Time Studies of Hospital Physicians

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Systematic review of time studies evaluating physicians in the hospital setting

Time‐motion studies, introduced by Frederick W. Taylor in the 1880s,1 have been widely implemented across the business world; a Google search of time‐motion study returns approximately 32 million results. Such studies continuously document how workers spend their time and then use this information to identify and eliminate inefficient practices. Work‐sampling is a similar methodology introduced by L.H.C. Tippett in 1935.2 Work‐sampling utilizes a trained observer to document activities at predetermined or random intervals of time. Given a large enough number of observations, this method can be comparable to the continuous observation method used in time‐motion studies.3

Healthcare has begun to utilize these time‐study methodologies to evaluate the activities of physicians and nurses. Researchers have successfully used time‐study methodology in the emergency department, intensive care unit, and ambulatory and surgical settings in the U.S. and around the world to better understand physician activities and to design and assess interventions to improve efficiency.49 Hospitals are also eager to enhance efficiency in the inpatient setting given the current economic environment. Hospitalizations account for over a third of healthcare costs in the United States, making them an attractive target for cost‐cutting measures.10 Acknowledging that healthcare expenditures cannot continue to rise,11 insurers, particularly the Centers for Medicare and Medicaid Services (CMS), increasingly seek to reduce payments to hospitals.12 Compounding these pressures, a major supply of relatively inexpensive labor shrank with the decision by the Accreditation Council for Graduate Medicine Education (ACGME) to restrict the number of hours residents are allowed to work. Efficiency concerns gain new urgency as hospitals scramble to cover their patient loads with reduced physician availability.13

We undertook a systematic review of time‐motion and work‐sampling studies performed in the hospital setting to better understand the available literature describing the activities of physicians caring for hospitalized patients. An additional goal of this review was to determine the extent of available time‐flow literature describing the activity of hospitalists. The hospitalist movement provided one viable solution to the gap between demand for hospital patient care and the reduced supply of available physicianstypically primary care physicians in community hospitals and residents in teaching hospitals.14 Hospital medicine is the fastest‐growing specialty in the history of American medicine.15 More than half of American hospitals now have hospital medicine programs with a total of greater than 25,000 hospitalists in the U.S.15 This popularity has been driven by hospitalists' ability to increase efficiency through decreasing overall cost and length of stay for patients without increasing readmission rates or reducing primary care physician satisfaction.1619 However, exactly how hospitalists accomplish this increase in efficiency is still the subject of debate. One time‐motion study provides a glimpse into the activities of hospitalists at an academic urban hospital,20 but may not be applicable to many other hospitals.

Methods

Data Sources

With assistance from a medical librarian, we searched for English‐language articles published between 1965 and June 2009 using the MEDLINE (http://medline.cos.com/cgi‐bin/search), EMBASE (http://www.embase.com/), EMBASE Classic (http://www.info.embaseclassic.com/), PsycINFO (http://www.apa.org/psycinfo/), Cochrane Library (http://www3.interscience.wiley.com/cgi‐bin/mrwhome/106568753/HOME), CINAHL (http://www.ebscohost.com/cinahl/), and Web of Science (http://thomsonreuters.com/products_services/subience/subience_products/a‐z/web_of_science) databases. The search was conducted using the following combinations of Medical Subject Heading (MeSH) search terms and keywords: (Academic Medical Centers OR Hospitals, Teaching OR Hospital Units OR Hospitals OR Medical Staff OR Physicians OR hospitalist) AND (Task Performance and Analysis OR Time and Motion Studies OR Work Simplification OR time flow OR time analysis OR time utilization OR work flow OR work patterns OR work pattern). Databases that did not allow MeSH term searches were queried using the same terms in topic, keyword, or title fields. We also manually reviewed the bibliographies of retrieved articles and consulted experts in the field to identify additional articles for review.

Study Selection

We selected articles that met the following criteria: (1) explicit use of time‐motion methodology or work‐sampling performed via direct observation; (2) study populations including physicians, medical residents, or interns; (3) performance sites on an inpatient hospital ward (ie, not outpatient within the hospital, emergency room (ER), or operating room (OR)); and (4) observation of at least half of a shift. Titles and abstracts of the retrieved citations were first reviewed to identify studies that could potentially meet our criteria. Full‐text versions of the selected articles were then retrieved and analyzed by at least 2 of 4 authors (V.F., K.E., D.M., and M.T.) to determine the final list of articles. Articles that failed to provide sufficient information for one or more criteria were excluded.

Data Extraction

Each article was independently reviewed by at least 2 of 3 authors (V.F., D.M., and M.T.) using a standardized data abstraction form. The form included the following categories: sample population, sample size, hospital type, data collection tool type, time‐motion/observation duration, key categories of activity, and key results. If an article included additional data beyond the scope of this review (eg, data from surgical residents in the OR as well as internal medicine residents) only the qualifying portion of the study was included. Disagreements were resolved through discussion and consensus. Data were then compiled into tables.

Results

Our database search yielded 4270 potential articles. We then reviewed the title and abstract of each of these articles to identify studies that evaluated physicians, were performed on a hospital ward, and explicitly used time‐motion or direct‐observation work‐sampling methodology. For articles lacking an abstract but having a relevant title, we obtained the full text to determine eligibility for additional review. Sixty‐eight articles from this original search were selected for full‐text review. Ten of these articles met the selection criteria. Most of the articles excluded in this step were either conducted in an outpatient OR or ER setting, or used self‐report data instead of direct‐observation data. A secondary search using the reference lists of all obtained articles as well as consultation with experts in the field yielded 11 additional articles of interest. Three of these 11 articles were found to meet our criteria, bringing the total to 13 articles for review (Fig. 1).

These 13 articles included several types of physicians in their samples. Eleven included interns,2131 7 included residents,2123, 2628, 31 and 4 included attending physicians20, 23, 26, 32 (Table 1). Six articles included more than 1 type of subject.2123, 26, 28, 31 The main focus of these articles also varied. Nine of the 13 studies were designed to simply describe how residents, physicians and nurses spend their time.20, 2227, 29, 31 Three studies were primarily concerned with comparing groups from different intern programs, residency rotations, hospital types, or shifts.28, 30, 32 The remaining study attempted to quantify the amount of time physicians spent on tasks that could be performed by non‐physician staff.21 Only 2 articles evaluated hospitalists,20, 32 and we found no articles studying hospitalists in a community, non‐teaching setting. The studies were performed as early as 1961 and as recently as 2009. Just 5 of the 13 articles were published within the last 10 years. 0

Figure 1
Article selection flow chart.
Sources Included
Reference (Year) Type of Hospital Data Collection Tool Direct/Indirect Care Estimates Key Activities Reported and Percentage of Time Spent on Each, and Other Results
  • Abbreviations: H&P, history and physical; PDA, personal digital assistant.

Ammenwerth and Spotl (2009) Academic Work sampling: paper and stopwatch Direct care 27.5%; indirect care 62.8% Documentation tasks 26.6%; direct care 27.5%; communication 36.2%; other tasks 9.7%. Approximately 16% of documentation time was administrative documentation.
Arthurson et al. (1976) Academic Paper and stopwatch Direct care 40.8%; indirect care 45.5% Medical intern: patient care 40.8%; clerical 25.5%; telephone 10%; professional discussion 10.5%; transit/waiting 6.5%, personal 7%
Gabow et al. (2006) Academic Paper and stopwatch with pedometer Direct care 19.5%; indirect care: 32% Attend to/assess patient 17%; charting 9.5%; consult with MD/nurse 9.5%; downtime 6.5%; educational activity 2.5%; family interaction 0.5%; paging/phone 3.5%; procedure 1.5%; review films/laboratory results 9%; rounds 15.5%; sleep 21.5%; travel 3.5%
Gillanders et al. (1971) Academic Paper and stopwatch Direct care 19%; indirect care 42.5% Individual interaction 14.5%; nonverbal communication 20.5%; procedures 10.0%; laboratory work 3.5%; interpersonal communication 18.5%; rounds 9%; direction and supervision 0.5%; nonmedical talk 2%; education 8.5%; ancillary activities 5.5%; personal 7%
Knickman et al. (1992) Academic Paper and stopwatch Direct care 8.5%; indirect care 37.7% Education 20.7%; information gathering 13.7%; personal 13.3%; testing 12%; consulting 12%; documenting 9.8%; transit 8.2%; procedures 5.4%; interacting with patients 3.1%; administration 1.8%. 46.7% of residents' time was spent on tasks that required a physician.
Lurie et al. (1989) Academic Paper and stopwatch Direct care 17.4%; indirect care 39.3% Procedures 3%; patient evaluation 20%; communication 27%; basic 40%; miscellaneous 10%. On average, doctors were interrupted 9 minutes into an H&P, got 230 minutes of sleep per night, and slept 59 minutes before being woken up by some interruption.
Magnusson et al. (1998) Academic Paper and stopwatch Could not be determined Clinical 54%; education 28%; personal 18%. The 3 specialties did not differ significantly in time spent on these categories except for education time: emergency 24%; internal 28%; surgery 18%.
Malkenson (unpublished data) 1 Community; 1 Academic Paper and stopwatch Academic: direct care 19%; indirect care 56%. Community: direct care 25%; indirect care 55%. Direct patient care (25% community, 19% academic); indirect patient care (55% community, 56% academic); personal time (4% community, 6% academic); travel time (10% community, 10% academic); other activities (10% community, 13% academic)
Nerenz et al. (1990) Academic Work sampling: paper and stopwatch Direct care 18.9%; indirect care could not be determined Interns averaged 21 pages over 30 hours of observation, and slept an average of 2.5 hours with 2 interruptions. Attending physicians interacted with the interns for an average of 139 minutes per shift.
O'Leary et al. (2006) Academic Paper and stopwatch Direct care 18%; indirect care 69% Indirect patient care occupied 69% of hospitalists' time. Indirect care included: documentation 37%; communication 35%; reviewing results 21%; orders 7%. Direct care occupied 18%, and included: history and physical 18%; follow‐up visits 53%; family meetings 13%; discharge instructions 16%. Remaining time was spent on personal activities 4%; professional development 3%; education 3%; travel 3%.
Parenti et al. (1993) Academic Paper and stopwatch Interns: direct care 39%; indirect care 51%. Residents: direct care 40%; indirect care 47%. Interns: procedures 4%; patient evaluation 35%; communication 42%; basics 11%; miscellaneous 8%. Residents: procedures 2%; patient evaluation 38%; communication 35%; basics 12%; miscellaneous 13%.
Payson et al. (1961) Academic Paper and stopwatch Could not be determined Communication with staff took up the largest amount of time. Remaining time was evenly distributed between the categories of personal activities, ancillary duties, patient and relative contact, and intravenous therapy. Overall percentages of time were not reported.
Westbrook et al. (2008) Academic PDA Attending physicians: direct care 18.0%; indirect care 63.5%. Residents: direct care 16.0%; indirect care 66.7%. Interns: direct care 11%; indirect care 85%. Communication 33%; social activities 17%; indirect care 17%; direct care 15%; documentation 9%; medication tasks 7%; supervision or education 7%; transit 6%; discharge summary 5%; administrative tasks 2%; answering pager 0.8%

Methodological quality also varied. Of the 11 time‐motion studies, the total amount of time subjects were observed in the studies ranged from 48 to 720 hours, with a mean of 254 hours. The number of subjects observed varied between 1 and 35, with a mean of 12 subjects. Average time observed per subject ranged from 8 hours to 113.5 hours, with a median of 26 hours. Six of the 11 studies observed subjects continuously for an entire shift.22, 25, 2831 Four studies covered an entire shift over the course of several days, using shorter observation periods.20, 21, 26, 27 One study observed subjects for only part of a shift.32 Ten of the time‐flow articles reported collecting data with a stopwatch and paper‐and‐pencil form2022, 25, 2732 and 1 used a handheld computer system.26 Two studies utilized work‐sampling techniques, both using paper‐and‐pencil forms to collect data during a full shift. Ammenwerth and Spotl23 studied 8 physicians for a total of 40 hours, collecting 5500 observation points. Nerenz et al.24 studied 11 interns for a total of approximately 330 hours, and collected 7858 observations. Both of these studies collected sufficiently large samples to satisfy the power requirements described by Sittig.3

Study sites were relatively uniform. Only one study evaluated physicians at both a teaching community hospital and an academic hospital.32 The remaining 12 observed physicians only in academic hospitals. Two studies were conducted in Australia,25, 26 1 in Austria,23 and the remaining 10 were conducted in the United States.

To provide a rough estimate of the amount of time physicians spend on direct care activities at the patients' bedside vs. indirect care activities, we attempted to calculate these figures for each article using a common definition. For the sake of consistency and to allow us to include as many studies as possible, we used the broadest definition of indirect care found among the articles, which included activities such as professional communication, medication review, documentation, and reviewing test results. Three articles did not provide enough information to calculate these values.24, 27, 29

All 10 articles that did provide sufficient information found that indirect care activities consumed the greater portion of time. Indirect care occupied an average of 50% of physicians' time, ranging from 32% to 69%. Direct care, on the other hand, accounted for an average of 23% of physicians' time, and ranged from 8.5% to 41%. Three articles that included data specific to attending physicians or hospitalists demonstrated an even larger disparity between direct and indirect care.20, 26, 32 In these articles, physicians spent an average of 19% of their time on direct care and 64% on indirect care, suggesting that senior physicians in the academic setting spend less time with patients and more time on care activities away from patients.

Four studies recorded various forms of interruptions of work flow.20, 24, 26, 31 Lurie et al.31 found that interns and residents were interrupted approximately 9 minutes into the performance of every history and physical (H&P). Westbrook et al.26 found that residents were interrupted on average every 21 minutes regardless of the task being performed. Nerenz et al.24 reported that interns received an average of 21 pages over the course of a 30 hour shift. They also noted that, on average, 12 of these pages were merely transient distractions, but 9 pages required some action on the part of the intern.24 Finally, O'leary et al.20 found that hospitalists received an average of 3.5 pages an hour and that 7% of their day was spent returning pages. Two articles recorded events of multitasking. Westbrook et al.26 found that 20% of physicians' time was spent performing more than one activity. Similarly, O'Leary et al.20 reported that 21% of hospitalists' time was spent multitasking. Neither study reported the types of activity performed during multitasking.

One article considered the amount of time physicians spend performing tasks that could be performed by non‐physician staff. Knickman et al.21 reported that in the traditional physician‐centered model of care, approximately 19% of a resident's time is spent on tasks that could be performed by non‐physician staff. They suggested that switching to a mid‐level provider model of care could significantly reduce the impact of resident work hour restrictions.21

Parenti and Lurie28 examined internal medicine residents on both day and night shifts.31 These authors concluded that residents on the night shift have an easier time because they see fewer patients and have more down time than residents on day shifts.28 Additionally, Lurie et al. found that residents got an average of 230 minutes (3.8 hours) of sleep per night and slept, on average, 59 minutes before being awakened by an interruption.31 However, these studies preceded work hour regulations.

Discussion

This systematic review of time studies set in the hospital, the first of which we are aware, revealed a sizable number (13) of articles evaluating physicians. However, the studies almost exclusively focused on academic hospitals (92%) and the majority (69%) analyzed only the activities of physicians in training. The studies were diverse in their methodology, subject populations, and, not surprisingly, their results. Even those studies designed simply to document the activities of physicians in the hospital report widely varying findings. For example, the percentage of time physicians spent on direct‐care activities varied from 8.5% to 41%, while indirect‐care time varied from 32% to 69%. These results likely reflect the heterogeneity of the hospital environment and differences among hospitals, as well as variations in the design and quality of the studies.

Despite this variability, a few observations appear consistent. Physicians perform many tasks that may be readily accomplished by less costly staff. This could partly explain why far more time is spent on activities indirectly related to a patient's care (eg, documentation and coordinating tests), instead of directly interacting with hospitalized patients. Additionally, physicians caring for hospitalized patients experience multiple interruptions and must regularly multitask. Unfortunately, very little research in the hospital setting has evaluated the impact of these interruptions on work efficiency, medical errors, or adverse events.

With the intense national interest in improving the value of healthcare by both enhancing quality and reducing costs, further efforts to optimize the efficiency of hospitalists will be needed.33 As hospitals and hospitalists aim to enhance the efficiency of care delivery to hospitalized patients, and also are increasingly asked to expend time to optimize the hospital discharge process to reduce readmissions,34, 35 time‐motion and work‐sampling studies can provide guidance.

One of the principal difficulties in aggregating data from time studies is the variety of approaches used to analyze activities. Lack of standardization in the approach to assessing physician activities (eg, use of a stopwatch with paper documentation vs. computer) and dissimilar categorizations inhibit efforts to summarize the findings across studies. Categories of activity were generally selected with the specific goals of the study in mind, instead of utilizing a readily available standardized approach. Moreover, the lack of detailed definitions of categories and sub‐categories, along with data for each, produces a significant barrier to comparison. Based on this review of available literature and our own experience conducting time‐motion evaluation of hospitalists, we propose the basic activity categorization in Table 2. Future researchers would be able to more readily compare their findings to other time‐motion studies by utilizing such a standardized approach to categorizing physician activities. Adding custom sub‐categories within this basic set would allow researchers to explore more specific time‐flow questions while maintaining comparability of most data. Electronic data collection tools (eg, handheld or tablet computers) could also facilitate the collection of more detailed and accurate data to increase study reliability.

Suggested Categories of Activity
Primary Secondary Tertiary
Direct patient care Daily rounds Evaluation
Education
Admission history and physical
Consultation history and physical
Discharge Evaluation
Education
Procedures
Indirect care Reviewing test results
Documentation Orders
History and physical
Progress notes
Discharge paperwork
Communication Paging
Patient relatives
Other physicians
Nurse
Ancillary staff
Other Education
Transit/travel
Personal (eg, eating, restroom)
Miscellaneous

Our systematic review is limited in its scope, as we focused only on the activities of physicians working in the hospital. Our exclusion criteria also eliminated several more focused time studies that evaluated only one small part of a physician's workflow, such as Amusan et al.'s36 evaluation of EMR and CPOE implementation during morning rounds. The available literature itself is also lacking in several important ways. Much of the literature is now limited by its age. The constant advance of medical technology, changes in work hour regulations, and new reimbursement structures have all affected physician workflow, and likely contributed to the variability of time study findings. Additionally, the available literature focuses almost exclusively on academic hospitals and teaching services. All but 1 of the studies collected data exclusively in academic hospitals, despite the fact that more than 90% of hospital care delivery in the U.S. occurs in a non‐academic hospital setting.20, 37 Just 1 study evaluated the activity of hospitalists directly caring for patients without assistance from residents.20 The significantly different workforce composition in community hospitals could mean that most findings are not relevant to the vast majority of U.S. hospitals. For example, the studies documenting that physicians in training (ie, residents) perform many activities that could be performed by a non‐physician are likely not applicable to the community hospital setting. Thus, additional research is needed to better understand how hospitalists can deliver care more efficiently, particularly in the community hospital setting and in the current technological and structural environment of healthcare.

This systematic review of the literature provides insight into published studies attempting to evaluate physician activities in the hospital through time‐motion and work‐sampling studies. Published research to date appears extremely variable in quality, limiting our ability to draw firm conclusions. However, it appears that hospital‐based physicians spend most of their time not interacting with patients, and non‐physician staff could readily complete a sizable portion of their tasks. Given the necessity for multitasking by hospitalists, better documentation of its frequency and impact is needed, as well as information about the types of tasks performed while multitasking, which has yet to be reported. Additionally, the effect of interruptions (including, but not limited to paging) needs further evaluation.

When properly performed, time‐study methodology represents a powerful approach to understanding the activities of hospitalists and how we might reengineer hospital care delivery to be more efficient. Efforts to standardize healthcare delivery and integrate health information technology could benefit dramatically from detailed information regarding physician activities and empirical testing of quality improvement initiatives. Future research using time‐motion or work‐sampling methodology should be careful to define and report categories of activity with enough detail that comparisons with other studies are possible.

Acknowledgements

The authors acknowledge the assistance of Linda O'Dwyer, MA MSLIS, research librarian at the Northwestern University Feinberg School of Medicine for her assistance with the search of the medical literature.

References
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  9. Lo HG, Newmark LP, Yoon C, et al.Electronic health records in specialty care: a time‐motion study.J Am Med Inform Assoc.2007;14(5):609615.
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  17. Wachter RM, Goldman L.The hospitalist movement 5 years later.JAMA.2002;287:487494.
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Article PDF
Issue
Journal of Hospital Medicine - 5(6)
Page Number
353-359
Legacy Keywords
academic medical centers, hospitalist, hospitals, medical staff, physicians, systematic review, systems analysis, task performance and analysis, time and motion studies, time management, work sampling, work simplification
Sections
Article PDF
Article PDF

Time‐motion studies, introduced by Frederick W. Taylor in the 1880s,1 have been widely implemented across the business world; a Google search of time‐motion study returns approximately 32 million results. Such studies continuously document how workers spend their time and then use this information to identify and eliminate inefficient practices. Work‐sampling is a similar methodology introduced by L.H.C. Tippett in 1935.2 Work‐sampling utilizes a trained observer to document activities at predetermined or random intervals of time. Given a large enough number of observations, this method can be comparable to the continuous observation method used in time‐motion studies.3

Healthcare has begun to utilize these time‐study methodologies to evaluate the activities of physicians and nurses. Researchers have successfully used time‐study methodology in the emergency department, intensive care unit, and ambulatory and surgical settings in the U.S. and around the world to better understand physician activities and to design and assess interventions to improve efficiency.49 Hospitals are also eager to enhance efficiency in the inpatient setting given the current economic environment. Hospitalizations account for over a third of healthcare costs in the United States, making them an attractive target for cost‐cutting measures.10 Acknowledging that healthcare expenditures cannot continue to rise,11 insurers, particularly the Centers for Medicare and Medicaid Services (CMS), increasingly seek to reduce payments to hospitals.12 Compounding these pressures, a major supply of relatively inexpensive labor shrank with the decision by the Accreditation Council for Graduate Medicine Education (ACGME) to restrict the number of hours residents are allowed to work. Efficiency concerns gain new urgency as hospitals scramble to cover their patient loads with reduced physician availability.13

We undertook a systematic review of time‐motion and work‐sampling studies performed in the hospital setting to better understand the available literature describing the activities of physicians caring for hospitalized patients. An additional goal of this review was to determine the extent of available time‐flow literature describing the activity of hospitalists. The hospitalist movement provided one viable solution to the gap between demand for hospital patient care and the reduced supply of available physicianstypically primary care physicians in community hospitals and residents in teaching hospitals.14 Hospital medicine is the fastest‐growing specialty in the history of American medicine.15 More than half of American hospitals now have hospital medicine programs with a total of greater than 25,000 hospitalists in the U.S.15 This popularity has been driven by hospitalists' ability to increase efficiency through decreasing overall cost and length of stay for patients without increasing readmission rates or reducing primary care physician satisfaction.1619 However, exactly how hospitalists accomplish this increase in efficiency is still the subject of debate. One time‐motion study provides a glimpse into the activities of hospitalists at an academic urban hospital,20 but may not be applicable to many other hospitals.

Methods

Data Sources

With assistance from a medical librarian, we searched for English‐language articles published between 1965 and June 2009 using the MEDLINE (http://medline.cos.com/cgi‐bin/search), EMBASE (http://www.embase.com/), EMBASE Classic (http://www.info.embaseclassic.com/), PsycINFO (http://www.apa.org/psycinfo/), Cochrane Library (http://www3.interscience.wiley.com/cgi‐bin/mrwhome/106568753/HOME), CINAHL (http://www.ebscohost.com/cinahl/), and Web of Science (http://thomsonreuters.com/products_services/subience/subience_products/a‐z/web_of_science) databases. The search was conducted using the following combinations of Medical Subject Heading (MeSH) search terms and keywords: (Academic Medical Centers OR Hospitals, Teaching OR Hospital Units OR Hospitals OR Medical Staff OR Physicians OR hospitalist) AND (Task Performance and Analysis OR Time and Motion Studies OR Work Simplification OR time flow OR time analysis OR time utilization OR work flow OR work patterns OR work pattern). Databases that did not allow MeSH term searches were queried using the same terms in topic, keyword, or title fields. We also manually reviewed the bibliographies of retrieved articles and consulted experts in the field to identify additional articles for review.

Study Selection

We selected articles that met the following criteria: (1) explicit use of time‐motion methodology or work‐sampling performed via direct observation; (2) study populations including physicians, medical residents, or interns; (3) performance sites on an inpatient hospital ward (ie, not outpatient within the hospital, emergency room (ER), or operating room (OR)); and (4) observation of at least half of a shift. Titles and abstracts of the retrieved citations were first reviewed to identify studies that could potentially meet our criteria. Full‐text versions of the selected articles were then retrieved and analyzed by at least 2 of 4 authors (V.F., K.E., D.M., and M.T.) to determine the final list of articles. Articles that failed to provide sufficient information for one or more criteria were excluded.

Data Extraction

Each article was independently reviewed by at least 2 of 3 authors (V.F., D.M., and M.T.) using a standardized data abstraction form. The form included the following categories: sample population, sample size, hospital type, data collection tool type, time‐motion/observation duration, key categories of activity, and key results. If an article included additional data beyond the scope of this review (eg, data from surgical residents in the OR as well as internal medicine residents) only the qualifying portion of the study was included. Disagreements were resolved through discussion and consensus. Data were then compiled into tables.

Results

Our database search yielded 4270 potential articles. We then reviewed the title and abstract of each of these articles to identify studies that evaluated physicians, were performed on a hospital ward, and explicitly used time‐motion or direct‐observation work‐sampling methodology. For articles lacking an abstract but having a relevant title, we obtained the full text to determine eligibility for additional review. Sixty‐eight articles from this original search were selected for full‐text review. Ten of these articles met the selection criteria. Most of the articles excluded in this step were either conducted in an outpatient OR or ER setting, or used self‐report data instead of direct‐observation data. A secondary search using the reference lists of all obtained articles as well as consultation with experts in the field yielded 11 additional articles of interest. Three of these 11 articles were found to meet our criteria, bringing the total to 13 articles for review (Fig. 1).

These 13 articles included several types of physicians in their samples. Eleven included interns,2131 7 included residents,2123, 2628, 31 and 4 included attending physicians20, 23, 26, 32 (Table 1). Six articles included more than 1 type of subject.2123, 26, 28, 31 The main focus of these articles also varied. Nine of the 13 studies were designed to simply describe how residents, physicians and nurses spend their time.20, 2227, 29, 31 Three studies were primarily concerned with comparing groups from different intern programs, residency rotations, hospital types, or shifts.28, 30, 32 The remaining study attempted to quantify the amount of time physicians spent on tasks that could be performed by non‐physician staff.21 Only 2 articles evaluated hospitalists,20, 32 and we found no articles studying hospitalists in a community, non‐teaching setting. The studies were performed as early as 1961 and as recently as 2009. Just 5 of the 13 articles were published within the last 10 years. 0

Figure 1
Article selection flow chart.
Sources Included
Reference (Year) Type of Hospital Data Collection Tool Direct/Indirect Care Estimates Key Activities Reported and Percentage of Time Spent on Each, and Other Results
  • Abbreviations: H&P, history and physical; PDA, personal digital assistant.

Ammenwerth and Spotl (2009) Academic Work sampling: paper and stopwatch Direct care 27.5%; indirect care 62.8% Documentation tasks 26.6%; direct care 27.5%; communication 36.2%; other tasks 9.7%. Approximately 16% of documentation time was administrative documentation.
Arthurson et al. (1976) Academic Paper and stopwatch Direct care 40.8%; indirect care 45.5% Medical intern: patient care 40.8%; clerical 25.5%; telephone 10%; professional discussion 10.5%; transit/waiting 6.5%, personal 7%
Gabow et al. (2006) Academic Paper and stopwatch with pedometer Direct care 19.5%; indirect care: 32% Attend to/assess patient 17%; charting 9.5%; consult with MD/nurse 9.5%; downtime 6.5%; educational activity 2.5%; family interaction 0.5%; paging/phone 3.5%; procedure 1.5%; review films/laboratory results 9%; rounds 15.5%; sleep 21.5%; travel 3.5%
Gillanders et al. (1971) Academic Paper and stopwatch Direct care 19%; indirect care 42.5% Individual interaction 14.5%; nonverbal communication 20.5%; procedures 10.0%; laboratory work 3.5%; interpersonal communication 18.5%; rounds 9%; direction and supervision 0.5%; nonmedical talk 2%; education 8.5%; ancillary activities 5.5%; personal 7%
Knickman et al. (1992) Academic Paper and stopwatch Direct care 8.5%; indirect care 37.7% Education 20.7%; information gathering 13.7%; personal 13.3%; testing 12%; consulting 12%; documenting 9.8%; transit 8.2%; procedures 5.4%; interacting with patients 3.1%; administration 1.8%. 46.7% of residents' time was spent on tasks that required a physician.
Lurie et al. (1989) Academic Paper and stopwatch Direct care 17.4%; indirect care 39.3% Procedures 3%; patient evaluation 20%; communication 27%; basic 40%; miscellaneous 10%. On average, doctors were interrupted 9 minutes into an H&P, got 230 minutes of sleep per night, and slept 59 minutes before being woken up by some interruption.
Magnusson et al. (1998) Academic Paper and stopwatch Could not be determined Clinical 54%; education 28%; personal 18%. The 3 specialties did not differ significantly in time spent on these categories except for education time: emergency 24%; internal 28%; surgery 18%.
Malkenson (unpublished data) 1 Community; 1 Academic Paper and stopwatch Academic: direct care 19%; indirect care 56%. Community: direct care 25%; indirect care 55%. Direct patient care (25% community, 19% academic); indirect patient care (55% community, 56% academic); personal time (4% community, 6% academic); travel time (10% community, 10% academic); other activities (10% community, 13% academic)
Nerenz et al. (1990) Academic Work sampling: paper and stopwatch Direct care 18.9%; indirect care could not be determined Interns averaged 21 pages over 30 hours of observation, and slept an average of 2.5 hours with 2 interruptions. Attending physicians interacted with the interns for an average of 139 minutes per shift.
O'Leary et al. (2006) Academic Paper and stopwatch Direct care 18%; indirect care 69% Indirect patient care occupied 69% of hospitalists' time. Indirect care included: documentation 37%; communication 35%; reviewing results 21%; orders 7%. Direct care occupied 18%, and included: history and physical 18%; follow‐up visits 53%; family meetings 13%; discharge instructions 16%. Remaining time was spent on personal activities 4%; professional development 3%; education 3%; travel 3%.
Parenti et al. (1993) Academic Paper and stopwatch Interns: direct care 39%; indirect care 51%. Residents: direct care 40%; indirect care 47%. Interns: procedures 4%; patient evaluation 35%; communication 42%; basics 11%; miscellaneous 8%. Residents: procedures 2%; patient evaluation 38%; communication 35%; basics 12%; miscellaneous 13%.
Payson et al. (1961) Academic Paper and stopwatch Could not be determined Communication with staff took up the largest amount of time. Remaining time was evenly distributed between the categories of personal activities, ancillary duties, patient and relative contact, and intravenous therapy. Overall percentages of time were not reported.
Westbrook et al. (2008) Academic PDA Attending physicians: direct care 18.0%; indirect care 63.5%. Residents: direct care 16.0%; indirect care 66.7%. Interns: direct care 11%; indirect care 85%. Communication 33%; social activities 17%; indirect care 17%; direct care 15%; documentation 9%; medication tasks 7%; supervision or education 7%; transit 6%; discharge summary 5%; administrative tasks 2%; answering pager 0.8%

Methodological quality also varied. Of the 11 time‐motion studies, the total amount of time subjects were observed in the studies ranged from 48 to 720 hours, with a mean of 254 hours. The number of subjects observed varied between 1 and 35, with a mean of 12 subjects. Average time observed per subject ranged from 8 hours to 113.5 hours, with a median of 26 hours. Six of the 11 studies observed subjects continuously for an entire shift.22, 25, 2831 Four studies covered an entire shift over the course of several days, using shorter observation periods.20, 21, 26, 27 One study observed subjects for only part of a shift.32 Ten of the time‐flow articles reported collecting data with a stopwatch and paper‐and‐pencil form2022, 25, 2732 and 1 used a handheld computer system.26 Two studies utilized work‐sampling techniques, both using paper‐and‐pencil forms to collect data during a full shift. Ammenwerth and Spotl23 studied 8 physicians for a total of 40 hours, collecting 5500 observation points. Nerenz et al.24 studied 11 interns for a total of approximately 330 hours, and collected 7858 observations. Both of these studies collected sufficiently large samples to satisfy the power requirements described by Sittig.3

Study sites were relatively uniform. Only one study evaluated physicians at both a teaching community hospital and an academic hospital.32 The remaining 12 observed physicians only in academic hospitals. Two studies were conducted in Australia,25, 26 1 in Austria,23 and the remaining 10 were conducted in the United States.

To provide a rough estimate of the amount of time physicians spend on direct care activities at the patients' bedside vs. indirect care activities, we attempted to calculate these figures for each article using a common definition. For the sake of consistency and to allow us to include as many studies as possible, we used the broadest definition of indirect care found among the articles, which included activities such as professional communication, medication review, documentation, and reviewing test results. Three articles did not provide enough information to calculate these values.24, 27, 29

All 10 articles that did provide sufficient information found that indirect care activities consumed the greater portion of time. Indirect care occupied an average of 50% of physicians' time, ranging from 32% to 69%. Direct care, on the other hand, accounted for an average of 23% of physicians' time, and ranged from 8.5% to 41%. Three articles that included data specific to attending physicians or hospitalists demonstrated an even larger disparity between direct and indirect care.20, 26, 32 In these articles, physicians spent an average of 19% of their time on direct care and 64% on indirect care, suggesting that senior physicians in the academic setting spend less time with patients and more time on care activities away from patients.

Four studies recorded various forms of interruptions of work flow.20, 24, 26, 31 Lurie et al.31 found that interns and residents were interrupted approximately 9 minutes into the performance of every history and physical (H&P). Westbrook et al.26 found that residents were interrupted on average every 21 minutes regardless of the task being performed. Nerenz et al.24 reported that interns received an average of 21 pages over the course of a 30 hour shift. They also noted that, on average, 12 of these pages were merely transient distractions, but 9 pages required some action on the part of the intern.24 Finally, O'leary et al.20 found that hospitalists received an average of 3.5 pages an hour and that 7% of their day was spent returning pages. Two articles recorded events of multitasking. Westbrook et al.26 found that 20% of physicians' time was spent performing more than one activity. Similarly, O'Leary et al.20 reported that 21% of hospitalists' time was spent multitasking. Neither study reported the types of activity performed during multitasking.

One article considered the amount of time physicians spend performing tasks that could be performed by non‐physician staff. Knickman et al.21 reported that in the traditional physician‐centered model of care, approximately 19% of a resident's time is spent on tasks that could be performed by non‐physician staff. They suggested that switching to a mid‐level provider model of care could significantly reduce the impact of resident work hour restrictions.21

Parenti and Lurie28 examined internal medicine residents on both day and night shifts.31 These authors concluded that residents on the night shift have an easier time because they see fewer patients and have more down time than residents on day shifts.28 Additionally, Lurie et al. found that residents got an average of 230 minutes (3.8 hours) of sleep per night and slept, on average, 59 minutes before being awakened by an interruption.31 However, these studies preceded work hour regulations.

Discussion

This systematic review of time studies set in the hospital, the first of which we are aware, revealed a sizable number (13) of articles evaluating physicians. However, the studies almost exclusively focused on academic hospitals (92%) and the majority (69%) analyzed only the activities of physicians in training. The studies were diverse in their methodology, subject populations, and, not surprisingly, their results. Even those studies designed simply to document the activities of physicians in the hospital report widely varying findings. For example, the percentage of time physicians spent on direct‐care activities varied from 8.5% to 41%, while indirect‐care time varied from 32% to 69%. These results likely reflect the heterogeneity of the hospital environment and differences among hospitals, as well as variations in the design and quality of the studies.

Despite this variability, a few observations appear consistent. Physicians perform many tasks that may be readily accomplished by less costly staff. This could partly explain why far more time is spent on activities indirectly related to a patient's care (eg, documentation and coordinating tests), instead of directly interacting with hospitalized patients. Additionally, physicians caring for hospitalized patients experience multiple interruptions and must regularly multitask. Unfortunately, very little research in the hospital setting has evaluated the impact of these interruptions on work efficiency, medical errors, or adverse events.

With the intense national interest in improving the value of healthcare by both enhancing quality and reducing costs, further efforts to optimize the efficiency of hospitalists will be needed.33 As hospitals and hospitalists aim to enhance the efficiency of care delivery to hospitalized patients, and also are increasingly asked to expend time to optimize the hospital discharge process to reduce readmissions,34, 35 time‐motion and work‐sampling studies can provide guidance.

One of the principal difficulties in aggregating data from time studies is the variety of approaches used to analyze activities. Lack of standardization in the approach to assessing physician activities (eg, use of a stopwatch with paper documentation vs. computer) and dissimilar categorizations inhibit efforts to summarize the findings across studies. Categories of activity were generally selected with the specific goals of the study in mind, instead of utilizing a readily available standardized approach. Moreover, the lack of detailed definitions of categories and sub‐categories, along with data for each, produces a significant barrier to comparison. Based on this review of available literature and our own experience conducting time‐motion evaluation of hospitalists, we propose the basic activity categorization in Table 2. Future researchers would be able to more readily compare their findings to other time‐motion studies by utilizing such a standardized approach to categorizing physician activities. Adding custom sub‐categories within this basic set would allow researchers to explore more specific time‐flow questions while maintaining comparability of most data. Electronic data collection tools (eg, handheld or tablet computers) could also facilitate the collection of more detailed and accurate data to increase study reliability.

Suggested Categories of Activity
Primary Secondary Tertiary
Direct patient care Daily rounds Evaluation
Education
Admission history and physical
Consultation history and physical
Discharge Evaluation
Education
Procedures
Indirect care Reviewing test results
Documentation Orders
History and physical
Progress notes
Discharge paperwork
Communication Paging
Patient relatives
Other physicians
Nurse
Ancillary staff
Other Education
Transit/travel
Personal (eg, eating, restroom)
Miscellaneous

Our systematic review is limited in its scope, as we focused only on the activities of physicians working in the hospital. Our exclusion criteria also eliminated several more focused time studies that evaluated only one small part of a physician's workflow, such as Amusan et al.'s36 evaluation of EMR and CPOE implementation during morning rounds. The available literature itself is also lacking in several important ways. Much of the literature is now limited by its age. The constant advance of medical technology, changes in work hour regulations, and new reimbursement structures have all affected physician workflow, and likely contributed to the variability of time study findings. Additionally, the available literature focuses almost exclusively on academic hospitals and teaching services. All but 1 of the studies collected data exclusively in academic hospitals, despite the fact that more than 90% of hospital care delivery in the U.S. occurs in a non‐academic hospital setting.20, 37 Just 1 study evaluated the activity of hospitalists directly caring for patients without assistance from residents.20 The significantly different workforce composition in community hospitals could mean that most findings are not relevant to the vast majority of U.S. hospitals. For example, the studies documenting that physicians in training (ie, residents) perform many activities that could be performed by a non‐physician are likely not applicable to the community hospital setting. Thus, additional research is needed to better understand how hospitalists can deliver care more efficiently, particularly in the community hospital setting and in the current technological and structural environment of healthcare.

This systematic review of the literature provides insight into published studies attempting to evaluate physician activities in the hospital through time‐motion and work‐sampling studies. Published research to date appears extremely variable in quality, limiting our ability to draw firm conclusions. However, it appears that hospital‐based physicians spend most of their time not interacting with patients, and non‐physician staff could readily complete a sizable portion of their tasks. Given the necessity for multitasking by hospitalists, better documentation of its frequency and impact is needed, as well as information about the types of tasks performed while multitasking, which has yet to be reported. Additionally, the effect of interruptions (including, but not limited to paging) needs further evaluation.

When properly performed, time‐study methodology represents a powerful approach to understanding the activities of hospitalists and how we might reengineer hospital care delivery to be more efficient. Efforts to standardize healthcare delivery and integrate health information technology could benefit dramatically from detailed information regarding physician activities and empirical testing of quality improvement initiatives. Future research using time‐motion or work‐sampling methodology should be careful to define and report categories of activity with enough detail that comparisons with other studies are possible.

Acknowledgements

The authors acknowledge the assistance of Linda O'Dwyer, MA MSLIS, research librarian at the Northwestern University Feinberg School of Medicine for her assistance with the search of the medical literature.

Time‐motion studies, introduced by Frederick W. Taylor in the 1880s,1 have been widely implemented across the business world; a Google search of time‐motion study returns approximately 32 million results. Such studies continuously document how workers spend their time and then use this information to identify and eliminate inefficient practices. Work‐sampling is a similar methodology introduced by L.H.C. Tippett in 1935.2 Work‐sampling utilizes a trained observer to document activities at predetermined or random intervals of time. Given a large enough number of observations, this method can be comparable to the continuous observation method used in time‐motion studies.3

Healthcare has begun to utilize these time‐study methodologies to evaluate the activities of physicians and nurses. Researchers have successfully used time‐study methodology in the emergency department, intensive care unit, and ambulatory and surgical settings in the U.S. and around the world to better understand physician activities and to design and assess interventions to improve efficiency.49 Hospitals are also eager to enhance efficiency in the inpatient setting given the current economic environment. Hospitalizations account for over a third of healthcare costs in the United States, making them an attractive target for cost‐cutting measures.10 Acknowledging that healthcare expenditures cannot continue to rise,11 insurers, particularly the Centers for Medicare and Medicaid Services (CMS), increasingly seek to reduce payments to hospitals.12 Compounding these pressures, a major supply of relatively inexpensive labor shrank with the decision by the Accreditation Council for Graduate Medicine Education (ACGME) to restrict the number of hours residents are allowed to work. Efficiency concerns gain new urgency as hospitals scramble to cover their patient loads with reduced physician availability.13

We undertook a systematic review of time‐motion and work‐sampling studies performed in the hospital setting to better understand the available literature describing the activities of physicians caring for hospitalized patients. An additional goal of this review was to determine the extent of available time‐flow literature describing the activity of hospitalists. The hospitalist movement provided one viable solution to the gap between demand for hospital patient care and the reduced supply of available physicianstypically primary care physicians in community hospitals and residents in teaching hospitals.14 Hospital medicine is the fastest‐growing specialty in the history of American medicine.15 More than half of American hospitals now have hospital medicine programs with a total of greater than 25,000 hospitalists in the U.S.15 This popularity has been driven by hospitalists' ability to increase efficiency through decreasing overall cost and length of stay for patients without increasing readmission rates or reducing primary care physician satisfaction.1619 However, exactly how hospitalists accomplish this increase in efficiency is still the subject of debate. One time‐motion study provides a glimpse into the activities of hospitalists at an academic urban hospital,20 but may not be applicable to many other hospitals.

Methods

Data Sources

With assistance from a medical librarian, we searched for English‐language articles published between 1965 and June 2009 using the MEDLINE (http://medline.cos.com/cgi‐bin/search), EMBASE (http://www.embase.com/), EMBASE Classic (http://www.info.embaseclassic.com/), PsycINFO (http://www.apa.org/psycinfo/), Cochrane Library (http://www3.interscience.wiley.com/cgi‐bin/mrwhome/106568753/HOME), CINAHL (http://www.ebscohost.com/cinahl/), and Web of Science (http://thomsonreuters.com/products_services/subience/subience_products/a‐z/web_of_science) databases. The search was conducted using the following combinations of Medical Subject Heading (MeSH) search terms and keywords: (Academic Medical Centers OR Hospitals, Teaching OR Hospital Units OR Hospitals OR Medical Staff OR Physicians OR hospitalist) AND (Task Performance and Analysis OR Time and Motion Studies OR Work Simplification OR time flow OR time analysis OR time utilization OR work flow OR work patterns OR work pattern). Databases that did not allow MeSH term searches were queried using the same terms in topic, keyword, or title fields. We also manually reviewed the bibliographies of retrieved articles and consulted experts in the field to identify additional articles for review.

Study Selection

We selected articles that met the following criteria: (1) explicit use of time‐motion methodology or work‐sampling performed via direct observation; (2) study populations including physicians, medical residents, or interns; (3) performance sites on an inpatient hospital ward (ie, not outpatient within the hospital, emergency room (ER), or operating room (OR)); and (4) observation of at least half of a shift. Titles and abstracts of the retrieved citations were first reviewed to identify studies that could potentially meet our criteria. Full‐text versions of the selected articles were then retrieved and analyzed by at least 2 of 4 authors (V.F., K.E., D.M., and M.T.) to determine the final list of articles. Articles that failed to provide sufficient information for one or more criteria were excluded.

Data Extraction

Each article was independently reviewed by at least 2 of 3 authors (V.F., D.M., and M.T.) using a standardized data abstraction form. The form included the following categories: sample population, sample size, hospital type, data collection tool type, time‐motion/observation duration, key categories of activity, and key results. If an article included additional data beyond the scope of this review (eg, data from surgical residents in the OR as well as internal medicine residents) only the qualifying portion of the study was included. Disagreements were resolved through discussion and consensus. Data were then compiled into tables.

Results

Our database search yielded 4270 potential articles. We then reviewed the title and abstract of each of these articles to identify studies that evaluated physicians, were performed on a hospital ward, and explicitly used time‐motion or direct‐observation work‐sampling methodology. For articles lacking an abstract but having a relevant title, we obtained the full text to determine eligibility for additional review. Sixty‐eight articles from this original search were selected for full‐text review. Ten of these articles met the selection criteria. Most of the articles excluded in this step were either conducted in an outpatient OR or ER setting, or used self‐report data instead of direct‐observation data. A secondary search using the reference lists of all obtained articles as well as consultation with experts in the field yielded 11 additional articles of interest. Three of these 11 articles were found to meet our criteria, bringing the total to 13 articles for review (Fig. 1).

These 13 articles included several types of physicians in their samples. Eleven included interns,2131 7 included residents,2123, 2628, 31 and 4 included attending physicians20, 23, 26, 32 (Table 1). Six articles included more than 1 type of subject.2123, 26, 28, 31 The main focus of these articles also varied. Nine of the 13 studies were designed to simply describe how residents, physicians and nurses spend their time.20, 2227, 29, 31 Three studies were primarily concerned with comparing groups from different intern programs, residency rotations, hospital types, or shifts.28, 30, 32 The remaining study attempted to quantify the amount of time physicians spent on tasks that could be performed by non‐physician staff.21 Only 2 articles evaluated hospitalists,20, 32 and we found no articles studying hospitalists in a community, non‐teaching setting. The studies were performed as early as 1961 and as recently as 2009. Just 5 of the 13 articles were published within the last 10 years. 0

Figure 1
Article selection flow chart.
Sources Included
Reference (Year) Type of Hospital Data Collection Tool Direct/Indirect Care Estimates Key Activities Reported and Percentage of Time Spent on Each, and Other Results
  • Abbreviations: H&P, history and physical; PDA, personal digital assistant.

Ammenwerth and Spotl (2009) Academic Work sampling: paper and stopwatch Direct care 27.5%; indirect care 62.8% Documentation tasks 26.6%; direct care 27.5%; communication 36.2%; other tasks 9.7%. Approximately 16% of documentation time was administrative documentation.
Arthurson et al. (1976) Academic Paper and stopwatch Direct care 40.8%; indirect care 45.5% Medical intern: patient care 40.8%; clerical 25.5%; telephone 10%; professional discussion 10.5%; transit/waiting 6.5%, personal 7%
Gabow et al. (2006) Academic Paper and stopwatch with pedometer Direct care 19.5%; indirect care: 32% Attend to/assess patient 17%; charting 9.5%; consult with MD/nurse 9.5%; downtime 6.5%; educational activity 2.5%; family interaction 0.5%; paging/phone 3.5%; procedure 1.5%; review films/laboratory results 9%; rounds 15.5%; sleep 21.5%; travel 3.5%
Gillanders et al. (1971) Academic Paper and stopwatch Direct care 19%; indirect care 42.5% Individual interaction 14.5%; nonverbal communication 20.5%; procedures 10.0%; laboratory work 3.5%; interpersonal communication 18.5%; rounds 9%; direction and supervision 0.5%; nonmedical talk 2%; education 8.5%; ancillary activities 5.5%; personal 7%
Knickman et al. (1992) Academic Paper and stopwatch Direct care 8.5%; indirect care 37.7% Education 20.7%; information gathering 13.7%; personal 13.3%; testing 12%; consulting 12%; documenting 9.8%; transit 8.2%; procedures 5.4%; interacting with patients 3.1%; administration 1.8%. 46.7% of residents' time was spent on tasks that required a physician.
Lurie et al. (1989) Academic Paper and stopwatch Direct care 17.4%; indirect care 39.3% Procedures 3%; patient evaluation 20%; communication 27%; basic 40%; miscellaneous 10%. On average, doctors were interrupted 9 minutes into an H&P, got 230 minutes of sleep per night, and slept 59 minutes before being woken up by some interruption.
Magnusson et al. (1998) Academic Paper and stopwatch Could not be determined Clinical 54%; education 28%; personal 18%. The 3 specialties did not differ significantly in time spent on these categories except for education time: emergency 24%; internal 28%; surgery 18%.
Malkenson (unpublished data) 1 Community; 1 Academic Paper and stopwatch Academic: direct care 19%; indirect care 56%. Community: direct care 25%; indirect care 55%. Direct patient care (25% community, 19% academic); indirect patient care (55% community, 56% academic); personal time (4% community, 6% academic); travel time (10% community, 10% academic); other activities (10% community, 13% academic)
Nerenz et al. (1990) Academic Work sampling: paper and stopwatch Direct care 18.9%; indirect care could not be determined Interns averaged 21 pages over 30 hours of observation, and slept an average of 2.5 hours with 2 interruptions. Attending physicians interacted with the interns for an average of 139 minutes per shift.
O'Leary et al. (2006) Academic Paper and stopwatch Direct care 18%; indirect care 69% Indirect patient care occupied 69% of hospitalists' time. Indirect care included: documentation 37%; communication 35%; reviewing results 21%; orders 7%. Direct care occupied 18%, and included: history and physical 18%; follow‐up visits 53%; family meetings 13%; discharge instructions 16%. Remaining time was spent on personal activities 4%; professional development 3%; education 3%; travel 3%.
Parenti et al. (1993) Academic Paper and stopwatch Interns: direct care 39%; indirect care 51%. Residents: direct care 40%; indirect care 47%. Interns: procedures 4%; patient evaluation 35%; communication 42%; basics 11%; miscellaneous 8%. Residents: procedures 2%; patient evaluation 38%; communication 35%; basics 12%; miscellaneous 13%.
Payson et al. (1961) Academic Paper and stopwatch Could not be determined Communication with staff took up the largest amount of time. Remaining time was evenly distributed between the categories of personal activities, ancillary duties, patient and relative contact, and intravenous therapy. Overall percentages of time were not reported.
Westbrook et al. (2008) Academic PDA Attending physicians: direct care 18.0%; indirect care 63.5%. Residents: direct care 16.0%; indirect care 66.7%. Interns: direct care 11%; indirect care 85%. Communication 33%; social activities 17%; indirect care 17%; direct care 15%; documentation 9%; medication tasks 7%; supervision or education 7%; transit 6%; discharge summary 5%; administrative tasks 2%; answering pager 0.8%

Methodological quality also varied. Of the 11 time‐motion studies, the total amount of time subjects were observed in the studies ranged from 48 to 720 hours, with a mean of 254 hours. The number of subjects observed varied between 1 and 35, with a mean of 12 subjects. Average time observed per subject ranged from 8 hours to 113.5 hours, with a median of 26 hours. Six of the 11 studies observed subjects continuously for an entire shift.22, 25, 2831 Four studies covered an entire shift over the course of several days, using shorter observation periods.20, 21, 26, 27 One study observed subjects for only part of a shift.32 Ten of the time‐flow articles reported collecting data with a stopwatch and paper‐and‐pencil form2022, 25, 2732 and 1 used a handheld computer system.26 Two studies utilized work‐sampling techniques, both using paper‐and‐pencil forms to collect data during a full shift. Ammenwerth and Spotl23 studied 8 physicians for a total of 40 hours, collecting 5500 observation points. Nerenz et al.24 studied 11 interns for a total of approximately 330 hours, and collected 7858 observations. Both of these studies collected sufficiently large samples to satisfy the power requirements described by Sittig.3

Study sites were relatively uniform. Only one study evaluated physicians at both a teaching community hospital and an academic hospital.32 The remaining 12 observed physicians only in academic hospitals. Two studies were conducted in Australia,25, 26 1 in Austria,23 and the remaining 10 were conducted in the United States.

To provide a rough estimate of the amount of time physicians spend on direct care activities at the patients' bedside vs. indirect care activities, we attempted to calculate these figures for each article using a common definition. For the sake of consistency and to allow us to include as many studies as possible, we used the broadest definition of indirect care found among the articles, which included activities such as professional communication, medication review, documentation, and reviewing test results. Three articles did not provide enough information to calculate these values.24, 27, 29

All 10 articles that did provide sufficient information found that indirect care activities consumed the greater portion of time. Indirect care occupied an average of 50% of physicians' time, ranging from 32% to 69%. Direct care, on the other hand, accounted for an average of 23% of physicians' time, and ranged from 8.5% to 41%. Three articles that included data specific to attending physicians or hospitalists demonstrated an even larger disparity between direct and indirect care.20, 26, 32 In these articles, physicians spent an average of 19% of their time on direct care and 64% on indirect care, suggesting that senior physicians in the academic setting spend less time with patients and more time on care activities away from patients.

Four studies recorded various forms of interruptions of work flow.20, 24, 26, 31 Lurie et al.31 found that interns and residents were interrupted approximately 9 minutes into the performance of every history and physical (H&P). Westbrook et al.26 found that residents were interrupted on average every 21 minutes regardless of the task being performed. Nerenz et al.24 reported that interns received an average of 21 pages over the course of a 30 hour shift. They also noted that, on average, 12 of these pages were merely transient distractions, but 9 pages required some action on the part of the intern.24 Finally, O'leary et al.20 found that hospitalists received an average of 3.5 pages an hour and that 7% of their day was spent returning pages. Two articles recorded events of multitasking. Westbrook et al.26 found that 20% of physicians' time was spent performing more than one activity. Similarly, O'Leary et al.20 reported that 21% of hospitalists' time was spent multitasking. Neither study reported the types of activity performed during multitasking.

One article considered the amount of time physicians spend performing tasks that could be performed by non‐physician staff. Knickman et al.21 reported that in the traditional physician‐centered model of care, approximately 19% of a resident's time is spent on tasks that could be performed by non‐physician staff. They suggested that switching to a mid‐level provider model of care could significantly reduce the impact of resident work hour restrictions.21

Parenti and Lurie28 examined internal medicine residents on both day and night shifts.31 These authors concluded that residents on the night shift have an easier time because they see fewer patients and have more down time than residents on day shifts.28 Additionally, Lurie et al. found that residents got an average of 230 minutes (3.8 hours) of sleep per night and slept, on average, 59 minutes before being awakened by an interruption.31 However, these studies preceded work hour regulations.

Discussion

This systematic review of time studies set in the hospital, the first of which we are aware, revealed a sizable number (13) of articles evaluating physicians. However, the studies almost exclusively focused on academic hospitals (92%) and the majority (69%) analyzed only the activities of physicians in training. The studies were diverse in their methodology, subject populations, and, not surprisingly, their results. Even those studies designed simply to document the activities of physicians in the hospital report widely varying findings. For example, the percentage of time physicians spent on direct‐care activities varied from 8.5% to 41%, while indirect‐care time varied from 32% to 69%. These results likely reflect the heterogeneity of the hospital environment and differences among hospitals, as well as variations in the design and quality of the studies.

Despite this variability, a few observations appear consistent. Physicians perform many tasks that may be readily accomplished by less costly staff. This could partly explain why far more time is spent on activities indirectly related to a patient's care (eg, documentation and coordinating tests), instead of directly interacting with hospitalized patients. Additionally, physicians caring for hospitalized patients experience multiple interruptions and must regularly multitask. Unfortunately, very little research in the hospital setting has evaluated the impact of these interruptions on work efficiency, medical errors, or adverse events.

With the intense national interest in improving the value of healthcare by both enhancing quality and reducing costs, further efforts to optimize the efficiency of hospitalists will be needed.33 As hospitals and hospitalists aim to enhance the efficiency of care delivery to hospitalized patients, and also are increasingly asked to expend time to optimize the hospital discharge process to reduce readmissions,34, 35 time‐motion and work‐sampling studies can provide guidance.

One of the principal difficulties in aggregating data from time studies is the variety of approaches used to analyze activities. Lack of standardization in the approach to assessing physician activities (eg, use of a stopwatch with paper documentation vs. computer) and dissimilar categorizations inhibit efforts to summarize the findings across studies. Categories of activity were generally selected with the specific goals of the study in mind, instead of utilizing a readily available standardized approach. Moreover, the lack of detailed definitions of categories and sub‐categories, along with data for each, produces a significant barrier to comparison. Based on this review of available literature and our own experience conducting time‐motion evaluation of hospitalists, we propose the basic activity categorization in Table 2. Future researchers would be able to more readily compare their findings to other time‐motion studies by utilizing such a standardized approach to categorizing physician activities. Adding custom sub‐categories within this basic set would allow researchers to explore more specific time‐flow questions while maintaining comparability of most data. Electronic data collection tools (eg, handheld or tablet computers) could also facilitate the collection of more detailed and accurate data to increase study reliability.

Suggested Categories of Activity
Primary Secondary Tertiary
Direct patient care Daily rounds Evaluation
Education
Admission history and physical
Consultation history and physical
Discharge Evaluation
Education
Procedures
Indirect care Reviewing test results
Documentation Orders
History and physical
Progress notes
Discharge paperwork
Communication Paging
Patient relatives
Other physicians
Nurse
Ancillary staff
Other Education
Transit/travel
Personal (eg, eating, restroom)
Miscellaneous

Our systematic review is limited in its scope, as we focused only on the activities of physicians working in the hospital. Our exclusion criteria also eliminated several more focused time studies that evaluated only one small part of a physician's workflow, such as Amusan et al.'s36 evaluation of EMR and CPOE implementation during morning rounds. The available literature itself is also lacking in several important ways. Much of the literature is now limited by its age. The constant advance of medical technology, changes in work hour regulations, and new reimbursement structures have all affected physician workflow, and likely contributed to the variability of time study findings. Additionally, the available literature focuses almost exclusively on academic hospitals and teaching services. All but 1 of the studies collected data exclusively in academic hospitals, despite the fact that more than 90% of hospital care delivery in the U.S. occurs in a non‐academic hospital setting.20, 37 Just 1 study evaluated the activity of hospitalists directly caring for patients without assistance from residents.20 The significantly different workforce composition in community hospitals could mean that most findings are not relevant to the vast majority of U.S. hospitals. For example, the studies documenting that physicians in training (ie, residents) perform many activities that could be performed by a non‐physician are likely not applicable to the community hospital setting. Thus, additional research is needed to better understand how hospitalists can deliver care more efficiently, particularly in the community hospital setting and in the current technological and structural environment of healthcare.

This systematic review of the literature provides insight into published studies attempting to evaluate physician activities in the hospital through time‐motion and work‐sampling studies. Published research to date appears extremely variable in quality, limiting our ability to draw firm conclusions. However, it appears that hospital‐based physicians spend most of their time not interacting with patients, and non‐physician staff could readily complete a sizable portion of their tasks. Given the necessity for multitasking by hospitalists, better documentation of its frequency and impact is needed, as well as information about the types of tasks performed while multitasking, which has yet to be reported. Additionally, the effect of interruptions (including, but not limited to paging) needs further evaluation.

When properly performed, time‐study methodology represents a powerful approach to understanding the activities of hospitalists and how we might reengineer hospital care delivery to be more efficient. Efforts to standardize healthcare delivery and integrate health information technology could benefit dramatically from detailed information regarding physician activities and empirical testing of quality improvement initiatives. Future research using time‐motion or work‐sampling methodology should be careful to define and report categories of activity with enough detail that comparisons with other studies are possible.

Acknowledgements

The authors acknowledge the assistance of Linda O'Dwyer, MA MSLIS, research librarian at the Northwestern University Feinberg School of Medicine for her assistance with the search of the medical literature.

References
  1. Barnes RM.Motion and Time Study: Design and Measurement of Work.6th ed.New York:Wiley;1968.
  2. Tippett LHC.Statistical methods in textile research. Uses of the binomial and poissant distributions.J Textile Inst Trans.1935;26:5155.
  3. Sittig DF.Work‐sampling: a statistical approach to evaluation of the effect of computers on work patterns in the healthcare industry.Proc Annu Symp Comput Appl Med Care.1992:537541.
  4. Yen K, Shane EL, Pawar SS, Schwendel ND, Zimmanck RJ, Gorelick MH.Time motion study in a pediatric emergency department before and after computer physician order entry.Ann Emerg Med.2009;53(4):462468, e461.
  5. Harewood GC, Chrysostomou K, Himy N, Leong WL.A “time‐and‐motion” study of endoscopic practice: strategies to enhance efficiency.Gastrointest Endosc.2008;68(6):10431050.
  6. Tang Z, Weavind L, Mazabob J, Thomas EJ, Chu‐Weininger MY, Johnson TR.Workflow in intensive care unit remote monitoring: A time‐and‐motion study.Crit Care Med.2007;35(9):20572063.
  7. Numasaki H, Ohno Y, Ishii A, et al.Workflow analysis of medical staff in surgical wards based on time‐motion study data.Jpn Hosp.2008(27):7580.
  8. Mache S, Kelm R, Bauer H, Nienhaus A, Klapp BF, Groneberg DA.General and visceral surgery practice in German hospitals: a real‐time work analysis on surgeons' work flow.Langenbecks Arch Surg.2010;395(1):8187.
  9. Lo HG, Newmark LP, Yoon C, et al.Electronic health records in specialty care: a time‐motion study.J Am Med Inform Assoc.2007;14(5):609615.
  10. Hartman M, Martin A, McDonnell P, Catlin A.National health spending in 2007: slower drug spending contributes to lowest rate of overall growth since 1998.Health Aff (Millwood).2009;28(1):246261.
  11. Orszag PR, Ellis P.The challenge of rising health care costs–a view from the Congressional Budget Office.N Engl J Med.2007;357(18):17931795.
  12. Rosenthal MB.Nonpayment for performance? Medicare's new reimbursement rule.N Engl J Med.2007;357(16):15731575.
  13. Saint S, Flanders SA.Hospitalists in teaching hospitals: opportunities but not without danger.J Gen Intern Med.2004;19:392393.
  14. Williams MV.The future of hospital medicine: evolution or revolution?Am J Med.2004;117:446450.
  15. O'Leary KJ, Williams MV.The evolution and future of hospital medicine.Mt Sinai J Med.2008;75(5):418423.
  16. Lindenauer PK, Rothberg MB, Pekow PS, Kenwood C, Benjamin EM, Auerbach AD.Outcomes of care by hospitalists, general internists, and family physicians.[see comment].N Engl J Med.2007;357(25):25892600.
  17. Wachter RM, Goldman L.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  18. Coffman J, Rundall TG.The impact of hospitalists on the cost and quality of inpatient care in the United States: a research synthesis.Med Care Res Rev.2005;62:379406.
  19. Williams MV.Hospitalists and the hospital medicine system of care are good for patient care.Arch Intern Med.2008;168(12):12541256; discussion 1259–1260.
  20. O'Leary KJ, Liebovitz DM, Baker DW.How hospitalists spend their time: insights on efficiency and safety.J Hosp Med.2006;1(2):8893.
  21. Knickman JR, Lipkin M, Finkler SA, Thompson WG, Kiel J.The potential for using non‐physicians to compensate for the reduced availability of residents.Acad Med.1992;67(7):429438.
  22. Gabow PA, Karkhanis A, Knight A, Dixon P, Eisert S, Albert RK.Observations of residents' work activities for 24 consecutive hours: Implications for workflow redesign.Acad Med.2006;81(8):766775.
  23. Ammenwerth E, Spotl HP.The time needed for clinical documentation versus direct patient care. A work‐sampling analysis of physicians' activities.Methods Inf Med.2009;48(1):8491.
  24. Nerenz D, Rosman H, Newcomb C, et al.The on‐call experience of interns in internal medicine. Medical Education Task Force of Henry Ford Hospital.Arch Intern Med.1990;150(11):22942297.
  25. Arthurson J, Mander‐Jones T, Rocca J.What does the intern do?Med J Aust.1976;1(3):6365.
  26. Westbrook JI, Ampt A, Kearney L, Rob MI.All in a day's work: an observational study to quantify how and with whom doctors on hospital wards spend their time.Med J Aust.2008;188(9):506509.
  27. Magnusson AR, Hedges JR, Ashley P, Harper RJ.Resident educational time study: a tale of three specialties.Acad Emerg Med.1998;5(7):718725.
  28. Parenti C, Lurie N.Are things different in the light of day? A time study of internal medicine house staff days.Am J Med.1993;94(6):654658.
  29. Payson HE, Gaenslen EC, Stargardter FL.Time study of an internship on a university medical service.N Engl J Med.1961;264:439443.
  30. Gillanders W, Heiman M.Time study comparisons of 3 intern programs.J Med Educ.1971;46(2):142149.
  31. Lurie N, Rank B, Parenti C, Woolley T, Snoke W.How do house officers spend their nights? A time study of internal medicine house staff on call.N Engl J Med.1989;320(25):16731677.
  32. Malkenson D.The Effect of a Non‐teaching Hospitalist Service in an Academic Hospital Setting: A Comparative Time‐motion and Clinical Outcomes Study. Unpublished Manuscript. Vol2006.
  33. Porter ME.A strategy for health care reform—toward a value‐based system.N Engl J Med.2009;361(2):109112.
  34. Jencks SF, Williams MV, Coleman E.Rehospitalizations among patients in the fee‐for‐service medicare program.N Engl J Med.2009;360(14):14181428.
  35. Williams MV, Coleman E.BOOSTing the hospital discharge.J Hosp Med.2009;4(4):209210.
  36. Amusan AA, Tongen S, Speedie SM, Mellin A.A time‐motion study to evaluate the impact of EMR and CPOE implementation on physician efficiency.J Healthc Inf Manag.2008;22(4):3137.
  37. Green LA, Fryer GE, Yawn BP, Lanier D, Dovey SM.The ecology of medical care revisited.N Engl J Med.2001;344(26):20212025.
References
  1. Barnes RM.Motion and Time Study: Design and Measurement of Work.6th ed.New York:Wiley;1968.
  2. Tippett LHC.Statistical methods in textile research. Uses of the binomial and poissant distributions.J Textile Inst Trans.1935;26:5155.
  3. Sittig DF.Work‐sampling: a statistical approach to evaluation of the effect of computers on work patterns in the healthcare industry.Proc Annu Symp Comput Appl Med Care.1992:537541.
  4. Yen K, Shane EL, Pawar SS, Schwendel ND, Zimmanck RJ, Gorelick MH.Time motion study in a pediatric emergency department before and after computer physician order entry.Ann Emerg Med.2009;53(4):462468, e461.
  5. Harewood GC, Chrysostomou K, Himy N, Leong WL.A “time‐and‐motion” study of endoscopic practice: strategies to enhance efficiency.Gastrointest Endosc.2008;68(6):10431050.
  6. Tang Z, Weavind L, Mazabob J, Thomas EJ, Chu‐Weininger MY, Johnson TR.Workflow in intensive care unit remote monitoring: A time‐and‐motion study.Crit Care Med.2007;35(9):20572063.
  7. Numasaki H, Ohno Y, Ishii A, et al.Workflow analysis of medical staff in surgical wards based on time‐motion study data.Jpn Hosp.2008(27):7580.
  8. Mache S, Kelm R, Bauer H, Nienhaus A, Klapp BF, Groneberg DA.General and visceral surgery practice in German hospitals: a real‐time work analysis on surgeons' work flow.Langenbecks Arch Surg.2010;395(1):8187.
  9. Lo HG, Newmark LP, Yoon C, et al.Electronic health records in specialty care: a time‐motion study.J Am Med Inform Assoc.2007;14(5):609615.
  10. Hartman M, Martin A, McDonnell P, Catlin A.National health spending in 2007: slower drug spending contributes to lowest rate of overall growth since 1998.Health Aff (Millwood).2009;28(1):246261.
  11. Orszag PR, Ellis P.The challenge of rising health care costs–a view from the Congressional Budget Office.N Engl J Med.2007;357(18):17931795.
  12. Rosenthal MB.Nonpayment for performance? Medicare's new reimbursement rule.N Engl J Med.2007;357(16):15731575.
  13. Saint S, Flanders SA.Hospitalists in teaching hospitals: opportunities but not without danger.J Gen Intern Med.2004;19:392393.
  14. Williams MV.The future of hospital medicine: evolution or revolution?Am J Med.2004;117:446450.
  15. O'Leary KJ, Williams MV.The evolution and future of hospital medicine.Mt Sinai J Med.2008;75(5):418423.
  16. Lindenauer PK, Rothberg MB, Pekow PS, Kenwood C, Benjamin EM, Auerbach AD.Outcomes of care by hospitalists, general internists, and family physicians.[see comment].N Engl J Med.2007;357(25):25892600.
  17. Wachter RM, Goldman L.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  18. Coffman J, Rundall TG.The impact of hospitalists on the cost and quality of inpatient care in the United States: a research synthesis.Med Care Res Rev.2005;62:379406.
  19. Williams MV.Hospitalists and the hospital medicine system of care are good for patient care.Arch Intern Med.2008;168(12):12541256; discussion 1259–1260.
  20. O'Leary KJ, Liebovitz DM, Baker DW.How hospitalists spend their time: insights on efficiency and safety.J Hosp Med.2006;1(2):8893.
  21. Knickman JR, Lipkin M, Finkler SA, Thompson WG, Kiel J.The potential for using non‐physicians to compensate for the reduced availability of residents.Acad Med.1992;67(7):429438.
  22. Gabow PA, Karkhanis A, Knight A, Dixon P, Eisert S, Albert RK.Observations of residents' work activities for 24 consecutive hours: Implications for workflow redesign.Acad Med.2006;81(8):766775.
  23. Ammenwerth E, Spotl HP.The time needed for clinical documentation versus direct patient care. A work‐sampling analysis of physicians' activities.Methods Inf Med.2009;48(1):8491.
  24. Nerenz D, Rosman H, Newcomb C, et al.The on‐call experience of interns in internal medicine. Medical Education Task Force of Henry Ford Hospital.Arch Intern Med.1990;150(11):22942297.
  25. Arthurson J, Mander‐Jones T, Rocca J.What does the intern do?Med J Aust.1976;1(3):6365.
  26. Westbrook JI, Ampt A, Kearney L, Rob MI.All in a day's work: an observational study to quantify how and with whom doctors on hospital wards spend their time.Med J Aust.2008;188(9):506509.
  27. Magnusson AR, Hedges JR, Ashley P, Harper RJ.Resident educational time study: a tale of three specialties.Acad Emerg Med.1998;5(7):718725.
  28. Parenti C, Lurie N.Are things different in the light of day? A time study of internal medicine house staff days.Am J Med.1993;94(6):654658.
  29. Payson HE, Gaenslen EC, Stargardter FL.Time study of an internship on a university medical service.N Engl J Med.1961;264:439443.
  30. Gillanders W, Heiman M.Time study comparisons of 3 intern programs.J Med Educ.1971;46(2):142149.
  31. Lurie N, Rank B, Parenti C, Woolley T, Snoke W.How do house officers spend their nights? A time study of internal medicine house staff on call.N Engl J Med.1989;320(25):16731677.
  32. Malkenson D.The Effect of a Non‐teaching Hospitalist Service in an Academic Hospital Setting: A Comparative Time‐motion and Clinical Outcomes Study. Unpublished Manuscript. Vol2006.
  33. Porter ME.A strategy for health care reform—toward a value‐based system.N Engl J Med.2009;361(2):109112.
  34. Jencks SF, Williams MV, Coleman E.Rehospitalizations among patients in the fee‐for‐service medicare program.N Engl J Med.2009;360(14):14181428.
  35. Williams MV, Coleman E.BOOSTing the hospital discharge.J Hosp Med.2009;4(4):209210.
  36. Amusan AA, Tongen S, Speedie SM, Mellin A.A time‐motion study to evaluate the impact of EMR and CPOE implementation on physician efficiency.J Healthc Inf Manag.2008;22(4):3137.
  37. Green LA, Fryer GE, Yawn BP, Lanier D, Dovey SM.The ecology of medical care revisited.N Engl J Med.2001;344(26):20212025.
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Journal of Hospital Medicine - 5(6)
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Systematic review of time studies evaluating physicians in the hospital setting
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Systematic review of time studies evaluating physicians in the hospital setting
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academic medical centers, hospitalist, hospitals, medical staff, physicians, systematic review, systems analysis, task performance and analysis, time and motion studies, time management, work sampling, work simplification
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Hospitalist Time Usage and Cyclicality

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Hospitalist time usage and cyclicality: Opportunities to improve efficiency

Many academic medical centers (AMCs) employ hospitalists to provide care for patients on resident services as supervising attendings,1, 2 as well as on nonresident services.3 The number of hospitalists working on nonresident services at AMCs has grown exponentially, as the Accreditation Council for Graduate Medical Education (ACGME) implemented duty‐hour standards for residents.3 According to the latest Society of Hospital Medicine (SHM) estimates, the number of practicing hospitalists is projected to grow to 30,000 by 2010.4 As astonishing as this growth may sound, it is anticipated that more hospitalists will be needed to meet the demand for these physicians.5 Further, as financial realities require AMCs to be increasingly efficient without compromising patient care, and hospitalists provide a greater range of clinical services, it is important to better understand how hospitalists spend their time in the hospital. Understanding the daily work flow of hospitalists can identify how these physicians can be better supported. A previous report by O'Leary et al.6 highlighted how hospitalists spent their time during their usual day shifts at an AMC. It is important to validate their study to determine broadly applicable findings. We performed a time‐motion study where we followed the admitting hospitalists during the day and night shifts. We felt it was important to focus on hospitalists who are admitting patients, as this has potential patient safety and quality implications related to multitasking, triaging, and helping patients navigate through a complex admission process involving multiple clinical services. Our goal was to better understand how the flow of patients impacted these physicians, and determine how our hospitalists spent their time providing direct and indirect patient care‐related activities. In addition, we looked for predictable variations in activities throughout the day that might be associated with the timely care of patients.

Materials and Methods

Setting

The University of Michigan Health System (UMHS) is a tertiary care AMC, with more than 800 beds, and over 34,000 annual adult discharges. Internal Medicine services comprise a large proportion of those discharged, accounting for over 17,000 discharges per year; and is projected to grow at an annual rate of 4%. As service caps and work‐hour restrictions have limited the total number of patients that medical residents are able to care for, our hospitalist group has increased the number of physicians on the nonresident hospitalist service. At the time of the study, there were 23 hospitalists, equivalent to 18.25 full‐time equivalents (FTEs), staffing the service. The hospitalists provide in‐house patient care 24 hours a day and 7 days a week. Hospitalists also provide general medicine consult services, surgical comanagement and perioperative care, procedures, inpatient cardiopulmonary arrest response, rapid response team supervision, and observation care; and are also the primary inpatient physicians for many of the hospitalized interventional radiology and dermatology patients. These direct patient care activities account for 4500 annual discharges from the nonresident service.

Data Collection

Four university undergraduate business administration program students shadowed 11 hospitalists over a 3‐week period in 4‐hour to 12‐hour time blocks. The students followed the hospitalist on the shift that was taking admission calls, during day and night. A data collection tool was designed to track physicians' actions in 1‐minute increments, using categories similar to those used in a previously published time‐motion study of hospitalists' activities (Table 1).6 Physicians' activities each minute were assigned to a single category that most represented their action during that time period. At our AMC, 6 hospitalists work during the day shifts, and 2 on the night shifts. Our hospitalists may have patients in any of the 14 general care units in the hospital, as our hospitalists' services are not geographically based. The day hospitalists' shifts are scheduled from 7 AM to 7 PM. Two of the 6 hospitalists rotate through a 3‐day cycle as the admitting physician. Their duties include triaging and admitting patients until 2 PM, providing the day‐to‐day care for their patients until 7 PM, and occasionally cross‐covering for the other day‐shift hospitalists that have left for the day. The 4 other day‐shift hospitalists, not on their rotation as the admitting physician, may sign out and leave as early as 4 PM if their work for the day is done. At 2 PM, a separate swing‐shift hospitalist takes over the role of triaging and admitting until 7 PM. During the day shift, consults and perioperative management of patients are provided by a separate hospitalist on the consult service. At 7 PM, 2 nocturnists arrive for their 7 PM to 7 AM shift. The nocturnists, in addition to cross‐covering service patients, admit a maximum of 6 patients each, or until midnightwhichever comes first.

Coding of Physician Activities by Direct vs. Indirect Care in Time‐Motion Analysis
CategoryCodeDescription
Direct patient careDPIHInitial history
 DPDIDischarge instructions
 DPFMFamily meetings
 DPRVRevisit
 DPCCCross‐cover
Indirect patient care  
DocumentationIDGDGeneral documentation
 IDDNDaily notes
 IDDDDischarge navigator
Records/ResultsIPMRReview medical records
CommunicationICHHPatient handoffs
 ICFFFace‐to‐face
 ICIPIncoming page
 ICOPOutgoing page
 ICICIncoming call
 ICOCOutgoing call
 ICEEE‐mail communications
 ICDPDischarge planner
OrdersIOWOWriting orders
Professional developmentPDRRReading articles, textbooks, references
EducationEEWRTeaching during work rounds
TravelTTTTTravel
PersonalPPPPPersonal
Down timeDDDDDowntime

The students observed 11 different hospitalists, and followed these physicians during 9 weekday shifts, 5 weekday swing shifts, 10 weekday night shifts, and 4 weekend night shifts. The variance in the number of each type of shifts monitored was likely due to scheduling limitations of the students. In total, they collected data on 8,915 minutes of hospitalists' activities. The students monitored the hospitalists representing time periods from 7 AM to 2 AM. Analysis from 2 AM to 7 AM was excluded, because after 2 AM the hospitalists did not routinely evaluate new patients with the exception of emergent requests. New admissions after midnight are handled by a night float service staffed by residents.

Results

Overall, time spent on patient care activities comprised the bulk of hospitalists' shifts (82%) (Figure 1). Patient care activities were further categorized as direct patient caredefined as face‐to‐face patient or family time; and indirect patient caredefined as activities related to patient care, but without patient or family contact. Direct and indirect patient care accounted for 15% and 67% of the hospitalists' time, respectively. The other 18% of the hospitalists' time spent in the hospital were broadly categorized into: professional development, education, personal, downtime, and travel. Professional development included activities such as looking up information (eg, literature search); education included times that hospitalists spent with residents or medical students; personal time included only restroom and food breaks; and travel included time spent moving from 1 area to the next during their shift.

Figure 1
Bar graph showing the distribution of hospitalists' time spent on indirect patient care, direct patient care, and various types of other non‐patient‐care activities.

The majority of the hospitalists' direct patient care time was spent on evaluating new patients (79%). Significantly smaller amounts of time were spent on other direct care activities: cross‐covering other patients (8%), follow‐up visits (7%), family meetings (4%), and discharge instructions (2%) (Figure 2).

Figure 2
Distribution by types of direct patient care activities: history and initial evaluation, follow‐up or repeat visit on the same day, cross‐cover activities, attending family meetings, and providing discharge instructions.

Indirect patient care activities included, 41% of time used to communicate with other healthcare providers, 26% on medical documentation, 20% reviewing medical records and results, and 13% of time writing orders (Figure 3). Communication accounted for a large proportion of a hospitalists' work, and included telephone conversations with Emergency Department (ED) or other admitting providers, handoffs, paging, face‐to‐face conversations with consultants and other support staff, and e‐mail.

Figure 3
Distribution by types of indirect patient care activities: communication, documentation, reviewing records and results, and writing orders.

Figure 4 shows the hourly distribution of time spent on direct and indirect patient care by a hospitalist throughout the day. The day‐time hospitalists pick up their signout from the nocturnists at 7 AM to begin their shift. The swing hospitalists arrive at 2 PM during the weekdays, and their primary duty is to triage and admit patients until 7 PM. The nocturnists start their shift at 7 PM, at which time the daytime and swing‐shift hospitalists all sign out for the night.

Figure 4
Hourly distribution of time spent on direct and indirect patient care by a hospitalist, revealing the cyclicality of daily activities by hospitalists (see Results).

Discussion

Hospitalists on the nonresident service at our AMC utilize about 15% of their time on face‐to‐face patient care activities, 67% on indirect patient care activities, and 7% of time on moving from 1 part of the hospital to another. Hospitalists are valuable members of the physician work force who address the increasing patient care demands in the face of increasing limitations on residency work‐hours, a growing aging population, and existing inefficiencies in AMCs. The only other work‐flow study of hospitalists of which we are aware provided a single institution's perspective on time utilization by hospitalists. Our study in a different AMC setting revealed strong consistency with the O'Leary et al.6 study in the fraction of time hospitalists spent on direct patient care (15% and 18%, respectively), indirect patient care (67% and 69%); and within indirect patient care the time spent on documentation (26% and 37% of total time) and communications (41% and 35%). While travel in the O'Leary et al.6 study took up only 3% of hospitalists' time, the conclusions in that paper clearly suggest that the authors consider it an area of concern. Our study found that travel accounted for over 7% of hospitalists' time, confirming that intuition. The significant travel time may in part reflect the effects of a non‐geographically‐located hospitalist service. From these 2 studies we can be more confident that in large, tertiary care AMCs the time hospitalists spend on indirect patient care dominates that for direct patient care (by a factor of 4 in these studies), that within indirect patient care documentation and communication are dominant activities, and that travel can take a significant amount of time when patients are dispersed throughout the facility.

Both studies demonstrated that communication accounted for a significant proportion of a hospitalist's time. In our study communication accounted for 28% of their total time in the hospital, and 41% of the indirect patient care portion (Figure 3). A closer look within our communication category revealed that phone calls and handoffs accounted for two‐thirds of all communication time observed. As the hospitalists who carry the admitting pager, they receive the pages to take admission calls, but also take calls from consultants who have recommendations, as well as from nursing and other hospital staff. Depending on the nature of the conversation, the phone calls can last several minutes. While ensuring the communication between health care providers is complete and thorough, there may be opportunities to develop novel approaches to the way hospitalists communicate with other care providers. For example, at the UMHS, alternative communication methods with nursing staff have been proposed such as utilizing a website or a handheld device to help hospitalists prioritize their communications back to the nursing staff7; while standardizing the intake information from the ED or other admitting providers may help reduce the total time spent on phone calls. We will need to further explore the potential benefits of these ideas in future work.

Our data also reveal an interesting cyclicality of daily activities for the hospitalists, as shown in Figure 4. We identified batching behaviors throughout the day, which cause delays in seeing patients and can be deleterious to smooth workflows in support services. Spikes in indirect patient care, followed closely by spikes in direct patient care, occur regularly at shift changes (7 AM, 2 PM, and 7 PM). Also, in the night shift, indirect patient care drops to its lowest levels (in % of time spent) throughout the day, and direct patient care reaches its highest levels. The day‐shift indirect care profile is counter‐cyclical with direct care, as the hospitalist shifts between direct care and indirect care depending on the time of the day. We discuss these phenomena in turn.

It is known that variability in any operation causes congestion and delay, as an unavoidable consequence of the physics of material and information flows.8 Indeed, an entire subindustry based on Lean manufacturing principles has evolved from the Toyota Production System based on the elimination of unnecessary variability in operations.9 Lean processes have been ongoing in manufacturing facilities for decades, and these efforts are just recently being embraced by the service sector in general, and health care specifically.10, 11 Batching is an extreme form of variability, where there is a lull in the amount of work being done and then a burst of work is done over a short period of time. This means that jobs pile up in the queue waiting for the next spike of activity. Our data indicate batching seems to be a common phenomenon for our hospitalists. The majority of the patients admitted to our hospitalist service are unscheduled admissions that arrive primarily through the ED. One potential result of the unscheduled admissions is that patients could be referred to our hospitalist service at a pace that is not well predictable on an hour‐to‐hour basis. This could lead to an unintended result of multiple patients admitted over a short period of time. This means that many patients wait for intake, delaying the onset of their care by the inpatient physician. Also, since an initial exam often results in orders for laboratory tests and studies, batching on the floor will translate into batching of orders going to nursing, pathology, radiology, and other hospital support services. This imposes the cost of variability on these other services in the hospital. From a systems perspective, efficiency will improve if these activities can be smoothed throughout the day. This may suggest opportunities to work with the ED, to help smooth the inflow of patients into the hospital system.

Within the hospital, all of the day‐shift hospitalists can be reached about the needs of their respective patients, however, the physician carrying the admission pager also fields calls for admissions, and acts as the default contact person for the hospitalist group. As this hospitalist receives information on new admissions, he/she is aware of patients ready for intake but cannot evaluate them at the rate they are being referred, so the queue builds. This continues into the swing shift, which also fields referrals faster than they can attend to them. The volatility in indirect care during the swing shift, 2 PM to 7 PM, reflects a significant amount of triaging and fielding general calls about hospitalist patients. These activities further reduce the swing shift's ability to clear the intake queue. The night shift finally gets to these patients and, eventually, clears the queue. There may be an opportunity to consider the use of multiple input pagers or other process changes that can smooth this flow and rationalize the recurring tasks of finding patients and the responsible physician.

Another concept in Lean thinking is that variability is costly when it represents a mismatch between demand for a service and the capacity to serve. With regards to admitted patients, when demand outpaces capacity, patients will wait. When capacity outpaces demand, there is excess capacity in the system. The ideal is to match demand and capacity at all times, so nobody waits and the system carries no costly excess capacity. As the intake providers for admitted patients, we can attack this problem from the capacity side. Here, 2 generic Lean tactics are to: (1) reallocate resources to a bottleneck that is holding up the entire system, and (2) relieve workers of time‐consuming but non‐value‐adding work so they have more capacity to devote to serving demand. In our study, carrying multiple input pagers is an example of tactic (1), and efficient communication technologies and practices that reduce indirect time is an example of (2). Systemwide improvements would require further investigation by working with the variability on the input side (eg, ED admissions).

Our study also found that a significant percent of the time observed was spent traveling (7.4%) from room to room between different floors in the hospital. Travel time, which is non‐value‐adding, is one of the major forms of waste Lean thinking.12 Our hospitalists can provide care to patients at any of the general medical‐surgical beds we have available at our health system. These beds are distributed across 14 units on 5 different floors, as well as in the ED if a bed is not available for an admitted patient. In hospitals routinely operating at high occupancy, such as our AMC, patients often get distributed throughout the facility for lack of beds on the appropriate service's ward. One cost for this is a potential mismatch between a patient's needs and floor nurses' training. Our study reveals another cost, and that is its contribution to the significant amount of time hospitalists spent on travel, which is largely driven by the need to see dispersed patients. Reducing this cost requires a systemic, rather than service‐specific, solution. Our AMC is adding observation‐status beds to relieve some of the pressure on licensed beds, and considering bed management (including parts of the admissions and discharge processes) changes designed to promote better collocation of patients with services. Further study on these and other collocation tactics is warranted.

The spike in indirect activities at 4 PM represents, in part, an early signout by 1 or more of the hospitalists who are not scheduled to hold the admission pager, and have completed their work for the day. This handoff will be replicated at 7 PM when the nocturnists arrive for their night shift. In addition to a significant indirect load on physicians, multiple handoffs have been associated with decreased quality of care.13 Again, it is worthwhile considering the feasibility of alternative shift schedules that can minimize handoffs.

Finally, our findings revealed that a low percentage of time was dedicated to providing discharge instructions (2.24% of direct patient care time, and 0.34% of total time). Because the task of discharging patients falls primarily on the day‐shift hospitalists, when combined with swing‐shift and night‐shift hospitalists' data, the low percentage measured on discharge instructions may have been diluted. Nonetheless, this may point to the need for further investigation on how hospitalists provide direct patient encounter time during this critical phase of transition out of the hospital.

Our study is not without limitations. The student observers shadowed a representative group of hospitalists, but they were not able to follow everyone in the group. More specifically, their observations were made on the hospitalist who was carrying the primary hospitalist service admitting pager. Although it was the intent of our study to focus on the hospitalists we felt would be the busiest, our results may not be generalizable to all hospitalists. Although our research supports the previous findings by O'Leary et al.,6 a second limitation to our study is that our analysis was done at a single hospitalist group in an AMC, and hence the results may not be generalizable to other hospitalist groups. Another limitation may be that we did not do an evaluation of the hours between 2 AM to 7 AM. This period of time is used to catch up on medical documentation and to be available for medical emergencies. As more hospitalist programs are employing the use of nocturnists, it may be informative to have this time period tracked for activities.

Conclusions

Our study supports the broad allocation of hospitalist time found in an earlier study at a different AMC,6 suggesting that these might be generally representative in other AMCs. We found that travel constitutes a significant claim in hospitalists' time, due in part to the inability to collocate hospitalist service patients. Remedies are not likely to be service‐specific, but will require systemwide analyses of admission and discharge processes. Communication takes a significant amount of hospitalist time, with pages and phone calls related to handoffs accounting for most of the total communication time. As hospitalists working at non‐AMC settings may experience different work flow issues, we would like to see time‐motion studies of hospitalists in other types of hospitals. Future studies should also seek to better understand the how hospitals at high occupancy may reduce batching and streamline both the discharge and admission process, determine the factors that account for the significant communication time and how these processes could be streamlined, and evaluate the potential benefits of geographical localization of hospitalists' patients.

Acknowledgements

The authors thank Tracey Jackson, Michael Paulsen, Deepak Srinivasin, and Ryan Werblow, who were students in the undergraduate business school program, for their invaluable contribution in shadowing hospitalists to collect the time study data.

Files
References
  1. Flanders SA, Saint S, McMahon LF, Howell JD.Where should hospitalists sit within the academic medical center?J Gen Intern Med.2008;23:12691272.
  2. Saint S, Flanders SA.Hospitalists in teaching hospitals: opportunities but not without danger.J Gen Intern Med.2004;19:392393.
  3. Sehgal NL, Shah HM, Parekh VI, Roy CL, Williams MV.Non‐housestaff medicine services in academic centers: models and challenges.J Hosp Med.2008;3:247255.
  4. Society of Hospital Medicine. Society of Hospital Medicine Releases Results of the 2007–2008 Survey on the State of the Hospital Medicine Movement.2008. Available at: http://www.hospitalmedicine.org/AM/Template.cfm? Section=Press_Releases3:398402.
  5. O'Leary K, Liebovitz D, Baker D.How hospitalists spend their time: insights on efficiency and safety.J Hosp Med.2006;1:8893.
  6. Chopra V, Gogineni P.MCOMM: Redefining Medical Communication in the 21st Century, University of Michigan Health System. In: Society of Hospital Medicine Annual Meeting, Best of Innovations Presentation; 2009; Chicago, IL;2009.
  7. Hopp WJ, Spearman ML.Factory Physics: Foundations of Manufacturing Management.Boston:Irwin, McGraw‐Hill;1996.
  8. Liker JK.The Toyota Way.1st ed.Madison, WI:McGraw‐Hill;2004.
  9. Going Lean in Health Care.White Paper.Boston, MA:Institute for Healthcare Improvement;2005 January and February, 2005. Available at: http://www.ihconline.org/toolkits/LeanInHealthcare/GoingLeaninHealth CareWhitePaper.pdf. Accessed September 2009.
  10. Kim CS, Spahlinger DA, Kin JM, Billi JE.Lean health care: what can hospitals learn from a world‐class automaker?J Hosp Med.2006;1:191199.
  11. Anupindi R, Chopra S, Deshmukh SD, VanMieghem JA, Zemel E.Managing Business Process Flows.Upper Saddle River, NJ:Prentice Hall;2006.
  12. Dunn W, Murphy JG.The patient handoff: medicine's Formula One moment.Chest.2008;134:912.
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Issue
Journal of Hospital Medicine - 5(6)
Page Number
329-334
Legacy Keywords
efficiency, hospitalist, lean thinking, time study
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Many academic medical centers (AMCs) employ hospitalists to provide care for patients on resident services as supervising attendings,1, 2 as well as on nonresident services.3 The number of hospitalists working on nonresident services at AMCs has grown exponentially, as the Accreditation Council for Graduate Medical Education (ACGME) implemented duty‐hour standards for residents.3 According to the latest Society of Hospital Medicine (SHM) estimates, the number of practicing hospitalists is projected to grow to 30,000 by 2010.4 As astonishing as this growth may sound, it is anticipated that more hospitalists will be needed to meet the demand for these physicians.5 Further, as financial realities require AMCs to be increasingly efficient without compromising patient care, and hospitalists provide a greater range of clinical services, it is important to better understand how hospitalists spend their time in the hospital. Understanding the daily work flow of hospitalists can identify how these physicians can be better supported. A previous report by O'Leary et al.6 highlighted how hospitalists spent their time during their usual day shifts at an AMC. It is important to validate their study to determine broadly applicable findings. We performed a time‐motion study where we followed the admitting hospitalists during the day and night shifts. We felt it was important to focus on hospitalists who are admitting patients, as this has potential patient safety and quality implications related to multitasking, triaging, and helping patients navigate through a complex admission process involving multiple clinical services. Our goal was to better understand how the flow of patients impacted these physicians, and determine how our hospitalists spent their time providing direct and indirect patient care‐related activities. In addition, we looked for predictable variations in activities throughout the day that might be associated with the timely care of patients.

Materials and Methods

Setting

The University of Michigan Health System (UMHS) is a tertiary care AMC, with more than 800 beds, and over 34,000 annual adult discharges. Internal Medicine services comprise a large proportion of those discharged, accounting for over 17,000 discharges per year; and is projected to grow at an annual rate of 4%. As service caps and work‐hour restrictions have limited the total number of patients that medical residents are able to care for, our hospitalist group has increased the number of physicians on the nonresident hospitalist service. At the time of the study, there were 23 hospitalists, equivalent to 18.25 full‐time equivalents (FTEs), staffing the service. The hospitalists provide in‐house patient care 24 hours a day and 7 days a week. Hospitalists also provide general medicine consult services, surgical comanagement and perioperative care, procedures, inpatient cardiopulmonary arrest response, rapid response team supervision, and observation care; and are also the primary inpatient physicians for many of the hospitalized interventional radiology and dermatology patients. These direct patient care activities account for 4500 annual discharges from the nonresident service.

Data Collection

Four university undergraduate business administration program students shadowed 11 hospitalists over a 3‐week period in 4‐hour to 12‐hour time blocks. The students followed the hospitalist on the shift that was taking admission calls, during day and night. A data collection tool was designed to track physicians' actions in 1‐minute increments, using categories similar to those used in a previously published time‐motion study of hospitalists' activities (Table 1).6 Physicians' activities each minute were assigned to a single category that most represented their action during that time period. At our AMC, 6 hospitalists work during the day shifts, and 2 on the night shifts. Our hospitalists may have patients in any of the 14 general care units in the hospital, as our hospitalists' services are not geographically based. The day hospitalists' shifts are scheduled from 7 AM to 7 PM. Two of the 6 hospitalists rotate through a 3‐day cycle as the admitting physician. Their duties include triaging and admitting patients until 2 PM, providing the day‐to‐day care for their patients until 7 PM, and occasionally cross‐covering for the other day‐shift hospitalists that have left for the day. The 4 other day‐shift hospitalists, not on their rotation as the admitting physician, may sign out and leave as early as 4 PM if their work for the day is done. At 2 PM, a separate swing‐shift hospitalist takes over the role of triaging and admitting until 7 PM. During the day shift, consults and perioperative management of patients are provided by a separate hospitalist on the consult service. At 7 PM, 2 nocturnists arrive for their 7 PM to 7 AM shift. The nocturnists, in addition to cross‐covering service patients, admit a maximum of 6 patients each, or until midnightwhichever comes first.

Coding of Physician Activities by Direct vs. Indirect Care in Time‐Motion Analysis
CategoryCodeDescription
Direct patient careDPIHInitial history
 DPDIDischarge instructions
 DPFMFamily meetings
 DPRVRevisit
 DPCCCross‐cover
Indirect patient care  
DocumentationIDGDGeneral documentation
 IDDNDaily notes
 IDDDDischarge navigator
Records/ResultsIPMRReview medical records
CommunicationICHHPatient handoffs
 ICFFFace‐to‐face
 ICIPIncoming page
 ICOPOutgoing page
 ICICIncoming call
 ICOCOutgoing call
 ICEEE‐mail communications
 ICDPDischarge planner
OrdersIOWOWriting orders
Professional developmentPDRRReading articles, textbooks, references
EducationEEWRTeaching during work rounds
TravelTTTTTravel
PersonalPPPPPersonal
Down timeDDDDDowntime

The students observed 11 different hospitalists, and followed these physicians during 9 weekday shifts, 5 weekday swing shifts, 10 weekday night shifts, and 4 weekend night shifts. The variance in the number of each type of shifts monitored was likely due to scheduling limitations of the students. In total, they collected data on 8,915 minutes of hospitalists' activities. The students monitored the hospitalists representing time periods from 7 AM to 2 AM. Analysis from 2 AM to 7 AM was excluded, because after 2 AM the hospitalists did not routinely evaluate new patients with the exception of emergent requests. New admissions after midnight are handled by a night float service staffed by residents.

Results

Overall, time spent on patient care activities comprised the bulk of hospitalists' shifts (82%) (Figure 1). Patient care activities were further categorized as direct patient caredefined as face‐to‐face patient or family time; and indirect patient caredefined as activities related to patient care, but without patient or family contact. Direct and indirect patient care accounted for 15% and 67% of the hospitalists' time, respectively. The other 18% of the hospitalists' time spent in the hospital were broadly categorized into: professional development, education, personal, downtime, and travel. Professional development included activities such as looking up information (eg, literature search); education included times that hospitalists spent with residents or medical students; personal time included only restroom and food breaks; and travel included time spent moving from 1 area to the next during their shift.

Figure 1
Bar graph showing the distribution of hospitalists' time spent on indirect patient care, direct patient care, and various types of other non‐patient‐care activities.

The majority of the hospitalists' direct patient care time was spent on evaluating new patients (79%). Significantly smaller amounts of time were spent on other direct care activities: cross‐covering other patients (8%), follow‐up visits (7%), family meetings (4%), and discharge instructions (2%) (Figure 2).

Figure 2
Distribution by types of direct patient care activities: history and initial evaluation, follow‐up or repeat visit on the same day, cross‐cover activities, attending family meetings, and providing discharge instructions.

Indirect patient care activities included, 41% of time used to communicate with other healthcare providers, 26% on medical documentation, 20% reviewing medical records and results, and 13% of time writing orders (Figure 3). Communication accounted for a large proportion of a hospitalists' work, and included telephone conversations with Emergency Department (ED) or other admitting providers, handoffs, paging, face‐to‐face conversations with consultants and other support staff, and e‐mail.

Figure 3
Distribution by types of indirect patient care activities: communication, documentation, reviewing records and results, and writing orders.

Figure 4 shows the hourly distribution of time spent on direct and indirect patient care by a hospitalist throughout the day. The day‐time hospitalists pick up their signout from the nocturnists at 7 AM to begin their shift. The swing hospitalists arrive at 2 PM during the weekdays, and their primary duty is to triage and admit patients until 7 PM. The nocturnists start their shift at 7 PM, at which time the daytime and swing‐shift hospitalists all sign out for the night.

Figure 4
Hourly distribution of time spent on direct and indirect patient care by a hospitalist, revealing the cyclicality of daily activities by hospitalists (see Results).

Discussion

Hospitalists on the nonresident service at our AMC utilize about 15% of their time on face‐to‐face patient care activities, 67% on indirect patient care activities, and 7% of time on moving from 1 part of the hospital to another. Hospitalists are valuable members of the physician work force who address the increasing patient care demands in the face of increasing limitations on residency work‐hours, a growing aging population, and existing inefficiencies in AMCs. The only other work‐flow study of hospitalists of which we are aware provided a single institution's perspective on time utilization by hospitalists. Our study in a different AMC setting revealed strong consistency with the O'Leary et al.6 study in the fraction of time hospitalists spent on direct patient care (15% and 18%, respectively), indirect patient care (67% and 69%); and within indirect patient care the time spent on documentation (26% and 37% of total time) and communications (41% and 35%). While travel in the O'Leary et al.6 study took up only 3% of hospitalists' time, the conclusions in that paper clearly suggest that the authors consider it an area of concern. Our study found that travel accounted for over 7% of hospitalists' time, confirming that intuition. The significant travel time may in part reflect the effects of a non‐geographically‐located hospitalist service. From these 2 studies we can be more confident that in large, tertiary care AMCs the time hospitalists spend on indirect patient care dominates that for direct patient care (by a factor of 4 in these studies), that within indirect patient care documentation and communication are dominant activities, and that travel can take a significant amount of time when patients are dispersed throughout the facility.

Both studies demonstrated that communication accounted for a significant proportion of a hospitalist's time. In our study communication accounted for 28% of their total time in the hospital, and 41% of the indirect patient care portion (Figure 3). A closer look within our communication category revealed that phone calls and handoffs accounted for two‐thirds of all communication time observed. As the hospitalists who carry the admitting pager, they receive the pages to take admission calls, but also take calls from consultants who have recommendations, as well as from nursing and other hospital staff. Depending on the nature of the conversation, the phone calls can last several minutes. While ensuring the communication between health care providers is complete and thorough, there may be opportunities to develop novel approaches to the way hospitalists communicate with other care providers. For example, at the UMHS, alternative communication methods with nursing staff have been proposed such as utilizing a website or a handheld device to help hospitalists prioritize their communications back to the nursing staff7; while standardizing the intake information from the ED or other admitting providers may help reduce the total time spent on phone calls. We will need to further explore the potential benefits of these ideas in future work.

Our data also reveal an interesting cyclicality of daily activities for the hospitalists, as shown in Figure 4. We identified batching behaviors throughout the day, which cause delays in seeing patients and can be deleterious to smooth workflows in support services. Spikes in indirect patient care, followed closely by spikes in direct patient care, occur regularly at shift changes (7 AM, 2 PM, and 7 PM). Also, in the night shift, indirect patient care drops to its lowest levels (in % of time spent) throughout the day, and direct patient care reaches its highest levels. The day‐shift indirect care profile is counter‐cyclical with direct care, as the hospitalist shifts between direct care and indirect care depending on the time of the day. We discuss these phenomena in turn.

It is known that variability in any operation causes congestion and delay, as an unavoidable consequence of the physics of material and information flows.8 Indeed, an entire subindustry based on Lean manufacturing principles has evolved from the Toyota Production System based on the elimination of unnecessary variability in operations.9 Lean processes have been ongoing in manufacturing facilities for decades, and these efforts are just recently being embraced by the service sector in general, and health care specifically.10, 11 Batching is an extreme form of variability, where there is a lull in the amount of work being done and then a burst of work is done over a short period of time. This means that jobs pile up in the queue waiting for the next spike of activity. Our data indicate batching seems to be a common phenomenon for our hospitalists. The majority of the patients admitted to our hospitalist service are unscheduled admissions that arrive primarily through the ED. One potential result of the unscheduled admissions is that patients could be referred to our hospitalist service at a pace that is not well predictable on an hour‐to‐hour basis. This could lead to an unintended result of multiple patients admitted over a short period of time. This means that many patients wait for intake, delaying the onset of their care by the inpatient physician. Also, since an initial exam often results in orders for laboratory tests and studies, batching on the floor will translate into batching of orders going to nursing, pathology, radiology, and other hospital support services. This imposes the cost of variability on these other services in the hospital. From a systems perspective, efficiency will improve if these activities can be smoothed throughout the day. This may suggest opportunities to work with the ED, to help smooth the inflow of patients into the hospital system.

Within the hospital, all of the day‐shift hospitalists can be reached about the needs of their respective patients, however, the physician carrying the admission pager also fields calls for admissions, and acts as the default contact person for the hospitalist group. As this hospitalist receives information on new admissions, he/she is aware of patients ready for intake but cannot evaluate them at the rate they are being referred, so the queue builds. This continues into the swing shift, which also fields referrals faster than they can attend to them. The volatility in indirect care during the swing shift, 2 PM to 7 PM, reflects a significant amount of triaging and fielding general calls about hospitalist patients. These activities further reduce the swing shift's ability to clear the intake queue. The night shift finally gets to these patients and, eventually, clears the queue. There may be an opportunity to consider the use of multiple input pagers or other process changes that can smooth this flow and rationalize the recurring tasks of finding patients and the responsible physician.

Another concept in Lean thinking is that variability is costly when it represents a mismatch between demand for a service and the capacity to serve. With regards to admitted patients, when demand outpaces capacity, patients will wait. When capacity outpaces demand, there is excess capacity in the system. The ideal is to match demand and capacity at all times, so nobody waits and the system carries no costly excess capacity. As the intake providers for admitted patients, we can attack this problem from the capacity side. Here, 2 generic Lean tactics are to: (1) reallocate resources to a bottleneck that is holding up the entire system, and (2) relieve workers of time‐consuming but non‐value‐adding work so they have more capacity to devote to serving demand. In our study, carrying multiple input pagers is an example of tactic (1), and efficient communication technologies and practices that reduce indirect time is an example of (2). Systemwide improvements would require further investigation by working with the variability on the input side (eg, ED admissions).

Our study also found that a significant percent of the time observed was spent traveling (7.4%) from room to room between different floors in the hospital. Travel time, which is non‐value‐adding, is one of the major forms of waste Lean thinking.12 Our hospitalists can provide care to patients at any of the general medical‐surgical beds we have available at our health system. These beds are distributed across 14 units on 5 different floors, as well as in the ED if a bed is not available for an admitted patient. In hospitals routinely operating at high occupancy, such as our AMC, patients often get distributed throughout the facility for lack of beds on the appropriate service's ward. One cost for this is a potential mismatch between a patient's needs and floor nurses' training. Our study reveals another cost, and that is its contribution to the significant amount of time hospitalists spent on travel, which is largely driven by the need to see dispersed patients. Reducing this cost requires a systemic, rather than service‐specific, solution. Our AMC is adding observation‐status beds to relieve some of the pressure on licensed beds, and considering bed management (including parts of the admissions and discharge processes) changes designed to promote better collocation of patients with services. Further study on these and other collocation tactics is warranted.

The spike in indirect activities at 4 PM represents, in part, an early signout by 1 or more of the hospitalists who are not scheduled to hold the admission pager, and have completed their work for the day. This handoff will be replicated at 7 PM when the nocturnists arrive for their night shift. In addition to a significant indirect load on physicians, multiple handoffs have been associated with decreased quality of care.13 Again, it is worthwhile considering the feasibility of alternative shift schedules that can minimize handoffs.

Finally, our findings revealed that a low percentage of time was dedicated to providing discharge instructions (2.24% of direct patient care time, and 0.34% of total time). Because the task of discharging patients falls primarily on the day‐shift hospitalists, when combined with swing‐shift and night‐shift hospitalists' data, the low percentage measured on discharge instructions may have been diluted. Nonetheless, this may point to the need for further investigation on how hospitalists provide direct patient encounter time during this critical phase of transition out of the hospital.

Our study is not without limitations. The student observers shadowed a representative group of hospitalists, but they were not able to follow everyone in the group. More specifically, their observations were made on the hospitalist who was carrying the primary hospitalist service admitting pager. Although it was the intent of our study to focus on the hospitalists we felt would be the busiest, our results may not be generalizable to all hospitalists. Although our research supports the previous findings by O'Leary et al.,6 a second limitation to our study is that our analysis was done at a single hospitalist group in an AMC, and hence the results may not be generalizable to other hospitalist groups. Another limitation may be that we did not do an evaluation of the hours between 2 AM to 7 AM. This period of time is used to catch up on medical documentation and to be available for medical emergencies. As more hospitalist programs are employing the use of nocturnists, it may be informative to have this time period tracked for activities.

Conclusions

Our study supports the broad allocation of hospitalist time found in an earlier study at a different AMC,6 suggesting that these might be generally representative in other AMCs. We found that travel constitutes a significant claim in hospitalists' time, due in part to the inability to collocate hospitalist service patients. Remedies are not likely to be service‐specific, but will require systemwide analyses of admission and discharge processes. Communication takes a significant amount of hospitalist time, with pages and phone calls related to handoffs accounting for most of the total communication time. As hospitalists working at non‐AMC settings may experience different work flow issues, we would like to see time‐motion studies of hospitalists in other types of hospitals. Future studies should also seek to better understand the how hospitals at high occupancy may reduce batching and streamline both the discharge and admission process, determine the factors that account for the significant communication time and how these processes could be streamlined, and evaluate the potential benefits of geographical localization of hospitalists' patients.

Acknowledgements

The authors thank Tracey Jackson, Michael Paulsen, Deepak Srinivasin, and Ryan Werblow, who were students in the undergraduate business school program, for their invaluable contribution in shadowing hospitalists to collect the time study data.

Many academic medical centers (AMCs) employ hospitalists to provide care for patients on resident services as supervising attendings,1, 2 as well as on nonresident services.3 The number of hospitalists working on nonresident services at AMCs has grown exponentially, as the Accreditation Council for Graduate Medical Education (ACGME) implemented duty‐hour standards for residents.3 According to the latest Society of Hospital Medicine (SHM) estimates, the number of practicing hospitalists is projected to grow to 30,000 by 2010.4 As astonishing as this growth may sound, it is anticipated that more hospitalists will be needed to meet the demand for these physicians.5 Further, as financial realities require AMCs to be increasingly efficient without compromising patient care, and hospitalists provide a greater range of clinical services, it is important to better understand how hospitalists spend their time in the hospital. Understanding the daily work flow of hospitalists can identify how these physicians can be better supported. A previous report by O'Leary et al.6 highlighted how hospitalists spent their time during their usual day shifts at an AMC. It is important to validate their study to determine broadly applicable findings. We performed a time‐motion study where we followed the admitting hospitalists during the day and night shifts. We felt it was important to focus on hospitalists who are admitting patients, as this has potential patient safety and quality implications related to multitasking, triaging, and helping patients navigate through a complex admission process involving multiple clinical services. Our goal was to better understand how the flow of patients impacted these physicians, and determine how our hospitalists spent their time providing direct and indirect patient care‐related activities. In addition, we looked for predictable variations in activities throughout the day that might be associated with the timely care of patients.

Materials and Methods

Setting

The University of Michigan Health System (UMHS) is a tertiary care AMC, with more than 800 beds, and over 34,000 annual adult discharges. Internal Medicine services comprise a large proportion of those discharged, accounting for over 17,000 discharges per year; and is projected to grow at an annual rate of 4%. As service caps and work‐hour restrictions have limited the total number of patients that medical residents are able to care for, our hospitalist group has increased the number of physicians on the nonresident hospitalist service. At the time of the study, there were 23 hospitalists, equivalent to 18.25 full‐time equivalents (FTEs), staffing the service. The hospitalists provide in‐house patient care 24 hours a day and 7 days a week. Hospitalists also provide general medicine consult services, surgical comanagement and perioperative care, procedures, inpatient cardiopulmonary arrest response, rapid response team supervision, and observation care; and are also the primary inpatient physicians for many of the hospitalized interventional radiology and dermatology patients. These direct patient care activities account for 4500 annual discharges from the nonresident service.

Data Collection

Four university undergraduate business administration program students shadowed 11 hospitalists over a 3‐week period in 4‐hour to 12‐hour time blocks. The students followed the hospitalist on the shift that was taking admission calls, during day and night. A data collection tool was designed to track physicians' actions in 1‐minute increments, using categories similar to those used in a previously published time‐motion study of hospitalists' activities (Table 1).6 Physicians' activities each minute were assigned to a single category that most represented their action during that time period. At our AMC, 6 hospitalists work during the day shifts, and 2 on the night shifts. Our hospitalists may have patients in any of the 14 general care units in the hospital, as our hospitalists' services are not geographically based. The day hospitalists' shifts are scheduled from 7 AM to 7 PM. Two of the 6 hospitalists rotate through a 3‐day cycle as the admitting physician. Their duties include triaging and admitting patients until 2 PM, providing the day‐to‐day care for their patients until 7 PM, and occasionally cross‐covering for the other day‐shift hospitalists that have left for the day. The 4 other day‐shift hospitalists, not on their rotation as the admitting physician, may sign out and leave as early as 4 PM if their work for the day is done. At 2 PM, a separate swing‐shift hospitalist takes over the role of triaging and admitting until 7 PM. During the day shift, consults and perioperative management of patients are provided by a separate hospitalist on the consult service. At 7 PM, 2 nocturnists arrive for their 7 PM to 7 AM shift. The nocturnists, in addition to cross‐covering service patients, admit a maximum of 6 patients each, or until midnightwhichever comes first.

Coding of Physician Activities by Direct vs. Indirect Care in Time‐Motion Analysis
CategoryCodeDescription
Direct patient careDPIHInitial history
 DPDIDischarge instructions
 DPFMFamily meetings
 DPRVRevisit
 DPCCCross‐cover
Indirect patient care  
DocumentationIDGDGeneral documentation
 IDDNDaily notes
 IDDDDischarge navigator
Records/ResultsIPMRReview medical records
CommunicationICHHPatient handoffs
 ICFFFace‐to‐face
 ICIPIncoming page
 ICOPOutgoing page
 ICICIncoming call
 ICOCOutgoing call
 ICEEE‐mail communications
 ICDPDischarge planner
OrdersIOWOWriting orders
Professional developmentPDRRReading articles, textbooks, references
EducationEEWRTeaching during work rounds
TravelTTTTTravel
PersonalPPPPPersonal
Down timeDDDDDowntime

The students observed 11 different hospitalists, and followed these physicians during 9 weekday shifts, 5 weekday swing shifts, 10 weekday night shifts, and 4 weekend night shifts. The variance in the number of each type of shifts monitored was likely due to scheduling limitations of the students. In total, they collected data on 8,915 minutes of hospitalists' activities. The students monitored the hospitalists representing time periods from 7 AM to 2 AM. Analysis from 2 AM to 7 AM was excluded, because after 2 AM the hospitalists did not routinely evaluate new patients with the exception of emergent requests. New admissions after midnight are handled by a night float service staffed by residents.

Results

Overall, time spent on patient care activities comprised the bulk of hospitalists' shifts (82%) (Figure 1). Patient care activities were further categorized as direct patient caredefined as face‐to‐face patient or family time; and indirect patient caredefined as activities related to patient care, but without patient or family contact. Direct and indirect patient care accounted for 15% and 67% of the hospitalists' time, respectively. The other 18% of the hospitalists' time spent in the hospital were broadly categorized into: professional development, education, personal, downtime, and travel. Professional development included activities such as looking up information (eg, literature search); education included times that hospitalists spent with residents or medical students; personal time included only restroom and food breaks; and travel included time spent moving from 1 area to the next during their shift.

Figure 1
Bar graph showing the distribution of hospitalists' time spent on indirect patient care, direct patient care, and various types of other non‐patient‐care activities.

The majority of the hospitalists' direct patient care time was spent on evaluating new patients (79%). Significantly smaller amounts of time were spent on other direct care activities: cross‐covering other patients (8%), follow‐up visits (7%), family meetings (4%), and discharge instructions (2%) (Figure 2).

Figure 2
Distribution by types of direct patient care activities: history and initial evaluation, follow‐up or repeat visit on the same day, cross‐cover activities, attending family meetings, and providing discharge instructions.

Indirect patient care activities included, 41% of time used to communicate with other healthcare providers, 26% on medical documentation, 20% reviewing medical records and results, and 13% of time writing orders (Figure 3). Communication accounted for a large proportion of a hospitalists' work, and included telephone conversations with Emergency Department (ED) or other admitting providers, handoffs, paging, face‐to‐face conversations with consultants and other support staff, and e‐mail.

Figure 3
Distribution by types of indirect patient care activities: communication, documentation, reviewing records and results, and writing orders.

Figure 4 shows the hourly distribution of time spent on direct and indirect patient care by a hospitalist throughout the day. The day‐time hospitalists pick up their signout from the nocturnists at 7 AM to begin their shift. The swing hospitalists arrive at 2 PM during the weekdays, and their primary duty is to triage and admit patients until 7 PM. The nocturnists start their shift at 7 PM, at which time the daytime and swing‐shift hospitalists all sign out for the night.

Figure 4
Hourly distribution of time spent on direct and indirect patient care by a hospitalist, revealing the cyclicality of daily activities by hospitalists (see Results).

Discussion

Hospitalists on the nonresident service at our AMC utilize about 15% of their time on face‐to‐face patient care activities, 67% on indirect patient care activities, and 7% of time on moving from 1 part of the hospital to another. Hospitalists are valuable members of the physician work force who address the increasing patient care demands in the face of increasing limitations on residency work‐hours, a growing aging population, and existing inefficiencies in AMCs. The only other work‐flow study of hospitalists of which we are aware provided a single institution's perspective on time utilization by hospitalists. Our study in a different AMC setting revealed strong consistency with the O'Leary et al.6 study in the fraction of time hospitalists spent on direct patient care (15% and 18%, respectively), indirect patient care (67% and 69%); and within indirect patient care the time spent on documentation (26% and 37% of total time) and communications (41% and 35%). While travel in the O'Leary et al.6 study took up only 3% of hospitalists' time, the conclusions in that paper clearly suggest that the authors consider it an area of concern. Our study found that travel accounted for over 7% of hospitalists' time, confirming that intuition. The significant travel time may in part reflect the effects of a non‐geographically‐located hospitalist service. From these 2 studies we can be more confident that in large, tertiary care AMCs the time hospitalists spend on indirect patient care dominates that for direct patient care (by a factor of 4 in these studies), that within indirect patient care documentation and communication are dominant activities, and that travel can take a significant amount of time when patients are dispersed throughout the facility.

Both studies demonstrated that communication accounted for a significant proportion of a hospitalist's time. In our study communication accounted for 28% of their total time in the hospital, and 41% of the indirect patient care portion (Figure 3). A closer look within our communication category revealed that phone calls and handoffs accounted for two‐thirds of all communication time observed. As the hospitalists who carry the admitting pager, they receive the pages to take admission calls, but also take calls from consultants who have recommendations, as well as from nursing and other hospital staff. Depending on the nature of the conversation, the phone calls can last several minutes. While ensuring the communication between health care providers is complete and thorough, there may be opportunities to develop novel approaches to the way hospitalists communicate with other care providers. For example, at the UMHS, alternative communication methods with nursing staff have been proposed such as utilizing a website or a handheld device to help hospitalists prioritize their communications back to the nursing staff7; while standardizing the intake information from the ED or other admitting providers may help reduce the total time spent on phone calls. We will need to further explore the potential benefits of these ideas in future work.

Our data also reveal an interesting cyclicality of daily activities for the hospitalists, as shown in Figure 4. We identified batching behaviors throughout the day, which cause delays in seeing patients and can be deleterious to smooth workflows in support services. Spikes in indirect patient care, followed closely by spikes in direct patient care, occur regularly at shift changes (7 AM, 2 PM, and 7 PM). Also, in the night shift, indirect patient care drops to its lowest levels (in % of time spent) throughout the day, and direct patient care reaches its highest levels. The day‐shift indirect care profile is counter‐cyclical with direct care, as the hospitalist shifts between direct care and indirect care depending on the time of the day. We discuss these phenomena in turn.

It is known that variability in any operation causes congestion and delay, as an unavoidable consequence of the physics of material and information flows.8 Indeed, an entire subindustry based on Lean manufacturing principles has evolved from the Toyota Production System based on the elimination of unnecessary variability in operations.9 Lean processes have been ongoing in manufacturing facilities for decades, and these efforts are just recently being embraced by the service sector in general, and health care specifically.10, 11 Batching is an extreme form of variability, where there is a lull in the amount of work being done and then a burst of work is done over a short period of time. This means that jobs pile up in the queue waiting for the next spike of activity. Our data indicate batching seems to be a common phenomenon for our hospitalists. The majority of the patients admitted to our hospitalist service are unscheduled admissions that arrive primarily through the ED. One potential result of the unscheduled admissions is that patients could be referred to our hospitalist service at a pace that is not well predictable on an hour‐to‐hour basis. This could lead to an unintended result of multiple patients admitted over a short period of time. This means that many patients wait for intake, delaying the onset of their care by the inpatient physician. Also, since an initial exam often results in orders for laboratory tests and studies, batching on the floor will translate into batching of orders going to nursing, pathology, radiology, and other hospital support services. This imposes the cost of variability on these other services in the hospital. From a systems perspective, efficiency will improve if these activities can be smoothed throughout the day. This may suggest opportunities to work with the ED, to help smooth the inflow of patients into the hospital system.

Within the hospital, all of the day‐shift hospitalists can be reached about the needs of their respective patients, however, the physician carrying the admission pager also fields calls for admissions, and acts as the default contact person for the hospitalist group. As this hospitalist receives information on new admissions, he/she is aware of patients ready for intake but cannot evaluate them at the rate they are being referred, so the queue builds. This continues into the swing shift, which also fields referrals faster than they can attend to them. The volatility in indirect care during the swing shift, 2 PM to 7 PM, reflects a significant amount of triaging and fielding general calls about hospitalist patients. These activities further reduce the swing shift's ability to clear the intake queue. The night shift finally gets to these patients and, eventually, clears the queue. There may be an opportunity to consider the use of multiple input pagers or other process changes that can smooth this flow and rationalize the recurring tasks of finding patients and the responsible physician.

Another concept in Lean thinking is that variability is costly when it represents a mismatch between demand for a service and the capacity to serve. With regards to admitted patients, when demand outpaces capacity, patients will wait. When capacity outpaces demand, there is excess capacity in the system. The ideal is to match demand and capacity at all times, so nobody waits and the system carries no costly excess capacity. As the intake providers for admitted patients, we can attack this problem from the capacity side. Here, 2 generic Lean tactics are to: (1) reallocate resources to a bottleneck that is holding up the entire system, and (2) relieve workers of time‐consuming but non‐value‐adding work so they have more capacity to devote to serving demand. In our study, carrying multiple input pagers is an example of tactic (1), and efficient communication technologies and practices that reduce indirect time is an example of (2). Systemwide improvements would require further investigation by working with the variability on the input side (eg, ED admissions).

Our study also found that a significant percent of the time observed was spent traveling (7.4%) from room to room between different floors in the hospital. Travel time, which is non‐value‐adding, is one of the major forms of waste Lean thinking.12 Our hospitalists can provide care to patients at any of the general medical‐surgical beds we have available at our health system. These beds are distributed across 14 units on 5 different floors, as well as in the ED if a bed is not available for an admitted patient. In hospitals routinely operating at high occupancy, such as our AMC, patients often get distributed throughout the facility for lack of beds on the appropriate service's ward. One cost for this is a potential mismatch between a patient's needs and floor nurses' training. Our study reveals another cost, and that is its contribution to the significant amount of time hospitalists spent on travel, which is largely driven by the need to see dispersed patients. Reducing this cost requires a systemic, rather than service‐specific, solution. Our AMC is adding observation‐status beds to relieve some of the pressure on licensed beds, and considering bed management (including parts of the admissions and discharge processes) changes designed to promote better collocation of patients with services. Further study on these and other collocation tactics is warranted.

The spike in indirect activities at 4 PM represents, in part, an early signout by 1 or more of the hospitalists who are not scheduled to hold the admission pager, and have completed their work for the day. This handoff will be replicated at 7 PM when the nocturnists arrive for their night shift. In addition to a significant indirect load on physicians, multiple handoffs have been associated with decreased quality of care.13 Again, it is worthwhile considering the feasibility of alternative shift schedules that can minimize handoffs.

Finally, our findings revealed that a low percentage of time was dedicated to providing discharge instructions (2.24% of direct patient care time, and 0.34% of total time). Because the task of discharging patients falls primarily on the day‐shift hospitalists, when combined with swing‐shift and night‐shift hospitalists' data, the low percentage measured on discharge instructions may have been diluted. Nonetheless, this may point to the need for further investigation on how hospitalists provide direct patient encounter time during this critical phase of transition out of the hospital.

Our study is not without limitations. The student observers shadowed a representative group of hospitalists, but they were not able to follow everyone in the group. More specifically, their observations were made on the hospitalist who was carrying the primary hospitalist service admitting pager. Although it was the intent of our study to focus on the hospitalists we felt would be the busiest, our results may not be generalizable to all hospitalists. Although our research supports the previous findings by O'Leary et al.,6 a second limitation to our study is that our analysis was done at a single hospitalist group in an AMC, and hence the results may not be generalizable to other hospitalist groups. Another limitation may be that we did not do an evaluation of the hours between 2 AM to 7 AM. This period of time is used to catch up on medical documentation and to be available for medical emergencies. As more hospitalist programs are employing the use of nocturnists, it may be informative to have this time period tracked for activities.

Conclusions

Our study supports the broad allocation of hospitalist time found in an earlier study at a different AMC,6 suggesting that these might be generally representative in other AMCs. We found that travel constitutes a significant claim in hospitalists' time, due in part to the inability to collocate hospitalist service patients. Remedies are not likely to be service‐specific, but will require systemwide analyses of admission and discharge processes. Communication takes a significant amount of hospitalist time, with pages and phone calls related to handoffs accounting for most of the total communication time. As hospitalists working at non‐AMC settings may experience different work flow issues, we would like to see time‐motion studies of hospitalists in other types of hospitals. Future studies should also seek to better understand the how hospitals at high occupancy may reduce batching and streamline both the discharge and admission process, determine the factors that account for the significant communication time and how these processes could be streamlined, and evaluate the potential benefits of geographical localization of hospitalists' patients.

Acknowledgements

The authors thank Tracey Jackson, Michael Paulsen, Deepak Srinivasin, and Ryan Werblow, who were students in the undergraduate business school program, for their invaluable contribution in shadowing hospitalists to collect the time study data.

References
  1. Flanders SA, Saint S, McMahon LF, Howell JD.Where should hospitalists sit within the academic medical center?J Gen Intern Med.2008;23:12691272.
  2. Saint S, Flanders SA.Hospitalists in teaching hospitals: opportunities but not without danger.J Gen Intern Med.2004;19:392393.
  3. Sehgal NL, Shah HM, Parekh VI, Roy CL, Williams MV.Non‐housestaff medicine services in academic centers: models and challenges.J Hosp Med.2008;3:247255.
  4. Society of Hospital Medicine. Society of Hospital Medicine Releases Results of the 2007–2008 Survey on the State of the Hospital Medicine Movement.2008. Available at: http://www.hospitalmedicine.org/AM/Template.cfm? Section=Press_Releases3:398402.
  5. O'Leary K, Liebovitz D, Baker D.How hospitalists spend their time: insights on efficiency and safety.J Hosp Med.2006;1:8893.
  6. Chopra V, Gogineni P.MCOMM: Redefining Medical Communication in the 21st Century, University of Michigan Health System. In: Society of Hospital Medicine Annual Meeting, Best of Innovations Presentation; 2009; Chicago, IL;2009.
  7. Hopp WJ, Spearman ML.Factory Physics: Foundations of Manufacturing Management.Boston:Irwin, McGraw‐Hill;1996.
  8. Liker JK.The Toyota Way.1st ed.Madison, WI:McGraw‐Hill;2004.
  9. Going Lean in Health Care.White Paper.Boston, MA:Institute for Healthcare Improvement;2005 January and February, 2005. Available at: http://www.ihconline.org/toolkits/LeanInHealthcare/GoingLeaninHealth CareWhitePaper.pdf. Accessed September 2009.
  10. Kim CS, Spahlinger DA, Kin JM, Billi JE.Lean health care: what can hospitals learn from a world‐class automaker?J Hosp Med.2006;1:191199.
  11. Anupindi R, Chopra S, Deshmukh SD, VanMieghem JA, Zemel E.Managing Business Process Flows.Upper Saddle River, NJ:Prentice Hall;2006.
  12. Dunn W, Murphy JG.The patient handoff: medicine's Formula One moment.Chest.2008;134:912.
References
  1. Flanders SA, Saint S, McMahon LF, Howell JD.Where should hospitalists sit within the academic medical center?J Gen Intern Med.2008;23:12691272.
  2. Saint S, Flanders SA.Hospitalists in teaching hospitals: opportunities but not without danger.J Gen Intern Med.2004;19:392393.
  3. Sehgal NL, Shah HM, Parekh VI, Roy CL, Williams MV.Non‐housestaff medicine services in academic centers: models and challenges.J Hosp Med.2008;3:247255.
  4. Society of Hospital Medicine. Society of Hospital Medicine Releases Results of the 2007–2008 Survey on the State of the Hospital Medicine Movement.2008. Available at: http://www.hospitalmedicine.org/AM/Template.cfm? Section=Press_Releases3:398402.
  5. O'Leary K, Liebovitz D, Baker D.How hospitalists spend their time: insights on efficiency and safety.J Hosp Med.2006;1:8893.
  6. Chopra V, Gogineni P.MCOMM: Redefining Medical Communication in the 21st Century, University of Michigan Health System. In: Society of Hospital Medicine Annual Meeting, Best of Innovations Presentation; 2009; Chicago, IL;2009.
  7. Hopp WJ, Spearman ML.Factory Physics: Foundations of Manufacturing Management.Boston:Irwin, McGraw‐Hill;1996.
  8. Liker JK.The Toyota Way.1st ed.Madison, WI:McGraw‐Hill;2004.
  9. Going Lean in Health Care.White Paper.Boston, MA:Institute for Healthcare Improvement;2005 January and February, 2005. Available at: http://www.ihconline.org/toolkits/LeanInHealthcare/GoingLeaninHealth CareWhitePaper.pdf. Accessed September 2009.
  10. Kim CS, Spahlinger DA, Kin JM, Billi JE.Lean health care: what can hospitals learn from a world‐class automaker?J Hosp Med.2006;1:191199.
  11. Anupindi R, Chopra S, Deshmukh SD, VanMieghem JA, Zemel E.Managing Business Process Flows.Upper Saddle River, NJ:Prentice Hall;2006.
  12. Dunn W, Murphy JG.The patient handoff: medicine's Formula One moment.Chest.2008;134:912.
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Journal of Hospital Medicine - 5(6)
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Hospitalist time usage and cyclicality: Opportunities to improve efficiency
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MD, MBA, Assistant Professor, Internal Medicine, Assistant Professor, Pediatrics and Communicable Diseases, University of Michigan Medical School, Division of General Medicine, Department of Internal Medicine, 3119 Taubman Center, Box 5376, 1500 E. Medical Center Drive, Ann Arbor, MI 48109‐5376
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The renal failure that vanished

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The renal failure that vanished

A 35‐year‐old African American female presented to her primary care provider with a 4‐day history of progressive nausea, vomiting, and generalized malaise. The patient had been in her usual state of health prior to the onset of these symptoms and had no history of prior hospitalization. She denied any fevers, chills, abdominal pain, or change in diet prior to the onset of her symptoms. She also had no recent exposure to sick contacts, human immunodeficiency virus (HIV) risk factors, or history of recent travel. One week prior to her presentation, the patient had been prescribed rifampin for treatment of chronic hidradenitis suppurativa. She had been taking rifampin for 5 days until she developed her current symptoms. The patient was not taking any other medications and had no other medical problems.

On presentation, the patient was afebrile and her vital signs were within normal limits. She was alert and oriented with no scleral icterus. Cardiopulmonary exam was within normal limits. Her abdomen was nondistended with diffuse nonlocalizing tenderness, normal bowel sounds, and no signs of acute abdomen. No hepatomegaly was noted, and stool was negative for occult blood. No rashes or joint abnormalities were noted on exam, but multiple nodulocystic lesions were noted bilaterally in her axillae. Laboratory findings on presentation were most notable for a blood urea nitrogen level of 38 mg/dL, a creatinine of 5.3 mg/dL, and a calculated fractional excretion of sodium of 2.6%. Urine analysis revealed no significant hematuria, proteinuria, or red blood cell casts, but did demonstrate white blood cells, white blood cell casts, and eosinophils. Blood cultures drawn on admission were negative and the patient had a normal leukocyte count.

The patient was admitted to the general medicine service and the causes of her acute renal failure were explored. She was treated with intravenous fluids because a component of prerenal azotemia was initially suspected. Rifampin was discontinued. Despite significant hydration, the patient remained oliguric. She was challenged with high‐dose loop diuretics for 3 days but still remained oliguric. Renal ultrasound showed moderately echogenic, large 16‐cm kidneys bilaterally, with no evidence of hydronephrosis or renal calculi. Laboratory evaluation for diabetes and infiltrative disease of the kidneys such as HIV, amyloidosis, and nonspecific gammopathies were negative. The patient's creatinine level steadily increased and eventually peaked at 14.2 mg/dL. When the patient began to develop shortness of breath, lower extremity edema, and abdominal distension on hospital day 4, hemodialysis was initiated. On hospital day 6, the patient underwent a renal biopsy (Figure 1) that demonstrated patchy inflammatory infiltrates with scattered eosinophils and evidence of interstitial edema and tubulitis. Congo red staining was negative for amyloid and no immune deposits were noted. A diagnosis of acute interstitial nephritis (AIN) was made and the patient was started on high‐dose prednisone.

Figure 1
Renal biopsy with hematoxylin and eosin stain demonstrating acute interstitial nephritis. Prominent interstitial inflammation with interstitial edema and scattered eosinophils (arrow). Occasional lymphocytes (arrowhead) intermixed among tubular epithelial cells consistent with tubulitis.

Over the 48 hours following initiation of prednisone therapy, the patient's urine output gradually began to improve and the patient was producing over 2 liters of urine per day. In addition, the patient's axillary cystic lesions became less inflamed and painful. The patient was discharged home with plans to continue hemodialysis as an outpatient. Three days after discharge, when the patient presented for hemodialysis, her creatinine was noted to be 1.2 mg/dL. Due to her improved creatinine and maintenance of good urine output, hemodialysis was discontinued. The patient was slowly tapered off her prednisone over the next several weeks. One month later her creatinine was 0.9 mg/dL. She had required no further hemodialysis since her hospitalization.

DISCUSSION

AIN is an uncommon but significant cause of acute renal failure, and accounts for 2% to 3% of all renal biopsies performed.1 AIN is thought to be an immune‐mediated process, and drug‐induced hypersensitivity is the most common cause of AIN. Nonsteroidal antiinflammatory drug (NSAID) use, antibiotics, proton pump inhibitors, and several other medications have been implicated in the pathogenesis of AIN. Rifampin is a medication that has a known association with AIN, with most cases being described in regions where treatment of endemic tuberculosis is common. The majority of cases of rifampin‐induced AIN occur in the setting of drug reexposure, due to an immunologically‐mediated process that causes tubulointerstitial injury.2

Patients with drug‐induced AIN typically present with oliguria secondary to an acute decline in renal function. The classic clinical triad of fever, rash, and arthralgias is uncommon, and all 3 occur in only 30% of all cases.3 More commonly, patients typically present with vague flu‐like and gastrointestinal symptoms, including fever, abdominal pain, nausea, and vomiting. Urinalysis may be helpful, but hematuria occurs in less than one‐half of all cases, and sterile pyuria is common but not always present. It has been suggested that the presence of eosinophiluria may lead to high suspicion of AIN, but the sensitivity and specificity of eosinophiluria are low, at 40% and 72%, respectively.3 Thus, renal biopsy is often performed to make a confirmatory diagnosis of AIN in the appropriate clinical setting. Histopathologically, the presence of inflammatory infiltrates in the renal tubules and interstitium with conservation of the glomerular structures is visualized.2, 3

A large number of patients who present with AIN may require temporary renal replacement therapy; however, most patients have been observed to recover full renal function. Despite this, review of the literature shows that many patients may have persistent elevations in their serum creatinine. Corticosteroid therapy, although controversial, has commonly been initiated in patients whose renal function does not improve with conservative therapy. To date there are no prospective randomized clinical trials, and data guiding optimal management in AIN is sparse. Some studies have demonstrated no benefit in corticosteroid therapy in lowering serum creatinine levels in patients with AIN,4 but others have observed a significantly increased risk of interstitial fibrosis and failure to return to baseline creatinine in those patients that received delayed treatment with corticosteroids more than 1 week after the withdrawal of the offending agent.5

The patient described in our case did not present with the classic symptoms noted in AIN. Yet she had evidence of eosinophiluria, which increased our suspicion for AIN. Although other potential etiologies of this patient's acute renal failure were considered, given her negative serologic studies and the results of her renal biopsy, AIN was considered the leading diagnosis. Since AIN was recognized early in this patient, the offending medication was discontinued promptly, prednisone therapy was initiated appropriately, and the renal failure that had developed quickly vanished.

References
  1. Michel DM,Kelly CJ.Acute interstitial nephritis.J Am Soc Nephrol.1998;9(3):506515.
  2. De Vriese,Robbrecht DL,Vanholder RC,Vogelaers DP,Lameire NH.Rifampicin‐associated acute renal failure: pathophysiologic, immunologic, and clinical features.Am J Kidney Dis.1998;31(1):108115.
  3. Mehandru S,Goel A.A reversible cause of acute renal failure.Postgrad Med J.2001;77(909):478480.
  4. Clarkson MR,Giblin L,O'Connell FP, et al.Acute interstitial nephritis: clinical features and response to corticosteroid therapy.Nephrol Dial Transplant.2004;19:27782783.
  5. Gonzalez , Gutiérrez E,Galeano C, et al.Early steroid treatment improves the recovery of renal function in patients with drug‐induced acute interstitial nephritis.Kidney Int.2008;73(8):940946.
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A 35‐year‐old African American female presented to her primary care provider with a 4‐day history of progressive nausea, vomiting, and generalized malaise. The patient had been in her usual state of health prior to the onset of these symptoms and had no history of prior hospitalization. She denied any fevers, chills, abdominal pain, or change in diet prior to the onset of her symptoms. She also had no recent exposure to sick contacts, human immunodeficiency virus (HIV) risk factors, or history of recent travel. One week prior to her presentation, the patient had been prescribed rifampin for treatment of chronic hidradenitis suppurativa. She had been taking rifampin for 5 days until she developed her current symptoms. The patient was not taking any other medications and had no other medical problems.

On presentation, the patient was afebrile and her vital signs were within normal limits. She was alert and oriented with no scleral icterus. Cardiopulmonary exam was within normal limits. Her abdomen was nondistended with diffuse nonlocalizing tenderness, normal bowel sounds, and no signs of acute abdomen. No hepatomegaly was noted, and stool was negative for occult blood. No rashes or joint abnormalities were noted on exam, but multiple nodulocystic lesions were noted bilaterally in her axillae. Laboratory findings on presentation were most notable for a blood urea nitrogen level of 38 mg/dL, a creatinine of 5.3 mg/dL, and a calculated fractional excretion of sodium of 2.6%. Urine analysis revealed no significant hematuria, proteinuria, or red blood cell casts, but did demonstrate white blood cells, white blood cell casts, and eosinophils. Blood cultures drawn on admission were negative and the patient had a normal leukocyte count.

The patient was admitted to the general medicine service and the causes of her acute renal failure were explored. She was treated with intravenous fluids because a component of prerenal azotemia was initially suspected. Rifampin was discontinued. Despite significant hydration, the patient remained oliguric. She was challenged with high‐dose loop diuretics for 3 days but still remained oliguric. Renal ultrasound showed moderately echogenic, large 16‐cm kidneys bilaterally, with no evidence of hydronephrosis or renal calculi. Laboratory evaluation for diabetes and infiltrative disease of the kidneys such as HIV, amyloidosis, and nonspecific gammopathies were negative. The patient's creatinine level steadily increased and eventually peaked at 14.2 mg/dL. When the patient began to develop shortness of breath, lower extremity edema, and abdominal distension on hospital day 4, hemodialysis was initiated. On hospital day 6, the patient underwent a renal biopsy (Figure 1) that demonstrated patchy inflammatory infiltrates with scattered eosinophils and evidence of interstitial edema and tubulitis. Congo red staining was negative for amyloid and no immune deposits were noted. A diagnosis of acute interstitial nephritis (AIN) was made and the patient was started on high‐dose prednisone.

Figure 1
Renal biopsy with hematoxylin and eosin stain demonstrating acute interstitial nephritis. Prominent interstitial inflammation with interstitial edema and scattered eosinophils (arrow). Occasional lymphocytes (arrowhead) intermixed among tubular epithelial cells consistent with tubulitis.

Over the 48 hours following initiation of prednisone therapy, the patient's urine output gradually began to improve and the patient was producing over 2 liters of urine per day. In addition, the patient's axillary cystic lesions became less inflamed and painful. The patient was discharged home with plans to continue hemodialysis as an outpatient. Three days after discharge, when the patient presented for hemodialysis, her creatinine was noted to be 1.2 mg/dL. Due to her improved creatinine and maintenance of good urine output, hemodialysis was discontinued. The patient was slowly tapered off her prednisone over the next several weeks. One month later her creatinine was 0.9 mg/dL. She had required no further hemodialysis since her hospitalization.

DISCUSSION

AIN is an uncommon but significant cause of acute renal failure, and accounts for 2% to 3% of all renal biopsies performed.1 AIN is thought to be an immune‐mediated process, and drug‐induced hypersensitivity is the most common cause of AIN. Nonsteroidal antiinflammatory drug (NSAID) use, antibiotics, proton pump inhibitors, and several other medications have been implicated in the pathogenesis of AIN. Rifampin is a medication that has a known association with AIN, with most cases being described in regions where treatment of endemic tuberculosis is common. The majority of cases of rifampin‐induced AIN occur in the setting of drug reexposure, due to an immunologically‐mediated process that causes tubulointerstitial injury.2

Patients with drug‐induced AIN typically present with oliguria secondary to an acute decline in renal function. The classic clinical triad of fever, rash, and arthralgias is uncommon, and all 3 occur in only 30% of all cases.3 More commonly, patients typically present with vague flu‐like and gastrointestinal symptoms, including fever, abdominal pain, nausea, and vomiting. Urinalysis may be helpful, but hematuria occurs in less than one‐half of all cases, and sterile pyuria is common but not always present. It has been suggested that the presence of eosinophiluria may lead to high suspicion of AIN, but the sensitivity and specificity of eosinophiluria are low, at 40% and 72%, respectively.3 Thus, renal biopsy is often performed to make a confirmatory diagnosis of AIN in the appropriate clinical setting. Histopathologically, the presence of inflammatory infiltrates in the renal tubules and interstitium with conservation of the glomerular structures is visualized.2, 3

A large number of patients who present with AIN may require temporary renal replacement therapy; however, most patients have been observed to recover full renal function. Despite this, review of the literature shows that many patients may have persistent elevations in their serum creatinine. Corticosteroid therapy, although controversial, has commonly been initiated in patients whose renal function does not improve with conservative therapy. To date there are no prospective randomized clinical trials, and data guiding optimal management in AIN is sparse. Some studies have demonstrated no benefit in corticosteroid therapy in lowering serum creatinine levels in patients with AIN,4 but others have observed a significantly increased risk of interstitial fibrosis and failure to return to baseline creatinine in those patients that received delayed treatment with corticosteroids more than 1 week after the withdrawal of the offending agent.5

The patient described in our case did not present with the classic symptoms noted in AIN. Yet she had evidence of eosinophiluria, which increased our suspicion for AIN. Although other potential etiologies of this patient's acute renal failure were considered, given her negative serologic studies and the results of her renal biopsy, AIN was considered the leading diagnosis. Since AIN was recognized early in this patient, the offending medication was discontinued promptly, prednisone therapy was initiated appropriately, and the renal failure that had developed quickly vanished.

A 35‐year‐old African American female presented to her primary care provider with a 4‐day history of progressive nausea, vomiting, and generalized malaise. The patient had been in her usual state of health prior to the onset of these symptoms and had no history of prior hospitalization. She denied any fevers, chills, abdominal pain, or change in diet prior to the onset of her symptoms. She also had no recent exposure to sick contacts, human immunodeficiency virus (HIV) risk factors, or history of recent travel. One week prior to her presentation, the patient had been prescribed rifampin for treatment of chronic hidradenitis suppurativa. She had been taking rifampin for 5 days until she developed her current symptoms. The patient was not taking any other medications and had no other medical problems.

On presentation, the patient was afebrile and her vital signs were within normal limits. She was alert and oriented with no scleral icterus. Cardiopulmonary exam was within normal limits. Her abdomen was nondistended with diffuse nonlocalizing tenderness, normal bowel sounds, and no signs of acute abdomen. No hepatomegaly was noted, and stool was negative for occult blood. No rashes or joint abnormalities were noted on exam, but multiple nodulocystic lesions were noted bilaterally in her axillae. Laboratory findings on presentation were most notable for a blood urea nitrogen level of 38 mg/dL, a creatinine of 5.3 mg/dL, and a calculated fractional excretion of sodium of 2.6%. Urine analysis revealed no significant hematuria, proteinuria, or red blood cell casts, but did demonstrate white blood cells, white blood cell casts, and eosinophils. Blood cultures drawn on admission were negative and the patient had a normal leukocyte count.

The patient was admitted to the general medicine service and the causes of her acute renal failure were explored. She was treated with intravenous fluids because a component of prerenal azotemia was initially suspected. Rifampin was discontinued. Despite significant hydration, the patient remained oliguric. She was challenged with high‐dose loop diuretics for 3 days but still remained oliguric. Renal ultrasound showed moderately echogenic, large 16‐cm kidneys bilaterally, with no evidence of hydronephrosis or renal calculi. Laboratory evaluation for diabetes and infiltrative disease of the kidneys such as HIV, amyloidosis, and nonspecific gammopathies were negative. The patient's creatinine level steadily increased and eventually peaked at 14.2 mg/dL. When the patient began to develop shortness of breath, lower extremity edema, and abdominal distension on hospital day 4, hemodialysis was initiated. On hospital day 6, the patient underwent a renal biopsy (Figure 1) that demonstrated patchy inflammatory infiltrates with scattered eosinophils and evidence of interstitial edema and tubulitis. Congo red staining was negative for amyloid and no immune deposits were noted. A diagnosis of acute interstitial nephritis (AIN) was made and the patient was started on high‐dose prednisone.

Figure 1
Renal biopsy with hematoxylin and eosin stain demonstrating acute interstitial nephritis. Prominent interstitial inflammation with interstitial edema and scattered eosinophils (arrow). Occasional lymphocytes (arrowhead) intermixed among tubular epithelial cells consistent with tubulitis.

Over the 48 hours following initiation of prednisone therapy, the patient's urine output gradually began to improve and the patient was producing over 2 liters of urine per day. In addition, the patient's axillary cystic lesions became less inflamed and painful. The patient was discharged home with plans to continue hemodialysis as an outpatient. Three days after discharge, when the patient presented for hemodialysis, her creatinine was noted to be 1.2 mg/dL. Due to her improved creatinine and maintenance of good urine output, hemodialysis was discontinued. The patient was slowly tapered off her prednisone over the next several weeks. One month later her creatinine was 0.9 mg/dL. She had required no further hemodialysis since her hospitalization.

DISCUSSION

AIN is an uncommon but significant cause of acute renal failure, and accounts for 2% to 3% of all renal biopsies performed.1 AIN is thought to be an immune‐mediated process, and drug‐induced hypersensitivity is the most common cause of AIN. Nonsteroidal antiinflammatory drug (NSAID) use, antibiotics, proton pump inhibitors, and several other medications have been implicated in the pathogenesis of AIN. Rifampin is a medication that has a known association with AIN, with most cases being described in regions where treatment of endemic tuberculosis is common. The majority of cases of rifampin‐induced AIN occur in the setting of drug reexposure, due to an immunologically‐mediated process that causes tubulointerstitial injury.2

Patients with drug‐induced AIN typically present with oliguria secondary to an acute decline in renal function. The classic clinical triad of fever, rash, and arthralgias is uncommon, and all 3 occur in only 30% of all cases.3 More commonly, patients typically present with vague flu‐like and gastrointestinal symptoms, including fever, abdominal pain, nausea, and vomiting. Urinalysis may be helpful, but hematuria occurs in less than one‐half of all cases, and sterile pyuria is common but not always present. It has been suggested that the presence of eosinophiluria may lead to high suspicion of AIN, but the sensitivity and specificity of eosinophiluria are low, at 40% and 72%, respectively.3 Thus, renal biopsy is often performed to make a confirmatory diagnosis of AIN in the appropriate clinical setting. Histopathologically, the presence of inflammatory infiltrates in the renal tubules and interstitium with conservation of the glomerular structures is visualized.2, 3

A large number of patients who present with AIN may require temporary renal replacement therapy; however, most patients have been observed to recover full renal function. Despite this, review of the literature shows that many patients may have persistent elevations in their serum creatinine. Corticosteroid therapy, although controversial, has commonly been initiated in patients whose renal function does not improve with conservative therapy. To date there are no prospective randomized clinical trials, and data guiding optimal management in AIN is sparse. Some studies have demonstrated no benefit in corticosteroid therapy in lowering serum creatinine levels in patients with AIN,4 but others have observed a significantly increased risk of interstitial fibrosis and failure to return to baseline creatinine in those patients that received delayed treatment with corticosteroids more than 1 week after the withdrawal of the offending agent.5

The patient described in our case did not present with the classic symptoms noted in AIN. Yet she had evidence of eosinophiluria, which increased our suspicion for AIN. Although other potential etiologies of this patient's acute renal failure were considered, given her negative serologic studies and the results of her renal biopsy, AIN was considered the leading diagnosis. Since AIN was recognized early in this patient, the offending medication was discontinued promptly, prednisone therapy was initiated appropriately, and the renal failure that had developed quickly vanished.

References
  1. Michel DM,Kelly CJ.Acute interstitial nephritis.J Am Soc Nephrol.1998;9(3):506515.
  2. De Vriese,Robbrecht DL,Vanholder RC,Vogelaers DP,Lameire NH.Rifampicin‐associated acute renal failure: pathophysiologic, immunologic, and clinical features.Am J Kidney Dis.1998;31(1):108115.
  3. Mehandru S,Goel A.A reversible cause of acute renal failure.Postgrad Med J.2001;77(909):478480.
  4. Clarkson MR,Giblin L,O'Connell FP, et al.Acute interstitial nephritis: clinical features and response to corticosteroid therapy.Nephrol Dial Transplant.2004;19:27782783.
  5. Gonzalez , Gutiérrez E,Galeano C, et al.Early steroid treatment improves the recovery of renal function in patients with drug‐induced acute interstitial nephritis.Kidney Int.2008;73(8):940946.
References
  1. Michel DM,Kelly CJ.Acute interstitial nephritis.J Am Soc Nephrol.1998;9(3):506515.
  2. De Vriese,Robbrecht DL,Vanholder RC,Vogelaers DP,Lameire NH.Rifampicin‐associated acute renal failure: pathophysiologic, immunologic, and clinical features.Am J Kidney Dis.1998;31(1):108115.
  3. Mehandru S,Goel A.A reversible cause of acute renal failure.Postgrad Med J.2001;77(909):478480.
  4. Clarkson MR,Giblin L,O'Connell FP, et al.Acute interstitial nephritis: clinical features and response to corticosteroid therapy.Nephrol Dial Transplant.2004;19:27782783.
  5. Gonzalez , Gutiérrez E,Galeano C, et al.Early steroid treatment improves the recovery of renal function in patients with drug‐induced acute interstitial nephritis.Kidney Int.2008;73(8):940946.
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Journal of Hospital Medicine - 5(6)
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Journal of Hospital Medicine - 5(6)
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The renal failure that vanished
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The renal failure that vanished
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acute interstitial nephritis, acute renal failure, hidradenitis suppurativa, rifampin, tuberculosis
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A fall to remember

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A fall to remember

A healthy 44‐year‐old man presented to the emergency room with buttock pain, 2 days after falling from a 4‐foot table onto a cement floor, striking his right buttock. On presentation he was in moderate distress, with heart rate = 130 beats per minute (bpm) and blood pressure = 80/40 mm Hg. There was a 2‐cm area of erythema on the right flank, and mild tenderness of the right buttock. There was no evidence of skin anesthesia or crepitance. Initial laboratory results were notable for creatinine = 1.5 mg/dl, creatine phosphokinase = 11,500 U/L, lactate = 6.1 mmo/L, and white blood cell count = 10 k/UL, with 93% neutrophils. Plain radiography of the hip and spine were negative for fractures and soft tissue gas. Despite receiving multiple doses of narcotic analgesia, the patient continued to complain of severe pain. Within 2 hours of presentation, the right flank erythema extended proximally up the back and distally to the right thigh (Figure 1). The patient was taken to the operating room for surgical exploration and was diagnosed with necrotizing fasciitis extending from his posterior neck to the right popliteal fossa (Figures 2 and 3). Intraoperative cultures grew Group A streptococcus, confirming a diagnosis of Type II necrotizing fasciitis. The patient required multiple debridements and subsequent reconstructive procedures. After more than 3 months in the hospital and acute rehabilitation, he returned home.

Figure 1
After 2 hours, the patient's right flank erythema extended proximally up the back and distally to the right thigh.
Figure 2
At surgical exploration, necrotizing fasciitis was diagnosed, extending from the patient's posterior neck to the right popliteal fossa.
Figure 3
At surgical exploration, necrotizing fasciitis was diagnosed, extending from the patient's posterior neck to the right popliteal fossa.

Necrotizing fasciitis is a rapidly progressive infection that spreads along fascial planes, causing necrosis of subcutaneous tissues. Type II necrotizing fasciitis is a monomicrobial infection and occurs in healthy patients, with blunt trauma being a known precipitant. The classic finding in necrotizing fasciitis is pain out of proportion to the physical examination. Additionally, patients will typically present with septic shock and end‐organ dysfunction. Diagnosis requires a strong index of suspicion and surgical exploration is necessary for diagnosis and treatment.

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A healthy 44‐year‐old man presented to the emergency room with buttock pain, 2 days after falling from a 4‐foot table onto a cement floor, striking his right buttock. On presentation he was in moderate distress, with heart rate = 130 beats per minute (bpm) and blood pressure = 80/40 mm Hg. There was a 2‐cm area of erythema on the right flank, and mild tenderness of the right buttock. There was no evidence of skin anesthesia or crepitance. Initial laboratory results were notable for creatinine = 1.5 mg/dl, creatine phosphokinase = 11,500 U/L, lactate = 6.1 mmo/L, and white blood cell count = 10 k/UL, with 93% neutrophils. Plain radiography of the hip and spine were negative for fractures and soft tissue gas. Despite receiving multiple doses of narcotic analgesia, the patient continued to complain of severe pain. Within 2 hours of presentation, the right flank erythema extended proximally up the back and distally to the right thigh (Figure 1). The patient was taken to the operating room for surgical exploration and was diagnosed with necrotizing fasciitis extending from his posterior neck to the right popliteal fossa (Figures 2 and 3). Intraoperative cultures grew Group A streptococcus, confirming a diagnosis of Type II necrotizing fasciitis. The patient required multiple debridements and subsequent reconstructive procedures. After more than 3 months in the hospital and acute rehabilitation, he returned home.

Figure 1
After 2 hours, the patient's right flank erythema extended proximally up the back and distally to the right thigh.
Figure 2
At surgical exploration, necrotizing fasciitis was diagnosed, extending from the patient's posterior neck to the right popliteal fossa.
Figure 3
At surgical exploration, necrotizing fasciitis was diagnosed, extending from the patient's posterior neck to the right popliteal fossa.

Necrotizing fasciitis is a rapidly progressive infection that spreads along fascial planes, causing necrosis of subcutaneous tissues. Type II necrotizing fasciitis is a monomicrobial infection and occurs in healthy patients, with blunt trauma being a known precipitant. The classic finding in necrotizing fasciitis is pain out of proportion to the physical examination. Additionally, patients will typically present with septic shock and end‐organ dysfunction. Diagnosis requires a strong index of suspicion and surgical exploration is necessary for diagnosis and treatment.

A healthy 44‐year‐old man presented to the emergency room with buttock pain, 2 days after falling from a 4‐foot table onto a cement floor, striking his right buttock. On presentation he was in moderate distress, with heart rate = 130 beats per minute (bpm) and blood pressure = 80/40 mm Hg. There was a 2‐cm area of erythema on the right flank, and mild tenderness of the right buttock. There was no evidence of skin anesthesia or crepitance. Initial laboratory results were notable for creatinine = 1.5 mg/dl, creatine phosphokinase = 11,500 U/L, lactate = 6.1 mmo/L, and white blood cell count = 10 k/UL, with 93% neutrophils. Plain radiography of the hip and spine were negative for fractures and soft tissue gas. Despite receiving multiple doses of narcotic analgesia, the patient continued to complain of severe pain. Within 2 hours of presentation, the right flank erythema extended proximally up the back and distally to the right thigh (Figure 1). The patient was taken to the operating room for surgical exploration and was diagnosed with necrotizing fasciitis extending from his posterior neck to the right popliteal fossa (Figures 2 and 3). Intraoperative cultures grew Group A streptococcus, confirming a diagnosis of Type II necrotizing fasciitis. The patient required multiple debridements and subsequent reconstructive procedures. After more than 3 months in the hospital and acute rehabilitation, he returned home.

Figure 1
After 2 hours, the patient's right flank erythema extended proximally up the back and distally to the right thigh.
Figure 2
At surgical exploration, necrotizing fasciitis was diagnosed, extending from the patient's posterior neck to the right popliteal fossa.
Figure 3
At surgical exploration, necrotizing fasciitis was diagnosed, extending from the patient's posterior neck to the right popliteal fossa.

Necrotizing fasciitis is a rapidly progressive infection that spreads along fascial planes, causing necrosis of subcutaneous tissues. Type II necrotizing fasciitis is a monomicrobial infection and occurs in healthy patients, with blunt trauma being a known precipitant. The classic finding in necrotizing fasciitis is pain out of proportion to the physical examination. Additionally, patients will typically present with septic shock and end‐organ dysfunction. Diagnosis requires a strong index of suspicion and surgical exploration is necessary for diagnosis and treatment.

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Journal of Hospital Medicine - 5(6)
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Journal of Hospital Medicine - 5(6)
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A fall to remember
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Pediatric Hospital Medicine Core Competencies

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Pediatric Hospital Medicine Core Competencies: Development and methodology

Introduction

The Society of Hospital Medicine (SHM) defines hospitalists as physicians whose primary professional focus is the comprehensive general medical care of hospitalized patients. Their activities include patient care, teaching, research, and leadership related to Hospital Medicine.1 It is estimated that there are up to 2500 pediatric hospitalists in the United States, with continued growth due to the converging needs for a dedicated focus on patient safety, quality improvement, hospital throughput, and inpatient teaching.2‐9 (Pediatric Hospital Medicine (PHM), as defined today, has been practiced in the United States for at least 30 years10 and continues to evolve as an area of specialization, with the refinement of a distinct knowledgebase and skill set focused on the provision of high quality general pediatric care in the inpatient setting. PHM is the latest site‐specific specialty to emerge from the field of general pediatrics it's development analogous to the evolution of critical care or emergency medicine during previous decades.11 Adult hospital medicine has defined itself within the field of general internal medicine12 and has recently received approval to provide a recognized focus of practice exam in 2010 for those re‐certifying with the American Board of Internal Medicine,13 PHM is creating an identity as a subspecialty practice with distinct focus on inpatient care for children within the larger context of general pediatric care.8, 14

The Pediatric Hospital Medicine Core Competencies were created to help define the roles and expectations for pediatric hospitalists, regardless of practice setting. The intent is to provide a unified approach toward identifying the specific body of knowledge and measurable skills needed to assure delivery of the highest quality of care for all hospitalized pediatric patients. Most children requiring hospitalization in the United States are hospitalized in community settings where subspecialty support is more limited and many pediatric services may be unavailable. Children with complex, chronic medical problems, however, are more likely to be hospitalized at a tertiary care or academic institutions. In order to unify pediatric hospitalists who work in different practice environments, the PHM Core Competencies were constructed to represent the knowledge, skills, attitudes, and systems improvements that all pediatric hospitalists can be expected to acquire and maintain.

Furthermore, the content of the PHM Core Competencies reflect the fact that children are a vulnerable population. Their care requires attention to many elements which distinguishes it from that given to the majority of the adult population: dependency, differences in developmental physiology and behavior, occurrence of congenital genetic disorders and age‐based clinical conditions, impact of chronic disease states on whole child development, and weight‐based medication dosing often with limited guidance from pediatric studies, to name a few. Awareness of these needs must be heightened when a child enters the hospital where diagnoses, procedures, and treatments often include use of high‐risk modalities and require coordination of care across multiple providers.

Pediatric hospitalists commonly work to improve the systems of care in which they operate and therefore both clinical and non‐clinical topics are included. The 54 chapters address the fundamental and most common components of inpatient care but are not an extensive review of all aspects of inpatient medicine encountered by those caring for hospitalized children. Finally, the PHM Core Competencies are not intended for use in assessing proficiency immediately post‐residency, but do provide a framework for the education and evaluation of both physicians‐in‐training and practicing hospitalists. Meeting these competencies is anticipated to take from one to three years of active practice in pediatric hospital medicine, and may be reached through a combination of practice experience, course work, self‐directed work, and/or formalized training.

Methods

Timeline

In 2002, SHM convened an educational summit from which there was a resolution to create core competencies. Following the summit, the SHM Pediatric Core Curriculum Task Force (CCTF) was created, which included 12 pediatric hospitalists practicing in academic and community facilities, as well as teaching and non‐teaching settings, and occupying leadership positions within institutions of varied size and geographic location. Shortly thereafter, in November 2003, approximately 130 pediatric hospitalists attended the first PHM meeting in San Antonio, Texas.11 At this meeting, with support from leaders in pediatric emergency medicine, first discussions regarding PHM scope of practice were held.

Formal development of the competencies began in 2005 in parallel to but distinct from SHM's adult work, which culminated in The Core Competencies in Hospital Medicine: A Framework for Curriculum Development published in 2006. The CCTF divided into three groups, focused on clinical, procedural, and systems‐based topics. Face‐to‐face meetings were held at the SHM annual meetings, with most work being completed by phone and electronically in the interim periods. In 2007, due to the overlapping interests of the three core pediatric societies, the work was transferred to leaders within the APA. In 2008 the work was transferred back to the leadership within SHM. Since that time, external reviewers were solicited, new chapters created, sections re‐aligned, internal and external reviewer comments incorporated, and final edits for taxonomy, content, and formatting were completed (Table 1).

Timeline: Creation of the PHM Core Competencies
DateEvent
Feb 2002SHM Educational Summit held and CCTF created
Oct 20031st PHM meeting held in San Antonio
2003‐2007Chapter focus determined; contributors engaged
2007‐2008APA PHM Special Interest Group (SIG) review; creation of separate PHM Fellowship Competencies (not in this document)
Aug 2008‐Oct 2008SHM Pediatric Committee and CCTF members resume work; editorial review
Oct 2008‐Mar 2009Internal review: PHM Fellowship Director, AAP, APA, and SHM section/committee leader, and key national PHM leader reviews solicited and returned
Mar 2009PHM Fellowship Director comments addressed; editorial review
Mar‐Apr 2009External reviewers solicited from national agencies and societies relevant to PHM
Apr‐July 2009External reviewer comments returned
July‐Oct 2009Contributor review of all comments; editorial review, sections revised
Oct 2009Final review: Chapters to SHM subcommittees and Board

Areas of Focused Practice

The PHM Core Competencies were conceptualized similarly to the SHM adult core competencies. Initial sections were divided into clinical conditions, procedures, and systems. However as content developed and reviewer comments were addressed, the four final sections were modified to those noted in Table 2. For the Common Clinical Diagnoses and Conditions, the goal was to select conditions most commonly encountered by pediatric hospitalists. Non‐surgical diagnosis‐related group (DRG) conditions were selected from the following sources: The Joint Commission's (TJC) Oryx Performance Measures Report15‐16 (asthma, abdominal pain, acute gastroenteritis, simple pneumonia); Child Health Corporation of America's Pediatric Health Information System Dataset (CHCA PHIS, Shawnee Mission, KS), and relevant publications on common pediatric hospitalizations.17 These data were compared to billing data from randomly‐selected practicing hospitalists representing free‐standing children's and community hospitals, teaching and non‐teaching settings, and urban and rural locations. The 22 clinical conditions chosen by the CCTF were those most relevant to the practice of pediatric hospital medicine.

PHM Core Competency Chapters and Sections
Common Clinical Diagnoses and Conditions Specialized Clinical ServicesCore SkillsHealthcare Systems: Supporting and Advancing Child Health
Acute abdominal pain and the acute abdomenNeonatal feverChild abuse and neglectBladder catheterization/suprapubic bladder tapAdvocacy
Apparent life‐threatening eventNeonatal jaundiceHospice and palliative careElectrocardiogram interpretationBusiness practices
AsthmaPneumoniaLeading a healthcare teamFeeding tubesCommunication
Bone and joint infectionsRespiratory failureNewborn care and delivery room managementFluids and electrolyte managementContinuous quality improvement
BronchiolitisSeizuresTechnology‐dependent childrenIntravenous access and phlebotomyCost‐effective care
Central nervous system infectionsShockTransport of the critically ill childLumbar punctureEducation
Diabetes mellitusSickle cell disease Non‐invasive monitoringEthics
Failure to thriveSkin and soft tissue infection NutritionEvidence‐based medicine
Fever of unknown originToxic ingestion Oxygen delivery and airway managementHealth information systems
GastroenteritisUpper airway infections Pain managementLegal issues/risk management
Kawasaki diseaseUrinary tract infections Pediatric advanced life supportPatient safety

The Specialized Clinical Servicessection addresses important components of care that are not DRG‐based and reflect the unique needs of hospitalized children, as assessed by the CCTF, editors, and contributors. Core Skillswere chosen based on the HCUP Factbook 2 Procedures,18 billing data from randomly‐selected practicing hospitalists representing the same settings listed above, and critical input from reviewers. Depending on the individual setting, pediatric hospitalists may require skills in areas not found in these 11 chapters, such as chest tube placement or ventilator management. The list is therefore not exhaustive, but rather representative of skills most pediatric hospitalists should maintain.

The Healthcare Systems: Supporting and Advancing Child Healthchapters are likely the most dissimilar to any core content taught in traditional residency programs. While residency graduates are versed in some components listed in these chapters, comprehensive education in most of these competencies is currently lacking. Improvement of healthcare systems is an essential element of pediatric hospital medicine, and unifies all pediatric hospitalists regardless of practice environment or patient population. Therefore, this section includes chapters that not only focus on systems of care, but also on advancing child health through advocacy, research, education, evidence‐based medicine, and ethical practice. These chapters were drawn from a combination of several sources: expectations of external agencies (TJC, Center for Medicaid and Medicare) related to the specific nonclinical work in which pediatric hospitalists are integrally involved; expectations for advocacy as best defined by the AAP and the National Association of Children's Hospitals and Related Institutions (NACHRI); the six core competency domains mandated by the Accrediting Council on Graduate Medical Education (ACGME), the American Board of Pediatrics (ABP), and hospital medical staff offices as part of Focused Professional Practice Evaluation (FPPE) and Ongoing Professional Practice Evaluation (OPPE)16; and assessment of responsibilities and leadership roles fulfilled by pediatric hospitalists in all venues. In keeping with the intent of the competencies to be timeless, the competency elements call out the need to attend to the changing goals of these groups as well as those of the Institute of Healthcare Improvement (IHI), the Alliance for Pediatric Quality (which consists of ABP, AAP, TJC, CHCA, NACHRI), and local hospital systems leaders.

Contributors and Review

The CCTF selected section (associate) editors from SHM based on established expertise in each area, with input from the SHM Pediatric and Education Committees and the SHM Board. As a collaborative effort, authors for various chapters were solicited in consultation with experts from the AAP, APA, and SHM, and included non‐hospitalists with reputations as experts in various fields. Numerous SHM Pediatric Committee and CCTF conference calls were held to review hospital and academic appointments, presentations given, and affiliations relevant to the practice of pediatric hospital medicine. This vetting process resulted in a robust author list representing diverse geographic and practice settings. Contributors were provided with structure (Knowledge, Skills, Attitudes, and Systems subsections) and content (timeless, competency based) guidelines.

The review process was rigorous, and included both internal and external reviewers. The APA review in 2007 included the PHM Special Interest Group as well as the PHM Fellowship Directors (Table 1). After return to SHM and further editing, the internal review commenced which focused on content and scope. The editors addressed the resulting suggestions and worked to standardize formatting and use of Bloom's taxonomy.19 A list of common terms and phrases were created to add consistency between chapters. External reviewers were first mailed a letter requesting interest, which was followed up by emails, letters, and phone calls to encourage feedback. External review included 29 solicited agencies and societies (Table 3), with overall response rate of 66% (41% for Groups I and II). Individual contributors then reviewed comments specific to their chapters, with associate editor overview of their respective sections. The editors reviewed each chapter individually multiple times throughout the 2007‐2009 years, contacting individual contributors and reviewers by email and phone. Editors concluded a final comprehensive review of all chapters in late 2009.

Solicited Internal and External Reviewers
I. Academic and certifying societies
Academic Pediatric Association
Accreditation Council for Graduate Medical Education, Pediatric Residency Review Committee
American Academy of Family Physicians
American Academy of Pediatrics Board
American Academy of Pediatrics National Committee on Hospital Care
American Association of Critical Care Nursing
American Board of Family Medicine
American Board of Pediatrics
American College of Emergency Physicians
American Pediatric Society
Association of American Medical Colleges
Association of Medical School Pediatric Department Chairs (AMSPDC)
Association of Pediatric Program Directors
Council on Teaching Hospitals
Society of Pediatric Research
II. Stakeholder agencies
Agency for Healthcare Research and Quality
American Association of Critical Care Nursing
American College of Emergency Physicians
American Hospital Association (AHA)
American Nurses Association
American Society of Health‐System Pharmacists
Child Health Corporation of America (CHCA)
Institute for Healthcare Improvement
National Association for Children's Hospitals and Related Institutions (NACHRI)
National Association of Pediatric Nurse Practitioners (NAPNAP)
National Initiative for Children's Healthcare Quality (NICHQ)
National Quality Forum
Quality Resources International
Robert Wood Johnson Foundation
The Joint Commission for Accreditation of Hospitals and Organizations (TJC)
III. Pediatric hospital medicine fellowship directors
Boston Children's
Children's Hospital Los Angeles
Children's National D.C.
Emory
Hospital for Sick Kids Toronto
Rady Children's San Diego University of California San Diego
Riley Children's Hospital Indiana
University of South Florida, All Children's Hospital
Texas Children's Hospital, Baylor College of Medicine
IV. SHM, APA, AAP Leadership and committee chairs
American Academy of Pediatrics Section on Hospital Medicine
Academic Pediatric Association PHM Special Interest Group
SHM Board
SHM Education Committee
SHM Family Practice Committee
SHM Hospital Quality and Patient Safety Committee
SHM IT Task Force
SHM Journal Editorial Board
SHM Palliative Care Task Force
SHM Practice Analysis Committee
SHM Public Policy Committee
SHM Research Committee

Chapter Content

Each of the 54 chapters within the four sections of these competencies is presented in the educational theory of learning domains: Knowledge, Skills, Attitudes, with a final Systems domain added to reflect the emphasis of hospitalist practice on improving healthcare systems. Each chapter is designed to stand alone, which may assist with development of curriculum at individual practice locations. Certain key phrases are apparent throughout, such as lead, coordinate, or participate in and work with hospital and community leaders to which were designed to note the varied roles in different practice settings. Some chapters specifically comment on the application of competency bullets given the unique and differing roles and expectations of pediatric hospitalists, such as research and education. Chapters state specific proficiencies expected wherever possible, with phrases and wording selected to help guide learning activities to achieve the competency.

Application and Future Directions

Although pediatric hospitalists care for children in many settings, these core competencies address the common expectations for any venue. Pediatric hospital medicine requires skills in acute care clinical medicine that attend to the changing needs of hospitalized children. The core of pediatric hospital medicine is dedicated to the care of children in the geographic hospital environment between emergency medicine and tertiary pediatric and neonatal intensive care units. Pediatric hospitalists provide care in related clinical service programs that are linked to hospital systems. In performing these activities, pediatric hospitalists consistently partner with ambulatory providers and subspecialists to render coordinated care across the continuum for a given child. Pediatric hospital medicine is an interdisciplinary practice, with focus on processes of care and clinical quality outcomes based in evidence. Engagement in local, state, and national initiatives to improve child health outcomes is a cornerstone of pediatric hospitalists' practice. These competencies provide the framework for creation of curricula that can reflect local issues and react to changing evidence.

As providers of systems‐based care, pediatric hospitalists are called upon more and more to render care and provide leadership in clinical arenas that are integral to healthcare organizations, such as home health care, sub‐acute care facilities, and hospice and palliative care programs. The practice of pediatric hospital medicine has evolved to its current state through efforts of many represented in the competencies as contributors, associate editors, editors, and reviewers. Pediatric hospitalists are committed to leading change in healthcare for hospitalized children, and are positioned well to address the interests and needs of community and urban, teaching and non‐teaching facilities, and the children and families they serve. These competencies reflect the areas of focused practice which, similar to pediatric emergency medicine, will no doubt be refined but not fundamentally changed in future years. The intent, we hope, is clear: to provide excellence in clinical care, accountability for practice, and lead improvements in healthcare for hospitalized children.

References
  1. Society of Hospital Medicine (SHM). Definition of a Hospitalist. http://www.hospitalmedicine.org/AM/Template.cfm?Section=General_Information 2009.
  2. von Deak T.Pediatric Hospitalists Membership Numbers. In.Philadelphia:Society of Hospital Medicine, PA 19130;2009.
  3. Wachter RM, L G.The emerging role of “hospitalists” in the American health care system.N Engl J Med.1996;335:514517.
  4. Williams MV.The future of hospital medicine: evolution or revolution?.Am J Med.2004;117:446450.
  5. Wachter RM, L G.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  6. Landrigan CP, Conway PH, Stucky ER, Chiang VW, Ottolini MC.Variation in pediatric hospitalists' use of proven and unproven therapies: A study from the Pediatric Research in Inpatient Settings (PRIS) network.J Hosp Med.2008;3(4):292298.
  7. Freed GL, Dunham KM, Pediatrics RACotABo.Pediatric hospitalists: Training, current practice, and career goals.J Hosp Med.2009;4(3):179186.
  8. Kurtin P, Stucky E.Standardize to excellence: improving the quality and safety of care with clinical pathways.Pediatr Clin North Am.2009;56(4):893904.
  9. Stucky ER.Evolution of a new specialty ‐ a twenty year pediatric hospitalist experience [Abstract]. In:National Association of Inpatient Physicians (now Society of Hospital Medicine).New Orleans, Louisiana;1999.
  10. Lye PS, Rauch DA, Ottolini MC, Landrigan CP, Chiang VW, Srivastava R, et al.Pediatric hospitalists: report of a leadership conference.Pediatrics.2006;117(4):11221130.
  11. Pistoria MJ, Amin AN, Dressler DD, McKean SCW, Budnitz TL e.The core competencies in hospital medicine: a framework for curriculum development.J Hosp Med.2006;1(Suppl 1).
  12. American Board of Internal Medicine. Questions and answers regarding ABIM recognition of focused practice in hospital medicine through maintenance of certification. http://www.abim.org/news/news/focused‐practice‐hospital‐medicine‐qa.aspx. Published 2010. Accessed January 6,2010.
  13. Ingelfinger JR.Comprehensive pediatric hospital medicine.N Engl J Med.2008;358(21):23012302.
  14. The Joint Commission. Performance measurement initiatives. http://www. jointcommission.org/PerformanceMeasurement/PerformanceMeasurement/. Published 2010. Accessed December 5,2010.
  15. The Joint Commission. Standards frequently asked questions: comprehensive accreditation manual for critical access hospitals (CAMCAH). http://www.jointcommission.org/AccreditationPrograms/CriticalAccess Hospitals/Standards/09_FAQs/default.htm. Accessed December 5,2008; December 14, 2009.
  16. Yorita KL, Holman RC, Sejvar JJ, Steiner CA, Schonberger LB.Infectious disease hospitalizations among infants in the United States.Pediatrics.2008;121(2):244252.
  17. Elixhauser A, Klemstine K, Steiner C, Bierman A.Procedures in U.S. hospitals, 1997.HCUP fact book no. 2. In:agency for healthcare research and quality,Rockville, MD;2001.
  18. Anderson L, Krathwohl DR, Airasian PW, Cruikshank KA, Mayer RE, Pintrich PR, et al., editors.A taxonomy for learning, teaching, and assessing. In: A Revision of Bloom's Taxonomy of Educational Objectives.Upper Saddle River, NJ: Addison Wesley Longman, Inc. Pearson Education USA;2001.
Article PDF
Issue
Journal of Hospital Medicine - 5(6)
Page Number
339-343
Legacy Keywords
hospitalist, hospital medicine, pediatric, child, competency, curriculum, methodology
Sections
Article PDF
Article PDF

Introduction

The Society of Hospital Medicine (SHM) defines hospitalists as physicians whose primary professional focus is the comprehensive general medical care of hospitalized patients. Their activities include patient care, teaching, research, and leadership related to Hospital Medicine.1 It is estimated that there are up to 2500 pediatric hospitalists in the United States, with continued growth due to the converging needs for a dedicated focus on patient safety, quality improvement, hospital throughput, and inpatient teaching.2‐9 (Pediatric Hospital Medicine (PHM), as defined today, has been practiced in the United States for at least 30 years10 and continues to evolve as an area of specialization, with the refinement of a distinct knowledgebase and skill set focused on the provision of high quality general pediatric care in the inpatient setting. PHM is the latest site‐specific specialty to emerge from the field of general pediatrics it's development analogous to the evolution of critical care or emergency medicine during previous decades.11 Adult hospital medicine has defined itself within the field of general internal medicine12 and has recently received approval to provide a recognized focus of practice exam in 2010 for those re‐certifying with the American Board of Internal Medicine,13 PHM is creating an identity as a subspecialty practice with distinct focus on inpatient care for children within the larger context of general pediatric care.8, 14

The Pediatric Hospital Medicine Core Competencies were created to help define the roles and expectations for pediatric hospitalists, regardless of practice setting. The intent is to provide a unified approach toward identifying the specific body of knowledge and measurable skills needed to assure delivery of the highest quality of care for all hospitalized pediatric patients. Most children requiring hospitalization in the United States are hospitalized in community settings where subspecialty support is more limited and many pediatric services may be unavailable. Children with complex, chronic medical problems, however, are more likely to be hospitalized at a tertiary care or academic institutions. In order to unify pediatric hospitalists who work in different practice environments, the PHM Core Competencies were constructed to represent the knowledge, skills, attitudes, and systems improvements that all pediatric hospitalists can be expected to acquire and maintain.

Furthermore, the content of the PHM Core Competencies reflect the fact that children are a vulnerable population. Their care requires attention to many elements which distinguishes it from that given to the majority of the adult population: dependency, differences in developmental physiology and behavior, occurrence of congenital genetic disorders and age‐based clinical conditions, impact of chronic disease states on whole child development, and weight‐based medication dosing often with limited guidance from pediatric studies, to name a few. Awareness of these needs must be heightened when a child enters the hospital where diagnoses, procedures, and treatments often include use of high‐risk modalities and require coordination of care across multiple providers.

Pediatric hospitalists commonly work to improve the systems of care in which they operate and therefore both clinical and non‐clinical topics are included. The 54 chapters address the fundamental and most common components of inpatient care but are not an extensive review of all aspects of inpatient medicine encountered by those caring for hospitalized children. Finally, the PHM Core Competencies are not intended for use in assessing proficiency immediately post‐residency, but do provide a framework for the education and evaluation of both physicians‐in‐training and practicing hospitalists. Meeting these competencies is anticipated to take from one to three years of active practice in pediatric hospital medicine, and may be reached through a combination of practice experience, course work, self‐directed work, and/or formalized training.

Methods

Timeline

In 2002, SHM convened an educational summit from which there was a resolution to create core competencies. Following the summit, the SHM Pediatric Core Curriculum Task Force (CCTF) was created, which included 12 pediatric hospitalists practicing in academic and community facilities, as well as teaching and non‐teaching settings, and occupying leadership positions within institutions of varied size and geographic location. Shortly thereafter, in November 2003, approximately 130 pediatric hospitalists attended the first PHM meeting in San Antonio, Texas.11 At this meeting, with support from leaders in pediatric emergency medicine, first discussions regarding PHM scope of practice were held.

Formal development of the competencies began in 2005 in parallel to but distinct from SHM's adult work, which culminated in The Core Competencies in Hospital Medicine: A Framework for Curriculum Development published in 2006. The CCTF divided into three groups, focused on clinical, procedural, and systems‐based topics. Face‐to‐face meetings were held at the SHM annual meetings, with most work being completed by phone and electronically in the interim periods. In 2007, due to the overlapping interests of the three core pediatric societies, the work was transferred to leaders within the APA. In 2008 the work was transferred back to the leadership within SHM. Since that time, external reviewers were solicited, new chapters created, sections re‐aligned, internal and external reviewer comments incorporated, and final edits for taxonomy, content, and formatting were completed (Table 1).

Timeline: Creation of the PHM Core Competencies
DateEvent
Feb 2002SHM Educational Summit held and CCTF created
Oct 20031st PHM meeting held in San Antonio
2003‐2007Chapter focus determined; contributors engaged
2007‐2008APA PHM Special Interest Group (SIG) review; creation of separate PHM Fellowship Competencies (not in this document)
Aug 2008‐Oct 2008SHM Pediatric Committee and CCTF members resume work; editorial review
Oct 2008‐Mar 2009Internal review: PHM Fellowship Director, AAP, APA, and SHM section/committee leader, and key national PHM leader reviews solicited and returned
Mar 2009PHM Fellowship Director comments addressed; editorial review
Mar‐Apr 2009External reviewers solicited from national agencies and societies relevant to PHM
Apr‐July 2009External reviewer comments returned
July‐Oct 2009Contributor review of all comments; editorial review, sections revised
Oct 2009Final review: Chapters to SHM subcommittees and Board

Areas of Focused Practice

The PHM Core Competencies were conceptualized similarly to the SHM adult core competencies. Initial sections were divided into clinical conditions, procedures, and systems. However as content developed and reviewer comments were addressed, the four final sections were modified to those noted in Table 2. For the Common Clinical Diagnoses and Conditions, the goal was to select conditions most commonly encountered by pediatric hospitalists. Non‐surgical diagnosis‐related group (DRG) conditions were selected from the following sources: The Joint Commission's (TJC) Oryx Performance Measures Report15‐16 (asthma, abdominal pain, acute gastroenteritis, simple pneumonia); Child Health Corporation of America's Pediatric Health Information System Dataset (CHCA PHIS, Shawnee Mission, KS), and relevant publications on common pediatric hospitalizations.17 These data were compared to billing data from randomly‐selected practicing hospitalists representing free‐standing children's and community hospitals, teaching and non‐teaching settings, and urban and rural locations. The 22 clinical conditions chosen by the CCTF were those most relevant to the practice of pediatric hospital medicine.

PHM Core Competency Chapters and Sections
Common Clinical Diagnoses and Conditions Specialized Clinical ServicesCore SkillsHealthcare Systems: Supporting and Advancing Child Health
Acute abdominal pain and the acute abdomenNeonatal feverChild abuse and neglectBladder catheterization/suprapubic bladder tapAdvocacy
Apparent life‐threatening eventNeonatal jaundiceHospice and palliative careElectrocardiogram interpretationBusiness practices
AsthmaPneumoniaLeading a healthcare teamFeeding tubesCommunication
Bone and joint infectionsRespiratory failureNewborn care and delivery room managementFluids and electrolyte managementContinuous quality improvement
BronchiolitisSeizuresTechnology‐dependent childrenIntravenous access and phlebotomyCost‐effective care
Central nervous system infectionsShockTransport of the critically ill childLumbar punctureEducation
Diabetes mellitusSickle cell disease Non‐invasive monitoringEthics
Failure to thriveSkin and soft tissue infection NutritionEvidence‐based medicine
Fever of unknown originToxic ingestion Oxygen delivery and airway managementHealth information systems
GastroenteritisUpper airway infections Pain managementLegal issues/risk management
Kawasaki diseaseUrinary tract infections Pediatric advanced life supportPatient safety

The Specialized Clinical Servicessection addresses important components of care that are not DRG‐based and reflect the unique needs of hospitalized children, as assessed by the CCTF, editors, and contributors. Core Skillswere chosen based on the HCUP Factbook 2 Procedures,18 billing data from randomly‐selected practicing hospitalists representing the same settings listed above, and critical input from reviewers. Depending on the individual setting, pediatric hospitalists may require skills in areas not found in these 11 chapters, such as chest tube placement or ventilator management. The list is therefore not exhaustive, but rather representative of skills most pediatric hospitalists should maintain.

The Healthcare Systems: Supporting and Advancing Child Healthchapters are likely the most dissimilar to any core content taught in traditional residency programs. While residency graduates are versed in some components listed in these chapters, comprehensive education in most of these competencies is currently lacking. Improvement of healthcare systems is an essential element of pediatric hospital medicine, and unifies all pediatric hospitalists regardless of practice environment or patient population. Therefore, this section includes chapters that not only focus on systems of care, but also on advancing child health through advocacy, research, education, evidence‐based medicine, and ethical practice. These chapters were drawn from a combination of several sources: expectations of external agencies (TJC, Center for Medicaid and Medicare) related to the specific nonclinical work in which pediatric hospitalists are integrally involved; expectations for advocacy as best defined by the AAP and the National Association of Children's Hospitals and Related Institutions (NACHRI); the six core competency domains mandated by the Accrediting Council on Graduate Medical Education (ACGME), the American Board of Pediatrics (ABP), and hospital medical staff offices as part of Focused Professional Practice Evaluation (FPPE) and Ongoing Professional Practice Evaluation (OPPE)16; and assessment of responsibilities and leadership roles fulfilled by pediatric hospitalists in all venues. In keeping with the intent of the competencies to be timeless, the competency elements call out the need to attend to the changing goals of these groups as well as those of the Institute of Healthcare Improvement (IHI), the Alliance for Pediatric Quality (which consists of ABP, AAP, TJC, CHCA, NACHRI), and local hospital systems leaders.

Contributors and Review

The CCTF selected section (associate) editors from SHM based on established expertise in each area, with input from the SHM Pediatric and Education Committees and the SHM Board. As a collaborative effort, authors for various chapters were solicited in consultation with experts from the AAP, APA, and SHM, and included non‐hospitalists with reputations as experts in various fields. Numerous SHM Pediatric Committee and CCTF conference calls were held to review hospital and academic appointments, presentations given, and affiliations relevant to the practice of pediatric hospital medicine. This vetting process resulted in a robust author list representing diverse geographic and practice settings. Contributors were provided with structure (Knowledge, Skills, Attitudes, and Systems subsections) and content (timeless, competency based) guidelines.

The review process was rigorous, and included both internal and external reviewers. The APA review in 2007 included the PHM Special Interest Group as well as the PHM Fellowship Directors (Table 1). After return to SHM and further editing, the internal review commenced which focused on content and scope. The editors addressed the resulting suggestions and worked to standardize formatting and use of Bloom's taxonomy.19 A list of common terms and phrases were created to add consistency between chapters. External reviewers were first mailed a letter requesting interest, which was followed up by emails, letters, and phone calls to encourage feedback. External review included 29 solicited agencies and societies (Table 3), with overall response rate of 66% (41% for Groups I and II). Individual contributors then reviewed comments specific to their chapters, with associate editor overview of their respective sections. The editors reviewed each chapter individually multiple times throughout the 2007‐2009 years, contacting individual contributors and reviewers by email and phone. Editors concluded a final comprehensive review of all chapters in late 2009.

Solicited Internal and External Reviewers
I. Academic and certifying societies
Academic Pediatric Association
Accreditation Council for Graduate Medical Education, Pediatric Residency Review Committee
American Academy of Family Physicians
American Academy of Pediatrics Board
American Academy of Pediatrics National Committee on Hospital Care
American Association of Critical Care Nursing
American Board of Family Medicine
American Board of Pediatrics
American College of Emergency Physicians
American Pediatric Society
Association of American Medical Colleges
Association of Medical School Pediatric Department Chairs (AMSPDC)
Association of Pediatric Program Directors
Council on Teaching Hospitals
Society of Pediatric Research
II. Stakeholder agencies
Agency for Healthcare Research and Quality
American Association of Critical Care Nursing
American College of Emergency Physicians
American Hospital Association (AHA)
American Nurses Association
American Society of Health‐System Pharmacists
Child Health Corporation of America (CHCA)
Institute for Healthcare Improvement
National Association for Children's Hospitals and Related Institutions (NACHRI)
National Association of Pediatric Nurse Practitioners (NAPNAP)
National Initiative for Children's Healthcare Quality (NICHQ)
National Quality Forum
Quality Resources International
Robert Wood Johnson Foundation
The Joint Commission for Accreditation of Hospitals and Organizations (TJC)
III. Pediatric hospital medicine fellowship directors
Boston Children's
Children's Hospital Los Angeles
Children's National D.C.
Emory
Hospital for Sick Kids Toronto
Rady Children's San Diego University of California San Diego
Riley Children's Hospital Indiana
University of South Florida, All Children's Hospital
Texas Children's Hospital, Baylor College of Medicine
IV. SHM, APA, AAP Leadership and committee chairs
American Academy of Pediatrics Section on Hospital Medicine
Academic Pediatric Association PHM Special Interest Group
SHM Board
SHM Education Committee
SHM Family Practice Committee
SHM Hospital Quality and Patient Safety Committee
SHM IT Task Force
SHM Journal Editorial Board
SHM Palliative Care Task Force
SHM Practice Analysis Committee
SHM Public Policy Committee
SHM Research Committee

Chapter Content

Each of the 54 chapters within the four sections of these competencies is presented in the educational theory of learning domains: Knowledge, Skills, Attitudes, with a final Systems domain added to reflect the emphasis of hospitalist practice on improving healthcare systems. Each chapter is designed to stand alone, which may assist with development of curriculum at individual practice locations. Certain key phrases are apparent throughout, such as lead, coordinate, or participate in and work with hospital and community leaders to which were designed to note the varied roles in different practice settings. Some chapters specifically comment on the application of competency bullets given the unique and differing roles and expectations of pediatric hospitalists, such as research and education. Chapters state specific proficiencies expected wherever possible, with phrases and wording selected to help guide learning activities to achieve the competency.

Application and Future Directions

Although pediatric hospitalists care for children in many settings, these core competencies address the common expectations for any venue. Pediatric hospital medicine requires skills in acute care clinical medicine that attend to the changing needs of hospitalized children. The core of pediatric hospital medicine is dedicated to the care of children in the geographic hospital environment between emergency medicine and tertiary pediatric and neonatal intensive care units. Pediatric hospitalists provide care in related clinical service programs that are linked to hospital systems. In performing these activities, pediatric hospitalists consistently partner with ambulatory providers and subspecialists to render coordinated care across the continuum for a given child. Pediatric hospital medicine is an interdisciplinary practice, with focus on processes of care and clinical quality outcomes based in evidence. Engagement in local, state, and national initiatives to improve child health outcomes is a cornerstone of pediatric hospitalists' practice. These competencies provide the framework for creation of curricula that can reflect local issues and react to changing evidence.

As providers of systems‐based care, pediatric hospitalists are called upon more and more to render care and provide leadership in clinical arenas that are integral to healthcare organizations, such as home health care, sub‐acute care facilities, and hospice and palliative care programs. The practice of pediatric hospital medicine has evolved to its current state through efforts of many represented in the competencies as contributors, associate editors, editors, and reviewers. Pediatric hospitalists are committed to leading change in healthcare for hospitalized children, and are positioned well to address the interests and needs of community and urban, teaching and non‐teaching facilities, and the children and families they serve. These competencies reflect the areas of focused practice which, similar to pediatric emergency medicine, will no doubt be refined but not fundamentally changed in future years. The intent, we hope, is clear: to provide excellence in clinical care, accountability for practice, and lead improvements in healthcare for hospitalized children.

Introduction

The Society of Hospital Medicine (SHM) defines hospitalists as physicians whose primary professional focus is the comprehensive general medical care of hospitalized patients. Their activities include patient care, teaching, research, and leadership related to Hospital Medicine.1 It is estimated that there are up to 2500 pediatric hospitalists in the United States, with continued growth due to the converging needs for a dedicated focus on patient safety, quality improvement, hospital throughput, and inpatient teaching.2‐9 (Pediatric Hospital Medicine (PHM), as defined today, has been practiced in the United States for at least 30 years10 and continues to evolve as an area of specialization, with the refinement of a distinct knowledgebase and skill set focused on the provision of high quality general pediatric care in the inpatient setting. PHM is the latest site‐specific specialty to emerge from the field of general pediatrics it's development analogous to the evolution of critical care or emergency medicine during previous decades.11 Adult hospital medicine has defined itself within the field of general internal medicine12 and has recently received approval to provide a recognized focus of practice exam in 2010 for those re‐certifying with the American Board of Internal Medicine,13 PHM is creating an identity as a subspecialty practice with distinct focus on inpatient care for children within the larger context of general pediatric care.8, 14

The Pediatric Hospital Medicine Core Competencies were created to help define the roles and expectations for pediatric hospitalists, regardless of practice setting. The intent is to provide a unified approach toward identifying the specific body of knowledge and measurable skills needed to assure delivery of the highest quality of care for all hospitalized pediatric patients. Most children requiring hospitalization in the United States are hospitalized in community settings where subspecialty support is more limited and many pediatric services may be unavailable. Children with complex, chronic medical problems, however, are more likely to be hospitalized at a tertiary care or academic institutions. In order to unify pediatric hospitalists who work in different practice environments, the PHM Core Competencies were constructed to represent the knowledge, skills, attitudes, and systems improvements that all pediatric hospitalists can be expected to acquire and maintain.

Furthermore, the content of the PHM Core Competencies reflect the fact that children are a vulnerable population. Their care requires attention to many elements which distinguishes it from that given to the majority of the adult population: dependency, differences in developmental physiology and behavior, occurrence of congenital genetic disorders and age‐based clinical conditions, impact of chronic disease states on whole child development, and weight‐based medication dosing often with limited guidance from pediatric studies, to name a few. Awareness of these needs must be heightened when a child enters the hospital where diagnoses, procedures, and treatments often include use of high‐risk modalities and require coordination of care across multiple providers.

Pediatric hospitalists commonly work to improve the systems of care in which they operate and therefore both clinical and non‐clinical topics are included. The 54 chapters address the fundamental and most common components of inpatient care but are not an extensive review of all aspects of inpatient medicine encountered by those caring for hospitalized children. Finally, the PHM Core Competencies are not intended for use in assessing proficiency immediately post‐residency, but do provide a framework for the education and evaluation of both physicians‐in‐training and practicing hospitalists. Meeting these competencies is anticipated to take from one to three years of active practice in pediatric hospital medicine, and may be reached through a combination of practice experience, course work, self‐directed work, and/or formalized training.

Methods

Timeline

In 2002, SHM convened an educational summit from which there was a resolution to create core competencies. Following the summit, the SHM Pediatric Core Curriculum Task Force (CCTF) was created, which included 12 pediatric hospitalists practicing in academic and community facilities, as well as teaching and non‐teaching settings, and occupying leadership positions within institutions of varied size and geographic location. Shortly thereafter, in November 2003, approximately 130 pediatric hospitalists attended the first PHM meeting in San Antonio, Texas.11 At this meeting, with support from leaders in pediatric emergency medicine, first discussions regarding PHM scope of practice were held.

Formal development of the competencies began in 2005 in parallel to but distinct from SHM's adult work, which culminated in The Core Competencies in Hospital Medicine: A Framework for Curriculum Development published in 2006. The CCTF divided into three groups, focused on clinical, procedural, and systems‐based topics. Face‐to‐face meetings were held at the SHM annual meetings, with most work being completed by phone and electronically in the interim periods. In 2007, due to the overlapping interests of the three core pediatric societies, the work was transferred to leaders within the APA. In 2008 the work was transferred back to the leadership within SHM. Since that time, external reviewers were solicited, new chapters created, sections re‐aligned, internal and external reviewer comments incorporated, and final edits for taxonomy, content, and formatting were completed (Table 1).

Timeline: Creation of the PHM Core Competencies
DateEvent
Feb 2002SHM Educational Summit held and CCTF created
Oct 20031st PHM meeting held in San Antonio
2003‐2007Chapter focus determined; contributors engaged
2007‐2008APA PHM Special Interest Group (SIG) review; creation of separate PHM Fellowship Competencies (not in this document)
Aug 2008‐Oct 2008SHM Pediatric Committee and CCTF members resume work; editorial review
Oct 2008‐Mar 2009Internal review: PHM Fellowship Director, AAP, APA, and SHM section/committee leader, and key national PHM leader reviews solicited and returned
Mar 2009PHM Fellowship Director comments addressed; editorial review
Mar‐Apr 2009External reviewers solicited from national agencies and societies relevant to PHM
Apr‐July 2009External reviewer comments returned
July‐Oct 2009Contributor review of all comments; editorial review, sections revised
Oct 2009Final review: Chapters to SHM subcommittees and Board

Areas of Focused Practice

The PHM Core Competencies were conceptualized similarly to the SHM adult core competencies. Initial sections were divided into clinical conditions, procedures, and systems. However as content developed and reviewer comments were addressed, the four final sections were modified to those noted in Table 2. For the Common Clinical Diagnoses and Conditions, the goal was to select conditions most commonly encountered by pediatric hospitalists. Non‐surgical diagnosis‐related group (DRG) conditions were selected from the following sources: The Joint Commission's (TJC) Oryx Performance Measures Report15‐16 (asthma, abdominal pain, acute gastroenteritis, simple pneumonia); Child Health Corporation of America's Pediatric Health Information System Dataset (CHCA PHIS, Shawnee Mission, KS), and relevant publications on common pediatric hospitalizations.17 These data were compared to billing data from randomly‐selected practicing hospitalists representing free‐standing children's and community hospitals, teaching and non‐teaching settings, and urban and rural locations. The 22 clinical conditions chosen by the CCTF were those most relevant to the practice of pediatric hospital medicine.

PHM Core Competency Chapters and Sections
Common Clinical Diagnoses and Conditions Specialized Clinical ServicesCore SkillsHealthcare Systems: Supporting and Advancing Child Health
Acute abdominal pain and the acute abdomenNeonatal feverChild abuse and neglectBladder catheterization/suprapubic bladder tapAdvocacy
Apparent life‐threatening eventNeonatal jaundiceHospice and palliative careElectrocardiogram interpretationBusiness practices
AsthmaPneumoniaLeading a healthcare teamFeeding tubesCommunication
Bone and joint infectionsRespiratory failureNewborn care and delivery room managementFluids and electrolyte managementContinuous quality improvement
BronchiolitisSeizuresTechnology‐dependent childrenIntravenous access and phlebotomyCost‐effective care
Central nervous system infectionsShockTransport of the critically ill childLumbar punctureEducation
Diabetes mellitusSickle cell disease Non‐invasive monitoringEthics
Failure to thriveSkin and soft tissue infection NutritionEvidence‐based medicine
Fever of unknown originToxic ingestion Oxygen delivery and airway managementHealth information systems
GastroenteritisUpper airway infections Pain managementLegal issues/risk management
Kawasaki diseaseUrinary tract infections Pediatric advanced life supportPatient safety

The Specialized Clinical Servicessection addresses important components of care that are not DRG‐based and reflect the unique needs of hospitalized children, as assessed by the CCTF, editors, and contributors. Core Skillswere chosen based on the HCUP Factbook 2 Procedures,18 billing data from randomly‐selected practicing hospitalists representing the same settings listed above, and critical input from reviewers. Depending on the individual setting, pediatric hospitalists may require skills in areas not found in these 11 chapters, such as chest tube placement or ventilator management. The list is therefore not exhaustive, but rather representative of skills most pediatric hospitalists should maintain.

The Healthcare Systems: Supporting and Advancing Child Healthchapters are likely the most dissimilar to any core content taught in traditional residency programs. While residency graduates are versed in some components listed in these chapters, comprehensive education in most of these competencies is currently lacking. Improvement of healthcare systems is an essential element of pediatric hospital medicine, and unifies all pediatric hospitalists regardless of practice environment or patient population. Therefore, this section includes chapters that not only focus on systems of care, but also on advancing child health through advocacy, research, education, evidence‐based medicine, and ethical practice. These chapters were drawn from a combination of several sources: expectations of external agencies (TJC, Center for Medicaid and Medicare) related to the specific nonclinical work in which pediatric hospitalists are integrally involved; expectations for advocacy as best defined by the AAP and the National Association of Children's Hospitals and Related Institutions (NACHRI); the six core competency domains mandated by the Accrediting Council on Graduate Medical Education (ACGME), the American Board of Pediatrics (ABP), and hospital medical staff offices as part of Focused Professional Practice Evaluation (FPPE) and Ongoing Professional Practice Evaluation (OPPE)16; and assessment of responsibilities and leadership roles fulfilled by pediatric hospitalists in all venues. In keeping with the intent of the competencies to be timeless, the competency elements call out the need to attend to the changing goals of these groups as well as those of the Institute of Healthcare Improvement (IHI), the Alliance for Pediatric Quality (which consists of ABP, AAP, TJC, CHCA, NACHRI), and local hospital systems leaders.

Contributors and Review

The CCTF selected section (associate) editors from SHM based on established expertise in each area, with input from the SHM Pediatric and Education Committees and the SHM Board. As a collaborative effort, authors for various chapters were solicited in consultation with experts from the AAP, APA, and SHM, and included non‐hospitalists with reputations as experts in various fields. Numerous SHM Pediatric Committee and CCTF conference calls were held to review hospital and academic appointments, presentations given, and affiliations relevant to the practice of pediatric hospital medicine. This vetting process resulted in a robust author list representing diverse geographic and practice settings. Contributors were provided with structure (Knowledge, Skills, Attitudes, and Systems subsections) and content (timeless, competency based) guidelines.

The review process was rigorous, and included both internal and external reviewers. The APA review in 2007 included the PHM Special Interest Group as well as the PHM Fellowship Directors (Table 1). After return to SHM and further editing, the internal review commenced which focused on content and scope. The editors addressed the resulting suggestions and worked to standardize formatting and use of Bloom's taxonomy.19 A list of common terms and phrases were created to add consistency between chapters. External reviewers were first mailed a letter requesting interest, which was followed up by emails, letters, and phone calls to encourage feedback. External review included 29 solicited agencies and societies (Table 3), with overall response rate of 66% (41% for Groups I and II). Individual contributors then reviewed comments specific to their chapters, with associate editor overview of their respective sections. The editors reviewed each chapter individually multiple times throughout the 2007‐2009 years, contacting individual contributors and reviewers by email and phone. Editors concluded a final comprehensive review of all chapters in late 2009.

Solicited Internal and External Reviewers
I. Academic and certifying societies
Academic Pediatric Association
Accreditation Council for Graduate Medical Education, Pediatric Residency Review Committee
American Academy of Family Physicians
American Academy of Pediatrics Board
American Academy of Pediatrics National Committee on Hospital Care
American Association of Critical Care Nursing
American Board of Family Medicine
American Board of Pediatrics
American College of Emergency Physicians
American Pediatric Society
Association of American Medical Colleges
Association of Medical School Pediatric Department Chairs (AMSPDC)
Association of Pediatric Program Directors
Council on Teaching Hospitals
Society of Pediatric Research
II. Stakeholder agencies
Agency for Healthcare Research and Quality
American Association of Critical Care Nursing
American College of Emergency Physicians
American Hospital Association (AHA)
American Nurses Association
American Society of Health‐System Pharmacists
Child Health Corporation of America (CHCA)
Institute for Healthcare Improvement
National Association for Children's Hospitals and Related Institutions (NACHRI)
National Association of Pediatric Nurse Practitioners (NAPNAP)
National Initiative for Children's Healthcare Quality (NICHQ)
National Quality Forum
Quality Resources International
Robert Wood Johnson Foundation
The Joint Commission for Accreditation of Hospitals and Organizations (TJC)
III. Pediatric hospital medicine fellowship directors
Boston Children's
Children's Hospital Los Angeles
Children's National D.C.
Emory
Hospital for Sick Kids Toronto
Rady Children's San Diego University of California San Diego
Riley Children's Hospital Indiana
University of South Florida, All Children's Hospital
Texas Children's Hospital, Baylor College of Medicine
IV. SHM, APA, AAP Leadership and committee chairs
American Academy of Pediatrics Section on Hospital Medicine
Academic Pediatric Association PHM Special Interest Group
SHM Board
SHM Education Committee
SHM Family Practice Committee
SHM Hospital Quality and Patient Safety Committee
SHM IT Task Force
SHM Journal Editorial Board
SHM Palliative Care Task Force
SHM Practice Analysis Committee
SHM Public Policy Committee
SHM Research Committee

Chapter Content

Each of the 54 chapters within the four sections of these competencies is presented in the educational theory of learning domains: Knowledge, Skills, Attitudes, with a final Systems domain added to reflect the emphasis of hospitalist practice on improving healthcare systems. Each chapter is designed to stand alone, which may assist with development of curriculum at individual practice locations. Certain key phrases are apparent throughout, such as lead, coordinate, or participate in and work with hospital and community leaders to which were designed to note the varied roles in different practice settings. Some chapters specifically comment on the application of competency bullets given the unique and differing roles and expectations of pediatric hospitalists, such as research and education. Chapters state specific proficiencies expected wherever possible, with phrases and wording selected to help guide learning activities to achieve the competency.

Application and Future Directions

Although pediatric hospitalists care for children in many settings, these core competencies address the common expectations for any venue. Pediatric hospital medicine requires skills in acute care clinical medicine that attend to the changing needs of hospitalized children. The core of pediatric hospital medicine is dedicated to the care of children in the geographic hospital environment between emergency medicine and tertiary pediatric and neonatal intensive care units. Pediatric hospitalists provide care in related clinical service programs that are linked to hospital systems. In performing these activities, pediatric hospitalists consistently partner with ambulatory providers and subspecialists to render coordinated care across the continuum for a given child. Pediatric hospital medicine is an interdisciplinary practice, with focus on processes of care and clinical quality outcomes based in evidence. Engagement in local, state, and national initiatives to improve child health outcomes is a cornerstone of pediatric hospitalists' practice. These competencies provide the framework for creation of curricula that can reflect local issues and react to changing evidence.

As providers of systems‐based care, pediatric hospitalists are called upon more and more to render care and provide leadership in clinical arenas that are integral to healthcare organizations, such as home health care, sub‐acute care facilities, and hospice and palliative care programs. The practice of pediatric hospital medicine has evolved to its current state through efforts of many represented in the competencies as contributors, associate editors, editors, and reviewers. Pediatric hospitalists are committed to leading change in healthcare for hospitalized children, and are positioned well to address the interests and needs of community and urban, teaching and non‐teaching facilities, and the children and families they serve. These competencies reflect the areas of focused practice which, similar to pediatric emergency medicine, will no doubt be refined but not fundamentally changed in future years. The intent, we hope, is clear: to provide excellence in clinical care, accountability for practice, and lead improvements in healthcare for hospitalized children.

References
  1. Society of Hospital Medicine (SHM). Definition of a Hospitalist. http://www.hospitalmedicine.org/AM/Template.cfm?Section=General_Information 2009.
  2. von Deak T.Pediatric Hospitalists Membership Numbers. In.Philadelphia:Society of Hospital Medicine, PA 19130;2009.
  3. Wachter RM, L G.The emerging role of “hospitalists” in the American health care system.N Engl J Med.1996;335:514517.
  4. Williams MV.The future of hospital medicine: evolution or revolution?.Am J Med.2004;117:446450.
  5. Wachter RM, L G.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  6. Landrigan CP, Conway PH, Stucky ER, Chiang VW, Ottolini MC.Variation in pediatric hospitalists' use of proven and unproven therapies: A study from the Pediatric Research in Inpatient Settings (PRIS) network.J Hosp Med.2008;3(4):292298.
  7. Freed GL, Dunham KM, Pediatrics RACotABo.Pediatric hospitalists: Training, current practice, and career goals.J Hosp Med.2009;4(3):179186.
  8. Kurtin P, Stucky E.Standardize to excellence: improving the quality and safety of care with clinical pathways.Pediatr Clin North Am.2009;56(4):893904.
  9. Stucky ER.Evolution of a new specialty ‐ a twenty year pediatric hospitalist experience [Abstract]. In:National Association of Inpatient Physicians (now Society of Hospital Medicine).New Orleans, Louisiana;1999.
  10. Lye PS, Rauch DA, Ottolini MC, Landrigan CP, Chiang VW, Srivastava R, et al.Pediatric hospitalists: report of a leadership conference.Pediatrics.2006;117(4):11221130.
  11. Pistoria MJ, Amin AN, Dressler DD, McKean SCW, Budnitz TL e.The core competencies in hospital medicine: a framework for curriculum development.J Hosp Med.2006;1(Suppl 1).
  12. American Board of Internal Medicine. Questions and answers regarding ABIM recognition of focused practice in hospital medicine through maintenance of certification. http://www.abim.org/news/news/focused‐practice‐hospital‐medicine‐qa.aspx. Published 2010. Accessed January 6,2010.
  13. Ingelfinger JR.Comprehensive pediatric hospital medicine.N Engl J Med.2008;358(21):23012302.
  14. The Joint Commission. Performance measurement initiatives. http://www. jointcommission.org/PerformanceMeasurement/PerformanceMeasurement/. Published 2010. Accessed December 5,2010.
  15. The Joint Commission. Standards frequently asked questions: comprehensive accreditation manual for critical access hospitals (CAMCAH). http://www.jointcommission.org/AccreditationPrograms/CriticalAccess Hospitals/Standards/09_FAQs/default.htm. Accessed December 5,2008; December 14, 2009.
  16. Yorita KL, Holman RC, Sejvar JJ, Steiner CA, Schonberger LB.Infectious disease hospitalizations among infants in the United States.Pediatrics.2008;121(2):244252.
  17. Elixhauser A, Klemstine K, Steiner C, Bierman A.Procedures in U.S. hospitals, 1997.HCUP fact book no. 2. In:agency for healthcare research and quality,Rockville, MD;2001.
  18. Anderson L, Krathwohl DR, Airasian PW, Cruikshank KA, Mayer RE, Pintrich PR, et al., editors.A taxonomy for learning, teaching, and assessing. In: A Revision of Bloom's Taxonomy of Educational Objectives.Upper Saddle River, NJ: Addison Wesley Longman, Inc. Pearson Education USA;2001.
References
  1. Society of Hospital Medicine (SHM). Definition of a Hospitalist. http://www.hospitalmedicine.org/AM/Template.cfm?Section=General_Information 2009.
  2. von Deak T.Pediatric Hospitalists Membership Numbers. In.Philadelphia:Society of Hospital Medicine, PA 19130;2009.
  3. Wachter RM, L G.The emerging role of “hospitalists” in the American health care system.N Engl J Med.1996;335:514517.
  4. Williams MV.The future of hospital medicine: evolution or revolution?.Am J Med.2004;117:446450.
  5. Wachter RM, L G.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  6. Landrigan CP, Conway PH, Stucky ER, Chiang VW, Ottolini MC.Variation in pediatric hospitalists' use of proven and unproven therapies: A study from the Pediatric Research in Inpatient Settings (PRIS) network.J Hosp Med.2008;3(4):292298.
  7. Freed GL, Dunham KM, Pediatrics RACotABo.Pediatric hospitalists: Training, current practice, and career goals.J Hosp Med.2009;4(3):179186.
  8. Kurtin P, Stucky E.Standardize to excellence: improving the quality and safety of care with clinical pathways.Pediatr Clin North Am.2009;56(4):893904.
  9. Stucky ER.Evolution of a new specialty ‐ a twenty year pediatric hospitalist experience [Abstract]. In:National Association of Inpatient Physicians (now Society of Hospital Medicine).New Orleans, Louisiana;1999.
  10. Lye PS, Rauch DA, Ottolini MC, Landrigan CP, Chiang VW, Srivastava R, et al.Pediatric hospitalists: report of a leadership conference.Pediatrics.2006;117(4):11221130.
  11. Pistoria MJ, Amin AN, Dressler DD, McKean SCW, Budnitz TL e.The core competencies in hospital medicine: a framework for curriculum development.J Hosp Med.2006;1(Suppl 1).
  12. American Board of Internal Medicine. Questions and answers regarding ABIM recognition of focused practice in hospital medicine through maintenance of certification. http://www.abim.org/news/news/focused‐practice‐hospital‐medicine‐qa.aspx. Published 2010. Accessed January 6,2010.
  13. Ingelfinger JR.Comprehensive pediatric hospital medicine.N Engl J Med.2008;358(21):23012302.
  14. The Joint Commission. Performance measurement initiatives. http://www. jointcommission.org/PerformanceMeasurement/PerformanceMeasurement/. Published 2010. Accessed December 5,2010.
  15. The Joint Commission. Standards frequently asked questions: comprehensive accreditation manual for critical access hospitals (CAMCAH). http://www.jointcommission.org/AccreditationPrograms/CriticalAccess Hospitals/Standards/09_FAQs/default.htm. Accessed December 5,2008; December 14, 2009.
  16. Yorita KL, Holman RC, Sejvar JJ, Steiner CA, Schonberger LB.Infectious disease hospitalizations among infants in the United States.Pediatrics.2008;121(2):244252.
  17. Elixhauser A, Klemstine K, Steiner C, Bierman A.Procedures in U.S. hospitals, 1997.HCUP fact book no. 2. In:agency for healthcare research and quality,Rockville, MD;2001.
  18. Anderson L, Krathwohl DR, Airasian PW, Cruikshank KA, Mayer RE, Pintrich PR, et al., editors.A taxonomy for learning, teaching, and assessing. In: A Revision of Bloom's Taxonomy of Educational Objectives.Upper Saddle River, NJ: Addison Wesley Longman, Inc. Pearson Education USA;2001.
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Pediatric Hospital Medicine Core Competencies: Development and methodology
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Electronic Health Records Get the Green Light

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Electronic Health Records Get the Green Light

Now that the Centers for Medicare and Medicaid Services (CMS) has defined "meaningful use" of electronic health records (EHR), hospitalists know what's expected of them in order to grab a piece of the $20 billion set aside for doctors and hospitals that adopt new technologies.

CMS’ final rule (PDF) is less restrictive than the proposed rule put forth in January, but it still challenges HM groups and their respective institutions to meet new guidelines to make digital record-keeping routine. Stage-one rules, which take effect next year, require eligible physicians (EPs) and eligible hospitals to meet goals in 15 and 14 categories, respectively. Up to five goals can be deferred, according to CMS. The CMS timeline includes second and third stages, each of which will require goals that are even more advanced.

Some hospitalists feared the rules in stage one would be punitively strict, says Robert Lineberger MD FHM, medical information officer at Durham (N.C.) Regional Hospital, part of the Duke University Health System. “What it means is the government is serious about helping people instead of being as strict as it appeared they were going to be,” says Dr. Lineberger, who serves on SHM's IT Core Committee. “I think people are overall pretty pleased there was a relaxation.”

The road to full adoption of EHR is far from complete, and hospitals that have yet to put in place even the most basic electronic infrastructure might struggle to meet even the lowest thresholds.

And while specific standards for future stages have not been codified, “like everything else that goes on in the hospital, [HM] should be in the middle of that,” Dr. Lineberger says.

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Now that the Centers for Medicare and Medicaid Services (CMS) has defined "meaningful use" of electronic health records (EHR), hospitalists know what's expected of them in order to grab a piece of the $20 billion set aside for doctors and hospitals that adopt new technologies.

CMS’ final rule (PDF) is less restrictive than the proposed rule put forth in January, but it still challenges HM groups and their respective institutions to meet new guidelines to make digital record-keeping routine. Stage-one rules, which take effect next year, require eligible physicians (EPs) and eligible hospitals to meet goals in 15 and 14 categories, respectively. Up to five goals can be deferred, according to CMS. The CMS timeline includes second and third stages, each of which will require goals that are even more advanced.

Some hospitalists feared the rules in stage one would be punitively strict, says Robert Lineberger MD FHM, medical information officer at Durham (N.C.) Regional Hospital, part of the Duke University Health System. “What it means is the government is serious about helping people instead of being as strict as it appeared they were going to be,” says Dr. Lineberger, who serves on SHM's IT Core Committee. “I think people are overall pretty pleased there was a relaxation.”

The road to full adoption of EHR is far from complete, and hospitals that have yet to put in place even the most basic electronic infrastructure might struggle to meet even the lowest thresholds.

And while specific standards for future stages have not been codified, “like everything else that goes on in the hospital, [HM] should be in the middle of that,” Dr. Lineberger says.

Now that the Centers for Medicare and Medicaid Services (CMS) has defined "meaningful use" of electronic health records (EHR), hospitalists know what's expected of them in order to grab a piece of the $20 billion set aside for doctors and hospitals that adopt new technologies.

CMS’ final rule (PDF) is less restrictive than the proposed rule put forth in January, but it still challenges HM groups and their respective institutions to meet new guidelines to make digital record-keeping routine. Stage-one rules, which take effect next year, require eligible physicians (EPs) and eligible hospitals to meet goals in 15 and 14 categories, respectively. Up to five goals can be deferred, according to CMS. The CMS timeline includes second and third stages, each of which will require goals that are even more advanced.

Some hospitalists feared the rules in stage one would be punitively strict, says Robert Lineberger MD FHM, medical information officer at Durham (N.C.) Regional Hospital, part of the Duke University Health System. “What it means is the government is serious about helping people instead of being as strict as it appeared they were going to be,” says Dr. Lineberger, who serves on SHM's IT Core Committee. “I think people are overall pretty pleased there was a relaxation.”

The road to full adoption of EHR is far from complete, and hospitals that have yet to put in place even the most basic electronic infrastructure might struggle to meet even the lowest thresholds.

And while specific standards for future stages have not been codified, “like everything else that goes on in the hospital, [HM] should be in the middle of that,” Dr. Lineberger says.

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New Study Rebuffs Physician Training Misperceptions

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A new study comparing physicians who were trained in the U.S. with those trained in medical schools abroad should offer reassurance to patients, families, and professional peers who hold biases against foreign-born or foreign-trained physicians, the lead author says.

John Norcini, PhD, CEO of the Foundation for Advancement of International Medical Education and Research, and colleagues studied 244,000 hospitalized Pennsylvania patients with congestive heart failure and acute myocardial infarction. They found that mortality rates were slightly lower for physicians who were trained abroad and were not U.S. citizens when they entered medical school. The study showed higher rates for U.S. citizens who went overseas for their medical training.

The Norcini study (Health Affairs. 2010;29:1461-1468) focused on family medicine, internal medicine, and cardiology physicians, but it did not identify hospitalists. One-quarter of all physicians practicing in the U.S. are foreign-trained; however, a greater proportion are found in primary care and internal medicine. For hospitalists, the foreign-trained percentage might be even higher, 40% according to Philip Miller of the physician recruiting firm Merritt Hawkins.

One thing that can be said about international medical graduates is that they are a “crucial and growing part of the hospital medicine workforce, and we welcome them,” says Winthrop Whitcomb, MD, MHM, former SHM president and medical director of healthcare quality at Baystate Medical Center in Springfield, Mass. “I find, having worked with physicians trained all over the world, that for the best ones, it’s what they do every day, not where they came from. Are they consistent, careful, compassionate and committed to improving day by day?”

The challenge for hospitalist groups, he adds is to clearly state expectations for physicians, hold them accountable, make sure they understand the group’s goals and standards, and offer the tools they need to improve. An example could be access to English as a Second Language instruction to enhance communication.

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A new study comparing physicians who were trained in the U.S. with those trained in medical schools abroad should offer reassurance to patients, families, and professional peers who hold biases against foreign-born or foreign-trained physicians, the lead author says.

John Norcini, PhD, CEO of the Foundation for Advancement of International Medical Education and Research, and colleagues studied 244,000 hospitalized Pennsylvania patients with congestive heart failure and acute myocardial infarction. They found that mortality rates were slightly lower for physicians who were trained abroad and were not U.S. citizens when they entered medical school. The study showed higher rates for U.S. citizens who went overseas for their medical training.

The Norcini study (Health Affairs. 2010;29:1461-1468) focused on family medicine, internal medicine, and cardiology physicians, but it did not identify hospitalists. One-quarter of all physicians practicing in the U.S. are foreign-trained; however, a greater proportion are found in primary care and internal medicine. For hospitalists, the foreign-trained percentage might be even higher, 40% according to Philip Miller of the physician recruiting firm Merritt Hawkins.

One thing that can be said about international medical graduates is that they are a “crucial and growing part of the hospital medicine workforce, and we welcome them,” says Winthrop Whitcomb, MD, MHM, former SHM president and medical director of healthcare quality at Baystate Medical Center in Springfield, Mass. “I find, having worked with physicians trained all over the world, that for the best ones, it’s what they do every day, not where they came from. Are they consistent, careful, compassionate and committed to improving day by day?”

The challenge for hospitalist groups, he adds is to clearly state expectations for physicians, hold them accountable, make sure they understand the group’s goals and standards, and offer the tools they need to improve. An example could be access to English as a Second Language instruction to enhance communication.

A new study comparing physicians who were trained in the U.S. with those trained in medical schools abroad should offer reassurance to patients, families, and professional peers who hold biases against foreign-born or foreign-trained physicians, the lead author says.

John Norcini, PhD, CEO of the Foundation for Advancement of International Medical Education and Research, and colleagues studied 244,000 hospitalized Pennsylvania patients with congestive heart failure and acute myocardial infarction. They found that mortality rates were slightly lower for physicians who were trained abroad and were not U.S. citizens when they entered medical school. The study showed higher rates for U.S. citizens who went overseas for their medical training.

The Norcini study (Health Affairs. 2010;29:1461-1468) focused on family medicine, internal medicine, and cardiology physicians, but it did not identify hospitalists. One-quarter of all physicians practicing in the U.S. are foreign-trained; however, a greater proportion are found in primary care and internal medicine. For hospitalists, the foreign-trained percentage might be even higher, 40% according to Philip Miller of the physician recruiting firm Merritt Hawkins.

One thing that can be said about international medical graduates is that they are a “crucial and growing part of the hospital medicine workforce, and we welcome them,” says Winthrop Whitcomb, MD, MHM, former SHM president and medical director of healthcare quality at Baystate Medical Center in Springfield, Mass. “I find, having worked with physicians trained all over the world, that for the best ones, it’s what they do every day, not where they came from. Are they consistent, careful, compassionate and committed to improving day by day?”

The challenge for hospitalist groups, he adds is to clearly state expectations for physicians, hold them accountable, make sure they understand the group’s goals and standards, and offer the tools they need to improve. An example could be access to English as a Second Language instruction to enhance communication.

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Inpatient Smoking Cessation Program

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Effectiveness of an inpatient smoking cessation program

In 1992, the Joint Commission on Accreditation of Healthcare Organizations (Joint Commission) introduced standards to make hospital buildings smoke‐free, resulting in the nation's first industry‐wide ban on smoking in the workplace. This hospital smoking ban has led to increased smoking cessation among employees.1 Since 2003, core measures from the Joint Commission and quality indicators from the Centers for Medicare and Medicaid Services have included inpatient smoking cessation counseling for acute myocardial infarction, pneumonia, and heart failure, as national guidelines strongly recommend smoking cessation counseling for patients with these diseases who smoke.25

The Department of Health and Human Services (DHHS) 2008 update on Clinical Practice Guidelines for Treating Tobacco Use and Dependence6 recommends that clinicians use hospitalization as an opportunity to promote smoking cessation and to prescribe medications to alleviate withdrawal symptoms. Hospitalization is an opportune time for smoking cessation because patients are restricted to a smoke‐free environment in the hospital and, increasingly, on hospital campuses.6 The illness leading to hospitalization may be attributable, at least in part, to tobacco use, thereby increasing the patient's receptivity to cessation counseling. Last, medications used in‐hospital to treat nicotine withdrawal symptoms may lead to continued or future use of these medications that, in turn, may ultimately lead to a successful quit attempt.

We report on the outcomes of our hospital's attempt to do this in the context of implementation of a smoke‐free medical campus.7 This study was designed to measure whether an inpatient smoking cessation intervention increases the likelihood of smoking cessation 6 months post‐hospital discharge. Because effectiveness studies are the next step to improving translation of research into health promotion practice,8 we set out to measure what the impact of this intervention would be in routine clinical practice as opposed to a carefully structured efficacy trial.

Methods

Intervention

The Smoking Cessation service for inpatients began on April 3, 2006. Upon admission, all patients were screened regarding their current smoking status. The nurse asked the patient if s/he currently smoked and then entered the responses into the hospital electronic medical record (EMR). A current smoker was defined as smoking every day or some days within the past 30 days. A roster of newly admitted current smokers was electronically transmitted to the Respiratory Care office daily. Only current smokers received counseling. The Smoking Cessation Specialist (SCS) subsequently saw inpatients within a 24‐hour time frame of admission, except for weekends and holidays. Each patient received 1 to 2 intensive follow‐up counseling sessions during hospitalization. An average of 10 patients per day were seen.

The goal of the inpatient smoking cessation service was to counsel patients on the health effects of smoking, address nicotine withdrawal symptoms, explain the different pharmacotherapies available, advise on how to quit, give self‐help materials, counsel family members, and refer to the New York State (NYS) Smokers' Fax‐to‐Quit program.9 Following the consult, the SCS documented the encounter in the patient's chart, including recommendations for nicotine replacement therapy (NRT) or bupropion (varenicline was not addressed as it was not on the formulary). The chart documentation informed the physician and nursing staff of the intervention and included the date/time, stage of change, and support action taken.

The SCS was part‐time, had nursing training, smoking cessation training,10 and was also trained by the Seton Health Cessation Center in the Butt Stops Here Program.11 She also implemented a performance improvement plan to increase the provision of smoking cessation counseling, increase NRT or bupropion prescriptions to smokers admitted to the hospital, and increase referrals to the NYS telephone quitline through the Fax‐to‐Quit program for outpatient resources and help following hospital discharge. The Fax‐to‐Quit program allows health care providers to refer patients to the NYS quitline via fax, with the patient's signature (patient permission) on the fax to quit form. After hospital discharge, the quitline then contacts the patient at a time that the patient requested.

The SCS visited patients with all admitting diagnoses on the medical, surgical, and special care units who were current smokers. Inpatients admitted to psychiatry, obstetrics, and the intensive care unit (ICU) were not seen by the SCS, except for ICU patients referred by a physician. Inpatients who had short stays or who were admitted and discharged in 1 day or during the weekend were not seen.

The intervention included either a brief 3‐minute to 5‐minute intervention or a more intensive intervention, that required 10 to 20 minutes (18 minutes average). The length of the intervention was determined by how receptive the patient was to the intervention. All interventions began with patient identification, an introduction to the SCS, and an explanation of the purpose of the visit. The SCS then inquired about the patient's comfort level vis‐a‐vis nicotine withdrawal and if s/he was receiving any NRT while in the hospital (NRT on the inpatient formulary included the nicotine patch or gum). If the patient was receptive to counseling, the SCS then began to work through the 5 A's, as described in the 2000 DHHS Clinical Practice Guidelines.12 The 2000 DHHS Clinical Practice Guidelines were used because the 2008 update had not been released at the time this study was initiated in 2006. These include: asking about smoking status, advising on how to quit, assessing readiness to quit, and assisting in arranging treatment options that include pharmacotherapy, counseling, as well as referral to the NYS Smokers' Quitline. A workbook was provided to reinforce counseling but was not necessarily used during counseling session. A compact disc (CD) with relaxation exercises5 was provided to those inpatients who were interested in stress reduction. If family members were present, and were also smokers, they were included in the counseling session, if willing. Each patient was offered a referral via the Fax‐to‐Quit program to continue treatment on an outpatient basis.

If the patient was not motivated to quit or declined the consult, the visits were short and focused on the patient's experience with nicotine withdrawal. These patients were also given self‐help materials and, if possible, the relevance of and roadblocks to quitting were reviewed. Patients were prompted to think about why quitting was relevant and often the reason for hospitalization was used to motivate the quitting process.

Upon hospital discharge, the patient's primary care provider was notified of the cessation intervention by a letter from the SCS. The letter described the intervention and stated whether or not the patient agreed to be referred to the Fax‐to‐Quit Program.

Study Participants

Patients were recruited from July 1, 2006 (after the smoking ban went into effect) through June 1, 2008. Inpatients who currently smoked were informed of this study and were asked to sign informed consent to participate after they were seen by the SCS. Current smokers of all admitting diagnoses were recruited into the study. Patients provided informed consent for a telephone interview 6 months posthospital discharge. A written Health Insurance Portability and Accountability Act (HIPAA) release was obtained to allow access to an individual's specific EMR.

A comparison group of inpatients who were also current smokers, but who did not receive the intervention were also contacted six months after hospitalization. Reasons for not receiving the intervention included the fact the SCS was part‐time and also took a leave of absence during the study and therefore could not see all inpatients who currently smoked. Other reasons for not receiving the intervention include too short a stay for the SCS to see the patient or the patient was out of the room for tests or procedures when the SCS was available. These patients provided informed consent to be interviewed 6 months after hospital discharge and HIPAA consent for access to their medical record. Not all inpatients in the comparison group provided written HIPAA release for use of their medical record; therefore, these patients were excluded because their baseline demographic and diagnostic data were missing.

Sample‐size considerations were driven around having adequate numbers of subjects to measure the prevalence of smoking cessation at 6 months post‐hospital discharge with an acceptable degree of precision. Prevalence estimates from previous studies for 6‐month cessation typically range from 20% to 30%, with cessation rates as high as 67% (this estimate applies to postmyocardial infarction patients.)13 For conservative estimation, we used 50% as the 6‐month prevalence of cessation in the current study, which placed binomial variance at its theoretical maximum. In this case, a sample of 300 subjects provides a margin of error of 0.058 for a 95% confidence interval around this point estimate.

Data Sources

The hospital EMR database was used to monitor several components of the program: nursing screening, smoking cessation counseling, and pharmacy dispensing of NRT and bupropion. The screening data were also used to monitor the proportion of current smokers admitted during the study period. Elements of the EMR were used to define the following covariates: patient age, gender, ethnicity, and the primary discharge diagnosis (via International Statistical Classification of Diseases and Related Health Problems, 9th edition [ICD9] codes) and readmission during the six month follow‐up period. Mean length of stay (LOS) was computed. The Elixhauser Comorbidity Index that utilizes ICD9 codes was used for comorbidity risk adjustment.14

Study participants were contacted by phone 6 months posthospital discharge. Data collection began July 1, 2006 and was completed January 1, 2009. The interview focused on self‐reported point prevalence of smoking and 6‐month quit status. The point prevalence for self‐reported abstinence was derived from the question Do you now smoke cigarettes every day, some days, or not at all?15 Self‐reported quit status was derived from question Have you quit smoking since you were discharged from the hospital? In addition, respondents were queried about their number of years smoked, post‐hospital discharge number of quit attempts, and cessation efforts (NRT, self‐help groups, quitline use, etc.). Last, they were surveyed about barriers to cessation (exposure to secondhand smoke, rules about smoking in the home or car), educational level, employment, and health ratings.

To determine the status of those lost to follow‐up, administrative and EMR databases for appointments and follow‐up visits were accessed to determine if the patient was alive during the 6 months between discharge and the follow‐up call. To confirm mortality, we searched the Internet, Ancestry.com, and/or local newspaper obituaries for dates of death for all patients to validate that they had not died during the 6‐month follow‐up. World wide web searches can identify 97% of deaths listed in the Centers for Disease Control and Prevention (CDC)/National Death Index, which is considered the gold standard in epidemiologic studies.16

Analysis

Univariate analysis of all covariates was completed to examine the normal distribution curves for these variables. Bivariate correlation analysis of all the independent variables by study group was performed to assess comparability of the study groups at baseline. The self‐reported cessation outcomes were calculated by dividing the number of patients who said they were not using tobacco or had quit, at 6 months posthospital discharge by the number of individuals in the study group at baseline minus those who had died. Both the intent to treat method, which assumes patients lost to follow‐up were still smoking, and the responder method, which does not include nonresponders in the analysis, were used to adjust the denominators for these outcomes.

Multivariate regression analysis was then used to model receipt of the intervention as predictor of self‐reported quit status adjusted for significant covariates. Statistical significance was defined by a P value of less than 0.05.

Survival analysis was employed to model differences in mortality between the study groups, controlling for any baseline imbalances (eg, comorbidity). Because baseline data were used in this model, the model includes only patients with signed a HIPAA release.

Internal review boards of our hospital and the NYS Department of Health reviewed and approved this study.

Results

From January 1, 2007 to May 30, 2008, 660 inpatients who were current smokers were recruited into the study. Figure 1 summarizes patient flow through the study and explains the final sample size of 607. Exclusions include 52 inpatients from the study who completed the 6‐month interview but who did not return a written HIPAA release. Without a HIPAA release to access the EMR, baseline comparison of the study groups and adjustment for comorbidity could not be completed for these patients. At 6 months posthospital discharge, 53 subjects refused the interview when contacted by telephone.

Figure 1
Study flow diagram. Abbreviation: HIPAA: Health Insurance Portability and Accountability Act.

As might be expected in a quasiexperimental design, the study groups were not equivalent at baseline (Table 1). The intervention and comparison groups differed with regard to age, length of stay (LOS), proportion of acute admissions, and the Elixhauser comorbidity index. These differences suggest that the intervention group was older, had a longer LOS, higher acuity at the time of admission, and more comorbidities. In addition, as a result of the intervention, the intervention group was more likely to receive NRT or bupropion in hospital and a Fax‐to‐Quit referral to the NYS Smokers' Quitline. In the intervention group, most patients received 1 visit from the SCS, only 2% received 2 visits. Family members were included in smoking cessation counseling for 58% of the intervention group.

Baseline Demographic, Hospitalization, and Smoking Characteristics by Study Group
 Intervention (n = 275)Comparison (n = 335) (P value)
  • NOTE: n = 609.

  • Abbreviations: EMR, electronic medical record; LOS, length of stay; NRT, nicotine replacement therapy; NYS, New York State.

  • n differs due to missing data in the EMR.

Sex (% male)5151
Mean age (years)51.448.5 (0.03)
Ethnicity (% white)9897
Marital status (% married)4847
Elective admission (vs. acute) (%)2531
Inpatient (vs. outpatient observation or outpatient surgical admission) (%)8668 (0.00)
LOS (days)3.802.68 (0.00)
Elixhauser comorbidity index (mean)1.661.17 (0.00)
Used NRT in hospital (%)3719 (0.00)
Used bupropion in hospital (%)41 (0.00)
Referred to NYS Smokers' Quitline using Fax‐to‐Quit100 (0.00)
Mean cigarettes per day*17.7 (n = 213)15.9 (n = 192)

As shown in Table 2, there was a significant amount of diagnostic heterogeneity in the discharge diagnoses codes of patients included in the study. However, there were significantly more patients in the intervention group with a first discharge diagnosis of cardiovascular disease (25%) compared to the comparison group (12%; P = 0.00).

First Discharge Diagnosis Category Based on ICD‐9 Code by Study Group
 Intervention (n = 274)* (%)Comparison (n = 333)* (%)
  • Abbreviations: GI, gastrointestinal; GU, genitourinary; ICD‐9, International Statistical Classification of Diseases and Related Health Problems, 9th edition.

  • Discharge diagnosis missing for 3 inpatients.

  • P < 0.00 in a dichotomous chi square analysis of cardiovascular vs. all other diagnoses.

Cardiovascular2512, P = 0.00
Pulmonary167
Orthopedics1212
Injury1015
GI816
Cancer68
GU36
Endocrine33
Other1721

Readmission outcomes based on EMR and administrative data were available for 607 inpatients with signed HIPAA releases. The readmission rate was higher for the intervention (41%) than the comparison group (20%). Despite a higher readmission rate, the crude mortality within the 6 months posthospital discharge was lower for the intervention group, ie, 0.02 (6/276), than the comparison group, which had a crude mortality of 0.04 (16/384) during this period.

A multivariate survival model, controlling for age, sex, Elixhauser comorbidity index, LOS, and cardiovascular diagnosis, showed a significantly reduced mortality in the intervention group (hazard ratio [HR] = 0.37; P = 0.04). Although cardiac status (P = 0.09) and LOS (P = 0.15) were not significant in this model, they were retained because both of these variables showed significantly higher levels (along with the Elixhauser Index) at baseline in the intervention group, implying that the intervention group was sicker than the comparison group. The Elixhauser comorbidity index (HR = 1.42; P < 0.00) and age (HR = 1.07; P < 0.00) were the only other significant predictors of mortality in this model.

Among those responding to the interview at 6 months post‐hospital discharge (n = 326), there were no significant differences between the study groups with regard to age first started smoking, gender, educational level, employment status, ethnicity, or physical health status (data not shown). Table 3 summarizes the outcomes by the intervention and comparison groups at 6 months post‐hospital discharge. The point prevalence for abstinence was 27% in the intervention group compared to 19% in the comparison group (P = 0.09). Using the intent to treat analysis, the point prevalence for abstinence was 16% in the intervention group compared to 9.8% in the comparison group (P = 0.02). Self‐reported quit status was 63% in the intervention group vs. 48% in the comparison group (P = 0.00). Using the intent to treat analysis, quit status was 44% in the intervention group vs. 30% in the comparison group (P = 0.00). Exclusion of the 52 patients without signed HIPAA releases (Figure 1) did not significantly alter these outcomes.

Self‐Reported Outcomes 6 Months Post‐Hospital D/C
 Intervention (n = 161)Comparison (n = 165) (P value)
  • NOTE: Based on interview with those patients who had written informed consent and a HIPAA release on file; n = 326.

  • Abbreviations: D/C, discharge; NRT, nicotine replacement therapy; NYS, New York State.

  • Baseline cigarettes/day minus 6‐month cigarettes/day.

Self‐reported now smoking not at all (%)1610 (0.02)
Self‐reported quit within 6 months (%)6348 (0.00
Tried to quit (%)6862
Used NRT post‐D/C (%)2617 (0.04)
Used other intervention (%)2114
Heard of the NYS Smokers' Quitline (%)9290
Aware that NYS Quitline offers NRT (%)7349 (0.00)
Received free NRT from NYS Smokers' Quitline (%)96
Used NYS Smokers' Quitline (%)159
Called by the NYS Smokers' Quitline (%)115
Self‐rated health status as fair or poor (%)4836
Another smoker living at home (%)5448
Mean hours spent in same room where someone else was smoking (n)2021 (0.04)
Households in which smoking is not allowed in the home (%)4033
Patients Still Smoking at the 6‐Month InterviewIntervention (n = 118)Comparison (n = 134)
Mean cigarettes currently smoked (n)10.512.7
Mean quit attempts post‐D/C (n)3.23.5
Mean reduction in smoking* (cigarettes/day)5.834.09

Patients who received the inpatient smoking cessation counseling were more likely to be called by or use the NYS Smokers' Quitline; however, these differences were not statistically significant. There was no difference between the study groups in awareness of the Quitline but the intervention group was more aware that free NRT was offered by the NYS Quitline. In terms of quit methods used during the 6‐month period (Table 4), NRT or bupropion use was higher in the intervention group. There were no other significant differences between the study groups, except for the use of acupuncture.

Quit Methods Used by Those Who Tried to Quit During the 6 Months Post‐Hospital Discharge by Study Group
 Intervention (n = 91)Comparison (n = 93) (P value)
  • NOTE: n = 184.

  • Abbreviation: NYS, New York State.

Got help from friends or family (%)5850
Used any medication to quit (%)4428 (0.02)
Used nicotine patch (%)4325 (0.00)
Used bupropion (%)101 (0.00)
Used varenicline (%)3225
Cut back (%)4346
Quit with a friend (%)2013
Switched to lights (%)1813
Used print material (%)1416
Got help from the NYS Smokers' Quitline (%)119
Called by the NYS Smokers' Quitline (%)115 (0.09)
Counseling (%)93
Acupuncture (%)50 (0.02)
Switched to chew (%)24
Attended classes (%)31
Used NYS Smokers' Quitline website (%)24

Multivariate analysis predicting quit status at 6 months post‐hospital discharge included covariates controlling for age, sex, LOS, study group, and comorbidity. This analysis showed that patients with a cardiovascular discharge diagnosis were more likely to quit than patients who had other discharge diagnoses (odds ratio [OR], 3.02; 95% confidence interval [CI], 1.65.7; P = 0.00). Another statistically significant covariate in this model included sex (men were more likely to quit: OR, 0.61; 95% CI, 0.390.97; P = 0.04). Participating in the inpatient intervention group was marginally significant when controlling for these other variables (OR, 1.54; 95% CI, 0.982.45; P = 0.06). Hospital LOS, age, receipt of NRT in hospital, and the Elixhauser comorbidity index were not predictive of quit status at 6 months.

Discussion

This study demonstrates how effective an inpatient smoking cessation program can be for increasing the success of quitting smoking after hospital discharge. At 6 months posthospital discharge, the intervention group had significantly higher intent to treat outcomes for point prevalence abstinence and quit status as well as lower crude and adjusted mortality than the comparison group.

Although at baseline the intervention group was older, had a longer LOS, more cardiovascular diagnoses, and higher comorbidity index, crude post‐hospital discharge mortality was significantly less in the intervention group (0.02) than in the comparison group (0.04). This finding is more significant in light of the higher comorbidity and acuity of the intervention group at baseline. Our multivariate survival model that controlled for these imbalances at baseline demonstrated that the intervention group had significantly less mortality than the comparison group (HR = 0.37; P = 0.04). Reduction in mortality, as soon as 30 days after inpatient smoking cessation counseling, has been demonstrated postmyocardial infarction.17, 18 Intensive smoking cessation quit services were also linked with lower all cause mortality among cardiovascular disease patients 2 years posthospitalization.19 Our study, despite its relatively small sample size, demonstrates that the intervention retains its impact on mortality in real‐world settings.

Following participation in an inpatient smoking cessation program, self‐reported quit status at 6 months post‐hospital discharge in the intervention group was significantly higher in the intervention group (63%) than the comparison group (48%; P = 0.00). Using the intent to treat method, the differences between the study groups was still significant (44% in the intervention group, 30% in the comparison group; P = 0.00). Given the limitations of self‐report and responder bias, the actual outcomes fall somewhere between these 2 estimates. In an effectiveness study of inpatient smoking cessation involving 6 hospitals in California, self‐reported quit rates of 26% at 6 months were reported; however, different methods were used so the results are not strictly comparable.20

Our multivariate analysis suggests that patients with cardiovascular discharge diagnosis were more likely to quit than patients who had other discharge diagnoses (OR, 3.02; 95% CI, 1.65.7; P = 0.0007). This study extends findings of other studies that show that the success of smoking cessation may vary by diagnosis, particularly for smokers admitted for cardiovascular disease.21, 22 Other studies have shown that smoking cessation rates among patients post‐myocardial infarction were higher in admitting facilities that had hospital‐based smoking cessation programs and for those patients referred to cardiac rehabilitation.23 Thus, the availability of a hospital‐based smoking cessation program may be considered a structural measure of health care quality as suggested by Dawood et al.23

The use of NRT greatly increased in our hospital, coincident with the start of the inpatient cessation program7 and, in this study, NRT use appears to continue after hospital discharge. Some studies show an additive effect of NRT combined with cessation counseling.24, 25 Although a Cochrane review did not find a statistically significant difference, there was a trend toward higher quit rates with the addition of NRT.21, 22

Because hospitalized smokers may be more motivated to stop smoking, the updated 2008 DHHS clinical practice guidelines for Treating Tobacco Use and Dependence now recommend that all inpatients who currently smoke be given medications, advised, counseled, and receive follow‐up after discharge.26 Although our inpatient cessation program was started before these clinical practice guidelines were updated, we have had the opportunity to evaluate the recommended practice of inpatient tobacco cessation counseling. Compared to effects shown in efficacy studies, clinical interventions often lose effect size in daily practice and real‐world settings.27, 28 It is reassuring that, in this effectiveness study, the impact of this intervention is still demonstrable.

Provision of inpatient smoking cessation has been shown to be an effective smoking cessation intervention if combined with outpatient follow‐up.29 Reviews by Rigotti et al.21, 22 recommend that inpatient high‐intensity behavioral interventions should be followed by at least 1 month of supportive contact after discharge to promote smoking cessation among hospitalized patients. In our study, specific cessation‐related outpatient follow‐up was not provided by our program. Although letters were sent to primary care providers describing the cessation service provided during the inpatient stay, our study could not ascertain what specific cessation service was offered by either primary‐care or specialty‐care providers during posthospitalization follow‐up visits. An efficient alternative to outpatient visits may be follow‐up delivered via a quitline. Follow‐up in our study included referrals to the NYS Smokers' Quitline; however, only about 10% of inpatient reported using this service. While feasible, the effectiveness of quitline follow‐up is as yet unknown.30

Limitations

This study targets a later phase in research progression from hypothesis development, pilot studies, efficacy (empirically supported) trials, effectiveness trials (real‐world settings), and dissemination studies.31 Because this study addresses the effectiveness rather than the efficacy of inpatient smoking cessation counseling, the use of a quasiexperimental rather than randomized controlled clinical trial design led to measured differences in the study groups at baseline. An important imbalance arose in the intervention group that had twice the percentage of patients with cardiovascular‐related discharge diagnoses as the comparison group. While we were able to adjust for these differences in our analysis, there may be unmeasured differences due to the fact that the inpatients were not randomized to the study groups.

The outcomes of this study cannot be attributed to any one component of the intervention (eg, NRT) vs. the combined effect of the inpatient smoking cessation program. The program components were implemented simultaneously in order to maximize synergistic effects; therefore, the effects of program components are difficult to disaggregate.

The results are limited by the validity of self‐report of smoking status. It is well known that research studies which validate smoking status biochemically have lower efficacy (OR, 1.44; 95% CI, 0.992.11) than those that do not validate smoking status (OR, 1.92; 95% CI, 1.262.93).32 Although it was impractical in this effectiveness study to biochemically validate smoking status 6 months posthospital discharge, we have documented a significant difference between the study groups that confirms the direction of the effect, if not the effect size.

Self‐reports tend to underestimate smoking status in population studies33; however, the discrepancy between self‐reported smoking and biochemical measurements among clinical trial participants is small.34 However, a small but significant bias toward a socially desirable response in intervention groups compared to control groups of 3% with carbon monoxide and 5% for cotinine has been documented.35 If social desirability bias is operative in this study, and if we apply the above correction factor of 4% to correct this classification error, then the difference between the intervention and comparison group would be 10 percentage points (40% in the intervention group vs. 30% in the comparison group using the intention to treat estimates). That difference is still clinically relevant.

The observed difference between the intervention and comparison group is underestimated because the comparison group was exposed to smoking cessation as well both at the time of admission and following discharge (Table 4). The comparison group in this study could thus be viewed as a usual care group rather than a control group. That exposure does cloud the measurement of quit rates as the comparison group is contaminated to some degree by exposure to various cessation methods. The impact of this exposure is to reduce the effect size observed in this study or underestimate the effect of the inpatient smoking cessation counseling because the comparison group was exposed other cessation methods, although to a lesser extent.

The social desirability bias inherent in self‐reported smoking status may increase the effect size while the use of comparison group that received usual care may decrease the effect size. Because neither of these biases could be measured in this study, it is impossible to say whether they negated each other.

As with any administrative database, use of EMR as a data source in this study led to missing data that precluded use of certain variables in the analysis. In addition, lack of written and signed HIPAA releases also precluded inclusion of several inpatients, mostly in the comparison group, in the analytic database. However, it is reassuring that the results of the 6‐month survey did not differ significantly when these individuals were included or excluded from a separate analysis of the survey data. Last, our study population is almost 100% Caucasian thus limiting how generalizable the results are to more heterogenous patient populations.

Conclusions

This quasiexperimental effectiveness study showed that inpatient smoking cessation intervention improved smoking cessation outcomes, use of NRT, and was associated with a decreased mortality 6 months post‐hospital discharge. The effectiveness of this inpatient intervention is maintained in real world settings but may be improved with posthospital discharge follow‐up.

Acknowledgements

The authors are grateful to the many Mary Imogene Bassett Hospital staff in administration, nursing, inpatient pharmacy, medical education, patient care service, and respiratory care who provided data needed to evaluate this program. They also acknowledge the NYS Smokers' Quitline website for data provided about monthly Fax‐to‐Quit program referrals from our county.

References
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Article PDF
Issue
Journal of Hospital Medicine - 6(1)
Page Number
E1-E8
Legacy Keywords
effectiveness, inpatient counseling, post–hospital discharge mortality, smoking cessation
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Article PDF
Article PDF

In 1992, the Joint Commission on Accreditation of Healthcare Organizations (Joint Commission) introduced standards to make hospital buildings smoke‐free, resulting in the nation's first industry‐wide ban on smoking in the workplace. This hospital smoking ban has led to increased smoking cessation among employees.1 Since 2003, core measures from the Joint Commission and quality indicators from the Centers for Medicare and Medicaid Services have included inpatient smoking cessation counseling for acute myocardial infarction, pneumonia, and heart failure, as national guidelines strongly recommend smoking cessation counseling for patients with these diseases who smoke.25

The Department of Health and Human Services (DHHS) 2008 update on Clinical Practice Guidelines for Treating Tobacco Use and Dependence6 recommends that clinicians use hospitalization as an opportunity to promote smoking cessation and to prescribe medications to alleviate withdrawal symptoms. Hospitalization is an opportune time for smoking cessation because patients are restricted to a smoke‐free environment in the hospital and, increasingly, on hospital campuses.6 The illness leading to hospitalization may be attributable, at least in part, to tobacco use, thereby increasing the patient's receptivity to cessation counseling. Last, medications used in‐hospital to treat nicotine withdrawal symptoms may lead to continued or future use of these medications that, in turn, may ultimately lead to a successful quit attempt.

We report on the outcomes of our hospital's attempt to do this in the context of implementation of a smoke‐free medical campus.7 This study was designed to measure whether an inpatient smoking cessation intervention increases the likelihood of smoking cessation 6 months post‐hospital discharge. Because effectiveness studies are the next step to improving translation of research into health promotion practice,8 we set out to measure what the impact of this intervention would be in routine clinical practice as opposed to a carefully structured efficacy trial.

Methods

Intervention

The Smoking Cessation service for inpatients began on April 3, 2006. Upon admission, all patients were screened regarding their current smoking status. The nurse asked the patient if s/he currently smoked and then entered the responses into the hospital electronic medical record (EMR). A current smoker was defined as smoking every day or some days within the past 30 days. A roster of newly admitted current smokers was electronically transmitted to the Respiratory Care office daily. Only current smokers received counseling. The Smoking Cessation Specialist (SCS) subsequently saw inpatients within a 24‐hour time frame of admission, except for weekends and holidays. Each patient received 1 to 2 intensive follow‐up counseling sessions during hospitalization. An average of 10 patients per day were seen.

The goal of the inpatient smoking cessation service was to counsel patients on the health effects of smoking, address nicotine withdrawal symptoms, explain the different pharmacotherapies available, advise on how to quit, give self‐help materials, counsel family members, and refer to the New York State (NYS) Smokers' Fax‐to‐Quit program.9 Following the consult, the SCS documented the encounter in the patient's chart, including recommendations for nicotine replacement therapy (NRT) or bupropion (varenicline was not addressed as it was not on the formulary). The chart documentation informed the physician and nursing staff of the intervention and included the date/time, stage of change, and support action taken.

The SCS was part‐time, had nursing training, smoking cessation training,10 and was also trained by the Seton Health Cessation Center in the Butt Stops Here Program.11 She also implemented a performance improvement plan to increase the provision of smoking cessation counseling, increase NRT or bupropion prescriptions to smokers admitted to the hospital, and increase referrals to the NYS telephone quitline through the Fax‐to‐Quit program for outpatient resources and help following hospital discharge. The Fax‐to‐Quit program allows health care providers to refer patients to the NYS quitline via fax, with the patient's signature (patient permission) on the fax to quit form. After hospital discharge, the quitline then contacts the patient at a time that the patient requested.

The SCS visited patients with all admitting diagnoses on the medical, surgical, and special care units who were current smokers. Inpatients admitted to psychiatry, obstetrics, and the intensive care unit (ICU) were not seen by the SCS, except for ICU patients referred by a physician. Inpatients who had short stays or who were admitted and discharged in 1 day or during the weekend were not seen.

The intervention included either a brief 3‐minute to 5‐minute intervention or a more intensive intervention, that required 10 to 20 minutes (18 minutes average). The length of the intervention was determined by how receptive the patient was to the intervention. All interventions began with patient identification, an introduction to the SCS, and an explanation of the purpose of the visit. The SCS then inquired about the patient's comfort level vis‐a‐vis nicotine withdrawal and if s/he was receiving any NRT while in the hospital (NRT on the inpatient formulary included the nicotine patch or gum). If the patient was receptive to counseling, the SCS then began to work through the 5 A's, as described in the 2000 DHHS Clinical Practice Guidelines.12 The 2000 DHHS Clinical Practice Guidelines were used because the 2008 update had not been released at the time this study was initiated in 2006. These include: asking about smoking status, advising on how to quit, assessing readiness to quit, and assisting in arranging treatment options that include pharmacotherapy, counseling, as well as referral to the NYS Smokers' Quitline. A workbook was provided to reinforce counseling but was not necessarily used during counseling session. A compact disc (CD) with relaxation exercises5 was provided to those inpatients who were interested in stress reduction. If family members were present, and were also smokers, they were included in the counseling session, if willing. Each patient was offered a referral via the Fax‐to‐Quit program to continue treatment on an outpatient basis.

If the patient was not motivated to quit or declined the consult, the visits were short and focused on the patient's experience with nicotine withdrawal. These patients were also given self‐help materials and, if possible, the relevance of and roadblocks to quitting were reviewed. Patients were prompted to think about why quitting was relevant and often the reason for hospitalization was used to motivate the quitting process.

Upon hospital discharge, the patient's primary care provider was notified of the cessation intervention by a letter from the SCS. The letter described the intervention and stated whether or not the patient agreed to be referred to the Fax‐to‐Quit Program.

Study Participants

Patients were recruited from July 1, 2006 (after the smoking ban went into effect) through June 1, 2008. Inpatients who currently smoked were informed of this study and were asked to sign informed consent to participate after they were seen by the SCS. Current smokers of all admitting diagnoses were recruited into the study. Patients provided informed consent for a telephone interview 6 months posthospital discharge. A written Health Insurance Portability and Accountability Act (HIPAA) release was obtained to allow access to an individual's specific EMR.

A comparison group of inpatients who were also current smokers, but who did not receive the intervention were also contacted six months after hospitalization. Reasons for not receiving the intervention included the fact the SCS was part‐time and also took a leave of absence during the study and therefore could not see all inpatients who currently smoked. Other reasons for not receiving the intervention include too short a stay for the SCS to see the patient or the patient was out of the room for tests or procedures when the SCS was available. These patients provided informed consent to be interviewed 6 months after hospital discharge and HIPAA consent for access to their medical record. Not all inpatients in the comparison group provided written HIPAA release for use of their medical record; therefore, these patients were excluded because their baseline demographic and diagnostic data were missing.

Sample‐size considerations were driven around having adequate numbers of subjects to measure the prevalence of smoking cessation at 6 months post‐hospital discharge with an acceptable degree of precision. Prevalence estimates from previous studies for 6‐month cessation typically range from 20% to 30%, with cessation rates as high as 67% (this estimate applies to postmyocardial infarction patients.)13 For conservative estimation, we used 50% as the 6‐month prevalence of cessation in the current study, which placed binomial variance at its theoretical maximum. In this case, a sample of 300 subjects provides a margin of error of 0.058 for a 95% confidence interval around this point estimate.

Data Sources

The hospital EMR database was used to monitor several components of the program: nursing screening, smoking cessation counseling, and pharmacy dispensing of NRT and bupropion. The screening data were also used to monitor the proportion of current smokers admitted during the study period. Elements of the EMR were used to define the following covariates: patient age, gender, ethnicity, and the primary discharge diagnosis (via International Statistical Classification of Diseases and Related Health Problems, 9th edition [ICD9] codes) and readmission during the six month follow‐up period. Mean length of stay (LOS) was computed. The Elixhauser Comorbidity Index that utilizes ICD9 codes was used for comorbidity risk adjustment.14

Study participants were contacted by phone 6 months posthospital discharge. Data collection began July 1, 2006 and was completed January 1, 2009. The interview focused on self‐reported point prevalence of smoking and 6‐month quit status. The point prevalence for self‐reported abstinence was derived from the question Do you now smoke cigarettes every day, some days, or not at all?15 Self‐reported quit status was derived from question Have you quit smoking since you were discharged from the hospital? In addition, respondents were queried about their number of years smoked, post‐hospital discharge number of quit attempts, and cessation efforts (NRT, self‐help groups, quitline use, etc.). Last, they were surveyed about barriers to cessation (exposure to secondhand smoke, rules about smoking in the home or car), educational level, employment, and health ratings.

To determine the status of those lost to follow‐up, administrative and EMR databases for appointments and follow‐up visits were accessed to determine if the patient was alive during the 6 months between discharge and the follow‐up call. To confirm mortality, we searched the Internet, Ancestry.com, and/or local newspaper obituaries for dates of death for all patients to validate that they had not died during the 6‐month follow‐up. World wide web searches can identify 97% of deaths listed in the Centers for Disease Control and Prevention (CDC)/National Death Index, which is considered the gold standard in epidemiologic studies.16

Analysis

Univariate analysis of all covariates was completed to examine the normal distribution curves for these variables. Bivariate correlation analysis of all the independent variables by study group was performed to assess comparability of the study groups at baseline. The self‐reported cessation outcomes were calculated by dividing the number of patients who said they were not using tobacco or had quit, at 6 months posthospital discharge by the number of individuals in the study group at baseline minus those who had died. Both the intent to treat method, which assumes patients lost to follow‐up were still smoking, and the responder method, which does not include nonresponders in the analysis, were used to adjust the denominators for these outcomes.

Multivariate regression analysis was then used to model receipt of the intervention as predictor of self‐reported quit status adjusted for significant covariates. Statistical significance was defined by a P value of less than 0.05.

Survival analysis was employed to model differences in mortality between the study groups, controlling for any baseline imbalances (eg, comorbidity). Because baseline data were used in this model, the model includes only patients with signed a HIPAA release.

Internal review boards of our hospital and the NYS Department of Health reviewed and approved this study.

Results

From January 1, 2007 to May 30, 2008, 660 inpatients who were current smokers were recruited into the study. Figure 1 summarizes patient flow through the study and explains the final sample size of 607. Exclusions include 52 inpatients from the study who completed the 6‐month interview but who did not return a written HIPAA release. Without a HIPAA release to access the EMR, baseline comparison of the study groups and adjustment for comorbidity could not be completed for these patients. At 6 months posthospital discharge, 53 subjects refused the interview when contacted by telephone.

Figure 1
Study flow diagram. Abbreviation: HIPAA: Health Insurance Portability and Accountability Act.

As might be expected in a quasiexperimental design, the study groups were not equivalent at baseline (Table 1). The intervention and comparison groups differed with regard to age, length of stay (LOS), proportion of acute admissions, and the Elixhauser comorbidity index. These differences suggest that the intervention group was older, had a longer LOS, higher acuity at the time of admission, and more comorbidities. In addition, as a result of the intervention, the intervention group was more likely to receive NRT or bupropion in hospital and a Fax‐to‐Quit referral to the NYS Smokers' Quitline. In the intervention group, most patients received 1 visit from the SCS, only 2% received 2 visits. Family members were included in smoking cessation counseling for 58% of the intervention group.

Baseline Demographic, Hospitalization, and Smoking Characteristics by Study Group
 Intervention (n = 275)Comparison (n = 335) (P value)
  • NOTE: n = 609.

  • Abbreviations: EMR, electronic medical record; LOS, length of stay; NRT, nicotine replacement therapy; NYS, New York State.

  • n differs due to missing data in the EMR.

Sex (% male)5151
Mean age (years)51.448.5 (0.03)
Ethnicity (% white)9897
Marital status (% married)4847
Elective admission (vs. acute) (%)2531
Inpatient (vs. outpatient observation or outpatient surgical admission) (%)8668 (0.00)
LOS (days)3.802.68 (0.00)
Elixhauser comorbidity index (mean)1.661.17 (0.00)
Used NRT in hospital (%)3719 (0.00)
Used bupropion in hospital (%)41 (0.00)
Referred to NYS Smokers' Quitline using Fax‐to‐Quit100 (0.00)
Mean cigarettes per day*17.7 (n = 213)15.9 (n = 192)

As shown in Table 2, there was a significant amount of diagnostic heterogeneity in the discharge diagnoses codes of patients included in the study. However, there were significantly more patients in the intervention group with a first discharge diagnosis of cardiovascular disease (25%) compared to the comparison group (12%; P = 0.00).

First Discharge Diagnosis Category Based on ICD‐9 Code by Study Group
 Intervention (n = 274)* (%)Comparison (n = 333)* (%)
  • Abbreviations: GI, gastrointestinal; GU, genitourinary; ICD‐9, International Statistical Classification of Diseases and Related Health Problems, 9th edition.

  • Discharge diagnosis missing for 3 inpatients.

  • P < 0.00 in a dichotomous chi square analysis of cardiovascular vs. all other diagnoses.

Cardiovascular2512, P = 0.00
Pulmonary167
Orthopedics1212
Injury1015
GI816
Cancer68
GU36
Endocrine33
Other1721

Readmission outcomes based on EMR and administrative data were available for 607 inpatients with signed HIPAA releases. The readmission rate was higher for the intervention (41%) than the comparison group (20%). Despite a higher readmission rate, the crude mortality within the 6 months posthospital discharge was lower for the intervention group, ie, 0.02 (6/276), than the comparison group, which had a crude mortality of 0.04 (16/384) during this period.

A multivariate survival model, controlling for age, sex, Elixhauser comorbidity index, LOS, and cardiovascular diagnosis, showed a significantly reduced mortality in the intervention group (hazard ratio [HR] = 0.37; P = 0.04). Although cardiac status (P = 0.09) and LOS (P = 0.15) were not significant in this model, they were retained because both of these variables showed significantly higher levels (along with the Elixhauser Index) at baseline in the intervention group, implying that the intervention group was sicker than the comparison group. The Elixhauser comorbidity index (HR = 1.42; P < 0.00) and age (HR = 1.07; P < 0.00) were the only other significant predictors of mortality in this model.

Among those responding to the interview at 6 months post‐hospital discharge (n = 326), there were no significant differences between the study groups with regard to age first started smoking, gender, educational level, employment status, ethnicity, or physical health status (data not shown). Table 3 summarizes the outcomes by the intervention and comparison groups at 6 months post‐hospital discharge. The point prevalence for abstinence was 27% in the intervention group compared to 19% in the comparison group (P = 0.09). Using the intent to treat analysis, the point prevalence for abstinence was 16% in the intervention group compared to 9.8% in the comparison group (P = 0.02). Self‐reported quit status was 63% in the intervention group vs. 48% in the comparison group (P = 0.00). Using the intent to treat analysis, quit status was 44% in the intervention group vs. 30% in the comparison group (P = 0.00). Exclusion of the 52 patients without signed HIPAA releases (Figure 1) did not significantly alter these outcomes.

Self‐Reported Outcomes 6 Months Post‐Hospital D/C
 Intervention (n = 161)Comparison (n = 165) (P value)
  • NOTE: Based on interview with those patients who had written informed consent and a HIPAA release on file; n = 326.

  • Abbreviations: D/C, discharge; NRT, nicotine replacement therapy; NYS, New York State.

  • Baseline cigarettes/day minus 6‐month cigarettes/day.

Self‐reported now smoking not at all (%)1610 (0.02)
Self‐reported quit within 6 months (%)6348 (0.00
Tried to quit (%)6862
Used NRT post‐D/C (%)2617 (0.04)
Used other intervention (%)2114
Heard of the NYS Smokers' Quitline (%)9290
Aware that NYS Quitline offers NRT (%)7349 (0.00)
Received free NRT from NYS Smokers' Quitline (%)96
Used NYS Smokers' Quitline (%)159
Called by the NYS Smokers' Quitline (%)115
Self‐rated health status as fair or poor (%)4836
Another smoker living at home (%)5448
Mean hours spent in same room where someone else was smoking (n)2021 (0.04)
Households in which smoking is not allowed in the home (%)4033
Patients Still Smoking at the 6‐Month InterviewIntervention (n = 118)Comparison (n = 134)
Mean cigarettes currently smoked (n)10.512.7
Mean quit attempts post‐D/C (n)3.23.5
Mean reduction in smoking* (cigarettes/day)5.834.09

Patients who received the inpatient smoking cessation counseling were more likely to be called by or use the NYS Smokers' Quitline; however, these differences were not statistically significant. There was no difference between the study groups in awareness of the Quitline but the intervention group was more aware that free NRT was offered by the NYS Quitline. In terms of quit methods used during the 6‐month period (Table 4), NRT or bupropion use was higher in the intervention group. There were no other significant differences between the study groups, except for the use of acupuncture.

Quit Methods Used by Those Who Tried to Quit During the 6 Months Post‐Hospital Discharge by Study Group
 Intervention (n = 91)Comparison (n = 93) (P value)
  • NOTE: n = 184.

  • Abbreviation: NYS, New York State.

Got help from friends or family (%)5850
Used any medication to quit (%)4428 (0.02)
Used nicotine patch (%)4325 (0.00)
Used bupropion (%)101 (0.00)
Used varenicline (%)3225
Cut back (%)4346
Quit with a friend (%)2013
Switched to lights (%)1813
Used print material (%)1416
Got help from the NYS Smokers' Quitline (%)119
Called by the NYS Smokers' Quitline (%)115 (0.09)
Counseling (%)93
Acupuncture (%)50 (0.02)
Switched to chew (%)24
Attended classes (%)31
Used NYS Smokers' Quitline website (%)24

Multivariate analysis predicting quit status at 6 months post‐hospital discharge included covariates controlling for age, sex, LOS, study group, and comorbidity. This analysis showed that patients with a cardiovascular discharge diagnosis were more likely to quit than patients who had other discharge diagnoses (odds ratio [OR], 3.02; 95% confidence interval [CI], 1.65.7; P = 0.00). Another statistically significant covariate in this model included sex (men were more likely to quit: OR, 0.61; 95% CI, 0.390.97; P = 0.04). Participating in the inpatient intervention group was marginally significant when controlling for these other variables (OR, 1.54; 95% CI, 0.982.45; P = 0.06). Hospital LOS, age, receipt of NRT in hospital, and the Elixhauser comorbidity index were not predictive of quit status at 6 months.

Discussion

This study demonstrates how effective an inpatient smoking cessation program can be for increasing the success of quitting smoking after hospital discharge. At 6 months posthospital discharge, the intervention group had significantly higher intent to treat outcomes for point prevalence abstinence and quit status as well as lower crude and adjusted mortality than the comparison group.

Although at baseline the intervention group was older, had a longer LOS, more cardiovascular diagnoses, and higher comorbidity index, crude post‐hospital discharge mortality was significantly less in the intervention group (0.02) than in the comparison group (0.04). This finding is more significant in light of the higher comorbidity and acuity of the intervention group at baseline. Our multivariate survival model that controlled for these imbalances at baseline demonstrated that the intervention group had significantly less mortality than the comparison group (HR = 0.37; P = 0.04). Reduction in mortality, as soon as 30 days after inpatient smoking cessation counseling, has been demonstrated postmyocardial infarction.17, 18 Intensive smoking cessation quit services were also linked with lower all cause mortality among cardiovascular disease patients 2 years posthospitalization.19 Our study, despite its relatively small sample size, demonstrates that the intervention retains its impact on mortality in real‐world settings.

Following participation in an inpatient smoking cessation program, self‐reported quit status at 6 months post‐hospital discharge in the intervention group was significantly higher in the intervention group (63%) than the comparison group (48%; P = 0.00). Using the intent to treat method, the differences between the study groups was still significant (44% in the intervention group, 30% in the comparison group; P = 0.00). Given the limitations of self‐report and responder bias, the actual outcomes fall somewhere between these 2 estimates. In an effectiveness study of inpatient smoking cessation involving 6 hospitals in California, self‐reported quit rates of 26% at 6 months were reported; however, different methods were used so the results are not strictly comparable.20

Our multivariate analysis suggests that patients with cardiovascular discharge diagnosis were more likely to quit than patients who had other discharge diagnoses (OR, 3.02; 95% CI, 1.65.7; P = 0.0007). This study extends findings of other studies that show that the success of smoking cessation may vary by diagnosis, particularly for smokers admitted for cardiovascular disease.21, 22 Other studies have shown that smoking cessation rates among patients post‐myocardial infarction were higher in admitting facilities that had hospital‐based smoking cessation programs and for those patients referred to cardiac rehabilitation.23 Thus, the availability of a hospital‐based smoking cessation program may be considered a structural measure of health care quality as suggested by Dawood et al.23

The use of NRT greatly increased in our hospital, coincident with the start of the inpatient cessation program7 and, in this study, NRT use appears to continue after hospital discharge. Some studies show an additive effect of NRT combined with cessation counseling.24, 25 Although a Cochrane review did not find a statistically significant difference, there was a trend toward higher quit rates with the addition of NRT.21, 22

Because hospitalized smokers may be more motivated to stop smoking, the updated 2008 DHHS clinical practice guidelines for Treating Tobacco Use and Dependence now recommend that all inpatients who currently smoke be given medications, advised, counseled, and receive follow‐up after discharge.26 Although our inpatient cessation program was started before these clinical practice guidelines were updated, we have had the opportunity to evaluate the recommended practice of inpatient tobacco cessation counseling. Compared to effects shown in efficacy studies, clinical interventions often lose effect size in daily practice and real‐world settings.27, 28 It is reassuring that, in this effectiveness study, the impact of this intervention is still demonstrable.

Provision of inpatient smoking cessation has been shown to be an effective smoking cessation intervention if combined with outpatient follow‐up.29 Reviews by Rigotti et al.21, 22 recommend that inpatient high‐intensity behavioral interventions should be followed by at least 1 month of supportive contact after discharge to promote smoking cessation among hospitalized patients. In our study, specific cessation‐related outpatient follow‐up was not provided by our program. Although letters were sent to primary care providers describing the cessation service provided during the inpatient stay, our study could not ascertain what specific cessation service was offered by either primary‐care or specialty‐care providers during posthospitalization follow‐up visits. An efficient alternative to outpatient visits may be follow‐up delivered via a quitline. Follow‐up in our study included referrals to the NYS Smokers' Quitline; however, only about 10% of inpatient reported using this service. While feasible, the effectiveness of quitline follow‐up is as yet unknown.30

Limitations

This study targets a later phase in research progression from hypothesis development, pilot studies, efficacy (empirically supported) trials, effectiveness trials (real‐world settings), and dissemination studies.31 Because this study addresses the effectiveness rather than the efficacy of inpatient smoking cessation counseling, the use of a quasiexperimental rather than randomized controlled clinical trial design led to measured differences in the study groups at baseline. An important imbalance arose in the intervention group that had twice the percentage of patients with cardiovascular‐related discharge diagnoses as the comparison group. While we were able to adjust for these differences in our analysis, there may be unmeasured differences due to the fact that the inpatients were not randomized to the study groups.

The outcomes of this study cannot be attributed to any one component of the intervention (eg, NRT) vs. the combined effect of the inpatient smoking cessation program. The program components were implemented simultaneously in order to maximize synergistic effects; therefore, the effects of program components are difficult to disaggregate.

The results are limited by the validity of self‐report of smoking status. It is well known that research studies which validate smoking status biochemically have lower efficacy (OR, 1.44; 95% CI, 0.992.11) than those that do not validate smoking status (OR, 1.92; 95% CI, 1.262.93).32 Although it was impractical in this effectiveness study to biochemically validate smoking status 6 months posthospital discharge, we have documented a significant difference between the study groups that confirms the direction of the effect, if not the effect size.

Self‐reports tend to underestimate smoking status in population studies33; however, the discrepancy between self‐reported smoking and biochemical measurements among clinical trial participants is small.34 However, a small but significant bias toward a socially desirable response in intervention groups compared to control groups of 3% with carbon monoxide and 5% for cotinine has been documented.35 If social desirability bias is operative in this study, and if we apply the above correction factor of 4% to correct this classification error, then the difference between the intervention and comparison group would be 10 percentage points (40% in the intervention group vs. 30% in the comparison group using the intention to treat estimates). That difference is still clinically relevant.

The observed difference between the intervention and comparison group is underestimated because the comparison group was exposed to smoking cessation as well both at the time of admission and following discharge (Table 4). The comparison group in this study could thus be viewed as a usual care group rather than a control group. That exposure does cloud the measurement of quit rates as the comparison group is contaminated to some degree by exposure to various cessation methods. The impact of this exposure is to reduce the effect size observed in this study or underestimate the effect of the inpatient smoking cessation counseling because the comparison group was exposed other cessation methods, although to a lesser extent.

The social desirability bias inherent in self‐reported smoking status may increase the effect size while the use of comparison group that received usual care may decrease the effect size. Because neither of these biases could be measured in this study, it is impossible to say whether they negated each other.

As with any administrative database, use of EMR as a data source in this study led to missing data that precluded use of certain variables in the analysis. In addition, lack of written and signed HIPAA releases also precluded inclusion of several inpatients, mostly in the comparison group, in the analytic database. However, it is reassuring that the results of the 6‐month survey did not differ significantly when these individuals were included or excluded from a separate analysis of the survey data. Last, our study population is almost 100% Caucasian thus limiting how generalizable the results are to more heterogenous patient populations.

Conclusions

This quasiexperimental effectiveness study showed that inpatient smoking cessation intervention improved smoking cessation outcomes, use of NRT, and was associated with a decreased mortality 6 months post‐hospital discharge. The effectiveness of this inpatient intervention is maintained in real world settings but may be improved with posthospital discharge follow‐up.

Acknowledgements

The authors are grateful to the many Mary Imogene Bassett Hospital staff in administration, nursing, inpatient pharmacy, medical education, patient care service, and respiratory care who provided data needed to evaluate this program. They also acknowledge the NYS Smokers' Quitline website for data provided about monthly Fax‐to‐Quit program referrals from our county.

In 1992, the Joint Commission on Accreditation of Healthcare Organizations (Joint Commission) introduced standards to make hospital buildings smoke‐free, resulting in the nation's first industry‐wide ban on smoking in the workplace. This hospital smoking ban has led to increased smoking cessation among employees.1 Since 2003, core measures from the Joint Commission and quality indicators from the Centers for Medicare and Medicaid Services have included inpatient smoking cessation counseling for acute myocardial infarction, pneumonia, and heart failure, as national guidelines strongly recommend smoking cessation counseling for patients with these diseases who smoke.25

The Department of Health and Human Services (DHHS) 2008 update on Clinical Practice Guidelines for Treating Tobacco Use and Dependence6 recommends that clinicians use hospitalization as an opportunity to promote smoking cessation and to prescribe medications to alleviate withdrawal symptoms. Hospitalization is an opportune time for smoking cessation because patients are restricted to a smoke‐free environment in the hospital and, increasingly, on hospital campuses.6 The illness leading to hospitalization may be attributable, at least in part, to tobacco use, thereby increasing the patient's receptivity to cessation counseling. Last, medications used in‐hospital to treat nicotine withdrawal symptoms may lead to continued or future use of these medications that, in turn, may ultimately lead to a successful quit attempt.

We report on the outcomes of our hospital's attempt to do this in the context of implementation of a smoke‐free medical campus.7 This study was designed to measure whether an inpatient smoking cessation intervention increases the likelihood of smoking cessation 6 months post‐hospital discharge. Because effectiveness studies are the next step to improving translation of research into health promotion practice,8 we set out to measure what the impact of this intervention would be in routine clinical practice as opposed to a carefully structured efficacy trial.

Methods

Intervention

The Smoking Cessation service for inpatients began on April 3, 2006. Upon admission, all patients were screened regarding their current smoking status. The nurse asked the patient if s/he currently smoked and then entered the responses into the hospital electronic medical record (EMR). A current smoker was defined as smoking every day or some days within the past 30 days. A roster of newly admitted current smokers was electronically transmitted to the Respiratory Care office daily. Only current smokers received counseling. The Smoking Cessation Specialist (SCS) subsequently saw inpatients within a 24‐hour time frame of admission, except for weekends and holidays. Each patient received 1 to 2 intensive follow‐up counseling sessions during hospitalization. An average of 10 patients per day were seen.

The goal of the inpatient smoking cessation service was to counsel patients on the health effects of smoking, address nicotine withdrawal symptoms, explain the different pharmacotherapies available, advise on how to quit, give self‐help materials, counsel family members, and refer to the New York State (NYS) Smokers' Fax‐to‐Quit program.9 Following the consult, the SCS documented the encounter in the patient's chart, including recommendations for nicotine replacement therapy (NRT) or bupropion (varenicline was not addressed as it was not on the formulary). The chart documentation informed the physician and nursing staff of the intervention and included the date/time, stage of change, and support action taken.

The SCS was part‐time, had nursing training, smoking cessation training,10 and was also trained by the Seton Health Cessation Center in the Butt Stops Here Program.11 She also implemented a performance improvement plan to increase the provision of smoking cessation counseling, increase NRT or bupropion prescriptions to smokers admitted to the hospital, and increase referrals to the NYS telephone quitline through the Fax‐to‐Quit program for outpatient resources and help following hospital discharge. The Fax‐to‐Quit program allows health care providers to refer patients to the NYS quitline via fax, with the patient's signature (patient permission) on the fax to quit form. After hospital discharge, the quitline then contacts the patient at a time that the patient requested.

The SCS visited patients with all admitting diagnoses on the medical, surgical, and special care units who were current smokers. Inpatients admitted to psychiatry, obstetrics, and the intensive care unit (ICU) were not seen by the SCS, except for ICU patients referred by a physician. Inpatients who had short stays or who were admitted and discharged in 1 day or during the weekend were not seen.

The intervention included either a brief 3‐minute to 5‐minute intervention or a more intensive intervention, that required 10 to 20 minutes (18 minutes average). The length of the intervention was determined by how receptive the patient was to the intervention. All interventions began with patient identification, an introduction to the SCS, and an explanation of the purpose of the visit. The SCS then inquired about the patient's comfort level vis‐a‐vis nicotine withdrawal and if s/he was receiving any NRT while in the hospital (NRT on the inpatient formulary included the nicotine patch or gum). If the patient was receptive to counseling, the SCS then began to work through the 5 A's, as described in the 2000 DHHS Clinical Practice Guidelines.12 The 2000 DHHS Clinical Practice Guidelines were used because the 2008 update had not been released at the time this study was initiated in 2006. These include: asking about smoking status, advising on how to quit, assessing readiness to quit, and assisting in arranging treatment options that include pharmacotherapy, counseling, as well as referral to the NYS Smokers' Quitline. A workbook was provided to reinforce counseling but was not necessarily used during counseling session. A compact disc (CD) with relaxation exercises5 was provided to those inpatients who were interested in stress reduction. If family members were present, and were also smokers, they were included in the counseling session, if willing. Each patient was offered a referral via the Fax‐to‐Quit program to continue treatment on an outpatient basis.

If the patient was not motivated to quit or declined the consult, the visits were short and focused on the patient's experience with nicotine withdrawal. These patients were also given self‐help materials and, if possible, the relevance of and roadblocks to quitting were reviewed. Patients were prompted to think about why quitting was relevant and often the reason for hospitalization was used to motivate the quitting process.

Upon hospital discharge, the patient's primary care provider was notified of the cessation intervention by a letter from the SCS. The letter described the intervention and stated whether or not the patient agreed to be referred to the Fax‐to‐Quit Program.

Study Participants

Patients were recruited from July 1, 2006 (after the smoking ban went into effect) through June 1, 2008. Inpatients who currently smoked were informed of this study and were asked to sign informed consent to participate after they were seen by the SCS. Current smokers of all admitting diagnoses were recruited into the study. Patients provided informed consent for a telephone interview 6 months posthospital discharge. A written Health Insurance Portability and Accountability Act (HIPAA) release was obtained to allow access to an individual's specific EMR.

A comparison group of inpatients who were also current smokers, but who did not receive the intervention were also contacted six months after hospitalization. Reasons for not receiving the intervention included the fact the SCS was part‐time and also took a leave of absence during the study and therefore could not see all inpatients who currently smoked. Other reasons for not receiving the intervention include too short a stay for the SCS to see the patient or the patient was out of the room for tests or procedures when the SCS was available. These patients provided informed consent to be interviewed 6 months after hospital discharge and HIPAA consent for access to their medical record. Not all inpatients in the comparison group provided written HIPAA release for use of their medical record; therefore, these patients were excluded because their baseline demographic and diagnostic data were missing.

Sample‐size considerations were driven around having adequate numbers of subjects to measure the prevalence of smoking cessation at 6 months post‐hospital discharge with an acceptable degree of precision. Prevalence estimates from previous studies for 6‐month cessation typically range from 20% to 30%, with cessation rates as high as 67% (this estimate applies to postmyocardial infarction patients.)13 For conservative estimation, we used 50% as the 6‐month prevalence of cessation in the current study, which placed binomial variance at its theoretical maximum. In this case, a sample of 300 subjects provides a margin of error of 0.058 for a 95% confidence interval around this point estimate.

Data Sources

The hospital EMR database was used to monitor several components of the program: nursing screening, smoking cessation counseling, and pharmacy dispensing of NRT and bupropion. The screening data were also used to monitor the proportion of current smokers admitted during the study period. Elements of the EMR were used to define the following covariates: patient age, gender, ethnicity, and the primary discharge diagnosis (via International Statistical Classification of Diseases and Related Health Problems, 9th edition [ICD9] codes) and readmission during the six month follow‐up period. Mean length of stay (LOS) was computed. The Elixhauser Comorbidity Index that utilizes ICD9 codes was used for comorbidity risk adjustment.14

Study participants were contacted by phone 6 months posthospital discharge. Data collection began July 1, 2006 and was completed January 1, 2009. The interview focused on self‐reported point prevalence of smoking and 6‐month quit status. The point prevalence for self‐reported abstinence was derived from the question Do you now smoke cigarettes every day, some days, or not at all?15 Self‐reported quit status was derived from question Have you quit smoking since you were discharged from the hospital? In addition, respondents were queried about their number of years smoked, post‐hospital discharge number of quit attempts, and cessation efforts (NRT, self‐help groups, quitline use, etc.). Last, they were surveyed about barriers to cessation (exposure to secondhand smoke, rules about smoking in the home or car), educational level, employment, and health ratings.

To determine the status of those lost to follow‐up, administrative and EMR databases for appointments and follow‐up visits were accessed to determine if the patient was alive during the 6 months between discharge and the follow‐up call. To confirm mortality, we searched the Internet, Ancestry.com, and/or local newspaper obituaries for dates of death for all patients to validate that they had not died during the 6‐month follow‐up. World wide web searches can identify 97% of deaths listed in the Centers for Disease Control and Prevention (CDC)/National Death Index, which is considered the gold standard in epidemiologic studies.16

Analysis

Univariate analysis of all covariates was completed to examine the normal distribution curves for these variables. Bivariate correlation analysis of all the independent variables by study group was performed to assess comparability of the study groups at baseline. The self‐reported cessation outcomes were calculated by dividing the number of patients who said they were not using tobacco or had quit, at 6 months posthospital discharge by the number of individuals in the study group at baseline minus those who had died. Both the intent to treat method, which assumes patients lost to follow‐up were still smoking, and the responder method, which does not include nonresponders in the analysis, were used to adjust the denominators for these outcomes.

Multivariate regression analysis was then used to model receipt of the intervention as predictor of self‐reported quit status adjusted for significant covariates. Statistical significance was defined by a P value of less than 0.05.

Survival analysis was employed to model differences in mortality between the study groups, controlling for any baseline imbalances (eg, comorbidity). Because baseline data were used in this model, the model includes only patients with signed a HIPAA release.

Internal review boards of our hospital and the NYS Department of Health reviewed and approved this study.

Results

From January 1, 2007 to May 30, 2008, 660 inpatients who were current smokers were recruited into the study. Figure 1 summarizes patient flow through the study and explains the final sample size of 607. Exclusions include 52 inpatients from the study who completed the 6‐month interview but who did not return a written HIPAA release. Without a HIPAA release to access the EMR, baseline comparison of the study groups and adjustment for comorbidity could not be completed for these patients. At 6 months posthospital discharge, 53 subjects refused the interview when contacted by telephone.

Figure 1
Study flow diagram. Abbreviation: HIPAA: Health Insurance Portability and Accountability Act.

As might be expected in a quasiexperimental design, the study groups were not equivalent at baseline (Table 1). The intervention and comparison groups differed with regard to age, length of stay (LOS), proportion of acute admissions, and the Elixhauser comorbidity index. These differences suggest that the intervention group was older, had a longer LOS, higher acuity at the time of admission, and more comorbidities. In addition, as a result of the intervention, the intervention group was more likely to receive NRT or bupropion in hospital and a Fax‐to‐Quit referral to the NYS Smokers' Quitline. In the intervention group, most patients received 1 visit from the SCS, only 2% received 2 visits. Family members were included in smoking cessation counseling for 58% of the intervention group.

Baseline Demographic, Hospitalization, and Smoking Characteristics by Study Group
 Intervention (n = 275)Comparison (n = 335) (P value)
  • NOTE: n = 609.

  • Abbreviations: EMR, electronic medical record; LOS, length of stay; NRT, nicotine replacement therapy; NYS, New York State.

  • n differs due to missing data in the EMR.

Sex (% male)5151
Mean age (years)51.448.5 (0.03)
Ethnicity (% white)9897
Marital status (% married)4847
Elective admission (vs. acute) (%)2531
Inpatient (vs. outpatient observation or outpatient surgical admission) (%)8668 (0.00)
LOS (days)3.802.68 (0.00)
Elixhauser comorbidity index (mean)1.661.17 (0.00)
Used NRT in hospital (%)3719 (0.00)
Used bupropion in hospital (%)41 (0.00)
Referred to NYS Smokers' Quitline using Fax‐to‐Quit100 (0.00)
Mean cigarettes per day*17.7 (n = 213)15.9 (n = 192)

As shown in Table 2, there was a significant amount of diagnostic heterogeneity in the discharge diagnoses codes of patients included in the study. However, there were significantly more patients in the intervention group with a first discharge diagnosis of cardiovascular disease (25%) compared to the comparison group (12%; P = 0.00).

First Discharge Diagnosis Category Based on ICD‐9 Code by Study Group
 Intervention (n = 274)* (%)Comparison (n = 333)* (%)
  • Abbreviations: GI, gastrointestinal; GU, genitourinary; ICD‐9, International Statistical Classification of Diseases and Related Health Problems, 9th edition.

  • Discharge diagnosis missing for 3 inpatients.

  • P < 0.00 in a dichotomous chi square analysis of cardiovascular vs. all other diagnoses.

Cardiovascular2512, P = 0.00
Pulmonary167
Orthopedics1212
Injury1015
GI816
Cancer68
GU36
Endocrine33
Other1721

Readmission outcomes based on EMR and administrative data were available for 607 inpatients with signed HIPAA releases. The readmission rate was higher for the intervention (41%) than the comparison group (20%). Despite a higher readmission rate, the crude mortality within the 6 months posthospital discharge was lower for the intervention group, ie, 0.02 (6/276), than the comparison group, which had a crude mortality of 0.04 (16/384) during this period.

A multivariate survival model, controlling for age, sex, Elixhauser comorbidity index, LOS, and cardiovascular diagnosis, showed a significantly reduced mortality in the intervention group (hazard ratio [HR] = 0.37; P = 0.04). Although cardiac status (P = 0.09) and LOS (P = 0.15) were not significant in this model, they were retained because both of these variables showed significantly higher levels (along with the Elixhauser Index) at baseline in the intervention group, implying that the intervention group was sicker than the comparison group. The Elixhauser comorbidity index (HR = 1.42; P < 0.00) and age (HR = 1.07; P < 0.00) were the only other significant predictors of mortality in this model.

Among those responding to the interview at 6 months post‐hospital discharge (n = 326), there were no significant differences between the study groups with regard to age first started smoking, gender, educational level, employment status, ethnicity, or physical health status (data not shown). Table 3 summarizes the outcomes by the intervention and comparison groups at 6 months post‐hospital discharge. The point prevalence for abstinence was 27% in the intervention group compared to 19% in the comparison group (P = 0.09). Using the intent to treat analysis, the point prevalence for abstinence was 16% in the intervention group compared to 9.8% in the comparison group (P = 0.02). Self‐reported quit status was 63% in the intervention group vs. 48% in the comparison group (P = 0.00). Using the intent to treat analysis, quit status was 44% in the intervention group vs. 30% in the comparison group (P = 0.00). Exclusion of the 52 patients without signed HIPAA releases (Figure 1) did not significantly alter these outcomes.

Self‐Reported Outcomes 6 Months Post‐Hospital D/C
 Intervention (n = 161)Comparison (n = 165) (P value)
  • NOTE: Based on interview with those patients who had written informed consent and a HIPAA release on file; n = 326.

  • Abbreviations: D/C, discharge; NRT, nicotine replacement therapy; NYS, New York State.

  • Baseline cigarettes/day minus 6‐month cigarettes/day.

Self‐reported now smoking not at all (%)1610 (0.02)
Self‐reported quit within 6 months (%)6348 (0.00
Tried to quit (%)6862
Used NRT post‐D/C (%)2617 (0.04)
Used other intervention (%)2114
Heard of the NYS Smokers' Quitline (%)9290
Aware that NYS Quitline offers NRT (%)7349 (0.00)
Received free NRT from NYS Smokers' Quitline (%)96
Used NYS Smokers' Quitline (%)159
Called by the NYS Smokers' Quitline (%)115
Self‐rated health status as fair or poor (%)4836
Another smoker living at home (%)5448
Mean hours spent in same room where someone else was smoking (n)2021 (0.04)
Households in which smoking is not allowed in the home (%)4033
Patients Still Smoking at the 6‐Month InterviewIntervention (n = 118)Comparison (n = 134)
Mean cigarettes currently smoked (n)10.512.7
Mean quit attempts post‐D/C (n)3.23.5
Mean reduction in smoking* (cigarettes/day)5.834.09

Patients who received the inpatient smoking cessation counseling were more likely to be called by or use the NYS Smokers' Quitline; however, these differences were not statistically significant. There was no difference between the study groups in awareness of the Quitline but the intervention group was more aware that free NRT was offered by the NYS Quitline. In terms of quit methods used during the 6‐month period (Table 4), NRT or bupropion use was higher in the intervention group. There were no other significant differences between the study groups, except for the use of acupuncture.

Quit Methods Used by Those Who Tried to Quit During the 6 Months Post‐Hospital Discharge by Study Group
 Intervention (n = 91)Comparison (n = 93) (P value)
  • NOTE: n = 184.

  • Abbreviation: NYS, New York State.

Got help from friends or family (%)5850
Used any medication to quit (%)4428 (0.02)
Used nicotine patch (%)4325 (0.00)
Used bupropion (%)101 (0.00)
Used varenicline (%)3225
Cut back (%)4346
Quit with a friend (%)2013
Switched to lights (%)1813
Used print material (%)1416
Got help from the NYS Smokers' Quitline (%)119
Called by the NYS Smokers' Quitline (%)115 (0.09)
Counseling (%)93
Acupuncture (%)50 (0.02)
Switched to chew (%)24
Attended classes (%)31
Used NYS Smokers' Quitline website (%)24

Multivariate analysis predicting quit status at 6 months post‐hospital discharge included covariates controlling for age, sex, LOS, study group, and comorbidity. This analysis showed that patients with a cardiovascular discharge diagnosis were more likely to quit than patients who had other discharge diagnoses (odds ratio [OR], 3.02; 95% confidence interval [CI], 1.65.7; P = 0.00). Another statistically significant covariate in this model included sex (men were more likely to quit: OR, 0.61; 95% CI, 0.390.97; P = 0.04). Participating in the inpatient intervention group was marginally significant when controlling for these other variables (OR, 1.54; 95% CI, 0.982.45; P = 0.06). Hospital LOS, age, receipt of NRT in hospital, and the Elixhauser comorbidity index were not predictive of quit status at 6 months.

Discussion

This study demonstrates how effective an inpatient smoking cessation program can be for increasing the success of quitting smoking after hospital discharge. At 6 months posthospital discharge, the intervention group had significantly higher intent to treat outcomes for point prevalence abstinence and quit status as well as lower crude and adjusted mortality than the comparison group.

Although at baseline the intervention group was older, had a longer LOS, more cardiovascular diagnoses, and higher comorbidity index, crude post‐hospital discharge mortality was significantly less in the intervention group (0.02) than in the comparison group (0.04). This finding is more significant in light of the higher comorbidity and acuity of the intervention group at baseline. Our multivariate survival model that controlled for these imbalances at baseline demonstrated that the intervention group had significantly less mortality than the comparison group (HR = 0.37; P = 0.04). Reduction in mortality, as soon as 30 days after inpatient smoking cessation counseling, has been demonstrated postmyocardial infarction.17, 18 Intensive smoking cessation quit services were also linked with lower all cause mortality among cardiovascular disease patients 2 years posthospitalization.19 Our study, despite its relatively small sample size, demonstrates that the intervention retains its impact on mortality in real‐world settings.

Following participation in an inpatient smoking cessation program, self‐reported quit status at 6 months post‐hospital discharge in the intervention group was significantly higher in the intervention group (63%) than the comparison group (48%; P = 0.00). Using the intent to treat method, the differences between the study groups was still significant (44% in the intervention group, 30% in the comparison group; P = 0.00). Given the limitations of self‐report and responder bias, the actual outcomes fall somewhere between these 2 estimates. In an effectiveness study of inpatient smoking cessation involving 6 hospitals in California, self‐reported quit rates of 26% at 6 months were reported; however, different methods were used so the results are not strictly comparable.20

Our multivariate analysis suggests that patients with cardiovascular discharge diagnosis were more likely to quit than patients who had other discharge diagnoses (OR, 3.02; 95% CI, 1.65.7; P = 0.0007). This study extends findings of other studies that show that the success of smoking cessation may vary by diagnosis, particularly for smokers admitted for cardiovascular disease.21, 22 Other studies have shown that smoking cessation rates among patients post‐myocardial infarction were higher in admitting facilities that had hospital‐based smoking cessation programs and for those patients referred to cardiac rehabilitation.23 Thus, the availability of a hospital‐based smoking cessation program may be considered a structural measure of health care quality as suggested by Dawood et al.23

The use of NRT greatly increased in our hospital, coincident with the start of the inpatient cessation program7 and, in this study, NRT use appears to continue after hospital discharge. Some studies show an additive effect of NRT combined with cessation counseling.24, 25 Although a Cochrane review did not find a statistically significant difference, there was a trend toward higher quit rates with the addition of NRT.21, 22

Because hospitalized smokers may be more motivated to stop smoking, the updated 2008 DHHS clinical practice guidelines for Treating Tobacco Use and Dependence now recommend that all inpatients who currently smoke be given medications, advised, counseled, and receive follow‐up after discharge.26 Although our inpatient cessation program was started before these clinical practice guidelines were updated, we have had the opportunity to evaluate the recommended practice of inpatient tobacco cessation counseling. Compared to effects shown in efficacy studies, clinical interventions often lose effect size in daily practice and real‐world settings.27, 28 It is reassuring that, in this effectiveness study, the impact of this intervention is still demonstrable.

Provision of inpatient smoking cessation has been shown to be an effective smoking cessation intervention if combined with outpatient follow‐up.29 Reviews by Rigotti et al.21, 22 recommend that inpatient high‐intensity behavioral interventions should be followed by at least 1 month of supportive contact after discharge to promote smoking cessation among hospitalized patients. In our study, specific cessation‐related outpatient follow‐up was not provided by our program. Although letters were sent to primary care providers describing the cessation service provided during the inpatient stay, our study could not ascertain what specific cessation service was offered by either primary‐care or specialty‐care providers during posthospitalization follow‐up visits. An efficient alternative to outpatient visits may be follow‐up delivered via a quitline. Follow‐up in our study included referrals to the NYS Smokers' Quitline; however, only about 10% of inpatient reported using this service. While feasible, the effectiveness of quitline follow‐up is as yet unknown.30

Limitations

This study targets a later phase in research progression from hypothesis development, pilot studies, efficacy (empirically supported) trials, effectiveness trials (real‐world settings), and dissemination studies.31 Because this study addresses the effectiveness rather than the efficacy of inpatient smoking cessation counseling, the use of a quasiexperimental rather than randomized controlled clinical trial design led to measured differences in the study groups at baseline. An important imbalance arose in the intervention group that had twice the percentage of patients with cardiovascular‐related discharge diagnoses as the comparison group. While we were able to adjust for these differences in our analysis, there may be unmeasured differences due to the fact that the inpatients were not randomized to the study groups.

The outcomes of this study cannot be attributed to any one component of the intervention (eg, NRT) vs. the combined effect of the inpatient smoking cessation program. The program components were implemented simultaneously in order to maximize synergistic effects; therefore, the effects of program components are difficult to disaggregate.

The results are limited by the validity of self‐report of smoking status. It is well known that research studies which validate smoking status biochemically have lower efficacy (OR, 1.44; 95% CI, 0.992.11) than those that do not validate smoking status (OR, 1.92; 95% CI, 1.262.93).32 Although it was impractical in this effectiveness study to biochemically validate smoking status 6 months posthospital discharge, we have documented a significant difference between the study groups that confirms the direction of the effect, if not the effect size.

Self‐reports tend to underestimate smoking status in population studies33; however, the discrepancy between self‐reported smoking and biochemical measurements among clinical trial participants is small.34 However, a small but significant bias toward a socially desirable response in intervention groups compared to control groups of 3% with carbon monoxide and 5% for cotinine has been documented.35 If social desirability bias is operative in this study, and if we apply the above correction factor of 4% to correct this classification error, then the difference between the intervention and comparison group would be 10 percentage points (40% in the intervention group vs. 30% in the comparison group using the intention to treat estimates). That difference is still clinically relevant.

The observed difference between the intervention and comparison group is underestimated because the comparison group was exposed to smoking cessation as well both at the time of admission and following discharge (Table 4). The comparison group in this study could thus be viewed as a usual care group rather than a control group. That exposure does cloud the measurement of quit rates as the comparison group is contaminated to some degree by exposure to various cessation methods. The impact of this exposure is to reduce the effect size observed in this study or underestimate the effect of the inpatient smoking cessation counseling because the comparison group was exposed other cessation methods, although to a lesser extent.

The social desirability bias inherent in self‐reported smoking status may increase the effect size while the use of comparison group that received usual care may decrease the effect size. Because neither of these biases could be measured in this study, it is impossible to say whether they negated each other.

As with any administrative database, use of EMR as a data source in this study led to missing data that precluded use of certain variables in the analysis. In addition, lack of written and signed HIPAA releases also precluded inclusion of several inpatients, mostly in the comparison group, in the analytic database. However, it is reassuring that the results of the 6‐month survey did not differ significantly when these individuals were included or excluded from a separate analysis of the survey data. Last, our study population is almost 100% Caucasian thus limiting how generalizable the results are to more heterogenous patient populations.

Conclusions

This quasiexperimental effectiveness study showed that inpatient smoking cessation intervention improved smoking cessation outcomes, use of NRT, and was associated with a decreased mortality 6 months post‐hospital discharge. The effectiveness of this inpatient intervention is maintained in real world settings but may be improved with posthospital discharge follow‐up.

Acknowledgements

The authors are grateful to the many Mary Imogene Bassett Hospital staff in administration, nursing, inpatient pharmacy, medical education, patient care service, and respiratory care who provided data needed to evaluate this program. They also acknowledge the NYS Smokers' Quitline website for data provided about monthly Fax‐to‐Quit program referrals from our county.

References
  1. Longo DR, Feldman MM, Kruse RL, Brownson RC, Petroski GF, Hewett JE.“Implementing smoking bans in American hospitals: results of a national survey.Tob Control.1998;7(1):4755.
  2. The Smoking Cessation Clinical Practice Guideline Panel and Staff: the Agency for Health Care Policy and Research Smoking Cessation Clinical Practice Guideline.JAMA.1996;275(16):12701280.
  3. Bonow RO, Bennett S, Casey DE, et al.ACC/AHA clinical performance measures for adults with chronic heart failure: a report of the American College of Cardiology/American Heart Association Task Force on Performance Measures (Writing Committee to Develop Heart Failure Clinical Performance Measures). Endorsed by the Heart Failure Society of America.J Am Coll Cardiol.2005;46(6):11441178.
  4. Antman EM, Anbe DT, Armstrong PW, et al.ACC/AHA guidelines for the management of patients with ST‐elevation myocardial infarction: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Committee to Revise the 1999 Guidelines for the Management of Patients with Acute Myocardial Infarction).Circulation.2004;110(9):e82e292.
  5. Krumholz HM, Anderson JL, Brooks NH, et al.ACC/AHA clinical performance measures for adults with ST‐elevation and non‐ST elevation myocardial infarction: a report of the American College of Cardiology/American Heart Association Task Force on Performance Measures (Writing Committee to Develop Performance Measures on ST‐Elevation and Non‐ST‐Elevation Myocardial Infarction).J Am Coll Cardiol.2006;47(1):236265.
  6. Treating Tobacco Use and Dependence‐Clinicians Packet. A How‐To Guide For Implementing the Public Health Service Clinical Practice Guideline, March2003. Rockville, MD: U.S. Public Health Service, Agency for Healthcare Research and Quality. Available at: http://www.ahrq.gov/clinic/tobacco. Accessed November 2009.
  7. Gadomski A, Stayton M, Krupa N, Jenkins P.Implementing a smoke‐free medical campus: impact on inpatient and employee outcomes.J Hosp Med.2010;5(1):5154.
  8. Glasgow RE, Klesges LM, Dzewaltowski DA, et al.The future of behavior change research: what is needed to improve translation of research into health promotion practice?Ann Behav Med.2004;27:312.
  9. The New York State Smokers' Quitline. Available at: http://www.nysmokefree.com. Accessed November2009.
  10. Tobacco Cessation Continuing Education for Healthcare Professionals and Counselors. Available at: http://www.tobaccocme.com. Accessed November2009.
  11. Seton Health Cessation Center. The Butt Stops Here. Relaxation Exercises for Smoking Cessation. 2001. The Butt Stops Here Program. Available at: http://www.setonhealth.org. Accessed November2009.
  12. U.S. Department of Health and Human Services.Treating Tobacco Use and Dependence. Clinical Practice Guideline.Rockville, MD:Public Health Service;2000.
  13. Dornelas EA, Sampson RA, Gray JF, Waters D, Thompson PD.A randomized controlled trial of smoking cessation counseling after myocardial infarction.Prev Med.2000;30(4):261268.
  14. Elixhauser A, Steiner C, Harris DR, Coffey RM.Comorbidity measures for use with administrative data.Med Care.1998:36(1):827.
  15. Tobacco Use Supplement to the Current Population Survey (TUS‐CPS). Available at: http://riskfactor.cancer.gov/studies/tus‐cps/info.html. Accessed November 2009.
  16. Sesso HD, Paffenburger RS, Lee I.Comparison of National Death Index and world wide web death searches.Am J of Epidemiol.2000;152(2):107111.
  17. Houston TK, Allison JJ, Person S, et al.Post‐myocardial infarction smoking cessation counseling: associations with immediate and late mortality in older Medicare patients.Am J Med.2005;118(3):269275.
  18. Van Spall HG, Chong A, Tu JV.Inpatient smoking‐cessation counseling and all‐cause mortality in patients with acute myocardial infarction.Am Heart J.2007;154(2):213–220.
  19. Mohiuddin SM, Mooss AN, Hunter CB, et al.Intensive smoking cessation intervention reduces mortality in high‐risk smokers with cardiovascular disease.Chest.2007;131:446452.
  20. Taylor CB, Miller NH, Cameron RP, Fagans EW, Das S.Dissemination of an effective inpatient tobacco use cessation program.Nicotine Tob Res.2005;7(1):129137.
  21. Rigotti NA, Munafo MR, Stead LF.Interventions for smoking cessation in hospitalized patients.Cochrane Database Syst Rev.2007;3:CD001837.
  22. Rigotti NA, Munafo MR, Stead LF.Smoking cessation interventions for hospitalized smokers.Arch Intern Med.2008;168(18):19501960.
  23. Dawood N, Vaccarino V, Reid KJ, et al.Predictors of smoking cessation after a myocardial infarction.Arch Int Med.2008;168(18):19611967.
  24. Cropley M, Theadom A, Pravettoni G, Webb G.The effectiveness of smoking cessation interventions prior to surgery: a systematic review.Nicotine Tob Res.2008;10(3):407412.
  25. Molyneux A, Lewis S, Leivers U, et al.Clinical trial comparing nicotine replacement therapy (NRT) plus brief counseling, brief counseling alone, and minimal intervention on smoking cessation in hospital inpatients.Thorax.2003;58:484488.
  26. Department of Health and Human Services (DHHS). Treating Tobacco Use and Dependence: 2008 Update. Chapter 7. Available at: http://www.ncbi.nlm.nih.gov/books/bv.fcgi?rid=hstat2.section.28504. Accessed November2009.
  27. Taylor CB, Curry SJ.Implementation of evidence‐based tobacco use cessation guidelines in managed care organizations.Ann Behav Med.2004;27(1):1321.
  28. Henggeler SW.Decreasing effect sizes for effectiveness studies—implications for the transport of evidence‐based treatments: comment on Curtis, Ronan, and Borduin (2004).J Fam Psychol.2004;18(3):420423.
  29. Rigotti NA, Arnsten JH, McKool KM, Wood‐Reid KM, Pasternak RC, Singer DE.Efficacy of a smoking cessation program for hospital patients.Arch Intern Med.1997;157(22):26532660.
  30. Wolfenden L, Wiggers J, Campbell E, et al.Feasibility, acceptability, and cost of referring surgical patients for postdischarge cessation support from a quitline.Nicotine Tob Res.2008;10(6):11051108.
  31. Flay BR.Efficacy and effectiveness trials (and other phases of research) in the development of health promotion programs.Prev Med.1986;15:451474.
  32. Barth J, Critchley J, Bengel J.Psychosocial interventions for smoking cessation in patients with coronary heart disease.Cochrane Database Syst Rev.2008;23(1):CD006886.
  33. Gorber SC, Schofield‐Hurwitz S, Hardt J, Levasseur G, Tremblay M.The accuracy of self‐reported smoking: a systematic review of the relationship between self‐reported and cotinine‐assessed smoking status.Nicotine Tob Res2009;11(1):1224.
  34. Murray RP, Connett JE, Istvan JA, Nides MA, Rempel‐Rossum S.Relations of cotinine and carbon monoxide to self‐reported smoking in a cohort of smokers and ex‐smokers followed over 5 years.Nicotine Tob Res.2002;4(3):287294.
  35. Murray RP, Connett JE, Lauger GG, Voelker V.Error in smoking measures: effects of intervention on relations of cotinine and carbon monoxide to self‐reported smoking. The Lung Health Study Research Group.Am J Public Health.1993;83(9):12511257.
References
  1. Longo DR, Feldman MM, Kruse RL, Brownson RC, Petroski GF, Hewett JE.“Implementing smoking bans in American hospitals: results of a national survey.Tob Control.1998;7(1):4755.
  2. The Smoking Cessation Clinical Practice Guideline Panel and Staff: the Agency for Health Care Policy and Research Smoking Cessation Clinical Practice Guideline.JAMA.1996;275(16):12701280.
  3. Bonow RO, Bennett S, Casey DE, et al.ACC/AHA clinical performance measures for adults with chronic heart failure: a report of the American College of Cardiology/American Heart Association Task Force on Performance Measures (Writing Committee to Develop Heart Failure Clinical Performance Measures). Endorsed by the Heart Failure Society of America.J Am Coll Cardiol.2005;46(6):11441178.
  4. Antman EM, Anbe DT, Armstrong PW, et al.ACC/AHA guidelines for the management of patients with ST‐elevation myocardial infarction: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Committee to Revise the 1999 Guidelines for the Management of Patients with Acute Myocardial Infarction).Circulation.2004;110(9):e82e292.
  5. Krumholz HM, Anderson JL, Brooks NH, et al.ACC/AHA clinical performance measures for adults with ST‐elevation and non‐ST elevation myocardial infarction: a report of the American College of Cardiology/American Heart Association Task Force on Performance Measures (Writing Committee to Develop Performance Measures on ST‐Elevation and Non‐ST‐Elevation Myocardial Infarction).J Am Coll Cardiol.2006;47(1):236265.
  6. Treating Tobacco Use and Dependence‐Clinicians Packet. A How‐To Guide For Implementing the Public Health Service Clinical Practice Guideline, March2003. Rockville, MD: U.S. Public Health Service, Agency for Healthcare Research and Quality. Available at: http://www.ahrq.gov/clinic/tobacco. Accessed November 2009.
  7. Gadomski A, Stayton M, Krupa N, Jenkins P.Implementing a smoke‐free medical campus: impact on inpatient and employee outcomes.J Hosp Med.2010;5(1):5154.
  8. Glasgow RE, Klesges LM, Dzewaltowski DA, et al.The future of behavior change research: what is needed to improve translation of research into health promotion practice?Ann Behav Med.2004;27:312.
  9. The New York State Smokers' Quitline. Available at: http://www.nysmokefree.com. Accessed November2009.
  10. Tobacco Cessation Continuing Education for Healthcare Professionals and Counselors. Available at: http://www.tobaccocme.com. Accessed November2009.
  11. Seton Health Cessation Center. The Butt Stops Here. Relaxation Exercises for Smoking Cessation. 2001. The Butt Stops Here Program. Available at: http://www.setonhealth.org. Accessed November2009.
  12. U.S. Department of Health and Human Services.Treating Tobacco Use and Dependence. Clinical Practice Guideline.Rockville, MD:Public Health Service;2000.
  13. Dornelas EA, Sampson RA, Gray JF, Waters D, Thompson PD.A randomized controlled trial of smoking cessation counseling after myocardial infarction.Prev Med.2000;30(4):261268.
  14. Elixhauser A, Steiner C, Harris DR, Coffey RM.Comorbidity measures for use with administrative data.Med Care.1998:36(1):827.
  15. Tobacco Use Supplement to the Current Population Survey (TUS‐CPS). Available at: http://riskfactor.cancer.gov/studies/tus‐cps/info.html. Accessed November 2009.
  16. Sesso HD, Paffenburger RS, Lee I.Comparison of National Death Index and world wide web death searches.Am J of Epidemiol.2000;152(2):107111.
  17. Houston TK, Allison JJ, Person S, et al.Post‐myocardial infarction smoking cessation counseling: associations with immediate and late mortality in older Medicare patients.Am J Med.2005;118(3):269275.
  18. Van Spall HG, Chong A, Tu JV.Inpatient smoking‐cessation counseling and all‐cause mortality in patients with acute myocardial infarction.Am Heart J.2007;154(2):213–220.
  19. Mohiuddin SM, Mooss AN, Hunter CB, et al.Intensive smoking cessation intervention reduces mortality in high‐risk smokers with cardiovascular disease.Chest.2007;131:446452.
  20. Taylor CB, Miller NH, Cameron RP, Fagans EW, Das S.Dissemination of an effective inpatient tobacco use cessation program.Nicotine Tob Res.2005;7(1):129137.
  21. Rigotti NA, Munafo MR, Stead LF.Interventions for smoking cessation in hospitalized patients.Cochrane Database Syst Rev.2007;3:CD001837.
  22. Rigotti NA, Munafo MR, Stead LF.Smoking cessation interventions for hospitalized smokers.Arch Intern Med.2008;168(18):19501960.
  23. Dawood N, Vaccarino V, Reid KJ, et al.Predictors of smoking cessation after a myocardial infarction.Arch Int Med.2008;168(18):19611967.
  24. Cropley M, Theadom A, Pravettoni G, Webb G.The effectiveness of smoking cessation interventions prior to surgery: a systematic review.Nicotine Tob Res.2008;10(3):407412.
  25. Molyneux A, Lewis S, Leivers U, et al.Clinical trial comparing nicotine replacement therapy (NRT) plus brief counseling, brief counseling alone, and minimal intervention on smoking cessation in hospital inpatients.Thorax.2003;58:484488.
  26. Department of Health and Human Services (DHHS). Treating Tobacco Use and Dependence: 2008 Update. Chapter 7. Available at: http://www.ncbi.nlm.nih.gov/books/bv.fcgi?rid=hstat2.section.28504. Accessed November2009.
  27. Taylor CB, Curry SJ.Implementation of evidence‐based tobacco use cessation guidelines in managed care organizations.Ann Behav Med.2004;27(1):1321.
  28. Henggeler SW.Decreasing effect sizes for effectiveness studies—implications for the transport of evidence‐based treatments: comment on Curtis, Ronan, and Borduin (2004).J Fam Psychol.2004;18(3):420423.
  29. Rigotti NA, Arnsten JH, McKool KM, Wood‐Reid KM, Pasternak RC, Singer DE.Efficacy of a smoking cessation program for hospital patients.Arch Intern Med.1997;157(22):26532660.
  30. Wolfenden L, Wiggers J, Campbell E, et al.Feasibility, acceptability, and cost of referring surgical patients for postdischarge cessation support from a quitline.Nicotine Tob Res.2008;10(6):11051108.
  31. Flay BR.Efficacy and effectiveness trials (and other phases of research) in the development of health promotion programs.Prev Med.1986;15:451474.
  32. Barth J, Critchley J, Bengel J.Psychosocial interventions for smoking cessation in patients with coronary heart disease.Cochrane Database Syst Rev.2008;23(1):CD006886.
  33. Gorber SC, Schofield‐Hurwitz S, Hardt J, Levasseur G, Tremblay M.The accuracy of self‐reported smoking: a systematic review of the relationship between self‐reported and cotinine‐assessed smoking status.Nicotine Tob Res2009;11(1):1224.
  34. Murray RP, Connett JE, Istvan JA, Nides MA, Rempel‐Rossum S.Relations of cotinine and carbon monoxide to self‐reported smoking in a cohort of smokers and ex‐smokers followed over 5 years.Nicotine Tob Res.2002;4(3):287294.
  35. Murray RP, Connett JE, Lauger GG, Voelker V.Error in smoking measures: effects of intervention on relations of cotinine and carbon monoxide to self‐reported smoking. The Lung Health Study Research Group.Am J Public Health.1993;83(9):12511257.
Issue
Journal of Hospital Medicine - 6(1)
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Journal of Hospital Medicine - 6(1)
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Effectiveness of an inpatient smoking cessation program
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Effectiveness of an inpatient smoking cessation program
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effectiveness, inpatient counseling, post–hospital discharge mortality, smoking cessation
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effectiveness, inpatient counseling, post–hospital discharge mortality, smoking cessation
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Outcomes for Inpatient Gainsharing

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Quality and financial outcomes from gainsharing for inpatient admissions: A three‐year experience

Hospitals are challenged to improve quality while reducing costs, yet traditional methods of cost containment have had limited success in aligning the goals of hospitals and physicians. Physicians directly control more than 80% of total medical costs.1 The current fee‐for‐service system encourages procedures and the use of hospital resources. Without the proper incentives to gain active participation and collaboration of the medical staff in improving the efficiency of care, the ability to manage medical costs and improve hospital operational and financial performance is hampered. A further challenge is to encourage physicians to improve the quality of care and maintain safe medical practice. While several examples of pay‐for‐performance (P4P) have previously been attempted to increase efficiency, gainsharing offers real opportunities to achieve these outcomes.

Previous reports regarding the results of gainsharing programs describe its use in outpatient settings and its limited ability to reduce costs for inpatient care for surgical implants such as coronary stents2 or orthopedic prostheses.3 The present study represents the largest series to date using a gainsharing model in a comprehensive program of inpatient care at a tertiary care medical center.

Patients and Methods

Beth Israel Medical Center is a 1000‐bed tertiary care university‐affiliated teaching hospital, located in New York City. The hospital serves a large and ethnically diverse community predominantly located in the lower east side of Manhattan and discharged about 50,000 patients per year during the study period of July 2006 through June 2009.

Applied Medical Software, Inc. (AMS, Collingswood, NJ) analyzed hospital data for case mix and severity. To establish best practice norms (BPNs), AMS used inpatient discharge data (UB‐92) to determine costs by APR‐DRG's4 during calendar year 2005, prior to the inception of the program to establish BPNs. Costs were allocated into specific areas listed in Table 1. A minimum of 10 cases was necessary in each DRG. Cost outliers (as defined by the mean cost of the APR DRG plus 3 standard deviations) were excluded. These data were used to establish a baseline for each physician and a BPN, which was set at the top 25th percentile for each specific APR DRG. BPNs were determined after exclusions using the following criteria:

  • Each eligible physician had to have at least 10 admissions within their specialty;

  • Each eligible DRG had to have at least 5 qualifying physicians within a medical specialty;

  • Each eligible APR DRG had to have at least 3 qualifying admissions;

  • If the above criteria are met, the BPN was set at the mean of the top 25th percentile of physicians (25% of the physicians with the lowest costs).

 

Hospital Cost Allocation Areas in the Gainsharing Program
  • Abbreviations: CCU, coronary care unit; ICU, intensive care unit.

Per diem hospital bed costPharmacy
Critical care (ICU and CCU)Laboratory
Medical surgical supplies and implantsCardiopulmonary care
Operating room costsBlood bank
RadiologyIntravenous therapy

Once BPNs were determined, patients were grouped by physician and compared to the BPN for a particular APR DRG. All patients of participating physicians with qualifying APR DRGs were included in the analysis reports summarizing these results, computed quarterly and distributed to each physician. Obstetrical and psychiatric admissions were excluded in the program. APR DRG data for each physician was compared from year to year to determine whether an individual physician demonstrated measurable improvement in performance.

The gainsharing program was implemented in 2006. Physician participation was voluntary. Payments were made to physicians without any risk or penalties from participation. Incentives were based on individual performance. Incentives for nonsurgical admissions were intended to offset the loss of physician income related to more efficient medical management and a reduced hospital length of stay (LOS). Income for surgical admissions was intended to reward physicians for efficient preoperative and postoperative care.

The methodology provides financial incentives for physicians for each hospital discharge in 2 ways:

  • Improvement in costs per case against their own historical performance;

  • Cost per case performance compared to BPN.

 

In the first year of the gainsharing program, two thirds of the total allowable incentive payments were allocated to physicians' improvement, with one third based on a performance metric. Payments for improvement were phased out over the first 3 years of the gainsharing program, with payments focused fully on performance in Year 3. Cases were adjusted for case‐mix and severity of illness (four levels of APR DRG). Physicians were not penalized for any cases in which costs greatly exceeded BPN. A floor was placed at the BPN and no additional financial incentives were paid for surpassing it. Baselines and BPNs were recalculated yearly.

A key aspect of the gainsharing program was the establishment of specific quality parameters (Table 2) that need to be met before any incentive payments were made. A committee regularly reviewed the quality performance data of each physician to determine eligibility for payments. Physicians were considered to be ineligible for incentive compensation until the next measurement period if there was evidence of failure to adequately meet these measures. At least 80% compliance with core measures (minimum 5 discharges in each domain) was expected. Infectious complication rates were to remain not more than 1 standard deviation above National Healthcare Safety Network rates during the same time period. In addition, payments were withheld from physicians if it was found that the standard of care was not met for any morbidity or mortality that was peer reviewed or if there were any significant patient complaints. Readmission rates were expected to remain at or below the baseline established during the previous 12 months by DRG.

Quality Factors Used to Determine Physician Payment in Gainsharing Program
Quality MeasureGoal
  • Abbreviations: ACEI, Angiotensin converting enzyme inhibitor; AMI, Acute myocardial infarction; ARB, Angiotensin II receptor blockers; CHF, Congestive heart failure; HCAHPS, Hospital consumer assessment of healthcare providers and systems; LVSD, left ventricular systolic dysfunction; NHSN, Center for Disease Control (CDC) National Healthcare Safety Network.

Readmissions within 7 days for the same or related diagnosisDecrease, or less than 10% of discharges
Documentationquality and timeliness of medical record and related documentation including date, time, and sign all chart entriesNo more than 20% of average monthly discharged medical records incomplete for more than 30 days
Consultation with social work/discharge planner within 24 hours of admission for appropriate pts>80% of all appropriate cases
Timely switch from intravenous to oral antibiotics in accordance with hospital policy (%)>80
Unanticipated return to the operating roomDecrease or < 5%
Patient complaintsDecrease
Patient satisfaction (HCAHPS)>75% physician domain
Ventilator associated pneumoniaDecrease or < 5%
Central line associated blood stream infectionsDecrease or < 5 per 1000 catheter days.
Surgical site infectionsDecrease or within 1 standard deviation of NHSN
Antibiotic prophylaxis (%)>80
Inpatient mortalityDecrease or <1%
Medication errorsDecrease or <1%
Delinquent medical records<5 charts delinquent more than 30 days
Falls with injuryDecrease or <1%
AMI: aspirin on arrival and discharge (%)>80
AMI‐ACEI or ARB for LVSD (%)>80
Adult smoking cessation counseling (%)>80
AMI‐ Beta blocker prescribed at arrival and discharge (%)>80
CHF: discharge instructions (%)>80
CHF: Left ventricular function assessment (%)>80
CHF: ACEI or ARB for left ventricular systolic dysfunction (%)>80
CHF: smoking cessation counseling (%)>80
Pneumonia: O2 assessment, pneumococcal vaccine, blood culture and sensitivity before first antibiotic, smoking cessation counseling (%)>80

Employed and private practice community physicians were both eligible for the gainsharing program. Physician participation in the program was voluntary. All patients admitted to the Medical Center received notification on admission about the program. The aggregate costs by DRG were calculated quarterly. Savings over the previous yearif anywere calculated. A total of 20% of the savings was used to administer the program and for incentive payments to physicians.

From July 1, 2006 through September 2008, only commercial managed care cases were eligible for this program. As a result of the approval of the gainsharing program as a demonstration project by the Centers for Medicare and Medicaid Services (CMS), Medicare cases were added to the program starting October 1, 2008.

Physician Payment Calculation Methodology

Performance Incentive

The performance incentive was intended to reward demonstrated levels of performance. Accordingly, a physician's share in hospital savings was in proportion to the relationship between their individual performance and the BPN. This computation was the same for both surgical and medical admissions. The following equation illustrates the computation of performance incentives for participating physicians:

This computation was made at the specific severity level for each hospital discharge. Payment for the performance incentive was made only to physicians at or below the 90th percentile of physicians.

Improvement Incentive

The improvement incentive was intended to encourage positive change. No payments were made from the improvement incentive unless an individual physician demonstrated measurable improvement in operational performance for either surgical or medical admissions. However, because physicians who admitted nonsurgical cases experienced reduced income as they help the hospital to improve operational performance, the methodology for calculating the improvement incentive was different for medical as opposed to surgical cases, as shown below.

For Medical DRGs:

For each severity level the following is calculated:

For Surgical DRGs:

Cost savings were calculated quarterly and defined as the cost per case before the gainsharing program began minus the actual case cost by APR DRG. Student's t‐test was used for continuous data and the categorical data trends were analyzed using Mantel‐Haenszel Chi‐Square.

At least every 6 months, all participating physicians received case‐specific and cost‐centered data about their discharges. They also received a careful explanation of opportunities for financial or quality improvement.

Results

Over the 3‐year period, 184 physicians enrolled, representing 54% of those eligible. The remainder of physicians either decided not to enroll or were not eligible due to inadequate number of index DRG cases or excluded diagnoses. Payer mix was 27% Medicare and 48% of the discharges were commercial and managed care. The remaining cases were a combination of Medicaid and self‐pay. A total of 29,535 commercial and managed care discharges were evaluated from participating physicians (58%) and 20,360 similar discharges from non‐participating physicians. This number of admissions accounted for 29% of all hospital discharges during this time period. Surgical admissions accounted for 43% and nonsurgical admissions for 57%. The distribution of patients by service is shown in Table 3. Pulmonary and cardiology diagnoses were the most frequent reasons for medical admissions. General and head and neck surgery were the most frequent surgical admissions. During the time period of the gainsharing program, the medical center saved $25.1 million for costs attributed to these cases. Participating physicians saved $6.9 million more than non‐participating physicians (P = 0.02, Figure 1), but all discharges demonstrated cost savings during the study period. Cost savings (Figure 2) resulted from savings in medical/surgical supplies and implants (35%), daily hospital costs, (28%), intensive care unit costs (16%) and coronary care unit costs (15%), and operating room costs (8%). Reduction in cost from reduced magnetic resonance imaging (MRI) use was not statistically significant. There were minimal increases in costs due to computed tomography (CT) scan use, cardiopulmonary care, laboratory use, pharmacy and blood bank, but none of these reached statistical significance.

Figure 1
Cumulative cost savings (in millions of $ dollars) for participating physicians (PAR) and non‐participating physicians (Non‐Par) year 2006 to 2009 (P = 0.02).
Figure 2
Savings ($ dollars) by cost center. MSI, medical surgical supplies and implants; AP, hospital daily costs; ICU, intensive care unit; CCU, coronary care unit; OR, operating room charges; MRI, magnetic resonance imaging; CT, CT scan; CPL, cardiopulmonary lab; CCL, clinical laboratory; DRU, pharmacy; BLD, blood bank.
Distribution of Cases Among Services for Physicians Participating in Gainsharing
Admissions by ServiceNumber (%)
  • Abbreviation: ENT, ear, nose, throat.

Cardiology4512 (15.3)
Orthopedic surgery3994 (13.5)
Gastroenterology3214 (10.9)
General surgery2908 (9.8)
Cardiovascular surgery2432 (8.2)
Pulmonary2212 (7.5)
Neurology2064 (7.0)
Oncology1217 (4.1)
Infectious disease1171 (4.0)
Endocrinology906 (3.1)
Nephrology826 (2.8)
Open heart surgery656 (2.2)
Interventional cardiology624 (2.1)
Gynecological surgery450 (1.5)
Urological surgery326 (1.1)
ENT surgery289 (1.0)
Obstetrics without delivery261 (0.9)
Hematology253 (0.9)
Orthopedicsnonsurgical241 (0.8)
Rehabilitation204 (0.7)
Otolaryngology183 (0.6)
Rheumatology165 (0.6)
General medicine162 (0.5)
Neurological surgery112 (0.4)
Urology101 (0.3)
Dermatology52 (0.2)
Grand total29535 (100.0)

Hospital LOS decreased 9.8% from baseline among participating doctors, while LOS decreased 9.0% among non‐participating physicians; this difference was not statistically significant (P = 0.6). Participating physicians reduced costs by an average of $7,871 per quarter, compared to a reduction in costs by $3,018 for admissions by non‐participating physicians (P < 0.0001). The average savings per admission for the participating physicians were $1,835, and for non‐participating physicians were $1,107, a difference of $728 per admission. Overall, cost savings during the three year period averaged $105,000 per physician who participated in the program and $67,000 per physician who did not (P < 0.05). There was not a statistical difference in savings between medical and surgical admissions (P = 0.24).

Deviations from quality thresholds were identified during this time period. Some or all of the gainsharing income was withheld from 8% of participating physicians due to quality issues, incomplete medical records, or administrative reasons. Payouts to participating physicians averaged $1,866 quarterly (range $0‐$27,631). Overall, 9.4% of the hospital savings was directly paid to the participating physicians. Compliance with core measures improved in the following domains from year 2006 to 2009; acute myocardial infarction 94% to 98%, congestive heart failure 76% to 93%, pneumonia 88% to 97%, and surgical care improvement project 90% to 97%, (P = 0.17). There was no measurable increase in 30‐day mortality or readmission by APR‐DRG. The number of incomplete medical records decreased from an average of 43% of the total number of records in the second quarter of 2006 to 30% in the second quarter of 2009 (P < 0.0001). Other quality indicators remained statistically unchanged.

Discussion

The promise of gainsharing may motivate physicians to decrease hospital costs while maintaining quality medical care, since it aligns physician and hospital incentives. Providing a reward to physicians creates positive reinforcement, which is more effective than warnings against poor performing physicians (carrot vs. stick).5, 6 This study is the first and largest of its kind to show the results of a gainsharing program for inpatient medical and surgical admissions and demonstrates that significant cost savings may be achieved. This is similar to previous studies that have shown positive outcomes for pay‐for‐performance programs.7

Participating physicians in the present study accumulated almost $7 million more in savings than non‐participating physicians. Over time this difference has increased, possibly due to a learning curve in educating participating physicians and the way in which information about their performance is given back to them. A significant portion of the hospital's cost savings was through improvements in documentation and completion of medical records. While there was an actual reduction in average length of stay (ALOS), better documentation may also have contributed to adjusting the severity level within each DRG.

Using financial incentives to positively impact on physician behavior is not new. One program in a community‐based hospitalist group reported similar improvements in medical record documentation, as well as improvements in physician meeting attendance and quality goals.8 Another study found that such hospital programs noted improved physician engagement and commitment to best practices and to improving the quality of care.9

There is significant experience in the outpatient setting using pay‐for‐performance programs to enhance quality. Millett et al.10 demonstrated a reduction in smoking among patients with diabetes in a program in the United Kingdom. Another study in Rochester, New York that used pay‐for‐performance incentives demonstrated better diabetes management.11 Mandel and Kotagal12 demonstrated improved asthma care utilizing a quality incentive program.

The use of financial motivation for physicians, as part of a hospital pay‐for‐performance program, has been shown to lead to improvements in quality performance scores when compared to non pay‐for‐performance hospitals.13 Berthiaume demonstrated decreased costs and improvements in risk‐adjusted complications and risk‐adjusted LOS in patents admitted for acute coronary intervention in a pay‐for‐performance program.14 Quality initiatives were integral for the gainsharing program, since measures such as surgical site infections may increase LOS and hospital costs. Core measures related to the care of patients with acute myocardial infarction, heart failure, pneumonia, and surgical prophylaxis steadily improved since the initiation of the gainsharing program. Gainsharing programs also enhance physician compliance with administrative responsibilities such as the completion of medical records.

One unexpected finding of our study was that there was a cost savings per admission even in the patients of physicians who did not participate in the gainsharing program. While the participating physicians showed statistically significant improvements in cost savings, savings were found in both groups. This raises the question as to whether these cost reductions could have been impacted by other factors such as new labor or vendor contracts, better documentation, improved operating room utilization and improved and timely documentation in the medical record. Another possibility is the Hawthorne effect on physicians, who altered their behavior with knowledge that process and outcome measurement were being measured. Physicians who voluntarily sign up for a gainsharing program would be expected to be more committed to the success of this program than physicians who decide to opt out. While this might appear to be a selection bias it does illustrate the point that motivated physicians are more likely to positively change their practice behaviors. However, one might suggest that financial savings directly attributed to the gainsharing program was not the $25.1 million saved during the 3 years overall, but the difference between participating and non‐participating physicians, or $6.9 million.

While the motivation to complete medical records was significant (gainsharing dollars were withheld from doctors with more than 5 incomplete charts for more than 30 days) it was not the only reason why the number of delinquent chart percentage decreased during the study period. While the improvement was significant, there are still more opportunities to reduce the number of incomplete charts. Hospital regulatory inspections and periodic physician education were also likely to have reduced the number of incomplete inpatient charts during this time period and may do so in the future.15

The program focused on the physician activities that have the greatest impact on hospital costs. While optimizing laboratory, blood bank, and pharmacy management decreased hospital costs; we found that improvements in patient LOS, days in an intensive care unit, and management of surgical implants had the greatest impact on costs. Orthopedic surgeons began to use different implants, and all surgeons refrained from opening disposable surgical supplies until needed. Patients in intensive care unit beds stable for transfer were moved to regular medical/surgical rooms earlier. Since the program helped physicians understand the importance of LOS, many physicians increased their rounding on weekends and considered LOS implications before ordering diagnostic procedures that could be performed as an outpatient. Nurses, physician extenders such as physician assistants, and social workers have played an important role in streamlining patient care and hospital discharge; however, they were not directly rewarded under this program.

There are challenges to aligning the incentives of internists compared to procedure‐based specialists. This may be that the result of surgeons receiving payment for bundled care and thus the incentives are already aligned. The incentive of the program for internists, who get paid for each per daily visit, was intended to overcome the lost income resulting from an earlier discharge. Moreover, in the present study, only the discharging physician received incentive payments for each case. Patient care is undoubtedly a team effort and many physicians (radiologists, anesthesiologists, pathologists, emergency medicine physicians, consultant specialty physicians, etc.) are clearly left out in the present gainsharing program. Aligning the incentives of these physicians might be necessary. Furthermore, the actions of other members of the medical team and consultants, by their behaviors, could limit the incentive payments for the discharging physician. The discharging physician is often unable to control the transfer of a patient from a high‐cost or severity unit, or improve the timeliness of consulting physicians. Previous authors have raised the issue as to whether a physician should be prevented from payment because of the actions of another member of the medical team.16

Ensuring a fair and transparent system is important in any pay‐for‐performance program. The present gainsharing program required sophisticated data analysis, which added to the costs of the program. To implement such a program, data must be clear and understandable, segregated by DRG and severity adjusted. But should the highest reward payments go to those who perform the best or improve the most? In the present study, some physicians were consistently unable to meet quality benchmarks. This may be related to several factors, 1 of which might be a particular physician's case mix. Some authors have raised concerns that pay‐for‐performance programs may unfairly impact physicians who care for more challenging or patients from disadvantaged socioeconomic circumstances.17 Other authors have questioned whether widespread implementation of such a program could potentially increase healthcare disparities in the community.18 It has been suggested by Greene and Nash that for a program to be successful, physicians who feel they provide good care yet but are not rewarded should be given an independent review.16 Such a process is important to prevent resentment among physicians who are unable to meet benchmarks for payment, despite hard work.19 Conversely, other studies have found that many physicians who receive payments in a pay‐for‐performance system do not necessarily consciously make improvement to enhance financial performance.20 Only 54% of eligible physicians participated in the present gainsharing program. This is likely due to lack of understanding about the program, misperceptions about the ethics of such programs, perceived possible negative patient outcome, conflict of interest and mistrust.21, 22 This underscores the importance of providing understandable performance results, education, and a physician champion to help facilitate communication and enhanced outcomes. What is clear is that the perception by participating physicians is that this program is worthwhile as the number of participating physicians has steadily increased and it has become an incentive for new providers to choose this medical center over others.

In conclusion, the results of the present study show that physicians can help hospitals reduce inpatients costs while maintaining or improving hospital quality. Improvements in patient LOS, implant costs, overall costs per admission, and medical record completion were noted. Further work is needed to improve physician education and better understand the impact of uneven physician case mix. Further efforts are necessary to allow other members of the health care team to participate and benefit from gainsharing.

References
  1. Leff B,Reider L,Frick KD, et al.Guided care and the cost of complex healthcare: a preliminary report.Am J Manag Care.2009;15(8):555559.
  2. Ketcham JD,Furukawa MF.Hospital‐physician gainsharing in cardiology.Health Aff (Millwood).2008;27(3):803812.
  3. Dirschl DR,Goodroe J,Thornton DM,Eiland GW.AOA Symposium. Gainsharing in orthopaedics: passing fancy or wave of the future?J Bone Joint Surg Am.2007;89(9):20752083.
  4. All Patient Defined Diagnosis Related Groups™ ‐ 3M Health Information Systems,St Paul, MN.
  5. Leff B,Reider L,Frick KD, et al.Guided care and the cost of complex healthcare: a preliminary report.Am J Manag Care.2009;15(8):555559.
  6. Doyon C.Best practices in record completion.J Med Pract Manage.2004;20(1):1822.
  7. Curtin K,Beckman H,Pankow G, et al.Return on investment in pay for performance: a diabetes case study.J Healthc Manag.2006;51(6):365374; discussion 375‐376.
  8. Collier VU.Use of pay for performance in a community hospital private hospitalists group: a preliminary report.Trans Am Clin Climatol Assoc.2007;188:263272.
  9. Williams J.Making the grade with pay for performance: 7 lessons from best‐performing hospitals.Healthc Financ Manage.2006;60(12):7985.
  10. Millett C,Gray J,Saxena S,Netuveli G,Majeed A.Impact of a pay‐for‐performance incentive on support for smoking cessation and on smoking prevalence among people with diabetes.CMAJ.2007;176(12):17051710.
  11. Young GJ,Meterko M,Beckman H, et al,Effects of paying physicians based on their relative performance for quality.J Gen Intern Med.2007;22(6):872876.
  12. Mandel KE,Kotagal UR.Pay for performance alone cannot drive quality.Arch Pediatr Adolesc Med.2007;161(7):650655.
  13. Grossbart SR.What's the return? Assessing the effect of “pay‐for‐performance” initiatives on the quality of care delivery.Med Care Res Rev.2006;63(1 suppl)( ):29S48S.
  14. Berthiaume JT,Chung RS,Ryskina KL,Walsh J,Legorrets AP.Aligning financial incentives with “Get With the Guidelines” to improve cardiovascular care.Am J Manag Care.2004;10(7 pt 2):501504.
  15. Rogliano J.Sampling best practices. Managing delinquent records.J AHIMA.1997;68(8):28,30.
  16. Greene SE,Nash DB.Pay for performance: an overview of the literature.Am J Med Qual.2009;24;140163.
  17. McMahon LF,Hofer TP,Hayward RA.Physician‐level P4P:DOA? Can quality‐based payments be resuscitated?Am J Manag Care.2007;13(5):233236.
  18. Casalino LP,Elster A,Eisenberg A, et al.Will pay for performance and quality reporting affect health care disparities?Health Aff (Millwood).2007;26(3):w405w414.
  19. Campbell SM,McDonald R,Lester H.The experience of pay for performance in English family practice: a qualitative study.Ann Fam Med.2008;8(3):228234.
  20. Teleki SS,Damberg CL,Pham C., et al.Will financial incentives stimulate quality improvement? Reactions from frontline physicians.Am J Med Qual.2006;21(6):367374.
  21. Pierce RG,Bozic KJ,Bradford DS.Pay for performance in orthopedic surgery.Clin Orthop Relat Res.2007;457:8795.
  22. Seidel RL,Baumgarten DA.Pay for performance survey of diagnostic radiology faculty and trainees.J Am Coll Radiol.2007;4(6):411415.
Article PDF
Issue
Journal of Hospital Medicine - 5(9)
Page Number
501-507
Legacy Keywords
core measures, financial outcome, gainsharing, healthcare delivery systems, hospital costs, pay‐for‐performance, physician incentives, quality
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Article PDF

Hospitals are challenged to improve quality while reducing costs, yet traditional methods of cost containment have had limited success in aligning the goals of hospitals and physicians. Physicians directly control more than 80% of total medical costs.1 The current fee‐for‐service system encourages procedures and the use of hospital resources. Without the proper incentives to gain active participation and collaboration of the medical staff in improving the efficiency of care, the ability to manage medical costs and improve hospital operational and financial performance is hampered. A further challenge is to encourage physicians to improve the quality of care and maintain safe medical practice. While several examples of pay‐for‐performance (P4P) have previously been attempted to increase efficiency, gainsharing offers real opportunities to achieve these outcomes.

Previous reports regarding the results of gainsharing programs describe its use in outpatient settings and its limited ability to reduce costs for inpatient care for surgical implants such as coronary stents2 or orthopedic prostheses.3 The present study represents the largest series to date using a gainsharing model in a comprehensive program of inpatient care at a tertiary care medical center.

Patients and Methods

Beth Israel Medical Center is a 1000‐bed tertiary care university‐affiliated teaching hospital, located in New York City. The hospital serves a large and ethnically diverse community predominantly located in the lower east side of Manhattan and discharged about 50,000 patients per year during the study period of July 2006 through June 2009.

Applied Medical Software, Inc. (AMS, Collingswood, NJ) analyzed hospital data for case mix and severity. To establish best practice norms (BPNs), AMS used inpatient discharge data (UB‐92) to determine costs by APR‐DRG's4 during calendar year 2005, prior to the inception of the program to establish BPNs. Costs were allocated into specific areas listed in Table 1. A minimum of 10 cases was necessary in each DRG. Cost outliers (as defined by the mean cost of the APR DRG plus 3 standard deviations) were excluded. These data were used to establish a baseline for each physician and a BPN, which was set at the top 25th percentile for each specific APR DRG. BPNs were determined after exclusions using the following criteria:

  • Each eligible physician had to have at least 10 admissions within their specialty;

  • Each eligible DRG had to have at least 5 qualifying physicians within a medical specialty;

  • Each eligible APR DRG had to have at least 3 qualifying admissions;

  • If the above criteria are met, the BPN was set at the mean of the top 25th percentile of physicians (25% of the physicians with the lowest costs).

 

Hospital Cost Allocation Areas in the Gainsharing Program
  • Abbreviations: CCU, coronary care unit; ICU, intensive care unit.

Per diem hospital bed costPharmacy
Critical care (ICU and CCU)Laboratory
Medical surgical supplies and implantsCardiopulmonary care
Operating room costsBlood bank
RadiologyIntravenous therapy

Once BPNs were determined, patients were grouped by physician and compared to the BPN for a particular APR DRG. All patients of participating physicians with qualifying APR DRGs were included in the analysis reports summarizing these results, computed quarterly and distributed to each physician. Obstetrical and psychiatric admissions were excluded in the program. APR DRG data for each physician was compared from year to year to determine whether an individual physician demonstrated measurable improvement in performance.

The gainsharing program was implemented in 2006. Physician participation was voluntary. Payments were made to physicians without any risk or penalties from participation. Incentives were based on individual performance. Incentives for nonsurgical admissions were intended to offset the loss of physician income related to more efficient medical management and a reduced hospital length of stay (LOS). Income for surgical admissions was intended to reward physicians for efficient preoperative and postoperative care.

The methodology provides financial incentives for physicians for each hospital discharge in 2 ways:

  • Improvement in costs per case against their own historical performance;

  • Cost per case performance compared to BPN.

 

In the first year of the gainsharing program, two thirds of the total allowable incentive payments were allocated to physicians' improvement, with one third based on a performance metric. Payments for improvement were phased out over the first 3 years of the gainsharing program, with payments focused fully on performance in Year 3. Cases were adjusted for case‐mix and severity of illness (four levels of APR DRG). Physicians were not penalized for any cases in which costs greatly exceeded BPN. A floor was placed at the BPN and no additional financial incentives were paid for surpassing it. Baselines and BPNs were recalculated yearly.

A key aspect of the gainsharing program was the establishment of specific quality parameters (Table 2) that need to be met before any incentive payments were made. A committee regularly reviewed the quality performance data of each physician to determine eligibility for payments. Physicians were considered to be ineligible for incentive compensation until the next measurement period if there was evidence of failure to adequately meet these measures. At least 80% compliance with core measures (minimum 5 discharges in each domain) was expected. Infectious complication rates were to remain not more than 1 standard deviation above National Healthcare Safety Network rates during the same time period. In addition, payments were withheld from physicians if it was found that the standard of care was not met for any morbidity or mortality that was peer reviewed or if there were any significant patient complaints. Readmission rates were expected to remain at or below the baseline established during the previous 12 months by DRG.

Quality Factors Used to Determine Physician Payment in Gainsharing Program
Quality MeasureGoal
  • Abbreviations: ACEI, Angiotensin converting enzyme inhibitor; AMI, Acute myocardial infarction; ARB, Angiotensin II receptor blockers; CHF, Congestive heart failure; HCAHPS, Hospital consumer assessment of healthcare providers and systems; LVSD, left ventricular systolic dysfunction; NHSN, Center for Disease Control (CDC) National Healthcare Safety Network.

Readmissions within 7 days for the same or related diagnosisDecrease, or less than 10% of discharges
Documentationquality and timeliness of medical record and related documentation including date, time, and sign all chart entriesNo more than 20% of average monthly discharged medical records incomplete for more than 30 days
Consultation with social work/discharge planner within 24 hours of admission for appropriate pts>80% of all appropriate cases
Timely switch from intravenous to oral antibiotics in accordance with hospital policy (%)>80
Unanticipated return to the operating roomDecrease or < 5%
Patient complaintsDecrease
Patient satisfaction (HCAHPS)>75% physician domain
Ventilator associated pneumoniaDecrease or < 5%
Central line associated blood stream infectionsDecrease or < 5 per 1000 catheter days.
Surgical site infectionsDecrease or within 1 standard deviation of NHSN
Antibiotic prophylaxis (%)>80
Inpatient mortalityDecrease or <1%
Medication errorsDecrease or <1%
Delinquent medical records<5 charts delinquent more than 30 days
Falls with injuryDecrease or <1%
AMI: aspirin on arrival and discharge (%)>80
AMI‐ACEI or ARB for LVSD (%)>80
Adult smoking cessation counseling (%)>80
AMI‐ Beta blocker prescribed at arrival and discharge (%)>80
CHF: discharge instructions (%)>80
CHF: Left ventricular function assessment (%)>80
CHF: ACEI or ARB for left ventricular systolic dysfunction (%)>80
CHF: smoking cessation counseling (%)>80
Pneumonia: O2 assessment, pneumococcal vaccine, blood culture and sensitivity before first antibiotic, smoking cessation counseling (%)>80

Employed and private practice community physicians were both eligible for the gainsharing program. Physician participation in the program was voluntary. All patients admitted to the Medical Center received notification on admission about the program. The aggregate costs by DRG were calculated quarterly. Savings over the previous yearif anywere calculated. A total of 20% of the savings was used to administer the program and for incentive payments to physicians.

From July 1, 2006 through September 2008, only commercial managed care cases were eligible for this program. As a result of the approval of the gainsharing program as a demonstration project by the Centers for Medicare and Medicaid Services (CMS), Medicare cases were added to the program starting October 1, 2008.

Physician Payment Calculation Methodology

Performance Incentive

The performance incentive was intended to reward demonstrated levels of performance. Accordingly, a physician's share in hospital savings was in proportion to the relationship between their individual performance and the BPN. This computation was the same for both surgical and medical admissions. The following equation illustrates the computation of performance incentives for participating physicians:

This computation was made at the specific severity level for each hospital discharge. Payment for the performance incentive was made only to physicians at or below the 90th percentile of physicians.

Improvement Incentive

The improvement incentive was intended to encourage positive change. No payments were made from the improvement incentive unless an individual physician demonstrated measurable improvement in operational performance for either surgical or medical admissions. However, because physicians who admitted nonsurgical cases experienced reduced income as they help the hospital to improve operational performance, the methodology for calculating the improvement incentive was different for medical as opposed to surgical cases, as shown below.

For Medical DRGs:

For each severity level the following is calculated:

For Surgical DRGs:

Cost savings were calculated quarterly and defined as the cost per case before the gainsharing program began minus the actual case cost by APR DRG. Student's t‐test was used for continuous data and the categorical data trends were analyzed using Mantel‐Haenszel Chi‐Square.

At least every 6 months, all participating physicians received case‐specific and cost‐centered data about their discharges. They also received a careful explanation of opportunities for financial or quality improvement.

Results

Over the 3‐year period, 184 physicians enrolled, representing 54% of those eligible. The remainder of physicians either decided not to enroll or were not eligible due to inadequate number of index DRG cases or excluded diagnoses. Payer mix was 27% Medicare and 48% of the discharges were commercial and managed care. The remaining cases were a combination of Medicaid and self‐pay. A total of 29,535 commercial and managed care discharges were evaluated from participating physicians (58%) and 20,360 similar discharges from non‐participating physicians. This number of admissions accounted for 29% of all hospital discharges during this time period. Surgical admissions accounted for 43% and nonsurgical admissions for 57%. The distribution of patients by service is shown in Table 3. Pulmonary and cardiology diagnoses were the most frequent reasons for medical admissions. General and head and neck surgery were the most frequent surgical admissions. During the time period of the gainsharing program, the medical center saved $25.1 million for costs attributed to these cases. Participating physicians saved $6.9 million more than non‐participating physicians (P = 0.02, Figure 1), but all discharges demonstrated cost savings during the study period. Cost savings (Figure 2) resulted from savings in medical/surgical supplies and implants (35%), daily hospital costs, (28%), intensive care unit costs (16%) and coronary care unit costs (15%), and operating room costs (8%). Reduction in cost from reduced magnetic resonance imaging (MRI) use was not statistically significant. There were minimal increases in costs due to computed tomography (CT) scan use, cardiopulmonary care, laboratory use, pharmacy and blood bank, but none of these reached statistical significance.

Figure 1
Cumulative cost savings (in millions of $ dollars) for participating physicians (PAR) and non‐participating physicians (Non‐Par) year 2006 to 2009 (P = 0.02).
Figure 2
Savings ($ dollars) by cost center. MSI, medical surgical supplies and implants; AP, hospital daily costs; ICU, intensive care unit; CCU, coronary care unit; OR, operating room charges; MRI, magnetic resonance imaging; CT, CT scan; CPL, cardiopulmonary lab; CCL, clinical laboratory; DRU, pharmacy; BLD, blood bank.
Distribution of Cases Among Services for Physicians Participating in Gainsharing
Admissions by ServiceNumber (%)
  • Abbreviation: ENT, ear, nose, throat.

Cardiology4512 (15.3)
Orthopedic surgery3994 (13.5)
Gastroenterology3214 (10.9)
General surgery2908 (9.8)
Cardiovascular surgery2432 (8.2)
Pulmonary2212 (7.5)
Neurology2064 (7.0)
Oncology1217 (4.1)
Infectious disease1171 (4.0)
Endocrinology906 (3.1)
Nephrology826 (2.8)
Open heart surgery656 (2.2)
Interventional cardiology624 (2.1)
Gynecological surgery450 (1.5)
Urological surgery326 (1.1)
ENT surgery289 (1.0)
Obstetrics without delivery261 (0.9)
Hematology253 (0.9)
Orthopedicsnonsurgical241 (0.8)
Rehabilitation204 (0.7)
Otolaryngology183 (0.6)
Rheumatology165 (0.6)
General medicine162 (0.5)
Neurological surgery112 (0.4)
Urology101 (0.3)
Dermatology52 (0.2)
Grand total29535 (100.0)

Hospital LOS decreased 9.8% from baseline among participating doctors, while LOS decreased 9.0% among non‐participating physicians; this difference was not statistically significant (P = 0.6). Participating physicians reduced costs by an average of $7,871 per quarter, compared to a reduction in costs by $3,018 for admissions by non‐participating physicians (P < 0.0001). The average savings per admission for the participating physicians were $1,835, and for non‐participating physicians were $1,107, a difference of $728 per admission. Overall, cost savings during the three year period averaged $105,000 per physician who participated in the program and $67,000 per physician who did not (P < 0.05). There was not a statistical difference in savings between medical and surgical admissions (P = 0.24).

Deviations from quality thresholds were identified during this time period. Some or all of the gainsharing income was withheld from 8% of participating physicians due to quality issues, incomplete medical records, or administrative reasons. Payouts to participating physicians averaged $1,866 quarterly (range $0‐$27,631). Overall, 9.4% of the hospital savings was directly paid to the participating physicians. Compliance with core measures improved in the following domains from year 2006 to 2009; acute myocardial infarction 94% to 98%, congestive heart failure 76% to 93%, pneumonia 88% to 97%, and surgical care improvement project 90% to 97%, (P = 0.17). There was no measurable increase in 30‐day mortality or readmission by APR‐DRG. The number of incomplete medical records decreased from an average of 43% of the total number of records in the second quarter of 2006 to 30% in the second quarter of 2009 (P < 0.0001). Other quality indicators remained statistically unchanged.

Discussion

The promise of gainsharing may motivate physicians to decrease hospital costs while maintaining quality medical care, since it aligns physician and hospital incentives. Providing a reward to physicians creates positive reinforcement, which is more effective than warnings against poor performing physicians (carrot vs. stick).5, 6 This study is the first and largest of its kind to show the results of a gainsharing program for inpatient medical and surgical admissions and demonstrates that significant cost savings may be achieved. This is similar to previous studies that have shown positive outcomes for pay‐for‐performance programs.7

Participating physicians in the present study accumulated almost $7 million more in savings than non‐participating physicians. Over time this difference has increased, possibly due to a learning curve in educating participating physicians and the way in which information about their performance is given back to them. A significant portion of the hospital's cost savings was through improvements in documentation and completion of medical records. While there was an actual reduction in average length of stay (ALOS), better documentation may also have contributed to adjusting the severity level within each DRG.

Using financial incentives to positively impact on physician behavior is not new. One program in a community‐based hospitalist group reported similar improvements in medical record documentation, as well as improvements in physician meeting attendance and quality goals.8 Another study found that such hospital programs noted improved physician engagement and commitment to best practices and to improving the quality of care.9

There is significant experience in the outpatient setting using pay‐for‐performance programs to enhance quality. Millett et al.10 demonstrated a reduction in smoking among patients with diabetes in a program in the United Kingdom. Another study in Rochester, New York that used pay‐for‐performance incentives demonstrated better diabetes management.11 Mandel and Kotagal12 demonstrated improved asthma care utilizing a quality incentive program.

The use of financial motivation for physicians, as part of a hospital pay‐for‐performance program, has been shown to lead to improvements in quality performance scores when compared to non pay‐for‐performance hospitals.13 Berthiaume demonstrated decreased costs and improvements in risk‐adjusted complications and risk‐adjusted LOS in patents admitted for acute coronary intervention in a pay‐for‐performance program.14 Quality initiatives were integral for the gainsharing program, since measures such as surgical site infections may increase LOS and hospital costs. Core measures related to the care of patients with acute myocardial infarction, heart failure, pneumonia, and surgical prophylaxis steadily improved since the initiation of the gainsharing program. Gainsharing programs also enhance physician compliance with administrative responsibilities such as the completion of medical records.

One unexpected finding of our study was that there was a cost savings per admission even in the patients of physicians who did not participate in the gainsharing program. While the participating physicians showed statistically significant improvements in cost savings, savings were found in both groups. This raises the question as to whether these cost reductions could have been impacted by other factors such as new labor or vendor contracts, better documentation, improved operating room utilization and improved and timely documentation in the medical record. Another possibility is the Hawthorne effect on physicians, who altered their behavior with knowledge that process and outcome measurement were being measured. Physicians who voluntarily sign up for a gainsharing program would be expected to be more committed to the success of this program than physicians who decide to opt out. While this might appear to be a selection bias it does illustrate the point that motivated physicians are more likely to positively change their practice behaviors. However, one might suggest that financial savings directly attributed to the gainsharing program was not the $25.1 million saved during the 3 years overall, but the difference between participating and non‐participating physicians, or $6.9 million.

While the motivation to complete medical records was significant (gainsharing dollars were withheld from doctors with more than 5 incomplete charts for more than 30 days) it was not the only reason why the number of delinquent chart percentage decreased during the study period. While the improvement was significant, there are still more opportunities to reduce the number of incomplete charts. Hospital regulatory inspections and periodic physician education were also likely to have reduced the number of incomplete inpatient charts during this time period and may do so in the future.15

The program focused on the physician activities that have the greatest impact on hospital costs. While optimizing laboratory, blood bank, and pharmacy management decreased hospital costs; we found that improvements in patient LOS, days in an intensive care unit, and management of surgical implants had the greatest impact on costs. Orthopedic surgeons began to use different implants, and all surgeons refrained from opening disposable surgical supplies until needed. Patients in intensive care unit beds stable for transfer were moved to regular medical/surgical rooms earlier. Since the program helped physicians understand the importance of LOS, many physicians increased their rounding on weekends and considered LOS implications before ordering diagnostic procedures that could be performed as an outpatient. Nurses, physician extenders such as physician assistants, and social workers have played an important role in streamlining patient care and hospital discharge; however, they were not directly rewarded under this program.

There are challenges to aligning the incentives of internists compared to procedure‐based specialists. This may be that the result of surgeons receiving payment for bundled care and thus the incentives are already aligned. The incentive of the program for internists, who get paid for each per daily visit, was intended to overcome the lost income resulting from an earlier discharge. Moreover, in the present study, only the discharging physician received incentive payments for each case. Patient care is undoubtedly a team effort and many physicians (radiologists, anesthesiologists, pathologists, emergency medicine physicians, consultant specialty physicians, etc.) are clearly left out in the present gainsharing program. Aligning the incentives of these physicians might be necessary. Furthermore, the actions of other members of the medical team and consultants, by their behaviors, could limit the incentive payments for the discharging physician. The discharging physician is often unable to control the transfer of a patient from a high‐cost or severity unit, or improve the timeliness of consulting physicians. Previous authors have raised the issue as to whether a physician should be prevented from payment because of the actions of another member of the medical team.16

Ensuring a fair and transparent system is important in any pay‐for‐performance program. The present gainsharing program required sophisticated data analysis, which added to the costs of the program. To implement such a program, data must be clear and understandable, segregated by DRG and severity adjusted. But should the highest reward payments go to those who perform the best or improve the most? In the present study, some physicians were consistently unable to meet quality benchmarks. This may be related to several factors, 1 of which might be a particular physician's case mix. Some authors have raised concerns that pay‐for‐performance programs may unfairly impact physicians who care for more challenging or patients from disadvantaged socioeconomic circumstances.17 Other authors have questioned whether widespread implementation of such a program could potentially increase healthcare disparities in the community.18 It has been suggested by Greene and Nash that for a program to be successful, physicians who feel they provide good care yet but are not rewarded should be given an independent review.16 Such a process is important to prevent resentment among physicians who are unable to meet benchmarks for payment, despite hard work.19 Conversely, other studies have found that many physicians who receive payments in a pay‐for‐performance system do not necessarily consciously make improvement to enhance financial performance.20 Only 54% of eligible physicians participated in the present gainsharing program. This is likely due to lack of understanding about the program, misperceptions about the ethics of such programs, perceived possible negative patient outcome, conflict of interest and mistrust.21, 22 This underscores the importance of providing understandable performance results, education, and a physician champion to help facilitate communication and enhanced outcomes. What is clear is that the perception by participating physicians is that this program is worthwhile as the number of participating physicians has steadily increased and it has become an incentive for new providers to choose this medical center over others.

In conclusion, the results of the present study show that physicians can help hospitals reduce inpatients costs while maintaining or improving hospital quality. Improvements in patient LOS, implant costs, overall costs per admission, and medical record completion were noted. Further work is needed to improve physician education and better understand the impact of uneven physician case mix. Further efforts are necessary to allow other members of the health care team to participate and benefit from gainsharing.

Hospitals are challenged to improve quality while reducing costs, yet traditional methods of cost containment have had limited success in aligning the goals of hospitals and physicians. Physicians directly control more than 80% of total medical costs.1 The current fee‐for‐service system encourages procedures and the use of hospital resources. Without the proper incentives to gain active participation and collaboration of the medical staff in improving the efficiency of care, the ability to manage medical costs and improve hospital operational and financial performance is hampered. A further challenge is to encourage physicians to improve the quality of care and maintain safe medical practice. While several examples of pay‐for‐performance (P4P) have previously been attempted to increase efficiency, gainsharing offers real opportunities to achieve these outcomes.

Previous reports regarding the results of gainsharing programs describe its use in outpatient settings and its limited ability to reduce costs for inpatient care for surgical implants such as coronary stents2 or orthopedic prostheses.3 The present study represents the largest series to date using a gainsharing model in a comprehensive program of inpatient care at a tertiary care medical center.

Patients and Methods

Beth Israel Medical Center is a 1000‐bed tertiary care university‐affiliated teaching hospital, located in New York City. The hospital serves a large and ethnically diverse community predominantly located in the lower east side of Manhattan and discharged about 50,000 patients per year during the study period of July 2006 through June 2009.

Applied Medical Software, Inc. (AMS, Collingswood, NJ) analyzed hospital data for case mix and severity. To establish best practice norms (BPNs), AMS used inpatient discharge data (UB‐92) to determine costs by APR‐DRG's4 during calendar year 2005, prior to the inception of the program to establish BPNs. Costs were allocated into specific areas listed in Table 1. A minimum of 10 cases was necessary in each DRG. Cost outliers (as defined by the mean cost of the APR DRG plus 3 standard deviations) were excluded. These data were used to establish a baseline for each physician and a BPN, which was set at the top 25th percentile for each specific APR DRG. BPNs were determined after exclusions using the following criteria:

  • Each eligible physician had to have at least 10 admissions within their specialty;

  • Each eligible DRG had to have at least 5 qualifying physicians within a medical specialty;

  • Each eligible APR DRG had to have at least 3 qualifying admissions;

  • If the above criteria are met, the BPN was set at the mean of the top 25th percentile of physicians (25% of the physicians with the lowest costs).

 

Hospital Cost Allocation Areas in the Gainsharing Program
  • Abbreviations: CCU, coronary care unit; ICU, intensive care unit.

Per diem hospital bed costPharmacy
Critical care (ICU and CCU)Laboratory
Medical surgical supplies and implantsCardiopulmonary care
Operating room costsBlood bank
RadiologyIntravenous therapy

Once BPNs were determined, patients were grouped by physician and compared to the BPN for a particular APR DRG. All patients of participating physicians with qualifying APR DRGs were included in the analysis reports summarizing these results, computed quarterly and distributed to each physician. Obstetrical and psychiatric admissions were excluded in the program. APR DRG data for each physician was compared from year to year to determine whether an individual physician demonstrated measurable improvement in performance.

The gainsharing program was implemented in 2006. Physician participation was voluntary. Payments were made to physicians without any risk or penalties from participation. Incentives were based on individual performance. Incentives for nonsurgical admissions were intended to offset the loss of physician income related to more efficient medical management and a reduced hospital length of stay (LOS). Income for surgical admissions was intended to reward physicians for efficient preoperative and postoperative care.

The methodology provides financial incentives for physicians for each hospital discharge in 2 ways:

  • Improvement in costs per case against their own historical performance;

  • Cost per case performance compared to BPN.

 

In the first year of the gainsharing program, two thirds of the total allowable incentive payments were allocated to physicians' improvement, with one third based on a performance metric. Payments for improvement were phased out over the first 3 years of the gainsharing program, with payments focused fully on performance in Year 3. Cases were adjusted for case‐mix and severity of illness (four levels of APR DRG). Physicians were not penalized for any cases in which costs greatly exceeded BPN. A floor was placed at the BPN and no additional financial incentives were paid for surpassing it. Baselines and BPNs were recalculated yearly.

A key aspect of the gainsharing program was the establishment of specific quality parameters (Table 2) that need to be met before any incentive payments were made. A committee regularly reviewed the quality performance data of each physician to determine eligibility for payments. Physicians were considered to be ineligible for incentive compensation until the next measurement period if there was evidence of failure to adequately meet these measures. At least 80% compliance with core measures (minimum 5 discharges in each domain) was expected. Infectious complication rates were to remain not more than 1 standard deviation above National Healthcare Safety Network rates during the same time period. In addition, payments were withheld from physicians if it was found that the standard of care was not met for any morbidity or mortality that was peer reviewed or if there were any significant patient complaints. Readmission rates were expected to remain at or below the baseline established during the previous 12 months by DRG.

Quality Factors Used to Determine Physician Payment in Gainsharing Program
Quality MeasureGoal
  • Abbreviations: ACEI, Angiotensin converting enzyme inhibitor; AMI, Acute myocardial infarction; ARB, Angiotensin II receptor blockers; CHF, Congestive heart failure; HCAHPS, Hospital consumer assessment of healthcare providers and systems; LVSD, left ventricular systolic dysfunction; NHSN, Center for Disease Control (CDC) National Healthcare Safety Network.

Readmissions within 7 days for the same or related diagnosisDecrease, or less than 10% of discharges
Documentationquality and timeliness of medical record and related documentation including date, time, and sign all chart entriesNo more than 20% of average monthly discharged medical records incomplete for more than 30 days
Consultation with social work/discharge planner within 24 hours of admission for appropriate pts>80% of all appropriate cases
Timely switch from intravenous to oral antibiotics in accordance with hospital policy (%)>80
Unanticipated return to the operating roomDecrease or < 5%
Patient complaintsDecrease
Patient satisfaction (HCAHPS)>75% physician domain
Ventilator associated pneumoniaDecrease or < 5%
Central line associated blood stream infectionsDecrease or < 5 per 1000 catheter days.
Surgical site infectionsDecrease or within 1 standard deviation of NHSN
Antibiotic prophylaxis (%)>80
Inpatient mortalityDecrease or <1%
Medication errorsDecrease or <1%
Delinquent medical records<5 charts delinquent more than 30 days
Falls with injuryDecrease or <1%
AMI: aspirin on arrival and discharge (%)>80
AMI‐ACEI or ARB for LVSD (%)>80
Adult smoking cessation counseling (%)>80
AMI‐ Beta blocker prescribed at arrival and discharge (%)>80
CHF: discharge instructions (%)>80
CHF: Left ventricular function assessment (%)>80
CHF: ACEI or ARB for left ventricular systolic dysfunction (%)>80
CHF: smoking cessation counseling (%)>80
Pneumonia: O2 assessment, pneumococcal vaccine, blood culture and sensitivity before first antibiotic, smoking cessation counseling (%)>80

Employed and private practice community physicians were both eligible for the gainsharing program. Physician participation in the program was voluntary. All patients admitted to the Medical Center received notification on admission about the program. The aggregate costs by DRG were calculated quarterly. Savings over the previous yearif anywere calculated. A total of 20% of the savings was used to administer the program and for incentive payments to physicians.

From July 1, 2006 through September 2008, only commercial managed care cases were eligible for this program. As a result of the approval of the gainsharing program as a demonstration project by the Centers for Medicare and Medicaid Services (CMS), Medicare cases were added to the program starting October 1, 2008.

Physician Payment Calculation Methodology

Performance Incentive

The performance incentive was intended to reward demonstrated levels of performance. Accordingly, a physician's share in hospital savings was in proportion to the relationship between their individual performance and the BPN. This computation was the same for both surgical and medical admissions. The following equation illustrates the computation of performance incentives for participating physicians:

This computation was made at the specific severity level for each hospital discharge. Payment for the performance incentive was made only to physicians at or below the 90th percentile of physicians.

Improvement Incentive

The improvement incentive was intended to encourage positive change. No payments were made from the improvement incentive unless an individual physician demonstrated measurable improvement in operational performance for either surgical or medical admissions. However, because physicians who admitted nonsurgical cases experienced reduced income as they help the hospital to improve operational performance, the methodology for calculating the improvement incentive was different for medical as opposed to surgical cases, as shown below.

For Medical DRGs:

For each severity level the following is calculated:

For Surgical DRGs:

Cost savings were calculated quarterly and defined as the cost per case before the gainsharing program began minus the actual case cost by APR DRG. Student's t‐test was used for continuous data and the categorical data trends were analyzed using Mantel‐Haenszel Chi‐Square.

At least every 6 months, all participating physicians received case‐specific and cost‐centered data about their discharges. They also received a careful explanation of opportunities for financial or quality improvement.

Results

Over the 3‐year period, 184 physicians enrolled, representing 54% of those eligible. The remainder of physicians either decided not to enroll or were not eligible due to inadequate number of index DRG cases or excluded diagnoses. Payer mix was 27% Medicare and 48% of the discharges were commercial and managed care. The remaining cases were a combination of Medicaid and self‐pay. A total of 29,535 commercial and managed care discharges were evaluated from participating physicians (58%) and 20,360 similar discharges from non‐participating physicians. This number of admissions accounted for 29% of all hospital discharges during this time period. Surgical admissions accounted for 43% and nonsurgical admissions for 57%. The distribution of patients by service is shown in Table 3. Pulmonary and cardiology diagnoses were the most frequent reasons for medical admissions. General and head and neck surgery were the most frequent surgical admissions. During the time period of the gainsharing program, the medical center saved $25.1 million for costs attributed to these cases. Participating physicians saved $6.9 million more than non‐participating physicians (P = 0.02, Figure 1), but all discharges demonstrated cost savings during the study period. Cost savings (Figure 2) resulted from savings in medical/surgical supplies and implants (35%), daily hospital costs, (28%), intensive care unit costs (16%) and coronary care unit costs (15%), and operating room costs (8%). Reduction in cost from reduced magnetic resonance imaging (MRI) use was not statistically significant. There were minimal increases in costs due to computed tomography (CT) scan use, cardiopulmonary care, laboratory use, pharmacy and blood bank, but none of these reached statistical significance.

Figure 1
Cumulative cost savings (in millions of $ dollars) for participating physicians (PAR) and non‐participating physicians (Non‐Par) year 2006 to 2009 (P = 0.02).
Figure 2
Savings ($ dollars) by cost center. MSI, medical surgical supplies and implants; AP, hospital daily costs; ICU, intensive care unit; CCU, coronary care unit; OR, operating room charges; MRI, magnetic resonance imaging; CT, CT scan; CPL, cardiopulmonary lab; CCL, clinical laboratory; DRU, pharmacy; BLD, blood bank.
Distribution of Cases Among Services for Physicians Participating in Gainsharing
Admissions by ServiceNumber (%)
  • Abbreviation: ENT, ear, nose, throat.

Cardiology4512 (15.3)
Orthopedic surgery3994 (13.5)
Gastroenterology3214 (10.9)
General surgery2908 (9.8)
Cardiovascular surgery2432 (8.2)
Pulmonary2212 (7.5)
Neurology2064 (7.0)
Oncology1217 (4.1)
Infectious disease1171 (4.0)
Endocrinology906 (3.1)
Nephrology826 (2.8)
Open heart surgery656 (2.2)
Interventional cardiology624 (2.1)
Gynecological surgery450 (1.5)
Urological surgery326 (1.1)
ENT surgery289 (1.0)
Obstetrics without delivery261 (0.9)
Hematology253 (0.9)
Orthopedicsnonsurgical241 (0.8)
Rehabilitation204 (0.7)
Otolaryngology183 (0.6)
Rheumatology165 (0.6)
General medicine162 (0.5)
Neurological surgery112 (0.4)
Urology101 (0.3)
Dermatology52 (0.2)
Grand total29535 (100.0)

Hospital LOS decreased 9.8% from baseline among participating doctors, while LOS decreased 9.0% among non‐participating physicians; this difference was not statistically significant (P = 0.6). Participating physicians reduced costs by an average of $7,871 per quarter, compared to a reduction in costs by $3,018 for admissions by non‐participating physicians (P < 0.0001). The average savings per admission for the participating physicians were $1,835, and for non‐participating physicians were $1,107, a difference of $728 per admission. Overall, cost savings during the three year period averaged $105,000 per physician who participated in the program and $67,000 per physician who did not (P < 0.05). There was not a statistical difference in savings between medical and surgical admissions (P = 0.24).

Deviations from quality thresholds were identified during this time period. Some or all of the gainsharing income was withheld from 8% of participating physicians due to quality issues, incomplete medical records, or administrative reasons. Payouts to participating physicians averaged $1,866 quarterly (range $0‐$27,631). Overall, 9.4% of the hospital savings was directly paid to the participating physicians. Compliance with core measures improved in the following domains from year 2006 to 2009; acute myocardial infarction 94% to 98%, congestive heart failure 76% to 93%, pneumonia 88% to 97%, and surgical care improvement project 90% to 97%, (P = 0.17). There was no measurable increase in 30‐day mortality or readmission by APR‐DRG. The number of incomplete medical records decreased from an average of 43% of the total number of records in the second quarter of 2006 to 30% in the second quarter of 2009 (P < 0.0001). Other quality indicators remained statistically unchanged.

Discussion

The promise of gainsharing may motivate physicians to decrease hospital costs while maintaining quality medical care, since it aligns physician and hospital incentives. Providing a reward to physicians creates positive reinforcement, which is more effective than warnings against poor performing physicians (carrot vs. stick).5, 6 This study is the first and largest of its kind to show the results of a gainsharing program for inpatient medical and surgical admissions and demonstrates that significant cost savings may be achieved. This is similar to previous studies that have shown positive outcomes for pay‐for‐performance programs.7

Participating physicians in the present study accumulated almost $7 million more in savings than non‐participating physicians. Over time this difference has increased, possibly due to a learning curve in educating participating physicians and the way in which information about their performance is given back to them. A significant portion of the hospital's cost savings was through improvements in documentation and completion of medical records. While there was an actual reduction in average length of stay (ALOS), better documentation may also have contributed to adjusting the severity level within each DRG.

Using financial incentives to positively impact on physician behavior is not new. One program in a community‐based hospitalist group reported similar improvements in medical record documentation, as well as improvements in physician meeting attendance and quality goals.8 Another study found that such hospital programs noted improved physician engagement and commitment to best practices and to improving the quality of care.9

There is significant experience in the outpatient setting using pay‐for‐performance programs to enhance quality. Millett et al.10 demonstrated a reduction in smoking among patients with diabetes in a program in the United Kingdom. Another study in Rochester, New York that used pay‐for‐performance incentives demonstrated better diabetes management.11 Mandel and Kotagal12 demonstrated improved asthma care utilizing a quality incentive program.

The use of financial motivation for physicians, as part of a hospital pay‐for‐performance program, has been shown to lead to improvements in quality performance scores when compared to non pay‐for‐performance hospitals.13 Berthiaume demonstrated decreased costs and improvements in risk‐adjusted complications and risk‐adjusted LOS in patents admitted for acute coronary intervention in a pay‐for‐performance program.14 Quality initiatives were integral for the gainsharing program, since measures such as surgical site infections may increase LOS and hospital costs. Core measures related to the care of patients with acute myocardial infarction, heart failure, pneumonia, and surgical prophylaxis steadily improved since the initiation of the gainsharing program. Gainsharing programs also enhance physician compliance with administrative responsibilities such as the completion of medical records.

One unexpected finding of our study was that there was a cost savings per admission even in the patients of physicians who did not participate in the gainsharing program. While the participating physicians showed statistically significant improvements in cost savings, savings were found in both groups. This raises the question as to whether these cost reductions could have been impacted by other factors such as new labor or vendor contracts, better documentation, improved operating room utilization and improved and timely documentation in the medical record. Another possibility is the Hawthorne effect on physicians, who altered their behavior with knowledge that process and outcome measurement were being measured. Physicians who voluntarily sign up for a gainsharing program would be expected to be more committed to the success of this program than physicians who decide to opt out. While this might appear to be a selection bias it does illustrate the point that motivated physicians are more likely to positively change their practice behaviors. However, one might suggest that financial savings directly attributed to the gainsharing program was not the $25.1 million saved during the 3 years overall, but the difference between participating and non‐participating physicians, or $6.9 million.

While the motivation to complete medical records was significant (gainsharing dollars were withheld from doctors with more than 5 incomplete charts for more than 30 days) it was not the only reason why the number of delinquent chart percentage decreased during the study period. While the improvement was significant, there are still more opportunities to reduce the number of incomplete charts. Hospital regulatory inspections and periodic physician education were also likely to have reduced the number of incomplete inpatient charts during this time period and may do so in the future.15

The program focused on the physician activities that have the greatest impact on hospital costs. While optimizing laboratory, blood bank, and pharmacy management decreased hospital costs; we found that improvements in patient LOS, days in an intensive care unit, and management of surgical implants had the greatest impact on costs. Orthopedic surgeons began to use different implants, and all surgeons refrained from opening disposable surgical supplies until needed. Patients in intensive care unit beds stable for transfer were moved to regular medical/surgical rooms earlier. Since the program helped physicians understand the importance of LOS, many physicians increased their rounding on weekends and considered LOS implications before ordering diagnostic procedures that could be performed as an outpatient. Nurses, physician extenders such as physician assistants, and social workers have played an important role in streamlining patient care and hospital discharge; however, they were not directly rewarded under this program.

There are challenges to aligning the incentives of internists compared to procedure‐based specialists. This may be that the result of surgeons receiving payment for bundled care and thus the incentives are already aligned. The incentive of the program for internists, who get paid for each per daily visit, was intended to overcome the lost income resulting from an earlier discharge. Moreover, in the present study, only the discharging physician received incentive payments for each case. Patient care is undoubtedly a team effort and many physicians (radiologists, anesthesiologists, pathologists, emergency medicine physicians, consultant specialty physicians, etc.) are clearly left out in the present gainsharing program. Aligning the incentives of these physicians might be necessary. Furthermore, the actions of other members of the medical team and consultants, by their behaviors, could limit the incentive payments for the discharging physician. The discharging physician is often unable to control the transfer of a patient from a high‐cost or severity unit, or improve the timeliness of consulting physicians. Previous authors have raised the issue as to whether a physician should be prevented from payment because of the actions of another member of the medical team.16

Ensuring a fair and transparent system is important in any pay‐for‐performance program. The present gainsharing program required sophisticated data analysis, which added to the costs of the program. To implement such a program, data must be clear and understandable, segregated by DRG and severity adjusted. But should the highest reward payments go to those who perform the best or improve the most? In the present study, some physicians were consistently unable to meet quality benchmarks. This may be related to several factors, 1 of which might be a particular physician's case mix. Some authors have raised concerns that pay‐for‐performance programs may unfairly impact physicians who care for more challenging or patients from disadvantaged socioeconomic circumstances.17 Other authors have questioned whether widespread implementation of such a program could potentially increase healthcare disparities in the community.18 It has been suggested by Greene and Nash that for a program to be successful, physicians who feel they provide good care yet but are not rewarded should be given an independent review.16 Such a process is important to prevent resentment among physicians who are unable to meet benchmarks for payment, despite hard work.19 Conversely, other studies have found that many physicians who receive payments in a pay‐for‐performance system do not necessarily consciously make improvement to enhance financial performance.20 Only 54% of eligible physicians participated in the present gainsharing program. This is likely due to lack of understanding about the program, misperceptions about the ethics of such programs, perceived possible negative patient outcome, conflict of interest and mistrust.21, 22 This underscores the importance of providing understandable performance results, education, and a physician champion to help facilitate communication and enhanced outcomes. What is clear is that the perception by participating physicians is that this program is worthwhile as the number of participating physicians has steadily increased and it has become an incentive for new providers to choose this medical center over others.

In conclusion, the results of the present study show that physicians can help hospitals reduce inpatients costs while maintaining or improving hospital quality. Improvements in patient LOS, implant costs, overall costs per admission, and medical record completion were noted. Further work is needed to improve physician education and better understand the impact of uneven physician case mix. Further efforts are necessary to allow other members of the health care team to participate and benefit from gainsharing.

References
  1. Leff B,Reider L,Frick KD, et al.Guided care and the cost of complex healthcare: a preliminary report.Am J Manag Care.2009;15(8):555559.
  2. Ketcham JD,Furukawa MF.Hospital‐physician gainsharing in cardiology.Health Aff (Millwood).2008;27(3):803812.
  3. Dirschl DR,Goodroe J,Thornton DM,Eiland GW.AOA Symposium. Gainsharing in orthopaedics: passing fancy or wave of the future?J Bone Joint Surg Am.2007;89(9):20752083.
  4. All Patient Defined Diagnosis Related Groups™ ‐ 3M Health Information Systems,St Paul, MN.
  5. Leff B,Reider L,Frick KD, et al.Guided care and the cost of complex healthcare: a preliminary report.Am J Manag Care.2009;15(8):555559.
  6. Doyon C.Best practices in record completion.J Med Pract Manage.2004;20(1):1822.
  7. Curtin K,Beckman H,Pankow G, et al.Return on investment in pay for performance: a diabetes case study.J Healthc Manag.2006;51(6):365374; discussion 375‐376.
  8. Collier VU.Use of pay for performance in a community hospital private hospitalists group: a preliminary report.Trans Am Clin Climatol Assoc.2007;188:263272.
  9. Williams J.Making the grade with pay for performance: 7 lessons from best‐performing hospitals.Healthc Financ Manage.2006;60(12):7985.
  10. Millett C,Gray J,Saxena S,Netuveli G,Majeed A.Impact of a pay‐for‐performance incentive on support for smoking cessation and on smoking prevalence among people with diabetes.CMAJ.2007;176(12):17051710.
  11. Young GJ,Meterko M,Beckman H, et al,Effects of paying physicians based on their relative performance for quality.J Gen Intern Med.2007;22(6):872876.
  12. Mandel KE,Kotagal UR.Pay for performance alone cannot drive quality.Arch Pediatr Adolesc Med.2007;161(7):650655.
  13. Grossbart SR.What's the return? Assessing the effect of “pay‐for‐performance” initiatives on the quality of care delivery.Med Care Res Rev.2006;63(1 suppl)( ):29S48S.
  14. Berthiaume JT,Chung RS,Ryskina KL,Walsh J,Legorrets AP.Aligning financial incentives with “Get With the Guidelines” to improve cardiovascular care.Am J Manag Care.2004;10(7 pt 2):501504.
  15. Rogliano J.Sampling best practices. Managing delinquent records.J AHIMA.1997;68(8):28,30.
  16. Greene SE,Nash DB.Pay for performance: an overview of the literature.Am J Med Qual.2009;24;140163.
  17. McMahon LF,Hofer TP,Hayward RA.Physician‐level P4P:DOA? Can quality‐based payments be resuscitated?Am J Manag Care.2007;13(5):233236.
  18. Casalino LP,Elster A,Eisenberg A, et al.Will pay for performance and quality reporting affect health care disparities?Health Aff (Millwood).2007;26(3):w405w414.
  19. Campbell SM,McDonald R,Lester H.The experience of pay for performance in English family practice: a qualitative study.Ann Fam Med.2008;8(3):228234.
  20. Teleki SS,Damberg CL,Pham C., et al.Will financial incentives stimulate quality improvement? Reactions from frontline physicians.Am J Med Qual.2006;21(6):367374.
  21. Pierce RG,Bozic KJ,Bradford DS.Pay for performance in orthopedic surgery.Clin Orthop Relat Res.2007;457:8795.
  22. Seidel RL,Baumgarten DA.Pay for performance survey of diagnostic radiology faculty and trainees.J Am Coll Radiol.2007;4(6):411415.
References
  1. Leff B,Reider L,Frick KD, et al.Guided care and the cost of complex healthcare: a preliminary report.Am J Manag Care.2009;15(8):555559.
  2. Ketcham JD,Furukawa MF.Hospital‐physician gainsharing in cardiology.Health Aff (Millwood).2008;27(3):803812.
  3. Dirschl DR,Goodroe J,Thornton DM,Eiland GW.AOA Symposium. Gainsharing in orthopaedics: passing fancy or wave of the future?J Bone Joint Surg Am.2007;89(9):20752083.
  4. All Patient Defined Diagnosis Related Groups™ ‐ 3M Health Information Systems,St Paul, MN.
  5. Leff B,Reider L,Frick KD, et al.Guided care and the cost of complex healthcare: a preliminary report.Am J Manag Care.2009;15(8):555559.
  6. Doyon C.Best practices in record completion.J Med Pract Manage.2004;20(1):1822.
  7. Curtin K,Beckman H,Pankow G, et al.Return on investment in pay for performance: a diabetes case study.J Healthc Manag.2006;51(6):365374; discussion 375‐376.
  8. Collier VU.Use of pay for performance in a community hospital private hospitalists group: a preliminary report.Trans Am Clin Climatol Assoc.2007;188:263272.
  9. Williams J.Making the grade with pay for performance: 7 lessons from best‐performing hospitals.Healthc Financ Manage.2006;60(12):7985.
  10. Millett C,Gray J,Saxena S,Netuveli G,Majeed A.Impact of a pay‐for‐performance incentive on support for smoking cessation and on smoking prevalence among people with diabetes.CMAJ.2007;176(12):17051710.
  11. Young GJ,Meterko M,Beckman H, et al,Effects of paying physicians based on their relative performance for quality.J Gen Intern Med.2007;22(6):872876.
  12. Mandel KE,Kotagal UR.Pay for performance alone cannot drive quality.Arch Pediatr Adolesc Med.2007;161(7):650655.
  13. Grossbart SR.What's the return? Assessing the effect of “pay‐for‐performance” initiatives on the quality of care delivery.Med Care Res Rev.2006;63(1 suppl)( ):29S48S.
  14. Berthiaume JT,Chung RS,Ryskina KL,Walsh J,Legorrets AP.Aligning financial incentives with “Get With the Guidelines” to improve cardiovascular care.Am J Manag Care.2004;10(7 pt 2):501504.
  15. Rogliano J.Sampling best practices. Managing delinquent records.J AHIMA.1997;68(8):28,30.
  16. Greene SE,Nash DB.Pay for performance: an overview of the literature.Am J Med Qual.2009;24;140163.
  17. McMahon LF,Hofer TP,Hayward RA.Physician‐level P4P:DOA? Can quality‐based payments be resuscitated?Am J Manag Care.2007;13(5):233236.
  18. Casalino LP,Elster A,Eisenberg A, et al.Will pay for performance and quality reporting affect health care disparities?Health Aff (Millwood).2007;26(3):w405w414.
  19. Campbell SM,McDonald R,Lester H.The experience of pay for performance in English family practice: a qualitative study.Ann Fam Med.2008;8(3):228234.
  20. Teleki SS,Damberg CL,Pham C., et al.Will financial incentives stimulate quality improvement? Reactions from frontline physicians.Am J Med Qual.2006;21(6):367374.
  21. Pierce RG,Bozic KJ,Bradford DS.Pay for performance in orthopedic surgery.Clin Orthop Relat Res.2007;457:8795.
  22. Seidel RL,Baumgarten DA.Pay for performance survey of diagnostic radiology faculty and trainees.J Am Coll Radiol.2007;4(6):411415.
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Quality and financial outcomes from gainsharing for inpatient admissions: A three‐year experience
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Quality and financial outcomes from gainsharing for inpatient admissions: A three‐year experience
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Handoff Efficiency

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Gaining efficiency and satisfaction in the handoff process

Transfer of responsibility for patients, or handoff,1 occurs frequently in hospitalist services, requiring excellent and timely communication to ensure patient safety. Communication failure is a major contributor to medical errors.2, 3 Recognizing such findings, a growing body of literature addresses handoff techniques for learners.47

Vidyarthi described the handoff process as traditionally informal, unstructured, and idiosyncratic,4 and many believe efforts to formalize and structure this process are important for patient safety.8 Standardized handoff forms have improved accuracy of information.9 Web‐based sign‐out systems reportedly reduced the number of patients missed on rounds.10

Hospitalists also face challenges with effective communication during service change.11 The Society of Hospital Medicine identified the handoff skill as a core competency for hospitalists, and recommendations based on a systematic review of the literature were published.12 Inpatient medicine programs are increasingly using midlevel providers such as nurse practitioners (NPs) and physician assistants (PAs) along with hospitalists to accommodate workload while maintaining the scholarly enterprise in academic centers.13 To our knowledge there is no literature examining the hospitalist service handoffs involving NP/PAs.

We wished to study the effectiveness and timeliness of the morning handoff from the night coverage providers to the daytime teams consisting of one hospitalist and one NP/PA. Our objectives were to identify deficiencies and to evaluate the effectiveness of a restructured handoff process.

Methods

The Mayo Clinic Institutional Review Board reviewed and approved this study.

Setting

At the time of this study, the Division of Hospital Internal Medicine (HIM) at our institution consisted of 22 hospitalists, 11 NPs and 9 PAs (hereinafter NP/PAs), and 2 clinical assistants (CAs). The CAs assist with clerical duties not covered by Unit Secretaries:

  • Obtaining outside records

  • Clarifying referring physician contact information

  • Scheduling follow‐up outpatient appointments for tests, procedures, and visits

  • Attendance at morning handoff

Each CA can assist 3 or 4 daytime service teams.

Daytime Service Organization

Six HIM services, each managing up to 12 patients, are staffed by a partnership of 1 hospitalist and 1 NP/PA: Four services are primary general medicine services, and 2 consulting (orthopedic comanagement) services.

Night Coverage

Three of 4 primary daytime services and one consult service team transfer care to the (in‐house) night NP/PA. The night NP/PA addresses any acute‐care issues and reports at morning handoff to the 3 primary services and 1 consult service. In a designated conference room the morning handoff occurs, with at least 1 (day team) service representative present. This is usually the NP/PA, as the day team hospitalist concurrently receives a report on new admissions from the (in‐house) night hospitalist (who also covers one service and backs up the night NP/PA).

Improvement Process

An improvement team was formed within the Division of HIM consisting of 3 hospitalists, 3 NP/PAs, and 2 CAs to assess the existing handoff process at 7:45am between the Night NP/PA and daytime services. The improvement team met, reviewed evidence‐based literature on handoffs and discussed our local process. Four problems were identified by consensus:

  • Unpredictable start and finish times

  • Inefficiency (time wasted)

  • Poor environment (room noisy and distracting conversations)

  • Poor communication (overwrought and meandering narratives).

Intervention

The improvement team structured a new handoff process to address these deficiencies.

  • Environment: Moved to a smaller room (lower ceiling, less ambient noise).

  • Identification: table cards designating seats for participants (reduced queries regarding what service are you, today?).

  • Start Times: Each service team assigned a consistent start time (labeled on the table card) within a 15‐minute period, and although earlier reportage could occur, any service team present at their designated time has priority for the attention of the night NP/PA, and the opportunity to ask questions.

  • Quiet and Focus: HIM members were reminded to remain quiet in the handoff room, so the service receiving report has the floor and personal conversations must not impede the principals.

  • Visual Cue: Green Good to go sign placed on team table cards when no verbal was required.

  • Written e‐Material: The improvement team required elements of a brief written report in a specified column of our existing electronic service list (ESL). The ESL is a custom designed template importing laboratory, medication, and demographic data automatically but also capable of free text additions (Figure 1). All providers were instructed to update the ESL every 12 hours.

  • Admission and Progress Notes: After manual electronic medical record search, the CAs printed any notes generated in the preceding 12 hours and placed them by the team table card.

Figure 1
Electronic template. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]

The improvement team provided education for the new process at a division meeting and through e‐mail. The recommended report sequence was night NP/PA reporting and day service teams asking questions and seeking clarifications. We discouraged editorial comments and chit‐chat.

A member of the improvement team monitored the new handoff process for 15 days, and 3 months later for 10 days.

Survey

An anonymous survey (Figure 2) concerning staff satisfaction with handoff was conducted immediately before and 15 days after the intervention. In the e‐mail containing the postintervention survey, providers were asked to respond only if they had been on service the preceding 15 days (and thus eligible to participate in handoff). To help insure this, the first question read, Have you been on service during the past 15 days?

Figure 2
Survey Questions.

Statistics

To compare the relationship of preintervention and postintervention survey responses, Fisher's exact test was used to compare categorical variables and 2 sample t‐test and Wilcoxon rank sum test were used for continuous variables. Comparisons that adjusted for the possibility of someone responding to both the preintervention and postintervention surveys were not performed since the surveys were anonymous. A P value <0.05 was considered statistically significant. For the item concerning the percentage of days morning report was attended while on service, based on a common standard deviation estimate of 35.3, we had 80% power to detect a difference of 29.1 (pre vs. post). This computation assumes a 2‐sample t‐test of = 0.05 with sample sizes of 36 and 18. We have 59% power to detect a difference of 27% (67% pre vs. 94% post) for those who at least agree that helpful information was conveyed during handoff. This computation is based on a 2‐sided Pearson 2 test with = 0.05.

Qualitative data analysis of respondents' answers to the open‐ended survey questions What would increase the likelihood of your attending handoff? and What feedback do you have regarding the changes to handoff? was performed using the constant comparative method14 associated with grounded theory approaches to identify themes and categories.15 To establish interrater reliability, three investigators (MCB, DTK, LLK) independently identified coding categories for the data set, compared results, redefined coding categories as needed, and reanalyzed the data until 80% agreement was reached.

Results

Thirty‐six of the 44 providers (82%) answered the preintervention survey, including 18 of 22 hospitalists (82%), 17 of 20 NPs/PAs (85%), and 1 of 2 CAs (50%). During the intervention based on our staffing model, 21 providers had the opportunity to participate in handoff, and 18 (86%) answered the postintervention survey, including 5 of 6 hospitalists (83%), 9 of 14 NPs/PAs (64%), and 2 of 2 CAs (100%). All respondents to the postintervention survey reported being on service during the previous 15 days.

As summarized in Table 1, compared to 60.5% of survey participants (n = 38) who thought morning handoff was performed in a timely fashion preintervention, 100% (n = 15) felt it was performed in a timely fashion postintervention (P = 0.005). The average time spent in morning report before the intervention was 11 minutes, as compared to 5 minutes after the intervention (P < 0.0028). Prior to the intervention, 6.5 minutes of the handoff were viewed to be wasteful, as compared to 0.5 minutes of the handoff in the postintervention survey (P < 0.0001). Attendance and quality of information perceptions did not demonstrate statistically significant change.

Provider Survey Results Pre‐ and Postintervention
Survey Question Preintervention Postintervention P
What proportion of days while on service did you attend morning report? (%) 78 87 0.4119
Helpful information was conveyed in morning report, n (%) 0.112
Strongly agree 9 (25) 9 (56)
Agree 15 (42) 6 (38)
Neutral 8 (22) 1 (6)
Disagree 4 (11) 0
Strongly disagree 0 0
Morning report was performed in a timely manner, #yes/#no 23/15 15/0 0.005
Estimate the number of minutes each day you would spend in morning report (minute) 11 5 <0.0028
Estimate the number of minutes in morning report you thought were wasteful (minute) 6.5 0.5 <0.0001

During the 15‐day observation period, morning handoff started by 0745 on 14 of 15 (93%) of days and finished by 0800 on 15 of 15 (100%) of days. Table cards, ESL, and progress notes were on the table by 0745 on 15 of 15 (100%) of days following the intervention. Three months after the intervention, the following were observed: morning handoff started by 0745 on 10 of 10 (100%) of days; finished by 0800 on 10 of 10 (100%) of days; and table cards, ESL, and progress notes were on the table by 0745 on 10 of 10 (100%) of days.

Qualitative Data Analysis

Three themes were identified in both preintervention and postintervention surveys: timeliness, quality of report and environment (Table 2). In the preintervention survey, timeliness complaints involved inconsistent start time, prolonged duration of handoff, and inefficiency due to time wasted while teams waited for their handoff report. Comments about report quality mentioned the nonstandardized report process that included nonpertinent information and editorializing. Environmental concerns addressed noise from multiple service team members assembled in 1 large room and chatting while awaiting report. In the postintervention survey, respondents' comments noted improved efficiency, environment, and report quality.

Provider Survey Feedback: Representative Comments
Deficiency Pre‐Intervention Post‐Intervention
Timeliness Efficiency needed I found the changes lead to more concise and valuable time spent in report
Timely, scheduled and efficient reports would help increase my attendance I personally enjoyed having the times set so you are held accountable for a certain handoff
Set report times so I don't have to listen to everyone else's report More organized and efficient
Too much time wasted Love the good to go card! Can start on rounds
Environment Not having to listen to chit chat unrelated to patient carewould improve my attendance There is less chit chat
Services should receive report in a quieter room Seems less chaotic with less people overall in the room so less distraction
Need a quieter and smaller room Because the room is quieter, I did not have to repeat information
Too noisy Quiet and respectful
Quality I would like a more organized format More information isn't needed, just the correct information in a timely manner I felt that the amount of information shared was only what was pertinent and important
If I first had the opportunity to review ESL and any notes generated in the last 12 hours, this would improve report Written information on the ESL assured that I didn't forget something important
Less editorializing about events and less adrenaline I liked having the progress notes generated overnight available for review
Need only meaningful information Excellent report with prompt dissemination of information

Discussion

We describe an intervention that set the expectation for formal, structured written and verbal communication in a focused environment involving outgoing and incoming clinicians, resulting in improved satisfaction. Before the intervention, the improvement team identified by consensus 4 problems: unpredictable start time, inefficiency, environment, and report quality. Formal structuring of our handoff process resulted in statistically significant improvement in handoff timeliness and efficiency in the view of the HIM division members. Process improvement included precise team specific start times within a 12‐minute window to improve reliability and predictability and eliminating nonproductive waiting. Additionally, receiving teams were clearly identified with table cards so that no time was wasted locating the appropriate service for report, and minimizing role‐identification challenges. The good to go sign signaled teams that no events had occurred overnight requiring verbal report. Handoff timeliness persisted 3 months after the intervention, suggesting that the process is easily sustainable.

Postintervention survey comments noted the improved environment: a smaller, quieter room with the door closed. Before the intervention, all day team providers, CAs and night provider met in a large, loud room where multiple conversations were commonplace. Previous study of the handoff process supports creating an environment free of distraction.4

Postintervention survey responses to the open‐ended questions suggested improved provider satisfaction with the quality of the report. We believe this occurred for several reasons. First, having a precise start time for each team within a 12‐minute window led to a more focused report. Second, the ESL provided a column for providers to suggest plans of care for anticipated overnight events to improve preparedness and avoid significant omissions. Third, hospital notes generated overnight were made available which allowed daytime providers to review events before handoff, for a more informed update, or just after verbal report to reinforce the information just received, a technique used in other high‐reliability organizations.16 This measure also provided an at‐a‐glance view of each patient, decreasing the complexity of handoff.17

This study has important limitations. We address the handoff process of 1 hospitalist group at a single academic center. NP/PAs are the clinicians with first‐call responsibility for the night coverage of our patients, and the handoff process between the night NP/PA and daytime provider was studied. The handoff between physicians for patients admitted overnight was not assessed. Another limitation is that the time spent in handoff is reported as a participant estimate. There was no objective measurement of time, and respondents may have been biased. An additional limitation of our study concerns the preintervention and postintervention surveys. Both surveys were anonymous, which makes discerning the absolute impact of the intervention difficult due to the lack of paired responses. Lastly, our institution has an ESL. This option may not be available in other hospital systems.

Several deficiencies in the handoff process were addressed by providing key clinical data verbally and in written format, enhancing the physical environment, and defining each team's handoff start time. Our process improvements are consistent with the handoff recommendations endorsed by the Society of Hospital Medicine.12 Subsequent direct observation, subjective reports, and survey results demonstrated improvement in the handoff process.

Future studies might measure the effectiveness of morning handoff by end‐shift interviews of the daytime clinicians. Similarly, a study of evening handoff could measure the efficiency and effectiveness of report given by day teams to night‐coverage colleagues. Furthermore, if the handoff report skill set can be more rigorously defined and measured, a hospitalist clinical competency for hospitalists and NP/PAs could be developed in this core process‐of‐care.12

Acknowledgements

The authors thank Lisa Boucher for preparation of this manuscript.

References
  1. Solet DA, Norvell MN, Rutan GH, et al.Lost in translation: challenges and opportunities in physician‐to‐physician communication during patient handoffs.Acad Med.2005;80:10941099.
  2. Sutcliffe KM, Lewton E, Rosenthal MM.Communication failures: an insidious contributor to medical mishaps.Acad Med.2004;79:186194.
  3. Leonard M, Graham S, Bonacum D.The human factor: the critical importance of effective teamwork and communication in providing safe care.Quality 13 Suppl 1:i8590.
  4. Vidyarthi AR, Arora V, Schnipper JL, et al.Managing discontinuity in academic medical centers: strategies for a safe and effective resident sign‐out.J Hosp Med.2006;1:257266.
  5. Horwitz LI, Moin T, Green ML.Development and implementation of an oral sign‐out skills curriculum.J Gen Intern Med.2007;22:14701474.
  6. Kemp CD, Bath JM, Berger J, et al.The top 10 list for a safe and effective sign‐out.Arch Surg2008;143(10):10081010.
  7. Riesenberg LA, Leitzsch J, Massucci JL, et al.Residents' and attending physicians' handoffs: a systematic review of the literature.Acad Med.2009;84(12):17751787.
  8. Chu ES, Reid M, Schulz T, et al.A structured handoff program for interns.Acad Med.2009;84:347352.
  9. Wayne JD, Tyagi R, Reinhardt G, et al.Simple standardized patient handoff system that increases accuracy and completeness.J Surg.2008;65:476485.
  10. Van Eaton EG, Horvath KD, Lober WB, et al.A randomized, controlled trial evaluation the impact of a computerized rounding and sign‐out system on continuity of care and resident work hours.J Am Coll Surg.2005;200:538545.
  11. Hinami K, Farnan JM, Meltzer DO, Arora VM.Understanding communication during hospitalist service changes: A mixed methods study.J Hosp Med.2009;4(9):535540.
  12. Arora VM, Manjarrez E, Dressler DD, Bassaviah P, Halasyamani L, Kripalani S.Hospitalist handoffs: a systematic review and task force recommendations.J of Hosp Med.2009;4(7):433440.
  13. Roy CL, Liang CL, Lund M, et al.Implementation of a physician assistant/hospitalist service in an academic medical center: impact on efficiency and patient outcomes.J Hosp Med.2008;3:361368.
  14. Strauss A, Corbin JM.Basics of Qualitiative Research: Grounded Theory Procedures and Techniques.Sage Publications, Inc.Newbury Park, CA.1990.
  15. Lincold YS, Guba EG.Naturalistic Inquiry.Sage Publications, Inc.Newbury Park, CA.1985.
  16. Patterson ES.Communication strategies from high‐reliability organizations.Ann Surg.2007;245(2):170172.
  17. Patterson ES, Roth EM, Woods DD, et al.Handoff strategies in settings with high consequences for failure: lessons for health care operations.Int J Qual Health Care.2004;16(2):125.
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Article PDF

Transfer of responsibility for patients, or handoff,1 occurs frequently in hospitalist services, requiring excellent and timely communication to ensure patient safety. Communication failure is a major contributor to medical errors.2, 3 Recognizing such findings, a growing body of literature addresses handoff techniques for learners.47

Vidyarthi described the handoff process as traditionally informal, unstructured, and idiosyncratic,4 and many believe efforts to formalize and structure this process are important for patient safety.8 Standardized handoff forms have improved accuracy of information.9 Web‐based sign‐out systems reportedly reduced the number of patients missed on rounds.10

Hospitalists also face challenges with effective communication during service change.11 The Society of Hospital Medicine identified the handoff skill as a core competency for hospitalists, and recommendations based on a systematic review of the literature were published.12 Inpatient medicine programs are increasingly using midlevel providers such as nurse practitioners (NPs) and physician assistants (PAs) along with hospitalists to accommodate workload while maintaining the scholarly enterprise in academic centers.13 To our knowledge there is no literature examining the hospitalist service handoffs involving NP/PAs.

We wished to study the effectiveness and timeliness of the morning handoff from the night coverage providers to the daytime teams consisting of one hospitalist and one NP/PA. Our objectives were to identify deficiencies and to evaluate the effectiveness of a restructured handoff process.

Methods

The Mayo Clinic Institutional Review Board reviewed and approved this study.

Setting

At the time of this study, the Division of Hospital Internal Medicine (HIM) at our institution consisted of 22 hospitalists, 11 NPs and 9 PAs (hereinafter NP/PAs), and 2 clinical assistants (CAs). The CAs assist with clerical duties not covered by Unit Secretaries:

  • Obtaining outside records

  • Clarifying referring physician contact information

  • Scheduling follow‐up outpatient appointments for tests, procedures, and visits

  • Attendance at morning handoff

Each CA can assist 3 or 4 daytime service teams.

Daytime Service Organization

Six HIM services, each managing up to 12 patients, are staffed by a partnership of 1 hospitalist and 1 NP/PA: Four services are primary general medicine services, and 2 consulting (orthopedic comanagement) services.

Night Coverage

Three of 4 primary daytime services and one consult service team transfer care to the (in‐house) night NP/PA. The night NP/PA addresses any acute‐care issues and reports at morning handoff to the 3 primary services and 1 consult service. In a designated conference room the morning handoff occurs, with at least 1 (day team) service representative present. This is usually the NP/PA, as the day team hospitalist concurrently receives a report on new admissions from the (in‐house) night hospitalist (who also covers one service and backs up the night NP/PA).

Improvement Process

An improvement team was formed within the Division of HIM consisting of 3 hospitalists, 3 NP/PAs, and 2 CAs to assess the existing handoff process at 7:45am between the Night NP/PA and daytime services. The improvement team met, reviewed evidence‐based literature on handoffs and discussed our local process. Four problems were identified by consensus:

  • Unpredictable start and finish times

  • Inefficiency (time wasted)

  • Poor environment (room noisy and distracting conversations)

  • Poor communication (overwrought and meandering narratives).

Intervention

The improvement team structured a new handoff process to address these deficiencies.

  • Environment: Moved to a smaller room (lower ceiling, less ambient noise).

  • Identification: table cards designating seats for participants (reduced queries regarding what service are you, today?).

  • Start Times: Each service team assigned a consistent start time (labeled on the table card) within a 15‐minute period, and although earlier reportage could occur, any service team present at their designated time has priority for the attention of the night NP/PA, and the opportunity to ask questions.

  • Quiet and Focus: HIM members were reminded to remain quiet in the handoff room, so the service receiving report has the floor and personal conversations must not impede the principals.

  • Visual Cue: Green Good to go sign placed on team table cards when no verbal was required.

  • Written e‐Material: The improvement team required elements of a brief written report in a specified column of our existing electronic service list (ESL). The ESL is a custom designed template importing laboratory, medication, and demographic data automatically but also capable of free text additions (Figure 1). All providers were instructed to update the ESL every 12 hours.

  • Admission and Progress Notes: After manual electronic medical record search, the CAs printed any notes generated in the preceding 12 hours and placed them by the team table card.

Figure 1
Electronic template. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]

The improvement team provided education for the new process at a division meeting and through e‐mail. The recommended report sequence was night NP/PA reporting and day service teams asking questions and seeking clarifications. We discouraged editorial comments and chit‐chat.

A member of the improvement team monitored the new handoff process for 15 days, and 3 months later for 10 days.

Survey

An anonymous survey (Figure 2) concerning staff satisfaction with handoff was conducted immediately before and 15 days after the intervention. In the e‐mail containing the postintervention survey, providers were asked to respond only if they had been on service the preceding 15 days (and thus eligible to participate in handoff). To help insure this, the first question read, Have you been on service during the past 15 days?

Figure 2
Survey Questions.

Statistics

To compare the relationship of preintervention and postintervention survey responses, Fisher's exact test was used to compare categorical variables and 2 sample t‐test and Wilcoxon rank sum test were used for continuous variables. Comparisons that adjusted for the possibility of someone responding to both the preintervention and postintervention surveys were not performed since the surveys were anonymous. A P value <0.05 was considered statistically significant. For the item concerning the percentage of days morning report was attended while on service, based on a common standard deviation estimate of 35.3, we had 80% power to detect a difference of 29.1 (pre vs. post). This computation assumes a 2‐sample t‐test of = 0.05 with sample sizes of 36 and 18. We have 59% power to detect a difference of 27% (67% pre vs. 94% post) for those who at least agree that helpful information was conveyed during handoff. This computation is based on a 2‐sided Pearson 2 test with = 0.05.

Qualitative data analysis of respondents' answers to the open‐ended survey questions What would increase the likelihood of your attending handoff? and What feedback do you have regarding the changes to handoff? was performed using the constant comparative method14 associated with grounded theory approaches to identify themes and categories.15 To establish interrater reliability, three investigators (MCB, DTK, LLK) independently identified coding categories for the data set, compared results, redefined coding categories as needed, and reanalyzed the data until 80% agreement was reached.

Results

Thirty‐six of the 44 providers (82%) answered the preintervention survey, including 18 of 22 hospitalists (82%), 17 of 20 NPs/PAs (85%), and 1 of 2 CAs (50%). During the intervention based on our staffing model, 21 providers had the opportunity to participate in handoff, and 18 (86%) answered the postintervention survey, including 5 of 6 hospitalists (83%), 9 of 14 NPs/PAs (64%), and 2 of 2 CAs (100%). All respondents to the postintervention survey reported being on service during the previous 15 days.

As summarized in Table 1, compared to 60.5% of survey participants (n = 38) who thought morning handoff was performed in a timely fashion preintervention, 100% (n = 15) felt it was performed in a timely fashion postintervention (P = 0.005). The average time spent in morning report before the intervention was 11 minutes, as compared to 5 minutes after the intervention (P < 0.0028). Prior to the intervention, 6.5 minutes of the handoff were viewed to be wasteful, as compared to 0.5 minutes of the handoff in the postintervention survey (P < 0.0001). Attendance and quality of information perceptions did not demonstrate statistically significant change.

Provider Survey Results Pre‐ and Postintervention
Survey Question Preintervention Postintervention P
What proportion of days while on service did you attend morning report? (%) 78 87 0.4119
Helpful information was conveyed in morning report, n (%) 0.112
Strongly agree 9 (25) 9 (56)
Agree 15 (42) 6 (38)
Neutral 8 (22) 1 (6)
Disagree 4 (11) 0
Strongly disagree 0 0
Morning report was performed in a timely manner, #yes/#no 23/15 15/0 0.005
Estimate the number of minutes each day you would spend in morning report (minute) 11 5 <0.0028
Estimate the number of minutes in morning report you thought were wasteful (minute) 6.5 0.5 <0.0001

During the 15‐day observation period, morning handoff started by 0745 on 14 of 15 (93%) of days and finished by 0800 on 15 of 15 (100%) of days. Table cards, ESL, and progress notes were on the table by 0745 on 15 of 15 (100%) of days following the intervention. Three months after the intervention, the following were observed: morning handoff started by 0745 on 10 of 10 (100%) of days; finished by 0800 on 10 of 10 (100%) of days; and table cards, ESL, and progress notes were on the table by 0745 on 10 of 10 (100%) of days.

Qualitative Data Analysis

Three themes were identified in both preintervention and postintervention surveys: timeliness, quality of report and environment (Table 2). In the preintervention survey, timeliness complaints involved inconsistent start time, prolonged duration of handoff, and inefficiency due to time wasted while teams waited for their handoff report. Comments about report quality mentioned the nonstandardized report process that included nonpertinent information and editorializing. Environmental concerns addressed noise from multiple service team members assembled in 1 large room and chatting while awaiting report. In the postintervention survey, respondents' comments noted improved efficiency, environment, and report quality.

Provider Survey Feedback: Representative Comments
Deficiency Pre‐Intervention Post‐Intervention
Timeliness Efficiency needed I found the changes lead to more concise and valuable time spent in report
Timely, scheduled and efficient reports would help increase my attendance I personally enjoyed having the times set so you are held accountable for a certain handoff
Set report times so I don't have to listen to everyone else's report More organized and efficient
Too much time wasted Love the good to go card! Can start on rounds
Environment Not having to listen to chit chat unrelated to patient carewould improve my attendance There is less chit chat
Services should receive report in a quieter room Seems less chaotic with less people overall in the room so less distraction
Need a quieter and smaller room Because the room is quieter, I did not have to repeat information
Too noisy Quiet and respectful
Quality I would like a more organized format More information isn't needed, just the correct information in a timely manner I felt that the amount of information shared was only what was pertinent and important
If I first had the opportunity to review ESL and any notes generated in the last 12 hours, this would improve report Written information on the ESL assured that I didn't forget something important
Less editorializing about events and less adrenaline I liked having the progress notes generated overnight available for review
Need only meaningful information Excellent report with prompt dissemination of information

Discussion

We describe an intervention that set the expectation for formal, structured written and verbal communication in a focused environment involving outgoing and incoming clinicians, resulting in improved satisfaction. Before the intervention, the improvement team identified by consensus 4 problems: unpredictable start time, inefficiency, environment, and report quality. Formal structuring of our handoff process resulted in statistically significant improvement in handoff timeliness and efficiency in the view of the HIM division members. Process improvement included precise team specific start times within a 12‐minute window to improve reliability and predictability and eliminating nonproductive waiting. Additionally, receiving teams were clearly identified with table cards so that no time was wasted locating the appropriate service for report, and minimizing role‐identification challenges. The good to go sign signaled teams that no events had occurred overnight requiring verbal report. Handoff timeliness persisted 3 months after the intervention, suggesting that the process is easily sustainable.

Postintervention survey comments noted the improved environment: a smaller, quieter room with the door closed. Before the intervention, all day team providers, CAs and night provider met in a large, loud room where multiple conversations were commonplace. Previous study of the handoff process supports creating an environment free of distraction.4

Postintervention survey responses to the open‐ended questions suggested improved provider satisfaction with the quality of the report. We believe this occurred for several reasons. First, having a precise start time for each team within a 12‐minute window led to a more focused report. Second, the ESL provided a column for providers to suggest plans of care for anticipated overnight events to improve preparedness and avoid significant omissions. Third, hospital notes generated overnight were made available which allowed daytime providers to review events before handoff, for a more informed update, or just after verbal report to reinforce the information just received, a technique used in other high‐reliability organizations.16 This measure also provided an at‐a‐glance view of each patient, decreasing the complexity of handoff.17

This study has important limitations. We address the handoff process of 1 hospitalist group at a single academic center. NP/PAs are the clinicians with first‐call responsibility for the night coverage of our patients, and the handoff process between the night NP/PA and daytime provider was studied. The handoff between physicians for patients admitted overnight was not assessed. Another limitation is that the time spent in handoff is reported as a participant estimate. There was no objective measurement of time, and respondents may have been biased. An additional limitation of our study concerns the preintervention and postintervention surveys. Both surveys were anonymous, which makes discerning the absolute impact of the intervention difficult due to the lack of paired responses. Lastly, our institution has an ESL. This option may not be available in other hospital systems.

Several deficiencies in the handoff process were addressed by providing key clinical data verbally and in written format, enhancing the physical environment, and defining each team's handoff start time. Our process improvements are consistent with the handoff recommendations endorsed by the Society of Hospital Medicine.12 Subsequent direct observation, subjective reports, and survey results demonstrated improvement in the handoff process.

Future studies might measure the effectiveness of morning handoff by end‐shift interviews of the daytime clinicians. Similarly, a study of evening handoff could measure the efficiency and effectiveness of report given by day teams to night‐coverage colleagues. Furthermore, if the handoff report skill set can be more rigorously defined and measured, a hospitalist clinical competency for hospitalists and NP/PAs could be developed in this core process‐of‐care.12

Acknowledgements

The authors thank Lisa Boucher for preparation of this manuscript.

Transfer of responsibility for patients, or handoff,1 occurs frequently in hospitalist services, requiring excellent and timely communication to ensure patient safety. Communication failure is a major contributor to medical errors.2, 3 Recognizing such findings, a growing body of literature addresses handoff techniques for learners.47

Vidyarthi described the handoff process as traditionally informal, unstructured, and idiosyncratic,4 and many believe efforts to formalize and structure this process are important for patient safety.8 Standardized handoff forms have improved accuracy of information.9 Web‐based sign‐out systems reportedly reduced the number of patients missed on rounds.10

Hospitalists also face challenges with effective communication during service change.11 The Society of Hospital Medicine identified the handoff skill as a core competency for hospitalists, and recommendations based on a systematic review of the literature were published.12 Inpatient medicine programs are increasingly using midlevel providers such as nurse practitioners (NPs) and physician assistants (PAs) along with hospitalists to accommodate workload while maintaining the scholarly enterprise in academic centers.13 To our knowledge there is no literature examining the hospitalist service handoffs involving NP/PAs.

We wished to study the effectiveness and timeliness of the morning handoff from the night coverage providers to the daytime teams consisting of one hospitalist and one NP/PA. Our objectives were to identify deficiencies and to evaluate the effectiveness of a restructured handoff process.

Methods

The Mayo Clinic Institutional Review Board reviewed and approved this study.

Setting

At the time of this study, the Division of Hospital Internal Medicine (HIM) at our institution consisted of 22 hospitalists, 11 NPs and 9 PAs (hereinafter NP/PAs), and 2 clinical assistants (CAs). The CAs assist with clerical duties not covered by Unit Secretaries:

  • Obtaining outside records

  • Clarifying referring physician contact information

  • Scheduling follow‐up outpatient appointments for tests, procedures, and visits

  • Attendance at morning handoff

Each CA can assist 3 or 4 daytime service teams.

Daytime Service Organization

Six HIM services, each managing up to 12 patients, are staffed by a partnership of 1 hospitalist and 1 NP/PA: Four services are primary general medicine services, and 2 consulting (orthopedic comanagement) services.

Night Coverage

Three of 4 primary daytime services and one consult service team transfer care to the (in‐house) night NP/PA. The night NP/PA addresses any acute‐care issues and reports at morning handoff to the 3 primary services and 1 consult service. In a designated conference room the morning handoff occurs, with at least 1 (day team) service representative present. This is usually the NP/PA, as the day team hospitalist concurrently receives a report on new admissions from the (in‐house) night hospitalist (who also covers one service and backs up the night NP/PA).

Improvement Process

An improvement team was formed within the Division of HIM consisting of 3 hospitalists, 3 NP/PAs, and 2 CAs to assess the existing handoff process at 7:45am between the Night NP/PA and daytime services. The improvement team met, reviewed evidence‐based literature on handoffs and discussed our local process. Four problems were identified by consensus:

  • Unpredictable start and finish times

  • Inefficiency (time wasted)

  • Poor environment (room noisy and distracting conversations)

  • Poor communication (overwrought and meandering narratives).

Intervention

The improvement team structured a new handoff process to address these deficiencies.

  • Environment: Moved to a smaller room (lower ceiling, less ambient noise).

  • Identification: table cards designating seats for participants (reduced queries regarding what service are you, today?).

  • Start Times: Each service team assigned a consistent start time (labeled on the table card) within a 15‐minute period, and although earlier reportage could occur, any service team present at their designated time has priority for the attention of the night NP/PA, and the opportunity to ask questions.

  • Quiet and Focus: HIM members were reminded to remain quiet in the handoff room, so the service receiving report has the floor and personal conversations must not impede the principals.

  • Visual Cue: Green Good to go sign placed on team table cards when no verbal was required.

  • Written e‐Material: The improvement team required elements of a brief written report in a specified column of our existing electronic service list (ESL). The ESL is a custom designed template importing laboratory, medication, and demographic data automatically but also capable of free text additions (Figure 1). All providers were instructed to update the ESL every 12 hours.

  • Admission and Progress Notes: After manual electronic medical record search, the CAs printed any notes generated in the preceding 12 hours and placed them by the team table card.

Figure 1
Electronic template. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]

The improvement team provided education for the new process at a division meeting and through e‐mail. The recommended report sequence was night NP/PA reporting and day service teams asking questions and seeking clarifications. We discouraged editorial comments and chit‐chat.

A member of the improvement team monitored the new handoff process for 15 days, and 3 months later for 10 days.

Survey

An anonymous survey (Figure 2) concerning staff satisfaction with handoff was conducted immediately before and 15 days after the intervention. In the e‐mail containing the postintervention survey, providers were asked to respond only if they had been on service the preceding 15 days (and thus eligible to participate in handoff). To help insure this, the first question read, Have you been on service during the past 15 days?

Figure 2
Survey Questions.

Statistics

To compare the relationship of preintervention and postintervention survey responses, Fisher's exact test was used to compare categorical variables and 2 sample t‐test and Wilcoxon rank sum test were used for continuous variables. Comparisons that adjusted for the possibility of someone responding to both the preintervention and postintervention surveys were not performed since the surveys were anonymous. A P value <0.05 was considered statistically significant. For the item concerning the percentage of days morning report was attended while on service, based on a common standard deviation estimate of 35.3, we had 80% power to detect a difference of 29.1 (pre vs. post). This computation assumes a 2‐sample t‐test of = 0.05 with sample sizes of 36 and 18. We have 59% power to detect a difference of 27% (67% pre vs. 94% post) for those who at least agree that helpful information was conveyed during handoff. This computation is based on a 2‐sided Pearson 2 test with = 0.05.

Qualitative data analysis of respondents' answers to the open‐ended survey questions What would increase the likelihood of your attending handoff? and What feedback do you have regarding the changes to handoff? was performed using the constant comparative method14 associated with grounded theory approaches to identify themes and categories.15 To establish interrater reliability, three investigators (MCB, DTK, LLK) independently identified coding categories for the data set, compared results, redefined coding categories as needed, and reanalyzed the data until 80% agreement was reached.

Results

Thirty‐six of the 44 providers (82%) answered the preintervention survey, including 18 of 22 hospitalists (82%), 17 of 20 NPs/PAs (85%), and 1 of 2 CAs (50%). During the intervention based on our staffing model, 21 providers had the opportunity to participate in handoff, and 18 (86%) answered the postintervention survey, including 5 of 6 hospitalists (83%), 9 of 14 NPs/PAs (64%), and 2 of 2 CAs (100%). All respondents to the postintervention survey reported being on service during the previous 15 days.

As summarized in Table 1, compared to 60.5% of survey participants (n = 38) who thought morning handoff was performed in a timely fashion preintervention, 100% (n = 15) felt it was performed in a timely fashion postintervention (P = 0.005). The average time spent in morning report before the intervention was 11 minutes, as compared to 5 minutes after the intervention (P < 0.0028). Prior to the intervention, 6.5 minutes of the handoff were viewed to be wasteful, as compared to 0.5 minutes of the handoff in the postintervention survey (P < 0.0001). Attendance and quality of information perceptions did not demonstrate statistically significant change.

Provider Survey Results Pre‐ and Postintervention
Survey Question Preintervention Postintervention P
What proportion of days while on service did you attend morning report? (%) 78 87 0.4119
Helpful information was conveyed in morning report, n (%) 0.112
Strongly agree 9 (25) 9 (56)
Agree 15 (42) 6 (38)
Neutral 8 (22) 1 (6)
Disagree 4 (11) 0
Strongly disagree 0 0
Morning report was performed in a timely manner, #yes/#no 23/15 15/0 0.005
Estimate the number of minutes each day you would spend in morning report (minute) 11 5 <0.0028
Estimate the number of minutes in morning report you thought were wasteful (minute) 6.5 0.5 <0.0001

During the 15‐day observation period, morning handoff started by 0745 on 14 of 15 (93%) of days and finished by 0800 on 15 of 15 (100%) of days. Table cards, ESL, and progress notes were on the table by 0745 on 15 of 15 (100%) of days following the intervention. Three months after the intervention, the following were observed: morning handoff started by 0745 on 10 of 10 (100%) of days; finished by 0800 on 10 of 10 (100%) of days; and table cards, ESL, and progress notes were on the table by 0745 on 10 of 10 (100%) of days.

Qualitative Data Analysis

Three themes were identified in both preintervention and postintervention surveys: timeliness, quality of report and environment (Table 2). In the preintervention survey, timeliness complaints involved inconsistent start time, prolonged duration of handoff, and inefficiency due to time wasted while teams waited for their handoff report. Comments about report quality mentioned the nonstandardized report process that included nonpertinent information and editorializing. Environmental concerns addressed noise from multiple service team members assembled in 1 large room and chatting while awaiting report. In the postintervention survey, respondents' comments noted improved efficiency, environment, and report quality.

Provider Survey Feedback: Representative Comments
Deficiency Pre‐Intervention Post‐Intervention
Timeliness Efficiency needed I found the changes lead to more concise and valuable time spent in report
Timely, scheduled and efficient reports would help increase my attendance I personally enjoyed having the times set so you are held accountable for a certain handoff
Set report times so I don't have to listen to everyone else's report More organized and efficient
Too much time wasted Love the good to go card! Can start on rounds
Environment Not having to listen to chit chat unrelated to patient carewould improve my attendance There is less chit chat
Services should receive report in a quieter room Seems less chaotic with less people overall in the room so less distraction
Need a quieter and smaller room Because the room is quieter, I did not have to repeat information
Too noisy Quiet and respectful
Quality I would like a more organized format More information isn't needed, just the correct information in a timely manner I felt that the amount of information shared was only what was pertinent and important
If I first had the opportunity to review ESL and any notes generated in the last 12 hours, this would improve report Written information on the ESL assured that I didn't forget something important
Less editorializing about events and less adrenaline I liked having the progress notes generated overnight available for review
Need only meaningful information Excellent report with prompt dissemination of information

Discussion

We describe an intervention that set the expectation for formal, structured written and verbal communication in a focused environment involving outgoing and incoming clinicians, resulting in improved satisfaction. Before the intervention, the improvement team identified by consensus 4 problems: unpredictable start time, inefficiency, environment, and report quality. Formal structuring of our handoff process resulted in statistically significant improvement in handoff timeliness and efficiency in the view of the HIM division members. Process improvement included precise team specific start times within a 12‐minute window to improve reliability and predictability and eliminating nonproductive waiting. Additionally, receiving teams were clearly identified with table cards so that no time was wasted locating the appropriate service for report, and minimizing role‐identification challenges. The good to go sign signaled teams that no events had occurred overnight requiring verbal report. Handoff timeliness persisted 3 months after the intervention, suggesting that the process is easily sustainable.

Postintervention survey comments noted the improved environment: a smaller, quieter room with the door closed. Before the intervention, all day team providers, CAs and night provider met in a large, loud room where multiple conversations were commonplace. Previous study of the handoff process supports creating an environment free of distraction.4

Postintervention survey responses to the open‐ended questions suggested improved provider satisfaction with the quality of the report. We believe this occurred for several reasons. First, having a precise start time for each team within a 12‐minute window led to a more focused report. Second, the ESL provided a column for providers to suggest plans of care for anticipated overnight events to improve preparedness and avoid significant omissions. Third, hospital notes generated overnight were made available which allowed daytime providers to review events before handoff, for a more informed update, or just after verbal report to reinforce the information just received, a technique used in other high‐reliability organizations.16 This measure also provided an at‐a‐glance view of each patient, decreasing the complexity of handoff.17

This study has important limitations. We address the handoff process of 1 hospitalist group at a single academic center. NP/PAs are the clinicians with first‐call responsibility for the night coverage of our patients, and the handoff process between the night NP/PA and daytime provider was studied. The handoff between physicians for patients admitted overnight was not assessed. Another limitation is that the time spent in handoff is reported as a participant estimate. There was no objective measurement of time, and respondents may have been biased. An additional limitation of our study concerns the preintervention and postintervention surveys. Both surveys were anonymous, which makes discerning the absolute impact of the intervention difficult due to the lack of paired responses. Lastly, our institution has an ESL. This option may not be available in other hospital systems.

Several deficiencies in the handoff process were addressed by providing key clinical data verbally and in written format, enhancing the physical environment, and defining each team's handoff start time. Our process improvements are consistent with the handoff recommendations endorsed by the Society of Hospital Medicine.12 Subsequent direct observation, subjective reports, and survey results demonstrated improvement in the handoff process.

Future studies might measure the effectiveness of morning handoff by end‐shift interviews of the daytime clinicians. Similarly, a study of evening handoff could measure the efficiency and effectiveness of report given by day teams to night‐coverage colleagues. Furthermore, if the handoff report skill set can be more rigorously defined and measured, a hospitalist clinical competency for hospitalists and NP/PAs could be developed in this core process‐of‐care.12

Acknowledgements

The authors thank Lisa Boucher for preparation of this manuscript.

References
  1. Solet DA, Norvell MN, Rutan GH, et al.Lost in translation: challenges and opportunities in physician‐to‐physician communication during patient handoffs.Acad Med.2005;80:10941099.
  2. Sutcliffe KM, Lewton E, Rosenthal MM.Communication failures: an insidious contributor to medical mishaps.Acad Med.2004;79:186194.
  3. Leonard M, Graham S, Bonacum D.The human factor: the critical importance of effective teamwork and communication in providing safe care.Quality 13 Suppl 1:i8590.
  4. Vidyarthi AR, Arora V, Schnipper JL, et al.Managing discontinuity in academic medical centers: strategies for a safe and effective resident sign‐out.J Hosp Med.2006;1:257266.
  5. Horwitz LI, Moin T, Green ML.Development and implementation of an oral sign‐out skills curriculum.J Gen Intern Med.2007;22:14701474.
  6. Kemp CD, Bath JM, Berger J, et al.The top 10 list for a safe and effective sign‐out.Arch Surg2008;143(10):10081010.
  7. Riesenberg LA, Leitzsch J, Massucci JL, et al.Residents' and attending physicians' handoffs: a systematic review of the literature.Acad Med.2009;84(12):17751787.
  8. Chu ES, Reid M, Schulz T, et al.A structured handoff program for interns.Acad Med.2009;84:347352.
  9. Wayne JD, Tyagi R, Reinhardt G, et al.Simple standardized patient handoff system that increases accuracy and completeness.J Surg.2008;65:476485.
  10. Van Eaton EG, Horvath KD, Lober WB, et al.A randomized, controlled trial evaluation the impact of a computerized rounding and sign‐out system on continuity of care and resident work hours.J Am Coll Surg.2005;200:538545.
  11. Hinami K, Farnan JM, Meltzer DO, Arora VM.Understanding communication during hospitalist service changes: A mixed methods study.J Hosp Med.2009;4(9):535540.
  12. Arora VM, Manjarrez E, Dressler DD, Bassaviah P, Halasyamani L, Kripalani S.Hospitalist handoffs: a systematic review and task force recommendations.J of Hosp Med.2009;4(7):433440.
  13. Roy CL, Liang CL, Lund M, et al.Implementation of a physician assistant/hospitalist service in an academic medical center: impact on efficiency and patient outcomes.J Hosp Med.2008;3:361368.
  14. Strauss A, Corbin JM.Basics of Qualitiative Research: Grounded Theory Procedures and Techniques.Sage Publications, Inc.Newbury Park, CA.1990.
  15. Lincold YS, Guba EG.Naturalistic Inquiry.Sage Publications, Inc.Newbury Park, CA.1985.
  16. Patterson ES.Communication strategies from high‐reliability organizations.Ann Surg.2007;245(2):170172.
  17. Patterson ES, Roth EM, Woods DD, et al.Handoff strategies in settings with high consequences for failure: lessons for health care operations.Int J Qual Health Care.2004;16(2):125.
References
  1. Solet DA, Norvell MN, Rutan GH, et al.Lost in translation: challenges and opportunities in physician‐to‐physician communication during patient handoffs.Acad Med.2005;80:10941099.
  2. Sutcliffe KM, Lewton E, Rosenthal MM.Communication failures: an insidious contributor to medical mishaps.Acad Med.2004;79:186194.
  3. Leonard M, Graham S, Bonacum D.The human factor: the critical importance of effective teamwork and communication in providing safe care.Quality 13 Suppl 1:i8590.
  4. Vidyarthi AR, Arora V, Schnipper JL, et al.Managing discontinuity in academic medical centers: strategies for a safe and effective resident sign‐out.J Hosp Med.2006;1:257266.
  5. Horwitz LI, Moin T, Green ML.Development and implementation of an oral sign‐out skills curriculum.J Gen Intern Med.2007;22:14701474.
  6. Kemp CD, Bath JM, Berger J, et al.The top 10 list for a safe and effective sign‐out.Arch Surg2008;143(10):10081010.
  7. Riesenberg LA, Leitzsch J, Massucci JL, et al.Residents' and attending physicians' handoffs: a systematic review of the literature.Acad Med.2009;84(12):17751787.
  8. Chu ES, Reid M, Schulz T, et al.A structured handoff program for interns.Acad Med.2009;84:347352.
  9. Wayne JD, Tyagi R, Reinhardt G, et al.Simple standardized patient handoff system that increases accuracy and completeness.J Surg.2008;65:476485.
  10. Van Eaton EG, Horvath KD, Lober WB, et al.A randomized, controlled trial evaluation the impact of a computerized rounding and sign‐out system on continuity of care and resident work hours.J Am Coll Surg.2005;200:538545.
  11. Hinami K, Farnan JM, Meltzer DO, Arora VM.Understanding communication during hospitalist service changes: A mixed methods study.J Hosp Med.2009;4(9):535540.
  12. Arora VM, Manjarrez E, Dressler DD, Bassaviah P, Halasyamani L, Kripalani S.Hospitalist handoffs: a systematic review and task force recommendations.J of Hosp Med.2009;4(7):433440.
  13. Roy CL, Liang CL, Lund M, et al.Implementation of a physician assistant/hospitalist service in an academic medical center: impact on efficiency and patient outcomes.J Hosp Med.2008;3:361368.
  14. Strauss A, Corbin JM.Basics of Qualitiative Research: Grounded Theory Procedures and Techniques.Sage Publications, Inc.Newbury Park, CA.1990.
  15. Lincold YS, Guba EG.Naturalistic Inquiry.Sage Publications, Inc.Newbury Park, CA.1985.
  16. Patterson ES.Communication strategies from high‐reliability organizations.Ann Surg.2007;245(2):170172.
  17. Patterson ES, Roth EM, Woods DD, et al.Handoff strategies in settings with high consequences for failure: lessons for health care operations.Int J Qual Health Care.2004;16(2):125.
Issue
Journal of Hospital Medicine - 5(9)
Issue
Journal of Hospital Medicine - 5(9)
Page Number
547-552
Page Number
547-552
Article Type
Display Headline
Gaining efficiency and satisfaction in the handoff process
Display Headline
Gaining efficiency and satisfaction in the handoff process
Legacy Keywords
handoff, handover, shift change, signout
Legacy Keywords
handoff, handover, shift change, signout
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Copyright © 2010 Society of Hospital Medicine
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Division of Hospital Internal Medicine, Mayo Clinic, 200 First St SW, Rochester, MN 55905
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