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How to handle negative reviews
It happened. You got Yelped. An angry patient wrote a scathing, ranting comment about your 2-hour office wait, your abrupt manner, or your snarky receptionist. What should you do? Scream? No. Patients would hear you, and it would be fodder for more bad reviews. Pound your fist on your desk? Nope. You have a Mohs procedure later today. Write a reply to the patient putting him in his place and exonerating yourself? No, you should definitely not do that.
No matter how intelligent, devoted, and caring, we all have negative doctor reviews. Now, those reviews are posted online for the world to see. That’s why you need a strategy to deal with this problem.
First, how will you know when it happens? Do this: Set up a Google Alert. Google Alerts are e-mail updates that you receive based on your queries. Include your name and the name of your practice. That way, you’ll receive notice when you’re mentioned online.
If you receive a negative comment online, then follow this three-step strategy: Listen. Plan. Engage.
Listen to who has made the comments. Is he or she a popular "Yelper?" Does this person have thousands of followers, or just a few? In cases where the site is not popular or the commenter not well connected, the best option is to ignore the comment. Any action you take could draw a larger audience.
Plan a course of action. Is this a situation that you think can be resolved by calling or messaging the patient directly? Or should you respond to the comment online?
Engage the patient who left the comment. Patients who leave angry comments want to feel that they’ve been heard. Responding to them online will show that you heard them, that you care, and that you want to rectify the situation.
But before you take action online, remember that there are three things you should never do:
• Argue.
• Violate HIPAA.
• Go to bed, or to the Internet, angry.
What about simply deleting the comment? In many instances, this is not possible. If the comment is on your site, or on your Facebook page, be aware that deleting the remark can make the patient angrier, and incite him or her to leave comments on other sites where you can’t delete them. Unless the comment is abusive, vulgar, or violates your stated policy, then consider leaving it, and responding to it instead.
When you’re ready to reply to the patient online, take these tips from public relations professionals:
• Reach out neutral.
• Redact.
• Remediate.
Reach out neutral means that you reach out to the patient in a neutral, nonconfrontational manner. Despite your personal feelings, don’t blame or belittle the patient in any way. It will only hurt your reputation and show others on the site that you’re more concerned with being right than with helping your patients. You might write something like, "I’m sorry. Please call XXX-XXX-XXXX so I can help you. Sincerely, Dr. Your Name." If the comment was left anonymously, you might say something like, "I’m sorry this happened. I hope you contact us and let us know who you are so we can help you."
Contrary to popular belief, saying "I’m sorry," does not mean you’re admitting wrongdoing. You are sorry that the patient is upset, and you do want to help him.
Redacting a comment is extremely difficult. Think about it this way: If rating sites removed all negative, incendiary comments, then people wouldn’t have any need to read the reviews. Unless the comment is clearly libelous, then remedy the situation in other ways. If, however, you can prove that the patient has lied, then contact the review site and make your case. However, remember that we are still accountable to protect a patient’s privacy, even in these challenging circumstances.
Remediation is the last step, and it is crucial. In most cases, there is something to be learned from what the patient has said. Were you criticized for having a long wait time or for having insensitive staff? Then fix it. Otherwise, it will just be the first of many such reviews.
To prevent negative online comments, some physicians have issued gag orders to patients, making them promise not to discuss their appointment or treatment online. Gag orders are a terrible idea. They’re indefensible by law and can lead to your name being added to "'RateMd.coms wall of shame."
Finally, some physicians have felt that legal action is their only recourse after negative online comments. That decision is up to you and your attorney. But keep in mind that the legal precedent so far has favored patients and rating sites, not physicians, and that any litigation could go on for months.
The consumerization of health care means that patients will have more power than ever to help or harm your practice. So be sure that you are providing top-quality care, but be ready with a strategy to manage bad reviews when they happen.
Dr. Benabio is Physician Director of Innovation at Kaiser Permanente in San Diego. Visit his consumer health blog at thedermblog.com and his health care blog at benabio.com. Connect with him on Twitter @Dermdoc and on Facebook (DermDoc).
It happened. You got Yelped. An angry patient wrote a scathing, ranting comment about your 2-hour office wait, your abrupt manner, or your snarky receptionist. What should you do? Scream? No. Patients would hear you, and it would be fodder for more bad reviews. Pound your fist on your desk? Nope. You have a Mohs procedure later today. Write a reply to the patient putting him in his place and exonerating yourself? No, you should definitely not do that.
No matter how intelligent, devoted, and caring, we all have negative doctor reviews. Now, those reviews are posted online for the world to see. That’s why you need a strategy to deal with this problem.
First, how will you know when it happens? Do this: Set up a Google Alert. Google Alerts are e-mail updates that you receive based on your queries. Include your name and the name of your practice. That way, you’ll receive notice when you’re mentioned online.
If you receive a negative comment online, then follow this three-step strategy: Listen. Plan. Engage.
Listen to who has made the comments. Is he or she a popular "Yelper?" Does this person have thousands of followers, or just a few? In cases where the site is not popular or the commenter not well connected, the best option is to ignore the comment. Any action you take could draw a larger audience.
Plan a course of action. Is this a situation that you think can be resolved by calling or messaging the patient directly? Or should you respond to the comment online?
Engage the patient who left the comment. Patients who leave angry comments want to feel that they’ve been heard. Responding to them online will show that you heard them, that you care, and that you want to rectify the situation.
But before you take action online, remember that there are three things you should never do:
• Argue.
• Violate HIPAA.
• Go to bed, or to the Internet, angry.
What about simply deleting the comment? In many instances, this is not possible. If the comment is on your site, or on your Facebook page, be aware that deleting the remark can make the patient angrier, and incite him or her to leave comments on other sites where you can’t delete them. Unless the comment is abusive, vulgar, or violates your stated policy, then consider leaving it, and responding to it instead.
When you’re ready to reply to the patient online, take these tips from public relations professionals:
• Reach out neutral.
• Redact.
• Remediate.
Reach out neutral means that you reach out to the patient in a neutral, nonconfrontational manner. Despite your personal feelings, don’t blame or belittle the patient in any way. It will only hurt your reputation and show others on the site that you’re more concerned with being right than with helping your patients. You might write something like, "I’m sorry. Please call XXX-XXX-XXXX so I can help you. Sincerely, Dr. Your Name." If the comment was left anonymously, you might say something like, "I’m sorry this happened. I hope you contact us and let us know who you are so we can help you."
Contrary to popular belief, saying "I’m sorry," does not mean you’re admitting wrongdoing. You are sorry that the patient is upset, and you do want to help him.
Redacting a comment is extremely difficult. Think about it this way: If rating sites removed all negative, incendiary comments, then people wouldn’t have any need to read the reviews. Unless the comment is clearly libelous, then remedy the situation in other ways. If, however, you can prove that the patient has lied, then contact the review site and make your case. However, remember that we are still accountable to protect a patient’s privacy, even in these challenging circumstances.
Remediation is the last step, and it is crucial. In most cases, there is something to be learned from what the patient has said. Were you criticized for having a long wait time or for having insensitive staff? Then fix it. Otherwise, it will just be the first of many such reviews.
To prevent negative online comments, some physicians have issued gag orders to patients, making them promise not to discuss their appointment or treatment online. Gag orders are a terrible idea. They’re indefensible by law and can lead to your name being added to "'RateMd.coms wall of shame."
Finally, some physicians have felt that legal action is their only recourse after negative online comments. That decision is up to you and your attorney. But keep in mind that the legal precedent so far has favored patients and rating sites, not physicians, and that any litigation could go on for months.
The consumerization of health care means that patients will have more power than ever to help or harm your practice. So be sure that you are providing top-quality care, but be ready with a strategy to manage bad reviews when they happen.
Dr. Benabio is Physician Director of Innovation at Kaiser Permanente in San Diego. Visit his consumer health blog at thedermblog.com and his health care blog at benabio.com. Connect with him on Twitter @Dermdoc and on Facebook (DermDoc).
It happened. You got Yelped. An angry patient wrote a scathing, ranting comment about your 2-hour office wait, your abrupt manner, or your snarky receptionist. What should you do? Scream? No. Patients would hear you, and it would be fodder for more bad reviews. Pound your fist on your desk? Nope. You have a Mohs procedure later today. Write a reply to the patient putting him in his place and exonerating yourself? No, you should definitely not do that.
No matter how intelligent, devoted, and caring, we all have negative doctor reviews. Now, those reviews are posted online for the world to see. That’s why you need a strategy to deal with this problem.
First, how will you know when it happens? Do this: Set up a Google Alert. Google Alerts are e-mail updates that you receive based on your queries. Include your name and the name of your practice. That way, you’ll receive notice when you’re mentioned online.
If you receive a negative comment online, then follow this three-step strategy: Listen. Plan. Engage.
Listen to who has made the comments. Is he or she a popular "Yelper?" Does this person have thousands of followers, or just a few? In cases where the site is not popular or the commenter not well connected, the best option is to ignore the comment. Any action you take could draw a larger audience.
Plan a course of action. Is this a situation that you think can be resolved by calling or messaging the patient directly? Or should you respond to the comment online?
Engage the patient who left the comment. Patients who leave angry comments want to feel that they’ve been heard. Responding to them online will show that you heard them, that you care, and that you want to rectify the situation.
But before you take action online, remember that there are three things you should never do:
• Argue.
• Violate HIPAA.
• Go to bed, or to the Internet, angry.
What about simply deleting the comment? In many instances, this is not possible. If the comment is on your site, or on your Facebook page, be aware that deleting the remark can make the patient angrier, and incite him or her to leave comments on other sites where you can’t delete them. Unless the comment is abusive, vulgar, or violates your stated policy, then consider leaving it, and responding to it instead.
When you’re ready to reply to the patient online, take these tips from public relations professionals:
• Reach out neutral.
• Redact.
• Remediate.
Reach out neutral means that you reach out to the patient in a neutral, nonconfrontational manner. Despite your personal feelings, don’t blame or belittle the patient in any way. It will only hurt your reputation and show others on the site that you’re more concerned with being right than with helping your patients. You might write something like, "I’m sorry. Please call XXX-XXX-XXXX so I can help you. Sincerely, Dr. Your Name." If the comment was left anonymously, you might say something like, "I’m sorry this happened. I hope you contact us and let us know who you are so we can help you."
Contrary to popular belief, saying "I’m sorry," does not mean you’re admitting wrongdoing. You are sorry that the patient is upset, and you do want to help him.
Redacting a comment is extremely difficult. Think about it this way: If rating sites removed all negative, incendiary comments, then people wouldn’t have any need to read the reviews. Unless the comment is clearly libelous, then remedy the situation in other ways. If, however, you can prove that the patient has lied, then contact the review site and make your case. However, remember that we are still accountable to protect a patient’s privacy, even in these challenging circumstances.
Remediation is the last step, and it is crucial. In most cases, there is something to be learned from what the patient has said. Were you criticized for having a long wait time or for having insensitive staff? Then fix it. Otherwise, it will just be the first of many such reviews.
To prevent negative online comments, some physicians have issued gag orders to patients, making them promise not to discuss their appointment or treatment online. Gag orders are a terrible idea. They’re indefensible by law and can lead to your name being added to "'RateMd.coms wall of shame."
Finally, some physicians have felt that legal action is their only recourse after negative online comments. That decision is up to you and your attorney. But keep in mind that the legal precedent so far has favored patients and rating sites, not physicians, and that any litigation could go on for months.
The consumerization of health care means that patients will have more power than ever to help or harm your practice. So be sure that you are providing top-quality care, but be ready with a strategy to manage bad reviews when they happen.
Dr. Benabio is Physician Director of Innovation at Kaiser Permanente in San Diego. Visit his consumer health blog at thedermblog.com and his health care blog at benabio.com. Connect with him on Twitter @Dermdoc and on Facebook (DermDoc).
'Don't tell her the diagnosis': Nondisclosure and the surgeon
It goes without saying that good surgical care is based on honesty in informed consent. The ethical basis of telling patients about their conditions and what needs to be done is central to what surgeons do. In this context, a request not to tell a patient a diagnosis is always jarring to me. One of the ethical principles that medicine has most fully embraced in the last few decades has been respect for patient autonomy. This principle is very much in opposition with the previous practice of paternalism in the prior era of medical care in which "the doctor knows best" and doctors made decisions for their patients. As a practicing surgeon today, I feel that there is very little that I know that I cannot disclose to my patient. However, occasionally cases challenge our underlying assumptions.
A few years ago, I saw an 11-year-old girl with a recent diagnosis of papillary thyroid cancer. Before I even saw her, the parents had called my office to be sure that I did not tell her the diagnosis of cancer. I found this request to be troubling. How could I discuss the operation with this child without telling her that she had cancer? Her parents assured me that she knew that she had a thyroid nodule and that on the basis of the biopsy, that she would need a thyroidectomy. The only thing that had not been explained to the child was the diagnosis of thyroid cancer.
Despite my initial concern with this request, in pediatrics, the parents are the decision makers for the child, so that there was no legal reason why the patient needed to be told that she had cancer. Nevertheless, the ethical imperative to include the diagnosis of cancer in the discussion about surgery weighed on me. Despite my initial opposition to being put in the position of not telling the patient of her diagnosis, I decided that I could do nothing more at that point. I hoped to convince the parents to let me share the diagnosis with their daughter at a later time.
When I met my patient, I found her to be a quiet and calm girl who seemed to me to be mature beyond her years. I proceeded to explain the risks of thyroidectomy to the patient and her parents. She seemed to take it all in and asked good questions about the operation and the recovery. She wanted to know how long before she could get back to school and sports. At the end of the consultation, the patient’s mother asked her to wait with her younger sister and her grandmother in the waiting room for a few minutes while the parents spoke to me alone.
Once she had left, the parents expressed their appreciation that I had not told her she had cancer. I told them how impressed I was with her poise and maturity and that although I did not agree with their decision not to tell her the diagnosis, I would certainly go along with it based on the assumption that they knew what would be in her best interests better than I. They seemed relieved that I was willing to go along with their decision. I realized at that point that the ethical arguments in favor of telling the patient of her diagnosis would likely be unconvincing for the parents, so I decided to focus instead on the practical problems with nondisclosure.
I asked the parents to consider that the operative schedule would include the diagnosis of thyroid cancer and that everyone seeing her in the hospital (doctors, nurses, etc.) would know her diagnosis. For all of these reasons, there would be a high likelihood that at some point during her hospital stay, someone would slip, and she would learn of the diagnosis in an uncontrolled manner from someone other than her parents or her doctor. In addition, I suggested that she would likely figure it out anyway even if no one told her. Finally, I asked them to consider the next few years. If they did not tell her the diagnosis of cancer now, at what point would they choose to do so? Certainly, at the point that she turned 18 years old, she would need to know the diagnosis, but would the parents want to hide it from her that long, even if they could?
The parents seemed to have not thought of all of these issues and answered that they fully wanted to tell her, but they were concerned about doing so when they, themselves, were still so upset by the diagnosis. They explained that they planned to tell her when they felt more in control of their own emotions.
Two weeks later, on the morning of surgery, the parents told me how they had explained the diagnosis to their daughter and that she had then explained it to her younger sister. It was clear to me that the assurance that the parents had given to the patient had allowed her to be calm and positive when talking with her younger sister. It is unknown how things might have worked out had the parents not told the patient of her diagnosis when they did, but it was clear to me that the fact that the parents had been able to control some aspects of how the patient learned of her diagnosis had helped them to feel better about a difficult situation. In addition, the patient seemed to be reassured by having explained things to her sister. Although I continue to assume that disclosure is always the best approach, there may be cases, such as this one, in which the timing of the disclosure might allow for a good outcome.
Dr. Angelos is an ACS Fellow, the Linda Kohler Anderson Professor of Surgery and Surgical Ethics; chief, endocrine surgery, and associate director of the MacLean Center for Clinical Medical Ethics at the University of Chicago.
It goes without saying that good surgical care is based on honesty in informed consent. The ethical basis of telling patients about their conditions and what needs to be done is central to what surgeons do. In this context, a request not to tell a patient a diagnosis is always jarring to me. One of the ethical principles that medicine has most fully embraced in the last few decades has been respect for patient autonomy. This principle is very much in opposition with the previous practice of paternalism in the prior era of medical care in which "the doctor knows best" and doctors made decisions for their patients. As a practicing surgeon today, I feel that there is very little that I know that I cannot disclose to my patient. However, occasionally cases challenge our underlying assumptions.
A few years ago, I saw an 11-year-old girl with a recent diagnosis of papillary thyroid cancer. Before I even saw her, the parents had called my office to be sure that I did not tell her the diagnosis of cancer. I found this request to be troubling. How could I discuss the operation with this child without telling her that she had cancer? Her parents assured me that she knew that she had a thyroid nodule and that on the basis of the biopsy, that she would need a thyroidectomy. The only thing that had not been explained to the child was the diagnosis of thyroid cancer.
Despite my initial concern with this request, in pediatrics, the parents are the decision makers for the child, so that there was no legal reason why the patient needed to be told that she had cancer. Nevertheless, the ethical imperative to include the diagnosis of cancer in the discussion about surgery weighed on me. Despite my initial opposition to being put in the position of not telling the patient of her diagnosis, I decided that I could do nothing more at that point. I hoped to convince the parents to let me share the diagnosis with their daughter at a later time.
When I met my patient, I found her to be a quiet and calm girl who seemed to me to be mature beyond her years. I proceeded to explain the risks of thyroidectomy to the patient and her parents. She seemed to take it all in and asked good questions about the operation and the recovery. She wanted to know how long before she could get back to school and sports. At the end of the consultation, the patient’s mother asked her to wait with her younger sister and her grandmother in the waiting room for a few minutes while the parents spoke to me alone.
Once she had left, the parents expressed their appreciation that I had not told her she had cancer. I told them how impressed I was with her poise and maturity and that although I did not agree with their decision not to tell her the diagnosis, I would certainly go along with it based on the assumption that they knew what would be in her best interests better than I. They seemed relieved that I was willing to go along with their decision. I realized at that point that the ethical arguments in favor of telling the patient of her diagnosis would likely be unconvincing for the parents, so I decided to focus instead on the practical problems with nondisclosure.
I asked the parents to consider that the operative schedule would include the diagnosis of thyroid cancer and that everyone seeing her in the hospital (doctors, nurses, etc.) would know her diagnosis. For all of these reasons, there would be a high likelihood that at some point during her hospital stay, someone would slip, and she would learn of the diagnosis in an uncontrolled manner from someone other than her parents or her doctor. In addition, I suggested that she would likely figure it out anyway even if no one told her. Finally, I asked them to consider the next few years. If they did not tell her the diagnosis of cancer now, at what point would they choose to do so? Certainly, at the point that she turned 18 years old, she would need to know the diagnosis, but would the parents want to hide it from her that long, even if they could?
The parents seemed to have not thought of all of these issues and answered that they fully wanted to tell her, but they were concerned about doing so when they, themselves, were still so upset by the diagnosis. They explained that they planned to tell her when they felt more in control of their own emotions.
Two weeks later, on the morning of surgery, the parents told me how they had explained the diagnosis to their daughter and that she had then explained it to her younger sister. It was clear to me that the assurance that the parents had given to the patient had allowed her to be calm and positive when talking with her younger sister. It is unknown how things might have worked out had the parents not told the patient of her diagnosis when they did, but it was clear to me that the fact that the parents had been able to control some aspects of how the patient learned of her diagnosis had helped them to feel better about a difficult situation. In addition, the patient seemed to be reassured by having explained things to her sister. Although I continue to assume that disclosure is always the best approach, there may be cases, such as this one, in which the timing of the disclosure might allow for a good outcome.
Dr. Angelos is an ACS Fellow, the Linda Kohler Anderson Professor of Surgery and Surgical Ethics; chief, endocrine surgery, and associate director of the MacLean Center for Clinical Medical Ethics at the University of Chicago.
It goes without saying that good surgical care is based on honesty in informed consent. The ethical basis of telling patients about their conditions and what needs to be done is central to what surgeons do. In this context, a request not to tell a patient a diagnosis is always jarring to me. One of the ethical principles that medicine has most fully embraced in the last few decades has been respect for patient autonomy. This principle is very much in opposition with the previous practice of paternalism in the prior era of medical care in which "the doctor knows best" and doctors made decisions for their patients. As a practicing surgeon today, I feel that there is very little that I know that I cannot disclose to my patient. However, occasionally cases challenge our underlying assumptions.
A few years ago, I saw an 11-year-old girl with a recent diagnosis of papillary thyroid cancer. Before I even saw her, the parents had called my office to be sure that I did not tell her the diagnosis of cancer. I found this request to be troubling. How could I discuss the operation with this child without telling her that she had cancer? Her parents assured me that she knew that she had a thyroid nodule and that on the basis of the biopsy, that she would need a thyroidectomy. The only thing that had not been explained to the child was the diagnosis of thyroid cancer.
Despite my initial concern with this request, in pediatrics, the parents are the decision makers for the child, so that there was no legal reason why the patient needed to be told that she had cancer. Nevertheless, the ethical imperative to include the diagnosis of cancer in the discussion about surgery weighed on me. Despite my initial opposition to being put in the position of not telling the patient of her diagnosis, I decided that I could do nothing more at that point. I hoped to convince the parents to let me share the diagnosis with their daughter at a later time.
When I met my patient, I found her to be a quiet and calm girl who seemed to me to be mature beyond her years. I proceeded to explain the risks of thyroidectomy to the patient and her parents. She seemed to take it all in and asked good questions about the operation and the recovery. She wanted to know how long before she could get back to school and sports. At the end of the consultation, the patient’s mother asked her to wait with her younger sister and her grandmother in the waiting room for a few minutes while the parents spoke to me alone.
Once she had left, the parents expressed their appreciation that I had not told her she had cancer. I told them how impressed I was with her poise and maturity and that although I did not agree with their decision not to tell her the diagnosis, I would certainly go along with it based on the assumption that they knew what would be in her best interests better than I. They seemed relieved that I was willing to go along with their decision. I realized at that point that the ethical arguments in favor of telling the patient of her diagnosis would likely be unconvincing for the parents, so I decided to focus instead on the practical problems with nondisclosure.
I asked the parents to consider that the operative schedule would include the diagnosis of thyroid cancer and that everyone seeing her in the hospital (doctors, nurses, etc.) would know her diagnosis. For all of these reasons, there would be a high likelihood that at some point during her hospital stay, someone would slip, and she would learn of the diagnosis in an uncontrolled manner from someone other than her parents or her doctor. In addition, I suggested that she would likely figure it out anyway even if no one told her. Finally, I asked them to consider the next few years. If they did not tell her the diagnosis of cancer now, at what point would they choose to do so? Certainly, at the point that she turned 18 years old, she would need to know the diagnosis, but would the parents want to hide it from her that long, even if they could?
The parents seemed to have not thought of all of these issues and answered that they fully wanted to tell her, but they were concerned about doing so when they, themselves, were still so upset by the diagnosis. They explained that they planned to tell her when they felt more in control of their own emotions.
Two weeks later, on the morning of surgery, the parents told me how they had explained the diagnosis to their daughter and that she had then explained it to her younger sister. It was clear to me that the assurance that the parents had given to the patient had allowed her to be calm and positive when talking with her younger sister. It is unknown how things might have worked out had the parents not told the patient of her diagnosis when they did, but it was clear to me that the fact that the parents had been able to control some aspects of how the patient learned of her diagnosis had helped them to feel better about a difficult situation. In addition, the patient seemed to be reassured by having explained things to her sister. Although I continue to assume that disclosure is always the best approach, there may be cases, such as this one, in which the timing of the disclosure might allow for a good outcome.
Dr. Angelos is an ACS Fellow, the Linda Kohler Anderson Professor of Surgery and Surgical Ethics; chief, endocrine surgery, and associate director of the MacLean Center for Clinical Medical Ethics at the University of Chicago.
Blackberry
Endemic to Europe and North America, the blackberry (Rubus fruticosus) is naturally laden with an abundance of polyphenolic compounds, including ellagic acid, tannins, ellagitannins, quercetin, gallic acid, anthocyanins, and cyanidins, which have been associated with antioxidant and anticarcinogenic activity (J. Med. Food 2007;10:258-65; J. Agric. Food. Chem. 2002;50:3495-500; J. Agric. Food Chem. 2008;56:661-9). Indeed, the health benefits of consuming plants rich in anthocyanins have been known at least since the 1500s (Nat. Prod. Commun. 2011;6:149-56).
It is not surprising, then, that blackberries have long been part of traditional medicine. Rubus extracts have been used in traditional medicine for antimicrobial, anticonvulsant, and muscle relaxant indications, as well as for their ability to detect and inhibit free radicals (Int. J. Antimicrob. Agents. 2009;34:50-9). Rubus has been reported in traditional medicine on Sardinia for hemorrhoids, bleeding gums, and ulcers (J. Ethnobiol. Ethnomed. 2009;5:6). Phytotherapeutic uses have also been noted in Central Italy (Fitoterapia. 2005;76:1-25). Dermatologic applications of blackberry in southern Italy include use of the leaves to treat dog bites, and use of the roots in a hair-wash preparation (J. Ethnobiol. Ethnomed. 2008;4:5).
Data from other studies suggest additional potential uses for blackberry. For example, polyphenols and leaf extract of Rubus ulmifolius exhibited antibacterial activity against two strains of Helicobacter pylori (Int. J. Antimicrob. Agents. 2009;34:50-9). The antimicrobial activity of berries and other anthocyanin-containing fruits, which are typically more effective against Gram-positive than Gram-negative bacteria, is believed to result from various mechanisms and interactions associated with anthocyanins, weak organic acids, phenolic acids, and their mixtures of varying chemical composition (Nat. Prod. Commun. 2011;6:149-56; J. Ethnopharmacol. 2002;79:165-8).
Anti-inflammatory activity
In 2006, Pergola et al. examined whether the pharmacological activity of the anthocyanin fraction of a blackberry extract (cyanidin-3-O-glucoside, approximately 88% of the total anthocyanin content) could be attributed to the inhibition of nitric oxide production. The researchers found that the increased synthesis of nitrites spurred by the treatment of J774 cells with lipopolysaccharide over 24 hours was inhibited by anthocyanin, in a concentration-dependent manner. They concluded that the anti-inflammatory activity associated with blackberry extract can be partially ascribed to the blocking of nitric oxide synthesis by cyanidin-3-O-glucoside, the primary anthocyanin found in the extract (Nitric Oxide 2006;15:30-9).
In another study involving in vivo data and a mouse ear model, investigators assessed the antioxidant and topical anti-inflammatory activity of low- and high-molecular-weight phenolic fractions from three blackberry cultivars (i.e., Navaho, Kiowa, and Ouachita) bred for the warm and humid conditions of the southeastern United States. They found that all three formulations significantly mitigated TPA-induced inflammation. In addition, the researchers investigated mouse ear myeloperoxidase activity, an indicator of polymorphonuclear leukocyte infiltration, and noted that it was substantially diminished after topical application of both blackberry preparations as well as indomethacin (J. Agric. Food. Chem. 2010;58:6102-9).
Antioxidant activity
Blackberries consistently rank highly in oxygen radical absorbance capacity (ORAC), and they showed the strongest antioxidant activity among 1,000 antioxidant foods eaten in the United States in a study by Halvorsen et al. (Am. J. Clin. Nutr. 2006;84:95-135).
Investigators recently evaluated and compared the effect of extraction time (5 and 15 minutes) and hydrolysis on the qualitative and quantitative content of phenolic compounds and antioxidant capacity of six traditional medicinal plants, including blackberry (Rubus fruticosus), lemon balm (Melissa officinalis), thyme (Thymus serpyllum), lavender (Lavandula officinalis), stinging nettle (Urtica dioica), and olive (Olea europea). The distribution of phenolic compounds identified varied widely among the botanicals selected, and the extraction efficiency and antioxidant capacity of the extracts were influenced by prolonged extraction and hydrolysis. The hydrolyzed extract of blackberry leaves, obtained after 15 minutes of extraction, demonstrated the highest phenolic content and antioxidant capacity (Phytochem. Anal. 2011;22:172-80).
In 2007, Dai et al. obtained Hull blackberries grown in Kentucky and analyzed total anthocyanin and phenolic content, polymeric color, as well as anthocyanin composition and antioxidant capacity. Their in vitro cell culture work indicated that the blackberry extract suppressed HT-29 colon tumor cell growth by up to 66% after 72 hours, in a concentration-dependent manner. High-dose and low-dose lipid A-induced interleukin-12 release was also concentration-dependently inhibited from mouse bone marrow–derived dendritic cells by total anthocyanin concentrations (0-40 mcg/mL). The investigators concluded that the blackberry extract exhibits strong antioxidant, antiproliferative, and anti-inflammatory activities, and products based on the extract might be considered for the treatment or prevention of inflammatory conditions as well as cancer (J. Med. Food 2007;10:258-65).
Anticarcinogenic activity
In 2004, Feng et al. studied the effects of fresh blackberry extracts on cancer cell proliferation and neoplastic transformation induced by TPA. They confirmed, using electron spin resonance, that the extract effectively scavenges hydroxyl and superoxide free radicals. They also determined that pretreatment of the human cancer cell line A549 with blackberry extract suppressed cell proliferation and inhibited 8-hydroxy-2\'-deoxyguanosine (8-OHdG) formation induced by UVB. In addition, pretreatment with the extract reduced neoplastic transformation of JB6 P+ cells induced by TPA and blocked UVB- and TPA-induced AP-1 transactivation. The investigators concluded that fresh blackberry extract appears to have anticarcinogenic properties, and that associated activity may be derived from its antioxidant characteristics (Nutr. Cancer 2004;50:80-9).
In 2006, Ding et al. examined the chemopreventive and chemotherapeutic activity of cyanidin-3-glucoside (C3G), a key active ingredient in blackberry. C3G was shown to scavenge UVB-induced hydroxyl and superoxide radicals in cultured JB6 cells. The investigators observed reductions in the number of nonmalignant and malignant skin tumors per mouse induced by TPA in 7,12-dimethylbenz[a]anthracene-initiated mouse skin. In addition, UVB- and TPA-induced transactivation of NF-kappaB and AP-1 and expression of cyclooxygenase-2 and tumor necrosis factor–alpha were suppressed by the pretreatment with C3G of JB6 cells. The researchers suggested that the inhibition of MAPK activity may be important in mediating such effects. TPA-induced neoplastic transformation in JB6 cells was also hindered via C3G pretreatment. Further, C3G suppressed proliferation of the human lung carcinoma cell line A549, diminished the size of A549 tumor xenograft growth, and significantly limited metastasis in nude mice. The investigators concluded that C3G, an important constituent of blackberry, displays significant anticancer activity by dint of its capacity to scavenge free radicals. As such, they suggested that this blackberry derivative, which exhibits scant cytotoxicity to healthy tissue, warrants additional study as a preventive and therapeutic agent in human cancers (J. Biol. Chem. 2006;281:17359-68).
Conclusion
The most recent evidence suggests that blackberry warrants attention for medical applications, including dermatology. In fact, in a small (n = 33) single-center, open-label study led by the author, significant improvement in most metrics of photoaged skin was observed after the use of a day and night regimen containing blackberry leaf extract, dill extract, and Zn-Cu(II) bi-mineral complex in patients with mild to moderate photodamage. (Baumann LS, Figueras KA, Bell M, Flitter CJ. Assessing the efficacy and tolerance of a day and night regimen containing blackberry leaf extract, dill extract, and Cu-Zinc bi-mineral complex in subjects with mild to moderate photoaged skin. Unpublished results.) It remains to be seen if and when blackberry extract alone may be harnessed for dermatologic indications, but present data are promising, and justify continued study.
Dr. Baumann is in private practice in Miami Beach. She did not disclose any conflicts of interest. To respond to this column, or to suggest topics for future columns, write to her at [email protected].
Endemic to Europe and North America, the blackberry (Rubus fruticosus) is naturally laden with an abundance of polyphenolic compounds, including ellagic acid, tannins, ellagitannins, quercetin, gallic acid, anthocyanins, and cyanidins, which have been associated with antioxidant and anticarcinogenic activity (J. Med. Food 2007;10:258-65; J. Agric. Food. Chem. 2002;50:3495-500; J. Agric. Food Chem. 2008;56:661-9). Indeed, the health benefits of consuming plants rich in anthocyanins have been known at least since the 1500s (Nat. Prod. Commun. 2011;6:149-56).
It is not surprising, then, that blackberries have long been part of traditional medicine. Rubus extracts have been used in traditional medicine for antimicrobial, anticonvulsant, and muscle relaxant indications, as well as for their ability to detect and inhibit free radicals (Int. J. Antimicrob. Agents. 2009;34:50-9). Rubus has been reported in traditional medicine on Sardinia for hemorrhoids, bleeding gums, and ulcers (J. Ethnobiol. Ethnomed. 2009;5:6). Phytotherapeutic uses have also been noted in Central Italy (Fitoterapia. 2005;76:1-25). Dermatologic applications of blackberry in southern Italy include use of the leaves to treat dog bites, and use of the roots in a hair-wash preparation (J. Ethnobiol. Ethnomed. 2008;4:5).
Data from other studies suggest additional potential uses for blackberry. For example, polyphenols and leaf extract of Rubus ulmifolius exhibited antibacterial activity against two strains of Helicobacter pylori (Int. J. Antimicrob. Agents. 2009;34:50-9). The antimicrobial activity of berries and other anthocyanin-containing fruits, which are typically more effective against Gram-positive than Gram-negative bacteria, is believed to result from various mechanisms and interactions associated with anthocyanins, weak organic acids, phenolic acids, and their mixtures of varying chemical composition (Nat. Prod. Commun. 2011;6:149-56; J. Ethnopharmacol. 2002;79:165-8).
Anti-inflammatory activity
In 2006, Pergola et al. examined whether the pharmacological activity of the anthocyanin fraction of a blackberry extract (cyanidin-3-O-glucoside, approximately 88% of the total anthocyanin content) could be attributed to the inhibition of nitric oxide production. The researchers found that the increased synthesis of nitrites spurred by the treatment of J774 cells with lipopolysaccharide over 24 hours was inhibited by anthocyanin, in a concentration-dependent manner. They concluded that the anti-inflammatory activity associated with blackberry extract can be partially ascribed to the blocking of nitric oxide synthesis by cyanidin-3-O-glucoside, the primary anthocyanin found in the extract (Nitric Oxide 2006;15:30-9).
In another study involving in vivo data and a mouse ear model, investigators assessed the antioxidant and topical anti-inflammatory activity of low- and high-molecular-weight phenolic fractions from three blackberry cultivars (i.e., Navaho, Kiowa, and Ouachita) bred for the warm and humid conditions of the southeastern United States. They found that all three formulations significantly mitigated TPA-induced inflammation. In addition, the researchers investigated mouse ear myeloperoxidase activity, an indicator of polymorphonuclear leukocyte infiltration, and noted that it was substantially diminished after topical application of both blackberry preparations as well as indomethacin (J. Agric. Food. Chem. 2010;58:6102-9).
Antioxidant activity
Blackberries consistently rank highly in oxygen radical absorbance capacity (ORAC), and they showed the strongest antioxidant activity among 1,000 antioxidant foods eaten in the United States in a study by Halvorsen et al. (Am. J. Clin. Nutr. 2006;84:95-135).
Investigators recently evaluated and compared the effect of extraction time (5 and 15 minutes) and hydrolysis on the qualitative and quantitative content of phenolic compounds and antioxidant capacity of six traditional medicinal plants, including blackberry (Rubus fruticosus), lemon balm (Melissa officinalis), thyme (Thymus serpyllum), lavender (Lavandula officinalis), stinging nettle (Urtica dioica), and olive (Olea europea). The distribution of phenolic compounds identified varied widely among the botanicals selected, and the extraction efficiency and antioxidant capacity of the extracts were influenced by prolonged extraction and hydrolysis. The hydrolyzed extract of blackberry leaves, obtained after 15 minutes of extraction, demonstrated the highest phenolic content and antioxidant capacity (Phytochem. Anal. 2011;22:172-80).
In 2007, Dai et al. obtained Hull blackberries grown in Kentucky and analyzed total anthocyanin and phenolic content, polymeric color, as well as anthocyanin composition and antioxidant capacity. Their in vitro cell culture work indicated that the blackberry extract suppressed HT-29 colon tumor cell growth by up to 66% after 72 hours, in a concentration-dependent manner. High-dose and low-dose lipid A-induced interleukin-12 release was also concentration-dependently inhibited from mouse bone marrow–derived dendritic cells by total anthocyanin concentrations (0-40 mcg/mL). The investigators concluded that the blackberry extract exhibits strong antioxidant, antiproliferative, and anti-inflammatory activities, and products based on the extract might be considered for the treatment or prevention of inflammatory conditions as well as cancer (J. Med. Food 2007;10:258-65).
Anticarcinogenic activity
In 2004, Feng et al. studied the effects of fresh blackberry extracts on cancer cell proliferation and neoplastic transformation induced by TPA. They confirmed, using electron spin resonance, that the extract effectively scavenges hydroxyl and superoxide free radicals. They also determined that pretreatment of the human cancer cell line A549 with blackberry extract suppressed cell proliferation and inhibited 8-hydroxy-2\'-deoxyguanosine (8-OHdG) formation induced by UVB. In addition, pretreatment with the extract reduced neoplastic transformation of JB6 P+ cells induced by TPA and blocked UVB- and TPA-induced AP-1 transactivation. The investigators concluded that fresh blackberry extract appears to have anticarcinogenic properties, and that associated activity may be derived from its antioxidant characteristics (Nutr. Cancer 2004;50:80-9).
In 2006, Ding et al. examined the chemopreventive and chemotherapeutic activity of cyanidin-3-glucoside (C3G), a key active ingredient in blackberry. C3G was shown to scavenge UVB-induced hydroxyl and superoxide radicals in cultured JB6 cells. The investigators observed reductions in the number of nonmalignant and malignant skin tumors per mouse induced by TPA in 7,12-dimethylbenz[a]anthracene-initiated mouse skin. In addition, UVB- and TPA-induced transactivation of NF-kappaB and AP-1 and expression of cyclooxygenase-2 and tumor necrosis factor–alpha were suppressed by the pretreatment with C3G of JB6 cells. The researchers suggested that the inhibition of MAPK activity may be important in mediating such effects. TPA-induced neoplastic transformation in JB6 cells was also hindered via C3G pretreatment. Further, C3G suppressed proliferation of the human lung carcinoma cell line A549, diminished the size of A549 tumor xenograft growth, and significantly limited metastasis in nude mice. The investigators concluded that C3G, an important constituent of blackberry, displays significant anticancer activity by dint of its capacity to scavenge free radicals. As such, they suggested that this blackberry derivative, which exhibits scant cytotoxicity to healthy tissue, warrants additional study as a preventive and therapeutic agent in human cancers (J. Biol. Chem. 2006;281:17359-68).
Conclusion
The most recent evidence suggests that blackberry warrants attention for medical applications, including dermatology. In fact, in a small (n = 33) single-center, open-label study led by the author, significant improvement in most metrics of photoaged skin was observed after the use of a day and night regimen containing blackberry leaf extract, dill extract, and Zn-Cu(II) bi-mineral complex in patients with mild to moderate photodamage. (Baumann LS, Figueras KA, Bell M, Flitter CJ. Assessing the efficacy and tolerance of a day and night regimen containing blackberry leaf extract, dill extract, and Cu-Zinc bi-mineral complex in subjects with mild to moderate photoaged skin. Unpublished results.) It remains to be seen if and when blackberry extract alone may be harnessed for dermatologic indications, but present data are promising, and justify continued study.
Dr. Baumann is in private practice in Miami Beach. She did not disclose any conflicts of interest. To respond to this column, or to suggest topics for future columns, write to her at [email protected].
Endemic to Europe and North America, the blackberry (Rubus fruticosus) is naturally laden with an abundance of polyphenolic compounds, including ellagic acid, tannins, ellagitannins, quercetin, gallic acid, anthocyanins, and cyanidins, which have been associated with antioxidant and anticarcinogenic activity (J. Med. Food 2007;10:258-65; J. Agric. Food. Chem. 2002;50:3495-500; J. Agric. Food Chem. 2008;56:661-9). Indeed, the health benefits of consuming plants rich in anthocyanins have been known at least since the 1500s (Nat. Prod. Commun. 2011;6:149-56).
It is not surprising, then, that blackberries have long been part of traditional medicine. Rubus extracts have been used in traditional medicine for antimicrobial, anticonvulsant, and muscle relaxant indications, as well as for their ability to detect and inhibit free radicals (Int. J. Antimicrob. Agents. 2009;34:50-9). Rubus has been reported in traditional medicine on Sardinia for hemorrhoids, bleeding gums, and ulcers (J. Ethnobiol. Ethnomed. 2009;5:6). Phytotherapeutic uses have also been noted in Central Italy (Fitoterapia. 2005;76:1-25). Dermatologic applications of blackberry in southern Italy include use of the leaves to treat dog bites, and use of the roots in a hair-wash preparation (J. Ethnobiol. Ethnomed. 2008;4:5).
Data from other studies suggest additional potential uses for blackberry. For example, polyphenols and leaf extract of Rubus ulmifolius exhibited antibacterial activity against two strains of Helicobacter pylori (Int. J. Antimicrob. Agents. 2009;34:50-9). The antimicrobial activity of berries and other anthocyanin-containing fruits, which are typically more effective against Gram-positive than Gram-negative bacteria, is believed to result from various mechanisms and interactions associated with anthocyanins, weak organic acids, phenolic acids, and their mixtures of varying chemical composition (Nat. Prod. Commun. 2011;6:149-56; J. Ethnopharmacol. 2002;79:165-8).
Anti-inflammatory activity
In 2006, Pergola et al. examined whether the pharmacological activity of the anthocyanin fraction of a blackberry extract (cyanidin-3-O-glucoside, approximately 88% of the total anthocyanin content) could be attributed to the inhibition of nitric oxide production. The researchers found that the increased synthesis of nitrites spurred by the treatment of J774 cells with lipopolysaccharide over 24 hours was inhibited by anthocyanin, in a concentration-dependent manner. They concluded that the anti-inflammatory activity associated with blackberry extract can be partially ascribed to the blocking of nitric oxide synthesis by cyanidin-3-O-glucoside, the primary anthocyanin found in the extract (Nitric Oxide 2006;15:30-9).
In another study involving in vivo data and a mouse ear model, investigators assessed the antioxidant and topical anti-inflammatory activity of low- and high-molecular-weight phenolic fractions from three blackberry cultivars (i.e., Navaho, Kiowa, and Ouachita) bred for the warm and humid conditions of the southeastern United States. They found that all three formulations significantly mitigated TPA-induced inflammation. In addition, the researchers investigated mouse ear myeloperoxidase activity, an indicator of polymorphonuclear leukocyte infiltration, and noted that it was substantially diminished after topical application of both blackberry preparations as well as indomethacin (J. Agric. Food. Chem. 2010;58:6102-9).
Antioxidant activity
Blackberries consistently rank highly in oxygen radical absorbance capacity (ORAC), and they showed the strongest antioxidant activity among 1,000 antioxidant foods eaten in the United States in a study by Halvorsen et al. (Am. J. Clin. Nutr. 2006;84:95-135).
Investigators recently evaluated and compared the effect of extraction time (5 and 15 minutes) and hydrolysis on the qualitative and quantitative content of phenolic compounds and antioxidant capacity of six traditional medicinal plants, including blackberry (Rubus fruticosus), lemon balm (Melissa officinalis), thyme (Thymus serpyllum), lavender (Lavandula officinalis), stinging nettle (Urtica dioica), and olive (Olea europea). The distribution of phenolic compounds identified varied widely among the botanicals selected, and the extraction efficiency and antioxidant capacity of the extracts were influenced by prolonged extraction and hydrolysis. The hydrolyzed extract of blackberry leaves, obtained after 15 minutes of extraction, demonstrated the highest phenolic content and antioxidant capacity (Phytochem. Anal. 2011;22:172-80).
In 2007, Dai et al. obtained Hull blackberries grown in Kentucky and analyzed total anthocyanin and phenolic content, polymeric color, as well as anthocyanin composition and antioxidant capacity. Their in vitro cell culture work indicated that the blackberry extract suppressed HT-29 colon tumor cell growth by up to 66% after 72 hours, in a concentration-dependent manner. High-dose and low-dose lipid A-induced interleukin-12 release was also concentration-dependently inhibited from mouse bone marrow–derived dendritic cells by total anthocyanin concentrations (0-40 mcg/mL). The investigators concluded that the blackberry extract exhibits strong antioxidant, antiproliferative, and anti-inflammatory activities, and products based on the extract might be considered for the treatment or prevention of inflammatory conditions as well as cancer (J. Med. Food 2007;10:258-65).
Anticarcinogenic activity
In 2004, Feng et al. studied the effects of fresh blackberry extracts on cancer cell proliferation and neoplastic transformation induced by TPA. They confirmed, using electron spin resonance, that the extract effectively scavenges hydroxyl and superoxide free radicals. They also determined that pretreatment of the human cancer cell line A549 with blackberry extract suppressed cell proliferation and inhibited 8-hydroxy-2\'-deoxyguanosine (8-OHdG) formation induced by UVB. In addition, pretreatment with the extract reduced neoplastic transformation of JB6 P+ cells induced by TPA and blocked UVB- and TPA-induced AP-1 transactivation. The investigators concluded that fresh blackberry extract appears to have anticarcinogenic properties, and that associated activity may be derived from its antioxidant characteristics (Nutr. Cancer 2004;50:80-9).
In 2006, Ding et al. examined the chemopreventive and chemotherapeutic activity of cyanidin-3-glucoside (C3G), a key active ingredient in blackberry. C3G was shown to scavenge UVB-induced hydroxyl and superoxide radicals in cultured JB6 cells. The investigators observed reductions in the number of nonmalignant and malignant skin tumors per mouse induced by TPA in 7,12-dimethylbenz[a]anthracene-initiated mouse skin. In addition, UVB- and TPA-induced transactivation of NF-kappaB and AP-1 and expression of cyclooxygenase-2 and tumor necrosis factor–alpha were suppressed by the pretreatment with C3G of JB6 cells. The researchers suggested that the inhibition of MAPK activity may be important in mediating such effects. TPA-induced neoplastic transformation in JB6 cells was also hindered via C3G pretreatment. Further, C3G suppressed proliferation of the human lung carcinoma cell line A549, diminished the size of A549 tumor xenograft growth, and significantly limited metastasis in nude mice. The investigators concluded that C3G, an important constituent of blackberry, displays significant anticancer activity by dint of its capacity to scavenge free radicals. As such, they suggested that this blackberry derivative, which exhibits scant cytotoxicity to healthy tissue, warrants additional study as a preventive and therapeutic agent in human cancers (J. Biol. Chem. 2006;281:17359-68).
Conclusion
The most recent evidence suggests that blackberry warrants attention for medical applications, including dermatology. In fact, in a small (n = 33) single-center, open-label study led by the author, significant improvement in most metrics of photoaged skin was observed after the use of a day and night regimen containing blackberry leaf extract, dill extract, and Zn-Cu(II) bi-mineral complex in patients with mild to moderate photodamage. (Baumann LS, Figueras KA, Bell M, Flitter CJ. Assessing the efficacy and tolerance of a day and night regimen containing blackberry leaf extract, dill extract, and Cu-Zinc bi-mineral complex in subjects with mild to moderate photoaged skin. Unpublished results.) It remains to be seen if and when blackberry extract alone may be harnessed for dermatologic indications, but present data are promising, and justify continued study.
Dr. Baumann is in private practice in Miami Beach. She did not disclose any conflicts of interest. To respond to this column, or to suggest topics for future columns, write to her at [email protected].
Hospitalist Teaching Rounds for FUTURE
The implementation of resident duty hour restrictions has created a clinical learning environment on the wards quite different from any previous era. The Accreditation Council for Graduate Medical Education issued its first set of regulations limiting consecutive hours worked for residents in 2003, and further restricted hours in 2011.[1] These restrictions have had many implications across several aspects of patient care, education, and clinical training, particularly for hospitalists who spend the majority of their time in this setting and are heavily involved in undergraduate and graduate clinical education in academic medical centers.[2, 3]
As learning environments have been shifting, so has the composition of learners. The Millennial Generation (or Generation Y), defined as those born approximately between 1980 and 2000, represents those young clinicians currently filling the halls of medical schools and ranks of residency and fellowship programs.[4] Interestingly, the current system of restricted work hours is the only system under which the Millennial Generation has ever trained.
As this new generation represents the bulk of current trainees, hospitalist faculty must consider how their teaching styles can be adapted to accommodate these learners. For teaching hospitalists, an approach that considers the learning environment as affected by duty hours, as well as the preferences of Millennial learners, is necessary to educate the next generation of trainees. This article aimed to introduce potential strategies for hospitalists to better align teaching on the wards with the preferences of Millennial learners under the constraints of residency duty hours.
THE NEWEST GENERATION OF LEARNERS
The Millennial Generation has been well described.[4, 5, 6, 7, 8, 9, 10] Broadly speaking, this generation is thought to have been raised by attentive and involved parents, influencing relationships with educators and mentors; they respect authority but do not hesitate to question the relevance of assignments or decisions. Millennials prefer structured learning environments that focus heavily on interaction and experiential learning, and they value design and appearance in how material is presented.[7] Millennials also seek clear expectations and immediate feedback on their performance, and though they have sometimes been criticized for a strong sense of entitlement, they have a strong desire for collaboration and group‐based activity.[5, 6]
One of the most notable and defining characteristics of the Millennial Generation is an affinity for technology and innovation.[7, 8, 9] Web‐based learning tools that are interactive and engaging, such as blogs, podcasts, or streaming videos are familiar and favored methods of learning. Millennials are skilled at finding information and providing answers and data, but may need help with synthesis and application.[5] They take pride in their ability to multitask, but can be prone to doing so inappropriately, particularly with technology that is readily available.[11]
Few studies have explored characteristics of the Millennial Generation specific to medical trainees. One study examined personality characteristics of Millennial medical students compared to Generation X students (those born from 19651980) at a single institution. Millennial students scored higher on warmth, reasoning, emotional stability, rule consciousness, social boldness, sensitivity, apprehension, openness to change, and perfectionism compared to Generation X students. They scored lower on measures for self‐reliance.[12] Additionally, when motives for behavior were studied, Millennial medical students scored higher on needs for affiliation and achievement, and lower on needs for power.[13]
DUTY HOURS: A GENERATION APART
As noted previously, the Millennial Generation is the first to train exclusively in the era of duty hours restrictions. The oldest members of this generation, those born in 1981, were entering medical school at the time of the first duty hours restrictions in 2003, and thus have always been educated, trained, and practiced in an environment in which work hours were an essential part of residency training.
Though duty hours have been an omnipresent part of training for the Millennial Generation, the clinical learning environment that they have known continues to evolve and change. Time for teaching, in particular, has been especially strained by work hour limits, and this has been noted by both attending physicians and trainees with each iteration of work hours limits. Attendings in one study estimated that time spent teaching on general medicine wards was reduced by about 20% following the 2003 limits, and over 40% of residents in a national survey reported that the 2011 limits had worsened the quality of education.[14, 15]
GENERATIONAL STRATEGIES FOR SUCCESS FOR HOSPITALIST TEACHING ATTENDINGS
The time limitations imposed by duty hours restrictions have compelled teaching rounds to become more patient‐care centered and often less learner‐centered, as providing patient care becomes the prime obligation for this limited time period. Millennial learners are accustomed to being the center of attention in educational environments, and changing the focus from education to patient care in the wards setting may be an abrupt transition for some learners.[6] However, hospitalists can help restructure teaching opportunities on the clinical wards by using teaching methods of the highest value to Millennial learners to promote learning under the conditions of duty hours limitations.
An approach using these methods was developed by reviewing recent literature as well as educational innovations that have been presented at scholarly meetings (eg, Sal Khan's presentation at the 2012 Association of American Medical Colleges meeting).[16] The authors discussed potential teaching techniques that were thought to be feasible to implement in the context of the current learning environment, with consideration of learning theories that would be most effective for the target group of learners (eg, adult learning theory).[17] A mnemonic was created to consolidate strategies thought to best represent these techniques. FUTURE is a group of teaching strategies that can be used by hospitalists to improve teaching rounds by Flipping the Wards, Using Documentation to Teach, Technology‐Enabled Teaching, Using Guerilla Teaching Tactics, Rainy Day Teaching, and Embedding Teaching Moments into Rounds.
Flipping the Wards
Millennial learners prefer novel methods of delivery that are interactive and technology based.[7, 8, 9] Lectures and slide‐based presentations frequently do not feature the degree of interactive engagement that they seek, and methods such as case‐based presentations and simulation may be more suitable. The Khan Academy is a not‐for‐profit organization that has been proposed as a model for future directions for medical education.[18] The academy's global classroom houses over 4000 videos and interactive modules to allow students to progress through topics on their own time.[19] Teaching rounds can be similarly flipped such that discussion and group work take place during rounds, whereas lectures, modules, and reading are reserved for individual study.[18]
As time pressures shift the focus of rounds exclusively toward discussion of patient‐care tasks, finding time for teaching outside of rounds can be emphasized to inspire self‐directed learning. When residents need time to tend to immediate patient‐care issues, hospitalist attendings could take the time to search for articles to send to team members. Rather than distributing paper copies that may be lost, cloud‐based data management systems such as Dropbox (Dropbox, San Francisco, CA) or Google Drive (Google Inc., Mountain View, CA) can be used to disseminate articles, which can be pulled up in real time on mobile devices during rounds and later deposited in shared folders accessible to all team members.[20, 21] The advantage of this approach is that it does not require all learners to be present on rounds, which may not be possible with duty hours.
Using Documentation to Teach
Trainees report that one of the most desirable attributes of clinical teachers is when they delineate their clinical reasoning and thought process.[22] Similarly, Millennial learners specifically desire to understand the rationale behind their teachers' actions.[6] Documentation in the medical chart or electronic health record (EHR) can be used to enhance teaching and role‐model clinical reasoning in a transparent and readily available fashion.
Billing requirements necessitate daily attending documentation in the form of an attestation. Hospitalist attendings can use attestations to model thought process and clinical synthesis in the daily assessment of a patient. For example, an attestation one‐liner can be used to concisely summarize the patient's course or highlight the most pressing issue of the day, rather than simply serve as a placeholder for billing or agree with above in reference to housestaff documentation. This practice can demonstrate to residents how to write a short snapshot of a patient's care in addition to improving communication.
Additionally, the EHR can be a useful platform to guide feedback for residents on their clinical performance. Millennial learners prefer specific, immediate feedback, and trainee documentation can serve as a template to show examples of good documentation and clinical reasoning as well as areas needing improvement.[5] These tangible examples of clinical performance are specific and understandable for trainees to guide their self‐learning and improvement.
Technology‐Enabled Teaching
Using technology wisely on the wards can improve efficiency while also taking advantage of teaching methods familiar to Millennial learners. Technology can be used in a positive manner to keep the focus on the patient and enhance teaching when time is limited on rounds. Smartphones and tablets have become an omnipresent part of the clinical environment.[23] Rather than distracting from rounds, these tools can be used to answer clinical questions in real time, thus directly linking the question to the patient's care.
The EHR is a powerful technological resource that is readily available to enhance teaching during a busy ward schedule. Clinical information is electronically accessible at all hours for both trainees and attendings, rather than only at prespecified times on daily rounds, and the Millennial Generation is accustomed to receiving and sharing information in this fashion.[24] Technology platforms that enable simultaneous sharing of information among multiple members of a team can also be used to assist in sharing clinical information in this manner. Health Insurance Portability and Accountability Act‐compliant group text‐messaging applications for smartphones and tablets such as GroupMD (GroupMD, San Francisco, CA) allow members of a team to connect through 1 portal.[25] These discussions can foster communication, inspire clinical questions, and model the practice of timely response to new information.
Using Guerilla Teaching Tactics
Though time may be limited by work hours, there are opportunities embedded into clinical practice to create teaching moments. The principle of guerilla marketing uses unconventional marketing tactics in everyday locales to aggressively promote a product.[26] Similarly, guerilla teaching might be employed on rounds to make teaching points about common patient care issues that occur at nearly every room, such as Foley catheters after seeing one at the beside or hand hygiene after leaving a room. These types of topics are familiar to trainees as well as hospitalist attendings and fulfill the relevance that Millennial learners seek by easily applying them to the patient at hand.
Memory triggers or checklists are another way to systematically introduce guerilla teaching on commonplace topics. The IBCD checklist, for example, has been successfully implemented at our institution to promote adherence to 4 quality measures.[27] IBCD, which stands for immunizations, bedsores, catheters, and deep vein thrombosis prophylaxis, is easily and quickly tacked on as a checklist item at the end of the problem list during a presentation. Similar checklists can serve as teaching points on quality and safety in inpatient care, as well as reminders to consider these issues for every patient.
Rainy Day Teaching
Hospitalist teaching attendings recognize that duty hours have shifted the preferred time for teaching away from busy admission periods such as postcall rounds.[28] The limited time spent reviewing new admissions is now often focused on patient care issues, with much of the discussion eliminated. However, hospitalist attendings can be proactive and save certain teaching moments for rainy day teaching, anticipating topics to introduce during lower census times. Additionally, attending access to the EHRs allows attendings to preview cases the residents have admitted during a call period and may facilitate planning teaching topics for future opportunities.[23]
Though teaching is an essential part of the hospitalist teaching attending role, the Millennial Generation's affinity for teamwork makes it possible to utilize additional team members as teachers for the group. This type of distribution of responsibility, or outsourcing of teaching, can be done in the form of a teaching or float resident. These individuals can be directed to search the literature to answer clinical questions the team may have during rounds and report back, which may influence decision making and patient care as well as provide education.[29]
Embedding Teaching Moments Into Rounds
Dr. Francis W. Peabody may have been addressing students many generations removed from Millennial learners when he implored them to remember that the secret of the care of the patient is in caring for the patient, but his maxim still rings true today.[30] This advice provides an important insight on how the focus can be kept on the patient by emphasizing physical examination and history‐taking skills, which engages learners in hands‐on activity and grounds that education in a patient‐based experience.[31] The Stanford 25 represents a successful project that refocuses the doctorpatient encounter on the bedside.[32] Using a Web‐based platform, this initiative instructs on 25 physical examination maneuvers, utilizing teaching methods that are familiar to Millennial learners and are patient focused.
In addition to emphasizing bedside teaching, smaller moments can be used during rounds to establish an expectation for learning. Hospitalist attendings can create a routine with daily teaching moments, such as an electrocardiogram or a daily Medical Knowledge Self‐Assessment Program question, a source of internal medicine board preparation material published by the American College of Physicians.[33] These are opportunities to inject a quick educational moment that is easily relatable to the patients on the team's service. Using teaching moments that are routine, accessible, and relevant to patient care can help shape Millennial learners' expectations that teaching be a daily occurrence interwoven within clinical care provided during rounds.
There are several limitations to our work. These strategies do not represent a systematic review, and there is little evidence to support that our approach is more effective than conventional teaching methods. Though we address hospitalists specifically, these strategies are likely suitable for all inpatient educators as they have not been well studied in specific groups. With the paucity of literature regarding learning preferences of Millennial medical trainees, it is difficult to know what methods may truly be most desirable in the wards setting, as many of the needs and learning styles considered in our approach are borrowed from other more traditional learning environments. It is unclear how adoptable our strategies may be for educators from other generations; these faculty may have different approaches to teaching. Further research is necessary to identify areas for faculty development in learning new techniques as well as compare the efficacy of our approach to conventional methods with respect to standardized educational outcomes such as In‐Training Exam performance, as well as patient outcomes.
ACCEPTING THE CHALLENGE
The landscape of clinical teaching has shifted considerably in recent years, in both the makeup of learners for whom educators are responsible for teaching as well as the challenges in teaching under the duty hours restrictions. Though rounds are more focused on patient care than in the past, it is possible to work within the current structure to promote successful learning with an approach that considers the preferences of today's learners.
A hospitalist's natural habitat, the busy inpatient wards, is a clinical learning environment with rich potential for innovation and excellence in teaching. The challenges in practicing hospital medicine closely parallel the challenges in teaching under the constraints of duty hours restrictions; both require a creative approach to problem solving and an affinity for teamwork. The hospitalist community is well suited to not only meet these challenges but become leaders in embracing how to teach effectively on today's wards. Maximizing interaction, embracing technology, and encouraging group‐based learning may represent the keys to a successful approach to teaching the Millennial Generation in a post‐duty hours world.
- ACGME Duty Hour Task Force. The new recommendations on duty hours from the ACGME Task Force. N Engl J Med. 2010;363(2):e3. , , ;
- The emerging role of “hospitalists” in the American health care system. N Engl J Med. 1996;335(7):514–517. , .
- Hospital medicine in the internal medicine clerkship: results from a national survey. J Hosp Med. 2012;7(7):557–561. , , , et al.
- Millennials Rising: The Next Great Generation. New York, NY: Random House/Vintage Books; 2000. , .
- Eckleberry‐Hunt J, Tucciarone J. The challenges and opportunities of teaching “Generation Y.” J Grad Med Educ.2011;3(4):458–461.
- Generational changes and their impact in the classroom: teaching Generation Me. Med Educ. 2009;43(5):398–405. .
- Twelve tips for facilitating Millennials' learning. Med Teach. 2012;34(4):274–278. , , .
- Pew Research Center. Millennials: a portrait of generation next. Available at: http://pewsocialtrends.org/files/2010/10/millennials‐confident‐connected‐open‐to‐change.pdf. Accessed February 28, 2013.
- Generational influences in academic emergency medicine: teaching and learning, mentoring, and technology (part I). Acad Emerg Med. 2011;18(2):190–199. , , , et al.
- Generational influences in academic emergency medicine: structure, function, and culture (part II). Acad Emerg Med. 2011;18(2):200–207. , , , et al.
- Smartphone use during inpatient attending rounds: prevalence, patterns, and potential for distraction. J Hosp Med. 2012;8:595–599. , , , .
- Comparing millennial and generation X medical students at one medical school. Acad Med. 2006;81(6):571–576. , , , et al.
- Differences in motives between Millennial and Generation X students. Med Educ. 2010;44(6):570–576. , , , .
- Effect of ACGME duty hours on attending physician teaching and satisfaction. Arch Intern Med. 2008;168(11):1226–1227. , .
- Residents' response to duty‐hours regulations—a follow‐up national survey. N Engl J Med. 2012; 366(24):e35. , , .
- Innovation arc: new approaches. Presented at: Association of American Colleges of Medicine National Meeting; November 2012; San Francisco, CA. .
- Learner‐centered approaches in medical education. BMJ. 1999;318:1280–1283. , .
- Lecture halls without lectures—a proposal for medical education. N Engl J Med. 2012;366(18):1657–1659. , .
- The Khan Academy. Available at: https://www.khanacademy.org/. Accessed March 4, 2013.
- Dropbox. Dropbox Inc. Available at: https://www.dropbox.com/. Accessed April 19, 2013.
- Google Drive. Google Inc. Available at: https://drive.google.com/. Accessed April 19, 2013.
- What makes a good clinical teacher in medicine? A review of the literature. Acad Med. 2008;83(5):452–466. , , , et al.
- Smartphones in clinical practice, medical education, and research. Arch Intern Med. 2011;171(14):1294–1296. .
- Attending use of the electronic health record (EHR) and implications for housestaff supervision. Presented at: Midwest Society of General Internal Medicine Regional Meeting; September 2012; Chicago, IL. , , , et al.
- GroupMD. GroupMD Inc. Available at http://group.md. Accessed April 19, 2013.
- Guerilla Marketing: Secrets for Making Big Profits From Your Small Business. Boston, MA: Houghton Mifflin; 1984. .
- IBCD: development and testing of a checklist to improve quality of care for hospitalized general medical patients. Jt Comm J Qual Patient Saf. 2013;39(4):147–156. , , , et al.
- Ice cream rounds. Acad Med. 2013;88(1):66. , .
- The impact of evidence on physicians' inpatient treatment decisions. J Gen Intern Med. 2004; 19(5 pt 1):402–409. , , , et al.
- Landmark article March 19, 1927: the care of the patient. By Francis W. Peabody. JAMA. 1984;252(6):813–818. .
- The art of bedside rounds: a multi‐center qualitative study of strategies used by experienced bedside teachers. J Gen Intern Med. 2013;28(3):412–420. , , , et al.
- Stanford University School of Medicine. Stanford Medicine 25. Available at: http://stanfordmedicine25.stanford.edu/. Accessed February 28, 2013.
- Medical Knowledge Self‐Assessment Program 16. The American College of Physicians. Available at: https://mksap.acponline.org. Accessed April 19, 2013.
The implementation of resident duty hour restrictions has created a clinical learning environment on the wards quite different from any previous era. The Accreditation Council for Graduate Medical Education issued its first set of regulations limiting consecutive hours worked for residents in 2003, and further restricted hours in 2011.[1] These restrictions have had many implications across several aspects of patient care, education, and clinical training, particularly for hospitalists who spend the majority of their time in this setting and are heavily involved in undergraduate and graduate clinical education in academic medical centers.[2, 3]
As learning environments have been shifting, so has the composition of learners. The Millennial Generation (or Generation Y), defined as those born approximately between 1980 and 2000, represents those young clinicians currently filling the halls of medical schools and ranks of residency and fellowship programs.[4] Interestingly, the current system of restricted work hours is the only system under which the Millennial Generation has ever trained.
As this new generation represents the bulk of current trainees, hospitalist faculty must consider how their teaching styles can be adapted to accommodate these learners. For teaching hospitalists, an approach that considers the learning environment as affected by duty hours, as well as the preferences of Millennial learners, is necessary to educate the next generation of trainees. This article aimed to introduce potential strategies for hospitalists to better align teaching on the wards with the preferences of Millennial learners under the constraints of residency duty hours.
THE NEWEST GENERATION OF LEARNERS
The Millennial Generation has been well described.[4, 5, 6, 7, 8, 9, 10] Broadly speaking, this generation is thought to have been raised by attentive and involved parents, influencing relationships with educators and mentors; they respect authority but do not hesitate to question the relevance of assignments or decisions. Millennials prefer structured learning environments that focus heavily on interaction and experiential learning, and they value design and appearance in how material is presented.[7] Millennials also seek clear expectations and immediate feedback on their performance, and though they have sometimes been criticized for a strong sense of entitlement, they have a strong desire for collaboration and group‐based activity.[5, 6]
One of the most notable and defining characteristics of the Millennial Generation is an affinity for technology and innovation.[7, 8, 9] Web‐based learning tools that are interactive and engaging, such as blogs, podcasts, or streaming videos are familiar and favored methods of learning. Millennials are skilled at finding information and providing answers and data, but may need help with synthesis and application.[5] They take pride in their ability to multitask, but can be prone to doing so inappropriately, particularly with technology that is readily available.[11]
Few studies have explored characteristics of the Millennial Generation specific to medical trainees. One study examined personality characteristics of Millennial medical students compared to Generation X students (those born from 19651980) at a single institution. Millennial students scored higher on warmth, reasoning, emotional stability, rule consciousness, social boldness, sensitivity, apprehension, openness to change, and perfectionism compared to Generation X students. They scored lower on measures for self‐reliance.[12] Additionally, when motives for behavior were studied, Millennial medical students scored higher on needs for affiliation and achievement, and lower on needs for power.[13]
DUTY HOURS: A GENERATION APART
As noted previously, the Millennial Generation is the first to train exclusively in the era of duty hours restrictions. The oldest members of this generation, those born in 1981, were entering medical school at the time of the first duty hours restrictions in 2003, and thus have always been educated, trained, and practiced in an environment in which work hours were an essential part of residency training.
Though duty hours have been an omnipresent part of training for the Millennial Generation, the clinical learning environment that they have known continues to evolve and change. Time for teaching, in particular, has been especially strained by work hour limits, and this has been noted by both attending physicians and trainees with each iteration of work hours limits. Attendings in one study estimated that time spent teaching on general medicine wards was reduced by about 20% following the 2003 limits, and over 40% of residents in a national survey reported that the 2011 limits had worsened the quality of education.[14, 15]
GENERATIONAL STRATEGIES FOR SUCCESS FOR HOSPITALIST TEACHING ATTENDINGS
The time limitations imposed by duty hours restrictions have compelled teaching rounds to become more patient‐care centered and often less learner‐centered, as providing patient care becomes the prime obligation for this limited time period. Millennial learners are accustomed to being the center of attention in educational environments, and changing the focus from education to patient care in the wards setting may be an abrupt transition for some learners.[6] However, hospitalists can help restructure teaching opportunities on the clinical wards by using teaching methods of the highest value to Millennial learners to promote learning under the conditions of duty hours limitations.
An approach using these methods was developed by reviewing recent literature as well as educational innovations that have been presented at scholarly meetings (eg, Sal Khan's presentation at the 2012 Association of American Medical Colleges meeting).[16] The authors discussed potential teaching techniques that were thought to be feasible to implement in the context of the current learning environment, with consideration of learning theories that would be most effective for the target group of learners (eg, adult learning theory).[17] A mnemonic was created to consolidate strategies thought to best represent these techniques. FUTURE is a group of teaching strategies that can be used by hospitalists to improve teaching rounds by Flipping the Wards, Using Documentation to Teach, Technology‐Enabled Teaching, Using Guerilla Teaching Tactics, Rainy Day Teaching, and Embedding Teaching Moments into Rounds.
Flipping the Wards
Millennial learners prefer novel methods of delivery that are interactive and technology based.[7, 8, 9] Lectures and slide‐based presentations frequently do not feature the degree of interactive engagement that they seek, and methods such as case‐based presentations and simulation may be more suitable. The Khan Academy is a not‐for‐profit organization that has been proposed as a model for future directions for medical education.[18] The academy's global classroom houses over 4000 videos and interactive modules to allow students to progress through topics on their own time.[19] Teaching rounds can be similarly flipped such that discussion and group work take place during rounds, whereas lectures, modules, and reading are reserved for individual study.[18]
As time pressures shift the focus of rounds exclusively toward discussion of patient‐care tasks, finding time for teaching outside of rounds can be emphasized to inspire self‐directed learning. When residents need time to tend to immediate patient‐care issues, hospitalist attendings could take the time to search for articles to send to team members. Rather than distributing paper copies that may be lost, cloud‐based data management systems such as Dropbox (Dropbox, San Francisco, CA) or Google Drive (Google Inc., Mountain View, CA) can be used to disseminate articles, which can be pulled up in real time on mobile devices during rounds and later deposited in shared folders accessible to all team members.[20, 21] The advantage of this approach is that it does not require all learners to be present on rounds, which may not be possible with duty hours.
Using Documentation to Teach
Trainees report that one of the most desirable attributes of clinical teachers is when they delineate their clinical reasoning and thought process.[22] Similarly, Millennial learners specifically desire to understand the rationale behind their teachers' actions.[6] Documentation in the medical chart or electronic health record (EHR) can be used to enhance teaching and role‐model clinical reasoning in a transparent and readily available fashion.
Billing requirements necessitate daily attending documentation in the form of an attestation. Hospitalist attendings can use attestations to model thought process and clinical synthesis in the daily assessment of a patient. For example, an attestation one‐liner can be used to concisely summarize the patient's course or highlight the most pressing issue of the day, rather than simply serve as a placeholder for billing or agree with above in reference to housestaff documentation. This practice can demonstrate to residents how to write a short snapshot of a patient's care in addition to improving communication.
Additionally, the EHR can be a useful platform to guide feedback for residents on their clinical performance. Millennial learners prefer specific, immediate feedback, and trainee documentation can serve as a template to show examples of good documentation and clinical reasoning as well as areas needing improvement.[5] These tangible examples of clinical performance are specific and understandable for trainees to guide their self‐learning and improvement.
Technology‐Enabled Teaching
Using technology wisely on the wards can improve efficiency while also taking advantage of teaching methods familiar to Millennial learners. Technology can be used in a positive manner to keep the focus on the patient and enhance teaching when time is limited on rounds. Smartphones and tablets have become an omnipresent part of the clinical environment.[23] Rather than distracting from rounds, these tools can be used to answer clinical questions in real time, thus directly linking the question to the patient's care.
The EHR is a powerful technological resource that is readily available to enhance teaching during a busy ward schedule. Clinical information is electronically accessible at all hours for both trainees and attendings, rather than only at prespecified times on daily rounds, and the Millennial Generation is accustomed to receiving and sharing information in this fashion.[24] Technology platforms that enable simultaneous sharing of information among multiple members of a team can also be used to assist in sharing clinical information in this manner. Health Insurance Portability and Accountability Act‐compliant group text‐messaging applications for smartphones and tablets such as GroupMD (GroupMD, San Francisco, CA) allow members of a team to connect through 1 portal.[25] These discussions can foster communication, inspire clinical questions, and model the practice of timely response to new information.
Using Guerilla Teaching Tactics
Though time may be limited by work hours, there are opportunities embedded into clinical practice to create teaching moments. The principle of guerilla marketing uses unconventional marketing tactics in everyday locales to aggressively promote a product.[26] Similarly, guerilla teaching might be employed on rounds to make teaching points about common patient care issues that occur at nearly every room, such as Foley catheters after seeing one at the beside or hand hygiene after leaving a room. These types of topics are familiar to trainees as well as hospitalist attendings and fulfill the relevance that Millennial learners seek by easily applying them to the patient at hand.
Memory triggers or checklists are another way to systematically introduce guerilla teaching on commonplace topics. The IBCD checklist, for example, has been successfully implemented at our institution to promote adherence to 4 quality measures.[27] IBCD, which stands for immunizations, bedsores, catheters, and deep vein thrombosis prophylaxis, is easily and quickly tacked on as a checklist item at the end of the problem list during a presentation. Similar checklists can serve as teaching points on quality and safety in inpatient care, as well as reminders to consider these issues for every patient.
Rainy Day Teaching
Hospitalist teaching attendings recognize that duty hours have shifted the preferred time for teaching away from busy admission periods such as postcall rounds.[28] The limited time spent reviewing new admissions is now often focused on patient care issues, with much of the discussion eliminated. However, hospitalist attendings can be proactive and save certain teaching moments for rainy day teaching, anticipating topics to introduce during lower census times. Additionally, attending access to the EHRs allows attendings to preview cases the residents have admitted during a call period and may facilitate planning teaching topics for future opportunities.[23]
Though teaching is an essential part of the hospitalist teaching attending role, the Millennial Generation's affinity for teamwork makes it possible to utilize additional team members as teachers for the group. This type of distribution of responsibility, or outsourcing of teaching, can be done in the form of a teaching or float resident. These individuals can be directed to search the literature to answer clinical questions the team may have during rounds and report back, which may influence decision making and patient care as well as provide education.[29]
Embedding Teaching Moments Into Rounds
Dr. Francis W. Peabody may have been addressing students many generations removed from Millennial learners when he implored them to remember that the secret of the care of the patient is in caring for the patient, but his maxim still rings true today.[30] This advice provides an important insight on how the focus can be kept on the patient by emphasizing physical examination and history‐taking skills, which engages learners in hands‐on activity and grounds that education in a patient‐based experience.[31] The Stanford 25 represents a successful project that refocuses the doctorpatient encounter on the bedside.[32] Using a Web‐based platform, this initiative instructs on 25 physical examination maneuvers, utilizing teaching methods that are familiar to Millennial learners and are patient focused.
In addition to emphasizing bedside teaching, smaller moments can be used during rounds to establish an expectation for learning. Hospitalist attendings can create a routine with daily teaching moments, such as an electrocardiogram or a daily Medical Knowledge Self‐Assessment Program question, a source of internal medicine board preparation material published by the American College of Physicians.[33] These are opportunities to inject a quick educational moment that is easily relatable to the patients on the team's service. Using teaching moments that are routine, accessible, and relevant to patient care can help shape Millennial learners' expectations that teaching be a daily occurrence interwoven within clinical care provided during rounds.
There are several limitations to our work. These strategies do not represent a systematic review, and there is little evidence to support that our approach is more effective than conventional teaching methods. Though we address hospitalists specifically, these strategies are likely suitable for all inpatient educators as they have not been well studied in specific groups. With the paucity of literature regarding learning preferences of Millennial medical trainees, it is difficult to know what methods may truly be most desirable in the wards setting, as many of the needs and learning styles considered in our approach are borrowed from other more traditional learning environments. It is unclear how adoptable our strategies may be for educators from other generations; these faculty may have different approaches to teaching. Further research is necessary to identify areas for faculty development in learning new techniques as well as compare the efficacy of our approach to conventional methods with respect to standardized educational outcomes such as In‐Training Exam performance, as well as patient outcomes.
ACCEPTING THE CHALLENGE
The landscape of clinical teaching has shifted considerably in recent years, in both the makeup of learners for whom educators are responsible for teaching as well as the challenges in teaching under the duty hours restrictions. Though rounds are more focused on patient care than in the past, it is possible to work within the current structure to promote successful learning with an approach that considers the preferences of today's learners.
A hospitalist's natural habitat, the busy inpatient wards, is a clinical learning environment with rich potential for innovation and excellence in teaching. The challenges in practicing hospital medicine closely parallel the challenges in teaching under the constraints of duty hours restrictions; both require a creative approach to problem solving and an affinity for teamwork. The hospitalist community is well suited to not only meet these challenges but become leaders in embracing how to teach effectively on today's wards. Maximizing interaction, embracing technology, and encouraging group‐based learning may represent the keys to a successful approach to teaching the Millennial Generation in a post‐duty hours world.
The implementation of resident duty hour restrictions has created a clinical learning environment on the wards quite different from any previous era. The Accreditation Council for Graduate Medical Education issued its first set of regulations limiting consecutive hours worked for residents in 2003, and further restricted hours in 2011.[1] These restrictions have had many implications across several aspects of patient care, education, and clinical training, particularly for hospitalists who spend the majority of their time in this setting and are heavily involved in undergraduate and graduate clinical education in academic medical centers.[2, 3]
As learning environments have been shifting, so has the composition of learners. The Millennial Generation (or Generation Y), defined as those born approximately between 1980 and 2000, represents those young clinicians currently filling the halls of medical schools and ranks of residency and fellowship programs.[4] Interestingly, the current system of restricted work hours is the only system under which the Millennial Generation has ever trained.
As this new generation represents the bulk of current trainees, hospitalist faculty must consider how their teaching styles can be adapted to accommodate these learners. For teaching hospitalists, an approach that considers the learning environment as affected by duty hours, as well as the preferences of Millennial learners, is necessary to educate the next generation of trainees. This article aimed to introduce potential strategies for hospitalists to better align teaching on the wards with the preferences of Millennial learners under the constraints of residency duty hours.
THE NEWEST GENERATION OF LEARNERS
The Millennial Generation has been well described.[4, 5, 6, 7, 8, 9, 10] Broadly speaking, this generation is thought to have been raised by attentive and involved parents, influencing relationships with educators and mentors; they respect authority but do not hesitate to question the relevance of assignments or decisions. Millennials prefer structured learning environments that focus heavily on interaction and experiential learning, and they value design and appearance in how material is presented.[7] Millennials also seek clear expectations and immediate feedback on their performance, and though they have sometimes been criticized for a strong sense of entitlement, they have a strong desire for collaboration and group‐based activity.[5, 6]
One of the most notable and defining characteristics of the Millennial Generation is an affinity for technology and innovation.[7, 8, 9] Web‐based learning tools that are interactive and engaging, such as blogs, podcasts, or streaming videos are familiar and favored methods of learning. Millennials are skilled at finding information and providing answers and data, but may need help with synthesis and application.[5] They take pride in their ability to multitask, but can be prone to doing so inappropriately, particularly with technology that is readily available.[11]
Few studies have explored characteristics of the Millennial Generation specific to medical trainees. One study examined personality characteristics of Millennial medical students compared to Generation X students (those born from 19651980) at a single institution. Millennial students scored higher on warmth, reasoning, emotional stability, rule consciousness, social boldness, sensitivity, apprehension, openness to change, and perfectionism compared to Generation X students. They scored lower on measures for self‐reliance.[12] Additionally, when motives for behavior were studied, Millennial medical students scored higher on needs for affiliation and achievement, and lower on needs for power.[13]
DUTY HOURS: A GENERATION APART
As noted previously, the Millennial Generation is the first to train exclusively in the era of duty hours restrictions. The oldest members of this generation, those born in 1981, were entering medical school at the time of the first duty hours restrictions in 2003, and thus have always been educated, trained, and practiced in an environment in which work hours were an essential part of residency training.
Though duty hours have been an omnipresent part of training for the Millennial Generation, the clinical learning environment that they have known continues to evolve and change. Time for teaching, in particular, has been especially strained by work hour limits, and this has been noted by both attending physicians and trainees with each iteration of work hours limits. Attendings in one study estimated that time spent teaching on general medicine wards was reduced by about 20% following the 2003 limits, and over 40% of residents in a national survey reported that the 2011 limits had worsened the quality of education.[14, 15]
GENERATIONAL STRATEGIES FOR SUCCESS FOR HOSPITALIST TEACHING ATTENDINGS
The time limitations imposed by duty hours restrictions have compelled teaching rounds to become more patient‐care centered and often less learner‐centered, as providing patient care becomes the prime obligation for this limited time period. Millennial learners are accustomed to being the center of attention in educational environments, and changing the focus from education to patient care in the wards setting may be an abrupt transition for some learners.[6] However, hospitalists can help restructure teaching opportunities on the clinical wards by using teaching methods of the highest value to Millennial learners to promote learning under the conditions of duty hours limitations.
An approach using these methods was developed by reviewing recent literature as well as educational innovations that have been presented at scholarly meetings (eg, Sal Khan's presentation at the 2012 Association of American Medical Colleges meeting).[16] The authors discussed potential teaching techniques that were thought to be feasible to implement in the context of the current learning environment, with consideration of learning theories that would be most effective for the target group of learners (eg, adult learning theory).[17] A mnemonic was created to consolidate strategies thought to best represent these techniques. FUTURE is a group of teaching strategies that can be used by hospitalists to improve teaching rounds by Flipping the Wards, Using Documentation to Teach, Technology‐Enabled Teaching, Using Guerilla Teaching Tactics, Rainy Day Teaching, and Embedding Teaching Moments into Rounds.
Flipping the Wards
Millennial learners prefer novel methods of delivery that are interactive and technology based.[7, 8, 9] Lectures and slide‐based presentations frequently do not feature the degree of interactive engagement that they seek, and methods such as case‐based presentations and simulation may be more suitable. The Khan Academy is a not‐for‐profit organization that has been proposed as a model for future directions for medical education.[18] The academy's global classroom houses over 4000 videos and interactive modules to allow students to progress through topics on their own time.[19] Teaching rounds can be similarly flipped such that discussion and group work take place during rounds, whereas lectures, modules, and reading are reserved for individual study.[18]
As time pressures shift the focus of rounds exclusively toward discussion of patient‐care tasks, finding time for teaching outside of rounds can be emphasized to inspire self‐directed learning. When residents need time to tend to immediate patient‐care issues, hospitalist attendings could take the time to search for articles to send to team members. Rather than distributing paper copies that may be lost, cloud‐based data management systems such as Dropbox (Dropbox, San Francisco, CA) or Google Drive (Google Inc., Mountain View, CA) can be used to disseminate articles, which can be pulled up in real time on mobile devices during rounds and later deposited in shared folders accessible to all team members.[20, 21] The advantage of this approach is that it does not require all learners to be present on rounds, which may not be possible with duty hours.
Using Documentation to Teach
Trainees report that one of the most desirable attributes of clinical teachers is when they delineate their clinical reasoning and thought process.[22] Similarly, Millennial learners specifically desire to understand the rationale behind their teachers' actions.[6] Documentation in the medical chart or electronic health record (EHR) can be used to enhance teaching and role‐model clinical reasoning in a transparent and readily available fashion.
Billing requirements necessitate daily attending documentation in the form of an attestation. Hospitalist attendings can use attestations to model thought process and clinical synthesis in the daily assessment of a patient. For example, an attestation one‐liner can be used to concisely summarize the patient's course or highlight the most pressing issue of the day, rather than simply serve as a placeholder for billing or agree with above in reference to housestaff documentation. This practice can demonstrate to residents how to write a short snapshot of a patient's care in addition to improving communication.
Additionally, the EHR can be a useful platform to guide feedback for residents on their clinical performance. Millennial learners prefer specific, immediate feedback, and trainee documentation can serve as a template to show examples of good documentation and clinical reasoning as well as areas needing improvement.[5] These tangible examples of clinical performance are specific and understandable for trainees to guide their self‐learning and improvement.
Technology‐Enabled Teaching
Using technology wisely on the wards can improve efficiency while also taking advantage of teaching methods familiar to Millennial learners. Technology can be used in a positive manner to keep the focus on the patient and enhance teaching when time is limited on rounds. Smartphones and tablets have become an omnipresent part of the clinical environment.[23] Rather than distracting from rounds, these tools can be used to answer clinical questions in real time, thus directly linking the question to the patient's care.
The EHR is a powerful technological resource that is readily available to enhance teaching during a busy ward schedule. Clinical information is electronically accessible at all hours for both trainees and attendings, rather than only at prespecified times on daily rounds, and the Millennial Generation is accustomed to receiving and sharing information in this fashion.[24] Technology platforms that enable simultaneous sharing of information among multiple members of a team can also be used to assist in sharing clinical information in this manner. Health Insurance Portability and Accountability Act‐compliant group text‐messaging applications for smartphones and tablets such as GroupMD (GroupMD, San Francisco, CA) allow members of a team to connect through 1 portal.[25] These discussions can foster communication, inspire clinical questions, and model the practice of timely response to new information.
Using Guerilla Teaching Tactics
Though time may be limited by work hours, there are opportunities embedded into clinical practice to create teaching moments. The principle of guerilla marketing uses unconventional marketing tactics in everyday locales to aggressively promote a product.[26] Similarly, guerilla teaching might be employed on rounds to make teaching points about common patient care issues that occur at nearly every room, such as Foley catheters after seeing one at the beside or hand hygiene after leaving a room. These types of topics are familiar to trainees as well as hospitalist attendings and fulfill the relevance that Millennial learners seek by easily applying them to the patient at hand.
Memory triggers or checklists are another way to systematically introduce guerilla teaching on commonplace topics. The IBCD checklist, for example, has been successfully implemented at our institution to promote adherence to 4 quality measures.[27] IBCD, which stands for immunizations, bedsores, catheters, and deep vein thrombosis prophylaxis, is easily and quickly tacked on as a checklist item at the end of the problem list during a presentation. Similar checklists can serve as teaching points on quality and safety in inpatient care, as well as reminders to consider these issues for every patient.
Rainy Day Teaching
Hospitalist teaching attendings recognize that duty hours have shifted the preferred time for teaching away from busy admission periods such as postcall rounds.[28] The limited time spent reviewing new admissions is now often focused on patient care issues, with much of the discussion eliminated. However, hospitalist attendings can be proactive and save certain teaching moments for rainy day teaching, anticipating topics to introduce during lower census times. Additionally, attending access to the EHRs allows attendings to preview cases the residents have admitted during a call period and may facilitate planning teaching topics for future opportunities.[23]
Though teaching is an essential part of the hospitalist teaching attending role, the Millennial Generation's affinity for teamwork makes it possible to utilize additional team members as teachers for the group. This type of distribution of responsibility, or outsourcing of teaching, can be done in the form of a teaching or float resident. These individuals can be directed to search the literature to answer clinical questions the team may have during rounds and report back, which may influence decision making and patient care as well as provide education.[29]
Embedding Teaching Moments Into Rounds
Dr. Francis W. Peabody may have been addressing students many generations removed from Millennial learners when he implored them to remember that the secret of the care of the patient is in caring for the patient, but his maxim still rings true today.[30] This advice provides an important insight on how the focus can be kept on the patient by emphasizing physical examination and history‐taking skills, which engages learners in hands‐on activity and grounds that education in a patient‐based experience.[31] The Stanford 25 represents a successful project that refocuses the doctorpatient encounter on the bedside.[32] Using a Web‐based platform, this initiative instructs on 25 physical examination maneuvers, utilizing teaching methods that are familiar to Millennial learners and are patient focused.
In addition to emphasizing bedside teaching, smaller moments can be used during rounds to establish an expectation for learning. Hospitalist attendings can create a routine with daily teaching moments, such as an electrocardiogram or a daily Medical Knowledge Self‐Assessment Program question, a source of internal medicine board preparation material published by the American College of Physicians.[33] These are opportunities to inject a quick educational moment that is easily relatable to the patients on the team's service. Using teaching moments that are routine, accessible, and relevant to patient care can help shape Millennial learners' expectations that teaching be a daily occurrence interwoven within clinical care provided during rounds.
There are several limitations to our work. These strategies do not represent a systematic review, and there is little evidence to support that our approach is more effective than conventional teaching methods. Though we address hospitalists specifically, these strategies are likely suitable for all inpatient educators as they have not been well studied in specific groups. With the paucity of literature regarding learning preferences of Millennial medical trainees, it is difficult to know what methods may truly be most desirable in the wards setting, as many of the needs and learning styles considered in our approach are borrowed from other more traditional learning environments. It is unclear how adoptable our strategies may be for educators from other generations; these faculty may have different approaches to teaching. Further research is necessary to identify areas for faculty development in learning new techniques as well as compare the efficacy of our approach to conventional methods with respect to standardized educational outcomes such as In‐Training Exam performance, as well as patient outcomes.
ACCEPTING THE CHALLENGE
The landscape of clinical teaching has shifted considerably in recent years, in both the makeup of learners for whom educators are responsible for teaching as well as the challenges in teaching under the duty hours restrictions. Though rounds are more focused on patient care than in the past, it is possible to work within the current structure to promote successful learning with an approach that considers the preferences of today's learners.
A hospitalist's natural habitat, the busy inpatient wards, is a clinical learning environment with rich potential for innovation and excellence in teaching. The challenges in practicing hospital medicine closely parallel the challenges in teaching under the constraints of duty hours restrictions; both require a creative approach to problem solving and an affinity for teamwork. The hospitalist community is well suited to not only meet these challenges but become leaders in embracing how to teach effectively on today's wards. Maximizing interaction, embracing technology, and encouraging group‐based learning may represent the keys to a successful approach to teaching the Millennial Generation in a post‐duty hours world.
- ACGME Duty Hour Task Force. The new recommendations on duty hours from the ACGME Task Force. N Engl J Med. 2010;363(2):e3. , , ;
- The emerging role of “hospitalists” in the American health care system. N Engl J Med. 1996;335(7):514–517. , .
- Hospital medicine in the internal medicine clerkship: results from a national survey. J Hosp Med. 2012;7(7):557–561. , , , et al.
- Millennials Rising: The Next Great Generation. New York, NY: Random House/Vintage Books; 2000. , .
- Eckleberry‐Hunt J, Tucciarone J. The challenges and opportunities of teaching “Generation Y.” J Grad Med Educ.2011;3(4):458–461.
- Generational changes and their impact in the classroom: teaching Generation Me. Med Educ. 2009;43(5):398–405. .
- Twelve tips for facilitating Millennials' learning. Med Teach. 2012;34(4):274–278. , , .
- Pew Research Center. Millennials: a portrait of generation next. Available at: http://pewsocialtrends.org/files/2010/10/millennials‐confident‐connected‐open‐to‐change.pdf. Accessed February 28, 2013.
- Generational influences in academic emergency medicine: teaching and learning, mentoring, and technology (part I). Acad Emerg Med. 2011;18(2):190–199. , , , et al.
- Generational influences in academic emergency medicine: structure, function, and culture (part II). Acad Emerg Med. 2011;18(2):200–207. , , , et al.
- Smartphone use during inpatient attending rounds: prevalence, patterns, and potential for distraction. J Hosp Med. 2012;8:595–599. , , , .
- Comparing millennial and generation X medical students at one medical school. Acad Med. 2006;81(6):571–576. , , , et al.
- Differences in motives between Millennial and Generation X students. Med Educ. 2010;44(6):570–576. , , , .
- Effect of ACGME duty hours on attending physician teaching and satisfaction. Arch Intern Med. 2008;168(11):1226–1227. , .
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- What makes a good clinical teacher in medicine? A review of the literature. Acad Med. 2008;83(5):452–466. , , , et al.
- Smartphones in clinical practice, medical education, and research. Arch Intern Med. 2011;171(14):1294–1296. .
- Attending use of the electronic health record (EHR) and implications for housestaff supervision. Presented at: Midwest Society of General Internal Medicine Regional Meeting; September 2012; Chicago, IL. , , , et al.
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- IBCD: development and testing of a checklist to improve quality of care for hospitalized general medical patients. Jt Comm J Qual Patient Saf. 2013;39(4):147–156. , , , et al.
- Ice cream rounds. Acad Med. 2013;88(1):66. , .
- The impact of evidence on physicians' inpatient treatment decisions. J Gen Intern Med. 2004; 19(5 pt 1):402–409. , , , et al.
- Landmark article March 19, 1927: the care of the patient. By Francis W. Peabody. JAMA. 1984;252(6):813–818. .
- The art of bedside rounds: a multi‐center qualitative study of strategies used by experienced bedside teachers. J Gen Intern Med. 2013;28(3):412–420. , , , et al.
- Stanford University School of Medicine. Stanford Medicine 25. Available at: http://stanfordmedicine25.stanford.edu/. Accessed February 28, 2013.
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- ACGME Duty Hour Task Force. The new recommendations on duty hours from the ACGME Task Force. N Engl J Med. 2010;363(2):e3. , , ;
- The emerging role of “hospitalists” in the American health care system. N Engl J Med. 1996;335(7):514–517. , .
- Hospital medicine in the internal medicine clerkship: results from a national survey. J Hosp Med. 2012;7(7):557–561. , , , et al.
- Millennials Rising: The Next Great Generation. New York, NY: Random House/Vintage Books; 2000. , .
- Eckleberry‐Hunt J, Tucciarone J. The challenges and opportunities of teaching “Generation Y.” J Grad Med Educ.2011;3(4):458–461.
- Generational changes and their impact in the classroom: teaching Generation Me. Med Educ. 2009;43(5):398–405. .
- Twelve tips for facilitating Millennials' learning. Med Teach. 2012;34(4):274–278. , , .
- Pew Research Center. Millennials: a portrait of generation next. Available at: http://pewsocialtrends.org/files/2010/10/millennials‐confident‐connected‐open‐to‐change.pdf. Accessed February 28, 2013.
- Generational influences in academic emergency medicine: teaching and learning, mentoring, and technology (part I). Acad Emerg Med. 2011;18(2):190–199. , , , et al.
- Generational influences in academic emergency medicine: structure, function, and culture (part II). Acad Emerg Med. 2011;18(2):200–207. , , , et al.
- Smartphone use during inpatient attending rounds: prevalence, patterns, and potential for distraction. J Hosp Med. 2012;8:595–599. , , , .
- Comparing millennial and generation X medical students at one medical school. Acad Med. 2006;81(6):571–576. , , , et al.
- Differences in motives between Millennial and Generation X students. Med Educ. 2010;44(6):570–576. , , , .
- Effect of ACGME duty hours on attending physician teaching and satisfaction. Arch Intern Med. 2008;168(11):1226–1227. , .
- Residents' response to duty‐hours regulations—a follow‐up national survey. N Engl J Med. 2012; 366(24):e35. , , .
- Innovation arc: new approaches. Presented at: Association of American Colleges of Medicine National Meeting; November 2012; San Francisco, CA. .
- Learner‐centered approaches in medical education. BMJ. 1999;318:1280–1283. , .
- Lecture halls without lectures—a proposal for medical education. N Engl J Med. 2012;366(18):1657–1659. , .
- The Khan Academy. Available at: https://www.khanacademy.org/. Accessed March 4, 2013.
- Dropbox. Dropbox Inc. Available at: https://www.dropbox.com/. Accessed April 19, 2013.
- Google Drive. Google Inc. Available at: https://drive.google.com/. Accessed April 19, 2013.
- What makes a good clinical teacher in medicine? A review of the literature. Acad Med. 2008;83(5):452–466. , , , et al.
- Smartphones in clinical practice, medical education, and research. Arch Intern Med. 2011;171(14):1294–1296. .
- Attending use of the electronic health record (EHR) and implications for housestaff supervision. Presented at: Midwest Society of General Internal Medicine Regional Meeting; September 2012; Chicago, IL. , , , et al.
- GroupMD. GroupMD Inc. Available at http://group.md. Accessed April 19, 2013.
- Guerilla Marketing: Secrets for Making Big Profits From Your Small Business. Boston, MA: Houghton Mifflin; 1984. .
- IBCD: development and testing of a checklist to improve quality of care for hospitalized general medical patients. Jt Comm J Qual Patient Saf. 2013;39(4):147–156. , , , et al.
- Ice cream rounds. Acad Med. 2013;88(1):66. , .
- The impact of evidence on physicians' inpatient treatment decisions. J Gen Intern Med. 2004; 19(5 pt 1):402–409. , , , et al.
- Landmark article March 19, 1927: the care of the patient. By Francis W. Peabody. JAMA. 1984;252(6):813–818. .
- The art of bedside rounds: a multi‐center qualitative study of strategies used by experienced bedside teachers. J Gen Intern Med. 2013;28(3):412–420. , , , et al.
- Stanford University School of Medicine. Stanford Medicine 25. Available at: http://stanfordmedicine25.stanford.edu/. Accessed February 28, 2013.
- Medical Knowledge Self‐Assessment Program 16. The American College of Physicians. Available at: https://mksap.acponline.org. Accessed April 19, 2013.
Quantifying Treatment Intensity
Healthcare spending exceeded $2.5 trillion in 2007, and payments to hospitals represented the largest portion of this spending (more than 30%), equaling the combined cost of physician services and prescription drugs.[1, 2] Researchers and policymakers have emphasized the need to improve the value of hospital care in the United States, but this has been challenging, in part because of the difficulty in identifying hospitals that have high resource utilization relative to their peers.[3, 4, 5, 6, 7, 8, 9, 10, 11]
Most hospitals calculate their costs using internal accounting systems that determine resource utilization via relative value units (RVUs).[7, 8] RVU‐derived costs, also known as hospital reported costs, have proven to be an excellent method for quantifying what it costs a given hospital to provide a treatment, test, or procedure. However, RVU‐based costs are less useful for comparing resource utilization across hospitals because the cost to provide a treatment or service varies widely across hospitals. The cost of an item calculated using RVUs includes not just the item itself, but also a portion of the fixed costs of the hospital (overhead, labor, and infrastructure investments such as electronic records, new buildings, or expensive radiological or surgical equipment).[12] These costs vary by institution, patient population, region of the country, teaching status, and many other variables, making it difficult to identify resource utilization across hospitals.[13, 14]
Recently, a few claims‐based multi‐institutional datasets have begun incorporating item‐level RVU‐based costs derived directly from the cost accounting systems of participating institutions.[15] Such datasets allow researchers to compare reported costs of care from hospital to hospital, but because of the limitations we described above, they still cannot be used to answer the question: Which hospitals with higher costs of care are actually providing more treatments and services to patients?
To better facilitate the comparison of resource utilization patterns across hospitals, we standardized the unit costs of all treatments and services across hospitals by applying a single cost to every item across hospitals. This standardized cost allowed to compare utilization of that item (and the 15,000 other items in the database) across hospitals. We then compared estimates of resource utilization as measured by the 2 approaches: standardized and RVU‐based costs.
METHODS
Ethics Statement
All data were deidentified, by Premier, Inc., at both the hospital and patient level in accordance with the Health Insurance Portability and Accountability Act. The Yale University Human Investigation Committee reviewed the protocol for this study and determined that it is not considered to be human subjects research as defined by the Office of Human Research Protections.
Data Source
We conducted a cross‐sectional study using data from hospitals that participated in the database maintained by Premier Healthcare Informatics (Charlotte, NC) in the years 2009 to 2010. The Premier database is a voluntary, fee‐supported database created to measure quality and healthcare utilization.[3, 16, 17, 18] In 2010, it included detailed billing data from 500 hospitals in the United States, with more than 130 million cumulative hospital discharges. The detailed billing data includes all elements found in hospital claims derived from the uniform billing‐04 form, as well as an itemized, date‐stamped log of all items and services charged to the patient or insurer, such as medications, laboratory tests, and diagnostic and therapeutic services. The database includes approximately 15% of all US hospitalizations. Participating hospitals are similar to the composition of acute care hospitals nationwide. They represent all regions of the United States, and represent predominantly small‐ to mid‐sized nonteaching facilities that serve a largely urban population. The database also contains hospital reported costs at the item level as well as the total cost of the hospitalization. Approximately 75% of hospitals that participate submit RVU‐based costs taken from internal cost accounting systems. Because of our focus on comparing standardized costs to reported costs, we included only data from hospitals that use RVU‐based costs in this study.
Study Subjects
We included adult patients with a hospitalization recorded in the Premier database between January 1, 2009 and December 31, 2010, and a principal discharge diagnosis of heart failure (HF) (International Classification of Diseases, Ninth Revision, Clinical Modification codes: 402.01, 402.11, 402.91, 404.01, 404.03, 404.11, 404.13, 404.91, 404.93, 428.xx). We excluded transfers, patients assigned a pediatrician as the attending of record, and those who received a heart transplant or ventricular assist device during their stay. Because cost data are prone to extreme outliers, we excluded hospitalizations that were in the top 0.1% of length of stay, number of billing records, quantity of items billed, or total standardized cost. We also excluded hospitals that admitted fewer than 25 HF patients during the study period to reduce the possibility that a single high‐cost patient affected the hospital's cost profile.
Hospital Information
For each hospital included in the study, we recorded number of beds, teaching status, geographic region, and whether it served an urban or rural population.
Assignment of Standardized Costs
We defined reported cost as the RVU‐based cost per item in the database. We then calculated the median across hospitals for each item in the database and set this as the standardized unit cost of that item at every hospital (Figure 1). Once standardized costs were assigned at the item level, we summed the costs of all items assigned to each patient and calculated the standardized cost of a hospitalization per patient at each hospital.

Examination of Cost Variation
We compared the standardized and reported costs of hospitalizations using medians, interquartile ranges, and interquartile ratios (Q75/Q25). To examine whether standardized costs can reduce the noise due to differences in overhead and other fixed costs, we calculated, for each hospital, the coefficients of variation (CV) for per‐day reported and standardized costs and per‐hospitalization reported and standardized costs. We used the Fligner‐Killeen test to determine whether the variance of CVs was different for reported and standardized costs.[19]
Creation of Basket of Goods
Because there can be differences in the costs of items, the number and types of items administered during hospitalizations, 2 hospitals with similar reported costs for a hospitalization might deliver different quantities and combinations of treatments (Figure 1). We wished to demonstrate that there is variation in reported costs of items when the quantity and type of item is held constant, so we created a basket of items. We chose items that are commonly administered to patients with heart failure, but could have chosen any combination of items. The basket included a day of medical room and board, a day of intensive care unit (ICU) room and board, a single dose of ‐blocker, a single dose of angiotensin‐converting enzyme inhibitor, complete blood count, a B‐natriuretic peptide level, a chest radiograph, a chest computed tomography, and an echocardiogram. We then examined the range of hospitals' reported costs for this basket of goods using percentiles, medians, and interquartile ranges.
Reported to Standardized Cost Ratio
Next, we calculated standardized costs of hospitalizations for included hospitals and examined the relationship between hospitals' mean reported costs and mean standardized costs. This ratio could help diagnose the mechanism of high reported costs for a hospital, because high reported costs with low utilization would indicate high fixed costs, while high reported costs with high utilization would indicate greater use of tests and treatments. We assigned hospitals to strata based on reported costs greater than standardized costs by more than 25%, reported costs within 25% of standardized costs, and reported costs less than standardized costs by more than 25%. We examined the association between hospital characteristics and strata using a 2 test. All analyses were carried out using SAS version 9.3 (SAS Institute Inc., Cary, NC).
RESULTS
The 234 hospitals included in the analysis contributed a total of 165,647 hospitalizations, with the number of hospitalizations ranging from 33 to 2,772 hospitalizations per hospital (see Supporting Table 1 in the online version of this article). Most were located in urban areas (84%), and many were in the southern United States (42%). The median hospital reported cost per hospitalization was $6,535, with an interquartile range of $5,541 to $7,454. The median standardized cost per hospitalization was $6,602, with a range of $5,866 to $7,386. The interquartile ratio (Q75/Q25) of the reported costs of a hospitalization was 1.35. After costs were standardized, the interquartile ratio fell to 1.26, indicating that variation decreased. We found that the median hospital reported cost per day was $1,651, with an IQR of $1,400 to $1,933 (ratio 1.38), whereas the median standardized cost per day was $1,640, with an IQR of $1,511 to $1,812 (ratio 1.20).
There were more than 15,000 items (eg, treatments, tests, and supplies) that received a standardized charge code in our cohort. These were divided into 11 summary departments and 40 standard departments (see Supporting Table 2 in the online version of this article). We observed a high level of variation in the reported costs of individual items: the reported costs of a day of room and board in an ICU ranged from $773 at hospitals at the 10th percentile to $2,471 at the 90th percentile (Table 1.). The standardized cost of a day of ICU room and board was $1,577. We also observed variation in the reported costs of items across item categories. Although a day of medical room and board showed a 3‐fold difference between the 10th and 90th percentile, we observed a more than 10‐fold difference in the reported cost of an echocardiogram, from $31 at the 10th percentile to $356 at the 90th percentile. After examining the hospital‐level cost for a basket of goods, we found variation in the reported costs for these items across hospitals, with a 10th percentile cost of $1,552 and a 90th percentile cost of $3,967.
Reported Costs | 10th Percentile | 25th Percentile | 75th Percentile | 90th Percentile | Median (Standardized Cost) |
---|---|---|---|---|---|
| |||||
Item | |||||
Day of medical | 490.03 | 586.41 | 889.95 | 1121.20 | 722.59 |
Day of ICU | 773.01 | 1275.84 | 1994.81 | 2471.75 | 1577.93 |
Complete blood count | 6.87 | 9.34 | 18.34 | 23.46 | 13.07 |
B‐natriuretic peptide | 12.13 | 19.22 | 44.19 | 60.56 | 28.23 |
Metoprolol | 0.20 | 0.68 | 2.67 | 3.74 | 1.66 |
Lisinopril | 0.28 | 1.02 | 2.79 | 4.06 | 1.72 |
Spironolactone | 0.22 | 0.53 | 2.68 | 3.83 | 1.63 |
Furosemide | 1.27 | 2.45 | 5.73 | 8.12 | 3.82 |
Chest x‐ray | 43.88 | 51.54 | 89.96 | 117.16 | 67.45 |
Echocardiogram | 31.53 | 98.63 | 244.63 | 356.50 | 159.07 |
Chest CT (w & w/o contrast) | 65.17 | 83.99 | 157.23 | 239.27 | 110.76 |
Noninvasive positive pressure ventilation | 126.23 | 127.25 | 370.44 | 514.67 | 177.24 |
Electrocardiogram | 12.08 | 18.77 | 42.74 | 64.94 | 29.78 |
Total basket | 1552.50 | 2157.85 | 3417.34 | 3967.78 | 2710.49 |
We found that 46 (20%) hospitals had reported costs of hospitalizations that were 25% greater than standardized costs (Figure 2). This group of hospitals had overestimated reported costs of utilization; 146 (62%) had reported costs within 25% of standardized costs, and 42 (17%) had reported costs that were 25% less than standardized costs (indicating that reported costs underestimated utilization). We examined the relationship between hospital characteristics and strata and found no significant association between the reported to standardized cost ratio and number of beds, teaching status, or urban location (Table 2). Hospitals in the Midwest and South were more likely to have a lower reported cost of hospitalizations, whereas hospitals in the West were more likely to have higher reported costs (P<0.001). When using the CV to compare reported costs to standardized costs, we found that per‐day standardized costs showed reduced variance (P=0.0238), but there was no significant difference in variance of the reported and standardized costs when examining the entire hospitalization (P=0.1423). At the level of the hospitalization, the Spearman correlation coefficient between reported and standardized cost was 0.89.

Reported Greater Than Standardized by >25%, n (%) | Reported Within 25% (2‐tailed) of Standardized, n (%) | Reported Less Than Standardized by >25%, n (%) | P for 2 Test | |
---|---|---|---|---|
Total | 46 (19.7) | 146 (62.4) | 42 (17.0) | |
No. of beds | 0.2313 | |||
<200 | 19 (41.3) | 40 (27.4) | 12 (28.6) | |
200400 | 14 (30.4) | 67 (45.9) | 15 (35.7) | |
>400 | 13 (28.3) | 39 (26.7) | 15 (35.7) | |
Teaching | 0.8278 | |||
Yes | 13 (28.3) | 45 (30.8) | 11 (26.2) | |
No | 33 (71.7) | 101 (69.2) | 31 (73.8) | |
Region | <0.0001 | |||
Midwest | 7 (15.2) | 43 (29.5) | 19 (45.2) | |
Northeast | 6 (13.0) | 18 (12.3) | 3 (7.1) | |
South | 14 (30.4) | 64 (43.8) | 20 (47.6) | |
West | 19 (41.3) | 21 (14.4) | 0 (0) | |
Urban vs rural | 36 (78.3) | 128 (87.7) | 33 (78.6) | 0.1703 |
To better understand how hospitals can achieve high reported costs through different mechanisms, we more closely examined 3 hospitals with similar reported costs (Figure 3). These hospitals represented low, average, and high utilization according to their standardized costs, but had similar average per‐hospitalization reported costs: $11,643, $11,787, and $11,892, respectively. The corresponding standardized costs were $8,757, $11,169, and $15,978. The hospital with high utilization ($15,978 in standardized costs) was accounted for by increased use of supplies and other services. In contrast, the low‐ and average‐utilization hospitals had proportionally lower standardized costs across categories, with the greatest percentage of spending going toward room and board (includes nursing).

DISCUSSION
In a large national sample of hospitals, we observed variation in the reported costs for a uniform basket of goods, with a more than 2‐fold difference in cost between the 10th and 90th percentile hospitals. These findings suggest that reported costs have limited ability to reliably describe differences in utilization across hospitals. In contrast, when we applied standardized costs, the variance of per‐day costs decreased significantly, and the interquartile ratio of per‐day and hospitalization costs decreased as well, suggesting less variation in utilization across hospitals than would have been inferred from a comparison of reported costs. Applying a single, standard cost to all items can facilitate comparisons of utilization between hospitals (Figure 1). Standardized costs will give hospitals the potential to compare their utilization to their competitors and will facilitate research that examines the comparative effectiveness of high and low utilization in the management of medical and surgical conditions.
The reported to standardized cost ratio is another useful tool. It indicates whether the hospital's reported costs exaggerate its utilization relative to other hospitals. In this study, we found that a significant proportion of hospitals (20%) had reported costs that exceeded standardized costs by more than 25%. These hospitals have higher infrastructure, labor, or acquisition costs relative to their peers. To the extent that these hospitals might wish to lower the cost of care at their institution, they could focus on renegotiating purchasing or labor contracts, identifying areas where they may be overstaffed, or holding off on future infrastructure investments (Table 3).[14] In contrast, 17% of hospitals had reported costs that were 25% less than standardized costs. High‐cost hospitals in this group are therefore providing more treatments and testing to patients relative to their peers and could focus cost‐control efforts on reducing unnecessary utilization and duplicative testing.[20] Our examination of the hospital with high reported costs and very high utilization revealed a high percentage of supplies and other items, which is a category used primarily for nursing expenditures (Figure 3). Because the use of nursing services is directly related to days spent in the hospital, this hospital may wish to more closely examine specific strategies for reducing length of stay.
High Reported Costs/High Standardized Costs | High Reported Costs/Low Standardized Costs | Low Reported Costs/High Standardized Costs | Low Reported Costs/Low Standardized Costs | |
---|---|---|---|---|
Utilization | High | Low | High | Low |
Severity of illness | Likely to be higher | Likely to be lower | Likely to be higher | Likely to be lower |
Practice style | Likely to be more intense | Likely to be less intense | Likely to be more intense | Likely to be less intense |
Fixed costs | High or average | High | Low | Low |
Infrastructure costs | Likely to be higher | Likely to be higher | Likely to be lower | Likely to be lower |
Labor costs | Likely to be higher | Likely to be higher | Likely to be lower | Likely to be lower |
Reported‐to‐standardized cost ratio | Close to 1 | >1 | <1 | Close to 1 |
Causes of high costs | High utilization, high fixed costs, or both | High acquisition costs, high labor costs, or expensive infrastructure | High utilization | |
Interventions to reduce costs | Work with clinicians to alter practice style, consider renegotiating cost of acquisitions, hold off on new infrastructure investments | Consider renegotiating cost of acquisitions, hold off on new infrastructure investments, consider reducing size of labor force | Work with clinicians to alter practice style | |
Usefulness of reported‐ to‐standardized cost ratio | Less useful | More useful | More useful | Less useful |
We did not find a consistent association between the reported to standardized cost ratio and hospital characteristics. This is an important finding that contradicts prior work examining associations between hospital characteristics and costs for heart failure patients,[21] further indicating the complexity of the relationship between fixed costs and variable costs and the difficulty in adjusting reported costs to calculate utilization. For example, small hospitals may have higher acquisition costs and more supply chain difficulties, but they may also have less technology, lower overhead costs, and fewer specialists to order tests and procedures. Hospital characteristics, such as urban location and teaching status, are commonly used as adjustors in cost studies because hospitals in urban areas with teaching missions (which often provide care to low‐income populations) are assumed to have higher fixed costs,[3, 4, 5, 6] but the lack of a consistent relationship between these characteristics and the standardized cost ratio may indicate that using these factors as adjustors for cost may not be effective and could even obscure differences in utilization between hospitals. Notably, we did find an association between hospital region and the reported to standardized cost ratio, but we hesitate to draw conclusions from this finding because the Premier database is imbalanced in terms of regional representation, with fewer hospitals in the Midwest and West and the bulk of the hospitals in the South.
Although standardized costs have great potential, this method has limitations as well. Standardized costs can only be applied when detailed billing data with item‐level costs are available. This is because calculation of standardized costs requires taking the median of item costs and applying the median cost across the database, maintaining the integrity of the relative cost of items to one another. The relative cost of items is preserved (ie, magnetic resonance imaging still costs more than an aspirin), which maintains the general scheme of RVU‐based costs while removing the noise of varying RVU‐based costs across hospitals.[7] Application of an arbitrary item cost would result in the loss of this relative cost difference. Because item costs are not available in traditional administrative datasets, these datasets would not be amenable to this method. However, highly detailed billing data are now being shared by hundreds of hospitals in the Premier network and the University Health System Consortium. These data are widely available to investigators, meaning that the generalizability of this method will only improve over time. It was also a limitation of the study that we chose a limited basket of items common to patients with heart failure to describe the range of reported costs and to provide a standardized snapshot by which to compare hospitals. Because we only included a few items, we may have overestimated or underestimated the range of reported costs for such a basket.
Standardized costs are a novel method for comparing utilization across hospitals. Used properly, they will help identify high‐ and low‐intensity providers of hospital care.
- Health care costs–a primer. Kaiser Family Foundation Web site. Available at: http://www.kff.org/insurance/7670.cfm. Accessed July 20, 2012.
- Explaining high health care spending in the United States: an international comparison of supply, utilization, prices, and quality. The Commonwealth Fund. 2012. Available at: http://www.commonwealthfund.org/Publications/Issue‐Briefs/2012/May/High‐Health‐Care‐Spending. aspx. Accessed on July 20, 2012. .
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- Assigning resources to health care use for health services research: options and consequences. Med Care. 2009;47(7 suppl 1):S70–S75. , .
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- Determination of VA health care costs. Med Care Res Rev. 2003;60(3 suppl):124S–141S. .
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- Comparison of approaches for estimating prevalence costs of care for cancer patients: what is the impact of data source? Med Care. 2009;47(7 suppl 1):S64–S69. , , , et al.
- Principles involved in costing. Med J Aust. 1990;153Suppl:S10–S12. .
- Spending more through “cost control:” our obsessive quest to gut the hospital. Health Aff (Millwood). 1996;15(2):145–154. .
- Distribution of variable vs. fixed costs of hospital care. JAMA. 1999;281(7):644–649. , , , et al.
- Administrative and claims records as sources of health care cost data. Med Care. 2009;47(7 suppl 1):S51–S55. .
- Perioperative beta‐blocker therapy and mortality after major noncardiac surgery. N Engl J Med. 2005;353(4):349–361. , , , , , .
- Public reporting and pay for performance in hospital quality improvement. N Engl J Med. 2007;356(5):486–496. , , , et al.
- Procedure intensity and the cost of care. Circ Cardiovasc Qual Outcomes. 2012;5(3):308–313. , , , et al.
- A comparative study of tests for homogeneity of variances, with applications to the outer continental shelf bidding data. Technometrics. 1981;23:351–361. , , .
- Beyond the efficiency index: finding a better way to reduce overuse and increase efficiency in physician care. Health Aff (Millwood). 2008;27(4):w250–w259. , , .
- The association between hospital volume and processes, outcomes, and costs of care for congestive heart failure. Ann Intern Med. 2011;154(2):94–102. , , .
Healthcare spending exceeded $2.5 trillion in 2007, and payments to hospitals represented the largest portion of this spending (more than 30%), equaling the combined cost of physician services and prescription drugs.[1, 2] Researchers and policymakers have emphasized the need to improve the value of hospital care in the United States, but this has been challenging, in part because of the difficulty in identifying hospitals that have high resource utilization relative to their peers.[3, 4, 5, 6, 7, 8, 9, 10, 11]
Most hospitals calculate their costs using internal accounting systems that determine resource utilization via relative value units (RVUs).[7, 8] RVU‐derived costs, also known as hospital reported costs, have proven to be an excellent method for quantifying what it costs a given hospital to provide a treatment, test, or procedure. However, RVU‐based costs are less useful for comparing resource utilization across hospitals because the cost to provide a treatment or service varies widely across hospitals. The cost of an item calculated using RVUs includes not just the item itself, but also a portion of the fixed costs of the hospital (overhead, labor, and infrastructure investments such as electronic records, new buildings, or expensive radiological or surgical equipment).[12] These costs vary by institution, patient population, region of the country, teaching status, and many other variables, making it difficult to identify resource utilization across hospitals.[13, 14]
Recently, a few claims‐based multi‐institutional datasets have begun incorporating item‐level RVU‐based costs derived directly from the cost accounting systems of participating institutions.[15] Such datasets allow researchers to compare reported costs of care from hospital to hospital, but because of the limitations we described above, they still cannot be used to answer the question: Which hospitals with higher costs of care are actually providing more treatments and services to patients?
To better facilitate the comparison of resource utilization patterns across hospitals, we standardized the unit costs of all treatments and services across hospitals by applying a single cost to every item across hospitals. This standardized cost allowed to compare utilization of that item (and the 15,000 other items in the database) across hospitals. We then compared estimates of resource utilization as measured by the 2 approaches: standardized and RVU‐based costs.
METHODS
Ethics Statement
All data were deidentified, by Premier, Inc., at both the hospital and patient level in accordance with the Health Insurance Portability and Accountability Act. The Yale University Human Investigation Committee reviewed the protocol for this study and determined that it is not considered to be human subjects research as defined by the Office of Human Research Protections.
Data Source
We conducted a cross‐sectional study using data from hospitals that participated in the database maintained by Premier Healthcare Informatics (Charlotte, NC) in the years 2009 to 2010. The Premier database is a voluntary, fee‐supported database created to measure quality and healthcare utilization.[3, 16, 17, 18] In 2010, it included detailed billing data from 500 hospitals in the United States, with more than 130 million cumulative hospital discharges. The detailed billing data includes all elements found in hospital claims derived from the uniform billing‐04 form, as well as an itemized, date‐stamped log of all items and services charged to the patient or insurer, such as medications, laboratory tests, and diagnostic and therapeutic services. The database includes approximately 15% of all US hospitalizations. Participating hospitals are similar to the composition of acute care hospitals nationwide. They represent all regions of the United States, and represent predominantly small‐ to mid‐sized nonteaching facilities that serve a largely urban population. The database also contains hospital reported costs at the item level as well as the total cost of the hospitalization. Approximately 75% of hospitals that participate submit RVU‐based costs taken from internal cost accounting systems. Because of our focus on comparing standardized costs to reported costs, we included only data from hospitals that use RVU‐based costs in this study.
Study Subjects
We included adult patients with a hospitalization recorded in the Premier database between January 1, 2009 and December 31, 2010, and a principal discharge diagnosis of heart failure (HF) (International Classification of Diseases, Ninth Revision, Clinical Modification codes: 402.01, 402.11, 402.91, 404.01, 404.03, 404.11, 404.13, 404.91, 404.93, 428.xx). We excluded transfers, patients assigned a pediatrician as the attending of record, and those who received a heart transplant or ventricular assist device during their stay. Because cost data are prone to extreme outliers, we excluded hospitalizations that were in the top 0.1% of length of stay, number of billing records, quantity of items billed, or total standardized cost. We also excluded hospitals that admitted fewer than 25 HF patients during the study period to reduce the possibility that a single high‐cost patient affected the hospital's cost profile.
Hospital Information
For each hospital included in the study, we recorded number of beds, teaching status, geographic region, and whether it served an urban or rural population.
Assignment of Standardized Costs
We defined reported cost as the RVU‐based cost per item in the database. We then calculated the median across hospitals for each item in the database and set this as the standardized unit cost of that item at every hospital (Figure 1). Once standardized costs were assigned at the item level, we summed the costs of all items assigned to each patient and calculated the standardized cost of a hospitalization per patient at each hospital.

Examination of Cost Variation
We compared the standardized and reported costs of hospitalizations using medians, interquartile ranges, and interquartile ratios (Q75/Q25). To examine whether standardized costs can reduce the noise due to differences in overhead and other fixed costs, we calculated, for each hospital, the coefficients of variation (CV) for per‐day reported and standardized costs and per‐hospitalization reported and standardized costs. We used the Fligner‐Killeen test to determine whether the variance of CVs was different for reported and standardized costs.[19]
Creation of Basket of Goods
Because there can be differences in the costs of items, the number and types of items administered during hospitalizations, 2 hospitals with similar reported costs for a hospitalization might deliver different quantities and combinations of treatments (Figure 1). We wished to demonstrate that there is variation in reported costs of items when the quantity and type of item is held constant, so we created a basket of items. We chose items that are commonly administered to patients with heart failure, but could have chosen any combination of items. The basket included a day of medical room and board, a day of intensive care unit (ICU) room and board, a single dose of ‐blocker, a single dose of angiotensin‐converting enzyme inhibitor, complete blood count, a B‐natriuretic peptide level, a chest radiograph, a chest computed tomography, and an echocardiogram. We then examined the range of hospitals' reported costs for this basket of goods using percentiles, medians, and interquartile ranges.
Reported to Standardized Cost Ratio
Next, we calculated standardized costs of hospitalizations for included hospitals and examined the relationship between hospitals' mean reported costs and mean standardized costs. This ratio could help diagnose the mechanism of high reported costs for a hospital, because high reported costs with low utilization would indicate high fixed costs, while high reported costs with high utilization would indicate greater use of tests and treatments. We assigned hospitals to strata based on reported costs greater than standardized costs by more than 25%, reported costs within 25% of standardized costs, and reported costs less than standardized costs by more than 25%. We examined the association between hospital characteristics and strata using a 2 test. All analyses were carried out using SAS version 9.3 (SAS Institute Inc., Cary, NC).
RESULTS
The 234 hospitals included in the analysis contributed a total of 165,647 hospitalizations, with the number of hospitalizations ranging from 33 to 2,772 hospitalizations per hospital (see Supporting Table 1 in the online version of this article). Most were located in urban areas (84%), and many were in the southern United States (42%). The median hospital reported cost per hospitalization was $6,535, with an interquartile range of $5,541 to $7,454. The median standardized cost per hospitalization was $6,602, with a range of $5,866 to $7,386. The interquartile ratio (Q75/Q25) of the reported costs of a hospitalization was 1.35. After costs were standardized, the interquartile ratio fell to 1.26, indicating that variation decreased. We found that the median hospital reported cost per day was $1,651, with an IQR of $1,400 to $1,933 (ratio 1.38), whereas the median standardized cost per day was $1,640, with an IQR of $1,511 to $1,812 (ratio 1.20).
There were more than 15,000 items (eg, treatments, tests, and supplies) that received a standardized charge code in our cohort. These were divided into 11 summary departments and 40 standard departments (see Supporting Table 2 in the online version of this article). We observed a high level of variation in the reported costs of individual items: the reported costs of a day of room and board in an ICU ranged from $773 at hospitals at the 10th percentile to $2,471 at the 90th percentile (Table 1.). The standardized cost of a day of ICU room and board was $1,577. We also observed variation in the reported costs of items across item categories. Although a day of medical room and board showed a 3‐fold difference between the 10th and 90th percentile, we observed a more than 10‐fold difference in the reported cost of an echocardiogram, from $31 at the 10th percentile to $356 at the 90th percentile. After examining the hospital‐level cost for a basket of goods, we found variation in the reported costs for these items across hospitals, with a 10th percentile cost of $1,552 and a 90th percentile cost of $3,967.
Reported Costs | 10th Percentile | 25th Percentile | 75th Percentile | 90th Percentile | Median (Standardized Cost) |
---|---|---|---|---|---|
| |||||
Item | |||||
Day of medical | 490.03 | 586.41 | 889.95 | 1121.20 | 722.59 |
Day of ICU | 773.01 | 1275.84 | 1994.81 | 2471.75 | 1577.93 |
Complete blood count | 6.87 | 9.34 | 18.34 | 23.46 | 13.07 |
B‐natriuretic peptide | 12.13 | 19.22 | 44.19 | 60.56 | 28.23 |
Metoprolol | 0.20 | 0.68 | 2.67 | 3.74 | 1.66 |
Lisinopril | 0.28 | 1.02 | 2.79 | 4.06 | 1.72 |
Spironolactone | 0.22 | 0.53 | 2.68 | 3.83 | 1.63 |
Furosemide | 1.27 | 2.45 | 5.73 | 8.12 | 3.82 |
Chest x‐ray | 43.88 | 51.54 | 89.96 | 117.16 | 67.45 |
Echocardiogram | 31.53 | 98.63 | 244.63 | 356.50 | 159.07 |
Chest CT (w & w/o contrast) | 65.17 | 83.99 | 157.23 | 239.27 | 110.76 |
Noninvasive positive pressure ventilation | 126.23 | 127.25 | 370.44 | 514.67 | 177.24 |
Electrocardiogram | 12.08 | 18.77 | 42.74 | 64.94 | 29.78 |
Total basket | 1552.50 | 2157.85 | 3417.34 | 3967.78 | 2710.49 |
We found that 46 (20%) hospitals had reported costs of hospitalizations that were 25% greater than standardized costs (Figure 2). This group of hospitals had overestimated reported costs of utilization; 146 (62%) had reported costs within 25% of standardized costs, and 42 (17%) had reported costs that were 25% less than standardized costs (indicating that reported costs underestimated utilization). We examined the relationship between hospital characteristics and strata and found no significant association between the reported to standardized cost ratio and number of beds, teaching status, or urban location (Table 2). Hospitals in the Midwest and South were more likely to have a lower reported cost of hospitalizations, whereas hospitals in the West were more likely to have higher reported costs (P<0.001). When using the CV to compare reported costs to standardized costs, we found that per‐day standardized costs showed reduced variance (P=0.0238), but there was no significant difference in variance of the reported and standardized costs when examining the entire hospitalization (P=0.1423). At the level of the hospitalization, the Spearman correlation coefficient between reported and standardized cost was 0.89.

Reported Greater Than Standardized by >25%, n (%) | Reported Within 25% (2‐tailed) of Standardized, n (%) | Reported Less Than Standardized by >25%, n (%) | P for 2 Test | |
---|---|---|---|---|
Total | 46 (19.7) | 146 (62.4) | 42 (17.0) | |
No. of beds | 0.2313 | |||
<200 | 19 (41.3) | 40 (27.4) | 12 (28.6) | |
200400 | 14 (30.4) | 67 (45.9) | 15 (35.7) | |
>400 | 13 (28.3) | 39 (26.7) | 15 (35.7) | |
Teaching | 0.8278 | |||
Yes | 13 (28.3) | 45 (30.8) | 11 (26.2) | |
No | 33 (71.7) | 101 (69.2) | 31 (73.8) | |
Region | <0.0001 | |||
Midwest | 7 (15.2) | 43 (29.5) | 19 (45.2) | |
Northeast | 6 (13.0) | 18 (12.3) | 3 (7.1) | |
South | 14 (30.4) | 64 (43.8) | 20 (47.6) | |
West | 19 (41.3) | 21 (14.4) | 0 (0) | |
Urban vs rural | 36 (78.3) | 128 (87.7) | 33 (78.6) | 0.1703 |
To better understand how hospitals can achieve high reported costs through different mechanisms, we more closely examined 3 hospitals with similar reported costs (Figure 3). These hospitals represented low, average, and high utilization according to their standardized costs, but had similar average per‐hospitalization reported costs: $11,643, $11,787, and $11,892, respectively. The corresponding standardized costs were $8,757, $11,169, and $15,978. The hospital with high utilization ($15,978 in standardized costs) was accounted for by increased use of supplies and other services. In contrast, the low‐ and average‐utilization hospitals had proportionally lower standardized costs across categories, with the greatest percentage of spending going toward room and board (includes nursing).

DISCUSSION
In a large national sample of hospitals, we observed variation in the reported costs for a uniform basket of goods, with a more than 2‐fold difference in cost between the 10th and 90th percentile hospitals. These findings suggest that reported costs have limited ability to reliably describe differences in utilization across hospitals. In contrast, when we applied standardized costs, the variance of per‐day costs decreased significantly, and the interquartile ratio of per‐day and hospitalization costs decreased as well, suggesting less variation in utilization across hospitals than would have been inferred from a comparison of reported costs. Applying a single, standard cost to all items can facilitate comparisons of utilization between hospitals (Figure 1). Standardized costs will give hospitals the potential to compare their utilization to their competitors and will facilitate research that examines the comparative effectiveness of high and low utilization in the management of medical and surgical conditions.
The reported to standardized cost ratio is another useful tool. It indicates whether the hospital's reported costs exaggerate its utilization relative to other hospitals. In this study, we found that a significant proportion of hospitals (20%) had reported costs that exceeded standardized costs by more than 25%. These hospitals have higher infrastructure, labor, or acquisition costs relative to their peers. To the extent that these hospitals might wish to lower the cost of care at their institution, they could focus on renegotiating purchasing or labor contracts, identifying areas where they may be overstaffed, or holding off on future infrastructure investments (Table 3).[14] In contrast, 17% of hospitals had reported costs that were 25% less than standardized costs. High‐cost hospitals in this group are therefore providing more treatments and testing to patients relative to their peers and could focus cost‐control efforts on reducing unnecessary utilization and duplicative testing.[20] Our examination of the hospital with high reported costs and very high utilization revealed a high percentage of supplies and other items, which is a category used primarily for nursing expenditures (Figure 3). Because the use of nursing services is directly related to days spent in the hospital, this hospital may wish to more closely examine specific strategies for reducing length of stay.
High Reported Costs/High Standardized Costs | High Reported Costs/Low Standardized Costs | Low Reported Costs/High Standardized Costs | Low Reported Costs/Low Standardized Costs | |
---|---|---|---|---|
Utilization | High | Low | High | Low |
Severity of illness | Likely to be higher | Likely to be lower | Likely to be higher | Likely to be lower |
Practice style | Likely to be more intense | Likely to be less intense | Likely to be more intense | Likely to be less intense |
Fixed costs | High or average | High | Low | Low |
Infrastructure costs | Likely to be higher | Likely to be higher | Likely to be lower | Likely to be lower |
Labor costs | Likely to be higher | Likely to be higher | Likely to be lower | Likely to be lower |
Reported‐to‐standardized cost ratio | Close to 1 | >1 | <1 | Close to 1 |
Causes of high costs | High utilization, high fixed costs, or both | High acquisition costs, high labor costs, or expensive infrastructure | High utilization | |
Interventions to reduce costs | Work with clinicians to alter practice style, consider renegotiating cost of acquisitions, hold off on new infrastructure investments | Consider renegotiating cost of acquisitions, hold off on new infrastructure investments, consider reducing size of labor force | Work with clinicians to alter practice style | |
Usefulness of reported‐ to‐standardized cost ratio | Less useful | More useful | More useful | Less useful |
We did not find a consistent association between the reported to standardized cost ratio and hospital characteristics. This is an important finding that contradicts prior work examining associations between hospital characteristics and costs for heart failure patients,[21] further indicating the complexity of the relationship between fixed costs and variable costs and the difficulty in adjusting reported costs to calculate utilization. For example, small hospitals may have higher acquisition costs and more supply chain difficulties, but they may also have less technology, lower overhead costs, and fewer specialists to order tests and procedures. Hospital characteristics, such as urban location and teaching status, are commonly used as adjustors in cost studies because hospitals in urban areas with teaching missions (which often provide care to low‐income populations) are assumed to have higher fixed costs,[3, 4, 5, 6] but the lack of a consistent relationship between these characteristics and the standardized cost ratio may indicate that using these factors as adjustors for cost may not be effective and could even obscure differences in utilization between hospitals. Notably, we did find an association between hospital region and the reported to standardized cost ratio, but we hesitate to draw conclusions from this finding because the Premier database is imbalanced in terms of regional representation, with fewer hospitals in the Midwest and West and the bulk of the hospitals in the South.
Although standardized costs have great potential, this method has limitations as well. Standardized costs can only be applied when detailed billing data with item‐level costs are available. This is because calculation of standardized costs requires taking the median of item costs and applying the median cost across the database, maintaining the integrity of the relative cost of items to one another. The relative cost of items is preserved (ie, magnetic resonance imaging still costs more than an aspirin), which maintains the general scheme of RVU‐based costs while removing the noise of varying RVU‐based costs across hospitals.[7] Application of an arbitrary item cost would result in the loss of this relative cost difference. Because item costs are not available in traditional administrative datasets, these datasets would not be amenable to this method. However, highly detailed billing data are now being shared by hundreds of hospitals in the Premier network and the University Health System Consortium. These data are widely available to investigators, meaning that the generalizability of this method will only improve over time. It was also a limitation of the study that we chose a limited basket of items common to patients with heart failure to describe the range of reported costs and to provide a standardized snapshot by which to compare hospitals. Because we only included a few items, we may have overestimated or underestimated the range of reported costs for such a basket.
Standardized costs are a novel method for comparing utilization across hospitals. Used properly, they will help identify high‐ and low‐intensity providers of hospital care.
Healthcare spending exceeded $2.5 trillion in 2007, and payments to hospitals represented the largest portion of this spending (more than 30%), equaling the combined cost of physician services and prescription drugs.[1, 2] Researchers and policymakers have emphasized the need to improve the value of hospital care in the United States, but this has been challenging, in part because of the difficulty in identifying hospitals that have high resource utilization relative to their peers.[3, 4, 5, 6, 7, 8, 9, 10, 11]
Most hospitals calculate their costs using internal accounting systems that determine resource utilization via relative value units (RVUs).[7, 8] RVU‐derived costs, also known as hospital reported costs, have proven to be an excellent method for quantifying what it costs a given hospital to provide a treatment, test, or procedure. However, RVU‐based costs are less useful for comparing resource utilization across hospitals because the cost to provide a treatment or service varies widely across hospitals. The cost of an item calculated using RVUs includes not just the item itself, but also a portion of the fixed costs of the hospital (overhead, labor, and infrastructure investments such as electronic records, new buildings, or expensive radiological or surgical equipment).[12] These costs vary by institution, patient population, region of the country, teaching status, and many other variables, making it difficult to identify resource utilization across hospitals.[13, 14]
Recently, a few claims‐based multi‐institutional datasets have begun incorporating item‐level RVU‐based costs derived directly from the cost accounting systems of participating institutions.[15] Such datasets allow researchers to compare reported costs of care from hospital to hospital, but because of the limitations we described above, they still cannot be used to answer the question: Which hospitals with higher costs of care are actually providing more treatments and services to patients?
To better facilitate the comparison of resource utilization patterns across hospitals, we standardized the unit costs of all treatments and services across hospitals by applying a single cost to every item across hospitals. This standardized cost allowed to compare utilization of that item (and the 15,000 other items in the database) across hospitals. We then compared estimates of resource utilization as measured by the 2 approaches: standardized and RVU‐based costs.
METHODS
Ethics Statement
All data were deidentified, by Premier, Inc., at both the hospital and patient level in accordance with the Health Insurance Portability and Accountability Act. The Yale University Human Investigation Committee reviewed the protocol for this study and determined that it is not considered to be human subjects research as defined by the Office of Human Research Protections.
Data Source
We conducted a cross‐sectional study using data from hospitals that participated in the database maintained by Premier Healthcare Informatics (Charlotte, NC) in the years 2009 to 2010. The Premier database is a voluntary, fee‐supported database created to measure quality and healthcare utilization.[3, 16, 17, 18] In 2010, it included detailed billing data from 500 hospitals in the United States, with more than 130 million cumulative hospital discharges. The detailed billing data includes all elements found in hospital claims derived from the uniform billing‐04 form, as well as an itemized, date‐stamped log of all items and services charged to the patient or insurer, such as medications, laboratory tests, and diagnostic and therapeutic services. The database includes approximately 15% of all US hospitalizations. Participating hospitals are similar to the composition of acute care hospitals nationwide. They represent all regions of the United States, and represent predominantly small‐ to mid‐sized nonteaching facilities that serve a largely urban population. The database also contains hospital reported costs at the item level as well as the total cost of the hospitalization. Approximately 75% of hospitals that participate submit RVU‐based costs taken from internal cost accounting systems. Because of our focus on comparing standardized costs to reported costs, we included only data from hospitals that use RVU‐based costs in this study.
Study Subjects
We included adult patients with a hospitalization recorded in the Premier database between January 1, 2009 and December 31, 2010, and a principal discharge diagnosis of heart failure (HF) (International Classification of Diseases, Ninth Revision, Clinical Modification codes: 402.01, 402.11, 402.91, 404.01, 404.03, 404.11, 404.13, 404.91, 404.93, 428.xx). We excluded transfers, patients assigned a pediatrician as the attending of record, and those who received a heart transplant or ventricular assist device during their stay. Because cost data are prone to extreme outliers, we excluded hospitalizations that were in the top 0.1% of length of stay, number of billing records, quantity of items billed, or total standardized cost. We also excluded hospitals that admitted fewer than 25 HF patients during the study period to reduce the possibility that a single high‐cost patient affected the hospital's cost profile.
Hospital Information
For each hospital included in the study, we recorded number of beds, teaching status, geographic region, and whether it served an urban or rural population.
Assignment of Standardized Costs
We defined reported cost as the RVU‐based cost per item in the database. We then calculated the median across hospitals for each item in the database and set this as the standardized unit cost of that item at every hospital (Figure 1). Once standardized costs were assigned at the item level, we summed the costs of all items assigned to each patient and calculated the standardized cost of a hospitalization per patient at each hospital.

Examination of Cost Variation
We compared the standardized and reported costs of hospitalizations using medians, interquartile ranges, and interquartile ratios (Q75/Q25). To examine whether standardized costs can reduce the noise due to differences in overhead and other fixed costs, we calculated, for each hospital, the coefficients of variation (CV) for per‐day reported and standardized costs and per‐hospitalization reported and standardized costs. We used the Fligner‐Killeen test to determine whether the variance of CVs was different for reported and standardized costs.[19]
Creation of Basket of Goods
Because there can be differences in the costs of items, the number and types of items administered during hospitalizations, 2 hospitals with similar reported costs for a hospitalization might deliver different quantities and combinations of treatments (Figure 1). We wished to demonstrate that there is variation in reported costs of items when the quantity and type of item is held constant, so we created a basket of items. We chose items that are commonly administered to patients with heart failure, but could have chosen any combination of items. The basket included a day of medical room and board, a day of intensive care unit (ICU) room and board, a single dose of ‐blocker, a single dose of angiotensin‐converting enzyme inhibitor, complete blood count, a B‐natriuretic peptide level, a chest radiograph, a chest computed tomography, and an echocardiogram. We then examined the range of hospitals' reported costs for this basket of goods using percentiles, medians, and interquartile ranges.
Reported to Standardized Cost Ratio
Next, we calculated standardized costs of hospitalizations for included hospitals and examined the relationship between hospitals' mean reported costs and mean standardized costs. This ratio could help diagnose the mechanism of high reported costs for a hospital, because high reported costs with low utilization would indicate high fixed costs, while high reported costs with high utilization would indicate greater use of tests and treatments. We assigned hospitals to strata based on reported costs greater than standardized costs by more than 25%, reported costs within 25% of standardized costs, and reported costs less than standardized costs by more than 25%. We examined the association between hospital characteristics and strata using a 2 test. All analyses were carried out using SAS version 9.3 (SAS Institute Inc., Cary, NC).
RESULTS
The 234 hospitals included in the analysis contributed a total of 165,647 hospitalizations, with the number of hospitalizations ranging from 33 to 2,772 hospitalizations per hospital (see Supporting Table 1 in the online version of this article). Most were located in urban areas (84%), and many were in the southern United States (42%). The median hospital reported cost per hospitalization was $6,535, with an interquartile range of $5,541 to $7,454. The median standardized cost per hospitalization was $6,602, with a range of $5,866 to $7,386. The interquartile ratio (Q75/Q25) of the reported costs of a hospitalization was 1.35. After costs were standardized, the interquartile ratio fell to 1.26, indicating that variation decreased. We found that the median hospital reported cost per day was $1,651, with an IQR of $1,400 to $1,933 (ratio 1.38), whereas the median standardized cost per day was $1,640, with an IQR of $1,511 to $1,812 (ratio 1.20).
There were more than 15,000 items (eg, treatments, tests, and supplies) that received a standardized charge code in our cohort. These were divided into 11 summary departments and 40 standard departments (see Supporting Table 2 in the online version of this article). We observed a high level of variation in the reported costs of individual items: the reported costs of a day of room and board in an ICU ranged from $773 at hospitals at the 10th percentile to $2,471 at the 90th percentile (Table 1.). The standardized cost of a day of ICU room and board was $1,577. We also observed variation in the reported costs of items across item categories. Although a day of medical room and board showed a 3‐fold difference between the 10th and 90th percentile, we observed a more than 10‐fold difference in the reported cost of an echocardiogram, from $31 at the 10th percentile to $356 at the 90th percentile. After examining the hospital‐level cost for a basket of goods, we found variation in the reported costs for these items across hospitals, with a 10th percentile cost of $1,552 and a 90th percentile cost of $3,967.
Reported Costs | 10th Percentile | 25th Percentile | 75th Percentile | 90th Percentile | Median (Standardized Cost) |
---|---|---|---|---|---|
| |||||
Item | |||||
Day of medical | 490.03 | 586.41 | 889.95 | 1121.20 | 722.59 |
Day of ICU | 773.01 | 1275.84 | 1994.81 | 2471.75 | 1577.93 |
Complete blood count | 6.87 | 9.34 | 18.34 | 23.46 | 13.07 |
B‐natriuretic peptide | 12.13 | 19.22 | 44.19 | 60.56 | 28.23 |
Metoprolol | 0.20 | 0.68 | 2.67 | 3.74 | 1.66 |
Lisinopril | 0.28 | 1.02 | 2.79 | 4.06 | 1.72 |
Spironolactone | 0.22 | 0.53 | 2.68 | 3.83 | 1.63 |
Furosemide | 1.27 | 2.45 | 5.73 | 8.12 | 3.82 |
Chest x‐ray | 43.88 | 51.54 | 89.96 | 117.16 | 67.45 |
Echocardiogram | 31.53 | 98.63 | 244.63 | 356.50 | 159.07 |
Chest CT (w & w/o contrast) | 65.17 | 83.99 | 157.23 | 239.27 | 110.76 |
Noninvasive positive pressure ventilation | 126.23 | 127.25 | 370.44 | 514.67 | 177.24 |
Electrocardiogram | 12.08 | 18.77 | 42.74 | 64.94 | 29.78 |
Total basket | 1552.50 | 2157.85 | 3417.34 | 3967.78 | 2710.49 |
We found that 46 (20%) hospitals had reported costs of hospitalizations that were 25% greater than standardized costs (Figure 2). This group of hospitals had overestimated reported costs of utilization; 146 (62%) had reported costs within 25% of standardized costs, and 42 (17%) had reported costs that were 25% less than standardized costs (indicating that reported costs underestimated utilization). We examined the relationship between hospital characteristics and strata and found no significant association between the reported to standardized cost ratio and number of beds, teaching status, or urban location (Table 2). Hospitals in the Midwest and South were more likely to have a lower reported cost of hospitalizations, whereas hospitals in the West were more likely to have higher reported costs (P<0.001). When using the CV to compare reported costs to standardized costs, we found that per‐day standardized costs showed reduced variance (P=0.0238), but there was no significant difference in variance of the reported and standardized costs when examining the entire hospitalization (P=0.1423). At the level of the hospitalization, the Spearman correlation coefficient between reported and standardized cost was 0.89.

Reported Greater Than Standardized by >25%, n (%) | Reported Within 25% (2‐tailed) of Standardized, n (%) | Reported Less Than Standardized by >25%, n (%) | P for 2 Test | |
---|---|---|---|---|
Total | 46 (19.7) | 146 (62.4) | 42 (17.0) | |
No. of beds | 0.2313 | |||
<200 | 19 (41.3) | 40 (27.4) | 12 (28.6) | |
200400 | 14 (30.4) | 67 (45.9) | 15 (35.7) | |
>400 | 13 (28.3) | 39 (26.7) | 15 (35.7) | |
Teaching | 0.8278 | |||
Yes | 13 (28.3) | 45 (30.8) | 11 (26.2) | |
No | 33 (71.7) | 101 (69.2) | 31 (73.8) | |
Region | <0.0001 | |||
Midwest | 7 (15.2) | 43 (29.5) | 19 (45.2) | |
Northeast | 6 (13.0) | 18 (12.3) | 3 (7.1) | |
South | 14 (30.4) | 64 (43.8) | 20 (47.6) | |
West | 19 (41.3) | 21 (14.4) | 0 (0) | |
Urban vs rural | 36 (78.3) | 128 (87.7) | 33 (78.6) | 0.1703 |
To better understand how hospitals can achieve high reported costs through different mechanisms, we more closely examined 3 hospitals with similar reported costs (Figure 3). These hospitals represented low, average, and high utilization according to their standardized costs, but had similar average per‐hospitalization reported costs: $11,643, $11,787, and $11,892, respectively. The corresponding standardized costs were $8,757, $11,169, and $15,978. The hospital with high utilization ($15,978 in standardized costs) was accounted for by increased use of supplies and other services. In contrast, the low‐ and average‐utilization hospitals had proportionally lower standardized costs across categories, with the greatest percentage of spending going toward room and board (includes nursing).

DISCUSSION
In a large national sample of hospitals, we observed variation in the reported costs for a uniform basket of goods, with a more than 2‐fold difference in cost between the 10th and 90th percentile hospitals. These findings suggest that reported costs have limited ability to reliably describe differences in utilization across hospitals. In contrast, when we applied standardized costs, the variance of per‐day costs decreased significantly, and the interquartile ratio of per‐day and hospitalization costs decreased as well, suggesting less variation in utilization across hospitals than would have been inferred from a comparison of reported costs. Applying a single, standard cost to all items can facilitate comparisons of utilization between hospitals (Figure 1). Standardized costs will give hospitals the potential to compare their utilization to their competitors and will facilitate research that examines the comparative effectiveness of high and low utilization in the management of medical and surgical conditions.
The reported to standardized cost ratio is another useful tool. It indicates whether the hospital's reported costs exaggerate its utilization relative to other hospitals. In this study, we found that a significant proportion of hospitals (20%) had reported costs that exceeded standardized costs by more than 25%. These hospitals have higher infrastructure, labor, or acquisition costs relative to their peers. To the extent that these hospitals might wish to lower the cost of care at their institution, they could focus on renegotiating purchasing or labor contracts, identifying areas where they may be overstaffed, or holding off on future infrastructure investments (Table 3).[14] In contrast, 17% of hospitals had reported costs that were 25% less than standardized costs. High‐cost hospitals in this group are therefore providing more treatments and testing to patients relative to their peers and could focus cost‐control efforts on reducing unnecessary utilization and duplicative testing.[20] Our examination of the hospital with high reported costs and very high utilization revealed a high percentage of supplies and other items, which is a category used primarily for nursing expenditures (Figure 3). Because the use of nursing services is directly related to days spent in the hospital, this hospital may wish to more closely examine specific strategies for reducing length of stay.
High Reported Costs/High Standardized Costs | High Reported Costs/Low Standardized Costs | Low Reported Costs/High Standardized Costs | Low Reported Costs/Low Standardized Costs | |
---|---|---|---|---|
Utilization | High | Low | High | Low |
Severity of illness | Likely to be higher | Likely to be lower | Likely to be higher | Likely to be lower |
Practice style | Likely to be more intense | Likely to be less intense | Likely to be more intense | Likely to be less intense |
Fixed costs | High or average | High | Low | Low |
Infrastructure costs | Likely to be higher | Likely to be higher | Likely to be lower | Likely to be lower |
Labor costs | Likely to be higher | Likely to be higher | Likely to be lower | Likely to be lower |
Reported‐to‐standardized cost ratio | Close to 1 | >1 | <1 | Close to 1 |
Causes of high costs | High utilization, high fixed costs, or both | High acquisition costs, high labor costs, or expensive infrastructure | High utilization | |
Interventions to reduce costs | Work with clinicians to alter practice style, consider renegotiating cost of acquisitions, hold off on new infrastructure investments | Consider renegotiating cost of acquisitions, hold off on new infrastructure investments, consider reducing size of labor force | Work with clinicians to alter practice style | |
Usefulness of reported‐ to‐standardized cost ratio | Less useful | More useful | More useful | Less useful |
We did not find a consistent association between the reported to standardized cost ratio and hospital characteristics. This is an important finding that contradicts prior work examining associations between hospital characteristics and costs for heart failure patients,[21] further indicating the complexity of the relationship between fixed costs and variable costs and the difficulty in adjusting reported costs to calculate utilization. For example, small hospitals may have higher acquisition costs and more supply chain difficulties, but they may also have less technology, lower overhead costs, and fewer specialists to order tests and procedures. Hospital characteristics, such as urban location and teaching status, are commonly used as adjustors in cost studies because hospitals in urban areas with teaching missions (which often provide care to low‐income populations) are assumed to have higher fixed costs,[3, 4, 5, 6] but the lack of a consistent relationship between these characteristics and the standardized cost ratio may indicate that using these factors as adjustors for cost may not be effective and could even obscure differences in utilization between hospitals. Notably, we did find an association between hospital region and the reported to standardized cost ratio, but we hesitate to draw conclusions from this finding because the Premier database is imbalanced in terms of regional representation, with fewer hospitals in the Midwest and West and the bulk of the hospitals in the South.
Although standardized costs have great potential, this method has limitations as well. Standardized costs can only be applied when detailed billing data with item‐level costs are available. This is because calculation of standardized costs requires taking the median of item costs and applying the median cost across the database, maintaining the integrity of the relative cost of items to one another. The relative cost of items is preserved (ie, magnetic resonance imaging still costs more than an aspirin), which maintains the general scheme of RVU‐based costs while removing the noise of varying RVU‐based costs across hospitals.[7] Application of an arbitrary item cost would result in the loss of this relative cost difference. Because item costs are not available in traditional administrative datasets, these datasets would not be amenable to this method. However, highly detailed billing data are now being shared by hundreds of hospitals in the Premier network and the University Health System Consortium. These data are widely available to investigators, meaning that the generalizability of this method will only improve over time. It was also a limitation of the study that we chose a limited basket of items common to patients with heart failure to describe the range of reported costs and to provide a standardized snapshot by which to compare hospitals. Because we only included a few items, we may have overestimated or underestimated the range of reported costs for such a basket.
Standardized costs are a novel method for comparing utilization across hospitals. Used properly, they will help identify high‐ and low‐intensity providers of hospital care.
- Health care costs–a primer. Kaiser Family Foundation Web site. Available at: http://www.kff.org/insurance/7670.cfm. Accessed July 20, 2012.
- Explaining high health care spending in the United States: an international comparison of supply, utilization, prices, and quality. The Commonwealth Fund. 2012. Available at: http://www.commonwealthfund.org/Publications/Issue‐Briefs/2012/May/High‐Health‐Care‐Spending. aspx. Accessed on July 20, 2012. .
- The relationship between hospital spending and mortality in patients with sepsis. Arch Intern Med. 2011;171(4):292–299. , , , , , .
- The elusive connection between health care spending and quality. Health Aff (Millwood). 2009;28(1):w119–w123. , , , .
- Hospital quality and intensity of spending: is there an association? Health Aff (Millwood). 2009;28(4):w566–w572. , , , .
- Measuring efficiency: the association of hospital costs and quality of care. Health Aff (Millwood). 2009;28(3):897–906. , , , , .
- Assigning resources to health care use for health services research: options and consequences. Med Care. 2009;47(7 suppl 1):S70–S75. , .
- Health care costing: data, methods, current applications. Med Care. 2009;47(7 suppl 1):S1–S6. , , , , .
- Determination of VA health care costs. Med Care Res Rev. 2003;60(3 suppl):124S–141S. .
- An improved set of standards for finding cost for cost‐effectiveness analysis. Med Care. 2009;47(7 suppl 1):S82–S88. .
- Comparison of approaches for estimating prevalence costs of care for cancer patients: what is the impact of data source? Med Care. 2009;47(7 suppl 1):S64–S69. , , , et al.
- Principles involved in costing. Med J Aust. 1990;153Suppl:S10–S12. .
- Spending more through “cost control:” our obsessive quest to gut the hospital. Health Aff (Millwood). 1996;15(2):145–154. .
- Distribution of variable vs. fixed costs of hospital care. JAMA. 1999;281(7):644–649. , , , et al.
- Administrative and claims records as sources of health care cost data. Med Care. 2009;47(7 suppl 1):S51–S55. .
- Perioperative beta‐blocker therapy and mortality after major noncardiac surgery. N Engl J Med. 2005;353(4):349–361. , , , , , .
- Public reporting and pay for performance in hospital quality improvement. N Engl J Med. 2007;356(5):486–496. , , , et al.
- Procedure intensity and the cost of care. Circ Cardiovasc Qual Outcomes. 2012;5(3):308–313. , , , et al.
- A comparative study of tests for homogeneity of variances, with applications to the outer continental shelf bidding data. Technometrics. 1981;23:351–361. , , .
- Beyond the efficiency index: finding a better way to reduce overuse and increase efficiency in physician care. Health Aff (Millwood). 2008;27(4):w250–w259. , , .
- The association between hospital volume and processes, outcomes, and costs of care for congestive heart failure. Ann Intern Med. 2011;154(2):94–102. , , .
- Health care costs–a primer. Kaiser Family Foundation Web site. Available at: http://www.kff.org/insurance/7670.cfm. Accessed July 20, 2012.
- Explaining high health care spending in the United States: an international comparison of supply, utilization, prices, and quality. The Commonwealth Fund. 2012. Available at: http://www.commonwealthfund.org/Publications/Issue‐Briefs/2012/May/High‐Health‐Care‐Spending. aspx. Accessed on July 20, 2012. .
- The relationship between hospital spending and mortality in patients with sepsis. Arch Intern Med. 2011;171(4):292–299. , , , , , .
- The elusive connection between health care spending and quality. Health Aff (Millwood). 2009;28(1):w119–w123. , , , .
- Hospital quality and intensity of spending: is there an association? Health Aff (Millwood). 2009;28(4):w566–w572. , , , .
- Measuring efficiency: the association of hospital costs and quality of care. Health Aff (Millwood). 2009;28(3):897–906. , , , , .
- Assigning resources to health care use for health services research: options and consequences. Med Care. 2009;47(7 suppl 1):S70–S75. , .
- Health care costing: data, methods, current applications. Med Care. 2009;47(7 suppl 1):S1–S6. , , , , .
- Determination of VA health care costs. Med Care Res Rev. 2003;60(3 suppl):124S–141S. .
- An improved set of standards for finding cost for cost‐effectiveness analysis. Med Care. 2009;47(7 suppl 1):S82–S88. .
- Comparison of approaches for estimating prevalence costs of care for cancer patients: what is the impact of data source? Med Care. 2009;47(7 suppl 1):S64–S69. , , , et al.
- Principles involved in costing. Med J Aust. 1990;153Suppl:S10–S12. .
- Spending more through “cost control:” our obsessive quest to gut the hospital. Health Aff (Millwood). 1996;15(2):145–154. .
- Distribution of variable vs. fixed costs of hospital care. JAMA. 1999;281(7):644–649. , , , et al.
- Administrative and claims records as sources of health care cost data. Med Care. 2009;47(7 suppl 1):S51–S55. .
- Perioperative beta‐blocker therapy and mortality after major noncardiac surgery. N Engl J Med. 2005;353(4):349–361. , , , , , .
- Public reporting and pay for performance in hospital quality improvement. N Engl J Med. 2007;356(5):486–496. , , , et al.
- Procedure intensity and the cost of care. Circ Cardiovasc Qual Outcomes. 2012;5(3):308–313. , , , et al.
- A comparative study of tests for homogeneity of variances, with applications to the outer continental shelf bidding data. Technometrics. 1981;23:351–361. , , .
- Beyond the efficiency index: finding a better way to reduce overuse and increase efficiency in physician care. Health Aff (Millwood). 2008;27(4):w250–w259. , , .
- The association between hospital volume and processes, outcomes, and costs of care for congestive heart failure. Ann Intern Med. 2011;154(2):94–102. , , .
© 2013 Society of Hospital Medicine
Review of VTE Prophylaxis Strategies
Venous thromboembolism (VTE), including deep venous thrombosis (DVT) and pulmonary embolism (PE), is estimated to affect 900,000 Americans each year and is a cause of significant morbidity and mortality with associated high healthcare costs.[1] Accordingly, the comparative effectiveness and safety of interventions for the prevention and treatment of VTE are among the national priorities for comparative effectiveness research.[2] Whereas we have evidence‐based guidelines for the prophylaxis of VTE in the general population, there are no guidelines informing the care of select patient populations. Select populations are those patients in whom there is decisional uncertainty about the optimal choice, timing, and dose of VTE prophylaxis. Not only do these patients have an increased risk of DVT and PE, but most are also at high risk of bleeding, the most important complication of VTE prophylaxis.[3, 4, 5, 6]
The objectives of this systematic review were to define the comparative effectiveness and safety of pharmacologic and mechanical strategies for VTE prevention in some of these select medical populations including obese patients, patients on concomitant antiplatelet therapy, patients with renal insufficiency, patients who are underweight, and patients with coagulopathy due to liver disease.
METHODS
The methods for this comparative effectiveness review (CER) follow the guidelines suggested in the Agency for Healthcare Research and Quality (AHRQ) Methods Guide for Effectiveness and Comparative Effectiveness Reviews.[7] The protocol was publically posted.[8]
Search Strategy
We searched MEDLINE, EMBASE, and SCOPUS through August 2011, CINAHL, International Pharmaceutical Abstracts,
Study Selection
We reviewed titles followed by abstracts to identify randomized controlled trials (RCTs) or observational studies with comparison groups reporting on the effectiveness or safety of VTE prevention in our populations. Two investigators independently reviewed abstracts, and we excluded the abstracts if both investigators agreed that the article met 1 or more of the exclusion criteria. We included only English‐language articles that evaluated the effectiveness of pharmacological or mechanical interventions that have been approved for clinical use in the United States. To be eligible, the studies must have addressed relevant key questions in the population of our interest. We resolved disagreements by consensus. We used DistillerSR (Evidence Partners Inc., Ottawa, Ontario, Canada), a Web‐based database management program to manage the review process. Two investigators assessed the risk of bias in each study independently, using the Downs and Black instrument for observational studies and trials.[10]
Data Synthesis
For each select population, we created detailed evidence tables containing the information abstracted from the eligible studies. After synthesizing the evidence, we graded the quantity, quality, and consistency of the best available evidence for each select population by adapting an evidence‐grading scheme recommended in the Methods Guide for Conducting Comparative Effectiveness Reviews.[7]
RESULTS
We identified 30,902 unique citations and included 9 studies (Figure 1). There were 5 RCTs with relevant subgroups and 4 observational studies (Table 1). Two studies reported on the risk of bleeding in patients given pharmacologic prophylaxis while they are concomitantly taking nonsteroidal anti‐inflammatory drugs (NSAIDS) or antiplatelet agents/aspirin, 1 RCT and 1 prospective observational study reported on obese patients, and 5 studies described outcomes of patients with renal insufficiency (see Supporting Information, Table 1, in the online version of this article). No study tested prophylaxis in underweight patients or those with liver disease.

Study | Arm, n | Total VTE (DVT and PE) | Bleeding | Other Outcomes | |
---|---|---|---|---|---|
| |||||
Obese patients | |||||
Kucher et al., 2005[11] | Arm 1 (dalteparin), 558 | 2.8% (95% CI: 1.34.3) | 0% | Mortality at 21 days: 4.6% | |
Arm 2 (placebo), 560 | 4.3% (95% CI: 2.56.2) | 0.7% | Mortality at 21 days: 2.7% | ||
Freeman et al., [12] | Arm 1 (fixed‐dose enoxaparin), 11 | NR | NR | Peak anti‐factor Xa level 19 % | |
Arm 2 (lower‐dose enoxaparin), 9 | NR | NR | Peak anti‐factor Xa level 32 % | ||
Arm 3 (higher‐dose enoxaparin), 11 | NR | NR | Peak anti‐factor Xa level 86 % | ||
Patients on antiplatelet agents | |||||
Eriksson et al., 2012[14] | Arm 1 (rivaroxaban), 563 | NR | 20 (3.6%), rate ratio for use vs nonuse: 1.32 (95% CI: 0.85‐2.05) | NR | |
Arm 2 (enoxaparin/placebo), 526 | NR | 17 (3.2%), rate ratio for use vs nonuse: 1.40 (95% CI: 0.87‐2.25) | NR | ||
Friedman et al., 2012[15] | Arm 2 (150 mg dabigatran, no ASA), 1149 | NR | 11 (1.0%)a | NR | |
Arm 5 (150 mg dabigatran+ASA), 128 | NR | 2 (1.6%)a | NR | ||
Arm 3 (enoxaparin, no ASA), 1167 | NR | 14 (1.2%)a | NR | ||
Arm 6 (enoxaparin+ASA), 132 | NR | 4 (3.0%) | NR | ||
150 mg dabigatran compared with enoxaparinNo concomitant ASA therapy | NR | RR: 0.82 (95% CI: 0.37‐1.84) | NR | ||
150 mg dabigatran compared with enoxaparinWith concomitant ASA therapy | NR | RR: 0.55 (95% CI: 0.11‐2.78) | NR | ||
Patients with renal insufficiency | |||||
Bauersachs et al., 2011[16] | Arm 2 (GFR <30), 92 | Total DVT: 11.11%; Total PE: 0% | Major bleeding: 4/92 (4.35%), minor bleeding: 9/92 (9.78%) | Mortality: 5.81% | |
Mah et al., 2007[17] | Arm 2 (tinzaparin), 27 | NR | Major bleeding: 2/27 (7.4%), minor bleeding: 3/27 (11.1%) | Factor Xa level: AF: CmaxD8/Cmax D1=1.05 | |
Arm 3 (enoxaparin), 28 | NR | Major bleeding: 1/28 (3.6%), minor bleeding: 3/28 (10.7%) | Factor Xa level: AF: CmaxD8/Cmax D1=1.22 | ||
Dahl et al., 2012[18] | Arm 1 (enoxaparin), 332 | Major VTE: 8 (9.0%) | Major bleeding: 6 (4.7%) | Infections and infestations: 25 (7.5%), Wound infection: 4 (1.2%) | |
Arm 2 (dabigatran), 300 | Major VTE: 3 (4.3%) | Major bleeding: 0 (0%) | Infections and infestations: 21 (7.0%), Wound Infection: 3 (1.0%) | ||
Shorr et al., 2012[19] | Arm 1 (enoxaparin, CrCL 60 mL/min), 353 | Total VTE: 17/275 (6.2%) | Major bleeding: 0/351 (0%) | NR | |
Arm 2 (desirudin, CrCL 60 mL/min), 353 | Total VTE: 13/284 (4.3%) | Major bleeding: 2/349 (0.27%) | NR | ||
Arm 3 (enoxaparin, CrCL 4559 mL/min), 369 | Total VTE: 18/282 (6.2%) | Major bleeding: 1/365 (0.27%) | NR | ||
Arm 4 (desirudin, CrCL 4559 mL/min), 395 | Total VTE: 17/303 (5.6%) | Major bleeding: 1/393 (0.25%) | NR | ||
Arm 5 (enoxaparin, CrCL <45 mL/min), 298 | Total VTE: 24/216 (11.1%) | Major bleeding: 1/294 (0.34%) | NR | ||
Arm 6 (desirudin, CrCL <45 mL/min), 279 | Total VTE: 7/205 (3.4%) | Major bleeding: 5/275 (1.82%) | NR | ||
Elsaid et al., 2012[20] | Arm 1 (enoxaparin, CrCL 60 mL/min), 17 | NR | Major bleeding: 2 (11.8%) | NR | |
Arm 2 (enoxaparin, CrCL 3059 mL/min), 86 | NR | Major bleeding: 9 (10.5%) | NR | ||
Arm 3 (enoxaparin, CrCL 30 mL/min), 53 | NR | Major bleeding: 10 (18.9%) | NR | ||
Arm 4 (UFH, CrCL 60 mL/min), 19 | NR | Major bleeding: 2 (10.5%) | NR | ||
Arm 5 (UFH, CrCL 3059 mL/min), 99 | NR | Major bleeding: 3 (3%) | NR | ||
Arm 6 (UFH, CrCL 30 mL/min), 49 | NR | Major bleeding: 2 (4.1%) | NR |
Obese Patients
We found 1 subgroup analysis of an RCT (total 3706 patients, 2563 nonobese and 1118 obese patients) that reported on the comparative effectiveness and safety of fixed low‐dose dalteparin 5000 IU/day compared to placebo among 1118 hospitalized medically ill patients with body mass indices (BMI) greater than 30 kg/m2.11 Neither group received additional concurrent prophylactic therapies. The 3 most prevalent medical diagnoses prompting hospitalization were congestive heart failure, respiratory failure, and infectious diseases. Compression ultrasound was performed in all patients by day 21 of hospitalization. The primary end point was the composite of VTE, fatal PE, and sudden death, and secondary end points included DVT, bleeding, and thrombocytopenia by day 21 (Table 1). In obese patients, the primary end point occurred in 2.8% (95% confidence interval [CI]: 1.34.3) of the dalteparin group and in 4.3% (95% CI: 2.56.2) of the placebo group (relative risk [RR]: 0.64; 95% CI: 0.32‐1.28). In nonobese patients, the primary end point occurred in 2.8% (95% CI: 1.8‐3.8) and 5.2% (95% CI: 3.9‐6.6) of the dalteparin and placebo groups, respectively (RR: 0.53; 95% CI: 0.34‐0.82). When weight was modeled as a continuous variable, no statistically significant interaction between weight and dalteparin efficacy was observed (P=0.97). The authors calculated the RR in predefined BMI subgroups and found that dalteparin was effective in reducing VTE in patients with BMIs up to 40, with RRs of <1.0 for all (approximate range, 0.20.8). However, a fixed dose of dalteparin 5000 IU/day was not better than placebo for individuals with BMI >40 kg/m2. There was no significant difference in mortality or major hemorrhage by day 21 between treatment and placebo groups.
Freeman and colleagues prospectively assigned 31 medically ill patients with extreme obesity (BMI >40 kg/m2) to 1 of 3 dosing regimens of enoxaparin: a fixed dose of 40 mg daily enoxaparin (control group, n=11), enoxaparin at 0.4 mg/kg (n=9), or enoxaparin at 0.5 mg/kg (n=11).[12] The average BMI of the entire cohort was 62.1 kg/m2 (range, 40.582.4). All patients had anti‐factor Xa levels drawn on the day of enrollment and daily for 3 days (Table 2). The relationship between anti‐factor Xa levels and clinical efficacy of low‐molecular weight heparin (LMWH) in VTE prophylaxis is still unclear; however, an anti‐factor Xa level of 0.2 to 0.5 IU/mL, measured 4 hours after the fourth dose of LMWH, is the target level recommended for VTE prophylaxis.[13] Patients who received weight‐based enoxaparin at 0.5mg/kg achieved target anti‐factor Xa level 86% of the time compared to 32% of the time in those receiving 0.4 mg/kg and 19% of the time for those in the fixed‐dose group (P<0.001). No clinical outcomes were reported in this study.
Intervention | Outcome | Risk of Bias | Evidence Statement and Magnitude of Effect |
---|---|---|---|
| |||
Patients on antiplatelet agents | |||
Rivaroxaban vs enoxaparin | Major bleeding | Low | Insufficient to support no difference in rates of major bleeding with prophylactic rivaroxaban or enoxaparin in patients concomitantly treated with antiplatelet agents; 3.6% vs 3.25% |
Dabigatran vs enoxaparin | Major bleeding | Low | Insufficient to support no difference in rates of major bleeding with prophylactic dabigatran or enoxaparin in patients concomitantly treated with aspirin; 1.6% vs 3.0% |
Obese patients | |||
Dalteparin vs placebo | VTE | Moderate | Insufficient evidence for effectiveness of dalteparin vs placebo in reducing total VTE in obese patients; 2.8% vs 4.3%, RR: 0.64, 95% CI: 0.32‐1.28 |
Dalteparin vs placebo | Mortality | Moderate | Insufficient evidence for effectiveness of dalteparin vs placebo in reducing mortality in obese patients; 9.9% vs 8.6%, P=0.36 |
Dalteparin vs placebo | Major bleeding | Moderate | Insufficient evidence for safety of dalteparin vs placebo in reducing major bleeding in obese patients; 0% vs 0.7%, P>0.99 |
Enoxaparin 40 mg daily vs 0.4 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 40 mg daily versus 0.4 mg/kg in achieving peak anti‐factor Xa level in obese patients; 19% vs 32%, P=NR |
Enoxaparin 40 mg daily vs 0.5 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 40 mg daily versus 0.5 mg/kg in achieving peak anti‐factor Xa level in obese patients; 19% vs 86%, P<0.001 |
Enoxaparin 0.4 mg/kg vs 0.5 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 0.4 mg/kg versus 0.5 mg/kg in achieving peak anti‐factor Xa level in obese patients; 32% vs 86%, P=NR |
Patients with renal insufficiency | |||
Tinzaparin vs enoxaparin | VTE | High | Insufficient evidence about superiority of either drug for preventing VTE in patients with renal insufficiency, 0/27 vs 0/28* |
Tinzaparin vs enoxaparin | Bleeding | High | Insufficient evidence about safety of either drug in patients with renal insufficiency; 5/27 vs 4/28, P=0.67 |
Dabigatran vs enoxaparin | VTE | Moderate | Insufficient evidence for effectiveness of dabigatran in reducing VTE in severe renal compromise patients vs enoxaparin; 4.3% vs 9%, OR: 0.48, 95% CI: 0.13‐1.73, P=0.271 |
Dabigatran vs enoxaparin | Bleeding | Moderate | Insufficient evidence for safety of dabigatran vs enoxaparin in patients with renal impairment; 0 vs 4.7%, P=0.039 |
Desirudin vs enoxaparin | VTE | Moderate | Insufficient evidence for effectiveness of desirudin vs enoxaparin in reducing VTE in patients with renal impairment; 4.9% vs 7.6%, P=0.019 |
Desirudin vs enoxaparin | Bleeding | Moderate | Insufficient evidence for safety of desirudin vs enoxaparin in patients with renal impairment; 0.8% vs 0.2%, P=0.109 |
Enoxaparin vs UFH | Bleeding | High | Insufficient evidence for increased risk of bleeding with enoxaparin vs unfractionated heparin in patients with all levels of renal impairment, 13.5% vs 4.2%, RR: 3.2, 95% CI: 1.47.3; and for the subgroup of patients with creatinine clearance <30 mL/min; 18.9% vs 4.1%, RR: 4.68, 95% CI: 1.120.6 |
UFH in severe renal compromise vs all other renal status (undifferentiated) | VTE | Moderate | Insufficient evidence regarding differential benefit of unfractionated heparin by renal function; 2.6% of patients had a VTE event |
UFH in severe renal compromise vs all other renal status (undifferentiated) | Bleeding | Moderate | Insufficient evidence for differential harm from unfractionated heparin by renal function; 13 events in 92 patients |
Patients on Antiplatelet Drugs
We did not find studies that directly looked at the comparative effectiveness of VTE prophylaxis in patients who were on antiplatelet drugs including aspirin. However, there were 2 studies that looked at the risk of bleeding in patients who received VTE pharmacologic prophylaxis while concurrently taking antiplatelet agents including aspirin. Both studies used pooled data from large phase III trials.
The study by Eriksson et al. used data from the RECORD (Regulation of Coagulation in Orthopedic Surgery to Prevent Deep Venous Thrombosis and Pulmonary Embolism) trial where over 12,000 patients undergoing elective total knee or hip replacement were randomized to receive VTE prophylaxis with oral rivaroxaban or subcutaneous enoxaparin.[14] Nine percent of participants in each arm (563 in rivaroxaban and 526 in enoxaparin/placebo) were concomitantly using antiplatelet agents or aspirin at least once during the at risk period, defined as starting at day 1 of surgery up to 2 days after the last intake of the study drug. The only end point evaluated was bleeding, and the authors found no statistically significant bleeding difference among the 2 arms (Table 1). Any bleeding event in the rivaroxaban with antiplatelets or aspirin arm was found in 20 (3.6%) patients, whereas in those on enoxaparin/placebo with antiplatelets or aspirin arm it was 17 (3.2%). The relative rate of bleeding among users versus nonusers of antiplatelet drugs or aspirin was 1.32 (95% CI: 0.85‐2.05) in the rivaroxaban group and 1.40 (95% CI: 0.87‐2.25) in the enoxaparin arm (Table 1).
Friedman et al. used pooled data from the RE‐MODEL, RENOVATE, and REMOBILIZE trials, where patients who were undergoing hip or knee arthroplasty were randomized to 220 mg of dabigatran once daily, 150 mg of dabigatran once daily (we focused on this lower dosage as this is the only available dose used in the US), 40 mg of enoxaparin once daily, or 30 mg of enoxaparin twice a day.[15] Of the 8135 patients, 4.7% were on concomitant aspirin. The baseline characteristics of those on aspirin were similar to the other enrollees. The primary outcome was major bleeding events requiring transfusion, symptomatic internal bleeding, or bleeding requiring surgery. Among patients receiving 150 mg of dabigatran, bleeding events with and without concomitant aspirin occurred in 1.6% and 1.0%, respectively (odds ratio [OR]: 1.64; 95% CI: 0.36‐7.49; P=0.523). The percentages of participants with bleeding who received enoxaparin, with and without aspirin, were 3.0% and 1.2%, respectively (OR: 2.57; 95% CI: 0.83‐7.94; P=0.101). The RR of bleeding on dabigatran compared to enoxaparin with and without aspirin therapy was 0.55 (95% CI: 0.11‐2.78) and 0.82 (95% CI: 0.37‐1.84), respectively (Table 1).
Patients With Renal Insufficiency
We found 5 studies that evaluated the comparative effectiveness and safety of pharmacologic prophylaxis for prevention of VTE in patients with acute kidney injury, moderate renal insufficiency, severe renal insufficiency not undergoing dialysis, or patients receiving dialysis. Four studies were RCTs,[16, 17, 18, 19] and 1 used a cohort design assessing separate cohorts before and after a quality improvement intervention.[20] Bauersachs and colleagues conducted an RCT comparing unfractionated heparin at 5000 IU, 3 times daily to certoparin, which is not approved in the United States and is not further discussed here.[16] The rate of DVT among patients treated with unfractionated heparin in patients with a glomerular filtration rate >30 mL/min was marginally lower than those with severe renal dysfunction (10.3 vs 11.1%) (Table 1).
Patients with severe renal dysfunction who received 5000 IU of unfractionated heparin 3 times a day were at increased risk of all bleeds (RR: 3.4; 95% CI: 2.05.9), major bleeds (RR: 7.3; 95% CI: 3.316), and minor bleeds (RR: 2.6; 95% CI: 1.4‐4.9) compared to patients treated with unfractionated heparin without severe renal dysfunction.[16]
A randomized trial by Mah and colleagues compared drug accumulation and anti‐Xa activity in elderly patients with renal dysfunction (defined as a glomerular filtration rate of 20 to 50 mL/min) who received either tinzaparin at 4500 IU once daily or enoxaparin at 4000 IU once daily.[17] Enoxaparin accumulated to a greater extent from day 1 to day 8 than did tinzaparin; the ratio of maximum concentration on day 8 compared to day 1 was 1.22 for enoxaparin and 1.05 for tinzaparin (P=0.016). No VTE events were reported in patients who received tinzaparin or enoxaparin. There was no statistical difference in the incidence of bleeding events between patients receiving tinzaparin (5, including 2 major events) and enoxaparin (4, including 3 major events, P=0.67) (Table 1).
The trial by Dahl and colleagues randomly assigned patients who were over 75 years of age and/or who had moderate renal dysfunction (defined as creatinine clearance between 30 and 49 mL/min) to receive enoxaparin 40 mg daily or dabigatran 150 mg daily.[18] There was no significant difference in the rate of major VTE events between patients receiving dabigatran (4.3%) and enoxaparin (9%) (OR: 0.48; 95% CI: 0.13‐1.73; P=0.271) (Table 1). The rate of major bleeding was significantly higher among patients randomly assigned to receive enoxaparin (4.7%) versus dabigatran (0%) (P=0.039).[18]
Shorr and colleagues published a post hoc subgroup analysis of a multicenter trial in which orthopedic patients were randomly assigned to receive desirudin 15 mg twice daily or enoxaparin 40 mg once daily.[19] Evaluable patients (1565 of the 2079 patients randomized in the trial) receiving desirudin experienced a significantly lower rate of major VTE compared with patients receiving enoxaparin (4.9% vs 7.6%, P=0.019). This relationship was particularly pronounced for evaluable patients whose creatinine clearance was between 30 and 44 mL/min. In evaluable patients with this degree of renal dysfunction, 11% of patients taking enoxaparin compared to 3.4% of those taking desirudin had a major VTE (OR: 3.52; 95% CI: 1.48‐8.4; P=0.004). There was no significant difference in the rates of major bleeding among a subset of patients assessed for safety outcomes (2078 of the 2079 patients randomized in the trial) who received desirudin (0.8%) or enoxaparin (0.2%) (Table 1).
Elsaid and Collins assessed VTE and bleeding events associated with the use of unfractionated heparin 5000U either 2 or 3 times daily and enoxaparin 30 mg once or twice daily across patients stratified by renal function (creatinine clearance <30, 3059, and 60 mL/min). The investigators made assessments before and after a quality improvement intervention that was designed to eliminate the use of enoxaparin in patients whose creatinine clearance was <30 mL/min. No VTE events were reported. Patients receiving enoxaparin were significantly more likely to experience a major bleeding episode compared with patients receiving unfractionated heparin (overall rates for all levels of renal function: 13.5% vs 4. 2%; RR: 3.2; 95% CI: 1.47.3) (Table 2). This association was largely driven by the subgroup of patients with a creatinine clearance <30 mL/min. For this subgroup with severe renal insufficiency, patients receiving enoxaparin were significantly more likely to have a bleed compared with patients receiving unfractionated heparin (18.9% vs 4.1%; RR: 4.68; 95% CI: 1.120.6) (Tables 1 and 2). There was no difference in the bleeding rates for patients whose creatinine clearances were >60 mL/min.[20]
Strength of Evidence
Obese Patients
Overall, we found that the strength of evidence was insufficient regarding the composite end point of DVT, PE, and sudden death, and the outcomes of mortality and bleeding (Table 2). This was based on a paucity of available data, and a moderate risk of bias in the reviewed studies. Additionally, 92% of the enrolled patients in the studies were white, limiting the generalizability of the results to other ethnic groups.
Patients on Antiplatelets
The strength of evidence was insufficient in the studies reviewed here to conclude that there is no difference in rates of bleeding in patients who are concomitantly taking antiplatelet drugs while getting VTE prophylaxis with rivaroxaban, dabigatran, or enoxaparin. We based this rating because of the imprecision of results and unknown consistencies across multiple studies.
Patients With Renal Insufficiency
One RCT had a high risk of bias for our key question because data from only 1 study arm were useful for our review.[16] The other RCTs were judged to have a moderate risk of bias. The analyses led by Dahl and Shorr[18, 19] were based on post hoc (ie, not prespecified) analysis of data from RCTs. Additionally, outcomes in the Shorr et al. trial were reported for evaluable subpopulations of the cohort that was initially randomized in the clinical trial.
We rated the strength of evidence as insufficient to know the comparative effectiveness and safety of pharmacologic prophylaxis for prevention of VTE during hospitalization of patients with acute kidney injury, moderate renal insufficiency, severe renal insufficiency not undergoing dialysis, and patients receiving dialysis. We based this rating on the risk of bias associated with published studies and a lack of consistent evidence regarding associations that were reported. Similarly, we rated the strength of evidence as insufficient that 5000 U of unfractionated heparin 3 times daily increases the risk of major and minor bleeding events in patients with severely compromised renal function compared to this dose in patients without severely compromised renal function. We based this rating on a high risk of bias of included studies and inconsistent evidence. Likewise, we rated the strength of evidence as insufficient that enoxaparin significantly increases the risk of major bleeding compared with unfractionated heparin in patients with severe renal insufficiency. We based this rating on a high risk of bias and inconsistent published evidence.
We similarly found insufficient evidence to guide treatment decisions for patients with renal insufficiency. Our findings are consistent with other recent reviews. The American College of Chest Physicians (ACCP) practice guidelines[21] make dosing recommendations for the therapeutic use of enoxaparin. However, their assessment is that the data are insufficient to make direct recommendations about prophylaxis. Their assessment of the indirect evidence regarding bioaccumulation and increased anti‐factor Xa levels are consistent with ours. The ACCP guidelines also suggest that decreased clearance of enoxaparin has been associated with increased risk of bleeding events for patients with severe renal insufficiency. However, the cited study[20] compares patients with and without severe renal dysfunction who received the same therapy. Therefore, it is not possible to determine the additional risk conveyed by enoxaparin therapy, that is, above the baseline increased risk of bleeding among patients with renal insufficiency, particularly those receiving an alternate pharmacologic VTE prevention strategy, such as unfractionated heparin.
DISCUSSION
We found that the evidence was very limited about prevention of VTE in these select and yet prevalent patient populations. Despite the fact that there is an increasing number of obese patients and patients who are on antiplatelet therapies, most clinical practice guidelines do not address the care of these populations, which may be entirely appropriate given the state of the evidence.
The ACCP practice guidelines[21] suggest using a higher dose of enoxaparin for the prevention of VTE in obese patients. The subgroup analysis by Kucher et al.[11] showed effect attenuation of dalteparin when given at a fixed dose of 5000 IU/mL to patients with a BMI of >40 kg/m2. The Freeman study[12] showed that extremely obese patients (average BMI >62.1 kg/m2) who are given a fixed dose of enoxaparin achieved target anti‐factor Xa levels significantly less often than those who received a higher dose of enoxaparin. The 2 separate findings, although not conclusive, lend some credence to the current ACCP guidelines.[21]
The studies we reviewed on VTE prophylaxis in patients who are concomitantly on antiplatelets including aspirin reported no major increased risk of bleeding; however, in the Friedman et al. study,[15] 3.0% of patients who were put on enoxaparin while still on aspirin had a bleeding event compared to 1.2% of those on enoxaparin alone. This difference is not statistically significant but is a trend possibly worth noting, especially when one looks at the lower RR of bleeding at 0.55 compared to 0.82 when dabigatran is compared with enoxaparin with and without concomitant aspirin therapy, respectively (Table 1). The highest dose of aspirin used in either of the studies was 160 mg/day, and neither study addressed other potent antiplatelets such as clopidogrel or ticlopidine separately, which limits the generalizability of the finding to all antiplatelets. Current ACCP guidelines do not recommend aspirin as a sole option for the prevention of VTE in orthopedic surgery patients.[22] Concerns remain among clinicians that antiplatelets, including aspirin, on their own are unlikely to be fully effective to thwart venous thrombotic processes for most patients, and yet the risk of bleeding is not fully known when these agents are combined with other anticoagulants for VTE prophylaxis.
Our review has several limitations, including the possibility that we may have missed some observational studies, as the identification of relevant observational studies in electronic searches is more challenging than that of RCTs. The few studies made it impossible to quantitatively pool results. These results, however, have important implications, namely that additional research on the comparative effectiveness and safety of pharmacologic and mechanical strategies to prevent VTE is needed for the optimal care of these patient subgroups. This might be achieved with trials dedicated to enrolling these patients or prespecified subgroup analyses within larger trials. Observational data may be appropriate as long as attention is paid to confounding.
APPENDIX
MEDLINE Search Strategy
((pulmonary embolism[mh] OR PE[tiab] OR Pulmonary embolism[tiab] OR thromboembolism[mh] OR thromboembolism[tiab] OR thromboembolisms[tiab] OR Thrombosis[mh] OR thrombosis[tiab] OR DVT[tiab] OR VTE[tiab] OR clot[tiab]) AND (Anticoagulants[mh] OR Anticoagulants[tiab] OR Anticoagulant[tiab] OR thrombin inhibitors[tiab] OR Aspirin[mh] or aspirin[tiab] OR aspirins[tiab] or clopidogrel[nm] OR clopidogrel[tiab] OR Plavix[tiab] or ticlopidine[mh] or ticlopidine[tiab]OR ticlid[tiab] OR prasugrel[nm]Or prasugrel[tiab]OR effient[tiab]OR ticagrelor[NM] OR ticagrelor[tiab]OR Brilinta[tiab] OR cilostazol[NM] OR cilostazol[tiab]OR pletal[tiab] OR warfarin[mh]OR warfarin[tiab]OR coumadin[tiab] OR coumadine[tiab] OR Dipyridamole[mh]OR dipyridamole[tiab]OR persantine[tiab] OR dicoumarol[MH] OR dicoumarol[tiab] OR dicumarol[tiab] OR Dextran sulfate[mh] OR dextran sulfate[tiab] ORthrombin inhibitors[tiab] OR thrombin inhibitor[tiab] OR heparin[mh] OR Heparin[tiab] OR Heparins[tiab] OR LMWH[tiab] OR LDUH[tiab] OR Enoxaparin[mh] OR Enoxaparin[tiab] OR Lovenox[tiab] OR Dalteparin[tiab] OR Fragmin[tiab] OR Tinzaparin[tiab] OR innohep[tiab] OR Nadroparin[tiab] OR Fondaparinux[nm] OR Fondaparinux[tiab] OR Arixtra[tiab] OR Idraparinux[nm] OR Idraparinux[tiab] OR Rivaroxaban[nm] OR Rivaroxaban[tiab] OR novastan[tiab] OR Desirudin[nm] OR Desirudin[tiab] OR Iprivask[tiab]OR direct thrombin inhibitor[tiab] OR Argatroban[nm] OR Argatroban[tiab] OR Acova[tiab] OR Bivalirudin[nm] OR Bivalirudin[tiab] OR Angiomax[tiab] OR Lepirudin[nm] OR Lepirudin[tiab] OR Refludan[tiab] OR Dabigatran[nm] OR Dabigatran[tiab] OR Pradaxa[tiab] OR factor xa[mh] OR factor Xa[tiab] OR vena cava filters[mh] OR filters[tiab] OR filter[tiab] OR compression stockings[mh] OR intermittent pneumatic compression devices[mh] OR compression [tiab] OR Venous foot pump[tiab])) AND(prevent*[tiab] OR prophyla*[tiab] OR prevention and control[subheading]) NOT (animals[mh] NOT humans[mh]) NOT (editorial[pt] OR comment[pt]) NOT ((infant[mh] OR infant[tiab] OR child[mh] OR child[tiab] OR children[tiab] OR adolescent[mh] OR adolescent[tiab] OR teen‐age[tiab] OR pediatric[tiab] OR perinatal[tiab]) NOT (adult[tiab] OR adults[tiab] OR adult[mh])) NOT (mechanical valve[tiab] OR heart valve[tiab] OR atrial fibrillation[mh] OR atrial fibrillation[tiab] OR thrombophilia[mh] OR thrombophilia[tiab] OR pregnancy[mh])
- Estimated annual number of incident and recurrent, non‐fatal and fatal venous thromboembolism (VTE) events in the US. Blood. 2005;106:910. , , .
- Institute of Medicine. Institute of Medicine. Initial National Priorities for Comparative Effectiveness Research. Washington, DC: National Academies Press; 2009.
- Lovenox (enoxaparin sodium injection for subcutaneous and intravenous use: prescribing information). Bridgewater, NJ: SanofiAventis; 2011. Available at: http://products.sanofi.us/lovenox/lovenox.html. Accessed October 17, 2012.
- Innohep (tinzaparin sodium injection). Ballerup, Denmark: LEO Pharmaceutical Products; 2008. Available at: http://www.accessdata.fda.gov/drugsatfda_docs/label/2008/020484s011lbl.pdf. Accessed October 17, 2012.
- Leizorovicz A. Tinzaparin compared to unfractionated heparin for initial treatment of deep vein thrombosis in very elderly patients with renal insufficiency‐ the IRIS trial. [50th ASH Annual Meeting and Exposition abstract 434]. Blood. 2008;11:112.
- Fragmin (dalteparin sodium injection). New York, NY: Pfizer Inc.; 2007. Available at: http://www.pfizer.com/files/products/uspi_fragmin.pdf. Accessed October 17, 2012.
- Methods guide for effectiveness and comparative effectiveness reviews. Rockville, MD: Agency for Healthcare Research and Quality; August 2011. AHRQ publication No. 10 (11)‐EHC063‐EF. Available at: http://www.effectivehealthcare.ahrq.gov. Accessed October 17, 2012.
- Comparative effectiveness of pharmacologic and mechanical prophylaxis of venous thromboembolism among special populations. Available at: http://effectivehealthcare.ahrq.gov/ehc/products/341/928/VTE‐Special‐Populations_Protocol_20120112.pdf. Accessed April 17, 2012.
- Comparative effectiveness of pharmacologic and mechanical prophylaxis of venous thromboembolism among special populations. Evidence Report/Technology Assessment (AHRQ). Available at: http://effectivehealthcare.ahrq.gov/ehc/products/341/1501/venous‐thromboembolism‐special‐populations‐report‐130529.pdf. 2013. , , , et al.
- The feasibility of creating a checklist for the assessment of the methodological quality both of randomised and non‐randomised studies of health care interventions. J Epidemiol Community Health. 1998;52(6):377–384. , .
- Efficacy and safety of fixed low‐dose dalteparin in preventing venous thromboembolism among obese or elderly hospitalized patients: a subgroup analysis of the PREVENT trial. Arch Intern Med. 2005;165(3):341–345. , , , et al.
- Prospective comparison of three enoxaparin dosing regimens to achieve target anti‐factor Xa levels in hospitalized, medically ill patients with extreme obesity. Am J Hematol. 2012;87(7):740–743. , , , .
- Effect of prophylactic dalteparin on anti‐factor xa levels in morbidly obese patients after bariatric surgery. Obes Surg. 2010;20(4):487–491. , , .
- Concomitant use of medication with antiplatelet effects in patients receiving either rivaroxaban or enoxaparin after total hip or knee arthroplasty. Thromb Res. 2012;130(2):147–151. , , , , .
- Dabigatran etexilate and concomitant use of non‐steroidal anti‐inflammatory drugs or acetylsalicylic acid in patients undergoing total hip and total knee arthroplasty: No increased risk of bleeding. Thromb Haemost. 2012;108(1):183–190. , , , , , .
- CERTIFY: prophylaxis of venous thromboembolism in patients with severe renal insufficiency. Thromb Haemost. 2011;105(6):981–988. , , , et al.
- Tinzaparin and enoxaparin given at prophylactic dose for eight days in medical elderly patients with impaired renal function: a comparative pharmacokinetic study. Thromb Haemost. 2007;97(4):581–586. , , , et al.
- Thromboprophylaxis in patients older than 75 years or with moderate renal impairment undergoing knee or hip replacement surgery [published correction appears in Int Orthop. 2012;36(5):1113]. Int Orthop. 2012;36(4):741–748. , , , , , .
- Impact of stage 3B chronic kidney disease on thrombosis and bleeding outcomes after orthopedic surgery in patients treated with desirudin or enoxaparin: insights from a randomized trial. J Thromb Haemost. 2012;10(8):1515–1520. , , , .
- Initiative to improve thromboprophylactic enoxaparin exposure in hospitalized patients with renal impairment. Am J Health Syst Pharm. 2012;69(5):390–396. , .
- American College of Chest Physicians Antithrombotic Therapy and Prevention of Thrombosis Panel. Executive summary: antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141(2 suppl):7S–47S. , , , , ;
- Aspirin for the prophylaxis of venous thromboembolic events in orthopedic surgery patients: a comparison of the AAOS and ACCP guidelines with review of the evidence. Ann Pharmacother. 2013;47(1):63–74. , .
Venous thromboembolism (VTE), including deep venous thrombosis (DVT) and pulmonary embolism (PE), is estimated to affect 900,000 Americans each year and is a cause of significant morbidity and mortality with associated high healthcare costs.[1] Accordingly, the comparative effectiveness and safety of interventions for the prevention and treatment of VTE are among the national priorities for comparative effectiveness research.[2] Whereas we have evidence‐based guidelines for the prophylaxis of VTE in the general population, there are no guidelines informing the care of select patient populations. Select populations are those patients in whom there is decisional uncertainty about the optimal choice, timing, and dose of VTE prophylaxis. Not only do these patients have an increased risk of DVT and PE, but most are also at high risk of bleeding, the most important complication of VTE prophylaxis.[3, 4, 5, 6]
The objectives of this systematic review were to define the comparative effectiveness and safety of pharmacologic and mechanical strategies for VTE prevention in some of these select medical populations including obese patients, patients on concomitant antiplatelet therapy, patients with renal insufficiency, patients who are underweight, and patients with coagulopathy due to liver disease.
METHODS
The methods for this comparative effectiveness review (CER) follow the guidelines suggested in the Agency for Healthcare Research and Quality (AHRQ) Methods Guide for Effectiveness and Comparative Effectiveness Reviews.[7] The protocol was publically posted.[8]
Search Strategy
We searched MEDLINE, EMBASE, and SCOPUS through August 2011, CINAHL, International Pharmaceutical Abstracts,
Study Selection
We reviewed titles followed by abstracts to identify randomized controlled trials (RCTs) or observational studies with comparison groups reporting on the effectiveness or safety of VTE prevention in our populations. Two investigators independently reviewed abstracts, and we excluded the abstracts if both investigators agreed that the article met 1 or more of the exclusion criteria. We included only English‐language articles that evaluated the effectiveness of pharmacological or mechanical interventions that have been approved for clinical use in the United States. To be eligible, the studies must have addressed relevant key questions in the population of our interest. We resolved disagreements by consensus. We used DistillerSR (Evidence Partners Inc., Ottawa, Ontario, Canada), a Web‐based database management program to manage the review process. Two investigators assessed the risk of bias in each study independently, using the Downs and Black instrument for observational studies and trials.[10]
Data Synthesis
For each select population, we created detailed evidence tables containing the information abstracted from the eligible studies. After synthesizing the evidence, we graded the quantity, quality, and consistency of the best available evidence for each select population by adapting an evidence‐grading scheme recommended in the Methods Guide for Conducting Comparative Effectiveness Reviews.[7]
RESULTS
We identified 30,902 unique citations and included 9 studies (Figure 1). There were 5 RCTs with relevant subgroups and 4 observational studies (Table 1). Two studies reported on the risk of bleeding in patients given pharmacologic prophylaxis while they are concomitantly taking nonsteroidal anti‐inflammatory drugs (NSAIDS) or antiplatelet agents/aspirin, 1 RCT and 1 prospective observational study reported on obese patients, and 5 studies described outcomes of patients with renal insufficiency (see Supporting Information, Table 1, in the online version of this article). No study tested prophylaxis in underweight patients or those with liver disease.

Study | Arm, n | Total VTE (DVT and PE) | Bleeding | Other Outcomes | |
---|---|---|---|---|---|
| |||||
Obese patients | |||||
Kucher et al., 2005[11] | Arm 1 (dalteparin), 558 | 2.8% (95% CI: 1.34.3) | 0% | Mortality at 21 days: 4.6% | |
Arm 2 (placebo), 560 | 4.3% (95% CI: 2.56.2) | 0.7% | Mortality at 21 days: 2.7% | ||
Freeman et al., [12] | Arm 1 (fixed‐dose enoxaparin), 11 | NR | NR | Peak anti‐factor Xa level 19 % | |
Arm 2 (lower‐dose enoxaparin), 9 | NR | NR | Peak anti‐factor Xa level 32 % | ||
Arm 3 (higher‐dose enoxaparin), 11 | NR | NR | Peak anti‐factor Xa level 86 % | ||
Patients on antiplatelet agents | |||||
Eriksson et al., 2012[14] | Arm 1 (rivaroxaban), 563 | NR | 20 (3.6%), rate ratio for use vs nonuse: 1.32 (95% CI: 0.85‐2.05) | NR | |
Arm 2 (enoxaparin/placebo), 526 | NR | 17 (3.2%), rate ratio for use vs nonuse: 1.40 (95% CI: 0.87‐2.25) | NR | ||
Friedman et al., 2012[15] | Arm 2 (150 mg dabigatran, no ASA), 1149 | NR | 11 (1.0%)a | NR | |
Arm 5 (150 mg dabigatran+ASA), 128 | NR | 2 (1.6%)a | NR | ||
Arm 3 (enoxaparin, no ASA), 1167 | NR | 14 (1.2%)a | NR | ||
Arm 6 (enoxaparin+ASA), 132 | NR | 4 (3.0%) | NR | ||
150 mg dabigatran compared with enoxaparinNo concomitant ASA therapy | NR | RR: 0.82 (95% CI: 0.37‐1.84) | NR | ||
150 mg dabigatran compared with enoxaparinWith concomitant ASA therapy | NR | RR: 0.55 (95% CI: 0.11‐2.78) | NR | ||
Patients with renal insufficiency | |||||
Bauersachs et al., 2011[16] | Arm 2 (GFR <30), 92 | Total DVT: 11.11%; Total PE: 0% | Major bleeding: 4/92 (4.35%), minor bleeding: 9/92 (9.78%) | Mortality: 5.81% | |
Mah et al., 2007[17] | Arm 2 (tinzaparin), 27 | NR | Major bleeding: 2/27 (7.4%), minor bleeding: 3/27 (11.1%) | Factor Xa level: AF: CmaxD8/Cmax D1=1.05 | |
Arm 3 (enoxaparin), 28 | NR | Major bleeding: 1/28 (3.6%), minor bleeding: 3/28 (10.7%) | Factor Xa level: AF: CmaxD8/Cmax D1=1.22 | ||
Dahl et al., 2012[18] | Arm 1 (enoxaparin), 332 | Major VTE: 8 (9.0%) | Major bleeding: 6 (4.7%) | Infections and infestations: 25 (7.5%), Wound infection: 4 (1.2%) | |
Arm 2 (dabigatran), 300 | Major VTE: 3 (4.3%) | Major bleeding: 0 (0%) | Infections and infestations: 21 (7.0%), Wound Infection: 3 (1.0%) | ||
Shorr et al., 2012[19] | Arm 1 (enoxaparin, CrCL 60 mL/min), 353 | Total VTE: 17/275 (6.2%) | Major bleeding: 0/351 (0%) | NR | |
Arm 2 (desirudin, CrCL 60 mL/min), 353 | Total VTE: 13/284 (4.3%) | Major bleeding: 2/349 (0.27%) | NR | ||
Arm 3 (enoxaparin, CrCL 4559 mL/min), 369 | Total VTE: 18/282 (6.2%) | Major bleeding: 1/365 (0.27%) | NR | ||
Arm 4 (desirudin, CrCL 4559 mL/min), 395 | Total VTE: 17/303 (5.6%) | Major bleeding: 1/393 (0.25%) | NR | ||
Arm 5 (enoxaparin, CrCL <45 mL/min), 298 | Total VTE: 24/216 (11.1%) | Major bleeding: 1/294 (0.34%) | NR | ||
Arm 6 (desirudin, CrCL <45 mL/min), 279 | Total VTE: 7/205 (3.4%) | Major bleeding: 5/275 (1.82%) | NR | ||
Elsaid et al., 2012[20] | Arm 1 (enoxaparin, CrCL 60 mL/min), 17 | NR | Major bleeding: 2 (11.8%) | NR | |
Arm 2 (enoxaparin, CrCL 3059 mL/min), 86 | NR | Major bleeding: 9 (10.5%) | NR | ||
Arm 3 (enoxaparin, CrCL 30 mL/min), 53 | NR | Major bleeding: 10 (18.9%) | NR | ||
Arm 4 (UFH, CrCL 60 mL/min), 19 | NR | Major bleeding: 2 (10.5%) | NR | ||
Arm 5 (UFH, CrCL 3059 mL/min), 99 | NR | Major bleeding: 3 (3%) | NR | ||
Arm 6 (UFH, CrCL 30 mL/min), 49 | NR | Major bleeding: 2 (4.1%) | NR |
Obese Patients
We found 1 subgroup analysis of an RCT (total 3706 patients, 2563 nonobese and 1118 obese patients) that reported on the comparative effectiveness and safety of fixed low‐dose dalteparin 5000 IU/day compared to placebo among 1118 hospitalized medically ill patients with body mass indices (BMI) greater than 30 kg/m2.11 Neither group received additional concurrent prophylactic therapies. The 3 most prevalent medical diagnoses prompting hospitalization were congestive heart failure, respiratory failure, and infectious diseases. Compression ultrasound was performed in all patients by day 21 of hospitalization. The primary end point was the composite of VTE, fatal PE, and sudden death, and secondary end points included DVT, bleeding, and thrombocytopenia by day 21 (Table 1). In obese patients, the primary end point occurred in 2.8% (95% confidence interval [CI]: 1.34.3) of the dalteparin group and in 4.3% (95% CI: 2.56.2) of the placebo group (relative risk [RR]: 0.64; 95% CI: 0.32‐1.28). In nonobese patients, the primary end point occurred in 2.8% (95% CI: 1.8‐3.8) and 5.2% (95% CI: 3.9‐6.6) of the dalteparin and placebo groups, respectively (RR: 0.53; 95% CI: 0.34‐0.82). When weight was modeled as a continuous variable, no statistically significant interaction between weight and dalteparin efficacy was observed (P=0.97). The authors calculated the RR in predefined BMI subgroups and found that dalteparin was effective in reducing VTE in patients with BMIs up to 40, with RRs of <1.0 for all (approximate range, 0.20.8). However, a fixed dose of dalteparin 5000 IU/day was not better than placebo for individuals with BMI >40 kg/m2. There was no significant difference in mortality or major hemorrhage by day 21 between treatment and placebo groups.
Freeman and colleagues prospectively assigned 31 medically ill patients with extreme obesity (BMI >40 kg/m2) to 1 of 3 dosing regimens of enoxaparin: a fixed dose of 40 mg daily enoxaparin (control group, n=11), enoxaparin at 0.4 mg/kg (n=9), or enoxaparin at 0.5 mg/kg (n=11).[12] The average BMI of the entire cohort was 62.1 kg/m2 (range, 40.582.4). All patients had anti‐factor Xa levels drawn on the day of enrollment and daily for 3 days (Table 2). The relationship between anti‐factor Xa levels and clinical efficacy of low‐molecular weight heparin (LMWH) in VTE prophylaxis is still unclear; however, an anti‐factor Xa level of 0.2 to 0.5 IU/mL, measured 4 hours after the fourth dose of LMWH, is the target level recommended for VTE prophylaxis.[13] Patients who received weight‐based enoxaparin at 0.5mg/kg achieved target anti‐factor Xa level 86% of the time compared to 32% of the time in those receiving 0.4 mg/kg and 19% of the time for those in the fixed‐dose group (P<0.001). No clinical outcomes were reported in this study.
Intervention | Outcome | Risk of Bias | Evidence Statement and Magnitude of Effect |
---|---|---|---|
| |||
Patients on antiplatelet agents | |||
Rivaroxaban vs enoxaparin | Major bleeding | Low | Insufficient to support no difference in rates of major bleeding with prophylactic rivaroxaban or enoxaparin in patients concomitantly treated with antiplatelet agents; 3.6% vs 3.25% |
Dabigatran vs enoxaparin | Major bleeding | Low | Insufficient to support no difference in rates of major bleeding with prophylactic dabigatran or enoxaparin in patients concomitantly treated with aspirin; 1.6% vs 3.0% |
Obese patients | |||
Dalteparin vs placebo | VTE | Moderate | Insufficient evidence for effectiveness of dalteparin vs placebo in reducing total VTE in obese patients; 2.8% vs 4.3%, RR: 0.64, 95% CI: 0.32‐1.28 |
Dalteparin vs placebo | Mortality | Moderate | Insufficient evidence for effectiveness of dalteparin vs placebo in reducing mortality in obese patients; 9.9% vs 8.6%, P=0.36 |
Dalteparin vs placebo | Major bleeding | Moderate | Insufficient evidence for safety of dalteparin vs placebo in reducing major bleeding in obese patients; 0% vs 0.7%, P>0.99 |
Enoxaparin 40 mg daily vs 0.4 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 40 mg daily versus 0.4 mg/kg in achieving peak anti‐factor Xa level in obese patients; 19% vs 32%, P=NR |
Enoxaparin 40 mg daily vs 0.5 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 40 mg daily versus 0.5 mg/kg in achieving peak anti‐factor Xa level in obese patients; 19% vs 86%, P<0.001 |
Enoxaparin 0.4 mg/kg vs 0.5 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 0.4 mg/kg versus 0.5 mg/kg in achieving peak anti‐factor Xa level in obese patients; 32% vs 86%, P=NR |
Patients with renal insufficiency | |||
Tinzaparin vs enoxaparin | VTE | High | Insufficient evidence about superiority of either drug for preventing VTE in patients with renal insufficiency, 0/27 vs 0/28* |
Tinzaparin vs enoxaparin | Bleeding | High | Insufficient evidence about safety of either drug in patients with renal insufficiency; 5/27 vs 4/28, P=0.67 |
Dabigatran vs enoxaparin | VTE | Moderate | Insufficient evidence for effectiveness of dabigatran in reducing VTE in severe renal compromise patients vs enoxaparin; 4.3% vs 9%, OR: 0.48, 95% CI: 0.13‐1.73, P=0.271 |
Dabigatran vs enoxaparin | Bleeding | Moderate | Insufficient evidence for safety of dabigatran vs enoxaparin in patients with renal impairment; 0 vs 4.7%, P=0.039 |
Desirudin vs enoxaparin | VTE | Moderate | Insufficient evidence for effectiveness of desirudin vs enoxaparin in reducing VTE in patients with renal impairment; 4.9% vs 7.6%, P=0.019 |
Desirudin vs enoxaparin | Bleeding | Moderate | Insufficient evidence for safety of desirudin vs enoxaparin in patients with renal impairment; 0.8% vs 0.2%, P=0.109 |
Enoxaparin vs UFH | Bleeding | High | Insufficient evidence for increased risk of bleeding with enoxaparin vs unfractionated heparin in patients with all levels of renal impairment, 13.5% vs 4.2%, RR: 3.2, 95% CI: 1.47.3; and for the subgroup of patients with creatinine clearance <30 mL/min; 18.9% vs 4.1%, RR: 4.68, 95% CI: 1.120.6 |
UFH in severe renal compromise vs all other renal status (undifferentiated) | VTE | Moderate | Insufficient evidence regarding differential benefit of unfractionated heparin by renal function; 2.6% of patients had a VTE event |
UFH in severe renal compromise vs all other renal status (undifferentiated) | Bleeding | Moderate | Insufficient evidence for differential harm from unfractionated heparin by renal function; 13 events in 92 patients |
Patients on Antiplatelet Drugs
We did not find studies that directly looked at the comparative effectiveness of VTE prophylaxis in patients who were on antiplatelet drugs including aspirin. However, there were 2 studies that looked at the risk of bleeding in patients who received VTE pharmacologic prophylaxis while concurrently taking antiplatelet agents including aspirin. Both studies used pooled data from large phase III trials.
The study by Eriksson et al. used data from the RECORD (Regulation of Coagulation in Orthopedic Surgery to Prevent Deep Venous Thrombosis and Pulmonary Embolism) trial where over 12,000 patients undergoing elective total knee or hip replacement were randomized to receive VTE prophylaxis with oral rivaroxaban or subcutaneous enoxaparin.[14] Nine percent of participants in each arm (563 in rivaroxaban and 526 in enoxaparin/placebo) were concomitantly using antiplatelet agents or aspirin at least once during the at risk period, defined as starting at day 1 of surgery up to 2 days after the last intake of the study drug. The only end point evaluated was bleeding, and the authors found no statistically significant bleeding difference among the 2 arms (Table 1). Any bleeding event in the rivaroxaban with antiplatelets or aspirin arm was found in 20 (3.6%) patients, whereas in those on enoxaparin/placebo with antiplatelets or aspirin arm it was 17 (3.2%). The relative rate of bleeding among users versus nonusers of antiplatelet drugs or aspirin was 1.32 (95% CI: 0.85‐2.05) in the rivaroxaban group and 1.40 (95% CI: 0.87‐2.25) in the enoxaparin arm (Table 1).
Friedman et al. used pooled data from the RE‐MODEL, RENOVATE, and REMOBILIZE trials, where patients who were undergoing hip or knee arthroplasty were randomized to 220 mg of dabigatran once daily, 150 mg of dabigatran once daily (we focused on this lower dosage as this is the only available dose used in the US), 40 mg of enoxaparin once daily, or 30 mg of enoxaparin twice a day.[15] Of the 8135 patients, 4.7% were on concomitant aspirin. The baseline characteristics of those on aspirin were similar to the other enrollees. The primary outcome was major bleeding events requiring transfusion, symptomatic internal bleeding, or bleeding requiring surgery. Among patients receiving 150 mg of dabigatran, bleeding events with and without concomitant aspirin occurred in 1.6% and 1.0%, respectively (odds ratio [OR]: 1.64; 95% CI: 0.36‐7.49; P=0.523). The percentages of participants with bleeding who received enoxaparin, with and without aspirin, were 3.0% and 1.2%, respectively (OR: 2.57; 95% CI: 0.83‐7.94; P=0.101). The RR of bleeding on dabigatran compared to enoxaparin with and without aspirin therapy was 0.55 (95% CI: 0.11‐2.78) and 0.82 (95% CI: 0.37‐1.84), respectively (Table 1).
Patients With Renal Insufficiency
We found 5 studies that evaluated the comparative effectiveness and safety of pharmacologic prophylaxis for prevention of VTE in patients with acute kidney injury, moderate renal insufficiency, severe renal insufficiency not undergoing dialysis, or patients receiving dialysis. Four studies were RCTs,[16, 17, 18, 19] and 1 used a cohort design assessing separate cohorts before and after a quality improvement intervention.[20] Bauersachs and colleagues conducted an RCT comparing unfractionated heparin at 5000 IU, 3 times daily to certoparin, which is not approved in the United States and is not further discussed here.[16] The rate of DVT among patients treated with unfractionated heparin in patients with a glomerular filtration rate >30 mL/min was marginally lower than those with severe renal dysfunction (10.3 vs 11.1%) (Table 1).
Patients with severe renal dysfunction who received 5000 IU of unfractionated heparin 3 times a day were at increased risk of all bleeds (RR: 3.4; 95% CI: 2.05.9), major bleeds (RR: 7.3; 95% CI: 3.316), and minor bleeds (RR: 2.6; 95% CI: 1.4‐4.9) compared to patients treated with unfractionated heparin without severe renal dysfunction.[16]
A randomized trial by Mah and colleagues compared drug accumulation and anti‐Xa activity in elderly patients with renal dysfunction (defined as a glomerular filtration rate of 20 to 50 mL/min) who received either tinzaparin at 4500 IU once daily or enoxaparin at 4000 IU once daily.[17] Enoxaparin accumulated to a greater extent from day 1 to day 8 than did tinzaparin; the ratio of maximum concentration on day 8 compared to day 1 was 1.22 for enoxaparin and 1.05 for tinzaparin (P=0.016). No VTE events were reported in patients who received tinzaparin or enoxaparin. There was no statistical difference in the incidence of bleeding events between patients receiving tinzaparin (5, including 2 major events) and enoxaparin (4, including 3 major events, P=0.67) (Table 1).
The trial by Dahl and colleagues randomly assigned patients who were over 75 years of age and/or who had moderate renal dysfunction (defined as creatinine clearance between 30 and 49 mL/min) to receive enoxaparin 40 mg daily or dabigatran 150 mg daily.[18] There was no significant difference in the rate of major VTE events between patients receiving dabigatran (4.3%) and enoxaparin (9%) (OR: 0.48; 95% CI: 0.13‐1.73; P=0.271) (Table 1). The rate of major bleeding was significantly higher among patients randomly assigned to receive enoxaparin (4.7%) versus dabigatran (0%) (P=0.039).[18]
Shorr and colleagues published a post hoc subgroup analysis of a multicenter trial in which orthopedic patients were randomly assigned to receive desirudin 15 mg twice daily or enoxaparin 40 mg once daily.[19] Evaluable patients (1565 of the 2079 patients randomized in the trial) receiving desirudin experienced a significantly lower rate of major VTE compared with patients receiving enoxaparin (4.9% vs 7.6%, P=0.019). This relationship was particularly pronounced for evaluable patients whose creatinine clearance was between 30 and 44 mL/min. In evaluable patients with this degree of renal dysfunction, 11% of patients taking enoxaparin compared to 3.4% of those taking desirudin had a major VTE (OR: 3.52; 95% CI: 1.48‐8.4; P=0.004). There was no significant difference in the rates of major bleeding among a subset of patients assessed for safety outcomes (2078 of the 2079 patients randomized in the trial) who received desirudin (0.8%) or enoxaparin (0.2%) (Table 1).
Elsaid and Collins assessed VTE and bleeding events associated with the use of unfractionated heparin 5000U either 2 or 3 times daily and enoxaparin 30 mg once or twice daily across patients stratified by renal function (creatinine clearance <30, 3059, and 60 mL/min). The investigators made assessments before and after a quality improvement intervention that was designed to eliminate the use of enoxaparin in patients whose creatinine clearance was <30 mL/min. No VTE events were reported. Patients receiving enoxaparin were significantly more likely to experience a major bleeding episode compared with patients receiving unfractionated heparin (overall rates for all levels of renal function: 13.5% vs 4. 2%; RR: 3.2; 95% CI: 1.47.3) (Table 2). This association was largely driven by the subgroup of patients with a creatinine clearance <30 mL/min. For this subgroup with severe renal insufficiency, patients receiving enoxaparin were significantly more likely to have a bleed compared with patients receiving unfractionated heparin (18.9% vs 4.1%; RR: 4.68; 95% CI: 1.120.6) (Tables 1 and 2). There was no difference in the bleeding rates for patients whose creatinine clearances were >60 mL/min.[20]
Strength of Evidence
Obese Patients
Overall, we found that the strength of evidence was insufficient regarding the composite end point of DVT, PE, and sudden death, and the outcomes of mortality and bleeding (Table 2). This was based on a paucity of available data, and a moderate risk of bias in the reviewed studies. Additionally, 92% of the enrolled patients in the studies were white, limiting the generalizability of the results to other ethnic groups.
Patients on Antiplatelets
The strength of evidence was insufficient in the studies reviewed here to conclude that there is no difference in rates of bleeding in patients who are concomitantly taking antiplatelet drugs while getting VTE prophylaxis with rivaroxaban, dabigatran, or enoxaparin. We based this rating because of the imprecision of results and unknown consistencies across multiple studies.
Patients With Renal Insufficiency
One RCT had a high risk of bias for our key question because data from only 1 study arm were useful for our review.[16] The other RCTs were judged to have a moderate risk of bias. The analyses led by Dahl and Shorr[18, 19] were based on post hoc (ie, not prespecified) analysis of data from RCTs. Additionally, outcomes in the Shorr et al. trial were reported for evaluable subpopulations of the cohort that was initially randomized in the clinical trial.
We rated the strength of evidence as insufficient to know the comparative effectiveness and safety of pharmacologic prophylaxis for prevention of VTE during hospitalization of patients with acute kidney injury, moderate renal insufficiency, severe renal insufficiency not undergoing dialysis, and patients receiving dialysis. We based this rating on the risk of bias associated with published studies and a lack of consistent evidence regarding associations that were reported. Similarly, we rated the strength of evidence as insufficient that 5000 U of unfractionated heparin 3 times daily increases the risk of major and minor bleeding events in patients with severely compromised renal function compared to this dose in patients without severely compromised renal function. We based this rating on a high risk of bias of included studies and inconsistent evidence. Likewise, we rated the strength of evidence as insufficient that enoxaparin significantly increases the risk of major bleeding compared with unfractionated heparin in patients with severe renal insufficiency. We based this rating on a high risk of bias and inconsistent published evidence.
We similarly found insufficient evidence to guide treatment decisions for patients with renal insufficiency. Our findings are consistent with other recent reviews. The American College of Chest Physicians (ACCP) practice guidelines[21] make dosing recommendations for the therapeutic use of enoxaparin. However, their assessment is that the data are insufficient to make direct recommendations about prophylaxis. Their assessment of the indirect evidence regarding bioaccumulation and increased anti‐factor Xa levels are consistent with ours. The ACCP guidelines also suggest that decreased clearance of enoxaparin has been associated with increased risk of bleeding events for patients with severe renal insufficiency. However, the cited study[20] compares patients with and without severe renal dysfunction who received the same therapy. Therefore, it is not possible to determine the additional risk conveyed by enoxaparin therapy, that is, above the baseline increased risk of bleeding among patients with renal insufficiency, particularly those receiving an alternate pharmacologic VTE prevention strategy, such as unfractionated heparin.
DISCUSSION
We found that the evidence was very limited about prevention of VTE in these select and yet prevalent patient populations. Despite the fact that there is an increasing number of obese patients and patients who are on antiplatelet therapies, most clinical practice guidelines do not address the care of these populations, which may be entirely appropriate given the state of the evidence.
The ACCP practice guidelines[21] suggest using a higher dose of enoxaparin for the prevention of VTE in obese patients. The subgroup analysis by Kucher et al.[11] showed effect attenuation of dalteparin when given at a fixed dose of 5000 IU/mL to patients with a BMI of >40 kg/m2. The Freeman study[12] showed that extremely obese patients (average BMI >62.1 kg/m2) who are given a fixed dose of enoxaparin achieved target anti‐factor Xa levels significantly less often than those who received a higher dose of enoxaparin. The 2 separate findings, although not conclusive, lend some credence to the current ACCP guidelines.[21]
The studies we reviewed on VTE prophylaxis in patients who are concomitantly on antiplatelets including aspirin reported no major increased risk of bleeding; however, in the Friedman et al. study,[15] 3.0% of patients who were put on enoxaparin while still on aspirin had a bleeding event compared to 1.2% of those on enoxaparin alone. This difference is not statistically significant but is a trend possibly worth noting, especially when one looks at the lower RR of bleeding at 0.55 compared to 0.82 when dabigatran is compared with enoxaparin with and without concomitant aspirin therapy, respectively (Table 1). The highest dose of aspirin used in either of the studies was 160 mg/day, and neither study addressed other potent antiplatelets such as clopidogrel or ticlopidine separately, which limits the generalizability of the finding to all antiplatelets. Current ACCP guidelines do not recommend aspirin as a sole option for the prevention of VTE in orthopedic surgery patients.[22] Concerns remain among clinicians that antiplatelets, including aspirin, on their own are unlikely to be fully effective to thwart venous thrombotic processes for most patients, and yet the risk of bleeding is not fully known when these agents are combined with other anticoagulants for VTE prophylaxis.
Our review has several limitations, including the possibility that we may have missed some observational studies, as the identification of relevant observational studies in electronic searches is more challenging than that of RCTs. The few studies made it impossible to quantitatively pool results. These results, however, have important implications, namely that additional research on the comparative effectiveness and safety of pharmacologic and mechanical strategies to prevent VTE is needed for the optimal care of these patient subgroups. This might be achieved with trials dedicated to enrolling these patients or prespecified subgroup analyses within larger trials. Observational data may be appropriate as long as attention is paid to confounding.
APPENDIX
MEDLINE Search Strategy
((pulmonary embolism[mh] OR PE[tiab] OR Pulmonary embolism[tiab] OR thromboembolism[mh] OR thromboembolism[tiab] OR thromboembolisms[tiab] OR Thrombosis[mh] OR thrombosis[tiab] OR DVT[tiab] OR VTE[tiab] OR clot[tiab]) AND (Anticoagulants[mh] OR Anticoagulants[tiab] OR Anticoagulant[tiab] OR thrombin inhibitors[tiab] OR Aspirin[mh] or aspirin[tiab] OR aspirins[tiab] or clopidogrel[nm] OR clopidogrel[tiab] OR Plavix[tiab] or ticlopidine[mh] or ticlopidine[tiab]OR ticlid[tiab] OR prasugrel[nm]Or prasugrel[tiab]OR effient[tiab]OR ticagrelor[NM] OR ticagrelor[tiab]OR Brilinta[tiab] OR cilostazol[NM] OR cilostazol[tiab]OR pletal[tiab] OR warfarin[mh]OR warfarin[tiab]OR coumadin[tiab] OR coumadine[tiab] OR Dipyridamole[mh]OR dipyridamole[tiab]OR persantine[tiab] OR dicoumarol[MH] OR dicoumarol[tiab] OR dicumarol[tiab] OR Dextran sulfate[mh] OR dextran sulfate[tiab] ORthrombin inhibitors[tiab] OR thrombin inhibitor[tiab] OR heparin[mh] OR Heparin[tiab] OR Heparins[tiab] OR LMWH[tiab] OR LDUH[tiab] OR Enoxaparin[mh] OR Enoxaparin[tiab] OR Lovenox[tiab] OR Dalteparin[tiab] OR Fragmin[tiab] OR Tinzaparin[tiab] OR innohep[tiab] OR Nadroparin[tiab] OR Fondaparinux[nm] OR Fondaparinux[tiab] OR Arixtra[tiab] OR Idraparinux[nm] OR Idraparinux[tiab] OR Rivaroxaban[nm] OR Rivaroxaban[tiab] OR novastan[tiab] OR Desirudin[nm] OR Desirudin[tiab] OR Iprivask[tiab]OR direct thrombin inhibitor[tiab] OR Argatroban[nm] OR Argatroban[tiab] OR Acova[tiab] OR Bivalirudin[nm] OR Bivalirudin[tiab] OR Angiomax[tiab] OR Lepirudin[nm] OR Lepirudin[tiab] OR Refludan[tiab] OR Dabigatran[nm] OR Dabigatran[tiab] OR Pradaxa[tiab] OR factor xa[mh] OR factor Xa[tiab] OR vena cava filters[mh] OR filters[tiab] OR filter[tiab] OR compression stockings[mh] OR intermittent pneumatic compression devices[mh] OR compression [tiab] OR Venous foot pump[tiab])) AND(prevent*[tiab] OR prophyla*[tiab] OR prevention and control[subheading]) NOT (animals[mh] NOT humans[mh]) NOT (editorial[pt] OR comment[pt]) NOT ((infant[mh] OR infant[tiab] OR child[mh] OR child[tiab] OR children[tiab] OR adolescent[mh] OR adolescent[tiab] OR teen‐age[tiab] OR pediatric[tiab] OR perinatal[tiab]) NOT (adult[tiab] OR adults[tiab] OR adult[mh])) NOT (mechanical valve[tiab] OR heart valve[tiab] OR atrial fibrillation[mh] OR atrial fibrillation[tiab] OR thrombophilia[mh] OR thrombophilia[tiab] OR pregnancy[mh])
Venous thromboembolism (VTE), including deep venous thrombosis (DVT) and pulmonary embolism (PE), is estimated to affect 900,000 Americans each year and is a cause of significant morbidity and mortality with associated high healthcare costs.[1] Accordingly, the comparative effectiveness and safety of interventions for the prevention and treatment of VTE are among the national priorities for comparative effectiveness research.[2] Whereas we have evidence‐based guidelines for the prophylaxis of VTE in the general population, there are no guidelines informing the care of select patient populations. Select populations are those patients in whom there is decisional uncertainty about the optimal choice, timing, and dose of VTE prophylaxis. Not only do these patients have an increased risk of DVT and PE, but most are also at high risk of bleeding, the most important complication of VTE prophylaxis.[3, 4, 5, 6]
The objectives of this systematic review were to define the comparative effectiveness and safety of pharmacologic and mechanical strategies for VTE prevention in some of these select medical populations including obese patients, patients on concomitant antiplatelet therapy, patients with renal insufficiency, patients who are underweight, and patients with coagulopathy due to liver disease.
METHODS
The methods for this comparative effectiveness review (CER) follow the guidelines suggested in the Agency for Healthcare Research and Quality (AHRQ) Methods Guide for Effectiveness and Comparative Effectiveness Reviews.[7] The protocol was publically posted.[8]
Search Strategy
We searched MEDLINE, EMBASE, and SCOPUS through August 2011, CINAHL, International Pharmaceutical Abstracts,
Study Selection
We reviewed titles followed by abstracts to identify randomized controlled trials (RCTs) or observational studies with comparison groups reporting on the effectiveness or safety of VTE prevention in our populations. Two investigators independently reviewed abstracts, and we excluded the abstracts if both investigators agreed that the article met 1 or more of the exclusion criteria. We included only English‐language articles that evaluated the effectiveness of pharmacological or mechanical interventions that have been approved for clinical use in the United States. To be eligible, the studies must have addressed relevant key questions in the population of our interest. We resolved disagreements by consensus. We used DistillerSR (Evidence Partners Inc., Ottawa, Ontario, Canada), a Web‐based database management program to manage the review process. Two investigators assessed the risk of bias in each study independently, using the Downs and Black instrument for observational studies and trials.[10]
Data Synthesis
For each select population, we created detailed evidence tables containing the information abstracted from the eligible studies. After synthesizing the evidence, we graded the quantity, quality, and consistency of the best available evidence for each select population by adapting an evidence‐grading scheme recommended in the Methods Guide for Conducting Comparative Effectiveness Reviews.[7]
RESULTS
We identified 30,902 unique citations and included 9 studies (Figure 1). There were 5 RCTs with relevant subgroups and 4 observational studies (Table 1). Two studies reported on the risk of bleeding in patients given pharmacologic prophylaxis while they are concomitantly taking nonsteroidal anti‐inflammatory drugs (NSAIDS) or antiplatelet agents/aspirin, 1 RCT and 1 prospective observational study reported on obese patients, and 5 studies described outcomes of patients with renal insufficiency (see Supporting Information, Table 1, in the online version of this article). No study tested prophylaxis in underweight patients or those with liver disease.

Study | Arm, n | Total VTE (DVT and PE) | Bleeding | Other Outcomes | |
---|---|---|---|---|---|
| |||||
Obese patients | |||||
Kucher et al., 2005[11] | Arm 1 (dalteparin), 558 | 2.8% (95% CI: 1.34.3) | 0% | Mortality at 21 days: 4.6% | |
Arm 2 (placebo), 560 | 4.3% (95% CI: 2.56.2) | 0.7% | Mortality at 21 days: 2.7% | ||
Freeman et al., [12] | Arm 1 (fixed‐dose enoxaparin), 11 | NR | NR | Peak anti‐factor Xa level 19 % | |
Arm 2 (lower‐dose enoxaparin), 9 | NR | NR | Peak anti‐factor Xa level 32 % | ||
Arm 3 (higher‐dose enoxaparin), 11 | NR | NR | Peak anti‐factor Xa level 86 % | ||
Patients on antiplatelet agents | |||||
Eriksson et al., 2012[14] | Arm 1 (rivaroxaban), 563 | NR | 20 (3.6%), rate ratio for use vs nonuse: 1.32 (95% CI: 0.85‐2.05) | NR | |
Arm 2 (enoxaparin/placebo), 526 | NR | 17 (3.2%), rate ratio for use vs nonuse: 1.40 (95% CI: 0.87‐2.25) | NR | ||
Friedman et al., 2012[15] | Arm 2 (150 mg dabigatran, no ASA), 1149 | NR | 11 (1.0%)a | NR | |
Arm 5 (150 mg dabigatran+ASA), 128 | NR | 2 (1.6%)a | NR | ||
Arm 3 (enoxaparin, no ASA), 1167 | NR | 14 (1.2%)a | NR | ||
Arm 6 (enoxaparin+ASA), 132 | NR | 4 (3.0%) | NR | ||
150 mg dabigatran compared with enoxaparinNo concomitant ASA therapy | NR | RR: 0.82 (95% CI: 0.37‐1.84) | NR | ||
150 mg dabigatran compared with enoxaparinWith concomitant ASA therapy | NR | RR: 0.55 (95% CI: 0.11‐2.78) | NR | ||
Patients with renal insufficiency | |||||
Bauersachs et al., 2011[16] | Arm 2 (GFR <30), 92 | Total DVT: 11.11%; Total PE: 0% | Major bleeding: 4/92 (4.35%), minor bleeding: 9/92 (9.78%) | Mortality: 5.81% | |
Mah et al., 2007[17] | Arm 2 (tinzaparin), 27 | NR | Major bleeding: 2/27 (7.4%), minor bleeding: 3/27 (11.1%) | Factor Xa level: AF: CmaxD8/Cmax D1=1.05 | |
Arm 3 (enoxaparin), 28 | NR | Major bleeding: 1/28 (3.6%), minor bleeding: 3/28 (10.7%) | Factor Xa level: AF: CmaxD8/Cmax D1=1.22 | ||
Dahl et al., 2012[18] | Arm 1 (enoxaparin), 332 | Major VTE: 8 (9.0%) | Major bleeding: 6 (4.7%) | Infections and infestations: 25 (7.5%), Wound infection: 4 (1.2%) | |
Arm 2 (dabigatran), 300 | Major VTE: 3 (4.3%) | Major bleeding: 0 (0%) | Infections and infestations: 21 (7.0%), Wound Infection: 3 (1.0%) | ||
Shorr et al., 2012[19] | Arm 1 (enoxaparin, CrCL 60 mL/min), 353 | Total VTE: 17/275 (6.2%) | Major bleeding: 0/351 (0%) | NR | |
Arm 2 (desirudin, CrCL 60 mL/min), 353 | Total VTE: 13/284 (4.3%) | Major bleeding: 2/349 (0.27%) | NR | ||
Arm 3 (enoxaparin, CrCL 4559 mL/min), 369 | Total VTE: 18/282 (6.2%) | Major bleeding: 1/365 (0.27%) | NR | ||
Arm 4 (desirudin, CrCL 4559 mL/min), 395 | Total VTE: 17/303 (5.6%) | Major bleeding: 1/393 (0.25%) | NR | ||
Arm 5 (enoxaparin, CrCL <45 mL/min), 298 | Total VTE: 24/216 (11.1%) | Major bleeding: 1/294 (0.34%) | NR | ||
Arm 6 (desirudin, CrCL <45 mL/min), 279 | Total VTE: 7/205 (3.4%) | Major bleeding: 5/275 (1.82%) | NR | ||
Elsaid et al., 2012[20] | Arm 1 (enoxaparin, CrCL 60 mL/min), 17 | NR | Major bleeding: 2 (11.8%) | NR | |
Arm 2 (enoxaparin, CrCL 3059 mL/min), 86 | NR | Major bleeding: 9 (10.5%) | NR | ||
Arm 3 (enoxaparin, CrCL 30 mL/min), 53 | NR | Major bleeding: 10 (18.9%) | NR | ||
Arm 4 (UFH, CrCL 60 mL/min), 19 | NR | Major bleeding: 2 (10.5%) | NR | ||
Arm 5 (UFH, CrCL 3059 mL/min), 99 | NR | Major bleeding: 3 (3%) | NR | ||
Arm 6 (UFH, CrCL 30 mL/min), 49 | NR | Major bleeding: 2 (4.1%) | NR |
Obese Patients
We found 1 subgroup analysis of an RCT (total 3706 patients, 2563 nonobese and 1118 obese patients) that reported on the comparative effectiveness and safety of fixed low‐dose dalteparin 5000 IU/day compared to placebo among 1118 hospitalized medically ill patients with body mass indices (BMI) greater than 30 kg/m2.11 Neither group received additional concurrent prophylactic therapies. The 3 most prevalent medical diagnoses prompting hospitalization were congestive heart failure, respiratory failure, and infectious diseases. Compression ultrasound was performed in all patients by day 21 of hospitalization. The primary end point was the composite of VTE, fatal PE, and sudden death, and secondary end points included DVT, bleeding, and thrombocytopenia by day 21 (Table 1). In obese patients, the primary end point occurred in 2.8% (95% confidence interval [CI]: 1.34.3) of the dalteparin group and in 4.3% (95% CI: 2.56.2) of the placebo group (relative risk [RR]: 0.64; 95% CI: 0.32‐1.28). In nonobese patients, the primary end point occurred in 2.8% (95% CI: 1.8‐3.8) and 5.2% (95% CI: 3.9‐6.6) of the dalteparin and placebo groups, respectively (RR: 0.53; 95% CI: 0.34‐0.82). When weight was modeled as a continuous variable, no statistically significant interaction between weight and dalteparin efficacy was observed (P=0.97). The authors calculated the RR in predefined BMI subgroups and found that dalteparin was effective in reducing VTE in patients with BMIs up to 40, with RRs of <1.0 for all (approximate range, 0.20.8). However, a fixed dose of dalteparin 5000 IU/day was not better than placebo for individuals with BMI >40 kg/m2. There was no significant difference in mortality or major hemorrhage by day 21 between treatment and placebo groups.
Freeman and colleagues prospectively assigned 31 medically ill patients with extreme obesity (BMI >40 kg/m2) to 1 of 3 dosing regimens of enoxaparin: a fixed dose of 40 mg daily enoxaparin (control group, n=11), enoxaparin at 0.4 mg/kg (n=9), or enoxaparin at 0.5 mg/kg (n=11).[12] The average BMI of the entire cohort was 62.1 kg/m2 (range, 40.582.4). All patients had anti‐factor Xa levels drawn on the day of enrollment and daily for 3 days (Table 2). The relationship between anti‐factor Xa levels and clinical efficacy of low‐molecular weight heparin (LMWH) in VTE prophylaxis is still unclear; however, an anti‐factor Xa level of 0.2 to 0.5 IU/mL, measured 4 hours after the fourth dose of LMWH, is the target level recommended for VTE prophylaxis.[13] Patients who received weight‐based enoxaparin at 0.5mg/kg achieved target anti‐factor Xa level 86% of the time compared to 32% of the time in those receiving 0.4 mg/kg and 19% of the time for those in the fixed‐dose group (P<0.001). No clinical outcomes were reported in this study.
Intervention | Outcome | Risk of Bias | Evidence Statement and Magnitude of Effect |
---|---|---|---|
| |||
Patients on antiplatelet agents | |||
Rivaroxaban vs enoxaparin | Major bleeding | Low | Insufficient to support no difference in rates of major bleeding with prophylactic rivaroxaban or enoxaparin in patients concomitantly treated with antiplatelet agents; 3.6% vs 3.25% |
Dabigatran vs enoxaparin | Major bleeding | Low | Insufficient to support no difference in rates of major bleeding with prophylactic dabigatran or enoxaparin in patients concomitantly treated with aspirin; 1.6% vs 3.0% |
Obese patients | |||
Dalteparin vs placebo | VTE | Moderate | Insufficient evidence for effectiveness of dalteparin vs placebo in reducing total VTE in obese patients; 2.8% vs 4.3%, RR: 0.64, 95% CI: 0.32‐1.28 |
Dalteparin vs placebo | Mortality | Moderate | Insufficient evidence for effectiveness of dalteparin vs placebo in reducing mortality in obese patients; 9.9% vs 8.6%, P=0.36 |
Dalteparin vs placebo | Major bleeding | Moderate | Insufficient evidence for safety of dalteparin vs placebo in reducing major bleeding in obese patients; 0% vs 0.7%, P>0.99 |
Enoxaparin 40 mg daily vs 0.4 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 40 mg daily versus 0.4 mg/kg in achieving peak anti‐factor Xa level in obese patients; 19% vs 32%, P=NR |
Enoxaparin 40 mg daily vs 0.5 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 40 mg daily versus 0.5 mg/kg in achieving peak anti‐factor Xa level in obese patients; 19% vs 86%, P<0.001 |
Enoxaparin 0.4 mg/kg vs 0.5 mg/kg | Percentage of patients achieving target anti‐factor Xa level | Moderate | Insufficient evidence for effectiveness of enoxaparin 0.4 mg/kg versus 0.5 mg/kg in achieving peak anti‐factor Xa level in obese patients; 32% vs 86%, P=NR |
Patients with renal insufficiency | |||
Tinzaparin vs enoxaparin | VTE | High | Insufficient evidence about superiority of either drug for preventing VTE in patients with renal insufficiency, 0/27 vs 0/28* |
Tinzaparin vs enoxaparin | Bleeding | High | Insufficient evidence about safety of either drug in patients with renal insufficiency; 5/27 vs 4/28, P=0.67 |
Dabigatran vs enoxaparin | VTE | Moderate | Insufficient evidence for effectiveness of dabigatran in reducing VTE in severe renal compromise patients vs enoxaparin; 4.3% vs 9%, OR: 0.48, 95% CI: 0.13‐1.73, P=0.271 |
Dabigatran vs enoxaparin | Bleeding | Moderate | Insufficient evidence for safety of dabigatran vs enoxaparin in patients with renal impairment; 0 vs 4.7%, P=0.039 |
Desirudin vs enoxaparin | VTE | Moderate | Insufficient evidence for effectiveness of desirudin vs enoxaparin in reducing VTE in patients with renal impairment; 4.9% vs 7.6%, P=0.019 |
Desirudin vs enoxaparin | Bleeding | Moderate | Insufficient evidence for safety of desirudin vs enoxaparin in patients with renal impairment; 0.8% vs 0.2%, P=0.109 |
Enoxaparin vs UFH | Bleeding | High | Insufficient evidence for increased risk of bleeding with enoxaparin vs unfractionated heparin in patients with all levels of renal impairment, 13.5% vs 4.2%, RR: 3.2, 95% CI: 1.47.3; and for the subgroup of patients with creatinine clearance <30 mL/min; 18.9% vs 4.1%, RR: 4.68, 95% CI: 1.120.6 |
UFH in severe renal compromise vs all other renal status (undifferentiated) | VTE | Moderate | Insufficient evidence regarding differential benefit of unfractionated heparin by renal function; 2.6% of patients had a VTE event |
UFH in severe renal compromise vs all other renal status (undifferentiated) | Bleeding | Moderate | Insufficient evidence for differential harm from unfractionated heparin by renal function; 13 events in 92 patients |
Patients on Antiplatelet Drugs
We did not find studies that directly looked at the comparative effectiveness of VTE prophylaxis in patients who were on antiplatelet drugs including aspirin. However, there were 2 studies that looked at the risk of bleeding in patients who received VTE pharmacologic prophylaxis while concurrently taking antiplatelet agents including aspirin. Both studies used pooled data from large phase III trials.
The study by Eriksson et al. used data from the RECORD (Regulation of Coagulation in Orthopedic Surgery to Prevent Deep Venous Thrombosis and Pulmonary Embolism) trial where over 12,000 patients undergoing elective total knee or hip replacement were randomized to receive VTE prophylaxis with oral rivaroxaban or subcutaneous enoxaparin.[14] Nine percent of participants in each arm (563 in rivaroxaban and 526 in enoxaparin/placebo) were concomitantly using antiplatelet agents or aspirin at least once during the at risk period, defined as starting at day 1 of surgery up to 2 days after the last intake of the study drug. The only end point evaluated was bleeding, and the authors found no statistically significant bleeding difference among the 2 arms (Table 1). Any bleeding event in the rivaroxaban with antiplatelets or aspirin arm was found in 20 (3.6%) patients, whereas in those on enoxaparin/placebo with antiplatelets or aspirin arm it was 17 (3.2%). The relative rate of bleeding among users versus nonusers of antiplatelet drugs or aspirin was 1.32 (95% CI: 0.85‐2.05) in the rivaroxaban group and 1.40 (95% CI: 0.87‐2.25) in the enoxaparin arm (Table 1).
Friedman et al. used pooled data from the RE‐MODEL, RENOVATE, and REMOBILIZE trials, where patients who were undergoing hip or knee arthroplasty were randomized to 220 mg of dabigatran once daily, 150 mg of dabigatran once daily (we focused on this lower dosage as this is the only available dose used in the US), 40 mg of enoxaparin once daily, or 30 mg of enoxaparin twice a day.[15] Of the 8135 patients, 4.7% were on concomitant aspirin. The baseline characteristics of those on aspirin were similar to the other enrollees. The primary outcome was major bleeding events requiring transfusion, symptomatic internal bleeding, or bleeding requiring surgery. Among patients receiving 150 mg of dabigatran, bleeding events with and without concomitant aspirin occurred in 1.6% and 1.0%, respectively (odds ratio [OR]: 1.64; 95% CI: 0.36‐7.49; P=0.523). The percentages of participants with bleeding who received enoxaparin, with and without aspirin, were 3.0% and 1.2%, respectively (OR: 2.57; 95% CI: 0.83‐7.94; P=0.101). The RR of bleeding on dabigatran compared to enoxaparin with and without aspirin therapy was 0.55 (95% CI: 0.11‐2.78) and 0.82 (95% CI: 0.37‐1.84), respectively (Table 1).
Patients With Renal Insufficiency
We found 5 studies that evaluated the comparative effectiveness and safety of pharmacologic prophylaxis for prevention of VTE in patients with acute kidney injury, moderate renal insufficiency, severe renal insufficiency not undergoing dialysis, or patients receiving dialysis. Four studies were RCTs,[16, 17, 18, 19] and 1 used a cohort design assessing separate cohorts before and after a quality improvement intervention.[20] Bauersachs and colleagues conducted an RCT comparing unfractionated heparin at 5000 IU, 3 times daily to certoparin, which is not approved in the United States and is not further discussed here.[16] The rate of DVT among patients treated with unfractionated heparin in patients with a glomerular filtration rate >30 mL/min was marginally lower than those with severe renal dysfunction (10.3 vs 11.1%) (Table 1).
Patients with severe renal dysfunction who received 5000 IU of unfractionated heparin 3 times a day were at increased risk of all bleeds (RR: 3.4; 95% CI: 2.05.9), major bleeds (RR: 7.3; 95% CI: 3.316), and minor bleeds (RR: 2.6; 95% CI: 1.4‐4.9) compared to patients treated with unfractionated heparin without severe renal dysfunction.[16]
A randomized trial by Mah and colleagues compared drug accumulation and anti‐Xa activity in elderly patients with renal dysfunction (defined as a glomerular filtration rate of 20 to 50 mL/min) who received either tinzaparin at 4500 IU once daily or enoxaparin at 4000 IU once daily.[17] Enoxaparin accumulated to a greater extent from day 1 to day 8 than did tinzaparin; the ratio of maximum concentration on day 8 compared to day 1 was 1.22 for enoxaparin and 1.05 for tinzaparin (P=0.016). No VTE events were reported in patients who received tinzaparin or enoxaparin. There was no statistical difference in the incidence of bleeding events between patients receiving tinzaparin (5, including 2 major events) and enoxaparin (4, including 3 major events, P=0.67) (Table 1).
The trial by Dahl and colleagues randomly assigned patients who were over 75 years of age and/or who had moderate renal dysfunction (defined as creatinine clearance between 30 and 49 mL/min) to receive enoxaparin 40 mg daily or dabigatran 150 mg daily.[18] There was no significant difference in the rate of major VTE events between patients receiving dabigatran (4.3%) and enoxaparin (9%) (OR: 0.48; 95% CI: 0.13‐1.73; P=0.271) (Table 1). The rate of major bleeding was significantly higher among patients randomly assigned to receive enoxaparin (4.7%) versus dabigatran (0%) (P=0.039).[18]
Shorr and colleagues published a post hoc subgroup analysis of a multicenter trial in which orthopedic patients were randomly assigned to receive desirudin 15 mg twice daily or enoxaparin 40 mg once daily.[19] Evaluable patients (1565 of the 2079 patients randomized in the trial) receiving desirudin experienced a significantly lower rate of major VTE compared with patients receiving enoxaparin (4.9% vs 7.6%, P=0.019). This relationship was particularly pronounced for evaluable patients whose creatinine clearance was between 30 and 44 mL/min. In evaluable patients with this degree of renal dysfunction, 11% of patients taking enoxaparin compared to 3.4% of those taking desirudin had a major VTE (OR: 3.52; 95% CI: 1.48‐8.4; P=0.004). There was no significant difference in the rates of major bleeding among a subset of patients assessed for safety outcomes (2078 of the 2079 patients randomized in the trial) who received desirudin (0.8%) or enoxaparin (0.2%) (Table 1).
Elsaid and Collins assessed VTE and bleeding events associated with the use of unfractionated heparin 5000U either 2 or 3 times daily and enoxaparin 30 mg once or twice daily across patients stratified by renal function (creatinine clearance <30, 3059, and 60 mL/min). The investigators made assessments before and after a quality improvement intervention that was designed to eliminate the use of enoxaparin in patients whose creatinine clearance was <30 mL/min. No VTE events were reported. Patients receiving enoxaparin were significantly more likely to experience a major bleeding episode compared with patients receiving unfractionated heparin (overall rates for all levels of renal function: 13.5% vs 4. 2%; RR: 3.2; 95% CI: 1.47.3) (Table 2). This association was largely driven by the subgroup of patients with a creatinine clearance <30 mL/min. For this subgroup with severe renal insufficiency, patients receiving enoxaparin were significantly more likely to have a bleed compared with patients receiving unfractionated heparin (18.9% vs 4.1%; RR: 4.68; 95% CI: 1.120.6) (Tables 1 and 2). There was no difference in the bleeding rates for patients whose creatinine clearances were >60 mL/min.[20]
Strength of Evidence
Obese Patients
Overall, we found that the strength of evidence was insufficient regarding the composite end point of DVT, PE, and sudden death, and the outcomes of mortality and bleeding (Table 2). This was based on a paucity of available data, and a moderate risk of bias in the reviewed studies. Additionally, 92% of the enrolled patients in the studies were white, limiting the generalizability of the results to other ethnic groups.
Patients on Antiplatelets
The strength of evidence was insufficient in the studies reviewed here to conclude that there is no difference in rates of bleeding in patients who are concomitantly taking antiplatelet drugs while getting VTE prophylaxis with rivaroxaban, dabigatran, or enoxaparin. We based this rating because of the imprecision of results and unknown consistencies across multiple studies.
Patients With Renal Insufficiency
One RCT had a high risk of bias for our key question because data from only 1 study arm were useful for our review.[16] The other RCTs were judged to have a moderate risk of bias. The analyses led by Dahl and Shorr[18, 19] were based on post hoc (ie, not prespecified) analysis of data from RCTs. Additionally, outcomes in the Shorr et al. trial were reported for evaluable subpopulations of the cohort that was initially randomized in the clinical trial.
We rated the strength of evidence as insufficient to know the comparative effectiveness and safety of pharmacologic prophylaxis for prevention of VTE during hospitalization of patients with acute kidney injury, moderate renal insufficiency, severe renal insufficiency not undergoing dialysis, and patients receiving dialysis. We based this rating on the risk of bias associated with published studies and a lack of consistent evidence regarding associations that were reported. Similarly, we rated the strength of evidence as insufficient that 5000 U of unfractionated heparin 3 times daily increases the risk of major and minor bleeding events in patients with severely compromised renal function compared to this dose in patients without severely compromised renal function. We based this rating on a high risk of bias of included studies and inconsistent evidence. Likewise, we rated the strength of evidence as insufficient that enoxaparin significantly increases the risk of major bleeding compared with unfractionated heparin in patients with severe renal insufficiency. We based this rating on a high risk of bias and inconsistent published evidence.
We similarly found insufficient evidence to guide treatment decisions for patients with renal insufficiency. Our findings are consistent with other recent reviews. The American College of Chest Physicians (ACCP) practice guidelines[21] make dosing recommendations for the therapeutic use of enoxaparin. However, their assessment is that the data are insufficient to make direct recommendations about prophylaxis. Their assessment of the indirect evidence regarding bioaccumulation and increased anti‐factor Xa levels are consistent with ours. The ACCP guidelines also suggest that decreased clearance of enoxaparin has been associated with increased risk of bleeding events for patients with severe renal insufficiency. However, the cited study[20] compares patients with and without severe renal dysfunction who received the same therapy. Therefore, it is not possible to determine the additional risk conveyed by enoxaparin therapy, that is, above the baseline increased risk of bleeding among patients with renal insufficiency, particularly those receiving an alternate pharmacologic VTE prevention strategy, such as unfractionated heparin.
DISCUSSION
We found that the evidence was very limited about prevention of VTE in these select and yet prevalent patient populations. Despite the fact that there is an increasing number of obese patients and patients who are on antiplatelet therapies, most clinical practice guidelines do not address the care of these populations, which may be entirely appropriate given the state of the evidence.
The ACCP practice guidelines[21] suggest using a higher dose of enoxaparin for the prevention of VTE in obese patients. The subgroup analysis by Kucher et al.[11] showed effect attenuation of dalteparin when given at a fixed dose of 5000 IU/mL to patients with a BMI of >40 kg/m2. The Freeman study[12] showed that extremely obese patients (average BMI >62.1 kg/m2) who are given a fixed dose of enoxaparin achieved target anti‐factor Xa levels significantly less often than those who received a higher dose of enoxaparin. The 2 separate findings, although not conclusive, lend some credence to the current ACCP guidelines.[21]
The studies we reviewed on VTE prophylaxis in patients who are concomitantly on antiplatelets including aspirin reported no major increased risk of bleeding; however, in the Friedman et al. study,[15] 3.0% of patients who were put on enoxaparin while still on aspirin had a bleeding event compared to 1.2% of those on enoxaparin alone. This difference is not statistically significant but is a trend possibly worth noting, especially when one looks at the lower RR of bleeding at 0.55 compared to 0.82 when dabigatran is compared with enoxaparin with and without concomitant aspirin therapy, respectively (Table 1). The highest dose of aspirin used in either of the studies was 160 mg/day, and neither study addressed other potent antiplatelets such as clopidogrel or ticlopidine separately, which limits the generalizability of the finding to all antiplatelets. Current ACCP guidelines do not recommend aspirin as a sole option for the prevention of VTE in orthopedic surgery patients.[22] Concerns remain among clinicians that antiplatelets, including aspirin, on their own are unlikely to be fully effective to thwart venous thrombotic processes for most patients, and yet the risk of bleeding is not fully known when these agents are combined with other anticoagulants for VTE prophylaxis.
Our review has several limitations, including the possibility that we may have missed some observational studies, as the identification of relevant observational studies in electronic searches is more challenging than that of RCTs. The few studies made it impossible to quantitatively pool results. These results, however, have important implications, namely that additional research on the comparative effectiveness and safety of pharmacologic and mechanical strategies to prevent VTE is needed for the optimal care of these patient subgroups. This might be achieved with trials dedicated to enrolling these patients or prespecified subgroup analyses within larger trials. Observational data may be appropriate as long as attention is paid to confounding.
APPENDIX
MEDLINE Search Strategy
((pulmonary embolism[mh] OR PE[tiab] OR Pulmonary embolism[tiab] OR thromboembolism[mh] OR thromboembolism[tiab] OR thromboembolisms[tiab] OR Thrombosis[mh] OR thrombosis[tiab] OR DVT[tiab] OR VTE[tiab] OR clot[tiab]) AND (Anticoagulants[mh] OR Anticoagulants[tiab] OR Anticoagulant[tiab] OR thrombin inhibitors[tiab] OR Aspirin[mh] or aspirin[tiab] OR aspirins[tiab] or clopidogrel[nm] OR clopidogrel[tiab] OR Plavix[tiab] or ticlopidine[mh] or ticlopidine[tiab]OR ticlid[tiab] OR prasugrel[nm]Or prasugrel[tiab]OR effient[tiab]OR ticagrelor[NM] OR ticagrelor[tiab]OR Brilinta[tiab] OR cilostazol[NM] OR cilostazol[tiab]OR pletal[tiab] OR warfarin[mh]OR warfarin[tiab]OR coumadin[tiab] OR coumadine[tiab] OR Dipyridamole[mh]OR dipyridamole[tiab]OR persantine[tiab] OR dicoumarol[MH] OR dicoumarol[tiab] OR dicumarol[tiab] OR Dextran sulfate[mh] OR dextran sulfate[tiab] ORthrombin inhibitors[tiab] OR thrombin inhibitor[tiab] OR heparin[mh] OR Heparin[tiab] OR Heparins[tiab] OR LMWH[tiab] OR LDUH[tiab] OR Enoxaparin[mh] OR Enoxaparin[tiab] OR Lovenox[tiab] OR Dalteparin[tiab] OR Fragmin[tiab] OR Tinzaparin[tiab] OR innohep[tiab] OR Nadroparin[tiab] OR Fondaparinux[nm] OR Fondaparinux[tiab] OR Arixtra[tiab] OR Idraparinux[nm] OR Idraparinux[tiab] OR Rivaroxaban[nm] OR Rivaroxaban[tiab] OR novastan[tiab] OR Desirudin[nm] OR Desirudin[tiab] OR Iprivask[tiab]OR direct thrombin inhibitor[tiab] OR Argatroban[nm] OR Argatroban[tiab] OR Acova[tiab] OR Bivalirudin[nm] OR Bivalirudin[tiab] OR Angiomax[tiab] OR Lepirudin[nm] OR Lepirudin[tiab] OR Refludan[tiab] OR Dabigatran[nm] OR Dabigatran[tiab] OR Pradaxa[tiab] OR factor xa[mh] OR factor Xa[tiab] OR vena cava filters[mh] OR filters[tiab] OR filter[tiab] OR compression stockings[mh] OR intermittent pneumatic compression devices[mh] OR compression [tiab] OR Venous foot pump[tiab])) AND(prevent*[tiab] OR prophyla*[tiab] OR prevention and control[subheading]) NOT (animals[mh] NOT humans[mh]) NOT (editorial[pt] OR comment[pt]) NOT ((infant[mh] OR infant[tiab] OR child[mh] OR child[tiab] OR children[tiab] OR adolescent[mh] OR adolescent[tiab] OR teen‐age[tiab] OR pediatric[tiab] OR perinatal[tiab]) NOT (adult[tiab] OR adults[tiab] OR adult[mh])) NOT (mechanical valve[tiab] OR heart valve[tiab] OR atrial fibrillation[mh] OR atrial fibrillation[tiab] OR thrombophilia[mh] OR thrombophilia[tiab] OR pregnancy[mh])
- Estimated annual number of incident and recurrent, non‐fatal and fatal venous thromboembolism (VTE) events in the US. Blood. 2005;106:910. , , .
- Institute of Medicine. Institute of Medicine. Initial National Priorities for Comparative Effectiveness Research. Washington, DC: National Academies Press; 2009.
- Lovenox (enoxaparin sodium injection for subcutaneous and intravenous use: prescribing information). Bridgewater, NJ: SanofiAventis; 2011. Available at: http://products.sanofi.us/lovenox/lovenox.html. Accessed October 17, 2012.
- Innohep (tinzaparin sodium injection). Ballerup, Denmark: LEO Pharmaceutical Products; 2008. Available at: http://www.accessdata.fda.gov/drugsatfda_docs/label/2008/020484s011lbl.pdf. Accessed October 17, 2012.
- Leizorovicz A. Tinzaparin compared to unfractionated heparin for initial treatment of deep vein thrombosis in very elderly patients with renal insufficiency‐ the IRIS trial. [50th ASH Annual Meeting and Exposition abstract 434]. Blood. 2008;11:112.
- Fragmin (dalteparin sodium injection). New York, NY: Pfizer Inc.; 2007. Available at: http://www.pfizer.com/files/products/uspi_fragmin.pdf. Accessed October 17, 2012.
- Methods guide for effectiveness and comparative effectiveness reviews. Rockville, MD: Agency for Healthcare Research and Quality; August 2011. AHRQ publication No. 10 (11)‐EHC063‐EF. Available at: http://www.effectivehealthcare.ahrq.gov. Accessed October 17, 2012.
- Comparative effectiveness of pharmacologic and mechanical prophylaxis of venous thromboembolism among special populations. Available at: http://effectivehealthcare.ahrq.gov/ehc/products/341/928/VTE‐Special‐Populations_Protocol_20120112.pdf. Accessed April 17, 2012.
- Comparative effectiveness of pharmacologic and mechanical prophylaxis of venous thromboembolism among special populations. Evidence Report/Technology Assessment (AHRQ). Available at: http://effectivehealthcare.ahrq.gov/ehc/products/341/1501/venous‐thromboembolism‐special‐populations‐report‐130529.pdf. 2013. , , , et al.
- The feasibility of creating a checklist for the assessment of the methodological quality both of randomised and non‐randomised studies of health care interventions. J Epidemiol Community Health. 1998;52(6):377–384. , .
- Efficacy and safety of fixed low‐dose dalteparin in preventing venous thromboembolism among obese or elderly hospitalized patients: a subgroup analysis of the PREVENT trial. Arch Intern Med. 2005;165(3):341–345. , , , et al.
- Prospective comparison of three enoxaparin dosing regimens to achieve target anti‐factor Xa levels in hospitalized, medically ill patients with extreme obesity. Am J Hematol. 2012;87(7):740–743. , , , .
- Effect of prophylactic dalteparin on anti‐factor xa levels in morbidly obese patients after bariatric surgery. Obes Surg. 2010;20(4):487–491. , , .
- Concomitant use of medication with antiplatelet effects in patients receiving either rivaroxaban or enoxaparin after total hip or knee arthroplasty. Thromb Res. 2012;130(2):147–151. , , , , .
- Dabigatran etexilate and concomitant use of non‐steroidal anti‐inflammatory drugs or acetylsalicylic acid in patients undergoing total hip and total knee arthroplasty: No increased risk of bleeding. Thromb Haemost. 2012;108(1):183–190. , , , , , .
- CERTIFY: prophylaxis of venous thromboembolism in patients with severe renal insufficiency. Thromb Haemost. 2011;105(6):981–988. , , , et al.
- Tinzaparin and enoxaparin given at prophylactic dose for eight days in medical elderly patients with impaired renal function: a comparative pharmacokinetic study. Thromb Haemost. 2007;97(4):581–586. , , , et al.
- Thromboprophylaxis in patients older than 75 years or with moderate renal impairment undergoing knee or hip replacement surgery [published correction appears in Int Orthop. 2012;36(5):1113]. Int Orthop. 2012;36(4):741–748. , , , , , .
- Impact of stage 3B chronic kidney disease on thrombosis and bleeding outcomes after orthopedic surgery in patients treated with desirudin or enoxaparin: insights from a randomized trial. J Thromb Haemost. 2012;10(8):1515–1520. , , , .
- Initiative to improve thromboprophylactic enoxaparin exposure in hospitalized patients with renal impairment. Am J Health Syst Pharm. 2012;69(5):390–396. , .
- American College of Chest Physicians Antithrombotic Therapy and Prevention of Thrombosis Panel. Executive summary: antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141(2 suppl):7S–47S. , , , , ;
- Aspirin for the prophylaxis of venous thromboembolic events in orthopedic surgery patients: a comparison of the AAOS and ACCP guidelines with review of the evidence. Ann Pharmacother. 2013;47(1):63–74. , .
- Estimated annual number of incident and recurrent, non‐fatal and fatal venous thromboembolism (VTE) events in the US. Blood. 2005;106:910. , , .
- Institute of Medicine. Institute of Medicine. Initial National Priorities for Comparative Effectiveness Research. Washington, DC: National Academies Press; 2009.
- Lovenox (enoxaparin sodium injection for subcutaneous and intravenous use: prescribing information). Bridgewater, NJ: SanofiAventis; 2011. Available at: http://products.sanofi.us/lovenox/lovenox.html. Accessed October 17, 2012.
- Innohep (tinzaparin sodium injection). Ballerup, Denmark: LEO Pharmaceutical Products; 2008. Available at: http://www.accessdata.fda.gov/drugsatfda_docs/label/2008/020484s011lbl.pdf. Accessed October 17, 2012.
- Leizorovicz A. Tinzaparin compared to unfractionated heparin for initial treatment of deep vein thrombosis in very elderly patients with renal insufficiency‐ the IRIS trial. [50th ASH Annual Meeting and Exposition abstract 434]. Blood. 2008;11:112.
- Fragmin (dalteparin sodium injection). New York, NY: Pfizer Inc.; 2007. Available at: http://www.pfizer.com/files/products/uspi_fragmin.pdf. Accessed October 17, 2012.
- Methods guide for effectiveness and comparative effectiveness reviews. Rockville, MD: Agency for Healthcare Research and Quality; August 2011. AHRQ publication No. 10 (11)‐EHC063‐EF. Available at: http://www.effectivehealthcare.ahrq.gov. Accessed October 17, 2012.
- Comparative effectiveness of pharmacologic and mechanical prophylaxis of venous thromboembolism among special populations. Available at: http://effectivehealthcare.ahrq.gov/ehc/products/341/928/VTE‐Special‐Populations_Protocol_20120112.pdf. Accessed April 17, 2012.
- Comparative effectiveness of pharmacologic and mechanical prophylaxis of venous thromboembolism among special populations. Evidence Report/Technology Assessment (AHRQ). Available at: http://effectivehealthcare.ahrq.gov/ehc/products/341/1501/venous‐thromboembolism‐special‐populations‐report‐130529.pdf. 2013. , , , et al.
- The feasibility of creating a checklist for the assessment of the methodological quality both of randomised and non‐randomised studies of health care interventions. J Epidemiol Community Health. 1998;52(6):377–384. , .
- Efficacy and safety of fixed low‐dose dalteparin in preventing venous thromboembolism among obese or elderly hospitalized patients: a subgroup analysis of the PREVENT trial. Arch Intern Med. 2005;165(3):341–345. , , , et al.
- Prospective comparison of three enoxaparin dosing regimens to achieve target anti‐factor Xa levels in hospitalized, medically ill patients with extreme obesity. Am J Hematol. 2012;87(7):740–743. , , , .
- Effect of prophylactic dalteparin on anti‐factor xa levels in morbidly obese patients after bariatric surgery. Obes Surg. 2010;20(4):487–491. , , .
- Concomitant use of medication with antiplatelet effects in patients receiving either rivaroxaban or enoxaparin after total hip or knee arthroplasty. Thromb Res. 2012;130(2):147–151. , , , , .
- Dabigatran etexilate and concomitant use of non‐steroidal anti‐inflammatory drugs or acetylsalicylic acid in patients undergoing total hip and total knee arthroplasty: No increased risk of bleeding. Thromb Haemost. 2012;108(1):183–190. , , , , , .
- CERTIFY: prophylaxis of venous thromboembolism in patients with severe renal insufficiency. Thromb Haemost. 2011;105(6):981–988. , , , et al.
- Tinzaparin and enoxaparin given at prophylactic dose for eight days in medical elderly patients with impaired renal function: a comparative pharmacokinetic study. Thromb Haemost. 2007;97(4):581–586. , , , et al.
- Thromboprophylaxis in patients older than 75 years or with moderate renal impairment undergoing knee or hip replacement surgery [published correction appears in Int Orthop. 2012;36(5):1113]. Int Orthop. 2012;36(4):741–748. , , , , , .
- Impact of stage 3B chronic kidney disease on thrombosis and bleeding outcomes after orthopedic surgery in patients treated with desirudin or enoxaparin: insights from a randomized trial. J Thromb Haemost. 2012;10(8):1515–1520. , , , .
- Initiative to improve thromboprophylactic enoxaparin exposure in hospitalized patients with renal impairment. Am J Health Syst Pharm. 2012;69(5):390–396. , .
- American College of Chest Physicians Antithrombotic Therapy and Prevention of Thrombosis Panel. Executive summary: antithrombotic therapy and prevention of thrombosis, 9th ed: American College of Chest Physicians evidence‐based clinical practice guidelines. Chest. 2012;141(2 suppl):7S–47S. , , , , ;
- Aspirin for the prophylaxis of venous thromboembolic events in orthopedic surgery patients: a comparison of the AAOS and ACCP guidelines with review of the evidence. Ann Pharmacother. 2013;47(1):63–74. , .
Study of Antimicrobial Scrubs
Healthcare workers' (HCWs) attire becomes contaminated with bacterial pathogens during the course of the workday,[1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12] and Munoz‐Price et al.[13] recently demonstrated that finding bacterial pathogens on HCWs' white coats correlated with finding the same pathogens on their hands. Because of concern for an association between attire colonization and nosocomial infection, governmental agencies in England and Scotland banned HCWs from wearing white coats or long‐sleeve garments,[14, 15] despite evidence that such an approach does not reduce contamination.[12]
Newly developed antimicrobial textiles have been incorporated into HCW scrubs,[16, 17, 18, 19, 20] and commercial Web sites and product inserts report that these products can reduce bacterial contamination by 80.9% at 8 hours to greater than 99% under laboratory conditions depending on the product and microbe studied.[16, 17, 19] Because there are limited clinical data pertaining to the effectiveness of antimicrobial scrubs, we performed a prospective study designed to determine whether wearing these products reduced bacterial contamination of HCWs' scrubs or skin at the end of an 8‐hour workday.
METHODS
Design
The study was a prospective, unblinded, randomized, controlled trial that was approved by the Colorado Multiple Institutional Review Board and conducted at Denver Health, a university‐affiliated public safety net hospital. No protocol changes occurred during the study.
Participants
Participants included hospitalist physicians, internal medicine residents, physician assistants, nurse practitioners, and nurses who directly cared for patients hospitalized on internal medicine units between March 12, 2012 and August 28, 2012. Participants known to be pregnant or those who refused to participate in the study were excluded.
Intervention
Standard scrubs issued by the hospital were tested along with 2 different antimicrobial scrubs (scrub A and scrub B). Scrub A was made with a polyester microfiber material embedded with a proprietary antimicrobial chemical. Scrub B was a polyestercotton blend scrub that included 2 proprietary antimicrobial chemicals and silver embedded into the fabric. The standard scrub was made of a polyestercotton blend with no antimicrobial properties. All scrubs consisted of pants and a short‐sleeved shirt, with either a pocket at the left breast or lower front surface, and all were tested new prior to any washing or wear. Preliminary cultures were done on 2 scrubs in each group to assess the extent of preuse contamination. All providers were instructed not to wear white coats at any time during the day that they were wearing the scrubs. Providers were not told the type of scrub they received, but the antimicrobial scrubs had a different appearance and texture than the standard scrubs, so blinding was not possible.
Outcomes
The primary end point was the total bacterial colony count of samples obtained from the breast or lower front pocket, the sleeve cuff of the dominant hand, and the pant leg at the midthigh of the dominant leg on all scrubs after an 8‐hour workday. Secondary outcomes were the bacterial colony counts of cultures obtained from the volar surface of the wrists of the HCWs' dominant arm, and the colony counts of methicillin‐resistant Staphylococcus aureus (MRSA), vancomycin‐resistant enterococci (VRE), and resistant Gram‐negative bacteria on the 3 scrub types, all obtained after the 8‐hour workday.
Cultures were collected using a standardized RODAC imprint method[21] with BBL RODAC plates containing blood agar (Becton Dickinson, Sparks, MD). Cultures were incubated in ambient air at 35 to 37C for 18 to 22 hours. After incubation, visible colonies were counted using a dissecting microscope to a maximum of 200 colonies as recommended by the manufacturer. Colonies morphologically consistent with Staphylococcus species were subsequently tested for coagulase using a BactiStaph rapid latex agglutination test (Remel, Lenexa, KS). If positive, these colonies were subcultured to sheep blood agar (Remel) and BBL MRSA CHROMagar (Becton Dickinson) and incubated for an additional 18 to 24 hours. Characteristic growth on blood agar that also produced mauve‐colored colonies on CHROMagar was taken to indicate MRSA. Colonies morphologically suspicious for being VRE were identified and confirmed as VRE using a positive identification and susceptibility panel (Microscan; Siemens, Deerfield, IL). A negative combination panel (Microscan, Siemens) was also used to identify and confirm resistant Gram‐negative rods.
Each participant completed a survey that included questions that identified their occupation, whether they had had contact with patients who were known to be colonized or infected with MRSA, VRE, or resistant Gram‐negative rods during the testing period, and whether they experienced any adverse events that might relate to wearing the uniform.
Sample Size
We assumed that cultures taken from the sleeve of the control scrubs would have a mean ( standard deviation) colony count of 69 (67) based on data from our previous study.[12] Although the companies making the antimicrobial scrubs indicated that their respective products provided between 80.9% at 8 hours and >99% reduction in bacterial colony counts in laboratory settings, we assumed that a 70% decrease in colony count compared with standard scrubs could be clinically important. After adjusting for multiple comparisons and accounting for using nonparametric analyses with an unknown distribution, we estimated a need to recruit 35 subjects in each of 3 groups.
Randomization
The principal investigator and coinvestigators enrolled and consented participants. After obtaining consent, block randomization, stratified by occupation, occurred 1 day prior to the study using a computer‐generated table of random numbers.
Statistics
Data were collected and managed using REDCap (Research Electronic Data Capture; Vanderbilt UniversityThe Institute for Medicine and Public Health, Nashville, TN) electronic data capture tools hosted at Denver Health. REDCap is a secure Web‐based application designed to support data collection for research studies, providing: (1) an intuitive interface for validated data entry, (2) audit trails for tracking data manipulation and export procedures, (3) automated export procedures for seamless data downloads to common statistical packages, and (4) procedures for importing data from external sources.[22]
Colony counts were compared using a Kruskal‐Wallis 1‐way analysis of variance by ranks. Bonferroni's correction for multiple comparisons resulted in a P<0.01 as indicating statistical significance. Proportions were compared using [2] analysis. All data are presented as medians with interquartile range (IQR) or proportions.
RESULTS
We screened 118 HCWs for participation and randomized 109, 37 in the control and antimicrobial scrub group A, and 35 in antimicrobial scrub group B (during the course of the study we neglected to culture the pockets of 2 participants in the standard scrub group and 2 in antimicrobial scrub group A). Because our primary end point was total colony count from cultures taken from 3 sites, data from these 4 subjects could not be used, and all the data from these 4 subjects were excluded from the primary analysis; 4 additional subjects were subsequently recruited allowing us to meet our block enrollment target (Figure 1). The first and last participants were studied on March 12, 2012 and August 28, 2012, respectively. The trial ended once the defined number of participants was enrolled. The occupations of the 105 participants are summarized in Table 1.

All Subjects, N=105 | Standard Scrub, n=35 | Antimicrobial Scrub A, n=35 | Antimicrobial Scrub B, n=35 | |
---|---|---|---|---|
Healthcare worker type, n (%) | ||||
Attending physician | 11 (10) | 5 (14) | 3 (9) | 3 (9) |
Intern/resident | 51 (49) | 17 (49) | 16 (46) | 18 (51) |
Midlevels | 6 (6) | 2 (6) | 2 (6) | 2 (6) |
Nurse | 37 (35) | 11 (31) | 14 (40) | 12 (34) |
Cared for colonized or infected patient with antibiotic resistant organism, n (%) | 55 (52) | 16 (46) | 20 (57) | 19 (54) |
Number of colonized or infected patients cared for, n (%) | ||||
1 | 37 (67) | 10 (63) | 13 (65) | 14 (74) |
2 | 11 (20) | 4 (25) | 6 (30) | 1 (5) |
3 or more | 6 (11) | 2 (12) | 1 (5) | 3 (16) |
Unknown | 1 (2) | 0 (0) | 0 (0) | 1 (5) |
Colony counts of all scrubs cultured prior to use never exceeded 10 colonies. The median (IQR) total colony counts from all sites on the scrubs was 99 (66182) for standard scrubs, 137 (84289) for antimicrobial scrub type A, and 138 (62274) for antimicrobial scrub type B (P=0.36). We found no significant differences between the colony counts cultured from any of the individual sites among the 3 groups, regardless of occupation (Table 2). No significant difference was observed with respect to colony counts cultured from the wrist among the 3 study groups (Table 2). Comparisons between groups were planned a priori if a difference across all groups was found. Given the nonsignificant P values across all scrub groups, no further comparisons were made.
Total (From All Sites on Scrubs) | Sleeve Cuff | Thigh | Wrist | ||
---|---|---|---|---|---|
| |||||
All subjects, N=105 | |||||
Standard scrub | 99 (66182) | 41 (2070) | 20 (944) | 32 (2161) | 16 (540) |
Antimicrobial scrub A | 137 (84289) | 65 (35117) | 33 (16124) | 41 (1586) | 23 (442) |
Antimicrobial scrub B | 138 (62274) | 41 (2299) | 21 (941) | 40 (18107) | 15 (654) |
P value | 0.36 | 0.17 | 0.07 | 0.57 | 0.92 |
Physicians and midlevels, n=68 | |||||
Standard scrub | 115.5 (72.5173.5) | 44.5 (2270.5) | 27.5 (10.538.5) | 35 (2362.5) | 24.5 (755) |
Antimicrobial scrub A | 210 (114289) | 86 (64120) | 39 (18129) | 49 (2486) | 24 (342) |
Antimicrobial scrub B | 149 (68295) | 52 (26126) | 21 (1069) | 37 (18141) | 19 (872) |
P value | 0.21 | 0.08 | 0.19 | 0.85 | 0.76 |
Nurses, n=37 | |||||
Standard scrub | 89 (31236) | 37 (1348) | 13 (552) | 28 (1342) | 9 (321) |
Antimicrobial scrub A | 105 (43256) | 45.5 (2258) | 21.5 (1654) | 38.5 (1268) | 17 (643) |
Antimicrobial scrub B | 91.5 (60174.5) | 27 (1340) | 16 (7.526) | 51 (2186.5) | 10 (3.543.5) |
P value | 0.86 | 0.39 | 0.19 | 0.49 | 0.41 |
Fifty‐five participants (52%) reported caring for patients who were known to be colonized or infected with an antibiotic‐resistant organism, 16 (46%) randomized to wear standard scrubs, and 20 (57%) and 19 (54%) randomized to wear antimicrobial scrub A or B, respectively (P=0.61). Of these, however, antibiotic‐resistant organisms were only cultured from the scrubs of 2 providers (1 with 1 colony of MRSA from the breast pocket of antimicrobial scrub A, 1 with 1 colony of MRSA cultured from the pocket of antimicrobial scrub B [P=0.55]), and from the wrist of only 1 provider (a multiresistant Gram‐negative rod who wore antimicrobial scrub B).
Adverse Events
Six subjects (5.7%) reported adverse events, all of whom were wearing antimicrobial scrubs (P=0.18). For participants wearing antimicrobial scrub A, 1 (3%) reported itchiness and 2 (6%) reported heaviness or poor breathability. For participants wearing antimicrobial scrub B, 1 (3%) reported redness, 1 (3%) reported itchiness, and 1 (3%) reported heaviness or poor breathability.
DISCUSSION
The important findings of this study are that we found no evidence indicating that either of the 2 antimicrobial scrubs tested reduced bacterial contamination or antibiotic‐resistant contamination on HCWs' scrubs or wrists compared with standard scrubs at the end of an 8‐hour workday, and that despite many HCWs being exposed to patients who were colonized or infected with antibiotic‐resistant bacteria, these organisms were only rarely cultured from their uniforms.
We found that HCWs in all 3 arms of the study had bacterial contamination on their scrubs and skin, consistent with previous studies showing that HCWs' uniforms are frequently contaminated with bacteria, including MRSA, VRE, and other pathogens.[1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12] We previously found that bacterial contamination of HCWs' uniforms occurs within hours of putting on newly laundered uniforms.[12]
Literature on the effectiveness of antimicrobial HCW uniforms when tested in clinical settings is limited. Bearman and colleagues[23] recently published the results of a study of 31 subjects who wore either standard or antimicrobial scrubs, crossing over every 4 weeks for 4 months, with random culturing done weekly at the beginning and end of a work shift. Scrubs were laundered an average of 1.5 times/week, but the timing of the laundering relative to when cultures were obtained was not reported. Very few isolates of MRSA, Gram‐negative rods, or VRE were found (only 3.9%, 0.4%, and 0.05% of the 2000 samples obtained, respectively), and no differences were observed with respect to the number of HCWs who had antibiotic‐resistant organisms cultured when they were wearing standard versus antimicrobial scrubs. Those who had MRSA cultured, however, had lower mean log colony counts when they were wearing the antimicrobial scrubs. The small number of samples with positive isolates, together with differences in the extent of before‐shift contamination among groups complicates interpreting these data. The authors concluded that a prospective trial was needed. We attempted to include the scrub studied by Bearman and colleagues[23] in our study, but the company had insufficient stock available at the time we tried to purchase the product.
Gross and colleagues[24] found no difference in the mean colony counts of cultures taken from silver‐impregnated versus standard scrubs in a pilot crossover study done with 10 HCWs (although there were trends toward higher colony counts when the subjects wore antimicrobial scrubs).
Antibiotic‐resistant bacteria were only cultured from 3 participants (2.9%) in our current study, compared to 16% of those randomized to wearing white coats in our previous study and 20% of those randomized to wearing standard scrubs.[12] This difference may be explained by several recent studies reporting that rates of MRSA infections in hospitals are decreasing.[25, 26] The rate of hospital‐acquired MRSA infection or colonization at our own institution decreased 80% from 2007 to 2012. At the times of our previous and current studies, providers were expected to wear gowns and gloves when caring for patients as per standard contact precautions. Rates of infection and colonization of VRE and resistant Gram‐negative rods have remained low at our hospital, and our data are consistent with the rates reported on HCWs' uniforms in other studies.[2, 5, 10]
Only 6 of our subjects reported adverse reactions, but all were wearing antimicrobial scrubs (P=0.18). Several of the participants described that the fabrics of the 2 antimicrobial scrubs were heavier and less breathable than the standard scrubs. We believe this difference is more likely to explain the adverse reactions reported than is any type of reaction to the specific chemicals in the fabrics.
Our study has several limitations. Because it was conducted on the general internal medicine units of a single university‐affiliated public hospital, the results may not generalize to other types of institutions or other inpatient services.
As we previously described,[12] the RODAC imprint method only samples a small area of HCWs' uniforms and thus does not represent total bacterial contamination.[21] We specifically cultured areas that are known to be highly contaminated (ie, sleeve cuffs and pockets). Although imprint methods have limitations (as do other methods for culturing clothing), they have been commonly utilized in studies assessing bacterial contamination of HCW clothing.[2, 3, 5]
Although some of the bacterial load we cultured could have come from the providers themselves, previous studies have shown that 80% to 90% of the resistant bacteria cultured from HCWs' attire come from other sources.[1, 2]
Because our sample size was calculated on the basis of being able to detect a difference of 70% in total bacterial colony count, our study was not large enough to exclude a lower level of effectiveness. However, we saw no trends suggesting the antimicrobial products might have a lower level of effectiveness.
We did not observe the hand‐washing practices of the participants, and accordingly, cannot confirm that these practices were the same in each of our 3 study groups. Intermittent, surreptitious monitoring of hand‐washing practices on our internal medicine units over the last several years has found compliance with hand hygiene recommendations varying from 70% to 90%.
Although the participants in our study were not explicitly told to which scrub they were randomized, the colors, appearances, and textures of the antimicrobial fabrics were different from the standard scrubs such that blinding was impossible. Participants wearing antimicrobial scrubs could have changed their hand hygiene practices (ie, less careful hand hygiene). Lack of blinding could also have led to over‐reporting of adverse events by the subjects randomized to wear the antimicrobial scrubs.
In an effort to treat all the scrubs in the same fashion, all were tested new, prior to being washed or previously worn. Studying the scrubs prior to washing or wearing could have increased the reports of adverse effects, as the fabrics could have been stiffer and more uncomfortable than they might have been at a later stage in their use.
Our study also has some strengths. Our participants included physicians, residents, nurses, nurse practitioners, and physician assistants. Accordingly, our results should be generalizable to most HCWs. We also confirmed that the scrubs that were tested were nearly sterile prior to use.
In conclusion, we found no evidence suggesting that either of 2 antimicrobial scrubs tested decreased bacterial contamination of HCWs' scrubs or skin after an 8‐hour workday compared to standard scrubs. We also found that, although HCWs are frequently exposed to patients harboring antibiotic‐resistant bacteria, these bacteria were only rarely cultured from HCWs' scrubs or skin.
- Contamination of nurses' uniforms with Staphylococcus aureus. Lancet. 1969;2:233–235. , , , .
- Contamination of protective clothing and nurses' uniforms in an isolation ward. J Hosp Infect. 1983;4:149–157. , , .
- Microbial flora on doctors' white coats. BMJ. 1991;303:1602–1604. , , .
- Bacterial contamination of nurses' uniforms: a study. Nursing Stand. 1998;13:37–42. .
- Bacterial flora on the white coats of medical students. J Hosp Infect. 2000;45:65–68. , , .
- Bacterial contamination of uniforms. J Hosp Infect. 2001;48:238–241. , , .
- Significance of methicillin‐resistant Staphylococcus aureus (MRSA) survey in a university teaching hospital. J Infect Chemother. 2003;9:172–177. , , , et al.
- Environmental contamination makes an important contribution to hospital infection. J Hosp Infect. 2007;65(suppl 2):50–54. .
- Detection of methicillin‐resistant Staphylococcus aureus and vancomycin‐resistant enterococci on the gowns and gloves of healthcare workers. Infect Control Hosp Epidemiol. 2008;29:583–589. , , , et al.
- Bacterial contamination of health care workers' white coats. Am J Infect Control. 2009;37:101–105. , , , , , .
- Nursing and physician attire as possible source of nosocomial infections. Am J Infect Control. 2011;39:555–559. , , , , , .
- Newly cleaned physician uniforms and infrequently washed white coats have similar rates of bacterial contamination after an 8‐hour workday: a randomized controlled trial. J Hosp Med. 2011;6:177–182. , , , , , .
- Associations between bacterial contamination of health care workers' hands and contamination of white coats and scrubs. Am J Infect Control. 2012;40:e245–e248. , , , et al.
- Department of Health. Uniforms and workwear: an evidence base for developing local policy. National Health Service, 17 September 2007. Available at: http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/Publicationspolicyandguidance/DH_078433. Accessed January 29, 2010.
- Scottish Government Health Directorates. NHS Scotland dress code. Available at: http://www.sehd.scot.nhs.uk/mels/CEL2008_53.pdf. Accessed February 10, 2010.
- Bio Shield Tech Web site. Bio Gardz–unisex scrub top–antimicrobial treatment. Available at: http://www.bioshieldtech.com/Bio_Gardz_Unisex_Scrub_Top_Antimicrobial_Tre_p/sbt01‐r‐p.htm. Accessed January 9, 2013.
- Doc Froc Web site and informational packet. Available at: http://www.docfroc.com. Accessed July 22, 2011.
- Vestagen Web site and informational packet. Available at: http://www.vestagen.com. Accessed July 22, 2011.
- Under Scrub apparel Web site. Testing. Available at: http://underscrub.com/testing. Accessed March 21, 2013.
- MediThreads Web site. Microban FAQ's. Available at: http://medithreads.com/faq/microban‐faqs. Accessed March 21, 2013.
- Comparison of the Rodac imprint method to selective enrichment broth for recovery of vancomycin‐resistant enterococci and drug‐resistant Enterobacteriaceae from environmental surfaces. J Clin Microbiol. 2000;38:4646–4648. , , , , .
- Research electronic data capture (REDCap)—a metadata‐driven methodology and workflow process for providing translational research informatics support. J Biomed Inform. 2009;42:377–381. , , , , , .
- A crossover trial of antimicrobial scrubs to reduce methicillin‐resistant Staphylococcus aureus burden on healthcare worker apparel. Infect Control Hosp Epidemiol. 2012;33:268–275. , , , et al.
- Pilot study on the microbial contamination of conventional vs. silver‐impregnated uniforms worn by ambulance personnel during one week of emergency medical service. GMS Krankenhhyg Interdiszip. 2010;5.pii: Doc09. , , , , .
- Epidemiology of Staphylococcus aureus blood and skin and soft tissue infections in the US military health system, 2005–2010. JAMA. 2012;308:50–59. , , , et al.
- Health care‐associated invasive MRSA infections, 2005–2008. JAMA. 2010;304:641–648. , , , et al.
Healthcare workers' (HCWs) attire becomes contaminated with bacterial pathogens during the course of the workday,[1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12] and Munoz‐Price et al.[13] recently demonstrated that finding bacterial pathogens on HCWs' white coats correlated with finding the same pathogens on their hands. Because of concern for an association between attire colonization and nosocomial infection, governmental agencies in England and Scotland banned HCWs from wearing white coats or long‐sleeve garments,[14, 15] despite evidence that such an approach does not reduce contamination.[12]
Newly developed antimicrobial textiles have been incorporated into HCW scrubs,[16, 17, 18, 19, 20] and commercial Web sites and product inserts report that these products can reduce bacterial contamination by 80.9% at 8 hours to greater than 99% under laboratory conditions depending on the product and microbe studied.[16, 17, 19] Because there are limited clinical data pertaining to the effectiveness of antimicrobial scrubs, we performed a prospective study designed to determine whether wearing these products reduced bacterial contamination of HCWs' scrubs or skin at the end of an 8‐hour workday.
METHODS
Design
The study was a prospective, unblinded, randomized, controlled trial that was approved by the Colorado Multiple Institutional Review Board and conducted at Denver Health, a university‐affiliated public safety net hospital. No protocol changes occurred during the study.
Participants
Participants included hospitalist physicians, internal medicine residents, physician assistants, nurse practitioners, and nurses who directly cared for patients hospitalized on internal medicine units between March 12, 2012 and August 28, 2012. Participants known to be pregnant or those who refused to participate in the study were excluded.
Intervention
Standard scrubs issued by the hospital were tested along with 2 different antimicrobial scrubs (scrub A and scrub B). Scrub A was made with a polyester microfiber material embedded with a proprietary antimicrobial chemical. Scrub B was a polyestercotton blend scrub that included 2 proprietary antimicrobial chemicals and silver embedded into the fabric. The standard scrub was made of a polyestercotton blend with no antimicrobial properties. All scrubs consisted of pants and a short‐sleeved shirt, with either a pocket at the left breast or lower front surface, and all were tested new prior to any washing or wear. Preliminary cultures were done on 2 scrubs in each group to assess the extent of preuse contamination. All providers were instructed not to wear white coats at any time during the day that they were wearing the scrubs. Providers were not told the type of scrub they received, but the antimicrobial scrubs had a different appearance and texture than the standard scrubs, so blinding was not possible.
Outcomes
The primary end point was the total bacterial colony count of samples obtained from the breast or lower front pocket, the sleeve cuff of the dominant hand, and the pant leg at the midthigh of the dominant leg on all scrubs after an 8‐hour workday. Secondary outcomes were the bacterial colony counts of cultures obtained from the volar surface of the wrists of the HCWs' dominant arm, and the colony counts of methicillin‐resistant Staphylococcus aureus (MRSA), vancomycin‐resistant enterococci (VRE), and resistant Gram‐negative bacteria on the 3 scrub types, all obtained after the 8‐hour workday.
Cultures were collected using a standardized RODAC imprint method[21] with BBL RODAC plates containing blood agar (Becton Dickinson, Sparks, MD). Cultures were incubated in ambient air at 35 to 37C for 18 to 22 hours. After incubation, visible colonies were counted using a dissecting microscope to a maximum of 200 colonies as recommended by the manufacturer. Colonies morphologically consistent with Staphylococcus species were subsequently tested for coagulase using a BactiStaph rapid latex agglutination test (Remel, Lenexa, KS). If positive, these colonies were subcultured to sheep blood agar (Remel) and BBL MRSA CHROMagar (Becton Dickinson) and incubated for an additional 18 to 24 hours. Characteristic growth on blood agar that also produced mauve‐colored colonies on CHROMagar was taken to indicate MRSA. Colonies morphologically suspicious for being VRE were identified and confirmed as VRE using a positive identification and susceptibility panel (Microscan; Siemens, Deerfield, IL). A negative combination panel (Microscan, Siemens) was also used to identify and confirm resistant Gram‐negative rods.
Each participant completed a survey that included questions that identified their occupation, whether they had had contact with patients who were known to be colonized or infected with MRSA, VRE, or resistant Gram‐negative rods during the testing period, and whether they experienced any adverse events that might relate to wearing the uniform.
Sample Size
We assumed that cultures taken from the sleeve of the control scrubs would have a mean ( standard deviation) colony count of 69 (67) based on data from our previous study.[12] Although the companies making the antimicrobial scrubs indicated that their respective products provided between 80.9% at 8 hours and >99% reduction in bacterial colony counts in laboratory settings, we assumed that a 70% decrease in colony count compared with standard scrubs could be clinically important. After adjusting for multiple comparisons and accounting for using nonparametric analyses with an unknown distribution, we estimated a need to recruit 35 subjects in each of 3 groups.
Randomization
The principal investigator and coinvestigators enrolled and consented participants. After obtaining consent, block randomization, stratified by occupation, occurred 1 day prior to the study using a computer‐generated table of random numbers.
Statistics
Data were collected and managed using REDCap (Research Electronic Data Capture; Vanderbilt UniversityThe Institute for Medicine and Public Health, Nashville, TN) electronic data capture tools hosted at Denver Health. REDCap is a secure Web‐based application designed to support data collection for research studies, providing: (1) an intuitive interface for validated data entry, (2) audit trails for tracking data manipulation and export procedures, (3) automated export procedures for seamless data downloads to common statistical packages, and (4) procedures for importing data from external sources.[22]
Colony counts were compared using a Kruskal‐Wallis 1‐way analysis of variance by ranks. Bonferroni's correction for multiple comparisons resulted in a P<0.01 as indicating statistical significance. Proportions were compared using [2] analysis. All data are presented as medians with interquartile range (IQR) or proportions.
RESULTS
We screened 118 HCWs for participation and randomized 109, 37 in the control and antimicrobial scrub group A, and 35 in antimicrobial scrub group B (during the course of the study we neglected to culture the pockets of 2 participants in the standard scrub group and 2 in antimicrobial scrub group A). Because our primary end point was total colony count from cultures taken from 3 sites, data from these 4 subjects could not be used, and all the data from these 4 subjects were excluded from the primary analysis; 4 additional subjects were subsequently recruited allowing us to meet our block enrollment target (Figure 1). The first and last participants were studied on March 12, 2012 and August 28, 2012, respectively. The trial ended once the defined number of participants was enrolled. The occupations of the 105 participants are summarized in Table 1.

All Subjects, N=105 | Standard Scrub, n=35 | Antimicrobial Scrub A, n=35 | Antimicrobial Scrub B, n=35 | |
---|---|---|---|---|
Healthcare worker type, n (%) | ||||
Attending physician | 11 (10) | 5 (14) | 3 (9) | 3 (9) |
Intern/resident | 51 (49) | 17 (49) | 16 (46) | 18 (51) |
Midlevels | 6 (6) | 2 (6) | 2 (6) | 2 (6) |
Nurse | 37 (35) | 11 (31) | 14 (40) | 12 (34) |
Cared for colonized or infected patient with antibiotic resistant organism, n (%) | 55 (52) | 16 (46) | 20 (57) | 19 (54) |
Number of colonized or infected patients cared for, n (%) | ||||
1 | 37 (67) | 10 (63) | 13 (65) | 14 (74) |
2 | 11 (20) | 4 (25) | 6 (30) | 1 (5) |
3 or more | 6 (11) | 2 (12) | 1 (5) | 3 (16) |
Unknown | 1 (2) | 0 (0) | 0 (0) | 1 (5) |
Colony counts of all scrubs cultured prior to use never exceeded 10 colonies. The median (IQR) total colony counts from all sites on the scrubs was 99 (66182) for standard scrubs, 137 (84289) for antimicrobial scrub type A, and 138 (62274) for antimicrobial scrub type B (P=0.36). We found no significant differences between the colony counts cultured from any of the individual sites among the 3 groups, regardless of occupation (Table 2). No significant difference was observed with respect to colony counts cultured from the wrist among the 3 study groups (Table 2). Comparisons between groups were planned a priori if a difference across all groups was found. Given the nonsignificant P values across all scrub groups, no further comparisons were made.
Total (From All Sites on Scrubs) | Sleeve Cuff | Thigh | Wrist | ||
---|---|---|---|---|---|
| |||||
All subjects, N=105 | |||||
Standard scrub | 99 (66182) | 41 (2070) | 20 (944) | 32 (2161) | 16 (540) |
Antimicrobial scrub A | 137 (84289) | 65 (35117) | 33 (16124) | 41 (1586) | 23 (442) |
Antimicrobial scrub B | 138 (62274) | 41 (2299) | 21 (941) | 40 (18107) | 15 (654) |
P value | 0.36 | 0.17 | 0.07 | 0.57 | 0.92 |
Physicians and midlevels, n=68 | |||||
Standard scrub | 115.5 (72.5173.5) | 44.5 (2270.5) | 27.5 (10.538.5) | 35 (2362.5) | 24.5 (755) |
Antimicrobial scrub A | 210 (114289) | 86 (64120) | 39 (18129) | 49 (2486) | 24 (342) |
Antimicrobial scrub B | 149 (68295) | 52 (26126) | 21 (1069) | 37 (18141) | 19 (872) |
P value | 0.21 | 0.08 | 0.19 | 0.85 | 0.76 |
Nurses, n=37 | |||||
Standard scrub | 89 (31236) | 37 (1348) | 13 (552) | 28 (1342) | 9 (321) |
Antimicrobial scrub A | 105 (43256) | 45.5 (2258) | 21.5 (1654) | 38.5 (1268) | 17 (643) |
Antimicrobial scrub B | 91.5 (60174.5) | 27 (1340) | 16 (7.526) | 51 (2186.5) | 10 (3.543.5) |
P value | 0.86 | 0.39 | 0.19 | 0.49 | 0.41 |
Fifty‐five participants (52%) reported caring for patients who were known to be colonized or infected with an antibiotic‐resistant organism, 16 (46%) randomized to wear standard scrubs, and 20 (57%) and 19 (54%) randomized to wear antimicrobial scrub A or B, respectively (P=0.61). Of these, however, antibiotic‐resistant organisms were only cultured from the scrubs of 2 providers (1 with 1 colony of MRSA from the breast pocket of antimicrobial scrub A, 1 with 1 colony of MRSA cultured from the pocket of antimicrobial scrub B [P=0.55]), and from the wrist of only 1 provider (a multiresistant Gram‐negative rod who wore antimicrobial scrub B).
Adverse Events
Six subjects (5.7%) reported adverse events, all of whom were wearing antimicrobial scrubs (P=0.18). For participants wearing antimicrobial scrub A, 1 (3%) reported itchiness and 2 (6%) reported heaviness or poor breathability. For participants wearing antimicrobial scrub B, 1 (3%) reported redness, 1 (3%) reported itchiness, and 1 (3%) reported heaviness or poor breathability.
DISCUSSION
The important findings of this study are that we found no evidence indicating that either of the 2 antimicrobial scrubs tested reduced bacterial contamination or antibiotic‐resistant contamination on HCWs' scrubs or wrists compared with standard scrubs at the end of an 8‐hour workday, and that despite many HCWs being exposed to patients who were colonized or infected with antibiotic‐resistant bacteria, these organisms were only rarely cultured from their uniforms.
We found that HCWs in all 3 arms of the study had bacterial contamination on their scrubs and skin, consistent with previous studies showing that HCWs' uniforms are frequently contaminated with bacteria, including MRSA, VRE, and other pathogens.[1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12] We previously found that bacterial contamination of HCWs' uniforms occurs within hours of putting on newly laundered uniforms.[12]
Literature on the effectiveness of antimicrobial HCW uniforms when tested in clinical settings is limited. Bearman and colleagues[23] recently published the results of a study of 31 subjects who wore either standard or antimicrobial scrubs, crossing over every 4 weeks for 4 months, with random culturing done weekly at the beginning and end of a work shift. Scrubs were laundered an average of 1.5 times/week, but the timing of the laundering relative to when cultures were obtained was not reported. Very few isolates of MRSA, Gram‐negative rods, or VRE were found (only 3.9%, 0.4%, and 0.05% of the 2000 samples obtained, respectively), and no differences were observed with respect to the number of HCWs who had antibiotic‐resistant organisms cultured when they were wearing standard versus antimicrobial scrubs. Those who had MRSA cultured, however, had lower mean log colony counts when they were wearing the antimicrobial scrubs. The small number of samples with positive isolates, together with differences in the extent of before‐shift contamination among groups complicates interpreting these data. The authors concluded that a prospective trial was needed. We attempted to include the scrub studied by Bearman and colleagues[23] in our study, but the company had insufficient stock available at the time we tried to purchase the product.
Gross and colleagues[24] found no difference in the mean colony counts of cultures taken from silver‐impregnated versus standard scrubs in a pilot crossover study done with 10 HCWs (although there were trends toward higher colony counts when the subjects wore antimicrobial scrubs).
Antibiotic‐resistant bacteria were only cultured from 3 participants (2.9%) in our current study, compared to 16% of those randomized to wearing white coats in our previous study and 20% of those randomized to wearing standard scrubs.[12] This difference may be explained by several recent studies reporting that rates of MRSA infections in hospitals are decreasing.[25, 26] The rate of hospital‐acquired MRSA infection or colonization at our own institution decreased 80% from 2007 to 2012. At the times of our previous and current studies, providers were expected to wear gowns and gloves when caring for patients as per standard contact precautions. Rates of infection and colonization of VRE and resistant Gram‐negative rods have remained low at our hospital, and our data are consistent with the rates reported on HCWs' uniforms in other studies.[2, 5, 10]
Only 6 of our subjects reported adverse reactions, but all were wearing antimicrobial scrubs (P=0.18). Several of the participants described that the fabrics of the 2 antimicrobial scrubs were heavier and less breathable than the standard scrubs. We believe this difference is more likely to explain the adverse reactions reported than is any type of reaction to the specific chemicals in the fabrics.
Our study has several limitations. Because it was conducted on the general internal medicine units of a single university‐affiliated public hospital, the results may not generalize to other types of institutions or other inpatient services.
As we previously described,[12] the RODAC imprint method only samples a small area of HCWs' uniforms and thus does not represent total bacterial contamination.[21] We specifically cultured areas that are known to be highly contaminated (ie, sleeve cuffs and pockets). Although imprint methods have limitations (as do other methods for culturing clothing), they have been commonly utilized in studies assessing bacterial contamination of HCW clothing.[2, 3, 5]
Although some of the bacterial load we cultured could have come from the providers themselves, previous studies have shown that 80% to 90% of the resistant bacteria cultured from HCWs' attire come from other sources.[1, 2]
Because our sample size was calculated on the basis of being able to detect a difference of 70% in total bacterial colony count, our study was not large enough to exclude a lower level of effectiveness. However, we saw no trends suggesting the antimicrobial products might have a lower level of effectiveness.
We did not observe the hand‐washing practices of the participants, and accordingly, cannot confirm that these practices were the same in each of our 3 study groups. Intermittent, surreptitious monitoring of hand‐washing practices on our internal medicine units over the last several years has found compliance with hand hygiene recommendations varying from 70% to 90%.
Although the participants in our study were not explicitly told to which scrub they were randomized, the colors, appearances, and textures of the antimicrobial fabrics were different from the standard scrubs such that blinding was impossible. Participants wearing antimicrobial scrubs could have changed their hand hygiene practices (ie, less careful hand hygiene). Lack of blinding could also have led to over‐reporting of adverse events by the subjects randomized to wear the antimicrobial scrubs.
In an effort to treat all the scrubs in the same fashion, all were tested new, prior to being washed or previously worn. Studying the scrubs prior to washing or wearing could have increased the reports of adverse effects, as the fabrics could have been stiffer and more uncomfortable than they might have been at a later stage in their use.
Our study also has some strengths. Our participants included physicians, residents, nurses, nurse practitioners, and physician assistants. Accordingly, our results should be generalizable to most HCWs. We also confirmed that the scrubs that were tested were nearly sterile prior to use.
In conclusion, we found no evidence suggesting that either of 2 antimicrobial scrubs tested decreased bacterial contamination of HCWs' scrubs or skin after an 8‐hour workday compared to standard scrubs. We also found that, although HCWs are frequently exposed to patients harboring antibiotic‐resistant bacteria, these bacteria were only rarely cultured from HCWs' scrubs or skin.
Healthcare workers' (HCWs) attire becomes contaminated with bacterial pathogens during the course of the workday,[1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12] and Munoz‐Price et al.[13] recently demonstrated that finding bacterial pathogens on HCWs' white coats correlated with finding the same pathogens on their hands. Because of concern for an association between attire colonization and nosocomial infection, governmental agencies in England and Scotland banned HCWs from wearing white coats or long‐sleeve garments,[14, 15] despite evidence that such an approach does not reduce contamination.[12]
Newly developed antimicrobial textiles have been incorporated into HCW scrubs,[16, 17, 18, 19, 20] and commercial Web sites and product inserts report that these products can reduce bacterial contamination by 80.9% at 8 hours to greater than 99% under laboratory conditions depending on the product and microbe studied.[16, 17, 19] Because there are limited clinical data pertaining to the effectiveness of antimicrobial scrubs, we performed a prospective study designed to determine whether wearing these products reduced bacterial contamination of HCWs' scrubs or skin at the end of an 8‐hour workday.
METHODS
Design
The study was a prospective, unblinded, randomized, controlled trial that was approved by the Colorado Multiple Institutional Review Board and conducted at Denver Health, a university‐affiliated public safety net hospital. No protocol changes occurred during the study.
Participants
Participants included hospitalist physicians, internal medicine residents, physician assistants, nurse practitioners, and nurses who directly cared for patients hospitalized on internal medicine units between March 12, 2012 and August 28, 2012. Participants known to be pregnant or those who refused to participate in the study were excluded.
Intervention
Standard scrubs issued by the hospital were tested along with 2 different antimicrobial scrubs (scrub A and scrub B). Scrub A was made with a polyester microfiber material embedded with a proprietary antimicrobial chemical. Scrub B was a polyestercotton blend scrub that included 2 proprietary antimicrobial chemicals and silver embedded into the fabric. The standard scrub was made of a polyestercotton blend with no antimicrobial properties. All scrubs consisted of pants and a short‐sleeved shirt, with either a pocket at the left breast or lower front surface, and all were tested new prior to any washing or wear. Preliminary cultures were done on 2 scrubs in each group to assess the extent of preuse contamination. All providers were instructed not to wear white coats at any time during the day that they were wearing the scrubs. Providers were not told the type of scrub they received, but the antimicrobial scrubs had a different appearance and texture than the standard scrubs, so blinding was not possible.
Outcomes
The primary end point was the total bacterial colony count of samples obtained from the breast or lower front pocket, the sleeve cuff of the dominant hand, and the pant leg at the midthigh of the dominant leg on all scrubs after an 8‐hour workday. Secondary outcomes were the bacterial colony counts of cultures obtained from the volar surface of the wrists of the HCWs' dominant arm, and the colony counts of methicillin‐resistant Staphylococcus aureus (MRSA), vancomycin‐resistant enterococci (VRE), and resistant Gram‐negative bacteria on the 3 scrub types, all obtained after the 8‐hour workday.
Cultures were collected using a standardized RODAC imprint method[21] with BBL RODAC plates containing blood agar (Becton Dickinson, Sparks, MD). Cultures were incubated in ambient air at 35 to 37C for 18 to 22 hours. After incubation, visible colonies were counted using a dissecting microscope to a maximum of 200 colonies as recommended by the manufacturer. Colonies morphologically consistent with Staphylococcus species were subsequently tested for coagulase using a BactiStaph rapid latex agglutination test (Remel, Lenexa, KS). If positive, these colonies were subcultured to sheep blood agar (Remel) and BBL MRSA CHROMagar (Becton Dickinson) and incubated for an additional 18 to 24 hours. Characteristic growth on blood agar that also produced mauve‐colored colonies on CHROMagar was taken to indicate MRSA. Colonies morphologically suspicious for being VRE were identified and confirmed as VRE using a positive identification and susceptibility panel (Microscan; Siemens, Deerfield, IL). A negative combination panel (Microscan, Siemens) was also used to identify and confirm resistant Gram‐negative rods.
Each participant completed a survey that included questions that identified their occupation, whether they had had contact with patients who were known to be colonized or infected with MRSA, VRE, or resistant Gram‐negative rods during the testing period, and whether they experienced any adverse events that might relate to wearing the uniform.
Sample Size
We assumed that cultures taken from the sleeve of the control scrubs would have a mean ( standard deviation) colony count of 69 (67) based on data from our previous study.[12] Although the companies making the antimicrobial scrubs indicated that their respective products provided between 80.9% at 8 hours and >99% reduction in bacterial colony counts in laboratory settings, we assumed that a 70% decrease in colony count compared with standard scrubs could be clinically important. After adjusting for multiple comparisons and accounting for using nonparametric analyses with an unknown distribution, we estimated a need to recruit 35 subjects in each of 3 groups.
Randomization
The principal investigator and coinvestigators enrolled and consented participants. After obtaining consent, block randomization, stratified by occupation, occurred 1 day prior to the study using a computer‐generated table of random numbers.
Statistics
Data were collected and managed using REDCap (Research Electronic Data Capture; Vanderbilt UniversityThe Institute for Medicine and Public Health, Nashville, TN) electronic data capture tools hosted at Denver Health. REDCap is a secure Web‐based application designed to support data collection for research studies, providing: (1) an intuitive interface for validated data entry, (2) audit trails for tracking data manipulation and export procedures, (3) automated export procedures for seamless data downloads to common statistical packages, and (4) procedures for importing data from external sources.[22]
Colony counts were compared using a Kruskal‐Wallis 1‐way analysis of variance by ranks. Bonferroni's correction for multiple comparisons resulted in a P<0.01 as indicating statistical significance. Proportions were compared using [2] analysis. All data are presented as medians with interquartile range (IQR) or proportions.
RESULTS
We screened 118 HCWs for participation and randomized 109, 37 in the control and antimicrobial scrub group A, and 35 in antimicrobial scrub group B (during the course of the study we neglected to culture the pockets of 2 participants in the standard scrub group and 2 in antimicrobial scrub group A). Because our primary end point was total colony count from cultures taken from 3 sites, data from these 4 subjects could not be used, and all the data from these 4 subjects were excluded from the primary analysis; 4 additional subjects were subsequently recruited allowing us to meet our block enrollment target (Figure 1). The first and last participants were studied on March 12, 2012 and August 28, 2012, respectively. The trial ended once the defined number of participants was enrolled. The occupations of the 105 participants are summarized in Table 1.

All Subjects, N=105 | Standard Scrub, n=35 | Antimicrobial Scrub A, n=35 | Antimicrobial Scrub B, n=35 | |
---|---|---|---|---|
Healthcare worker type, n (%) | ||||
Attending physician | 11 (10) | 5 (14) | 3 (9) | 3 (9) |
Intern/resident | 51 (49) | 17 (49) | 16 (46) | 18 (51) |
Midlevels | 6 (6) | 2 (6) | 2 (6) | 2 (6) |
Nurse | 37 (35) | 11 (31) | 14 (40) | 12 (34) |
Cared for colonized or infected patient with antibiotic resistant organism, n (%) | 55 (52) | 16 (46) | 20 (57) | 19 (54) |
Number of colonized or infected patients cared for, n (%) | ||||
1 | 37 (67) | 10 (63) | 13 (65) | 14 (74) |
2 | 11 (20) | 4 (25) | 6 (30) | 1 (5) |
3 or more | 6 (11) | 2 (12) | 1 (5) | 3 (16) |
Unknown | 1 (2) | 0 (0) | 0 (0) | 1 (5) |
Colony counts of all scrubs cultured prior to use never exceeded 10 colonies. The median (IQR) total colony counts from all sites on the scrubs was 99 (66182) for standard scrubs, 137 (84289) for antimicrobial scrub type A, and 138 (62274) for antimicrobial scrub type B (P=0.36). We found no significant differences between the colony counts cultured from any of the individual sites among the 3 groups, regardless of occupation (Table 2). No significant difference was observed with respect to colony counts cultured from the wrist among the 3 study groups (Table 2). Comparisons between groups were planned a priori if a difference across all groups was found. Given the nonsignificant P values across all scrub groups, no further comparisons were made.
Total (From All Sites on Scrubs) | Sleeve Cuff | Thigh | Wrist | ||
---|---|---|---|---|---|
| |||||
All subjects, N=105 | |||||
Standard scrub | 99 (66182) | 41 (2070) | 20 (944) | 32 (2161) | 16 (540) |
Antimicrobial scrub A | 137 (84289) | 65 (35117) | 33 (16124) | 41 (1586) | 23 (442) |
Antimicrobial scrub B | 138 (62274) | 41 (2299) | 21 (941) | 40 (18107) | 15 (654) |
P value | 0.36 | 0.17 | 0.07 | 0.57 | 0.92 |
Physicians and midlevels, n=68 | |||||
Standard scrub | 115.5 (72.5173.5) | 44.5 (2270.5) | 27.5 (10.538.5) | 35 (2362.5) | 24.5 (755) |
Antimicrobial scrub A | 210 (114289) | 86 (64120) | 39 (18129) | 49 (2486) | 24 (342) |
Antimicrobial scrub B | 149 (68295) | 52 (26126) | 21 (1069) | 37 (18141) | 19 (872) |
P value | 0.21 | 0.08 | 0.19 | 0.85 | 0.76 |
Nurses, n=37 | |||||
Standard scrub | 89 (31236) | 37 (1348) | 13 (552) | 28 (1342) | 9 (321) |
Antimicrobial scrub A | 105 (43256) | 45.5 (2258) | 21.5 (1654) | 38.5 (1268) | 17 (643) |
Antimicrobial scrub B | 91.5 (60174.5) | 27 (1340) | 16 (7.526) | 51 (2186.5) | 10 (3.543.5) |
P value | 0.86 | 0.39 | 0.19 | 0.49 | 0.41 |
Fifty‐five participants (52%) reported caring for patients who were known to be colonized or infected with an antibiotic‐resistant organism, 16 (46%) randomized to wear standard scrubs, and 20 (57%) and 19 (54%) randomized to wear antimicrobial scrub A or B, respectively (P=0.61). Of these, however, antibiotic‐resistant organisms were only cultured from the scrubs of 2 providers (1 with 1 colony of MRSA from the breast pocket of antimicrobial scrub A, 1 with 1 colony of MRSA cultured from the pocket of antimicrobial scrub B [P=0.55]), and from the wrist of only 1 provider (a multiresistant Gram‐negative rod who wore antimicrobial scrub B).
Adverse Events
Six subjects (5.7%) reported adverse events, all of whom were wearing antimicrobial scrubs (P=0.18). For participants wearing antimicrobial scrub A, 1 (3%) reported itchiness and 2 (6%) reported heaviness or poor breathability. For participants wearing antimicrobial scrub B, 1 (3%) reported redness, 1 (3%) reported itchiness, and 1 (3%) reported heaviness or poor breathability.
DISCUSSION
The important findings of this study are that we found no evidence indicating that either of the 2 antimicrobial scrubs tested reduced bacterial contamination or antibiotic‐resistant contamination on HCWs' scrubs or wrists compared with standard scrubs at the end of an 8‐hour workday, and that despite many HCWs being exposed to patients who were colonized or infected with antibiotic‐resistant bacteria, these organisms were only rarely cultured from their uniforms.
We found that HCWs in all 3 arms of the study had bacterial contamination on their scrubs and skin, consistent with previous studies showing that HCWs' uniforms are frequently contaminated with bacteria, including MRSA, VRE, and other pathogens.[1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12] We previously found that bacterial contamination of HCWs' uniforms occurs within hours of putting on newly laundered uniforms.[12]
Literature on the effectiveness of antimicrobial HCW uniforms when tested in clinical settings is limited. Bearman and colleagues[23] recently published the results of a study of 31 subjects who wore either standard or antimicrobial scrubs, crossing over every 4 weeks for 4 months, with random culturing done weekly at the beginning and end of a work shift. Scrubs were laundered an average of 1.5 times/week, but the timing of the laundering relative to when cultures were obtained was not reported. Very few isolates of MRSA, Gram‐negative rods, or VRE were found (only 3.9%, 0.4%, and 0.05% of the 2000 samples obtained, respectively), and no differences were observed with respect to the number of HCWs who had antibiotic‐resistant organisms cultured when they were wearing standard versus antimicrobial scrubs. Those who had MRSA cultured, however, had lower mean log colony counts when they were wearing the antimicrobial scrubs. The small number of samples with positive isolates, together with differences in the extent of before‐shift contamination among groups complicates interpreting these data. The authors concluded that a prospective trial was needed. We attempted to include the scrub studied by Bearman and colleagues[23] in our study, but the company had insufficient stock available at the time we tried to purchase the product.
Gross and colleagues[24] found no difference in the mean colony counts of cultures taken from silver‐impregnated versus standard scrubs in a pilot crossover study done with 10 HCWs (although there were trends toward higher colony counts when the subjects wore antimicrobial scrubs).
Antibiotic‐resistant bacteria were only cultured from 3 participants (2.9%) in our current study, compared to 16% of those randomized to wearing white coats in our previous study and 20% of those randomized to wearing standard scrubs.[12] This difference may be explained by several recent studies reporting that rates of MRSA infections in hospitals are decreasing.[25, 26] The rate of hospital‐acquired MRSA infection or colonization at our own institution decreased 80% from 2007 to 2012. At the times of our previous and current studies, providers were expected to wear gowns and gloves when caring for patients as per standard contact precautions. Rates of infection and colonization of VRE and resistant Gram‐negative rods have remained low at our hospital, and our data are consistent with the rates reported on HCWs' uniforms in other studies.[2, 5, 10]
Only 6 of our subjects reported adverse reactions, but all were wearing antimicrobial scrubs (P=0.18). Several of the participants described that the fabrics of the 2 antimicrobial scrubs were heavier and less breathable than the standard scrubs. We believe this difference is more likely to explain the adverse reactions reported than is any type of reaction to the specific chemicals in the fabrics.
Our study has several limitations. Because it was conducted on the general internal medicine units of a single university‐affiliated public hospital, the results may not generalize to other types of institutions or other inpatient services.
As we previously described,[12] the RODAC imprint method only samples a small area of HCWs' uniforms and thus does not represent total bacterial contamination.[21] We specifically cultured areas that are known to be highly contaminated (ie, sleeve cuffs and pockets). Although imprint methods have limitations (as do other methods for culturing clothing), they have been commonly utilized in studies assessing bacterial contamination of HCW clothing.[2, 3, 5]
Although some of the bacterial load we cultured could have come from the providers themselves, previous studies have shown that 80% to 90% of the resistant bacteria cultured from HCWs' attire come from other sources.[1, 2]
Because our sample size was calculated on the basis of being able to detect a difference of 70% in total bacterial colony count, our study was not large enough to exclude a lower level of effectiveness. However, we saw no trends suggesting the antimicrobial products might have a lower level of effectiveness.
We did not observe the hand‐washing practices of the participants, and accordingly, cannot confirm that these practices were the same in each of our 3 study groups. Intermittent, surreptitious monitoring of hand‐washing practices on our internal medicine units over the last several years has found compliance with hand hygiene recommendations varying from 70% to 90%.
Although the participants in our study were not explicitly told to which scrub they were randomized, the colors, appearances, and textures of the antimicrobial fabrics were different from the standard scrubs such that blinding was impossible. Participants wearing antimicrobial scrubs could have changed their hand hygiene practices (ie, less careful hand hygiene). Lack of blinding could also have led to over‐reporting of adverse events by the subjects randomized to wear the antimicrobial scrubs.
In an effort to treat all the scrubs in the same fashion, all were tested new, prior to being washed or previously worn. Studying the scrubs prior to washing or wearing could have increased the reports of adverse effects, as the fabrics could have been stiffer and more uncomfortable than they might have been at a later stage in their use.
Our study also has some strengths. Our participants included physicians, residents, nurses, nurse practitioners, and physician assistants. Accordingly, our results should be generalizable to most HCWs. We also confirmed that the scrubs that were tested were nearly sterile prior to use.
In conclusion, we found no evidence suggesting that either of 2 antimicrobial scrubs tested decreased bacterial contamination of HCWs' scrubs or skin after an 8‐hour workday compared to standard scrubs. We also found that, although HCWs are frequently exposed to patients harboring antibiotic‐resistant bacteria, these bacteria were only rarely cultured from HCWs' scrubs or skin.
- Contamination of nurses' uniforms with Staphylococcus aureus. Lancet. 1969;2:233–235. , , , .
- Contamination of protective clothing and nurses' uniforms in an isolation ward. J Hosp Infect. 1983;4:149–157. , , .
- Microbial flora on doctors' white coats. BMJ. 1991;303:1602–1604. , , .
- Bacterial contamination of nurses' uniforms: a study. Nursing Stand. 1998;13:37–42. .
- Bacterial flora on the white coats of medical students. J Hosp Infect. 2000;45:65–68. , , .
- Bacterial contamination of uniforms. J Hosp Infect. 2001;48:238–241. , , .
- Significance of methicillin‐resistant Staphylococcus aureus (MRSA) survey in a university teaching hospital. J Infect Chemother. 2003;9:172–177. , , , et al.
- Environmental contamination makes an important contribution to hospital infection. J Hosp Infect. 2007;65(suppl 2):50–54. .
- Detection of methicillin‐resistant Staphylococcus aureus and vancomycin‐resistant enterococci on the gowns and gloves of healthcare workers. Infect Control Hosp Epidemiol. 2008;29:583–589. , , , et al.
- Bacterial contamination of health care workers' white coats. Am J Infect Control. 2009;37:101–105. , , , , , .
- Nursing and physician attire as possible source of nosocomial infections. Am J Infect Control. 2011;39:555–559. , , , , , .
- Newly cleaned physician uniforms and infrequently washed white coats have similar rates of bacterial contamination after an 8‐hour workday: a randomized controlled trial. J Hosp Med. 2011;6:177–182. , , , , , .
- Associations between bacterial contamination of health care workers' hands and contamination of white coats and scrubs. Am J Infect Control. 2012;40:e245–e248. , , , et al.
- Department of Health. Uniforms and workwear: an evidence base for developing local policy. National Health Service, 17 September 2007. Available at: http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/Publicationspolicyandguidance/DH_078433. Accessed January 29, 2010.
- Scottish Government Health Directorates. NHS Scotland dress code. Available at: http://www.sehd.scot.nhs.uk/mels/CEL2008_53.pdf. Accessed February 10, 2010.
- Bio Shield Tech Web site. Bio Gardz–unisex scrub top–antimicrobial treatment. Available at: http://www.bioshieldtech.com/Bio_Gardz_Unisex_Scrub_Top_Antimicrobial_Tre_p/sbt01‐r‐p.htm. Accessed January 9, 2013.
- Doc Froc Web site and informational packet. Available at: http://www.docfroc.com. Accessed July 22, 2011.
- Vestagen Web site and informational packet. Available at: http://www.vestagen.com. Accessed July 22, 2011.
- Under Scrub apparel Web site. Testing. Available at: http://underscrub.com/testing. Accessed March 21, 2013.
- MediThreads Web site. Microban FAQ's. Available at: http://medithreads.com/faq/microban‐faqs. Accessed March 21, 2013.
- Comparison of the Rodac imprint method to selective enrichment broth for recovery of vancomycin‐resistant enterococci and drug‐resistant Enterobacteriaceae from environmental surfaces. J Clin Microbiol. 2000;38:4646–4648. , , , , .
- Research electronic data capture (REDCap)—a metadata‐driven methodology and workflow process for providing translational research informatics support. J Biomed Inform. 2009;42:377–381. , , , , , .
- A crossover trial of antimicrobial scrubs to reduce methicillin‐resistant Staphylococcus aureus burden on healthcare worker apparel. Infect Control Hosp Epidemiol. 2012;33:268–275. , , , et al.
- Pilot study on the microbial contamination of conventional vs. silver‐impregnated uniforms worn by ambulance personnel during one week of emergency medical service. GMS Krankenhhyg Interdiszip. 2010;5.pii: Doc09. , , , , .
- Epidemiology of Staphylococcus aureus blood and skin and soft tissue infections in the US military health system, 2005–2010. JAMA. 2012;308:50–59. , , , et al.
- Health care‐associated invasive MRSA infections, 2005–2008. JAMA. 2010;304:641–648. , , , et al.
- Contamination of nurses' uniforms with Staphylococcus aureus. Lancet. 1969;2:233–235. , , , .
- Contamination of protective clothing and nurses' uniforms in an isolation ward. J Hosp Infect. 1983;4:149–157. , , .
- Microbial flora on doctors' white coats. BMJ. 1991;303:1602–1604. , , .
- Bacterial contamination of nurses' uniforms: a study. Nursing Stand. 1998;13:37–42. .
- Bacterial flora on the white coats of medical students. J Hosp Infect. 2000;45:65–68. , , .
- Bacterial contamination of uniforms. J Hosp Infect. 2001;48:238–241. , , .
- Significance of methicillin‐resistant Staphylococcus aureus (MRSA) survey in a university teaching hospital. J Infect Chemother. 2003;9:172–177. , , , et al.
- Environmental contamination makes an important contribution to hospital infection. J Hosp Infect. 2007;65(suppl 2):50–54. .
- Detection of methicillin‐resistant Staphylococcus aureus and vancomycin‐resistant enterococci on the gowns and gloves of healthcare workers. Infect Control Hosp Epidemiol. 2008;29:583–589. , , , et al.
- Bacterial contamination of health care workers' white coats. Am J Infect Control. 2009;37:101–105. , , , , , .
- Nursing and physician attire as possible source of nosocomial infections. Am J Infect Control. 2011;39:555–559. , , , , , .
- Newly cleaned physician uniforms and infrequently washed white coats have similar rates of bacterial contamination after an 8‐hour workday: a randomized controlled trial. J Hosp Med. 2011;6:177–182. , , , , , .
- Associations between bacterial contamination of health care workers' hands and contamination of white coats and scrubs. Am J Infect Control. 2012;40:e245–e248. , , , et al.
- Department of Health. Uniforms and workwear: an evidence base for developing local policy. National Health Service, 17 September 2007. Available at: http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/Publicationspolicyandguidance/DH_078433. Accessed January 29, 2010.
- Scottish Government Health Directorates. NHS Scotland dress code. Available at: http://www.sehd.scot.nhs.uk/mels/CEL2008_53.pdf. Accessed February 10, 2010.
- Bio Shield Tech Web site. Bio Gardz–unisex scrub top–antimicrobial treatment. Available at: http://www.bioshieldtech.com/Bio_Gardz_Unisex_Scrub_Top_Antimicrobial_Tre_p/sbt01‐r‐p.htm. Accessed January 9, 2013.
- Doc Froc Web site and informational packet. Available at: http://www.docfroc.com. Accessed July 22, 2011.
- Vestagen Web site and informational packet. Available at: http://www.vestagen.com. Accessed July 22, 2011.
- Under Scrub apparel Web site. Testing. Available at: http://underscrub.com/testing. Accessed March 21, 2013.
- MediThreads Web site. Microban FAQ's. Available at: http://medithreads.com/faq/microban‐faqs. Accessed March 21, 2013.
- Comparison of the Rodac imprint method to selective enrichment broth for recovery of vancomycin‐resistant enterococci and drug‐resistant Enterobacteriaceae from environmental surfaces. J Clin Microbiol. 2000;38:4646–4648. , , , , .
- Research electronic data capture (REDCap)—a metadata‐driven methodology and workflow process for providing translational research informatics support. J Biomed Inform. 2009;42:377–381. , , , , , .
- A crossover trial of antimicrobial scrubs to reduce methicillin‐resistant Staphylococcus aureus burden on healthcare worker apparel. Infect Control Hosp Epidemiol. 2012;33:268–275. , , , et al.
- Pilot study on the microbial contamination of conventional vs. silver‐impregnated uniforms worn by ambulance personnel during one week of emergency medical service. GMS Krankenhhyg Interdiszip. 2010;5.pii: Doc09. , , , , .
- Epidemiology of Staphylococcus aureus blood and skin and soft tissue infections in the US military health system, 2005–2010. JAMA. 2012;308:50–59. , , , et al.
- Health care‐associated invasive MRSA infections, 2005–2008. JAMA. 2010;304:641–648. , , , et al.
© 2013 Society of Hospital Medicine
AUDIO EXCLUSIVE: Research, Innovation, and Clinical Vignette Competition Draws Rave Reviews
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New HIPAA requirements
I’m hearing a lot of concern about the impending changes in the Health Insurance Portability and Accountability Act (HIPAA) – which is understandable, since the Department of Health and Human Services has presented them as "the most sweeping ... since [the Act] was first implemented."
But after a careful perusal of the new rules – all 150 three-column pages of them – I can say with a modest degree of confidence that for most physicians, compliance will not be as challenging as some (such as those trying to sell you compliance-related materials) have warned.
However, you can’t simply ignore the new regulations; definitions will be more complex, security breaches more liberally defined, and potential penalties will be stiffer. Herewith the salient points:
• Business associates. The criteria for identifying "business associates" (BAs) remain the same: nonemployees, performing "functions or activities" on behalf of the "covered entity" (your practice), that involve "creating, receiving, maintaining, or transmitting" personal health information (PHI).
Typical BAs include answering and billing services, independent transcriptionists, hardware and software companies, and any other vendors involved in creating or maintaining your medical records. Practice management consultants, attorneys, companies that store or microfilm medical records, and record-shredding services are BAs if they must have direct access to PHI to do their jobs.
Mail carriers, package-delivery people, cleaning services, copier repairmen, bank employees, and the like are not considered BAs, even though they might conceivably come in contact with PHI on occasion. You are required to use "reasonable diligence" in limiting the PHI that these folks may encounter, but you do not need to enter into written BA agreements with them.
Independent contractors who work within your practice – aestheticians and physical therapists, for example – are not considered BAs either, and do not need to sign a BA agreement; just train them, as you do your employees. (I’ll have more on HIPAA and OSHA training in a future column.)
What is new is the additional onus placed on physicians for confidentiality breaches committed by their BAs. It’s not enough to simply have a BA contract. You are expected to use "reasonable diligence" in monitoring the work of your BAs. BAs and their subcontractors are directly responsible for their own actions, but the primary responsibility is ours. Let’s say that a contractor you hire to shred old medical records throws them into a trash bin instead; under the new rules, you must assume the worst-case scenario. Previously, you would only have to notify affected patients (and the government) if there was a "significant risk of financial or reputational harm," but now, any incident involving patient records is assumed to be a breach, and must be reported. Failure to do so could subject your practice, as well as the contractor, to significant fines – as high as $1 million in egregious cases.
• New patient rights. Patients will now be able to restrict the PHI shared with third-party insurers and health plans if they pay for the services themselves. They also have the right to request copies of their electronic health records, and you can bill the actual costs of responding to such a request. If you have EHR, now might be a good time to work out a system for doing this, because the response time has been decreased from 90 to 30 days – even less in some states.
• Marketing limitations. The new rule prohibits third-party-funded marketing to patients for products and services without their prior written authorization. You do not need prior authorization to market your own products and services, even when the communication is funded by a third party, but if there is any such funding, you will need to disclose it.
• Notice of privacy practices (NPP). You will need to revise your NPP to explain your relationships with BAs, and their status under the new rules. You will need to explain the breach notification process, too, as well as the new patient rights mentioned above. You must post your revised NPP in your office, and make copies available there, but you need not mail a copy to every patient.
• Get on it. The rules specify Sept. 23 as the effective date for the new regulations, although you have a year beyond that to revise your existing BA agreements. Extensions are possible, even likely.
Dr. Eastern practices dermatology and dermatologic surgery in Belleville, N.J.
I’m hearing a lot of concern about the impending changes in the Health Insurance Portability and Accountability Act (HIPAA) – which is understandable, since the Department of Health and Human Services has presented them as "the most sweeping ... since [the Act] was first implemented."
But after a careful perusal of the new rules – all 150 three-column pages of them – I can say with a modest degree of confidence that for most physicians, compliance will not be as challenging as some (such as those trying to sell you compliance-related materials) have warned.
However, you can’t simply ignore the new regulations; definitions will be more complex, security breaches more liberally defined, and potential penalties will be stiffer. Herewith the salient points:
• Business associates. The criteria for identifying "business associates" (BAs) remain the same: nonemployees, performing "functions or activities" on behalf of the "covered entity" (your practice), that involve "creating, receiving, maintaining, or transmitting" personal health information (PHI).
Typical BAs include answering and billing services, independent transcriptionists, hardware and software companies, and any other vendors involved in creating or maintaining your medical records. Practice management consultants, attorneys, companies that store or microfilm medical records, and record-shredding services are BAs if they must have direct access to PHI to do their jobs.
Mail carriers, package-delivery people, cleaning services, copier repairmen, bank employees, and the like are not considered BAs, even though they might conceivably come in contact with PHI on occasion. You are required to use "reasonable diligence" in limiting the PHI that these folks may encounter, but you do not need to enter into written BA agreements with them.
Independent contractors who work within your practice – aestheticians and physical therapists, for example – are not considered BAs either, and do not need to sign a BA agreement; just train them, as you do your employees. (I’ll have more on HIPAA and OSHA training in a future column.)
What is new is the additional onus placed on physicians for confidentiality breaches committed by their BAs. It’s not enough to simply have a BA contract. You are expected to use "reasonable diligence" in monitoring the work of your BAs. BAs and their subcontractors are directly responsible for their own actions, but the primary responsibility is ours. Let’s say that a contractor you hire to shred old medical records throws them into a trash bin instead; under the new rules, you must assume the worst-case scenario. Previously, you would only have to notify affected patients (and the government) if there was a "significant risk of financial or reputational harm," but now, any incident involving patient records is assumed to be a breach, and must be reported. Failure to do so could subject your practice, as well as the contractor, to significant fines – as high as $1 million in egregious cases.
• New patient rights. Patients will now be able to restrict the PHI shared with third-party insurers and health plans if they pay for the services themselves. They also have the right to request copies of their electronic health records, and you can bill the actual costs of responding to such a request. If you have EHR, now might be a good time to work out a system for doing this, because the response time has been decreased from 90 to 30 days – even less in some states.
• Marketing limitations. The new rule prohibits third-party-funded marketing to patients for products and services without their prior written authorization. You do not need prior authorization to market your own products and services, even when the communication is funded by a third party, but if there is any such funding, you will need to disclose it.
• Notice of privacy practices (NPP). You will need to revise your NPP to explain your relationships with BAs, and their status under the new rules. You will need to explain the breach notification process, too, as well as the new patient rights mentioned above. You must post your revised NPP in your office, and make copies available there, but you need not mail a copy to every patient.
• Get on it. The rules specify Sept. 23 as the effective date for the new regulations, although you have a year beyond that to revise your existing BA agreements. Extensions are possible, even likely.
Dr. Eastern practices dermatology and dermatologic surgery in Belleville, N.J.
I’m hearing a lot of concern about the impending changes in the Health Insurance Portability and Accountability Act (HIPAA) – which is understandable, since the Department of Health and Human Services has presented them as "the most sweeping ... since [the Act] was first implemented."
But after a careful perusal of the new rules – all 150 three-column pages of them – I can say with a modest degree of confidence that for most physicians, compliance will not be as challenging as some (such as those trying to sell you compliance-related materials) have warned.
However, you can’t simply ignore the new regulations; definitions will be more complex, security breaches more liberally defined, and potential penalties will be stiffer. Herewith the salient points:
• Business associates. The criteria for identifying "business associates" (BAs) remain the same: nonemployees, performing "functions or activities" on behalf of the "covered entity" (your practice), that involve "creating, receiving, maintaining, or transmitting" personal health information (PHI).
Typical BAs include answering and billing services, independent transcriptionists, hardware and software companies, and any other vendors involved in creating or maintaining your medical records. Practice management consultants, attorneys, companies that store or microfilm medical records, and record-shredding services are BAs if they must have direct access to PHI to do their jobs.
Mail carriers, package-delivery people, cleaning services, copier repairmen, bank employees, and the like are not considered BAs, even though they might conceivably come in contact with PHI on occasion. You are required to use "reasonable diligence" in limiting the PHI that these folks may encounter, but you do not need to enter into written BA agreements with them.
Independent contractors who work within your practice – aestheticians and physical therapists, for example – are not considered BAs either, and do not need to sign a BA agreement; just train them, as you do your employees. (I’ll have more on HIPAA and OSHA training in a future column.)
What is new is the additional onus placed on physicians for confidentiality breaches committed by their BAs. It’s not enough to simply have a BA contract. You are expected to use "reasonable diligence" in monitoring the work of your BAs. BAs and their subcontractors are directly responsible for their own actions, but the primary responsibility is ours. Let’s say that a contractor you hire to shred old medical records throws them into a trash bin instead; under the new rules, you must assume the worst-case scenario. Previously, you would only have to notify affected patients (and the government) if there was a "significant risk of financial or reputational harm," but now, any incident involving patient records is assumed to be a breach, and must be reported. Failure to do so could subject your practice, as well as the contractor, to significant fines – as high as $1 million in egregious cases.
• New patient rights. Patients will now be able to restrict the PHI shared with third-party insurers and health plans if they pay for the services themselves. They also have the right to request copies of their electronic health records, and you can bill the actual costs of responding to such a request. If you have EHR, now might be a good time to work out a system for doing this, because the response time has been decreased from 90 to 30 days – even less in some states.
• Marketing limitations. The new rule prohibits third-party-funded marketing to patients for products and services without their prior written authorization. You do not need prior authorization to market your own products and services, even when the communication is funded by a third party, but if there is any such funding, you will need to disclose it.
• Notice of privacy practices (NPP). You will need to revise your NPP to explain your relationships with BAs, and their status under the new rules. You will need to explain the breach notification process, too, as well as the new patient rights mentioned above. You must post your revised NPP in your office, and make copies available there, but you need not mail a copy to every patient.
• Get on it. The rules specify Sept. 23 as the effective date for the new regulations, although you have a year beyond that to revise your existing BA agreements. Extensions are possible, even likely.
Dr. Eastern practices dermatology and dermatologic surgery in Belleville, N.J.