Physical activity may lower risk of some cancers

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Physical activity may lower risk of some cancers

Marathon runners

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Being physically active during leisure time may lower a person’s risk of certain cancers, according to a new study.

A high level of physical activity was associated with a 20% lower risk of myeloid leukemia, a 17% lower risk of myeloma, a 9% lower risk of non-Hodgkin lymphoma, and a 7% lower risk of cancer in general.

On the other hand, a high level of physical activity was also associated with a higher risk of malignant melanoma and prostate cancer.

Steven C. Moore, PhD, of the National Cancer Institute in Bethesda, Maryland, and his colleagues reported these findings in JAMA Internal Medicine.

The researchers pooled data from 12 US and European study cohorts with self-reported physical activity (1987-2004). And they analyzed associations between physical activity and 26 types of cancer.

The study included 1.4 million participants, and 186,932 cancers were identified during a median of 11 years of follow-up.

Compared with the lowest level of leisure-time physical activity (10th percentile), the highest level of activity (90th percentile) had strong inverse associations (a 20% or greater reduction in risk) for 7 cancer types:

  • Myeloid leukemia (hazard ratio [HR]=0.80 [95% CI, 0.70-0.92])
  • Esophageal adenocarcinoma (HR=0.58 [95% CI, 0.37-0.89])
  • Liver cancer (HR=0.73 [95% CI, 0.55-0.98])
  • Lung cancer (HR=0.74 [95% CI, 0.71-0.77])
  • Kidney cancer (HR=0.77 [95% CI, 0.70-0.85])
  • Gastric cardia (HR=0.78 [95% CI, 0.64-0.95])
  • Endometrial cancer (HR=0.79 [95% CI, 0.68-0.92]).

There were moderate inverse associations (a 10% to 20% reduction in risk) between the highest level of activity and 6 cancers:

  • Myeloma (HR=0.83 [95% CI, 0.72-0.95])
  • Colon cancer (HR=0.84 [95% CI, 0.77-0.91])
  • Head and neck cancer (HR=0.85 [95% CI, 0.78-0.93])
  • Rectal cancer (HR=0.87 [95% CI, 0.80-0.95])
  • Bladder cancer (HR=0.87 [95% CI, 0.82-0.92])
  • Breast cancer (HR=0.90 [95% CI, 0.87-0.93]).

And there were suggestive inverse associations between the highest level of activity and 3 cancers:

  • Non-Hodgkin lymphoma (HR=0.91 [95% CI, 0.83-1.00])
  • Gallbladder cancer (HR=0.72 [95% CI, 0.51-1.01])
  • Small intestine cancer (HR=0.78 [95% CI, 0.60-1.00]).

However, the highest level of activity was also associated with an increased risk of prostate cancer (HR=1.05 [95% CI, 1.03-1.08]) and malignant melanoma (HR=1.27 [95% CI, 1.16-1.40]).

The researchers said the main limitation of this study is that they cannot fully exclude the possibility that diet, smoking, and other factors may have affected these results. Also, the study used self-reported physical activity, which can mean errors in recall.

Still, the team said these findings support promoting physical activity as a key component of population-wide cancer prevention and control efforts.

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Marathon runners

Photo by K. Johansson

Being physically active during leisure time may lower a person’s risk of certain cancers, according to a new study.

A high level of physical activity was associated with a 20% lower risk of myeloid leukemia, a 17% lower risk of myeloma, a 9% lower risk of non-Hodgkin lymphoma, and a 7% lower risk of cancer in general.

On the other hand, a high level of physical activity was also associated with a higher risk of malignant melanoma and prostate cancer.

Steven C. Moore, PhD, of the National Cancer Institute in Bethesda, Maryland, and his colleagues reported these findings in JAMA Internal Medicine.

The researchers pooled data from 12 US and European study cohorts with self-reported physical activity (1987-2004). And they analyzed associations between physical activity and 26 types of cancer.

The study included 1.4 million participants, and 186,932 cancers were identified during a median of 11 years of follow-up.

Compared with the lowest level of leisure-time physical activity (10th percentile), the highest level of activity (90th percentile) had strong inverse associations (a 20% or greater reduction in risk) for 7 cancer types:

  • Myeloid leukemia (hazard ratio [HR]=0.80 [95% CI, 0.70-0.92])
  • Esophageal adenocarcinoma (HR=0.58 [95% CI, 0.37-0.89])
  • Liver cancer (HR=0.73 [95% CI, 0.55-0.98])
  • Lung cancer (HR=0.74 [95% CI, 0.71-0.77])
  • Kidney cancer (HR=0.77 [95% CI, 0.70-0.85])
  • Gastric cardia (HR=0.78 [95% CI, 0.64-0.95])
  • Endometrial cancer (HR=0.79 [95% CI, 0.68-0.92]).

There were moderate inverse associations (a 10% to 20% reduction in risk) between the highest level of activity and 6 cancers:

  • Myeloma (HR=0.83 [95% CI, 0.72-0.95])
  • Colon cancer (HR=0.84 [95% CI, 0.77-0.91])
  • Head and neck cancer (HR=0.85 [95% CI, 0.78-0.93])
  • Rectal cancer (HR=0.87 [95% CI, 0.80-0.95])
  • Bladder cancer (HR=0.87 [95% CI, 0.82-0.92])
  • Breast cancer (HR=0.90 [95% CI, 0.87-0.93]).

And there were suggestive inverse associations between the highest level of activity and 3 cancers:

  • Non-Hodgkin lymphoma (HR=0.91 [95% CI, 0.83-1.00])
  • Gallbladder cancer (HR=0.72 [95% CI, 0.51-1.01])
  • Small intestine cancer (HR=0.78 [95% CI, 0.60-1.00]).

However, the highest level of activity was also associated with an increased risk of prostate cancer (HR=1.05 [95% CI, 1.03-1.08]) and malignant melanoma (HR=1.27 [95% CI, 1.16-1.40]).

The researchers said the main limitation of this study is that they cannot fully exclude the possibility that diet, smoking, and other factors may have affected these results. Also, the study used self-reported physical activity, which can mean errors in recall.

Still, the team said these findings support promoting physical activity as a key component of population-wide cancer prevention and control efforts.

Marathon runners

Photo by K. Johansson

Being physically active during leisure time may lower a person’s risk of certain cancers, according to a new study.

A high level of physical activity was associated with a 20% lower risk of myeloid leukemia, a 17% lower risk of myeloma, a 9% lower risk of non-Hodgkin lymphoma, and a 7% lower risk of cancer in general.

On the other hand, a high level of physical activity was also associated with a higher risk of malignant melanoma and prostate cancer.

Steven C. Moore, PhD, of the National Cancer Institute in Bethesda, Maryland, and his colleagues reported these findings in JAMA Internal Medicine.

The researchers pooled data from 12 US and European study cohorts with self-reported physical activity (1987-2004). And they analyzed associations between physical activity and 26 types of cancer.

The study included 1.4 million participants, and 186,932 cancers were identified during a median of 11 years of follow-up.

Compared with the lowest level of leisure-time physical activity (10th percentile), the highest level of activity (90th percentile) had strong inverse associations (a 20% or greater reduction in risk) for 7 cancer types:

  • Myeloid leukemia (hazard ratio [HR]=0.80 [95% CI, 0.70-0.92])
  • Esophageal adenocarcinoma (HR=0.58 [95% CI, 0.37-0.89])
  • Liver cancer (HR=0.73 [95% CI, 0.55-0.98])
  • Lung cancer (HR=0.74 [95% CI, 0.71-0.77])
  • Kidney cancer (HR=0.77 [95% CI, 0.70-0.85])
  • Gastric cardia (HR=0.78 [95% CI, 0.64-0.95])
  • Endometrial cancer (HR=0.79 [95% CI, 0.68-0.92]).

There were moderate inverse associations (a 10% to 20% reduction in risk) between the highest level of activity and 6 cancers:

  • Myeloma (HR=0.83 [95% CI, 0.72-0.95])
  • Colon cancer (HR=0.84 [95% CI, 0.77-0.91])
  • Head and neck cancer (HR=0.85 [95% CI, 0.78-0.93])
  • Rectal cancer (HR=0.87 [95% CI, 0.80-0.95])
  • Bladder cancer (HR=0.87 [95% CI, 0.82-0.92])
  • Breast cancer (HR=0.90 [95% CI, 0.87-0.93]).

And there were suggestive inverse associations between the highest level of activity and 3 cancers:

  • Non-Hodgkin lymphoma (HR=0.91 [95% CI, 0.83-1.00])
  • Gallbladder cancer (HR=0.72 [95% CI, 0.51-1.01])
  • Small intestine cancer (HR=0.78 [95% CI, 0.60-1.00]).

However, the highest level of activity was also associated with an increased risk of prostate cancer (HR=1.05 [95% CI, 1.03-1.08]) and malignant melanoma (HR=1.27 [95% CI, 1.16-1.40]).

The researchers said the main limitation of this study is that they cannot fully exclude the possibility that diet, smoking, and other factors may have affected these results. Also, the study used self-reported physical activity, which can mean errors in recall.

Still, the team said these findings support promoting physical activity as a key component of population-wide cancer prevention and control efforts.

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Reversal agent granted conditional approval in Canada

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Reversal agent granted conditional approval in Canada

Patient taking dabigatran

to prevent thrombosis after

knee replacement surgery

© Boehringer Ingelheim

Health Canada has granted conditional approval for idarucizumab (Praxbind), a humanized antibody fragment designed to reverse the anticoagulant effects of dabigatran etexilate (Pradaxa) in cases of emergency surgery/urgent procedures or in situations of life-threatening or uncontrolled bleeding.

The conditional approval of idarucizumab reflects the promising nature of the available clinical evidence.

For the drug to gain full approval, Boehringer Ingelheim—the company that markets both idarucizumab and dabigatran—must provide Health Canada with data confirming that idarucizumab provides a clinical benefit.

To date, study results have demonstrated that 5g of idarucizumab provides immediate, complete, and sustained reversal of the anticoagulant effects of dabigatran in most patients.

In the ongoing phase 3 RE-VERSE AD trial, researchers are evaluating idarucizumab in emergency settings.

Interim results from this trial showed that idarucizumab normalized diluted thrombin time and ecarin clotting time in a majority of dabigatran-treated patients with uncontrolled or life-threatening bleeding complications and most patients who required emergency surgery or an invasive procedure.

Researchers said there were no safety concerns related to idarucizumab. However, 23% of patients in this trial experienced serious adverse events, 20% of patients died, and several patients had thrombotic or bleeding events.

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Patient taking dabigatran

to prevent thrombosis after

knee replacement surgery

© Boehringer Ingelheim

Health Canada has granted conditional approval for idarucizumab (Praxbind), a humanized antibody fragment designed to reverse the anticoagulant effects of dabigatran etexilate (Pradaxa) in cases of emergency surgery/urgent procedures or in situations of life-threatening or uncontrolled bleeding.

The conditional approval of idarucizumab reflects the promising nature of the available clinical evidence.

For the drug to gain full approval, Boehringer Ingelheim—the company that markets both idarucizumab and dabigatran—must provide Health Canada with data confirming that idarucizumab provides a clinical benefit.

To date, study results have demonstrated that 5g of idarucizumab provides immediate, complete, and sustained reversal of the anticoagulant effects of dabigatran in most patients.

In the ongoing phase 3 RE-VERSE AD trial, researchers are evaluating idarucizumab in emergency settings.

Interim results from this trial showed that idarucizumab normalized diluted thrombin time and ecarin clotting time in a majority of dabigatran-treated patients with uncontrolled or life-threatening bleeding complications and most patients who required emergency surgery or an invasive procedure.

Researchers said there were no safety concerns related to idarucizumab. However, 23% of patients in this trial experienced serious adverse events, 20% of patients died, and several patients had thrombotic or bleeding events.

Patient taking dabigatran

to prevent thrombosis after

knee replacement surgery

© Boehringer Ingelheim

Health Canada has granted conditional approval for idarucizumab (Praxbind), a humanized antibody fragment designed to reverse the anticoagulant effects of dabigatran etexilate (Pradaxa) in cases of emergency surgery/urgent procedures or in situations of life-threatening or uncontrolled bleeding.

The conditional approval of idarucizumab reflects the promising nature of the available clinical evidence.

For the drug to gain full approval, Boehringer Ingelheim—the company that markets both idarucizumab and dabigatran—must provide Health Canada with data confirming that idarucizumab provides a clinical benefit.

To date, study results have demonstrated that 5g of idarucizumab provides immediate, complete, and sustained reversal of the anticoagulant effects of dabigatran in most patients.

In the ongoing phase 3 RE-VERSE AD trial, researchers are evaluating idarucizumab in emergency settings.

Interim results from this trial showed that idarucizumab normalized diluted thrombin time and ecarin clotting time in a majority of dabigatran-treated patients with uncontrolled or life-threatening bleeding complications and most patients who required emergency surgery or an invasive procedure.

Researchers said there were no safety concerns related to idarucizumab. However, 23% of patients in this trial experienced serious adverse events, 20% of patients died, and several patients had thrombotic or bleeding events.

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Improving NK cell therapy

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Improving NK cell therapy

NK cell destroying cancer cell

Image by Joshua Stokes

New findings published in PNAS may help scientists improve the efficacy of natural killer (NK) cell therapy for patients with leukemia.

The preclinical research revealed a tolerance mechanism that restrains the activity of NK cells, as well as a potential way to overcome this problem.

Investigators found that a transcription factor, Kruppel-like factor 2 (KFL2), is critical for NK cell expansion and survival.

Specifically, KLF2 limits immature NK cell proliferation and instructs mature NK cells to home to niches rich in interleukin 15 (IL-15), which is necessary for their continued survival.

“This is the same process likely used by cancer cells to avoid destruction by NK cells,” said study author Eric Sebzda, PhD, of Vanderbilt University Medical Center in Nashville, Tennessee.

In particular, tumors may avoid immune clearance by promoting KLF2 destruction within the NK cell population, thereby starving these cells of IL-15.

Dr Sebzda and his colleagues noted that increased expression of IL-15 can improve immune responses against tumors. Unfortunately, it’s not easy to introduce the cytokine only within a tumor microenvironment, and high systemic levels of IL-15 can be toxic.

Recruiting cells that transpresent IL-15 to the tumor microenvironment may overcome this barrier and therefore improve NK cell-mediated cancer therapy, the investigators said. However, the methodology hasn’t been worked out yet.

“Our paper should encourage this line of inquiry,” Dr Sebzda concluded.

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NK cell destroying cancer cell

Image by Joshua Stokes

New findings published in PNAS may help scientists improve the efficacy of natural killer (NK) cell therapy for patients with leukemia.

The preclinical research revealed a tolerance mechanism that restrains the activity of NK cells, as well as a potential way to overcome this problem.

Investigators found that a transcription factor, Kruppel-like factor 2 (KFL2), is critical for NK cell expansion and survival.

Specifically, KLF2 limits immature NK cell proliferation and instructs mature NK cells to home to niches rich in interleukin 15 (IL-15), which is necessary for their continued survival.

“This is the same process likely used by cancer cells to avoid destruction by NK cells,” said study author Eric Sebzda, PhD, of Vanderbilt University Medical Center in Nashville, Tennessee.

In particular, tumors may avoid immune clearance by promoting KLF2 destruction within the NK cell population, thereby starving these cells of IL-15.

Dr Sebzda and his colleagues noted that increased expression of IL-15 can improve immune responses against tumors. Unfortunately, it’s not easy to introduce the cytokine only within a tumor microenvironment, and high systemic levels of IL-15 can be toxic.

Recruiting cells that transpresent IL-15 to the tumor microenvironment may overcome this barrier and therefore improve NK cell-mediated cancer therapy, the investigators said. However, the methodology hasn’t been worked out yet.

“Our paper should encourage this line of inquiry,” Dr Sebzda concluded.

NK cell destroying cancer cell

Image by Joshua Stokes

New findings published in PNAS may help scientists improve the efficacy of natural killer (NK) cell therapy for patients with leukemia.

The preclinical research revealed a tolerance mechanism that restrains the activity of NK cells, as well as a potential way to overcome this problem.

Investigators found that a transcription factor, Kruppel-like factor 2 (KFL2), is critical for NK cell expansion and survival.

Specifically, KLF2 limits immature NK cell proliferation and instructs mature NK cells to home to niches rich in interleukin 15 (IL-15), which is necessary for their continued survival.

“This is the same process likely used by cancer cells to avoid destruction by NK cells,” said study author Eric Sebzda, PhD, of Vanderbilt University Medical Center in Nashville, Tennessee.

In particular, tumors may avoid immune clearance by promoting KLF2 destruction within the NK cell population, thereby starving these cells of IL-15.

Dr Sebzda and his colleagues noted that increased expression of IL-15 can improve immune responses against tumors. Unfortunately, it’s not easy to introduce the cytokine only within a tumor microenvironment, and high systemic levels of IL-15 can be toxic.

Recruiting cells that transpresent IL-15 to the tumor microenvironment may overcome this barrier and therefore improve NK cell-mediated cancer therapy, the investigators said. However, the methodology hasn’t been worked out yet.

“Our paper should encourage this line of inquiry,” Dr Sebzda concluded.

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Physician Predictions of Length of Stay

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Physician predictions of length of stay of patients admitted with heart failure

Heart failure is a frequent cause of hospital admission in the United States, with an estimated cost of $31 billion dollars per year.[1] Discharging a patient with heart failure requires a multidisciplinary approach that includes anticipating a discharge date, scheduling follow‐up, reconciling medications, assessing home‐care or placement needs, and delivering patient education.[2, 3] Comprehensive transitional care interventions reduce readmissions and mortality.[2] Individually tailored and structured discharge plans decrease length of stay and readmissions.[3] The Centers for Medicare and Medicaid Services recently proposed that discharge planning begin within 24 hours of inpatient admissions,[4] despite inadequate data surrounding the optimal time to begin discharge planning.[3] In addition to enabling transitional care, identifying patients vulnerable to extended hospitalization aids in risk stratification, as prolonged length of stay is associated with increased risk of readmission and mortality.[5, 6]

Physicians are not able to accurately prognosticate whether patients will experience short‐term outcomes such as readmissions or mortality.[7, 8] Likewise, physicians do not predict length of stay accurately for heterogeneous patient populations,[9, 10, 11] even on the morning prior to anticipated discharge.[12] Prediction accuracy for patients admitted with heart failure, however, has not been adequately studied. The objectives of this study were to measure the accuracy of inpatient physicians' early predictions of length of stay for patients admitted with heart failure and to determine whether level of experience improved accuracy.

METHODS

In this prospective, observational study, we measured physicians' predictions of length of stay for patients admitted to a heart failure teaching service at an academic tertiary care hospital. Three resident/emntern teams rotate admitting responsibilities every 3 days, supervised by 1 attending cardiologist. Patients admitted overnight may be admitted independently by the on‐call resident without intern collaboration.

All physicians staffing our center's heart failure teaching service between August 1, 2013 and November 19, 2013 were recruited, and consecutively admitted adult patients were included. Patients were excluded if they did not have any cardiac diagnosis or if still admitted at study completion in February 2014. Deceased patients' time of death was counted as discharge.

Interns, residents, and attending cardiologists were interviewed independently within 24 hours of admission and asked to predict length of stay. Interns and residents were interviewed prior to rounds, and attendings thereafter. Electronic medical records were reviewed to determine date and time of admission and discharge, demographics, clinical variables, and discharge diagnoses.

The primary outcome was accuracy of predictions of length of stay stratified by level of experience. Based on prior pilot data, at 80% power and significance level () of 0.05, we estimated that predictions were needed on 100 patients to detect a 2‐day difference between actual and predicted length of stay.

Student t tests were used to compare the difference between predicted and actual length of stay for each level of training. Analysis of variance (ANOVA) was used to compare accuracy of prediction by training level. Generalized estimating equation (GEE) modeling was applied to compare predictions among interns, residents, and attending cardiologists, accounting for clustering by individual physician. GEE models were adjusted for study week in a sensitivity analysis to determine if predictions improved over time.

Analysis was performed using SAS 9.3 (SAS Institute Inc., Cary, NC) and R 2.14 (The R Foundation for Statistical Computing, Vienna, Austria). Institutional review board approval was granted, and physicians provided informed consent. All authors had access to primary data devoid of protected health information.

RESULTS

In total, 22 interns (<6 months experience), 25 residents (13 years experience), and 8 attending cardiologists (mean 19 9.7 years experience) were studied. Predictions were performed on 171 consecutively admitted patients. Five patients had noncardiac diagnoses and 1 patient remained admitted, leaving 165 patients for analysis. Predictions were made by all 3 physician levels on 98 patients. There were 67 patients with incomplete predictions as a result of 63 intern, 13 attending, and 4 resident predictions that were unobtainable. Absent intern data predominantly resulted from night shift admissions. Remaining missing data were due to time‐sensitive physician tasks that interfered with physician interviews.

Patient characteristics are described in Table 1. Physicians provided 415 predictions on 165 patients, 157 (95%) of whom survived to hospital discharge. Mean and median lengths of stay were 10.9 and 8 days (interquartile range [IQR], 4 to 13). Mean intern (N = 102), resident (N = 161), and attending (N = 152) predictions were 5.4 days (95% confidence interval [CI]: 4.6 to 6.2), 6.6 days (95% CI: 5.8 to 7.4) and 7.2 days (95% CI: 6.4 to 7.9), respectively. Median intern, resident, and attending predictions were 5 days (IQR, 3 to 7), 5 days (IQR, 3 to 7), and 6 days (IQR, 4 to 10). Mean differences between predicted and actual length of stay for interns, residents and attendings were 9 days (95% CI: 8.2 to 3.6), 4.3 days (95% C: 6.0 to 2.7), and 3.5 days (95% CI: 5.1 to 2.0). The mean difference between predicted and actual length of stay was statistically significant for all groups (P < 0.0001). Median intern, resident, and attending differences between predicted and actual were 2 days (IQR, 7 to 0), 2 days (IQR, 7 to 0), and 1 day (IQR, 5 to 1), respectively. Predictions correlated poorly with actual length of stay (R2 = 0.11).

Patient Characteristics
Patients, N = 165 (%)
  • NOTE: Patient characteristics are for all included patients. Percentages may not add up to 100% due to rounding. Abbreviations: ADLS, Activities of Daily Living; EF, ejection fraction; HF, heart failure; IADLS, Instrumental Activities of Daily Living; NYHA, New York Heart Association. *Patients with heart transplants were categorized unknown if no NYHA class was documented.

Male 105 (63%)
Age 57 16 years
White 99 (60%)
Black 52 (31%)
Asian, Hispanic, other, unknown 16 (9%)
HF classification
HF with a reduced EF (EF 40%) 106(64%)
HF mixed/undefined (EF 41%49%) 14 (8%)
HF with a preserved EF (EF 50%) 20 (12%)
Right heart failure only 5 (3%)
Heart transplant cardiac complications 20 (12%)
Severity of illness on admission
NYHA class I 9 (5%)
NYHA class II 25 (15%)
NYHA class III 67 (41%)
NYHA class IV 32 (19%)
NYHA class unknown* 32 (19%)
Mean no. of home medications prior to admission 13 6
On intravenous inotropes prior to admission 18 (11%)
On mechanical circulatory support prior to admission 15 (9%)
Status postheart transplant 20 (12%)
Invasive hemodynamic monitoring within 24 hours 94 (57%)
Type of admission
Admitted through emergency department 71 (43%)
Admitted from clinic 35 (21%)
Transferred from other acute care hospitals 56 (34%)
Admitted from skilled nursing or rehabilitation facility 3 (2%)
Social history
Lived alone prior to admission 32 (19%)
Prison/homeless/facility/unknown living situation 8 (5%)
Required assistance for IADLS/ADLS prior to admission 29 (17%)
Home health services initiated prior to admission 42 (25%)
Prior admission history
No known admissions in the prior year 70 (42%)
1 admission in the prior year 37 (22%)
2 admissions in the prior year 21 (13%)
310 admissions in the prior year 36 (22%)
Unknown readmission status 1 (1%)
Readmitted patients
Readmitted within 30 days 38 (23%)
Readmitted within 7 days 13 (8%)

Ninety‐eight patients (59%) received predictions from physicians at all 3 experience levels. Mean and median lengths of stay were 11.3 days and 7.5 days (IQR, 4 to 13). Concordant with the entire cohort, median intern, resident, and attending predictions for these patients were 5 days (IQR, 3 to 7), 5 days (IQR, 3 to 7), and 6 days (IQR, 4 to 10), respectively. Differences between predicted and actual length of stay were statistically significant for all groups: the mean difference for interns, residents, and attendings was 5.8 days (95% CI: 8.2 to 3.4, P < 0.0001), 4.6 days (95% CI: 7.1 to 2.0, P = 0.0001), and 4.3 days (95% CI: 6.5 to 2.1, P = 0.0003), respectively (Figure 1).

Figure 1
Actual length of stay versus physicians' predictions (n = 98). Mean LOS (days) of all patients for whom there was a prediction made by all 3 physicians on the team. Predictions were significantly less than actual LOS for interns, residents, and attending cardiologists (P < 0.0001, P = 0.0001, P = 0.0003, respectively). There were no significant differences among predictions made by interns, residents, and attending cardiologists (P = 0.61). Abbreviations: LOS, length of stay.

There are differences among providers with improved prediction as level of experience increased, but this is not statistically significant as determined by ANOVA (p=0.64) or by GEE modeling to account for clustering of predictions by physician (P = 0.61). Analysis that adjusted for study week yielded similar results. Thus, experience did not improve accuracy.

DISCUSSION

We prospectively measured accuracy of physicians' length of stay predictions of heart failure patients and compared accuracy by experience level. All physicians underestimated length of stay, with average differences between 3.5 and 6 days. Most notably, level of experience did not improve accuracy. Although we anticipated that experience would improve prediction, our findings are not compatible with this hypothesis. Future studies of factors affecting length of stay predictions would help to better understand our findings.

Our results are consistent with small, single‐center studies of different patient and physician cohorts. Hulter Asberg found that internists at a hospital were unable to predict whether a patient would remain admitted 10 days or more, with poor interobserver reliability.[9] Mak et al. demonstrated that emergency physicians underestimated length of stay by an average of 2 days when predicting length of stay on a broad spectrum of patients in an emergency department.[10] Physician predictions of length of stay have been found to be inaccurate in a center's oncologic intensive care unit population.[11] Sullivan et al. found that academic general medicine physicians predicted discharge with 27% sensitivity the morning prior to next‐day discharge, which improved significantly to 67% by the afternoon, concluding that physicians can provide meaningful discharge predictions the afternoon prior to next‐day discharge.[12] By focusing on patients with heart failure, a major driver of hospitalization and readmission, and comparing providers by level of experience, we augment this existing body of work.

In addition to identifying patients at risk for readmission and mortality,[5, 6] accurate discharge prediction may improve safety of weekend discharges and patient satisfaction. Heart failure patients discharged on weekends receive less complete discharge instructions,[13] suffer higher mortality, and are readmitted more frequently than those discharged on weekdays.[14] Early and accurate predictions may enhance interventions targeting patients with anticipated weekend discharges. Furthermore, inadequate communication regarding anticipated discharge timing is a source of patient dissatisfaction,[15] and accurate prediction of discharge, if shared with patients, may improve patient satisfaction.

Limitations of our study include that it was a single‐center study at a large academic tertiary care hospital with predictions assessed on a teaching service. Severity of illness of this cohort may be a barrier to generalizability, and physicians may predict prognosis of healthier patients more accurately. We recorded predictions at the time of admission, and did not assess whether accuracy improved closer to discharge. We did not collect predictions from non‐physician team members. Sample size and absent data regarding the causes of prolonged hospitalization prohibited an analyses of variables associated with prediction inaccuracy.

CONCLUSIONS

Physicians do not accurately forecast heart failure patients' length of stay at the time of admission, and level of experience does not improve accuracy. Future studies are warranted to determine whether predictions closer to discharge, by an interdisciplinary team, or with assistance of risk‐prediction models are more accurate than physician predictions at admission, and whether early identification of patients at risk for prolonged hospitalization improves outcomes. Ultimately, early and accurate length of stay forecasts may improve risk stratification, patient satisfaction, and discharge planning, and reduce adverse outcomes related to at‐risk discharges.

Acknowledgements

The authors acknowledge Katherine R Courtright, MD, for her gracious assistance with statistical analysis.

Disclosure: Nothing to report

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References
  1. Heidenreich PA, Albert NM, Allen LA, et al. Forecasting the impact of heart failure in the United States: a policy statement from the American Heart Association. Circ Heart Fail. 2013;6:606619.
  2. Kansagara D, Chiovaro JC, Kagen D, et al. So many options, where do we start? An overview of the care transitions literature. J Hosp Med. 2016;;11(3):221230.
  3. Goncalves‐Bradley DC, Lannin NA, Clemson LM, Cameron ID, Shepperd S. Discharge planning from hospital. Cochrane Database Syst Rev. 2016;1:CD000313.
  4. Department of Health and Human Services. Centers for Medicare and Medicaid Services. 42 CFR Parts 482, 484, 485 Medicare and Medicaid programs; revisions to requirements for discharge planning for hospitals, critical access hospitals, and home health agencies; proposed rule. Fed Regist. 2015:80(212): 6812668155.
  5. Au A, McAlister FA, Bakal JA, Ezekowitz J, Kaul P, Walraven C. Predicting the risk of unplanned readmission or death within 30 days of discharge after a heart failure hospitalization. Am Heart J. 2012;164:365372.
  6. Cotter G, Davison BA, Milo O, et al. Predictors and associations with outcomes of length of hospital stay in patients with acute heart failure: results from VERITAS20 [published online December 22, 2015]. J Card Fail. doi: 10.1016/j.cardfail.2015.12.017.
  7. Allaudeen N, Schnipper JL, Orav EJ, Wachter RM, Vidyarthi AR. Inability of providers to predict unplanned readmissions. J Gen Intern Med. 2011;26(7):771776.
  8. Yamokoski LM, Hasselblad V, Moser DK, et al. Prediction of rehospitalization and death in severe heart failure by physicians and nurses of the ESCAPE trial. J Card Fail. 2007;13(1):813.
  9. Hulter Asberg K. Physicians' outcome predictions for elderly patients. Survival, hospital discharge, and length of stay in a department of internal medicine. Scand J Soc Med. 1986;14(3):127132.
  10. Mak G, Grant WD, McKenzie JC, McCabe JB. Physicians' ability to predict hospital length of stay for patients admitted to the hospital from the emergency department. Emerg Med Int. 2012;2012:824674.
  11. Nassar AP, Caruso P. ICU physicians are unable to accurately predict length of stay at admission: a prospective study. Int J Qual Health Care. 2016;28(1):99103.
  12. Sullivan B, Ming B, Boggan JC, et al. An evaluation of physician predictions of discharge on a general medicine service. J Hosp Med. 2015;10(12) 808810.
  13. Horwich TB, Hernandez AF, Liang L, et al. Weekend hospital admission and discharge for heart failure: association with quality of care and clinical outcomes. Am Heart J. 2009;158(3):451458.
  14. McAlister FA, Au AG, Majumdar SR, Youngson E, Padwal RS. Postdischarge outcomes in heart failure are better for teaching hospitals and weekday discharges. Circ Heart Fail. 2013;6(5):922929.
  15. Manning DM, Tammel KJ, Blegen RN, et al. In‐room display of day and time patient is anticipated to leave hospital: a “discharge appointment.” J Hosp Med. 2007;2(1):1316.
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Heart failure is a frequent cause of hospital admission in the United States, with an estimated cost of $31 billion dollars per year.[1] Discharging a patient with heart failure requires a multidisciplinary approach that includes anticipating a discharge date, scheduling follow‐up, reconciling medications, assessing home‐care or placement needs, and delivering patient education.[2, 3] Comprehensive transitional care interventions reduce readmissions and mortality.[2] Individually tailored and structured discharge plans decrease length of stay and readmissions.[3] The Centers for Medicare and Medicaid Services recently proposed that discharge planning begin within 24 hours of inpatient admissions,[4] despite inadequate data surrounding the optimal time to begin discharge planning.[3] In addition to enabling transitional care, identifying patients vulnerable to extended hospitalization aids in risk stratification, as prolonged length of stay is associated with increased risk of readmission and mortality.[5, 6]

Physicians are not able to accurately prognosticate whether patients will experience short‐term outcomes such as readmissions or mortality.[7, 8] Likewise, physicians do not predict length of stay accurately for heterogeneous patient populations,[9, 10, 11] even on the morning prior to anticipated discharge.[12] Prediction accuracy for patients admitted with heart failure, however, has not been adequately studied. The objectives of this study were to measure the accuracy of inpatient physicians' early predictions of length of stay for patients admitted with heart failure and to determine whether level of experience improved accuracy.

METHODS

In this prospective, observational study, we measured physicians' predictions of length of stay for patients admitted to a heart failure teaching service at an academic tertiary care hospital. Three resident/emntern teams rotate admitting responsibilities every 3 days, supervised by 1 attending cardiologist. Patients admitted overnight may be admitted independently by the on‐call resident without intern collaboration.

All physicians staffing our center's heart failure teaching service between August 1, 2013 and November 19, 2013 were recruited, and consecutively admitted adult patients were included. Patients were excluded if they did not have any cardiac diagnosis or if still admitted at study completion in February 2014. Deceased patients' time of death was counted as discharge.

Interns, residents, and attending cardiologists were interviewed independently within 24 hours of admission and asked to predict length of stay. Interns and residents were interviewed prior to rounds, and attendings thereafter. Electronic medical records were reviewed to determine date and time of admission and discharge, demographics, clinical variables, and discharge diagnoses.

The primary outcome was accuracy of predictions of length of stay stratified by level of experience. Based on prior pilot data, at 80% power and significance level () of 0.05, we estimated that predictions were needed on 100 patients to detect a 2‐day difference between actual and predicted length of stay.

Student t tests were used to compare the difference between predicted and actual length of stay for each level of training. Analysis of variance (ANOVA) was used to compare accuracy of prediction by training level. Generalized estimating equation (GEE) modeling was applied to compare predictions among interns, residents, and attending cardiologists, accounting for clustering by individual physician. GEE models were adjusted for study week in a sensitivity analysis to determine if predictions improved over time.

Analysis was performed using SAS 9.3 (SAS Institute Inc., Cary, NC) and R 2.14 (The R Foundation for Statistical Computing, Vienna, Austria). Institutional review board approval was granted, and physicians provided informed consent. All authors had access to primary data devoid of protected health information.

RESULTS

In total, 22 interns (<6 months experience), 25 residents (13 years experience), and 8 attending cardiologists (mean 19 9.7 years experience) were studied. Predictions were performed on 171 consecutively admitted patients. Five patients had noncardiac diagnoses and 1 patient remained admitted, leaving 165 patients for analysis. Predictions were made by all 3 physician levels on 98 patients. There were 67 patients with incomplete predictions as a result of 63 intern, 13 attending, and 4 resident predictions that were unobtainable. Absent intern data predominantly resulted from night shift admissions. Remaining missing data were due to time‐sensitive physician tasks that interfered with physician interviews.

Patient characteristics are described in Table 1. Physicians provided 415 predictions on 165 patients, 157 (95%) of whom survived to hospital discharge. Mean and median lengths of stay were 10.9 and 8 days (interquartile range [IQR], 4 to 13). Mean intern (N = 102), resident (N = 161), and attending (N = 152) predictions were 5.4 days (95% confidence interval [CI]: 4.6 to 6.2), 6.6 days (95% CI: 5.8 to 7.4) and 7.2 days (95% CI: 6.4 to 7.9), respectively. Median intern, resident, and attending predictions were 5 days (IQR, 3 to 7), 5 days (IQR, 3 to 7), and 6 days (IQR, 4 to 10). Mean differences between predicted and actual length of stay for interns, residents and attendings were 9 days (95% CI: 8.2 to 3.6), 4.3 days (95% C: 6.0 to 2.7), and 3.5 days (95% CI: 5.1 to 2.0). The mean difference between predicted and actual length of stay was statistically significant for all groups (P < 0.0001). Median intern, resident, and attending differences between predicted and actual were 2 days (IQR, 7 to 0), 2 days (IQR, 7 to 0), and 1 day (IQR, 5 to 1), respectively. Predictions correlated poorly with actual length of stay (R2 = 0.11).

Patient Characteristics
Patients, N = 165 (%)
  • NOTE: Patient characteristics are for all included patients. Percentages may not add up to 100% due to rounding. Abbreviations: ADLS, Activities of Daily Living; EF, ejection fraction; HF, heart failure; IADLS, Instrumental Activities of Daily Living; NYHA, New York Heart Association. *Patients with heart transplants were categorized unknown if no NYHA class was documented.

Male 105 (63%)
Age 57 16 years
White 99 (60%)
Black 52 (31%)
Asian, Hispanic, other, unknown 16 (9%)
HF classification
HF with a reduced EF (EF 40%) 106(64%)
HF mixed/undefined (EF 41%49%) 14 (8%)
HF with a preserved EF (EF 50%) 20 (12%)
Right heart failure only 5 (3%)
Heart transplant cardiac complications 20 (12%)
Severity of illness on admission
NYHA class I 9 (5%)
NYHA class II 25 (15%)
NYHA class III 67 (41%)
NYHA class IV 32 (19%)
NYHA class unknown* 32 (19%)
Mean no. of home medications prior to admission 13 6
On intravenous inotropes prior to admission 18 (11%)
On mechanical circulatory support prior to admission 15 (9%)
Status postheart transplant 20 (12%)
Invasive hemodynamic monitoring within 24 hours 94 (57%)
Type of admission
Admitted through emergency department 71 (43%)
Admitted from clinic 35 (21%)
Transferred from other acute care hospitals 56 (34%)
Admitted from skilled nursing or rehabilitation facility 3 (2%)
Social history
Lived alone prior to admission 32 (19%)
Prison/homeless/facility/unknown living situation 8 (5%)
Required assistance for IADLS/ADLS prior to admission 29 (17%)
Home health services initiated prior to admission 42 (25%)
Prior admission history
No known admissions in the prior year 70 (42%)
1 admission in the prior year 37 (22%)
2 admissions in the prior year 21 (13%)
310 admissions in the prior year 36 (22%)
Unknown readmission status 1 (1%)
Readmitted patients
Readmitted within 30 days 38 (23%)
Readmitted within 7 days 13 (8%)

Ninety‐eight patients (59%) received predictions from physicians at all 3 experience levels. Mean and median lengths of stay were 11.3 days and 7.5 days (IQR, 4 to 13). Concordant with the entire cohort, median intern, resident, and attending predictions for these patients were 5 days (IQR, 3 to 7), 5 days (IQR, 3 to 7), and 6 days (IQR, 4 to 10), respectively. Differences between predicted and actual length of stay were statistically significant for all groups: the mean difference for interns, residents, and attendings was 5.8 days (95% CI: 8.2 to 3.4, P < 0.0001), 4.6 days (95% CI: 7.1 to 2.0, P = 0.0001), and 4.3 days (95% CI: 6.5 to 2.1, P = 0.0003), respectively (Figure 1).

Figure 1
Actual length of stay versus physicians' predictions (n = 98). Mean LOS (days) of all patients for whom there was a prediction made by all 3 physicians on the team. Predictions were significantly less than actual LOS for interns, residents, and attending cardiologists (P < 0.0001, P = 0.0001, P = 0.0003, respectively). There were no significant differences among predictions made by interns, residents, and attending cardiologists (P = 0.61). Abbreviations: LOS, length of stay.

There are differences among providers with improved prediction as level of experience increased, but this is not statistically significant as determined by ANOVA (p=0.64) or by GEE modeling to account for clustering of predictions by physician (P = 0.61). Analysis that adjusted for study week yielded similar results. Thus, experience did not improve accuracy.

DISCUSSION

We prospectively measured accuracy of physicians' length of stay predictions of heart failure patients and compared accuracy by experience level. All physicians underestimated length of stay, with average differences between 3.5 and 6 days. Most notably, level of experience did not improve accuracy. Although we anticipated that experience would improve prediction, our findings are not compatible with this hypothesis. Future studies of factors affecting length of stay predictions would help to better understand our findings.

Our results are consistent with small, single‐center studies of different patient and physician cohorts. Hulter Asberg found that internists at a hospital were unable to predict whether a patient would remain admitted 10 days or more, with poor interobserver reliability.[9] Mak et al. demonstrated that emergency physicians underestimated length of stay by an average of 2 days when predicting length of stay on a broad spectrum of patients in an emergency department.[10] Physician predictions of length of stay have been found to be inaccurate in a center's oncologic intensive care unit population.[11] Sullivan et al. found that academic general medicine physicians predicted discharge with 27% sensitivity the morning prior to next‐day discharge, which improved significantly to 67% by the afternoon, concluding that physicians can provide meaningful discharge predictions the afternoon prior to next‐day discharge.[12] By focusing on patients with heart failure, a major driver of hospitalization and readmission, and comparing providers by level of experience, we augment this existing body of work.

In addition to identifying patients at risk for readmission and mortality,[5, 6] accurate discharge prediction may improve safety of weekend discharges and patient satisfaction. Heart failure patients discharged on weekends receive less complete discharge instructions,[13] suffer higher mortality, and are readmitted more frequently than those discharged on weekdays.[14] Early and accurate predictions may enhance interventions targeting patients with anticipated weekend discharges. Furthermore, inadequate communication regarding anticipated discharge timing is a source of patient dissatisfaction,[15] and accurate prediction of discharge, if shared with patients, may improve patient satisfaction.

Limitations of our study include that it was a single‐center study at a large academic tertiary care hospital with predictions assessed on a teaching service. Severity of illness of this cohort may be a barrier to generalizability, and physicians may predict prognosis of healthier patients more accurately. We recorded predictions at the time of admission, and did not assess whether accuracy improved closer to discharge. We did not collect predictions from non‐physician team members. Sample size and absent data regarding the causes of prolonged hospitalization prohibited an analyses of variables associated with prediction inaccuracy.

CONCLUSIONS

Physicians do not accurately forecast heart failure patients' length of stay at the time of admission, and level of experience does not improve accuracy. Future studies are warranted to determine whether predictions closer to discharge, by an interdisciplinary team, or with assistance of risk‐prediction models are more accurate than physician predictions at admission, and whether early identification of patients at risk for prolonged hospitalization improves outcomes. Ultimately, early and accurate length of stay forecasts may improve risk stratification, patient satisfaction, and discharge planning, and reduce adverse outcomes related to at‐risk discharges.

Acknowledgements

The authors acknowledge Katherine R Courtright, MD, for her gracious assistance with statistical analysis.

Disclosure: Nothing to report

Heart failure is a frequent cause of hospital admission in the United States, with an estimated cost of $31 billion dollars per year.[1] Discharging a patient with heart failure requires a multidisciplinary approach that includes anticipating a discharge date, scheduling follow‐up, reconciling medications, assessing home‐care or placement needs, and delivering patient education.[2, 3] Comprehensive transitional care interventions reduce readmissions and mortality.[2] Individually tailored and structured discharge plans decrease length of stay and readmissions.[3] The Centers for Medicare and Medicaid Services recently proposed that discharge planning begin within 24 hours of inpatient admissions,[4] despite inadequate data surrounding the optimal time to begin discharge planning.[3] In addition to enabling transitional care, identifying patients vulnerable to extended hospitalization aids in risk stratification, as prolonged length of stay is associated with increased risk of readmission and mortality.[5, 6]

Physicians are not able to accurately prognosticate whether patients will experience short‐term outcomes such as readmissions or mortality.[7, 8] Likewise, physicians do not predict length of stay accurately for heterogeneous patient populations,[9, 10, 11] even on the morning prior to anticipated discharge.[12] Prediction accuracy for patients admitted with heart failure, however, has not been adequately studied. The objectives of this study were to measure the accuracy of inpatient physicians' early predictions of length of stay for patients admitted with heart failure and to determine whether level of experience improved accuracy.

METHODS

In this prospective, observational study, we measured physicians' predictions of length of stay for patients admitted to a heart failure teaching service at an academic tertiary care hospital. Three resident/emntern teams rotate admitting responsibilities every 3 days, supervised by 1 attending cardiologist. Patients admitted overnight may be admitted independently by the on‐call resident without intern collaboration.

All physicians staffing our center's heart failure teaching service between August 1, 2013 and November 19, 2013 were recruited, and consecutively admitted adult patients were included. Patients were excluded if they did not have any cardiac diagnosis or if still admitted at study completion in February 2014. Deceased patients' time of death was counted as discharge.

Interns, residents, and attending cardiologists were interviewed independently within 24 hours of admission and asked to predict length of stay. Interns and residents were interviewed prior to rounds, and attendings thereafter. Electronic medical records were reviewed to determine date and time of admission and discharge, demographics, clinical variables, and discharge diagnoses.

The primary outcome was accuracy of predictions of length of stay stratified by level of experience. Based on prior pilot data, at 80% power and significance level () of 0.05, we estimated that predictions were needed on 100 patients to detect a 2‐day difference between actual and predicted length of stay.

Student t tests were used to compare the difference between predicted and actual length of stay for each level of training. Analysis of variance (ANOVA) was used to compare accuracy of prediction by training level. Generalized estimating equation (GEE) modeling was applied to compare predictions among interns, residents, and attending cardiologists, accounting for clustering by individual physician. GEE models were adjusted for study week in a sensitivity analysis to determine if predictions improved over time.

Analysis was performed using SAS 9.3 (SAS Institute Inc., Cary, NC) and R 2.14 (The R Foundation for Statistical Computing, Vienna, Austria). Institutional review board approval was granted, and physicians provided informed consent. All authors had access to primary data devoid of protected health information.

RESULTS

In total, 22 interns (<6 months experience), 25 residents (13 years experience), and 8 attending cardiologists (mean 19 9.7 years experience) were studied. Predictions were performed on 171 consecutively admitted patients. Five patients had noncardiac diagnoses and 1 patient remained admitted, leaving 165 patients for analysis. Predictions were made by all 3 physician levels on 98 patients. There were 67 patients with incomplete predictions as a result of 63 intern, 13 attending, and 4 resident predictions that were unobtainable. Absent intern data predominantly resulted from night shift admissions. Remaining missing data were due to time‐sensitive physician tasks that interfered with physician interviews.

Patient characteristics are described in Table 1. Physicians provided 415 predictions on 165 patients, 157 (95%) of whom survived to hospital discharge. Mean and median lengths of stay were 10.9 and 8 days (interquartile range [IQR], 4 to 13). Mean intern (N = 102), resident (N = 161), and attending (N = 152) predictions were 5.4 days (95% confidence interval [CI]: 4.6 to 6.2), 6.6 days (95% CI: 5.8 to 7.4) and 7.2 days (95% CI: 6.4 to 7.9), respectively. Median intern, resident, and attending predictions were 5 days (IQR, 3 to 7), 5 days (IQR, 3 to 7), and 6 days (IQR, 4 to 10). Mean differences between predicted and actual length of stay for interns, residents and attendings were 9 days (95% CI: 8.2 to 3.6), 4.3 days (95% C: 6.0 to 2.7), and 3.5 days (95% CI: 5.1 to 2.0). The mean difference between predicted and actual length of stay was statistically significant for all groups (P < 0.0001). Median intern, resident, and attending differences between predicted and actual were 2 days (IQR, 7 to 0), 2 days (IQR, 7 to 0), and 1 day (IQR, 5 to 1), respectively. Predictions correlated poorly with actual length of stay (R2 = 0.11).

Patient Characteristics
Patients, N = 165 (%)
  • NOTE: Patient characteristics are for all included patients. Percentages may not add up to 100% due to rounding. Abbreviations: ADLS, Activities of Daily Living; EF, ejection fraction; HF, heart failure; IADLS, Instrumental Activities of Daily Living; NYHA, New York Heart Association. *Patients with heart transplants were categorized unknown if no NYHA class was documented.

Male 105 (63%)
Age 57 16 years
White 99 (60%)
Black 52 (31%)
Asian, Hispanic, other, unknown 16 (9%)
HF classification
HF with a reduced EF (EF 40%) 106(64%)
HF mixed/undefined (EF 41%49%) 14 (8%)
HF with a preserved EF (EF 50%) 20 (12%)
Right heart failure only 5 (3%)
Heart transplant cardiac complications 20 (12%)
Severity of illness on admission
NYHA class I 9 (5%)
NYHA class II 25 (15%)
NYHA class III 67 (41%)
NYHA class IV 32 (19%)
NYHA class unknown* 32 (19%)
Mean no. of home medications prior to admission 13 6
On intravenous inotropes prior to admission 18 (11%)
On mechanical circulatory support prior to admission 15 (9%)
Status postheart transplant 20 (12%)
Invasive hemodynamic monitoring within 24 hours 94 (57%)
Type of admission
Admitted through emergency department 71 (43%)
Admitted from clinic 35 (21%)
Transferred from other acute care hospitals 56 (34%)
Admitted from skilled nursing or rehabilitation facility 3 (2%)
Social history
Lived alone prior to admission 32 (19%)
Prison/homeless/facility/unknown living situation 8 (5%)
Required assistance for IADLS/ADLS prior to admission 29 (17%)
Home health services initiated prior to admission 42 (25%)
Prior admission history
No known admissions in the prior year 70 (42%)
1 admission in the prior year 37 (22%)
2 admissions in the prior year 21 (13%)
310 admissions in the prior year 36 (22%)
Unknown readmission status 1 (1%)
Readmitted patients
Readmitted within 30 days 38 (23%)
Readmitted within 7 days 13 (8%)

Ninety‐eight patients (59%) received predictions from physicians at all 3 experience levels. Mean and median lengths of stay were 11.3 days and 7.5 days (IQR, 4 to 13). Concordant with the entire cohort, median intern, resident, and attending predictions for these patients were 5 days (IQR, 3 to 7), 5 days (IQR, 3 to 7), and 6 days (IQR, 4 to 10), respectively. Differences between predicted and actual length of stay were statistically significant for all groups: the mean difference for interns, residents, and attendings was 5.8 days (95% CI: 8.2 to 3.4, P < 0.0001), 4.6 days (95% CI: 7.1 to 2.0, P = 0.0001), and 4.3 days (95% CI: 6.5 to 2.1, P = 0.0003), respectively (Figure 1).

Figure 1
Actual length of stay versus physicians' predictions (n = 98). Mean LOS (days) of all patients for whom there was a prediction made by all 3 physicians on the team. Predictions were significantly less than actual LOS for interns, residents, and attending cardiologists (P < 0.0001, P = 0.0001, P = 0.0003, respectively). There were no significant differences among predictions made by interns, residents, and attending cardiologists (P = 0.61). Abbreviations: LOS, length of stay.

There are differences among providers with improved prediction as level of experience increased, but this is not statistically significant as determined by ANOVA (p=0.64) or by GEE modeling to account for clustering of predictions by physician (P = 0.61). Analysis that adjusted for study week yielded similar results. Thus, experience did not improve accuracy.

DISCUSSION

We prospectively measured accuracy of physicians' length of stay predictions of heart failure patients and compared accuracy by experience level. All physicians underestimated length of stay, with average differences between 3.5 and 6 days. Most notably, level of experience did not improve accuracy. Although we anticipated that experience would improve prediction, our findings are not compatible with this hypothesis. Future studies of factors affecting length of stay predictions would help to better understand our findings.

Our results are consistent with small, single‐center studies of different patient and physician cohorts. Hulter Asberg found that internists at a hospital were unable to predict whether a patient would remain admitted 10 days or more, with poor interobserver reliability.[9] Mak et al. demonstrated that emergency physicians underestimated length of stay by an average of 2 days when predicting length of stay on a broad spectrum of patients in an emergency department.[10] Physician predictions of length of stay have been found to be inaccurate in a center's oncologic intensive care unit population.[11] Sullivan et al. found that academic general medicine physicians predicted discharge with 27% sensitivity the morning prior to next‐day discharge, which improved significantly to 67% by the afternoon, concluding that physicians can provide meaningful discharge predictions the afternoon prior to next‐day discharge.[12] By focusing on patients with heart failure, a major driver of hospitalization and readmission, and comparing providers by level of experience, we augment this existing body of work.

In addition to identifying patients at risk for readmission and mortality,[5, 6] accurate discharge prediction may improve safety of weekend discharges and patient satisfaction. Heart failure patients discharged on weekends receive less complete discharge instructions,[13] suffer higher mortality, and are readmitted more frequently than those discharged on weekdays.[14] Early and accurate predictions may enhance interventions targeting patients with anticipated weekend discharges. Furthermore, inadequate communication regarding anticipated discharge timing is a source of patient dissatisfaction,[15] and accurate prediction of discharge, if shared with patients, may improve patient satisfaction.

Limitations of our study include that it was a single‐center study at a large academic tertiary care hospital with predictions assessed on a teaching service. Severity of illness of this cohort may be a barrier to generalizability, and physicians may predict prognosis of healthier patients more accurately. We recorded predictions at the time of admission, and did not assess whether accuracy improved closer to discharge. We did not collect predictions from non‐physician team members. Sample size and absent data regarding the causes of prolonged hospitalization prohibited an analyses of variables associated with prediction inaccuracy.

CONCLUSIONS

Physicians do not accurately forecast heart failure patients' length of stay at the time of admission, and level of experience does not improve accuracy. Future studies are warranted to determine whether predictions closer to discharge, by an interdisciplinary team, or with assistance of risk‐prediction models are more accurate than physician predictions at admission, and whether early identification of patients at risk for prolonged hospitalization improves outcomes. Ultimately, early and accurate length of stay forecasts may improve risk stratification, patient satisfaction, and discharge planning, and reduce adverse outcomes related to at‐risk discharges.

Acknowledgements

The authors acknowledge Katherine R Courtright, MD, for her gracious assistance with statistical analysis.

Disclosure: Nothing to report

References
  1. Heidenreich PA, Albert NM, Allen LA, et al. Forecasting the impact of heart failure in the United States: a policy statement from the American Heart Association. Circ Heart Fail. 2013;6:606619.
  2. Kansagara D, Chiovaro JC, Kagen D, et al. So many options, where do we start? An overview of the care transitions literature. J Hosp Med. 2016;;11(3):221230.
  3. Goncalves‐Bradley DC, Lannin NA, Clemson LM, Cameron ID, Shepperd S. Discharge planning from hospital. Cochrane Database Syst Rev. 2016;1:CD000313.
  4. Department of Health and Human Services. Centers for Medicare and Medicaid Services. 42 CFR Parts 482, 484, 485 Medicare and Medicaid programs; revisions to requirements for discharge planning for hospitals, critical access hospitals, and home health agencies; proposed rule. Fed Regist. 2015:80(212): 6812668155.
  5. Au A, McAlister FA, Bakal JA, Ezekowitz J, Kaul P, Walraven C. Predicting the risk of unplanned readmission or death within 30 days of discharge after a heart failure hospitalization. Am Heart J. 2012;164:365372.
  6. Cotter G, Davison BA, Milo O, et al. Predictors and associations with outcomes of length of hospital stay in patients with acute heart failure: results from VERITAS20 [published online December 22, 2015]. J Card Fail. doi: 10.1016/j.cardfail.2015.12.017.
  7. Allaudeen N, Schnipper JL, Orav EJ, Wachter RM, Vidyarthi AR. Inability of providers to predict unplanned readmissions. J Gen Intern Med. 2011;26(7):771776.
  8. Yamokoski LM, Hasselblad V, Moser DK, et al. Prediction of rehospitalization and death in severe heart failure by physicians and nurses of the ESCAPE trial. J Card Fail. 2007;13(1):813.
  9. Hulter Asberg K. Physicians' outcome predictions for elderly patients. Survival, hospital discharge, and length of stay in a department of internal medicine. Scand J Soc Med. 1986;14(3):127132.
  10. Mak G, Grant WD, McKenzie JC, McCabe JB. Physicians' ability to predict hospital length of stay for patients admitted to the hospital from the emergency department. Emerg Med Int. 2012;2012:824674.
  11. Nassar AP, Caruso P. ICU physicians are unable to accurately predict length of stay at admission: a prospective study. Int J Qual Health Care. 2016;28(1):99103.
  12. Sullivan B, Ming B, Boggan JC, et al. An evaluation of physician predictions of discharge on a general medicine service. J Hosp Med. 2015;10(12) 808810.
  13. Horwich TB, Hernandez AF, Liang L, et al. Weekend hospital admission and discharge for heart failure: association with quality of care and clinical outcomes. Am Heart J. 2009;158(3):451458.
  14. McAlister FA, Au AG, Majumdar SR, Youngson E, Padwal RS. Postdischarge outcomes in heart failure are better for teaching hospitals and weekday discharges. Circ Heart Fail. 2013;6(5):922929.
  15. Manning DM, Tammel KJ, Blegen RN, et al. In‐room display of day and time patient is anticipated to leave hospital: a “discharge appointment.” J Hosp Med. 2007;2(1):1316.
References
  1. Heidenreich PA, Albert NM, Allen LA, et al. Forecasting the impact of heart failure in the United States: a policy statement from the American Heart Association. Circ Heart Fail. 2013;6:606619.
  2. Kansagara D, Chiovaro JC, Kagen D, et al. So many options, where do we start? An overview of the care transitions literature. J Hosp Med. 2016;;11(3):221230.
  3. Goncalves‐Bradley DC, Lannin NA, Clemson LM, Cameron ID, Shepperd S. Discharge planning from hospital. Cochrane Database Syst Rev. 2016;1:CD000313.
  4. Department of Health and Human Services. Centers for Medicare and Medicaid Services. 42 CFR Parts 482, 484, 485 Medicare and Medicaid programs; revisions to requirements for discharge planning for hospitals, critical access hospitals, and home health agencies; proposed rule. Fed Regist. 2015:80(212): 6812668155.
  5. Au A, McAlister FA, Bakal JA, Ezekowitz J, Kaul P, Walraven C. Predicting the risk of unplanned readmission or death within 30 days of discharge after a heart failure hospitalization. Am Heart J. 2012;164:365372.
  6. Cotter G, Davison BA, Milo O, et al. Predictors and associations with outcomes of length of hospital stay in patients with acute heart failure: results from VERITAS20 [published online December 22, 2015]. J Card Fail. doi: 10.1016/j.cardfail.2015.12.017.
  7. Allaudeen N, Schnipper JL, Orav EJ, Wachter RM, Vidyarthi AR. Inability of providers to predict unplanned readmissions. J Gen Intern Med. 2011;26(7):771776.
  8. Yamokoski LM, Hasselblad V, Moser DK, et al. Prediction of rehospitalization and death in severe heart failure by physicians and nurses of the ESCAPE trial. J Card Fail. 2007;13(1):813.
  9. Hulter Asberg K. Physicians' outcome predictions for elderly patients. Survival, hospital discharge, and length of stay in a department of internal medicine. Scand J Soc Med. 1986;14(3):127132.
  10. Mak G, Grant WD, McKenzie JC, McCabe JB. Physicians' ability to predict hospital length of stay for patients admitted to the hospital from the emergency department. Emerg Med Int. 2012;2012:824674.
  11. Nassar AP, Caruso P. ICU physicians are unable to accurately predict length of stay at admission: a prospective study. Int J Qual Health Care. 2016;28(1):99103.
  12. Sullivan B, Ming B, Boggan JC, et al. An evaluation of physician predictions of discharge on a general medicine service. J Hosp Med. 2015;10(12) 808810.
  13. Horwich TB, Hernandez AF, Liang L, et al. Weekend hospital admission and discharge for heart failure: association with quality of care and clinical outcomes. Am Heart J. 2009;158(3):451458.
  14. McAlister FA, Au AG, Majumdar SR, Youngson E, Padwal RS. Postdischarge outcomes in heart failure are better for teaching hospitals and weekday discharges. Circ Heart Fail. 2013;6(5):922929.
  15. Manning DM, Tammel KJ, Blegen RN, et al. In‐room display of day and time patient is anticipated to leave hospital: a “discharge appointment.” J Hosp Med. 2007;2(1):1316.
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Journal of Hospital Medicine - 11(9)
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Journal of Hospital Medicine - 11(9)
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642-645
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642-645
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Physician predictions of length of stay of patients admitted with heart failure
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Physician predictions of length of stay of patients admitted with heart failure
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Use of RUS in the Evaluation of AKI

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External validation of risk stratification strategy in the use of renal ultrasonography in the evaluation of acute kidney injury

According to the American College of Radiology Appropriateness Criteria, renal ultrasound (RUS) is the most appropriate imaging examination for evaluating patients with acute kidney injury (AKI), with a rating score of 9, representing the strongest level of recommendation.[1, 2] However, recent studies suggest that RUS may be performed in patients with certain risk factors for ureteral obstruction,[1] which would lead to important reductions in the use of medical imaging. Licurse developed a risk stratification framework to help clinicians identify patients in whom RUS was most likely to be beneficial.[2] The model was built based on clinical predictors that included race, recent exposure to inpatient nephrotoxic medications, history of hydronephrosis, recurrent urinary tract infections, benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, previous pelvic surgery, congestive heart failure, and prerenal AKI. It was found, using a cross‐sectional study design that included derivation and validation samples, that a low‐risk population could be identified based on demographic and clinical risk factors; in this population, the prevalence of hydronephrosis, as well as the rate of hydronephrosis requiring an intervention, was only <1%.

However, due to several study limitations, including that it was performed at a single center,[3] the stratification prediction rule has yet to be adopted broadly. Although at least 1 other study has similarly found that RUS may not be efficacious in patients with no suggestive history and with other more likely causes for renal failure,[1] to the best of our knowledge, no large, external, prospective trial to validate the selective use of RUS in patients with AKI has been reported. Therefore, the aim of this study was to evaluate the accuracy and usefulness of the Licurse renal ultrasonography risk stratification model for hospitalized patients with AKI.

METHODS

Study Setting

The study site was a 793‐bed academic, quaternary care, adult hospital with an affiliated cancer center. The requirement to obtain informed consent was waived by the institutional review board for this Health Insurance Portability and Accountability Actcompliant, prospective cohort study.

Study Population

The study cohort included all adult hospitalized patients who underwent an RUS for the indication of AKI over a 23‐month study period, from January 2013 to November 2014. AKI was defined as having a peak rise in serum creatinine level of at least 0.3 mg/dL from baseline, based on data within the electronic health record (EHR). To ensure that the imaging study was not ordered for the purpose of follow‐up or other reasons, patients who were renal transplant recipients, those who had ureteral stent or nephrostomy in place, patients who were recently diagnosed with hydronephrosis on prior imaging, and women who were pregnant were excluded based on retrospective chart review. In patients with multiple renal ultrasounds during the study period, only the first examination was considered.

Data Collection

We collected patient demographics in the study cohort from the EHR. Imaging data were identified using the radiology information system and computerized physician order entry (CPOE) system. For each eligible patient, we collected relevant clinical attributes including: (1) race, (2) history of hydronephrosis, (3) history of recurrent urinary tract infections, (4) history of benign prostatic hyperplasia, (5) history of abdominal or pelvic cancer, (6) history of neurogenic bladder, (7) history of single functional kidney, (8) history of previous pelvic surgery, (9) recent exposure to inpatient nephrotoxic medications, (10) history of congestive heart failure, and (11) history of prerenal AKI. Information was collected from ordering clinicians at the time of imaging order entry using a computerized data capture tool integrated with the CPOE system. The data capture screen is shown in Supporting Figure 1 in the online version of this article. To validate the accuracy and completeness of this data entry, we manually reviewed objective clinical data from a random sample of 80 medical records for 480 clinical attributes. This number was selected based on a calculation of 80% power, 0.05 , and a 0.1 proportion difference.

Patients received +1 point for the presence/absence of each clinical attribute. The sum of points was used to classify the patient's pretest probability of AKI as low (<2), medium (3), or high (>3). Both ordering and interpreting clinicians were blinded to the patient's prediction score.

Each RUS report was manually classified (by an internal medicine attending physician and a radiology trainee) as positive or negative for hydronephrosis, defined as any dilatation of the renal pelvis or the calyces. Subsequent use of urologic intervention was determined by full chart review of the sonographic positive cases. We defined these urologic interventions to include stent placement and nephrostomy tube placement. Only interventions performed during the same hospitalization as the index ultrasound were counted.

Outcomes

Our primary outcome was hydronephrosis (HN) diagnosed on ultrasound. Secondary outcome was hydronephrosis resulting in intervention (HNRI), defined as the need for urologic interventions of stent placement or nephrostomy tube placement.

Statistical Analysis

Analyses were performed using Microsoft Excel 2003 (Microsoft Corp., Redmond, WA) and JMP 10 (SAS Institute, Cary, NC). We used 2 to assess for differences in the rates of HN and HNRI across the 3 pretest probability risk groups. Sensitivity, specificity, negative predictive value, efficiency, and the number needed to screen to find 1 case of HN or HNRI for each risk group were calculated. The high and medium risk groups were merged for the purpose of calculating sensitivity and specificity. Efficiency was defined as the percentage of ultrasounds that could have been avoided based on applying the risk stratification model. We additionally performed a sensitivity analysis to evaluate how different cutoff thresholds for classifying low risk patients would affect the accuracy of the Licurse model. A 2‐tailed P value of <0.05 was defined as statistically significant.

RESULTS

During the 23‐month study period, a total of 961 RUS studies were completed for inpatients with AKI; 778 unique studies met our inclusion criteria (Figure 1).

Figure 1
Study cohort flow diagram.

Based on the manual review of objective clinical data from the random sample of 80 medical records for 480 clinical attributes, overall, there was 90.2% (433/480) concordance rate between the structured data entry and that captured in free text in the clinical notes. There were some variations in the concordance rates for each clinical attribute, ranging from 78.8% (63/80) for exposure to nephrotoxic drugs to 95% for history of congestive heart failure.

On univariate analysis, patients with past medical history of hydronephrosis had a 5‐fold higher likelihood of developing a recurrence of hydronephrosis (45.9% [50/109] vs 8.4% [56/669], P < 0.001). Similarly, they also had a 9.5‐fold higher likelihood of requiring urologic interventions related to the hydronephrosis (12.8% [14/109] vs 1.4% [9/669], P < 0.001). Having diagnoses predisposing the patient for urinary obstruction (benign prostate hyperplasia, abdominal/pelvic cancer, neurogenic bladder, single functional kidney, and history of pelvic surgery) was correlated with the likelihood of both hydronephrosis and the need for urologic intervention. Of the patients with a diagnosis predisposing the patient for urinary obstructions, 22.1% (59/267) had hydronephrosis on imaging, whereas 9.2% (47/511) of patients without such a diagnosis had hydronephrosis (P < 0.001).

Conversely, having a recent exposure to nephrotoxic medications was negatively correlated with the likelihood of both hydronephrosis and the need for urologic intervention. Of the patients with recent exposure to nephrotoxic medications, 7.1% (20/280) had hydronephrosis on imaging, whereas the prevalence of hydronephrosis was 17.3% (86/498) in patients without such an exposure (P < 0.001) (Table 1).

Patient Characteristics and Presence of Hydronephrosis on Renal Ultrasound
Patient Characteristic With HN, n = 106 Without HN, n = 672 P Value
  • NOTE: Data in parenthesis are percentages. Abbreviations: HN, hydronephrosis; SD, standard deviation. *Values are statistically significant. Prerenal status: use of pressors or history of sepsis. Nephrotoxic medications: aspirin (>81 mg/d), diuretic, angiotensin‐converting enzyme inhibitor, or intravenous vancomycin. Diagnosis consistent with possible obstruction: benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, or previous pelvic surgery.

Demographics
Age, y, mean SD 60.5 17.1 64.1 16.0 0.035*
Nonblack 97 (91.5) 573 (85.3) 0.084
Male 59 (55.7) 368 (54.8) 0.863
Past medical history
Hydronephrosis 50 (47.2) 59 (8.8) <0.001*
Recurrent urinary tract infections 22 (20.75) 101 (15.0) 0.133
Congestive heart failure 9 (5.5) 155 (23.1) <0.001*
Prerenal status 36 (34.0) 272 (40.5) 0.203
Exposure to nephrotoxic medication 20 (18.9) 260 (38.7) <0.001*
Diagnosis consistent with obstruction 59 (22.1) 208 (31.0) <0.001*
Benign prostate hyperplasia 9 (8.5) 63 (9.4) 0.770
Abdominal or pelvic cancer 42 (39.6) 97 (14.4) <0.001*
Neurogenic bladder 5 (4.7) 12 (1.8) 0.055
Single functional kidney 6 (18.8) 26 (81.3) 0.388
Pelvic surgery 14 (13.2) 61 (9.1) 0.181

Adjusted for other covariates, the multiple variable model showed that a diagnosis predisposing patients for obstruction (odds ratio [OR]: 2.0, P = 0.004), history of hydronephrosis (OR: 7.4, P < 0.001), absence of a history of congestive heart failure (OR: 2.7, P = 0.009), and lack of exposure to nephrotoxic medications (OR: 1.9, P = 0.022) were statistically significant predictors for hydronephrosis (Table 2).

Multivariable Model For Hydronephrosis Risk Stratification Among Patients With Acute Kidney Injury
Patient Characteristic Adjusted Odds Ratio (95% Confidence Interval) P Value
  • NOTE: Abbreviations: AKI, acute kidney injury; CHF, congestive heart failure; HN, hydronephrosis.*Diagnosis consistent with possible obstruction: benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, or previous pelvic surgery. Values are statistically significant. Nephrotoxic medications: aspirin (>81 mg/d), diuretic, angiotensin‐converting enzyme inhibitor, or intravenous vancomycin.

Race
Nonblack (reference = black) 1.4 (0.73.1) 0.414
History of recurrent urinary tract infections
Yes (reference = no) 0.75 (0.41.3) 0.346
Diagnosis consistent with possible obstruction*
Yes (reference = no) 2.0 (1.23.1) 0.004
History of HN
Yes (reference = no) 7.4 (4.512.3) <0.001
History of CHF
No (reference = yes) 2.7 (1.36.1) 0.009
History of prerenal AKI, use of pressors, or sepsis
No (reference = 1) 1.0 (0.61.7) 0.846
Exposure to nephrotoxic medications prior to AKI
No (reference = yes) 1.9 (1.13.3) 0.022

After applying the Licurse renal ultrasonography risk stratification model, 176 (22.6%), 190 (24.4%), and 412 (53.0%) patients were classified as low risk, medium risk, and high risk for hydronephrosis, respectively. The incidence rates for hydronephrosis in the pretest probability risk groups were 4.0%, 6.8%, and 20.9% for low‐, medium‐, and high‐risk patients, respectively (P < 0.0001). The rates for urologic interventions were 1.1%, 0.5%, and 4.9% in the risk groups from low to high (P < 0.0001) (Figure 2).

Figure 2
Prevalence rates of hydronephrosis (HN) and hydronephrosis resulting in intervention (HNRI) across 3 risk stratification groups.

Overall, the Licurse model, using a cutoff between low‐risk and medium/high‐risk patients, had sensitivity of 91.3% (95% confidence interval [CI]: 73.2%‐97.6%) for HNRI and 93.4% (95% CI: 87.0%‐96.8%) for presence of HN. Specificity was low for both HNRI (23.0% [95% CI: 20.2%‐26.2%]) and HN (25.1% [95% CI: 22.0%‐28.6%]). The estimated potential reduction in renal ultrasound for hospitalized patients with AKI, defined as the rate of imaging performed in the low‐risk group, was 22.6%. In the low‐risk group, the number needed to screen to find 1 case of HN was 25, and to find 1 case of HNRI it was 88. The negative predictive value for hydronephrosis was 96.0% (95% CI: 92.0%‐98.1%) and 98.9% for HNRI (95% CI: 96.0%‐99.7%) (Table 3).

Performance of Licurse Model on Patient Stratification in Validation Cohort
Our External Validation Set Licurse Internal Validation Set
HN an Outcome With HN Without HN With HN Without HN
  • NOTE: Abbreviations: CI = confidence interval; HN = hydronephrosis; NHRI = hydronephrosis requiring intervention. *Low‐risk patients have <2 points on the Licurse model.

Low risk, no. of patients* 7 169 7 216
Medium/high risk, no. of patients 99 503 78 496
Test performance, % (95% CI)
Sensitivity 93.4 (87.096.8) 91.8 (89.993.7)
Specificity 25.1 (22.028.6) 30.3 (27.233.5)
Negative predictive value 96.0 (92.098.1) 96.9 (95.798.1)
HNRI an outcome
Low risk, no. of patients 2 174 1 222
Medium/high risk, no. of patients 21 581 26 548
Test performance, % (95% CI)
Sensitivity 91.3 (73.297.6) 96.3 (94.997.6)
Specificity 23.0 (20.226.2) 28.8 (25.732.0)
Negative predictive value 98.9 (96.099.7) 99.6 (99.1100.0)

Supporting Table 1, in the online version of this article, shows a sensitivity analysis using different cutoff thresholds in the Licurse model for classifying low‐risk patients. A lower threshold cutoff (ie, a cutoff of <1) significantly increases the sensitivity (98.1% [95% CI: 93.4%‐99.5%] for HN; 100% [95% CI: 85.7%‐100%]) for HNRI, but at the cost of a lower specificity (7.6% [95% CI: 5.8%‐9.8%] for HN and 7.0% [95% CI: 5.4%‐9.1%] for HNRI). The estimated potential reduction in renal ultrasound for hospitalized patients with AKI would be 6.0%, the number needed to screen to find 1 case of HN would be 26, and 1 case of HNRI would be infinity.

DISCUSSION

In this prospective observational study, we found that the Licurse risk stratification model, using a cutoff between low‐ risk and medium/high‐risk patients, had 91.3% (95% CI: 73.2%‐97.6%) sensitivity for predicting patients who would require urologic intervention and 93.4% (95% CI: 87.0%‐96.8%) sensitivity for identifying patients with hydronephrosis. These findings were comparable to those found in the original validation cohort of the model, which showed sensitivity rates of 96.3% and 91.8%, respectively.[2] The negative predictive value for hydronephrosis and HNRI were sufficiently high, at 96.0% (95% CI: 92.0‐98.1) and 98.9% (95% CI: 96.0‐99.7), respectively.

Our results suggest that the Licurse model may be sufficient to rule out HN in the inpatient setting at our institution. The slight differences between the findings of our and the original studies may be due to differences in data extraction methodologies. In the original study, all data were retrospectively abstracted from medical records (discharge summaries and clinical notes) by 4 trained reviewers. However, such methodology is dependent on the quality of unstructured EHR data, which as noted in previous research, can be highly variable. Hogan and Wagner found that the correctness of EHR data can range from 44% to 100% and completeness from 1.1% to 100%, depending on the clinical concepts being studied.[4] Similarly, Thiru et al. found that the sensitivity of different types of EHR data ranged from 0.25 to 1.0.[5] Medical chart review can be labor intensive and time consuming. The lack of standardized methods for structured data capture has been a major limitation in decreasing research costs and speeding the rate of new medical discoveries through the secondary use of EHR data. By modifying our institutional clinical decision support (CDS) system to enable the necessary granular clinical data collection, we were able to obviate the need for resource intensive retrospective chart reviews. To our knowledge, this is the second example of a CDS tool specifically designed for capture of discrete data to validate a decision rule.[6] A similar process may also be useful to accelerate generation of new decision rules. With secondary use of EHR data becoming an increasingly important topic,[7] CDS may serve as an alternative method in the context of data reuse for clinical research. Based on a randomly selected chart review, it was noted that clinicians, overall, do try to communicate to the interpreting radiologists the clinical picture as accurately as they can, and rarely do providers drop their orders due to data entry.

Despite our data confirming Licurse's initial findings, it is important to note that as with any clinical prediction rules, there is a trade‐off between cost savings and potential missed diagnoses. Even the most accepted clinical decision rules, such as the Well's criteria for pulmonary embolism and deep vein thrombosis, has their inherent acceptable rates of false negative. What is considered to be acceptable may differ among providers and patients. Thus, a shared decision‐making model, in which the patient and provider actively engage in sharing of information regarding risks and benefits of both performing and bypassing the diagnostic testing, is preferred. For providers/patients who are more risk‐adverse, one could consider using a more sensitive cutoff (for example, using the <1 threshold), essentially increasing the sensitivity from 91.3% to 100% for HNRI and from 93.4% to 98.1% for HN.

Although one would not want to miss a hydronephrosis in a patient, a too aggressive imaging strategy is not without economic and downstream risks. At an estimated cost of $200 per renal ultrasonography,[2] a 22.6% reduction would result in an annual savings of nearly $20,000 at our institution. The financial costs of forgoing ultrasound studies at the risk of missing 1 case of HN or 1 case of HNRI would be $5000 and $17,600, respectively.

Data‐driven decision rules are becoming more commonly used in the current environment of increased emphasis on evidence‐based medicine.[8, 9, 10, 11, 12, 13] When applied appropriately, such prediction models can result in more efficient use of medical imaging while increasing value of care.[14, 15] However, prior to implementation in clinical practice, these models need to be externally validated across multiple institutions and in various practice settings. This is the largest study of which we are aware to validate the utility of a prediction model for AKI in the inpatient setting. Although we did find slightly smaller differences in hydronephrosis in inpatients across the low, moderate, and high pretest probability groups, this may be explained by the differences in methodology.

Our study has several limitations. First, it was performed at a single academic medical center, a similar setting as that of the original work. Thus, the generalizability of our findings in other settings is unclear. Second, it is possible that our ordering providers did not thoroughly and accurately enter data into the structured CPOE form. However, we randomly selected a sample for chart review and found 90% concordance between data captured and those in the EHR. Due to selection of our cohort that included only patients with AKI who underwent RUS, it is possible that some patients who were not imaged or imaged with other cross‐sectional modalities were excluded, resulting in differential test ordering bias. Finally, we did not include the potential benefits of RUS in affecting nonsurgical interventions of hydronephrosis (eg, Foley catheter insertion).

CONCLUSION

We found that the Licurse renal ultrasonography risk stratification model was sufficiently accurate in classifying patients at risk for ureteral obstruction among hospitalized patients with AKI.

Acknowledgements

The authors thank Laura E. Peterson, BSN, SM, for her assistance in editing this manuscript.

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References
  1. Gottlieb RH, Weinberg EP, Rubens DJ, Monk RD, Grossman EB. Renal sonography: can it be used more selectively in the setting of an elevated serum creatinine level? Am J Kidney Dis. 1997;29(3):362367.
  2. Licurse A. Renal ultrasonography in the evaluation of acute kidney injury: developing a Risk stratification framework. Arch Intern Med. 2010;170(21):1900.
  3. Liu KD, Chertow GM. Curbing the use of ultrasonography in the diagnosis of acute kidney injury: Penny wise or pound foolish?: comment on “Renal ultrasonography in the evaluation of acute kidney injury.” Arch Intern Med. 2010;170(21):19071908.
  4. Hogan WR, Wagner MM. Accuracy of data in computer‐based patient records. J Am Med Inform Assoc 1997;4(5):342355.
  5. Thiru K, Hassey A, Sullivan F. Systematic review of scope and quality of electronic patient record data in primary care. BMJ. 2003;326(7398):1070.
  6. Silveira PC, Ip IK, Goldhaber SZ, Piazza G, Benson CB, Khorasani R. Performance of Wells score for deep vein thrombosis in the inpatient setting. JAMA Intern Med. 2015;175(7):11121117.
  7. Grande D, Mitra N, Shah A, Wan F, Asch DA. Public preferences about secondary uses of electronic health information. JAMA Intern Med. 2013;173(19):17981806.
  8. Stiell IG, Wells GA, Vandemheen K, et al. The Canadian CT Head Rule for patients with minor head injury. Lancet. 2001;357(9266):13911396.
  9. Wells PS, Anderson DR, Bormanis J, et al. Value of assessment of pretest probability of deep‐vein thrombosis in clinical management. Lancet. 1997;350(9094):17951798.
  10. Dunning J, Daly JP, Lomas J‐P, Lecky F, Batchelor J, Mackway‐Jones K. Derivation of the children's head injury algorithm for the prediction of important clinical events decision rule for head injury in children. Arch Dis Child. 2006;91(11):885891.
  11. Perry JJ, Stiell IG, Sivilotti MLA, et al. Clinical decision rules to rule out subarachnoid hemorrhage for acute headache. JAMA. 2013;310(12):12481255.
  12. Wells PS, Anderson DR, Rodger M, et al. Excluding pulmonary embolism at the bedside without diagnostic imaging: management of patients with suspected pulmonary embolism presenting to the emergency department by using a simple clinical model and d‐dimer. Ann Intern Med. 2001;135(2):98107.
  13. Stiell IG, Wells GA, Hoag RH, et al. Implementation of the Ottawa knee rule for the use of radiography in acute knee injuries. JAMA. 1997;278(23):20752079.
  14. Ip IK, Schneider L, Seltzer S, et al. Impact of provider‐led, technology‐enabled radiology management program on imaging. Am J Med. 2013;126(8):687692.
  15. Raja AS, Ip IK, Prevedello LM, et al. Effect of computerized clinical decision support on the use and yield of CT pulmonary angiography in the emergency department. Radiology. 2012;262(2):468474.
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According to the American College of Radiology Appropriateness Criteria, renal ultrasound (RUS) is the most appropriate imaging examination for evaluating patients with acute kidney injury (AKI), with a rating score of 9, representing the strongest level of recommendation.[1, 2] However, recent studies suggest that RUS may be performed in patients with certain risk factors for ureteral obstruction,[1] which would lead to important reductions in the use of medical imaging. Licurse developed a risk stratification framework to help clinicians identify patients in whom RUS was most likely to be beneficial.[2] The model was built based on clinical predictors that included race, recent exposure to inpatient nephrotoxic medications, history of hydronephrosis, recurrent urinary tract infections, benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, previous pelvic surgery, congestive heart failure, and prerenal AKI. It was found, using a cross‐sectional study design that included derivation and validation samples, that a low‐risk population could be identified based on demographic and clinical risk factors; in this population, the prevalence of hydronephrosis, as well as the rate of hydronephrosis requiring an intervention, was only <1%.

However, due to several study limitations, including that it was performed at a single center,[3] the stratification prediction rule has yet to be adopted broadly. Although at least 1 other study has similarly found that RUS may not be efficacious in patients with no suggestive history and with other more likely causes for renal failure,[1] to the best of our knowledge, no large, external, prospective trial to validate the selective use of RUS in patients with AKI has been reported. Therefore, the aim of this study was to evaluate the accuracy and usefulness of the Licurse renal ultrasonography risk stratification model for hospitalized patients with AKI.

METHODS

Study Setting

The study site was a 793‐bed academic, quaternary care, adult hospital with an affiliated cancer center. The requirement to obtain informed consent was waived by the institutional review board for this Health Insurance Portability and Accountability Actcompliant, prospective cohort study.

Study Population

The study cohort included all adult hospitalized patients who underwent an RUS for the indication of AKI over a 23‐month study period, from January 2013 to November 2014. AKI was defined as having a peak rise in serum creatinine level of at least 0.3 mg/dL from baseline, based on data within the electronic health record (EHR). To ensure that the imaging study was not ordered for the purpose of follow‐up or other reasons, patients who were renal transplant recipients, those who had ureteral stent or nephrostomy in place, patients who were recently diagnosed with hydronephrosis on prior imaging, and women who were pregnant were excluded based on retrospective chart review. In patients with multiple renal ultrasounds during the study period, only the first examination was considered.

Data Collection

We collected patient demographics in the study cohort from the EHR. Imaging data were identified using the radiology information system and computerized physician order entry (CPOE) system. For each eligible patient, we collected relevant clinical attributes including: (1) race, (2) history of hydronephrosis, (3) history of recurrent urinary tract infections, (4) history of benign prostatic hyperplasia, (5) history of abdominal or pelvic cancer, (6) history of neurogenic bladder, (7) history of single functional kidney, (8) history of previous pelvic surgery, (9) recent exposure to inpatient nephrotoxic medications, (10) history of congestive heart failure, and (11) history of prerenal AKI. Information was collected from ordering clinicians at the time of imaging order entry using a computerized data capture tool integrated with the CPOE system. The data capture screen is shown in Supporting Figure 1 in the online version of this article. To validate the accuracy and completeness of this data entry, we manually reviewed objective clinical data from a random sample of 80 medical records for 480 clinical attributes. This number was selected based on a calculation of 80% power, 0.05 , and a 0.1 proportion difference.

Patients received +1 point for the presence/absence of each clinical attribute. The sum of points was used to classify the patient's pretest probability of AKI as low (<2), medium (3), or high (>3). Both ordering and interpreting clinicians were blinded to the patient's prediction score.

Each RUS report was manually classified (by an internal medicine attending physician and a radiology trainee) as positive or negative for hydronephrosis, defined as any dilatation of the renal pelvis or the calyces. Subsequent use of urologic intervention was determined by full chart review of the sonographic positive cases. We defined these urologic interventions to include stent placement and nephrostomy tube placement. Only interventions performed during the same hospitalization as the index ultrasound were counted.

Outcomes

Our primary outcome was hydronephrosis (HN) diagnosed on ultrasound. Secondary outcome was hydronephrosis resulting in intervention (HNRI), defined as the need for urologic interventions of stent placement or nephrostomy tube placement.

Statistical Analysis

Analyses were performed using Microsoft Excel 2003 (Microsoft Corp., Redmond, WA) and JMP 10 (SAS Institute, Cary, NC). We used 2 to assess for differences in the rates of HN and HNRI across the 3 pretest probability risk groups. Sensitivity, specificity, negative predictive value, efficiency, and the number needed to screen to find 1 case of HN or HNRI for each risk group were calculated. The high and medium risk groups were merged for the purpose of calculating sensitivity and specificity. Efficiency was defined as the percentage of ultrasounds that could have been avoided based on applying the risk stratification model. We additionally performed a sensitivity analysis to evaluate how different cutoff thresholds for classifying low risk patients would affect the accuracy of the Licurse model. A 2‐tailed P value of <0.05 was defined as statistically significant.

RESULTS

During the 23‐month study period, a total of 961 RUS studies were completed for inpatients with AKI; 778 unique studies met our inclusion criteria (Figure 1).

Figure 1
Study cohort flow diagram.

Based on the manual review of objective clinical data from the random sample of 80 medical records for 480 clinical attributes, overall, there was 90.2% (433/480) concordance rate between the structured data entry and that captured in free text in the clinical notes. There were some variations in the concordance rates for each clinical attribute, ranging from 78.8% (63/80) for exposure to nephrotoxic drugs to 95% for history of congestive heart failure.

On univariate analysis, patients with past medical history of hydronephrosis had a 5‐fold higher likelihood of developing a recurrence of hydronephrosis (45.9% [50/109] vs 8.4% [56/669], P < 0.001). Similarly, they also had a 9.5‐fold higher likelihood of requiring urologic interventions related to the hydronephrosis (12.8% [14/109] vs 1.4% [9/669], P < 0.001). Having diagnoses predisposing the patient for urinary obstruction (benign prostate hyperplasia, abdominal/pelvic cancer, neurogenic bladder, single functional kidney, and history of pelvic surgery) was correlated with the likelihood of both hydronephrosis and the need for urologic intervention. Of the patients with a diagnosis predisposing the patient for urinary obstructions, 22.1% (59/267) had hydronephrosis on imaging, whereas 9.2% (47/511) of patients without such a diagnosis had hydronephrosis (P < 0.001).

Conversely, having a recent exposure to nephrotoxic medications was negatively correlated with the likelihood of both hydronephrosis and the need for urologic intervention. Of the patients with recent exposure to nephrotoxic medications, 7.1% (20/280) had hydronephrosis on imaging, whereas the prevalence of hydronephrosis was 17.3% (86/498) in patients without such an exposure (P < 0.001) (Table 1).

Patient Characteristics and Presence of Hydronephrosis on Renal Ultrasound
Patient Characteristic With HN, n = 106 Without HN, n = 672 P Value
  • NOTE: Data in parenthesis are percentages. Abbreviations: HN, hydronephrosis; SD, standard deviation. *Values are statistically significant. Prerenal status: use of pressors or history of sepsis. Nephrotoxic medications: aspirin (>81 mg/d), diuretic, angiotensin‐converting enzyme inhibitor, or intravenous vancomycin. Diagnosis consistent with possible obstruction: benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, or previous pelvic surgery.

Demographics
Age, y, mean SD 60.5 17.1 64.1 16.0 0.035*
Nonblack 97 (91.5) 573 (85.3) 0.084
Male 59 (55.7) 368 (54.8) 0.863
Past medical history
Hydronephrosis 50 (47.2) 59 (8.8) <0.001*
Recurrent urinary tract infections 22 (20.75) 101 (15.0) 0.133
Congestive heart failure 9 (5.5) 155 (23.1) <0.001*
Prerenal status 36 (34.0) 272 (40.5) 0.203
Exposure to nephrotoxic medication 20 (18.9) 260 (38.7) <0.001*
Diagnosis consistent with obstruction 59 (22.1) 208 (31.0) <0.001*
Benign prostate hyperplasia 9 (8.5) 63 (9.4) 0.770
Abdominal or pelvic cancer 42 (39.6) 97 (14.4) <0.001*
Neurogenic bladder 5 (4.7) 12 (1.8) 0.055
Single functional kidney 6 (18.8) 26 (81.3) 0.388
Pelvic surgery 14 (13.2) 61 (9.1) 0.181

Adjusted for other covariates, the multiple variable model showed that a diagnosis predisposing patients for obstruction (odds ratio [OR]: 2.0, P = 0.004), history of hydronephrosis (OR: 7.4, P < 0.001), absence of a history of congestive heart failure (OR: 2.7, P = 0.009), and lack of exposure to nephrotoxic medications (OR: 1.9, P = 0.022) were statistically significant predictors for hydronephrosis (Table 2).

Multivariable Model For Hydronephrosis Risk Stratification Among Patients With Acute Kidney Injury
Patient Characteristic Adjusted Odds Ratio (95% Confidence Interval) P Value
  • NOTE: Abbreviations: AKI, acute kidney injury; CHF, congestive heart failure; HN, hydronephrosis.*Diagnosis consistent with possible obstruction: benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, or previous pelvic surgery. Values are statistically significant. Nephrotoxic medications: aspirin (>81 mg/d), diuretic, angiotensin‐converting enzyme inhibitor, or intravenous vancomycin.

Race
Nonblack (reference = black) 1.4 (0.73.1) 0.414
History of recurrent urinary tract infections
Yes (reference = no) 0.75 (0.41.3) 0.346
Diagnosis consistent with possible obstruction*
Yes (reference = no) 2.0 (1.23.1) 0.004
History of HN
Yes (reference = no) 7.4 (4.512.3) <0.001
History of CHF
No (reference = yes) 2.7 (1.36.1) 0.009
History of prerenal AKI, use of pressors, or sepsis
No (reference = 1) 1.0 (0.61.7) 0.846
Exposure to nephrotoxic medications prior to AKI
No (reference = yes) 1.9 (1.13.3) 0.022

After applying the Licurse renal ultrasonography risk stratification model, 176 (22.6%), 190 (24.4%), and 412 (53.0%) patients were classified as low risk, medium risk, and high risk for hydronephrosis, respectively. The incidence rates for hydronephrosis in the pretest probability risk groups were 4.0%, 6.8%, and 20.9% for low‐, medium‐, and high‐risk patients, respectively (P < 0.0001). The rates for urologic interventions were 1.1%, 0.5%, and 4.9% in the risk groups from low to high (P < 0.0001) (Figure 2).

Figure 2
Prevalence rates of hydronephrosis (HN) and hydronephrosis resulting in intervention (HNRI) across 3 risk stratification groups.

Overall, the Licurse model, using a cutoff between low‐risk and medium/high‐risk patients, had sensitivity of 91.3% (95% confidence interval [CI]: 73.2%‐97.6%) for HNRI and 93.4% (95% CI: 87.0%‐96.8%) for presence of HN. Specificity was low for both HNRI (23.0% [95% CI: 20.2%‐26.2%]) and HN (25.1% [95% CI: 22.0%‐28.6%]). The estimated potential reduction in renal ultrasound for hospitalized patients with AKI, defined as the rate of imaging performed in the low‐risk group, was 22.6%. In the low‐risk group, the number needed to screen to find 1 case of HN was 25, and to find 1 case of HNRI it was 88. The negative predictive value for hydronephrosis was 96.0% (95% CI: 92.0%‐98.1%) and 98.9% for HNRI (95% CI: 96.0%‐99.7%) (Table 3).

Performance of Licurse Model on Patient Stratification in Validation Cohort
Our External Validation Set Licurse Internal Validation Set
HN an Outcome With HN Without HN With HN Without HN
  • NOTE: Abbreviations: CI = confidence interval; HN = hydronephrosis; NHRI = hydronephrosis requiring intervention. *Low‐risk patients have <2 points on the Licurse model.

Low risk, no. of patients* 7 169 7 216
Medium/high risk, no. of patients 99 503 78 496
Test performance, % (95% CI)
Sensitivity 93.4 (87.096.8) 91.8 (89.993.7)
Specificity 25.1 (22.028.6) 30.3 (27.233.5)
Negative predictive value 96.0 (92.098.1) 96.9 (95.798.1)
HNRI an outcome
Low risk, no. of patients 2 174 1 222
Medium/high risk, no. of patients 21 581 26 548
Test performance, % (95% CI)
Sensitivity 91.3 (73.297.6) 96.3 (94.997.6)
Specificity 23.0 (20.226.2) 28.8 (25.732.0)
Negative predictive value 98.9 (96.099.7) 99.6 (99.1100.0)

Supporting Table 1, in the online version of this article, shows a sensitivity analysis using different cutoff thresholds in the Licurse model for classifying low‐risk patients. A lower threshold cutoff (ie, a cutoff of <1) significantly increases the sensitivity (98.1% [95% CI: 93.4%‐99.5%] for HN; 100% [95% CI: 85.7%‐100%]) for HNRI, but at the cost of a lower specificity (7.6% [95% CI: 5.8%‐9.8%] for HN and 7.0% [95% CI: 5.4%‐9.1%] for HNRI). The estimated potential reduction in renal ultrasound for hospitalized patients with AKI would be 6.0%, the number needed to screen to find 1 case of HN would be 26, and 1 case of HNRI would be infinity.

DISCUSSION

In this prospective observational study, we found that the Licurse risk stratification model, using a cutoff between low‐ risk and medium/high‐risk patients, had 91.3% (95% CI: 73.2%‐97.6%) sensitivity for predicting patients who would require urologic intervention and 93.4% (95% CI: 87.0%‐96.8%) sensitivity for identifying patients with hydronephrosis. These findings were comparable to those found in the original validation cohort of the model, which showed sensitivity rates of 96.3% and 91.8%, respectively.[2] The negative predictive value for hydronephrosis and HNRI were sufficiently high, at 96.0% (95% CI: 92.0‐98.1) and 98.9% (95% CI: 96.0‐99.7), respectively.

Our results suggest that the Licurse model may be sufficient to rule out HN in the inpatient setting at our institution. The slight differences between the findings of our and the original studies may be due to differences in data extraction methodologies. In the original study, all data were retrospectively abstracted from medical records (discharge summaries and clinical notes) by 4 trained reviewers. However, such methodology is dependent on the quality of unstructured EHR data, which as noted in previous research, can be highly variable. Hogan and Wagner found that the correctness of EHR data can range from 44% to 100% and completeness from 1.1% to 100%, depending on the clinical concepts being studied.[4] Similarly, Thiru et al. found that the sensitivity of different types of EHR data ranged from 0.25 to 1.0.[5] Medical chart review can be labor intensive and time consuming. The lack of standardized methods for structured data capture has been a major limitation in decreasing research costs and speeding the rate of new medical discoveries through the secondary use of EHR data. By modifying our institutional clinical decision support (CDS) system to enable the necessary granular clinical data collection, we were able to obviate the need for resource intensive retrospective chart reviews. To our knowledge, this is the second example of a CDS tool specifically designed for capture of discrete data to validate a decision rule.[6] A similar process may also be useful to accelerate generation of new decision rules. With secondary use of EHR data becoming an increasingly important topic,[7] CDS may serve as an alternative method in the context of data reuse for clinical research. Based on a randomly selected chart review, it was noted that clinicians, overall, do try to communicate to the interpreting radiologists the clinical picture as accurately as they can, and rarely do providers drop their orders due to data entry.

Despite our data confirming Licurse's initial findings, it is important to note that as with any clinical prediction rules, there is a trade‐off between cost savings and potential missed diagnoses. Even the most accepted clinical decision rules, such as the Well's criteria for pulmonary embolism and deep vein thrombosis, has their inherent acceptable rates of false negative. What is considered to be acceptable may differ among providers and patients. Thus, a shared decision‐making model, in which the patient and provider actively engage in sharing of information regarding risks and benefits of both performing and bypassing the diagnostic testing, is preferred. For providers/patients who are more risk‐adverse, one could consider using a more sensitive cutoff (for example, using the <1 threshold), essentially increasing the sensitivity from 91.3% to 100% for HNRI and from 93.4% to 98.1% for HN.

Although one would not want to miss a hydronephrosis in a patient, a too aggressive imaging strategy is not without economic and downstream risks. At an estimated cost of $200 per renal ultrasonography,[2] a 22.6% reduction would result in an annual savings of nearly $20,000 at our institution. The financial costs of forgoing ultrasound studies at the risk of missing 1 case of HN or 1 case of HNRI would be $5000 and $17,600, respectively.

Data‐driven decision rules are becoming more commonly used in the current environment of increased emphasis on evidence‐based medicine.[8, 9, 10, 11, 12, 13] When applied appropriately, such prediction models can result in more efficient use of medical imaging while increasing value of care.[14, 15] However, prior to implementation in clinical practice, these models need to be externally validated across multiple institutions and in various practice settings. This is the largest study of which we are aware to validate the utility of a prediction model for AKI in the inpatient setting. Although we did find slightly smaller differences in hydronephrosis in inpatients across the low, moderate, and high pretest probability groups, this may be explained by the differences in methodology.

Our study has several limitations. First, it was performed at a single academic medical center, a similar setting as that of the original work. Thus, the generalizability of our findings in other settings is unclear. Second, it is possible that our ordering providers did not thoroughly and accurately enter data into the structured CPOE form. However, we randomly selected a sample for chart review and found 90% concordance between data captured and those in the EHR. Due to selection of our cohort that included only patients with AKI who underwent RUS, it is possible that some patients who were not imaged or imaged with other cross‐sectional modalities were excluded, resulting in differential test ordering bias. Finally, we did not include the potential benefits of RUS in affecting nonsurgical interventions of hydronephrosis (eg, Foley catheter insertion).

CONCLUSION

We found that the Licurse renal ultrasonography risk stratification model was sufficiently accurate in classifying patients at risk for ureteral obstruction among hospitalized patients with AKI.

Acknowledgements

The authors thank Laura E. Peterson, BSN, SM, for her assistance in editing this manuscript.

According to the American College of Radiology Appropriateness Criteria, renal ultrasound (RUS) is the most appropriate imaging examination for evaluating patients with acute kidney injury (AKI), with a rating score of 9, representing the strongest level of recommendation.[1, 2] However, recent studies suggest that RUS may be performed in patients with certain risk factors for ureteral obstruction,[1] which would lead to important reductions in the use of medical imaging. Licurse developed a risk stratification framework to help clinicians identify patients in whom RUS was most likely to be beneficial.[2] The model was built based on clinical predictors that included race, recent exposure to inpatient nephrotoxic medications, history of hydronephrosis, recurrent urinary tract infections, benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, previous pelvic surgery, congestive heart failure, and prerenal AKI. It was found, using a cross‐sectional study design that included derivation and validation samples, that a low‐risk population could be identified based on demographic and clinical risk factors; in this population, the prevalence of hydronephrosis, as well as the rate of hydronephrosis requiring an intervention, was only <1%.

However, due to several study limitations, including that it was performed at a single center,[3] the stratification prediction rule has yet to be adopted broadly. Although at least 1 other study has similarly found that RUS may not be efficacious in patients with no suggestive history and with other more likely causes for renal failure,[1] to the best of our knowledge, no large, external, prospective trial to validate the selective use of RUS in patients with AKI has been reported. Therefore, the aim of this study was to evaluate the accuracy and usefulness of the Licurse renal ultrasonography risk stratification model for hospitalized patients with AKI.

METHODS

Study Setting

The study site was a 793‐bed academic, quaternary care, adult hospital with an affiliated cancer center. The requirement to obtain informed consent was waived by the institutional review board for this Health Insurance Portability and Accountability Actcompliant, prospective cohort study.

Study Population

The study cohort included all adult hospitalized patients who underwent an RUS for the indication of AKI over a 23‐month study period, from January 2013 to November 2014. AKI was defined as having a peak rise in serum creatinine level of at least 0.3 mg/dL from baseline, based on data within the electronic health record (EHR). To ensure that the imaging study was not ordered for the purpose of follow‐up or other reasons, patients who were renal transplant recipients, those who had ureteral stent or nephrostomy in place, patients who were recently diagnosed with hydronephrosis on prior imaging, and women who were pregnant were excluded based on retrospective chart review. In patients with multiple renal ultrasounds during the study period, only the first examination was considered.

Data Collection

We collected patient demographics in the study cohort from the EHR. Imaging data were identified using the radiology information system and computerized physician order entry (CPOE) system. For each eligible patient, we collected relevant clinical attributes including: (1) race, (2) history of hydronephrosis, (3) history of recurrent urinary tract infections, (4) history of benign prostatic hyperplasia, (5) history of abdominal or pelvic cancer, (6) history of neurogenic bladder, (7) history of single functional kidney, (8) history of previous pelvic surgery, (9) recent exposure to inpatient nephrotoxic medications, (10) history of congestive heart failure, and (11) history of prerenal AKI. Information was collected from ordering clinicians at the time of imaging order entry using a computerized data capture tool integrated with the CPOE system. The data capture screen is shown in Supporting Figure 1 in the online version of this article. To validate the accuracy and completeness of this data entry, we manually reviewed objective clinical data from a random sample of 80 medical records for 480 clinical attributes. This number was selected based on a calculation of 80% power, 0.05 , and a 0.1 proportion difference.

Patients received +1 point for the presence/absence of each clinical attribute. The sum of points was used to classify the patient's pretest probability of AKI as low (<2), medium (3), or high (>3). Both ordering and interpreting clinicians were blinded to the patient's prediction score.

Each RUS report was manually classified (by an internal medicine attending physician and a radiology trainee) as positive or negative for hydronephrosis, defined as any dilatation of the renal pelvis or the calyces. Subsequent use of urologic intervention was determined by full chart review of the sonographic positive cases. We defined these urologic interventions to include stent placement and nephrostomy tube placement. Only interventions performed during the same hospitalization as the index ultrasound were counted.

Outcomes

Our primary outcome was hydronephrosis (HN) diagnosed on ultrasound. Secondary outcome was hydronephrosis resulting in intervention (HNRI), defined as the need for urologic interventions of stent placement or nephrostomy tube placement.

Statistical Analysis

Analyses were performed using Microsoft Excel 2003 (Microsoft Corp., Redmond, WA) and JMP 10 (SAS Institute, Cary, NC). We used 2 to assess for differences in the rates of HN and HNRI across the 3 pretest probability risk groups. Sensitivity, specificity, negative predictive value, efficiency, and the number needed to screen to find 1 case of HN or HNRI for each risk group were calculated. The high and medium risk groups were merged for the purpose of calculating sensitivity and specificity. Efficiency was defined as the percentage of ultrasounds that could have been avoided based on applying the risk stratification model. We additionally performed a sensitivity analysis to evaluate how different cutoff thresholds for classifying low risk patients would affect the accuracy of the Licurse model. A 2‐tailed P value of <0.05 was defined as statistically significant.

RESULTS

During the 23‐month study period, a total of 961 RUS studies were completed for inpatients with AKI; 778 unique studies met our inclusion criteria (Figure 1).

Figure 1
Study cohort flow diagram.

Based on the manual review of objective clinical data from the random sample of 80 medical records for 480 clinical attributes, overall, there was 90.2% (433/480) concordance rate between the structured data entry and that captured in free text in the clinical notes. There were some variations in the concordance rates for each clinical attribute, ranging from 78.8% (63/80) for exposure to nephrotoxic drugs to 95% for history of congestive heart failure.

On univariate analysis, patients with past medical history of hydronephrosis had a 5‐fold higher likelihood of developing a recurrence of hydronephrosis (45.9% [50/109] vs 8.4% [56/669], P < 0.001). Similarly, they also had a 9.5‐fold higher likelihood of requiring urologic interventions related to the hydronephrosis (12.8% [14/109] vs 1.4% [9/669], P < 0.001). Having diagnoses predisposing the patient for urinary obstruction (benign prostate hyperplasia, abdominal/pelvic cancer, neurogenic bladder, single functional kidney, and history of pelvic surgery) was correlated with the likelihood of both hydronephrosis and the need for urologic intervention. Of the patients with a diagnosis predisposing the patient for urinary obstructions, 22.1% (59/267) had hydronephrosis on imaging, whereas 9.2% (47/511) of patients without such a diagnosis had hydronephrosis (P < 0.001).

Conversely, having a recent exposure to nephrotoxic medications was negatively correlated with the likelihood of both hydronephrosis and the need for urologic intervention. Of the patients with recent exposure to nephrotoxic medications, 7.1% (20/280) had hydronephrosis on imaging, whereas the prevalence of hydronephrosis was 17.3% (86/498) in patients without such an exposure (P < 0.001) (Table 1).

Patient Characteristics and Presence of Hydronephrosis on Renal Ultrasound
Patient Characteristic With HN, n = 106 Without HN, n = 672 P Value
  • NOTE: Data in parenthesis are percentages. Abbreviations: HN, hydronephrosis; SD, standard deviation. *Values are statistically significant. Prerenal status: use of pressors or history of sepsis. Nephrotoxic medications: aspirin (>81 mg/d), diuretic, angiotensin‐converting enzyme inhibitor, or intravenous vancomycin. Diagnosis consistent with possible obstruction: benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, or previous pelvic surgery.

Demographics
Age, y, mean SD 60.5 17.1 64.1 16.0 0.035*
Nonblack 97 (91.5) 573 (85.3) 0.084
Male 59 (55.7) 368 (54.8) 0.863
Past medical history
Hydronephrosis 50 (47.2) 59 (8.8) <0.001*
Recurrent urinary tract infections 22 (20.75) 101 (15.0) 0.133
Congestive heart failure 9 (5.5) 155 (23.1) <0.001*
Prerenal status 36 (34.0) 272 (40.5) 0.203
Exposure to nephrotoxic medication 20 (18.9) 260 (38.7) <0.001*
Diagnosis consistent with obstruction 59 (22.1) 208 (31.0) <0.001*
Benign prostate hyperplasia 9 (8.5) 63 (9.4) 0.770
Abdominal or pelvic cancer 42 (39.6) 97 (14.4) <0.001*
Neurogenic bladder 5 (4.7) 12 (1.8) 0.055
Single functional kidney 6 (18.8) 26 (81.3) 0.388
Pelvic surgery 14 (13.2) 61 (9.1) 0.181

Adjusted for other covariates, the multiple variable model showed that a diagnosis predisposing patients for obstruction (odds ratio [OR]: 2.0, P = 0.004), history of hydronephrosis (OR: 7.4, P < 0.001), absence of a history of congestive heart failure (OR: 2.7, P = 0.009), and lack of exposure to nephrotoxic medications (OR: 1.9, P = 0.022) were statistically significant predictors for hydronephrosis (Table 2).

Multivariable Model For Hydronephrosis Risk Stratification Among Patients With Acute Kidney Injury
Patient Characteristic Adjusted Odds Ratio (95% Confidence Interval) P Value
  • NOTE: Abbreviations: AKI, acute kidney injury; CHF, congestive heart failure; HN, hydronephrosis.*Diagnosis consistent with possible obstruction: benign prostatic hyperplasia, abdominal or pelvic cancer, neurogenic bladder, single functional kidney, or previous pelvic surgery. Values are statistically significant. Nephrotoxic medications: aspirin (>81 mg/d), diuretic, angiotensin‐converting enzyme inhibitor, or intravenous vancomycin.

Race
Nonblack (reference = black) 1.4 (0.73.1) 0.414
History of recurrent urinary tract infections
Yes (reference = no) 0.75 (0.41.3) 0.346
Diagnosis consistent with possible obstruction*
Yes (reference = no) 2.0 (1.23.1) 0.004
History of HN
Yes (reference = no) 7.4 (4.512.3) <0.001
History of CHF
No (reference = yes) 2.7 (1.36.1) 0.009
History of prerenal AKI, use of pressors, or sepsis
No (reference = 1) 1.0 (0.61.7) 0.846
Exposure to nephrotoxic medications prior to AKI
No (reference = yes) 1.9 (1.13.3) 0.022

After applying the Licurse renal ultrasonography risk stratification model, 176 (22.6%), 190 (24.4%), and 412 (53.0%) patients were classified as low risk, medium risk, and high risk for hydronephrosis, respectively. The incidence rates for hydronephrosis in the pretest probability risk groups were 4.0%, 6.8%, and 20.9% for low‐, medium‐, and high‐risk patients, respectively (P < 0.0001). The rates for urologic interventions were 1.1%, 0.5%, and 4.9% in the risk groups from low to high (P < 0.0001) (Figure 2).

Figure 2
Prevalence rates of hydronephrosis (HN) and hydronephrosis resulting in intervention (HNRI) across 3 risk stratification groups.

Overall, the Licurse model, using a cutoff between low‐risk and medium/high‐risk patients, had sensitivity of 91.3% (95% confidence interval [CI]: 73.2%‐97.6%) for HNRI and 93.4% (95% CI: 87.0%‐96.8%) for presence of HN. Specificity was low for both HNRI (23.0% [95% CI: 20.2%‐26.2%]) and HN (25.1% [95% CI: 22.0%‐28.6%]). The estimated potential reduction in renal ultrasound for hospitalized patients with AKI, defined as the rate of imaging performed in the low‐risk group, was 22.6%. In the low‐risk group, the number needed to screen to find 1 case of HN was 25, and to find 1 case of HNRI it was 88. The negative predictive value for hydronephrosis was 96.0% (95% CI: 92.0%‐98.1%) and 98.9% for HNRI (95% CI: 96.0%‐99.7%) (Table 3).

Performance of Licurse Model on Patient Stratification in Validation Cohort
Our External Validation Set Licurse Internal Validation Set
HN an Outcome With HN Without HN With HN Without HN
  • NOTE: Abbreviations: CI = confidence interval; HN = hydronephrosis; NHRI = hydronephrosis requiring intervention. *Low‐risk patients have <2 points on the Licurse model.

Low risk, no. of patients* 7 169 7 216
Medium/high risk, no. of patients 99 503 78 496
Test performance, % (95% CI)
Sensitivity 93.4 (87.096.8) 91.8 (89.993.7)
Specificity 25.1 (22.028.6) 30.3 (27.233.5)
Negative predictive value 96.0 (92.098.1) 96.9 (95.798.1)
HNRI an outcome
Low risk, no. of patients 2 174 1 222
Medium/high risk, no. of patients 21 581 26 548
Test performance, % (95% CI)
Sensitivity 91.3 (73.297.6) 96.3 (94.997.6)
Specificity 23.0 (20.226.2) 28.8 (25.732.0)
Negative predictive value 98.9 (96.099.7) 99.6 (99.1100.0)

Supporting Table 1, in the online version of this article, shows a sensitivity analysis using different cutoff thresholds in the Licurse model for classifying low‐risk patients. A lower threshold cutoff (ie, a cutoff of <1) significantly increases the sensitivity (98.1% [95% CI: 93.4%‐99.5%] for HN; 100% [95% CI: 85.7%‐100%]) for HNRI, but at the cost of a lower specificity (7.6% [95% CI: 5.8%‐9.8%] for HN and 7.0% [95% CI: 5.4%‐9.1%] for HNRI). The estimated potential reduction in renal ultrasound for hospitalized patients with AKI would be 6.0%, the number needed to screen to find 1 case of HN would be 26, and 1 case of HNRI would be infinity.

DISCUSSION

In this prospective observational study, we found that the Licurse risk stratification model, using a cutoff between low‐ risk and medium/high‐risk patients, had 91.3% (95% CI: 73.2%‐97.6%) sensitivity for predicting patients who would require urologic intervention and 93.4% (95% CI: 87.0%‐96.8%) sensitivity for identifying patients with hydronephrosis. These findings were comparable to those found in the original validation cohort of the model, which showed sensitivity rates of 96.3% and 91.8%, respectively.[2] The negative predictive value for hydronephrosis and HNRI were sufficiently high, at 96.0% (95% CI: 92.0‐98.1) and 98.9% (95% CI: 96.0‐99.7), respectively.

Our results suggest that the Licurse model may be sufficient to rule out HN in the inpatient setting at our institution. The slight differences between the findings of our and the original studies may be due to differences in data extraction methodologies. In the original study, all data were retrospectively abstracted from medical records (discharge summaries and clinical notes) by 4 trained reviewers. However, such methodology is dependent on the quality of unstructured EHR data, which as noted in previous research, can be highly variable. Hogan and Wagner found that the correctness of EHR data can range from 44% to 100% and completeness from 1.1% to 100%, depending on the clinical concepts being studied.[4] Similarly, Thiru et al. found that the sensitivity of different types of EHR data ranged from 0.25 to 1.0.[5] Medical chart review can be labor intensive and time consuming. The lack of standardized methods for structured data capture has been a major limitation in decreasing research costs and speeding the rate of new medical discoveries through the secondary use of EHR data. By modifying our institutional clinical decision support (CDS) system to enable the necessary granular clinical data collection, we were able to obviate the need for resource intensive retrospective chart reviews. To our knowledge, this is the second example of a CDS tool specifically designed for capture of discrete data to validate a decision rule.[6] A similar process may also be useful to accelerate generation of new decision rules. With secondary use of EHR data becoming an increasingly important topic,[7] CDS may serve as an alternative method in the context of data reuse for clinical research. Based on a randomly selected chart review, it was noted that clinicians, overall, do try to communicate to the interpreting radiologists the clinical picture as accurately as they can, and rarely do providers drop their orders due to data entry.

Despite our data confirming Licurse's initial findings, it is important to note that as with any clinical prediction rules, there is a trade‐off between cost savings and potential missed diagnoses. Even the most accepted clinical decision rules, such as the Well's criteria for pulmonary embolism and deep vein thrombosis, has their inherent acceptable rates of false negative. What is considered to be acceptable may differ among providers and patients. Thus, a shared decision‐making model, in which the patient and provider actively engage in sharing of information regarding risks and benefits of both performing and bypassing the diagnostic testing, is preferred. For providers/patients who are more risk‐adverse, one could consider using a more sensitive cutoff (for example, using the <1 threshold), essentially increasing the sensitivity from 91.3% to 100% for HNRI and from 93.4% to 98.1% for HN.

Although one would not want to miss a hydronephrosis in a patient, a too aggressive imaging strategy is not without economic and downstream risks. At an estimated cost of $200 per renal ultrasonography,[2] a 22.6% reduction would result in an annual savings of nearly $20,000 at our institution. The financial costs of forgoing ultrasound studies at the risk of missing 1 case of HN or 1 case of HNRI would be $5000 and $17,600, respectively.

Data‐driven decision rules are becoming more commonly used in the current environment of increased emphasis on evidence‐based medicine.[8, 9, 10, 11, 12, 13] When applied appropriately, such prediction models can result in more efficient use of medical imaging while increasing value of care.[14, 15] However, prior to implementation in clinical practice, these models need to be externally validated across multiple institutions and in various practice settings. This is the largest study of which we are aware to validate the utility of a prediction model for AKI in the inpatient setting. Although we did find slightly smaller differences in hydronephrosis in inpatients across the low, moderate, and high pretest probability groups, this may be explained by the differences in methodology.

Our study has several limitations. First, it was performed at a single academic medical center, a similar setting as that of the original work. Thus, the generalizability of our findings in other settings is unclear. Second, it is possible that our ordering providers did not thoroughly and accurately enter data into the structured CPOE form. However, we randomly selected a sample for chart review and found 90% concordance between data captured and those in the EHR. Due to selection of our cohort that included only patients with AKI who underwent RUS, it is possible that some patients who were not imaged or imaged with other cross‐sectional modalities were excluded, resulting in differential test ordering bias. Finally, we did not include the potential benefits of RUS in affecting nonsurgical interventions of hydronephrosis (eg, Foley catheter insertion).

CONCLUSION

We found that the Licurse renal ultrasonography risk stratification model was sufficiently accurate in classifying patients at risk for ureteral obstruction among hospitalized patients with AKI.

Acknowledgements

The authors thank Laura E. Peterson, BSN, SM, for her assistance in editing this manuscript.

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  13. Stiell IG, Wells GA, Hoag RH, et al. Implementation of the Ottawa knee rule for the use of radiography in acute knee injuries. JAMA. 1997;278(23):20752079.
  14. Ip IK, Schneider L, Seltzer S, et al. Impact of provider‐led, technology‐enabled radiology management program on imaging. Am J Med. 2013;126(8):687692.
  15. Raja AS, Ip IK, Prevedello LM, et al. Effect of computerized clinical decision support on the use and yield of CT pulmonary angiography in the emergency department. Radiology. 2012;262(2):468474.
References
  1. Gottlieb RH, Weinberg EP, Rubens DJ, Monk RD, Grossman EB. Renal sonography: can it be used more selectively in the setting of an elevated serum creatinine level? Am J Kidney Dis. 1997;29(3):362367.
  2. Licurse A. Renal ultrasonography in the evaluation of acute kidney injury: developing a Risk stratification framework. Arch Intern Med. 2010;170(21):1900.
  3. Liu KD, Chertow GM. Curbing the use of ultrasonography in the diagnosis of acute kidney injury: Penny wise or pound foolish?: comment on “Renal ultrasonography in the evaluation of acute kidney injury.” Arch Intern Med. 2010;170(21):19071908.
  4. Hogan WR, Wagner MM. Accuracy of data in computer‐based patient records. J Am Med Inform Assoc 1997;4(5):342355.
  5. Thiru K, Hassey A, Sullivan F. Systematic review of scope and quality of electronic patient record data in primary care. BMJ. 2003;326(7398):1070.
  6. Silveira PC, Ip IK, Goldhaber SZ, Piazza G, Benson CB, Khorasani R. Performance of Wells score for deep vein thrombosis in the inpatient setting. JAMA Intern Med. 2015;175(7):11121117.
  7. Grande D, Mitra N, Shah A, Wan F, Asch DA. Public preferences about secondary uses of electronic health information. JAMA Intern Med. 2013;173(19):17981806.
  8. Stiell IG, Wells GA, Vandemheen K, et al. The Canadian CT Head Rule for patients with minor head injury. Lancet. 2001;357(9266):13911396.
  9. Wells PS, Anderson DR, Bormanis J, et al. Value of assessment of pretest probability of deep‐vein thrombosis in clinical management. Lancet. 1997;350(9094):17951798.
  10. Dunning J, Daly JP, Lomas J‐P, Lecky F, Batchelor J, Mackway‐Jones K. Derivation of the children's head injury algorithm for the prediction of important clinical events decision rule for head injury in children. Arch Dis Child. 2006;91(11):885891.
  11. Perry JJ, Stiell IG, Sivilotti MLA, et al. Clinical decision rules to rule out subarachnoid hemorrhage for acute headache. JAMA. 2013;310(12):12481255.
  12. Wells PS, Anderson DR, Rodger M, et al. Excluding pulmonary embolism at the bedside without diagnostic imaging: management of patients with suspected pulmonary embolism presenting to the emergency department by using a simple clinical model and d‐dimer. Ann Intern Med. 2001;135(2):98107.
  13. Stiell IG, Wells GA, Hoag RH, et al. Implementation of the Ottawa knee rule for the use of radiography in acute knee injuries. JAMA. 1997;278(23):20752079.
  14. Ip IK, Schneider L, Seltzer S, et al. Impact of provider‐led, technology‐enabled radiology management program on imaging. Am J Med. 2013;126(8):687692.
  15. Raja AS, Ip IK, Prevedello LM, et al. Effect of computerized clinical decision support on the use and yield of CT pulmonary angiography in the emergency department. Radiology. 2012;262(2):468474.
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External validation of risk stratification strategy in the use of renal ultrasonography in the evaluation of acute kidney injury
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External validation of risk stratification strategy in the use of renal ultrasonography in the evaluation of acute kidney injury
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Address for correspondence and reprint requests: Ivan K. Ip, MD, Center for Evidence‐Based Imaging, Department of Radiology and Medicine, Brigham and Women's Hospital, 20 Kent Street, 2nd Floor, Boston, MA 02445; Telephone: 617‐525‐9713; Fax: 617‐525‐7575; E‐mail: [email protected]
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Frailty Evaluation in the Hospital

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Comparing three different measures of frailty in medical inpatients: Multicenter prospective cohort study examining 30‐day risk of readmission or death

Frailty is a state of vulnerability that encompasses a heterogeneous group of people.[1] Because it lacks a precise definition, multiple tools have been developed to identify frailty in both clinical and research settings.[2, 3, 4] Prevalence of frailty depends on the frailty assessment tool used and the population studied, ranging from 4% to 17% when the Fried score[5, 6, 7] is used and from 5% to 44%[5, 7, 8] when cumulative deficit models like the Frailty Index are utilized, with the lower prevalences being in younger community‐dwelling elderly populations and the higher proportions being in older institutionalized populations.

The Frailty Index, also called the Burden or Cumulative Deficit Model, comprises 70 domains that include mobility, mood, function, cognitive impairment, and disease states. It is multidimensional and allows for patients to be categorized on a continuum of frailty, but it is extremely difficult to apply in clinical practice. Recognizing this, Rockwood et al.[9] developed and validated the Clinical Frailty Scale (CFS) in the Canadian Study of Health and Aging. The CFS classifies patients into 1 of 9 categories: very fit, well, managing well, vulnerable, mildly frail (needs help with at least 1 instrumental activity of daily living such as shopping, finances, meal preparation, or housework), moderately frail (needs help with 1 or 2 activities of daily living such as bathing and dressing), severely frail (dependent for personal care), very severely frail (bedbound), and terminally ill. Although this tool is easy to use in clinical practice, it reflects a gestalt impression and requires some clinical judgement.

The Fried score[6] is a prototypical phenotype tool based on 5 criteria that include weight loss, self‐reported exhaustion, low energy expenditure, slowness of gait, and weakness. Recent evidence has suggested that slow gait (or dysmobility) alone may also be a potential screening test for frailty.[10] A recent systematic review[11] demonstrated an association between slow gait (dysmobility) and increased mortality. Dysmobility negatively impacts quality of life and has a strong association with disability resulting in the need for an increased level of care.[12] The Timed Up and Go Test (TUGT) is one method of assessing mobility which is relatively easy to perform, does not require special equipment, and is feasible to use in clinical settings.[13] However, whether impaired mobility predicts outcomes within the first 30 days after hospital discharge (a timeframe highlighted in the Affordable Care Act and used by the Centers for Medicare and Medicaid Services as an important hospital quality indicator) is still uncertain.

The aim of this study was to compare frailty assessments using the CFS and 2 of the most commonly used phenotypic tools (a modified Fried score and the TUGT as a proxy for mobility assessment) to determine which tools best predict postdischarge outcomes.

METHODS

Study Design and Population

As described in detail elsewhere,[14] this was a prospective cohort study that enrolled adult patients (any age older than 18 years) at the time of discharge back to the community from 7 general internal medicine wards in 2 teaching hospitals in Edmonton, Alberta between October 2013 and November 2014. We excluded patients admitted from, or being discharged back to, long‐term care facilities or other acute care hospitals, or from out of the province; patients who were unable to communicate in English; patients with moderate or severe cognitive impairment (scoring 5 or more on the Short Portable Mental Status Questionnaire); or patients with projected life expectancy of less than 3 months. All patients provided written consent, and the study was approved by the Health Research Ethics board of the University of Alberta (project ID Pro00036880).

We assessed the degree of frailty within 24 hours of discharge in 3 ways. First, we used the CFS[9, 15] with patients being asked to rate their best functional status in the week prior to admission. As per the CFS validations studies, scores 5 were defined as frail.[9, 15] Second, we used the TUGT as a proxy for slow gait speed/dysmobility (with >20 seconds defined as abnormal).[13] The TUGT was recorded as the shortest recorded time of the 2 timed trials to get up from a seated position, walk 10 feet and back, and then sit in the chair again. Third, we also determined their Fried score[6] (using the modifications outlined below) and categorized the patients as frail if they scored 3 or more. Of the 5 Fried categories, we assessed weakness by grip strength in their dominant hand using a Jamar handheld dynamometer and weight loss of 10 lb or more in the past year based on patient self‐report; these are identical to the original Fried scale description. Grip strength in the lowest quintile for sex and body mass index was defined as weak grip strength as per convention in the literature, which corresponded to less than 28.5 kg for men and less than 18.5 kg for women.[16, 17] We assessed the other 3 Fried categories in modified fashion as follows. For slow gait, rather than assessing time to walk 15 feet as in the original study and assigning a point to those testing in the lowest quintile for their age/sex, we used the TUGT, because our research personnel were already trained in this test, and we were doing it already as part of the discharge package for all patients.[13] For the Fried category of low activity, we based this on patient self‐report using the relevant questions in the EuroQoL Questionnaire (EQ‐5D); the Fried score used self‐report with a different questionnaire. Finally, for self‐reported exhaustion we used the questions in the Patient Health Questionnaire 9 (PHQ‐9)[18] analogous to those used from the Center for Epidemiological Studies depression scale in the original Fried description. We did this as we were evaluating the PHQ‐9 in our cohort already, and did not want to increase responder burden by presenting them with 2 depression questionnaires.

We followed all patients until 30 days after discharge, and outcome data (all‐cause mortality or all‐cause readmission) were collected by research personnel blinded to the patient's frailty status at discharge using patient/caregiver self‐report and analysis of the provincial electronic health record. We included deaths in or out of the hospital, and all readmissions were unplanned.

We examined the correlation between the CFS score (5 vs <5) and (1) the modified Fried score (3 vs <3) and (2) TUGT (20 seconds vs >20 seconds) using chance corrected kappa coefficients. In our previous article[14] we reported the association between the CFS and readmissions/hospitalizations within 30 days of discharge. In this article we examine whether either the Fried score or TUGT accurately and independently predict postdischarge readmissions/deaths, and whether they add additional prognostic information to the CFS assessment by comparing models with/without each definition using the C statistic and the Integrated Discrimination Improvement index. All analyses were performed using SAS version 9.4 (SAS Institute, Cary, NC), with P values of <0.05 considered statistically significant. Subgroup analysis was done in patients older than 65 years.

RESULTS

Of 1124 potentially eligible patients, 626 were excluded because of patient refusal (n = 227); transfer to/from another hospital, long‐term care facility, or out of province (n = 189); moderate to severe cognitive impairment (n = 88); language barriers (n = 71); or foreshortened life expectancy (n = 51). Another 3 patients withdrew consent prior to outcome assessment. The 495 patients we recruited and had outcome data for had a mean age of 64 years, 19.6% were older than 80 years, 50% were women, and the patients had a mean of 4.2 comorbidities and mean Charlson score of 2.4. The 4 most common reasons for hospital admission were heart failure, pneumonia, chronic obstructive pulmonary disease, and urinary tract infection, and the median length of stay was 5 days (interquartile range: 49 days).

Prevalence of Frailty According to Different Definitions

Although the CFS assessment resulted in 162 (33%) patients being deemed frail, only 82 (51%) of those patients also met the phenotype frailty definition using either the Fried model or the TUGT, and 49 (10%) patients who were not classified as frail on the CFS met either of the phenotypic definitions of frailty (Figure 1). Overall, 211 (43%) patients were frail according to at least 1 assessment, and 46 (9%) met all 3 frailty definitions. In the subgroup of 245 patients older than 65 years, 137 (56%) were frail according to at least 1 assessment, 38 (16%) met all 3 frailty definitions, and 27 (11%) of those patients classified as not frail on the CFS met either phenotypic definition of frailty. Agreement between TUGT and CFS or CFS and Fried was relatively poor with kappas of 0.31 (95% confidence interval [CI]: 0.23‐0.40) and 0.33 (95% CI: 0.25‐0.42), respectively. It is noteworthy that some patients deemed nonfrail on the CFS had slow gait speeds, and most CFS‐frail patients had gait speeds in the nonfrail range (Figure 2).

Figure 1
Venn diagram illustrating the relationship between patients deemed frail using the Clinical Frailty Scale (CFS), Fried (FRIED), or Timed Up and Go Test (TUGT) assessments. The 284 nonfrail patients are represented by the space outside of the 3 intersecting circles, the 80 CFS frail patients are represented by the white space within the CFS circle, the 49 patients deemed frail using the modified Fried and/or TUGT but not the CFS are denoted by the hatched areas in the TUGT and Fried circles, and the 82 patients deemed frail using the CFS and either phenotype model are denoted by the grey area in the middle of the 3 circles.
Figure 2
Timed Up and Go Test (TUGT) times in adult patients stratified by their Clinical Frailty Scale (CFS) score.

Characteristics According to Frailty Status

Although frail patients were generally similar across definitions (Table 1) in that they were older, had more comorbidities, more hospitalizations in the prior year, and longer index hospitalization lengths of stay than nonfrail patients, patients meeting phenotypic definitions of frailty but not classified as frail on the CFS were younger, had lower Charlson scores, higher EQ‐5D scores, and were discharged with less medications (Table 1).

Baseline Characteristics of Cohort Patients
Not Frail on Any of the 3 Models, n = 284 Frail on the CFS Only, n = 80 Frail on the Fried and/or TUGT but Not the CFS, n = 49 Frail on CFS and Either Phenotype Model, n = 82 P Value Comparing the 3 Frailty Columns
  • NOTE: Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; CI, confidence interval; ICU, intensive care unit; IQR, interquartile range; EQ‐5D, EuroQoL Questionnaire; TUGT, Timed Up and Go Test.

Age, y, mean (95% CI) 57.3 (55.259.5) 69.1 (65.872.3) 63.1 (57.968.3) 75.8 (72.679.0) <0.001
Sex, female, no (%) 118 (41.6) 49 (61.3) 27 (55.1) 56 (68.3) 0.3
No. of comorbidities, mean (95% CI) 4.2 (3.84.5) 6.0 (5.56.6) 4.0 (3.14.9) 6.5 (5.87.2) <0.001
Charlson comorbidity score, mean (95% CI) 2.4 (2.12.6) 3.4 (3.03.9) 2.6 (2.03.2) 3.8 (3.34.2) 0.01
No. of patients hospitalized in prior 12 months, no (%) 93 (32.8) 44 (55.0) 27 (55.1) 54 (65.9) 0.3
Preadmission living situation, no (%) 0.01
Living at home independently 221 (77.8) 26 (32.5) 25 (51.0) 17 (20.7)
Living at home with help 59 (20.8) 43 (53.8) 19 (38.8) 48 (58.5)
Assisted living or lodge 4 (1.4) 11 (13.8) 5 (10.2) 17 (20.7)
EQ‐5D overall score, /100, mean (95% CI) 66.9 (65.068.9) 62.0 (57.666.4) 56.6 (51.361.8) 58.3 (53.962.7) 0.28
Goals of care in the hospital, no (%) <0.0001
Resuscitation/ICU 228 (83.5) 41 (54.7) 39 (84.8) 29 (39.7)
ICU but no resuscitation 21(7.7) 17 (22.7) 1 (2.2) 16 (21.9)
No ICU, no resuscitation 23 (8.4) 17(22.7) 6 (13.0) 28 (37.8)
Comfort care 1 (0.4) 0 0 0
Timed Up and Go Test, s, mean (95% CI) 10.9 (10.411.3) 13.9 (12.914.9) 26.3 (19.033.6) 30.3 (26.833.7) <0.0001
Grip strength, kg, mean (95% CI) 32.1 (30.733.5) 24.3 (22.3‐ 26.3) 22.1 (19.924.2) 17.7 (16.219.1) <0.0001
Serum albumin, g/L, mean (95% CI) 34.2 (32.835.5) 35.0 (33.037.0) 31.1 (27.934.4) 33.1 (31.434.9) 0.07
No. of prescription medications at discharge, mean (95% CI) 5.2 (4.85.6) 8.8 (7.99.6) 6.1 (5.17.1) 8.2 (7.58.9) <0.0001
Length of stay, d, median, [IQR] 5 [37] 6 [411] 7 [3.512] 7 [59] 0.02

Outcomes According to Frailty Status

The overall rate of 30‐day death or hospital readmission was 17.1% (85 patients), primarily as a result of hospital readmissions (81, 16.4%) (Table 2). Although patients classified as frail on the CFS exhibited significantly higher 30‐day readmission/death rates (24.1% vs 13.8% for not frail, P = 0.005) even after adjusting for age and sex (adjusted odds ratio [aOR]: 2.02, 95% CI: 1.19‐3.41) (Table 3), patients meeting either of the phenotypic definitions for frailty but not the CFS definition were not at higher risk for 30‐day readmission/death (aOR: 0.87, 95% CI: 0.34‐2.19) (Table 3). The group at highest risk for 30‐day readmissions/death were those meeting both the CFS and either phenotypic definition of frailty (25.6% vs 13.8% for those not frail, aOR: 2.15, 95% CI: 1.10‐4.19) (Tables 2 and 3). None of the Integrated Discrimination Improvement indices (for modified Fried added to CFS or TUGT added to CFS) were statistically significant, suggesting no net new information was added to predictive models, and there were no appreciable changes in C statistics (Table 3). Neither the modified Fried score nor the TUGT on their own added independent prognostic information to age/sex alone as predictors of postdischarge outcomes. It is noteworthy that the areas under the curve for models using any combination of the frailty definitions plus age and sex were not high (all ranged between 0.55 and 0.60 for the overall cohort and from 0.52 and 0.65 in the elderly). If the frailty definitions were examined as continuous variables rather than dichotomized into frail/not frail, the C statistics were not appreciably better: 0.65 for CFS, 0.58 for TUGT, and 0.60 for modified Fried. Of note, the CFS score with the published cutoff of 5 demonstrated the highest kappa, sensitivity, specificity, and positive predictive value in relation to outcomes.

Outcomes for Patients Deemed Frail Using the CFS, Fried, or TUGT Assessments
Outcomes (Not Mutually Exclusive) Not Frail on Any of the 3 Models Frail on the CFS Only Frail on the Fried and/or TUGT Frail on CFS and Either Phenotype Model P Value Comparing the 3 Frailty Columns
  • NOTE: Data are presented as no. (%). Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; ER = emergency room; TUGT, Timed Up and Go Test.

Entire cohort n = 284 n = 80 n = 49 n = 82
Discharge disposition <0.002
Live at home independently 203 (71.5) 16 (20.0) 19 (38.8) 10 (12.2)
Live at home with help 77 (27.1) 52 (65.0) 25 (51.0) 50 (61.0)
Assisted living or lodge 4 (9.3) 12 (15.0) 5 (10.2) 22 (26.8)
30‐day readmission or death 40 (14.1) 18 (22.5) 6 (12.2) 21 (25.6) 0.2
30‐day hospital readmission 39 (13.8) 18 (22.5) 6 (12.2) 18 (22.0) 0.31
Death 5 (1.8) 3 (3.8) 1 (2.0) 4 (4.9) 0.9
30‐day ER visit 66 (23.2) 30 (37.5) 12 (24.5) 23 (17.6) 0.25
Patients aged 65 years or older n = 108 n = 47 n = 27 n = 63
Discharge disposition 0.03
Live at home independently 69 (63.9) 9 (19.2) 10 (37.0) 6 (9.5)
Live at home with help 36 (33.3) 30 (63.8) 13 (48.2) 39(61.9)
Assisted living or lodge 3 (3.8) 8 (17.0) 4 (14.8) 18 (28.6)
30‐day readmission or death 13 (12.0) 13 (27.7) 3 (11.1) 17 (27.0) 0.22
30‐day hospital readmission 12 (11.1) 13 (27.7) 3 (11.1) 14 (22.2) 0.26
Death 2 (1.9) 3 (6.4) 1 (3.7) 3 (4.8) 0.87
30‐day ER visit 20 (18.5) 17 (36.2) 6 (22.2) 18 (28.6) 0.45
Predictive Ability of Different Frailty Assessment Methods Adjusted for Age and Sex
Frailty Definition Adjusted Odds Ratio for 30‐Day Readmission/Death 95% CI C Statistic for Model Predicting 30‐Day Readmission/Death Including Age, Sex, and Frailty Definition (95% CI)
  • NOTE: Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; CI, confidence interval; TUGT, Timed Up and Go Test.

Entire cohort
CFS (overall) 2.02 1.193.41 0.60 (0.530.65)
CFS (plus either phenotype model) 2.15 1.104.19 0.60 (0.520.64)
CFS (but neither phenotype model) 1.81 0.943.48 0.60 (0.520.64)
Fried 1.32 0.752.30 0.55 (0.560.58)
TUGT 1.34 0.732.44 0.55 (0.460.58)
Fried and/or TUGT 0.87 0.342.19 0.55 (0.470.58)
Patients aged 65 years or older
CFS (overall) 3.20 1.556.60 0.65 (0.560.73)
CFS (plus either phenotype model) 3.20 1.337.68 0.65 (0.550.72)
CFS (but neither phenotype model) 3.08 1.267.47 0.65 (0.550.72)
Fried 1.28 0.642.56 0.52 (0.390.53)
TUGT 1.44 0.702.97 0.52 (0.390.53)
Fried and/or TUGT 1.41 0.722.78 0.54 (0.420.56)

Outcomes According to Frailty Status in the Elderly Subgroup

Although absolute risks of readmission or death were higher in elderly patients than younger patients, the excess risk was largely seen in those elderly patients classified as frail on the CFS. In fact, all of the associations reported above for the entire cohort were in the same direction in the elderly subgroup (Tables 2 and 3).

DISCUSSION

In summary, we found that of patients being discharged from general medical wards who were frail according to at least 1 of the 3 tools we used, only 22% met all 3 frailty case definitions (including only 28% of elderly patients deemed frail by at least 1 definition). There was surprisingly poor correlation between phenotypic markers of frailty such as poor mobility (slow TUGT) or the modified Fried Index and the CFS, even amongt elderly patients. The most clinically useful of the frailty assessment tools (both overall and in those patients who are elderly) appears to be the CFS, because it more accurately identifies those at higher risk of adverse outcomes after discharge, does not require special equipment to conduct, and is faster to do than the phenotypic assessment models we tested. We have also previously demonstrated that the CFS, after a brief training period identical to that used in this study, is reproducible between observers[19] and remains an independent predictor of adverse 30‐day outcomes even after adjusting for age, sex, comorbidities, and the LACE (length of stay, acuity of the admission, comorbidity, emergency room visits during the previous 6 months) score.[14]

Although some[10] have advocated for the use of mobility assessments (such as gait speed) as a frailty marker due to its ease of measurement and objectivity, we found that slow TUGT (which is a marker for mobility and not just slow gait speed) was not an independent prognostic marker for postdischarge outcomes. We hypothesize that the phenotypic models of frailty performed less well than the CFS as they focus on the measurement of particular physical attributes and do not take into account cognitive or psychosocial characteristics or comorbidity burden that also influence postdischarge outcomes. As well, the CFS captures the patients' baseline status prior to acute illness, whereas the phenotypic measures were assessed just prior to discharge and thus may provide less information about eventual recovery potential. Some have suggested that repeating phenotype measures postdischarge might be more informative,[20] but this would reduce clinical applicability a great deal. Certainly, an analysis[21] of the Cardiovascular Health Study cohort demonstrated that cumulative deficit models of frailty (for which the CFS is an accurate proxy[9, 15]) better predicted risk of death than phenotypic models.

Although a number of published studies have shown similar results to ours in that frail patients are at greater risk for death and/or hospitalization,[22, 23, 24] there is surprisingly little literature on the comparative predictive performance of the different frailty instruments and the extent to which they overlap. Cigolle et al.[25] compared 3 frailty scales (the Functional Domain Model, the Burden Model, and the Fried score) in the Health and Retirement Study and, similarly to us, found that although 30.2% were frail on at least 1 of these scales, only 3.1% were deemed frail by all 3. The Conselice Study of Brain Aging[5] also reported that a deficit accumulation model defined a much higher prevalence of frailty (37.6%) than the 11.6% identified using the phenotypic Study of Osteoporotic Fractures (SOF) index based on weight loss, mobility, and level of energy. Another study[26] reported that risk models incorporating either the SOF index or the Fried score exhibited C statistics of only 0.61 for predicting falls in elderly females. A cohort study[27] from 2 English general medical units also found that none of the 5 frailty models was particularly accurate at predicting risk of readmission at 3 months, with C statistics ranging between 0.52 and 0.57. Although frailty assessment at time of hospital admission predicted in‐hospital mortality and length of stay in another English study, it was not independently associated with 30‐day outcomes after adjusting for age, sex, and comorbidities including dementia.[27] To our knowledge, these latter 2 are the only other studies reported to date performed in hospitalized patients to assess whether frailty assessment helps predict postdischarge outcomes. Thus, the poor C statistics we found for all of our frailty tools confirms prior literature that frailty assessment alone is inadequate to accurately identify those patients at highest risk for poor outcomes in the first 30 days after discharge. However, frailty assessment together with consideration of each individual's comorbidities, cognitive status, psychosocial circumstances, and environment can be useful to flag those individuals who may need extra attention postdischarge to optimize outcomes.

Strengths and Limitations

Although this was a prospective cohort study with blinded ascertainment of endpoints (30‐day outcome data were collected by observers who were unaware of the patients' CFS or phenotypic model scores), it is not without limitations. First, the only postdischarge outcomes we assessed were readmission and death, and it would be interesting to evaluate which frailty tools best predict those who are most likely to benefit from home‐care services in the community. Second, as we were interested in 30‐day readmission rates, we excluded long‐term care residents from our study and patients who had foreshortened life expectancy, in essence, the frailest of the frail. Although this reduced the size of any association between frailty and adverse outcomes, we focused this study on the situations where there is clinical equipoise and there is rarely a diagnostic dilemma around the identification of frailty and need for increased services in palliative or long‐term care patients. Third, we did not use exactly the same questionnaires or gait speed assessments as used in the original Fried score description, but as outlined in the Methods section, we used analogous questions on closely related questionnaires to extract the same information. Fourth, some might consider our comparisons biased toward the CFS, as it reflects gestalt clinical impressions (informed by patients and proxies) of frailty status before hospital admission while the Fried score and TUGT were based on patient status just prior to discharge, it may be that the former is a better measure of eventual recovery (and ongoing risk) than the latter measures. If this is the case, for the purposes of targeting interventions to prevent postdischarge complications, it would suggest to us that the CFS is better suited, whereas phenotype tools can be reserved for the postdischarge phase of recovery. By the same token, perhaps serial measures of the CFS and phenotypic tools are more important, as the trajectory of recovery may be most informative for risk prediction.[7] Certainly, if one were interested in changes in functional status during hospitalization,[29] then objective phenotypic measures such as grip strength or TUGT times would seem more appropriate choices. Fifth, some may perceive it as a weakness that we did not restrict our cohort to elderly patients; however, we actually view this as a strength, because frailty is not exclusive to older patients. Sixth, although we restricted this study to patients being discharged from general internal medicine wards, it is worth mentioning that previous studies have shown similar associations between frailty and outcomes in nonmedical hospitalized patients.[19, 22, 23, 24]

In conclusion, we looked at 3 different ways of screening for frailty, 1 being a subjective but well‐validated tool (the CFS) and the other 2 being objective assessments that look at specific phenotypic characteristics. There is a compelling need to find a standardized assessment to determine frailty in both research and clinical settings, and our study provides support for use of the CFS over the Fried or TUGT as screening tools. Standardized frailty assessments should be part of the discharge planning for all medical patients so that extra resources can be properly targeted at those patients at greatest risk for suboptimal transition back to community living.

Acknowledgements

The authors acknowledge Miriam Fradette and Debbie Boyko for their important contributions in data acquisition, as well as all the physicians rotating through the general internal medicine wards for their help in identifying the patients.

Disclosures: Author contributions are as follows: study concept and design: Finlay A. McAlister, Sumit R. Majumdar, and Raj Padwal; acquisition of patients and data: Sara Belga, Darren Lau, Jenelle Pederson, and Sharry Kahlon; analysis of data: Jeff Bakal, Sara Belga, Finlay A. McAlister; first draft of manuscript: Sara Belga and Finlay A. McAlister; critical revision of manuscript: all authors. Funding for this study was provided by an operating grant from Alberta InnovatesHealth Solutions. Alberta InnovatesHealth Solutions had no role in role in the design, methods, subject recruitment, data collections, analysis, or preparation of the article. Finlay A. McAlister and Sumit R. Majumdar hold career salary support from Alberta InnovatesHealth Solutions. Finlay A. McAlister holds the Chair in Cardiovascular Outcomes Research at the Mazankowski Heart Institute, University of Alberta. Sumit R. Majumdar holds the Endowed Chair in Patient Health Management from the Faculty of Medicine and Dentistry, and the Faculty of Pharmacy and Pharmaceutical Sciences, University of Alberta. The authors have no affiliations or financial interests with any organization or entity with a financial interest in the contents of this article. All authors had access to the data and played a role in writing and revising this article. The authors declare no conflicts of interest.

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References
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  2. Sternberg SA, Wershof Schwartz A, Karunananthan S, Bergman H, Clarfield MA. The identification of frailty: a systematic literature review. J Am Geriatr Soc. 2011;59:21292138.
  3. Clegg A, Young J, Iliffe S, Rikkert MO, Rockwood K. Frailty in elderly people. Lancet. 2013;381:752762.
  4. Vries NM, Staal JB, Ravensberg CD, Hobbelen JS, Rikkert MG, Sanden MW. Outcome instruments to measure frailty: a systematic review. Ageing Res Rev. 2011;10:104114.
  5. Forti P, Rietti E, Pisacane N, Olivelli V, Maltoni B, Ravaglia G. A comparison of frailty indexes for prediction of adverse health outcomes in a elderly cohort. Arch Gerontol Geriatr. 2012;54:1620.
  6. Fried LP, Tangen CM, Walston J, et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci. 2001;56:M146M156.
  7. Collard RM, Boter H, Schoevers RA, Voshaar RC. Prevalence of frailty in community‐dwelling older persons: a systematic review. J Am Geriatr Soc. 2012;60:14871492.
  8. Puts MT, Lips P, Deeg DJ. Sex differences in the risk of frailty for mortality independent of disability of chronic diseases. J Am Geriatr Soc. 2005;53:4047.
  9. Rockwood K, Andrew M, Mintnitski A. A comparison of two approaches to measuring frailty in elderly people. J Gerontol. 2007;62:738743.
  10. Cummings SR, Studenski S, Ferrucci L. A diagnosis of dismobility—giving mobility clinical visibility: a mobility working group recommendation. JAMA. 2014;311:20612062.
  11. Studenski S, Perera S, Patel K, et al. Gait speed and survival in older adults. JAMA. 2011;301:5058.
  12. Afilalo J, Alexander KP, Mack MJ, et al. Frailty assessment in the cardiovascular care of older adults. J Am Coll Cardiol. 2014;63:747762.
  13. Podsiadlo D, Richardson S. The timed “Up and Go” test: a test of basic functional mobility for frail elderly persons. J Am Geriatr Soc. 1991;39:142148.
  14. Kahlon S, Pederson J, Majumdar SR, et al. Association between frailty and 30‐day outcomes after discharge from hospital. CMAJ. 2015;187:799804.
  15. Rockwood K, Song X, MacKnight C, et al. A global clinical measure of fitness and frailty in elderly people. CMAJ. 2005;173:489495.
  16. Cawthon PM, Fox KM, Gandra SR, et al. Do muscle mass, muscle density, strength, and physical function similarly influence risk of hospitalization in older adults? J Am Geriatr Soc. 2009;57:14111419.
  17. Wang CY, Chen LY. Grip strength in older adults: test‐retest reliability and cutoff for subjective weakness of using the hands in heavy tasks. Arch Phys Med Rehabil. 2010;91:17471751.
  18. Kroenke K, Spitzer RL. The PHQ‐9: a new depression measure. Psychiatr Ann. 2002;32:509515.
  19. Bagshaw SM, Stelfox HT, McDermid RC, et al. Association between frailty and short‐ and long‐term outcomes among critically ill patients: a multicenter prospective cohort study. CMAJ. 2013;186:e95e102.
  20. Dharmarajan K, Krumholz HM. Risk after hospitalization: we have a lot to learn. J Hosp Med. 2015;10:135136.
  21. Kulminski AM, Ukraintseva SV, Kulminskaya IV, Arbeev KG, Land K, Yashin AI. Cumulative deficits better characterize susceptibility to death in elderly people than phenotypic frailty: lessons from the Cardiovascular Health Study. J Am Geriatr Soc. 2008;56:898903.
  22. Dai YT, Wu SC, Weng R. Unplanned hospital readmission and its predictors in patients with chronic conditions. J Formos Med Assoc. 2002;101:779785.
  23. McAdams‐Demarco MA, Law A, Salter ML, et al. Frailty and early hospital readmission after kidney transplant. Am J Transplant. 2013;13:20912095.
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Frailty is a state of vulnerability that encompasses a heterogeneous group of people.[1] Because it lacks a precise definition, multiple tools have been developed to identify frailty in both clinical and research settings.[2, 3, 4] Prevalence of frailty depends on the frailty assessment tool used and the population studied, ranging from 4% to 17% when the Fried score[5, 6, 7] is used and from 5% to 44%[5, 7, 8] when cumulative deficit models like the Frailty Index are utilized, with the lower prevalences being in younger community‐dwelling elderly populations and the higher proportions being in older institutionalized populations.

The Frailty Index, also called the Burden or Cumulative Deficit Model, comprises 70 domains that include mobility, mood, function, cognitive impairment, and disease states. It is multidimensional and allows for patients to be categorized on a continuum of frailty, but it is extremely difficult to apply in clinical practice. Recognizing this, Rockwood et al.[9] developed and validated the Clinical Frailty Scale (CFS) in the Canadian Study of Health and Aging. The CFS classifies patients into 1 of 9 categories: very fit, well, managing well, vulnerable, mildly frail (needs help with at least 1 instrumental activity of daily living such as shopping, finances, meal preparation, or housework), moderately frail (needs help with 1 or 2 activities of daily living such as bathing and dressing), severely frail (dependent for personal care), very severely frail (bedbound), and terminally ill. Although this tool is easy to use in clinical practice, it reflects a gestalt impression and requires some clinical judgement.

The Fried score[6] is a prototypical phenotype tool based on 5 criteria that include weight loss, self‐reported exhaustion, low energy expenditure, slowness of gait, and weakness. Recent evidence has suggested that slow gait (or dysmobility) alone may also be a potential screening test for frailty.[10] A recent systematic review[11] demonstrated an association between slow gait (dysmobility) and increased mortality. Dysmobility negatively impacts quality of life and has a strong association with disability resulting in the need for an increased level of care.[12] The Timed Up and Go Test (TUGT) is one method of assessing mobility which is relatively easy to perform, does not require special equipment, and is feasible to use in clinical settings.[13] However, whether impaired mobility predicts outcomes within the first 30 days after hospital discharge (a timeframe highlighted in the Affordable Care Act and used by the Centers for Medicare and Medicaid Services as an important hospital quality indicator) is still uncertain.

The aim of this study was to compare frailty assessments using the CFS and 2 of the most commonly used phenotypic tools (a modified Fried score and the TUGT as a proxy for mobility assessment) to determine which tools best predict postdischarge outcomes.

METHODS

Study Design and Population

As described in detail elsewhere,[14] this was a prospective cohort study that enrolled adult patients (any age older than 18 years) at the time of discharge back to the community from 7 general internal medicine wards in 2 teaching hospitals in Edmonton, Alberta between October 2013 and November 2014. We excluded patients admitted from, or being discharged back to, long‐term care facilities or other acute care hospitals, or from out of the province; patients who were unable to communicate in English; patients with moderate or severe cognitive impairment (scoring 5 or more on the Short Portable Mental Status Questionnaire); or patients with projected life expectancy of less than 3 months. All patients provided written consent, and the study was approved by the Health Research Ethics board of the University of Alberta (project ID Pro00036880).

We assessed the degree of frailty within 24 hours of discharge in 3 ways. First, we used the CFS[9, 15] with patients being asked to rate their best functional status in the week prior to admission. As per the CFS validations studies, scores 5 were defined as frail.[9, 15] Second, we used the TUGT as a proxy for slow gait speed/dysmobility (with >20 seconds defined as abnormal).[13] The TUGT was recorded as the shortest recorded time of the 2 timed trials to get up from a seated position, walk 10 feet and back, and then sit in the chair again. Third, we also determined their Fried score[6] (using the modifications outlined below) and categorized the patients as frail if they scored 3 or more. Of the 5 Fried categories, we assessed weakness by grip strength in their dominant hand using a Jamar handheld dynamometer and weight loss of 10 lb or more in the past year based on patient self‐report; these are identical to the original Fried scale description. Grip strength in the lowest quintile for sex and body mass index was defined as weak grip strength as per convention in the literature, which corresponded to less than 28.5 kg for men and less than 18.5 kg for women.[16, 17] We assessed the other 3 Fried categories in modified fashion as follows. For slow gait, rather than assessing time to walk 15 feet as in the original study and assigning a point to those testing in the lowest quintile for their age/sex, we used the TUGT, because our research personnel were already trained in this test, and we were doing it already as part of the discharge package for all patients.[13] For the Fried category of low activity, we based this on patient self‐report using the relevant questions in the EuroQoL Questionnaire (EQ‐5D); the Fried score used self‐report with a different questionnaire. Finally, for self‐reported exhaustion we used the questions in the Patient Health Questionnaire 9 (PHQ‐9)[18] analogous to those used from the Center for Epidemiological Studies depression scale in the original Fried description. We did this as we were evaluating the PHQ‐9 in our cohort already, and did not want to increase responder burden by presenting them with 2 depression questionnaires.

We followed all patients until 30 days after discharge, and outcome data (all‐cause mortality or all‐cause readmission) were collected by research personnel blinded to the patient's frailty status at discharge using patient/caregiver self‐report and analysis of the provincial electronic health record. We included deaths in or out of the hospital, and all readmissions were unplanned.

We examined the correlation between the CFS score (5 vs <5) and (1) the modified Fried score (3 vs <3) and (2) TUGT (20 seconds vs >20 seconds) using chance corrected kappa coefficients. In our previous article[14] we reported the association between the CFS and readmissions/hospitalizations within 30 days of discharge. In this article we examine whether either the Fried score or TUGT accurately and independently predict postdischarge readmissions/deaths, and whether they add additional prognostic information to the CFS assessment by comparing models with/without each definition using the C statistic and the Integrated Discrimination Improvement index. All analyses were performed using SAS version 9.4 (SAS Institute, Cary, NC), with P values of <0.05 considered statistically significant. Subgroup analysis was done in patients older than 65 years.

RESULTS

Of 1124 potentially eligible patients, 626 were excluded because of patient refusal (n = 227); transfer to/from another hospital, long‐term care facility, or out of province (n = 189); moderate to severe cognitive impairment (n = 88); language barriers (n = 71); or foreshortened life expectancy (n = 51). Another 3 patients withdrew consent prior to outcome assessment. The 495 patients we recruited and had outcome data for had a mean age of 64 years, 19.6% were older than 80 years, 50% were women, and the patients had a mean of 4.2 comorbidities and mean Charlson score of 2.4. The 4 most common reasons for hospital admission were heart failure, pneumonia, chronic obstructive pulmonary disease, and urinary tract infection, and the median length of stay was 5 days (interquartile range: 49 days).

Prevalence of Frailty According to Different Definitions

Although the CFS assessment resulted in 162 (33%) patients being deemed frail, only 82 (51%) of those patients also met the phenotype frailty definition using either the Fried model or the TUGT, and 49 (10%) patients who were not classified as frail on the CFS met either of the phenotypic definitions of frailty (Figure 1). Overall, 211 (43%) patients were frail according to at least 1 assessment, and 46 (9%) met all 3 frailty definitions. In the subgroup of 245 patients older than 65 years, 137 (56%) were frail according to at least 1 assessment, 38 (16%) met all 3 frailty definitions, and 27 (11%) of those patients classified as not frail on the CFS met either phenotypic definition of frailty. Agreement between TUGT and CFS or CFS and Fried was relatively poor with kappas of 0.31 (95% confidence interval [CI]: 0.23‐0.40) and 0.33 (95% CI: 0.25‐0.42), respectively. It is noteworthy that some patients deemed nonfrail on the CFS had slow gait speeds, and most CFS‐frail patients had gait speeds in the nonfrail range (Figure 2).

Figure 1
Venn diagram illustrating the relationship between patients deemed frail using the Clinical Frailty Scale (CFS), Fried (FRIED), or Timed Up and Go Test (TUGT) assessments. The 284 nonfrail patients are represented by the space outside of the 3 intersecting circles, the 80 CFS frail patients are represented by the white space within the CFS circle, the 49 patients deemed frail using the modified Fried and/or TUGT but not the CFS are denoted by the hatched areas in the TUGT and Fried circles, and the 82 patients deemed frail using the CFS and either phenotype model are denoted by the grey area in the middle of the 3 circles.
Figure 2
Timed Up and Go Test (TUGT) times in adult patients stratified by their Clinical Frailty Scale (CFS) score.

Characteristics According to Frailty Status

Although frail patients were generally similar across definitions (Table 1) in that they were older, had more comorbidities, more hospitalizations in the prior year, and longer index hospitalization lengths of stay than nonfrail patients, patients meeting phenotypic definitions of frailty but not classified as frail on the CFS were younger, had lower Charlson scores, higher EQ‐5D scores, and were discharged with less medications (Table 1).

Baseline Characteristics of Cohort Patients
Not Frail on Any of the 3 Models, n = 284 Frail on the CFS Only, n = 80 Frail on the Fried and/or TUGT but Not the CFS, n = 49 Frail on CFS and Either Phenotype Model, n = 82 P Value Comparing the 3 Frailty Columns
  • NOTE: Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; CI, confidence interval; ICU, intensive care unit; IQR, interquartile range; EQ‐5D, EuroQoL Questionnaire; TUGT, Timed Up and Go Test.

Age, y, mean (95% CI) 57.3 (55.259.5) 69.1 (65.872.3) 63.1 (57.968.3) 75.8 (72.679.0) <0.001
Sex, female, no (%) 118 (41.6) 49 (61.3) 27 (55.1) 56 (68.3) 0.3
No. of comorbidities, mean (95% CI) 4.2 (3.84.5) 6.0 (5.56.6) 4.0 (3.14.9) 6.5 (5.87.2) <0.001
Charlson comorbidity score, mean (95% CI) 2.4 (2.12.6) 3.4 (3.03.9) 2.6 (2.03.2) 3.8 (3.34.2) 0.01
No. of patients hospitalized in prior 12 months, no (%) 93 (32.8) 44 (55.0) 27 (55.1) 54 (65.9) 0.3
Preadmission living situation, no (%) 0.01
Living at home independently 221 (77.8) 26 (32.5) 25 (51.0) 17 (20.7)
Living at home with help 59 (20.8) 43 (53.8) 19 (38.8) 48 (58.5)
Assisted living or lodge 4 (1.4) 11 (13.8) 5 (10.2) 17 (20.7)
EQ‐5D overall score, /100, mean (95% CI) 66.9 (65.068.9) 62.0 (57.666.4) 56.6 (51.361.8) 58.3 (53.962.7) 0.28
Goals of care in the hospital, no (%) <0.0001
Resuscitation/ICU 228 (83.5) 41 (54.7) 39 (84.8) 29 (39.7)
ICU but no resuscitation 21(7.7) 17 (22.7) 1 (2.2) 16 (21.9)
No ICU, no resuscitation 23 (8.4) 17(22.7) 6 (13.0) 28 (37.8)
Comfort care 1 (0.4) 0 0 0
Timed Up and Go Test, s, mean (95% CI) 10.9 (10.411.3) 13.9 (12.914.9) 26.3 (19.033.6) 30.3 (26.833.7) <0.0001
Grip strength, kg, mean (95% CI) 32.1 (30.733.5) 24.3 (22.3‐ 26.3) 22.1 (19.924.2) 17.7 (16.219.1) <0.0001
Serum albumin, g/L, mean (95% CI) 34.2 (32.835.5) 35.0 (33.037.0) 31.1 (27.934.4) 33.1 (31.434.9) 0.07
No. of prescription medications at discharge, mean (95% CI) 5.2 (4.85.6) 8.8 (7.99.6) 6.1 (5.17.1) 8.2 (7.58.9) <0.0001
Length of stay, d, median, [IQR] 5 [37] 6 [411] 7 [3.512] 7 [59] 0.02

Outcomes According to Frailty Status

The overall rate of 30‐day death or hospital readmission was 17.1% (85 patients), primarily as a result of hospital readmissions (81, 16.4%) (Table 2). Although patients classified as frail on the CFS exhibited significantly higher 30‐day readmission/death rates (24.1% vs 13.8% for not frail, P = 0.005) even after adjusting for age and sex (adjusted odds ratio [aOR]: 2.02, 95% CI: 1.19‐3.41) (Table 3), patients meeting either of the phenotypic definitions for frailty but not the CFS definition were not at higher risk for 30‐day readmission/death (aOR: 0.87, 95% CI: 0.34‐2.19) (Table 3). The group at highest risk for 30‐day readmissions/death were those meeting both the CFS and either phenotypic definition of frailty (25.6% vs 13.8% for those not frail, aOR: 2.15, 95% CI: 1.10‐4.19) (Tables 2 and 3). None of the Integrated Discrimination Improvement indices (for modified Fried added to CFS or TUGT added to CFS) were statistically significant, suggesting no net new information was added to predictive models, and there were no appreciable changes in C statistics (Table 3). Neither the modified Fried score nor the TUGT on their own added independent prognostic information to age/sex alone as predictors of postdischarge outcomes. It is noteworthy that the areas under the curve for models using any combination of the frailty definitions plus age and sex were not high (all ranged between 0.55 and 0.60 for the overall cohort and from 0.52 and 0.65 in the elderly). If the frailty definitions were examined as continuous variables rather than dichotomized into frail/not frail, the C statistics were not appreciably better: 0.65 for CFS, 0.58 for TUGT, and 0.60 for modified Fried. Of note, the CFS score with the published cutoff of 5 demonstrated the highest kappa, sensitivity, specificity, and positive predictive value in relation to outcomes.

Outcomes for Patients Deemed Frail Using the CFS, Fried, or TUGT Assessments
Outcomes (Not Mutually Exclusive) Not Frail on Any of the 3 Models Frail on the CFS Only Frail on the Fried and/or TUGT Frail on CFS and Either Phenotype Model P Value Comparing the 3 Frailty Columns
  • NOTE: Data are presented as no. (%). Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; ER = emergency room; TUGT, Timed Up and Go Test.

Entire cohort n = 284 n = 80 n = 49 n = 82
Discharge disposition <0.002
Live at home independently 203 (71.5) 16 (20.0) 19 (38.8) 10 (12.2)
Live at home with help 77 (27.1) 52 (65.0) 25 (51.0) 50 (61.0)
Assisted living or lodge 4 (9.3) 12 (15.0) 5 (10.2) 22 (26.8)
30‐day readmission or death 40 (14.1) 18 (22.5) 6 (12.2) 21 (25.6) 0.2
30‐day hospital readmission 39 (13.8) 18 (22.5) 6 (12.2) 18 (22.0) 0.31
Death 5 (1.8) 3 (3.8) 1 (2.0) 4 (4.9) 0.9
30‐day ER visit 66 (23.2) 30 (37.5) 12 (24.5) 23 (17.6) 0.25
Patients aged 65 years or older n = 108 n = 47 n = 27 n = 63
Discharge disposition 0.03
Live at home independently 69 (63.9) 9 (19.2) 10 (37.0) 6 (9.5)
Live at home with help 36 (33.3) 30 (63.8) 13 (48.2) 39(61.9)
Assisted living or lodge 3 (3.8) 8 (17.0) 4 (14.8) 18 (28.6)
30‐day readmission or death 13 (12.0) 13 (27.7) 3 (11.1) 17 (27.0) 0.22
30‐day hospital readmission 12 (11.1) 13 (27.7) 3 (11.1) 14 (22.2) 0.26
Death 2 (1.9) 3 (6.4) 1 (3.7) 3 (4.8) 0.87
30‐day ER visit 20 (18.5) 17 (36.2) 6 (22.2) 18 (28.6) 0.45
Predictive Ability of Different Frailty Assessment Methods Adjusted for Age and Sex
Frailty Definition Adjusted Odds Ratio for 30‐Day Readmission/Death 95% CI C Statistic for Model Predicting 30‐Day Readmission/Death Including Age, Sex, and Frailty Definition (95% CI)
  • NOTE: Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; CI, confidence interval; TUGT, Timed Up and Go Test.

Entire cohort
CFS (overall) 2.02 1.193.41 0.60 (0.530.65)
CFS (plus either phenotype model) 2.15 1.104.19 0.60 (0.520.64)
CFS (but neither phenotype model) 1.81 0.943.48 0.60 (0.520.64)
Fried 1.32 0.752.30 0.55 (0.560.58)
TUGT 1.34 0.732.44 0.55 (0.460.58)
Fried and/or TUGT 0.87 0.342.19 0.55 (0.470.58)
Patients aged 65 years or older
CFS (overall) 3.20 1.556.60 0.65 (0.560.73)
CFS (plus either phenotype model) 3.20 1.337.68 0.65 (0.550.72)
CFS (but neither phenotype model) 3.08 1.267.47 0.65 (0.550.72)
Fried 1.28 0.642.56 0.52 (0.390.53)
TUGT 1.44 0.702.97 0.52 (0.390.53)
Fried and/or TUGT 1.41 0.722.78 0.54 (0.420.56)

Outcomes According to Frailty Status in the Elderly Subgroup

Although absolute risks of readmission or death were higher in elderly patients than younger patients, the excess risk was largely seen in those elderly patients classified as frail on the CFS. In fact, all of the associations reported above for the entire cohort were in the same direction in the elderly subgroup (Tables 2 and 3).

DISCUSSION

In summary, we found that of patients being discharged from general medical wards who were frail according to at least 1 of the 3 tools we used, only 22% met all 3 frailty case definitions (including only 28% of elderly patients deemed frail by at least 1 definition). There was surprisingly poor correlation between phenotypic markers of frailty such as poor mobility (slow TUGT) or the modified Fried Index and the CFS, even amongt elderly patients. The most clinically useful of the frailty assessment tools (both overall and in those patients who are elderly) appears to be the CFS, because it more accurately identifies those at higher risk of adverse outcomes after discharge, does not require special equipment to conduct, and is faster to do than the phenotypic assessment models we tested. We have also previously demonstrated that the CFS, after a brief training period identical to that used in this study, is reproducible between observers[19] and remains an independent predictor of adverse 30‐day outcomes even after adjusting for age, sex, comorbidities, and the LACE (length of stay, acuity of the admission, comorbidity, emergency room visits during the previous 6 months) score.[14]

Although some[10] have advocated for the use of mobility assessments (such as gait speed) as a frailty marker due to its ease of measurement and objectivity, we found that slow TUGT (which is a marker for mobility and not just slow gait speed) was not an independent prognostic marker for postdischarge outcomes. We hypothesize that the phenotypic models of frailty performed less well than the CFS as they focus on the measurement of particular physical attributes and do not take into account cognitive or psychosocial characteristics or comorbidity burden that also influence postdischarge outcomes. As well, the CFS captures the patients' baseline status prior to acute illness, whereas the phenotypic measures were assessed just prior to discharge and thus may provide less information about eventual recovery potential. Some have suggested that repeating phenotype measures postdischarge might be more informative,[20] but this would reduce clinical applicability a great deal. Certainly, an analysis[21] of the Cardiovascular Health Study cohort demonstrated that cumulative deficit models of frailty (for which the CFS is an accurate proxy[9, 15]) better predicted risk of death than phenotypic models.

Although a number of published studies have shown similar results to ours in that frail patients are at greater risk for death and/or hospitalization,[22, 23, 24] there is surprisingly little literature on the comparative predictive performance of the different frailty instruments and the extent to which they overlap. Cigolle et al.[25] compared 3 frailty scales (the Functional Domain Model, the Burden Model, and the Fried score) in the Health and Retirement Study and, similarly to us, found that although 30.2% were frail on at least 1 of these scales, only 3.1% were deemed frail by all 3. The Conselice Study of Brain Aging[5] also reported that a deficit accumulation model defined a much higher prevalence of frailty (37.6%) than the 11.6% identified using the phenotypic Study of Osteoporotic Fractures (SOF) index based on weight loss, mobility, and level of energy. Another study[26] reported that risk models incorporating either the SOF index or the Fried score exhibited C statistics of only 0.61 for predicting falls in elderly females. A cohort study[27] from 2 English general medical units also found that none of the 5 frailty models was particularly accurate at predicting risk of readmission at 3 months, with C statistics ranging between 0.52 and 0.57. Although frailty assessment at time of hospital admission predicted in‐hospital mortality and length of stay in another English study, it was not independently associated with 30‐day outcomes after adjusting for age, sex, and comorbidities including dementia.[27] To our knowledge, these latter 2 are the only other studies reported to date performed in hospitalized patients to assess whether frailty assessment helps predict postdischarge outcomes. Thus, the poor C statistics we found for all of our frailty tools confirms prior literature that frailty assessment alone is inadequate to accurately identify those patients at highest risk for poor outcomes in the first 30 days after discharge. However, frailty assessment together with consideration of each individual's comorbidities, cognitive status, psychosocial circumstances, and environment can be useful to flag those individuals who may need extra attention postdischarge to optimize outcomes.

Strengths and Limitations

Although this was a prospective cohort study with blinded ascertainment of endpoints (30‐day outcome data were collected by observers who were unaware of the patients' CFS or phenotypic model scores), it is not without limitations. First, the only postdischarge outcomes we assessed were readmission and death, and it would be interesting to evaluate which frailty tools best predict those who are most likely to benefit from home‐care services in the community. Second, as we were interested in 30‐day readmission rates, we excluded long‐term care residents from our study and patients who had foreshortened life expectancy, in essence, the frailest of the frail. Although this reduced the size of any association between frailty and adverse outcomes, we focused this study on the situations where there is clinical equipoise and there is rarely a diagnostic dilemma around the identification of frailty and need for increased services in palliative or long‐term care patients. Third, we did not use exactly the same questionnaires or gait speed assessments as used in the original Fried score description, but as outlined in the Methods section, we used analogous questions on closely related questionnaires to extract the same information. Fourth, some might consider our comparisons biased toward the CFS, as it reflects gestalt clinical impressions (informed by patients and proxies) of frailty status before hospital admission while the Fried score and TUGT were based on patient status just prior to discharge, it may be that the former is a better measure of eventual recovery (and ongoing risk) than the latter measures. If this is the case, for the purposes of targeting interventions to prevent postdischarge complications, it would suggest to us that the CFS is better suited, whereas phenotype tools can be reserved for the postdischarge phase of recovery. By the same token, perhaps serial measures of the CFS and phenotypic tools are more important, as the trajectory of recovery may be most informative for risk prediction.[7] Certainly, if one were interested in changes in functional status during hospitalization,[29] then objective phenotypic measures such as grip strength or TUGT times would seem more appropriate choices. Fifth, some may perceive it as a weakness that we did not restrict our cohort to elderly patients; however, we actually view this as a strength, because frailty is not exclusive to older patients. Sixth, although we restricted this study to patients being discharged from general internal medicine wards, it is worth mentioning that previous studies have shown similar associations between frailty and outcomes in nonmedical hospitalized patients.[19, 22, 23, 24]

In conclusion, we looked at 3 different ways of screening for frailty, 1 being a subjective but well‐validated tool (the CFS) and the other 2 being objective assessments that look at specific phenotypic characteristics. There is a compelling need to find a standardized assessment to determine frailty in both research and clinical settings, and our study provides support for use of the CFS over the Fried or TUGT as screening tools. Standardized frailty assessments should be part of the discharge planning for all medical patients so that extra resources can be properly targeted at those patients at greatest risk for suboptimal transition back to community living.

Acknowledgements

The authors acknowledge Miriam Fradette and Debbie Boyko for their important contributions in data acquisition, as well as all the physicians rotating through the general internal medicine wards for their help in identifying the patients.

Disclosures: Author contributions are as follows: study concept and design: Finlay A. McAlister, Sumit R. Majumdar, and Raj Padwal; acquisition of patients and data: Sara Belga, Darren Lau, Jenelle Pederson, and Sharry Kahlon; analysis of data: Jeff Bakal, Sara Belga, Finlay A. McAlister; first draft of manuscript: Sara Belga and Finlay A. McAlister; critical revision of manuscript: all authors. Funding for this study was provided by an operating grant from Alberta InnovatesHealth Solutions. Alberta InnovatesHealth Solutions had no role in role in the design, methods, subject recruitment, data collections, analysis, or preparation of the article. Finlay A. McAlister and Sumit R. Majumdar hold career salary support from Alberta InnovatesHealth Solutions. Finlay A. McAlister holds the Chair in Cardiovascular Outcomes Research at the Mazankowski Heart Institute, University of Alberta. Sumit R. Majumdar holds the Endowed Chair in Patient Health Management from the Faculty of Medicine and Dentistry, and the Faculty of Pharmacy and Pharmaceutical Sciences, University of Alberta. The authors have no affiliations or financial interests with any organization or entity with a financial interest in the contents of this article. All authors had access to the data and played a role in writing and revising this article. The authors declare no conflicts of interest.

Frailty is a state of vulnerability that encompasses a heterogeneous group of people.[1] Because it lacks a precise definition, multiple tools have been developed to identify frailty in both clinical and research settings.[2, 3, 4] Prevalence of frailty depends on the frailty assessment tool used and the population studied, ranging from 4% to 17% when the Fried score[5, 6, 7] is used and from 5% to 44%[5, 7, 8] when cumulative deficit models like the Frailty Index are utilized, with the lower prevalences being in younger community‐dwelling elderly populations and the higher proportions being in older institutionalized populations.

The Frailty Index, also called the Burden or Cumulative Deficit Model, comprises 70 domains that include mobility, mood, function, cognitive impairment, and disease states. It is multidimensional and allows for patients to be categorized on a continuum of frailty, but it is extremely difficult to apply in clinical practice. Recognizing this, Rockwood et al.[9] developed and validated the Clinical Frailty Scale (CFS) in the Canadian Study of Health and Aging. The CFS classifies patients into 1 of 9 categories: very fit, well, managing well, vulnerable, mildly frail (needs help with at least 1 instrumental activity of daily living such as shopping, finances, meal preparation, or housework), moderately frail (needs help with 1 or 2 activities of daily living such as bathing and dressing), severely frail (dependent for personal care), very severely frail (bedbound), and terminally ill. Although this tool is easy to use in clinical practice, it reflects a gestalt impression and requires some clinical judgement.

The Fried score[6] is a prototypical phenotype tool based on 5 criteria that include weight loss, self‐reported exhaustion, low energy expenditure, slowness of gait, and weakness. Recent evidence has suggested that slow gait (or dysmobility) alone may also be a potential screening test for frailty.[10] A recent systematic review[11] demonstrated an association between slow gait (dysmobility) and increased mortality. Dysmobility negatively impacts quality of life and has a strong association with disability resulting in the need for an increased level of care.[12] The Timed Up and Go Test (TUGT) is one method of assessing mobility which is relatively easy to perform, does not require special equipment, and is feasible to use in clinical settings.[13] However, whether impaired mobility predicts outcomes within the first 30 days after hospital discharge (a timeframe highlighted in the Affordable Care Act and used by the Centers for Medicare and Medicaid Services as an important hospital quality indicator) is still uncertain.

The aim of this study was to compare frailty assessments using the CFS and 2 of the most commonly used phenotypic tools (a modified Fried score and the TUGT as a proxy for mobility assessment) to determine which tools best predict postdischarge outcomes.

METHODS

Study Design and Population

As described in detail elsewhere,[14] this was a prospective cohort study that enrolled adult patients (any age older than 18 years) at the time of discharge back to the community from 7 general internal medicine wards in 2 teaching hospitals in Edmonton, Alberta between October 2013 and November 2014. We excluded patients admitted from, or being discharged back to, long‐term care facilities or other acute care hospitals, or from out of the province; patients who were unable to communicate in English; patients with moderate or severe cognitive impairment (scoring 5 or more on the Short Portable Mental Status Questionnaire); or patients with projected life expectancy of less than 3 months. All patients provided written consent, and the study was approved by the Health Research Ethics board of the University of Alberta (project ID Pro00036880).

We assessed the degree of frailty within 24 hours of discharge in 3 ways. First, we used the CFS[9, 15] with patients being asked to rate their best functional status in the week prior to admission. As per the CFS validations studies, scores 5 were defined as frail.[9, 15] Second, we used the TUGT as a proxy for slow gait speed/dysmobility (with >20 seconds defined as abnormal).[13] The TUGT was recorded as the shortest recorded time of the 2 timed trials to get up from a seated position, walk 10 feet and back, and then sit in the chair again. Third, we also determined their Fried score[6] (using the modifications outlined below) and categorized the patients as frail if they scored 3 or more. Of the 5 Fried categories, we assessed weakness by grip strength in their dominant hand using a Jamar handheld dynamometer and weight loss of 10 lb or more in the past year based on patient self‐report; these are identical to the original Fried scale description. Grip strength in the lowest quintile for sex and body mass index was defined as weak grip strength as per convention in the literature, which corresponded to less than 28.5 kg for men and less than 18.5 kg for women.[16, 17] We assessed the other 3 Fried categories in modified fashion as follows. For slow gait, rather than assessing time to walk 15 feet as in the original study and assigning a point to those testing in the lowest quintile for their age/sex, we used the TUGT, because our research personnel were already trained in this test, and we were doing it already as part of the discharge package for all patients.[13] For the Fried category of low activity, we based this on patient self‐report using the relevant questions in the EuroQoL Questionnaire (EQ‐5D); the Fried score used self‐report with a different questionnaire. Finally, for self‐reported exhaustion we used the questions in the Patient Health Questionnaire 9 (PHQ‐9)[18] analogous to those used from the Center for Epidemiological Studies depression scale in the original Fried description. We did this as we were evaluating the PHQ‐9 in our cohort already, and did not want to increase responder burden by presenting them with 2 depression questionnaires.

We followed all patients until 30 days after discharge, and outcome data (all‐cause mortality or all‐cause readmission) were collected by research personnel blinded to the patient's frailty status at discharge using patient/caregiver self‐report and analysis of the provincial electronic health record. We included deaths in or out of the hospital, and all readmissions were unplanned.

We examined the correlation between the CFS score (5 vs <5) and (1) the modified Fried score (3 vs <3) and (2) TUGT (20 seconds vs >20 seconds) using chance corrected kappa coefficients. In our previous article[14] we reported the association between the CFS and readmissions/hospitalizations within 30 days of discharge. In this article we examine whether either the Fried score or TUGT accurately and independently predict postdischarge readmissions/deaths, and whether they add additional prognostic information to the CFS assessment by comparing models with/without each definition using the C statistic and the Integrated Discrimination Improvement index. All analyses were performed using SAS version 9.4 (SAS Institute, Cary, NC), with P values of <0.05 considered statistically significant. Subgroup analysis was done in patients older than 65 years.

RESULTS

Of 1124 potentially eligible patients, 626 were excluded because of patient refusal (n = 227); transfer to/from another hospital, long‐term care facility, or out of province (n = 189); moderate to severe cognitive impairment (n = 88); language barriers (n = 71); or foreshortened life expectancy (n = 51). Another 3 patients withdrew consent prior to outcome assessment. The 495 patients we recruited and had outcome data for had a mean age of 64 years, 19.6% were older than 80 years, 50% were women, and the patients had a mean of 4.2 comorbidities and mean Charlson score of 2.4. The 4 most common reasons for hospital admission were heart failure, pneumonia, chronic obstructive pulmonary disease, and urinary tract infection, and the median length of stay was 5 days (interquartile range: 49 days).

Prevalence of Frailty According to Different Definitions

Although the CFS assessment resulted in 162 (33%) patients being deemed frail, only 82 (51%) of those patients also met the phenotype frailty definition using either the Fried model or the TUGT, and 49 (10%) patients who were not classified as frail on the CFS met either of the phenotypic definitions of frailty (Figure 1). Overall, 211 (43%) patients were frail according to at least 1 assessment, and 46 (9%) met all 3 frailty definitions. In the subgroup of 245 patients older than 65 years, 137 (56%) were frail according to at least 1 assessment, 38 (16%) met all 3 frailty definitions, and 27 (11%) of those patients classified as not frail on the CFS met either phenotypic definition of frailty. Agreement between TUGT and CFS or CFS and Fried was relatively poor with kappas of 0.31 (95% confidence interval [CI]: 0.23‐0.40) and 0.33 (95% CI: 0.25‐0.42), respectively. It is noteworthy that some patients deemed nonfrail on the CFS had slow gait speeds, and most CFS‐frail patients had gait speeds in the nonfrail range (Figure 2).

Figure 1
Venn diagram illustrating the relationship between patients deemed frail using the Clinical Frailty Scale (CFS), Fried (FRIED), or Timed Up and Go Test (TUGT) assessments. The 284 nonfrail patients are represented by the space outside of the 3 intersecting circles, the 80 CFS frail patients are represented by the white space within the CFS circle, the 49 patients deemed frail using the modified Fried and/or TUGT but not the CFS are denoted by the hatched areas in the TUGT and Fried circles, and the 82 patients deemed frail using the CFS and either phenotype model are denoted by the grey area in the middle of the 3 circles.
Figure 2
Timed Up and Go Test (TUGT) times in adult patients stratified by their Clinical Frailty Scale (CFS) score.

Characteristics According to Frailty Status

Although frail patients were generally similar across definitions (Table 1) in that they were older, had more comorbidities, more hospitalizations in the prior year, and longer index hospitalization lengths of stay than nonfrail patients, patients meeting phenotypic definitions of frailty but not classified as frail on the CFS were younger, had lower Charlson scores, higher EQ‐5D scores, and were discharged with less medications (Table 1).

Baseline Characteristics of Cohort Patients
Not Frail on Any of the 3 Models, n = 284 Frail on the CFS Only, n = 80 Frail on the Fried and/or TUGT but Not the CFS, n = 49 Frail on CFS and Either Phenotype Model, n = 82 P Value Comparing the 3 Frailty Columns
  • NOTE: Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; CI, confidence interval; ICU, intensive care unit; IQR, interquartile range; EQ‐5D, EuroQoL Questionnaire; TUGT, Timed Up and Go Test.

Age, y, mean (95% CI) 57.3 (55.259.5) 69.1 (65.872.3) 63.1 (57.968.3) 75.8 (72.679.0) <0.001
Sex, female, no (%) 118 (41.6) 49 (61.3) 27 (55.1) 56 (68.3) 0.3
No. of comorbidities, mean (95% CI) 4.2 (3.84.5) 6.0 (5.56.6) 4.0 (3.14.9) 6.5 (5.87.2) <0.001
Charlson comorbidity score, mean (95% CI) 2.4 (2.12.6) 3.4 (3.03.9) 2.6 (2.03.2) 3.8 (3.34.2) 0.01
No. of patients hospitalized in prior 12 months, no (%) 93 (32.8) 44 (55.0) 27 (55.1) 54 (65.9) 0.3
Preadmission living situation, no (%) 0.01
Living at home independently 221 (77.8) 26 (32.5) 25 (51.0) 17 (20.7)
Living at home with help 59 (20.8) 43 (53.8) 19 (38.8) 48 (58.5)
Assisted living or lodge 4 (1.4) 11 (13.8) 5 (10.2) 17 (20.7)
EQ‐5D overall score, /100, mean (95% CI) 66.9 (65.068.9) 62.0 (57.666.4) 56.6 (51.361.8) 58.3 (53.962.7) 0.28
Goals of care in the hospital, no (%) <0.0001
Resuscitation/ICU 228 (83.5) 41 (54.7) 39 (84.8) 29 (39.7)
ICU but no resuscitation 21(7.7) 17 (22.7) 1 (2.2) 16 (21.9)
No ICU, no resuscitation 23 (8.4) 17(22.7) 6 (13.0) 28 (37.8)
Comfort care 1 (0.4) 0 0 0
Timed Up and Go Test, s, mean (95% CI) 10.9 (10.411.3) 13.9 (12.914.9) 26.3 (19.033.6) 30.3 (26.833.7) <0.0001
Grip strength, kg, mean (95% CI) 32.1 (30.733.5) 24.3 (22.3‐ 26.3) 22.1 (19.924.2) 17.7 (16.219.1) <0.0001
Serum albumin, g/L, mean (95% CI) 34.2 (32.835.5) 35.0 (33.037.0) 31.1 (27.934.4) 33.1 (31.434.9) 0.07
No. of prescription medications at discharge, mean (95% CI) 5.2 (4.85.6) 8.8 (7.99.6) 6.1 (5.17.1) 8.2 (7.58.9) <0.0001
Length of stay, d, median, [IQR] 5 [37] 6 [411] 7 [3.512] 7 [59] 0.02

Outcomes According to Frailty Status

The overall rate of 30‐day death or hospital readmission was 17.1% (85 patients), primarily as a result of hospital readmissions (81, 16.4%) (Table 2). Although patients classified as frail on the CFS exhibited significantly higher 30‐day readmission/death rates (24.1% vs 13.8% for not frail, P = 0.005) even after adjusting for age and sex (adjusted odds ratio [aOR]: 2.02, 95% CI: 1.19‐3.41) (Table 3), patients meeting either of the phenotypic definitions for frailty but not the CFS definition were not at higher risk for 30‐day readmission/death (aOR: 0.87, 95% CI: 0.34‐2.19) (Table 3). The group at highest risk for 30‐day readmissions/death were those meeting both the CFS and either phenotypic definition of frailty (25.6% vs 13.8% for those not frail, aOR: 2.15, 95% CI: 1.10‐4.19) (Tables 2 and 3). None of the Integrated Discrimination Improvement indices (for modified Fried added to CFS or TUGT added to CFS) were statistically significant, suggesting no net new information was added to predictive models, and there were no appreciable changes in C statistics (Table 3). Neither the modified Fried score nor the TUGT on their own added independent prognostic information to age/sex alone as predictors of postdischarge outcomes. It is noteworthy that the areas under the curve for models using any combination of the frailty definitions plus age and sex were not high (all ranged between 0.55 and 0.60 for the overall cohort and from 0.52 and 0.65 in the elderly). If the frailty definitions were examined as continuous variables rather than dichotomized into frail/not frail, the C statistics were not appreciably better: 0.65 for CFS, 0.58 for TUGT, and 0.60 for modified Fried. Of note, the CFS score with the published cutoff of 5 demonstrated the highest kappa, sensitivity, specificity, and positive predictive value in relation to outcomes.

Outcomes for Patients Deemed Frail Using the CFS, Fried, or TUGT Assessments
Outcomes (Not Mutually Exclusive) Not Frail on Any of the 3 Models Frail on the CFS Only Frail on the Fried and/or TUGT Frail on CFS and Either Phenotype Model P Value Comparing the 3 Frailty Columns
  • NOTE: Data are presented as no. (%). Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; ER = emergency room; TUGT, Timed Up and Go Test.

Entire cohort n = 284 n = 80 n = 49 n = 82
Discharge disposition <0.002
Live at home independently 203 (71.5) 16 (20.0) 19 (38.8) 10 (12.2)
Live at home with help 77 (27.1) 52 (65.0) 25 (51.0) 50 (61.0)
Assisted living or lodge 4 (9.3) 12 (15.0) 5 (10.2) 22 (26.8)
30‐day readmission or death 40 (14.1) 18 (22.5) 6 (12.2) 21 (25.6) 0.2
30‐day hospital readmission 39 (13.8) 18 (22.5) 6 (12.2) 18 (22.0) 0.31
Death 5 (1.8) 3 (3.8) 1 (2.0) 4 (4.9) 0.9
30‐day ER visit 66 (23.2) 30 (37.5) 12 (24.5) 23 (17.6) 0.25
Patients aged 65 years or older n = 108 n = 47 n = 27 n = 63
Discharge disposition 0.03
Live at home independently 69 (63.9) 9 (19.2) 10 (37.0) 6 (9.5)
Live at home with help 36 (33.3) 30 (63.8) 13 (48.2) 39(61.9)
Assisted living or lodge 3 (3.8) 8 (17.0) 4 (14.8) 18 (28.6)
30‐day readmission or death 13 (12.0) 13 (27.7) 3 (11.1) 17 (27.0) 0.22
30‐day hospital readmission 12 (11.1) 13 (27.7) 3 (11.1) 14 (22.2) 0.26
Death 2 (1.9) 3 (6.4) 1 (3.7) 3 (4.8) 0.87
30‐day ER visit 20 (18.5) 17 (36.2) 6 (22.2) 18 (28.6) 0.45
Predictive Ability of Different Frailty Assessment Methods Adjusted for Age and Sex
Frailty Definition Adjusted Odds Ratio for 30‐Day Readmission/Death 95% CI C Statistic for Model Predicting 30‐Day Readmission/Death Including Age, Sex, and Frailty Definition (95% CI)
  • NOTE: Definitions of frailty: scoring 5 on the CFS, 3 on the modified Fried score, >20 seconds on the TUGT. Abbreviations: CFS, Clinical Frailty Scale; CI, confidence interval; TUGT, Timed Up and Go Test.

Entire cohort
CFS (overall) 2.02 1.193.41 0.60 (0.530.65)
CFS (plus either phenotype model) 2.15 1.104.19 0.60 (0.520.64)
CFS (but neither phenotype model) 1.81 0.943.48 0.60 (0.520.64)
Fried 1.32 0.752.30 0.55 (0.560.58)
TUGT 1.34 0.732.44 0.55 (0.460.58)
Fried and/or TUGT 0.87 0.342.19 0.55 (0.470.58)
Patients aged 65 years or older
CFS (overall) 3.20 1.556.60 0.65 (0.560.73)
CFS (plus either phenotype model) 3.20 1.337.68 0.65 (0.550.72)
CFS (but neither phenotype model) 3.08 1.267.47 0.65 (0.550.72)
Fried 1.28 0.642.56 0.52 (0.390.53)
TUGT 1.44 0.702.97 0.52 (0.390.53)
Fried and/or TUGT 1.41 0.722.78 0.54 (0.420.56)

Outcomes According to Frailty Status in the Elderly Subgroup

Although absolute risks of readmission or death were higher in elderly patients than younger patients, the excess risk was largely seen in those elderly patients classified as frail on the CFS. In fact, all of the associations reported above for the entire cohort were in the same direction in the elderly subgroup (Tables 2 and 3).

DISCUSSION

In summary, we found that of patients being discharged from general medical wards who were frail according to at least 1 of the 3 tools we used, only 22% met all 3 frailty case definitions (including only 28% of elderly patients deemed frail by at least 1 definition). There was surprisingly poor correlation between phenotypic markers of frailty such as poor mobility (slow TUGT) or the modified Fried Index and the CFS, even amongt elderly patients. The most clinically useful of the frailty assessment tools (both overall and in those patients who are elderly) appears to be the CFS, because it more accurately identifies those at higher risk of adverse outcomes after discharge, does not require special equipment to conduct, and is faster to do than the phenotypic assessment models we tested. We have also previously demonstrated that the CFS, after a brief training period identical to that used in this study, is reproducible between observers[19] and remains an independent predictor of adverse 30‐day outcomes even after adjusting for age, sex, comorbidities, and the LACE (length of stay, acuity of the admission, comorbidity, emergency room visits during the previous 6 months) score.[14]

Although some[10] have advocated for the use of mobility assessments (such as gait speed) as a frailty marker due to its ease of measurement and objectivity, we found that slow TUGT (which is a marker for mobility and not just slow gait speed) was not an independent prognostic marker for postdischarge outcomes. We hypothesize that the phenotypic models of frailty performed less well than the CFS as they focus on the measurement of particular physical attributes and do not take into account cognitive or psychosocial characteristics or comorbidity burden that also influence postdischarge outcomes. As well, the CFS captures the patients' baseline status prior to acute illness, whereas the phenotypic measures were assessed just prior to discharge and thus may provide less information about eventual recovery potential. Some have suggested that repeating phenotype measures postdischarge might be more informative,[20] but this would reduce clinical applicability a great deal. Certainly, an analysis[21] of the Cardiovascular Health Study cohort demonstrated that cumulative deficit models of frailty (for which the CFS is an accurate proxy[9, 15]) better predicted risk of death than phenotypic models.

Although a number of published studies have shown similar results to ours in that frail patients are at greater risk for death and/or hospitalization,[22, 23, 24] there is surprisingly little literature on the comparative predictive performance of the different frailty instruments and the extent to which they overlap. Cigolle et al.[25] compared 3 frailty scales (the Functional Domain Model, the Burden Model, and the Fried score) in the Health and Retirement Study and, similarly to us, found that although 30.2% were frail on at least 1 of these scales, only 3.1% were deemed frail by all 3. The Conselice Study of Brain Aging[5] also reported that a deficit accumulation model defined a much higher prevalence of frailty (37.6%) than the 11.6% identified using the phenotypic Study of Osteoporotic Fractures (SOF) index based on weight loss, mobility, and level of energy. Another study[26] reported that risk models incorporating either the SOF index or the Fried score exhibited C statistics of only 0.61 for predicting falls in elderly females. A cohort study[27] from 2 English general medical units also found that none of the 5 frailty models was particularly accurate at predicting risk of readmission at 3 months, with C statistics ranging between 0.52 and 0.57. Although frailty assessment at time of hospital admission predicted in‐hospital mortality and length of stay in another English study, it was not independently associated with 30‐day outcomes after adjusting for age, sex, and comorbidities including dementia.[27] To our knowledge, these latter 2 are the only other studies reported to date performed in hospitalized patients to assess whether frailty assessment helps predict postdischarge outcomes. Thus, the poor C statistics we found for all of our frailty tools confirms prior literature that frailty assessment alone is inadequate to accurately identify those patients at highest risk for poor outcomes in the first 30 days after discharge. However, frailty assessment together with consideration of each individual's comorbidities, cognitive status, psychosocial circumstances, and environment can be useful to flag those individuals who may need extra attention postdischarge to optimize outcomes.

Strengths and Limitations

Although this was a prospective cohort study with blinded ascertainment of endpoints (30‐day outcome data were collected by observers who were unaware of the patients' CFS or phenotypic model scores), it is not without limitations. First, the only postdischarge outcomes we assessed were readmission and death, and it would be interesting to evaluate which frailty tools best predict those who are most likely to benefit from home‐care services in the community. Second, as we were interested in 30‐day readmission rates, we excluded long‐term care residents from our study and patients who had foreshortened life expectancy, in essence, the frailest of the frail. Although this reduced the size of any association between frailty and adverse outcomes, we focused this study on the situations where there is clinical equipoise and there is rarely a diagnostic dilemma around the identification of frailty and need for increased services in palliative or long‐term care patients. Third, we did not use exactly the same questionnaires or gait speed assessments as used in the original Fried score description, but as outlined in the Methods section, we used analogous questions on closely related questionnaires to extract the same information. Fourth, some might consider our comparisons biased toward the CFS, as it reflects gestalt clinical impressions (informed by patients and proxies) of frailty status before hospital admission while the Fried score and TUGT were based on patient status just prior to discharge, it may be that the former is a better measure of eventual recovery (and ongoing risk) than the latter measures. If this is the case, for the purposes of targeting interventions to prevent postdischarge complications, it would suggest to us that the CFS is better suited, whereas phenotype tools can be reserved for the postdischarge phase of recovery. By the same token, perhaps serial measures of the CFS and phenotypic tools are more important, as the trajectory of recovery may be most informative for risk prediction.[7] Certainly, if one were interested in changes in functional status during hospitalization,[29] then objective phenotypic measures such as grip strength or TUGT times would seem more appropriate choices. Fifth, some may perceive it as a weakness that we did not restrict our cohort to elderly patients; however, we actually view this as a strength, because frailty is not exclusive to older patients. Sixth, although we restricted this study to patients being discharged from general internal medicine wards, it is worth mentioning that previous studies have shown similar associations between frailty and outcomes in nonmedical hospitalized patients.[19, 22, 23, 24]

In conclusion, we looked at 3 different ways of screening for frailty, 1 being a subjective but well‐validated tool (the CFS) and the other 2 being objective assessments that look at specific phenotypic characteristics. There is a compelling need to find a standardized assessment to determine frailty in both research and clinical settings, and our study provides support for use of the CFS over the Fried or TUGT as screening tools. Standardized frailty assessments should be part of the discharge planning for all medical patients so that extra resources can be properly targeted at those patients at greatest risk for suboptimal transition back to community living.

Acknowledgements

The authors acknowledge Miriam Fradette and Debbie Boyko for their important contributions in data acquisition, as well as all the physicians rotating through the general internal medicine wards for their help in identifying the patients.

Disclosures: Author contributions are as follows: study concept and design: Finlay A. McAlister, Sumit R. Majumdar, and Raj Padwal; acquisition of patients and data: Sara Belga, Darren Lau, Jenelle Pederson, and Sharry Kahlon; analysis of data: Jeff Bakal, Sara Belga, Finlay A. McAlister; first draft of manuscript: Sara Belga and Finlay A. McAlister; critical revision of manuscript: all authors. Funding for this study was provided by an operating grant from Alberta InnovatesHealth Solutions. Alberta InnovatesHealth Solutions had no role in role in the design, methods, subject recruitment, data collections, analysis, or preparation of the article. Finlay A. McAlister and Sumit R. Majumdar hold career salary support from Alberta InnovatesHealth Solutions. Finlay A. McAlister holds the Chair in Cardiovascular Outcomes Research at the Mazankowski Heart Institute, University of Alberta. Sumit R. Majumdar holds the Endowed Chair in Patient Health Management from the Faculty of Medicine and Dentistry, and the Faculty of Pharmacy and Pharmaceutical Sciences, University of Alberta. The authors have no affiliations or financial interests with any organization or entity with a financial interest in the contents of this article. All authors had access to the data and played a role in writing and revising this article. The authors declare no conflicts of interest.

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  20. Dharmarajan K, Krumholz HM. Risk after hospitalization: we have a lot to learn. J Hosp Med. 2015;10:135136.
  21. Kulminski AM, Ukraintseva SV, Kulminskaya IV, Arbeev KG, Land K, Yashin AI. Cumulative deficits better characterize susceptibility to death in elderly people than phenotypic frailty: lessons from the Cardiovascular Health Study. J Am Geriatr Soc. 2008;56:898903.
  22. Dai YT, Wu SC, Weng R. Unplanned hospital readmission and its predictors in patients with chronic conditions. J Formos Med Assoc. 2002;101:779785.
  23. McAdams‐Demarco MA, Law A, Salter ML, et al. Frailty and early hospital readmission after kidney transplant. Am J Transplant. 2013;13:20912095.
  24. Robinson TN, Wu DS, Pointer L, Dunn CL, Cleveland JC, Moss M. Simple frailty score predicts postoperative complications across surgical specialities. Am J Surg. 2013;206:544550.
  25. Cigolle CT, Ofstedal MB, Tian Z, Blaum CS. Comparing models of frailty: the Health and Retirement Study. J Am Geriatr Soc. 2009;57:830839.
  26. Ensrud KE, Ewing SK, Taylor BC, et al. Comparison of 2 frailty indexes for prediction of falls, disability, fractures, and death in older women. Arch Int Med. 2008;168:382389.
  27. Wou F, Gladman JR, Bradshaw L, Franklin M, Edmans J, Conroy SP. The predictive properties of frailty‐rating scales in the acute medical unit. Age Ageing. 2013;42:776781.
  28. Wallis SJ, Wall J, Biram RW, Romero‐Ortuno R. Association of the clinical frailty scale with hospital outcomes. QJM. 2015;108:943949.
  29. Covinsky KE, Pierluissi E, Johnston CB. Hospitalization‐associated disability: she was probably able to ambulate, but I'm not sure. JAMA. 2011;306:17821793.
References
  1. Fried LP, Ferrucci L, Darer J, Williamson JD, Anderson G. Untangling the concepts of disability, frailty, and comorbidity: implications for improved targeting and care. J Gerontol A Biol Sci Med Sci. 2004;59:255263.
  2. Sternberg SA, Wershof Schwartz A, Karunananthan S, Bergman H, Clarfield MA. The identification of frailty: a systematic literature review. J Am Geriatr Soc. 2011;59:21292138.
  3. Clegg A, Young J, Iliffe S, Rikkert MO, Rockwood K. Frailty in elderly people. Lancet. 2013;381:752762.
  4. Vries NM, Staal JB, Ravensberg CD, Hobbelen JS, Rikkert MG, Sanden MW. Outcome instruments to measure frailty: a systematic review. Ageing Res Rev. 2011;10:104114.
  5. Forti P, Rietti E, Pisacane N, Olivelli V, Maltoni B, Ravaglia G. A comparison of frailty indexes for prediction of adverse health outcomes in a elderly cohort. Arch Gerontol Geriatr. 2012;54:1620.
  6. Fried LP, Tangen CM, Walston J, et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci. 2001;56:M146M156.
  7. Collard RM, Boter H, Schoevers RA, Voshaar RC. Prevalence of frailty in community‐dwelling older persons: a systematic review. J Am Geriatr Soc. 2012;60:14871492.
  8. Puts MT, Lips P, Deeg DJ. Sex differences in the risk of frailty for mortality independent of disability of chronic diseases. J Am Geriatr Soc. 2005;53:4047.
  9. Rockwood K, Andrew M, Mintnitski A. A comparison of two approaches to measuring frailty in elderly people. J Gerontol. 2007;62:738743.
  10. Cummings SR, Studenski S, Ferrucci L. A diagnosis of dismobility—giving mobility clinical visibility: a mobility working group recommendation. JAMA. 2014;311:20612062.
  11. Studenski S, Perera S, Patel K, et al. Gait speed and survival in older adults. JAMA. 2011;301:5058.
  12. Afilalo J, Alexander KP, Mack MJ, et al. Frailty assessment in the cardiovascular care of older adults. J Am Coll Cardiol. 2014;63:747762.
  13. Podsiadlo D, Richardson S. The timed “Up and Go” test: a test of basic functional mobility for frail elderly persons. J Am Geriatr Soc. 1991;39:142148.
  14. Kahlon S, Pederson J, Majumdar SR, et al. Association between frailty and 30‐day outcomes after discharge from hospital. CMAJ. 2015;187:799804.
  15. Rockwood K, Song X, MacKnight C, et al. A global clinical measure of fitness and frailty in elderly people. CMAJ. 2005;173:489495.
  16. Cawthon PM, Fox KM, Gandra SR, et al. Do muscle mass, muscle density, strength, and physical function similarly influence risk of hospitalization in older adults? J Am Geriatr Soc. 2009;57:14111419.
  17. Wang CY, Chen LY. Grip strength in older adults: test‐retest reliability and cutoff for subjective weakness of using the hands in heavy tasks. Arch Phys Med Rehabil. 2010;91:17471751.
  18. Kroenke K, Spitzer RL. The PHQ‐9: a new depression measure. Psychiatr Ann. 2002;32:509515.
  19. Bagshaw SM, Stelfox HT, McDermid RC, et al. Association between frailty and short‐ and long‐term outcomes among critically ill patients: a multicenter prospective cohort study. CMAJ. 2013;186:e95e102.
  20. Dharmarajan K, Krumholz HM. Risk after hospitalization: we have a lot to learn. J Hosp Med. 2015;10:135136.
  21. Kulminski AM, Ukraintseva SV, Kulminskaya IV, Arbeev KG, Land K, Yashin AI. Cumulative deficits better characterize susceptibility to death in elderly people than phenotypic frailty: lessons from the Cardiovascular Health Study. J Am Geriatr Soc. 2008;56:898903.
  22. Dai YT, Wu SC, Weng R. Unplanned hospital readmission and its predictors in patients with chronic conditions. J Formos Med Assoc. 2002;101:779785.
  23. McAdams‐Demarco MA, Law A, Salter ML, et al. Frailty and early hospital readmission after kidney transplant. Am J Transplant. 2013;13:20912095.
  24. Robinson TN, Wu DS, Pointer L, Dunn CL, Cleveland JC, Moss M. Simple frailty score predicts postoperative complications across surgical specialities. Am J Surg. 2013;206:544550.
  25. Cigolle CT, Ofstedal MB, Tian Z, Blaum CS. Comparing models of frailty: the Health and Retirement Study. J Am Geriatr Soc. 2009;57:830839.
  26. Ensrud KE, Ewing SK, Taylor BC, et al. Comparison of 2 frailty indexes for prediction of falls, disability, fractures, and death in older women. Arch Int Med. 2008;168:382389.
  27. Wou F, Gladman JR, Bradshaw L, Franklin M, Edmans J, Conroy SP. The predictive properties of frailty‐rating scales in the acute medical unit. Age Ageing. 2013;42:776781.
  28. Wallis SJ, Wall J, Biram RW, Romero‐Ortuno R. Association of the clinical frailty scale with hospital outcomes. QJM. 2015;108:943949.
  29. Covinsky KE, Pierluissi E, Johnston CB. Hospitalization‐associated disability: she was probably able to ambulate, but I'm not sure. JAMA. 2011;306:17821793.
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Comparing three different measures of frailty in medical inpatients: Multicenter prospective cohort study examining 30‐day risk of readmission or death
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Comparing three different measures of frailty in medical inpatients: Multicenter prospective cohort study examining 30‐day risk of readmission or death
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Address for correspondence and reprint requests: Finlay A. McAlister, MD, 5‐134C Clinical Sciences Building, University of Alberta, 11350 83 Avenue, Edmonton, Alberta, Canada T6G 2G3; Telephone: 780‐492‐9824; Fax: 780‐492‐7277; E‐mail: [email protected]
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Hospital‐Wide Readmission Rates

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Hospital characteristics and 30‐day all‐cause readmission rates

The hospital‐wide all‐cause 30‐day readmission rate is a key quality measure associated with patient outcomes, cost of care, and wasted hospital resources.[1] The estimated 20% readmission rate of Medicare patients and the associated $17 billion annual cost of readmissions led the Centers for Medicare and Medicaid Services (CMS) to implement policies that limit reimbursement for 30‐day unplanned readmissions and thus place hospitals with high readmission rates at financial risk.[1, 2]

The variation in readmission rates between hospitals is well documented in the literature.[3, 4] Singh et al. found that 9.3% of the variation in readmissions can be explained by hospital characteristics.[4] Hospital factors associated with lower readmission rates include not‐for‐profit ownership, hospital size, and nursing staffing levels.[5, 6, 7] Other studies found an association between environmental factors such as the percent of patients living under the poverty line and higher readmission rates.[7] The recent publicly available CMS data on readmission rates allows us to further our understanding of hospital characteristics that explain the variation in readmission rates. In this article, we are specifically interested in hospitalist staffing levels and hospital‐physician arrangements such as physician integration level and physician ownership. Moreover, we are interested in novel organizational variables, specifically, the adoption of a medical home model, which has been ignored by previous research. Medical homes are associated with better quality[8]; hospitals that already adopted the medical home model might be better equipped to coordinate care after the patients are discharged.

In recent years, the number of hospitals relying on hospitalists to provide inpatient care has been on the rise. As more hospitals employ hospitalists, it is important to understand how hospitalist staffing levels are associated with quality. Previous studies have linked hospitalists with lower hospital mortality rates,[7] lower cost of care,[9, 10] and lower readmission rates.[10, 11] Goodrich et al., on the other hand, did not find a significant relationship between the presence of hospitalists and mortality or readmission rates.[12] In a recent study, hospitalists indicated that heavy workloads limited the time they had available to communicate with patients, which negatively influenced quality and patient satisfaction, and resulted in delayed admissions and discharges.[13]

The main objective of this article was therefore to study the association between hospitalist staffing levels and hospital‐wide all‐cause readmission rates. Most empirical studies examining the relationship between hospitalist staffing and quality of inpatient care have predominantly focused on whether the presence of hospitalists who provided care at a hospital influenced mortality or readmissions.[11, 12] In this article, we contribute to the literature by examining how staffing levels measured by the ratio of hospitalists to general medical and surgical beds is associated with 30‐day readmission rates. We predict that there is a positive association between readmission rates and hospitalists per bed.

Hospitals have a broad range of contractual arrangements or integration levels with physicians, with employment being the highest level. A hospital can rely on physicians who have admitting privileges but are not salaried employees of the hospital to treat a large portion of its inpatient population. In the past few years, with the passage of the Patient Protection and Affordable Care Act (2010) and the shift in reimbursement towards Value Based Purchasing (VBP), more hospitals are choosing to ensure that physicians are strongly integrated within the hospital by adopting an employment‐based model. Moreover, hospitals view physician employment as a strategic move that will help ensure or expand their market share.[14] For instance, the number of surgeons who identified as self‐employed dropped from 48% in 2001 to 28% in 2011, and this reduction is attributed to the shift toward hospital employment of physicians.[15] Despite the evolving models of hospital‐physician arrangements, little is understood on how the adoption of the integrated salary model, in addition to the equity and foundation models, which are classified by Baker et al. as the highest level of integration, influence quality.[16] Therefore, another objective of this article was to examine the association between hospital‐physician arrangements and all‐cause unplanned readmission rates.

METHODS

Data Source and Sample

Data from the American Hospital Association (AHA) Annual Survey (2013), CMS Hospital Compare (October 2013), and Area Health Resource File (2013) were merged to analyze the association between readmission rates with hospital characteristics and environmental factors. We limited the analysis to private (nonpublic) hospitals with no missing data. Our final sample consisted of 1756 hospitals. Of the hospitals in our sample, 14% were for profit, 70% were nonteaching, 23% were minor teaching, 7% were major teaching hospitals, 73% belonged to a system, and 31% were classified as small hospitals. Table 1 provides descriptive statistics for all the variables included in the analysis.

Summary Statistics
Variable Value Data Source
  • NOTE: Abbreviations: IQR, interquartile range; RNs, registered nurses.

30‐day all‐cause readmissions, median (IQR) 15.8% (15.2%16.5%) Centers for Medicare and Medicaid Services
Hospitalists per general medicine and surgical beds, median (IQR) 0.09 (0.060.15) American Hospital Association
RNs per 100 inpatient days, median (IQR) 0.84 (0.6610.10) American Hospital Association
Medicare admissions, median (IQR) 48.45% (40.84%55.14%) American Hospital Association
Medicaid admissions, median (IQR) 16.45% (11.06%22.76%) American Hospital Association
Competition, median (IQR) 0.56 (0.230.83) American Hospital Association
Unemployment, median (IQR) 2.9% (2.54%3.37%) Area Resource File
Fully integrated American Hospital Association
Yes 51%
No 49%
Physician ownership American Hospital Association
Physician partial or complete ownership 5%
No physician ownership 95%
Established medical home program American Hospital Association
Yes 29%
No 71%
High technology American Hospital Association
Yes 40%
No 60%
Teaching level American Hospital Association
Nonteaching 70%
Minor teaching 23%
Major teaching 7%
Size American Hospital Association
Small 31%
Medium 34%
Large 35%
Ownership American Hospital Association
For profit 14%
Not for profit 86%
Critical access hospital American Hospital Association
Yes 11%
No 89%
System membership American Hospital Association
Yes 73%
No 27%

Variables

Dependent Variable

Risk standardized 30‐day hospital‐wide all‐cause readmission rates (HWR) were obtained from CMS. This measure was publicly reported in October 2013. The HWR is estimated using standardized risk ratios at the hospital level for the following 5 discharge diagnosis groups: surgery/gynecology, neurology, cardiorespiratory, cardiovascular, and general medicine.[17] The measure adjusts, in addition to a hospital's case mix, for patients' ages, principal discharge diagnoses, and comorbidities.[17] HWR is calculated as a predicted‐to‐expected readmissions ratio. Predicted and expected readmissions were calculated for each of the 5 groups for each hospital using each hospital's patient mix and a hospital random effects estimate. A standardized readmission ratio was then derived by dividing predicted readmissions by expected readmissions for each group for each hospital. A single hospital score was obtained by multiplying the volume‐weighted logarithmic average of the 5 diagnostic groups by the average national readmission rate.[18]

Independent Variables

The primary independent variable of interest to this study is hospitalist staffing levels. We calculate the staffing levels of hospitalists by dividing the full‐time equivalent (FTE) of hospitalists by the number of general medical and surgical beds. FTE hospitalists are calculated by the AHA Annual Survey database (2013) as the sum of full‐time hospitalists and 0.5*number of part‐time hospitalists. In addition to hospitalist staffing levels, a main predictors is whether the hospital fully integrates physicians or not. We follow Baker et al. in our classification of full integration. Baker et al. define fully integrated hospitals as those that adopted 1 of the following models with their physicians: integrated salary, foundation or equity model.[16] We predict that fully integrated hospitals are more likely to have better readmission rates. Another key physician variable that is likely to influence outcomes is physician partial or full ownership of the hospital. Ownership aligns physicians' incentives with hospital performance[19] and is therefore likely to be associated with better readmission rates. We also include a dichotomous variable that indicates whether a hospital has an established medical home program or not. Medical homes indicate an organizational culture that is patient centered and committed to continuity and coordination of care; all of which are important for better quality. We predict that the presence of a medical home model will be associated with better readmission rates.

Control Variables

We control for registered nurses per 100 inpatient days ratio, critical access designation, Medicare share of hospital admissions, Medicaid share of hospital admissions, teaching status, size, and technology level. Previous research indicates that these variables are associated with patient outcomes.[20, 21] We follow the Aiken et al. characterization of teaching status: hospitals with no residency programs (nonteaching), hospitals with a resident‐to‐bed ratio of 1 to 4 or less (minor teaching), and hospitals with a resident‐to‐bed ratio of more than 1 to 4 (major teaching).[20] We also classify hospitals as small if they have less than 100 beds, medium if they have 101 to 250 beds, and large if they have more than 250 beds. We modify the Aiken et al. classification of technology level and control for the level of technology adopted at a hospital by classifying hospitals as high technology if they offer any of the following services: any major organ transplant, computer‐assisted orthopedic surgery, or electron beam computed tomography.[21] We also control for 2 market level variables: (1) competition estimated by the county level Herfindahl‐Hirschman Index (HHI) and (2) the percentage of individuals in the county who are unemployed. Unemployment rates are derived from the Area Health Resource File (2013). HHI is calculated by summing the squares of market shares of admissions. For ease of interpretation, competition is coded as 1‐HHI.

Statistical Analysis

We ran a multivariate ordinary least squares (OLS) regression on Stata 12 (StataCorp, College Station, TX) to assess the relationship between 30‐day all‐cause readmissions and hospitalist staffing levels, physician integration, physician ownership, and other organizational characteristics. We checked for multicollinearity by using a variance inflation factor (VIF). The VIF of all independent variables was less than 10, and therefore multicollinearity was not of concern to this analysis.

RESULTS

Among our sample of 1756 hospitals, the median 30‐day all‐cause readmission rate was 16%, with the middle 50% of hospitals with readmission rates between 15.2% and 16.5%. All of the hospitals in this study reported that hospitalists provide care at the hospitals. The median Medicare share of hospital admissions was 48.46%, and the median Medicaid share of hospital admissions was 16.4%. Fifty‐one percent of the hospitals in our sample were fully integrated. Fifty percent of hospitals had 9 or fewer hospitalists per 100 general medical and surgical beds. Only 5% of the hospitals had partial or full physician ownership. Twenty‐nine percent of hospitals had an established medical home program. Table 1 provides summary statistics and the data sources of all the variables included in the study.

To compare readmission rates, we created a dummy variable that divided the sample into 2 categories: hospitals with low hospitalist staffing levels (hospitalists per general medical and surgical beds is less than the median) and high hospitalist staffing (hospitalists per general medical and surgical bed ratio is more than the median). We then used t tests to compare all‐cause readmission rates between hospitals with low and high hospitalist staffing levels, physician owned versus nonphysician owned, and fully integrated versus not fully integrated. We also used single‐factor analysis of variance (ANOVA) to compare readmission rates between nonteaching, minor teaching, and major teaching hospitals. Results are displayed in Table 2. There was a significant difference in the mean readmission rates between hospitals with low hospitalist staffing levels (mean readmission rate = 16.06%) versus high staffing levels (mean readmission rate = 15.72%). The mean readmission rate for physician‐owned hospitals was significantly lower than for nonphysician‐owned hospitals (15.46% vs 15.9%). Also, fully integrated hospitals had a lower readmission rate than hospitals where physicians were not fully integrated (15.93% vs 15.86%). Based on the ANOVA results, there was a significant difference between teaching levels. According to a Tukey honest significant difference post hoc test, there was no significant difference between nonteaching and minor teaching hospitals, but the readmission rate was significantly higher in major teaching hospitals (nonteaching = 15.83%, minor teaching = 15.76%, major teaching = 16.9%).

Comparisons Between Readmission Rates: t Tests and Analysis of Variance
Variable Readmission Rates P Value
Hospitalist staffing levels
Low 16.06% 0.00
High 15.72%
Physician ownership
Fully or partially physician‐owned hospitals 15.46% 0.00
Nonphysician‐owned hospitals 15.9 %
Physician integration
Fully integrated hospitals 15.86% 0.00
Nonintegrated hospitals 15.93%
Teaching status
Nonteaching hospitals 15.83% 0.00
Minor teaching hospitals 15.76%
Major teaching hospitals 16.9%

The OLS regression model was significant and explained 16% of the variability in readmission rates (Table 3). Higher hospitalists staffing levels were associated with lower 30‐day all cause readmission rates (P = 0.00). The addition of 1 hospitalist per general and surgical bed was associated with a 0.77 percentage points decrease in adjusted readmission rates. In terms of hospital‐physician arrangements, fully integrated hospitals had adjusted 30‐day all‐cause readmission rates 0.09 percentage points lower than nonfully integrated hospitals (P = 0.08). Physician partial or full ownership was significantly associated with lower readmission rates (P = 0.00); hospitals partially or fully owned by physicians had adjusted readmission rates 0.36 percentage points lower than nonphysician‐owned hospitals.

Regression Results: Organizational and Environmental Predictors of Hospital Readmissions
Variable Coefficient Standard Error P Value
  • NOTE: Adjusted R2 = 16, F = 20.62, P = 0.00. Abbreviations: RNs, registered nurses.

Hospitalists per general and surgical beds 0.77 0.172 0.00
Full integration 0.086 0.049 0.08
Physician ownership 0.355 0.119 0.00
RNs per 100 inpatient days 0.174 0.050 0.00
Established medical home program 0.132 0.057 0.02
Medicare admissions 0.063 0.002 0.21
Medicaid admissions 0.015 0.003 0.00
Competition 0.115 0.08 0.17
Unemployment 0.244 0.037 0.00
System membership 0.041 0.055 0.45
Teaching level
Minor teaching 0.007 0.066 0.92
Major teaching 1.032 0.106 0.00
Size
Medium 0.032 0.071 0.66
Large 0.066 0.085 0.44
For‐profit ownership 0.206 0.078 0.01
High technology 0.077 0.055 0.17
Critical access hospital 0.202 0.092 0.03

Based on the regression analysis, major teaching hospitals on average had adjusted readmission rates 1.03 percentage point higher than nonteaching hospitals (P = 0.000), whereas there was no significant difference between minor and nonteaching hospitals (P > 0.1). As the number of registered nurses (RNs) per 100 inpatient days increased by 1, readmission rates dropped by 0.17 (P = 0.00). Hospitals with higher Medicaid shares of admission had significantly higher readmission rates (P < 0.05). Hospitals located in counties with higher unemployment rates also had higher readmission rates (P = 0.000), whereas market competition had no significant association with readmissions. For‐profit hospitals had adjusted readmission rates 0.21 percentage points higher than not‐for‐profit hospitals (P = 0.01). Finally, hospitals that have adopted a medical home model had significantly lower readmission rates (P = 0.02); hospitals with an established medical home model had adjusted readmission rates 0.17 percentage points lower than their counterparts.

DISCUSSION

In the era of VBP and mounting pressures on hospitals to improve quality and lower cost, it is important to understand the association between modifiable hospital characteristics, such as hospitalist staffing levels, and unmodifiable characteristics, such as teaching status and size, with quality of care. There are many factors that can contribute to higher readmission rates. Some of these factors are hospital related and others are patient related, such as the environment in which a patient resides. Benbassat and Taragin argue that 9% to 48% of hospital readmissions are avoidable and are related to factors such as inadequate resolution of the problem the patient was admitted for and poor discharge care.[22] In this article, we have focused on hospital and market factors. Our main variables of interest were hospitalist staffing level, physician full integration, physician ownership, and the adoption of the medical home model at the hospital. Moreover, we examined the association between the hospital environment, specifically, market competition, and the patient environment, specifically, unemployment rates, with readmission rates.

Hospitalists' provision of inpatient care has been on the rise. From 1997 to 2006, the likelihood of receiving inpatient care from a hospitalist grew by 29.2% per year.[23] Based on AHA (2013) data, 65% of hospitals reported that hospitalists provided care at the hospital. The main driver behind the adoption of the hospitalists' model is the positive role hospitalists play in improving hospital efficiency and their familiarity and specialization in hospital care.[24] However, concerns exist that hospitalists might negatively influence patient outcomes given the discontinuity of care that occurs once the patient is discharged from the hospital and back to the care of their primary care physician.[25] Based on our analysis though, higher hospitalist staffing levels were associated with lower readmission rates. Therefore, to better understand the relationship between hospitalists and quality, it is important to account for staffing levels, not merely whether hospitalists provide care at the hospital or not. Higher patient load per hospitalist might still improve hospital efficiency by lowering costs, but is it likely to impede the quality of care provided by hospitalists. This is not surprising given similar findings, including in this article, which document a similar positive relationship between nursing staffing levels and quality.

Hospitals utilize various arrangements with physicians that range from employment to more relaxed arrangements such as physicians with privileges who are neither employed by the hospital nor under individual or group contracts. Historically, the main incentive for hospitals to integrate physicians was referrals to hospital services and specialties.[16, 26] The Affordable Care Act, however, provided further incentives, such as ease of care coordination, physicians' involvement, and commitment to quality improvement and cost‐containment efforts. Based on this study, hospitals that were classified as fully integrated had lower readmission rates. Also, hospitals partially or fully owned by physicians had better readmission rates. These findings indicate that hospital‐physician arrangements play a significant role not only in influencing efficiency and market share but also patient outcomes. Physician integration and physician ownership align physicians' financial incentives with those of the hospital. For instance, given the recent changes in reimbursement and the shift toward VBP, physician income in physician‐owned hospitals is at risk if the hospital has poor patient outcomes.

Other significant predictors of readmission rates included the adoption of the medical home model and RN staffing levels. Hospitals that adopted a medical home model and had a higher registered nurse‐to‐inpatient days ratio had significantly better readmission rates. The finding on the adoption of the medical home model is especially important. Previous research indicates that patient‐centered medical homes are associated with lower emergency room visits but not necessarily lower admissions.[27] Our findings indicate that medical homes might play a role in lowering readmission rates, and therefore this outcome needs to be included in studies examining the performance of medical homes. Critical access hospitals and those with higher admissions share of Medicaid patients had worst readmission rates. Finally, hospitals located in counties with higher unemployment rates also had the worst readmission rates. This finding is not surprising and is consistent with previous research, which indicates that the patients' environment and social risk factors play a significant role.

This article contributes to our understanding of readmission rates despite its several limitations, which include the measurement of hospitalist staffing levels based on general medical and surgical beds rather than general medicine admissions. Moreover, some hospitals had missing data on key variables, which warranted their exclusion from this study. In conclusion, many structural, operational and market‐level factors influence all‐cause readmission rates. However, some of these variables are modifiable and can thus be adjusted by a hospital to improve readmission rates. These variables include hospitalists and registered nurse staffing levels; physician integration through the salaried, equity, or foundation model; and the adoption of a medical home model.

Disclosure

Nothing to report.

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References
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  21. Benbassat J, Taragin M. Hospital readmissions as a measure of quality of health care: advantages and limitations. Arch Intern Med. 2000;160:10741081.
  22. Kuo Y‐F, Sharma G, Freeman JL, Goodwin JS. Growth in the care of older patients by hospitalists in the United States. N Engl J Med. 2009;360:11021112.
  23. Wachter RM. Reflections: the hospitalist movement a decade later. J Hosp Med. 2006;1:248252.
  24. Goodwin JS, Lin Y‐L, Singh S, Kuo Y‐F. Variation in length of stay and outcomes among hospitalized patients attributable to hospitals and hospitalists. J Gen Intern Med. 2013;28:370376.
  25. Bacher GE, Chernew ME, Kessler DP, Weiner SM. Regulatory neutrality is essential to establishing a level playing field for accountable care organizations. Health Aff (Millwood). 2013;32:14261432.
  26. Rittenhouse DR, Shortell SM. The patient‐centered medical home: will it stand the test of health reform? JAMA. 2009;301:20382040.
  27. Joynt KE, Jha AK. Who has higher readmission rates for heart failure, and why?: implications for efforts to improve care using financial incentives. Circ Cardiovasc Qual Outcomes. 2011;4:5359.
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The hospital‐wide all‐cause 30‐day readmission rate is a key quality measure associated with patient outcomes, cost of care, and wasted hospital resources.[1] The estimated 20% readmission rate of Medicare patients and the associated $17 billion annual cost of readmissions led the Centers for Medicare and Medicaid Services (CMS) to implement policies that limit reimbursement for 30‐day unplanned readmissions and thus place hospitals with high readmission rates at financial risk.[1, 2]

The variation in readmission rates between hospitals is well documented in the literature.[3, 4] Singh et al. found that 9.3% of the variation in readmissions can be explained by hospital characteristics.[4] Hospital factors associated with lower readmission rates include not‐for‐profit ownership, hospital size, and nursing staffing levels.[5, 6, 7] Other studies found an association between environmental factors such as the percent of patients living under the poverty line and higher readmission rates.[7] The recent publicly available CMS data on readmission rates allows us to further our understanding of hospital characteristics that explain the variation in readmission rates. In this article, we are specifically interested in hospitalist staffing levels and hospital‐physician arrangements such as physician integration level and physician ownership. Moreover, we are interested in novel organizational variables, specifically, the adoption of a medical home model, which has been ignored by previous research. Medical homes are associated with better quality[8]; hospitals that already adopted the medical home model might be better equipped to coordinate care after the patients are discharged.

In recent years, the number of hospitals relying on hospitalists to provide inpatient care has been on the rise. As more hospitals employ hospitalists, it is important to understand how hospitalist staffing levels are associated with quality. Previous studies have linked hospitalists with lower hospital mortality rates,[7] lower cost of care,[9, 10] and lower readmission rates.[10, 11] Goodrich et al., on the other hand, did not find a significant relationship between the presence of hospitalists and mortality or readmission rates.[12] In a recent study, hospitalists indicated that heavy workloads limited the time they had available to communicate with patients, which negatively influenced quality and patient satisfaction, and resulted in delayed admissions and discharges.[13]

The main objective of this article was therefore to study the association between hospitalist staffing levels and hospital‐wide all‐cause readmission rates. Most empirical studies examining the relationship between hospitalist staffing and quality of inpatient care have predominantly focused on whether the presence of hospitalists who provided care at a hospital influenced mortality or readmissions.[11, 12] In this article, we contribute to the literature by examining how staffing levels measured by the ratio of hospitalists to general medical and surgical beds is associated with 30‐day readmission rates. We predict that there is a positive association between readmission rates and hospitalists per bed.

Hospitals have a broad range of contractual arrangements or integration levels with physicians, with employment being the highest level. A hospital can rely on physicians who have admitting privileges but are not salaried employees of the hospital to treat a large portion of its inpatient population. In the past few years, with the passage of the Patient Protection and Affordable Care Act (2010) and the shift in reimbursement towards Value Based Purchasing (VBP), more hospitals are choosing to ensure that physicians are strongly integrated within the hospital by adopting an employment‐based model. Moreover, hospitals view physician employment as a strategic move that will help ensure or expand their market share.[14] For instance, the number of surgeons who identified as self‐employed dropped from 48% in 2001 to 28% in 2011, and this reduction is attributed to the shift toward hospital employment of physicians.[15] Despite the evolving models of hospital‐physician arrangements, little is understood on how the adoption of the integrated salary model, in addition to the equity and foundation models, which are classified by Baker et al. as the highest level of integration, influence quality.[16] Therefore, another objective of this article was to examine the association between hospital‐physician arrangements and all‐cause unplanned readmission rates.

METHODS

Data Source and Sample

Data from the American Hospital Association (AHA) Annual Survey (2013), CMS Hospital Compare (October 2013), and Area Health Resource File (2013) were merged to analyze the association between readmission rates with hospital characteristics and environmental factors. We limited the analysis to private (nonpublic) hospitals with no missing data. Our final sample consisted of 1756 hospitals. Of the hospitals in our sample, 14% were for profit, 70% were nonteaching, 23% were minor teaching, 7% were major teaching hospitals, 73% belonged to a system, and 31% were classified as small hospitals. Table 1 provides descriptive statistics for all the variables included in the analysis.

Summary Statistics
Variable Value Data Source
  • NOTE: Abbreviations: IQR, interquartile range; RNs, registered nurses.

30‐day all‐cause readmissions, median (IQR) 15.8% (15.2%16.5%) Centers for Medicare and Medicaid Services
Hospitalists per general medicine and surgical beds, median (IQR) 0.09 (0.060.15) American Hospital Association
RNs per 100 inpatient days, median (IQR) 0.84 (0.6610.10) American Hospital Association
Medicare admissions, median (IQR) 48.45% (40.84%55.14%) American Hospital Association
Medicaid admissions, median (IQR) 16.45% (11.06%22.76%) American Hospital Association
Competition, median (IQR) 0.56 (0.230.83) American Hospital Association
Unemployment, median (IQR) 2.9% (2.54%3.37%) Area Resource File
Fully integrated American Hospital Association
Yes 51%
No 49%
Physician ownership American Hospital Association
Physician partial or complete ownership 5%
No physician ownership 95%
Established medical home program American Hospital Association
Yes 29%
No 71%
High technology American Hospital Association
Yes 40%
No 60%
Teaching level American Hospital Association
Nonteaching 70%
Minor teaching 23%
Major teaching 7%
Size American Hospital Association
Small 31%
Medium 34%
Large 35%
Ownership American Hospital Association
For profit 14%
Not for profit 86%
Critical access hospital American Hospital Association
Yes 11%
No 89%
System membership American Hospital Association
Yes 73%
No 27%

Variables

Dependent Variable

Risk standardized 30‐day hospital‐wide all‐cause readmission rates (HWR) were obtained from CMS. This measure was publicly reported in October 2013. The HWR is estimated using standardized risk ratios at the hospital level for the following 5 discharge diagnosis groups: surgery/gynecology, neurology, cardiorespiratory, cardiovascular, and general medicine.[17] The measure adjusts, in addition to a hospital's case mix, for patients' ages, principal discharge diagnoses, and comorbidities.[17] HWR is calculated as a predicted‐to‐expected readmissions ratio. Predicted and expected readmissions were calculated for each of the 5 groups for each hospital using each hospital's patient mix and a hospital random effects estimate. A standardized readmission ratio was then derived by dividing predicted readmissions by expected readmissions for each group for each hospital. A single hospital score was obtained by multiplying the volume‐weighted logarithmic average of the 5 diagnostic groups by the average national readmission rate.[18]

Independent Variables

The primary independent variable of interest to this study is hospitalist staffing levels. We calculate the staffing levels of hospitalists by dividing the full‐time equivalent (FTE) of hospitalists by the number of general medical and surgical beds. FTE hospitalists are calculated by the AHA Annual Survey database (2013) as the sum of full‐time hospitalists and 0.5*number of part‐time hospitalists. In addition to hospitalist staffing levels, a main predictors is whether the hospital fully integrates physicians or not. We follow Baker et al. in our classification of full integration. Baker et al. define fully integrated hospitals as those that adopted 1 of the following models with their physicians: integrated salary, foundation or equity model.[16] We predict that fully integrated hospitals are more likely to have better readmission rates. Another key physician variable that is likely to influence outcomes is physician partial or full ownership of the hospital. Ownership aligns physicians' incentives with hospital performance[19] and is therefore likely to be associated with better readmission rates. We also include a dichotomous variable that indicates whether a hospital has an established medical home program or not. Medical homes indicate an organizational culture that is patient centered and committed to continuity and coordination of care; all of which are important for better quality. We predict that the presence of a medical home model will be associated with better readmission rates.

Control Variables

We control for registered nurses per 100 inpatient days ratio, critical access designation, Medicare share of hospital admissions, Medicaid share of hospital admissions, teaching status, size, and technology level. Previous research indicates that these variables are associated with patient outcomes.[20, 21] We follow the Aiken et al. characterization of teaching status: hospitals with no residency programs (nonteaching), hospitals with a resident‐to‐bed ratio of 1 to 4 or less (minor teaching), and hospitals with a resident‐to‐bed ratio of more than 1 to 4 (major teaching).[20] We also classify hospitals as small if they have less than 100 beds, medium if they have 101 to 250 beds, and large if they have more than 250 beds. We modify the Aiken et al. classification of technology level and control for the level of technology adopted at a hospital by classifying hospitals as high technology if they offer any of the following services: any major organ transplant, computer‐assisted orthopedic surgery, or electron beam computed tomography.[21] We also control for 2 market level variables: (1) competition estimated by the county level Herfindahl‐Hirschman Index (HHI) and (2) the percentage of individuals in the county who are unemployed. Unemployment rates are derived from the Area Health Resource File (2013). HHI is calculated by summing the squares of market shares of admissions. For ease of interpretation, competition is coded as 1‐HHI.

Statistical Analysis

We ran a multivariate ordinary least squares (OLS) regression on Stata 12 (StataCorp, College Station, TX) to assess the relationship between 30‐day all‐cause readmissions and hospitalist staffing levels, physician integration, physician ownership, and other organizational characteristics. We checked for multicollinearity by using a variance inflation factor (VIF). The VIF of all independent variables was less than 10, and therefore multicollinearity was not of concern to this analysis.

RESULTS

Among our sample of 1756 hospitals, the median 30‐day all‐cause readmission rate was 16%, with the middle 50% of hospitals with readmission rates between 15.2% and 16.5%. All of the hospitals in this study reported that hospitalists provide care at the hospitals. The median Medicare share of hospital admissions was 48.46%, and the median Medicaid share of hospital admissions was 16.4%. Fifty‐one percent of the hospitals in our sample were fully integrated. Fifty percent of hospitals had 9 or fewer hospitalists per 100 general medical and surgical beds. Only 5% of the hospitals had partial or full physician ownership. Twenty‐nine percent of hospitals had an established medical home program. Table 1 provides summary statistics and the data sources of all the variables included in the study.

To compare readmission rates, we created a dummy variable that divided the sample into 2 categories: hospitals with low hospitalist staffing levels (hospitalists per general medical and surgical beds is less than the median) and high hospitalist staffing (hospitalists per general medical and surgical bed ratio is more than the median). We then used t tests to compare all‐cause readmission rates between hospitals with low and high hospitalist staffing levels, physician owned versus nonphysician owned, and fully integrated versus not fully integrated. We also used single‐factor analysis of variance (ANOVA) to compare readmission rates between nonteaching, minor teaching, and major teaching hospitals. Results are displayed in Table 2. There was a significant difference in the mean readmission rates between hospitals with low hospitalist staffing levels (mean readmission rate = 16.06%) versus high staffing levels (mean readmission rate = 15.72%). The mean readmission rate for physician‐owned hospitals was significantly lower than for nonphysician‐owned hospitals (15.46% vs 15.9%). Also, fully integrated hospitals had a lower readmission rate than hospitals where physicians were not fully integrated (15.93% vs 15.86%). Based on the ANOVA results, there was a significant difference between teaching levels. According to a Tukey honest significant difference post hoc test, there was no significant difference between nonteaching and minor teaching hospitals, but the readmission rate was significantly higher in major teaching hospitals (nonteaching = 15.83%, minor teaching = 15.76%, major teaching = 16.9%).

Comparisons Between Readmission Rates: t Tests and Analysis of Variance
Variable Readmission Rates P Value
Hospitalist staffing levels
Low 16.06% 0.00
High 15.72%
Physician ownership
Fully or partially physician‐owned hospitals 15.46% 0.00
Nonphysician‐owned hospitals 15.9 %
Physician integration
Fully integrated hospitals 15.86% 0.00
Nonintegrated hospitals 15.93%
Teaching status
Nonteaching hospitals 15.83% 0.00
Minor teaching hospitals 15.76%
Major teaching hospitals 16.9%

The OLS regression model was significant and explained 16% of the variability in readmission rates (Table 3). Higher hospitalists staffing levels were associated with lower 30‐day all cause readmission rates (P = 0.00). The addition of 1 hospitalist per general and surgical bed was associated with a 0.77 percentage points decrease in adjusted readmission rates. In terms of hospital‐physician arrangements, fully integrated hospitals had adjusted 30‐day all‐cause readmission rates 0.09 percentage points lower than nonfully integrated hospitals (P = 0.08). Physician partial or full ownership was significantly associated with lower readmission rates (P = 0.00); hospitals partially or fully owned by physicians had adjusted readmission rates 0.36 percentage points lower than nonphysician‐owned hospitals.

Regression Results: Organizational and Environmental Predictors of Hospital Readmissions
Variable Coefficient Standard Error P Value
  • NOTE: Adjusted R2 = 16, F = 20.62, P = 0.00. Abbreviations: RNs, registered nurses.

Hospitalists per general and surgical beds 0.77 0.172 0.00
Full integration 0.086 0.049 0.08
Physician ownership 0.355 0.119 0.00
RNs per 100 inpatient days 0.174 0.050 0.00
Established medical home program 0.132 0.057 0.02
Medicare admissions 0.063 0.002 0.21
Medicaid admissions 0.015 0.003 0.00
Competition 0.115 0.08 0.17
Unemployment 0.244 0.037 0.00
System membership 0.041 0.055 0.45
Teaching level
Minor teaching 0.007 0.066 0.92
Major teaching 1.032 0.106 0.00
Size
Medium 0.032 0.071 0.66
Large 0.066 0.085 0.44
For‐profit ownership 0.206 0.078 0.01
High technology 0.077 0.055 0.17
Critical access hospital 0.202 0.092 0.03

Based on the regression analysis, major teaching hospitals on average had adjusted readmission rates 1.03 percentage point higher than nonteaching hospitals (P = 0.000), whereas there was no significant difference between minor and nonteaching hospitals (P > 0.1). As the number of registered nurses (RNs) per 100 inpatient days increased by 1, readmission rates dropped by 0.17 (P = 0.00). Hospitals with higher Medicaid shares of admission had significantly higher readmission rates (P < 0.05). Hospitals located in counties with higher unemployment rates also had higher readmission rates (P = 0.000), whereas market competition had no significant association with readmissions. For‐profit hospitals had adjusted readmission rates 0.21 percentage points higher than not‐for‐profit hospitals (P = 0.01). Finally, hospitals that have adopted a medical home model had significantly lower readmission rates (P = 0.02); hospitals with an established medical home model had adjusted readmission rates 0.17 percentage points lower than their counterparts.

DISCUSSION

In the era of VBP and mounting pressures on hospitals to improve quality and lower cost, it is important to understand the association between modifiable hospital characteristics, such as hospitalist staffing levels, and unmodifiable characteristics, such as teaching status and size, with quality of care. There are many factors that can contribute to higher readmission rates. Some of these factors are hospital related and others are patient related, such as the environment in which a patient resides. Benbassat and Taragin argue that 9% to 48% of hospital readmissions are avoidable and are related to factors such as inadequate resolution of the problem the patient was admitted for and poor discharge care.[22] In this article, we have focused on hospital and market factors. Our main variables of interest were hospitalist staffing level, physician full integration, physician ownership, and the adoption of the medical home model at the hospital. Moreover, we examined the association between the hospital environment, specifically, market competition, and the patient environment, specifically, unemployment rates, with readmission rates.

Hospitalists' provision of inpatient care has been on the rise. From 1997 to 2006, the likelihood of receiving inpatient care from a hospitalist grew by 29.2% per year.[23] Based on AHA (2013) data, 65% of hospitals reported that hospitalists provided care at the hospital. The main driver behind the adoption of the hospitalists' model is the positive role hospitalists play in improving hospital efficiency and their familiarity and specialization in hospital care.[24] However, concerns exist that hospitalists might negatively influence patient outcomes given the discontinuity of care that occurs once the patient is discharged from the hospital and back to the care of their primary care physician.[25] Based on our analysis though, higher hospitalist staffing levels were associated with lower readmission rates. Therefore, to better understand the relationship between hospitalists and quality, it is important to account for staffing levels, not merely whether hospitalists provide care at the hospital or not. Higher patient load per hospitalist might still improve hospital efficiency by lowering costs, but is it likely to impede the quality of care provided by hospitalists. This is not surprising given similar findings, including in this article, which document a similar positive relationship between nursing staffing levels and quality.

Hospitals utilize various arrangements with physicians that range from employment to more relaxed arrangements such as physicians with privileges who are neither employed by the hospital nor under individual or group contracts. Historically, the main incentive for hospitals to integrate physicians was referrals to hospital services and specialties.[16, 26] The Affordable Care Act, however, provided further incentives, such as ease of care coordination, physicians' involvement, and commitment to quality improvement and cost‐containment efforts. Based on this study, hospitals that were classified as fully integrated had lower readmission rates. Also, hospitals partially or fully owned by physicians had better readmission rates. These findings indicate that hospital‐physician arrangements play a significant role not only in influencing efficiency and market share but also patient outcomes. Physician integration and physician ownership align physicians' financial incentives with those of the hospital. For instance, given the recent changes in reimbursement and the shift toward VBP, physician income in physician‐owned hospitals is at risk if the hospital has poor patient outcomes.

Other significant predictors of readmission rates included the adoption of the medical home model and RN staffing levels. Hospitals that adopted a medical home model and had a higher registered nurse‐to‐inpatient days ratio had significantly better readmission rates. The finding on the adoption of the medical home model is especially important. Previous research indicates that patient‐centered medical homes are associated with lower emergency room visits but not necessarily lower admissions.[27] Our findings indicate that medical homes might play a role in lowering readmission rates, and therefore this outcome needs to be included in studies examining the performance of medical homes. Critical access hospitals and those with higher admissions share of Medicaid patients had worst readmission rates. Finally, hospitals located in counties with higher unemployment rates also had the worst readmission rates. This finding is not surprising and is consistent with previous research, which indicates that the patients' environment and social risk factors play a significant role.

This article contributes to our understanding of readmission rates despite its several limitations, which include the measurement of hospitalist staffing levels based on general medical and surgical beds rather than general medicine admissions. Moreover, some hospitals had missing data on key variables, which warranted their exclusion from this study. In conclusion, many structural, operational and market‐level factors influence all‐cause readmission rates. However, some of these variables are modifiable and can thus be adjusted by a hospital to improve readmission rates. These variables include hospitalists and registered nurse staffing levels; physician integration through the salaried, equity, or foundation model; and the adoption of a medical home model.

Disclosure

Nothing to report.

The hospital‐wide all‐cause 30‐day readmission rate is a key quality measure associated with patient outcomes, cost of care, and wasted hospital resources.[1] The estimated 20% readmission rate of Medicare patients and the associated $17 billion annual cost of readmissions led the Centers for Medicare and Medicaid Services (CMS) to implement policies that limit reimbursement for 30‐day unplanned readmissions and thus place hospitals with high readmission rates at financial risk.[1, 2]

The variation in readmission rates between hospitals is well documented in the literature.[3, 4] Singh et al. found that 9.3% of the variation in readmissions can be explained by hospital characteristics.[4] Hospital factors associated with lower readmission rates include not‐for‐profit ownership, hospital size, and nursing staffing levels.[5, 6, 7] Other studies found an association between environmental factors such as the percent of patients living under the poverty line and higher readmission rates.[7] The recent publicly available CMS data on readmission rates allows us to further our understanding of hospital characteristics that explain the variation in readmission rates. In this article, we are specifically interested in hospitalist staffing levels and hospital‐physician arrangements such as physician integration level and physician ownership. Moreover, we are interested in novel organizational variables, specifically, the adoption of a medical home model, which has been ignored by previous research. Medical homes are associated with better quality[8]; hospitals that already adopted the medical home model might be better equipped to coordinate care after the patients are discharged.

In recent years, the number of hospitals relying on hospitalists to provide inpatient care has been on the rise. As more hospitals employ hospitalists, it is important to understand how hospitalist staffing levels are associated with quality. Previous studies have linked hospitalists with lower hospital mortality rates,[7] lower cost of care,[9, 10] and lower readmission rates.[10, 11] Goodrich et al., on the other hand, did not find a significant relationship between the presence of hospitalists and mortality or readmission rates.[12] In a recent study, hospitalists indicated that heavy workloads limited the time they had available to communicate with patients, which negatively influenced quality and patient satisfaction, and resulted in delayed admissions and discharges.[13]

The main objective of this article was therefore to study the association between hospitalist staffing levels and hospital‐wide all‐cause readmission rates. Most empirical studies examining the relationship between hospitalist staffing and quality of inpatient care have predominantly focused on whether the presence of hospitalists who provided care at a hospital influenced mortality or readmissions.[11, 12] In this article, we contribute to the literature by examining how staffing levels measured by the ratio of hospitalists to general medical and surgical beds is associated with 30‐day readmission rates. We predict that there is a positive association between readmission rates and hospitalists per bed.

Hospitals have a broad range of contractual arrangements or integration levels with physicians, with employment being the highest level. A hospital can rely on physicians who have admitting privileges but are not salaried employees of the hospital to treat a large portion of its inpatient population. In the past few years, with the passage of the Patient Protection and Affordable Care Act (2010) and the shift in reimbursement towards Value Based Purchasing (VBP), more hospitals are choosing to ensure that physicians are strongly integrated within the hospital by adopting an employment‐based model. Moreover, hospitals view physician employment as a strategic move that will help ensure or expand their market share.[14] For instance, the number of surgeons who identified as self‐employed dropped from 48% in 2001 to 28% in 2011, and this reduction is attributed to the shift toward hospital employment of physicians.[15] Despite the evolving models of hospital‐physician arrangements, little is understood on how the adoption of the integrated salary model, in addition to the equity and foundation models, which are classified by Baker et al. as the highest level of integration, influence quality.[16] Therefore, another objective of this article was to examine the association between hospital‐physician arrangements and all‐cause unplanned readmission rates.

METHODS

Data Source and Sample

Data from the American Hospital Association (AHA) Annual Survey (2013), CMS Hospital Compare (October 2013), and Area Health Resource File (2013) were merged to analyze the association between readmission rates with hospital characteristics and environmental factors. We limited the analysis to private (nonpublic) hospitals with no missing data. Our final sample consisted of 1756 hospitals. Of the hospitals in our sample, 14% were for profit, 70% were nonteaching, 23% were minor teaching, 7% were major teaching hospitals, 73% belonged to a system, and 31% were classified as small hospitals. Table 1 provides descriptive statistics for all the variables included in the analysis.

Summary Statistics
Variable Value Data Source
  • NOTE: Abbreviations: IQR, interquartile range; RNs, registered nurses.

30‐day all‐cause readmissions, median (IQR) 15.8% (15.2%16.5%) Centers for Medicare and Medicaid Services
Hospitalists per general medicine and surgical beds, median (IQR) 0.09 (0.060.15) American Hospital Association
RNs per 100 inpatient days, median (IQR) 0.84 (0.6610.10) American Hospital Association
Medicare admissions, median (IQR) 48.45% (40.84%55.14%) American Hospital Association
Medicaid admissions, median (IQR) 16.45% (11.06%22.76%) American Hospital Association
Competition, median (IQR) 0.56 (0.230.83) American Hospital Association
Unemployment, median (IQR) 2.9% (2.54%3.37%) Area Resource File
Fully integrated American Hospital Association
Yes 51%
No 49%
Physician ownership American Hospital Association
Physician partial or complete ownership 5%
No physician ownership 95%
Established medical home program American Hospital Association
Yes 29%
No 71%
High technology American Hospital Association
Yes 40%
No 60%
Teaching level American Hospital Association
Nonteaching 70%
Minor teaching 23%
Major teaching 7%
Size American Hospital Association
Small 31%
Medium 34%
Large 35%
Ownership American Hospital Association
For profit 14%
Not for profit 86%
Critical access hospital American Hospital Association
Yes 11%
No 89%
System membership American Hospital Association
Yes 73%
No 27%

Variables

Dependent Variable

Risk standardized 30‐day hospital‐wide all‐cause readmission rates (HWR) were obtained from CMS. This measure was publicly reported in October 2013. The HWR is estimated using standardized risk ratios at the hospital level for the following 5 discharge diagnosis groups: surgery/gynecology, neurology, cardiorespiratory, cardiovascular, and general medicine.[17] The measure adjusts, in addition to a hospital's case mix, for patients' ages, principal discharge diagnoses, and comorbidities.[17] HWR is calculated as a predicted‐to‐expected readmissions ratio. Predicted and expected readmissions were calculated for each of the 5 groups for each hospital using each hospital's patient mix and a hospital random effects estimate. A standardized readmission ratio was then derived by dividing predicted readmissions by expected readmissions for each group for each hospital. A single hospital score was obtained by multiplying the volume‐weighted logarithmic average of the 5 diagnostic groups by the average national readmission rate.[18]

Independent Variables

The primary independent variable of interest to this study is hospitalist staffing levels. We calculate the staffing levels of hospitalists by dividing the full‐time equivalent (FTE) of hospitalists by the number of general medical and surgical beds. FTE hospitalists are calculated by the AHA Annual Survey database (2013) as the sum of full‐time hospitalists and 0.5*number of part‐time hospitalists. In addition to hospitalist staffing levels, a main predictors is whether the hospital fully integrates physicians or not. We follow Baker et al. in our classification of full integration. Baker et al. define fully integrated hospitals as those that adopted 1 of the following models with their physicians: integrated salary, foundation or equity model.[16] We predict that fully integrated hospitals are more likely to have better readmission rates. Another key physician variable that is likely to influence outcomes is physician partial or full ownership of the hospital. Ownership aligns physicians' incentives with hospital performance[19] and is therefore likely to be associated with better readmission rates. We also include a dichotomous variable that indicates whether a hospital has an established medical home program or not. Medical homes indicate an organizational culture that is patient centered and committed to continuity and coordination of care; all of which are important for better quality. We predict that the presence of a medical home model will be associated with better readmission rates.

Control Variables

We control for registered nurses per 100 inpatient days ratio, critical access designation, Medicare share of hospital admissions, Medicaid share of hospital admissions, teaching status, size, and technology level. Previous research indicates that these variables are associated with patient outcomes.[20, 21] We follow the Aiken et al. characterization of teaching status: hospitals with no residency programs (nonteaching), hospitals with a resident‐to‐bed ratio of 1 to 4 or less (minor teaching), and hospitals with a resident‐to‐bed ratio of more than 1 to 4 (major teaching).[20] We also classify hospitals as small if they have less than 100 beds, medium if they have 101 to 250 beds, and large if they have more than 250 beds. We modify the Aiken et al. classification of technology level and control for the level of technology adopted at a hospital by classifying hospitals as high technology if they offer any of the following services: any major organ transplant, computer‐assisted orthopedic surgery, or electron beam computed tomography.[21] We also control for 2 market level variables: (1) competition estimated by the county level Herfindahl‐Hirschman Index (HHI) and (2) the percentage of individuals in the county who are unemployed. Unemployment rates are derived from the Area Health Resource File (2013). HHI is calculated by summing the squares of market shares of admissions. For ease of interpretation, competition is coded as 1‐HHI.

Statistical Analysis

We ran a multivariate ordinary least squares (OLS) regression on Stata 12 (StataCorp, College Station, TX) to assess the relationship between 30‐day all‐cause readmissions and hospitalist staffing levels, physician integration, physician ownership, and other organizational characteristics. We checked for multicollinearity by using a variance inflation factor (VIF). The VIF of all independent variables was less than 10, and therefore multicollinearity was not of concern to this analysis.

RESULTS

Among our sample of 1756 hospitals, the median 30‐day all‐cause readmission rate was 16%, with the middle 50% of hospitals with readmission rates between 15.2% and 16.5%. All of the hospitals in this study reported that hospitalists provide care at the hospitals. The median Medicare share of hospital admissions was 48.46%, and the median Medicaid share of hospital admissions was 16.4%. Fifty‐one percent of the hospitals in our sample were fully integrated. Fifty percent of hospitals had 9 or fewer hospitalists per 100 general medical and surgical beds. Only 5% of the hospitals had partial or full physician ownership. Twenty‐nine percent of hospitals had an established medical home program. Table 1 provides summary statistics and the data sources of all the variables included in the study.

To compare readmission rates, we created a dummy variable that divided the sample into 2 categories: hospitals with low hospitalist staffing levels (hospitalists per general medical and surgical beds is less than the median) and high hospitalist staffing (hospitalists per general medical and surgical bed ratio is more than the median). We then used t tests to compare all‐cause readmission rates between hospitals with low and high hospitalist staffing levels, physician owned versus nonphysician owned, and fully integrated versus not fully integrated. We also used single‐factor analysis of variance (ANOVA) to compare readmission rates between nonteaching, minor teaching, and major teaching hospitals. Results are displayed in Table 2. There was a significant difference in the mean readmission rates between hospitals with low hospitalist staffing levels (mean readmission rate = 16.06%) versus high staffing levels (mean readmission rate = 15.72%). The mean readmission rate for physician‐owned hospitals was significantly lower than for nonphysician‐owned hospitals (15.46% vs 15.9%). Also, fully integrated hospitals had a lower readmission rate than hospitals where physicians were not fully integrated (15.93% vs 15.86%). Based on the ANOVA results, there was a significant difference between teaching levels. According to a Tukey honest significant difference post hoc test, there was no significant difference between nonteaching and minor teaching hospitals, but the readmission rate was significantly higher in major teaching hospitals (nonteaching = 15.83%, minor teaching = 15.76%, major teaching = 16.9%).

Comparisons Between Readmission Rates: t Tests and Analysis of Variance
Variable Readmission Rates P Value
Hospitalist staffing levels
Low 16.06% 0.00
High 15.72%
Physician ownership
Fully or partially physician‐owned hospitals 15.46% 0.00
Nonphysician‐owned hospitals 15.9 %
Physician integration
Fully integrated hospitals 15.86% 0.00
Nonintegrated hospitals 15.93%
Teaching status
Nonteaching hospitals 15.83% 0.00
Minor teaching hospitals 15.76%
Major teaching hospitals 16.9%

The OLS regression model was significant and explained 16% of the variability in readmission rates (Table 3). Higher hospitalists staffing levels were associated with lower 30‐day all cause readmission rates (P = 0.00). The addition of 1 hospitalist per general and surgical bed was associated with a 0.77 percentage points decrease in adjusted readmission rates. In terms of hospital‐physician arrangements, fully integrated hospitals had adjusted 30‐day all‐cause readmission rates 0.09 percentage points lower than nonfully integrated hospitals (P = 0.08). Physician partial or full ownership was significantly associated with lower readmission rates (P = 0.00); hospitals partially or fully owned by physicians had adjusted readmission rates 0.36 percentage points lower than nonphysician‐owned hospitals.

Regression Results: Organizational and Environmental Predictors of Hospital Readmissions
Variable Coefficient Standard Error P Value
  • NOTE: Adjusted R2 = 16, F = 20.62, P = 0.00. Abbreviations: RNs, registered nurses.

Hospitalists per general and surgical beds 0.77 0.172 0.00
Full integration 0.086 0.049 0.08
Physician ownership 0.355 0.119 0.00
RNs per 100 inpatient days 0.174 0.050 0.00
Established medical home program 0.132 0.057 0.02
Medicare admissions 0.063 0.002 0.21
Medicaid admissions 0.015 0.003 0.00
Competition 0.115 0.08 0.17
Unemployment 0.244 0.037 0.00
System membership 0.041 0.055 0.45
Teaching level
Minor teaching 0.007 0.066 0.92
Major teaching 1.032 0.106 0.00
Size
Medium 0.032 0.071 0.66
Large 0.066 0.085 0.44
For‐profit ownership 0.206 0.078 0.01
High technology 0.077 0.055 0.17
Critical access hospital 0.202 0.092 0.03

Based on the regression analysis, major teaching hospitals on average had adjusted readmission rates 1.03 percentage point higher than nonteaching hospitals (P = 0.000), whereas there was no significant difference between minor and nonteaching hospitals (P > 0.1). As the number of registered nurses (RNs) per 100 inpatient days increased by 1, readmission rates dropped by 0.17 (P = 0.00). Hospitals with higher Medicaid shares of admission had significantly higher readmission rates (P < 0.05). Hospitals located in counties with higher unemployment rates also had higher readmission rates (P = 0.000), whereas market competition had no significant association with readmissions. For‐profit hospitals had adjusted readmission rates 0.21 percentage points higher than not‐for‐profit hospitals (P = 0.01). Finally, hospitals that have adopted a medical home model had significantly lower readmission rates (P = 0.02); hospitals with an established medical home model had adjusted readmission rates 0.17 percentage points lower than their counterparts.

DISCUSSION

In the era of VBP and mounting pressures on hospitals to improve quality and lower cost, it is important to understand the association between modifiable hospital characteristics, such as hospitalist staffing levels, and unmodifiable characteristics, such as teaching status and size, with quality of care. There are many factors that can contribute to higher readmission rates. Some of these factors are hospital related and others are patient related, such as the environment in which a patient resides. Benbassat and Taragin argue that 9% to 48% of hospital readmissions are avoidable and are related to factors such as inadequate resolution of the problem the patient was admitted for and poor discharge care.[22] In this article, we have focused on hospital and market factors. Our main variables of interest were hospitalist staffing level, physician full integration, physician ownership, and the adoption of the medical home model at the hospital. Moreover, we examined the association between the hospital environment, specifically, market competition, and the patient environment, specifically, unemployment rates, with readmission rates.

Hospitalists' provision of inpatient care has been on the rise. From 1997 to 2006, the likelihood of receiving inpatient care from a hospitalist grew by 29.2% per year.[23] Based on AHA (2013) data, 65% of hospitals reported that hospitalists provided care at the hospital. The main driver behind the adoption of the hospitalists' model is the positive role hospitalists play in improving hospital efficiency and their familiarity and specialization in hospital care.[24] However, concerns exist that hospitalists might negatively influence patient outcomes given the discontinuity of care that occurs once the patient is discharged from the hospital and back to the care of their primary care physician.[25] Based on our analysis though, higher hospitalist staffing levels were associated with lower readmission rates. Therefore, to better understand the relationship between hospitalists and quality, it is important to account for staffing levels, not merely whether hospitalists provide care at the hospital or not. Higher patient load per hospitalist might still improve hospital efficiency by lowering costs, but is it likely to impede the quality of care provided by hospitalists. This is not surprising given similar findings, including in this article, which document a similar positive relationship between nursing staffing levels and quality.

Hospitals utilize various arrangements with physicians that range from employment to more relaxed arrangements such as physicians with privileges who are neither employed by the hospital nor under individual or group contracts. Historically, the main incentive for hospitals to integrate physicians was referrals to hospital services and specialties.[16, 26] The Affordable Care Act, however, provided further incentives, such as ease of care coordination, physicians' involvement, and commitment to quality improvement and cost‐containment efforts. Based on this study, hospitals that were classified as fully integrated had lower readmission rates. Also, hospitals partially or fully owned by physicians had better readmission rates. These findings indicate that hospital‐physician arrangements play a significant role not only in influencing efficiency and market share but also patient outcomes. Physician integration and physician ownership align physicians' financial incentives with those of the hospital. For instance, given the recent changes in reimbursement and the shift toward VBP, physician income in physician‐owned hospitals is at risk if the hospital has poor patient outcomes.

Other significant predictors of readmission rates included the adoption of the medical home model and RN staffing levels. Hospitals that adopted a medical home model and had a higher registered nurse‐to‐inpatient days ratio had significantly better readmission rates. The finding on the adoption of the medical home model is especially important. Previous research indicates that patient‐centered medical homes are associated with lower emergency room visits but not necessarily lower admissions.[27] Our findings indicate that medical homes might play a role in lowering readmission rates, and therefore this outcome needs to be included in studies examining the performance of medical homes. Critical access hospitals and those with higher admissions share of Medicaid patients had worst readmission rates. Finally, hospitals located in counties with higher unemployment rates also had the worst readmission rates. This finding is not surprising and is consistent with previous research, which indicates that the patients' environment and social risk factors play a significant role.

This article contributes to our understanding of readmission rates despite its several limitations, which include the measurement of hospitalist staffing levels based on general medical and surgical beds rather than general medicine admissions. Moreover, some hospitals had missing data on key variables, which warranted their exclusion from this study. In conclusion, many structural, operational and market‐level factors influence all‐cause readmission rates. However, some of these variables are modifiable and can thus be adjusted by a hospital to improve readmission rates. These variables include hospitalists and registered nurse staffing levels; physician integration through the salaried, equity, or foundation model; and the adoption of a medical home model.

Disclosure

Nothing to report.

References
  1. Berenson RA, Paulus RA, Kalman NS. Medicare's readmissions‐reduction program—a positive alternative. N Engl J Med. 2012;366:13641366.
  2. Gohil SK, Datta R, Cao C, et al. Impact of hospital population case‐mix, including poverty, on hospital all‐cause and infection‐related 30‐day readmission rates. Clin Infect Dis. 2015;31(2):12351243.
  3. Krumholz HM, Merrill AR, Schone EM, et al. Patterns of hospital performance in acute myocardial infarction and heart failure 30‐day mortality and readmission. Circ Cardiovasc Qual Outcomes. 2009;2:407413.
  4. Singh S, Lin Y‐L, Kuo Y‐F, Nattinger AB, Goodwin JS. Variation in the risk of readmission among hospitals: the relative contribution of patient, hospital and inpatient provider characteristics. J Gen Intern Med. 2014;29:572578.
  5. Joynt KE, Jha AK. A path forward on Medicare readmissions. N Engl J Med. 2013;368:11751177.
  6. McHugh MD, Berez J, Small DS. Hospitals with higher nurse staffing had lower odds of readmissions penalties than hospitals with lower staffing. Health Aff (Millwood). 2013;32:17401747.
  7. Tsai TC, Joynt KE, Orav EJ, Gawande AA, Jha AK. Variation in surgical‐readmission rates and quality of hospital care. N Engl J Med. 2013;369:11341142.
  8. Gilfillan RJ, Tomcavage J, Rosenthal MB, et al. Value and the medical home: effects of transformed primary care. Am J Manag Care. 2010;16.8:607614.
  9. Davis KM, Koch KE, Harvey JK, Wilson R, Englert J, Gerard PD. Effects of hospitalists on cost, outcomes, and patient satisfaction in a rural health system. Am J Med. 2000;108:621626.
  10. Elliott DJ, Young RS, Brice J, Aguiar R, Kolm P. Effect of hospitalist workload on the quality and efficiency of care. JAMA Intern Med. 2014;174:786793.
  11. Jungerwirth R, Wheeler SB, Paul JE. Association of hospitalist presence and hospital‐level outcome measures among Medicare patients. J Hosp Med. 2014;9:16.
  12. Goodrich K, Krumholz HM, Conway PH, Lindenauer P, Auerbach AD. Hospitalist utilization and hospital performance on 6 publicly reported patient outcomes. J Hosp Med. 2012;7:482488.
  13. Michtalik HJ, Yeh H, Pronovost PJ, Brotman DJ. Impact of attending physician workload on patient care: a survey of hospitalists. JAMA Intern Med. 2013;173:375377.
  14. O'Malley AS, Bond AM, Berenson RA. Rising hospital employment of physicians: better quality, higher costs. Issue Brief Cent Stud Health Syst Change. 2011;136:14.
  15. Charles AG, Ortiz‐Pujols S, Ricketts T, et al. The employed surgeon: a changing professional paradigm. JAMA Surg. 2013;148:323328.
  16. Baker LC, Bundorf MK, Kessler DP. Vertical integration: hospital ownership of physician practices is associated with higher prices and spending. Health Aff (Millwood). 2014;33:756763.
  17. Horwitz L, Partovian C, Lin Z, et al. Hospital‐wide (all‐condition) 30‐day risk‐standardized readmission measure: Yale New Haven Health Services Corporation. Center for Outcomes Research 161(10 suppl):S66S75.
  18. Burns L, Muller R. Hospital‐physician collaboration: landscape of economic integration and impact on clinical integration. Milbank Q. 2008;86(3):375434.
  19. Aiken LH, Clarke SP, Sloane DM, Lake ET, Cheney T. Effects of hospital care environment on patient mortality and nurse outcomes. J Nurs Adm. 2008;38:223229.
  20. Aiken LH, Cimiotti JP, Sloane DM, Smith HL, Flynn L, Neff DF. The effects of nurse staffing and nurse education on patient deaths in hospitals with different nurse work environments. Med Care. 2011;49(12):10471053.
  21. Benbassat J, Taragin M. Hospital readmissions as a measure of quality of health care: advantages and limitations. Arch Intern Med. 2000;160:10741081.
  22. Kuo Y‐F, Sharma G, Freeman JL, Goodwin JS. Growth in the care of older patients by hospitalists in the United States. N Engl J Med. 2009;360:11021112.
  23. Wachter RM. Reflections: the hospitalist movement a decade later. J Hosp Med. 2006;1:248252.
  24. Goodwin JS, Lin Y‐L, Singh S, Kuo Y‐F. Variation in length of stay and outcomes among hospitalized patients attributable to hospitals and hospitalists. J Gen Intern Med. 2013;28:370376.
  25. Bacher GE, Chernew ME, Kessler DP, Weiner SM. Regulatory neutrality is essential to establishing a level playing field for accountable care organizations. Health Aff (Millwood). 2013;32:14261432.
  26. Rittenhouse DR, Shortell SM. The patient‐centered medical home: will it stand the test of health reform? JAMA. 2009;301:20382040.
  27. Joynt KE, Jha AK. Who has higher readmission rates for heart failure, and why?: implications for efforts to improve care using financial incentives. Circ Cardiovasc Qual Outcomes. 2011;4:5359.
References
  1. Berenson RA, Paulus RA, Kalman NS. Medicare's readmissions‐reduction program—a positive alternative. N Engl J Med. 2012;366:13641366.
  2. Gohil SK, Datta R, Cao C, et al. Impact of hospital population case‐mix, including poverty, on hospital all‐cause and infection‐related 30‐day readmission rates. Clin Infect Dis. 2015;31(2):12351243.
  3. Krumholz HM, Merrill AR, Schone EM, et al. Patterns of hospital performance in acute myocardial infarction and heart failure 30‐day mortality and readmission. Circ Cardiovasc Qual Outcomes. 2009;2:407413.
  4. Singh S, Lin Y‐L, Kuo Y‐F, Nattinger AB, Goodwin JS. Variation in the risk of readmission among hospitals: the relative contribution of patient, hospital and inpatient provider characteristics. J Gen Intern Med. 2014;29:572578.
  5. Joynt KE, Jha AK. A path forward on Medicare readmissions. N Engl J Med. 2013;368:11751177.
  6. McHugh MD, Berez J, Small DS. Hospitals with higher nurse staffing had lower odds of readmissions penalties than hospitals with lower staffing. Health Aff (Millwood). 2013;32:17401747.
  7. Tsai TC, Joynt KE, Orav EJ, Gawande AA, Jha AK. Variation in surgical‐readmission rates and quality of hospital care. N Engl J Med. 2013;369:11341142.
  8. Gilfillan RJ, Tomcavage J, Rosenthal MB, et al. Value and the medical home: effects of transformed primary care. Am J Manag Care. 2010;16.8:607614.
  9. Davis KM, Koch KE, Harvey JK, Wilson R, Englert J, Gerard PD. Effects of hospitalists on cost, outcomes, and patient satisfaction in a rural health system. Am J Med. 2000;108:621626.
  10. Elliott DJ, Young RS, Brice J, Aguiar R, Kolm P. Effect of hospitalist workload on the quality and efficiency of care. JAMA Intern Med. 2014;174:786793.
  11. Jungerwirth R, Wheeler SB, Paul JE. Association of hospitalist presence and hospital‐level outcome measures among Medicare patients. J Hosp Med. 2014;9:16.
  12. Goodrich K, Krumholz HM, Conway PH, Lindenauer P, Auerbach AD. Hospitalist utilization and hospital performance on 6 publicly reported patient outcomes. J Hosp Med. 2012;7:482488.
  13. Michtalik HJ, Yeh H, Pronovost PJ, Brotman DJ. Impact of attending physician workload on patient care: a survey of hospitalists. JAMA Intern Med. 2013;173:375377.
  14. O'Malley AS, Bond AM, Berenson RA. Rising hospital employment of physicians: better quality, higher costs. Issue Brief Cent Stud Health Syst Change. 2011;136:14.
  15. Charles AG, Ortiz‐Pujols S, Ricketts T, et al. The employed surgeon: a changing professional paradigm. JAMA Surg. 2013;148:323328.
  16. Baker LC, Bundorf MK, Kessler DP. Vertical integration: hospital ownership of physician practices is associated with higher prices and spending. Health Aff (Millwood). 2014;33:756763.
  17. Horwitz L, Partovian C, Lin Z, et al. Hospital‐wide (all‐condition) 30‐day risk‐standardized readmission measure: Yale New Haven Health Services Corporation. Center for Outcomes Research 161(10 suppl):S66S75.
  18. Burns L, Muller R. Hospital‐physician collaboration: landscape of economic integration and impact on clinical integration. Milbank Q. 2008;86(3):375434.
  19. Aiken LH, Clarke SP, Sloane DM, Lake ET, Cheney T. Effects of hospital care environment on patient mortality and nurse outcomes. J Nurs Adm. 2008;38:223229.
  20. Aiken LH, Cimiotti JP, Sloane DM, Smith HL, Flynn L, Neff DF. The effects of nurse staffing and nurse education on patient deaths in hospitals with different nurse work environments. Med Care. 2011;49(12):10471053.
  21. Benbassat J, Taragin M. Hospital readmissions as a measure of quality of health care: advantages and limitations. Arch Intern Med. 2000;160:10741081.
  22. Kuo Y‐F, Sharma G, Freeman JL, Goodwin JS. Growth in the care of older patients by hospitalists in the United States. N Engl J Med. 2009;360:11021112.
  23. Wachter RM. Reflections: the hospitalist movement a decade later. J Hosp Med. 2006;1:248252.
  24. Goodwin JS, Lin Y‐L, Singh S, Kuo Y‐F. Variation in length of stay and outcomes among hospitalized patients attributable to hospitals and hospitalists. J Gen Intern Med. 2013;28:370376.
  25. Bacher GE, Chernew ME, Kessler DP, Weiner SM. Regulatory neutrality is essential to establishing a level playing field for accountable care organizations. Health Aff (Millwood). 2013;32:14261432.
  26. Rittenhouse DR, Shortell SM. The patient‐centered medical home: will it stand the test of health reform? JAMA. 2009;301:20382040.
  27. Joynt KE, Jha AK. Who has higher readmission rates for heart failure, and why?: implications for efforts to improve care using financial incentives. Circ Cardiovasc Qual Outcomes. 2011;4:5359.
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From the Washington Office: Brave new world of acronyms

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From the Washington Office: Brave new world of acronyms

Just over a year ago, Congress passed and the President signed into law the MACRA legislation, which will serve as the basis for Medicare physician payment beginning in 2019. At the recent Leadership and Advocacy Summit, it became apparent to me that a “refresher” on seven key acronyms would be useful for surgeons as they gear up to understand and effectively participate in this “brave new world” which is rapidly approaching.

Accordingly, let us start at the beginning. MACRA stands for the Medicare Access and CHIP (Children’s Health Insurance Program) Reauthorization Act of 2015. As noted above, this legislation, signed into law by President Obama on April 16, 2015, replaces the flawed sustainable growth rate formula and will be the template utilized to determine Medicare physician payment beginning in 2019. However, it is important to note that it is anticipated that the data to be utilized as the basis for payment in 2019 will likely be collected sometime in 2017.

MACRA provides modest but stable positive updates of 0.5 percent/year for the 5-year period of 2015-2019. Fellows may remember that this provision was included in the legislation as a direct result of objections made by the leadership of the ACS to the original draft legislation, which contained no provision for a positive update. In addition, MACRA provides for the elimination, after 2018, of the current-law penalties associated with the existing Medicare quality programs, including the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier) program and the EHR-MU (Electronic Health Record–Meaningful Use) program. That said, and as outlined below, we will not be saying goodbye to these programs completely. Accordingly, surgeons need to remain, or become, familiar with those acronyms and the programs they represent.

MACRA has two payment pathways. Physicians will choose to participate in one or the other. Those choices are: 1) MIPS (Merit-based Incentive Payment System) and 2) APMs (Alternative Payment Models).

Beginning in 2019, the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier) program and the EHR-MU (Electronic Health Record–Meaningful Use) program will be combined into MIPS (Merit-based Incentive Payment System). In this program, it is possible for all surgeons to receive an annual positive update based on their individual performance in the four categories of Quality, Resource Use, Electronic Health Record–Meaningful Use, and lastly the newly created category of Clinical Practice Improvement Activities (CPIA).

Individual surgeons’ performance in the four categories will be combined into a composite score. Each individual composite score will then be compared with a performance threshold. The threshold will be set as either the mean or median of the composite performance scores for all MIPS-eligible professionals from a prior performance period. The threshold will reset every year. Those with an individual composite performance score above the threshold will receive a positive payment adjustment while those with an individual composite performance score below the threshold will receive a negative payment adjustment.

The Quality component of the MIPS will consist of quality measures currently used in existing quality performance programs namely, the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier program), and EHR-MU (Electronic Health Record–Meaningful Use), as well as measures developed by stakeholders to meet the needs of specialties lacking meaningful measures in the current programs. The RESOURCE USE component of MIPS will include the cost measures used in the current VBM (Value-Based Modifier) program. With regard to the Electronic Health Record–Meaningful Use (EHR-MU) component of MIPS, current EHR-MU requirements will continue to apply but are expected to be modified significantly. ACS continues to advocate for changes to the EHR-MU program to make it easier for surgeons to comply with requirements. Evidence of the effectiveness of our advocacy in this area is found in the success achieved in obtaining a blanket exception for the 2015 reporting period, Stage 2 Meaningful Use rule about which I wrote in the December 2015 and January 2016 editions of this column.

The CPIA (Clinical Practice Improvement Activities) are designed to assess surgeons’ effort toward improving their clinical practice and/or their preparation toward participating in APMs (Alternative Payment Models). The menu of specific, approved activities has yet to be firmly established. ACS provided significant input on the CPIA component of MIPS in our November 2015 response to the request for information issued by the Centers for Medicare & Medicaid Services (CMS) last fall. The MACRA legislation specifies that the CPIA be applicable to all specialties and be attainable for small practices and professionals in rural and underserved areas.

Those Fellows interested in knowing specifically the areas on which CMS requested input in the process of drafting the first proposed rule on MACRA and how ACS responded to same may find the letter sent in response to CMS at https://www.facs.org/~/media/files/advocacy/medicare/cms%20mips%20apm%20rfi%20final.ashx.

 

 

The new law takes concerted steps to incentivize and encourage providers to develop and participate in APMs (Alternative Payment Models). As with the CPIA discussed above, the details of APMs are not yet fully clear and are currently being developed. ACS is actively working on behalf of surgeons to develop APMs as part of the policy efforts of the Division of Advocacy and Health Policy. In general, these programs will require quality measures, the inclusion of elements of upside and downside financial risk for providers and use of certified electronic health record technology. For those surgeons who receive a significant share of their revenue from an APM, an annual 5% bonus will be available for each of the years 2019-2024. To qualify for that bonus, surgeons must receive 25% of their Medicare revenue from an APM in the years 2019 and 2020. That threshold requirement subsequently increases to 50% in 2021 and ultimately to 75% beginning in 2023.

As MACRA specifies that providers participate in either MIPS or APMs, surgeons who meet the aforementioned threshold of payment from a qualified APM will be exempted from many of the MIPS reporting requirements and receive the 5% bonus in lieu of the previously described MIPS payment adjustment. Those who participate in APMs but fail to meet the threshold necessary to receive the 5% bonus will receive credit for their participation in the CPIA component of their MIPS composite score but will not receive the 5% incentive.

While it is completely understandable that acronyms add to surgeons’ collective frustration, I am confident that all Fellows can, with relative ease, master the seven acronyms above and thus be well on their way to both understanding and successfully participating in the new Medicare physician payment system.

Until next month …

Dr. Patrick V. Bailey is an ACS Fellow, a pediatric surgeon, and Medical Director, Advocacy, for the Division of Advocacy and Health Policy, in the ACS offices in Washington, D.C.

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Just over a year ago, Congress passed and the President signed into law the MACRA legislation, which will serve as the basis for Medicare physician payment beginning in 2019. At the recent Leadership and Advocacy Summit, it became apparent to me that a “refresher” on seven key acronyms would be useful for surgeons as they gear up to understand and effectively participate in this “brave new world” which is rapidly approaching.

Accordingly, let us start at the beginning. MACRA stands for the Medicare Access and CHIP (Children’s Health Insurance Program) Reauthorization Act of 2015. As noted above, this legislation, signed into law by President Obama on April 16, 2015, replaces the flawed sustainable growth rate formula and will be the template utilized to determine Medicare physician payment beginning in 2019. However, it is important to note that it is anticipated that the data to be utilized as the basis for payment in 2019 will likely be collected sometime in 2017.

MACRA provides modest but stable positive updates of 0.5 percent/year for the 5-year period of 2015-2019. Fellows may remember that this provision was included in the legislation as a direct result of objections made by the leadership of the ACS to the original draft legislation, which contained no provision for a positive update. In addition, MACRA provides for the elimination, after 2018, of the current-law penalties associated with the existing Medicare quality programs, including the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier) program and the EHR-MU (Electronic Health Record–Meaningful Use) program. That said, and as outlined below, we will not be saying goodbye to these programs completely. Accordingly, surgeons need to remain, or become, familiar with those acronyms and the programs they represent.

MACRA has two payment pathways. Physicians will choose to participate in one or the other. Those choices are: 1) MIPS (Merit-based Incentive Payment System) and 2) APMs (Alternative Payment Models).

Beginning in 2019, the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier) program and the EHR-MU (Electronic Health Record–Meaningful Use) program will be combined into MIPS (Merit-based Incentive Payment System). In this program, it is possible for all surgeons to receive an annual positive update based on their individual performance in the four categories of Quality, Resource Use, Electronic Health Record–Meaningful Use, and lastly the newly created category of Clinical Practice Improvement Activities (CPIA).

Individual surgeons’ performance in the four categories will be combined into a composite score. Each individual composite score will then be compared with a performance threshold. The threshold will be set as either the mean or median of the composite performance scores for all MIPS-eligible professionals from a prior performance period. The threshold will reset every year. Those with an individual composite performance score above the threshold will receive a positive payment adjustment while those with an individual composite performance score below the threshold will receive a negative payment adjustment.

The Quality component of the MIPS will consist of quality measures currently used in existing quality performance programs namely, the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier program), and EHR-MU (Electronic Health Record–Meaningful Use), as well as measures developed by stakeholders to meet the needs of specialties lacking meaningful measures in the current programs. The RESOURCE USE component of MIPS will include the cost measures used in the current VBM (Value-Based Modifier) program. With regard to the Electronic Health Record–Meaningful Use (EHR-MU) component of MIPS, current EHR-MU requirements will continue to apply but are expected to be modified significantly. ACS continues to advocate for changes to the EHR-MU program to make it easier for surgeons to comply with requirements. Evidence of the effectiveness of our advocacy in this area is found in the success achieved in obtaining a blanket exception for the 2015 reporting period, Stage 2 Meaningful Use rule about which I wrote in the December 2015 and January 2016 editions of this column.

The CPIA (Clinical Practice Improvement Activities) are designed to assess surgeons’ effort toward improving their clinical practice and/or their preparation toward participating in APMs (Alternative Payment Models). The menu of specific, approved activities has yet to be firmly established. ACS provided significant input on the CPIA component of MIPS in our November 2015 response to the request for information issued by the Centers for Medicare & Medicaid Services (CMS) last fall. The MACRA legislation specifies that the CPIA be applicable to all specialties and be attainable for small practices and professionals in rural and underserved areas.

Those Fellows interested in knowing specifically the areas on which CMS requested input in the process of drafting the first proposed rule on MACRA and how ACS responded to same may find the letter sent in response to CMS at https://www.facs.org/~/media/files/advocacy/medicare/cms%20mips%20apm%20rfi%20final.ashx.

 

 

The new law takes concerted steps to incentivize and encourage providers to develop and participate in APMs (Alternative Payment Models). As with the CPIA discussed above, the details of APMs are not yet fully clear and are currently being developed. ACS is actively working on behalf of surgeons to develop APMs as part of the policy efforts of the Division of Advocacy and Health Policy. In general, these programs will require quality measures, the inclusion of elements of upside and downside financial risk for providers and use of certified electronic health record technology. For those surgeons who receive a significant share of their revenue from an APM, an annual 5% bonus will be available for each of the years 2019-2024. To qualify for that bonus, surgeons must receive 25% of their Medicare revenue from an APM in the years 2019 and 2020. That threshold requirement subsequently increases to 50% in 2021 and ultimately to 75% beginning in 2023.

As MACRA specifies that providers participate in either MIPS or APMs, surgeons who meet the aforementioned threshold of payment from a qualified APM will be exempted from many of the MIPS reporting requirements and receive the 5% bonus in lieu of the previously described MIPS payment adjustment. Those who participate in APMs but fail to meet the threshold necessary to receive the 5% bonus will receive credit for their participation in the CPIA component of their MIPS composite score but will not receive the 5% incentive.

While it is completely understandable that acronyms add to surgeons’ collective frustration, I am confident that all Fellows can, with relative ease, master the seven acronyms above and thus be well on their way to both understanding and successfully participating in the new Medicare physician payment system.

Until next month …

Dr. Patrick V. Bailey is an ACS Fellow, a pediatric surgeon, and Medical Director, Advocacy, for the Division of Advocacy and Health Policy, in the ACS offices in Washington, D.C.

Just over a year ago, Congress passed and the President signed into law the MACRA legislation, which will serve as the basis for Medicare physician payment beginning in 2019. At the recent Leadership and Advocacy Summit, it became apparent to me that a “refresher” on seven key acronyms would be useful for surgeons as they gear up to understand and effectively participate in this “brave new world” which is rapidly approaching.

Accordingly, let us start at the beginning. MACRA stands for the Medicare Access and CHIP (Children’s Health Insurance Program) Reauthorization Act of 2015. As noted above, this legislation, signed into law by President Obama on April 16, 2015, replaces the flawed sustainable growth rate formula and will be the template utilized to determine Medicare physician payment beginning in 2019. However, it is important to note that it is anticipated that the data to be utilized as the basis for payment in 2019 will likely be collected sometime in 2017.

MACRA provides modest but stable positive updates of 0.5 percent/year for the 5-year period of 2015-2019. Fellows may remember that this provision was included in the legislation as a direct result of objections made by the leadership of the ACS to the original draft legislation, which contained no provision for a positive update. In addition, MACRA provides for the elimination, after 2018, of the current-law penalties associated with the existing Medicare quality programs, including the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier) program and the EHR-MU (Electronic Health Record–Meaningful Use) program. That said, and as outlined below, we will not be saying goodbye to these programs completely. Accordingly, surgeons need to remain, or become, familiar with those acronyms and the programs they represent.

MACRA has two payment pathways. Physicians will choose to participate in one or the other. Those choices are: 1) MIPS (Merit-based Incentive Payment System) and 2) APMs (Alternative Payment Models).

Beginning in 2019, the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier) program and the EHR-MU (Electronic Health Record–Meaningful Use) program will be combined into MIPS (Merit-based Incentive Payment System). In this program, it is possible for all surgeons to receive an annual positive update based on their individual performance in the four categories of Quality, Resource Use, Electronic Health Record–Meaningful Use, and lastly the newly created category of Clinical Practice Improvement Activities (CPIA).

Individual surgeons’ performance in the four categories will be combined into a composite score. Each individual composite score will then be compared with a performance threshold. The threshold will be set as either the mean or median of the composite performance scores for all MIPS-eligible professionals from a prior performance period. The threshold will reset every year. Those with an individual composite performance score above the threshold will receive a positive payment adjustment while those with an individual composite performance score below the threshold will receive a negative payment adjustment.

The Quality component of the MIPS will consist of quality measures currently used in existing quality performance programs namely, the PQRS (Physician Quality Reporting System), the VBM (Value-Based Modifier program), and EHR-MU (Electronic Health Record–Meaningful Use), as well as measures developed by stakeholders to meet the needs of specialties lacking meaningful measures in the current programs. The RESOURCE USE component of MIPS will include the cost measures used in the current VBM (Value-Based Modifier) program. With regard to the Electronic Health Record–Meaningful Use (EHR-MU) component of MIPS, current EHR-MU requirements will continue to apply but are expected to be modified significantly. ACS continues to advocate for changes to the EHR-MU program to make it easier for surgeons to comply with requirements. Evidence of the effectiveness of our advocacy in this area is found in the success achieved in obtaining a blanket exception for the 2015 reporting period, Stage 2 Meaningful Use rule about which I wrote in the December 2015 and January 2016 editions of this column.

The CPIA (Clinical Practice Improvement Activities) are designed to assess surgeons’ effort toward improving their clinical practice and/or their preparation toward participating in APMs (Alternative Payment Models). The menu of specific, approved activities has yet to be firmly established. ACS provided significant input on the CPIA component of MIPS in our November 2015 response to the request for information issued by the Centers for Medicare & Medicaid Services (CMS) last fall. The MACRA legislation specifies that the CPIA be applicable to all specialties and be attainable for small practices and professionals in rural and underserved areas.

Those Fellows interested in knowing specifically the areas on which CMS requested input in the process of drafting the first proposed rule on MACRA and how ACS responded to same may find the letter sent in response to CMS at https://www.facs.org/~/media/files/advocacy/medicare/cms%20mips%20apm%20rfi%20final.ashx.

 

 

The new law takes concerted steps to incentivize and encourage providers to develop and participate in APMs (Alternative Payment Models). As with the CPIA discussed above, the details of APMs are not yet fully clear and are currently being developed. ACS is actively working on behalf of surgeons to develop APMs as part of the policy efforts of the Division of Advocacy and Health Policy. In general, these programs will require quality measures, the inclusion of elements of upside and downside financial risk for providers and use of certified electronic health record technology. For those surgeons who receive a significant share of their revenue from an APM, an annual 5% bonus will be available for each of the years 2019-2024. To qualify for that bonus, surgeons must receive 25% of their Medicare revenue from an APM in the years 2019 and 2020. That threshold requirement subsequently increases to 50% in 2021 and ultimately to 75% beginning in 2023.

As MACRA specifies that providers participate in either MIPS or APMs, surgeons who meet the aforementioned threshold of payment from a qualified APM will be exempted from many of the MIPS reporting requirements and receive the 5% bonus in lieu of the previously described MIPS payment adjustment. Those who participate in APMs but fail to meet the threshold necessary to receive the 5% bonus will receive credit for their participation in the CPIA component of their MIPS composite score but will not receive the 5% incentive.

While it is completely understandable that acronyms add to surgeons’ collective frustration, I am confident that all Fellows can, with relative ease, master the seven acronyms above and thus be well on their way to both understanding and successfully participating in the new Medicare physician payment system.

Until next month …

Dr. Patrick V. Bailey is an ACS Fellow, a pediatric surgeon, and Medical Director, Advocacy, for the Division of Advocacy and Health Policy, in the ACS offices in Washington, D.C.

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2016 Leadership Summit Focuses on Communication and Team Building

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The American College of Surgeons (ACS) hosted the fifth annual Leadership & Advocacy Summit, April 9–12, at the JW Marriott in Washington, DC. More than 445 College leaders, residents, and medical students participated in the Leadership portion of the Summit, which featured a full day of sessions on effective leadership building communication and strategic thinking skills for effective leadership in and out of the operating room. The Leadership Summit also provided attendees with ample networking opportunities.

The Leadership Summit began with a well-attended Welcome Reception on Saturday evening. Sunday’s program featured nine presentations on such topics as preparing for difficult conversations, best practices for social networking, improving team emotional intelligence, leading teams through conflict situations, and sharpening strategic thinking skills. Leaders from the Georgia, North Texas, and West Virginia Chapters of the ACS presented their chapter’s success stories from the past year. Leadership Summit attendees also convened over lunch by state/region to identify new areas for collaboration in the coming year.

Details regarding the Leadership Summit will be published in the July Bulletin of the American College of Surgeons at http://bulletin.facs.org/. The sixth annual Leadership & Advocacy Summit will take place May 6−9, 2017 at the Renaissance Washington, DC Downtown Hotel. For more information on the Leadership Summit, contact Donna Tieberg, ACS International Chapter Services Manager, at [email protected].

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The American College of Surgeons (ACS) hosted the fifth annual Leadership & Advocacy Summit, April 9–12, at the JW Marriott in Washington, DC. More than 445 College leaders, residents, and medical students participated in the Leadership portion of the Summit, which featured a full day of sessions on effective leadership building communication and strategic thinking skills for effective leadership in and out of the operating room. The Leadership Summit also provided attendees with ample networking opportunities.

The Leadership Summit began with a well-attended Welcome Reception on Saturday evening. Sunday’s program featured nine presentations on such topics as preparing for difficult conversations, best practices for social networking, improving team emotional intelligence, leading teams through conflict situations, and sharpening strategic thinking skills. Leaders from the Georgia, North Texas, and West Virginia Chapters of the ACS presented their chapter’s success stories from the past year. Leadership Summit attendees also convened over lunch by state/region to identify new areas for collaboration in the coming year.

Details regarding the Leadership Summit will be published in the July Bulletin of the American College of Surgeons at http://bulletin.facs.org/. The sixth annual Leadership & Advocacy Summit will take place May 6−9, 2017 at the Renaissance Washington, DC Downtown Hotel. For more information on the Leadership Summit, contact Donna Tieberg, ACS International Chapter Services Manager, at [email protected].

The American College of Surgeons (ACS) hosted the fifth annual Leadership & Advocacy Summit, April 9–12, at the JW Marriott in Washington, DC. More than 445 College leaders, residents, and medical students participated in the Leadership portion of the Summit, which featured a full day of sessions on effective leadership building communication and strategic thinking skills for effective leadership in and out of the operating room. The Leadership Summit also provided attendees with ample networking opportunities.

The Leadership Summit began with a well-attended Welcome Reception on Saturday evening. Sunday’s program featured nine presentations on such topics as preparing for difficult conversations, best practices for social networking, improving team emotional intelligence, leading teams through conflict situations, and sharpening strategic thinking skills. Leaders from the Georgia, North Texas, and West Virginia Chapters of the ACS presented their chapter’s success stories from the past year. Leadership Summit attendees also convened over lunch by state/region to identify new areas for collaboration in the coming year.

Details regarding the Leadership Summit will be published in the July Bulletin of the American College of Surgeons at http://bulletin.facs.org/. The sixth annual Leadership & Advocacy Summit will take place May 6−9, 2017 at the Renaissance Washington, DC Downtown Hotel. For more information on the Leadership Summit, contact Donna Tieberg, ACS International Chapter Services Manager, at [email protected].

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Survey: Civilians support wider access to education on how to help victims of mass casualty events

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Survey: Civilians support wider access to education on how to help victims of mass casualty events

Many civilians have expressed interest in taking a bleeding control training course that would empower them to immediately assist victims of active shooter and other intentional mass casualty events at the point of wounding, according to the results of a national poll published in the Journal of the American College of Surgeons (JACS). Furthermore, most civilians support training and equipping police officers to perform severe bleeding control on victims as soon as possible, rather than wait for emergency medical services (EMS) personnel to arrive on the scene. Survey respondents also supported the placement of bleeding control kits in public places where large crowds gather, similar to the way that automatic external defibrillators are now found in airports and shopping malls.

Working to save lives

The Joint Committee to Create a National Policy to Enhance Survivability from Intentional Mass Casualty and Active Shooter Events, convened by the American College of Surgeons, recommends careful consideration of these study results. The committee’s deliberations are known as the Hartford Consensus™. The Hartford Consensus reports have been published in the Bulletin and JACS since the group’s formation in 2013 and promote the group’s core principle that “no one should die from uncontrolled bleeding.”

To that end, the Hartford Consensus calls for providing law enforcement officers with the training and equipment needed to act before EMS personnel arrive, providing EMS professionals with quicker access to the wounded, and training civilian bystanders to act as immediate responders. This element from the Hartford Consensus is at the heart of the “Stop the Bleed” campaign launched by the U.S. Department of Homeland Security through the National Security Council.

“We know that to save life and limb, you need to stop the bleeding very early—within five to 10 minutes—or victims can lose their lives,” said ACS Regent Lenworth M. Jacobs, Jr., MD, MPH, FACS, Chair of the Hartford Consensus and director of the Trauma Institute at Hartford Hospital, CT. “However, until now, there has been no clear indication of how well trained the general public is in bleeding control and how willing they might be to participate as immediate responders until professionals arrive on the scene.”

Public ready and willing to act

Langer Research Associates, New York, NY, conducted a national telephone survey of the general public, November 6−11, 2015, concluding just two days before the terrorist attacks in Paris. A total of 1,051 telephone interviews were conducted—528 via cellphone and 523 via landline. Respondents were asked whether they had ever participated in first aid training, and, if so, when and whether it included bleeding control instruction. Nearly half of all respondents (47 percent) said that they had received first aid training at some point. Of that number, 13 percent had trained in first aid in the last two years and 52 percent had first aid training in the last five years.

Respondents also were asked about their willingness to provide aid to bleeding victims in two different scenarios: a car crash and a mass shooting.

Within the context of the two scenarios, the study authors reported that:

Of the 941 respondents able to provide first aid, 98 percent indicated they would be “very likely” or “somewhat likely” to attempt bleeding control on a family member with a leg wound. Within this subgroup, 62 percent indicated they would apply pressure or compression to the wound, 36 percent would apply a tourniquet, 6 percent would cover or wrap the wound in a bandage, and 2 percent would elevate the injured leg.

When presented with a scenario of trying to stop severe bleeding in a car crash victim who is unknown to them, 92 percent of a random half sample of respondents indicated they would be very likely (61 percent) or somewhat likely (31 percent) to act.

In a mass shooting scenario, 75 percent of the other random half sample responded that they would attempt to give first aid if it seemed safe to act, 16 percent responded that they would wait to see what happens, and 8 percent said they would leave the area. In terms of assisting if the situation seemed safe, 94 percent responded that they would be very likely (62 percent) or somewhat likely (32 percent) to try to help a stranger.

Many respondents reported having major or some concern about several issues related to trying to stop severe bleeding in someone whom they did not know. Specifically, respondents expressed concern about seeing someone bleeding heavily (30 percent), becoming contaminated with a disease (61 percent), endangering personal safety (43 percent), causing a victim additional pain or injury (65 percent), and being responsible for a bad outcome (61 percent). Within the context of rendering assistance in the shooting scenario, 71 percent expressed concern about “putting themselves in physical danger from additional violence.”

 

 

Respondents also were asked about their interest in taking a bleeding control class and their support for requiring bleeding control kits in public places. Among the respondents who were physically able to provide first aid, 82 percent said they would be “very interested” or “somewhat interested” in attending a two-hour bleeding control course.

In addition, 93 percent supported the public placement of bleeding control kits (containing gloves, tourniquets, and compression dressings).

The authors also noted strong public approval (91 percent of all surveyed) for training and equipping police officers for severe bleeding control to act as soon as possible before the arrival of EMS personnel, with 65 percent also supporting “faster access of EMS to victims in areas that may not be totally secure.”

“It takes internal fortitude to want to get involved as an immediate responder. We were overwhelmed to learn that the public is prepared to accept this responsibility,” Dr. Jacobs said. “Moving forward, we plan to use these new insights to develop a training program for the public, not just health care professionals, so civilians can learn how to act as immediate responders. We want to steer interested people toward getting the right training and to understand when victims are experiencing the signs of massive bleeding so they can ‘stop the bleed’ and save lives.”

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Many civilians have expressed interest in taking a bleeding control training course that would empower them to immediately assist victims of active shooter and other intentional mass casualty events at the point of wounding, according to the results of a national poll published in the Journal of the American College of Surgeons (JACS). Furthermore, most civilians support training and equipping police officers to perform severe bleeding control on victims as soon as possible, rather than wait for emergency medical services (EMS) personnel to arrive on the scene. Survey respondents also supported the placement of bleeding control kits in public places where large crowds gather, similar to the way that automatic external defibrillators are now found in airports and shopping malls.

Working to save lives

The Joint Committee to Create a National Policy to Enhance Survivability from Intentional Mass Casualty and Active Shooter Events, convened by the American College of Surgeons, recommends careful consideration of these study results. The committee’s deliberations are known as the Hartford Consensus™. The Hartford Consensus reports have been published in the Bulletin and JACS since the group’s formation in 2013 and promote the group’s core principle that “no one should die from uncontrolled bleeding.”

To that end, the Hartford Consensus calls for providing law enforcement officers with the training and equipment needed to act before EMS personnel arrive, providing EMS professionals with quicker access to the wounded, and training civilian bystanders to act as immediate responders. This element from the Hartford Consensus is at the heart of the “Stop the Bleed” campaign launched by the U.S. Department of Homeland Security through the National Security Council.

“We know that to save life and limb, you need to stop the bleeding very early—within five to 10 minutes—or victims can lose their lives,” said ACS Regent Lenworth M. Jacobs, Jr., MD, MPH, FACS, Chair of the Hartford Consensus and director of the Trauma Institute at Hartford Hospital, CT. “However, until now, there has been no clear indication of how well trained the general public is in bleeding control and how willing they might be to participate as immediate responders until professionals arrive on the scene.”

Public ready and willing to act

Langer Research Associates, New York, NY, conducted a national telephone survey of the general public, November 6−11, 2015, concluding just two days before the terrorist attacks in Paris. A total of 1,051 telephone interviews were conducted—528 via cellphone and 523 via landline. Respondents were asked whether they had ever participated in first aid training, and, if so, when and whether it included bleeding control instruction. Nearly half of all respondents (47 percent) said that they had received first aid training at some point. Of that number, 13 percent had trained in first aid in the last two years and 52 percent had first aid training in the last five years.

Respondents also were asked about their willingness to provide aid to bleeding victims in two different scenarios: a car crash and a mass shooting.

Within the context of the two scenarios, the study authors reported that:

Of the 941 respondents able to provide first aid, 98 percent indicated they would be “very likely” or “somewhat likely” to attempt bleeding control on a family member with a leg wound. Within this subgroup, 62 percent indicated they would apply pressure or compression to the wound, 36 percent would apply a tourniquet, 6 percent would cover or wrap the wound in a bandage, and 2 percent would elevate the injured leg.

When presented with a scenario of trying to stop severe bleeding in a car crash victim who is unknown to them, 92 percent of a random half sample of respondents indicated they would be very likely (61 percent) or somewhat likely (31 percent) to act.

In a mass shooting scenario, 75 percent of the other random half sample responded that they would attempt to give first aid if it seemed safe to act, 16 percent responded that they would wait to see what happens, and 8 percent said they would leave the area. In terms of assisting if the situation seemed safe, 94 percent responded that they would be very likely (62 percent) or somewhat likely (32 percent) to try to help a stranger.

Many respondents reported having major or some concern about several issues related to trying to stop severe bleeding in someone whom they did not know. Specifically, respondents expressed concern about seeing someone bleeding heavily (30 percent), becoming contaminated with a disease (61 percent), endangering personal safety (43 percent), causing a victim additional pain or injury (65 percent), and being responsible for a bad outcome (61 percent). Within the context of rendering assistance in the shooting scenario, 71 percent expressed concern about “putting themselves in physical danger from additional violence.”

 

 

Respondents also were asked about their interest in taking a bleeding control class and their support for requiring bleeding control kits in public places. Among the respondents who were physically able to provide first aid, 82 percent said they would be “very interested” or “somewhat interested” in attending a two-hour bleeding control course.

In addition, 93 percent supported the public placement of bleeding control kits (containing gloves, tourniquets, and compression dressings).

The authors also noted strong public approval (91 percent of all surveyed) for training and equipping police officers for severe bleeding control to act as soon as possible before the arrival of EMS personnel, with 65 percent also supporting “faster access of EMS to victims in areas that may not be totally secure.”

“It takes internal fortitude to want to get involved as an immediate responder. We were overwhelmed to learn that the public is prepared to accept this responsibility,” Dr. Jacobs said. “Moving forward, we plan to use these new insights to develop a training program for the public, not just health care professionals, so civilians can learn how to act as immediate responders. We want to steer interested people toward getting the right training and to understand when victims are experiencing the signs of massive bleeding so they can ‘stop the bleed’ and save lives.”

Many civilians have expressed interest in taking a bleeding control training course that would empower them to immediately assist victims of active shooter and other intentional mass casualty events at the point of wounding, according to the results of a national poll published in the Journal of the American College of Surgeons (JACS). Furthermore, most civilians support training and equipping police officers to perform severe bleeding control on victims as soon as possible, rather than wait for emergency medical services (EMS) personnel to arrive on the scene. Survey respondents also supported the placement of bleeding control kits in public places where large crowds gather, similar to the way that automatic external defibrillators are now found in airports and shopping malls.

Working to save lives

The Joint Committee to Create a National Policy to Enhance Survivability from Intentional Mass Casualty and Active Shooter Events, convened by the American College of Surgeons, recommends careful consideration of these study results. The committee’s deliberations are known as the Hartford Consensus™. The Hartford Consensus reports have been published in the Bulletin and JACS since the group’s formation in 2013 and promote the group’s core principle that “no one should die from uncontrolled bleeding.”

To that end, the Hartford Consensus calls for providing law enforcement officers with the training and equipment needed to act before EMS personnel arrive, providing EMS professionals with quicker access to the wounded, and training civilian bystanders to act as immediate responders. This element from the Hartford Consensus is at the heart of the “Stop the Bleed” campaign launched by the U.S. Department of Homeland Security through the National Security Council.

“We know that to save life and limb, you need to stop the bleeding very early—within five to 10 minutes—or victims can lose their lives,” said ACS Regent Lenworth M. Jacobs, Jr., MD, MPH, FACS, Chair of the Hartford Consensus and director of the Trauma Institute at Hartford Hospital, CT. “However, until now, there has been no clear indication of how well trained the general public is in bleeding control and how willing they might be to participate as immediate responders until professionals arrive on the scene.”

Public ready and willing to act

Langer Research Associates, New York, NY, conducted a national telephone survey of the general public, November 6−11, 2015, concluding just two days before the terrorist attacks in Paris. A total of 1,051 telephone interviews were conducted—528 via cellphone and 523 via landline. Respondents were asked whether they had ever participated in first aid training, and, if so, when and whether it included bleeding control instruction. Nearly half of all respondents (47 percent) said that they had received first aid training at some point. Of that number, 13 percent had trained in first aid in the last two years and 52 percent had first aid training in the last five years.

Respondents also were asked about their willingness to provide aid to bleeding victims in two different scenarios: a car crash and a mass shooting.

Within the context of the two scenarios, the study authors reported that:

Of the 941 respondents able to provide first aid, 98 percent indicated they would be “very likely” or “somewhat likely” to attempt bleeding control on a family member with a leg wound. Within this subgroup, 62 percent indicated they would apply pressure or compression to the wound, 36 percent would apply a tourniquet, 6 percent would cover or wrap the wound in a bandage, and 2 percent would elevate the injured leg.

When presented with a scenario of trying to stop severe bleeding in a car crash victim who is unknown to them, 92 percent of a random half sample of respondents indicated they would be very likely (61 percent) or somewhat likely (31 percent) to act.

In a mass shooting scenario, 75 percent of the other random half sample responded that they would attempt to give first aid if it seemed safe to act, 16 percent responded that they would wait to see what happens, and 8 percent said they would leave the area. In terms of assisting if the situation seemed safe, 94 percent responded that they would be very likely (62 percent) or somewhat likely (32 percent) to try to help a stranger.

Many respondents reported having major or some concern about several issues related to trying to stop severe bleeding in someone whom they did not know. Specifically, respondents expressed concern about seeing someone bleeding heavily (30 percent), becoming contaminated with a disease (61 percent), endangering personal safety (43 percent), causing a victim additional pain or injury (65 percent), and being responsible for a bad outcome (61 percent). Within the context of rendering assistance in the shooting scenario, 71 percent expressed concern about “putting themselves in physical danger from additional violence.”

 

 

Respondents also were asked about their interest in taking a bleeding control class and their support for requiring bleeding control kits in public places. Among the respondents who were physically able to provide first aid, 82 percent said they would be “very interested” or “somewhat interested” in attending a two-hour bleeding control course.

In addition, 93 percent supported the public placement of bleeding control kits (containing gloves, tourniquets, and compression dressings).

The authors also noted strong public approval (91 percent of all surveyed) for training and equipping police officers for severe bleeding control to act as soon as possible before the arrival of EMS personnel, with 65 percent also supporting “faster access of EMS to victims in areas that may not be totally secure.”

“It takes internal fortitude to want to get involved as an immediate responder. We were overwhelmed to learn that the public is prepared to accept this responsibility,” Dr. Jacobs said. “Moving forward, we plan to use these new insights to develop a training program for the public, not just health care professionals, so civilians can learn how to act as immediate responders. We want to steer interested people toward getting the right training and to understand when victims are experiencing the signs of massive bleeding so they can ‘stop the bleed’ and save lives.”

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