-mail.

Notices about events or meetings. Decide if you may want to attend or not. In the latter case, delete the message. If you do think you may want to attend, you can move the information to your calendar and create an appointment, possibly with a reminder. This will let you view the information at the time it is needed. One point to keep in mind is that if you move the item to your calendar, it will disappear from your mailbox. In some cases, appointment request messages (Lotus Notes, Outlook) will automatically move from your in-box to your calendar once you “accept” the event (meeting) notice.

Action items need some type of action on your part. There are four actions you can take with the message: delete it, do it, delegate it, or defer it.10 You can do several things to remind yourself to deal with them later. In some e-mail programs you can:

  • Mark them as unread
  • Flag them for follow-up with reminders (in some cases with different-colored flags)
  • Change the e-mail messages to tasks with reminders: marking or flagging the items will then allow you to easily fllter or sort the items that you had deferred initially and will provide you flexibility to take appropriate actions at a convenient time.

E-mail is a mixed blessing. When used appropriately, it saves time and paper and increases efficiency in the workplace. Unfortunately, as our lives get busier and our e-mail inboxes get fuller, e-mail is becoming an untamed monster.

In this article, we discuss various tools and strategies to reclaim lost e-mail productivity by reducing the volume of unsolicited e-mail (“spam”), following e-mail etiquette to eliminate unnecessary messaging, and managing and organizing our e-mail more effectively. What we present is as relevant for readers who use personal e-mail clients such as Hotmail, Gmail, YahooMail, and AOLMail as it is for those who use e-mail at work via programs such as Microsoft Outlook and IBM Lotus Notes.

FROM HUMBLE BEGINNINGS

The first e-mail messages were sent in the early 1960s, but they could be sent only to users of a single computer. In 1971, Ray Tomlinson programmed and sent the first e-mail message from one computer to another over a network. To separate the name of the user from that of the computer, he used the “@” sign. E-mail at that time could accommodate plain text only—ie, no attachments, no images.1

E-mail has come a long way from these humble beginnings to become one of the most heavily used aspects of the Internet. Its popularity stems mainly from its simplicity and efficiency in facilitating asynchronous communication. However, e-mail is fast becoming too successful, leading to overload for those who use it.

WHAT’S IN YOUR IN-BOX?

Incoming e-mail messages can be classified into the following categories:

  • Messages that directly concern you or your work
  • Copies of messages indirectly related to your work, sent to you to “keep you in the loop”
  • Notices of events or meetings
  • Messages acknowledging the receipt of e-mail messages that you sent
  • Messages from organizations that you have some relationship with and that you have given your e-mail address to, such as professional organizations, mailing lists (listservs), retailers, service providers, or information providers
  • Messages from friends, family, and colleagues that contain non-work-related information, such as jokes, news stories, and links to interesting Web sites
  • Unsolicited messages from unknown senders (eg, online retailers, scam artists) with whom you have no relationship, often trying to sell you a product or service or to trick you into giving up information
  • Unsolicited messages from senders you know but may not want to get messages from.

E-MAIL OVERLOAD CONSUMES TIME, ADDS STRESS

Each of these types of messages has to be handled in a specific manner. Thus, when a person gets dozens of these messages a day, it can significantly add to the workload. This problem was recognized as early as 1996, when Whittaker and Sidner2 coined the term “e-mail overload” and systematically studied it for the first time. Bellotti and others3 at the Palo Alto Research Lab concluded that it is not just the volume of the e-mail but the collaborative quality of e-mail task management and project management that leads to overload. Thus, the e-mail in-box requires not just a filing cabinet to sort the messages but a mechanism to support collaboration and project management.3

Studies show that e-mail overload causes people to work 1 to 2 extra hours a day, either at work or when they get home. Despite these issues, the Pew Internet and American Life Project reported in 2002 that more than half the Americans surveyed who use e-mail at work thought it was “essential to their work.”4 However, many also reported that e-mail has been distracting, has caused misunderstandings, and has added a new source of stress to their lives. Professionals have the added burden of e-mail being treated as a medicolegal document that can be discoverable and, hence, used as legal evidence.

No wonder, then, that many e-mail providers include tools to manage the flow and to organize both the wanted and unwanted e-mail messages. However, as with many tools, there are effective ways to use them.

CANNING THE SPAM: DECREASING UNWANTED MESSAGES

Spam is unsolicited e-mail, often of a commercial nature, sent indiscriminately to multiple mailing lists, individuals, or newsgroups. It is the Internet version of junk mail. An estimated 12 billion spam messages are sent every day, accounting for 40% to 60% of all e-mail messages.5

Spam takes up time and space and is an intrusion of privacy. In addition, it has financial costs to organizations. By one estimate, an organization with 1,000 employees loses over $200,000 a year in productivity due to spam.6

The reason spam is so widespread is that it is very cheap and profitable for the spammer. It costs next to nothing to send, and getting even 100 responses from 10 million messages sent is enough to turn a profit!6

Unfortunately, the Controlling the Assault of Non-Solicited Pornography and Marketing (CAN-SPAM) Act7 of 2003 had a mixed impact on limiting the volume of spam,8 and may have trumped state laws that were already in place to regulate spam.

To decrease the amount of spam you receive in your daily e-mail, it helps to understand that spam has three steps:

  • Harvesting
  • Confirming
  • Spamming.

 

 

Prevent spammers from harvesting your e-mail address

Since a spammer first has to harvest your e-mail address, you should try not to give it away. Spammers use programs that troll the Internet looking for e-mail addresses. Tips for guarding your address:

  • Try not to display it in public, eg, in chat rooms, message boards, listservs
  • If you have to post your e-mail address in public, reformat it so it cannot be easily recognized as an e-mail address by the trolling software (see sidebar, “More ways to outsmart the spammer”)
  • Check a Web site’s privacy policy before submitting your information
  • Take the time to review “opt-out” options on Web sites you use, to prevent your e-mail address from being used by a third party
  • Consider using separate e-mail addresses for your personal business and your work to limit spam in your workplace: to prevent unintended disclosure of your work address, give your family and friends only your personal e-mail address, and ask them to use “blind copy” so that other recipients don’t have access to it
  • Consider using “disposable” e-mail addresses, especially when making on-line purchases or when requesting services.

Prevent spammers from confirming your e-mail address

If spammers do obtain your e-mail address, you can prevent them from verifying it:

  • Do not reply to or click on any links in a spam or other unsolicited e-mail message, including links to “unsubscribe” from an unsolicited newsletter, chain letter, or special offer
  • Set your e-mail application to display messages in plain text rather than HTML, or turn off the automatic images in your e-mail application: the opening of the e-mail and subsequent displaying of the images can automatically verify your address to the sender!
  • Check your e-mail application to ensure that it sends automatic “out of office” or “vacation” replies only to your contacts or ask your e-mail administrator for help with this at your workplace.

Keep spam out of your in-box

Finally, if spam is sent, there are several ways to keep it from reaching your in-box:

  • Use spam filter settings in your e-mail application to prevent spam from appearing in your in-box or, in some cases, to mark suspicious messages as possible spam
  • Sophisticated users can use e-mail rules to direct spam-marked e-mail to a separate junk folder
  • Add frequent unsolicited e-mail senders to a “blocked sender” list (Table 1).

A WORD ABOUT ‘PHISHING’

Like spam, “phishing” is a form of unsolicited e-mail, but its intent is much more malignant. The perpetrator sends out legitimate-looking e-mail in an attempt to gather personal and financial information from recipients. Typically, the messages appear to come from well-known and trustworthy Web sites such as banks, Pay-Pal, eBay, MSN, or Yahoo, and they ask the recipient for an account number and the related password. For more on this topic, see http://en.wikipedia.org/wiki/Phishing.

GOOD MANNERS IN THE E-WORKPLACE

Even if you could block all spam messages from reaching your inbox, you still might receive unwanted messages from colleagues or friends. The only way to reduce unnecessary e-mail in the workplace is to ask your colleagues and employees to use e-mail appropriately. Here are some rules that could help decrease e-mail overload at your work:

Do not overuse “reply to all.” This is one of the most common reasons for e-mail overload in the workplace. Only use “reply to all” if you really need your message to be seen by each person who received the original message.

Use “cc:” sparingly. Try not to use the “cc:” field unless the recipients in that field know they are receiving a copy of the message. It also exposes the e-mail identity of other users and can promote spam, especially if you are sending e-mail to an external client.

Do not forward chain letters. It is safe to say that all chain letters are hoaxes. Just delete them as soon as you receive them.

Use alternate means of communication (eg, phone, meetings) if you really need to have a discussion. E-mail is not the richest medium for discussion, and sometimes it is better to talk to a person or group face to face or on the phone rather than to bounce e-mail back and forth multiple times between multiple users.

Use appropriate subject headings like “no response needed” or “FYI-Reference” when you don’t need a reply. For example, someone asks you to send a file by e-mail; you send it as an attachment, and in the subject line you say, “Here is the file you wanted. NRN.” The recipient will know not to respond with “Got it, thanks” or something like that. He can thank you when you next see him.

Avoid sending unnecessary attachments. Suppose you want to inform some colleagues about a visiting professor giving a grand rounds talk. Instead of creating a Word document and attaching it to the e-mail message, you can include the information in the body of the message itself. Thus, the recipients will not have to go through the additional step of opening the attachment. Also, the plain text message in the body of the message will be a smaller file than an e-mail message with an attached Word document.

Do not request delivery notification. This is irritating to most users, requiring an extra click before reading the message. It may not work with all e-mail clients, and a user can elect not to send the notification. And what would you do with such information anyway (especially if it is incomplete)?

Use a meaningful subject header. This will allow the user to decide whether and when to open the message.

Do not abuse the “urgent” or “high priority” flag. This is like crying wolf and diminishes the user’s ability to effectively manage his or her e-mail.

Anticipate and preempt e-mail volleys. Suppose a journal editor e-mails you to ask if you can review an article that was submitted to the journal, and says that your review would need to be completed by next month. You respond that you cannot do it within that time frame, but that you could do it the month after that. Anticipating the next question, you also provide the names of two colleagues who might be able to do the review. This will prevent any further e-mail on this topic unless the editor is willing to wait longer to get your review.

Maintain e-mail threads if possible. When responding to an e-mail message, use “reply” instead of starting a new message. This will maintain the thread of the discussion and make it easier to follow.

Do not send an e-mail message when you are angry or upset. It is better to wait until you calm down (sleep on it if possible) and then write the message or have a conversation on the phone or face to face. Nothing good comes out of writing an e-mail message in the heat of the moment, and it only leads to bad feelings and miscommunication. Along the same line, avoid sarcasm or humor in professional e-mail, as it can be misconstrued.

Avoid putting information in e-mail that you do not want unintended parties to read

It is only too easy to forward or share the e-mail message with others.

Avoid sending confidential patient information in e-mail unless your institution has set up some ground rules. The American Medical Informatics Association has issued guidelines on this topic.9

 

 

ORGANIZE YOUR E-MAIL AND RELATED INFORMATION

Once you have limited the amount of unwanted e-mail, the next step is to deal with the remaining messages.

The task is difficult, for several reasons. Some people feel they will need the information in their e-mail at a later date and thus don’t want to remove it from the in-box. Some messages may require a significant amount of thought or time to respond to and cannot be dealt with immediately. Having limits on the amount of e-mail that can be stored in the in-box adds to the problem, as older messages have to be stored outside the in-box, creating one more place you will have to search for them. Having multiple computers and locations where you check your e-mail also adds to the problem. In the workplace, e-mail is used increasingly as a task- and project-management tool—something it was not designed to be.4 This leads to procrastination in dealing with e-mail and a fear of not being able to find information when needed or not remembering to follow up on items in the e-mail.

Be methodical

First, decide on when and how often you will work on your in-box. Depending on your preference and work schedule, you may check e-mail several times a day or just once. Reserving a dedicated time in your daily schedule (either early in the morning or later in the evening) is probably the best way to deal with e-mail that you cannot readily reply to because it requires some thinking or action on your part.

Analyze your activities and create an organized list of folders and subfolders for each activity. An additional strategy is to prefix important folders with a number so that they appear near the top of an alphabetized list in order of importance that you assign.

Create an identical folder structure in your in-box, on your primary computer, and in a safe location that is backed up regularly, eg, a network drive or Web storage service. As activities change, update this folder structure on a regular basis.

Create rules to allow easier scanning and sorting of e-mail messages. For example, messages from mailing lists can automatically be moved to a specific folder, or messages from your boss can be color-coded in red. These features depend on your e-mail client.

Deal with your legitimate e-mail by type

Regardless of the folder structure and rules that you apply to organize your e-mail, you have to go through all your messages regularly, say, at the end of the day. One of the best strategies is to never open a message and then close it without doing anything with it. At the minimum, try to categorize each message when you first open it. Messages can be classified by content and by the type of action required.

Reference items have information that you might need later and that needs to be saved in an appropriate location. Depending on when and where you might need the information again, you need to save it in the appropriate folder in your in-box, on your hard drive, or in a network or web drive. Remember that the folders in your in-box count towards the total limit of your e-mail storage. The benefit of storing it in your in-box is that you can access it from any computer from which you can access your e-mail.

Notices about events or meetings. Decide if you may want to attend or not. In the latter case, delete the message. If you do think you may want to attend, you can move the information to your calendar and create an appointment, possibly with a reminder. This will let you view the information at the time it is needed. One point to keep in mind is that if you move the item to your calendar, it will disappear from your mailbox. In some cases, appointment request messages (Lotus Notes, Outlook) will automatically move from your in-box to your calendar once you “accept” the event (meeting) notice.

Action items need some type of action on your part. There are four actions you can take with the message: delete it, do it, delegate it, or defer it.10 You can do several things to remind yourself to deal with them later. In some e-mail programs you can:

  • Mark them as unread
  • Flag them for follow-up with reminders (in some cases with different-colored flags)
  • Change the e-mail messages to tasks with reminders: marking or flagging the items will then allow you to easily fllter or sort the items that you had deferred initially and will provide you flexibility to take appropriate actions at a convenient time.
References
  1. Tomlinson R. Email home. http://openmap.bbn.com/~tomlinso/ray/home.html. Accessed 7/14/2008.
  2. Whittaker S, Sidner C. Email overload: exploring personal information management of email. Conference on Human Factors in Computing Systems, Vancouver, British Columbia, 1996. New York, ACM, 1996:276–283.
  3. Bellotti V, Ducheneau TN, Howard MA, Smith IE, Grinter RE. Quality versus quantity: e-mail-centric task management and its relation with overload. Human-computer Interaction 2005; 20:89138.
  4. Fallows D. Email at work. Few feel overwhelmed and most are pleased with the way email helps them do their jobs. Pew Internet and American Life Project. www.pewinternet.org/pdfs/PIP_Work_Email_Report.pdf. Accessed 7/14/2008.
  5. Evett D. Spam statistics 2006. Top Ten Reviews. spam-filter-review.toptenreviews.com/spam-statistics.html. Accessed 7/14/2008.
  6. Can spam today! Forever. A multilayered approach to the spam problem. Messaging Architects, Novell. www.novell.com/info/collateral/docs/4820891.01/4820891.pdf. Accessed 7/14/2008.
  7. Public Law 108-187. 108th Congress. http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=108_cong_public_laws&docid=f:publ187.108.pdf. Accessed 7/14/2008.
  8. Keizer G. CAN-SPAM act fails to slow junk mail. ChannelWeb. www.crn.com/security/18831412. Accessed 7/14/2008.
  9. Kane B, Sands DZ, for the AMIA Internet Work Group, Task force on Guidelines for the Use of Clinic-Patient Electronic Mail. Guidelines for the clinical use of electronic mail with patients. J Am Med Informatics Assoc 1998; 5:104–111. www.amia.org/mbrcenter/pubs/email_guidelines.asp. Accessed 7/14/2008.
  10. Mcghee S. 4 Ways to take control of your e-mail inbox. Microsoft at Work. www.microsoft.com/atwork/manage-info/email.mspx. Accessed 7/14/2008.
References
  1. Tomlinson R. Email home. http://openmap.bbn.com/~tomlinso/ray/home.html. Accessed 7/14/2008.
  2. Whittaker S, Sidner C. Email overload: exploring personal information management of email. Conference on Human Factors in Computing Systems, Vancouver, British Columbia, 1996. New York, ACM, 1996:276–283.
  3. Bellotti V, Ducheneau TN, Howard MA, Smith IE, Grinter RE. Quality versus quantity: e-mail-centric task management and its relation with overload. Human-computer Interaction 2005; 20:89138.
  4. Fallows D. Email at work. Few feel overwhelmed and most are pleased with the way email helps them do their jobs. Pew Internet and American Life Project. www.pewinternet.org/pdfs/PIP_Work_Email_Report.pdf. Accessed 7/14/2008.
  5. Evett D. Spam statistics 2006. Top Ten Reviews. spam-filter-review.toptenreviews.com/spam-statistics.html. Accessed 7/14/2008.
  6. Can spam today! Forever. A multilayered approach to the spam problem. Messaging Architects, Novell. www.novell.com/info/collateral/docs/4820891.01/4820891.pdf. Accessed 7/14/2008.
  7. Public Law 108-187. 108th Congress. http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=108_cong_public_laws&docid=f:publ187.108.pdf. Accessed 7/14/2008.
  8. Keizer G. CAN-SPAM act fails to slow junk mail. ChannelWeb. www.crn.com/security/18831412. Accessed 7/14/2008.
  9. Kane B, Sands DZ, for the AMIA Internet Work Group, Task force on Guidelines for the Use of Clinic-Patient Electronic Mail. Guidelines for the clinical use of electronic mail with patients. J Am Med Informatics Assoc 1998; 5:104–111. www.amia.org/mbrcenter/pubs/email_guidelines.asp. Accessed 7/14/2008.
  10. Mcghee S. 4 Ways to take control of your e-mail inbox. Microsoft at Work. www.microsoft.com/atwork/manage-info/email.mspx. Accessed 7/14/2008.
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KEY POINTS

  • Decrease the amount of unwanted e-mail by zealously guarding your e-mail address, separating work e-mail from personal e-mail, and encouraging coworkers to follow appropriate e-mail etiquette.
  • Handle the messages you receive in a disciplined and consistent manner. Schedule regular times to deal with e-mail.
  • Delete spam messages without viewing images and without clicking on links. File any information that may be needed later. Messages that need action require one of the “four Ds”: delete it, do it, delegate it, or defer it.
  • Never open a message and then close it without doing anything about it.
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IgA nephropathy: Challenges and opportunities

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IgA nephropathy: Challenges and opportunities

Much progress has been made in the 40 years since immunoglobulin A (IgA) nephropathy was first described. We now have a reasonably complete understanding of the pathogenesis and mediation of this disease, but its etiology remains obscure and mysterious. New data on its epidemiology continue to emerge that will undoubtedly have clinical significance. We are beginning to perceive—but only dimly—the genetic predisposition to the disease.

Prognostication remains an imperfect science, but we are clearly making progress. The role of pathology in estimating prognosis in individual patients needs to be thoroughly reexamined, based on a uniformly agreed-upon classification scheme. Such work is currently in progress.

Therapy has certainly advanced, and we now have the rudiments of an evidence-based approach to management. However, much more needs to be done to refine these strategies so that they can be better matched to the characteristics of the patients, and there is a great need for novel therapeutic approaches and more information on multidrug regimens in selected patients. Many opportunities exist for improvement in the control of this common cause of chronic kidney disease, but we should not underestimate the challenges that present themselves in the field of IgA nephropathy in 2008 and beyond.

THE SCOPE OF THE PROBLEM

IgA nephropathy, also called Berger disease, is the most common form of primary glomerular disease in the developed world.1,2 Morphologically, it is characterized by diffuse deposition of IgA in the glomerular mesangium and by various degrees of damage of the glomerular capillary network seen on light microscopy.3,4 By some estimates, as many as 5% to 15% (averaging about 10%) of the general population may have IgA deposits in the glomerular mesangium, but only about 1 in 50 people with IgA deposits will actually have some abnormal clinical manifestation (principally recurring bouts of hematuria, with or without accompanying proteinuria) that brings them to the attention of a physician.5

Although not all patients with IgA nephropathy have progressive renal disease, IgA nephropathy is a significant contributor to the incidence of end-stage renal disease (ESRD) in many countries.1–4

DIAGNOSTIC AND PROGNOSTIC CHALLENGES

Since 1968, when IgA nephropathy was first described,6 great strides have been made in clarifying its epidemiology, its pathogenesis, the prognostic factors involved in its progression to ESRD, and its treatment. However, many gaps in our knowledge remain, particularly regarding its etiology, the genetic factors predisposing to it, its therapy, and the problem of recurrent disease in renal transplant recipients.

Can IgA nephropathy be diagnosed without a renal biopsy?

While renal biopsy and immunochemical analysis of renal tissue remain the gold standard for diagnosing IgA nephropathy, new sensitive and reasonably specific noninvasive tests are emerging and may provide another diagnostic approach. One of the most promising new tests is for abnormal circulating levels of abnormally glycosylated IgA subclass 1 (IgA1), which appears to be involved in the pathogenesis of the disease (see below).7 If noninvasive diagnostic techniques can be simplified and their accuracy validated across diverse populations, they offer great promise for use in epidemiologic and genetic studies, in which routine renal biopsy for diagnosis is impractical.

Signs and symptoms of IgA nephropathy are nonspecific

The most common clinical presentation of IgA nephropathy is recurring bouts of macroscopic hematuria, often but not invariably accompanied by proteinuria.2 Persistent asymptomatic hematuria without any detectable proteinuria (so-called isolated hematuria) affects a minority of patients. The red cells in the urine are typically dysmorphic (altered in size and shape compared with normal red cells), as they are in many other glomerulonephritic diseases.

Because low-grade fever and pain in the loins may accompany these bouts of hematuria, the disorder is often initially mistaken for urinary tract infection or urolithiasis. Careful microscopic examination of the urinary sediment for the characteristic dysmorphic erythrocytes that indicate a glomerular disease often provides the crucial clue that a glomerular disorder is the cause of the hematuria.8

However, a somewhat similar presentation may also be seen in thin basement membrane nephropathy, Alport syndrome (hereditary nephritis), and membranoproliferative glomerulonephritis,2 although these disorders can be readily distinguished from IgA nephropathy on examination of renal biopsy material under light, immunofluorescence, and electron microscopy. In addition, serum complement levels are typically reduced in membranoproliferative glomerulonephritis, and a family history of nephritis (without father-to-son transmission), often with deafness, can be obtained in the X-linked form of Alport syndrome. IgA nephropathy can be reliably distinguished from thin basement membrane nephropathy only by renal biopsy and electron microscopy.

 

 

Can we better predict which patients with IgA nephropathy will develop renal failure?

Although the rate of progression is very slow, and in only about 50% (or less) of patients does IgA nephropathy progress to ESRD within 25 years of diagnosis, the risk varies considerably among populations.9 Spontaneous clinical remissions are relatively uncommon in adults but much more common among children.

Several factors, if present at the time of discovery or developing within a relatively short time thereafter (usually within 6 months to 1 year), appear to predict a progressive course and, eventually, ESRD.9,10 We need to characterize and validate these risk factors in detail to be able to design and carry out appropriately powered, randomized, controlled clinical trials of treatment.

Unfortunately, cumulatively, the risk factors identified so far explain less than 50% of the variation in observed outcome of IgA nephropathy. Many of the risk factors identified so far are primarily indicators of the extent of disease at a particular time, and it is therefore not surprising that they would have some ability to predict the later behavior of the disease.

Clinical and pathologic risk factors in IgA nephropathy

Although imperfect, the major risk factors auguring a poor prognosis are:

  • Proteinuria (> 500 mg/day) that persists for more than 6 months
  • Elevated serum creatinine at diagnosis
  • Microscopic hematuria that persists for more than 6 months
  • Poorly controlled hypertension
  • Extensive glomerulosclerosis or interstitial fibrosis or both on renal biopsy.7,10

Extensive crescentic disease also confers a worse short-term prognosis, often accompanied by a rapidly progressive loss of renal function.

Are clinical risk factors more useful than pathologic risk factors in IgA nephropathy?

Of importance, clinical factors, such as persistent proteinuria or declining renal function on follow-up appear to have greater predictive power than pathologic factors for long-term outcome.9–12 Clinical factors, such as decreasing estimated glomerular filtration rate (GFR) after short-term follow-up, persistent moderate to marked proteinuria (500–1,000 mg/day, or more), hyperuricemia, hyperlipidemia, concomitant obesity, poorly controlled hypertension, absence of treatment with angiotensin II inhibitors, and, possibly, persistent micro-hematuria are the most consistent factors independently associated with a poor prognosis in multivariate analysis. Pathologic changes noted in the original diagnostic renal biopsy do not consistently add greatly to the precision of prognosis beyond the analysis of these clinical and laboratory factors.11

A detailed and uniform immunologic and morphologic approach to classifying the pathology of IgA nephropathy may yet uncover some new and very useful prognostic factors, independent of those generated by simple clinical assessment. Efforts are under way, and such a development would greatly improve the accuracy and precision of outcome prediction and reduce the amount of unexplained variation in prognosis observed in groups of patients with IgA nephropathy.

At present, the heterogeneity of participants in clinical trials of therapy, the tendency for the disease to progress slowly, and the variation in prognosis due to unexplained factors pose major challenges in designing and carrying out randomized controlled trials of therapy in IgA nephropathy. If we can find new risk factors that can predict progressive disease earlier, the knowledge will help us in designing future clinical trials, which will be vital if progress is to be made towards controlling IgA nephropathy.

Prognosis in individual patients vs populations with IgA nephropathy

At present, we need a way to determine the prognosis more precisely in individual patients rather than in groups of patients. After all, physicians are called upon to determine the likely outcome in single patients, not in a population. Several prediction formulas have been devised, most of them based on relatively simple clinical factors present at discovery or short-term follow-up.12,13

Conventional pathologic observations have limited utility in such individualized prognostic formulations.12 This is not to say that renal biopsy only offers diagnostic utility and has little if any value as a prognostic tool. However, the challenge is to enhance the prognostic usefulness of renal biopsy by refining the examination of the tissue specimens using modern approaches and to conduct the appropriate correlative studies to confirm the value of new pathologic criteria in prognostication, independent of clinical features alone.

For example, the risk of ESRD is greater if the patient has very extensive (> 50%) crescentic glomerular involvement with a rapidly progressive glomerulonephritic evolution. The risk is less if there are minimal glomerular changes with nephrotic-range proteinuria. Extensive interstitial fibrosis and glomerulosclerosis in the original “diagnostic” renal biopsy merely highlight the existence of prior progressive disease that is likely to continue. The significance of persistent focal necrotizing glomerular lesions (capillaritis) in IgA nephropathy, often associated with persistent microhematuria, is not entirely clear and needs to be specifically explored, especially as it pertains to the need for immunosuppressive therapy added to treatment for hypertension, proteinuria, or both with inhibitors of the renin-angiotensin system (see below).

At present, the most powerful prognostic factor in IgA nephropathy is moderate to severe proteinuria that persists for 6 months or longer.9,10,12 The relationship between the level of proteinuria and the outcome is continuous, ie, the greater the proteinuria, the worse the prognosis. Compared with some other primary glomerular diseases (such as membranous nephropathy or focal and segmental glomerulosclerosis), progressive disease in IgA nephropathy is associated with lower levels of persistent proteinuria (usually 500 mg to 3 g/day).

The estimated GFR at the time IgA nephropathy is discovered is a rather weak independent predictor of outcome (up to a point; see below). Many patients have stable (but reduced) renal function in the long term, especially if they receive angiotensin II inhibitor therapy and can keep their systolic blood pressure between 110 and 120 mm Hg.

 

 

How can IgA nephropathy be diagnosed and treated before the ‘point of no return’?

For patients at risk of developing ESRD, the two most critical goals of treatment are to:

  • Control blood pressure rigorously, preferably with an angiotensin-converting enzyme (ACE) inhibitor, an angiotensin II receptor antagonist (ARB), or both, and
  • Reduce proteinuria to less than 500 mg/day.

If these two goals can be met without undue side effects and if the patient remains compliant in the long term, many patients can avoid ESRD. Patients who cannot achieve these goals despite vigorous attempts become candidates for adjunctive therapy, such as pulse intravenous methylprednisolone (Solu-Medrol) combined with oral prednisone, or in some cases a cytotoxic drug combined with prednisone. Small randomized controlled trials suggest these adjunctive treatments are effective and safe.

Unfortunately, IgA nephropathy can progress silently, and many patients do not receive the diagnosis until late in its course. In such patients, the disease may relentlessly progress even with optimal therapy. The “point of no return” appears to be an estimated GFR of about 30 mL/min/1.73 m2 (stage 4 chronic kidney disease).14

These observations underscore the need for early diagnosis and treatment based on factors that accurately predict an unfavorable outcome. Finding these factors will not be easy, because it will require detailed observation of homogeneous groups of patients over prolonged periods of time. New findings show great promise for identifying patients earlier in the course of disease who are more or less likely to progress to ESRD. The challenge is to translate these findings into rational, safe, and effective therapies applicable across a broad spectrum of disease.

OPPORTUNITIES: GENETICS, PROTEOMICS, NEW TESTS AND TREATMENTS

Genetic studies may lead to novel treatments for IgA nephropathy

Susceptibility to IgA nephropathy has a genetic component to varying degrees, depending on geography and the existence of “founder effects.” Familial forms of IgA nephropathy are more common in northern Italy and in eastern Kentucky. The familial cases may derive from a mutation of a specific gene occurring in a founder many hundreds of years ago. Several genetic loci are strongly associated with IgA nephropathy (usually as an autosomal-dominant trait with highly variable penetrance).15 Familial IgA nephropathy is most likely genetically heterogeneous, and many cases of IgA nephropathy that are believed to be sporadic may actually have a less apparent genetic basis, with skipped generations, lanthanic (covert) disease, and incomplete penetrance.

At present, genetic testing based on genomic or transcriptosomic analysis does not appear to have much diagnostic value except in clearly familial cases, because many loci are involved. Many asymptomatic people have mesangial IgA deposits that could be detected by renal biopsy but not by genetic analysis, and this inability is a major obstacle for genetic susceptibility studies. Indeed, most current genetic studies actually examine susceptibility to the clinical expression of disease rather than susceptibility to the mesangial IgA deposition that underlies the disease.5

The opportunity that lies ahead in genetic testing of IgA nephropathy (including haplotype analysis) appears to be primarily in the elucidation of potential pathogenetic pathways and in the refinement of prognosis and the definition of treatment responsiveness (pharmacogenomics).

If a gene (or group of genes) can be identified that is strongly and consistently associated with IgA nephropathy across diverse populations, its protein product isolated and characterized, and its role in pathogenesis elucidated, then a new era in targeted therapy of IgA nephropathy will be unleashed, much in the same way as the identification of tyrosine phosphatases played a role in the design of targeted therapy in chronic myelogenous leukemia. Early progress is being made in this area, but many obstacles lie in the way.

Proteomics may prove useful in diagnosis and prognosis of IgA nephropathy

Proteomics—the characterization and analysis of the patient’s entire complement of serum and urinary proteins—is a new, exciting, and largely unexplored area in IgA nephropathy. Preliminary studies have shown that this technique may provide a novel noninvasive means of diagnosing IgA nephropathy, and it may have additional value as a prognostic tool.16

Much work needs to be done to standardize how specimens are collected, stored, and shipped and to verify the precision and accuracy of proteomics in diverse populations of patients with IgA nephropathy, patients with other glomerular diseases, and normal subjects to ascertain this technique’s false-negative and false-positive rates.

IgA1 testing may help detect IgA nephropathy early in its course

Abnormally undergalactosylated and oversialyted epitopes at the hinge region of the IgA1 molecule play a critical role in the pathogenesis of sporadic IgA nephropathy.17 This discovery provides a great opportunity for profiling patients suspected of having IgA nephropathy on the basis of sensitive determination of the serum level of these abnormal IgA1 molecules.7

It may be that pathogenic IgA1 molecules (and autoantibodies to them) arise many months or even years before the onset of clinical manifestations of overt IgA nephropathy, similar to the situation known to occur in systemic lupus erythematosus. It is also possible that an abnormality of the disposal of immune complexes created by the interaction of autoantibodies with the abnormally glycosylated IgA1 creates the opportunity for preferential glomerular mesangial deposition of polymeric IgA.

Clearly, the greatest opportunity lies with understanding the fundamental abnormality leading to defective O-linked galactosylation of the serine/threonine residues at the hinge region of IgA1 in IgA nephropathy. In addition, it would be very useful to know if this is a generalized and acquired abnormality or whether it is focal in distribution (eg, in the tonsils, bone marrow, or lymphoid tissue in the gut).

 

 

Knowledge of secondary mediators may also lead to new treatments for IgA nephropathy

Detailed knowledge of the participation of specific cell types and the “cytokine milieu” (eg, interleukin 4, interferon) in directing the abnormality toward defective glycosylation would also be very important in designing new approaches to diagnosis and therapy.

A better understanding is slowly emerging of the pathways by which pathogenic immune complexes containing IgA are deposited and cleared, and of the secondary mediator systems evoked by their formation and tissue localization. Interference with these secondary mediator processes, such as alternative or mannose-dependent complement activation, platelet-derived growth factor or transforming growth factor stimulation, also offers a new approach to therapy.

We lack a suitable animal model of IgA nephropathy that mimics all aspects of the human condition, which has impeded progress in this area. A fully humanized mouse model of disease would be a welcome addition to the investigative toolkit.

Prognostic biopsy analysis may be improved in IgA nephropathy

As discussed above, the science of prognostication and stratification of patients with IgA nephropathy into those at high or low risk of ESRD has clearly advanced but is still quite incomplete, especially with respect to individual patients.

Great opportunities lie in refining the value of renal biopsy in prognostication. Although the “snapshot” nature and potential sampling errors intrinsic to diagnostic renal biopsy cannot easily be overcome, at least not without performing multiple and repeated renal biopsies (a very impractical approach to prognostication), refinements in the laboratory seem to offer numerous opportunities for advancement. Much better clinicopathological correlations, especially with respect to outcomes, among well-characterized patients with IgA nephropathy are greatly needed. New nonconventional markers of progression, such as “tubulitis,” deposition of fibroblast-specific proteins, and the proteome of the deposited immunoglobulins and complement show much promise.18

Immunosuppressive therapy could be added to ACE inhibitors or ARBs in IgA nephropathy

The management of IgA nephropathy has clearly advanced over the last several decades, largely as the result of randomized clinical trials.3,19 However, these trials had serious limitations: the numbers of patients were relatively small, follow-up was relatively short, and the findings may not apply to the IgA nephropathy population at large or to specific patients having features that diverge from those in the patients enrolled in the studies.

The value of initial therapy with an ACE inhibitor, an ARB, or both in combination appears well established. However, details of dosage, duration of therapy, and the relative values of monotherapy and combined therapy remain uncertain.

Many opportunities for combining angiotensin II inhibition and immunosuppressive therapy are being explored. By and large, all current therapies are empiric and their long-term effects relatively uncertain, owing to small study size and short duration.

Oral and parenteral glucocorticoids,20 combined regimens of cyclophosphamide (Cytoxan) and azathioprine (Imuran),21 omega-3 fatty acids,22 and anticoagulants and anti-thrombotics3 each have their advocates and their specified target populations.

Tonsillectomy as a treatment has been particularly controversial. While no controlled studies have been performed yet, observational studies (most of them conducted in some prefectures in Japan) have suggested a higher rate of clinical remission with tonsillectomy than with steroid treatment alone.5 However, long-term observations have not shown any consistent effect of tonsillectomy on progression to ESRD.

We hope that a better understanding of the fundamental mechanisms of disease and its mediation will provide an impetus for development of more rational targeted therapy. Evaluating potentially promising targeted therapies will be very difficult. Evaluation of safety and efficacy with long-term use will be a key requirement for a successful novel therapeutic agent.

FOR NOW, AN EMPIRIC APPROACH TO IGA NEPHROPATHY

Start with an angiotensin II inhibitor

The current body of evidence for choosing a particular therapeutic approach for a given patient with IgA nephropathy cannot be regarded as definitive, owing to limitations in the quality and strength of the trials serving as the basis of the evidence. Nonetheless, patients with IgA nephropathy and abnormal protein excretion (> 500 mg/day) should probably always be given angiotensin II inhibitor therapy (an ACE inhibitor, an ARB, or both) if they have no contraindications to it such as a hypersensitivity reaction or pregnancy, as a base for future monitoring and adjuvant therapy.

A response, tentatively defined as a 30% to 50% decline in proteinuria from baseline levels or a decrease to less than 500 mg/day, would be a reason to continue this conservative approach. Lack of a response after several months of observation at maximal tolerated dosage (plus salt restriction or a diuretic) would be a reason for considering adjuvant therapy.

If the patient does not respond to an ACE inhibitor or ARB and his or her estimated GFR is over 70 mL/min/1.73 m2, a trial of oral and parenteral glucocorticoids might be undertaken, as suggested by Pozzi and coworkers.20

On the other hand, if the estimated GFR is in the range of 30 to 70 mL/min/1.73 m2 and declining at a rate that predicts that ESRD will develop in less than 5 to 7 years, this would be a possible indication for low-dose oral cyclo-phosphamide and then azathioprine, as suggested by Ballardie and Roberts.21 Omega-3 fatty acids (Omacor) could also be considered as add-on therapy, particularly for patients with very heavy proteinuria (> 3.0 g/d) and reduced estimated GFR.22

Patients with an estimated GFR of less than 30 mL/min/1.73 m2 and chronic (irreversible) changes on renal biopsy—the point of no return—probably will not respond to any therapy other than an ACE inhibitor, an ARB, or both.

 

 

The role of more aggressive immunosuppression

At present, the evidence for using mycophenolate mofetil (CellCept) or calcineurin inhibitors (such as cyclosporin or tacrolimus) is fragmentary or contradictory.3,19,23 Similarly, the benefits of long-term azathioprine therapy are based on observational data only and so it cannot be recommended as evidence-based.24 Opportunities exist for combined therapy (eg, an ACE inhibitor or an ARB or both, combined with omega-3 fatty acids and azathioprine or mycophenolate mofetil), but at present, controlled trials are lacking. Crescentic disease and rapidly progressive glomerulonephritis should probably be treated with combined cyclophosphamide and parental and oral corticosteroids, based on observational data. Patients with IgA nephropathy and minimal change disease with nephrotic syndrome should be treated with oral steroids, but the only data available are observational. Low-protein diets could be tried in the presence of slowly progressive renal disease with estimated GFR less than 30 mL/min/1.73 m2, but there are no controlled trials demonstrating efficacy for this approach in IgA neph-ropathy.

Renal transplantation is very successful

Renal transplantation is a very suitable alternative for patients with IgA nephropathy that progresses to ESRD. Overall success rates are as good or better than those in other primary glomerular diseases. Unfortunately, the disease recurs in the majority of renal grafts and may in some cases lead to loss of the graft.25,26 We need much more information on the factors that predict such recurrences and their undesirable effects on transplantation outcomes.

MUCH WORK TO BE DONE

Much work needs to be done in the field of therapeutics in IgA nephropathy. Much of this effort will hinge on the interests of the pharmaceutical industry in IgA nephropathy as a potential therapeutic market. At present, the prospects for the development of a safe and effective novel therapy for IgA nephropathy (eg, approvable by the US Food and Drug Administration) do not appear great, but this may be overly pessimistic. The nature of the disease mandates long-term observation, agents that are very safe (with low rates of ESRD, death, and transplantation), and dependency on surrogate markers of efficacy. Therefore, designing and executing studies will not be easy.

References
  1. Tomino Y. IgA nephropathy today. Contrib Nephrol 2007; 157:1255.
  2. D’Amico G. The commonest glomerulonephritis in the world: IgA nephropathy. Quart J Med 1987; 245:709727.
  3. Lee G, Glassock RJ. Immunoglobulin A nephropathy. In:Ponticelli C, Glassock R, editors. Treatment of Primary Glomerulonephritis. Oxford: Oxford Medical Publication, 1997:187217.
  4. Donadio JV, Grande JP. IgA nephropathy. N Engl J Med 2002; 347:738748.
  5. Glassock RJ. Concluding remarks. IgA nephropathy today. Contrib Nephrol 2002; 157:169173.
  6. Berger J, Hinglais N. Les dépots intercapillaries d’IgA-IgG. J Urol Nephrol (Paris) 1968; 74:694700.
  7. Moldoveanu Z, Wyatt RJ, Lee JY, et al. Patients with IgA nephropa- levels. Kidney Int thy have increased serum galactose deficient IgA1. 2002; 71:11481154.
  8. Kincaid-Smith P, Fairley K. The investigation of hematuria. Semin Nephrol 2005; 25:127135.
  9. Coppo R, D’Amico G. Factors predicting progression of IgA nephropathies. J Nephrol 2005; 18:503512.
  10. Donadio JV, Bergstralh EJ, Grande JP, Rademcher DM. Proteinuria patterns and their association with subsequent end-stage renal disease in IgA nephropathy. Nephrol Dial Transplant 2002; 17:11971203.
  11. Cook T. Interpretation of renal biopsies in IgA nephropathy. Contrib Nephrol 2007; 157:4449.
  12. Bartosik LP, Lajole G, Sugar L, Cattran D. Predicting progression in IgA nephropathy. Am J Kidney Dis 2001; 58:551553.
  13. Rauta V, Finne P, Fagerudd J, et al. Factors associated with progression of IgA nephropathy are related to renal function—a model for estimating risk of progression in mild disease. Clin Nephrol 2002; 58:8594.
  14. Komatsu H, Fujimoto S, Sato Y, et al. “Point of no return (PNR)” in progressive IgA nephropathy: significance of blood pressure and proteinuria management up to PNR”. J Nephrol 2005; 18:690695.
  15. Schena FP, Cerullo G, Torres DD, et al European IgA Nephropathy Consortium. Searching for IgA nephropathy candidate genes: genetic studies combined with high throughput innovative investigations. Contrib Nephrol 2007; 157:8089.
  16. Haubitz M, Wittke S, Weissinger EM, et al. Urine protein patterns can serve as a diagnostic tools in patients with IgA nephropathy. Kidney Int 2005; 67:23132320.
  17. Barratt J, Feehally J, Smith AC. The pathogenesis of IgA nephropathy. Semin Nephrol 2004; 24:197217.
  18. Nishitani Y, Iwano M, Yamaguchi Y, et al. Fibroblast-specific protein 1 is a specific prognostic marker for renal survival in patients with IgAN. Kidney Int 2005; 68:10781085.
  19. Barratt J, Feehally J. Treatment of IgA nephropathy. Kidney Int 2006; 69:19341938.
  20. Pozzi C, Andrulli S, Del Vecchio L, et al. Corticosteroid effectiveness in IgA nephropathy: long-term follow-up of a randomized, controlled trial. J Am Soc Nephrol 2004; 15:157163.
  21. Ballardie FW, Roberts IS. Controlled prospective trial of prednisolone and cytotoxics in progressive IgA nephropathy. J Am Soc Nephrol 2002; 13:142148.
  22. Donadio JV, Grande JP. The role of fish oil/omega-3 fatty acid in the treatment of IgA nephropathy. Semin Nephrol 2004; 24:225243.
  23. Maes BD, Oyen R, Claes K, et al. Mycophenolate mofetil in IgA nephropathy: results of a 3-year prospective placebo-controlled randomized study. Kidney Int 2004; 65:18421849.
  24. Goumenous DS, Davlouros P, El Nahas AM, et al. Prednis-olone and azathioprine in IgA nephropathy—a ten year follow-up study. Nephron Clin Pract 2003; 93:c58c68.
  25. Soler MG, Mir M, Rodriguez E, et al. Recurrence of IgA nephropathy and Henoch-Schönlein purpura after kidney transplantation: risk factors and graft survival. Transplant Proc 2005; 37:37053709.
  26. Floege J. Recurrent IgA nephropathy after renal transplantation. Semin Nephrol 2004; 24:287291.
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Much progress has been made in the 40 years since immunoglobulin A (IgA) nephropathy was first described. We now have a reasonably complete understanding of the pathogenesis and mediation of this disease, but its etiology remains obscure and mysterious. New data on its epidemiology continue to emerge that will undoubtedly have clinical significance. We are beginning to perceive—but only dimly—the genetic predisposition to the disease.

Prognostication remains an imperfect science, but we are clearly making progress. The role of pathology in estimating prognosis in individual patients needs to be thoroughly reexamined, based on a uniformly agreed-upon classification scheme. Such work is currently in progress.

Therapy has certainly advanced, and we now have the rudiments of an evidence-based approach to management. However, much more needs to be done to refine these strategies so that they can be better matched to the characteristics of the patients, and there is a great need for novel therapeutic approaches and more information on multidrug regimens in selected patients. Many opportunities exist for improvement in the control of this common cause of chronic kidney disease, but we should not underestimate the challenges that present themselves in the field of IgA nephropathy in 2008 and beyond.

THE SCOPE OF THE PROBLEM

IgA nephropathy, also called Berger disease, is the most common form of primary glomerular disease in the developed world.1,2 Morphologically, it is characterized by diffuse deposition of IgA in the glomerular mesangium and by various degrees of damage of the glomerular capillary network seen on light microscopy.3,4 By some estimates, as many as 5% to 15% (averaging about 10%) of the general population may have IgA deposits in the glomerular mesangium, but only about 1 in 50 people with IgA deposits will actually have some abnormal clinical manifestation (principally recurring bouts of hematuria, with or without accompanying proteinuria) that brings them to the attention of a physician.5

Although not all patients with IgA nephropathy have progressive renal disease, IgA nephropathy is a significant contributor to the incidence of end-stage renal disease (ESRD) in many countries.1–4

DIAGNOSTIC AND PROGNOSTIC CHALLENGES

Since 1968, when IgA nephropathy was first described,6 great strides have been made in clarifying its epidemiology, its pathogenesis, the prognostic factors involved in its progression to ESRD, and its treatment. However, many gaps in our knowledge remain, particularly regarding its etiology, the genetic factors predisposing to it, its therapy, and the problem of recurrent disease in renal transplant recipients.

Can IgA nephropathy be diagnosed without a renal biopsy?

While renal biopsy and immunochemical analysis of renal tissue remain the gold standard for diagnosing IgA nephropathy, new sensitive and reasonably specific noninvasive tests are emerging and may provide another diagnostic approach. One of the most promising new tests is for abnormal circulating levels of abnormally glycosylated IgA subclass 1 (IgA1), which appears to be involved in the pathogenesis of the disease (see below).7 If noninvasive diagnostic techniques can be simplified and their accuracy validated across diverse populations, they offer great promise for use in epidemiologic and genetic studies, in which routine renal biopsy for diagnosis is impractical.

Signs and symptoms of IgA nephropathy are nonspecific

The most common clinical presentation of IgA nephropathy is recurring bouts of macroscopic hematuria, often but not invariably accompanied by proteinuria.2 Persistent asymptomatic hematuria without any detectable proteinuria (so-called isolated hematuria) affects a minority of patients. The red cells in the urine are typically dysmorphic (altered in size and shape compared with normal red cells), as they are in many other glomerulonephritic diseases.

Because low-grade fever and pain in the loins may accompany these bouts of hematuria, the disorder is often initially mistaken for urinary tract infection or urolithiasis. Careful microscopic examination of the urinary sediment for the characteristic dysmorphic erythrocytes that indicate a glomerular disease often provides the crucial clue that a glomerular disorder is the cause of the hematuria.8

However, a somewhat similar presentation may also be seen in thin basement membrane nephropathy, Alport syndrome (hereditary nephritis), and membranoproliferative glomerulonephritis,2 although these disorders can be readily distinguished from IgA nephropathy on examination of renal biopsy material under light, immunofluorescence, and electron microscopy. In addition, serum complement levels are typically reduced in membranoproliferative glomerulonephritis, and a family history of nephritis (without father-to-son transmission), often with deafness, can be obtained in the X-linked form of Alport syndrome. IgA nephropathy can be reliably distinguished from thin basement membrane nephropathy only by renal biopsy and electron microscopy.

 

 

Can we better predict which patients with IgA nephropathy will develop renal failure?

Although the rate of progression is very slow, and in only about 50% (or less) of patients does IgA nephropathy progress to ESRD within 25 years of diagnosis, the risk varies considerably among populations.9 Spontaneous clinical remissions are relatively uncommon in adults but much more common among children.

Several factors, if present at the time of discovery or developing within a relatively short time thereafter (usually within 6 months to 1 year), appear to predict a progressive course and, eventually, ESRD.9,10 We need to characterize and validate these risk factors in detail to be able to design and carry out appropriately powered, randomized, controlled clinical trials of treatment.

Unfortunately, cumulatively, the risk factors identified so far explain less than 50% of the variation in observed outcome of IgA nephropathy. Many of the risk factors identified so far are primarily indicators of the extent of disease at a particular time, and it is therefore not surprising that they would have some ability to predict the later behavior of the disease.

Clinical and pathologic risk factors in IgA nephropathy

Although imperfect, the major risk factors auguring a poor prognosis are:

  • Proteinuria (> 500 mg/day) that persists for more than 6 months
  • Elevated serum creatinine at diagnosis
  • Microscopic hematuria that persists for more than 6 months
  • Poorly controlled hypertension
  • Extensive glomerulosclerosis or interstitial fibrosis or both on renal biopsy.7,10

Extensive crescentic disease also confers a worse short-term prognosis, often accompanied by a rapidly progressive loss of renal function.

Are clinical risk factors more useful than pathologic risk factors in IgA nephropathy?

Of importance, clinical factors, such as persistent proteinuria or declining renal function on follow-up appear to have greater predictive power than pathologic factors for long-term outcome.9–12 Clinical factors, such as decreasing estimated glomerular filtration rate (GFR) after short-term follow-up, persistent moderate to marked proteinuria (500–1,000 mg/day, or more), hyperuricemia, hyperlipidemia, concomitant obesity, poorly controlled hypertension, absence of treatment with angiotensin II inhibitors, and, possibly, persistent micro-hematuria are the most consistent factors independently associated with a poor prognosis in multivariate analysis. Pathologic changes noted in the original diagnostic renal biopsy do not consistently add greatly to the precision of prognosis beyond the analysis of these clinical and laboratory factors.11

A detailed and uniform immunologic and morphologic approach to classifying the pathology of IgA nephropathy may yet uncover some new and very useful prognostic factors, independent of those generated by simple clinical assessment. Efforts are under way, and such a development would greatly improve the accuracy and precision of outcome prediction and reduce the amount of unexplained variation in prognosis observed in groups of patients with IgA nephropathy.

At present, the heterogeneity of participants in clinical trials of therapy, the tendency for the disease to progress slowly, and the variation in prognosis due to unexplained factors pose major challenges in designing and carrying out randomized controlled trials of therapy in IgA nephropathy. If we can find new risk factors that can predict progressive disease earlier, the knowledge will help us in designing future clinical trials, which will be vital if progress is to be made towards controlling IgA nephropathy.

Prognosis in individual patients vs populations with IgA nephropathy

At present, we need a way to determine the prognosis more precisely in individual patients rather than in groups of patients. After all, physicians are called upon to determine the likely outcome in single patients, not in a population. Several prediction formulas have been devised, most of them based on relatively simple clinical factors present at discovery or short-term follow-up.12,13

Conventional pathologic observations have limited utility in such individualized prognostic formulations.12 This is not to say that renal biopsy only offers diagnostic utility and has little if any value as a prognostic tool. However, the challenge is to enhance the prognostic usefulness of renal biopsy by refining the examination of the tissue specimens using modern approaches and to conduct the appropriate correlative studies to confirm the value of new pathologic criteria in prognostication, independent of clinical features alone.

For example, the risk of ESRD is greater if the patient has very extensive (> 50%) crescentic glomerular involvement with a rapidly progressive glomerulonephritic evolution. The risk is less if there are minimal glomerular changes with nephrotic-range proteinuria. Extensive interstitial fibrosis and glomerulosclerosis in the original “diagnostic” renal biopsy merely highlight the existence of prior progressive disease that is likely to continue. The significance of persistent focal necrotizing glomerular lesions (capillaritis) in IgA nephropathy, often associated with persistent microhematuria, is not entirely clear and needs to be specifically explored, especially as it pertains to the need for immunosuppressive therapy added to treatment for hypertension, proteinuria, or both with inhibitors of the renin-angiotensin system (see below).

At present, the most powerful prognostic factor in IgA nephropathy is moderate to severe proteinuria that persists for 6 months or longer.9,10,12 The relationship between the level of proteinuria and the outcome is continuous, ie, the greater the proteinuria, the worse the prognosis. Compared with some other primary glomerular diseases (such as membranous nephropathy or focal and segmental glomerulosclerosis), progressive disease in IgA nephropathy is associated with lower levels of persistent proteinuria (usually 500 mg to 3 g/day).

The estimated GFR at the time IgA nephropathy is discovered is a rather weak independent predictor of outcome (up to a point; see below). Many patients have stable (but reduced) renal function in the long term, especially if they receive angiotensin II inhibitor therapy and can keep their systolic blood pressure between 110 and 120 mm Hg.

 

 

How can IgA nephropathy be diagnosed and treated before the ‘point of no return’?

For patients at risk of developing ESRD, the two most critical goals of treatment are to:

  • Control blood pressure rigorously, preferably with an angiotensin-converting enzyme (ACE) inhibitor, an angiotensin II receptor antagonist (ARB), or both, and
  • Reduce proteinuria to less than 500 mg/day.

If these two goals can be met without undue side effects and if the patient remains compliant in the long term, many patients can avoid ESRD. Patients who cannot achieve these goals despite vigorous attempts become candidates for adjunctive therapy, such as pulse intravenous methylprednisolone (Solu-Medrol) combined with oral prednisone, or in some cases a cytotoxic drug combined with prednisone. Small randomized controlled trials suggest these adjunctive treatments are effective and safe.

Unfortunately, IgA nephropathy can progress silently, and many patients do not receive the diagnosis until late in its course. In such patients, the disease may relentlessly progress even with optimal therapy. The “point of no return” appears to be an estimated GFR of about 30 mL/min/1.73 m2 (stage 4 chronic kidney disease).14

These observations underscore the need for early diagnosis and treatment based on factors that accurately predict an unfavorable outcome. Finding these factors will not be easy, because it will require detailed observation of homogeneous groups of patients over prolonged periods of time. New findings show great promise for identifying patients earlier in the course of disease who are more or less likely to progress to ESRD. The challenge is to translate these findings into rational, safe, and effective therapies applicable across a broad spectrum of disease.

OPPORTUNITIES: GENETICS, PROTEOMICS, NEW TESTS AND TREATMENTS

Genetic studies may lead to novel treatments for IgA nephropathy

Susceptibility to IgA nephropathy has a genetic component to varying degrees, depending on geography and the existence of “founder effects.” Familial forms of IgA nephropathy are more common in northern Italy and in eastern Kentucky. The familial cases may derive from a mutation of a specific gene occurring in a founder many hundreds of years ago. Several genetic loci are strongly associated with IgA nephropathy (usually as an autosomal-dominant trait with highly variable penetrance).15 Familial IgA nephropathy is most likely genetically heterogeneous, and many cases of IgA nephropathy that are believed to be sporadic may actually have a less apparent genetic basis, with skipped generations, lanthanic (covert) disease, and incomplete penetrance.

At present, genetic testing based on genomic or transcriptosomic analysis does not appear to have much diagnostic value except in clearly familial cases, because many loci are involved. Many asymptomatic people have mesangial IgA deposits that could be detected by renal biopsy but not by genetic analysis, and this inability is a major obstacle for genetic susceptibility studies. Indeed, most current genetic studies actually examine susceptibility to the clinical expression of disease rather than susceptibility to the mesangial IgA deposition that underlies the disease.5

The opportunity that lies ahead in genetic testing of IgA nephropathy (including haplotype analysis) appears to be primarily in the elucidation of potential pathogenetic pathways and in the refinement of prognosis and the definition of treatment responsiveness (pharmacogenomics).

If a gene (or group of genes) can be identified that is strongly and consistently associated with IgA nephropathy across diverse populations, its protein product isolated and characterized, and its role in pathogenesis elucidated, then a new era in targeted therapy of IgA nephropathy will be unleashed, much in the same way as the identification of tyrosine phosphatases played a role in the design of targeted therapy in chronic myelogenous leukemia. Early progress is being made in this area, but many obstacles lie in the way.

Proteomics may prove useful in diagnosis and prognosis of IgA nephropathy

Proteomics—the characterization and analysis of the patient’s entire complement of serum and urinary proteins—is a new, exciting, and largely unexplored area in IgA nephropathy. Preliminary studies have shown that this technique may provide a novel noninvasive means of diagnosing IgA nephropathy, and it may have additional value as a prognostic tool.16

Much work needs to be done to standardize how specimens are collected, stored, and shipped and to verify the precision and accuracy of proteomics in diverse populations of patients with IgA nephropathy, patients with other glomerular diseases, and normal subjects to ascertain this technique’s false-negative and false-positive rates.

IgA1 testing may help detect IgA nephropathy early in its course

Abnormally undergalactosylated and oversialyted epitopes at the hinge region of the IgA1 molecule play a critical role in the pathogenesis of sporadic IgA nephropathy.17 This discovery provides a great opportunity for profiling patients suspected of having IgA nephropathy on the basis of sensitive determination of the serum level of these abnormal IgA1 molecules.7

It may be that pathogenic IgA1 molecules (and autoantibodies to them) arise many months or even years before the onset of clinical manifestations of overt IgA nephropathy, similar to the situation known to occur in systemic lupus erythematosus. It is also possible that an abnormality of the disposal of immune complexes created by the interaction of autoantibodies with the abnormally glycosylated IgA1 creates the opportunity for preferential glomerular mesangial deposition of polymeric IgA.

Clearly, the greatest opportunity lies with understanding the fundamental abnormality leading to defective O-linked galactosylation of the serine/threonine residues at the hinge region of IgA1 in IgA nephropathy. In addition, it would be very useful to know if this is a generalized and acquired abnormality or whether it is focal in distribution (eg, in the tonsils, bone marrow, or lymphoid tissue in the gut).

 

 

Knowledge of secondary mediators may also lead to new treatments for IgA nephropathy

Detailed knowledge of the participation of specific cell types and the “cytokine milieu” (eg, interleukin 4, interferon) in directing the abnormality toward defective glycosylation would also be very important in designing new approaches to diagnosis and therapy.

A better understanding is slowly emerging of the pathways by which pathogenic immune complexes containing IgA are deposited and cleared, and of the secondary mediator systems evoked by their formation and tissue localization. Interference with these secondary mediator processes, such as alternative or mannose-dependent complement activation, platelet-derived growth factor or transforming growth factor stimulation, also offers a new approach to therapy.

We lack a suitable animal model of IgA nephropathy that mimics all aspects of the human condition, which has impeded progress in this area. A fully humanized mouse model of disease would be a welcome addition to the investigative toolkit.

Prognostic biopsy analysis may be improved in IgA nephropathy

As discussed above, the science of prognostication and stratification of patients with IgA nephropathy into those at high or low risk of ESRD has clearly advanced but is still quite incomplete, especially with respect to individual patients.

Great opportunities lie in refining the value of renal biopsy in prognostication. Although the “snapshot” nature and potential sampling errors intrinsic to diagnostic renal biopsy cannot easily be overcome, at least not without performing multiple and repeated renal biopsies (a very impractical approach to prognostication), refinements in the laboratory seem to offer numerous opportunities for advancement. Much better clinicopathological correlations, especially with respect to outcomes, among well-characterized patients with IgA nephropathy are greatly needed. New nonconventional markers of progression, such as “tubulitis,” deposition of fibroblast-specific proteins, and the proteome of the deposited immunoglobulins and complement show much promise.18

Immunosuppressive therapy could be added to ACE inhibitors or ARBs in IgA nephropathy

The management of IgA nephropathy has clearly advanced over the last several decades, largely as the result of randomized clinical trials.3,19 However, these trials had serious limitations: the numbers of patients were relatively small, follow-up was relatively short, and the findings may not apply to the IgA nephropathy population at large or to specific patients having features that diverge from those in the patients enrolled in the studies.

The value of initial therapy with an ACE inhibitor, an ARB, or both in combination appears well established. However, details of dosage, duration of therapy, and the relative values of monotherapy and combined therapy remain uncertain.

Many opportunities for combining angiotensin II inhibition and immunosuppressive therapy are being explored. By and large, all current therapies are empiric and their long-term effects relatively uncertain, owing to small study size and short duration.

Oral and parenteral glucocorticoids,20 combined regimens of cyclophosphamide (Cytoxan) and azathioprine (Imuran),21 omega-3 fatty acids,22 and anticoagulants and anti-thrombotics3 each have their advocates and their specified target populations.

Tonsillectomy as a treatment has been particularly controversial. While no controlled studies have been performed yet, observational studies (most of them conducted in some prefectures in Japan) have suggested a higher rate of clinical remission with tonsillectomy than with steroid treatment alone.5 However, long-term observations have not shown any consistent effect of tonsillectomy on progression to ESRD.

We hope that a better understanding of the fundamental mechanisms of disease and its mediation will provide an impetus for development of more rational targeted therapy. Evaluating potentially promising targeted therapies will be very difficult. Evaluation of safety and efficacy with long-term use will be a key requirement for a successful novel therapeutic agent.

FOR NOW, AN EMPIRIC APPROACH TO IGA NEPHROPATHY

Start with an angiotensin II inhibitor

The current body of evidence for choosing a particular therapeutic approach for a given patient with IgA nephropathy cannot be regarded as definitive, owing to limitations in the quality and strength of the trials serving as the basis of the evidence. Nonetheless, patients with IgA nephropathy and abnormal protein excretion (> 500 mg/day) should probably always be given angiotensin II inhibitor therapy (an ACE inhibitor, an ARB, or both) if they have no contraindications to it such as a hypersensitivity reaction or pregnancy, as a base for future monitoring and adjuvant therapy.

A response, tentatively defined as a 30% to 50% decline in proteinuria from baseline levels or a decrease to less than 500 mg/day, would be a reason to continue this conservative approach. Lack of a response after several months of observation at maximal tolerated dosage (plus salt restriction or a diuretic) would be a reason for considering adjuvant therapy.

If the patient does not respond to an ACE inhibitor or ARB and his or her estimated GFR is over 70 mL/min/1.73 m2, a trial of oral and parenteral glucocorticoids might be undertaken, as suggested by Pozzi and coworkers.20

On the other hand, if the estimated GFR is in the range of 30 to 70 mL/min/1.73 m2 and declining at a rate that predicts that ESRD will develop in less than 5 to 7 years, this would be a possible indication for low-dose oral cyclo-phosphamide and then azathioprine, as suggested by Ballardie and Roberts.21 Omega-3 fatty acids (Omacor) could also be considered as add-on therapy, particularly for patients with very heavy proteinuria (> 3.0 g/d) and reduced estimated GFR.22

Patients with an estimated GFR of less than 30 mL/min/1.73 m2 and chronic (irreversible) changes on renal biopsy—the point of no return—probably will not respond to any therapy other than an ACE inhibitor, an ARB, or both.

 

 

The role of more aggressive immunosuppression

At present, the evidence for using mycophenolate mofetil (CellCept) or calcineurin inhibitors (such as cyclosporin or tacrolimus) is fragmentary or contradictory.3,19,23 Similarly, the benefits of long-term azathioprine therapy are based on observational data only and so it cannot be recommended as evidence-based.24 Opportunities exist for combined therapy (eg, an ACE inhibitor or an ARB or both, combined with omega-3 fatty acids and azathioprine or mycophenolate mofetil), but at present, controlled trials are lacking. Crescentic disease and rapidly progressive glomerulonephritis should probably be treated with combined cyclophosphamide and parental and oral corticosteroids, based on observational data. Patients with IgA nephropathy and minimal change disease with nephrotic syndrome should be treated with oral steroids, but the only data available are observational. Low-protein diets could be tried in the presence of slowly progressive renal disease with estimated GFR less than 30 mL/min/1.73 m2, but there are no controlled trials demonstrating efficacy for this approach in IgA neph-ropathy.

Renal transplantation is very successful

Renal transplantation is a very suitable alternative for patients with IgA nephropathy that progresses to ESRD. Overall success rates are as good or better than those in other primary glomerular diseases. Unfortunately, the disease recurs in the majority of renal grafts and may in some cases lead to loss of the graft.25,26 We need much more information on the factors that predict such recurrences and their undesirable effects on transplantation outcomes.

MUCH WORK TO BE DONE

Much work needs to be done in the field of therapeutics in IgA nephropathy. Much of this effort will hinge on the interests of the pharmaceutical industry in IgA nephropathy as a potential therapeutic market. At present, the prospects for the development of a safe and effective novel therapy for IgA nephropathy (eg, approvable by the US Food and Drug Administration) do not appear great, but this may be overly pessimistic. The nature of the disease mandates long-term observation, agents that are very safe (with low rates of ESRD, death, and transplantation), and dependency on surrogate markers of efficacy. Therefore, designing and executing studies will not be easy.

Much progress has been made in the 40 years since immunoglobulin A (IgA) nephropathy was first described. We now have a reasonably complete understanding of the pathogenesis and mediation of this disease, but its etiology remains obscure and mysterious. New data on its epidemiology continue to emerge that will undoubtedly have clinical significance. We are beginning to perceive—but only dimly—the genetic predisposition to the disease.

Prognostication remains an imperfect science, but we are clearly making progress. The role of pathology in estimating prognosis in individual patients needs to be thoroughly reexamined, based on a uniformly agreed-upon classification scheme. Such work is currently in progress.

Therapy has certainly advanced, and we now have the rudiments of an evidence-based approach to management. However, much more needs to be done to refine these strategies so that they can be better matched to the characteristics of the patients, and there is a great need for novel therapeutic approaches and more information on multidrug regimens in selected patients. Many opportunities exist for improvement in the control of this common cause of chronic kidney disease, but we should not underestimate the challenges that present themselves in the field of IgA nephropathy in 2008 and beyond.

THE SCOPE OF THE PROBLEM

IgA nephropathy, also called Berger disease, is the most common form of primary glomerular disease in the developed world.1,2 Morphologically, it is characterized by diffuse deposition of IgA in the glomerular mesangium and by various degrees of damage of the glomerular capillary network seen on light microscopy.3,4 By some estimates, as many as 5% to 15% (averaging about 10%) of the general population may have IgA deposits in the glomerular mesangium, but only about 1 in 50 people with IgA deposits will actually have some abnormal clinical manifestation (principally recurring bouts of hematuria, with or without accompanying proteinuria) that brings them to the attention of a physician.5

Although not all patients with IgA nephropathy have progressive renal disease, IgA nephropathy is a significant contributor to the incidence of end-stage renal disease (ESRD) in many countries.1–4

DIAGNOSTIC AND PROGNOSTIC CHALLENGES

Since 1968, when IgA nephropathy was first described,6 great strides have been made in clarifying its epidemiology, its pathogenesis, the prognostic factors involved in its progression to ESRD, and its treatment. However, many gaps in our knowledge remain, particularly regarding its etiology, the genetic factors predisposing to it, its therapy, and the problem of recurrent disease in renal transplant recipients.

Can IgA nephropathy be diagnosed without a renal biopsy?

While renal biopsy and immunochemical analysis of renal tissue remain the gold standard for diagnosing IgA nephropathy, new sensitive and reasonably specific noninvasive tests are emerging and may provide another diagnostic approach. One of the most promising new tests is for abnormal circulating levels of abnormally glycosylated IgA subclass 1 (IgA1), which appears to be involved in the pathogenesis of the disease (see below).7 If noninvasive diagnostic techniques can be simplified and their accuracy validated across diverse populations, they offer great promise for use in epidemiologic and genetic studies, in which routine renal biopsy for diagnosis is impractical.

Signs and symptoms of IgA nephropathy are nonspecific

The most common clinical presentation of IgA nephropathy is recurring bouts of macroscopic hematuria, often but not invariably accompanied by proteinuria.2 Persistent asymptomatic hematuria without any detectable proteinuria (so-called isolated hematuria) affects a minority of patients. The red cells in the urine are typically dysmorphic (altered in size and shape compared with normal red cells), as they are in many other glomerulonephritic diseases.

Because low-grade fever and pain in the loins may accompany these bouts of hematuria, the disorder is often initially mistaken for urinary tract infection or urolithiasis. Careful microscopic examination of the urinary sediment for the characteristic dysmorphic erythrocytes that indicate a glomerular disease often provides the crucial clue that a glomerular disorder is the cause of the hematuria.8

However, a somewhat similar presentation may also be seen in thin basement membrane nephropathy, Alport syndrome (hereditary nephritis), and membranoproliferative glomerulonephritis,2 although these disorders can be readily distinguished from IgA nephropathy on examination of renal biopsy material under light, immunofluorescence, and electron microscopy. In addition, serum complement levels are typically reduced in membranoproliferative glomerulonephritis, and a family history of nephritis (without father-to-son transmission), often with deafness, can be obtained in the X-linked form of Alport syndrome. IgA nephropathy can be reliably distinguished from thin basement membrane nephropathy only by renal biopsy and electron microscopy.

 

 

Can we better predict which patients with IgA nephropathy will develop renal failure?

Although the rate of progression is very slow, and in only about 50% (or less) of patients does IgA nephropathy progress to ESRD within 25 years of diagnosis, the risk varies considerably among populations.9 Spontaneous clinical remissions are relatively uncommon in adults but much more common among children.

Several factors, if present at the time of discovery or developing within a relatively short time thereafter (usually within 6 months to 1 year), appear to predict a progressive course and, eventually, ESRD.9,10 We need to characterize and validate these risk factors in detail to be able to design and carry out appropriately powered, randomized, controlled clinical trials of treatment.

Unfortunately, cumulatively, the risk factors identified so far explain less than 50% of the variation in observed outcome of IgA nephropathy. Many of the risk factors identified so far are primarily indicators of the extent of disease at a particular time, and it is therefore not surprising that they would have some ability to predict the later behavior of the disease.

Clinical and pathologic risk factors in IgA nephropathy

Although imperfect, the major risk factors auguring a poor prognosis are:

  • Proteinuria (> 500 mg/day) that persists for more than 6 months
  • Elevated serum creatinine at diagnosis
  • Microscopic hematuria that persists for more than 6 months
  • Poorly controlled hypertension
  • Extensive glomerulosclerosis or interstitial fibrosis or both on renal biopsy.7,10

Extensive crescentic disease also confers a worse short-term prognosis, often accompanied by a rapidly progressive loss of renal function.

Are clinical risk factors more useful than pathologic risk factors in IgA nephropathy?

Of importance, clinical factors, such as persistent proteinuria or declining renal function on follow-up appear to have greater predictive power than pathologic factors for long-term outcome.9–12 Clinical factors, such as decreasing estimated glomerular filtration rate (GFR) after short-term follow-up, persistent moderate to marked proteinuria (500–1,000 mg/day, or more), hyperuricemia, hyperlipidemia, concomitant obesity, poorly controlled hypertension, absence of treatment with angiotensin II inhibitors, and, possibly, persistent micro-hematuria are the most consistent factors independently associated with a poor prognosis in multivariate analysis. Pathologic changes noted in the original diagnostic renal biopsy do not consistently add greatly to the precision of prognosis beyond the analysis of these clinical and laboratory factors.11

A detailed and uniform immunologic and morphologic approach to classifying the pathology of IgA nephropathy may yet uncover some new and very useful prognostic factors, independent of those generated by simple clinical assessment. Efforts are under way, and such a development would greatly improve the accuracy and precision of outcome prediction and reduce the amount of unexplained variation in prognosis observed in groups of patients with IgA nephropathy.

At present, the heterogeneity of participants in clinical trials of therapy, the tendency for the disease to progress slowly, and the variation in prognosis due to unexplained factors pose major challenges in designing and carrying out randomized controlled trials of therapy in IgA nephropathy. If we can find new risk factors that can predict progressive disease earlier, the knowledge will help us in designing future clinical trials, which will be vital if progress is to be made towards controlling IgA nephropathy.

Prognosis in individual patients vs populations with IgA nephropathy

At present, we need a way to determine the prognosis more precisely in individual patients rather than in groups of patients. After all, physicians are called upon to determine the likely outcome in single patients, not in a population. Several prediction formulas have been devised, most of them based on relatively simple clinical factors present at discovery or short-term follow-up.12,13

Conventional pathologic observations have limited utility in such individualized prognostic formulations.12 This is not to say that renal biopsy only offers diagnostic utility and has little if any value as a prognostic tool. However, the challenge is to enhance the prognostic usefulness of renal biopsy by refining the examination of the tissue specimens using modern approaches and to conduct the appropriate correlative studies to confirm the value of new pathologic criteria in prognostication, independent of clinical features alone.

For example, the risk of ESRD is greater if the patient has very extensive (> 50%) crescentic glomerular involvement with a rapidly progressive glomerulonephritic evolution. The risk is less if there are minimal glomerular changes with nephrotic-range proteinuria. Extensive interstitial fibrosis and glomerulosclerosis in the original “diagnostic” renal biopsy merely highlight the existence of prior progressive disease that is likely to continue. The significance of persistent focal necrotizing glomerular lesions (capillaritis) in IgA nephropathy, often associated with persistent microhematuria, is not entirely clear and needs to be specifically explored, especially as it pertains to the need for immunosuppressive therapy added to treatment for hypertension, proteinuria, or both with inhibitors of the renin-angiotensin system (see below).

At present, the most powerful prognostic factor in IgA nephropathy is moderate to severe proteinuria that persists for 6 months or longer.9,10,12 The relationship between the level of proteinuria and the outcome is continuous, ie, the greater the proteinuria, the worse the prognosis. Compared with some other primary glomerular diseases (such as membranous nephropathy or focal and segmental glomerulosclerosis), progressive disease in IgA nephropathy is associated with lower levels of persistent proteinuria (usually 500 mg to 3 g/day).

The estimated GFR at the time IgA nephropathy is discovered is a rather weak independent predictor of outcome (up to a point; see below). Many patients have stable (but reduced) renal function in the long term, especially if they receive angiotensin II inhibitor therapy and can keep their systolic blood pressure between 110 and 120 mm Hg.

 

 

How can IgA nephropathy be diagnosed and treated before the ‘point of no return’?

For patients at risk of developing ESRD, the two most critical goals of treatment are to:

  • Control blood pressure rigorously, preferably with an angiotensin-converting enzyme (ACE) inhibitor, an angiotensin II receptor antagonist (ARB), or both, and
  • Reduce proteinuria to less than 500 mg/day.

If these two goals can be met without undue side effects and if the patient remains compliant in the long term, many patients can avoid ESRD. Patients who cannot achieve these goals despite vigorous attempts become candidates for adjunctive therapy, such as pulse intravenous methylprednisolone (Solu-Medrol) combined with oral prednisone, or in some cases a cytotoxic drug combined with prednisone. Small randomized controlled trials suggest these adjunctive treatments are effective and safe.

Unfortunately, IgA nephropathy can progress silently, and many patients do not receive the diagnosis until late in its course. In such patients, the disease may relentlessly progress even with optimal therapy. The “point of no return” appears to be an estimated GFR of about 30 mL/min/1.73 m2 (stage 4 chronic kidney disease).14

These observations underscore the need for early diagnosis and treatment based on factors that accurately predict an unfavorable outcome. Finding these factors will not be easy, because it will require detailed observation of homogeneous groups of patients over prolonged periods of time. New findings show great promise for identifying patients earlier in the course of disease who are more or less likely to progress to ESRD. The challenge is to translate these findings into rational, safe, and effective therapies applicable across a broad spectrum of disease.

OPPORTUNITIES: GENETICS, PROTEOMICS, NEW TESTS AND TREATMENTS

Genetic studies may lead to novel treatments for IgA nephropathy

Susceptibility to IgA nephropathy has a genetic component to varying degrees, depending on geography and the existence of “founder effects.” Familial forms of IgA nephropathy are more common in northern Italy and in eastern Kentucky. The familial cases may derive from a mutation of a specific gene occurring in a founder many hundreds of years ago. Several genetic loci are strongly associated with IgA nephropathy (usually as an autosomal-dominant trait with highly variable penetrance).15 Familial IgA nephropathy is most likely genetically heterogeneous, and many cases of IgA nephropathy that are believed to be sporadic may actually have a less apparent genetic basis, with skipped generations, lanthanic (covert) disease, and incomplete penetrance.

At present, genetic testing based on genomic or transcriptosomic analysis does not appear to have much diagnostic value except in clearly familial cases, because many loci are involved. Many asymptomatic people have mesangial IgA deposits that could be detected by renal biopsy but not by genetic analysis, and this inability is a major obstacle for genetic susceptibility studies. Indeed, most current genetic studies actually examine susceptibility to the clinical expression of disease rather than susceptibility to the mesangial IgA deposition that underlies the disease.5

The opportunity that lies ahead in genetic testing of IgA nephropathy (including haplotype analysis) appears to be primarily in the elucidation of potential pathogenetic pathways and in the refinement of prognosis and the definition of treatment responsiveness (pharmacogenomics).

If a gene (or group of genes) can be identified that is strongly and consistently associated with IgA nephropathy across diverse populations, its protein product isolated and characterized, and its role in pathogenesis elucidated, then a new era in targeted therapy of IgA nephropathy will be unleashed, much in the same way as the identification of tyrosine phosphatases played a role in the design of targeted therapy in chronic myelogenous leukemia. Early progress is being made in this area, but many obstacles lie in the way.

Proteomics may prove useful in diagnosis and prognosis of IgA nephropathy

Proteomics—the characterization and analysis of the patient’s entire complement of serum and urinary proteins—is a new, exciting, and largely unexplored area in IgA nephropathy. Preliminary studies have shown that this technique may provide a novel noninvasive means of diagnosing IgA nephropathy, and it may have additional value as a prognostic tool.16

Much work needs to be done to standardize how specimens are collected, stored, and shipped and to verify the precision and accuracy of proteomics in diverse populations of patients with IgA nephropathy, patients with other glomerular diseases, and normal subjects to ascertain this technique’s false-negative and false-positive rates.

IgA1 testing may help detect IgA nephropathy early in its course

Abnormally undergalactosylated and oversialyted epitopes at the hinge region of the IgA1 molecule play a critical role in the pathogenesis of sporadic IgA nephropathy.17 This discovery provides a great opportunity for profiling patients suspected of having IgA nephropathy on the basis of sensitive determination of the serum level of these abnormal IgA1 molecules.7

It may be that pathogenic IgA1 molecules (and autoantibodies to them) arise many months or even years before the onset of clinical manifestations of overt IgA nephropathy, similar to the situation known to occur in systemic lupus erythematosus. It is also possible that an abnormality of the disposal of immune complexes created by the interaction of autoantibodies with the abnormally glycosylated IgA1 creates the opportunity for preferential glomerular mesangial deposition of polymeric IgA.

Clearly, the greatest opportunity lies with understanding the fundamental abnormality leading to defective O-linked galactosylation of the serine/threonine residues at the hinge region of IgA1 in IgA nephropathy. In addition, it would be very useful to know if this is a generalized and acquired abnormality or whether it is focal in distribution (eg, in the tonsils, bone marrow, or lymphoid tissue in the gut).

 

 

Knowledge of secondary mediators may also lead to new treatments for IgA nephropathy

Detailed knowledge of the participation of specific cell types and the “cytokine milieu” (eg, interleukin 4, interferon) in directing the abnormality toward defective glycosylation would also be very important in designing new approaches to diagnosis and therapy.

A better understanding is slowly emerging of the pathways by which pathogenic immune complexes containing IgA are deposited and cleared, and of the secondary mediator systems evoked by their formation and tissue localization. Interference with these secondary mediator processes, such as alternative or mannose-dependent complement activation, platelet-derived growth factor or transforming growth factor stimulation, also offers a new approach to therapy.

We lack a suitable animal model of IgA nephropathy that mimics all aspects of the human condition, which has impeded progress in this area. A fully humanized mouse model of disease would be a welcome addition to the investigative toolkit.

Prognostic biopsy analysis may be improved in IgA nephropathy

As discussed above, the science of prognostication and stratification of patients with IgA nephropathy into those at high or low risk of ESRD has clearly advanced but is still quite incomplete, especially with respect to individual patients.

Great opportunities lie in refining the value of renal biopsy in prognostication. Although the “snapshot” nature and potential sampling errors intrinsic to diagnostic renal biopsy cannot easily be overcome, at least not without performing multiple and repeated renal biopsies (a very impractical approach to prognostication), refinements in the laboratory seem to offer numerous opportunities for advancement. Much better clinicopathological correlations, especially with respect to outcomes, among well-characterized patients with IgA nephropathy are greatly needed. New nonconventional markers of progression, such as “tubulitis,” deposition of fibroblast-specific proteins, and the proteome of the deposited immunoglobulins and complement show much promise.18

Immunosuppressive therapy could be added to ACE inhibitors or ARBs in IgA nephropathy

The management of IgA nephropathy has clearly advanced over the last several decades, largely as the result of randomized clinical trials.3,19 However, these trials had serious limitations: the numbers of patients were relatively small, follow-up was relatively short, and the findings may not apply to the IgA nephropathy population at large or to specific patients having features that diverge from those in the patients enrolled in the studies.

The value of initial therapy with an ACE inhibitor, an ARB, or both in combination appears well established. However, details of dosage, duration of therapy, and the relative values of monotherapy and combined therapy remain uncertain.

Many opportunities for combining angiotensin II inhibition and immunosuppressive therapy are being explored. By and large, all current therapies are empiric and their long-term effects relatively uncertain, owing to small study size and short duration.

Oral and parenteral glucocorticoids,20 combined regimens of cyclophosphamide (Cytoxan) and azathioprine (Imuran),21 omega-3 fatty acids,22 and anticoagulants and anti-thrombotics3 each have their advocates and their specified target populations.

Tonsillectomy as a treatment has been particularly controversial. While no controlled studies have been performed yet, observational studies (most of them conducted in some prefectures in Japan) have suggested a higher rate of clinical remission with tonsillectomy than with steroid treatment alone.5 However, long-term observations have not shown any consistent effect of tonsillectomy on progression to ESRD.

We hope that a better understanding of the fundamental mechanisms of disease and its mediation will provide an impetus for development of more rational targeted therapy. Evaluating potentially promising targeted therapies will be very difficult. Evaluation of safety and efficacy with long-term use will be a key requirement for a successful novel therapeutic agent.

FOR NOW, AN EMPIRIC APPROACH TO IGA NEPHROPATHY

Start with an angiotensin II inhibitor

The current body of evidence for choosing a particular therapeutic approach for a given patient with IgA nephropathy cannot be regarded as definitive, owing to limitations in the quality and strength of the trials serving as the basis of the evidence. Nonetheless, patients with IgA nephropathy and abnormal protein excretion (> 500 mg/day) should probably always be given angiotensin II inhibitor therapy (an ACE inhibitor, an ARB, or both) if they have no contraindications to it such as a hypersensitivity reaction or pregnancy, as a base for future monitoring and adjuvant therapy.

A response, tentatively defined as a 30% to 50% decline in proteinuria from baseline levels or a decrease to less than 500 mg/day, would be a reason to continue this conservative approach. Lack of a response after several months of observation at maximal tolerated dosage (plus salt restriction or a diuretic) would be a reason for considering adjuvant therapy.

If the patient does not respond to an ACE inhibitor or ARB and his or her estimated GFR is over 70 mL/min/1.73 m2, a trial of oral and parenteral glucocorticoids might be undertaken, as suggested by Pozzi and coworkers.20

On the other hand, if the estimated GFR is in the range of 30 to 70 mL/min/1.73 m2 and declining at a rate that predicts that ESRD will develop in less than 5 to 7 years, this would be a possible indication for low-dose oral cyclo-phosphamide and then azathioprine, as suggested by Ballardie and Roberts.21 Omega-3 fatty acids (Omacor) could also be considered as add-on therapy, particularly for patients with very heavy proteinuria (> 3.0 g/d) and reduced estimated GFR.22

Patients with an estimated GFR of less than 30 mL/min/1.73 m2 and chronic (irreversible) changes on renal biopsy—the point of no return—probably will not respond to any therapy other than an ACE inhibitor, an ARB, or both.

 

 

The role of more aggressive immunosuppression

At present, the evidence for using mycophenolate mofetil (CellCept) or calcineurin inhibitors (such as cyclosporin or tacrolimus) is fragmentary or contradictory.3,19,23 Similarly, the benefits of long-term azathioprine therapy are based on observational data only and so it cannot be recommended as evidence-based.24 Opportunities exist for combined therapy (eg, an ACE inhibitor or an ARB or both, combined with omega-3 fatty acids and azathioprine or mycophenolate mofetil), but at present, controlled trials are lacking. Crescentic disease and rapidly progressive glomerulonephritis should probably be treated with combined cyclophosphamide and parental and oral corticosteroids, based on observational data. Patients with IgA nephropathy and minimal change disease with nephrotic syndrome should be treated with oral steroids, but the only data available are observational. Low-protein diets could be tried in the presence of slowly progressive renal disease with estimated GFR less than 30 mL/min/1.73 m2, but there are no controlled trials demonstrating efficacy for this approach in IgA neph-ropathy.

Renal transplantation is very successful

Renal transplantation is a very suitable alternative for patients with IgA nephropathy that progresses to ESRD. Overall success rates are as good or better than those in other primary glomerular diseases. Unfortunately, the disease recurs in the majority of renal grafts and may in some cases lead to loss of the graft.25,26 We need much more information on the factors that predict such recurrences and their undesirable effects on transplantation outcomes.

MUCH WORK TO BE DONE

Much work needs to be done in the field of therapeutics in IgA nephropathy. Much of this effort will hinge on the interests of the pharmaceutical industry in IgA nephropathy as a potential therapeutic market. At present, the prospects for the development of a safe and effective novel therapy for IgA nephropathy (eg, approvable by the US Food and Drug Administration) do not appear great, but this may be overly pessimistic. The nature of the disease mandates long-term observation, agents that are very safe (with low rates of ESRD, death, and transplantation), and dependency on surrogate markers of efficacy. Therefore, designing and executing studies will not be easy.

References
  1. Tomino Y. IgA nephropathy today. Contrib Nephrol 2007; 157:1255.
  2. D’Amico G. The commonest glomerulonephritis in the world: IgA nephropathy. Quart J Med 1987; 245:709727.
  3. Lee G, Glassock RJ. Immunoglobulin A nephropathy. In:Ponticelli C, Glassock R, editors. Treatment of Primary Glomerulonephritis. Oxford: Oxford Medical Publication, 1997:187217.
  4. Donadio JV, Grande JP. IgA nephropathy. N Engl J Med 2002; 347:738748.
  5. Glassock RJ. Concluding remarks. IgA nephropathy today. Contrib Nephrol 2002; 157:169173.
  6. Berger J, Hinglais N. Les dépots intercapillaries d’IgA-IgG. J Urol Nephrol (Paris) 1968; 74:694700.
  7. Moldoveanu Z, Wyatt RJ, Lee JY, et al. Patients with IgA nephropa- levels. Kidney Int thy have increased serum galactose deficient IgA1. 2002; 71:11481154.
  8. Kincaid-Smith P, Fairley K. The investigation of hematuria. Semin Nephrol 2005; 25:127135.
  9. Coppo R, D’Amico G. Factors predicting progression of IgA nephropathies. J Nephrol 2005; 18:503512.
  10. Donadio JV, Bergstralh EJ, Grande JP, Rademcher DM. Proteinuria patterns and their association with subsequent end-stage renal disease in IgA nephropathy. Nephrol Dial Transplant 2002; 17:11971203.
  11. Cook T. Interpretation of renal biopsies in IgA nephropathy. Contrib Nephrol 2007; 157:4449.
  12. Bartosik LP, Lajole G, Sugar L, Cattran D. Predicting progression in IgA nephropathy. Am J Kidney Dis 2001; 58:551553.
  13. Rauta V, Finne P, Fagerudd J, et al. Factors associated with progression of IgA nephropathy are related to renal function—a model for estimating risk of progression in mild disease. Clin Nephrol 2002; 58:8594.
  14. Komatsu H, Fujimoto S, Sato Y, et al. “Point of no return (PNR)” in progressive IgA nephropathy: significance of blood pressure and proteinuria management up to PNR”. J Nephrol 2005; 18:690695.
  15. Schena FP, Cerullo G, Torres DD, et al European IgA Nephropathy Consortium. Searching for IgA nephropathy candidate genes: genetic studies combined with high throughput innovative investigations. Contrib Nephrol 2007; 157:8089.
  16. Haubitz M, Wittke S, Weissinger EM, et al. Urine protein patterns can serve as a diagnostic tools in patients with IgA nephropathy. Kidney Int 2005; 67:23132320.
  17. Barratt J, Feehally J, Smith AC. The pathogenesis of IgA nephropathy. Semin Nephrol 2004; 24:197217.
  18. Nishitani Y, Iwano M, Yamaguchi Y, et al. Fibroblast-specific protein 1 is a specific prognostic marker for renal survival in patients with IgAN. Kidney Int 2005; 68:10781085.
  19. Barratt J, Feehally J. Treatment of IgA nephropathy. Kidney Int 2006; 69:19341938.
  20. Pozzi C, Andrulli S, Del Vecchio L, et al. Corticosteroid effectiveness in IgA nephropathy: long-term follow-up of a randomized, controlled trial. J Am Soc Nephrol 2004; 15:157163.
  21. Ballardie FW, Roberts IS. Controlled prospective trial of prednisolone and cytotoxics in progressive IgA nephropathy. J Am Soc Nephrol 2002; 13:142148.
  22. Donadio JV, Grande JP. The role of fish oil/omega-3 fatty acid in the treatment of IgA nephropathy. Semin Nephrol 2004; 24:225243.
  23. Maes BD, Oyen R, Claes K, et al. Mycophenolate mofetil in IgA nephropathy: results of a 3-year prospective placebo-controlled randomized study. Kidney Int 2004; 65:18421849.
  24. Goumenous DS, Davlouros P, El Nahas AM, et al. Prednis-olone and azathioprine in IgA nephropathy—a ten year follow-up study. Nephron Clin Pract 2003; 93:c58c68.
  25. Soler MG, Mir M, Rodriguez E, et al. Recurrence of IgA nephropathy and Henoch-Schönlein purpura after kidney transplantation: risk factors and graft survival. Transplant Proc 2005; 37:37053709.
  26. Floege J. Recurrent IgA nephropathy after renal transplantation. Semin Nephrol 2004; 24:287291.
References
  1. Tomino Y. IgA nephropathy today. Contrib Nephrol 2007; 157:1255.
  2. D’Amico G. The commonest glomerulonephritis in the world: IgA nephropathy. Quart J Med 1987; 245:709727.
  3. Lee G, Glassock RJ. Immunoglobulin A nephropathy. In:Ponticelli C, Glassock R, editors. Treatment of Primary Glomerulonephritis. Oxford: Oxford Medical Publication, 1997:187217.
  4. Donadio JV, Grande JP. IgA nephropathy. N Engl J Med 2002; 347:738748.
  5. Glassock RJ. Concluding remarks. IgA nephropathy today. Contrib Nephrol 2002; 157:169173.
  6. Berger J, Hinglais N. Les dépots intercapillaries d’IgA-IgG. J Urol Nephrol (Paris) 1968; 74:694700.
  7. Moldoveanu Z, Wyatt RJ, Lee JY, et al. Patients with IgA nephropa- levels. Kidney Int thy have increased serum galactose deficient IgA1. 2002; 71:11481154.
  8. Kincaid-Smith P, Fairley K. The investigation of hematuria. Semin Nephrol 2005; 25:127135.
  9. Coppo R, D’Amico G. Factors predicting progression of IgA nephropathies. J Nephrol 2005; 18:503512.
  10. Donadio JV, Bergstralh EJ, Grande JP, Rademcher DM. Proteinuria patterns and their association with subsequent end-stage renal disease in IgA nephropathy. Nephrol Dial Transplant 2002; 17:11971203.
  11. Cook T. Interpretation of renal biopsies in IgA nephropathy. Contrib Nephrol 2007; 157:4449.
  12. Bartosik LP, Lajole G, Sugar L, Cattran D. Predicting progression in IgA nephropathy. Am J Kidney Dis 2001; 58:551553.
  13. Rauta V, Finne P, Fagerudd J, et al. Factors associated with progression of IgA nephropathy are related to renal function—a model for estimating risk of progression in mild disease. Clin Nephrol 2002; 58:8594.
  14. Komatsu H, Fujimoto S, Sato Y, et al. “Point of no return (PNR)” in progressive IgA nephropathy: significance of blood pressure and proteinuria management up to PNR”. J Nephrol 2005; 18:690695.
  15. Schena FP, Cerullo G, Torres DD, et al European IgA Nephropathy Consortium. Searching for IgA nephropathy candidate genes: genetic studies combined with high throughput innovative investigations. Contrib Nephrol 2007; 157:8089.
  16. Haubitz M, Wittke S, Weissinger EM, et al. Urine protein patterns can serve as a diagnostic tools in patients with IgA nephropathy. Kidney Int 2005; 67:23132320.
  17. Barratt J, Feehally J, Smith AC. The pathogenesis of IgA nephropathy. Semin Nephrol 2004; 24:197217.
  18. Nishitani Y, Iwano M, Yamaguchi Y, et al. Fibroblast-specific protein 1 is a specific prognostic marker for renal survival in patients with IgAN. Kidney Int 2005; 68:10781085.
  19. Barratt J, Feehally J. Treatment of IgA nephropathy. Kidney Int 2006; 69:19341938.
  20. Pozzi C, Andrulli S, Del Vecchio L, et al. Corticosteroid effectiveness in IgA nephropathy: long-term follow-up of a randomized, controlled trial. J Am Soc Nephrol 2004; 15:157163.
  21. Ballardie FW, Roberts IS. Controlled prospective trial of prednisolone and cytotoxics in progressive IgA nephropathy. J Am Soc Nephrol 2002; 13:142148.
  22. Donadio JV, Grande JP. The role of fish oil/omega-3 fatty acid in the treatment of IgA nephropathy. Semin Nephrol 2004; 24:225243.
  23. Maes BD, Oyen R, Claes K, et al. Mycophenolate mofetil in IgA nephropathy: results of a 3-year prospective placebo-controlled randomized study. Kidney Int 2004; 65:18421849.
  24. Goumenous DS, Davlouros P, El Nahas AM, et al. Prednis-olone and azathioprine in IgA nephropathy—a ten year follow-up study. Nephron Clin Pract 2003; 93:c58c68.
  25. Soler MG, Mir M, Rodriguez E, et al. Recurrence of IgA nephropathy and Henoch-Schönlein purpura after kidney transplantation: risk factors and graft survival. Transplant Proc 2005; 37:37053709.
  26. Floege J. Recurrent IgA nephropathy after renal transplantation. Semin Nephrol 2004; 24:287291.
Issue
Cleveland Clinic Journal of Medicine - 75(8)
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Cleveland Clinic Journal of Medicine - 75(8)
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569-576
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IgA nephropathy: Challenges and opportunities
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IgA nephropathy: Challenges and opportunities
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KEY POINTS

  • IgA nephropathy tends to progress slowly, and in only about half of patients does it progress to end-stage renal disease within 25 years.
  • At present, the factors that predict an accelerated course and progression to end-stage renal disease are persistent proteinuria, elevated serum creatinine at diagnosis, persistent microscopic hematuria, poorly controlled hypertension, and extensive glomerulosclerosis or interstitial fibrosis, or both, on renal biopsy.
  • Needed are better diagnostic and prognostic tests and therapies that address the mechanism of the disease.
  • The value of treatment with an angiotensin-converting enzyme inhibitor, an angiotensin receptor blocker, or both is well established. If protein excretion does not decrease with this therapy, one can consider adding immunosuppressive therapy in selected patients, but this strategy is still empiric and unproven.
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