Gender Differences in the Presentation and Outcomes of Hospitalized Patients With COVID-19

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Gender Differences in the Presentation and Outcomes of Hospitalized Patients With COVID-19

There is growing evidence that gender may be associated with COVID-19 infection, presentation, and prognosis.1-4 Most published evidence, however, has focused on individual aspects, such as specific symptoms or prognoses. We sought to provide a comprehensive analysis of gender and COVID-19 infection from admission to 30 days after discharge in a large, multinational cohort.

METHODS

The registry HOPE-COVID-19 (Health Outcome Predictive Evaluation for COVID-19, NCT04334291) is an international investigator-initiated study.5 The study was approved by the ethics committee of the promoting center and was appraised and accepted by the institutional review board or local committee of each participating hospital. It was designed as an ambispective cohort study. Patients are eligible for enrollment when discharged (whether dead or alive) after an in-hospital admission with a positive COVID-19 test or if their attending physician considered them highly likely to have presented with SARS-CoV-2 infection. All decisions and clinical procedures were performed by the attending physician team independently of this study, following the local regular practice and protocols. The information presented here corresponds to the HOPE-COVID-19 Registry, with a cutoff date of April 18, 2020.

Study methods and definitions are available in Appendix 1 and Appendix 2, respectively, and detailed in a previous paper5 and online on the web page of the study.6

Enrolled patients were divided into two groups according to their gender, then propensity score matching (PSM) analysis was performed (1:1 nearest neighbor matching, caliper = 0.01, without replacement and maximizing execution performance). Our primary end point was all-cause mortality at 30 days. Other clinically relevant events were recorded as secondary end points: invasive mechanical ventilation, noninvasive mechanical ventilation, pronation, respiratory insufficiency, heart failure, renal failure, upper respiratory tract involvement, pneumonia, sepsis, systemic inflammatory response syndrome, clinically relevant bleeding, hemoptysis, and embolic events. Events were allocated based on HOPE-COVID-19 registry definitions, following local researchers’ criteria. Abnormal blood test values were classified according to the reference values of local laboratories (Appendix 2).

Statistical analysis methods are outlined in Appendix 1.

RESULTS

Of the 2,798 patients consecutively enrolled in the HOPE registry, 1,111 were women (39.7%) and 1,687 were men (60.3%). Of the 2,375 (84.9%) patients who had a nasopharyngeal swab positive for COVID-19, 962 were women and 1,413 were men. Among the 2,798 patients initially included in the analysis, 876 gender-balanced pairs were selected after PSM.

Baseline Characteristics and Clinical Presentation

The baseline characteristics and clinical presentation of the overall population included in the study are summarized in Appendix Table 1. In the raw population, men had a significantly higher prevalence of conventional cardiovascular risk factors, such as diabetes, dyslipidemia, and smoking history, as well as a history of lung and cardiovascular diseases. On presentation, the most common symptoms for all patients were fever, cough, and dyspnea. Fever was more common in men, whereas vomiting, diarrhea, and upper airway symptoms (eg, sore throat, hyposmia/anosmia, dysgeusia) were more common in women.

Most patients had increased values of acute phase reactants. C-reactive protein (CRP) was elevated in 90.2% and D-dimer in 64.2% of patients, both significantly more often in men. Lymphocytopenia was present in 75.4% of patients, more commonly among men. Bilateral pneumonia occurred in 69.2% of the population, more frequently in men.

After PSM analysis (Appendix Table 2), a higher prevalence of hyposmia/anosmia and gastrointestinal symptoms in women was confirmed, as well as a higher prevalence of fever in men. Laboratory tests in men still presented alterations consistent with a more severe COVID-19 infection (significantly higher CRP, troponin, transaminases, lymphocytopenia, thrombocytopenia, and ferritin). There was no significant difference in the time between onset of symptoms and hospital admission by gender (6.2 ± 7.1 days in women vs 5.9 ± 7.6 days in men; P = .472).

The main findings after PSM analysis are summarized in Appendix Figure 1 and Appendix Figure 2.

In-Hospital Management and Outcomes

The supportive and pharmacologic treatments of study patients and their outcomes are summarized in Appendix Table 3. During the in-hospital stay, men required oxygen supplementation more frequently than women. Noninvasive mechanical ventilation, invasive mechanical ventilation, and pronation were more commonly used in men. Chloroquine/hydroxychloroquine, antivirals, and antibiotics were the medications most widely used in our population (84.5%, 65.8%, and 74.4% of patients, respectively), without significant differences between male and female patients, with the exception of antibiotics, which were used more often in men (76.6% vs 71.1%). Immunomodulators (corticosteroids, tocilizumab, and interferon) were used more often in male patients.

After PSM (Table), men more frequently received immunomodulators (corticosteroids and tocilizumab), antibiotics, and pronation. No differences in invasive and noninvasive mechanical ventilation were observed.

 In-Hospital Management and COVID-19 Outcomes of 876 Men and 876 Women Matched on Baseline Medical Conditions

Thirty-day outcome data were available for all patients included in the analysis. During the in-hospital stay, 48% of patients developed respiratory insufficiency, 18.8% systemic inflammatory response syndrome (SIRS), and 13.2% overt sepsis. Respiratory insufficiency and SIRS were more common in male patients. Mortality at 30 days in the raw population was 21.4%, and men died more often than women (23.5% vs 18.2%; P = .001).

The PSM analysis continued to show a higher 30-day mortality rate among men (Figure), as well as greater need for oxygen, pronation, and use of immunomodulators and antibiotics (Table).

Kaplan-Meier Survival Analysis After Propensity Score Matching

DISCUSSION

The results of our study confirm that among patients with COVID-19, men have a poorer prognosis than women. Because of the design of the study, it is not possible to determine if men are more prone to SARS-CoV-2 infection in our population; however, given the prevalence of men in our unselected, all-comers population, we can assume that men are either infected more often and/or more frequently symptomatic.

After PSM analysis, the 30-day all-cause mortality remained higher among men than women. The poorer prognosis of male patients is attributable not only to a higher burden of cardiovascular risk factors, but may also be related to unmodifiable biological factors, such as sex differences in angiotensin-converting enzyme 2 expression.7,8 The worse prognosis observed in our study confirms the higher incidence of death in male patients that was observed in previous studies.9 Liu et al questioned the role of gender as an independent prognostic factor in COVID-1910; however, that study included fewer patients, who were also younger and had less severe disease.

The clinical presentation of COVID-19 also differed by gender in our study. Gastrointestinal symptoms and hyposmia/anosmia were more common in women, whereas fever was more common in men. The prevalence of olfactory and gustatory dysfunction in women has already been described,11,12 and these symptoms have been linked with milder disease.13 It is possible that women presenting to the hospital had milder forms of COVID-19, or that there were systematic differences in how men and women sought medical care. The results of our study emphasize the need for a high level of suspicion for COVID-19 infection in women, even in the presence of mild mucosal or gastrointestinal symptoms and/or relatively minor laboratory abnormalities.

Laboratory values indicative of more severe COVID-19 infection in men could suggest a higher inflammatory response to the infection. Men also received more immunomodulators and antibiotics in this study. A recent paper from Scully et al14 pointed out the different immune response to viruses observed in men that could partially explain the higher level of inflammation markers and the more severe disease observed in men.

Limitations

Our study has several limitations. As an observational study of hospitalized patients, it may represent patients with more severe COVID-19. Men and women may have sought hospital care differently. Diagnosis, testing, and treatment were not standardized and may have been influenced by patient gender. Although we attempted to match patients on baseline medical conditions, we may not have completely controlled for differences in preexisting health. Finally, gender data were collected as binary and so did not capture other gender categories.

CONCLUSION

In our multicenter cohort of hospitalized COVID-19 patients, men had a higher burden of risk factors; different clinical presentations, with more fever and less olfactory and gastrointestinal symptoms; and a significantly poorer prognosis than women did at 30 days.

Acknowledgments

The authors thank Cardiovascular Excellence SL for their essential support regarding the database and HOPE web page as well as all HOPE researchers. The authors also thank Michael Andrews for his valuable contribution to the English revision.

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References

1. Alkhouli M, Nanjundappa A, Annie F, Bates MC, Bhatt DL. Sex differences in case fatality rate of COVID-19: insights from a multinational registry. Mayo Clin Proc. 2020;95(8):1613-1620. https://doi.org/10.1016/j.mayocp.2020.05.014
2. Gebhard C, Regitz-Zagrosek V, Neuhauser HK, Morgan R, Klein SL. Impact of sex and gender on COVID-19 outcomes in Europe. Biol Sex Differ. 2020;11(1):29. https://doi.org/10.1186/s13293-020-00304-9
3. Gausman J, Langer A. Sex and gender disparities in the COVID-19 pandemic. J Womens Health (Larchmt). 2020;29(4):465-466. https://doi.org/10.1089/jwh.2020.8472
4. Walter LA, McGregor AJ. Sex- and gender-specific observations and implications for COVID-19. West J Emerg Med. 2020;21(3):507-509. https://doi.org/10.5811/westjem.2020.4.47536
5. Núñez-Gil IJ, Estrada V, Fernández-Pérez C, et al. Health outcome predictive evaluation for COVID 19 international registry (HOPE COVID-19), rationale and design. Contemp Clin Trials Commun. 2020;20:100654. https://doi.org/10.1016/j.conctc.2020.100654
6. International COVID-19 Clinical Evaluation Registry: HOPE-COVID 19. Accessed February 6, 2021. https://hopeprojectmd.com/en/
7. Gagliardi MC, Tieri P, Ortona E, Ruggieri A. ACE2 expression and sex disparity in COVID-19. Cell Death Discov. 2020;6:37. https://doi.org/10.1038/s41420-020-0276-1
8. Ciaglia E, Vecchione C, Puca AA. COVID-19 infection and circulating ACE2 levels: protective role in women and children. Front Pediatr. 2020;8:206. https://doi.org/10.3389/fped.2020.00206
9. Peckham H, de Gruijter N, Raine C, et al. Sex-bias in COVID-19: a meta-analysis and review of sex differences in disease and immunity. Research Square. April 20, 2020. https://doi.org/10.21203/rs.3.rs-23651/v2
10. Liu J, Zhang L, Chen Y, et al. Association of sex with clinical outcomes in COVID-19 patients: a retrospective analysis of 1190 cases. Respir Med. 2020;173:106159. https://doi.org/10.1016/j.rmed.2020.106159
11. Biadsee A, Biadsee A, Kassem F, Dagan O, Masarwa S, Ormianer Z. Olfactory and oral manifestations of COVID-19: sex-related symptoms—a potential pathway to early diagnosis. Otolaryngol Head Neck Surg. 2020;163(4):722-728. https://doi.org/10.1177/0194599820934380
12. Costa KVTD, Carnaúba ATL, Rocha KW, Andrade KCLD, Ferreira SMS, Menezes PTL. Olfactory and taste disorders in COVID-19: a systematic review. Braz J Otorhinolaryngol. 2020;86(6):781-792. https://doi.org/10.1016/j.bjorl.2020.05.008
13. Lechien JR, Chiesa-Estomba CM, De Siati DR, et al. Olfactory and gustatory dysfunctions as a clinical presentation of mild-to-moderate forms of the coronavirus disease (COVID-19): a multicenter European study. Eur Arch Otorhinolaryngol. 2020;277(8):2251-2261. https://doi.org/10.1007/s00405-020-05965-1
14. Scully EP, Haverfield J, Ursin RL, Tannenbaum C, Klein SL. Considering how biological sex impacts immune responses and COVID-19 outcomes. Nat Rev Immunol. 2020;20(7):442-447. https://doi.org/10.1038/s41577-020-0348-8

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1Division of Cardiology, San Luigi Gonzaga University Hospital, Orbassano (Turin), Italy; 2Hospital Clínico San Carlos, Madrid, Spain; 3Interventional Cardiology Unit, San Luigi Gonzaga University Hospital, Orbassano, and Rivoli Infermi Hospital, Rivoli (Turin), Italy; 4University Hospital Álvaro Cunqueiro, Vigo, Spain; 5Hospital Universitario Guadalajara, Guadalajara, Spain; 6Hospital Universitario Infanta Sofia, San Sebastian de los Reyes, Madrid, Spain; 7Hospital General del norte de Guayaquil IESS, Los Ceibos, Ecuador; 8Hospital La Paz, Madrid, Spain; 9Hospital Santiago de Compostela, Santiago de Compostela, Spain; 10Hospital Clínico Universitario de Valladolid, Valladolid, Spain; 11Instituto de Cardiología y Cirugía Cardiovascular, Havana, Cuba; 12Sant’Andrea Hospital, Vercelli, Italy; 13Cardiology and Arrhythmology Clinic, Ospedali Riuniti “Umberto I - Lancisi - Salesi”, Ancona, Italy; 14Hospital Nuestra Señora de América, Madrid, Spain; 15First Department of Medicine, University Heidelberg, Mannheim, Germany, German Center for Cardiovascular Research, Heidelberg-Mannheim, Mannheim, Germany; 16Hospital Severo Ochoa, Leganés, Spain; 17Instituto de Investigación Sanitaria, Incliva, Universidad de Valencia, Valencia, Spain; 18The Second People’s Hospital of Shenzhen, Shenzhen, China; 19Hospital Puerta de Hierro, Majadahonda, Spain; 20Azienda Ospedaliero-Universitaria Consorziale Policlinico di Bari, Bari, Italy; 21Hospital Universitario Getafe, Madrid, Spain; 22Unidad de Gestión Clínica Área del Corazón, Instituto de Investigación Biomédica de Málaga (IBIMA), Hospital Universitario Virgen de la Victoria, Universidad de Málaga (UMA), Centro de Investigación Biomédica en Red de Enfermedades Cardiovasculares (CIBERCV), Málaga, Spain.

Disclosures
The authors have no conflicts to disclose.

Funding
Research reported in this article was supported by a nonconditioned grant from Fundación Interhospitalaria para la Investigación cardiovascular, FIC, Madrid, Spain. This nonprofit institution had no role in the study design; collection, analysis, and interpretation of data; the writing of the report; or the decision to submit the paper for publication.

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Journal of Hospital Medicine 16(6)
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349-352. Published Online First May 19, 2021
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1Division of Cardiology, San Luigi Gonzaga University Hospital, Orbassano (Turin), Italy; 2Hospital Clínico San Carlos, Madrid, Spain; 3Interventional Cardiology Unit, San Luigi Gonzaga University Hospital, Orbassano, and Rivoli Infermi Hospital, Rivoli (Turin), Italy; 4University Hospital Álvaro Cunqueiro, Vigo, Spain; 5Hospital Universitario Guadalajara, Guadalajara, Spain; 6Hospital Universitario Infanta Sofia, San Sebastian de los Reyes, Madrid, Spain; 7Hospital General del norte de Guayaquil IESS, Los Ceibos, Ecuador; 8Hospital La Paz, Madrid, Spain; 9Hospital Santiago de Compostela, Santiago de Compostela, Spain; 10Hospital Clínico Universitario de Valladolid, Valladolid, Spain; 11Instituto de Cardiología y Cirugía Cardiovascular, Havana, Cuba; 12Sant’Andrea Hospital, Vercelli, Italy; 13Cardiology and Arrhythmology Clinic, Ospedali Riuniti “Umberto I - Lancisi - Salesi”, Ancona, Italy; 14Hospital Nuestra Señora de América, Madrid, Spain; 15First Department of Medicine, University Heidelberg, Mannheim, Germany, German Center for Cardiovascular Research, Heidelberg-Mannheim, Mannheim, Germany; 16Hospital Severo Ochoa, Leganés, Spain; 17Instituto de Investigación Sanitaria, Incliva, Universidad de Valencia, Valencia, Spain; 18The Second People’s Hospital of Shenzhen, Shenzhen, China; 19Hospital Puerta de Hierro, Majadahonda, Spain; 20Azienda Ospedaliero-Universitaria Consorziale Policlinico di Bari, Bari, Italy; 21Hospital Universitario Getafe, Madrid, Spain; 22Unidad de Gestión Clínica Área del Corazón, Instituto de Investigación Biomédica de Málaga (IBIMA), Hospital Universitario Virgen de la Victoria, Universidad de Málaga (UMA), Centro de Investigación Biomédica en Red de Enfermedades Cardiovasculares (CIBERCV), Málaga, Spain.

Disclosures
The authors have no conflicts to disclose.

Funding
Research reported in this article was supported by a nonconditioned grant from Fundación Interhospitalaria para la Investigación cardiovascular, FIC, Madrid, Spain. This nonprofit institution had no role in the study design; collection, analysis, and interpretation of data; the writing of the report; or the decision to submit the paper for publication.

Author and Disclosure Information

1Division of Cardiology, San Luigi Gonzaga University Hospital, Orbassano (Turin), Italy; 2Hospital Clínico San Carlos, Madrid, Spain; 3Interventional Cardiology Unit, San Luigi Gonzaga University Hospital, Orbassano, and Rivoli Infermi Hospital, Rivoli (Turin), Italy; 4University Hospital Álvaro Cunqueiro, Vigo, Spain; 5Hospital Universitario Guadalajara, Guadalajara, Spain; 6Hospital Universitario Infanta Sofia, San Sebastian de los Reyes, Madrid, Spain; 7Hospital General del norte de Guayaquil IESS, Los Ceibos, Ecuador; 8Hospital La Paz, Madrid, Spain; 9Hospital Santiago de Compostela, Santiago de Compostela, Spain; 10Hospital Clínico Universitario de Valladolid, Valladolid, Spain; 11Instituto de Cardiología y Cirugía Cardiovascular, Havana, Cuba; 12Sant’Andrea Hospital, Vercelli, Italy; 13Cardiology and Arrhythmology Clinic, Ospedali Riuniti “Umberto I - Lancisi - Salesi”, Ancona, Italy; 14Hospital Nuestra Señora de América, Madrid, Spain; 15First Department of Medicine, University Heidelberg, Mannheim, Germany, German Center for Cardiovascular Research, Heidelberg-Mannheim, Mannheim, Germany; 16Hospital Severo Ochoa, Leganés, Spain; 17Instituto de Investigación Sanitaria, Incliva, Universidad de Valencia, Valencia, Spain; 18The Second People’s Hospital of Shenzhen, Shenzhen, China; 19Hospital Puerta de Hierro, Majadahonda, Spain; 20Azienda Ospedaliero-Universitaria Consorziale Policlinico di Bari, Bari, Italy; 21Hospital Universitario Getafe, Madrid, Spain; 22Unidad de Gestión Clínica Área del Corazón, Instituto de Investigación Biomédica de Málaga (IBIMA), Hospital Universitario Virgen de la Victoria, Universidad de Málaga (UMA), Centro de Investigación Biomédica en Red de Enfermedades Cardiovasculares (CIBERCV), Málaga, Spain.

Disclosures
The authors have no conflicts to disclose.

Funding
Research reported in this article was supported by a nonconditioned grant from Fundación Interhospitalaria para la Investigación cardiovascular, FIC, Madrid, Spain. This nonprofit institution had no role in the study design; collection, analysis, and interpretation of data; the writing of the report; or the decision to submit the paper for publication.

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Related Articles

There is growing evidence that gender may be associated with COVID-19 infection, presentation, and prognosis.1-4 Most published evidence, however, has focused on individual aspects, such as specific symptoms or prognoses. We sought to provide a comprehensive analysis of gender and COVID-19 infection from admission to 30 days after discharge in a large, multinational cohort.

METHODS

The registry HOPE-COVID-19 (Health Outcome Predictive Evaluation for COVID-19, NCT04334291) is an international investigator-initiated study.5 The study was approved by the ethics committee of the promoting center and was appraised and accepted by the institutional review board or local committee of each participating hospital. It was designed as an ambispective cohort study. Patients are eligible for enrollment when discharged (whether dead or alive) after an in-hospital admission with a positive COVID-19 test or if their attending physician considered them highly likely to have presented with SARS-CoV-2 infection. All decisions and clinical procedures were performed by the attending physician team independently of this study, following the local regular practice and protocols. The information presented here corresponds to the HOPE-COVID-19 Registry, with a cutoff date of April 18, 2020.

Study methods and definitions are available in Appendix 1 and Appendix 2, respectively, and detailed in a previous paper5 and online on the web page of the study.6

Enrolled patients were divided into two groups according to their gender, then propensity score matching (PSM) analysis was performed (1:1 nearest neighbor matching, caliper = 0.01, without replacement and maximizing execution performance). Our primary end point was all-cause mortality at 30 days. Other clinically relevant events were recorded as secondary end points: invasive mechanical ventilation, noninvasive mechanical ventilation, pronation, respiratory insufficiency, heart failure, renal failure, upper respiratory tract involvement, pneumonia, sepsis, systemic inflammatory response syndrome, clinically relevant bleeding, hemoptysis, and embolic events. Events were allocated based on HOPE-COVID-19 registry definitions, following local researchers’ criteria. Abnormal blood test values were classified according to the reference values of local laboratories (Appendix 2).

Statistical analysis methods are outlined in Appendix 1.

RESULTS

Of the 2,798 patients consecutively enrolled in the HOPE registry, 1,111 were women (39.7%) and 1,687 were men (60.3%). Of the 2,375 (84.9%) patients who had a nasopharyngeal swab positive for COVID-19, 962 were women and 1,413 were men. Among the 2,798 patients initially included in the analysis, 876 gender-balanced pairs were selected after PSM.

Baseline Characteristics and Clinical Presentation

The baseline characteristics and clinical presentation of the overall population included in the study are summarized in Appendix Table 1. In the raw population, men had a significantly higher prevalence of conventional cardiovascular risk factors, such as diabetes, dyslipidemia, and smoking history, as well as a history of lung and cardiovascular diseases. On presentation, the most common symptoms for all patients were fever, cough, and dyspnea. Fever was more common in men, whereas vomiting, diarrhea, and upper airway symptoms (eg, sore throat, hyposmia/anosmia, dysgeusia) were more common in women.

Most patients had increased values of acute phase reactants. C-reactive protein (CRP) was elevated in 90.2% and D-dimer in 64.2% of patients, both significantly more often in men. Lymphocytopenia was present in 75.4% of patients, more commonly among men. Bilateral pneumonia occurred in 69.2% of the population, more frequently in men.

After PSM analysis (Appendix Table 2), a higher prevalence of hyposmia/anosmia and gastrointestinal symptoms in women was confirmed, as well as a higher prevalence of fever in men. Laboratory tests in men still presented alterations consistent with a more severe COVID-19 infection (significantly higher CRP, troponin, transaminases, lymphocytopenia, thrombocytopenia, and ferritin). There was no significant difference in the time between onset of symptoms and hospital admission by gender (6.2 ± 7.1 days in women vs 5.9 ± 7.6 days in men; P = .472).

The main findings after PSM analysis are summarized in Appendix Figure 1 and Appendix Figure 2.

In-Hospital Management and Outcomes

The supportive and pharmacologic treatments of study patients and their outcomes are summarized in Appendix Table 3. During the in-hospital stay, men required oxygen supplementation more frequently than women. Noninvasive mechanical ventilation, invasive mechanical ventilation, and pronation were more commonly used in men. Chloroquine/hydroxychloroquine, antivirals, and antibiotics were the medications most widely used in our population (84.5%, 65.8%, and 74.4% of patients, respectively), without significant differences between male and female patients, with the exception of antibiotics, which were used more often in men (76.6% vs 71.1%). Immunomodulators (corticosteroids, tocilizumab, and interferon) were used more often in male patients.

After PSM (Table), men more frequently received immunomodulators (corticosteroids and tocilizumab), antibiotics, and pronation. No differences in invasive and noninvasive mechanical ventilation were observed.

 In-Hospital Management and COVID-19 Outcomes of 876 Men and 876 Women Matched on Baseline Medical Conditions

Thirty-day outcome data were available for all patients included in the analysis. During the in-hospital stay, 48% of patients developed respiratory insufficiency, 18.8% systemic inflammatory response syndrome (SIRS), and 13.2% overt sepsis. Respiratory insufficiency and SIRS were more common in male patients. Mortality at 30 days in the raw population was 21.4%, and men died more often than women (23.5% vs 18.2%; P = .001).

The PSM analysis continued to show a higher 30-day mortality rate among men (Figure), as well as greater need for oxygen, pronation, and use of immunomodulators and antibiotics (Table).

Kaplan-Meier Survival Analysis After Propensity Score Matching

DISCUSSION

The results of our study confirm that among patients with COVID-19, men have a poorer prognosis than women. Because of the design of the study, it is not possible to determine if men are more prone to SARS-CoV-2 infection in our population; however, given the prevalence of men in our unselected, all-comers population, we can assume that men are either infected more often and/or more frequently symptomatic.

After PSM analysis, the 30-day all-cause mortality remained higher among men than women. The poorer prognosis of male patients is attributable not only to a higher burden of cardiovascular risk factors, but may also be related to unmodifiable biological factors, such as sex differences in angiotensin-converting enzyme 2 expression.7,8 The worse prognosis observed in our study confirms the higher incidence of death in male patients that was observed in previous studies.9 Liu et al questioned the role of gender as an independent prognostic factor in COVID-1910; however, that study included fewer patients, who were also younger and had less severe disease.

The clinical presentation of COVID-19 also differed by gender in our study. Gastrointestinal symptoms and hyposmia/anosmia were more common in women, whereas fever was more common in men. The prevalence of olfactory and gustatory dysfunction in women has already been described,11,12 and these symptoms have been linked with milder disease.13 It is possible that women presenting to the hospital had milder forms of COVID-19, or that there were systematic differences in how men and women sought medical care. The results of our study emphasize the need for a high level of suspicion for COVID-19 infection in women, even in the presence of mild mucosal or gastrointestinal symptoms and/or relatively minor laboratory abnormalities.

Laboratory values indicative of more severe COVID-19 infection in men could suggest a higher inflammatory response to the infection. Men also received more immunomodulators and antibiotics in this study. A recent paper from Scully et al14 pointed out the different immune response to viruses observed in men that could partially explain the higher level of inflammation markers and the more severe disease observed in men.

Limitations

Our study has several limitations. As an observational study of hospitalized patients, it may represent patients with more severe COVID-19. Men and women may have sought hospital care differently. Diagnosis, testing, and treatment were not standardized and may have been influenced by patient gender. Although we attempted to match patients on baseline medical conditions, we may not have completely controlled for differences in preexisting health. Finally, gender data were collected as binary and so did not capture other gender categories.

CONCLUSION

In our multicenter cohort of hospitalized COVID-19 patients, men had a higher burden of risk factors; different clinical presentations, with more fever and less olfactory and gastrointestinal symptoms; and a significantly poorer prognosis than women did at 30 days.

Acknowledgments

The authors thank Cardiovascular Excellence SL for their essential support regarding the database and HOPE web page as well as all HOPE researchers. The authors also thank Michael Andrews for his valuable contribution to the English revision.

There is growing evidence that gender may be associated with COVID-19 infection, presentation, and prognosis.1-4 Most published evidence, however, has focused on individual aspects, such as specific symptoms or prognoses. We sought to provide a comprehensive analysis of gender and COVID-19 infection from admission to 30 days after discharge in a large, multinational cohort.

METHODS

The registry HOPE-COVID-19 (Health Outcome Predictive Evaluation for COVID-19, NCT04334291) is an international investigator-initiated study.5 The study was approved by the ethics committee of the promoting center and was appraised and accepted by the institutional review board or local committee of each participating hospital. It was designed as an ambispective cohort study. Patients are eligible for enrollment when discharged (whether dead or alive) after an in-hospital admission with a positive COVID-19 test or if their attending physician considered them highly likely to have presented with SARS-CoV-2 infection. All decisions and clinical procedures were performed by the attending physician team independently of this study, following the local regular practice and protocols. The information presented here corresponds to the HOPE-COVID-19 Registry, with a cutoff date of April 18, 2020.

Study methods and definitions are available in Appendix 1 and Appendix 2, respectively, and detailed in a previous paper5 and online on the web page of the study.6

Enrolled patients were divided into two groups according to their gender, then propensity score matching (PSM) analysis was performed (1:1 nearest neighbor matching, caliper = 0.01, without replacement and maximizing execution performance). Our primary end point was all-cause mortality at 30 days. Other clinically relevant events were recorded as secondary end points: invasive mechanical ventilation, noninvasive mechanical ventilation, pronation, respiratory insufficiency, heart failure, renal failure, upper respiratory tract involvement, pneumonia, sepsis, systemic inflammatory response syndrome, clinically relevant bleeding, hemoptysis, and embolic events. Events were allocated based on HOPE-COVID-19 registry definitions, following local researchers’ criteria. Abnormal blood test values were classified according to the reference values of local laboratories (Appendix 2).

Statistical analysis methods are outlined in Appendix 1.

RESULTS

Of the 2,798 patients consecutively enrolled in the HOPE registry, 1,111 were women (39.7%) and 1,687 were men (60.3%). Of the 2,375 (84.9%) patients who had a nasopharyngeal swab positive for COVID-19, 962 were women and 1,413 were men. Among the 2,798 patients initially included in the analysis, 876 gender-balanced pairs were selected after PSM.

Baseline Characteristics and Clinical Presentation

The baseline characteristics and clinical presentation of the overall population included in the study are summarized in Appendix Table 1. In the raw population, men had a significantly higher prevalence of conventional cardiovascular risk factors, such as diabetes, dyslipidemia, and smoking history, as well as a history of lung and cardiovascular diseases. On presentation, the most common symptoms for all patients were fever, cough, and dyspnea. Fever was more common in men, whereas vomiting, diarrhea, and upper airway symptoms (eg, sore throat, hyposmia/anosmia, dysgeusia) were more common in women.

Most patients had increased values of acute phase reactants. C-reactive protein (CRP) was elevated in 90.2% and D-dimer in 64.2% of patients, both significantly more often in men. Lymphocytopenia was present in 75.4% of patients, more commonly among men. Bilateral pneumonia occurred in 69.2% of the population, more frequently in men.

After PSM analysis (Appendix Table 2), a higher prevalence of hyposmia/anosmia and gastrointestinal symptoms in women was confirmed, as well as a higher prevalence of fever in men. Laboratory tests in men still presented alterations consistent with a more severe COVID-19 infection (significantly higher CRP, troponin, transaminases, lymphocytopenia, thrombocytopenia, and ferritin). There was no significant difference in the time between onset of symptoms and hospital admission by gender (6.2 ± 7.1 days in women vs 5.9 ± 7.6 days in men; P = .472).

The main findings after PSM analysis are summarized in Appendix Figure 1 and Appendix Figure 2.

In-Hospital Management and Outcomes

The supportive and pharmacologic treatments of study patients and their outcomes are summarized in Appendix Table 3. During the in-hospital stay, men required oxygen supplementation more frequently than women. Noninvasive mechanical ventilation, invasive mechanical ventilation, and pronation were more commonly used in men. Chloroquine/hydroxychloroquine, antivirals, and antibiotics were the medications most widely used in our population (84.5%, 65.8%, and 74.4% of patients, respectively), without significant differences between male and female patients, with the exception of antibiotics, which were used more often in men (76.6% vs 71.1%). Immunomodulators (corticosteroids, tocilizumab, and interferon) were used more often in male patients.

After PSM (Table), men more frequently received immunomodulators (corticosteroids and tocilizumab), antibiotics, and pronation. No differences in invasive and noninvasive mechanical ventilation were observed.

 In-Hospital Management and COVID-19 Outcomes of 876 Men and 876 Women Matched on Baseline Medical Conditions

Thirty-day outcome data were available for all patients included in the analysis. During the in-hospital stay, 48% of patients developed respiratory insufficiency, 18.8% systemic inflammatory response syndrome (SIRS), and 13.2% overt sepsis. Respiratory insufficiency and SIRS were more common in male patients. Mortality at 30 days in the raw population was 21.4%, and men died more often than women (23.5% vs 18.2%; P = .001).

The PSM analysis continued to show a higher 30-day mortality rate among men (Figure), as well as greater need for oxygen, pronation, and use of immunomodulators and antibiotics (Table).

Kaplan-Meier Survival Analysis After Propensity Score Matching

DISCUSSION

The results of our study confirm that among patients with COVID-19, men have a poorer prognosis than women. Because of the design of the study, it is not possible to determine if men are more prone to SARS-CoV-2 infection in our population; however, given the prevalence of men in our unselected, all-comers population, we can assume that men are either infected more often and/or more frequently symptomatic.

After PSM analysis, the 30-day all-cause mortality remained higher among men than women. The poorer prognosis of male patients is attributable not only to a higher burden of cardiovascular risk factors, but may also be related to unmodifiable biological factors, such as sex differences in angiotensin-converting enzyme 2 expression.7,8 The worse prognosis observed in our study confirms the higher incidence of death in male patients that was observed in previous studies.9 Liu et al questioned the role of gender as an independent prognostic factor in COVID-1910; however, that study included fewer patients, who were also younger and had less severe disease.

The clinical presentation of COVID-19 also differed by gender in our study. Gastrointestinal symptoms and hyposmia/anosmia were more common in women, whereas fever was more common in men. The prevalence of olfactory and gustatory dysfunction in women has already been described,11,12 and these symptoms have been linked with milder disease.13 It is possible that women presenting to the hospital had milder forms of COVID-19, or that there were systematic differences in how men and women sought medical care. The results of our study emphasize the need for a high level of suspicion for COVID-19 infection in women, even in the presence of mild mucosal or gastrointestinal symptoms and/or relatively minor laboratory abnormalities.

Laboratory values indicative of more severe COVID-19 infection in men could suggest a higher inflammatory response to the infection. Men also received more immunomodulators and antibiotics in this study. A recent paper from Scully et al14 pointed out the different immune response to viruses observed in men that could partially explain the higher level of inflammation markers and the more severe disease observed in men.

Limitations

Our study has several limitations. As an observational study of hospitalized patients, it may represent patients with more severe COVID-19. Men and women may have sought hospital care differently. Diagnosis, testing, and treatment were not standardized and may have been influenced by patient gender. Although we attempted to match patients on baseline medical conditions, we may not have completely controlled for differences in preexisting health. Finally, gender data were collected as binary and so did not capture other gender categories.

CONCLUSION

In our multicenter cohort of hospitalized COVID-19 patients, men had a higher burden of risk factors; different clinical presentations, with more fever and less olfactory and gastrointestinal symptoms; and a significantly poorer prognosis than women did at 30 days.

Acknowledgments

The authors thank Cardiovascular Excellence SL for their essential support regarding the database and HOPE web page as well as all HOPE researchers. The authors also thank Michael Andrews for his valuable contribution to the English revision.

References

1. Alkhouli M, Nanjundappa A, Annie F, Bates MC, Bhatt DL. Sex differences in case fatality rate of COVID-19: insights from a multinational registry. Mayo Clin Proc. 2020;95(8):1613-1620. https://doi.org/10.1016/j.mayocp.2020.05.014
2. Gebhard C, Regitz-Zagrosek V, Neuhauser HK, Morgan R, Klein SL. Impact of sex and gender on COVID-19 outcomes in Europe. Biol Sex Differ. 2020;11(1):29. https://doi.org/10.1186/s13293-020-00304-9
3. Gausman J, Langer A. Sex and gender disparities in the COVID-19 pandemic. J Womens Health (Larchmt). 2020;29(4):465-466. https://doi.org/10.1089/jwh.2020.8472
4. Walter LA, McGregor AJ. Sex- and gender-specific observations and implications for COVID-19. West J Emerg Med. 2020;21(3):507-509. https://doi.org/10.5811/westjem.2020.4.47536
5. Núñez-Gil IJ, Estrada V, Fernández-Pérez C, et al. Health outcome predictive evaluation for COVID 19 international registry (HOPE COVID-19), rationale and design. Contemp Clin Trials Commun. 2020;20:100654. https://doi.org/10.1016/j.conctc.2020.100654
6. International COVID-19 Clinical Evaluation Registry: HOPE-COVID 19. Accessed February 6, 2021. https://hopeprojectmd.com/en/
7. Gagliardi MC, Tieri P, Ortona E, Ruggieri A. ACE2 expression and sex disparity in COVID-19. Cell Death Discov. 2020;6:37. https://doi.org/10.1038/s41420-020-0276-1
8. Ciaglia E, Vecchione C, Puca AA. COVID-19 infection and circulating ACE2 levels: protective role in women and children. Front Pediatr. 2020;8:206. https://doi.org/10.3389/fped.2020.00206
9. Peckham H, de Gruijter N, Raine C, et al. Sex-bias in COVID-19: a meta-analysis and review of sex differences in disease and immunity. Research Square. April 20, 2020. https://doi.org/10.21203/rs.3.rs-23651/v2
10. Liu J, Zhang L, Chen Y, et al. Association of sex with clinical outcomes in COVID-19 patients: a retrospective analysis of 1190 cases. Respir Med. 2020;173:106159. https://doi.org/10.1016/j.rmed.2020.106159
11. Biadsee A, Biadsee A, Kassem F, Dagan O, Masarwa S, Ormianer Z. Olfactory and oral manifestations of COVID-19: sex-related symptoms—a potential pathway to early diagnosis. Otolaryngol Head Neck Surg. 2020;163(4):722-728. https://doi.org/10.1177/0194599820934380
12. Costa KVTD, Carnaúba ATL, Rocha KW, Andrade KCLD, Ferreira SMS, Menezes PTL. Olfactory and taste disorders in COVID-19: a systematic review. Braz J Otorhinolaryngol. 2020;86(6):781-792. https://doi.org/10.1016/j.bjorl.2020.05.008
13. Lechien JR, Chiesa-Estomba CM, De Siati DR, et al. Olfactory and gustatory dysfunctions as a clinical presentation of mild-to-moderate forms of the coronavirus disease (COVID-19): a multicenter European study. Eur Arch Otorhinolaryngol. 2020;277(8):2251-2261. https://doi.org/10.1007/s00405-020-05965-1
14. Scully EP, Haverfield J, Ursin RL, Tannenbaum C, Klein SL. Considering how biological sex impacts immune responses and COVID-19 outcomes. Nat Rev Immunol. 2020;20(7):442-447. https://doi.org/10.1038/s41577-020-0348-8

References

1. Alkhouli M, Nanjundappa A, Annie F, Bates MC, Bhatt DL. Sex differences in case fatality rate of COVID-19: insights from a multinational registry. Mayo Clin Proc. 2020;95(8):1613-1620. https://doi.org/10.1016/j.mayocp.2020.05.014
2. Gebhard C, Regitz-Zagrosek V, Neuhauser HK, Morgan R, Klein SL. Impact of sex and gender on COVID-19 outcomes in Europe. Biol Sex Differ. 2020;11(1):29. https://doi.org/10.1186/s13293-020-00304-9
3. Gausman J, Langer A. Sex and gender disparities in the COVID-19 pandemic. J Womens Health (Larchmt). 2020;29(4):465-466. https://doi.org/10.1089/jwh.2020.8472
4. Walter LA, McGregor AJ. Sex- and gender-specific observations and implications for COVID-19. West J Emerg Med. 2020;21(3):507-509. https://doi.org/10.5811/westjem.2020.4.47536
5. Núñez-Gil IJ, Estrada V, Fernández-Pérez C, et al. Health outcome predictive evaluation for COVID 19 international registry (HOPE COVID-19), rationale and design. Contemp Clin Trials Commun. 2020;20:100654. https://doi.org/10.1016/j.conctc.2020.100654
6. International COVID-19 Clinical Evaluation Registry: HOPE-COVID 19. Accessed February 6, 2021. https://hopeprojectmd.com/en/
7. Gagliardi MC, Tieri P, Ortona E, Ruggieri A. ACE2 expression and sex disparity in COVID-19. Cell Death Discov. 2020;6:37. https://doi.org/10.1038/s41420-020-0276-1
8. Ciaglia E, Vecchione C, Puca AA. COVID-19 infection and circulating ACE2 levels: protective role in women and children. Front Pediatr. 2020;8:206. https://doi.org/10.3389/fped.2020.00206
9. Peckham H, de Gruijter N, Raine C, et al. Sex-bias in COVID-19: a meta-analysis and review of sex differences in disease and immunity. Research Square. April 20, 2020. https://doi.org/10.21203/rs.3.rs-23651/v2
10. Liu J, Zhang L, Chen Y, et al. Association of sex with clinical outcomes in COVID-19 patients: a retrospective analysis of 1190 cases. Respir Med. 2020;173:106159. https://doi.org/10.1016/j.rmed.2020.106159
11. Biadsee A, Biadsee A, Kassem F, Dagan O, Masarwa S, Ormianer Z. Olfactory and oral manifestations of COVID-19: sex-related symptoms—a potential pathway to early diagnosis. Otolaryngol Head Neck Surg. 2020;163(4):722-728. https://doi.org/10.1177/0194599820934380
12. Costa KVTD, Carnaúba ATL, Rocha KW, Andrade KCLD, Ferreira SMS, Menezes PTL. Olfactory and taste disorders in COVID-19: a systematic review. Braz J Otorhinolaryngol. 2020;86(6):781-792. https://doi.org/10.1016/j.bjorl.2020.05.008
13. Lechien JR, Chiesa-Estomba CM, De Siati DR, et al. Olfactory and gustatory dysfunctions as a clinical presentation of mild-to-moderate forms of the coronavirus disease (COVID-19): a multicenter European study. Eur Arch Otorhinolaryngol. 2020;277(8):2251-2261. https://doi.org/10.1007/s00405-020-05965-1
14. Scully EP, Haverfield J, Ursin RL, Tannenbaum C, Klein SL. Considering how biological sex impacts immune responses and COVID-19 outcomes. Nat Rev Immunol. 2020;20(7):442-447. https://doi.org/10.1038/s41577-020-0348-8

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Mapping the Clinical Experience of a New York City Residency Program During the COVID-19 Pandemic

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Mapping the Clinical Experience of a New York City Residency Program During the COVID-19 Pandemic

The COVID-19 pandemic has disrupted the educational experience of medical trainees around the world, and this has been especially true for those in New York City (NYC), the early epicenter of the global outbreak.1 The pandemic’s surge required redeployment of trainees away from scheduled rotations, focused didactics around emerging COVID-19 data, and seemingly narrowed trainees’ clinical exposure to a single respiratory infection.

While there is a small body of literature describing the programmatic responses2,3 and educational adaptations4-7 that have come about as a result of the pandemic’s disruptive force, a characterization of exactly how trainees’ clinical experiences have been affected is lacking. A detailed understanding of how trainees’ inpatient care activities evolved during the pandemic could provide valuable practice habits feedback, allow for comparisons across training sites, focus content selection for didactic learning and self-study, and potentially help forecast similar clinical changes in the event of a subsequent wave. Perhaps most important, as internal medicine (IM) trainees require broad exposure to diverse clinical conditions to mature toward independent practice, a characterization of exactly how the pandemic has narrowed the diversity of clinical exposure could inform changes in how trainees attain clinical competence.

Profiling IM residents’ clinical experiences in a meaningful way is particularly challenging given the extraordinary breadth of the field. We recently developed a strategy by which resident-attributed International Classification of Diseases, Tenth Revision (ICD-10) principal diagnosis codes are mapped to an educational taxonomy of medical content categories, yielding clinical exposure profiles.8 Here, we apply this mapping strategy to all four training hospitals of a large NYC IM residency program to catalogue the evolution of clinical diversity experienced by residents during the COVID-19 pandemic.

METHODS

Study Population

The NYU IM Residency Program comprises 225 resident physicians rotating at four inpatient training sites: NYU Langone Hospital–Brooklyn (NYU-BK), NYU Langone Hospitals–Manhattan (NYU-MN), Bellevue Hospital (BH), and VA–New York Harbor Healthcare (VA). The study period was defined as February 1, 2020, to May 31, 2020, to capture clinical exposure during baseline, surge, and immediate post-surge periods. The NYU IM residency program declared pandemic emergency status on March 23, 2020, after which all residents were assigned to inpatient acute care and intensive care rotations to augment the inpatient workforce.

Data Source

Clinical data at each training hospital are collected and stored, allowing for asynchronous querying. Given differences in data reporting, strategies for collecting principal ICD-10 codes of patients discharged during the study period differed slightly across sites. Principal ICD-10 codes from patients discharged from NYU-BK and NYU-MN were filtered by nursing unit, allowing selection for resident-staffed units. Principal ICD-10 codes from BH were curated by care team, allowing selection for resident-staffed teams. Principal ICD-10 codes from VA were filtered by both hospital unit and provider service to attribute to resident providers. Dates of each discharge were included, and mortalities were included as discharges. All methods yielded a dataset of principal ICD-10 discharge diagnosis codes attributed primarily to IM residents. Given the rapid changes in hospital staffing to care for increasing patient volumes, in rare circumstances residents and other providers (such as advanced practice providers) shared hospital units. While ICD-10 codes mined from each hospital are attributed primarily to residents, this attribution is not entirely exclusive. Data were analyzed both by training site and in aggregate across the four training sites. No individually identifiable data were analyzed, the primary goal of the project was to improve education, and the data were collected as part of a required aspect of training; as a result, this project met criteria for certification as a quality improvement, and not a human subject, research project.

The Crosswalk Tool

We previously developed a crosswalk tool containing 4,854 ICD-10 diagnoses uniquely mapped to 16 broad medical content areas as defined by the American Board of Internal Medicine (ABIM).8 Custom programs (MATLAB, MathWorks, Inc) captured and subsequently mapped resident-attributed ICD-10 discharge codes to content areas if the syntax of the ICD-10 code in question exactly matched or was nested within an ICD-10 code in the crosswalk. This tool allowed us to measure the daily discharge frequency of each content area across the sites.

Analysis

The sensitivity of the crosswalk tool was calculated as the number of ICD-10 codes captured divided by the total number of patients. Codes missed by the tool were excluded. The total number, as well as the 7-day running average of discharges per content area, across the sites during the study period were measured. To evaluate for differences in the distribution of content before and after pandemic emergency status, 2 × 16 χ2 contingency tables were constructed. To evaluate for changes in the mean relative proportions (%) of each content area, paired t tests were conducted. Confidence intervals were estimated from t distributions.

RESULTS

There were 6,613 patients discharged from all sites (NYU-BK, 2,062; NYU-MN, 2,188; BH, 1,711; VA, 652; Appendix Table). The crosswalk tool captured 6,384 principal discharge ICD-10 codes (96.5%). The five most common content areas during the study period were infectious diseases (ID; n = 2,892), cardiovascular disease (CVD; n = 1,199), gastroenterology (n = 406), pulmonary disease (n = 372), and nephrology and urology (n = 252). These were also the content areas most frequently encountered by residents at baseline (Figure and Table). The distribution of content prior to declaration of pandemic emergency status was significantly different than that after declaration (χ2 = 709; df, 15; P <.001). ID diagnoses, driven by COVID-19, rose steeply in the period following declaration, peaked in mid-April, and slowly waned in May (Figure). The mean relative percentage of ID discharges across the sites rose from 26.0% (16.5%-35.4%) at baseline to 58.3% (41.3%-75.3%) in the period after pandemic emergency status was declared (P = .005).

Frequencies of the Top 5 ABIM Content Areas Encountered by Residents in the NYU Internal Medicine Residency Program’s Four Training Sites

Frequencies of diagnoses mapping to other content areas decreased significantly, reflecting a marked tapering of clinical diversity (Figure and Table). Specifically, decreases were seen in CVD (27.6% [95% CI, 17.9%-37.2%] to 13.9% [95% CI, 5.5%-22.3%]; P = .013); gastroenterology (8.3% [95% CI, 6.2%-10.2%] to 4.6% [95% CI, 2.1%-6.9%]; P = .038); pulmonary disease (8.0% [95% CI, 5.6%-10.2%] to 4.6% [95% CI, 1.6%-7.4%]; P = .040); and nephrology and urology (4.8% [95% CI, 2.6%-6.9%] to 3.1% [95% CI, 1.9%-4.2%]; P = .047) (Table). In late April, diagnoses mapping to these content areas began to repopulate residents’ clinical experiences and by the end of the study period had nearly returned to baseline frequencies. These patterns were similar when discharge diagnoses from each training site were plotted individually (Appendix Figure).

Mean Relative Proportion of Discharges in Each Content Area Across the Four Sites Before and After the Pandemic Emergency Status

DISCUSSION

Here, we demonstrate how the clinical educational landscape changed for our residents during the COVID-19 pandemic. We uncover a dramatic deviation in the content to which residents were exposed through patient care activities that disproportionately favored ID at the expense of all other content. We demonstrate that this reduction in clinical diversity persisted for nearly 2 months and was similar at each of our training hospitals, and also provide a trajectory on which other content repopulated residents’ clinical experiences.

These data have served several valuable purposes and support ongoing efforts to map residents’ experiential curriculum at our program and others. Sharing this data with residents, as occurred routinely in town hall forums and noon conferences, has provided them with real-time practice feedback during a time of crisis. This has provided scope for their herculean efforts during the pandemic, served as a blueprint for underrepresented content most ripe for self-study, and offered reassurance of a return to normalcy given the trajectory of clinical content curves. As practice habits feedback is an Accreditation Council for Graduate Medical Education requirement, this strategy has also served as a robust and reproducible means of complying.

Our training program used this characterization of clinical content to help guide teaching in the pandemic era. For example, we preferentially structured case conferences and other didactics around reemerging content areas to capitalize on just-in-time education and harness residents’ eagerness for a respite from COVID-specific education. Residents required to quarantine at home were provided with learning plans centered on content underrepresented in clinical practice.

Given the critical importance of experiential learning in IM residents’ training, our findings quantifying significant changes in clinical exposure could form the basis for predicting poor outcomes in competency-based assessments for residents training in the COVID era, which continues to affect our trainees. For example, our characterization of clinical exposure may predict poor in-training exam or even ABIM certification exam performance in the content areas most drastically affected. Knowledge of this association of clinical exposure and clinical competence could allow training programs like ours to preempt poor performance in competency-based assessments by more aggressively shifting lectures, simulations, and other didactic programs toward content areas underrepresented in the pandemic’s wake.

Limitations of this study include the fact that availability of testing and ICD-10 coding for COVID-19 differed slightly across training sites, potentially contributing to site differences in mapping. Additionally, given our 1:1 mapping of ICD-10 codes to content categories, our strategy attributes COVID-19 to ID alone, and does not capture additional areas germane to this diagnosis, such as pulmonary disease.

CONCLUSION

We provide a detailed characterization of the evolution of a single IM program’s patient care experiences across four training hospitals during the COVID-19 pandemic. Such characterization can be leveraged to provide effective practice habits feedback and guide teaching efforts, and could form the basis to predict competency-based outcomes for trainees in the COVID era.

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References

1. Accreditation Council for Graduate Medical Education. ACGME response to pandemic crisis. Accessed April 14, 2021. https://acgme.org/covid-19
2. Manson DK, Shen S, Lavelle MP, et al. Reorganizing a medicine residency program in response to the COVID-19 pandemic in New York. Acad Med. 2020;95(11):1670-1673. https://doi.org/10.1097/ACM.0000000000003548
3. Kee A, Archuleta S, Dan YY. Internal medicine residency training in the COVID-19 era—reflections from Singapore. J Grad Med Educ. 2020;12(4):406-408. https://doi.org/10.4300/JGME-D-20-00315.1
4. Kochis M, Goessling W. Learning during and from a crisis: the student-led development of a COVID-19 curriculum. Acad Med. 2021;96(3):399-401. https://doi.org/10.1097/ACM.0000000000003755
5 . Redinger JW, Cornia PB, Albert TJ. Teaching during a pandemic. J Grad Med Educ. 2020;12(4):403-405. https://doi.org/10.4300/JGME-D-20-00241.1
6. Liang ZC, Ooi SBS, Wang W. Pandemics and their impact on medical training: lessons from Singapore. Acad Med. 2020;95(9):1359-1361. https://doi.org/10.1097/ACM.0000000000003441
7. Tisdale R, Filsoof AR, Singhal S. Novel graduate medical education in the era of a novel virus. J Grad Med Educ. 2020;12(4):409-411. https://doi.org/10.4300/JGME-D-20-00225.1
8. Rhee DW, Chun JW, Stern DT, Sartori DJ. Experience and education in residency training: capturing the resident experience by mapping clinical data. Acad Med. Published online May 11, 2021. https://doi.org/10.1097/ACM.0000000000004162

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1Leon H Charney Division of Cardiology, Department of Medicine, NYU Grossman School of Medicine, New York, New York; 2VA NY Harbor Healthcare, New York, New York; 3Division of Endocrinology, Department of Medicine, NYU Grossman School of Medicine, New York, New York; 4Bellevue Hospital Center, New York, New York; 5Department of Medicine, NYU Grossman School of Medicine, New York, New York.

Disclosures
Dr Sartori receives a salary supplement for his role as a Transition to Residency Bridge Coach, as defined in NYU Grossman School of Medicine’s Transition to Residency Advantage program, which is funded by the AMA’s Reimaging Residency Initiative.

Funding
The authors were awarded a small internal grant (NYU Program for Medical Education Innovations and Research) to help fund research related to this manuscript. This grant was internal (from NYU itself) and no funds have been allocated at the time of submission. Dr Pendse is supported by a grant from the National Institutes of Health (institutional T32 award).

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1Leon H Charney Division of Cardiology, Department of Medicine, NYU Grossman School of Medicine, New York, New York; 2VA NY Harbor Healthcare, New York, New York; 3Division of Endocrinology, Department of Medicine, NYU Grossman School of Medicine, New York, New York; 4Bellevue Hospital Center, New York, New York; 5Department of Medicine, NYU Grossman School of Medicine, New York, New York.

Disclosures
Dr Sartori receives a salary supplement for his role as a Transition to Residency Bridge Coach, as defined in NYU Grossman School of Medicine’s Transition to Residency Advantage program, which is funded by the AMA’s Reimaging Residency Initiative.

Funding
The authors were awarded a small internal grant (NYU Program for Medical Education Innovations and Research) to help fund research related to this manuscript. This grant was internal (from NYU itself) and no funds have been allocated at the time of submission. Dr Pendse is supported by a grant from the National Institutes of Health (institutional T32 award).

Author and Disclosure Information

1Leon H Charney Division of Cardiology, Department of Medicine, NYU Grossman School of Medicine, New York, New York; 2VA NY Harbor Healthcare, New York, New York; 3Division of Endocrinology, Department of Medicine, NYU Grossman School of Medicine, New York, New York; 4Bellevue Hospital Center, New York, New York; 5Department of Medicine, NYU Grossman School of Medicine, New York, New York.

Disclosures
Dr Sartori receives a salary supplement for his role as a Transition to Residency Bridge Coach, as defined in NYU Grossman School of Medicine’s Transition to Residency Advantage program, which is funded by the AMA’s Reimaging Residency Initiative.

Funding
The authors were awarded a small internal grant (NYU Program for Medical Education Innovations and Research) to help fund research related to this manuscript. This grant was internal (from NYU itself) and no funds have been allocated at the time of submission. Dr Pendse is supported by a grant from the National Institutes of Health (institutional T32 award).

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Related Articles

The COVID-19 pandemic has disrupted the educational experience of medical trainees around the world, and this has been especially true for those in New York City (NYC), the early epicenter of the global outbreak.1 The pandemic’s surge required redeployment of trainees away from scheduled rotations, focused didactics around emerging COVID-19 data, and seemingly narrowed trainees’ clinical exposure to a single respiratory infection.

While there is a small body of literature describing the programmatic responses2,3 and educational adaptations4-7 that have come about as a result of the pandemic’s disruptive force, a characterization of exactly how trainees’ clinical experiences have been affected is lacking. A detailed understanding of how trainees’ inpatient care activities evolved during the pandemic could provide valuable practice habits feedback, allow for comparisons across training sites, focus content selection for didactic learning and self-study, and potentially help forecast similar clinical changes in the event of a subsequent wave. Perhaps most important, as internal medicine (IM) trainees require broad exposure to diverse clinical conditions to mature toward independent practice, a characterization of exactly how the pandemic has narrowed the diversity of clinical exposure could inform changes in how trainees attain clinical competence.

Profiling IM residents’ clinical experiences in a meaningful way is particularly challenging given the extraordinary breadth of the field. We recently developed a strategy by which resident-attributed International Classification of Diseases, Tenth Revision (ICD-10) principal diagnosis codes are mapped to an educational taxonomy of medical content categories, yielding clinical exposure profiles.8 Here, we apply this mapping strategy to all four training hospitals of a large NYC IM residency program to catalogue the evolution of clinical diversity experienced by residents during the COVID-19 pandemic.

METHODS

Study Population

The NYU IM Residency Program comprises 225 resident physicians rotating at four inpatient training sites: NYU Langone Hospital–Brooklyn (NYU-BK), NYU Langone Hospitals–Manhattan (NYU-MN), Bellevue Hospital (BH), and VA–New York Harbor Healthcare (VA). The study period was defined as February 1, 2020, to May 31, 2020, to capture clinical exposure during baseline, surge, and immediate post-surge periods. The NYU IM residency program declared pandemic emergency status on March 23, 2020, after which all residents were assigned to inpatient acute care and intensive care rotations to augment the inpatient workforce.

Data Source

Clinical data at each training hospital are collected and stored, allowing for asynchronous querying. Given differences in data reporting, strategies for collecting principal ICD-10 codes of patients discharged during the study period differed slightly across sites. Principal ICD-10 codes from patients discharged from NYU-BK and NYU-MN were filtered by nursing unit, allowing selection for resident-staffed units. Principal ICD-10 codes from BH were curated by care team, allowing selection for resident-staffed teams. Principal ICD-10 codes from VA were filtered by both hospital unit and provider service to attribute to resident providers. Dates of each discharge were included, and mortalities were included as discharges. All methods yielded a dataset of principal ICD-10 discharge diagnosis codes attributed primarily to IM residents. Given the rapid changes in hospital staffing to care for increasing patient volumes, in rare circumstances residents and other providers (such as advanced practice providers) shared hospital units. While ICD-10 codes mined from each hospital are attributed primarily to residents, this attribution is not entirely exclusive. Data were analyzed both by training site and in aggregate across the four training sites. No individually identifiable data were analyzed, the primary goal of the project was to improve education, and the data were collected as part of a required aspect of training; as a result, this project met criteria for certification as a quality improvement, and not a human subject, research project.

The Crosswalk Tool

We previously developed a crosswalk tool containing 4,854 ICD-10 diagnoses uniquely mapped to 16 broad medical content areas as defined by the American Board of Internal Medicine (ABIM).8 Custom programs (MATLAB, MathWorks, Inc) captured and subsequently mapped resident-attributed ICD-10 discharge codes to content areas if the syntax of the ICD-10 code in question exactly matched or was nested within an ICD-10 code in the crosswalk. This tool allowed us to measure the daily discharge frequency of each content area across the sites.

Analysis

The sensitivity of the crosswalk tool was calculated as the number of ICD-10 codes captured divided by the total number of patients. Codes missed by the tool were excluded. The total number, as well as the 7-day running average of discharges per content area, across the sites during the study period were measured. To evaluate for differences in the distribution of content before and after pandemic emergency status, 2 × 16 χ2 contingency tables were constructed. To evaluate for changes in the mean relative proportions (%) of each content area, paired t tests were conducted. Confidence intervals were estimated from t distributions.

RESULTS

There were 6,613 patients discharged from all sites (NYU-BK, 2,062; NYU-MN, 2,188; BH, 1,711; VA, 652; Appendix Table). The crosswalk tool captured 6,384 principal discharge ICD-10 codes (96.5%). The five most common content areas during the study period were infectious diseases (ID; n = 2,892), cardiovascular disease (CVD; n = 1,199), gastroenterology (n = 406), pulmonary disease (n = 372), and nephrology and urology (n = 252). These were also the content areas most frequently encountered by residents at baseline (Figure and Table). The distribution of content prior to declaration of pandemic emergency status was significantly different than that after declaration (χ2 = 709; df, 15; P <.001). ID diagnoses, driven by COVID-19, rose steeply in the period following declaration, peaked in mid-April, and slowly waned in May (Figure). The mean relative percentage of ID discharges across the sites rose from 26.0% (16.5%-35.4%) at baseline to 58.3% (41.3%-75.3%) in the period after pandemic emergency status was declared (P = .005).

Frequencies of the Top 5 ABIM Content Areas Encountered by Residents in the NYU Internal Medicine Residency Program’s Four Training Sites

Frequencies of diagnoses mapping to other content areas decreased significantly, reflecting a marked tapering of clinical diversity (Figure and Table). Specifically, decreases were seen in CVD (27.6% [95% CI, 17.9%-37.2%] to 13.9% [95% CI, 5.5%-22.3%]; P = .013); gastroenterology (8.3% [95% CI, 6.2%-10.2%] to 4.6% [95% CI, 2.1%-6.9%]; P = .038); pulmonary disease (8.0% [95% CI, 5.6%-10.2%] to 4.6% [95% CI, 1.6%-7.4%]; P = .040); and nephrology and urology (4.8% [95% CI, 2.6%-6.9%] to 3.1% [95% CI, 1.9%-4.2%]; P = .047) (Table). In late April, diagnoses mapping to these content areas began to repopulate residents’ clinical experiences and by the end of the study period had nearly returned to baseline frequencies. These patterns were similar when discharge diagnoses from each training site were plotted individually (Appendix Figure).

Mean Relative Proportion of Discharges in Each Content Area Across the Four Sites Before and After the Pandemic Emergency Status

DISCUSSION

Here, we demonstrate how the clinical educational landscape changed for our residents during the COVID-19 pandemic. We uncover a dramatic deviation in the content to which residents were exposed through patient care activities that disproportionately favored ID at the expense of all other content. We demonstrate that this reduction in clinical diversity persisted for nearly 2 months and was similar at each of our training hospitals, and also provide a trajectory on which other content repopulated residents’ clinical experiences.

These data have served several valuable purposes and support ongoing efforts to map residents’ experiential curriculum at our program and others. Sharing this data with residents, as occurred routinely in town hall forums and noon conferences, has provided them with real-time practice feedback during a time of crisis. This has provided scope for their herculean efforts during the pandemic, served as a blueprint for underrepresented content most ripe for self-study, and offered reassurance of a return to normalcy given the trajectory of clinical content curves. As practice habits feedback is an Accreditation Council for Graduate Medical Education requirement, this strategy has also served as a robust and reproducible means of complying.

Our training program used this characterization of clinical content to help guide teaching in the pandemic era. For example, we preferentially structured case conferences and other didactics around reemerging content areas to capitalize on just-in-time education and harness residents’ eagerness for a respite from COVID-specific education. Residents required to quarantine at home were provided with learning plans centered on content underrepresented in clinical practice.

Given the critical importance of experiential learning in IM residents’ training, our findings quantifying significant changes in clinical exposure could form the basis for predicting poor outcomes in competency-based assessments for residents training in the COVID era, which continues to affect our trainees. For example, our characterization of clinical exposure may predict poor in-training exam or even ABIM certification exam performance in the content areas most drastically affected. Knowledge of this association of clinical exposure and clinical competence could allow training programs like ours to preempt poor performance in competency-based assessments by more aggressively shifting lectures, simulations, and other didactic programs toward content areas underrepresented in the pandemic’s wake.

Limitations of this study include the fact that availability of testing and ICD-10 coding for COVID-19 differed slightly across training sites, potentially contributing to site differences in mapping. Additionally, given our 1:1 mapping of ICD-10 codes to content categories, our strategy attributes COVID-19 to ID alone, and does not capture additional areas germane to this diagnosis, such as pulmonary disease.

CONCLUSION

We provide a detailed characterization of the evolution of a single IM program’s patient care experiences across four training hospitals during the COVID-19 pandemic. Such characterization can be leveraged to provide effective practice habits feedback and guide teaching efforts, and could form the basis to predict competency-based outcomes for trainees in the COVID era.

The COVID-19 pandemic has disrupted the educational experience of medical trainees around the world, and this has been especially true for those in New York City (NYC), the early epicenter of the global outbreak.1 The pandemic’s surge required redeployment of trainees away from scheduled rotations, focused didactics around emerging COVID-19 data, and seemingly narrowed trainees’ clinical exposure to a single respiratory infection.

While there is a small body of literature describing the programmatic responses2,3 and educational adaptations4-7 that have come about as a result of the pandemic’s disruptive force, a characterization of exactly how trainees’ clinical experiences have been affected is lacking. A detailed understanding of how trainees’ inpatient care activities evolved during the pandemic could provide valuable practice habits feedback, allow for comparisons across training sites, focus content selection for didactic learning and self-study, and potentially help forecast similar clinical changes in the event of a subsequent wave. Perhaps most important, as internal medicine (IM) trainees require broad exposure to diverse clinical conditions to mature toward independent practice, a characterization of exactly how the pandemic has narrowed the diversity of clinical exposure could inform changes in how trainees attain clinical competence.

Profiling IM residents’ clinical experiences in a meaningful way is particularly challenging given the extraordinary breadth of the field. We recently developed a strategy by which resident-attributed International Classification of Diseases, Tenth Revision (ICD-10) principal diagnosis codes are mapped to an educational taxonomy of medical content categories, yielding clinical exposure profiles.8 Here, we apply this mapping strategy to all four training hospitals of a large NYC IM residency program to catalogue the evolution of clinical diversity experienced by residents during the COVID-19 pandemic.

METHODS

Study Population

The NYU IM Residency Program comprises 225 resident physicians rotating at four inpatient training sites: NYU Langone Hospital–Brooklyn (NYU-BK), NYU Langone Hospitals–Manhattan (NYU-MN), Bellevue Hospital (BH), and VA–New York Harbor Healthcare (VA). The study period was defined as February 1, 2020, to May 31, 2020, to capture clinical exposure during baseline, surge, and immediate post-surge periods. The NYU IM residency program declared pandemic emergency status on March 23, 2020, after which all residents were assigned to inpatient acute care and intensive care rotations to augment the inpatient workforce.

Data Source

Clinical data at each training hospital are collected and stored, allowing for asynchronous querying. Given differences in data reporting, strategies for collecting principal ICD-10 codes of patients discharged during the study period differed slightly across sites. Principal ICD-10 codes from patients discharged from NYU-BK and NYU-MN were filtered by nursing unit, allowing selection for resident-staffed units. Principal ICD-10 codes from BH were curated by care team, allowing selection for resident-staffed teams. Principal ICD-10 codes from VA were filtered by both hospital unit and provider service to attribute to resident providers. Dates of each discharge were included, and mortalities were included as discharges. All methods yielded a dataset of principal ICD-10 discharge diagnosis codes attributed primarily to IM residents. Given the rapid changes in hospital staffing to care for increasing patient volumes, in rare circumstances residents and other providers (such as advanced practice providers) shared hospital units. While ICD-10 codes mined from each hospital are attributed primarily to residents, this attribution is not entirely exclusive. Data were analyzed both by training site and in aggregate across the four training sites. No individually identifiable data were analyzed, the primary goal of the project was to improve education, and the data were collected as part of a required aspect of training; as a result, this project met criteria for certification as a quality improvement, and not a human subject, research project.

The Crosswalk Tool

We previously developed a crosswalk tool containing 4,854 ICD-10 diagnoses uniquely mapped to 16 broad medical content areas as defined by the American Board of Internal Medicine (ABIM).8 Custom programs (MATLAB, MathWorks, Inc) captured and subsequently mapped resident-attributed ICD-10 discharge codes to content areas if the syntax of the ICD-10 code in question exactly matched or was nested within an ICD-10 code in the crosswalk. This tool allowed us to measure the daily discharge frequency of each content area across the sites.

Analysis

The sensitivity of the crosswalk tool was calculated as the number of ICD-10 codes captured divided by the total number of patients. Codes missed by the tool were excluded. The total number, as well as the 7-day running average of discharges per content area, across the sites during the study period were measured. To evaluate for differences in the distribution of content before and after pandemic emergency status, 2 × 16 χ2 contingency tables were constructed. To evaluate for changes in the mean relative proportions (%) of each content area, paired t tests were conducted. Confidence intervals were estimated from t distributions.

RESULTS

There were 6,613 patients discharged from all sites (NYU-BK, 2,062; NYU-MN, 2,188; BH, 1,711; VA, 652; Appendix Table). The crosswalk tool captured 6,384 principal discharge ICD-10 codes (96.5%). The five most common content areas during the study period were infectious diseases (ID; n = 2,892), cardiovascular disease (CVD; n = 1,199), gastroenterology (n = 406), pulmonary disease (n = 372), and nephrology and urology (n = 252). These were also the content areas most frequently encountered by residents at baseline (Figure and Table). The distribution of content prior to declaration of pandemic emergency status was significantly different than that after declaration (χ2 = 709; df, 15; P <.001). ID diagnoses, driven by COVID-19, rose steeply in the period following declaration, peaked in mid-April, and slowly waned in May (Figure). The mean relative percentage of ID discharges across the sites rose from 26.0% (16.5%-35.4%) at baseline to 58.3% (41.3%-75.3%) in the period after pandemic emergency status was declared (P = .005).

Frequencies of the Top 5 ABIM Content Areas Encountered by Residents in the NYU Internal Medicine Residency Program’s Four Training Sites

Frequencies of diagnoses mapping to other content areas decreased significantly, reflecting a marked tapering of clinical diversity (Figure and Table). Specifically, decreases were seen in CVD (27.6% [95% CI, 17.9%-37.2%] to 13.9% [95% CI, 5.5%-22.3%]; P = .013); gastroenterology (8.3% [95% CI, 6.2%-10.2%] to 4.6% [95% CI, 2.1%-6.9%]; P = .038); pulmonary disease (8.0% [95% CI, 5.6%-10.2%] to 4.6% [95% CI, 1.6%-7.4%]; P = .040); and nephrology and urology (4.8% [95% CI, 2.6%-6.9%] to 3.1% [95% CI, 1.9%-4.2%]; P = .047) (Table). In late April, diagnoses mapping to these content areas began to repopulate residents’ clinical experiences and by the end of the study period had nearly returned to baseline frequencies. These patterns were similar when discharge diagnoses from each training site were plotted individually (Appendix Figure).

Mean Relative Proportion of Discharges in Each Content Area Across the Four Sites Before and After the Pandemic Emergency Status

DISCUSSION

Here, we demonstrate how the clinical educational landscape changed for our residents during the COVID-19 pandemic. We uncover a dramatic deviation in the content to which residents were exposed through patient care activities that disproportionately favored ID at the expense of all other content. We demonstrate that this reduction in clinical diversity persisted for nearly 2 months and was similar at each of our training hospitals, and also provide a trajectory on which other content repopulated residents’ clinical experiences.

These data have served several valuable purposes and support ongoing efforts to map residents’ experiential curriculum at our program and others. Sharing this data with residents, as occurred routinely in town hall forums and noon conferences, has provided them with real-time practice feedback during a time of crisis. This has provided scope for their herculean efforts during the pandemic, served as a blueprint for underrepresented content most ripe for self-study, and offered reassurance of a return to normalcy given the trajectory of clinical content curves. As practice habits feedback is an Accreditation Council for Graduate Medical Education requirement, this strategy has also served as a robust and reproducible means of complying.

Our training program used this characterization of clinical content to help guide teaching in the pandemic era. For example, we preferentially structured case conferences and other didactics around reemerging content areas to capitalize on just-in-time education and harness residents’ eagerness for a respite from COVID-specific education. Residents required to quarantine at home were provided with learning plans centered on content underrepresented in clinical practice.

Given the critical importance of experiential learning in IM residents’ training, our findings quantifying significant changes in clinical exposure could form the basis for predicting poor outcomes in competency-based assessments for residents training in the COVID era, which continues to affect our trainees. For example, our characterization of clinical exposure may predict poor in-training exam or even ABIM certification exam performance in the content areas most drastically affected. Knowledge of this association of clinical exposure and clinical competence could allow training programs like ours to preempt poor performance in competency-based assessments by more aggressively shifting lectures, simulations, and other didactic programs toward content areas underrepresented in the pandemic’s wake.

Limitations of this study include the fact that availability of testing and ICD-10 coding for COVID-19 differed slightly across training sites, potentially contributing to site differences in mapping. Additionally, given our 1:1 mapping of ICD-10 codes to content categories, our strategy attributes COVID-19 to ID alone, and does not capture additional areas germane to this diagnosis, such as pulmonary disease.

CONCLUSION

We provide a detailed characterization of the evolution of a single IM program’s patient care experiences across four training hospitals during the COVID-19 pandemic. Such characterization can be leveraged to provide effective practice habits feedback and guide teaching efforts, and could form the basis to predict competency-based outcomes for trainees in the COVID era.

References

1. Accreditation Council for Graduate Medical Education. ACGME response to pandemic crisis. Accessed April 14, 2021. https://acgme.org/covid-19
2. Manson DK, Shen S, Lavelle MP, et al. Reorganizing a medicine residency program in response to the COVID-19 pandemic in New York. Acad Med. 2020;95(11):1670-1673. https://doi.org/10.1097/ACM.0000000000003548
3. Kee A, Archuleta S, Dan YY. Internal medicine residency training in the COVID-19 era—reflections from Singapore. J Grad Med Educ. 2020;12(4):406-408. https://doi.org/10.4300/JGME-D-20-00315.1
4. Kochis M, Goessling W. Learning during and from a crisis: the student-led development of a COVID-19 curriculum. Acad Med. 2021;96(3):399-401. https://doi.org/10.1097/ACM.0000000000003755
5 . Redinger JW, Cornia PB, Albert TJ. Teaching during a pandemic. J Grad Med Educ. 2020;12(4):403-405. https://doi.org/10.4300/JGME-D-20-00241.1
6. Liang ZC, Ooi SBS, Wang W. Pandemics and their impact on medical training: lessons from Singapore. Acad Med. 2020;95(9):1359-1361. https://doi.org/10.1097/ACM.0000000000003441
7. Tisdale R, Filsoof AR, Singhal S. Novel graduate medical education in the era of a novel virus. J Grad Med Educ. 2020;12(4):409-411. https://doi.org/10.4300/JGME-D-20-00225.1
8. Rhee DW, Chun JW, Stern DT, Sartori DJ. Experience and education in residency training: capturing the resident experience by mapping clinical data. Acad Med. Published online May 11, 2021. https://doi.org/10.1097/ACM.0000000000004162

References

1. Accreditation Council for Graduate Medical Education. ACGME response to pandemic crisis. Accessed April 14, 2021. https://acgme.org/covid-19
2. Manson DK, Shen S, Lavelle MP, et al. Reorganizing a medicine residency program in response to the COVID-19 pandemic in New York. Acad Med. 2020;95(11):1670-1673. https://doi.org/10.1097/ACM.0000000000003548
3. Kee A, Archuleta S, Dan YY. Internal medicine residency training in the COVID-19 era—reflections from Singapore. J Grad Med Educ. 2020;12(4):406-408. https://doi.org/10.4300/JGME-D-20-00315.1
4. Kochis M, Goessling W. Learning during and from a crisis: the student-led development of a COVID-19 curriculum. Acad Med. 2021;96(3):399-401. https://doi.org/10.1097/ACM.0000000000003755
5 . Redinger JW, Cornia PB, Albert TJ. Teaching during a pandemic. J Grad Med Educ. 2020;12(4):403-405. https://doi.org/10.4300/JGME-D-20-00241.1
6. Liang ZC, Ooi SBS, Wang W. Pandemics and their impact on medical training: lessons from Singapore. Acad Med. 2020;95(9):1359-1361. https://doi.org/10.1097/ACM.0000000000003441
7. Tisdale R, Filsoof AR, Singhal S. Novel graduate medical education in the era of a novel virus. J Grad Med Educ. 2020;12(4):409-411. https://doi.org/10.4300/JGME-D-20-00225.1
8. Rhee DW, Chun JW, Stern DT, Sartori DJ. Experience and education in residency training: capturing the resident experience by mapping clinical data. Acad Med. Published online May 11, 2021. https://doi.org/10.1097/ACM.0000000000004162

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Impact of a Hospitalist-Run Procedure Service on Time to Paracentesis and Length of Stay

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Impact of a Hospitalist-Run Procedure Service on Time to Paracentesis and Length of Stay

Peritoneal fluid examination is often recommended for hospitalized patients with ascites.1 The prevalence of spontaneous bacterial peritonitis (SBP) in these patients ranges from 10% to 30%.2-6 Bedside paracentesis has clinical outcomes similar to that performed by radiology, with an improved length of stay (LOS) and decreased transfusion requirements.7

Internal medicine residency programs are establishing procedure services to address concerns about resident training in procedures and patient safety. Previous studies, which include paracentesis in patients with cirrhosis, have focused on resident comfort with procedures, supervision, procedural complications, and patient satisfaction.8-12 However, the impact of a procedure service on the time from admission to the procedure has not been studied. In this study, we aimed to examine whether the institution of a hospitalist-run procedure service affected a patient’s LOS in the hospital and the time difference between a patient’s hospital admission and paracentesis (A2P).

METHODS

An inpatient hospitalist-run procedure service was introduced on July 1, 2016. The service was staffed by a hospitalist and second-year internal medicine residents. The service is available 7:00 am to 5:00 pm all days of the week. To identify patients who underwent paracentesis, we queried our electronic medical records for all peritoneal fluid samples from July 1, 2016, to May 31, 2019. Paracenteses performed in the outpatient clinics, in the radiology suite, or in the emergency department were excluded if the patient was not admitted. We also excluded patients who had paracentesis within 6 hours of presentation, as these patients likely had an urgent clinical indication for paracentesis.

Data on age, gender, race, ethnicity, date and time of hospital admission, and discharge date and time were retrieved. We also retrieved data on the absolute number of polymorphonuclear leukocytes (PMN) in the peritoneal fluid sample; a patient with a count higher than 250/uL was considered to have SBP. The timestamp for the peritoneal fluid results was used to approximate the A2P time. Paracenteses performed by or under direct supervision of procedure service hospitalists were identified through a procedure log maintained by procedure service hospitalists. We generated a binary variable to differentiate patients who were admitted during the day from those admitted during the night, when the procedure service was not available. For all patients, we calculated the model for end-stage liver disease and sodium (MELD-Na) score.13 Groups performing paracenteses were categorized into procedure service, residents, and radiology. Primary clinical services were categorized into general medicine, gastroenterology, surgery, and others.

Data were summarized as mean (SD) or median (interquartile range) for continuous variables and as percentages for categorical variables. Patients who had paracenteses by radiology or residents during the study period were considered controls. We used concurrent controls to address secular time trends (eg, measures to decrease LOS or changes in ordering tests in the electronic health record) in outcome measures. Patient characteristics were compared using the Wilcoxon rank-sum test or the χ2 test, as appropriate.

Two outcome variables were examined: LOS, and A2P time. Because both outcome variables were right skewed, we used generalized linear models with gamma distribution and log link. The advantage of a generalized linear model approach is that the transformed coefficients are better interpretable than when using the log transformation of the response variable.14 To account for time trends, we included time in months in the model. Models were adjusted for age, gender, race, whether the admission was during day or night, PMN in peritoneal fluid, MELD-Na score, platelet count on the day of procedure, presence or absence of cirrhosis, diagnosis-related groups weight, primary clinical service, and the group performing paracentesis. To address heterogeneity among patients included in our study and the fact that some patients had multiple paracenteses, we conducted sensitivity analyses by excluding all noncirrhotic patients and including only the first paracentesis. A P value less than .05 was considered significant. All statistical analyses were performed using Stata MP 16.0 for Windows (StataCorp LLC).

RESULTS

Of the 1,321 paracenteses included in our study, 509 (38.5%) were performed by the procedure service, 723 (54.7%) by residents, and 89 (6.7%) by radiology. For comparison, 15.4% of procedures were performed by the radiology service during the 3 years before the start of the procedure service. More than 50% of the first paracenteses were performed within 30 hours of admission. Hospitalists or residents under the direct supervision of a hospitalist performed all paracenteses. Residents performing paracenteses, when not on the procedure service, were on general internal medicine, gastroenterology, hematology and oncology, or surgical services. No failed paracentesis attempts by the procedure service were subsequently performed by radiology. The mean age of the participants was 55.3 (12.2) years, 728 (55%) were White, 502 (38%) were female, and SBP was present in 61 (4.6%) patients. There was no difference by age, gender, time of admission, presence of SBP, or peritoneal fluid PMN in patients who underwent paracentesis by the procedure service versus controls (Table 1). A higher proportion of White patients and patients with cirrhosis underwent paracentesis by the procedure service than by another service. The LOS and A2P time were significantly lower for patients who underwent paracentesis by the procedure service than by another service (Table 1). When examining the adjusted linear secular time trends, LOS decreased by 0.1% per month (95% CI, –0.5% to 0.8%; P = .67) and A2P time by 0.02% per month (95% CI, –1.0% to 1.1%; P = .96).

Study Population Characteristics

In unadjusted models but accounting for secular time trends, patients who had paracenteses performed by residents or by radiology had a 50% (95% CI, 22%-83%; P = .002) and 127% (95% CI, 65%-211%; P < .001) longer LOS, respectively, than when paracentesis was performed by the procedure service. After adjusting for potential confounders, the difference in LOS between radiology and the procedure service remained significant; patients who had a paracentesis performed by radiology had a 27% (95% CI, 2%-58%; P = .03) longer LOS than patients who had the procedure performed by the procedure service. This relative LOS translates into 88 (95% CI, 1-174 hours) additional hours in absolute LOS. There was no difference in LOS between the procedure service and residents in the adjusted analysis (Table 2).

Effect of Procedure Service on Length of Stay and Time From Admission to Procedure

Similarly, in unadjusted models for A2P time and accounting for secular time trends, patients who had a paracentesis performed by residents or by radiology had a 52% (95% CI, 23%-88%; P < .001) and 173% (95% CI, 109%-280%; P < .001) longer A2P time, respectively, than patients whose paracentesis was performed by the procedure service. After adjusting for potential confounders, the difference in A2P time between radiology and the procedure service remained significant. Patients who had paracentesis performed by radiology had a 40% (95% CI, 5%-87%; P = .02) longer A2P time than patients who had paracentesis performed by the procedure service. This relative increase translates into 52 (95% CI, 3.3-101 hours) additional hours in absolute A2P time. On the other hand, residents had a significantly shorter A2P time (–19%, 95% CI, –33% to 0.2%; P = .05) (Table 2).

In the sensitivity analysis, excluding noncirrhotic patients and including only the first paracentesis for patients who had multiple procedures performed during admission, the results remained unchanged. In adjusted analysis, patients who had paracentesis performed by radiology had a 47% (95% CI, 3.7%-108%; P = .03) longer LOS and 91% (95% CI, 19%-107%; P = .008) longer A2P time than when paracentesis was performed by the procedure service. There were no differences in LOS or A2P time between the procedure service and residents (Table 2).

DISCUSSION

In this study, we report that a hospitalist-run procedure service, when compared with a radiology service, is associated with decreased LOS and A2P time independent of studied potential confounders and secular time trends. We also showed that, compared with radiology, the A2P time for nonemergent procedures (those performed 6 hours after admission) was not adversely affected by the procedure service. Residents performing paracenteses independently had shorter A2P time than the procedure service.

Although several institutions have bedside procedure services, data are lacking on benefits. Previously, paracenteses performed by residents have been associated with decreased LOS and need for transfusions when compared with radiology.7 Our study extends these findings to show a shortened A2P time. Delays may occur when a patient is referred to radiology because of volume, triaging of higher-acuity procedures, and transportation. Procedure services provide consistent attending supervision, more procedures by upper-level residents, and a lower rate of unsuccessful procedures.12,15 Current study findings support the importance of continuing bedside procedure training for at least those residents who are interested in hospital medicine.7

Our study has several strengths and some potential limitations. The study examined outcomes that are important to patients as well as hospital administrators; it also had a large sample size, spanning 3 years. As it was a retrospective cohort study, there is potential for residual confounding due to unmeasured confounders. We did not examine the potential effect modification of procedure urgency, as such data are difficult to discern. Our method of identification missed patients who received therapeutic paracentesis without laboratory analysis. It is unclear why more White patients were referred to the procedure team; this is an area for further evaluation. Results of this study are likely not generalizable to institutions with a robust radiology service that has built-in redundancy to accommodate urgent procedures and easy availability over the weekends.

CONCLUSION

We found that a hospitalist-run teaching procedure service is associated with shorter LOS and A2P time. Further research is needed to determine if the benefits of a procedure service extend to lowering morbidity and/or mortality, as well as to determine the cost-effectiveness of a procedure service and whether the significant investment by the institution in establishing a procedure service is mitigated by the gains from better patient outcomes and reduced LOS.

References

1. Runyon BA. AASLD guidelines. Management of adult patients with ascites due to cirrhosis: update 2012. April 2013. https://www.aasld.org/sites/default/files/2019-06/AASLDPracticeGuidelineAsciteDuetoCirrhosisUpdate2012Edition4.pdf
2. Rimola A, García-Tsao G, Navasa M, et al. Diagnosis, treatment and prophylaxis of spontaneous bacterial peritonitis: a consensus document. International Ascites Club. J Hepatol. 2000;32(1):142-153. https://doi.org/10.1016/S0168-8278(00)80201-9
3. Sort P, Navasa M, Arroyo V, et al. Effect of intravenous albumin on renal impairment and mortality in patients with cirrhosis and spontaneous bacterial peritonitis. N Engl J Med. 1999;341(6):403-409. https://doi.org/10.1056/NEJM199908053410603
4. Gaetano JN, Micic D, Aronsohn A, et al. The benefit of paracentesis on hospitalized adults with cirrhosis and ascites. J Gastroenterol Hepatol. 2016;31(5):1025-1030. https://doi.org/10.1111/jgh.13255
5. Kim JJ, Tsukamoto MM, Mathur AK, et al. Delayed paracentesis is associated with increased in-hospital mortality in patients with spontaneous bacterial peritonitis. Am J Gastroenterol. 2014;109(9):1436-1442. https://doi.org/10.1038/ajg.2014.212
6. Chinnock B, Afarian H, Minnigan H, Butler J, Hendey GW. Physician clinical impression does not rule out spontaneous bacterial peritonitis in patients undergoing emergency department paracentesis. Ann Emerg Med. 2008;52(3):268-273. https://doi.org/10.1016/j.annemergmed.2008.02.016
7. Barsuk JH, Cohen ER, Feinglass J, McGaghie WC, Wayne DB. Clinical outcomes after bedside and interventional radiology paracentesis procedures. Am J Med. 2013;126(4):349-356. https://doi.org/10.1016/j.amjmed.2012.09.016
8. Huang GC, Smith CC, Gordon CE, et al. Beyond the comfort zone: residents assess their comfort performing inpatient medical procedures. Am J Med. 2006;119(1):71.e17-24. https://doi.org/10.1016/j.amjmed.2005.08.007
9. Lenhard A, Moallem M, Marrie RA, Becker J, Garland A. An intervention to improve procedure education for internal medicine residents. J Gen Intern Med. 2008;23(3):288-293. https://doi.org/10.1007/s11606-008-0513-4
10. Mourad M, Kohlwes J, Maselli J, MERN Group, Auerbach AD. Supervising the supervisors—procedural training and supervision in internal medicine residency. J Gen Intern Med. 2010;25(4):351-356. https://doi.org/10.1007/s11606-009-1226-z
11. Mourad M, Auerbach AD, Maselli J, Sliwka D. Patient satisfaction with a hospitalist procedure service: is bedside procedure teaching reassuring to patients? J Hosp Med. 2011;6(4):219-224. https://doi.org/10.1002/jhm.856
12. Tukey MH, Wiener RS. The impact of a medical procedure service on patient safety, procedure quality and resident training opportunities. J Gen Intern Med. 2014;29(3):485-490. https://doi.org/10.1007/s11606-013-2709-5
13. Kim WR, Biggins SW, Kremers WK, et al. Hyponatremia and mortality among patients on the liver-transplant waiting list. N Engl J Med. 2008;359(10):1018-1026. https://doi.org/10.1056/NEJMoa0801209
14. Lindsey JK, Jones B. Choosing among generalized linear models applied to medical data. Stat Med. 1998;17(1):59-68. https://doi.org/10.1002/(sici)1097-0258(19980115)17:1<59::aid-sim733>3.0.co;2-7
15. Miller R, Garber A, Smith H, Malik M, Kimberly C, Qayyum R. Volume and supervision of resident procedures logged after implementation of a procedure medicine curriculum. J Gen Intern Med. Published online March 17, 2020. https://doi.org/10.1007/s11606-020-05763-9

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1Division of Hospital Medicine, Virginia Commonwealth University School of Medicine, Richmond, Virginia; 2Division of Hospital Medicine, Emory University School of Medicine, Atlanta, Georgia.

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1Division of Hospital Medicine, Virginia Commonwealth University School of Medicine, Richmond, Virginia; 2Division of Hospital Medicine, Emory University School of Medicine, Atlanta, Georgia.

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1Division of Hospital Medicine, Virginia Commonwealth University School of Medicine, Richmond, Virginia; 2Division of Hospital Medicine, Emory University School of Medicine, Atlanta, Georgia.

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Related Articles

Peritoneal fluid examination is often recommended for hospitalized patients with ascites.1 The prevalence of spontaneous bacterial peritonitis (SBP) in these patients ranges from 10% to 30%.2-6 Bedside paracentesis has clinical outcomes similar to that performed by radiology, with an improved length of stay (LOS) and decreased transfusion requirements.7

Internal medicine residency programs are establishing procedure services to address concerns about resident training in procedures and patient safety. Previous studies, which include paracentesis in patients with cirrhosis, have focused on resident comfort with procedures, supervision, procedural complications, and patient satisfaction.8-12 However, the impact of a procedure service on the time from admission to the procedure has not been studied. In this study, we aimed to examine whether the institution of a hospitalist-run procedure service affected a patient’s LOS in the hospital and the time difference between a patient’s hospital admission and paracentesis (A2P).

METHODS

An inpatient hospitalist-run procedure service was introduced on July 1, 2016. The service was staffed by a hospitalist and second-year internal medicine residents. The service is available 7:00 am to 5:00 pm all days of the week. To identify patients who underwent paracentesis, we queried our electronic medical records for all peritoneal fluid samples from July 1, 2016, to May 31, 2019. Paracenteses performed in the outpatient clinics, in the radiology suite, or in the emergency department were excluded if the patient was not admitted. We also excluded patients who had paracentesis within 6 hours of presentation, as these patients likely had an urgent clinical indication for paracentesis.

Data on age, gender, race, ethnicity, date and time of hospital admission, and discharge date and time were retrieved. We also retrieved data on the absolute number of polymorphonuclear leukocytes (PMN) in the peritoneal fluid sample; a patient with a count higher than 250/uL was considered to have SBP. The timestamp for the peritoneal fluid results was used to approximate the A2P time. Paracenteses performed by or under direct supervision of procedure service hospitalists were identified through a procedure log maintained by procedure service hospitalists. We generated a binary variable to differentiate patients who were admitted during the day from those admitted during the night, when the procedure service was not available. For all patients, we calculated the model for end-stage liver disease and sodium (MELD-Na) score.13 Groups performing paracenteses were categorized into procedure service, residents, and radiology. Primary clinical services were categorized into general medicine, gastroenterology, surgery, and others.

Data were summarized as mean (SD) or median (interquartile range) for continuous variables and as percentages for categorical variables. Patients who had paracenteses by radiology or residents during the study period were considered controls. We used concurrent controls to address secular time trends (eg, measures to decrease LOS or changes in ordering tests in the electronic health record) in outcome measures. Patient characteristics were compared using the Wilcoxon rank-sum test or the χ2 test, as appropriate.

Two outcome variables were examined: LOS, and A2P time. Because both outcome variables were right skewed, we used generalized linear models with gamma distribution and log link. The advantage of a generalized linear model approach is that the transformed coefficients are better interpretable than when using the log transformation of the response variable.14 To account for time trends, we included time in months in the model. Models were adjusted for age, gender, race, whether the admission was during day or night, PMN in peritoneal fluid, MELD-Na score, platelet count on the day of procedure, presence or absence of cirrhosis, diagnosis-related groups weight, primary clinical service, and the group performing paracentesis. To address heterogeneity among patients included in our study and the fact that some patients had multiple paracenteses, we conducted sensitivity analyses by excluding all noncirrhotic patients and including only the first paracentesis. A P value less than .05 was considered significant. All statistical analyses were performed using Stata MP 16.0 for Windows (StataCorp LLC).

RESULTS

Of the 1,321 paracenteses included in our study, 509 (38.5%) were performed by the procedure service, 723 (54.7%) by residents, and 89 (6.7%) by radiology. For comparison, 15.4% of procedures were performed by the radiology service during the 3 years before the start of the procedure service. More than 50% of the first paracenteses were performed within 30 hours of admission. Hospitalists or residents under the direct supervision of a hospitalist performed all paracenteses. Residents performing paracenteses, when not on the procedure service, were on general internal medicine, gastroenterology, hematology and oncology, or surgical services. No failed paracentesis attempts by the procedure service were subsequently performed by radiology. The mean age of the participants was 55.3 (12.2) years, 728 (55%) were White, 502 (38%) were female, and SBP was present in 61 (4.6%) patients. There was no difference by age, gender, time of admission, presence of SBP, or peritoneal fluid PMN in patients who underwent paracentesis by the procedure service versus controls (Table 1). A higher proportion of White patients and patients with cirrhosis underwent paracentesis by the procedure service than by another service. The LOS and A2P time were significantly lower for patients who underwent paracentesis by the procedure service than by another service (Table 1). When examining the adjusted linear secular time trends, LOS decreased by 0.1% per month (95% CI, –0.5% to 0.8%; P = .67) and A2P time by 0.02% per month (95% CI, –1.0% to 1.1%; P = .96).

Study Population Characteristics

In unadjusted models but accounting for secular time trends, patients who had paracenteses performed by residents or by radiology had a 50% (95% CI, 22%-83%; P = .002) and 127% (95% CI, 65%-211%; P < .001) longer LOS, respectively, than when paracentesis was performed by the procedure service. After adjusting for potential confounders, the difference in LOS between radiology and the procedure service remained significant; patients who had a paracentesis performed by radiology had a 27% (95% CI, 2%-58%; P = .03) longer LOS than patients who had the procedure performed by the procedure service. This relative LOS translates into 88 (95% CI, 1-174 hours) additional hours in absolute LOS. There was no difference in LOS between the procedure service and residents in the adjusted analysis (Table 2).

Effect of Procedure Service on Length of Stay and Time From Admission to Procedure

Similarly, in unadjusted models for A2P time and accounting for secular time trends, patients who had a paracentesis performed by residents or by radiology had a 52% (95% CI, 23%-88%; P < .001) and 173% (95% CI, 109%-280%; P < .001) longer A2P time, respectively, than patients whose paracentesis was performed by the procedure service. After adjusting for potential confounders, the difference in A2P time between radiology and the procedure service remained significant. Patients who had paracentesis performed by radiology had a 40% (95% CI, 5%-87%; P = .02) longer A2P time than patients who had paracentesis performed by the procedure service. This relative increase translates into 52 (95% CI, 3.3-101 hours) additional hours in absolute A2P time. On the other hand, residents had a significantly shorter A2P time (–19%, 95% CI, –33% to 0.2%; P = .05) (Table 2).

In the sensitivity analysis, excluding noncirrhotic patients and including only the first paracentesis for patients who had multiple procedures performed during admission, the results remained unchanged. In adjusted analysis, patients who had paracentesis performed by radiology had a 47% (95% CI, 3.7%-108%; P = .03) longer LOS and 91% (95% CI, 19%-107%; P = .008) longer A2P time than when paracentesis was performed by the procedure service. There were no differences in LOS or A2P time between the procedure service and residents (Table 2).

DISCUSSION

In this study, we report that a hospitalist-run procedure service, when compared with a radiology service, is associated with decreased LOS and A2P time independent of studied potential confounders and secular time trends. We also showed that, compared with radiology, the A2P time for nonemergent procedures (those performed 6 hours after admission) was not adversely affected by the procedure service. Residents performing paracenteses independently had shorter A2P time than the procedure service.

Although several institutions have bedside procedure services, data are lacking on benefits. Previously, paracenteses performed by residents have been associated with decreased LOS and need for transfusions when compared with radiology.7 Our study extends these findings to show a shortened A2P time. Delays may occur when a patient is referred to radiology because of volume, triaging of higher-acuity procedures, and transportation. Procedure services provide consistent attending supervision, more procedures by upper-level residents, and a lower rate of unsuccessful procedures.12,15 Current study findings support the importance of continuing bedside procedure training for at least those residents who are interested in hospital medicine.7

Our study has several strengths and some potential limitations. The study examined outcomes that are important to patients as well as hospital administrators; it also had a large sample size, spanning 3 years. As it was a retrospective cohort study, there is potential for residual confounding due to unmeasured confounders. We did not examine the potential effect modification of procedure urgency, as such data are difficult to discern. Our method of identification missed patients who received therapeutic paracentesis without laboratory analysis. It is unclear why more White patients were referred to the procedure team; this is an area for further evaluation. Results of this study are likely not generalizable to institutions with a robust radiology service that has built-in redundancy to accommodate urgent procedures and easy availability over the weekends.

CONCLUSION

We found that a hospitalist-run teaching procedure service is associated with shorter LOS and A2P time. Further research is needed to determine if the benefits of a procedure service extend to lowering morbidity and/or mortality, as well as to determine the cost-effectiveness of a procedure service and whether the significant investment by the institution in establishing a procedure service is mitigated by the gains from better patient outcomes and reduced LOS.

Peritoneal fluid examination is often recommended for hospitalized patients with ascites.1 The prevalence of spontaneous bacterial peritonitis (SBP) in these patients ranges from 10% to 30%.2-6 Bedside paracentesis has clinical outcomes similar to that performed by radiology, with an improved length of stay (LOS) and decreased transfusion requirements.7

Internal medicine residency programs are establishing procedure services to address concerns about resident training in procedures and patient safety. Previous studies, which include paracentesis in patients with cirrhosis, have focused on resident comfort with procedures, supervision, procedural complications, and patient satisfaction.8-12 However, the impact of a procedure service on the time from admission to the procedure has not been studied. In this study, we aimed to examine whether the institution of a hospitalist-run procedure service affected a patient’s LOS in the hospital and the time difference between a patient’s hospital admission and paracentesis (A2P).

METHODS

An inpatient hospitalist-run procedure service was introduced on July 1, 2016. The service was staffed by a hospitalist and second-year internal medicine residents. The service is available 7:00 am to 5:00 pm all days of the week. To identify patients who underwent paracentesis, we queried our electronic medical records for all peritoneal fluid samples from July 1, 2016, to May 31, 2019. Paracenteses performed in the outpatient clinics, in the radiology suite, or in the emergency department were excluded if the patient was not admitted. We also excluded patients who had paracentesis within 6 hours of presentation, as these patients likely had an urgent clinical indication for paracentesis.

Data on age, gender, race, ethnicity, date and time of hospital admission, and discharge date and time were retrieved. We also retrieved data on the absolute number of polymorphonuclear leukocytes (PMN) in the peritoneal fluid sample; a patient with a count higher than 250/uL was considered to have SBP. The timestamp for the peritoneal fluid results was used to approximate the A2P time. Paracenteses performed by or under direct supervision of procedure service hospitalists were identified through a procedure log maintained by procedure service hospitalists. We generated a binary variable to differentiate patients who were admitted during the day from those admitted during the night, when the procedure service was not available. For all patients, we calculated the model for end-stage liver disease and sodium (MELD-Na) score.13 Groups performing paracenteses were categorized into procedure service, residents, and radiology. Primary clinical services were categorized into general medicine, gastroenterology, surgery, and others.

Data were summarized as mean (SD) or median (interquartile range) for continuous variables and as percentages for categorical variables. Patients who had paracenteses by radiology or residents during the study period were considered controls. We used concurrent controls to address secular time trends (eg, measures to decrease LOS or changes in ordering tests in the electronic health record) in outcome measures. Patient characteristics were compared using the Wilcoxon rank-sum test or the χ2 test, as appropriate.

Two outcome variables were examined: LOS, and A2P time. Because both outcome variables were right skewed, we used generalized linear models with gamma distribution and log link. The advantage of a generalized linear model approach is that the transformed coefficients are better interpretable than when using the log transformation of the response variable.14 To account for time trends, we included time in months in the model. Models were adjusted for age, gender, race, whether the admission was during day or night, PMN in peritoneal fluid, MELD-Na score, platelet count on the day of procedure, presence or absence of cirrhosis, diagnosis-related groups weight, primary clinical service, and the group performing paracentesis. To address heterogeneity among patients included in our study and the fact that some patients had multiple paracenteses, we conducted sensitivity analyses by excluding all noncirrhotic patients and including only the first paracentesis. A P value less than .05 was considered significant. All statistical analyses were performed using Stata MP 16.0 for Windows (StataCorp LLC).

RESULTS

Of the 1,321 paracenteses included in our study, 509 (38.5%) were performed by the procedure service, 723 (54.7%) by residents, and 89 (6.7%) by radiology. For comparison, 15.4% of procedures were performed by the radiology service during the 3 years before the start of the procedure service. More than 50% of the first paracenteses were performed within 30 hours of admission. Hospitalists or residents under the direct supervision of a hospitalist performed all paracenteses. Residents performing paracenteses, when not on the procedure service, were on general internal medicine, gastroenterology, hematology and oncology, or surgical services. No failed paracentesis attempts by the procedure service were subsequently performed by radiology. The mean age of the participants was 55.3 (12.2) years, 728 (55%) were White, 502 (38%) were female, and SBP was present in 61 (4.6%) patients. There was no difference by age, gender, time of admission, presence of SBP, or peritoneal fluid PMN in patients who underwent paracentesis by the procedure service versus controls (Table 1). A higher proportion of White patients and patients with cirrhosis underwent paracentesis by the procedure service than by another service. The LOS and A2P time were significantly lower for patients who underwent paracentesis by the procedure service than by another service (Table 1). When examining the adjusted linear secular time trends, LOS decreased by 0.1% per month (95% CI, –0.5% to 0.8%; P = .67) and A2P time by 0.02% per month (95% CI, –1.0% to 1.1%; P = .96).

Study Population Characteristics

In unadjusted models but accounting for secular time trends, patients who had paracenteses performed by residents or by radiology had a 50% (95% CI, 22%-83%; P = .002) and 127% (95% CI, 65%-211%; P < .001) longer LOS, respectively, than when paracentesis was performed by the procedure service. After adjusting for potential confounders, the difference in LOS between radiology and the procedure service remained significant; patients who had a paracentesis performed by radiology had a 27% (95% CI, 2%-58%; P = .03) longer LOS than patients who had the procedure performed by the procedure service. This relative LOS translates into 88 (95% CI, 1-174 hours) additional hours in absolute LOS. There was no difference in LOS between the procedure service and residents in the adjusted analysis (Table 2).

Effect of Procedure Service on Length of Stay and Time From Admission to Procedure

Similarly, in unadjusted models for A2P time and accounting for secular time trends, patients who had a paracentesis performed by residents or by radiology had a 52% (95% CI, 23%-88%; P < .001) and 173% (95% CI, 109%-280%; P < .001) longer A2P time, respectively, than patients whose paracentesis was performed by the procedure service. After adjusting for potential confounders, the difference in A2P time between radiology and the procedure service remained significant. Patients who had paracentesis performed by radiology had a 40% (95% CI, 5%-87%; P = .02) longer A2P time than patients who had paracentesis performed by the procedure service. This relative increase translates into 52 (95% CI, 3.3-101 hours) additional hours in absolute A2P time. On the other hand, residents had a significantly shorter A2P time (–19%, 95% CI, –33% to 0.2%; P = .05) (Table 2).

In the sensitivity analysis, excluding noncirrhotic patients and including only the first paracentesis for patients who had multiple procedures performed during admission, the results remained unchanged. In adjusted analysis, patients who had paracentesis performed by radiology had a 47% (95% CI, 3.7%-108%; P = .03) longer LOS and 91% (95% CI, 19%-107%; P = .008) longer A2P time than when paracentesis was performed by the procedure service. There were no differences in LOS or A2P time between the procedure service and residents (Table 2).

DISCUSSION

In this study, we report that a hospitalist-run procedure service, when compared with a radiology service, is associated with decreased LOS and A2P time independent of studied potential confounders and secular time trends. We also showed that, compared with radiology, the A2P time for nonemergent procedures (those performed 6 hours after admission) was not adversely affected by the procedure service. Residents performing paracenteses independently had shorter A2P time than the procedure service.

Although several institutions have bedside procedure services, data are lacking on benefits. Previously, paracenteses performed by residents have been associated with decreased LOS and need for transfusions when compared with radiology.7 Our study extends these findings to show a shortened A2P time. Delays may occur when a patient is referred to radiology because of volume, triaging of higher-acuity procedures, and transportation. Procedure services provide consistent attending supervision, more procedures by upper-level residents, and a lower rate of unsuccessful procedures.12,15 Current study findings support the importance of continuing bedside procedure training for at least those residents who are interested in hospital medicine.7

Our study has several strengths and some potential limitations. The study examined outcomes that are important to patients as well as hospital administrators; it also had a large sample size, spanning 3 years. As it was a retrospective cohort study, there is potential for residual confounding due to unmeasured confounders. We did not examine the potential effect modification of procedure urgency, as such data are difficult to discern. Our method of identification missed patients who received therapeutic paracentesis without laboratory analysis. It is unclear why more White patients were referred to the procedure team; this is an area for further evaluation. Results of this study are likely not generalizable to institutions with a robust radiology service that has built-in redundancy to accommodate urgent procedures and easy availability over the weekends.

CONCLUSION

We found that a hospitalist-run teaching procedure service is associated with shorter LOS and A2P time. Further research is needed to determine if the benefits of a procedure service extend to lowering morbidity and/or mortality, as well as to determine the cost-effectiveness of a procedure service and whether the significant investment by the institution in establishing a procedure service is mitigated by the gains from better patient outcomes and reduced LOS.

References

1. Runyon BA. AASLD guidelines. Management of adult patients with ascites due to cirrhosis: update 2012. April 2013. https://www.aasld.org/sites/default/files/2019-06/AASLDPracticeGuidelineAsciteDuetoCirrhosisUpdate2012Edition4.pdf
2. Rimola A, García-Tsao G, Navasa M, et al. Diagnosis, treatment and prophylaxis of spontaneous bacterial peritonitis: a consensus document. International Ascites Club. J Hepatol. 2000;32(1):142-153. https://doi.org/10.1016/S0168-8278(00)80201-9
3. Sort P, Navasa M, Arroyo V, et al. Effect of intravenous albumin on renal impairment and mortality in patients with cirrhosis and spontaneous bacterial peritonitis. N Engl J Med. 1999;341(6):403-409. https://doi.org/10.1056/NEJM199908053410603
4. Gaetano JN, Micic D, Aronsohn A, et al. The benefit of paracentesis on hospitalized adults with cirrhosis and ascites. J Gastroenterol Hepatol. 2016;31(5):1025-1030. https://doi.org/10.1111/jgh.13255
5. Kim JJ, Tsukamoto MM, Mathur AK, et al. Delayed paracentesis is associated with increased in-hospital mortality in patients with spontaneous bacterial peritonitis. Am J Gastroenterol. 2014;109(9):1436-1442. https://doi.org/10.1038/ajg.2014.212
6. Chinnock B, Afarian H, Minnigan H, Butler J, Hendey GW. Physician clinical impression does not rule out spontaneous bacterial peritonitis in patients undergoing emergency department paracentesis. Ann Emerg Med. 2008;52(3):268-273. https://doi.org/10.1016/j.annemergmed.2008.02.016
7. Barsuk JH, Cohen ER, Feinglass J, McGaghie WC, Wayne DB. Clinical outcomes after bedside and interventional radiology paracentesis procedures. Am J Med. 2013;126(4):349-356. https://doi.org/10.1016/j.amjmed.2012.09.016
8. Huang GC, Smith CC, Gordon CE, et al. Beyond the comfort zone: residents assess their comfort performing inpatient medical procedures. Am J Med. 2006;119(1):71.e17-24. https://doi.org/10.1016/j.amjmed.2005.08.007
9. Lenhard A, Moallem M, Marrie RA, Becker J, Garland A. An intervention to improve procedure education for internal medicine residents. J Gen Intern Med. 2008;23(3):288-293. https://doi.org/10.1007/s11606-008-0513-4
10. Mourad M, Kohlwes J, Maselli J, MERN Group, Auerbach AD. Supervising the supervisors—procedural training and supervision in internal medicine residency. J Gen Intern Med. 2010;25(4):351-356. https://doi.org/10.1007/s11606-009-1226-z
11. Mourad M, Auerbach AD, Maselli J, Sliwka D. Patient satisfaction with a hospitalist procedure service: is bedside procedure teaching reassuring to patients? J Hosp Med. 2011;6(4):219-224. https://doi.org/10.1002/jhm.856
12. Tukey MH, Wiener RS. The impact of a medical procedure service on patient safety, procedure quality and resident training opportunities. J Gen Intern Med. 2014;29(3):485-490. https://doi.org/10.1007/s11606-013-2709-5
13. Kim WR, Biggins SW, Kremers WK, et al. Hyponatremia and mortality among patients on the liver-transplant waiting list. N Engl J Med. 2008;359(10):1018-1026. https://doi.org/10.1056/NEJMoa0801209
14. Lindsey JK, Jones B. Choosing among generalized linear models applied to medical data. Stat Med. 1998;17(1):59-68. https://doi.org/10.1002/(sici)1097-0258(19980115)17:1<59::aid-sim733>3.0.co;2-7
15. Miller R, Garber A, Smith H, Malik M, Kimberly C, Qayyum R. Volume and supervision of resident procedures logged after implementation of a procedure medicine curriculum. J Gen Intern Med. Published online March 17, 2020. https://doi.org/10.1007/s11606-020-05763-9

References

1. Runyon BA. AASLD guidelines. Management of adult patients with ascites due to cirrhosis: update 2012. April 2013. https://www.aasld.org/sites/default/files/2019-06/AASLDPracticeGuidelineAsciteDuetoCirrhosisUpdate2012Edition4.pdf
2. Rimola A, García-Tsao G, Navasa M, et al. Diagnosis, treatment and prophylaxis of spontaneous bacterial peritonitis: a consensus document. International Ascites Club. J Hepatol. 2000;32(1):142-153. https://doi.org/10.1016/S0168-8278(00)80201-9
3. Sort P, Navasa M, Arroyo V, et al. Effect of intravenous albumin on renal impairment and mortality in patients with cirrhosis and spontaneous bacterial peritonitis. N Engl J Med. 1999;341(6):403-409. https://doi.org/10.1056/NEJM199908053410603
4. Gaetano JN, Micic D, Aronsohn A, et al. The benefit of paracentesis on hospitalized adults with cirrhosis and ascites. J Gastroenterol Hepatol. 2016;31(5):1025-1030. https://doi.org/10.1111/jgh.13255
5. Kim JJ, Tsukamoto MM, Mathur AK, et al. Delayed paracentesis is associated with increased in-hospital mortality in patients with spontaneous bacterial peritonitis. Am J Gastroenterol. 2014;109(9):1436-1442. https://doi.org/10.1038/ajg.2014.212
6. Chinnock B, Afarian H, Minnigan H, Butler J, Hendey GW. Physician clinical impression does not rule out spontaneous bacterial peritonitis in patients undergoing emergency department paracentesis. Ann Emerg Med. 2008;52(3):268-273. https://doi.org/10.1016/j.annemergmed.2008.02.016
7. Barsuk JH, Cohen ER, Feinglass J, McGaghie WC, Wayne DB. Clinical outcomes after bedside and interventional radiology paracentesis procedures. Am J Med. 2013;126(4):349-356. https://doi.org/10.1016/j.amjmed.2012.09.016
8. Huang GC, Smith CC, Gordon CE, et al. Beyond the comfort zone: residents assess their comfort performing inpatient medical procedures. Am J Med. 2006;119(1):71.e17-24. https://doi.org/10.1016/j.amjmed.2005.08.007
9. Lenhard A, Moallem M, Marrie RA, Becker J, Garland A. An intervention to improve procedure education for internal medicine residents. J Gen Intern Med. 2008;23(3):288-293. https://doi.org/10.1007/s11606-008-0513-4
10. Mourad M, Kohlwes J, Maselli J, MERN Group, Auerbach AD. Supervising the supervisors—procedural training and supervision in internal medicine residency. J Gen Intern Med. 2010;25(4):351-356. https://doi.org/10.1007/s11606-009-1226-z
11. Mourad M, Auerbach AD, Maselli J, Sliwka D. Patient satisfaction with a hospitalist procedure service: is bedside procedure teaching reassuring to patients? J Hosp Med. 2011;6(4):219-224. https://doi.org/10.1002/jhm.856
12. Tukey MH, Wiener RS. The impact of a medical procedure service on patient safety, procedure quality and resident training opportunities. J Gen Intern Med. 2014;29(3):485-490. https://doi.org/10.1007/s11606-013-2709-5
13. Kim WR, Biggins SW, Kremers WK, et al. Hyponatremia and mortality among patients on the liver-transplant waiting list. N Engl J Med. 2008;359(10):1018-1026. https://doi.org/10.1056/NEJMoa0801209
14. Lindsey JK, Jones B. Choosing among generalized linear models applied to medical data. Stat Med. 1998;17(1):59-68. https://doi.org/10.1002/(sici)1097-0258(19980115)17:1<59::aid-sim733>3.0.co;2-7
15. Miller R, Garber A, Smith H, Malik M, Kimberly C, Qayyum R. Volume and supervision of resident procedures logged after implementation of a procedure medicine curriculum. J Gen Intern Med. Published online March 17, 2020. https://doi.org/10.1007/s11606-020-05763-9

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Methodological Progress Note: Interrupted Time Series

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Methodological Progress Note: Interrupted Time Series

Hospital medicine research often asks the question whether an intervention, such as a policy or guideline, has improved quality of care and/or whether there were any unintended consequences. Alternatively, investigators may be interested in understanding the impact of an event, such as a natural disaster or a pandemic, on hospital care. The study design that provides the best estimate of the causal effect of the intervention is the randomized controlled trial (RCT). The goal of randomization, which can be implemented at the patient or cluster level (eg, hospitals), is attaining a balance of the known and unknown confounders between study groups.

However, an RCT may not be feasible for several reasons: complexity, insufficient setup time or funding, ethical barriers to randomization, unwillingness of funders or payers to withhold the intervention from patients (ie, the control group), or anticipated contamination of the intervention into the control group (eg, provider practice change interventions). In addition, it may be impossible to conduct an RCT because the investigator does not have control over the design of an intervention or because they are studying an event, such as a pandemic.

In the June 2020 issue of the Journal of Hospital Medicine, Coon et al1 use a type of quasi-experimental design (QED)—specifically, the interrupted time series (ITS)—to examine the impact of the adoption of ward-based high-flow nasal cannula protocols on intensive care unit (ICU) admission for bronchiolitis at children’s hospitals. In this methodologic progress note, we discuss QEDs for evaluating the impact of healthcare interventions or events and focus on ITS, one of the strongest QEDs.

WHAT IS A QUASI-EXPERIMENTAL DESIGN?

Quasi-experimental design refers to a broad range of nonrandomized or partially randomized pre- vs postintervention studies.2 In order to test a causal hypothesis without randomization, QEDs define a comparison group or a time period in which an intervention has not been implemented, as well as at least one group or time period in which an intervention has been implemented. In a QED, the control may lack similarity with the intervention group or time period because of differences in the patients, sites, or time period (sometimes referred to as having a “nonequivalent control group”). Several design and analytic approaches are available to enhance the extent to which the study is able to make conclusions about the causal impact of the intervention.2,3 Because randomization is not necessary, QEDs allow for inclusion of a broader population than that which is feasible by RCTs, which increases the applicability and generalizability of the results. Therefore, they are a powerful research design to test the effectiveness of interventions in real-world settings.

The choice of which QED depends on whether the investigators are conducting a prospective evaluation and have control over the study design (ie, the ordering of the intervention, selection of sites or individuals, and/or timing and frequency of the data collection) or whether the investigators do not have control over the intervention, which is also known as a “natural experiment.”4,5 Some studies may also incorporate two QEDs in tandem.6 The Table provides a brief summary of different QEDs, ordered by methodologic strength, and distinguishes those that can be used to study natural experiments. In the study by Coon et al,1 an ITS is used as opposed to a methodologically stronger QED, such as the stepped-wedge design, because the investigators did not have control over the rollout of heated high-flow nasal canula protocols across hospitals.

Comparison of Quasi-Experimental Study Designs

WHAT IS AN INTERRUPTED TIME SERIES?

Interrupted time series designs use repeated observations of an outcome over time. This method then divides, or “interrupts,” the series of data into two time periods: before the intervention or event and after. Using data from the preintervention period, an underlying trend in the outcome is estimated and assumed to continue forward into the postintervention period to estimate what would have occurred without the intervention. Any significant change in the outcome at the beginning of the postintervention period or change in the trend in the postintervention is then attributed to the intervention.

There are several important methodologic considerations when designing an ITS study, as detailed in other review papers.2,3,7,8 An ITS design can be retrospective or prospective. It can be of a single center or include multiple sites, as in Coon et al. It can be conducted with or without a control. The inclusion of a control, when appropriately chosen, improves the strength of the study design because it can account for seasonal trends and potential confounders that vary over time. The control can be a different group of hospitals or participants that are similar but did not receive the intervention, or it can be a different outcome in the same group of hospitals or participants that are not expected to be affected by the intervention. The ITS design may also be set up to estimate the individual effects of multicomponent interventions. If the different components are phased in sequentially over time, then it may be possible to interrupt the time series at these points and estimate the impact of each intervention component.

Other examples of ITS studies in hospital medicine include those that evaluated the impact of a readmission-reduction program,9 of state sepsis regulations on in-hospital mortality,10 of resident duty-hour reform on mortality among hospitalized patients,11 of a quality-improvement initiative on early discharge,12 and of national guidelines on pediatric pneumonia antibiotic selection.13 There are several types of ITS analysis, and in this article, we focus on segmented regression without a control group.7,8

WHAT IS A SEGMENTED REGRESSION ITS?

Segmented regression is the statistical model used to measure (a) the immediate change in the outcome (level) at the start of the intervention and (b) the change in the trend of the outcome (slope) in the postintervention period vs that in the preintervention period. Therefore, the intervention effect size is expressed in terms of the level change and the slope change. To function properly, the models require several repeated (eg, monthly) measurements of the outcome before and after the intervention. Some experts suggest a minimum of 4 to 12 observations, depending on a number of factors including the stability of the outcome and seasonal variations.7,8 If changes before and after more than one intervention are being examined, there should be the minimum number of observations separating them. Unlike typical regression models, time-series models can correct for autocorrelation if it is present in the data. Autocorrelation is the type of correlation that arises when data are collected over time, with those closest in time being more strongly correlated (there are also other types of autocorrelation, such as seasonal patterns). Using available statistical software, autocorrelation can be detected and, if present, it can be controlled for in the segmented regression models.

HOW ARE SEGMENTED REGRESSION RESULTS PRESENTED?

Coon et al present results of their ITS analysis in a panel of figures detailing each study outcome, ICU admission, ICU length of stay, total length of stay, and rates of mechanical ventilation. Each panel shows the rate of change in the outcome per season across hospitals, before and after adoption of heated high-flow nasal cannula protocols, and the level change at the time of adoption.

To further explain how segmented regression results are presented, in the Figure we detail the structure of a segmented regression figure evaluating the impact of an intervention without a control group. In addition to the regression figure, authors typically provide 95% CIs around the rates, level change, and the difference between the postintervention and preintervention periods, along with P values demonstrating whether the rates, level change, and the differences between period slopes differ significantly from zero.

The Structure of a Segmented Regression Interrupted Time Series Figure

WHAT ARE THE UNDERLYING ASSUMPTIONS OF THE SEGMENTED REGRESSION ITS?

Segmented regression models assume a linear trend in the outcome. If the outcome follows a nonlinear pattern (eg, exponential spread of a disease during a pandemic), then using different distributions in the modeling or transformations of the data may be necessary. The validity of the comparison between the pre- and postintervention groups relies on the similarity between the populations. When there is imbalance, investigators can consider matching based on important characteristics or applying risk adjustment as necessary. Another important assumption is that the outcome of interest is unchanged in the absence of the intervention. Finally, the analysis assumes that the intervention is fully implemented at the time the postintervention period begins. Often, there is a washout period during which the old approach is stopped and the new approach (the intervention) is being implemented and can easily be taken into account.

WHAT ARE THE STRENGTHS OF THE SEGMENTED REGRESSION ITS?

There are several strengths of the ITS analysis and segmented regression.7,8 First, this approach accounts for a possible secular trend in the outcome measure that may have been present prior to the intervention. For example, investigators might conclude that a readmissions program was effective in reducing readmissions if they found that the mean readmission percentage in the period after the intervention was significantly lower than before using a simple pre/post study design. However, what if the readmission rate was already going down prior to the intervention? Using an ITS approach, they may have found that the rate of readmissions simply continued to decrease after the intervention at the same rate that it was decreasing prior to the intervention and, therefore, conclude that the intervention was not effective. Second, because the ITS approach evaluates changes in rates of an outcome at a population level, confounding by individual-level variables will not introduce serious bias unless the confounding occurred at the same time as the intervention. Third, ITS can be used to measure the unintended consequences of interventions or events, and investigators can construct separate time-series analyses for different outcomes. Fourth, ITS can be used to evaluate the impact of the intervention on subpopulations (eg, those grouped by age, sex, race) by conducting stratified analysis. Fifth, ITS provides simple and clear graphical results that can be easily understood by various audiences.

WHAT ARE THE IMPORTANT LIMITATIONS OF AN ITS?

By accounting for preintervention trends, ITS studies permit stronger causal inference than do cross-sectional or simple pre/post QEDs, but they may by prone to confounding by cointerventions or by changes in the population composition. Causal inference based on the ITS analysis is only valid to the extent to which the intervention was the only thing that changed at the point in time between the preintervention and postintervention periods. It is important for investigators to consider this in the design and discuss any coincident interventions. If there are multiple interventions over time, it is possible to account for these changes in the study design by creating multiple points of interruption provided there are sufficient measurements of the outcome between interventions. If the composition of the population changes at the same time as the intervention, this introduces bias. Changes in the ability to measure the outcome or changes to its definition also threaten the validity of the study’s inferences. Finally, it is also important to remember that when the outcome is a population-level measurement, inferences about individual-level outcomes are inappropriate due to ecological fallacies (ie, when inferences about individuals are deduced from inferences about the group to which those individuals belong). For example, Coon et al found that infants with bronchiolitis in the ward-based high-flow nasal cannula protocol group had greater ICU admission rates. It would be inappropriate to conclude that, based on this, an individual infant in a hospital on a ward-based protocol is more likely to be admitted to the ICU.

CONCLUSION

Studies evaluating interventions and events are important for informing healthcare practice, policy, and public health. While an RCT is the preferred method for such evaluations, investigators must often consider alternative study designs when an RCT is not feasible or when more real-world outcome evaluation is desired. Quasi-experimental designs are employed in studies that do not use randomization to study the impact of interventions in real-world settings, and an interrupted time series is a strong QED for the evaluation of interventions and natural experiments.

References

1. Coon ER, Stoddard G, Brady PW. Intensive care unit utilization after adoption of a ward-based high flow nasal cannula protocol. J Hosp Med. 2020;15(6):325-330. https://doi.org/10.12788/jhm.3417
2. Handley MA, Lyles CR, McCulloch C, Cattamanchi A. Selecting and improving quasi-experimental designs in effectiveness and implementation research. Annu Rev Public Health. 2018;39:5-25. https://doi.org/10.1146/annurev-publhealth-040617-014128
3. Craig P, Katikireddi SV, Leyland A, Popham F. Natural experiments: an overview of methods, approaches, and contributions to public health intervention research. Annu Rev Public Health. 2017;38:39-56. https://doi.org/10.1146/annurev-publhealth-031816-044327
4. Craig P, Cooper C, Gunnell D, et al. Using natural experiments to evaluate population health interventions: new Medical Research Council guidance. J Epidemiol Community Health. 2012;66(12):1182-1186. https://doi.org/10.1136/jech-2011-200375
5. Coly A, Parry G. Evaluating Complex Health Interventions: A Guide to Rigorous Research Designs. AcademyHealth; 2017.
6. Orenstein EW, Rasooly IR, Mai MV, et al. Influence of simulation on electronic health record use patterns among pediatric residents. J Am Med Inform Assoc. 2018;25(11):1501-1506. https://doi.org/10.1093/jamia/ocy105
7. Penfold RB, Zhang F. Use of interrupted time series analysis in evaluating health care quality improvements. Acad Pediatr. 2013;13(6 Suppl):S38-S44. https://doi.org/10.1016/j.acap.2013.08.002
8. Wagner AK, Soumerai SB, Zhang F, Ross‐Degnan D. Segmented regression analysis of interrupted time series studies in medication use research. J Clin Pharm Ther. 2002;27(4):299-309. https://doi.org/10.1046/j.1365-2710.2002.00430.x
9. Desai NR, Ross JS, Kwon JY, et al. Association between hospital penalty status under the hospital readmission reduction program and readmission rates for target and nontarget conditions. JAMA. 2016;316(24):2647-2656. https://doi.org/10.1001/jama.2016.18533
10. Kahn JM, Davis BS, Yabes JG, et al. Association between state-mandated protocolized sepsis care and in-hospital mortality among adults with sepsis. JAMA. 2019;322(3):240-250. https://doi.org/10.1001/jama.2019.9021
11. Volpp KG, Rosen AK, Rosenbaum PR, et al. Mortality among hospitalized Medicare beneficiaries in the first 2 years following ACGME resident duty hour reform. JAMA. 2007;298(9):975-983. https://doi.org/10.1001/jama.298.9.975
12. Destino L, Bennett D, Wood M, et al. Improving patient flow: analysis of an initiative to improve early discharge. J Hosp Med. 2019;14(1):22-27. https://doi.org/10.12788/jhm.3133
13. Williams DJ, Hall M, Gerber JS, et al; Pediatric Research in Inpatient Settings Network. Impact of a national guideline on antibiotic selection for hospitalized pneumonia. Pediatrics. 2017;139(4):e20163231. https://doi.org/10.1542/peds.2016-3231

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The authors did not receive commercial support for the submitted work. Dr Mahant holds a grant, payable to his institution, from the Canadian Institutes of Health Research, outside the scope of the submitted work.

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The authors did not receive commercial support for the submitted work. Dr Mahant holds a grant, payable to his institution, from the Canadian Institutes of Health Research, outside the scope of the submitted work.

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Related Articles

Hospital medicine research often asks the question whether an intervention, such as a policy or guideline, has improved quality of care and/or whether there were any unintended consequences. Alternatively, investigators may be interested in understanding the impact of an event, such as a natural disaster or a pandemic, on hospital care. The study design that provides the best estimate of the causal effect of the intervention is the randomized controlled trial (RCT). The goal of randomization, which can be implemented at the patient or cluster level (eg, hospitals), is attaining a balance of the known and unknown confounders between study groups.

However, an RCT may not be feasible for several reasons: complexity, insufficient setup time or funding, ethical barriers to randomization, unwillingness of funders or payers to withhold the intervention from patients (ie, the control group), or anticipated contamination of the intervention into the control group (eg, provider practice change interventions). In addition, it may be impossible to conduct an RCT because the investigator does not have control over the design of an intervention or because they are studying an event, such as a pandemic.

In the June 2020 issue of the Journal of Hospital Medicine, Coon et al1 use a type of quasi-experimental design (QED)—specifically, the interrupted time series (ITS)—to examine the impact of the adoption of ward-based high-flow nasal cannula protocols on intensive care unit (ICU) admission for bronchiolitis at children’s hospitals. In this methodologic progress note, we discuss QEDs for evaluating the impact of healthcare interventions or events and focus on ITS, one of the strongest QEDs.

WHAT IS A QUASI-EXPERIMENTAL DESIGN?

Quasi-experimental design refers to a broad range of nonrandomized or partially randomized pre- vs postintervention studies.2 In order to test a causal hypothesis without randomization, QEDs define a comparison group or a time period in which an intervention has not been implemented, as well as at least one group or time period in which an intervention has been implemented. In a QED, the control may lack similarity with the intervention group or time period because of differences in the patients, sites, or time period (sometimes referred to as having a “nonequivalent control group”). Several design and analytic approaches are available to enhance the extent to which the study is able to make conclusions about the causal impact of the intervention.2,3 Because randomization is not necessary, QEDs allow for inclusion of a broader population than that which is feasible by RCTs, which increases the applicability and generalizability of the results. Therefore, they are a powerful research design to test the effectiveness of interventions in real-world settings.

The choice of which QED depends on whether the investigators are conducting a prospective evaluation and have control over the study design (ie, the ordering of the intervention, selection of sites or individuals, and/or timing and frequency of the data collection) or whether the investigators do not have control over the intervention, which is also known as a “natural experiment.”4,5 Some studies may also incorporate two QEDs in tandem.6 The Table provides a brief summary of different QEDs, ordered by methodologic strength, and distinguishes those that can be used to study natural experiments. In the study by Coon et al,1 an ITS is used as opposed to a methodologically stronger QED, such as the stepped-wedge design, because the investigators did not have control over the rollout of heated high-flow nasal canula protocols across hospitals.

Comparison of Quasi-Experimental Study Designs

WHAT IS AN INTERRUPTED TIME SERIES?

Interrupted time series designs use repeated observations of an outcome over time. This method then divides, or “interrupts,” the series of data into two time periods: before the intervention or event and after. Using data from the preintervention period, an underlying trend in the outcome is estimated and assumed to continue forward into the postintervention period to estimate what would have occurred without the intervention. Any significant change in the outcome at the beginning of the postintervention period or change in the trend in the postintervention is then attributed to the intervention.

There are several important methodologic considerations when designing an ITS study, as detailed in other review papers.2,3,7,8 An ITS design can be retrospective or prospective. It can be of a single center or include multiple sites, as in Coon et al. It can be conducted with or without a control. The inclusion of a control, when appropriately chosen, improves the strength of the study design because it can account for seasonal trends and potential confounders that vary over time. The control can be a different group of hospitals or participants that are similar but did not receive the intervention, or it can be a different outcome in the same group of hospitals or participants that are not expected to be affected by the intervention. The ITS design may also be set up to estimate the individual effects of multicomponent interventions. If the different components are phased in sequentially over time, then it may be possible to interrupt the time series at these points and estimate the impact of each intervention component.

Other examples of ITS studies in hospital medicine include those that evaluated the impact of a readmission-reduction program,9 of state sepsis regulations on in-hospital mortality,10 of resident duty-hour reform on mortality among hospitalized patients,11 of a quality-improvement initiative on early discharge,12 and of national guidelines on pediatric pneumonia antibiotic selection.13 There are several types of ITS analysis, and in this article, we focus on segmented regression without a control group.7,8

WHAT IS A SEGMENTED REGRESSION ITS?

Segmented regression is the statistical model used to measure (a) the immediate change in the outcome (level) at the start of the intervention and (b) the change in the trend of the outcome (slope) in the postintervention period vs that in the preintervention period. Therefore, the intervention effect size is expressed in terms of the level change and the slope change. To function properly, the models require several repeated (eg, monthly) measurements of the outcome before and after the intervention. Some experts suggest a minimum of 4 to 12 observations, depending on a number of factors including the stability of the outcome and seasonal variations.7,8 If changes before and after more than one intervention are being examined, there should be the minimum number of observations separating them. Unlike typical regression models, time-series models can correct for autocorrelation if it is present in the data. Autocorrelation is the type of correlation that arises when data are collected over time, with those closest in time being more strongly correlated (there are also other types of autocorrelation, such as seasonal patterns). Using available statistical software, autocorrelation can be detected and, if present, it can be controlled for in the segmented regression models.

HOW ARE SEGMENTED REGRESSION RESULTS PRESENTED?

Coon et al present results of their ITS analysis in a panel of figures detailing each study outcome, ICU admission, ICU length of stay, total length of stay, and rates of mechanical ventilation. Each panel shows the rate of change in the outcome per season across hospitals, before and after adoption of heated high-flow nasal cannula protocols, and the level change at the time of adoption.

To further explain how segmented regression results are presented, in the Figure we detail the structure of a segmented regression figure evaluating the impact of an intervention without a control group. In addition to the regression figure, authors typically provide 95% CIs around the rates, level change, and the difference between the postintervention and preintervention periods, along with P values demonstrating whether the rates, level change, and the differences between period slopes differ significantly from zero.

The Structure of a Segmented Regression Interrupted Time Series Figure

WHAT ARE THE UNDERLYING ASSUMPTIONS OF THE SEGMENTED REGRESSION ITS?

Segmented regression models assume a linear trend in the outcome. If the outcome follows a nonlinear pattern (eg, exponential spread of a disease during a pandemic), then using different distributions in the modeling or transformations of the data may be necessary. The validity of the comparison between the pre- and postintervention groups relies on the similarity between the populations. When there is imbalance, investigators can consider matching based on important characteristics or applying risk adjustment as necessary. Another important assumption is that the outcome of interest is unchanged in the absence of the intervention. Finally, the analysis assumes that the intervention is fully implemented at the time the postintervention period begins. Often, there is a washout period during which the old approach is stopped and the new approach (the intervention) is being implemented and can easily be taken into account.

WHAT ARE THE STRENGTHS OF THE SEGMENTED REGRESSION ITS?

There are several strengths of the ITS analysis and segmented regression.7,8 First, this approach accounts for a possible secular trend in the outcome measure that may have been present prior to the intervention. For example, investigators might conclude that a readmissions program was effective in reducing readmissions if they found that the mean readmission percentage in the period after the intervention was significantly lower than before using a simple pre/post study design. However, what if the readmission rate was already going down prior to the intervention? Using an ITS approach, they may have found that the rate of readmissions simply continued to decrease after the intervention at the same rate that it was decreasing prior to the intervention and, therefore, conclude that the intervention was not effective. Second, because the ITS approach evaluates changes in rates of an outcome at a population level, confounding by individual-level variables will not introduce serious bias unless the confounding occurred at the same time as the intervention. Third, ITS can be used to measure the unintended consequences of interventions or events, and investigators can construct separate time-series analyses for different outcomes. Fourth, ITS can be used to evaluate the impact of the intervention on subpopulations (eg, those grouped by age, sex, race) by conducting stratified analysis. Fifth, ITS provides simple and clear graphical results that can be easily understood by various audiences.

WHAT ARE THE IMPORTANT LIMITATIONS OF AN ITS?

By accounting for preintervention trends, ITS studies permit stronger causal inference than do cross-sectional or simple pre/post QEDs, but they may by prone to confounding by cointerventions or by changes in the population composition. Causal inference based on the ITS analysis is only valid to the extent to which the intervention was the only thing that changed at the point in time between the preintervention and postintervention periods. It is important for investigators to consider this in the design and discuss any coincident interventions. If there are multiple interventions over time, it is possible to account for these changes in the study design by creating multiple points of interruption provided there are sufficient measurements of the outcome between interventions. If the composition of the population changes at the same time as the intervention, this introduces bias. Changes in the ability to measure the outcome or changes to its definition also threaten the validity of the study’s inferences. Finally, it is also important to remember that when the outcome is a population-level measurement, inferences about individual-level outcomes are inappropriate due to ecological fallacies (ie, when inferences about individuals are deduced from inferences about the group to which those individuals belong). For example, Coon et al found that infants with bronchiolitis in the ward-based high-flow nasal cannula protocol group had greater ICU admission rates. It would be inappropriate to conclude that, based on this, an individual infant in a hospital on a ward-based protocol is more likely to be admitted to the ICU.

CONCLUSION

Studies evaluating interventions and events are important for informing healthcare practice, policy, and public health. While an RCT is the preferred method for such evaluations, investigators must often consider alternative study designs when an RCT is not feasible or when more real-world outcome evaluation is desired. Quasi-experimental designs are employed in studies that do not use randomization to study the impact of interventions in real-world settings, and an interrupted time series is a strong QED for the evaluation of interventions and natural experiments.

Hospital medicine research often asks the question whether an intervention, such as a policy or guideline, has improved quality of care and/or whether there were any unintended consequences. Alternatively, investigators may be interested in understanding the impact of an event, such as a natural disaster or a pandemic, on hospital care. The study design that provides the best estimate of the causal effect of the intervention is the randomized controlled trial (RCT). The goal of randomization, which can be implemented at the patient or cluster level (eg, hospitals), is attaining a balance of the known and unknown confounders between study groups.

However, an RCT may not be feasible for several reasons: complexity, insufficient setup time or funding, ethical barriers to randomization, unwillingness of funders or payers to withhold the intervention from patients (ie, the control group), or anticipated contamination of the intervention into the control group (eg, provider practice change interventions). In addition, it may be impossible to conduct an RCT because the investigator does not have control over the design of an intervention or because they are studying an event, such as a pandemic.

In the June 2020 issue of the Journal of Hospital Medicine, Coon et al1 use a type of quasi-experimental design (QED)—specifically, the interrupted time series (ITS)—to examine the impact of the adoption of ward-based high-flow nasal cannula protocols on intensive care unit (ICU) admission for bronchiolitis at children’s hospitals. In this methodologic progress note, we discuss QEDs for evaluating the impact of healthcare interventions or events and focus on ITS, one of the strongest QEDs.

WHAT IS A QUASI-EXPERIMENTAL DESIGN?

Quasi-experimental design refers to a broad range of nonrandomized or partially randomized pre- vs postintervention studies.2 In order to test a causal hypothesis without randomization, QEDs define a comparison group or a time period in which an intervention has not been implemented, as well as at least one group or time period in which an intervention has been implemented. In a QED, the control may lack similarity with the intervention group or time period because of differences in the patients, sites, or time period (sometimes referred to as having a “nonequivalent control group”). Several design and analytic approaches are available to enhance the extent to which the study is able to make conclusions about the causal impact of the intervention.2,3 Because randomization is not necessary, QEDs allow for inclusion of a broader population than that which is feasible by RCTs, which increases the applicability and generalizability of the results. Therefore, they are a powerful research design to test the effectiveness of interventions in real-world settings.

The choice of which QED depends on whether the investigators are conducting a prospective evaluation and have control over the study design (ie, the ordering of the intervention, selection of sites or individuals, and/or timing and frequency of the data collection) or whether the investigators do not have control over the intervention, which is also known as a “natural experiment.”4,5 Some studies may also incorporate two QEDs in tandem.6 The Table provides a brief summary of different QEDs, ordered by methodologic strength, and distinguishes those that can be used to study natural experiments. In the study by Coon et al,1 an ITS is used as opposed to a methodologically stronger QED, such as the stepped-wedge design, because the investigators did not have control over the rollout of heated high-flow nasal canula protocols across hospitals.

Comparison of Quasi-Experimental Study Designs

WHAT IS AN INTERRUPTED TIME SERIES?

Interrupted time series designs use repeated observations of an outcome over time. This method then divides, or “interrupts,” the series of data into two time periods: before the intervention or event and after. Using data from the preintervention period, an underlying trend in the outcome is estimated and assumed to continue forward into the postintervention period to estimate what would have occurred without the intervention. Any significant change in the outcome at the beginning of the postintervention period or change in the trend in the postintervention is then attributed to the intervention.

There are several important methodologic considerations when designing an ITS study, as detailed in other review papers.2,3,7,8 An ITS design can be retrospective or prospective. It can be of a single center or include multiple sites, as in Coon et al. It can be conducted with or without a control. The inclusion of a control, when appropriately chosen, improves the strength of the study design because it can account for seasonal trends and potential confounders that vary over time. The control can be a different group of hospitals or participants that are similar but did not receive the intervention, or it can be a different outcome in the same group of hospitals or participants that are not expected to be affected by the intervention. The ITS design may also be set up to estimate the individual effects of multicomponent interventions. If the different components are phased in sequentially over time, then it may be possible to interrupt the time series at these points and estimate the impact of each intervention component.

Other examples of ITS studies in hospital medicine include those that evaluated the impact of a readmission-reduction program,9 of state sepsis regulations on in-hospital mortality,10 of resident duty-hour reform on mortality among hospitalized patients,11 of a quality-improvement initiative on early discharge,12 and of national guidelines on pediatric pneumonia antibiotic selection.13 There are several types of ITS analysis, and in this article, we focus on segmented regression without a control group.7,8

WHAT IS A SEGMENTED REGRESSION ITS?

Segmented regression is the statistical model used to measure (a) the immediate change in the outcome (level) at the start of the intervention and (b) the change in the trend of the outcome (slope) in the postintervention period vs that in the preintervention period. Therefore, the intervention effect size is expressed in terms of the level change and the slope change. To function properly, the models require several repeated (eg, monthly) measurements of the outcome before and after the intervention. Some experts suggest a minimum of 4 to 12 observations, depending on a number of factors including the stability of the outcome and seasonal variations.7,8 If changes before and after more than one intervention are being examined, there should be the minimum number of observations separating them. Unlike typical regression models, time-series models can correct for autocorrelation if it is present in the data. Autocorrelation is the type of correlation that arises when data are collected over time, with those closest in time being more strongly correlated (there are also other types of autocorrelation, such as seasonal patterns). Using available statistical software, autocorrelation can be detected and, if present, it can be controlled for in the segmented regression models.

HOW ARE SEGMENTED REGRESSION RESULTS PRESENTED?

Coon et al present results of their ITS analysis in a panel of figures detailing each study outcome, ICU admission, ICU length of stay, total length of stay, and rates of mechanical ventilation. Each panel shows the rate of change in the outcome per season across hospitals, before and after adoption of heated high-flow nasal cannula protocols, and the level change at the time of adoption.

To further explain how segmented regression results are presented, in the Figure we detail the structure of a segmented regression figure evaluating the impact of an intervention without a control group. In addition to the regression figure, authors typically provide 95% CIs around the rates, level change, and the difference between the postintervention and preintervention periods, along with P values demonstrating whether the rates, level change, and the differences between period slopes differ significantly from zero.

The Structure of a Segmented Regression Interrupted Time Series Figure

WHAT ARE THE UNDERLYING ASSUMPTIONS OF THE SEGMENTED REGRESSION ITS?

Segmented regression models assume a linear trend in the outcome. If the outcome follows a nonlinear pattern (eg, exponential spread of a disease during a pandemic), then using different distributions in the modeling or transformations of the data may be necessary. The validity of the comparison between the pre- and postintervention groups relies on the similarity between the populations. When there is imbalance, investigators can consider matching based on important characteristics or applying risk adjustment as necessary. Another important assumption is that the outcome of interest is unchanged in the absence of the intervention. Finally, the analysis assumes that the intervention is fully implemented at the time the postintervention period begins. Often, there is a washout period during which the old approach is stopped and the new approach (the intervention) is being implemented and can easily be taken into account.

WHAT ARE THE STRENGTHS OF THE SEGMENTED REGRESSION ITS?

There are several strengths of the ITS analysis and segmented regression.7,8 First, this approach accounts for a possible secular trend in the outcome measure that may have been present prior to the intervention. For example, investigators might conclude that a readmissions program was effective in reducing readmissions if they found that the mean readmission percentage in the period after the intervention was significantly lower than before using a simple pre/post study design. However, what if the readmission rate was already going down prior to the intervention? Using an ITS approach, they may have found that the rate of readmissions simply continued to decrease after the intervention at the same rate that it was decreasing prior to the intervention and, therefore, conclude that the intervention was not effective. Second, because the ITS approach evaluates changes in rates of an outcome at a population level, confounding by individual-level variables will not introduce serious bias unless the confounding occurred at the same time as the intervention. Third, ITS can be used to measure the unintended consequences of interventions or events, and investigators can construct separate time-series analyses for different outcomes. Fourth, ITS can be used to evaluate the impact of the intervention on subpopulations (eg, those grouped by age, sex, race) by conducting stratified analysis. Fifth, ITS provides simple and clear graphical results that can be easily understood by various audiences.

WHAT ARE THE IMPORTANT LIMITATIONS OF AN ITS?

By accounting for preintervention trends, ITS studies permit stronger causal inference than do cross-sectional or simple pre/post QEDs, but they may by prone to confounding by cointerventions or by changes in the population composition. Causal inference based on the ITS analysis is only valid to the extent to which the intervention was the only thing that changed at the point in time between the preintervention and postintervention periods. It is important for investigators to consider this in the design and discuss any coincident interventions. If there are multiple interventions over time, it is possible to account for these changes in the study design by creating multiple points of interruption provided there are sufficient measurements of the outcome between interventions. If the composition of the population changes at the same time as the intervention, this introduces bias. Changes in the ability to measure the outcome or changes to its definition also threaten the validity of the study’s inferences. Finally, it is also important to remember that when the outcome is a population-level measurement, inferences about individual-level outcomes are inappropriate due to ecological fallacies (ie, when inferences about individuals are deduced from inferences about the group to which those individuals belong). For example, Coon et al found that infants with bronchiolitis in the ward-based high-flow nasal cannula protocol group had greater ICU admission rates. It would be inappropriate to conclude that, based on this, an individual infant in a hospital on a ward-based protocol is more likely to be admitted to the ICU.

CONCLUSION

Studies evaluating interventions and events are important for informing healthcare practice, policy, and public health. While an RCT is the preferred method for such evaluations, investigators must often consider alternative study designs when an RCT is not feasible or when more real-world outcome evaluation is desired. Quasi-experimental designs are employed in studies that do not use randomization to study the impact of interventions in real-world settings, and an interrupted time series is a strong QED for the evaluation of interventions and natural experiments.

References

1. Coon ER, Stoddard G, Brady PW. Intensive care unit utilization after adoption of a ward-based high flow nasal cannula protocol. J Hosp Med. 2020;15(6):325-330. https://doi.org/10.12788/jhm.3417
2. Handley MA, Lyles CR, McCulloch C, Cattamanchi A. Selecting and improving quasi-experimental designs in effectiveness and implementation research. Annu Rev Public Health. 2018;39:5-25. https://doi.org/10.1146/annurev-publhealth-040617-014128
3. Craig P, Katikireddi SV, Leyland A, Popham F. Natural experiments: an overview of methods, approaches, and contributions to public health intervention research. Annu Rev Public Health. 2017;38:39-56. https://doi.org/10.1146/annurev-publhealth-031816-044327
4. Craig P, Cooper C, Gunnell D, et al. Using natural experiments to evaluate population health interventions: new Medical Research Council guidance. J Epidemiol Community Health. 2012;66(12):1182-1186. https://doi.org/10.1136/jech-2011-200375
5. Coly A, Parry G. Evaluating Complex Health Interventions: A Guide to Rigorous Research Designs. AcademyHealth; 2017.
6. Orenstein EW, Rasooly IR, Mai MV, et al. Influence of simulation on electronic health record use patterns among pediatric residents. J Am Med Inform Assoc. 2018;25(11):1501-1506. https://doi.org/10.1093/jamia/ocy105
7. Penfold RB, Zhang F. Use of interrupted time series analysis in evaluating health care quality improvements. Acad Pediatr. 2013;13(6 Suppl):S38-S44. https://doi.org/10.1016/j.acap.2013.08.002
8. Wagner AK, Soumerai SB, Zhang F, Ross‐Degnan D. Segmented regression analysis of interrupted time series studies in medication use research. J Clin Pharm Ther. 2002;27(4):299-309. https://doi.org/10.1046/j.1365-2710.2002.00430.x
9. Desai NR, Ross JS, Kwon JY, et al. Association between hospital penalty status under the hospital readmission reduction program and readmission rates for target and nontarget conditions. JAMA. 2016;316(24):2647-2656. https://doi.org/10.1001/jama.2016.18533
10. Kahn JM, Davis BS, Yabes JG, et al. Association between state-mandated protocolized sepsis care and in-hospital mortality among adults with sepsis. JAMA. 2019;322(3):240-250. https://doi.org/10.1001/jama.2019.9021
11. Volpp KG, Rosen AK, Rosenbaum PR, et al. Mortality among hospitalized Medicare beneficiaries in the first 2 years following ACGME resident duty hour reform. JAMA. 2007;298(9):975-983. https://doi.org/10.1001/jama.298.9.975
12. Destino L, Bennett D, Wood M, et al. Improving patient flow: analysis of an initiative to improve early discharge. J Hosp Med. 2019;14(1):22-27. https://doi.org/10.12788/jhm.3133
13. Williams DJ, Hall M, Gerber JS, et al; Pediatric Research in Inpatient Settings Network. Impact of a national guideline on antibiotic selection for hospitalized pneumonia. Pediatrics. 2017;139(4):e20163231. https://doi.org/10.1542/peds.2016-3231

References

1. Coon ER, Stoddard G, Brady PW. Intensive care unit utilization after adoption of a ward-based high flow nasal cannula protocol. J Hosp Med. 2020;15(6):325-330. https://doi.org/10.12788/jhm.3417
2. Handley MA, Lyles CR, McCulloch C, Cattamanchi A. Selecting and improving quasi-experimental designs in effectiveness and implementation research. Annu Rev Public Health. 2018;39:5-25. https://doi.org/10.1146/annurev-publhealth-040617-014128
3. Craig P, Katikireddi SV, Leyland A, Popham F. Natural experiments: an overview of methods, approaches, and contributions to public health intervention research. Annu Rev Public Health. 2017;38:39-56. https://doi.org/10.1146/annurev-publhealth-031816-044327
4. Craig P, Cooper C, Gunnell D, et al. Using natural experiments to evaluate population health interventions: new Medical Research Council guidance. J Epidemiol Community Health. 2012;66(12):1182-1186. https://doi.org/10.1136/jech-2011-200375
5. Coly A, Parry G. Evaluating Complex Health Interventions: A Guide to Rigorous Research Designs. AcademyHealth; 2017.
6. Orenstein EW, Rasooly IR, Mai MV, et al. Influence of simulation on electronic health record use patterns among pediatric residents. J Am Med Inform Assoc. 2018;25(11):1501-1506. https://doi.org/10.1093/jamia/ocy105
7. Penfold RB, Zhang F. Use of interrupted time series analysis in evaluating health care quality improvements. Acad Pediatr. 2013;13(6 Suppl):S38-S44. https://doi.org/10.1016/j.acap.2013.08.002
8. Wagner AK, Soumerai SB, Zhang F, Ross‐Degnan D. Segmented regression analysis of interrupted time series studies in medication use research. J Clin Pharm Ther. 2002;27(4):299-309. https://doi.org/10.1046/j.1365-2710.2002.00430.x
9. Desai NR, Ross JS, Kwon JY, et al. Association between hospital penalty status under the hospital readmission reduction program and readmission rates for target and nontarget conditions. JAMA. 2016;316(24):2647-2656. https://doi.org/10.1001/jama.2016.18533
10. Kahn JM, Davis BS, Yabes JG, et al. Association between state-mandated protocolized sepsis care and in-hospital mortality among adults with sepsis. JAMA. 2019;322(3):240-250. https://doi.org/10.1001/jama.2019.9021
11. Volpp KG, Rosen AK, Rosenbaum PR, et al. Mortality among hospitalized Medicare beneficiaries in the first 2 years following ACGME resident duty hour reform. JAMA. 2007;298(9):975-983. https://doi.org/10.1001/jama.298.9.975
12. Destino L, Bennett D, Wood M, et al. Improving patient flow: analysis of an initiative to improve early discharge. J Hosp Med. 2019;14(1):22-27. https://doi.org/10.12788/jhm.3133
13. Williams DJ, Hall M, Gerber JS, et al; Pediatric Research in Inpatient Settings Network. Impact of a national guideline on antibiotic selection for hospitalized pneumonia. Pediatrics. 2017;139(4):e20163231. https://doi.org/10.1542/peds.2016-3231

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Things We Do for No Reason™: NPO After Midnight

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Things We Do for No Reason™: NPO After Midnight

Inspired by the ABIM Foundation’s Choosing Wisel y ® campaign, the “Things We Do for No Reason ” (TWDFNR) series reviews practices that have become common parts of hospital care but may provide little value to our patients. Practices reviewed in the TWDFNR series do not represent clear-cut conclusions or clinical practice standards but are meant as a starting place for research and active discussions among hospitalists and patients. We invite you to be part of that discussion.

CLINICAL SCENARIO

The hospitalist admits an 18-year-old man for newly diagnosed granulomatosis with polyangiitis to receive expedited pulse-dose steroids and plasma exchange. After consulting interventional radiology for catheter placement the following day, the hospitalist places a “strict” nil per os (nothing by mouth, NPO) after midnight order. During rounds the following morning, the patient reports that he wants to eat. At 9 am, interventional radiology informs the nurse that the line placement will take place at 3 pm. Due to emergencies and other unplanned delays, the catheter placement occurs at 5 pm. The patient and family express their displeasure about the prolonged fasting and ask why this happened.

BACKGROUND

Hospitalists commonly order “NPO after midnight” diets in anticipation of procedures requiring sedation or general anesthesia. Typically, NPO refers to no food or drink, but in some instances, NPO includes no oral medications. Up to half of medical patients experience some time of fasting while hospitalized.1 However, NPO practices vary widely across institutions.2,3 A study from 2014 notes that, on average, patients fast preprocedure for approximately 13.5 hours for solids and 9.6 hours for liquids.2 Prolonged fasting times offer little benefit to patients and may lead to frequent patient dissatisfaction and complaints.

WHY YOU MIGHT THINK THAT MAKING PATIENTS NPO AFTER MIDNIGHT IS APPROPRIATE

In 1883, Sir Joseph Lister described 19th century NPO practices distinguishing solids from liquids, allowing patients “tea or beef tea” until 2 to 3 hours prior to surgery.4 However, in 1946, Mendelson published an influential account of 66 pregnant women who aspirated during delivery under general anesthesia.5 Two of the 66 patients, both of whom had eaten a full meal 6 to 8 hours prior to general anesthesia, died. The study not only increased awareness of the risk of aspiration with general anesthesia in pregnancy, but it influenced the care for the nonpregnant population of patients as well. By the 1960s, anesthesia texts recommended “NPO after midnight” for both liquids and solids in all patients, regardless of pregnancy status.4 To minimize the risk to patients, we have continued to pass down the practice of NPO after midnight to subsequent generations.

Additionally, medical centers and hospitals feel pressure to provide efficient, patient-centered, high-value care. Given the complexity of procedural scheduling and the penalties associated with delays, keeping patients NPO ensures their availability for the next open procedural slot. NPO after midnight orders aim to prevent potential delays in treatment that occur when inadvertent ingestion of food and drink leads to cancellation of procedures.

WHY THE INDISCRIMINATE USE OF NPO AFTER MIDNIGHT IS UNNECESSARY

Recent studies have led to a more sophisticated understanding of gastric emptying and the risks of aspiration during sedation and intubation. Gastric emptying studies routinely show that transit of clear liquids out of the stomach is virtually complete within two hours of drinking.6 Age, body mass index, and alcohol have no effect on gastric emptying time, and almost all patients return to preingestion gastric residual volumes within 2 hours of clear liquid consumption.6,7 While morbidly obese patients tend to have higher gastric fluid volumes after 9 hours of fasting, their stomachs empty at rates similar to nonobese individuals.6 Note that, regardless of fasting times, morbid obesity predisposes patients to a higher overall gastric volume and lower pH of gastric contents, which may increase risk of aspiration.8 A Cochrane review found no statistical difference in gastric volumes or stomach pH in patients on a standard fast vs shortened (<180 minutes) liquid fast.9 The review included nine studies that found patients who consumed a clear liquid beverage had reduced gastric volumes, compared with patients in a fasting state (P < .001).9

In a pediatric retrospective study of pulmonary aspiration events, the researchers demonstrated that clinically significant aspiration (presence of bilious secretions in the tracheobronchial airways) occurred at a rate of 0.04% with emergency surgery.10 Bowel obstruction or ileus accounted for approximately 54% of those cases. Importantly, the reported aspiration rate approximates the rate of pregnant patients from the 1946 Mendelson study of 0.14% (66 out of 44,016), which originally prompted the use of the prolonged NPO status. Based on the Cochrane review of perioperative fasting recommendations for those older than 18 years, consuming fluids more than 90 minutes preoperatively confers a negligible (0 adverse events reported in 9 studies) risk for aspiration or regurgitation events.9

In 1998, as a result of these and other similar studies, the American Society of Anesthesiologists (ASA) along with global anesthesia partners adopted guidelines that allowed clear liquids up until 2 hours prior to anesthesia or sedation in low-aspiration-risk patients undergoing elective cases.11 The guidelines allowed for other beverages and food based on their standard transit times (Table). The ASA guidelines do not define low-aspiration-risk patients. Anesthesiologists generally exclude from the low-risk category patients who may have delayed gastric emptying from medical or iatrogenic causes. The updated 2017 ASA guidelines remain unchanged regarding fasting guidelines.12 Studies suggest that approximately 10% to 20% of NPO after midnight orders are avoidable.1,3 For those instances, procedures are often deemed not necessary or do not require NPO status.1

ASA Guidelines for Preoperative Fasting

In a study evaluating the reasons that necessary procedures are canceled, only 0.5% of inpatient procedures are cancelled due to the inappropriate ingestion of food or drink.3 In addition, NPO status creates risk. Patients with prolonged NPO status report greater hunger, thirst, tiredness, and weakness prior to surgery when compared with patients receiving a carbohydrate-rich drink 2 hours prior to procedures.9,13,14 In fact, multiple studies have suggested that preoperative carbohydrate-rich drinks 2 hours before surgery can be associated with decreased insulin resistance in the perioperative period, decreased length of stay, and improvement in perioperative metabolic, cardiac, and psychosomatic status.9,13-15 These types of studies have informed the enhanced recovery after surgery program, which recommends a carbohydrate beverage 2 to 3 hours prior to surgery.

WHEN TO ORDER LONGER PREPROCEDURAL NPO TIMES

Prescribe the minimum recommended fasting times only for low-aspiration-risk patients undergoing elective procedures. Risk for regurgitation or aspiration increases for patients with conditions resulting in decreased gastric emptying, gastric or bowel obstruction, or lower esophageal sphincter incompetence. Those patients may require longer NPO time periods.8 Higher-risk diagnoses and clinical conditions include gastroparesis, trauma, and pregnancy.5,8,16 Specific risk factors for aspiration in children may include trauma, bowel obstruction, depressed consciousness, shock, or ileus.10 For surgical emergencies, balance the risk of surgical delay vs perceived aspiration risk.

WHAT WE SHOULD DO INSTEAD OF ROUTINELY ORDERING NPO AFTER MIDNIGHT

Use evidence-based guidelines to assess periprocedural aspiration risk. The ASA guidelines suggest that healthy, nonpregnant patients should fast for 8 hours after heavy meals, 6 hours after a light, nonfatty meal, and 2 hours after clear liquids (eg, water, fruit juices without pulp, carbonated beverages, black coffee).12 Focus on the type of food or drink rather than the volume ingested.12 Additionally, patients should ingest, with small amounts of clear fluids, appropriate home medications for acute and chronic conditions regardless of NPO status.

While procedure delays or cancellations for any reason upset patients and families and can disrupt the flow of the operating room and procedural suite, we can achieve the delicate balance between efficiency and patient safety and comfort. Since complex inpatient procedural scheduling may not allow for liberalization of solids requiring 6 to 8 hours of fasting time, focus on liberalizing liquids 2 hours prior to anesthesia. This allows staff to minimize the time low-risk patients fast while still maintaining flexibility for operating room case scheduling. We must promote communication between operating room and floor staff to anticipate timing of procedures each day. Healthcare facilities should aim to achieve time-based preprocedural NPO status as opposed to an arbitrary starting time like midnight.4

RECOMMENDATIONS

  • Risk stratify patients for anesthesia-related aspiration with the aim of identifying those at low aspiration risk.
  • For low-risk patients, adhere to recommended fasting times: 2 hours for a clear carbohydrate beverage, 4 hours for breast milk, 6 hours for a light meal or formula, and 8 hours for a fatty meal.
  • For patients not deemed low risk, determine the appropriate length of preprocedural fasting by consulting with the anesthesia and surgical teams.

CONCLUSION

NPO after midnight represents a low-value and arbitrary practice that leaves patients fasting longer than necessary.2,3,12 In addition to the 2017 ASA guidelines, newer studies and protocols are improving patient satisfaction, minimizing patient dehydration and electrolyte disturbances, and incorporating enhanced recovery after surgery factors into a better patient experience. Returning to the clinical scenario, the hospitalist team can increase patient satisfaction by focusing on liberalizing clear fluids with a carbohydrate beverage up to 2 hours prior to elective surgery while still allowing for schedule flexibility. For this patient, a 3 pm procedure time would have allowed him to have a light breakfast and carbohydrate beverages until 2 hours prior to anesthesia. Dispose of the antiquated practice of NPO after midnight by maximizing clear fluid intake in accordance with current guidelines prior to sedation and general anesthesia. This change in practice will help to achieve normophysiology and increase patient satisfaction.

Do you think this is a low-value practice? Is this truly a “Thing We Do for No Reason™”? Share what you do in your practice and join in the conversation online by retweeting it on Twitter (#TWDFNR) and liking it on Facebook. We invite you to propose ideas for other “Things We Do for No Reason™” topics by emailing [email protected].

Disclaimer: The opinions expressed in this article are those of the authors alone and do not reflect the views of the Department of Veterans Affairs. The Veterans Affairs Quality Scholars Program is supported by the Veterans Affairs Office of Academic Affiliations, Washington, DC.

References

1. Sorita A, Thongprayoon C, Ahmed A, et al. Frequency and appropriateness of fasting orders in the hospital. Mayo Clin Proc. 2015;90(9):1225-1232. https://doi.org/10.1016/j.mayocp.2015.07.013
2. Falconer R, Skouras C, Carter T, Greenway L, Paisley AM. Preoperative fasting: current practice and areas for improvement. Updates Surg. 2014;66(1):31-39. https://doi.org/10.1007/s13304-013-0242-z
3. Sorita A, Thongprayoon C, Ratelle JT, et al. Characteristics and outcomes of fasting orders among medical inpatients. J Hosp Med. 2017;12(1):36-39. https://doi.org/10.1002/jhm.2674
4. Maltby JR. Fasting from midnight–the history behind the dogma. Best Pract Res Clin Anaesthesiol. 2006;20(3):363-378. https://doi.org/10.1016/j.bpa.2006.02.001
5. Mendelson CL. The aspiration of stomach contents into the lungs during obstetric anesthesia. Am J Obstet Gynecol. 1946;52:191-205. https://doi.org/10.1016/s0002-9378(16)39829-5
6. Shiraishi T, Kurosaki D, Nakamura M, et al. Gastric fluid volume change after oral rehydration solution intake in morbidly obese and normal controls: a magnetic resonance imaging-based analysis. Anesth Analg. 2017;124(4):1174-1178. https://doi.org/10.1213/ane.0000000000001886
7. Vasavid P, Chaiwatanarat T, Pusuwan P, et al. Normal solid gastric emptying values measured by scintigraphy using Asian-style meal: a multicenter study in healthy volunteers. J Neurogastroenterol Motil. 2014;20(3):371-378. https://doi.org/10.5056/jnm13114
8. Mahajan V, Hashmi J, Singh R, Samra T, Aneja S. Comparative evaluation of gastric pH and volume in morbidly obese and lean patients undergoing elective surgery and effect of aspiration prophylaxis. J Clin Anesth. 2015;27(5):396-400. https://doi.org/10.1016/j.jclinane.2015.03.004
9. Brady MC, Kinn S, Stuart P, Ness V. Preoperative fasting for adults to prevent perioperative complications. Cochrane Database Syst Rev. 2003;(4):CD004423. https://doi.org/10.1002/14651858.cd004423
10. Warner MA, Warner ME, Warner DO, Warner LO, Warner EJ. Perioperative pulmonary aspiration in infants and children. Anesthesiology. 1999;90(1):66-71. https://doi.org/10.1097/00000542-199901000-00011
11. Practice guidelines for preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration: application to healthy patients undergoing elective procedures: a report by the American Society of Anesthesiologist Task Force on Preoperative Fasting. Anesthesiology. 1999;90(3):896-905. https://doi.org/10.1097/00000542-199903000-00034
12. Practice guidelines for preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration: application to healthy patients undergoing elective procedures: an updated report by the American Society of Anesthesiologists task force on preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration. Anesthesiology. 2017;126(3):376-393. https://doi.org/10.1097/aln.0000000000001452
13. Hausel J, Nygren J, Lagerkranser M, et al. A carbohydrate-rich drink reduces preoperative discomfort in elective surgery patients. Anesth Analg. 2001;93(5):1344-1350. https://doi.org/10.1097/00000539-200111000-00063
14. Awad S, Varadhan KK, Ljungqvist O, Lobo DN. A meta-analysis of randomised controlled trials on preoperative oral carbohydrate treatment in elective surgery. Clin Nutr. 2013;32(1):34-44. https://doi.org/10.1016/j.clnu.2012.10.011
15. Kaška M, Grosmanová T, Havel E, et al. The impact and safety of preoperative oral or intravenous carbohydrate administration versus fasting in colorectal surgery–a randomized controlled trial. Wien Klin Wochenschr. 2010;122(1-2):23-30. https://doi.org/10.1007/s00508-009-1291-7
16. Tokumine J, Sugahara K, Fuchigami T, Teruya K, Nitta K, Satou K. Unanticipated full stomach at anesthesia induction in a type I diabetic patient with asymptomatic gastroparesis. J Anesth. 2005;19(3):247-248. https://doi.org/10.1007/s00540-005-0321-5

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1Division of General Internal Medicine, Department of Medicine, University of Alabama at Birmingham, Birmingham, Alabama; 2Section of General Internal Medicine, Birmingham VA Medical Center, Birmingham, Alabama; 3Departments of Anesthesiology and Pediatrics, University of North Carolina, Chapel Hill, North Carolina; 4Department of Pediatrics, North Carolina Children’s Hospital, UNC Health Care, Chapel Hill, North Carolina; 5Division of General and Acute Care Surgery, Department of Surgery, University of North Carolina, Chapel Hill, North Carolina; 6Department of Internal Medicine, UNC Health Care, Chapel Hill, North Carolina; 7Department of Medicine, University of Mississippi Medical Center, Jackson, Mississippi; 8Division of Hospital Medicine, St. Dominic’s Hospital, Jackson, Mississippi.

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The authors have nothing to disclose.

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1Division of General Internal Medicine, Department of Medicine, University of Alabama at Birmingham, Birmingham, Alabama; 2Section of General Internal Medicine, Birmingham VA Medical Center, Birmingham, Alabama; 3Departments of Anesthesiology and Pediatrics, University of North Carolina, Chapel Hill, North Carolina; 4Department of Pediatrics, North Carolina Children’s Hospital, UNC Health Care, Chapel Hill, North Carolina; 5Division of General and Acute Care Surgery, Department of Surgery, University of North Carolina, Chapel Hill, North Carolina; 6Department of Internal Medicine, UNC Health Care, Chapel Hill, North Carolina; 7Department of Medicine, University of Mississippi Medical Center, Jackson, Mississippi; 8Division of Hospital Medicine, St. Dominic’s Hospital, Jackson, Mississippi.

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The authors have nothing to disclose.

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1Division of General Internal Medicine, Department of Medicine, University of Alabama at Birmingham, Birmingham, Alabama; 2Section of General Internal Medicine, Birmingham VA Medical Center, Birmingham, Alabama; 3Departments of Anesthesiology and Pediatrics, University of North Carolina, Chapel Hill, North Carolina; 4Department of Pediatrics, North Carolina Children’s Hospital, UNC Health Care, Chapel Hill, North Carolina; 5Division of General and Acute Care Surgery, Department of Surgery, University of North Carolina, Chapel Hill, North Carolina; 6Department of Internal Medicine, UNC Health Care, Chapel Hill, North Carolina; 7Department of Medicine, University of Mississippi Medical Center, Jackson, Mississippi; 8Division of Hospital Medicine, St. Dominic’s Hospital, Jackson, Mississippi.

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The authors have nothing to disclose.

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Related Articles

Inspired by the ABIM Foundation’s Choosing Wisel y ® campaign, the “Things We Do for No Reason ” (TWDFNR) series reviews practices that have become common parts of hospital care but may provide little value to our patients. Practices reviewed in the TWDFNR series do not represent clear-cut conclusions or clinical practice standards but are meant as a starting place for research and active discussions among hospitalists and patients. We invite you to be part of that discussion.

CLINICAL SCENARIO

The hospitalist admits an 18-year-old man for newly diagnosed granulomatosis with polyangiitis to receive expedited pulse-dose steroids and plasma exchange. After consulting interventional radiology for catheter placement the following day, the hospitalist places a “strict” nil per os (nothing by mouth, NPO) after midnight order. During rounds the following morning, the patient reports that he wants to eat. At 9 am, interventional radiology informs the nurse that the line placement will take place at 3 pm. Due to emergencies and other unplanned delays, the catheter placement occurs at 5 pm. The patient and family express their displeasure about the prolonged fasting and ask why this happened.

BACKGROUND

Hospitalists commonly order “NPO after midnight” diets in anticipation of procedures requiring sedation or general anesthesia. Typically, NPO refers to no food or drink, but in some instances, NPO includes no oral medications. Up to half of medical patients experience some time of fasting while hospitalized.1 However, NPO practices vary widely across institutions.2,3 A study from 2014 notes that, on average, patients fast preprocedure for approximately 13.5 hours for solids and 9.6 hours for liquids.2 Prolonged fasting times offer little benefit to patients and may lead to frequent patient dissatisfaction and complaints.

WHY YOU MIGHT THINK THAT MAKING PATIENTS NPO AFTER MIDNIGHT IS APPROPRIATE

In 1883, Sir Joseph Lister described 19th century NPO practices distinguishing solids from liquids, allowing patients “tea or beef tea” until 2 to 3 hours prior to surgery.4 However, in 1946, Mendelson published an influential account of 66 pregnant women who aspirated during delivery under general anesthesia.5 Two of the 66 patients, both of whom had eaten a full meal 6 to 8 hours prior to general anesthesia, died. The study not only increased awareness of the risk of aspiration with general anesthesia in pregnancy, but it influenced the care for the nonpregnant population of patients as well. By the 1960s, anesthesia texts recommended “NPO after midnight” for both liquids and solids in all patients, regardless of pregnancy status.4 To minimize the risk to patients, we have continued to pass down the practice of NPO after midnight to subsequent generations.

Additionally, medical centers and hospitals feel pressure to provide efficient, patient-centered, high-value care. Given the complexity of procedural scheduling and the penalties associated with delays, keeping patients NPO ensures their availability for the next open procedural slot. NPO after midnight orders aim to prevent potential delays in treatment that occur when inadvertent ingestion of food and drink leads to cancellation of procedures.

WHY THE INDISCRIMINATE USE OF NPO AFTER MIDNIGHT IS UNNECESSARY

Recent studies have led to a more sophisticated understanding of gastric emptying and the risks of aspiration during sedation and intubation. Gastric emptying studies routinely show that transit of clear liquids out of the stomach is virtually complete within two hours of drinking.6 Age, body mass index, and alcohol have no effect on gastric emptying time, and almost all patients return to preingestion gastric residual volumes within 2 hours of clear liquid consumption.6,7 While morbidly obese patients tend to have higher gastric fluid volumes after 9 hours of fasting, their stomachs empty at rates similar to nonobese individuals.6 Note that, regardless of fasting times, morbid obesity predisposes patients to a higher overall gastric volume and lower pH of gastric contents, which may increase risk of aspiration.8 A Cochrane review found no statistical difference in gastric volumes or stomach pH in patients on a standard fast vs shortened (<180 minutes) liquid fast.9 The review included nine studies that found patients who consumed a clear liquid beverage had reduced gastric volumes, compared with patients in a fasting state (P < .001).9

In a pediatric retrospective study of pulmonary aspiration events, the researchers demonstrated that clinically significant aspiration (presence of bilious secretions in the tracheobronchial airways) occurred at a rate of 0.04% with emergency surgery.10 Bowel obstruction or ileus accounted for approximately 54% of those cases. Importantly, the reported aspiration rate approximates the rate of pregnant patients from the 1946 Mendelson study of 0.14% (66 out of 44,016), which originally prompted the use of the prolonged NPO status. Based on the Cochrane review of perioperative fasting recommendations for those older than 18 years, consuming fluids more than 90 minutes preoperatively confers a negligible (0 adverse events reported in 9 studies) risk for aspiration or regurgitation events.9

In 1998, as a result of these and other similar studies, the American Society of Anesthesiologists (ASA) along with global anesthesia partners adopted guidelines that allowed clear liquids up until 2 hours prior to anesthesia or sedation in low-aspiration-risk patients undergoing elective cases.11 The guidelines allowed for other beverages and food based on their standard transit times (Table). The ASA guidelines do not define low-aspiration-risk patients. Anesthesiologists generally exclude from the low-risk category patients who may have delayed gastric emptying from medical or iatrogenic causes. The updated 2017 ASA guidelines remain unchanged regarding fasting guidelines.12 Studies suggest that approximately 10% to 20% of NPO after midnight orders are avoidable.1,3 For those instances, procedures are often deemed not necessary or do not require NPO status.1

ASA Guidelines for Preoperative Fasting

In a study evaluating the reasons that necessary procedures are canceled, only 0.5% of inpatient procedures are cancelled due to the inappropriate ingestion of food or drink.3 In addition, NPO status creates risk. Patients with prolonged NPO status report greater hunger, thirst, tiredness, and weakness prior to surgery when compared with patients receiving a carbohydrate-rich drink 2 hours prior to procedures.9,13,14 In fact, multiple studies have suggested that preoperative carbohydrate-rich drinks 2 hours before surgery can be associated with decreased insulin resistance in the perioperative period, decreased length of stay, and improvement in perioperative metabolic, cardiac, and psychosomatic status.9,13-15 These types of studies have informed the enhanced recovery after surgery program, which recommends a carbohydrate beverage 2 to 3 hours prior to surgery.

WHEN TO ORDER LONGER PREPROCEDURAL NPO TIMES

Prescribe the minimum recommended fasting times only for low-aspiration-risk patients undergoing elective procedures. Risk for regurgitation or aspiration increases for patients with conditions resulting in decreased gastric emptying, gastric or bowel obstruction, or lower esophageal sphincter incompetence. Those patients may require longer NPO time periods.8 Higher-risk diagnoses and clinical conditions include gastroparesis, trauma, and pregnancy.5,8,16 Specific risk factors for aspiration in children may include trauma, bowel obstruction, depressed consciousness, shock, or ileus.10 For surgical emergencies, balance the risk of surgical delay vs perceived aspiration risk.

WHAT WE SHOULD DO INSTEAD OF ROUTINELY ORDERING NPO AFTER MIDNIGHT

Use evidence-based guidelines to assess periprocedural aspiration risk. The ASA guidelines suggest that healthy, nonpregnant patients should fast for 8 hours after heavy meals, 6 hours after a light, nonfatty meal, and 2 hours after clear liquids (eg, water, fruit juices without pulp, carbonated beverages, black coffee).12 Focus on the type of food or drink rather than the volume ingested.12 Additionally, patients should ingest, with small amounts of clear fluids, appropriate home medications for acute and chronic conditions regardless of NPO status.

While procedure delays or cancellations for any reason upset patients and families and can disrupt the flow of the operating room and procedural suite, we can achieve the delicate balance between efficiency and patient safety and comfort. Since complex inpatient procedural scheduling may not allow for liberalization of solids requiring 6 to 8 hours of fasting time, focus on liberalizing liquids 2 hours prior to anesthesia. This allows staff to minimize the time low-risk patients fast while still maintaining flexibility for operating room case scheduling. We must promote communication between operating room and floor staff to anticipate timing of procedures each day. Healthcare facilities should aim to achieve time-based preprocedural NPO status as opposed to an arbitrary starting time like midnight.4

RECOMMENDATIONS

  • Risk stratify patients for anesthesia-related aspiration with the aim of identifying those at low aspiration risk.
  • For low-risk patients, adhere to recommended fasting times: 2 hours for a clear carbohydrate beverage, 4 hours for breast milk, 6 hours for a light meal or formula, and 8 hours for a fatty meal.
  • For patients not deemed low risk, determine the appropriate length of preprocedural fasting by consulting with the anesthesia and surgical teams.

CONCLUSION

NPO after midnight represents a low-value and arbitrary practice that leaves patients fasting longer than necessary.2,3,12 In addition to the 2017 ASA guidelines, newer studies and protocols are improving patient satisfaction, minimizing patient dehydration and electrolyte disturbances, and incorporating enhanced recovery after surgery factors into a better patient experience. Returning to the clinical scenario, the hospitalist team can increase patient satisfaction by focusing on liberalizing clear fluids with a carbohydrate beverage up to 2 hours prior to elective surgery while still allowing for schedule flexibility. For this patient, a 3 pm procedure time would have allowed him to have a light breakfast and carbohydrate beverages until 2 hours prior to anesthesia. Dispose of the antiquated practice of NPO after midnight by maximizing clear fluid intake in accordance with current guidelines prior to sedation and general anesthesia. This change in practice will help to achieve normophysiology and increase patient satisfaction.

Do you think this is a low-value practice? Is this truly a “Thing We Do for No Reason™”? Share what you do in your practice and join in the conversation online by retweeting it on Twitter (#TWDFNR) and liking it on Facebook. We invite you to propose ideas for other “Things We Do for No Reason™” topics by emailing [email protected].

Disclaimer: The opinions expressed in this article are those of the authors alone and do not reflect the views of the Department of Veterans Affairs. The Veterans Affairs Quality Scholars Program is supported by the Veterans Affairs Office of Academic Affiliations, Washington, DC.

Inspired by the ABIM Foundation’s Choosing Wisel y ® campaign, the “Things We Do for No Reason ” (TWDFNR) series reviews practices that have become common parts of hospital care but may provide little value to our patients. Practices reviewed in the TWDFNR series do not represent clear-cut conclusions or clinical practice standards but are meant as a starting place for research and active discussions among hospitalists and patients. We invite you to be part of that discussion.

CLINICAL SCENARIO

The hospitalist admits an 18-year-old man for newly diagnosed granulomatosis with polyangiitis to receive expedited pulse-dose steroids and plasma exchange. After consulting interventional radiology for catheter placement the following day, the hospitalist places a “strict” nil per os (nothing by mouth, NPO) after midnight order. During rounds the following morning, the patient reports that he wants to eat. At 9 am, interventional radiology informs the nurse that the line placement will take place at 3 pm. Due to emergencies and other unplanned delays, the catheter placement occurs at 5 pm. The patient and family express their displeasure about the prolonged fasting and ask why this happened.

BACKGROUND

Hospitalists commonly order “NPO after midnight” diets in anticipation of procedures requiring sedation or general anesthesia. Typically, NPO refers to no food or drink, but in some instances, NPO includes no oral medications. Up to half of medical patients experience some time of fasting while hospitalized.1 However, NPO practices vary widely across institutions.2,3 A study from 2014 notes that, on average, patients fast preprocedure for approximately 13.5 hours for solids and 9.6 hours for liquids.2 Prolonged fasting times offer little benefit to patients and may lead to frequent patient dissatisfaction and complaints.

WHY YOU MIGHT THINK THAT MAKING PATIENTS NPO AFTER MIDNIGHT IS APPROPRIATE

In 1883, Sir Joseph Lister described 19th century NPO practices distinguishing solids from liquids, allowing patients “tea or beef tea” until 2 to 3 hours prior to surgery.4 However, in 1946, Mendelson published an influential account of 66 pregnant women who aspirated during delivery under general anesthesia.5 Two of the 66 patients, both of whom had eaten a full meal 6 to 8 hours prior to general anesthesia, died. The study not only increased awareness of the risk of aspiration with general anesthesia in pregnancy, but it influenced the care for the nonpregnant population of patients as well. By the 1960s, anesthesia texts recommended “NPO after midnight” for both liquids and solids in all patients, regardless of pregnancy status.4 To minimize the risk to patients, we have continued to pass down the practice of NPO after midnight to subsequent generations.

Additionally, medical centers and hospitals feel pressure to provide efficient, patient-centered, high-value care. Given the complexity of procedural scheduling and the penalties associated with delays, keeping patients NPO ensures their availability for the next open procedural slot. NPO after midnight orders aim to prevent potential delays in treatment that occur when inadvertent ingestion of food and drink leads to cancellation of procedures.

WHY THE INDISCRIMINATE USE OF NPO AFTER MIDNIGHT IS UNNECESSARY

Recent studies have led to a more sophisticated understanding of gastric emptying and the risks of aspiration during sedation and intubation. Gastric emptying studies routinely show that transit of clear liquids out of the stomach is virtually complete within two hours of drinking.6 Age, body mass index, and alcohol have no effect on gastric emptying time, and almost all patients return to preingestion gastric residual volumes within 2 hours of clear liquid consumption.6,7 While morbidly obese patients tend to have higher gastric fluid volumes after 9 hours of fasting, their stomachs empty at rates similar to nonobese individuals.6 Note that, regardless of fasting times, morbid obesity predisposes patients to a higher overall gastric volume and lower pH of gastric contents, which may increase risk of aspiration.8 A Cochrane review found no statistical difference in gastric volumes or stomach pH in patients on a standard fast vs shortened (<180 minutes) liquid fast.9 The review included nine studies that found patients who consumed a clear liquid beverage had reduced gastric volumes, compared with patients in a fasting state (P < .001).9

In a pediatric retrospective study of pulmonary aspiration events, the researchers demonstrated that clinically significant aspiration (presence of bilious secretions in the tracheobronchial airways) occurred at a rate of 0.04% with emergency surgery.10 Bowel obstruction or ileus accounted for approximately 54% of those cases. Importantly, the reported aspiration rate approximates the rate of pregnant patients from the 1946 Mendelson study of 0.14% (66 out of 44,016), which originally prompted the use of the prolonged NPO status. Based on the Cochrane review of perioperative fasting recommendations for those older than 18 years, consuming fluids more than 90 minutes preoperatively confers a negligible (0 adverse events reported in 9 studies) risk for aspiration or regurgitation events.9

In 1998, as a result of these and other similar studies, the American Society of Anesthesiologists (ASA) along with global anesthesia partners adopted guidelines that allowed clear liquids up until 2 hours prior to anesthesia or sedation in low-aspiration-risk patients undergoing elective cases.11 The guidelines allowed for other beverages and food based on their standard transit times (Table). The ASA guidelines do not define low-aspiration-risk patients. Anesthesiologists generally exclude from the low-risk category patients who may have delayed gastric emptying from medical or iatrogenic causes. The updated 2017 ASA guidelines remain unchanged regarding fasting guidelines.12 Studies suggest that approximately 10% to 20% of NPO after midnight orders are avoidable.1,3 For those instances, procedures are often deemed not necessary or do not require NPO status.1

ASA Guidelines for Preoperative Fasting

In a study evaluating the reasons that necessary procedures are canceled, only 0.5% of inpatient procedures are cancelled due to the inappropriate ingestion of food or drink.3 In addition, NPO status creates risk. Patients with prolonged NPO status report greater hunger, thirst, tiredness, and weakness prior to surgery when compared with patients receiving a carbohydrate-rich drink 2 hours prior to procedures.9,13,14 In fact, multiple studies have suggested that preoperative carbohydrate-rich drinks 2 hours before surgery can be associated with decreased insulin resistance in the perioperative period, decreased length of stay, and improvement in perioperative metabolic, cardiac, and psychosomatic status.9,13-15 These types of studies have informed the enhanced recovery after surgery program, which recommends a carbohydrate beverage 2 to 3 hours prior to surgery.

WHEN TO ORDER LONGER PREPROCEDURAL NPO TIMES

Prescribe the minimum recommended fasting times only for low-aspiration-risk patients undergoing elective procedures. Risk for regurgitation or aspiration increases for patients with conditions resulting in decreased gastric emptying, gastric or bowel obstruction, or lower esophageal sphincter incompetence. Those patients may require longer NPO time periods.8 Higher-risk diagnoses and clinical conditions include gastroparesis, trauma, and pregnancy.5,8,16 Specific risk factors for aspiration in children may include trauma, bowel obstruction, depressed consciousness, shock, or ileus.10 For surgical emergencies, balance the risk of surgical delay vs perceived aspiration risk.

WHAT WE SHOULD DO INSTEAD OF ROUTINELY ORDERING NPO AFTER MIDNIGHT

Use evidence-based guidelines to assess periprocedural aspiration risk. The ASA guidelines suggest that healthy, nonpregnant patients should fast for 8 hours after heavy meals, 6 hours after a light, nonfatty meal, and 2 hours after clear liquids (eg, water, fruit juices without pulp, carbonated beverages, black coffee).12 Focus on the type of food or drink rather than the volume ingested.12 Additionally, patients should ingest, with small amounts of clear fluids, appropriate home medications for acute and chronic conditions regardless of NPO status.

While procedure delays or cancellations for any reason upset patients and families and can disrupt the flow of the operating room and procedural suite, we can achieve the delicate balance between efficiency and patient safety and comfort. Since complex inpatient procedural scheduling may not allow for liberalization of solids requiring 6 to 8 hours of fasting time, focus on liberalizing liquids 2 hours prior to anesthesia. This allows staff to minimize the time low-risk patients fast while still maintaining flexibility for operating room case scheduling. We must promote communication between operating room and floor staff to anticipate timing of procedures each day. Healthcare facilities should aim to achieve time-based preprocedural NPO status as opposed to an arbitrary starting time like midnight.4

RECOMMENDATIONS

  • Risk stratify patients for anesthesia-related aspiration with the aim of identifying those at low aspiration risk.
  • For low-risk patients, adhere to recommended fasting times: 2 hours for a clear carbohydrate beverage, 4 hours for breast milk, 6 hours for a light meal or formula, and 8 hours for a fatty meal.
  • For patients not deemed low risk, determine the appropriate length of preprocedural fasting by consulting with the anesthesia and surgical teams.

CONCLUSION

NPO after midnight represents a low-value and arbitrary practice that leaves patients fasting longer than necessary.2,3,12 In addition to the 2017 ASA guidelines, newer studies and protocols are improving patient satisfaction, minimizing patient dehydration and electrolyte disturbances, and incorporating enhanced recovery after surgery factors into a better patient experience. Returning to the clinical scenario, the hospitalist team can increase patient satisfaction by focusing on liberalizing clear fluids with a carbohydrate beverage up to 2 hours prior to elective surgery while still allowing for schedule flexibility. For this patient, a 3 pm procedure time would have allowed him to have a light breakfast and carbohydrate beverages until 2 hours prior to anesthesia. Dispose of the antiquated practice of NPO after midnight by maximizing clear fluid intake in accordance with current guidelines prior to sedation and general anesthesia. This change in practice will help to achieve normophysiology and increase patient satisfaction.

Do you think this is a low-value practice? Is this truly a “Thing We Do for No Reason™”? Share what you do in your practice and join in the conversation online by retweeting it on Twitter (#TWDFNR) and liking it on Facebook. We invite you to propose ideas for other “Things We Do for No Reason™” topics by emailing [email protected].

Disclaimer: The opinions expressed in this article are those of the authors alone and do not reflect the views of the Department of Veterans Affairs. The Veterans Affairs Quality Scholars Program is supported by the Veterans Affairs Office of Academic Affiliations, Washington, DC.

References

1. Sorita A, Thongprayoon C, Ahmed A, et al. Frequency and appropriateness of fasting orders in the hospital. Mayo Clin Proc. 2015;90(9):1225-1232. https://doi.org/10.1016/j.mayocp.2015.07.013
2. Falconer R, Skouras C, Carter T, Greenway L, Paisley AM. Preoperative fasting: current practice and areas for improvement. Updates Surg. 2014;66(1):31-39. https://doi.org/10.1007/s13304-013-0242-z
3. Sorita A, Thongprayoon C, Ratelle JT, et al. Characteristics and outcomes of fasting orders among medical inpatients. J Hosp Med. 2017;12(1):36-39. https://doi.org/10.1002/jhm.2674
4. Maltby JR. Fasting from midnight–the history behind the dogma. Best Pract Res Clin Anaesthesiol. 2006;20(3):363-378. https://doi.org/10.1016/j.bpa.2006.02.001
5. Mendelson CL. The aspiration of stomach contents into the lungs during obstetric anesthesia. Am J Obstet Gynecol. 1946;52:191-205. https://doi.org/10.1016/s0002-9378(16)39829-5
6. Shiraishi T, Kurosaki D, Nakamura M, et al. Gastric fluid volume change after oral rehydration solution intake in morbidly obese and normal controls: a magnetic resonance imaging-based analysis. Anesth Analg. 2017;124(4):1174-1178. https://doi.org/10.1213/ane.0000000000001886
7. Vasavid P, Chaiwatanarat T, Pusuwan P, et al. Normal solid gastric emptying values measured by scintigraphy using Asian-style meal: a multicenter study in healthy volunteers. J Neurogastroenterol Motil. 2014;20(3):371-378. https://doi.org/10.5056/jnm13114
8. Mahajan V, Hashmi J, Singh R, Samra T, Aneja S. Comparative evaluation of gastric pH and volume in morbidly obese and lean patients undergoing elective surgery and effect of aspiration prophylaxis. J Clin Anesth. 2015;27(5):396-400. https://doi.org/10.1016/j.jclinane.2015.03.004
9. Brady MC, Kinn S, Stuart P, Ness V. Preoperative fasting for adults to prevent perioperative complications. Cochrane Database Syst Rev. 2003;(4):CD004423. https://doi.org/10.1002/14651858.cd004423
10. Warner MA, Warner ME, Warner DO, Warner LO, Warner EJ. Perioperative pulmonary aspiration in infants and children. Anesthesiology. 1999;90(1):66-71. https://doi.org/10.1097/00000542-199901000-00011
11. Practice guidelines for preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration: application to healthy patients undergoing elective procedures: a report by the American Society of Anesthesiologist Task Force on Preoperative Fasting. Anesthesiology. 1999;90(3):896-905. https://doi.org/10.1097/00000542-199903000-00034
12. Practice guidelines for preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration: application to healthy patients undergoing elective procedures: an updated report by the American Society of Anesthesiologists task force on preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration. Anesthesiology. 2017;126(3):376-393. https://doi.org/10.1097/aln.0000000000001452
13. Hausel J, Nygren J, Lagerkranser M, et al. A carbohydrate-rich drink reduces preoperative discomfort in elective surgery patients. Anesth Analg. 2001;93(5):1344-1350. https://doi.org/10.1097/00000539-200111000-00063
14. Awad S, Varadhan KK, Ljungqvist O, Lobo DN. A meta-analysis of randomised controlled trials on preoperative oral carbohydrate treatment in elective surgery. Clin Nutr. 2013;32(1):34-44. https://doi.org/10.1016/j.clnu.2012.10.011
15. Kaška M, Grosmanová T, Havel E, et al. The impact and safety of preoperative oral or intravenous carbohydrate administration versus fasting in colorectal surgery–a randomized controlled trial. Wien Klin Wochenschr. 2010;122(1-2):23-30. https://doi.org/10.1007/s00508-009-1291-7
16. Tokumine J, Sugahara K, Fuchigami T, Teruya K, Nitta K, Satou K. Unanticipated full stomach at anesthesia induction in a type I diabetic patient with asymptomatic gastroparesis. J Anesth. 2005;19(3):247-248. https://doi.org/10.1007/s00540-005-0321-5

References

1. Sorita A, Thongprayoon C, Ahmed A, et al. Frequency and appropriateness of fasting orders in the hospital. Mayo Clin Proc. 2015;90(9):1225-1232. https://doi.org/10.1016/j.mayocp.2015.07.013
2. Falconer R, Skouras C, Carter T, Greenway L, Paisley AM. Preoperative fasting: current practice and areas for improvement. Updates Surg. 2014;66(1):31-39. https://doi.org/10.1007/s13304-013-0242-z
3. Sorita A, Thongprayoon C, Ratelle JT, et al. Characteristics and outcomes of fasting orders among medical inpatients. J Hosp Med. 2017;12(1):36-39. https://doi.org/10.1002/jhm.2674
4. Maltby JR. Fasting from midnight–the history behind the dogma. Best Pract Res Clin Anaesthesiol. 2006;20(3):363-378. https://doi.org/10.1016/j.bpa.2006.02.001
5. Mendelson CL. The aspiration of stomach contents into the lungs during obstetric anesthesia. Am J Obstet Gynecol. 1946;52:191-205. https://doi.org/10.1016/s0002-9378(16)39829-5
6. Shiraishi T, Kurosaki D, Nakamura M, et al. Gastric fluid volume change after oral rehydration solution intake in morbidly obese and normal controls: a magnetic resonance imaging-based analysis. Anesth Analg. 2017;124(4):1174-1178. https://doi.org/10.1213/ane.0000000000001886
7. Vasavid P, Chaiwatanarat T, Pusuwan P, et al. Normal solid gastric emptying values measured by scintigraphy using Asian-style meal: a multicenter study in healthy volunteers. J Neurogastroenterol Motil. 2014;20(3):371-378. https://doi.org/10.5056/jnm13114
8. Mahajan V, Hashmi J, Singh R, Samra T, Aneja S. Comparative evaluation of gastric pH and volume in morbidly obese and lean patients undergoing elective surgery and effect of aspiration prophylaxis. J Clin Anesth. 2015;27(5):396-400. https://doi.org/10.1016/j.jclinane.2015.03.004
9. Brady MC, Kinn S, Stuart P, Ness V. Preoperative fasting for adults to prevent perioperative complications. Cochrane Database Syst Rev. 2003;(4):CD004423. https://doi.org/10.1002/14651858.cd004423
10. Warner MA, Warner ME, Warner DO, Warner LO, Warner EJ. Perioperative pulmonary aspiration in infants and children. Anesthesiology. 1999;90(1):66-71. https://doi.org/10.1097/00000542-199901000-00011
11. Practice guidelines for preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration: application to healthy patients undergoing elective procedures: a report by the American Society of Anesthesiologist Task Force on Preoperative Fasting. Anesthesiology. 1999;90(3):896-905. https://doi.org/10.1097/00000542-199903000-00034
12. Practice guidelines for preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration: application to healthy patients undergoing elective procedures: an updated report by the American Society of Anesthesiologists task force on preoperative fasting and the use of pharmacologic agents to reduce the risk of pulmonary aspiration. Anesthesiology. 2017;126(3):376-393. https://doi.org/10.1097/aln.0000000000001452
13. Hausel J, Nygren J, Lagerkranser M, et al. A carbohydrate-rich drink reduces preoperative discomfort in elective surgery patients. Anesth Analg. 2001;93(5):1344-1350. https://doi.org/10.1097/00000539-200111000-00063
14. Awad S, Varadhan KK, Ljungqvist O, Lobo DN. A meta-analysis of randomised controlled trials on preoperative oral carbohydrate treatment in elective surgery. Clin Nutr. 2013;32(1):34-44. https://doi.org/10.1016/j.clnu.2012.10.011
15. Kaška M, Grosmanová T, Havel E, et al. The impact and safety of preoperative oral or intravenous carbohydrate administration versus fasting in colorectal surgery–a randomized controlled trial. Wien Klin Wochenschr. 2010;122(1-2):23-30. https://doi.org/10.1007/s00508-009-1291-7
16. Tokumine J, Sugahara K, Fuchigami T, Teruya K, Nitta K, Satou K. Unanticipated full stomach at anesthesia induction in a type I diabetic patient with asymptomatic gastroparesis. J Anesth. 2005;19(3):247-248. https://doi.org/10.1007/s00540-005-0321-5

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A Painful Coincidence?

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A Painful Coincidence?

This icon represents the patient’s case. Each paragraph that follows represents the discussant’s thoughts.

An 81-year-old woman with a remote history of left proximal femoral fracture (status post–open reduction and internal fixation) acutely developed severe pain in her left lateral thigh while at her home. A few days prior to her left thigh pain, the patient had routine blood work done. Her lab results (prior to the onset of her symptoms) revealed that her hemoglobin decreased from 10 g/dL, noted 9 months earlier, to 6.6 g/dL. Her primary care physician, who was planning to see the patient for her next regularly scheduled follow-up, was made aware of the patient’s decline in hemoglobin prior to the planned visit. The primary care physician called the patient to inform her about her concerning lab findings and coincidentally became aware of the acute, new-onset left thigh pain. The primary care physician requested that the patient be taken by her daughter to the emergency department (ED) for further evaluation.

The acute decrease in hemoglobin carries a broad differential and may or may not be related to the subsequent development of thigh pain. The presentation of an acute onset of pain in the thigh within the context of this patient’s age and gender suggests a femur fracture; this can be osteoporosis-related or a pathologic fracture associated with malignancy. Several malignancies are plausible, including multiple myeloma (given the anemia) or breast cancer. The proximal part of long bones is the most common site of pathologic fractures, and the femur accounts for half of these cases. Plain radiographs would be appropriate initial imaging and may be followed by either a computed tomography (CT) scan or magnetic resonance imaging (MRI).

In the ED, she denied any recent trauma, hemoptysis, recent dark or bloody stools, vaginal bleeding, abdominal pain, or history of gastric ulcers. She had not experienced any similar episodes of thigh pain in the past. She had a history of atrial fibrillation, hypertension, diabetes mellitus type 2 with diabetic retinopathy and peripheral neuropathy, osteoporosis, nonalcoholic fatty liver disease (NAFLD), and internal hemorrhoids. Her medications included apixaban, metoprolol succinate, metformin, losartan, sitagliptin, calcium, vitamin D, alendronate, and fish oil. She had mild tenderness to palpation of her thigh, but her exam was otherwise normal. Radiography of the left hip and pelvis showed no acute fracture (Figure 1). An upper and lower endoscopy 3 years prior to her presentation revealed internal hemorrhoids.

Radiograph of the pelvis showing internal fixation of the left hip with an intramedullary nail and compression screw, no evidence of acute fracture, moderate degenerative changes involving the joint, and no soft tissue injury

The patient is taking apixaban, a direct factor Xa inhibitor. The absence of other obvious sources of bleeding suggests that the cause of anemia and pain is most likely bleeding into the anterior thigh compartment, exacerbated by the underlying anticoagulation. Since there was no trauma preceding this episode, the differential diagnosis must be expanded to include other, less common sources of bleeding, including a vascular anomaly such as a pseudoaneurysm or arteriovenous malformation. While the radiographs were normal, a CT scan or MRI may allow for identification of a fracture, other bone lesion, and/or hematoma.

A complete blood count revealed a hemoglobin of 6.6 g/dL (normal, 11.5-14.1 g/dL) with a mean corpuscular volume of 62 fL (normal, 79-96 fL). A CT scan of the abdomen and pelvis with intravenous contrast (Figure 2) was obtained to evaluate for intra-abdominal hemorrhage and retroperitoneal hematoma; it showed mild abdominal and pelvic ascites, a small right pleural effusion with compressive atelectasis, and generalized anasarca, but no evidence of bleeding. She was administered 2 units of packed red blood cells. Apixaban was held and 40 mg intravenous pantoprazole twice daily was started. Her iron level was 12 µg/dL (normal, 50-170 µg/dL); total iron-binding capacity (TIBC) was 431 µg/dL (normal, 179-378 µg/dL); and ferritin level was 19 ng/mL (normal, 10-204 ng/mL). Her basic metabolic panel, liver enzymes, international normalized ratio, partial thromboplastin time, and folate were normal. Serum vitamin B12 level was 277 pg/mL (normal, 213-816 pg/mL), and the reticulocyte count was 1.7%.

Computed tomography scan images of the abdomen and pelvis with intravenous contrast showing no extravascular extravasation of contrast from major intra-abdominal vasculature


The studies reveal microcytic anemia associated with iron deficiency, as demonstrated by an elevated TIBC and very low ferritin. She also has a low-normal vitamin B12 level, which can contribute to poor red blood cell production; assessing methylmalonic acid levels would help to confirm whether true vitamin B12 deficiency is present. Anasarca can be secondary to severe hypoalbuminemia due to either protein-losing processes (eg, nephrotic syndrome, protein-losing enteropathy) or cirrhosis with poor synthetic function (given her history of NAFLD); it can also be secondary to severe heart failure or end-stage renal disease. The CT scan with contrast ruled out inferior vena cava thrombosis as a cause of ascites and did not reveal an obvious intra-abdominal malignancy as the cause of her anemia. Intestinal edema associated with anasarca can contribute to malabsorption (eg, iron, vitamin B12). The lack of abnormalities with respect to the liver and kidneys makes anasarca secondary to hepatic and renal dysfunction less likely.

The iron deficiency anemia prompted further evaluation for a gastrointestinal source of bleeding. Esophagogastroduodenoscopy showed a single, clean, 3-cm healing ulcer in the antrum, mild gastritis, and a superficial erosion in the duodenal bulb, all of which were biopsied. Because of inadequate bowel preparation, most of the colon was not optimally visualized and evaluation revealed only internal and external hemorrhoids in the rectum. On hospital day 4, the patient’s hemoglobin decreased from 9.6 g/dL to 7.3 g/dL. She had dark stools and also complained of left hip pain and swelling of the left knee and thigh. Another unit of packed red blood cells was given. A push enteroscopy and repeat colonoscopy showed no bleeding from the antral ulcer or from the internal and external hemorrhoids.

The patient has an antral ulcer, which most likely was a source of chronic blood loss and the underlying iron deficiency. However, the presence of healing and lack of signs of bleeding as demonstrated by negative repeat endoscopic studies suggests that the ulcer has little active contribution to the current anemia episode. A capsule enteroscopy could be performed, but most likely would be low yield. The presence of left thigh and knee swelling associated with worsening thigh pain raises the suspicion of a hemorrhagic process within the anterior thigh compartment, perhaps associated with an occult femoral fracture. A CT scan of the thigh would be valuable to identify a fracture or bone lesion as well as the presence of a hematoma. There are no widely available tests to evaluate apixaban anticoagulant activity; the anticoagulant effect would be expected to dissipate completely 36 to 48 hours after discontinuation in the context of normal renal function.

On hospital day 5, the patient’s left leg pain worsened. A physical exam showed edema of her entire left lower extremity with ecchymoses in several areas, including the left knee and lower thigh. A duplex ultrasound was negative for deep venous thrombosis, and X-ray of her left knee was normal. Her repeat hemoglobin was 8.8 g/dL. A repeat CT scan of the abdomen and pelvis again revealed no retroperitoneal bleeding. Orthopedic surgery was consulted on hospital day 7 and had low suspicion for compartment syndrome. Physical exam at that time showed mild swelling of the left thigh, moderate swelling of the left knee joint and pretibial area, two areas of ecchymosis on the left thigh, and diffuse ecchymosis of the left knee; all compartments were soft, and motor and nervous system functions were normal. A CT scan of the left lower extremity (Figure 3) revealed findings suspicious for hemorrhagic myositis with diffuse left thigh swelling with skin thickening and edema. There was no evidence of abscess, gas collection, foreign body, acute osteomyelitis, fracture, or dislocation. The patient’s hemoglobin remained stable.

Computed tomography scan image of the left thigh with emphasis on the bean-shaped encapsulated collection in the lateral muscle tissue of the left thigh (white arrow) that raised suspicion for hemorrhagic myositis and diffuse cellulitis/edema

Myopathies can be hereditary or acquired. Hereditary myopathies include congenital myopathies, muscular dystrophies, channelopathies, primary metabolic myopathies, and mitochondrial myopathies. Acquired myopathies include infectious myopathies, inflammatory myopathies, endocrine myopathies, secondary metabolic myopathies, and drug-induced and toxic myopathies. The findings of hemorrhagic myositis and skin edema are very intriguing, especially given their localized features. An overt femur fracture was previously ruled out, and an anterior thigh compartment syndrome was considered less likely after orthopedic surgery consultation. There is no description of the patient taking medications that could cause myopathy (such as statins), and there are also no clinical features suggestive of primary inflammatory myopathy, such as dermatomyositis. Increased suspicion of a focal inflammatory process such as localized scleroderma with regional inflammatory myopathy or another focal myopathy must be considered. The next diagnostic steps would include measuring the creatine kinase level, as well as obtaining an MRI of the leg to assess the nature and extent of the myopathy.

Multidisciplinary involvement, including hematology, rheumatology, and surgery, aided in narrowing the differential diagnosis. On hospital day 10, an MRI of the left thigh was performed for suspicion of diabetic myonecrosis (Figure 4). The MRI revealed a 10 cm × 3.6 cm × 22 cm intramuscular hematoma in the belly of the vastus lateralis muscle with associated soft tissue swelling, overlying subcutaneous edema, and skin thickening that was suggestive of hemorrhagic diabetic myonecrosis with some atypical features. A rheumatology consult was requested to evaluate for possible vasculitis in the left lower extremity, and vasculitis was not considered likely. The diagnosis of diabetic myonecrosis with associated intramuscular hemorrhage secondary to apixaban was made after careful reconsideration of the clinical presentation, imaging and laboratory data, and overall picture. Based on the clinical findings, imaging results, and exclusion of alternative causative pathologies of thigh swelling, no biopsy was performed, as it was not considered necessary to make the diagnosis of diabetic myonecrosis. The patient was discharged on hospital day 11 and was doing well. She followed up with her primary care doctor and has regained normal function of her leg.

Magnetic resonance image of the left thigh that shows a large hematoma (thick arrow in image on the left and thin arrow in image on the right) encapsulated in the muscle belly of the vastus lateralis muscle

DISCUSSION

Diabetic myonecrosis, or diabetic muscle infarction, is an uncommon nontraumatic myopathy that occurs in patients with diabetes who develop acute, focal muscle pain without recent trauma. In this case, the muscle infarction was further complicated by hemorrhagic transformation. Diabetic myonecrosis is relatively uncommon and a diagnosis made by combining history, examination, and laboratory findings and excluding other alternative conditions.

A clear schema for approaching the patient with acute, nontraumatic myopathies is important in avoiding diagnostic error. One effective schema is to divide myopathy into infectious and noninfectious categories. Causes of infectious myopathy include bacterial infections (eg, pyomyositis), inflammatory damage to muscles associated with viruses (eg, influenza), as well as rarer causes. Bacterial processes tend to be relatively focal and affect a specific muscle group or anatomic compartment, while viral causes are often more diffuse and occur in the context of a systemic viral syndrome. Bacterial causes range in severity, and life-threatening conditions, such as necrotizing soft tissue infection, must be considered. In this case, bacterial causes were less likely given the patient’s lack of fever, leukocytosis, and systemic signs of infection.1,2 However, these findings are not uniformly sensitive, and clinicians should not exclude potentially life- or limb-threatening infections without thorough evaluation. For example, pyomyositis may present without fever in the subacute stage, without leukocytosis if the patient is immunocompromised, and without overt pus if the infection is not in the suppurative stage.3 Viral causes were made less likely in this patient given the lack of a current or recent systemic viral syndrome.

Once infectious etiologies are deemed unlikely, noninfectious etiologies for nontraumatic myopathies should be considered. Some causes of noninfectious myopathy present with the muscle symptoms as a predominant feature, while others present in the context of another illness such as cancer, metabolic disorders, or other systemic disorders. Many noninfectious causes of myopathy associated with systemic illnesses have diffuse or relatively diffuse symptoms, with pain and/or weakness in multiple muscle groups, often in a bilateral distribution. Such examples include dermatomyositis and polymyositis as well as myositis associated with other rheumatologic conditions. Nontraumatic rhabdomyolysis is diffuse and can occur in association with medications and/or genetic conditions.

Angervall and Stener4 first described diabetic myonecrosis in 1965 as tumoriform focal muscular degeneration due to diabetic microangiopathy. The most commonly affected muscle groups in diabetic myonecrosis are the anterior thigh, calf, and posterior thigh, followed by muscles in the upper extremities.5 Patients with diabetic myonecrosis have an overall mean age at presentation of 44.6 years; affected patients with type 1 diabetes mellitus present at a mean age nearly 20 years younger than those with type 2 diabetes mellitus (35.9 years vs 52.2 years, respectively).6 Patients tend to have a long (often >15 years) history of diabetes with microvascular complications such as retinopathy (reported in 71%), nephropathy (reported in 57%), and/or neuropathy (reported in 55%).7

The mainstay of the diagnosis of diabetic myonecrosis is a thorough history and physical examination and imaging. Routine laboratory evaluation is relatively unhelpful in diagnosing diabetic myonecrosis, but appropriate imaging can provide valuable supportive information. A CT scan and MRI are both helpful in excluding other etiologies as well as identifying features consistent with diabetic myonecrosis. A CT scan can help exclude a localized abscess, tumor, or bone destruction and, in affected patients, may show increased subcutaneous attenuation and increased muscle size with decreased attenuation secondary to edema.2 However, a CT scan may not give optimal assessment of muscle tissue, and therefore MRI may need to be considered. MRI T2 images have a sensitivity nearing 90% for detecting myonecrosis.1 The diagnostic value of MRI often obviates the need for muscle biopsy.

Spontaneous infarction with hemorrhagic features seen on imaging can be explained by a combination of damage from atherosclerotic or microvascular disease, an activated coagulation cascade, and an impaired fibrinolytic pathway.8 Hemorrhagic conversion in diabetic myonecrosis appears to be uncommon.9 In our case, we suspect that it developed because of the combination of bleeding risk from apixaban and the underlying mechanisms of diabetic myonecrosis.

The treatment of diabetic myonecrosis is mainly supportive, with an emphasis on rest, nonsteroidal anti-inflammatory agents, antiplatelet agents, and strict glycemic control.10 There is conflicting information about the value of limb immobilization versus active physical therapy as appropriate treatment modalities.11 Patients who present with clinical concern for sepsis or compartment syndrome require consultation for consideration of acute surgical intervention.10 The short-term prognosis is promising with supportive therapy, but the condition may recur.12 The recurrence rate may be as high as 40%, with a 2-year mortality of 10%.13 Ultimately, patients need to be followed closely in the outpatient setting to reduce the risk of recurrence.

In this patient, the simultaneous occurrence of focal pain and acute blood loss anemia led to a diagnosis of diabetic myonecrosis that was complicated by hemorrhagic conversion, a truly painful coincidence. The patient underwent a thorough evaluation for acute blood loss before the diagnosis was ultimately made. Clinicians should consider diabetic myonecrosis in patients with diabetes who present with acute muscle pain but no evidence of infection.

Key Teaching Points

  • Diabetic myonecrosis is an underrecognized entity and should be included in the differential diagnosis for patients with diabetes who present with acute muscle pain and no history of trauma.
  • Imaging with CT and/or MRI of the affected region is the mainstay of diagnosis; treatment is predicated on severity and risk factors and can range from conservative therapy to operative intervention.
  • Although the prognosis is good in these patients, careful outpatient follow-up is necessary to oversee their recovery to help reduce the risk of recurrence.

Acknowledgment

The authors thank Dr Vijay Singh for his radiology input on image selection for this manuscript.

References

1. Ivanov M, Asif B, Jaffe R. Don’t move a muscle: a case of diabetic myonecrosis. Am J Med. 2018;131(11):e445-e448. https://doi.org/10.1016/j.amjmed.2018.07.002
2. Morcuende JA, Dobbs MB, Crawford H, Buckwalter JA. Diabetic muscle infarction. Iowa Orthop J. 2000;20:65-74.
3. Crum-Cianflone NF. Bacterial, fungal, parasitic, and viral myositis. Clin Microbiol Rev. 2008;21(3):473-494. https://doi.org/10.1128/CMR.00001-08
4. Angervall L, Stener B. Tumoriform focal muscular degeneration in two diabetic patients. Diabetologia. 1965;1(1):39-42. https://doi.org/10.1007/BF01338714
5. Lawrence L, Tovar-Camargo O, Lansang MC, Makin V. Diabetic myonecrosis: a diagnostic and treatment challenge in longstanding diabetes. Case Rep Endocrinol. 2018;2018:1723695. https://doi.org/10.1155/2018/1723695
6. Horton WB, Taylor JS, Ragland TJ, Subauste AR. Diabetic muscle infarction: a systematic review. BMJ Open Diabetes Res Care. 2015;3(1):e000082. https://doi.org/10.1136/bmjdrc-2015-000082
7. Bhasin R, Ghobrial I. Diabetic myonecrosis: a diagnostic challenge in patients with long-standing diabetes. J Community Hosp Intern Med Perspect. 2013;3(1). https://doi.org/10.3402/jchimp.v3i1.20494
8. Bjornskov EK, Carry MR, Katz FH, Lefkowitz J, Ringel SP. Diabetic muscle infarction: a new perspective on pathogenesis and management. Neuromuscul Disord. 1995;5(1):39-45.
9. Cunningham J, Sharma R, Kirzner A, et al. Acute myonecrosis on MRI: etiologies in an oncological cohort and assessment of interobserver variability. Skeletal Radiol. 2016;45(8):1069-1078. https://doi.org/10.1007/s00256-016-2389-4
10. Khanna HK, Stevens AC. Diabetic myonecrosis: a rare complication of diabetes mellitus mimicking deep vein thrombosis. Am J Case Rep. 2017;18:38-41. https://doi.org/10.12659/ajcr.900903
11. Bunch TJ, Birskovich LM, Eiken PW. Diabetic myonecrosis in a previously healthy woman and review of a 25-year Mayo Clinic experience. Endocr Pract. 2002;8(5):343-346. https://doi.org/10.4158/EP.8.5.343
12. Mukherjee S, Aggarwal A, Rastogi A, et al. Spontaneous diabetic myonecrosis: report of four cases from a tertiary care institute. Endocrinol Diabetes Metab Case Rep. 2015;2015:150003. https://doi.org/10.1530/EDM-15-0003
13. Kapur S, McKendry RJ. Treatment and outcomes of diabetic muscle infarction. J Clin Rheumatol. 2005;11(1):8-12. https://doi.org/10.1097/01.rhu.0000152142.33358.f1

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This icon represents the patient’s case. Each paragraph that follows represents the discussant’s thoughts.

An 81-year-old woman with a remote history of left proximal femoral fracture (status post–open reduction and internal fixation) acutely developed severe pain in her left lateral thigh while at her home. A few days prior to her left thigh pain, the patient had routine blood work done. Her lab results (prior to the onset of her symptoms) revealed that her hemoglobin decreased from 10 g/dL, noted 9 months earlier, to 6.6 g/dL. Her primary care physician, who was planning to see the patient for her next regularly scheduled follow-up, was made aware of the patient’s decline in hemoglobin prior to the planned visit. The primary care physician called the patient to inform her about her concerning lab findings and coincidentally became aware of the acute, new-onset left thigh pain. The primary care physician requested that the patient be taken by her daughter to the emergency department (ED) for further evaluation.

The acute decrease in hemoglobin carries a broad differential and may or may not be related to the subsequent development of thigh pain. The presentation of an acute onset of pain in the thigh within the context of this patient’s age and gender suggests a femur fracture; this can be osteoporosis-related or a pathologic fracture associated with malignancy. Several malignancies are plausible, including multiple myeloma (given the anemia) or breast cancer. The proximal part of long bones is the most common site of pathologic fractures, and the femur accounts for half of these cases. Plain radiographs would be appropriate initial imaging and may be followed by either a computed tomography (CT) scan or magnetic resonance imaging (MRI).

In the ED, she denied any recent trauma, hemoptysis, recent dark or bloody stools, vaginal bleeding, abdominal pain, or history of gastric ulcers. She had not experienced any similar episodes of thigh pain in the past. She had a history of atrial fibrillation, hypertension, diabetes mellitus type 2 with diabetic retinopathy and peripheral neuropathy, osteoporosis, nonalcoholic fatty liver disease (NAFLD), and internal hemorrhoids. Her medications included apixaban, metoprolol succinate, metformin, losartan, sitagliptin, calcium, vitamin D, alendronate, and fish oil. She had mild tenderness to palpation of her thigh, but her exam was otherwise normal. Radiography of the left hip and pelvis showed no acute fracture (Figure 1). An upper and lower endoscopy 3 years prior to her presentation revealed internal hemorrhoids.

Radiograph of the pelvis showing internal fixation of the left hip with an intramedullary nail and compression screw, no evidence of acute fracture, moderate degenerative changes involving the joint, and no soft tissue injury

The patient is taking apixaban, a direct factor Xa inhibitor. The absence of other obvious sources of bleeding suggests that the cause of anemia and pain is most likely bleeding into the anterior thigh compartment, exacerbated by the underlying anticoagulation. Since there was no trauma preceding this episode, the differential diagnosis must be expanded to include other, less common sources of bleeding, including a vascular anomaly such as a pseudoaneurysm or arteriovenous malformation. While the radiographs were normal, a CT scan or MRI may allow for identification of a fracture, other bone lesion, and/or hematoma.

A complete blood count revealed a hemoglobin of 6.6 g/dL (normal, 11.5-14.1 g/dL) with a mean corpuscular volume of 62 fL (normal, 79-96 fL). A CT scan of the abdomen and pelvis with intravenous contrast (Figure 2) was obtained to evaluate for intra-abdominal hemorrhage and retroperitoneal hematoma; it showed mild abdominal and pelvic ascites, a small right pleural effusion with compressive atelectasis, and generalized anasarca, but no evidence of bleeding. She was administered 2 units of packed red blood cells. Apixaban was held and 40 mg intravenous pantoprazole twice daily was started. Her iron level was 12 µg/dL (normal, 50-170 µg/dL); total iron-binding capacity (TIBC) was 431 µg/dL (normal, 179-378 µg/dL); and ferritin level was 19 ng/mL (normal, 10-204 ng/mL). Her basic metabolic panel, liver enzymes, international normalized ratio, partial thromboplastin time, and folate were normal. Serum vitamin B12 level was 277 pg/mL (normal, 213-816 pg/mL), and the reticulocyte count was 1.7%.

Computed tomography scan images of the abdomen and pelvis with intravenous contrast showing no extravascular extravasation of contrast from major intra-abdominal vasculature


The studies reveal microcytic anemia associated with iron deficiency, as demonstrated by an elevated TIBC and very low ferritin. She also has a low-normal vitamin B12 level, which can contribute to poor red blood cell production; assessing methylmalonic acid levels would help to confirm whether true vitamin B12 deficiency is present. Anasarca can be secondary to severe hypoalbuminemia due to either protein-losing processes (eg, nephrotic syndrome, protein-losing enteropathy) or cirrhosis with poor synthetic function (given her history of NAFLD); it can also be secondary to severe heart failure or end-stage renal disease. The CT scan with contrast ruled out inferior vena cava thrombosis as a cause of ascites and did not reveal an obvious intra-abdominal malignancy as the cause of her anemia. Intestinal edema associated with anasarca can contribute to malabsorption (eg, iron, vitamin B12). The lack of abnormalities with respect to the liver and kidneys makes anasarca secondary to hepatic and renal dysfunction less likely.

The iron deficiency anemia prompted further evaluation for a gastrointestinal source of bleeding. Esophagogastroduodenoscopy showed a single, clean, 3-cm healing ulcer in the antrum, mild gastritis, and a superficial erosion in the duodenal bulb, all of which were biopsied. Because of inadequate bowel preparation, most of the colon was not optimally visualized and evaluation revealed only internal and external hemorrhoids in the rectum. On hospital day 4, the patient’s hemoglobin decreased from 9.6 g/dL to 7.3 g/dL. She had dark stools and also complained of left hip pain and swelling of the left knee and thigh. Another unit of packed red blood cells was given. A push enteroscopy and repeat colonoscopy showed no bleeding from the antral ulcer or from the internal and external hemorrhoids.

The patient has an antral ulcer, which most likely was a source of chronic blood loss and the underlying iron deficiency. However, the presence of healing and lack of signs of bleeding as demonstrated by negative repeat endoscopic studies suggests that the ulcer has little active contribution to the current anemia episode. A capsule enteroscopy could be performed, but most likely would be low yield. The presence of left thigh and knee swelling associated with worsening thigh pain raises the suspicion of a hemorrhagic process within the anterior thigh compartment, perhaps associated with an occult femoral fracture. A CT scan of the thigh would be valuable to identify a fracture or bone lesion as well as the presence of a hematoma. There are no widely available tests to evaluate apixaban anticoagulant activity; the anticoagulant effect would be expected to dissipate completely 36 to 48 hours after discontinuation in the context of normal renal function.

On hospital day 5, the patient’s left leg pain worsened. A physical exam showed edema of her entire left lower extremity with ecchymoses in several areas, including the left knee and lower thigh. A duplex ultrasound was negative for deep venous thrombosis, and X-ray of her left knee was normal. Her repeat hemoglobin was 8.8 g/dL. A repeat CT scan of the abdomen and pelvis again revealed no retroperitoneal bleeding. Orthopedic surgery was consulted on hospital day 7 and had low suspicion for compartment syndrome. Physical exam at that time showed mild swelling of the left thigh, moderate swelling of the left knee joint and pretibial area, two areas of ecchymosis on the left thigh, and diffuse ecchymosis of the left knee; all compartments were soft, and motor and nervous system functions were normal. A CT scan of the left lower extremity (Figure 3) revealed findings suspicious for hemorrhagic myositis with diffuse left thigh swelling with skin thickening and edema. There was no evidence of abscess, gas collection, foreign body, acute osteomyelitis, fracture, or dislocation. The patient’s hemoglobin remained stable.

Computed tomography scan image of the left thigh with emphasis on the bean-shaped encapsulated collection in the lateral muscle tissue of the left thigh (white arrow) that raised suspicion for hemorrhagic myositis and diffuse cellulitis/edema

Myopathies can be hereditary or acquired. Hereditary myopathies include congenital myopathies, muscular dystrophies, channelopathies, primary metabolic myopathies, and mitochondrial myopathies. Acquired myopathies include infectious myopathies, inflammatory myopathies, endocrine myopathies, secondary metabolic myopathies, and drug-induced and toxic myopathies. The findings of hemorrhagic myositis and skin edema are very intriguing, especially given their localized features. An overt femur fracture was previously ruled out, and an anterior thigh compartment syndrome was considered less likely after orthopedic surgery consultation. There is no description of the patient taking medications that could cause myopathy (such as statins), and there are also no clinical features suggestive of primary inflammatory myopathy, such as dermatomyositis. Increased suspicion of a focal inflammatory process such as localized scleroderma with regional inflammatory myopathy or another focal myopathy must be considered. The next diagnostic steps would include measuring the creatine kinase level, as well as obtaining an MRI of the leg to assess the nature and extent of the myopathy.

Multidisciplinary involvement, including hematology, rheumatology, and surgery, aided in narrowing the differential diagnosis. On hospital day 10, an MRI of the left thigh was performed for suspicion of diabetic myonecrosis (Figure 4). The MRI revealed a 10 cm × 3.6 cm × 22 cm intramuscular hematoma in the belly of the vastus lateralis muscle with associated soft tissue swelling, overlying subcutaneous edema, and skin thickening that was suggestive of hemorrhagic diabetic myonecrosis with some atypical features. A rheumatology consult was requested to evaluate for possible vasculitis in the left lower extremity, and vasculitis was not considered likely. The diagnosis of diabetic myonecrosis with associated intramuscular hemorrhage secondary to apixaban was made after careful reconsideration of the clinical presentation, imaging and laboratory data, and overall picture. Based on the clinical findings, imaging results, and exclusion of alternative causative pathologies of thigh swelling, no biopsy was performed, as it was not considered necessary to make the diagnosis of diabetic myonecrosis. The patient was discharged on hospital day 11 and was doing well. She followed up with her primary care doctor and has regained normal function of her leg.

Magnetic resonance image of the left thigh that shows a large hematoma (thick arrow in image on the left and thin arrow in image on the right) encapsulated in the muscle belly of the vastus lateralis muscle

DISCUSSION

Diabetic myonecrosis, or diabetic muscle infarction, is an uncommon nontraumatic myopathy that occurs in patients with diabetes who develop acute, focal muscle pain without recent trauma. In this case, the muscle infarction was further complicated by hemorrhagic transformation. Diabetic myonecrosis is relatively uncommon and a diagnosis made by combining history, examination, and laboratory findings and excluding other alternative conditions.

A clear schema for approaching the patient with acute, nontraumatic myopathies is important in avoiding diagnostic error. One effective schema is to divide myopathy into infectious and noninfectious categories. Causes of infectious myopathy include bacterial infections (eg, pyomyositis), inflammatory damage to muscles associated with viruses (eg, influenza), as well as rarer causes. Bacterial processes tend to be relatively focal and affect a specific muscle group or anatomic compartment, while viral causes are often more diffuse and occur in the context of a systemic viral syndrome. Bacterial causes range in severity, and life-threatening conditions, such as necrotizing soft tissue infection, must be considered. In this case, bacterial causes were less likely given the patient’s lack of fever, leukocytosis, and systemic signs of infection.1,2 However, these findings are not uniformly sensitive, and clinicians should not exclude potentially life- or limb-threatening infections without thorough evaluation. For example, pyomyositis may present without fever in the subacute stage, without leukocytosis if the patient is immunocompromised, and without overt pus if the infection is not in the suppurative stage.3 Viral causes were made less likely in this patient given the lack of a current or recent systemic viral syndrome.

Once infectious etiologies are deemed unlikely, noninfectious etiologies for nontraumatic myopathies should be considered. Some causes of noninfectious myopathy present with the muscle symptoms as a predominant feature, while others present in the context of another illness such as cancer, metabolic disorders, or other systemic disorders. Many noninfectious causes of myopathy associated with systemic illnesses have diffuse or relatively diffuse symptoms, with pain and/or weakness in multiple muscle groups, often in a bilateral distribution. Such examples include dermatomyositis and polymyositis as well as myositis associated with other rheumatologic conditions. Nontraumatic rhabdomyolysis is diffuse and can occur in association with medications and/or genetic conditions.

Angervall and Stener4 first described diabetic myonecrosis in 1965 as tumoriform focal muscular degeneration due to diabetic microangiopathy. The most commonly affected muscle groups in diabetic myonecrosis are the anterior thigh, calf, and posterior thigh, followed by muscles in the upper extremities.5 Patients with diabetic myonecrosis have an overall mean age at presentation of 44.6 years; affected patients with type 1 diabetes mellitus present at a mean age nearly 20 years younger than those with type 2 diabetes mellitus (35.9 years vs 52.2 years, respectively).6 Patients tend to have a long (often >15 years) history of diabetes with microvascular complications such as retinopathy (reported in 71%), nephropathy (reported in 57%), and/or neuropathy (reported in 55%).7

The mainstay of the diagnosis of diabetic myonecrosis is a thorough history and physical examination and imaging. Routine laboratory evaluation is relatively unhelpful in diagnosing diabetic myonecrosis, but appropriate imaging can provide valuable supportive information. A CT scan and MRI are both helpful in excluding other etiologies as well as identifying features consistent with diabetic myonecrosis. A CT scan can help exclude a localized abscess, tumor, or bone destruction and, in affected patients, may show increased subcutaneous attenuation and increased muscle size with decreased attenuation secondary to edema.2 However, a CT scan may not give optimal assessment of muscle tissue, and therefore MRI may need to be considered. MRI T2 images have a sensitivity nearing 90% for detecting myonecrosis.1 The diagnostic value of MRI often obviates the need for muscle biopsy.

Spontaneous infarction with hemorrhagic features seen on imaging can be explained by a combination of damage from atherosclerotic or microvascular disease, an activated coagulation cascade, and an impaired fibrinolytic pathway.8 Hemorrhagic conversion in diabetic myonecrosis appears to be uncommon.9 In our case, we suspect that it developed because of the combination of bleeding risk from apixaban and the underlying mechanisms of diabetic myonecrosis.

The treatment of diabetic myonecrosis is mainly supportive, with an emphasis on rest, nonsteroidal anti-inflammatory agents, antiplatelet agents, and strict glycemic control.10 There is conflicting information about the value of limb immobilization versus active physical therapy as appropriate treatment modalities.11 Patients who present with clinical concern for sepsis or compartment syndrome require consultation for consideration of acute surgical intervention.10 The short-term prognosis is promising with supportive therapy, but the condition may recur.12 The recurrence rate may be as high as 40%, with a 2-year mortality of 10%.13 Ultimately, patients need to be followed closely in the outpatient setting to reduce the risk of recurrence.

In this patient, the simultaneous occurrence of focal pain and acute blood loss anemia led to a diagnosis of diabetic myonecrosis that was complicated by hemorrhagic conversion, a truly painful coincidence. The patient underwent a thorough evaluation for acute blood loss before the diagnosis was ultimately made. Clinicians should consider diabetic myonecrosis in patients with diabetes who present with acute muscle pain but no evidence of infection.

Key Teaching Points

  • Diabetic myonecrosis is an underrecognized entity and should be included in the differential diagnosis for patients with diabetes who present with acute muscle pain and no history of trauma.
  • Imaging with CT and/or MRI of the affected region is the mainstay of diagnosis; treatment is predicated on severity and risk factors and can range from conservative therapy to operative intervention.
  • Although the prognosis is good in these patients, careful outpatient follow-up is necessary to oversee their recovery to help reduce the risk of recurrence.

Acknowledgment

The authors thank Dr Vijay Singh for his radiology input on image selection for this manuscript.

This icon represents the patient’s case. Each paragraph that follows represents the discussant’s thoughts.

An 81-year-old woman with a remote history of left proximal femoral fracture (status post–open reduction and internal fixation) acutely developed severe pain in her left lateral thigh while at her home. A few days prior to her left thigh pain, the patient had routine blood work done. Her lab results (prior to the onset of her symptoms) revealed that her hemoglobin decreased from 10 g/dL, noted 9 months earlier, to 6.6 g/dL. Her primary care physician, who was planning to see the patient for her next regularly scheduled follow-up, was made aware of the patient’s decline in hemoglobin prior to the planned visit. The primary care physician called the patient to inform her about her concerning lab findings and coincidentally became aware of the acute, new-onset left thigh pain. The primary care physician requested that the patient be taken by her daughter to the emergency department (ED) for further evaluation.

The acute decrease in hemoglobin carries a broad differential and may or may not be related to the subsequent development of thigh pain. The presentation of an acute onset of pain in the thigh within the context of this patient’s age and gender suggests a femur fracture; this can be osteoporosis-related or a pathologic fracture associated with malignancy. Several malignancies are plausible, including multiple myeloma (given the anemia) or breast cancer. The proximal part of long bones is the most common site of pathologic fractures, and the femur accounts for half of these cases. Plain radiographs would be appropriate initial imaging and may be followed by either a computed tomography (CT) scan or magnetic resonance imaging (MRI).

In the ED, she denied any recent trauma, hemoptysis, recent dark or bloody stools, vaginal bleeding, abdominal pain, or history of gastric ulcers. She had not experienced any similar episodes of thigh pain in the past. She had a history of atrial fibrillation, hypertension, diabetes mellitus type 2 with diabetic retinopathy and peripheral neuropathy, osteoporosis, nonalcoholic fatty liver disease (NAFLD), and internal hemorrhoids. Her medications included apixaban, metoprolol succinate, metformin, losartan, sitagliptin, calcium, vitamin D, alendronate, and fish oil. She had mild tenderness to palpation of her thigh, but her exam was otherwise normal. Radiography of the left hip and pelvis showed no acute fracture (Figure 1). An upper and lower endoscopy 3 years prior to her presentation revealed internal hemorrhoids.

Radiograph of the pelvis showing internal fixation of the left hip with an intramedullary nail and compression screw, no evidence of acute fracture, moderate degenerative changes involving the joint, and no soft tissue injury

The patient is taking apixaban, a direct factor Xa inhibitor. The absence of other obvious sources of bleeding suggests that the cause of anemia and pain is most likely bleeding into the anterior thigh compartment, exacerbated by the underlying anticoagulation. Since there was no trauma preceding this episode, the differential diagnosis must be expanded to include other, less common sources of bleeding, including a vascular anomaly such as a pseudoaneurysm or arteriovenous malformation. While the radiographs were normal, a CT scan or MRI may allow for identification of a fracture, other bone lesion, and/or hematoma.

A complete blood count revealed a hemoglobin of 6.6 g/dL (normal, 11.5-14.1 g/dL) with a mean corpuscular volume of 62 fL (normal, 79-96 fL). A CT scan of the abdomen and pelvis with intravenous contrast (Figure 2) was obtained to evaluate for intra-abdominal hemorrhage and retroperitoneal hematoma; it showed mild abdominal and pelvic ascites, a small right pleural effusion with compressive atelectasis, and generalized anasarca, but no evidence of bleeding. She was administered 2 units of packed red blood cells. Apixaban was held and 40 mg intravenous pantoprazole twice daily was started. Her iron level was 12 µg/dL (normal, 50-170 µg/dL); total iron-binding capacity (TIBC) was 431 µg/dL (normal, 179-378 µg/dL); and ferritin level was 19 ng/mL (normal, 10-204 ng/mL). Her basic metabolic panel, liver enzymes, international normalized ratio, partial thromboplastin time, and folate were normal. Serum vitamin B12 level was 277 pg/mL (normal, 213-816 pg/mL), and the reticulocyte count was 1.7%.

Computed tomography scan images of the abdomen and pelvis with intravenous contrast showing no extravascular extravasation of contrast from major intra-abdominal vasculature


The studies reveal microcytic anemia associated with iron deficiency, as demonstrated by an elevated TIBC and very low ferritin. She also has a low-normal vitamin B12 level, which can contribute to poor red blood cell production; assessing methylmalonic acid levels would help to confirm whether true vitamin B12 deficiency is present. Anasarca can be secondary to severe hypoalbuminemia due to either protein-losing processes (eg, nephrotic syndrome, protein-losing enteropathy) or cirrhosis with poor synthetic function (given her history of NAFLD); it can also be secondary to severe heart failure or end-stage renal disease. The CT scan with contrast ruled out inferior vena cava thrombosis as a cause of ascites and did not reveal an obvious intra-abdominal malignancy as the cause of her anemia. Intestinal edema associated with anasarca can contribute to malabsorption (eg, iron, vitamin B12). The lack of abnormalities with respect to the liver and kidneys makes anasarca secondary to hepatic and renal dysfunction less likely.

The iron deficiency anemia prompted further evaluation for a gastrointestinal source of bleeding. Esophagogastroduodenoscopy showed a single, clean, 3-cm healing ulcer in the antrum, mild gastritis, and a superficial erosion in the duodenal bulb, all of which were biopsied. Because of inadequate bowel preparation, most of the colon was not optimally visualized and evaluation revealed only internal and external hemorrhoids in the rectum. On hospital day 4, the patient’s hemoglobin decreased from 9.6 g/dL to 7.3 g/dL. She had dark stools and also complained of left hip pain and swelling of the left knee and thigh. Another unit of packed red blood cells was given. A push enteroscopy and repeat colonoscopy showed no bleeding from the antral ulcer or from the internal and external hemorrhoids.

The patient has an antral ulcer, which most likely was a source of chronic blood loss and the underlying iron deficiency. However, the presence of healing and lack of signs of bleeding as demonstrated by negative repeat endoscopic studies suggests that the ulcer has little active contribution to the current anemia episode. A capsule enteroscopy could be performed, but most likely would be low yield. The presence of left thigh and knee swelling associated with worsening thigh pain raises the suspicion of a hemorrhagic process within the anterior thigh compartment, perhaps associated with an occult femoral fracture. A CT scan of the thigh would be valuable to identify a fracture or bone lesion as well as the presence of a hematoma. There are no widely available tests to evaluate apixaban anticoagulant activity; the anticoagulant effect would be expected to dissipate completely 36 to 48 hours after discontinuation in the context of normal renal function.

On hospital day 5, the patient’s left leg pain worsened. A physical exam showed edema of her entire left lower extremity with ecchymoses in several areas, including the left knee and lower thigh. A duplex ultrasound was negative for deep venous thrombosis, and X-ray of her left knee was normal. Her repeat hemoglobin was 8.8 g/dL. A repeat CT scan of the abdomen and pelvis again revealed no retroperitoneal bleeding. Orthopedic surgery was consulted on hospital day 7 and had low suspicion for compartment syndrome. Physical exam at that time showed mild swelling of the left thigh, moderate swelling of the left knee joint and pretibial area, two areas of ecchymosis on the left thigh, and diffuse ecchymosis of the left knee; all compartments were soft, and motor and nervous system functions were normal. A CT scan of the left lower extremity (Figure 3) revealed findings suspicious for hemorrhagic myositis with diffuse left thigh swelling with skin thickening and edema. There was no evidence of abscess, gas collection, foreign body, acute osteomyelitis, fracture, or dislocation. The patient’s hemoglobin remained stable.

Computed tomography scan image of the left thigh with emphasis on the bean-shaped encapsulated collection in the lateral muscle tissue of the left thigh (white arrow) that raised suspicion for hemorrhagic myositis and diffuse cellulitis/edema

Myopathies can be hereditary or acquired. Hereditary myopathies include congenital myopathies, muscular dystrophies, channelopathies, primary metabolic myopathies, and mitochondrial myopathies. Acquired myopathies include infectious myopathies, inflammatory myopathies, endocrine myopathies, secondary metabolic myopathies, and drug-induced and toxic myopathies. The findings of hemorrhagic myositis and skin edema are very intriguing, especially given their localized features. An overt femur fracture was previously ruled out, and an anterior thigh compartment syndrome was considered less likely after orthopedic surgery consultation. There is no description of the patient taking medications that could cause myopathy (such as statins), and there are also no clinical features suggestive of primary inflammatory myopathy, such as dermatomyositis. Increased suspicion of a focal inflammatory process such as localized scleroderma with regional inflammatory myopathy or another focal myopathy must be considered. The next diagnostic steps would include measuring the creatine kinase level, as well as obtaining an MRI of the leg to assess the nature and extent of the myopathy.

Multidisciplinary involvement, including hematology, rheumatology, and surgery, aided in narrowing the differential diagnosis. On hospital day 10, an MRI of the left thigh was performed for suspicion of diabetic myonecrosis (Figure 4). The MRI revealed a 10 cm × 3.6 cm × 22 cm intramuscular hematoma in the belly of the vastus lateralis muscle with associated soft tissue swelling, overlying subcutaneous edema, and skin thickening that was suggestive of hemorrhagic diabetic myonecrosis with some atypical features. A rheumatology consult was requested to evaluate for possible vasculitis in the left lower extremity, and vasculitis was not considered likely. The diagnosis of diabetic myonecrosis with associated intramuscular hemorrhage secondary to apixaban was made after careful reconsideration of the clinical presentation, imaging and laboratory data, and overall picture. Based on the clinical findings, imaging results, and exclusion of alternative causative pathologies of thigh swelling, no biopsy was performed, as it was not considered necessary to make the diagnosis of diabetic myonecrosis. The patient was discharged on hospital day 11 and was doing well. She followed up with her primary care doctor and has regained normal function of her leg.

Magnetic resonance image of the left thigh that shows a large hematoma (thick arrow in image on the left and thin arrow in image on the right) encapsulated in the muscle belly of the vastus lateralis muscle

DISCUSSION

Diabetic myonecrosis, or diabetic muscle infarction, is an uncommon nontraumatic myopathy that occurs in patients with diabetes who develop acute, focal muscle pain without recent trauma. In this case, the muscle infarction was further complicated by hemorrhagic transformation. Diabetic myonecrosis is relatively uncommon and a diagnosis made by combining history, examination, and laboratory findings and excluding other alternative conditions.

A clear schema for approaching the patient with acute, nontraumatic myopathies is important in avoiding diagnostic error. One effective schema is to divide myopathy into infectious and noninfectious categories. Causes of infectious myopathy include bacterial infections (eg, pyomyositis), inflammatory damage to muscles associated with viruses (eg, influenza), as well as rarer causes. Bacterial processes tend to be relatively focal and affect a specific muscle group or anatomic compartment, while viral causes are often more diffuse and occur in the context of a systemic viral syndrome. Bacterial causes range in severity, and life-threatening conditions, such as necrotizing soft tissue infection, must be considered. In this case, bacterial causes were less likely given the patient’s lack of fever, leukocytosis, and systemic signs of infection.1,2 However, these findings are not uniformly sensitive, and clinicians should not exclude potentially life- or limb-threatening infections without thorough evaluation. For example, pyomyositis may present without fever in the subacute stage, without leukocytosis if the patient is immunocompromised, and without overt pus if the infection is not in the suppurative stage.3 Viral causes were made less likely in this patient given the lack of a current or recent systemic viral syndrome.

Once infectious etiologies are deemed unlikely, noninfectious etiologies for nontraumatic myopathies should be considered. Some causes of noninfectious myopathy present with the muscle symptoms as a predominant feature, while others present in the context of another illness such as cancer, metabolic disorders, or other systemic disorders. Many noninfectious causes of myopathy associated with systemic illnesses have diffuse or relatively diffuse symptoms, with pain and/or weakness in multiple muscle groups, often in a bilateral distribution. Such examples include dermatomyositis and polymyositis as well as myositis associated with other rheumatologic conditions. Nontraumatic rhabdomyolysis is diffuse and can occur in association with medications and/or genetic conditions.

Angervall and Stener4 first described diabetic myonecrosis in 1965 as tumoriform focal muscular degeneration due to diabetic microangiopathy. The most commonly affected muscle groups in diabetic myonecrosis are the anterior thigh, calf, and posterior thigh, followed by muscles in the upper extremities.5 Patients with diabetic myonecrosis have an overall mean age at presentation of 44.6 years; affected patients with type 1 diabetes mellitus present at a mean age nearly 20 years younger than those with type 2 diabetes mellitus (35.9 years vs 52.2 years, respectively).6 Patients tend to have a long (often >15 years) history of diabetes with microvascular complications such as retinopathy (reported in 71%), nephropathy (reported in 57%), and/or neuropathy (reported in 55%).7

The mainstay of the diagnosis of diabetic myonecrosis is a thorough history and physical examination and imaging. Routine laboratory evaluation is relatively unhelpful in diagnosing diabetic myonecrosis, but appropriate imaging can provide valuable supportive information. A CT scan and MRI are both helpful in excluding other etiologies as well as identifying features consistent with diabetic myonecrosis. A CT scan can help exclude a localized abscess, tumor, or bone destruction and, in affected patients, may show increased subcutaneous attenuation and increased muscle size with decreased attenuation secondary to edema.2 However, a CT scan may not give optimal assessment of muscle tissue, and therefore MRI may need to be considered. MRI T2 images have a sensitivity nearing 90% for detecting myonecrosis.1 The diagnostic value of MRI often obviates the need for muscle biopsy.

Spontaneous infarction with hemorrhagic features seen on imaging can be explained by a combination of damage from atherosclerotic or microvascular disease, an activated coagulation cascade, and an impaired fibrinolytic pathway.8 Hemorrhagic conversion in diabetic myonecrosis appears to be uncommon.9 In our case, we suspect that it developed because of the combination of bleeding risk from apixaban and the underlying mechanisms of diabetic myonecrosis.

The treatment of diabetic myonecrosis is mainly supportive, with an emphasis on rest, nonsteroidal anti-inflammatory agents, antiplatelet agents, and strict glycemic control.10 There is conflicting information about the value of limb immobilization versus active physical therapy as appropriate treatment modalities.11 Patients who present with clinical concern for sepsis or compartment syndrome require consultation for consideration of acute surgical intervention.10 The short-term prognosis is promising with supportive therapy, but the condition may recur.12 The recurrence rate may be as high as 40%, with a 2-year mortality of 10%.13 Ultimately, patients need to be followed closely in the outpatient setting to reduce the risk of recurrence.

In this patient, the simultaneous occurrence of focal pain and acute blood loss anemia led to a diagnosis of diabetic myonecrosis that was complicated by hemorrhagic conversion, a truly painful coincidence. The patient underwent a thorough evaluation for acute blood loss before the diagnosis was ultimately made. Clinicians should consider diabetic myonecrosis in patients with diabetes who present with acute muscle pain but no evidence of infection.

Key Teaching Points

  • Diabetic myonecrosis is an underrecognized entity and should be included in the differential diagnosis for patients with diabetes who present with acute muscle pain and no history of trauma.
  • Imaging with CT and/or MRI of the affected region is the mainstay of diagnosis; treatment is predicated on severity and risk factors and can range from conservative therapy to operative intervention.
  • Although the prognosis is good in these patients, careful outpatient follow-up is necessary to oversee their recovery to help reduce the risk of recurrence.

Acknowledgment

The authors thank Dr Vijay Singh for his radiology input on image selection for this manuscript.

References

1. Ivanov M, Asif B, Jaffe R. Don’t move a muscle: a case of diabetic myonecrosis. Am J Med. 2018;131(11):e445-e448. https://doi.org/10.1016/j.amjmed.2018.07.002
2. Morcuende JA, Dobbs MB, Crawford H, Buckwalter JA. Diabetic muscle infarction. Iowa Orthop J. 2000;20:65-74.
3. Crum-Cianflone NF. Bacterial, fungal, parasitic, and viral myositis. Clin Microbiol Rev. 2008;21(3):473-494. https://doi.org/10.1128/CMR.00001-08
4. Angervall L, Stener B. Tumoriform focal muscular degeneration in two diabetic patients. Diabetologia. 1965;1(1):39-42. https://doi.org/10.1007/BF01338714
5. Lawrence L, Tovar-Camargo O, Lansang MC, Makin V. Diabetic myonecrosis: a diagnostic and treatment challenge in longstanding diabetes. Case Rep Endocrinol. 2018;2018:1723695. https://doi.org/10.1155/2018/1723695
6. Horton WB, Taylor JS, Ragland TJ, Subauste AR. Diabetic muscle infarction: a systematic review. BMJ Open Diabetes Res Care. 2015;3(1):e000082. https://doi.org/10.1136/bmjdrc-2015-000082
7. Bhasin R, Ghobrial I. Diabetic myonecrosis: a diagnostic challenge in patients with long-standing diabetes. J Community Hosp Intern Med Perspect. 2013;3(1). https://doi.org/10.3402/jchimp.v3i1.20494
8. Bjornskov EK, Carry MR, Katz FH, Lefkowitz J, Ringel SP. Diabetic muscle infarction: a new perspective on pathogenesis and management. Neuromuscul Disord. 1995;5(1):39-45.
9. Cunningham J, Sharma R, Kirzner A, et al. Acute myonecrosis on MRI: etiologies in an oncological cohort and assessment of interobserver variability. Skeletal Radiol. 2016;45(8):1069-1078. https://doi.org/10.1007/s00256-016-2389-4
10. Khanna HK, Stevens AC. Diabetic myonecrosis: a rare complication of diabetes mellitus mimicking deep vein thrombosis. Am J Case Rep. 2017;18:38-41. https://doi.org/10.12659/ajcr.900903
11. Bunch TJ, Birskovich LM, Eiken PW. Diabetic myonecrosis in a previously healthy woman and review of a 25-year Mayo Clinic experience. Endocr Pract. 2002;8(5):343-346. https://doi.org/10.4158/EP.8.5.343
12. Mukherjee S, Aggarwal A, Rastogi A, et al. Spontaneous diabetic myonecrosis: report of four cases from a tertiary care institute. Endocrinol Diabetes Metab Case Rep. 2015;2015:150003. https://doi.org/10.1530/EDM-15-0003
13. Kapur S, McKendry RJ. Treatment and outcomes of diabetic muscle infarction. J Clin Rheumatol. 2005;11(1):8-12. https://doi.org/10.1097/01.rhu.0000152142.33358.f1

References

1. Ivanov M, Asif B, Jaffe R. Don’t move a muscle: a case of diabetic myonecrosis. Am J Med. 2018;131(11):e445-e448. https://doi.org/10.1016/j.amjmed.2018.07.002
2. Morcuende JA, Dobbs MB, Crawford H, Buckwalter JA. Diabetic muscle infarction. Iowa Orthop J. 2000;20:65-74.
3. Crum-Cianflone NF. Bacterial, fungal, parasitic, and viral myositis. Clin Microbiol Rev. 2008;21(3):473-494. https://doi.org/10.1128/CMR.00001-08
4. Angervall L, Stener B. Tumoriform focal muscular degeneration in two diabetic patients. Diabetologia. 1965;1(1):39-42. https://doi.org/10.1007/BF01338714
5. Lawrence L, Tovar-Camargo O, Lansang MC, Makin V. Diabetic myonecrosis: a diagnostic and treatment challenge in longstanding diabetes. Case Rep Endocrinol. 2018;2018:1723695. https://doi.org/10.1155/2018/1723695
6. Horton WB, Taylor JS, Ragland TJ, Subauste AR. Diabetic muscle infarction: a systematic review. BMJ Open Diabetes Res Care. 2015;3(1):e000082. https://doi.org/10.1136/bmjdrc-2015-000082
7. Bhasin R, Ghobrial I. Diabetic myonecrosis: a diagnostic challenge in patients with long-standing diabetes. J Community Hosp Intern Med Perspect. 2013;3(1). https://doi.org/10.3402/jchimp.v3i1.20494
8. Bjornskov EK, Carry MR, Katz FH, Lefkowitz J, Ringel SP. Diabetic muscle infarction: a new perspective on pathogenesis and management. Neuromuscul Disord. 1995;5(1):39-45.
9. Cunningham J, Sharma R, Kirzner A, et al. Acute myonecrosis on MRI: etiologies in an oncological cohort and assessment of interobserver variability. Skeletal Radiol. 2016;45(8):1069-1078. https://doi.org/10.1007/s00256-016-2389-4
10. Khanna HK, Stevens AC. Diabetic myonecrosis: a rare complication of diabetes mellitus mimicking deep vein thrombosis. Am J Case Rep. 2017;18:38-41. https://doi.org/10.12659/ajcr.900903
11. Bunch TJ, Birskovich LM, Eiken PW. Diabetic myonecrosis in a previously healthy woman and review of a 25-year Mayo Clinic experience. Endocr Pract. 2002;8(5):343-346. https://doi.org/10.4158/EP.8.5.343
12. Mukherjee S, Aggarwal A, Rastogi A, et al. Spontaneous diabetic myonecrosis: report of four cases from a tertiary care institute. Endocrinol Diabetes Metab Case Rep. 2015;2015:150003. https://doi.org/10.1530/EDM-15-0003
13. Kapur S, McKendry RJ. Treatment and outcomes of diabetic muscle infarction. J Clin Rheumatol. 2005;11(1):8-12. https://doi.org/10.1097/01.rhu.0000152142.33358.f1

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End the Routine Shackling of Incarcerated Inpatients

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End the Routine Shackling of Incarcerated Inpatients

The police shooting of Jacob Blake, an unarmed Wisconsin man, during an arrest in August 2020, led to more protests in a summer filled with calls against the unequal application of police force. Outrage grew as it was revealed that Blake, paralyzed from his waist down and not yet convicted of a crime, was still handcuffed to his hospital bed while receiving treatment.1 To many this seemed unusually cruel, but to those tasked with caring for incarcerated patients, it is all too familiar. Given the high rates of incarceration in the United States and the increased medical needs of this population, caring for those in custody is unavoidable for many physicians and hospitals. Though safety should be paramount, the universal application of metal handcuffs or leg cuffs by law enforcement officials, a process known as shackling, can lead to a variety of harms and should be abandoned.

BACKGROUND

The United States incarcerates more individuals both in total numbers and per capita than any other country in the world. This is currently believed to be more than two million people on any given day or more than 650 persons per 100,000 population.2 Incarceration occurs in jails, which are locally run facilities holding individuals on short sentences or those not yet convicted who are unable to afford bail before their trials (pretrial), or prisons, which are state and federally run facilities that house those with long sentences. When an incarcerated person experiences a medical emergency requiring hospitalization, they are either treated in the correctional facility or transferred to a local hospital for a higher level of care. Some hospitals are equipped with security measures similar to those of a correctional facility, with secure floors or wings dedicated solely to the care of the incarcerated. Secure units are more commonly seen in hospitals associated with prisons rather than local jails. Other hospitals house incarcerated patients in the same rooms as the public population, and thus movement is restricted by other means.3 Most commonly, this is done with a hard metal shackle resembling a handcuff with one end attached to the leg or wrist and the other end attached to the bed. Some agencies require more restraints, often requiring the use of wrist cuffs and leg cuffs concurrently for the entire duration of a patient’s hospitalization.4 In our experience, agencies apply these restraints universally, regardless of age, illness, mobility, or pretrial status.

Restraint practices are rooted in a concern for practitioner and public safety and bear merit. A patient from a correctional facility is usually guarded by just one officer in lieu of the multiple security measures at a jail or prison facility. Nonsecured hospitals have become sites of multiple escapes by incarcerated inpatients, given the lack of secured doors and the multiple movements during the admission and discharge processes.5 Furthermore, violence against hospital staff is now a focus issue in many hospitals and is no longer accepted as just “part of the job.” In several high-profile incidents, incarcerated inpatients have harmed staff, including one at our own institution, when an incarcerated patient held a makeshift weapon to a student’s throat.6

LEGAL CHALLENGES

The use of shackles during hospital visits has been challenged in US courts and routinely upheld. In one case, an incarcerated patient with renal failure received injuries after his leg edema was so severe that “at one point the shackles themselves were barely visible.”7 Though he was injured, the shackles were determined to have served a penological purpose outside of punishment, such as preventing escape, and the injuries were the result of the patient’s guards not following protocol. British courts have taken a different stance, ruling for an incarcerated patient who challenged the use of cuffs during three outpatient appointments and one inpatient admission.8 While the cuffs in the outpatient setting were deemed acceptable (as they were removed during the medical visit itself), they remained during the duration of the inpatient stay. This was deemed in violation of Title I/Article 3 of the Charter of Fundamental Rights of the European Union, Dignity/The right to integrity of the person. One area in US healthcare where shackling has been roundly condemned is the peripartum shackling of pregnant women. Though courts have had a mixed record to challenges, activism and advocacy have led to the banning of the practice in 23 states, though in most states significant exemptions exist.9 Through the First Step Act of 2018, the federal government banned peripartum shackling for all federal prisoners, but as most incarcerations are under state or local control, a considerable number of incarcerated pregnant women can legally be shackled during their deliveries.

RISKS OF SHACKLING

Legal and safety concerns aside, the shackling of incarcerated patients carries enormous risk. The use of medical restraints in hospitals has decreased over the past few decades, given their proven harms in increasing falls, exacerbating delirium, and increasing the risk of in-hospital death.10 There is no reason to believe that trading a soft medical restraint for a metal leg or wrist cuff would not confer the same risk. Additionally, metal law enforcement cuffs are not designed with patient safety in mind and have been known to cause specific nerve injuries, or handcuff neuropathy. This can occur when placement is too tight or when a patient struggles against them, as could happen with an agitated or delirious patient. The bar for removal, even briefly for an exam, is also much higher than that of a medical restraint, leading to a greater likelihood that certain aspects of the physical exam, such as gait or strength assessment, may not be adequately performed. In one small survey, British physicians reported often performing an exam while the patient was cuffed and with a guard in the room, despite country guidelines against both practices.11

Additionally, marginalized communities are disproportionately incarcerated and have a fraught and tenuous relationship with the healthcare system. Black patients routinely report greater mistrust than White patients in the outcomes of care and the motivations of physicians, in large part due to past and current discrimination and the medical community’s history of experimentation.12 A shackled patient may view a treating physician and hospital as complicit with the practice, rather than seeing the practice as something outside of their control. If a patient’s sole interaction with inpatient medicine involves shackling, it risks damaging whatever fragile physician-patient relationship may exist and could delay or limit care even further.

While the universal application of metal handcuffs or leg cuffs ensures low rates of escape or attacks on workers, it does so at the expense of vulnerable individuals. We have cared for an incarcerated elderly woman arrested for multiple traffic violations, a man with severe autism who slipped through the cracks of mental health diversion protocols and ended up in jail, and an arrested delirious man with severe alcohol withdrawal, all shackled with hard shackles on the wrists, legs, or in the final case, both. Safety and the rights of the vulnerable are not mutually exclusive, and we feel the following measures can protect both.

A WAY FORWARD

First, the universal application of shackles in the hospitalized incarcerated patient should end. If no alternative security measures are available for high-risk patients, correctional facilities must document their necessity as physicians and nurses are required to do for medical restraints. Hospitals should have processes in place for providers who feel unsafe with an unshackled patient or think a patient is unnecessarily shackled, and collegial discussions about shackling with law enforcement should be the norm. If safe to do so, shackles should routinely be removed for physical exams without question. Since law enforcement officials, rather than the hospitals, make the rules for shackling, this will take some degree of physician and administrative advocacy at the hospital level and legislative advocacy at the local and state levels.

Second, vulnerable populations, such as the elderly, those experiencing a mental health crisis, or others at risk for in-hospital delirium, should never be restrained with hard law enforcement cuffs. Restraint procedures should follow standard medical restraint procedures, and soft restraints should be used if at all possible. Given the high rates of psychiatric illness amongst the incarcerated and the role jails play in filling gaps in psychiatric care, medical admissions for those with mental illness are not rare occasions.

Finally, hospitals routinely taking care of an incarcerated population should seek to build secure units, a move that would dramatically reduce the need for shackling. In several cities, the primary referral hospitals for some of the largest jails in the country do not have units with the proper security to allow for freedom of movement, and thus, shackling persists. Creating secure units will take significant investment on the part of hospital and local authorities, but there is potential for decreasing costs due to consolidating supervision, which would lead to better patient outcomes given the above risks.

Advocating for the health of the incarcerated, even those who have not yet been convicted, is typically not a high priority for the general public. As inpatient physicians, we see the impact universal shackling has on some of our most vulnerable patients and should be their voice where they have none. Advocating for and implementing the above procedures will be a step toward improving patient care while maintaining safety.

References

1. Proctor C. Jacob Blake handcuffed to hospital bed, father says. Chicago Sun-Times. Updated August 27, 2020. Accessed December 29, 2020. chicago.suntimes.com/2020/8/27/21404463/jacob-blake-father-kenosha-police-shooting-hospital-bed-handcuffs
2. Maruschak LM, Minton TD. Correctional populations in the United States, 2017-2018. Bureau of Justice Statistics. August 2020. Accessed September 30, 2020. https://www.bjs.gov/content/pub/pdf/cpus1718.pdf
3. Huh K, Boucher A, Fehr S, McGaffey F, McKillop M, Schiff M. State prisons and the delivery of hospital care: how states set up and finance off-site care for incarcerated individuals. The Pew Charitable Trusts. July 2018. Accessed September 30, 2020. https://www.pewtrusts.org/-/media/assets/2018/07/prisons-and-hospital-care_report.pdf
4. Haber LA, Erickson HP, Ranji SR, Ortiz GM, Pratt LA. Acute care for patients who are incarcerated: a review. JAMA Intern Med. 2019;179(11):1561-1567. https://doi.org/10.1001/jamainternmed.2019.3881
5. Mikow-Porto VA, Smith TA. The IHSSF 2011 Prisoner Escape Study. J Healthc Prot Manage. 2011;27(2):38-58.
6. Lezon D, Blakinger K. Inmate shot by deputy after holding medical student at Ben Taub. Houston Chronicle. October 6, 2016. Accessed December 29, 2020. https://www.chron.com/news/houston-texas/article/Deputy-shoots-suspect-at-Ben-Taub-hopsital-9873972.php
7. Yearwood LT. Pregnant and shackled: why inmates are still giving birth cuffed and bound. The Guardian. January 24, 2020. Accessed December 29, 2020. theguardian.com/us-news/2020/jan/24/shackled-pregnant-women-prisoners-birth
8. Haslar v Megerman, 104 F.3d 178 (8th Cir. 1997).
9. FGP v Serco Plc and SSHD, EWHC 1804 (Admin) (2012).
10. Cleary K, Prescott K. The use of physical restraints in acute and long-term care: an updated review of the evidence, regulations, ethics, and legality. J Acute Care Phys Ther. 2015;6(1):8-15. https://doi.org/10.1097/JAT.0000000000000005
11. Tuite H, Browne K, O’Neill D. Prisoners in general hospitals: doctors’ attitudes and practice. BMJ. 2006;332(7540):548-549. https://doi.org/10.1136/bmj.332.7540.548-b
12. LaVeist TA, Nickerson KJ, Bowie JV. Attitudes about racism, medical mistrust, and satisfaction with care among African American and white cardiac patients. Med Care Res Rev. 2000;57(Suppl 1):146-161. https://doi.org/10.1177/1077558700057001S07

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1Department of Medicine, Baylor College of Medicine, Houston, Texas; 2Department of Internal Medicine, McGovern Medical School at UTHealth, Houston, Texas; 3Department of Internal Medicine, Baylor College of Medicine, Houston, Texas.

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Related Articles

The police shooting of Jacob Blake, an unarmed Wisconsin man, during an arrest in August 2020, led to more protests in a summer filled with calls against the unequal application of police force. Outrage grew as it was revealed that Blake, paralyzed from his waist down and not yet convicted of a crime, was still handcuffed to his hospital bed while receiving treatment.1 To many this seemed unusually cruel, but to those tasked with caring for incarcerated patients, it is all too familiar. Given the high rates of incarceration in the United States and the increased medical needs of this population, caring for those in custody is unavoidable for many physicians and hospitals. Though safety should be paramount, the universal application of metal handcuffs or leg cuffs by law enforcement officials, a process known as shackling, can lead to a variety of harms and should be abandoned.

BACKGROUND

The United States incarcerates more individuals both in total numbers and per capita than any other country in the world. This is currently believed to be more than two million people on any given day or more than 650 persons per 100,000 population.2 Incarceration occurs in jails, which are locally run facilities holding individuals on short sentences or those not yet convicted who are unable to afford bail before their trials (pretrial), or prisons, which are state and federally run facilities that house those with long sentences. When an incarcerated person experiences a medical emergency requiring hospitalization, they are either treated in the correctional facility or transferred to a local hospital for a higher level of care. Some hospitals are equipped with security measures similar to those of a correctional facility, with secure floors or wings dedicated solely to the care of the incarcerated. Secure units are more commonly seen in hospitals associated with prisons rather than local jails. Other hospitals house incarcerated patients in the same rooms as the public population, and thus movement is restricted by other means.3 Most commonly, this is done with a hard metal shackle resembling a handcuff with one end attached to the leg or wrist and the other end attached to the bed. Some agencies require more restraints, often requiring the use of wrist cuffs and leg cuffs concurrently for the entire duration of a patient’s hospitalization.4 In our experience, agencies apply these restraints universally, regardless of age, illness, mobility, or pretrial status.

Restraint practices are rooted in a concern for practitioner and public safety and bear merit. A patient from a correctional facility is usually guarded by just one officer in lieu of the multiple security measures at a jail or prison facility. Nonsecured hospitals have become sites of multiple escapes by incarcerated inpatients, given the lack of secured doors and the multiple movements during the admission and discharge processes.5 Furthermore, violence against hospital staff is now a focus issue in many hospitals and is no longer accepted as just “part of the job.” In several high-profile incidents, incarcerated inpatients have harmed staff, including one at our own institution, when an incarcerated patient held a makeshift weapon to a student’s throat.6

LEGAL CHALLENGES

The use of shackles during hospital visits has been challenged in US courts and routinely upheld. In one case, an incarcerated patient with renal failure received injuries after his leg edema was so severe that “at one point the shackles themselves were barely visible.”7 Though he was injured, the shackles were determined to have served a penological purpose outside of punishment, such as preventing escape, and the injuries were the result of the patient’s guards not following protocol. British courts have taken a different stance, ruling for an incarcerated patient who challenged the use of cuffs during three outpatient appointments and one inpatient admission.8 While the cuffs in the outpatient setting were deemed acceptable (as they were removed during the medical visit itself), they remained during the duration of the inpatient stay. This was deemed in violation of Title I/Article 3 of the Charter of Fundamental Rights of the European Union, Dignity/The right to integrity of the person. One area in US healthcare where shackling has been roundly condemned is the peripartum shackling of pregnant women. Though courts have had a mixed record to challenges, activism and advocacy have led to the banning of the practice in 23 states, though in most states significant exemptions exist.9 Through the First Step Act of 2018, the federal government banned peripartum shackling for all federal prisoners, but as most incarcerations are under state or local control, a considerable number of incarcerated pregnant women can legally be shackled during their deliveries.

RISKS OF SHACKLING

Legal and safety concerns aside, the shackling of incarcerated patients carries enormous risk. The use of medical restraints in hospitals has decreased over the past few decades, given their proven harms in increasing falls, exacerbating delirium, and increasing the risk of in-hospital death.10 There is no reason to believe that trading a soft medical restraint for a metal leg or wrist cuff would not confer the same risk. Additionally, metal law enforcement cuffs are not designed with patient safety in mind and have been known to cause specific nerve injuries, or handcuff neuropathy. This can occur when placement is too tight or when a patient struggles against them, as could happen with an agitated or delirious patient. The bar for removal, even briefly for an exam, is also much higher than that of a medical restraint, leading to a greater likelihood that certain aspects of the physical exam, such as gait or strength assessment, may not be adequately performed. In one small survey, British physicians reported often performing an exam while the patient was cuffed and with a guard in the room, despite country guidelines against both practices.11

Additionally, marginalized communities are disproportionately incarcerated and have a fraught and tenuous relationship with the healthcare system. Black patients routinely report greater mistrust than White patients in the outcomes of care and the motivations of physicians, in large part due to past and current discrimination and the medical community’s history of experimentation.12 A shackled patient may view a treating physician and hospital as complicit with the practice, rather than seeing the practice as something outside of their control. If a patient’s sole interaction with inpatient medicine involves shackling, it risks damaging whatever fragile physician-patient relationship may exist and could delay or limit care even further.

While the universal application of metal handcuffs or leg cuffs ensures low rates of escape or attacks on workers, it does so at the expense of vulnerable individuals. We have cared for an incarcerated elderly woman arrested for multiple traffic violations, a man with severe autism who slipped through the cracks of mental health diversion protocols and ended up in jail, and an arrested delirious man with severe alcohol withdrawal, all shackled with hard shackles on the wrists, legs, or in the final case, both. Safety and the rights of the vulnerable are not mutually exclusive, and we feel the following measures can protect both.

A WAY FORWARD

First, the universal application of shackles in the hospitalized incarcerated patient should end. If no alternative security measures are available for high-risk patients, correctional facilities must document their necessity as physicians and nurses are required to do for medical restraints. Hospitals should have processes in place for providers who feel unsafe with an unshackled patient or think a patient is unnecessarily shackled, and collegial discussions about shackling with law enforcement should be the norm. If safe to do so, shackles should routinely be removed for physical exams without question. Since law enforcement officials, rather than the hospitals, make the rules for shackling, this will take some degree of physician and administrative advocacy at the hospital level and legislative advocacy at the local and state levels.

Second, vulnerable populations, such as the elderly, those experiencing a mental health crisis, or others at risk for in-hospital delirium, should never be restrained with hard law enforcement cuffs. Restraint procedures should follow standard medical restraint procedures, and soft restraints should be used if at all possible. Given the high rates of psychiatric illness amongst the incarcerated and the role jails play in filling gaps in psychiatric care, medical admissions for those with mental illness are not rare occasions.

Finally, hospitals routinely taking care of an incarcerated population should seek to build secure units, a move that would dramatically reduce the need for shackling. In several cities, the primary referral hospitals for some of the largest jails in the country do not have units with the proper security to allow for freedom of movement, and thus, shackling persists. Creating secure units will take significant investment on the part of hospital and local authorities, but there is potential for decreasing costs due to consolidating supervision, which would lead to better patient outcomes given the above risks.

Advocating for the health of the incarcerated, even those who have not yet been convicted, is typically not a high priority for the general public. As inpatient physicians, we see the impact universal shackling has on some of our most vulnerable patients and should be their voice where they have none. Advocating for and implementing the above procedures will be a step toward improving patient care while maintaining safety.

The police shooting of Jacob Blake, an unarmed Wisconsin man, during an arrest in August 2020, led to more protests in a summer filled with calls against the unequal application of police force. Outrage grew as it was revealed that Blake, paralyzed from his waist down and not yet convicted of a crime, was still handcuffed to his hospital bed while receiving treatment.1 To many this seemed unusually cruel, but to those tasked with caring for incarcerated patients, it is all too familiar. Given the high rates of incarceration in the United States and the increased medical needs of this population, caring for those in custody is unavoidable for many physicians and hospitals. Though safety should be paramount, the universal application of metal handcuffs or leg cuffs by law enforcement officials, a process known as shackling, can lead to a variety of harms and should be abandoned.

BACKGROUND

The United States incarcerates more individuals both in total numbers and per capita than any other country in the world. This is currently believed to be more than two million people on any given day or more than 650 persons per 100,000 population.2 Incarceration occurs in jails, which are locally run facilities holding individuals on short sentences or those not yet convicted who are unable to afford bail before their trials (pretrial), or prisons, which are state and federally run facilities that house those with long sentences. When an incarcerated person experiences a medical emergency requiring hospitalization, they are either treated in the correctional facility or transferred to a local hospital for a higher level of care. Some hospitals are equipped with security measures similar to those of a correctional facility, with secure floors or wings dedicated solely to the care of the incarcerated. Secure units are more commonly seen in hospitals associated with prisons rather than local jails. Other hospitals house incarcerated patients in the same rooms as the public population, and thus movement is restricted by other means.3 Most commonly, this is done with a hard metal shackle resembling a handcuff with one end attached to the leg or wrist and the other end attached to the bed. Some agencies require more restraints, often requiring the use of wrist cuffs and leg cuffs concurrently for the entire duration of a patient’s hospitalization.4 In our experience, agencies apply these restraints universally, regardless of age, illness, mobility, or pretrial status.

Restraint practices are rooted in a concern for practitioner and public safety and bear merit. A patient from a correctional facility is usually guarded by just one officer in lieu of the multiple security measures at a jail or prison facility. Nonsecured hospitals have become sites of multiple escapes by incarcerated inpatients, given the lack of secured doors and the multiple movements during the admission and discharge processes.5 Furthermore, violence against hospital staff is now a focus issue in many hospitals and is no longer accepted as just “part of the job.” In several high-profile incidents, incarcerated inpatients have harmed staff, including one at our own institution, when an incarcerated patient held a makeshift weapon to a student’s throat.6

LEGAL CHALLENGES

The use of shackles during hospital visits has been challenged in US courts and routinely upheld. In one case, an incarcerated patient with renal failure received injuries after his leg edema was so severe that “at one point the shackles themselves were barely visible.”7 Though he was injured, the shackles were determined to have served a penological purpose outside of punishment, such as preventing escape, and the injuries were the result of the patient’s guards not following protocol. British courts have taken a different stance, ruling for an incarcerated patient who challenged the use of cuffs during three outpatient appointments and one inpatient admission.8 While the cuffs in the outpatient setting were deemed acceptable (as they were removed during the medical visit itself), they remained during the duration of the inpatient stay. This was deemed in violation of Title I/Article 3 of the Charter of Fundamental Rights of the European Union, Dignity/The right to integrity of the person. One area in US healthcare where shackling has been roundly condemned is the peripartum shackling of pregnant women. Though courts have had a mixed record to challenges, activism and advocacy have led to the banning of the practice in 23 states, though in most states significant exemptions exist.9 Through the First Step Act of 2018, the federal government banned peripartum shackling for all federal prisoners, but as most incarcerations are under state or local control, a considerable number of incarcerated pregnant women can legally be shackled during their deliveries.

RISKS OF SHACKLING

Legal and safety concerns aside, the shackling of incarcerated patients carries enormous risk. The use of medical restraints in hospitals has decreased over the past few decades, given their proven harms in increasing falls, exacerbating delirium, and increasing the risk of in-hospital death.10 There is no reason to believe that trading a soft medical restraint for a metal leg or wrist cuff would not confer the same risk. Additionally, metal law enforcement cuffs are not designed with patient safety in mind and have been known to cause specific nerve injuries, or handcuff neuropathy. This can occur when placement is too tight or when a patient struggles against them, as could happen with an agitated or delirious patient. The bar for removal, even briefly for an exam, is also much higher than that of a medical restraint, leading to a greater likelihood that certain aspects of the physical exam, such as gait or strength assessment, may not be adequately performed. In one small survey, British physicians reported often performing an exam while the patient was cuffed and with a guard in the room, despite country guidelines against both practices.11

Additionally, marginalized communities are disproportionately incarcerated and have a fraught and tenuous relationship with the healthcare system. Black patients routinely report greater mistrust than White patients in the outcomes of care and the motivations of physicians, in large part due to past and current discrimination and the medical community’s history of experimentation.12 A shackled patient may view a treating physician and hospital as complicit with the practice, rather than seeing the practice as something outside of their control. If a patient’s sole interaction with inpatient medicine involves shackling, it risks damaging whatever fragile physician-patient relationship may exist and could delay or limit care even further.

While the universal application of metal handcuffs or leg cuffs ensures low rates of escape or attacks on workers, it does so at the expense of vulnerable individuals. We have cared for an incarcerated elderly woman arrested for multiple traffic violations, a man with severe autism who slipped through the cracks of mental health diversion protocols and ended up in jail, and an arrested delirious man with severe alcohol withdrawal, all shackled with hard shackles on the wrists, legs, or in the final case, both. Safety and the rights of the vulnerable are not mutually exclusive, and we feel the following measures can protect both.

A WAY FORWARD

First, the universal application of shackles in the hospitalized incarcerated patient should end. If no alternative security measures are available for high-risk patients, correctional facilities must document their necessity as physicians and nurses are required to do for medical restraints. Hospitals should have processes in place for providers who feel unsafe with an unshackled patient or think a patient is unnecessarily shackled, and collegial discussions about shackling with law enforcement should be the norm. If safe to do so, shackles should routinely be removed for physical exams without question. Since law enforcement officials, rather than the hospitals, make the rules for shackling, this will take some degree of physician and administrative advocacy at the hospital level and legislative advocacy at the local and state levels.

Second, vulnerable populations, such as the elderly, those experiencing a mental health crisis, or others at risk for in-hospital delirium, should never be restrained with hard law enforcement cuffs. Restraint procedures should follow standard medical restraint procedures, and soft restraints should be used if at all possible. Given the high rates of psychiatric illness amongst the incarcerated and the role jails play in filling gaps in psychiatric care, medical admissions for those with mental illness are not rare occasions.

Finally, hospitals routinely taking care of an incarcerated population should seek to build secure units, a move that would dramatically reduce the need for shackling. In several cities, the primary referral hospitals for some of the largest jails in the country do not have units with the proper security to allow for freedom of movement, and thus, shackling persists. Creating secure units will take significant investment on the part of hospital and local authorities, but there is potential for decreasing costs due to consolidating supervision, which would lead to better patient outcomes given the above risks.

Advocating for the health of the incarcerated, even those who have not yet been convicted, is typically not a high priority for the general public. As inpatient physicians, we see the impact universal shackling has on some of our most vulnerable patients and should be their voice where they have none. Advocating for and implementing the above procedures will be a step toward improving patient care while maintaining safety.

References

1. Proctor C. Jacob Blake handcuffed to hospital bed, father says. Chicago Sun-Times. Updated August 27, 2020. Accessed December 29, 2020. chicago.suntimes.com/2020/8/27/21404463/jacob-blake-father-kenosha-police-shooting-hospital-bed-handcuffs
2. Maruschak LM, Minton TD. Correctional populations in the United States, 2017-2018. Bureau of Justice Statistics. August 2020. Accessed September 30, 2020. https://www.bjs.gov/content/pub/pdf/cpus1718.pdf
3. Huh K, Boucher A, Fehr S, McGaffey F, McKillop M, Schiff M. State prisons and the delivery of hospital care: how states set up and finance off-site care for incarcerated individuals. The Pew Charitable Trusts. July 2018. Accessed September 30, 2020. https://www.pewtrusts.org/-/media/assets/2018/07/prisons-and-hospital-care_report.pdf
4. Haber LA, Erickson HP, Ranji SR, Ortiz GM, Pratt LA. Acute care for patients who are incarcerated: a review. JAMA Intern Med. 2019;179(11):1561-1567. https://doi.org/10.1001/jamainternmed.2019.3881
5. Mikow-Porto VA, Smith TA. The IHSSF 2011 Prisoner Escape Study. J Healthc Prot Manage. 2011;27(2):38-58.
6. Lezon D, Blakinger K. Inmate shot by deputy after holding medical student at Ben Taub. Houston Chronicle. October 6, 2016. Accessed December 29, 2020. https://www.chron.com/news/houston-texas/article/Deputy-shoots-suspect-at-Ben-Taub-hopsital-9873972.php
7. Yearwood LT. Pregnant and shackled: why inmates are still giving birth cuffed and bound. The Guardian. January 24, 2020. Accessed December 29, 2020. theguardian.com/us-news/2020/jan/24/shackled-pregnant-women-prisoners-birth
8. Haslar v Megerman, 104 F.3d 178 (8th Cir. 1997).
9. FGP v Serco Plc and SSHD, EWHC 1804 (Admin) (2012).
10. Cleary K, Prescott K. The use of physical restraints in acute and long-term care: an updated review of the evidence, regulations, ethics, and legality. J Acute Care Phys Ther. 2015;6(1):8-15. https://doi.org/10.1097/JAT.0000000000000005
11. Tuite H, Browne K, O’Neill D. Prisoners in general hospitals: doctors’ attitudes and practice. BMJ. 2006;332(7540):548-549. https://doi.org/10.1136/bmj.332.7540.548-b
12. LaVeist TA, Nickerson KJ, Bowie JV. Attitudes about racism, medical mistrust, and satisfaction with care among African American and white cardiac patients. Med Care Res Rev. 2000;57(Suppl 1):146-161. https://doi.org/10.1177/1077558700057001S07

References

1. Proctor C. Jacob Blake handcuffed to hospital bed, father says. Chicago Sun-Times. Updated August 27, 2020. Accessed December 29, 2020. chicago.suntimes.com/2020/8/27/21404463/jacob-blake-father-kenosha-police-shooting-hospital-bed-handcuffs
2. Maruschak LM, Minton TD. Correctional populations in the United States, 2017-2018. Bureau of Justice Statistics. August 2020. Accessed September 30, 2020. https://www.bjs.gov/content/pub/pdf/cpus1718.pdf
3. Huh K, Boucher A, Fehr S, McGaffey F, McKillop M, Schiff M. State prisons and the delivery of hospital care: how states set up and finance off-site care for incarcerated individuals. The Pew Charitable Trusts. July 2018. Accessed September 30, 2020. https://www.pewtrusts.org/-/media/assets/2018/07/prisons-and-hospital-care_report.pdf
4. Haber LA, Erickson HP, Ranji SR, Ortiz GM, Pratt LA. Acute care for patients who are incarcerated: a review. JAMA Intern Med. 2019;179(11):1561-1567. https://doi.org/10.1001/jamainternmed.2019.3881
5. Mikow-Porto VA, Smith TA. The IHSSF 2011 Prisoner Escape Study. J Healthc Prot Manage. 2011;27(2):38-58.
6. Lezon D, Blakinger K. Inmate shot by deputy after holding medical student at Ben Taub. Houston Chronicle. October 6, 2016. Accessed December 29, 2020. https://www.chron.com/news/houston-texas/article/Deputy-shoots-suspect-at-Ben-Taub-hopsital-9873972.php
7. Yearwood LT. Pregnant and shackled: why inmates are still giving birth cuffed and bound. The Guardian. January 24, 2020. Accessed December 29, 2020. theguardian.com/us-news/2020/jan/24/shackled-pregnant-women-prisoners-birth
8. Haslar v Megerman, 104 F.3d 178 (8th Cir. 1997).
9. FGP v Serco Plc and SSHD, EWHC 1804 (Admin) (2012).
10. Cleary K, Prescott K. The use of physical restraints in acute and long-term care: an updated review of the evidence, regulations, ethics, and legality. J Acute Care Phys Ther. 2015;6(1):8-15. https://doi.org/10.1097/JAT.0000000000000005
11. Tuite H, Browne K, O’Neill D. Prisoners in general hospitals: doctors’ attitudes and practice. BMJ. 2006;332(7540):548-549. https://doi.org/10.1136/bmj.332.7540.548-b
12. LaVeist TA, Nickerson KJ, Bowie JV. Attitudes about racism, medical mistrust, and satisfaction with care among African American and white cardiac patients. Med Care Res Rev. 2000;57(Suppl 1):146-161. https://doi.org/10.1177/1077558700057001S07

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AHA/ACC guidance on ethics, professionalism in cardiovascular care

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The American Heart Association and the American College of Cardiology have issued a new report on medical ethics and professionalism in cardiovascular medicine.

The report addresses a variety of topics including diversity, equity, inclusion, and belonging; racial, ethnic and gender inequities; conflicts of interest; clinician well-being; data privacy; social justice; and modern health care delivery systems.

The 54-page report is based on the proceedings of the joint 2020 Consensus Conference on Professionalism and Ethics, held Oct. 19 and 20, 2020. It was published online May 11 in Circulation and the Journal of the American College of Cardiology .

The 2020 consensus conference on professionalism and ethics came at a time even more fraught than the eras of the three previous meetings on the same topics, held in 1989, 1997, and 2004, the writing group notes.

“We have seen the COVID-19 pandemic challenge the physical and economic health of the entire country, coupled with a series of national tragedies that have awakened the call for social justice,” conference cochair C. Michael Valentine, MD, said in a news release.

“There is no better time than now to review, evaluate, and take a fresh perspective on medical ethics and professionalism,” said Dr. Valentine, professor of medicine at the Heart and Vascular Center, University of Virginia, Charlottesville.

“We hope this report will provide cardiovascular professionals and health systems with the recommendations and tools they need to address conflicts of interest; racial, ethnic, and gender inequities; and improve diversity, inclusion, and wellness among our workforce,” Dr. Valentine added. “The majority of our members are now employed and must be engaged as the leaders for change in cardiovascular care.”
 

Road map to improve diversity, achieve allyship

The writing committee was made up of a diverse group of cardiologists, internists, and associated health care professionals and laypeople and was organized into five task forces, each addressing a specific topic: conflicts of interest; diversity, equity, inclusion, and belonging; clinician well-being; patient autonomy, privacy, and social justice in health care; and modern health care delivery.

The report serves as a road map to achieve equity, inclusion, and belonging among cardiovascular professionals and calls for ongoing assessment of the professional culture and climate, focused on improving diversity and achieving effective allyship, the writing group says.

The report proposes continuous training to address individual, structural, and systemic racism, sexism, homophobia, classism, and ableism.

It offers recommendations for championing equity in patient care that include an annual review of practice records to look for differences in patient treatment by race, ethnicity, zip code, and primary language.

The report calls for a foundation of training in allyship and antiracism as part of medical school course requirements and experiences: A required course on social justice, race, and racism as part of the first-year curriculum; school programs and professional organizations supporting students, trainees, and members in allyship and antiracism action; and facilitating immersion and partnership with surrounding communities.

“As much as 80% of a person’s health is determined by the social and economic conditions of their environment,” consensus cochair Ivor Benjamin, MD, said in the release.

“To achieve social justice and mitigate health disparities, we must go to the margins and shift our discussions to be inclusive of populations such as rural and marginalized groups from the perspective of health equity lens for all,” said Dr. Benjamin, professor of medicine, Medical College of Wisconsin, Milwaukee.

The report also highlights the need for psychosocial support of the cardiovascular community and recommends that health care organizations prioritize regular assessment of clinicians’ well-being and engagement.

It also recommends addressing the well-being of trainees in postgraduate training programs and calls for an ombudsman program that allows for confidential reporting of mistreatment and access to support.

The report also highlights additional opportunities to:

  • improve the efficiency of health information technology, such as electronic health records, and reduce the administrative burden
  • identify and assist clinicians who experience mental health conditions, , or 
  • emphasize patient autonomy using shared decision-making and patient-centered care that is supportive of the individual patient’s values
  • increase privacy protections for patient data used in research
  • maintain integrity as new ways of delivering care, such as telemedicine, team-based care approaches, and physician-owned specialty centers emerge
  • perform routine audits of electronic health records to promote optimal patient care, as well as ethical medical practice
  • expand and make mandatory the reporting of intellectual or associational interests in addition to relationships with industry

The report’s details and recommendations will be presented and discussed Saturday, May 15, at 8:00 AM ET, during ACC.21. The session is titled Diversity and Equity: The Means to Expand Inclusion and Belonging.

The AHA will present a live webinar and six-episode podcast series (available on demand) to highlight the report’s details, dialogue, and actionable steps for cardiovascular and health care professionals, researchers, and educators.

This research had no commercial funding. The list of 40 volunteer committee members and coauthors, including their disclosures, are listed in the original report.

A version of this article first appeared on Medscape.com.

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The American Heart Association and the American College of Cardiology have issued a new report on medical ethics and professionalism in cardiovascular medicine.

The report addresses a variety of topics including diversity, equity, inclusion, and belonging; racial, ethnic and gender inequities; conflicts of interest; clinician well-being; data privacy; social justice; and modern health care delivery systems.

The 54-page report is based on the proceedings of the joint 2020 Consensus Conference on Professionalism and Ethics, held Oct. 19 and 20, 2020. It was published online May 11 in Circulation and the Journal of the American College of Cardiology .

The 2020 consensus conference on professionalism and ethics came at a time even more fraught than the eras of the three previous meetings on the same topics, held in 1989, 1997, and 2004, the writing group notes.

“We have seen the COVID-19 pandemic challenge the physical and economic health of the entire country, coupled with a series of national tragedies that have awakened the call for social justice,” conference cochair C. Michael Valentine, MD, said in a news release.

“There is no better time than now to review, evaluate, and take a fresh perspective on medical ethics and professionalism,” said Dr. Valentine, professor of medicine at the Heart and Vascular Center, University of Virginia, Charlottesville.

“We hope this report will provide cardiovascular professionals and health systems with the recommendations and tools they need to address conflicts of interest; racial, ethnic, and gender inequities; and improve diversity, inclusion, and wellness among our workforce,” Dr. Valentine added. “The majority of our members are now employed and must be engaged as the leaders for change in cardiovascular care.”
 

Road map to improve diversity, achieve allyship

The writing committee was made up of a diverse group of cardiologists, internists, and associated health care professionals and laypeople and was organized into five task forces, each addressing a specific topic: conflicts of interest; diversity, equity, inclusion, and belonging; clinician well-being; patient autonomy, privacy, and social justice in health care; and modern health care delivery.

The report serves as a road map to achieve equity, inclusion, and belonging among cardiovascular professionals and calls for ongoing assessment of the professional culture and climate, focused on improving diversity and achieving effective allyship, the writing group says.

The report proposes continuous training to address individual, structural, and systemic racism, sexism, homophobia, classism, and ableism.

It offers recommendations for championing equity in patient care that include an annual review of practice records to look for differences in patient treatment by race, ethnicity, zip code, and primary language.

The report calls for a foundation of training in allyship and antiracism as part of medical school course requirements and experiences: A required course on social justice, race, and racism as part of the first-year curriculum; school programs and professional organizations supporting students, trainees, and members in allyship and antiracism action; and facilitating immersion and partnership with surrounding communities.

“As much as 80% of a person’s health is determined by the social and economic conditions of their environment,” consensus cochair Ivor Benjamin, MD, said in the release.

“To achieve social justice and mitigate health disparities, we must go to the margins and shift our discussions to be inclusive of populations such as rural and marginalized groups from the perspective of health equity lens for all,” said Dr. Benjamin, professor of medicine, Medical College of Wisconsin, Milwaukee.

The report also highlights the need for psychosocial support of the cardiovascular community and recommends that health care organizations prioritize regular assessment of clinicians’ well-being and engagement.

It also recommends addressing the well-being of trainees in postgraduate training programs and calls for an ombudsman program that allows for confidential reporting of mistreatment and access to support.

The report also highlights additional opportunities to:

  • improve the efficiency of health information technology, such as electronic health records, and reduce the administrative burden
  • identify and assist clinicians who experience mental health conditions, , or 
  • emphasize patient autonomy using shared decision-making and patient-centered care that is supportive of the individual patient’s values
  • increase privacy protections for patient data used in research
  • maintain integrity as new ways of delivering care, such as telemedicine, team-based care approaches, and physician-owned specialty centers emerge
  • perform routine audits of electronic health records to promote optimal patient care, as well as ethical medical practice
  • expand and make mandatory the reporting of intellectual or associational interests in addition to relationships with industry

The report’s details and recommendations will be presented and discussed Saturday, May 15, at 8:00 AM ET, during ACC.21. The session is titled Diversity and Equity: The Means to Expand Inclusion and Belonging.

The AHA will present a live webinar and six-episode podcast series (available on demand) to highlight the report’s details, dialogue, and actionable steps for cardiovascular and health care professionals, researchers, and educators.

This research had no commercial funding. The list of 40 volunteer committee members and coauthors, including their disclosures, are listed in the original report.

A version of this article first appeared on Medscape.com.

 

The American Heart Association and the American College of Cardiology have issued a new report on medical ethics and professionalism in cardiovascular medicine.

The report addresses a variety of topics including diversity, equity, inclusion, and belonging; racial, ethnic and gender inequities; conflicts of interest; clinician well-being; data privacy; social justice; and modern health care delivery systems.

The 54-page report is based on the proceedings of the joint 2020 Consensus Conference on Professionalism and Ethics, held Oct. 19 and 20, 2020. It was published online May 11 in Circulation and the Journal of the American College of Cardiology .

The 2020 consensus conference on professionalism and ethics came at a time even more fraught than the eras of the three previous meetings on the same topics, held in 1989, 1997, and 2004, the writing group notes.

“We have seen the COVID-19 pandemic challenge the physical and economic health of the entire country, coupled with a series of national tragedies that have awakened the call for social justice,” conference cochair C. Michael Valentine, MD, said in a news release.

“There is no better time than now to review, evaluate, and take a fresh perspective on medical ethics and professionalism,” said Dr. Valentine, professor of medicine at the Heart and Vascular Center, University of Virginia, Charlottesville.

“We hope this report will provide cardiovascular professionals and health systems with the recommendations and tools they need to address conflicts of interest; racial, ethnic, and gender inequities; and improve diversity, inclusion, and wellness among our workforce,” Dr. Valentine added. “The majority of our members are now employed and must be engaged as the leaders for change in cardiovascular care.”
 

Road map to improve diversity, achieve allyship

The writing committee was made up of a diverse group of cardiologists, internists, and associated health care professionals and laypeople and was organized into five task forces, each addressing a specific topic: conflicts of interest; diversity, equity, inclusion, and belonging; clinician well-being; patient autonomy, privacy, and social justice in health care; and modern health care delivery.

The report serves as a road map to achieve equity, inclusion, and belonging among cardiovascular professionals and calls for ongoing assessment of the professional culture and climate, focused on improving diversity and achieving effective allyship, the writing group says.

The report proposes continuous training to address individual, structural, and systemic racism, sexism, homophobia, classism, and ableism.

It offers recommendations for championing equity in patient care that include an annual review of practice records to look for differences in patient treatment by race, ethnicity, zip code, and primary language.

The report calls for a foundation of training in allyship and antiracism as part of medical school course requirements and experiences: A required course on social justice, race, and racism as part of the first-year curriculum; school programs and professional organizations supporting students, trainees, and members in allyship and antiracism action; and facilitating immersion and partnership with surrounding communities.

“As much as 80% of a person’s health is determined by the social and economic conditions of their environment,” consensus cochair Ivor Benjamin, MD, said in the release.

“To achieve social justice and mitigate health disparities, we must go to the margins and shift our discussions to be inclusive of populations such as rural and marginalized groups from the perspective of health equity lens for all,” said Dr. Benjamin, professor of medicine, Medical College of Wisconsin, Milwaukee.

The report also highlights the need for psychosocial support of the cardiovascular community and recommends that health care organizations prioritize regular assessment of clinicians’ well-being and engagement.

It also recommends addressing the well-being of trainees in postgraduate training programs and calls for an ombudsman program that allows for confidential reporting of mistreatment and access to support.

The report also highlights additional opportunities to:

  • improve the efficiency of health information technology, such as electronic health records, and reduce the administrative burden
  • identify and assist clinicians who experience mental health conditions, , or 
  • emphasize patient autonomy using shared decision-making and patient-centered care that is supportive of the individual patient’s values
  • increase privacy protections for patient data used in research
  • maintain integrity as new ways of delivering care, such as telemedicine, team-based care approaches, and physician-owned specialty centers emerge
  • perform routine audits of electronic health records to promote optimal patient care, as well as ethical medical practice
  • expand and make mandatory the reporting of intellectual or associational interests in addition to relationships with industry

The report’s details and recommendations will be presented and discussed Saturday, May 15, at 8:00 AM ET, during ACC.21. The session is titled Diversity and Equity: The Means to Expand Inclusion and Belonging.

The AHA will present a live webinar and six-episode podcast series (available on demand) to highlight the report’s details, dialogue, and actionable steps for cardiovascular and health care professionals, researchers, and educators.

This research had no commercial funding. The list of 40 volunteer committee members and coauthors, including their disclosures, are listed in the original report.

A version of this article first appeared on Medscape.com.

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High-dose methotrexate of no CNS benefit for patients with high-risk DLBCL

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Fri, 12/16/2022 - 11:59

Patients with high-risk diffuse large B-cell lymphoma (DLBCL) have a greater than 10% risk of central nervous system (CNS) relapse, and the use of prophylactic high-dose methotrexate (HD-MTX) has been proposed as a preventative measure.

Nephron/Wikimedia Commons/CC BY-SA 3.0

However, the use of prophylactic HD-MTX did not improve CNS or survival outcomes of patients with high-risk DLBCL, but instead was associated with increased toxicities, according to the results of a retrospective study by Hyehyun Jeong, MD, of University of Ulsan College of Medicine, Seoul, Republic of Korea, and colleagues.

The researchers evaluated the effects of prophylactic HD-MTX on CNS relapse and survival outcomes in newly diagnosed R-CHOP (rituximab, cyclophosphamide, doxorubicin, vincristine, and prednisone)–treated patients with high-risk DLBCL. The assessment was based on the initial treatment intent (ITT) of the physician on the use of prophylactic HD-MTX.

A total of 5,130 patients were classified into an ITT HD-MTX group and an equal number into a non-ITT HD-MTX group, according to the report, published online in Blood Advances.

Equivalent results

The study showed that the CNS relapse rate was not significantly different between the two groups, with 2-year CNS relapse rates of 12.4% and 13.9%, respectively (P = .96). Three-year progression-free survival and overall survival rates in the ITT HD-MTX and non-ITT HD-MTX groups were 62.4% vs. 64.5% (P = .94) and 71.7% vs. 71.4% (P = .7), respectively. In addition, the propensity score–matched analyses showed no significant differences in the time-to-CNS relapse, progression-free survival, or overall survival, according to the researchers.

One key concern, however, was the increase in toxicity seen in the HD-MTX group. In this study, the ITT HD-MTX group had a statistically higher incidence of grade 3/4 oral mucositis and elevated alanine aminotransferase (ALT) levels, a marker for liver damage. In addition, the ITT HD-MTX group tended to have a higher incidence of elevated creatinine levels during treatment compared with the non-ITT HD-MTX group.

The HD-MTX group also showed a more common treatment delay or a dose reduction in R-CHOP, which might be attributable to toxicities related to intercalated HD-MTX treatments between R-CHOP cycles, the researchers suggested, potentially resulting in a reduced dose intensity of R-CHOP that could play a role in the lack of an observed survival benefit with additional HD-MTX.

“Another vital issue to consider is that HD-MTX treatment requires hospitalization because intensive hydration and leucovorin rescue is needed, which increases the medical costs,” the authors added.

“This real-world experience, which is unique in its scope and analytical methods, should provide insightful information on the role of HD-MTX prophylaxis to help guide current practice, given the lack of prospective clinical evidence in this patient population,” the researchers concluded.

The authors reported that they had no competing financial interests.

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Patients with high-risk diffuse large B-cell lymphoma (DLBCL) have a greater than 10% risk of central nervous system (CNS) relapse, and the use of prophylactic high-dose methotrexate (HD-MTX) has been proposed as a preventative measure.

Nephron/Wikimedia Commons/CC BY-SA 3.0

However, the use of prophylactic HD-MTX did not improve CNS or survival outcomes of patients with high-risk DLBCL, but instead was associated with increased toxicities, according to the results of a retrospective study by Hyehyun Jeong, MD, of University of Ulsan College of Medicine, Seoul, Republic of Korea, and colleagues.

The researchers evaluated the effects of prophylactic HD-MTX on CNS relapse and survival outcomes in newly diagnosed R-CHOP (rituximab, cyclophosphamide, doxorubicin, vincristine, and prednisone)–treated patients with high-risk DLBCL. The assessment was based on the initial treatment intent (ITT) of the physician on the use of prophylactic HD-MTX.

A total of 5,130 patients were classified into an ITT HD-MTX group and an equal number into a non-ITT HD-MTX group, according to the report, published online in Blood Advances.

Equivalent results

The study showed that the CNS relapse rate was not significantly different between the two groups, with 2-year CNS relapse rates of 12.4% and 13.9%, respectively (P = .96). Three-year progression-free survival and overall survival rates in the ITT HD-MTX and non-ITT HD-MTX groups were 62.4% vs. 64.5% (P = .94) and 71.7% vs. 71.4% (P = .7), respectively. In addition, the propensity score–matched analyses showed no significant differences in the time-to-CNS relapse, progression-free survival, or overall survival, according to the researchers.

One key concern, however, was the increase in toxicity seen in the HD-MTX group. In this study, the ITT HD-MTX group had a statistically higher incidence of grade 3/4 oral mucositis and elevated alanine aminotransferase (ALT) levels, a marker for liver damage. In addition, the ITT HD-MTX group tended to have a higher incidence of elevated creatinine levels during treatment compared with the non-ITT HD-MTX group.

The HD-MTX group also showed a more common treatment delay or a dose reduction in R-CHOP, which might be attributable to toxicities related to intercalated HD-MTX treatments between R-CHOP cycles, the researchers suggested, potentially resulting in a reduced dose intensity of R-CHOP that could play a role in the lack of an observed survival benefit with additional HD-MTX.

“Another vital issue to consider is that HD-MTX treatment requires hospitalization because intensive hydration and leucovorin rescue is needed, which increases the medical costs,” the authors added.

“This real-world experience, which is unique in its scope and analytical methods, should provide insightful information on the role of HD-MTX prophylaxis to help guide current practice, given the lack of prospective clinical evidence in this patient population,” the researchers concluded.

The authors reported that they had no competing financial interests.

Patients with high-risk diffuse large B-cell lymphoma (DLBCL) have a greater than 10% risk of central nervous system (CNS) relapse, and the use of prophylactic high-dose methotrexate (HD-MTX) has been proposed as a preventative measure.

Nephron/Wikimedia Commons/CC BY-SA 3.0

However, the use of prophylactic HD-MTX did not improve CNS or survival outcomes of patients with high-risk DLBCL, but instead was associated with increased toxicities, according to the results of a retrospective study by Hyehyun Jeong, MD, of University of Ulsan College of Medicine, Seoul, Republic of Korea, and colleagues.

The researchers evaluated the effects of prophylactic HD-MTX on CNS relapse and survival outcomes in newly diagnosed R-CHOP (rituximab, cyclophosphamide, doxorubicin, vincristine, and prednisone)–treated patients with high-risk DLBCL. The assessment was based on the initial treatment intent (ITT) of the physician on the use of prophylactic HD-MTX.

A total of 5,130 patients were classified into an ITT HD-MTX group and an equal number into a non-ITT HD-MTX group, according to the report, published online in Blood Advances.

Equivalent results

The study showed that the CNS relapse rate was not significantly different between the two groups, with 2-year CNS relapse rates of 12.4% and 13.9%, respectively (P = .96). Three-year progression-free survival and overall survival rates in the ITT HD-MTX and non-ITT HD-MTX groups were 62.4% vs. 64.5% (P = .94) and 71.7% vs. 71.4% (P = .7), respectively. In addition, the propensity score–matched analyses showed no significant differences in the time-to-CNS relapse, progression-free survival, or overall survival, according to the researchers.

One key concern, however, was the increase in toxicity seen in the HD-MTX group. In this study, the ITT HD-MTX group had a statistically higher incidence of grade 3/4 oral mucositis and elevated alanine aminotransferase (ALT) levels, a marker for liver damage. In addition, the ITT HD-MTX group tended to have a higher incidence of elevated creatinine levels during treatment compared with the non-ITT HD-MTX group.

The HD-MTX group also showed a more common treatment delay or a dose reduction in R-CHOP, which might be attributable to toxicities related to intercalated HD-MTX treatments between R-CHOP cycles, the researchers suggested, potentially resulting in a reduced dose intensity of R-CHOP that could play a role in the lack of an observed survival benefit with additional HD-MTX.

“Another vital issue to consider is that HD-MTX treatment requires hospitalization because intensive hydration and leucovorin rescue is needed, which increases the medical costs,” the authors added.

“This real-world experience, which is unique in its scope and analytical methods, should provide insightful information on the role of HD-MTX prophylaxis to help guide current practice, given the lack of prospective clinical evidence in this patient population,” the researchers concluded.

The authors reported that they had no competing financial interests.

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New guidance for those fully vaccinated against COVID-19

Article Type
Changed
Thu, 08/26/2021 - 15:46

As has been dominating the headlines, the Centers for Disease Control and Prevention recently released updated public health guidance for those who are fully vaccinated against COVID-19. This guidance was issued on May 13, 2021, and has potentially provided some relief to those who are fully vaccinated, though some are concerned and confused about the implications of this guidance.

Dr. Santina J.G. Wheat

This new guidance applies to those who are fully vaccinated as indicated by 2 weeks after the second dose in a 2-dose series or 2 weeks after a single-dose vaccine. Those who meet these criteria no longer need to wear a mask or physically distance themselves from others in both indoor and outdoor settings. For those not fully vaccinated, masking and social distancing should continue to be practiced.

The new guidance indicates that quarantine after a known exposure is no longer necessary.

Unless required by local, state, or territorial health authorities, testing is no longer required following domestic travel for fully vaccinated individuals. A negative test is still required prior to boarding an international flight to the United States and testing 3-5 days after arrival is still recommended. Self-quarantine is no longer required after international travel for fully vaccinated individuals.

The new guidance recommends that individuals who are fully vaccinated not participate in routine screening programs when feasible. Finally, if an individual has tested positive for COVID-19, regardless of vaccination status, that person should isolate and not visit public or private settings for a minimum of ten days.1

Updated guidance for health care facilities

In addition to changes for the general public in all settings, the CDC updated guidance for health care facilities on April 27, 2021. These updated guidelines allow for communal dining and visitation for fully vaccinated patients and their visitors. The guidelines indicate that fully vaccinated health care personnel (HCP) do not require quarantine after exposure to patients who have tested positive for COVID-19 as long as the HCP remains asymptomatic. They should, however, continue to utilize personal protective equipment as previously recommended. HCPs are able to be in break and meeting rooms unmasked if all HCPs are vaccinated.2

There are some important caveats to these updated guidelines. They do not apply to those who have immunocompromising conditions, including those using immunosuppressant agents. They also do not apply to locations subject to federal, state, local, tribal, or territorial laws, rules, and regulations, including local business and workplace guidance.

Those who work or reside in correction or detention facilities and homeless shelters are also still required to test after known exposures. Masking is still required by all travelers on all forms of public transportation into and within the United States.

Most importantly, the guidelines apply only to those who are fully vaccinated. Finally, no vaccine is perfect. As such, anyone who experiences symptoms indicative of COVID-19, regardless of vaccination status, should obtain viral testing and isolate themselves from others.1,2

 

 

Pros and cons to new guidance

Both sets of updated guidelines are a great example of public health guidance that is changing as the evidence is gathered and changes. This guidance is also a welcome encouragement that the vaccines are effective at decreasing transmission of this virus that has upended our world.

These guidelines leave room for change as evidence is gathered on emerging novel variants. There are, however, a few remaining concerns.

My first concern is for those who are not yet able to be vaccinated, including children under the age of 12. For families with members who are not fully vaccinated, they may have first heard the headlines of “you do not have to mask” to then read the fine print that remains. When truly following these guidelines, many social situations in both the public and private setting should still include both masking and social distancing.

There is no clarity on how these guidelines are enforced. Within the guidance, it is clear that individuals’ privacy is of utmost importance. In the absence of knowledge, that means that the assumption should be that all are not yet vaccinated. Unless there is a way to reliably demonstrate vaccination status, it would likely still be safer to assume that there are individuals who are not fully vaccinated within the setting.

Finally, although this is great news surrounding the efficacy of the vaccine, some are concerned that local mask mandates that have already started to be lifted will be completely removed. As there is still a large portion of the population not yet fully vaccinated, it seems premature for local, state, and territorial authorities to lift these mandates.
 

How to continue exercising caution

With the outstanding concerns, I will continue to mask in settings, particularly indoors, where I do not definitely know that everyone is vaccinated. I will continue to do this to protect my children and my patients who are not yet vaccinated, and my patients who are immunosuppressed for whom we do not yet have enough information.

I will continue to advise my patients to be thoughtful about the risk for themselves and their families as well.

There has been more benefit to these public health measures then just decreased transmission of COVID-19. I hope that this year has reinforced within us the benefits of masking and self-isolation in the cases of any contagious illnesses.

Although I am looking forward to the opportunities to interact in person with more colleagues and friends, I think we should continue to do this with caution and thoughtfulness. We must be prepared for the possibility of vaccines having decreased efficacy against novel variants as well as eventually the possibility of waning immunity. If these should occur, we need to be prepared for additional recommendation changes and tightening of restrictions.
 

Dr. Wheat is a family physician at Erie Family Health Center in Chicago. She is program director of Northwestern’s McGaw Family Medicine residency program at Humboldt Park, Chicago. Dr. Wheat serves on the editorial advisory board of Family Practice News. You can contact her at [email protected].

References

1. Centers for Disease Control and Prevention. Interim Public Health Recommendations for Fully Vaccinated People. U.S. Department of Health & Human Services, May 13, 2021.

2. Centers for Disease Control and Prevention. Updated Healthcare Infection Prevention and Control Recommendations in Response to COVID-19 Vaccination. U.S. Department of Health and Human Services, April 27, 2021.

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As has been dominating the headlines, the Centers for Disease Control and Prevention recently released updated public health guidance for those who are fully vaccinated against COVID-19. This guidance was issued on May 13, 2021, and has potentially provided some relief to those who are fully vaccinated, though some are concerned and confused about the implications of this guidance.

Dr. Santina J.G. Wheat

This new guidance applies to those who are fully vaccinated as indicated by 2 weeks after the second dose in a 2-dose series or 2 weeks after a single-dose vaccine. Those who meet these criteria no longer need to wear a mask or physically distance themselves from others in both indoor and outdoor settings. For those not fully vaccinated, masking and social distancing should continue to be practiced.

The new guidance indicates that quarantine after a known exposure is no longer necessary.

Unless required by local, state, or territorial health authorities, testing is no longer required following domestic travel for fully vaccinated individuals. A negative test is still required prior to boarding an international flight to the United States and testing 3-5 days after arrival is still recommended. Self-quarantine is no longer required after international travel for fully vaccinated individuals.

The new guidance recommends that individuals who are fully vaccinated not participate in routine screening programs when feasible. Finally, if an individual has tested positive for COVID-19, regardless of vaccination status, that person should isolate and not visit public or private settings for a minimum of ten days.1

Updated guidance for health care facilities

In addition to changes for the general public in all settings, the CDC updated guidance for health care facilities on April 27, 2021. These updated guidelines allow for communal dining and visitation for fully vaccinated patients and their visitors. The guidelines indicate that fully vaccinated health care personnel (HCP) do not require quarantine after exposure to patients who have tested positive for COVID-19 as long as the HCP remains asymptomatic. They should, however, continue to utilize personal protective equipment as previously recommended. HCPs are able to be in break and meeting rooms unmasked if all HCPs are vaccinated.2

There are some important caveats to these updated guidelines. They do not apply to those who have immunocompromising conditions, including those using immunosuppressant agents. They also do not apply to locations subject to federal, state, local, tribal, or territorial laws, rules, and regulations, including local business and workplace guidance.

Those who work or reside in correction or detention facilities and homeless shelters are also still required to test after known exposures. Masking is still required by all travelers on all forms of public transportation into and within the United States.

Most importantly, the guidelines apply only to those who are fully vaccinated. Finally, no vaccine is perfect. As such, anyone who experiences symptoms indicative of COVID-19, regardless of vaccination status, should obtain viral testing and isolate themselves from others.1,2

 

 

Pros and cons to new guidance

Both sets of updated guidelines are a great example of public health guidance that is changing as the evidence is gathered and changes. This guidance is also a welcome encouragement that the vaccines are effective at decreasing transmission of this virus that has upended our world.

These guidelines leave room for change as evidence is gathered on emerging novel variants. There are, however, a few remaining concerns.

My first concern is for those who are not yet able to be vaccinated, including children under the age of 12. For families with members who are not fully vaccinated, they may have first heard the headlines of “you do not have to mask” to then read the fine print that remains. When truly following these guidelines, many social situations in both the public and private setting should still include both masking and social distancing.

There is no clarity on how these guidelines are enforced. Within the guidance, it is clear that individuals’ privacy is of utmost importance. In the absence of knowledge, that means that the assumption should be that all are not yet vaccinated. Unless there is a way to reliably demonstrate vaccination status, it would likely still be safer to assume that there are individuals who are not fully vaccinated within the setting.

Finally, although this is great news surrounding the efficacy of the vaccine, some are concerned that local mask mandates that have already started to be lifted will be completely removed. As there is still a large portion of the population not yet fully vaccinated, it seems premature for local, state, and territorial authorities to lift these mandates.
 

How to continue exercising caution

With the outstanding concerns, I will continue to mask in settings, particularly indoors, where I do not definitely know that everyone is vaccinated. I will continue to do this to protect my children and my patients who are not yet vaccinated, and my patients who are immunosuppressed for whom we do not yet have enough information.

I will continue to advise my patients to be thoughtful about the risk for themselves and their families as well.

There has been more benefit to these public health measures then just decreased transmission of COVID-19. I hope that this year has reinforced within us the benefits of masking and self-isolation in the cases of any contagious illnesses.

Although I am looking forward to the opportunities to interact in person with more colleagues and friends, I think we should continue to do this with caution and thoughtfulness. We must be prepared for the possibility of vaccines having decreased efficacy against novel variants as well as eventually the possibility of waning immunity. If these should occur, we need to be prepared for additional recommendation changes and tightening of restrictions.
 

Dr. Wheat is a family physician at Erie Family Health Center in Chicago. She is program director of Northwestern’s McGaw Family Medicine residency program at Humboldt Park, Chicago. Dr. Wheat serves on the editorial advisory board of Family Practice News. You can contact her at [email protected].

References

1. Centers for Disease Control and Prevention. Interim Public Health Recommendations for Fully Vaccinated People. U.S. Department of Health & Human Services, May 13, 2021.

2. Centers for Disease Control and Prevention. Updated Healthcare Infection Prevention and Control Recommendations in Response to COVID-19 Vaccination. U.S. Department of Health and Human Services, April 27, 2021.

As has been dominating the headlines, the Centers for Disease Control and Prevention recently released updated public health guidance for those who are fully vaccinated against COVID-19. This guidance was issued on May 13, 2021, and has potentially provided some relief to those who are fully vaccinated, though some are concerned and confused about the implications of this guidance.

Dr. Santina J.G. Wheat

This new guidance applies to those who are fully vaccinated as indicated by 2 weeks after the second dose in a 2-dose series or 2 weeks after a single-dose vaccine. Those who meet these criteria no longer need to wear a mask or physically distance themselves from others in both indoor and outdoor settings. For those not fully vaccinated, masking and social distancing should continue to be practiced.

The new guidance indicates that quarantine after a known exposure is no longer necessary.

Unless required by local, state, or territorial health authorities, testing is no longer required following domestic travel for fully vaccinated individuals. A negative test is still required prior to boarding an international flight to the United States and testing 3-5 days after arrival is still recommended. Self-quarantine is no longer required after international travel for fully vaccinated individuals.

The new guidance recommends that individuals who are fully vaccinated not participate in routine screening programs when feasible. Finally, if an individual has tested positive for COVID-19, regardless of vaccination status, that person should isolate and not visit public or private settings for a minimum of ten days.1

Updated guidance for health care facilities

In addition to changes for the general public in all settings, the CDC updated guidance for health care facilities on April 27, 2021. These updated guidelines allow for communal dining and visitation for fully vaccinated patients and their visitors. The guidelines indicate that fully vaccinated health care personnel (HCP) do not require quarantine after exposure to patients who have tested positive for COVID-19 as long as the HCP remains asymptomatic. They should, however, continue to utilize personal protective equipment as previously recommended. HCPs are able to be in break and meeting rooms unmasked if all HCPs are vaccinated.2

There are some important caveats to these updated guidelines. They do not apply to those who have immunocompromising conditions, including those using immunosuppressant agents. They also do not apply to locations subject to federal, state, local, tribal, or territorial laws, rules, and regulations, including local business and workplace guidance.

Those who work or reside in correction or detention facilities and homeless shelters are also still required to test after known exposures. Masking is still required by all travelers on all forms of public transportation into and within the United States.

Most importantly, the guidelines apply only to those who are fully vaccinated. Finally, no vaccine is perfect. As such, anyone who experiences symptoms indicative of COVID-19, regardless of vaccination status, should obtain viral testing and isolate themselves from others.1,2

 

 

Pros and cons to new guidance

Both sets of updated guidelines are a great example of public health guidance that is changing as the evidence is gathered and changes. This guidance is also a welcome encouragement that the vaccines are effective at decreasing transmission of this virus that has upended our world.

These guidelines leave room for change as evidence is gathered on emerging novel variants. There are, however, a few remaining concerns.

My first concern is for those who are not yet able to be vaccinated, including children under the age of 12. For families with members who are not fully vaccinated, they may have first heard the headlines of “you do not have to mask” to then read the fine print that remains. When truly following these guidelines, many social situations in both the public and private setting should still include both masking and social distancing.

There is no clarity on how these guidelines are enforced. Within the guidance, it is clear that individuals’ privacy is of utmost importance. In the absence of knowledge, that means that the assumption should be that all are not yet vaccinated. Unless there is a way to reliably demonstrate vaccination status, it would likely still be safer to assume that there are individuals who are not fully vaccinated within the setting.

Finally, although this is great news surrounding the efficacy of the vaccine, some are concerned that local mask mandates that have already started to be lifted will be completely removed. As there is still a large portion of the population not yet fully vaccinated, it seems premature for local, state, and territorial authorities to lift these mandates.
 

How to continue exercising caution

With the outstanding concerns, I will continue to mask in settings, particularly indoors, where I do not definitely know that everyone is vaccinated. I will continue to do this to protect my children and my patients who are not yet vaccinated, and my patients who are immunosuppressed for whom we do not yet have enough information.

I will continue to advise my patients to be thoughtful about the risk for themselves and their families as well.

There has been more benefit to these public health measures then just decreased transmission of COVID-19. I hope that this year has reinforced within us the benefits of masking and self-isolation in the cases of any contagious illnesses.

Although I am looking forward to the opportunities to interact in person with more colleagues and friends, I think we should continue to do this with caution and thoughtfulness. We must be prepared for the possibility of vaccines having decreased efficacy against novel variants as well as eventually the possibility of waning immunity. If these should occur, we need to be prepared for additional recommendation changes and tightening of restrictions.
 

Dr. Wheat is a family physician at Erie Family Health Center in Chicago. She is program director of Northwestern’s McGaw Family Medicine residency program at Humboldt Park, Chicago. Dr. Wheat serves on the editorial advisory board of Family Practice News. You can contact her at [email protected].

References

1. Centers for Disease Control and Prevention. Interim Public Health Recommendations for Fully Vaccinated People. U.S. Department of Health & Human Services, May 13, 2021.

2. Centers for Disease Control and Prevention. Updated Healthcare Infection Prevention and Control Recommendations in Response to COVID-19 Vaccination. U.S. Department of Health and Human Services, April 27, 2021.

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